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Exemptive Rule

Order Providing Broker-Dealers a Temporary Exemption From the Requirements of Certain New Amendments to the Financial Responsibility Rules for Broker-Dealers Under the Securities Exchange Act of 1934

Last Reviewed or Updated: Oct. 17, 2013

Resources

Exemptive Rule: SEC Issued Version (pdf 33.88 KB)

Exemptive Rule: Federal Register Version

Details

Rule Type

Exemptive

Release Number

34-70701

SEC Issue Date

Oct. 17, 2013

Federal Register Publish Date

Oct. 22, 2013

Document Citation

78 FR 62930

Rules & Regulations

Enforcement & Litigation

Compliance

Order Providing Broker-Dealers a Temporary Exemption From the Requirements of Certain New Amendments to the Financial Responsibility Rules for Broker-Dealers Under the Securities Exchange Act of 1934

Resources

Details

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Order Providing Broker-Dealers a Temporary Exemption From the Requirements of Certain New Amendments to the Financial Responsibility Rules for Broker-Dealers Under the Securities Exchange Act of 1934

Resources

Details