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Exemptive Rule

Order Granting Application by Nasdaq BX, Inc. for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to the Nasdaq Rule 1000 Series Incorporated by Reference

Last Reviewed or Updated: Sept. 6, 2019

Resources

Exemptive Rule: SEC Issued Version (pdf 128.53 KB)

Exemptive Rule: Federal Register Version

Details

Rule Type

Exemptive

Release Number

34-86896

SEC Issue Date

Sept. 6, 2019

Federal Register Publish Date

Sept. 12, 2019

Document Citation

84 FR 48186

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Application by Nasdaq BX, Inc. for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to the Nasdaq Rule 1000 Series Incorporated by Reference

Resources

Details

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Order Granting Application by Nasdaq BX, Inc. for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to the Nasdaq Rule 1000 Series Incorporated by Reference

Resources

Details