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Exemptive Rule

Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to First Trust Dorsey Wright Dynamic Focus 5 ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M

Last Reviewed or Updated: March 16, 2016

Resources

Exemptive Rule: SEC Issued Version (pdf 44.97 KB)

Exemptive Rule: Federal Register Version

Incoming Letter

Details

File Number

TP-16-5

Rule Type

Exemptive

Release Number

34-77380

SEC Issue Date

March 16, 2016

Federal Register Publish Date

March 22, 2016

Document Citation

81 FR 15382

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to First Trust Dorsey Wright Dynamic Focus 5 ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M

Resources

Details

More in this Section

Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to First Trust Dorsey Wright Dynamic Focus 5 ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M

Resources

Details