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Order Regarding Exemption Rule

Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder

Last Reviewed or Updated: March 13, 2020

Resources

Order Regarding Exemption Rule: SEC Issued Version (pdf 156.15 KB)

Details

Rule Type

Order Regarding Exemption

Release Number

IA-5463

SEC Issue Date

March 13, 2020

Rules & Regulations

Enforcement & Litigation

Compliance

Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder

Resources

Details

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Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder

Resources

Details