The SEC's Office of the Advocate for Small Business Capital Formation's Strategic Plan is a roadmap to guide the office's decisions and align actions with mission execution. The plan outlines four key goals, with strategies and initiatives underpinning each:
Goal 1: Engage with small businesses and their investors to solicit views on relevant capital raising issues.
Goal 2: Educate small businesses and their investors about capital raising rules to reduce barriers to entry and increase compliance.
Goal 3: Collaborate on pragmatic policy solutions to address capital raising challenges faced by small businesses and their investors.
Goal 4: Empower a mission-driven team to leverage varied perspectives to solve the complex problems of an evolving and increasingly diverse capital market.
Read the full Strategic Plan.
Modified: Sept. 20, 2021