Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Order Regarding Waiver Rule

Prudential Equity Group, LLC, formerly known as Prudential Securities Inc. (Order Granting a Waiver of the Disqualification Provision)

Last Reviewed or Updated: Aug. 28, 2006

Resources

Order Regarding Waiver Rule: SEC Issued Version (pdf 110.36 KB)

Details

Rule Type

Order Regarding Waiver

Release Number

33-8733

SEC Issue Date

Aug. 28, 2006

Rules & Regulations

Enforcement & Litigation

Compliance

Prudential Equity Group, LLC, formerly known as Prudential Securities Inc. (Order Granting a Waiver of the Disqualification Provision)

Resources

Details

More in this Section

Prudential Equity Group, LLC, formerly known as Prudential Securities Inc. (Order Granting a Waiver of the Disqualification Provision)

Resources

Details