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Exemptive Rule

Order Granting Temporary Exemption of Kroll Bond Rating Agency, Inc. From the Conflict of Interest Prohibition in Rule 17g-5(c)(1) of the Securities Exchange Act of 1934

Last Reviewed or Updated: Sept. 14, 2011

Resources

Exemptive Rule: SEC Issued Version (pdf 40.37 KB)

Exemptive Rule: Federal Register Version

Details

Rule Type

Exemptive

Release Number

34-65339

SEC Issue Date

Sept. 14, 2011

Federal Register Publish Date

Sept. 20, 2011

Document Citation

76 FR 58319

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Temporary Exemption of Kroll Bond Rating Agency, Inc. From the Conflict of Interest Prohibition in Rule 17g-5(c)(1) of the Securities Exchange Act of 1934

Resources

Details

More in this Section

Order Granting Temporary Exemption of Kroll Bond Rating Agency, Inc. From the Conflict of Interest Prohibition in Rule 17g-5(c)(1) of the Securities Exchange Act of 1934

Resources

Details