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Order Regarding Waiver Rule

Smith Barney Fund Management LLC and Citigroup Global Markets, Inc. (Order Under Rule 602(e) Under the Securities Act of 1933, Granting a Waiver of the Disqualification Provision of Rule 602(c)(3))

Last Reviewed or Updated: May 31, 2005

Resources

Order Regarding Waiver Rule: SEC Issued Version (pdf 12.1 KB)

Details

Rule Type

Order Regarding Waiver

Release Number

33-8576

SEC Issue Date

May 31, 2005

Rules & Regulations

Enforcement & Litigation

Compliance

Smith Barney Fund Management LLC and Citigroup Global Markets, Inc. (Order Under Rule 602(e) Under the Securities Act of 1933, Granting a Waiver of the Disqualification Provision of Rule 602(c)(3))

Resources

Details

More in this Section

Smith Barney Fund Management LLC and Citigroup Global Markets, Inc. (Order Under Rule 602(e) Under the Securities Act of 1933, Granting a Waiver of the Disqualification Provision of Rule 602(c)(3))

Resources

Details