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Order Regarding Waiver Rule

SG Americas Securities, LLC (Order Under Rule 506(d)(2)(ii) of the Securities Act of 1933 Granting a Waiver of the Rule 506(d)(1)(iii) Disqualification Provision)

Last Reviewed or Updated: Sept. 28, 2016

Resources

Order Regarding Waiver Rule: SEC Issued Version (pdf 80.78 KB)

Details

Rule Type

Order Regarding Waiver

Release Number

33-10224

SEC Issue Date

Sept. 28, 2016

Rules & Regulations

Enforcement & Litigation

Compliance

SG Americas Securities, LLC (Order Under Rule 506(d)(2)(ii) of the Securities Act of 1933 Granting a Waiver of the Rule 506(d)(1)(iii) Disqualification Provision)

Resources

Details

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SG Americas Securities, LLC (Order Under Rule 506(d)(2)(ii) of the Securities Act of 1933 Granting a Waiver of the Rule 506(d)(1)(iii) Disqualification Provision)

Resources

Details