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NRSRO Rule

Order Providing NRSROs a Temporary Exemption From the Requirement in Rule 17g-2(d) (Incorporating the Provisions of Rule 17g-2(a)(8)) of the Securities Exchange Act of 1934 That CUSIP Numbers Be Displayed

Last Reviewed or Updated: Aug. 10, 2009

Resources

NRSRO Rule: SEC Issued Version (pdf 32.2 KB)

NRSRO Rule: Federal Register Version

Details

Rule Type

NRSRO

Release Number

34-60473

SEC Issue Date

Aug. 10, 2009

Federal Register Publish Date

Aug. 14, 2009

Document Citation

74 FR 41176

Rules & Regulations

Enforcement & Litigation

Compliance

Order Providing NRSROs a Temporary Exemption From the Requirement in Rule 17g-2(d) (Incorporating the Provisions of Rule 17g-2(a)(8)) of the Securities Exchange Act of 1934 That CUSIP Numbers Be Displayed

Resources

Details

More in this Section

Order Providing NRSROs a Temporary Exemption From the Requirement in Rule 17g-2(d) (Incorporating the Provisions of Rule 17g-2(a)(8)) of the Securities Exchange Act of 1934 That CUSIP Numbers Be Displayed

Resources

Details