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Order Regarding Exemption Rule

Wynnefield Capital Management LLC and Wynnefield Capital, Inc. (Order Pursuant to Sections 13(f)(2), 13(f)(4) and 36 of the Securities Exchange Act of 1934 Denying Application for Exemption From Rule 13f-1 Under the Securities Exchange Act of 1934)

Last Reviewed or Updated: April 16, 2010

Resources

Order Regarding Exemption Rule: SEC Issued Version (pdf 31.28 KB)

Details

Rule Type

Order Regarding Exemption

Release Number

34-61930

SEC Issue Date

April 16, 2010

Rules & Regulations

Enforcement & Litigation

Compliance

Wynnefield Capital Management LLC and Wynnefield Capital, Inc. (Order Pursuant to Sections 13(f)(2), 13(f)(4) and 36 of the Securities Exchange Act of 1934 Denying Application for Exemption From Rule 13f-1 Under the Securities Exchange Act of 1934)

Resources

Details

More in this Section

Wynnefield Capital Management LLC and Wynnefield Capital, Inc. (Order Pursuant to Sections 13(f)(2), 13(f)(4) and 36 of the Securities Exchange Act of 1934 Denying Application for Exemption From Rule 13f-1 Under the Securities Exchange Act of 1934)

Resources

Details