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Exemptive Rule

Order Granting Conditional Exemption of Morningstar Credit Ratings, LLC from a Requirement in Section 15E(a)(1)(C)(iv) of the Securities Exchange Act of 1934 and Item 6C of Form NRSRO

Last Reviewed or Updated: Aug. 24, 2016

Resources

Exemptive Rule: SEC Issued Version (pdf 35.09 KB)

Details

Rule Type

Exemptive

Release Number

34-78670

SEC Issue Date

Aug. 24, 2016

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Conditional Exemption of Morningstar Credit Ratings, LLC from a Requirement in Section 15E(a)(1)(C)(iv) of the Securities Exchange Act of 1934 and Item 6C of Form NRSRO

Resources

Details

More in this Section

Order Granting Conditional Exemption of Morningstar Credit Ratings, LLC from a Requirement in Section 15E(a)(1)(C)(iv) of the Securities Exchange Act of 1934 and Item 6C of Form NRSRO

Resources

Details