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Exemptive Rule

Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to ALPS ETF Trust and U.S. Equity High Volatility Put Write Index Fund Pursuant to Exchange Act Rule 10b-17(b)(2) and Rule 101(d) and 102(e) of Regulation M

Last Reviewed or Updated: Feb. 27, 2013

Resources

Exemptive Rule: SEC Issued Version (pdf 44.42 KB)

Exemptive Rule: Federal Register Version

Incoming Letter

Details

File Number

TP-13-04

Rule Type

Exemptive

Release Number

34-68995

SEC Issue Date

Feb. 27, 2013

Federal Register Publish Date

March 5, 2013

Document Citation

78 FR 14376

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to ALPS ETF Trust and U.S. Equity High Volatility Put Write Index Fund Pursuant to Exchange Act Rule 10b-17(b)(2) and Rule 101(d) and 102(e) of Regulation M

Resources

Details

More in this Section

Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to ALPS ETF Trust and U.S. Equity High Volatility Put Write Index Fund Pursuant to Exchange Act Rule 10b-17(b)(2) and Rule 101(d) and 102(e) of Regulation M

Resources

Details