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Exemptive Rule

Order Granting Application by The Financial Information Forum and Security Traders Association for an Exemption Pursuant to Rule 606(c) of Regulation NMS Under the Exchange Act From Certain Requirements of Rule 606 of Regulation NMS Under the Exchange Act

Last Reviewed or Updated: Sept. 4, 2019

Resources

Exemptive Rule: SEC Issued Version (pdf 120.23 KB)

Exemptive Rule: Federal Register Version

Details

Rule Type

Exemptive

Release Number

34-86874

SEC Issue Date

Sept. 4, 2019

Federal Register Publish Date

Sept. 10, 2019

Document Citation

84 FR 47625

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Application by The Financial Information Forum and Security Traders Association for an Exemption Pursuant to Rule 606(c) of Regulation NMS Under the Exchange Act From Certain Requirements of Rule 606 of Regulation NMS Under the Exchange Act

Resources

Details

More in this Section

Order Granting Application by The Financial Information Forum and Security Traders Association for an Exemption Pursuant to Rule 606(c) of Regulation NMS Under the Exchange Act From Certain Requirements of Rule 606 of Regulation NMS Under the Exchange Act

Resources

Details