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Exemptive Rule

Order Exempting Market Makers Participating in NASDAQ Stock Market LLC's Market Quality Program From Section 11(d)(1) of the Securities Exchange Act of 1934 and Rule 11d1-2 Thereunder

Last Reviewed or Updated: June 28, 2013

Resources

Exemptive Rule: SEC Issued Version (pdf 68.19 KB)

Exemptive Rule: Federal Register Version

Incoming Letter

Details

Rule Type

Exemptive

Release Number

34-69892

SEC Issue Date

June 28, 2013

Federal Register Publish Date

July 5, 2013

Document Citation

78 FR 40523

Rules & Regulations

Enforcement & Litigation

Compliance

Order Exempting Market Makers Participating in NASDAQ Stock Market LLC's Market Quality Program From Section 11(d)(1) of the Securities Exchange Act of 1934 and Rule 11d1-2 Thereunder

Resources

Details

More in this Section

Order Exempting Market Makers Participating in NASDAQ Stock Market LLC's Market Quality Program From Section 11(d)(1) of the Securities Exchange Act of 1934 and Rule 11d1-2 Thereunder

Resources

Details