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Petition Rule

Request that the Commission conduct rulemaking to codify a securities licensing/registration exemption for main street business brokers

Public Comments

View Received Comments

Last Reviewed or Updated: Oct. 19, 2009

Resources

Petition Rule: SEC Issued Version (pdf 1.63 MB)

Details

File Number

4-599

Rule Type

Petition

Release Number

4-599

AAER-2968

SEC Issue Date

Oct. 19, 2009

Rules & Regulations

Enforcement & Litigation

Compliance

Request that the Commission conduct rulemaking to codify a securities licensing/registration exemption for main street business brokers

Public Comments

Resources

Details

More in this Section

Request that the Commission conduct rulemaking to codify a securities licensing/registration exemption for main street business brokers

Public Comments

Resources

Details