Privacy Act of 1974: Systems of Records

In accordance with the requirements of the Privacy Act of 1974, as amended, 5 U.S.C. 552a, the Securities and Exchange Commission ("Commission' or "SEC') proposes to establish three new systems of records and revise two existing systems of records. The three new systems of records are "Tips, Complaints, and Referrals (TCR) Records (SEC-63)', "SEC Security in the Workplace Incident Records (SEC- 64)', and "Investor Response Information System (IRIS) (SEC-65).' In a companion release published elsewhere in this issue of the Federal Register the Commission is issuing a Proposed Rule concurrent with this notice. Additionally, two existing systems of records are being revised: "Personnel Management Code of Conduct and Employee Performance Files (SEC-38)', last published in the Federal Register Volume 62, Number 176 on Thursday, September 11, 1997; and "Enforcement Files (SEC-42)', last published in the Federal Register Volume 67, Number 142 on Wednesday, July 24, 2002.