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Exemptive Rule

Order Granting Temporary Exemption of Morningstar Credit Ratings, LLC from the Conflict of Interest Prohibition in Rule 17g-5(c)(1) of the Securities Exchange Act of 1934

Last Reviewed or Updated: Feb. 27, 2024

Resources

Exemptive Rule: SEC Issued Version (pdf 47.67 KB)

Incoming Letters

Details

Rule Type

Exemptive

Release Number

34-71219

SEC Issue Date

Dec. 31, 2013

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Temporary Exemption of Morningstar Credit Ratings, LLC from the Conflict of Interest Prohibition in Rule 17g-5(c)(1) of the Securities Exchange Act of 1934

Resources

Details

More in this Section

Order Granting Temporary Exemption of Morningstar Credit Ratings, LLC from the Conflict of Interest Prohibition in Rule 17g-5(c)(1) of the Securities Exchange Act of 1934

Resources

Details