This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates. For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below.
E-mail Updates: To sign up for updates, please enter your e-mail address below.
Date: Dec. 18, 2012
Title:
Assigned Credit Ratings (PDF)
Category: Special Studies
Date: Nov. 15, 2012
Title:
2012 Summary Report of Commission Staffs Examinations of Each Nationally Recognized Statistical Rating Organization (PDF)
Category: Special Studies
Date: Oct. 25, 2012
Title:
Report on Administrative Proceedings for the Period April 1, 2012 through September 30, 2012 (PDF)
Category: Special Studies
Date: Oct. 17, 2012
Title:
Third Report on the Implementation of SEC Organizational Reform Recommendations (PDF)
Category: Special Studies
Date: Oct. 16, 2012
Title:
JOBS Act Section 504 Report on Authority to Enforce Exchange Act Rule 12g5-1 and Subsection (b)(3) (PDF)
Category: Special Studies
Date: Sept. 7, 2012
Title:
Report on Credit Rating Standardization (PDF)
Category: Special Studies
Date: Aug. 30, 2012
Title:
SEC Staff Study Regarding Financial Literacy Among Investors
Category: Special Studies
Date: July 31, 2012
Title:
Report on the Municipal Securities Market (PDF)
Category: Special Studies
Date: July 20, 2012
Title:
JOBS Act Section 106 Report to Congress on Decimalization (PDF)
Category: Special Studies
Date: April 30, 2012
Title:
Report on Administrative Proceedings for the Period October 1, 2011 through March 31, 2012 (PDF)
Category: Special Studies
Date: April 11, 2012
Title:
Study on the Cross-Border Scope of the Private Right of Action Under Section 10(b) of the Securities Exchange Act of 1934
Category: Special Studies
Date: March 30, 2012
Title:
Report on the Implementation of SEC Organizational Reform Recommendations (PDF)
Category: Special Studies
Date: Feb. 1, 2012
Title:
Joint Report on International Swap Regulation (PDF)
Category: Special Studies
E-mail Updates: To sign up for updates, please enter your e-mail address below.