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Petition Rule

Request for rulemaking under the Investment Advisers Act of 1940 regarding retention and production of e-mail by investment advisers

Public Comments

View Received Comments

Last Reviewed or Updated: Dec. 23, 2025

Resources

Petition Rule: SEC Issued Version (pdf 21.54 KB)

Details

File Number

4-503

Rule Type

Petition

Release Number

4-503

AAER-2093

SEC Issue Date

May 11, 2005

Rules & Regulations

Enforcement & Litigation

Compliance

Request for rulemaking under the Investment Advisers Act of 1940 regarding retention and production of e-mail by investment advisers

Public Comments

Resources

Details

More in this Section

Request for rulemaking under the Investment Advisers Act of 1940 regarding retention and production of e-mail by investment advisers

Public Comments

Resources

Details