Exemptive Rule

Temporary Exemptions and Other Temporary Relief, Together With Information on Compliance Dates for New Provisions of the Securities Exchange Act of 1934 Applicable to Security-Based Swaps

Overview

The Securities and Exchange Commission ("Commission') is issuing an exemptive order granting temporary exemptive relief and other temporary relief from compliance with certain provisions of the Securities Exchange Act of 1934 ("Exchange Act') concerning security- based swaps. The Commission also is providing guidance regarding compliance with other provisions of the Exchange Act concerning security-based swaps that were amended or added by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act') and requesting comments on such guidance and the temporary relief granted.

Title
Temporary Exemptions and Other Temporary Relief, Together With Information on Compliance Dates for New Provisions of the Securities Exchange Act of 1934 Applicable to Security-Based Swaps
Release Number
34-64678
SEC Issue Date
Federal Register Publish Date
Document Citation

76 FR 36287

Last Reviewed or Updated: June 15, 2011