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Exemptive Rule

Order Granting Temporary Conditional Exemptive Relief Pursuant to Section 36 of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to Certain Requirements of the National Market System Plan Governing the Consolidated Audit Trail

Last Reviewed or Updated: Dec. 16, 2020

Resources

Exemptive Rule: SEC Issued Version (pdf 177.03 KB)

Exemptive Rule: Federal Register Version

Details

Rule Type

Exemptive

Release Number

34-90688

SEC Issue Date

Dec. 16, 2020

Federal Register Publish Date

Dec. 22, 2020

Document Citation

85 FR 83634

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Temporary Conditional Exemptive Relief Pursuant to Section 36 of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to Certain Requirements of the National Market System Plan Governing the Consolidated Audit Trail

Resources

Details

More in this Section

Order Granting Temporary Conditional Exemptive Relief Pursuant to Section 36 of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to Certain Requirements of the National Market System Plan Governing the Consolidated Audit Trail

Resources

Details