RISE Forum of California

Wednesday, October 19, 2022

Join industry experts and federal, state and local regulators for panel discussions about the issues facing California educators when they invest in 403(b) and 457(b) supplemental defined contribution retirement plans.

Time: 9:00 a.m. - 10:00 a.m. PT
Location: Virtual event (registration required)

To RSVP, please email: SECteacheroutreach@sec.gov by Friday, October 14, 2022 with your contact information (including name, organization, address and email). Questions may also be addressed to this email.

Agenda

• [+]9:00-9:15 a.m. PT | Welcome Remarks

  • Monique Winkler, Regional Director, SEC, San Francisco Regional Office
  • Commissioner Caroline A. Crenshaw, SEC, Washington, D.C. (videotaped remarks)

• [+]9:15 a.m. - 9:35 a.m. PT | Overview of California Public School Employee Defined Contribution Plans

  • Current structure for 403(b) and 457(b) plans for California public school educators
  • Challenges California public school educators encounter when they enroll in 403(b) and 457(b) plans
  • Protections for investors in 403(b) and 457(b) plans

  Speakers:

  • Sandy Blair, Administrator, California Savings Plus Program
  • Scott Dauenhauer, Principal, Meridian Wealth Management
  • Daniel Otter, Executive Director, 403bwise.org

• [+] 9:35 a.m. - 9:45 a.m. PT | Regulatory Overview of Enforcement Actions and Priorities

  Speakers:

  • Katie Fleet, Senior Counsel, SEC, Division of Examinations, San Francisco
  • Hane Kim, Chief, SEC, Retail Strategy Task Force, New York

• [+] 9:45 a.m. - 10:00 a.m. PT | Open Discussion - Questions and Concerns