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Exemptive Rule

Order Granting Application of Robinhood Financial LLC and Robinhood Securities LLC for a Limited Exemption from Exchange Act Rule 10b-10(a) Pursuant to Rule 10b-10(f)

Last Reviewed or Updated: Feb. 27, 2024

Resources

Exemptive Rule: SEC Issued Version (pdf 114.08 KB)

Incoming Letter

Details

Rule Type

Exemptive

Release Number

34-90130

SEC Issue Date

Oct. 8, 2020

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Application of Robinhood Financial LLC and Robinhood Securities LLC for a Limited Exemption from Exchange Act Rule 10b-10(a) Pursuant to Rule 10b-10(f)

Resources

Details

More in this Section

Order Granting Application of Robinhood Financial LLC and Robinhood Securities LLC for a Limited Exemption from Exchange Act Rule 10b-10(a) Pursuant to Rule 10b-10(f)

Resources

Details