Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Order Regarding Waiver Rule

JP Turner & Company, LLC, and William L. Mello (Order Under Rule 602(e) of the Securities Act of 1933, Granting a Waiver of the Rule 602(c)(3) Disqualification Provision)

Last Reviewed or Updated: Sept. 10, 2012

Resources

Order Regarding Waiver Rule: SEC Issued Version (pdf 19.68 KB)

Details

File Number

3-15014

Rule Type

Order Regarding Waiver

Release Number

33-9360

SEC Issue Date

Sept. 10, 2012

Rules & Regulations

Enforcement & Litigation

Compliance

JP Turner & Company, LLC, and William L. Mello (Order Under Rule 602(e) of the Securities Act of 1933, Granting a Waiver of the Rule 602(c)(3) Disqualification Provision)

Resources

Details

More in this Section

JP Turner & Company, LLC, and William L. Mello (Order Under Rule 602(e) of the Securities Act of 1933, Granting a Waiver of the Rule 602(c)(3) Disqualification Provision)

Resources

Details