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Exemptive Rule

Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Last Reviewed or Updated: Sept. 29, 2006

Resources

Exemptive Rule: SEC Issued Version (pdf 37.89 KB)

Exemptive Rule: Federal Register Version

Details

File Number

S7-12-01

Rule Type

Exemptive

Release Number

34-54544

SEC Issue Date

Sept. 29, 2006

Federal Register Publish Date

Oct. 5, 2006

Document Citation

71 FR 58891

Rules & Regulations

Enforcement & Litigation

Compliance

Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Resources

Details

More in this Section

Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Resources

Details