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Exemptive Rule

Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Last Reviewed or Updated: Sept. 9, 2005

Resources

Exemptive Rule: SEC Issued Version (pdf 19.59 KB)

Exemptive Rule: Federal Register Version

Details

File Number

S7-12-01

Rule Type

Exemptive

Release Number

34-52405

SEC Issue Date

Sept. 9, 2005

Federal Register Publish Date

Sept. 15, 2005

Document Citation

70 FR 54596

Rules & Regulations

Enforcement & Litigation

Compliance

Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Resources

Details

More in this Section

Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Resources

Details