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Exemptive Rule

Order Granting Temporary, Limited, and Conditional Exemption of Kroll Bond Rating Agency, Inc. from the Conflict of Interest Prohibition in Rule 17g-5(c)(1) of the Securities Exchange Act of 1934

Last Reviewed or Updated: Oct. 13, 2015

Resources

Exemptive Rule: SEC Issued Version (pdf 53.48 KB)

Details

Rule Type

Exemptive

Release Number

34-76129

SEC Issue Date

Oct. 13, 2015

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Temporary, Limited, and Conditional Exemption of Kroll Bond Rating Agency, Inc. from the Conflict of Interest Prohibition in Rule 17g-5(c)(1) of the Securities Exchange Act of 1934

Resources

Details

More in this Section

Order Granting Temporary, Limited, and Conditional Exemption of Kroll Bond Rating Agency, Inc. from the Conflict of Interest Prohibition in Rule 17g-5(c)(1) of the Securities Exchange Act of 1934

Resources

Details