Details
File Number
3-14620
Rule Type
Order Regarding Waiver
Release Number
33-9276
SEC Issue Date
Order Regarding Waiver Rule
UBS Securities LLC (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Rule 602(c)(3) Disqualification Provision)
Last Reviewed or Updated: Nov. 10, 2011