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Order Regarding Waiver Rule

Automated Trading Desk Specialists, LLC (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Rule 602(b)(4) and Rule 602(c)(2) Disqualification Provisions)

Last Reviewed or Updated: March 17, 2009

Resources

Order Regarding Waiver Rule: SEC Issued Version (pdf 36.21 KB)

Details

Rule Type

Order Regarding Waiver

Release Number

33-9018

SEC Issue Date

March 17, 2009

Rules & Regulations

Enforcement & Litigation

Compliance

Automated Trading Desk Specialists, LLC (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Rule 602(b)(4) and Rule 602(c)(2) Disqualification Provisions)

Resources

Details

More in this Section

Automated Trading Desk Specialists, LLC (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Rule 602(b)(4) and Rule 602(c)(2) Disqualification Provisions)

Resources

Details