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Other Commission Orders, Notices, and Information Rule

Investors Exchange LLC; Notice of Filing of Proposed Minor Rule Violation Plan

Last Reviewed or Updated: June 1, 2023

Resources

Other Commission Orders, Notices, and Information Rule: SEC Issued Version (pdf 61.1 KB)

Other Commission Orders, Notices, and Information Rule: Federal Register Version

Exhibit A

Details

Public Comments Due

Aug. 2, 2016

File Number

4-701

Rule Type

Other Commission Orders, Notices, and Information

Release Number

34-78300

SEC Issue Date

July 12, 2016

Federal Register Publish Date

July 18, 2016

Document Citation

81 FR 46730

Rules & Regulations

Enforcement & Litigation

Compliance

Investors Exchange LLC; Notice of Filing of Proposed Minor Rule Violation Plan

Resources

Details

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Investors Exchange LLC; Notice of Filing of Proposed Minor Rule Violation Plan

Resources

Details