Reports and Publications

This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates. For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below.

Date Title Category
December 2023 Registered Fund Statistics Report (PDF) Select SEC and Market Data
2023 Investment Adviser Statistics (PDF) Select SEC and Market Data
2023 Registered Fund Statistics Report (PDF) Select SEC and Market Data
Select SEC and Market Data 2017 (PDF) Select SEC and Market Data
Addendum to Division of Enforcement 2017 Annual Report (Select SEC and Market Data Fiscal 2017 – Enforcement Information Only) (PDF) Select SEC and Market Data
Select SEC and Market Data 2016 (PDF) Select SEC and Market Data
Select SEC and Market Data 2015 (PDF) Select SEC and Market Data
Select SEC and Market Data 2014 (PDF) Select SEC and Market Data
Select SEC and Market Data 2013 (PDF) Select SEC and Market Data
Select SEC and Market Data 2012 (PDF) Select SEC and Market Data
Select SEC and Market Data 2011 (PDF) Select SEC and Market Data
Select SEC and Market Data 2010 (PDF) Select SEC and Market Data
Select SEC and Market Data 2009 (PDF) Select SEC and Market Data
Select SEC and Market Data 2008 (PDF) Select SEC and Market Data
Select SEC and Market Data 2007 (PDF) Select SEC and Market Data
Select SEC and Market Data 2006 (PDF) Select SEC and Market Data
Select SEC and Market Data 2005 (PDF) Select SEC and Market Data
Select SEC and Market Data 2004 (PDF) Select SEC and Market Data
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