This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates. For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below.

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Date
Title
Category
Date: Title: SEC OMWI FY 2020 Annual Report to Congress(PDF)
Minority and Women Inclusion
Category:
Date: Title: Report on Administrative Proceedings for the Period October 1, 2020 through March 31, 2021(PDF)
Secretary
Category: Special Studies
Date: Title: Annual Equal Employment Opportunity Program Status Report 2019 (PDF) Equal Employment Opportunity(PDF)
Equal Employment Opportunity
Category: Annual Reports
Date: Title: FY 2019 SEC Affirmative Action Plan for Persons with Disabilities(PDF)
Equal Employment Opportunity
Category:
Date: Title: Office of the Investor Advocate Report on Activities for FY 2020(PDF)
Investor Advocate
Category: Annual Reports
Date: Title: Annual Report on SEC Website Modernization Pursuant to Section 3(d) of the 21st Century Integrated Digital Experience Act.(PDF)
Category:
Date: Title: Annual Report to Congress on Nationally Recognized Statistical Rating Organizations - June 26, 2019 - June 25, 2020(PDF)
Credit Ratings
Category: Annual Reports
Date: Title: 2020 Summary Report of Commission Staff’s Examinations of Each Nationally Recognized Statistical Rating Organization(PDF)
Credit Ratings
Category: Annual Reports
Date: Title: 2020 OASB Annual Report (PDF)
Advocate for Small Business Capital Formation
Category: Annual Reports
Date: Title: Semiannual Management Report (November 2020)(PDF)
Category:
Date: Title: 2020 Agency Financial Report
Category: Annual Reports
Date: Title: SEC FY 2020 Conference Spending(PDF)
Financial Management
Category: Conference Spending
Date: Title: Annual Staff Report Relating to the Use of Form PF Data(PDF)
Category: Special Studies
Date: Title: Division of Enforcement 2020 Annual Report(PDF)
Enforcement
Category: Annual Reports
Date: Title: Report on Administrative Proceedings for the Period April 1, 2020 through September 30, 2020(PDF)
Secretary
Category: Special Studies
Date: Title: FY 2016 Service Contract Inventory Analysis(PDF)
Category: Service Contract Inventory
Date: Title: FY 2016 Service Contract Inventory with Planned Analysis of FY 2017 Inventory(PDF)
Category: Service Contract Inventory
Date: Title: FY 2017 Service Contract Inventory Analysis(PDF)
Category: Service Contract Inventory
Date: Title: Planned Analysis of FY 2018 Inventory(PDF)
Category: Service Contract Inventory
Date: Title: U.S. Credit Markets Interconnectedness and the Effects of the COVID-19 Economic Shock
Economic and Risk Analysis
Category:
Date: Title: Staff Report on the Regulation of Clearing Agencies(PDF)
Trading and Markets
Category:
Date: Title: FY 2018 SEC Affirmative Action Plan for Persons with Disabilities(PDF)
Equal Employment Opportunity
Category:
Date: Title: Report to Congress on Regulation A / Regulation D Performance(PDF)
Economic and Risk Analysis
Category:
Date: Title: Staff Report on Algorithmic Trading in U.S. Capital Markets(PDF)
Trading and Markets
Category: Special Studies
Date: Title: Annual Equal Employment Opportunity Program Status Report 2018 (PDF) Equal Employment Opportunity(PDF)
Equal Employment Opportunity
Category:
Date: Title: FAIR Inventory 2020(PDF)
Category: FAIR Act
Date: Title: Annual Equal Employment Opportunity Program Status Report 2017 (PDF) Equal Employment Opportunity(PDF)
Equal Employment Opportunity
Category:
Date: Title: Office of the Investor Advocate Report on Objectives for Fiscal Year 2021(PDF)
Investor Advocate
Category: Annual Reports
Date: Title: Semiannual Management Report (May 2020)(PDF)
Category:
Date: Title: SEC OMWI FY 2019 Annual Report to Congress(PDF)
Minority and Women Inclusion
Category: Annual Reports
Date: Title: Report on Administrative Proceedings For the Period October 1, 2019 through March 31, 2020(PDF)
Secretary
Category: Special Studies
Date: Title: Annual Reports to Congress
Minority and Women Inclusion
Category:
Date: Title: Regulation A Lookback Study and Offering Limit Review Analysis, 2020(PDF)
Corporation Finance
Category:
Date: Title: Fiscal Year 2021 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2019 Annual Performance Report
Category: Budget Reports
Date: Title: SEC FY 2019 Conference Spending (PDF)
Financial Management
Category: Conference Spending
Date: Title: Federal Employee Viewpoint Survey 2019(XLSX)
Category: Federal Employee Viewpoint Survey
Date: Title: 2019 Summary Report of Commission Staff’s Examinations of Each Nationally Recognized Statistical Rating Organization(PDF)
Credit Ratings
Category: Annual Reports
Date: Title: Annual Report to Congress on Nationally Recognized Statistical Rating Organizations - June 26, 2018 - June 25, 2019 (PDF)
Credit Ratings
Category: Annual Reports
Date: Title: Annual Report on Existing SEC Websites and Digital Services Pursuant to Section 3 of the 21st Century Integrated Digital Experience Act(PDF)
Category:
Date: Title: Semiannual Management Report (November 2019)(PDF)
Category:
Date: Title: Annual Staff Report Relating to the Use of Form PF Data(PDF)
Category: Special Studies
Date: Title: Office of the Investor Advocate Report on Activities for FY 2019(PDF)
Investor Advocate
Category: Annual Reports
Date: Title: 2019 OASB Final Report(PDF)
Advocate for Small Business Capital Formation
Category: Annual Reports
Date: Title: 2019 Annual Report to Congress on the Dodd-Frank Whistleblower Program(PDF)
Whistleblower
Category: Annual Reports
Date: Title: Fiscal Year 2019 Agency Financial Report
Category: Annual Reports
Date: Title: Division of Enforcement 2019 Annual Report(PDF)
Enforcement
Category: Annual Reports
Date: Title: Report on Administrative Proceedings For the Period April 1, 2019 through September 30, 2019(PDF)
Secretary
Category: Special Studies
Date: Title: Office of the Investor Advocate Report on Objectives for Fiscal Year 2020(PDF)
Investor Advocate
Category: Annual Reports
Date: Title: FAIR Inventory 2019(PDF)
Category: FAIR Act
Date: Title: FAIR Inventory 2018(PDF)
Category: FAIR Act
Date: Title: Regulation Crowdfunding Report 2019(PDF)
Corporation Finance
Category:
Date: Title: FY 2017 SEC Affirmative Action Plan for Persons with Disabilities(PDF)
Equal Employment Opportunity
Category:
Date: Title: SEC OMWI FY 2018 Annual Report to Congress(PDF)
Minority and Women Inclusion
Category: Annual Reports
Date: Title: Report on Administrative Proceedings For the Period October 1, 2018 through March 31, 2019(PDF)
Secretary
Category: Special Studies
Date: Title: Fiscal Year 2020 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2018 Annual Performance Report
Category: Budget Reports
Date: Title: Federal Employee Viewpoint Survey 2018(XLSX)
Category: Federal Employee Viewpoint Survey
Date: Title: SEC FY 2018 Conference Spending (PDF)
Financial Management
Category: Conference Spending
Date: Title: Office of the Investor Advocate FY 2018 Report on Activities(PDF)
Investor Advocate
Category: Annual Reports
Date: Title: Annual Report to Congress on Nationally Recognized Statistical Rating Organization - June 26, 2017 - June 25, 2018 (PDF)
Credit Ratings
Category: Annual Reports
Date: Title: 2018 Summary Report of Commission Staff’s Examinations of Each Nationally Recognized Statistical Rating Organization(PDF)
Credit Ratings
Category: Special Studies
Date: Title: Annual Staff Report Relating to the Use of Form PF Data(PDF)
Investment Management
Category: Special Studies
Date: Title: Fiscal Year 2018 Agency Financial Report
Category: Annual Reports
Date: Title: 2018 Annual Report to Congress on the Dodd-Frank Whistleblower Program(PDF)
Whistleblower
Category: Annual Reports
Date: Title: Division of Enforcement 2018 Annual Report(PDF)
Enforcement
Category: Annual Reports
Date: Title: Report on Administrative Proceedings For the Period April 1, 2018 through September 30, 2018 (PDF)
Secretary
Category: Special Studies
Date: Title: 2018-2022 Strategic Plan(PDF)
Category: Strategic Plan
Date: Title: Select SEC and Market Data 2017(PDF)
Category: Select SEC and Market Data
Date: Title: Office of the Investor Advocate Report on Objectives for Fiscal Year 2019(PDF)
Investor Advocate
Category: Annual Reports
Date: Title: Addendum to Division of Enforcement 2017 Annual Report (Select SEC and Market Data Fiscal 2017 – Enforcement Information Only)(PDF)
Enforcement
Category: Select SEC and Market Data
Date: Title: 2017 Report and Certification of Internal Supervisory Controls(PDF)
Category: Internal Supervisory Controls
Date: Title: Semiannual Management Report (May 2018)(PDF)
Category:
Date: Title: Report on Administrative Proceedings for the Period October 1, 2017, through March 31, 2018(PDF)
Secretary
Category: Special Studies
Date: Title: SEC OMWI FY 2017 Annual Report to Congress(PDF)
Minority and Women Inclusion
Category: Annual Reports
Date: Title: Fiscal Year 2019 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2017 Annual Performance Report
Category: Budget Reports
Date: Title: SEC FY 2017 Conference Spending (PDF)
Financial Management
Category: Conference Spending
Date: Title: Office of the Investor Advocate FY 2017 Report on Activities(PDF)
Investor Advocate
Category: Annual Reports
Date: Title: Semiannual Management Report (November 2017)(PDF)
Category:
Date: Title: 2017 Annual Report to Congress on the Dodd-Frank Whistleblower Program(PDF)
Whistleblower
Category: Annual Reports
Date: Title: Division of Enforcement 2017 Annual Report(PDF)
Enforcement
Category:
Date: Title: Addendum to Division of Enforcement 2017 Annual Report (Select SEC and Market Data Fiscal 2017 – Enforcement Information Only) (addendum posted June 19, 2018)(PDF)
Enforcement
Category:
Date: Title: Fiscal Year 2017 Agency Financial Report
Category: Annual Reports
Date: Title: Federal Employee Viewpoint Survey 2017(XLSX)
Category: Federal Employee Viewpoint Survey
Date: Title: Report on Administrative Proceedings for the Period April 1, 2017 through September 30, 2017(PDF)
Secretary
Category: Special Studies
Date: Title: Annual Staff Report Relating to the Use of Form PF Data(PDF)
Investment Management
Category: Special Studies
Date: Title: Annual Equal Employment Opportunity Program Status Report 2016 (PDF) Equal Employment Opportunity(PDF)
Equal Employment Opportunity
Category:
Date: Title: FY 2015 Service Contract Inventory Analysis(PDF)
Category: Service Contract Inventory
Date: Title: Planned Analysis of FY 2016 Inventory(PDF)
Category: Service Contract Inventory
Date: Title: FAIR Inventory 2017(PDF)
Category: FAIR Act
Date: Title: Access to Capital and Market Liquidity(PDF)
Economic and Risk Analysis
Category: Special Studies
Date: Title: Office of the Investor Advocate Report on Objectives for Fiscal Year 2018(PDF)
Investor Advocate
Category: Annual Reports
Date: Title: 2016 Report and Certification(PDF)
Category: Internal Supervisory Controls
Date: Title: Fiscal Year 2018 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2016 Annual Performance Report
Category: Budget Reports
Date: Title: Semiannual Management Report (May 2017)(PDF)
Category:
Date: Title: Report on Administrative Proceedings for the Period October 1, 2016 through March 31, 2017 (PDF)
Secretary
Category: Special Studies
Date: Title: SEC OMWI FY 2016 Annual Report to Congress(PDF)
Minority and Women Inclusion
Category: Annual Reports
Date: Title: Summary of Performance and Financial Information, Fiscal Year 2016(PDF)
Category: Annual Reports
Date: Title: Select SEC and Market Data 2016(PDF)
Category: Select SEC and Market Data
Date: Title: SEC FY 2016 Conference Spending(PDF)
Category: Conference Spending
Date: Title: Annual Report to Congress on Nationally Recognized Statistical Rating Organizations - June 26, 2015 – June 25, 2016 (PDF)
Credit Ratings
Category: Annual Reports
Date: Title: 2016 Summary Report of Commission Staff’s Examinations of Each Nationally Recognized Statistical Rating Organization(PDF)
Credit Ratings
Category: Special Studies
Date: Title: Office of the Investor Advocate FY 2016 Report on Activities(PDF)
Investor Advocate
Category: Annual Reports
Date: Title: Semiannual Management Report (November 2016)(PDF)
Category:
Date: Title: Report on Modernization and Simplification of Regulation S-K  (PDF)
Category:
Date: Title: 2016 Annual Report to Congress on the Dodd-Frank Whistleblower Program(PDF)
Whistleblower
Category: Annual Reports
Date: Title: Fiscal Year 2016 Agency Financial Report
Category: Annual Reports
Date: Title: Report on Administrative Proceedings for the Period April 1, 2016 through September 30, 2016(PDF)
Category: Special Studies
Date: Title: Federal Employee Viewpoint Survey 2016(XLSX)
Category: Federal Employee Viewpoint Survey
Date: Title: FAIR Inventory 2016(PDF)
Category: FAIR Act
Date: Title: FAIR Act 2015 Inventory(PDF)
Category: FAIR Act
Date: Title: Commission Releases
Credit Ratings
Category:
Date: Title: Annual Staff Report Relating to the Use of Data Collected from Private Fund Systemic Risk Reports(PDF)
Investment Management
Category: Special Studies
Date: Title: Office of the Investor Advocate Report on Objectives for FY 2017(PDF)
Investor Advocate
Category: Annual Reports
Date: Title: Semiannual Management Report (May 2016)(PDF)
Category:
Date: Title: Report on Administrative Proceedings For the Period October 1, 2015 through March 31, 2016(PDF)
Category: Special Studies
Date: Title: SEC FY2015 Appendix B and C SCI Details(XLSX)
Category: Service Contract Inventory
Date: Title: 2014-2018 Strategic Plan(PDF)
Category: Strategic Plan
Date: Title: Annual Equal Employment Opportunity Program Status Report 2015(PDF)
Equal Employment Opportunity
Category:
Date: Title: SEC OMWI FY 2015 Annual Report to Congress(PDF)
Minority and Women Inclusion
Category: Annual Reports
Date: Title: Summary of Performance and Financial Information, Fiscal Year 2015(PDF)
Category: Annual Reports
Date: Title: FY 2017 Congressional Justification & FY 2015 Annual Performance Report and FY 2017 Annual Performance Plan
Category: Budget Reports
Date: Title: Select SEC and Market Data 2015(PDF)
Category: Select SEC and Market Data
Date: Title: SEC FY2015 Supplement SCI(XLSX)
Category: Service Contract Inventory
Date: Title: Planned Analysis of FY 2015 Inventory(PDF)
Category: Service Contract Inventory
Date: Title: SEC FY 2015 Conference Spending(PDF)
Category: Conference Spending
Date: Title: 2015 Summary Report of Commission Staff’s Examinations of Each Nationally Recognized Statistical Rating Organization(PDF)
Credit Ratings
Category: Special Studies
Date: Title: Annual Report to Congress on Nationally Recognized Statistical Rating Organizations - June 26, 2014 – June 25, 2015(PDF)
Credit Ratings
Category: Annual Reports
Date: Title: 2015 Report and Certification(PDF)
Category: Internal Supervisory Controls
Date: Title: Office of the Investor Advocate FY 2015 Report on Activities(PDF)
Investor Advocate
Category: Annual Reports
Date: Title: Report on the Review of the Definition of “Accredited Investor”(PDF)
Corporation Finance
Category: Special Studies
Date: Title: Semiannual Management Report (November 2015)(PDF)
Category:
Date: Title: Fiscal Year 2015 Agency Financial Report
Category: Annual Reports
Date: Title: 2015 Annual Report on the Dodd-Frank Whistleblower Program (PDF)
Whistleblower
Category: Annual Reports
Date: Title: SEC FY 2014 Conference Spending(PDF)
Category: Conference Spending
Date: Title: Report on Administrative Proceedings for the Period April 1, 2015 through September 30, 2015(PDF)
Category: Special Studies
Date: Title: Annual Staff Report Relating to the Use of Data Collected from Private Fund Systemic Risk Reports(PDF)
Investment Management
Category: Special Studies
Date: Title: Joint Staff Report: The U.S. Treasury Market on October 15, 2014(PDF)
Category: Special Studies
Date: Title: Office of the Investor Advocate Report on Objectives for FY 2016(PDF)
Investor Advocate
Category: Annual Reports
Date: Title: Semiannual Management Report (May 2015)(PDF)
Category:
Date: Title: Report on Administrative Proceedings For the Period October 1, 2014 through March 31, 2015(PDF)
Category: Special Studies
Date: Title: OCIE-FINRA Report on National Senior Investor Initiative(PDF)
Compliance Inspections and Examinations
Category:
Date: Title: Annual Equal Employment Opportunity Program Status Report 2014(PDF)
Equal Employment Opportunity
Category:
Date: Title: SEC OMWI FY 2014 Annual Report to Congress(PDF)
Minority and Women Inclusion
Category: Annual Reports
Date: Title: Summary of Performance and Financial Information, Fiscal Year 2014(PDF)
Category: Annual Reports
Date: Title: Select SEC and Market Data 2014(PDF)
Category: Select SEC and Market Data
Date: Title: FY 2016 Congressional Justification & FY 2014 Annual Performance Report and FY 2016 Annual Performance Plan
Category: Budget Reports
Date: Title: SEC FY2013 Appendix C SCI Summary(PDF)
Category: Service Contract Inventory
Date: Title: SEC FY2013 Appendix B SCI Detail(PDF)
Category: Service Contract Inventory
Date: Title: FY 2013 Service Contract Inventory Analysis(PDF)
Category: Service Contract Inventory
Date: Title: Planned Analysis of FY 2013 Inventory(PDF)
Category: Service Contract Inventory
Date: Title: 2014 Results for Regions(PDF)
Category: Federal Employee Viewpoint Survey
Date: Title: 2014 Results for Headquarters(PDF)
Category: Federal Employee Viewpoint Survey
Date: Title: 2014 Summary Report of Commission Staff’s Examinations of Each Nationally Recognized Statistical Rating Organization(PDF)
Credit Ratings
Category: Special Studies
Date: Title: Annual Report to Congress - June 26, 2013 – June 25, 2014(PDF)
Credit Ratings
Category: Annual Reports
Date: Title: Office of the Investor Advocate FY 2014 Report on Activities(PDF)
Investor Advocate
Category:
Date: Title: 2014 Report and Certification (PDF)
Category: Internal Supervisory Controls
Date: Title: Semiannual Management Report (November 2014)(PDF)
Category:
Date: Title: 2014 Annual Report on the Dodd-Frank Whistleblower Program (PDF)
Whistleblower
Category: Annual Reports
Date: Title: Fiscal Year 2014 Agency Financial Report
Category: Annual Reports
Date: Title: SEC FY2014 Appendix B and C SCI Details(XLSX)
Category: Service Contract Inventory
Date: Title: FY 2014 Service Contract Inventory Analysis(PDF)
Category: Service Contract Inventory
Date: Title: SEC FY2014 Supplement SCI(XLSX)
Category: Service Contract Inventory
Date: Title: Planned Analysis of FY 2014 Inventory(PDF)
Category: Service Contract Inventory
Date: Title: SEC FY 2013 Conference Spending(PDF)
Category: Conference Spending
Date: Title: Report on Administrative Proceedings for the Period April 1, 2014 through September 30, 2014(PDF)
Category: Special Studies
Date: Title: 2014 Inventory (PDF)
Category: FAIR Act
Date: Title: Annual Staff Report Relating to the Use of Data Collected from Private Fund Systemic Risk Reports(PDF)
Category: Special Studies
Date: Title: Report on Objectives - Office of the Investor Advocate(PDF)
Category: Annual Reports
Date: Title: Short Sale Position and Transaction Reporting(PDF)
Economic and Risk Analysis
Category: Special Studies
Date: Title: Semiannual Management Report (May 2014) (PDF)
Category:
Date: Title: Report on Administrative Proceedings For the Period October 1, 2013 through March 31, 2014(PDF)
Category: Special Studies
Date: Title: SEC OMWI FY 2013 Annual Report to Congress(PDF)
Minority and Women Inclusion
Category: Annual Reports
Date: Title: 2013: Division of Investment Management Year in Review (PDF)
Investment Management
Category: Annual Reports
Date: Title: FY 2015 Congressional Justification and Performance Plan & FY 2013 Annual Performance Report
Category: Budget Reports
Date: Title: Q&A: Small Business and the SEC
Category: Investor Publications
Date: Title: Identity Theft: Learn How To Protect Yourself
Category: Investor Publications
Date: Title: Understanding Investment Professional Designations (tips from FINRA)
Category: Investor Publications
Date: Title: Select SEC and Market Data 2013(PDF)
Category: Select SEC and Market Data
Date: Title: Beginners' Guide to Financial Statements
Investor Education and Advocacy
Category: Investor Publications
Date: Title: 2013 Summary Report of Commission Staff’s Examinations of Each Nationally Recognized Statistical Rating Organization(PDF)
Category: Special Studies
Date: Title: JOBS Act Section 108 Report to Congress on Review of Disclosure Requirements in Regulation S-K(PDF)
Category: Special Studies
Date: Title: 2013 Report and Certification (PDF)
Category: Internal Supervisory Controls
Date: Title: 2013 Agency Financial Report
Category: Annual Reports
Date: Title: Annual Report to Congress - June 26, 2012 to June 25, 2013(PDF)
Credit Ratings
Category: Annual Reports
Date: Title: Semiannual Management Report(PDF)
Category:
Date: Title: Report to Congress on Credit Rating Agency Independence Study(PDF)
Category: Special Studies
Date: Title: 2013 Annual Report on the Dodd-Frank Whistleblower Program(PDF)
Whistleblower
Category: Annual Reports
Date: Title: Report on Administrative Proceedings for the Period April 1, 2013 through September 30, 2013(PDF)
Category: Special Studies
Date: Title: Affinity Fraud: How to Avoid Investment Scams That Target Group
Category: Investor Publications
Date: Title: HSPD-12 Implementation Status Report (Personal Identification Verification (PIV) Credentials)(PDF)
Category:
Date: Title: Microcap Stock: A Guide for Investors
Category: Investor Publications
Date: Title: "Phishing" Fraud: How to Avoid Getting Fried by Phony Phishermen
Category: Investor Publications
Date: Title: 2013 Inventory(PDF)
Category: FAIR Act
Date: Title: Annual Staff Report Relating to the Use of Data Collected from Private Fund Systemic Risk Reports(PDF)
Category: Special Studies
Date: Title: Fourth Report on the Implementation of SEC Organizational Reform Recommendations(PDF)
Category: Special Studies
Date: Title: Report on Administrative Proceedings for the Period October 1, 2012 through March 31, 2013(PDF)
Category: Special Studies
Date: Title: Office of Minority and Women Inclusion Annual Report(PDF)
Category: Annual Reports
Date: Title: A Guide for Seniors: Protect Yourself Against Investment Fraud(PDF)
Category: Investor Publications
Date: Title: FY 2014 Congressional Justification and Performance Plan & FY 2012 Annual Performance Report
Category: Budget Reports
Date: Title: Summary of Performance and Financial Information, Fiscal Year 2012 (PDF)(PDF)
Category: Annual Reports
Date: Title: Select SEC and Market Data 2012(PDF)
Category: Select SEC and Market Data
Date: Title: SEC FY 2012 Conference Spending(PDF)
Category: Conference Spending
Date: Title: Rule 144: Selling Restricted and Control Securities
Category: Investor Publications
Date: Title: Trade Execution: What Every Investor Should Know
Category: Investor Publications
Date: Title: SEC FY2012 Appendix C SCI Summary(PDF)
Category: Service Contract Inventory
Date: Title: 2012 Report and Certification(PDF)
Category: Internal Supervisory Controls
Date: Title: SEC FY2012 Appendix B SCI Detail(PDF)
Category: Service Contract Inventory
Date: Title: Assigned Credit Ratings(PDF)
Category: Special Studies
Date: Title: FY 2012 Service Contract Inventory Analysis(PDF)
Category: Service Contract Inventory
Date: Title: SEC FY2011 Appendix C SCI Summary(PDF)
Category: Service Contract Inventory
Date: Title: SEC FY2011 Appendix B SCI Detail(PDF)
Category: Service Contract Inventory
Date: Title: FY 2011 Service Contract Inventory Analysis(PDF)
Category: Service Contract Inventory
Date: Title: Planned Analysis of FY 2011 Inventory(PDF)
Category: Service Contract Inventory
Date: Title: Planned Analysis of FY 2012 Inventory(PDF)
Category: Service Contract Inventory
Date: Title: Researching the Federal Securities Laws Through the SEC Website
Category: Investor Publications
Date: Title: Annual Report to Congress - June 26, 2011 to June 25, 2012(PDF)
Credit Ratings
Category: Annual Reports
Date: Title: 2012 Annual Report on the Dodd-Frank Whistleblower Program(PDF)
Whistleblower
Category: Annual Reports
Date: Title: 2012 Summary Report of Commission Staff’s Examinations of Each Nationally Recognized Statistical Rating Organization(PDF)
Category: Special Studies
Date: Title: Report on Administrative Proceedings for the Period April 1, 2012 through September 30, 2012(PDF)
Category: Special Studies
Date: Title: Third Report on the Implementation of SEC Organizational Reform Recommendations(PDF)
Category: Special Studies
Date: Title: JOBS Act Section 504 Report on Authority to Enforce Exchange Act Rule 12g5-1 and Subsection (b)(3)(PDF)
Category: Special Studies
Date: Title: Guide to Insider Trading: Online Publications at the SE
Category: Investor Publications
Date: Title: Report on Credit Rating Standardization(PDF)
Category: Special Studies
Date: Title: SEC Staff Study Regarding Financial Literacy Among Investors
Category: Special Studies
Date: Title: Investment Advisers: What You Need to Know Before Choosing One
Category: Investor Publications
Date: Title: Report on the Municipal Securities Market(PDF)
Category: Special Studies
Date: Title: JOBS Act Section 106 Report to Congress on Decimalization(PDF)
Category: Special Studies
Date: Title: 2012 Inventory(PDF)
Category: FAIR Act
Date: Title: Report on Administrative Proceedings for the Period October 1, 2011 through March 31, 2012(PDF)
Category: Special Studies
Date: Title: Study on the Cross-Border Scope of the Private Right of Action Under Section 10(b) of the Securities Exchange Act of 1934
Category: Special Studies
Date: Title: Office of Minority and Women Inclusion Annual Report(PDF)
Category: Annual Reports
Date: Title: Report on the Implementation of SEC Organizational Reform Recommendations(PDF)
Category: Special Studies
Date: Title: Annual Report to Congress - June 26, 2010 to June 25, 2011(PDF)
Credit Ratings
Category: Annual Reports
Date: Title: Congressional Justification FY 2013 in Brief(PDF)
Category: Budget Reports
Date: Title: Joint Report on International Swap Regulation(PDF)
Category: Special Studies
Date: Title: Researchers and Librarians—Easy Access to Selected Securities and Investor Information at the SEC
Category: Investor Publications
Date: Title: Select SEC and Market Data 2011(PDF)
Category: Select SEC and Market Data
Date: Title: 2012 Agency Financial Report
Category: Annual Reports
Date: Title: 2011 Report and Certification(PDF)
Category: Internal Supervisory Controls
Date: Title: 2011 Annual Report on the Dodd-Frank Whistleblower Program(PDF)
Whistleblower
Category: Annual Reports
Date: Title: Report on Administrative Proceedings for the Period April 1, 2011 through September 30, 2011(PDF)
Category: Special Studies
Date: Title: “Mutual-to-Stock” Conversions: Tips for Investor
Category: Investor Publications
Date: Title: 2011 Summary Report of Commission Staff's Examinations of Each Nationally Recognized Statistical Rating Organization(PDF)
Category: Special Studies
Date: Title: Report on the Implementation of SEC Organizational Reform Recommendations(PDF)
Category: Special Studies
Date: Title: Staff Summary Report on Issues Identified in Examinations of Certain Structured Securities Products Sold to Retail Investors(PDF)
Category: Special Studies
Date: Title: Report on Review of Reliance on Credit Ratings(PDF)
Category: Special Studies
Date: Title: Review of SEC Contracts for Inclusion of Language Addressing Privacy Act Requirements(PDF)
Inspector General
Category:
Date: Title: 2011 Inventory(PDF)
Category: FAIR Act
Date: Title: Oversight of and Compliance with Conditions and Representations Related to Exemptive Orders and No-Action Letters(PDF)
Inspector General
Category:
Date: Title: Establishment of the Office of Minority and Women Inclusion(PDF)
Inspector General
Category:
Date: Title: Report of Review of Economic Analyses Performed by the Securities and Exchange Commission in Connection with Dodd-Frank Act Rulemakings(PDF)
Inspector General
Category:
Date: Title: Improper Actions Relating to the Leasing of Office Space(PDF)
Inspector General
Category:
Date: Title: Study and Recommendations on Section 404(b) of the Sarbanes-Oxley Act of 2002 For Issuers with Public Float Between $75 and $250 Million(PDF)
Category: Special Studies
Date: Title: Report on Administrative Proceedings for the Period October 1, 2010 through March 31, 2011(PDF)
Category: Special Studies
Date: Title: Joint Study on the Feasibility of Mandating Algorithmic Descriptions for Derivatives(PDF)
Category: Special Studies
Date: Title: 2010 Report(PDF)
Category: Buy American Act
Date: Title: The SEC's Implementation of and Compliance with Homeland Security Presidential Directive 12(PDF)
Inspector General
Category:
Date: Title: SEC's Oversight of the Securities Investor Protection Corporation's Activities(PDF)
Inspector General
Category:
Date: Title: OCIE Regional Offices’ Referrals to Enforcement(PDF)
Inspector General
Category:
Date: Title: Audit of the SEC Budget Execution Cycle(PDF)
Inspector General
Category:
Date: Title: U.S. Securities and Exchange Commission Organizational Study and Reform(PDF)
Category: Special Studies
Date: Title: SEC Complaint Center
Category: Investor Publications
Date: Title: 2010 Annual FISMA Executive Summary Report(PDF)
Inspector General
Category:
Date: Title: About the SEC’s Office of Investor Education and Advocacy
Category: Investor Publications
Date: Title: Congressional Justification FY 2012 in Brief(PDF)
Category: Budget Reports
Date: Title: Investigation of Abuse of Compensatory Time for Travel by a Headquarters Manager and Ineffective Supervision by Management(PDF)
Inspector General
Category:
Date: Title: Internet Fraud: How to Avoid Internet Investment Scams
Category: Investor Publications
Date: Title: Study and Recommendations on Improved Investor Access to Registration Information About Investment Advisers and Broker-Dealers(PDF)
Category: Special Studies
Date: Title: Study on Investment Advisers and Broker-Dealers
Category: Special Studies
Date: Title: Staff Study on Enhancing Investment Adviser Examinations
Category: Special Studies
Date: Title: Select SEC and Market Data 2010(PDF)
Category: Select SEC and Market Data
Date: Title: 2011 Annual Report
Category: Annual Reports
Date: Title: Annual Report to Congress - June 26, 2009 to June 25, 2010(PDF)
Credit Ratings
Category: Annual Reports
Date: Title: Review of Select Time-and-Materials and Labor-Hour Contracts (PDF)(PDF)
Inspector General
Category:
Date: Title: Improprieties in the Selection of Information Technology and the Award of a Sole-Source Contract(PDF)
Inspector General
Category:
Date: Title: Investigation Concerning the Role of Political Appointees in the SEC's Response to Requests Pursuant to the Freedom of Information Act and From Members of Congress(PDF)
Inspector General
Category:
Date: Title: E-Government Act Implementation Updates: FY 2010 Update(PDF)
Category:
Date: Title: Annual Report on Whistleblower Program(PDF)
Category: Special Studies
Date: Title: Report on Administrative Proceedings for Period April 1, 2010 through September 30, 2010(PDF)
Category: Special Studies
Date: Title: 2010-2015 Strategic Plan(PDF)
Category: Strategic Plan
Date: Title: Investigation of the Failure of the SEC's Los Angeles Regional Office to Uncover Fraud in Westridge Capital Management Notwithstanding Investment Adviser Examination Conducted in 2005 and Inappropriate Conduct on the Part of Senior Los Angeles Official.(PDF)
Inspector General
Category:
Date: Title: Allegations of Improper Coordination Between the SEC and Other Governmental Entities Concerning the SEC's Enforcement Action Against Goldman Sachs & Co.(PDF)
Inspector General
Category:
Date: Title: Findings Regarding the Market Events of May 6, 2010(PDF)
Category: Special Studies
Date: Title: Investigation of the Circumstances Surrounding SEC's Proposed Settlements with Bank of America, Including a Review of the Court's Rejection of the SEC's First Proposed Settlement and Analysis of the Impact of Bank of America's Status as a TARP Recipient(PDF)
Inspector General
Category:
Date: Title: Real Property Leasing Procurement Process (PDF)(PDF)
Inspector General
Category:
Date: Title: Review of PRISM Automated Procurement System Support Contracts (PDF)(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: April 1, 2010 through September 30, 2010(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: April 1, 2010 through September 30, 2010 Accessible Tables(PDF)
Inspector General
Category:
Date: Title: Assessment of Corporation Finance's Confidential Treatment Processes and Procedures (PDF)(PDF)
Inspector General
Category:
Date: Title: Assessment of the SEC's Privacy Program (PDF)(PDF)
Inspector General
Category:
Date: Title: Review of the SEC's Section 13(f) Reporting Requirements (PDF)(PDF)
Inspector General
Category:
Date: Title: Audit of the FedTraveler Travel Service (PDF)(PDF)
Inspector General
Category:
Date: Title: Analyzing Analyst Recommendations
Trading and Markets
Category: Investor Publications
Date: Title: Allegations of Failure of SEC to Investigate Illegal Insider Trading and Accounting Fraud; Alleged Misconduct by SEC Staff(PDF)
Inspector General
Category:
Date: Title: The SEC Mutual Fund Cost Calculator: A Tool for Comparing Mutual Funds
Category: Investor Publications
Date: Title: Life Settlements Task Force: Staff Report to the United States Securities and Exchange Commission(PDF)
Category: Special Studies
Date: Title: 2010 Inventory(PDF)
Category: FAIR Act
Date: Title: Investigation of Alleged Misconduct by the Atlanta Regional Office in its Investigation of Krispy Kreme Doughnuts, LLC(PDF)
Inspector General
Category:
Date: Title: Report on Administrative Proceedings for Period October 1, 2009 through March 31, 2010(PDF)
Category: Special Studies
Date: Title: Investigation of the SEC's Response to Concerns Regarding Robert Allen Stanford's Alleged Ponzi Scheme(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 2009 through March 31, 2010(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 2009 through March 31, 2010 Accessible Tables(PDF)
Inspector General
Category:
Date: Title: 2009 Report(PDF)
Category: Buy American Act
Date: Title: Assessment of the SEC's Bounty Program (PDF)(PDF)
Inspector General
Category:
Date: Title: 2009 FISMA Executive Summary Report (PDF)(PDF)
Inspector General
Category:
Date: Title: Assessment of the SEC Information Technology Investment Process (PDF)(PDF)
Inspector General
Category:
Date: Title: Evaluation of the SEC Encryption Program (PDF)(PDF)
Inspector General
Category:
Date: Title: Evaluation of the SEC Privacy Program (PDF)(PDF)
Inspector General
Category:
Date: Title: Management and Oversight of Interagency Acquisition Agreements at the SEC (PDF)(PDF)
Inspector General
Category:
Date: Title: Management Alert – Data Security Vulnerabilities (PDF)(PDF)
Inspector General
Category:
Date: Title: Failure to Timely Investigate Allegations of Financial Fraud(PDF)
Inspector General
Category:
Date: Title: Congressional Justification FY 2011 in Brief(PDF)
Category: Budget Reports
Date: Title: Unauthorized Disclosure of Non-Public Information(PDF)
Inspector General
Category:
Date: Title: Allegations of Conflict to Interest, Improper Use of Non-Public Information and Failure to Take Sufficient Action Against Fraudlent Company(PDF)
Inspector General
Category:
Date: Title: 2010 Annual Report
Category: Annual Reports
Date: Title: Five Questions to Ask Before You Invest
Category: Investor Publications
Date: Title: Exhibits to Report of Investigation
Inspector General
Category:
Date: Title: Beginners’ Guide to Investing
Category: Investor Publications
Date: Title: Fake Seals and Phony Numbers: How Fraudsters Try to Look Legit
Category: Investor Publications
Date: Title: SIPC Exposes Phony "Look-Alike" Web Site
Enforcement
Category: Investor Publications
Date: Title: Taking Stock: Getting Your Fiscal Act Together
Category: Investor Publications
Date: Title: Disclosures of Non-Public Procurement Information and Lack of Candor at Headquarters(PDF)
Inspector General
Category:
Date: Title: Allegations of Retaliatory Conduct by Division of Enforcement Staff(PDF)
Inspector General
Category:
Date: Title: Review of the Commission's Processes for Selecting Investment Advisers and Investment Companies for Examination(PDF)
Inspector General
Category:
Date: Title: Cold Calling: Unsolicited Calls from Brokers
Category: Investor Publications
Date: Title: Select SEC and Market Data 2009(PDF)
Category: Select SEC and Market Data
Date: Title: E-Government Act Implementation Updates: FY 2009 Update(PDF)
Category:
Date: Title: Guide to Identifying and Avoiding Securities Fraud
Category: Investor Publications
Date: Title: Allegations of Misconduct by Current and Former SEC Officials at the Boston Regional Office(PDF)
Inspector General
Category:
Date: Title: Report on Administrative Proceedings for Period April 1, 2009 through September 30, 2009(PDF)
Category: Special Studies
Date: Title: Compliance Guide to the Registration and Regulation of Brokers and Dealers
Category: Investor Publications
Date: Title: Allegations of Improper Disclosures and Assurances Given(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: April 1, 2009 through September 30, 2009(PDF)
Inspector General
Category:
Date: Title: Review and Analysis of OCIE Examinations of Bernard L. Madoff Investment Securities, LLC(PDF)
Inspector General
Category:
Date: Title: Audit of the Office of Acquisitions' Procurement and Contract Management Functions(PDF)
Inspector General
Category:
Date: Title: Review of the SEC's Compliance with the Freedom of Information Act(PDF)
Inspector General
Category:
Date: Title: Executive Summary: Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme(PDF)
Category: Special Studies
Date: Title: Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme
Category: Special Studies
Date: Title: Annual Report to Congress - June 26, 2008 to June 25, 2009(PDF)
Credit Ratings
Category: Annual Reports
Date: Title: Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme(PDF)
Inspector General
Category:
Date: Title: Beginners' Guide to Asset Allocation, Diversification, and Rebalancing
Category: Investor Publications
Date: Title: The SEC's Role Regarding and Oversight of Nationally Recognized Statistical Rating Organizations (NRSROs)(PDF)
Inspector General
Category:
Date: Title: Management Alert - Microsoft Premier Support Services Contract(PDF)
Inspector General
Category:
Date: Title: 2009 Inventory(PDF)
Category: FAIR Act
Date: Title: Investigation of Fort Worth Regional Office's Conduct of the Stanford Investigation(PDF)
Inspector General
Category:
Date: Title: All About Auto-Trading
Category: Investor Publications
Date: Title: How To Avoid Fraud
Category: Investor Publications
Date: Title: Warning to All Investors About Bogus "Prime Bank" and Other Banking-Related Investment Schemes
Category: Investor Publications
Date: Title: Ultra-Short Bond Funds: Know Where You're Parking Your Money
Category: Investor Publications
Date: Title: Congressional Justification FY 2010 in Brief(PDF)
Category: Budget Reports
Date: Title: Report on Administrative Proceedings for Period October 1, 2008 through March 31, 2009(PDF)
Category: Special Studies
Date: Title: Beginners’ Guide to Mutual Funds
Category: Investor Publications
Date: Title: Margin: Borrowing Money to Pay for Stocks
Category: Investor Publications
Date: Title: Transferring your Brokerage Account: Tips on Avoiding Delays
Category: Investor Publications
Date: Title: 2008 Report(PDF)
Category: Buy American Act
Date: Title: Regulation D Exemption Process(PDF)
Inspector General
Category:
Date: Title: Review of the Commission's Restacking Project(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 2008 through March 31, 2009(PDF)
Inspector General
Category:
Date: Title: 2008 Audit of Sensitive Payments(PDF)
Inspector General
Category:
Date: Title: Audit of Public Transportation Benefit Program(PDF)
Inspector General
Category:
Date: Title: OASIS System Report - 2008 FISMA(PDF)
Inspector General
Category:
Date: Title: Practices Related to Naked Short Selling Complaints and Referrals(PDF)
Inspector General
Category:
Date: Title: Execution Quality Statistics: How to Find Information on Order Execution and Routing Practices
Category: Investor Publications
Date: Title: "Senior" Specialists and Advisors: What You Should Know About Professional Designations
Category: Investor Publications
Date: Title: CTR System Report – 2008 FISMA(PDF)
Inspector General
Category:
Date: Title: Online Brokerage Accounts: What You Can Do to Safeguard Your Money and Your Personal Information
Category: Investor Publications
Date: Title: The Fleecing of Foreign Investors: Avoid Getting Burned by "Hot" U.S. Stocks
Category: Investor Publications
Date: Title: Bankruptcy: What Happens When Public Companies Go Bankrupt
Category: Investor Publications
Date: Title: Division of Enforcement's Disgorgement Waivers(PDF)
Inspector General
Category:
Date: Title: 2009 Annual Report
Category: Annual Reports
Date: Title: SEC's Congressionally Mandated Study on Mark-to-Market Accounting(PDF)
Category: Special Studies
Date: Title: High-Yield CDs: Protect Your Money by Checking the Fine Print
Category: Investor Publications
Date: Title: Select SEC and Market Data 2008(PDF)
Category: Select SEC and Market Data
Date: Title: After-Hours Trading: Understanding the Risks
Category: Investor Publications
Date: Title: Report on Administrative Proceedings for Period April 1, 2008 through September 30, 2008(PDF)
Category: Special Studies
Date: Title: 2008 Inventory(PDF)
Category: FAIR Act
Date: Title: E-Government Act Implementation Updates: FY 2008 Update(PDF)
Category:
Date: Title: Inspection of Corporation Finance Referrals(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: April 1, 2008 through September 30, 2008(PDF)
Inspector General
Category:
Date: Title: Audit of Premium Travel(PDF)
Inspector General
Category:
Date: Title: Survey of Enforcement's Hub System(PDF)
Inspector General
Category:
Date: Title: 2008 FISMA Executive Summary Report (Public Redacted Version — Report Addresses Issues Associated With Information Security)(PDF)
Inspector General
Category:
Date: Title: SEC's Oversight of Bear Stearns and Related Entities: Broker-Dealer Risk Assessment Program(PDF)
Inspector General
Category:
Date: Title: SEC's Oversight of Bear Stearns and Related Entities: Consolidated-Supervised Entity Program(PDF)
Inspector General
Category:
Date: Title: Internal Control Review of the Government Purchase Card Program(PDF)
Inspector General
Category:
Date: Title: Enforcement Policies and Procedures for the Selection of Receivers, Administrators and Consultants(PDF)
Inspector General
Category:
Date: Title: Promissory Notes: Promises, Problems(PDF)
Category: Investor Publications
Date: Title: Summary Report of Issues Identified in the Commission Staff's Examinations of Select Credit Rating Agencies(PDF)
Category: Special Studies
Date: Title: Getting Info About Companies
Category: Investor Publications
Date: Title: Evaluating Your Retirement Options: The 403(b) Plan
Category: Investor Publications
Date: Title: Annual Report to Congress - June 26, 2007 to June 25, 2008(PDF)
Credit Ratings
Category: Annual Reports
Date: Title: Report on Administrative Proceedings For Period October 1, 2007 through March 31, 2008(PDF)
Category: Special Studies
Date: Title: Controls Over Laptops(PDF)
Inspector General
Category:
Date: Title: Enterprise Architecture Assessment(PDF)
Inspector General
Category:
Date: Title: SRO Rule Filing Process(PDF)
Inspector General
Category:
Date: Title: 2007 Report(PDF)
Category: Buy American Act
Date: Title: Semiannual Report to Congress: October 1, 2007 through March 31, 2008(PDF)
Inspector General
Category:
Date: Title: Background Investigations(PDF)
Inspector General
Category:
Date: Title: Usefulness of IM's Website(PDF)
Inspector General
Category:
Date: Title: Student Loan Program(PDF)
Inspector General
Category:
Date: Title: Investment Choices and Methods
Category: Investor Publications
Date: Title: OMB Exhibit 300 Reports FY 2009
Category: Budget Reports
Date: Title: Congressional Justification FY 2009 in Brief(PDF)
Category: Budget Reports
Date: Title: Mini-Tender Offers: Tips for Investors
Category: Investor Publications
Date: Title: 2008 Annual Report — Performance and Accountability Report
Category: Annual Reports
Date: Title: 2008 Citizens’ Report
Category: Annual Reports
Date: Title: Oversight of Receivers and Distribution Agents(PDF)
Inspector General
Category:
Date: Title: Select SEC and Market Data 2007(PDF)
Category: Select SEC and Market Data
Date: Title: Report on Administrative Proceedings for Period April 1, 2007 through September 30, 2007(PDF)
Category: Special Studies
Date: Title: Semiannual Report to Congress: April 1, 2007 through September 30, 2007(PDF)
Inspector General
Category:
Date: Title: E-Government Act Implementation Updates: FY 2007 Update(PDF)
Category:
Date: Title: Contract Ratifications(PDF)
Inspector General
Category:
Date: Title: Investment Company Disclosure Initiatives(PDF)
Inspector General
Category:
Date: Title: Comments on Inspections Report of Contract Ratification(PDF)
Inspector General
Category:
Date: Title: 2007 Inventory(PDF)
Category: FAIR Act
Date: Title: Avoiding Internet Investment Scams: Tips for Investors
Category: Investor Publications
Date: Title: "Pro Forma" Financial Information: Tips for Investors
Category: Investor Publications
Date: Title: Oil and Gas Scams: Common Red Flags and Steps You Can Take to Protect Yoursel
Category: Investor Publications
Date: Title: Periodic Payment Plans
Category: Investor Publications
Date: Title: Privacy Choices for Your Personal Financial Information
Category: Investor Publications
Date: Title: Ask Questions: Questions You Should Ask About Your Investments and What To Do If You Run Into Problems
Category: Investor Publications
Date: Title: Get the Facts on Saving and Investing
Category: Investor Publications
Date: Title: Invest Wisely: Advice From Your Securities Industry Regulators
Category: Investor Publications
Date: Title: Pregunte (folleto en Espanol) ("Ask Questions" brochure in Spanish)
Category: Investor Publications
Date: Title: Tips for Online Investing: What You Need to Know About Trading In Fast-Moving Markets
Category: Investor Publications
Date: Title: Form for Taking Notes
Category: Investor Publications
Date: Title: Electronic Documents Program(PDF)
Inspector General
Category:
Date: Title: Mutual Fund Investing: Look at More Than a Fund’s Past Performance
Category: Investor Publications
Date: Title: Semiannual Report to Congress: October 1, 2006 through March 31, 2007(PDF)
Inspector General
Category:
Date: Title: Report on Administrative Proceedings for Period October 1, 2006 through March 31, 2007(PDF)
Category: Special Studies
Date: Title: Backlog of FOIA Requests For Comment Letters(PDF)
Inspector General
Category:
Date: Title: Report on Refunds, Sales Practices, and Revenues from Periodic Payment Plans(PDF)
Category: Special Studies
Date: Title: 2006 Report(PDF)
Category: Buy American Act
Date: Title: Audit of Full Disclosure Program's Staff Interpretive Guidance Process(PDF)
Inspector General
Category:
Date: Title: Report Concerning Examinations of Options Order Routing and Execution(PDF)
Category: Special Studies
Date: Title: Select SEC and Market Data 2006(PDF)
Category: Select SEC and Market Data
Date: Title: Enforcement Performance Management(PDF)
Inspector General
Category:
Date: Title: 2008 Performance Budget(PDF)
Category: Budget Reports
Date: Title: Beginners' Guide to Financial Statement
Category: Investor Publications
Date: Title: Congressional Justification FY 2008(PDF)
Category: Budget Reports
Date: Title: Report on Administrative Proceedings for Period April 1, 2005 through September 30, 2005(PDF)
Category: Special Studies
Date: Title: Report on Administrative Proceedings for Period April 1, 2006 through September 30, 2006(PDF)
Category: Special Studies
Date: Title: Report on Administrative Proceedings for Period October 1, 2005 through March 31, 2006(PDF)
Category: Special Studies
Date: Title: 2007 Annual Report — Performance and Accountability Report
Category: Annual Reports
Date: Title: Information Technology Management in Enforcement(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: April 1, 2006 through September 30, 2006(PDF)
Inspector General
Category:
Date: Title: E-Government Act Implementation Updates: FY 2006 Update(PDF)
Category:
Date: Title: IM Exemptive Application Processing(PDF)
Inspector General
Category:
Date: Title: Personnel Files(PDF)
Inspector General
Category:
Date: Title: Audit of Oversight of PCAOB(PDF)
Inspector General
Category:
Date: Title: OMB Exhibit 300 Reports FY 2008
Category: Budget Reports
Date: Title: 2006 Inventory(PDF)
Category: FAIR Act
Date: Title: Preliminary Review of Filings(PDF)
Inspector General
Category:
Date: Title: Conflict of Interest Controls in Procurement(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 2005 through March 31, 2006(PDF)
Inspector General
Category:
Date: Title: Continuity of Operations Planning(PDF)
Inspector General
Category:
Date: Title: Lump Sum Payouts: Questions You Should Ask Yourself Before You Invest a Dime
Category: Investor Publications
Date: Title: 2007 Performance Budget(PDF)
Category: Budget Reports
Date: Title: 2005 Report(PDF)
Category: Buy American Act
Date: Title: Select SEC and Market Data 2005(PDF)
Category: Select SEC and Market Data
Date: Title: Auto-Surfing: What You Need to Kno
Category: Investor Publications
Date: Title: Congressional Request FY 2007(PDF)
Category: Budget Reports
Date: Title: Pacific Regional Office(PDF)
Inspector General
Category:
Date: Title: "Wrong Numbers" and Stock Tips on Your Answering Machine
Category: Investor Publications
Date: Title: Disgorgements and Penalty Payments(PDF)
Inspector General
Category:
Date: Title: 2006 Annual Report — Performance and Accountability Report
Category: Annual Reports
Date: Title: Semiannual Report to Congress: April 1, 2005 to September 30, 2005(PDF)
Inspector General
Category:
Date: Title: Worthless Stock: How to Avoid Doubling Your Losses
Category: Investor Publications
Date: Title: Select SEC and Market Data 2004(PDF)
Category: Select SEC and Market Data
Date: Title: IT Security Certification and Accreditation Process(PDF)
Inspector General
Category:
Date: Title: Security Certification and Accreditation of EFOIA(PDF)
Inspector General
Category:
Date: Title: Office of the Secretary(PDF)
Inspector General
Category:
Date: Title: Recruitment, Classification, and Staffing(PDF)
Inspector General
Category:
Date: Title: Operations Center Building Security(PDF)
Inspector General
Category:
Date: Title: 2005 Inventory(PDF)
Category: FAIR Act
Date: Title: Selecting and Monitoring Pension Consultants: Tips for Plan Fiduciaries
Category: Investor Publications
Date: Title: Field Offices' Integrity Program(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 2004 to March 31, 2005(PDF)
Inspector General
Category:
Date: Title: Day Trading: Your Dollars at Risk
Category: Investor Publications
Date: Title: "High Yields" and Hot Air
Category: Investor Publications
Date: Title: 2006 Performance Budget(PDF)
Category: Budget Reports
Date: Title: Planning Investment Management Filing Reviews(PDF)
Inspector General
Category:
Date: Title: Software Management(PDF)
Inspector General
Category:
Date: Title: Congressional Request FY 2006(PDF)
Category: Budget Reports
Date: Title: Mutual Fund Proxy Voting Records and Policies
Category: Investor Publications
Date: Title: Pump&Dump.con: Tips for Avoiding Stock Scams on the Internet
Category: Investor Publications
Date: Title: Risky Business: "Pre-IPO [Initial Public Offering]" Investing
Category: Investor Publications
Date: Title: 2005 Annual Report — Performance and Accountability Report
Category: Annual Reports
Date: Title: Midwest Regional Office(PDF)
Inspector General
Category:
Date: Title: Northeast Regional Office(PDF)
Inspector General
Category:
Date: Title: Forth Worth District Office(PDF)
Inspector General
Category:
Date: Title: Salt Lake District Office(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: April 1, 2004 to September 30, 2004(PDF)
Inspector General
Category:
Date: Title: Atlanta District Office(PDF)
Inspector General
Category:
Date: Title: Targeting IA/IC Compliance Examinations(PDF)
Inspector General
Category:
Date: Title: Disclosure Filings Examination and Accounting Reports(PDF)
Inspector General
Category:
Date: Title: Document Imaging System(PDF)
Inspector General
Category:
Date: Title: Federal Information Security Management Act(PDF)
Inspector General
Category:
Date: Title: 2004 Inventory(PDF)
Category: FAIR Act
Date: Title: Office of Economic Analysis(PDF)
Inspector General
Category:
Date: Title: Independent Evaluation And Assessment of Internal Control for Contract Oversight(PDF)
Inspector General
Category:
Date: Title: Variable Annuities and Variable Life Products: Questions to Ask
Category: Investor Publications
Date: Title: About Settling Trades In Three Days: Introducing T+3
Category: Investor Publications
Date: Title: Enterprise Architecture(PDF)
Inspector General
Category:
Date: Title: Inappropriate Release of Non-Public Information(PDF)
Inspector General
Category:
Date: Title: Lost and Stolen Securities Program(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 2003 to March 31, 2004
Inspector General
Category:
Date: Title: Commission Responses to Investor Inquiries(PDF)
Inspector General
Category:
Date: Title: Commission Work/Life Program(PDF)
Inspector General
Category:
Date: Title: IT Capital Investment Decision-Making Follow-Up(PDF)
Inspector General
Category:
Date: Title: Planning the Enforcement of Full Disclosure Rules(PDF)
Inspector General
Category:
Date: Title: Priority to Rural Areas for New Offices(PDF)
Inspector General
Category:
Date: Title: Small Business Regulation D Exemption Process(PDF)
Inspector General
Category:
Date: Title: Central Regional Office(PDF)
Inspector General
Category:
Date: Title: Commission-Wide Use of X-Ray Scanners(PDF)
Inspector General
Category:
Date: Title: Discounted Airfare Tickets(PDF)
Inspector General
Category:
Date: Title: 2004 Annual Report — Performance and Accountability Report
Category: Annual Reports
Date: Title: Telephone Calling Card Program(PDF)
Inspector General
Category:
Date: Title: Unclaimed Commission Property(PDF)
Inspector General
Category:
Date: Title: Regulation of Public Utility Holding Companies(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: April 1, 2003 to September 30, 2003
Inspector General
Category:
Date: Title: Implications of the Growth of Hedge Funds(PDF)
Investment Management
Category: Special Studies
Date: Title: Report of Changes in Independent Accountants
Inspector General
Category:
Date: Title: San Francisco District Office
Inspector General
Category:
Date: Title: Compliance Examination Deficiency Letter Process
Inspector General
Category:
Date: Title: Contract for Temporary Clerical Services
Inspector General
Category:
Date: Title: SEC Recreation and Welfare Association Financial Management
Inspector General
Category:
Date: Title: 2003 Inventory(PDF)
Category: FAIR Act
Date: Title: Updated Personnel Guidance
Inspector General
Category:
Date: Title: Priority to Location of New Offices in Rural Areas
Inspector General
Category:
Date: Title: Boston District Office
Inspector General
Category:
Date: Title: Statutory Disqualification Review Process
Inspector General
Category:
Date: Title: Southeast Regional Office
Inspector General
Category:
Date: Title: Facility Access Control Systems
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 2002 to March 31, 2003
Inspector General
Category:
Date: Title: Deterring Securities Recidivism
Inspector General
Category:
Date: Title: Holding Your Securities— - Get the Facts
Category: Investor Publications
Date: Title: Bankruptcy Program
Inspector General
Category:
Date: Title: Independent Accountant's Report
Inspector General
Category:
Date: Title: Password Management for the Name Relationship Search Inquiry (NRSI) System
Inspector General
Category:
Date: Title: Market Contingency Preparedness
Inspector General
Category:
Date: Title: Philadelphia District Office
Inspector General
Category:
Date: Title: Edgar Utility to Commission Staff
Inspector General
Category:
Date: Title: Enforcement Internet Program
Inspector General
Category:
Date: Title: 2003 Annual Report
Category: Annual Reports
Date: Title: Administration of Information Technology Contracts
Inspector General
Category:
Date: Title: Purchase Cards
Inspector General
Category:
Date: Title: Continuity of Operations Planning (COOP)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: April 1, 2002 to September 30, 2002
Inspector General
Category:
Date: Title: Program Officials' Information Security Responsibilities
Inspector General
Category:
Date: Title: Commission Web Security
Inspector General
Category:
Date: Title: Regional Telecommunication Security
Inspector General
Category:
Date: Title: Collection of Filing Fees
Inspector General
Category:
Date: Title: Broker-Dealer Risk Assessment Program
Inspector General
Category:
Date: Title: Travel Management
Inspector General
Category:
Date: Title: Rulemaking Process
Inspector General
Category:
Date: Title: 2002 Inventory(PDF)
Category: FAIR Act
Date: Title: Security of External Databases
Inspector General
Category:
Date: Title: All About Auditors
Category: Investor Publications
Date: Title: Recreation and Welfare Association's - Individual Employee Parking Program
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 2001 to March 31, 2002
Inspector General
Category:
Date: Title: GPRA Performance Reports
Inspector General
Category:
Date: Title: Priority to Location of New Offices in Rural Areas
Inspector General
Category:
Date: Title: Sensitive Information Follow-Up
Inspector General
Category:
Date: Title: Commission Oversight of NAFI
Inspector General
Category:
Date: Title: Pacific Regional Office
Inspector General
Category:
Date: Title: Printing and Publications Summary
Inspector General
Category:
Date: Title: CATS2000 Data
Inspector General
Category:
Date: Title: Information Technology Project Management
Inspector General
Category:
Date: Title: 2002 Annual Report
Category: Annual Reports
Date: Title: Fort Worth District Office
Inspector General
Category:
Date: Title: Semiannual Report to Congress: April 1, 2001 to September 30, 2001(PDF)
Inspector General
Category:
Date: Title: Broker-Dealer Registration Process(PDF)
Inspector General
Category:
Date: Title: Salt Lake City District Office(PDF)
Inspector General
Category:
Date: Title: IT Decision Making Process(PDF)
Inspector General
Category:
Date: Title: Comment Letter Follow-Up(PDF)
Inspector General
Category:
Date: Title: Contractor Background Investigations(PDF)
Inspector General
Category:
Date: Title: Security of Personnel Data Files(PDF)
Inspector General
Category:
Date: Title: Staff Background Investigations(PDF)
Inspector General
Category:
Date: Title: 2001 Inventory
Category: FAIR Act
Date: Title: Compliance Inspection and Examination Referrals to Enforcement(PDF)
Inspector General
Category:
Date: Title: Real Property Leasing(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 2000 to March 31, 2001(PDF)
Inspector General
Category:
Date: Title: FOIA Process(PDF)
Inspector General
Category:
Date: Title: Stock Market Fraud "Survivor" Checklist
Category: Investor Publications
Date: Title: Integrity Program(PDF)
Inspector General
Category:
Date: Title: Central Regional Office(PDF)
Inspector General
Category:
Date: Title: Distribution of Mail(PDF)
Inspector General
Category:
Date: Title: 2001 Annual Report
Category: Annual Reports
Date: Title: Report on Mutual Fund Fees and Expenses
Investment Management
Category: Special Studies
Date: Title: Semiannual Report to Congress: April 1, 2000 to September 30, 2000(PDF)
Inspector General
Category:
Date: Title: Clearance Process(PDF)
Inspector General
Category:
Date: Title: Investment Management No-Action and Interpretive Letters(PDF)
Inspector General
Category:
Date: Title: Audit Follow-Up Procedures(PDF)
Inspector General
Category:
Date: Title: Payroll Conversion(PDF)
Inspector General
Category:
Date: Title: Office of Municipal Securities(PDF)
Inspector General
Category:
Date: Title: Commissioners' Travel(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 1999 to March 31, 2000(PDF)
Inspector General
Category:
Date: Title: Investor Education And Assistance Program(PDF)
Inspector General
Category:
Date: Title: Travel Vouchers(PDF)
Inspector General
Category:
Date: Title: Oversight of Securities Investor Protection Corporation(PDF)
Inspector General
Category:
Date: Title: PBX and Analog Lines Security Assessment(PDF)
Inspector General
Category:
Date: Title: Training(PDF)
Inspector General
Category:
Date: Title: Edgar Hardship Exemptions(PDF)
Inspector General
Category:
Date: Title: Benchmarking Commission Procedures(PDF)
Inspector General
Category:
Date: Title: Data Back-Up Procedures(PDF)
Inspector General
Category:
Date: Title: Review of Periodic Reports(PDF)
Inspector General
Category:
Date: Title: 2000 Annual Report
Category: Annual Reports
Date: Title: Year 2000 Certification & Contingency Planning Activities(PDF)
Inspector General
Category:
Date: Title: Investor and Small Business Town Meetings(PDF)
Inspector General
Category:
Date: Title: Midwest Regional Office(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: April 1, 1999 to September 30, 1999(PDF)
Inspector General
Category:
Date: Title: Procurement and Contracting(PDF)
Inspector General
Category:
Date: Title: Unix Security(PDF)
Inspector General
Category:
Date: Title: Advance Commitment Program(PDF)
Inspector General
Category:
Date: Title: Oversight of Self-Regulatory Organization Arbitration(PDF)
Inspector General
Category:
Date: Title: Reporting the Case Origins of Enforcement Investigations(PDF)
Inspector General
Category:
Date: Title: Acknowledgment Letters for the Branch of Public Reference(PDF)
Inspector General
Category:
Date: Title: Commissioners' Travel(PDF)
Inspector General
Category:
Date: Title: Help Desk(PDF)
Inspector General
Category:
Date: Title: Survey of Sensitive Information(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 1998 to March 31, 1999
Inspector General
Category:
Date: Title: A Plain English Handbook: How to Create Clear SEC Disclosure Documents
Category: Investor Publications
Date: Title: Enforcement Action Memoranda
Inspector General
Category:
Date: Title: 1999 Annual Report
Category: Annual Reports
Date: Title: Philadelphia District Office
Inspector General
Category:
Date: Title: International Technical Assistance
Inspector General
Category:
Date: Title: Boston District Office
Inspector General
Category:
Date: Title: Semiannual Report to Congress: April 1, 1998 to September 30, 1998
Inspector General
Category:
Date: Title: Year 2000 Compliance Efforts
Inspector General
Category:
Date: Title: GPRA Performance Measures
Inspector General
Category:
Date: Title: Commission Review of SRO Rules
Inspector General
Category:
Date: Title: Review of Investment Company Filings
Inspector General
Category:
Date: Title: Travel Upgrades
Inspector General
Category:
Date: Title: Commissioners' Travel
Inspector General
Category:
Date: Title: Oversight of SRO Automation
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 1997 to March 31, 1998
Inspector General
Category:
Date: Title: Fort Worth District Office
Inspector General
Category:
Date: Title: Payroll System
Inspector General
Category:
Date: Title: San Francisco District Office
Inspector General
Category:
Date: Title: Compliance Inspections and Examinations
Inspector General
Category:
Date: Title: Comment Letter Process
Inspector General
Category:
Date: Title: Northeast Regional Office
Inspector General
Category:
Date: Title: Audit of Database Administration
Inspector General
Category:
Date: Title: 1998 Annual Report(PDF)
Category: Annual Reports
Date: Title: Commercial Credit Card Program
Inspector General
Category:
Date: Title: Semiannual Report to Congress: April 1, 1997 to September 30, 1997
Inspector General
Category:
Date: Title: Automation of Records Management
Inspector General
Category:
Date: Title: Salt Lake District Office
Inspector General
Category:
Date: Title: Client Server
Inspector General
Category:
Date: Title: Commission Integrity Program
Inspector General
Category:
Date: Title: Central Regional Office Administrative and Financial Controls
Inspector General
Category:
Date: Title: Value Engineering (VE) Program
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 1996 to March 31, 1997
Inspector General
Category:
Date: Title: Atlanta District Office Administrative and Financial Controls
Inspector General
Category:
Date: Title: Office of Filings & Information Services
Inspector General
Category:
Date: Title: SECOA Local Area Network
Inspector General
Category:
Date: Title: Space Management - Operations Center and Annex
Inspector General
Category:
Date: Title: Survey of the Economic Analysis Program
Inspector General
Category:
Date: Title: Enhancing Excellence - Integrity Program
Inspector General
Category:
Date: Title: Enforcement Surveillance of Markets
Inspector General
Category:
Date: Title: 1997 Annual Report(PDF)
Category: Annual Reports
Date: Title: Equal Employment Opportunity Office
Inspector General
Category:
Date: Title: Regulation of Insurance Products
Inspector General
Category:
Date: Title: Headquarters Fitness Center
Inspector General
Category:
Date: Title: Semiannual Report to Congress: April 1, 1996 to September 30, 1996
Inspector General
Category:
Date: Title: Survey of Reported Management Control Weaknesses
Inspector General
Category:
Date: Title: International Telephone Service
Inspector General
Category:
Date: Title: Transportation Subsidy Program
Inspector General
Category:
Date: Title: Selection of Filings for Review
Inspector General
Category:
Date: Title: Enforcement Administrative Functions
Inspector General
Category:
Date: Title: Information Technology Cost Savings
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 1995 to March 31, 1996
Inspector General
Category:
Date: Title: 40 Act Exemptive Applications
Inspector General
Category:
Date: Title: IRM Planning and Execution
Inspector General
Category:
Date: Title: Collection of Filing Fees
Inspector General
Category:
Date: Title: Interagency Agreements
Inspector General
Category:
Date: Title: 1996 Annual Report(PDF)
Category: Annual Reports
Date: Title: Semiannual Report to Congress: April 1, 1995 to September 30, 1995
Inspector General
Category:
Date: Title: Controls of Negotiated Settlements
Inspector General
Category:
Date: Title: Contingency Plans for PABX and Datacenter
Inspector General
Category:
Date: Title: Survey of Personnel Management
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 1994 to March 31, 1995
Inspector General
Category:
Date: Title: Market Contingency Preparedness
Inspector General
Category:
Date: Title: Survey of Information Technology
Inspector General
Category:
Date: Title: 1995 Audit of Midwest Regional Office
Inspector General
Category:
Date: Title: Contractor Lobbying Statute - 1994
Inspector General
Category:
Date: Title: 1995 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1995 Audit on Southeast Regional Office
Inspector General
Category:
Date: Title: Office of Space Renovation
Inspector General
Category:
Date: Title: 1995 Audit on Filing Activity Tracking System
Inspector General
Category:
Date: Title: Semiannual Report to Congress: April 1, 1994 to September 30, 1994
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 1993 to March 31, 1994
Inspector General
Category:
Date: Title: 1994 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1993 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1992 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1991 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1990 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1989 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1988 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1987 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1986 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1985 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1984 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1983 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1982 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1981 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1980 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1979 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1978 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1977 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1976 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1975 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1974 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1973 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1972 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1971 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1970 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1969 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1968 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1967 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1966 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1965 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1964 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1963 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1962 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1961 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1960 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1959 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1958 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1957 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1956 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1955 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1954 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1953 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1952 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1951 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1950 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1949 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1948 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1947 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1946 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1945 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1944 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1943 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1942 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1941 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1940 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1939 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1938 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1937 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1936 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1935 Annual Report(PDF)
Category: Annual Reports