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Order Regarding Waiver Rule

UBS AG (Order Under Rule 602(e) under the Securities Act of 1933 Granting a Waiver of the Rule 602(b)(4) and 602(c)(2) Disqualification Provisions)

Last Reviewed or Updated: March 20, 2009

Resources

Order Regarding Waiver Rule: SEC Issued Version (pdf 93.43 KB)

Details

Rule Type

Order Regarding Waiver

Release Number

33-9019

SEC Issue Date

March 20, 2009

Rules & Regulations

Enforcement & Litigation

Compliance

UBS AG (Order Under Rule 602(e) under the Securities Act of 1933 Granting a Waiver of the Rule 602(b)(4) and 602(c)(2) Disqualification Provisions)

Resources

Details

More in this Section

UBS AG (Order Under Rule 602(e) under the Securities Act of 1933 Granting a Waiver of the Rule 602(b)(4) and 602(c)(2) Disqualification Provisions)

Resources

Details