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Exemptive Rule

Order Granting Limited Exemptions From Rules 101 and 102 of Regulation M in Connection With Distributions of AT1 Contingent Convertible Securities Pursuant to Rules 101(d) and 102(e) of Regulation M

Last Reviewed or Updated: Jan. 23, 2018

Resources

Exemptive Rule: SEC Issued Version (pdf 109.6 KB)

Exemptive Rule: Federal Register Version

Incoming Letter

Details

File Number

TP-18-08

Rule Type

Exemptive

Release Number

34-82575

SEC Issue Date

Jan. 23, 2018

Federal Register Publish Date

Jan. 29, 2018

Document Citation

83 FR 4083

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Limited Exemptions From Rules 101 and 102 of Regulation M in Connection With Distributions of AT1 Contingent Convertible Securities Pursuant to Rules 101(d) and 102(e) of Regulation M

Resources

Details

More in this Section

Order Granting Limited Exemptions From Rules 101 and 102 of Regulation M in Connection With Distributions of AT1 Contingent Convertible Securities Pursuant to Rules 101(d) and 102(e) of Regulation M

Resources

Details