Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Petition Rule

Request to adopt a rule that prevents a brokerage from requiring arbitration as the sole means of dispute resolution as a condition of opening an account

Last Reviewed or Updated: July 4, 2015

Resources

Petition Rule: SEC Issued Version (pdf 44.33 KB)

Details

File Number

4-687

Rule Type

Petition

Release Number

4-687

AAER-3442

SEC Issue Date

July 4, 2015

Rules & Regulations

Enforcement & Litigation

Compliance

Request to adopt a rule that prevents a brokerage from requiring arbitration as the sole means of dispute resolution as a condition of opening an account

Resources

Details

More in this Section

Request to adopt a rule that prevents a brokerage from requiring arbitration as the sole means of dispute resolution as a condition of opening an account

Resources

Details