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Order Regarding Waiver Rule

Barclays Capital Inc. (Order Under Rule 506(d) of The Securities Act of 1933 Granting a Waiver of the Rule 506(d)(1)(iv)(B) Disqualification Provision)

Last Reviewed or Updated: Jan. 31, 2016

Resources

Order Regarding Waiver Rule: SEC Issued Version (pdf 21.56 KB)

Details

File Number

3-17077

Rule Type

Order Regarding Waiver

Release Number

33-10011

SEC Issue Date

Jan. 31, 2016

Rules & Regulations

Enforcement & Litigation

Compliance

Barclays Capital Inc. (Order Under Rule 506(d) of The Securities Act of 1933 Granting a Waiver of the Rule 506(d)(1)(iv)(B) Disqualification Provision)

Resources

Details

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Barclays Capital Inc. (Order Under Rule 506(d) of The Securities Act of 1933 Granting a Waiver of the Rule 506(d)(1)(iv)(B) Disqualification Provision)

Resources

Details