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Exemptive Rule

Order Granting Limited Exemptions from Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to First Trust Dorsey Wright International Focus 5 ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M

Last Reviewed or Updated: July 22, 2014

Resources

Exemptive Rule: SEC Issued Version (pdf 45.63 KB)

Exemptive Rule: Federal Register Version

Incoming Letter

Details

File Number

TP-14-12

Rule Type

Exemptive

Release Number

34-72655

SEC Issue Date

July 22, 2014

Federal Register Publish Date

July 28, 2014

Document Citation

79 FR 43799

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Limited Exemptions from Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to First Trust Dorsey Wright International Focus 5 ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M

Resources

Details

More in this Section

Order Granting Limited Exemptions from Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to First Trust Dorsey Wright International Focus 5 ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M

Resources

Details