This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates. For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below.

GovDelivery E-mail Updates: To sign up for updates, please enter your e-mail address below.

Date
Title
Category
Date: Title: Assigned Credit Ratings(PDF)
Category: Special Studies
Date: Title: 2012 Summary Report of Commission Staff’s Examinations of Each Nationally Recognized Statistical Rating Organization(PDF)
Category: Special Studies
Date: Title: Report on Administrative Proceedings for the Period April 1, 2012 through September 30, 2012(PDF)
Category: Special Studies
Date: Title: Third Report on the Implementation of SEC Organizational Reform Recommendations(PDF)
Category: Special Studies
Date: Title: JOBS Act Section 504 Report on Authority to Enforce Exchange Act Rule 12g5-1 and Subsection (b)(3)(PDF)
Category: Special Studies
Date: Title: Report on Credit Rating Standardization(PDF)
Category: Special Studies
Date: Title: SEC Staff Study Regarding Financial Literacy Among Investors
Category: Special Studies
Date: Title: Report on the Municipal Securities Market(PDF)
Category: Special Studies
Date: Title: JOBS Act Section 106 Report to Congress on Decimalization(PDF)
Category: Special Studies
Date: Title: Report on Administrative Proceedings for the Period October 1, 2011 through March 31, 2012(PDF)
Category: Special Studies
Date: Title: Study on the Cross-Border Scope of the Private Right of Action Under Section 10(b) of the Securities Exchange Act of 1934
Category: Special Studies
Date: Title: Report on the Implementation of SEC Organizational Reform Recommendations(PDF)
Category: Special Studies
Date: Title: Joint Report on International Swap Regulation(PDF)
Category: Special Studies