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Petition Rule

Request for rulemaking to adopt new Rule 15c3-4 to address the practice of market participants redefining securities in customer accounts past T+3

Public Comments

View Received Comments

Last Reviewed or Updated: April 3, 2008

Resources

Petition Rule: SEC Issued Version (pdf 2.31 MB)

Details

File Number

4-557

Rule Type

Petition

Release Number

4-557

AAER-2607

SEC Issue Date

April 3, 2008

Rules & Regulations

Enforcement & Litigation

Compliance

Request for rulemaking to adopt new Rule 15c3-4 to address the practice of market participants redefining securities in customer accounts past T+3

Public Comments

Resources

Details

More in this Section

Request for rulemaking to adopt new Rule 15c3-4 to address the practice of market participants redefining securities in customer accounts past T+3

Public Comments

Resources

Details