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Order Regarding Waiver Rule

Citigroup Global Markets Inc. (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Rule 602(b)(4) and 602(c)(2) Disqualification Provisions)

Last Reviewed or Updated: Aug. 6, 2014

Resources

Order Regarding Waiver Rule: SEC Issued Version (pdf 21.55 KB)

Details

Rule Type

Order Regarding Waiver

Release Number

33-9627

SEC Issue Date

Aug. 6, 2014

Rules & Regulations

Enforcement & Litigation

Compliance

Citigroup Global Markets Inc. (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Rule 602(b)(4) and 602(c)(2) Disqualification Provisions)

Resources

Details

More in this Section

Citigroup Global Markets Inc. (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Rule 602(b)(4) and 602(c)(2) Disqualification Provisions)

Resources

Details