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Exemptive Rule

Order Granting Applications by Nasdaq BX, Inc. and Nasdaq PHLX LLC for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Order Audit Trail System Rules Incorporated by Reference

Last Reviewed or Updated: Feb. 26, 2019

Resources

Exemptive Rule: SEC Issued Version (pdf 126.63 KB)

Exemptive Rule: Federal Register Version

Details

Rule Type

Exemptive

Release Number

34-85203

SEC Issue Date

Feb. 26, 2019

Federal Register Publish Date

March 4, 2019

Document Citation

84 FR 7410

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Applications by Nasdaq BX, Inc. and Nasdaq PHLX LLC for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Order Audit Trail System Rules Incorporated by Reference

Resources

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Order Granting Applications by Nasdaq BX, Inc. and Nasdaq PHLX LLC for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Order Audit Trail System Rules Incorporated by Reference

Resources

Details