This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates. For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below.

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Date
Title
Category
Date: Title: Report on Administrative Proceedings for Period April 1, 2009 through September 30, 2009(PDF)
Category: Special Studies
Date: Title: Executive Summary: Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme(PDF)
Category: Special Studies
Date: Title: Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme
Category: Special Studies
Date: Title: Report on Administrative Proceedings for Period October 1, 2008 through March 31, 2009(PDF)
Category: Special Studies