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Order Regarding Exemption Rule

Order Extending Temporary Exemption of Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Last Reviewed or Updated: June 29, 2007

Resources

Order Regarding Exemption Rule: SEC Issued Version (pdf 25.29 KB)

Order Regarding Exemption Rule: Federal Register Version

Details

File Number

S7-12-01

Rule Type

Order Regarding Exemption

Release Number

34-55991

SEC Issue Date

June 29, 2007

Federal Register Publish Date

July 5, 2007

Document Citation

72 FR 36742

Rules & Regulations

Enforcement & Litigation

Compliance

Order Extending Temporary Exemption of Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Resources

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Order Extending Temporary Exemption of Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Resources

Details