http://www.sec.gov/litigation/litreleases/2009/lr21357.htm LR-21357 Dec. 31, 2009 UTStarcom, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21356.htm LR-21356 Dec. 30, 2009 Walter A. Forbes et al. http://www.sec.gov/litigation/litreleases/2009/lr21355.htm LR-21355 Dec. 29, 2009 Harold H. Jaschke http://www.sec.gov/litigation/litreleases/2009/lr21354.htm LR-21354 Dec. 29, 2009 HomePals, LLC, HomePals Investment Club, LLC, Ronnie Eugene Bass, Jr., Abner Alabre and Brian J. Taglieri http://www.sec.gov/litigation/litreleases/2009/lr21353.htm LR-21353 Dec. 24, 2009 Homestead Properties, L.P.; Homestead Limited, L.L.C.; California Wealth Management Group, d.b.a. IFC Advisory; Heath M. Biddlecome; William C. Tak, Defendants; and Homestead Northland MHC, LLC and Jackson MHC, L.L.C., Relief Defendants http://www.sec.gov/litigation/litreleases/2009/lr21352.htm LR-21352 Dec. 23, 2009 Crossroads Financial Planning, Inc., and Julie M. Jarvis http://www.sec.gov/litigation/litreleases/2009/lr21351.htm LR-21351 Dec. 23, 2009 Golden Apple Oil and Gas, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr21350.htm LR-21350 Dec. 23, 2009 Richard E. McDonald, et al. http://www.sec.gov/litigation/litreleases/2009/lr21349.htm LR-21349 Dec. 23, 2009 Alliance Transcription Services, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21348.htm LR-21348 Dec. 23, 2009 Rockwell Energy of Texas, LLC, Rockwell Energy Management, LLC, Gregory S. Shindler, Bradley M. James, W. Todd Smith, Stuart E. Rawitt, and Brian W. Walsh http://www.sec.gov/litigation/litreleases/2009/lr21347.htm LR-21347 Dec. 23, 2009 Nicolas Patrick Benoit Condroyer and Gilles Robert Roger http://www.sec.gov/litigation/litreleases/2009/lr21346.htm LR-21346 Dec. 22, 2009 Triton Financial, LLC, et al. http://www.sec.gov/litigation/litreleases/2009/lr21345.htm LR-21345 Dec. 22, 2009 William Jacobson http://www.sec.gov/litigation/litreleases/2009/lr21344.htm LR-21344 Dec. 18, 2009 Trevor G. Cook, Patrick J. Kiley, et al. http://www.sec.gov/litigation/litreleases/2009/lr21343.htm LR-21343 Dec. 18, 2009 Stephen F. Clifford d/b/a Clifford Financial Associates http://www.sec.gov/litigation/litreleases/2009/lr21342.htm LR-21342 Dec. 17, 2009 John W. Dwyer and Theodore P. Noncek http://www.sec.gov/litigation/litreleases/2009/lr21341.htm LR-21341 Dec. 17, 2009 Pointer Worldwide, Ltd et al. http://www.sec.gov/litigation/litreleases/2009/lr21340.htm LR-21340 Dec. 17, 2009 Inter Global Technologies, Inc. and Michael E. Tomayko http://www.sec.gov/litigation/litreleases/2009/lr21339.htm LR-21339 Dec. 16, 2009 Vinayak S. Gowrish, Adnan S. Zaman, Pascal S. Vaghar, Sameer N. Khoury, Defendants, and Elias N. Khoury, Relief Defendant http://www.sec.gov/litigation/litreleases/2009/lr21338.htm LR-21338 Dec. 16, 2009 Dean P. Gross and Gregory W. Laser http://www.sec.gov/litigation/litreleases/2009/lr21337.htm LR-21337 Dec. 15, 2009 Eagle Development Enterprises, Inc., Eagle Storage & Development, LLC, Eagle Aviation Sales & Leasing, LLC, Michael J. Bowen, defendants, and Eagle Assets & Management, LLC, Eagle Housing & Development AZ, LLC, Eagle Housing & Development, Inc., and Eagle Helicopters & Aviation, Inc., relief defendants http://www.sec.gov/litigation/litreleases/2009/lr21336.htm LR-21336 Dec. 15, 2009 Canopy Financial, Inc. and Jeremy J. Blackburn http://www.sec.gov/litigation/litreleases/2009/lr21335.htm LR-21335 Dec. 14, 2009 Bobby Benton http://www.sec.gov/litigation/litreleases/2009/lr21334.htm LR-21334 Dec. 14, 2009 Robert R. Ross, et al. http://www.sec.gov/litigation/litreleases/2009/lr21333.htm LR-21333 Dec. 14, 2009 Frank J. Russo, FJR Corporation, Russo Associates Limited Partnership, Eliot Partners and Veritasiti d/b/a Media Data Corporation, as Relief Defendant http://www.sec.gov/litigation/litreleases/2009/lr21332.htm LR-21332 Dec. 10, 2009 Brien P. Santarlas http://www.sec.gov/litigation/litreleases/2009/lr21331.htm LR-21331 Dec. 10, 2009 Investools Inc., Michael J. Drew, and Eben D. Miller http://www.sec.gov/litigation/litreleases/2009/lr21330.htm LR-21330 Dec. 10, 2009 Berkshire Resources, et al. http://www.sec.gov/litigation/litreleases/2009/lr21329.htm LR-21329 Dec. 8, 2009 Rockford Funding Group, et. al. http://www.sec.gov/litigation/litreleases/2009/lr21328.htm LR-21328 Dec. 8, 2009 Brookstreet Securities Corp. http://www.sec.gov/litigation/litreleases/2009/lr21327.htm LR-21327 Dec. 7, 2009 Brad A. Morrice, et al. http://www.sec.gov/litigation/litreleases/2009/lr21326.htm LR-21326 Dec. 7, 2009 John E. Brake http://www.sec.gov/litigation/litreleases/2009/lr21325.htm LR-21325 Dec. 4, 2009 Striker Petroleum, LLC, et al. http://www.sec.gov/litigation/litreleases/2009/lr21324.htm LR-21324 Dec. 4, 2009 Canopy Financial, Inc. and Jeremy J. Blackburn http://www.sec.gov/litigation/litreleases/2009/lr21323.htm LR-21323 Dec. 4, 2009 Black Box Corporation, Frederick C. Young, and Anna M. Baird http://www.sec.gov/litigation/litreleases/2009/lr21322.htm LR-21322 Dec. 4, 2009 Nova Gen Corporation, Margaret Grey, and Paul Randall Fraley http://www.sec.gov/litigation/litreleases/2009/lr21321.htm LR-21321 Dec. 4, 2009 Provident Royalties, LLC, et al. http://www.sec.gov/litigation/litreleases/2009/lr21320.htm LR-21320 Dec. 2, 2009 Shidaal Express, Inc. and Mohamud Abdi Ahmed http://www.sec.gov/litigation/litreleases/2009/lr21319.htm LR-21319 Dec. 2, 2009 Compass Capital Group, Inc., Mark A. Lefkowitz, Alvin L. Dahl, John R. Dumble, John C. Hopf, Kevin D. Romney, and Shane H. Traveller http://www.sec.gov/litigation/litreleases/2009/lr21318.htm LR-21318 Dec. 2, 2009 Sonja Anticevic, et al. http://www.sec.gov/litigation/litreleases/2009/lr21317.htm LR-21317 Dec. 1, 2009 Whitney D. Lund, Sr. and Standard Transfer & Trust Co. http://www.sec.gov/litigation/litreleases/2009/lr21316.htm LR-21316 Dec. 1, 2009 HomePals, LLC, HomePals Investment Club, LLC, Ronnie Eugene Bass, Jr., Abner Alabre and Brian J. Taglieri http://www.sec.gov/litigation/litreleases/2009/lr21315.htm LR-21315 Nov. 30, 2009 William A. DiBella and North Cove Ventures LLC http://www.sec.gov/litigation/litreleases/2009/lr21314.htm LR-21314 Nov. 30, 2009 Home Solutions of America, Inc., Frank J. Fradella, Brian M. Marshall, Jeffrey M. Mattich, Rick J. O'Brien, Stephen C. Gingrich, Thomas L. Davis and Jeffrey T. Craft http://www.sec.gov/litigation/litreleases/2009/lr21313.htm LR-21313 Nov. 24, 2009 Trevor G. Cook, Patrick J. Kiley, et al http://www.sec.gov/litigation/litreleases/2009/lr21312.htm LR-21312 Nov. 23, 2009 David K. Donovan, Jr. and David R. Hinkle http://www.sec.gov/litigation/litreleases/2009/lr21311.htm LR-21311 Nov. 23, 2009 Capital Mountain Holding Corporation, et al. http://www.sec.gov/litigation/litreleases/2009/lr21310.htm LR-21310 Nov. 20, 2009 Shidaal Express, Inc. and Mohamud Abdi Ahmed http://www.sec.gov/litigation/litreleases/2009/lr21309.htm LR-21309 Nov. 20, 2009 Khaled Mohammed Sharif Al Sayed Al Hashemi a.k.a Khaled Al Hashemi http://www.sec.gov/litigation/litreleases/2009/lr21308.htm LR-21308 Nov. 19, 2009 R. Brooke Dunn and Nicholas P. Howey http://www.sec.gov/litigation/litreleases/2009/lr21307.htm LR-21307 Nov. 19, 2009 Khaled Mohammed Sharif Al Sayed Al Hashemi a.k.a Khaled Al Hashemi http://www.sec.gov/litigation/litreleases/2009/lr21306.htm LR-21306 Nov. 19, 2009 Mohit A. Khanna, MAK 1 Enterprises Group, LLC, et al. http://www.sec.gov/litigation/litreleases/2009/lr21305.htm LR-21305 Nov. 18, 2009 Big Apple Consulting USA, Inc., MJMM Investments, LLC, Marc Jablon, Matthew Maguire, Mark C. Kaley, and Keith Jablon http://www.sec.gov/litigation/litreleases/2009/lr21304.htm LR-21304 Nov. 18, 2009 Homestead Properties, L.P.; Homestead Limited, L.L.C.; California Wealth Management Group, d.b.a. IFC Advisory; Heath M. Biddlecome; William C. Tak, Defendants; and Homestead Northland MHC, LLC and Jackson MHC, L.L.C., Relief Defendants http://www.sec.gov/litigation/litreleases/2009/lr21303.htm LR-21303 Nov. 18, 2009 Francis Elias Axiaq http://www.sec.gov/litigation/litreleases/2009/lr21302.htm LR-21302 Nov. 17, 2009 Benjamin Silva, III and Diane Bjorkstrom http://www.sec.gov/litigation/litreleases/2009/lr21301.htm LR-21301 Nov. 17, 2009 Mantria Corporation, Troy B. Wragg, Amanda E. Knorr, Speed of Wealth, LLC, Wayde M. McKelvy, and Donna M. McKelvy http://www.sec.gov/litigation/litreleases/2009/lr21300.htm LR-21300 Nov. 16, 2009 Bancinsurance Corporation and John S. Sokol http://www.sec.gov/litigation/litreleases/2009/lr21299.htm LR-21299 Nov. 16, 2009 Wall Street Communications, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr21298.htm LR-21298 Nov. 16, 2009 Superior Opportunities, Inc., J.F. Simms & Co., LLC, William J. Hickey, Sean A. Osborne and Jon F. Simms http://www.sec.gov/litigation/litreleases/2009/lr21297.htm LR-21297 Nov. 16, 2009 Creative Capital Consortium, LLC, et. al. http://www.sec.gov/litigation/litreleases/2009/lr21296.htm LR-21296 Nov. 16, 2009 GMC Holding Corporation and Richard Brace http://www.sec.gov/litigation/litreleases/2009/lr21295.htm LR-21295 Nov. 16, 2009 Concorde America, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr21294.htm LR-21294 Nov. 16, 2009 Global Development & Environmental Resources, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr21293.htm LR-21293 Nov. 13, 2009 Albert Fase Kaleta, et al. http://www.sec.gov/litigation/litreleases/2009/lr21292.htm LR-21292 Nov. 13, 2009 Jerome O'Hara and George Perez http://www.sec.gov/litigation/litreleases/2009/lr21291.htm LR-21291 Nov. 12, 2009 Osvaldo Pitters et al. http://www.sec.gov/litigation/litreleases/2009/lr21290.htm LR-21290 Nov. 12, 2009 SafeNet, Inc., et. al. http://www.sec.gov/litigation/litreleases/2009/lr21289.htm LR-21289 Nov. 10, 2009 Ezra C. Levy http://www.sec.gov/litigation/litreleases/2009/lr21288.htm LR-21288 Nov. 9, 2009 Thomas B. Evans http://www.sec.gov/litigation/litreleases/2009/lr21287.htm LR-21287 Nov. 6, 2009 Joseph A. Fontanetta et al. http://www.sec.gov/litigation/litreleases/2009/lr21286.htm LR-21286 Nov. 6, 2009 Robert Wayne Tedder, et al. http://www.sec.gov/litigation/litreleases/2009/lr21285.htm LR-21285 Nov. 6, 2009 Nicos Achilleas Stephanou et al. http://www.sec.gov/litigation/litreleases/2009/lr21284.htm LR-21284 Nov. 5, 2009 Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat, New Castle Funds LLC, Roomy Khan, Deep Shah, Ali T. Far, Choo-Beng Lee, Far & Lee LLC, Spherix Capital LLC, Ali Hariri, Zvi Goffer, David Plate, Gautham Shankar, Schottenfeld Group LLC, Steven Fortuna, and S2 Capital Management, LP http://www.sec.gov/litigation/litreleases/2009/lr21283.htm LR-21283 Nov. 5, 2009 Arthur J. Cutillo, Jason C. Goldfarb, Zvi Goffer, Craig C. Drimal, Schottenfeld Group, LLC, Gautham Shankar, David Plate, Emanuel Goffer, and Michael Kimelman http://www.sec.gov/litigation/litreleases/2009/lr21282.htm LR-21282 Nov. 4, 2009 Merge Healthcare Incorporated, Richard Linden, and Scott Veech http://www.sec.gov/litigation/litreleases/2009/lr21281.htm LR-21281 Nov. 4, 2009 Steven V. Cotton http://www.sec.gov/litigation/litreleases/2009/lr21280.htm LR-21280 Nov. 4, 2009 Charles E. LeCroy, and Douglas W. MacFaddin http://www.sec.gov/litigation/litreleases/2009/lr21279.htm LR-21279 Nov. 4, 2009 David J. Hernandez and Relief Defendants NextStep Medical Staffing IL, Inc., NextStep Holdings, Inc., Spectrum Entertainment Group, Inc., The Ilumina Group, Inc., and Gina M. Hernandez http://www.sec.gov/litigation/litreleases/2009/lr21278.htm LR-21278 Nov. 4, 2009 James J. Treacy, et al. http://www.sec.gov/litigation/litreleases/2009/lr21277.htm LR-21277 Nov. 4, 2009 Symbol Technologies, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr21276.htm LR-21276 Nov. 3, 2009 Peter S. Jessop, et al. http://www.sec.gov/litigation/litreleases/2009/lr21275.htm LR-21275 Nov. 3, 2009 Randy M. Cho http://www.sec.gov/litigation/litreleases/2009/lr21274.htm LR-21274 Nov. 3, 2009 David G. Friehling, C.P.A and Friehling & Horowitz, CPA's, P.C. http://www.sec.gov/litigation/litreleases/2009/lr21273.htm LR-21273 Nov. 2, 2009 Syndicated Food Services International, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr21272.htm LR-21272 Oct. 30, 2009 China Holdings, Inc. and Julianna Lu (a.k.a. Jenny XueJian Lu) http://www.sec.gov/litigation/litreleases/2009/lr21271.htm LR-21271 Oct. 30, 2009 King Chuen Tang a/k/a Chen Tang, Ronald Yee, Zisen Yu, Joseph Seto, Ming Siu, King S. Tang a/k/a James K. Tang, and Ying Kit Yu a/k/a Eddie Yu, Defendants, and Venture Associates Fund I, Tang Capital Partners, Acceleration Capital Partners, American Pegasus Long Short Fund Segregated Portfolio, Ping Lee Tang, Ka Ling Lee, Yin Lee Ka, Cheung-Ting Ka, Sylvia Tsui, Doi Ping Siu, Yuen-Lai Ma, Leung-Kee Siu, Rosalie Cho, Minor Child I and Minor Child II, minor children of Defendant King Chuen Tang a/k/a Chen Tang, Relief Defendants http://www.sec.gov/litigation/litreleases/2009/lr21270.htm LR-21270 Oct. 30, 2009 Robert E. Lane, et al. http://www.sec.gov/litigation/litreleases/2009/lr21269.htm LR-21269 Oct. 30, 2009 Robert E. Lane, et al. http://www.sec.gov/litigation/litreleases/2009/lr21268.htm LR-21268 Oct. 29, 2009 Video Without Boundaries, Inc. (d/b/a China Logistics Group Inc.), et al. http://www.sec.gov/litigation/litreleases/2009/lr21267.htm LR-21267 Oct. 29, 2009 J. Bennett Grocock http://www.sec.gov/litigation/litreleases/2009/lr21266.htm LR-21266 Oct. 29, 2009 Amante Corporation, Commonwealth Capital Management, Inc., Edward M. Denigris, and William D. Dyer http://www.sec.gov/litigation/litreleases/2009/lr21265.htm LR-21265 Oct. 29, 2009 HomePals, LLC, HomePals Investment Club, LLC, Ronnie Eugene Bass, Jr., Abner Alabre and Brian J. Taglieri http://www.sec.gov/litigation/litreleases/2009/lr21264.htm LR-21264 Oct. 28, 2009 Charles R. Kokesh http://www.sec.gov/litigation/litreleases/2009/lr21263.htm LR-21263 Oct. 27, 2009 Stanko J. Grmovsek http://www.sec.gov/litigation/litreleases/2009/lr21262a.htm LR-21262A Oct. 27, 2009 Rick J. Boros http://www.sec.gov/litigation/litreleases/2009/lr21261.htm LR-21261 Oct. 27, 2009 Thompson Price Holding Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr21260.htm LR-21260 Oct. 23, 2009 Don N. Spaugy http://www.sec.gov/litigation/litreleases/2009/lr21259.htm LR-21259 Oct. 22, 2009 Lambros D. Ballas http://www.sec.gov/litigation/litreleases/2009/lr21258.htm LR-21258 Oct. 22, 2009 Charles C. Slowey, Jr.; Endeavor Partners, LLC; Endeavor Capital Management Group, LLC; Edward D. Puttick, Sr.; Advanced Planning Securities, Inc.; Gregory L. Oldham; Glenn R. Harris; and Oldham Harris Inc. http://www.sec.gov/litigation/litreleases/2009/lr21257.htm LR-21257 Oct. 21, 2009 Rita White http://www.sec.gov/litigation/litreleases/2009/lr21256.htm LR-21256 Oct. 21, 2009 John Zeglis, As Executor, Successor/Representative To James D. Zeglis, Gautam Gupta, Jim W. Dixon and Lance D. McKee http://www.sec.gov/litigation/litreleases/2009/lr21255.htm LR-21255 Oct. 16, 2009 Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat and New Castle LLC http://www.sec.gov/litigation/litreleases/2009/lr21254.htm LR-21254 Oct. 16, 2009 Marvel Partners, marvelpartners.us, marvelpartners.net, and John Does, Nos. 1-5 http://www.sec.gov/litigation/litreleases/2009/lr21253.htm LR-21253 Oct. 16, 2009 Lion Gate Capital, Inc. and Kenneth Rickel http://www.sec.gov/litigation/litreleases/2009/lr21252.htm LR-21252 Oct. 16, 2009 Forest Resources Management Corp., et al. http://www.sec.gov/litigation/litreleases/2009/lr21251.htm LR-21251 Oct. 16, 2009 HomePals Investment Club, LLC, HomePals, LLC, Ronnie Eugene Bass, Jr., Abner Alabre and Brian J. Taglieri http://www.sec.gov/litigation/litreleases/2009/lr21250.htm LR-21250 Oct. 15, 2009 Ethan Kass http://www.sec.gov/litigation/litreleases/2009/lr21249.htm LR-21249 Oct. 15, 2009 Benjamin P. Jones, William F. Jones, III, William T. Dailey, III, and Jeremiah E. Carroll; and Alissa Joelle Kueng http://www.sec.gov/litigation/litreleases/2009/lr21248.htm LR-21248 Oct. 15, 2009 David F. Merrick, Traders International Return Network, MS, Inc., GTT Services, Inc., MDD Consulting, Inc., and Go ! Tourism, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21247.htm LR-21247 Oct. 13, 2009 John N. Milne http://www.sec.gov/litigation/litreleases/2009/lr21246.htm LR-21246 Oct. 9, 2009 Joseph J. Queri, Jr., Gary M. Gosson, et al. http://www.sec.gov/litigation/litreleases/2009/lr21245.htm LR-21245 Oct. 9, 2009 Thomas J. Petters http://www.sec.gov/litigation/litreleases/2009/lr21244.htm LR-21244 Oct. 8, 2009 Mitchel S. Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert D. Babcock, Andrew A. Srebnik, Ken Okada, David A. Glass, Marc R. Jurman, Randi E. Collotta, Christopher K. Collotta, Q Capital Investment Partners, LP, DSJ International Resources Ltd. (d/b/a Chelsey Capital), and Jasper Capital LLC, C.A. http://www.sec.gov/litigation/litreleases/2009/lr21243.htm LR-21243 Oct. 8, 2009 Irwin Boock, Stanton B. J. DeFreitas, Nicolette D. Loisel, Roger L. Shoss, and Jason C. Wong, Birte Boock, and 1621566 Ontario, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21242.htm LR-21242 Oct. 8, 2009 Mx Factors LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding http://www.sec.gov/litigation/litreleases/2009/lr21241.htm LR-21241 Oct. 7, 2009 Randy M. Cho http://www.sec.gov/litigation/litreleases/2009/lr21240.htm LR-21240 Oct. 7, 2009 Feng "Frank" Xie http://www.sec.gov/litigation/litreleases/2009/lr21239.htm LR-21239 Oct. 7, 2009 Syndicated Food Services International, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr21238.htm LR-21238 Oct. 6, 2009 Biopure Corporation et al. http://www.sec.gov/litigation/litreleases/2009/lr21237.htm LR-21237 Oct. 5, 2009 John J. Bravata, et al. http://www.sec.gov/litigation/litreleases/2009/lr21236.htm LR-21236 Oct. 5, 2009 Matthew W. Hardey, L. Cyrus DeBlanc, and Joe E. Penland http://www.sec.gov/litigation/litreleases/2009/lr21235.htm LR-21235 Oct. 1, 2009 Ronald Ferguson, Elizabeth Monrad, Christian Milton, Robert Graham and Christopher Garand http://www.sec.gov/litigation/litreleases/2009/lr21234.htm LR-21234 Oct. 1, 2009 Hedgelender LLC et al. http://www.sec.gov/litigation/litreleases/2009/lr21233.htm LR-21233 Oct. 1, 2009 Mitchell Drucker and Ronald Drucker, Defendants, and William Minerva, Relief Defendant http://www.sec.gov/litigation/litreleases/2009/lr21232.htm LR-21232 Sep. 30, 2009 Jason M. Genet http://www.sec.gov/litigation/litreleases/2009/lr21231.htm LR-21231 Sep. 30, 2009 K&L International Enterprises, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr21230.htm LR-21230 Sep. 30, 2009 William A. Huber and Hubadex, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21229.htm LR-21229 Sep. 30, 2009 AGCO Corporation http://www.sec.gov/litigation/litreleases/2009/lr21228.htm LR-21228 Sep. 30, 2009 Michael A. Rivers and ARKR Trust LLC http://www.sec.gov/litigation/litreleases/2009/lr21227.htm LR-21227 Sep. 29, 2009 3001 AD, LLC, Jimmy L. Barker, Robert J. Ladrach, Marc S. Rifkin, Ronald B. Bowsky, Jack Maddock and Michael Weidgans http://www.sec.gov/litigation/litreleases/2009/lr21226.htm LR-21226 Sep. 28, 2009 George Wesley Harris and Giant Operating, LLC, Defendants, and Stephen Christopher Plunkett, Giant Petroleum, Inc. and DSSC Operating LLC, Relief Defendants http://www.sec.gov/litigation/litreleases/2009/lr21225.htm LR-21225 Sep. 28, 2009 Maximum Return Investments, Inc. and Clelia A. Flores http://www.sec.gov/litigation/litreleases/2009/lr21224.htm LR-21224 Sep. 28, 2009 K&L International Enterprises, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr21223.htm LR-21223 Sep. 28, 2009 Frank Bluestein http://www.sec.gov/litigation/litreleases/2009/lr21222.htm LR-21222 Sep. 24, 2009 Christopher A. Black http://www.sec.gov/litigation/litreleases/2009/lr21221.htm LR-21221 Sep. 24, 2009 Reza Saleh and Amir Saleh http://www.sec.gov/litigation/litreleases/2009/lr21220.htm LR-21220 Sep. 23, 2009 ConnectAJet.com, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr21219.htm LR-21219 Sep. 23, 2009 John P. Utsick, et al. http://www.sec.gov/litigation/litreleases/2009/lr21218.htm LR-21218 Sep. 22, 2009 David L. Hersh http://www.sec.gov/litigation/litreleases/2009/lr21217.htm LR-21217 Sep. 21, 2009 Uncommon Media Group, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr21216.htm LR-21216 Sep. 21, 2009 Uncommon Media Group, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr21215.htm LR-21215 Sep. 21, 2009 Regions Bank http://www.sec.gov/litigation/litreleases/2009/lr21214.htm LR-21214 Sep. 21, 2009 John J. Bravata, et al. http://www.sec.gov/litigation/litreleases/2009/lr21213.htm LR-21213 Sep. 18, 2009 Charles Johnson, Jr., Christopher Benyo, Michael Kennedy, John Tuli, and Kent Wakeford http://www.sec.gov/litigation/litreleases/2009/lr21212.htm LR-21212 Sep. 16, 2009 Tony E. Morrison and Texas Securities Partners LLC http://www.sec.gov/litigation/litreleases/2009/lr21211.htm LR-21211 Sep. 16, 2009 Michael Lauer, et al. http://www.sec.gov/litigation/litreleases/2009/lr21210.htm LR-21210 Sep. 14, 2009 Stuart W. Fuhlendorf and Isilon Systems, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21209.htm LR-21209 Sep. 14, 2009 Allen W. Moss http://www.sec.gov/litigation/litreleases/2009/lr21208.htm LR-21208 Sep. 11, 2009 Robert D. Falor, et al. http://www.sec.gov/litigation/litreleases/2009/lr21207.htm LR-21207 Sep. 11, 2009 Bernard Cole, William Hennessy, Douglas Hodge and Robert Steimle http://www.sec.gov/litigation/litreleases/2009/lr21206.htm LR-21206 Sep. 11, 2009 Paul D. Poetter, et. al. http://www.sec.gov/litigation/litreleases/2009/lr21205.htm LR-21205 Sep. 11, 2009 Tenet Healthcare Corporation, et al. http://www.sec.gov/litigation/litreleases/2009/lr21204.htm LR-21204 Sep. 11, 2009 Daryl O. Anderson http://www.sec.gov/litigation/litreleases/2009/lr21203.htm LR-21203 Sep. 9, 2009 Angel Acquisition Corp., et al http://www.sec.gov/litigation/litreleases/2009/lr21202.htm LR-21202 Sep. 9, 2009 Timothy J. Huff http://www.sec.gov/litigation/litreleases/2009/lr21201.htm LR-21201 Sep. 9, 2009 Jeff L. Soisson and Karen Kaye Walker http://www.sec.gov/litigation/litreleases/2009/lr21200.htm LR-21200 Sep. 8, 2009 Gary A. Reys; CellCyte Genetics Corporation and Ronald W. Berninger http://www.sec.gov/litigation/litreleases/2009/lr21199.htm LR-21199 Sep. 8, 2009 Philip G. Barry, Leverage Group, Leverage Option Management Co., Inc., and North American Financial Services http://www.sec.gov/litigation/litreleases/2009/lr21198.htm LR-21198 Sep. 8, 2009 Sidney S. Hanson, Charlotte M. Hanson, Queen Shoals, LLC, Queen Shoals II, LLC, Queen Shoals Capital, LLC, Queen Shoals Fund, LLC, Queen Shoals Group, LLC, Queen Shoals Holdings, LLC, Dominion Growth Fund, LLC, Dynasty Growth Fund, LLC, Heritage Growth Fund, LLC, Secure Wealth Fund, LLC, Select Fund, LLC, Two Oaks Fund, LLC http://www.sec.gov/litigation/litreleases/2009/lr21197.htm LR-21197 Sep. 3, 2009 Doyle Scott Elliott, Scott Elliott, Inc., Michael Xirinachs, Emerald Asset Advisors LLC, Robert Weidenbaum, and CLX & Associates, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21196.htm LR-21196 Sep. 3, 2009 Jeffrey L. Mowen et al. http://www.sec.gov/litigation/litreleases/2009/lr21195.htm LR-21195 Sep. 3, 2009 The Hain Celestial Group, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21194.htm LR-21194 Sep. 1, 2009 VeriFone Holdings, Inc. and Paul Periolat http://www.sec.gov/litigation/litreleases/2009/lr21193a.htm LR-21193A Sep. 1, 2009 Golden Apple Oil and Gas, Inc., et. al. http://www.sec.gov/litigation/litreleases/2009/lr21192.htm LR-21192 Aug. 31, 2009 Sarath B. Gangavarapu http://www.sec.gov/litigation/litreleases/2009/lr21191.htm LR-21191 Aug. 31, 2009 David A. Souza and D.A. Souza Investments http://www.sec.gov/litigation/litreleases/2009/lr21190.htm LR-21190 Aug. 28, 2009 Oscar H. Meza http://www.sec.gov/litigation/litreleases/2009/lr21189a.htm LR-21189A Aug. 27, 2009 Michael J. Moore and Moore & Associates Chartered http://www.sec.gov/litigation/litreleases/2009/lr21188.htm LR-21188 Aug. 27, 2009 Ben-Wal Leasing Company, et al. http://www.sec.gov/litigation/litreleases/2009/lr21187.htm LR-21187 Aug. 27, 2009 Duane N. Martin and Gary Trump http://www.sec.gov/litigation/litreleases/2009/lr21186.htm LR-21186 Aug. 27, 2009 William Graulich, IV and iVest International Holdings, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21185a.htm LR-21185A Aug. 27, 2009 John F. Marshall, et al. http://www.sec.gov/litigation/litreleases/2009/lr21184.htm LR-21184 Aug. 26, 2009 Titan Wealth Management, LLC, Point West Partners, LLC, and Thomas Lester Irby II, Defendants, and Joseph Romanow, David Romanow, Karen Bowie, France Michaud, John J. Kim, and Pegasus Holdings Group, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21183.htm LR-21183 Aug. 24, 2009 Nancy Jewell, Kristin Mays, and Matthew B. Murphy, III http://www.sec.gov/litigation/litreleases/2009/lr21182.htm LR-21182 Aug. 23, 2009 Darrel West and Own My Travel, LLC http://www.sec.gov/litigation/litreleases/2009/lr21181.htm LR-21181 Aug. 20, 2009 Mohit A. Khanna and MAK 1 Enterprises Group, LLC, et al. http://www.sec.gov/litigation/litreleases/2009/lr21180.htm LR-21180 Aug. 19, 2009 Daniel M. Kantrowitz http://www.sec.gov/litigation/litreleases/2009/lr21179.htm LR-21179 Aug. 18, 2009 Eric Todd Seiden and Kamal Abdallah http://www.sec.gov/litigation/litreleases/2009/lr21178.htm LR-21178 Aug. 13, 2009 Brantley Capital Management, LLC, Robert Pinkas, and Tab Keplinger http://www.sec.gov/litigation/litreleases/2009/lr21177.htm LR-21177 Aug. 12, 2009 Terex Corporation http://www.sec.gov/litigation/litreleases/2009/lr21176.htm LR-21176 Aug. 12, 2009 L. Daniel Ferrer http://www.sec.gov/litigation/litreleases/2009/lr21175.htm LR-21175 Aug. 12, 2009 Edwin B. Lyon, IV, et al. http://www.sec.gov/litigation/litreleases/2009/lr21174.htm LR-21174 Aug. 11, 2009 Frank DiPascali, Jr. http://www.sec.gov/litigation/litreleases/2009/lr21173.htm LR-21173 Aug. 7, 2009 2Randall Consulting Group, LLC and Brion Gary Randall, Defendants http://www.sec.gov/litigation/litreleases/2009/lr21172.htm LR-21172 Aug. 6, 2009 Vladimir Chekholko http://www.sec.gov/litigation/litreleases/2009/lr21170.htm LR-21170 Aug. 6, 2009 Maurice R. Greenberg and Howard I. Smith http://www.sec.gov/litigation/litreleases/2009/lr21169.htm LR-21169 Aug. 5, 2009 Albert J. Rasch, Jr., Kathleen R. Novinger, Sandra B. Masino, and 144 Opinions, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21168.htm LR-21168 Aug. 5, 2009 Johannes Gerhardus Andreae http://www.sec.gov/litigation/litreleases/2009/lr21167.htm LR-21167 Aug. 4, 2009 Omar Ali Rizvi, Bellwether Venture Capital Fund I, Inc., and Strategy Partners, LLC http://www.sec.gov/litigation/litreleases/2009/lr21166.htm LR-21166 Aug. 4, 2009 General Electric Company http://www.sec.gov/litigation/litreleases/2009/lr21165.htm LR-21165 Aug. 3, 2009 Medical Capital Holdings, Inc.; Medical Capital Corporation; Medical Provider Funding Corporation VI; Sidney M. Field; and Joseph J. Lampariello http://www.sec.gov/litigation/litreleases/2009/lr21164.htm LR-21164 Aug. 3, 2009 Bank of America Corp. http://www.sec.gov/litigation/litreleases/2009/lr21163.htm LR-21163 Aug. 3, 2009 Kenneth Selterman and Patti Tay http://www.sec.gov/litigation/litreleases/2009/lr21162.htm LR-21162 Jul. 31, 2009 Nature's Sunshine Products, Inc., Douglas Faggioli and Craig D. Huff http://www.sec.gov/litigation/litreleases/2009/lr21161.htm LR-21161 Jul. 31, 2009 Steven E. Tennies and Price Geld & Company, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21160.htm LR-21160 Jul. 30, 2009 Robert Glenn Bard and Vision Specialist Group LLC http://www.sec.gov/litigation/litreleases/2009/lr21159.htm LR-21159 Jul. 30, 2009 Steven R. Chamberlain, Elaine M. Brown and Gary A. Prince http://www.sec.gov/litigation/litreleases/2009/lr21158.htm LR-21158 Jul. 29, 2009 Diversity Capital Investments, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr21157.htm LR-21157 Jul. 28, 2009 Radical Bunny, LLC, Tom Hirsch, Berta Walder, Howard Walder, and Harish Shah http://www.sec.gov/litigation/litreleases/2009/lr21156.htm LR-21156 Jul. 28, 2009 Avery Dennison Corporation http://www.sec.gov/litigation/litreleases/2009/lr21155.htm LR-21155 Jul. 28, 2009 John J. Bravata, et al. http://www.sec.gov/litigation/litreleases/2009/lr21154.htm LR-21154 Jul. 27, 2009 Khaled Mohammed Sharif Al Sayed Al Hashemi a.k.a Khaled Al Hashemi http://www.sec.gov/litigation/litreleases/2009/lr21153.htm LR-21153 Jul. 27, 2009 Darryl Lamonth Clark http://www.sec.gov/litigation/litreleases/2009/lr21152.htm LR-21152 Jul. 23, 2009 Hazem Khalid Al-Braikan http://www.sec.gov/litigation/litreleases/2009/lr21151.htm LR-21151 Jul. 23, 2009 Philip E. Lowery http://www.sec.gov/litigation/litreleases/2009/lr21150.htm LR-21150 Jul. 23, 2009 West Marine, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21149a.htm LR-21149A Jul. 23, 2009 Maynard L. Jenkins http://www.sec.gov/litigation/litreleases/2009/lr21148.htm LR-21148 Jul. 23, 2009 Joel M. Arnold, Grant P. Graham, John M. Walker, and Richard L. Weston http://www.sec.gov/litigation/litreleases/2009/lr21147.htm LR-21147 Jul. 23, 2009 Michael K.C. Tom, et al. http://www.sec.gov/litigation/litreleases/2009/lr21146.htm LR-21146 Jul. 22, 2009 Christopher Castaldo, et al. http://www.sec.gov/litigation/litreleases/2009/lr21145.htm LR-21145 Jul. 22, 2009 Jeffrey A. Hayden and Barry S. Griffin, et al. http://www.sec.gov/litigation/litreleases/2009/lr21144.htm LR-21144 Jul. 21, 2009 Deborah Duffy http://www.sec.gov/litigation/litreleases/2009/lr21143.htm LR-21143 Jul. 21, 2009 Morgan Keegan & Company, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21142.htm LR-21142 Jul. 21, 2009 The Formula, Inc., The Formula, LLC, and Brian A. Neiman http://www.sec.gov/litigation/litreleases/2009/lr21141.htm LR-21141 Jul. 20, 2009 Medical Capital Holdings, Inc.; Medical Capital Corporation; Medical Provider Funding Corporation VI; Sidney M. Field; and Joseph J. Lampariello http://www.sec.gov/litigation/litreleases/2009/lr21140.htm LR-21140 Jul. 20, 2009 Andres Leyva http://www.sec.gov/litigation/litreleases/2009/lr21139.htm LR-21139 Jul. 17, 2009 Blue Bottle Limited and Matthew C. Stokes http://www.sec.gov/litigation/litreleases/2009/lr21138.htm LR-21138 Jul. 17, 2009 Excellency Investment Realty Trust, Inc. and David Mladen http://www.sec.gov/litigation/litreleases/2009/lr21137.htm LR-21137 Jul. 16, 2009 Matthew W. Hardey, L. Cyrus DeBlanc, and Joe E. Penland http://www.sec.gov/litigation/litreleases/2009/lr21136.htm LR-21136 Jul. 16, 2009 Mark T. Turkcan http://www.sec.gov/litigation/litreleases/2009/lr21135.htm LR-21135 Jul. 15, 2009 John W. Lawton, Paramount Partners, LP, and Crossroad Capital Management, LLC http://www.sec.gov/litigation/litreleases/2009/lr21133.htm LR-21133 Jul. 15, 2009 Anthony Perez and Ian C. Perez; Math J. Hipp Jr.; Carl E. Binette and Peter E. Talbot http://www.sec.gov/litigation/litreleases/2009/lr21132.htm LR-21132 Jul. 15, 2009 Kevan D. Acord et al. http://www.sec.gov/litigation/litreleases/2009/lr21131.htm LR-21131 Jul. 15, 2009 Angel Acquisition Corp., et al http://www.sec.gov/litigation/litreleases/2009/lr21130.htm LR-21130 Jul. 15, 2009 Dmitriy Butko http://www.sec.gov/litigation/litreleases/2009/lr21129.htm LR-21129 Jul. 14, 2009 L. Dennis Kozlowski, Mark H. Swartz, and Mark A. Belnick http://www.sec.gov/litigation/litreleases/2009/lr21128.htm LR-21128 Jul. 14, 2009 Richard D. Power, Edward Federman, and Richard J. "Skip" Heger http://www.sec.gov/litigation/litreleases/2009/lr21127.htm LR-21127 Jul. 14, 2009 Sean Nathan Healy, Defendant, and Shalese Rania Healy and Sand Dollar Investing Partners, LLC, Relief Defendants http://www.sec.gov/litigation/litreleases/2009/lr21126.htm LR-21126 Jul. 13, 2009 David M. Otto, Todd Van Siclen, MitoPharm Corporation, Pak Peter Cheung, Wall Street PR, Inc., Charles Bingham http://www.sec.gov/litigation/litreleases/2009/lr21125.htm LR-21125 Jul. 10, 2009 Alanar, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr21124.htm LR-21124 Jul. 10, 2009 Thomas J. Petters, Gregory M. Bell and Lancelot Investment Management LLC, Defendants, and Inna Goldman, Inna Goldman Revocable Trust, Asia Trust Ltd., Blue Sky Trust, and Gregory Bell Revocable Trust, Relief Defendants http://www.sec.gov/litigation/litreleases/2009/lr21123.htm LR-21123 Jul. 10, 2009 Colonial Investment Management LLC, Colonial Fund LLC and Cary G. Brody http://www.sec.gov/litigation/litreleases/2009/lr21122.htm LR-21122 Jul. 9, 2009 Pointer Worldwide, Ltd et al. http://www.sec.gov/litigation/litreleases/2009/lr21121.htm LR-21121 Jul. 9, 2009 James B. Duncan; Hendrix M. Montecastro; Maurice E. McLeod; Pacific Wealth Management, LLC; Stonewood Consulting, Inc.; and Total Return Fund, LLC http://www.sec.gov/litigation/litreleases/2009/lr21120.htm LR-21120 Jul. 8, 2009 Sky Capital LLC a/k/a Granta Capital LLC, Ross Mandell, Stephen Shea, Adam Harrington Ruckdeschel, Arn Wilson, Michael Passaro and Robert Grabowski http://www.sec.gov/litigation/litreleases/2009/lr21119.htm LR-21119 Jul. 8, 2009 Jerry F. Wells, Jr. http://www.sec.gov/litigation/litreleases/2009/lr21118.htm LR-21118 Jul. 7, 2009 Provident Royalties, LLC et al. http://www.sec.gov/litigation/litreleases/2009/lr21117.htm LR-21117 Jul. 6, 2009 Doral Financial Corporation and First BanCorp http://www.sec.gov/litigation/litreleases/2009/lr21116.htm LR-21116 Jul. 2, 2009 Geotec, Inc. a/k/a Geotec Thermal Generators, Inc., Bradley T. Ray, William Richard Lueck, and Stephen D. Chanslor http://www.sec.gov/litigation/litreleases/2009/lr21115.htm LR-21115 Jul. 1, 2009 James H. Park http://www.sec.gov/litigation/litreleases/2009/lr21114.htm LR-21114 Jul. 1, 2009 Michael T. Rand http://www.sec.gov/litigation/litreleases/2009/lr21113.htm LR-21113 Jul. 1, 2009 Ryan M. Jindra and Envision Investment Advisors, LLC, defendants, and Envision Financial Group, Inc., relief defendant http://www.sec.gov/litigation/litreleases/2009/lr21112.htm LR-21112 Jun. 30, 2009 Don Warner Reinhard http://www.sec.gov/litigation/litreleases/2009/lr21111.htm LR-21111 Jun. 30, 2009 Ricardo H. Goldman http://www.sec.gov/litigation/litreleases/2009/lr21110.htm LR-21110 Jun. 29, 2009 Karnig H. Durgarian, Jr., et al. http://www.sec.gov/litigation/litreleases/2009/lr21109.htm LR-21109 Jun. 29, 2009 Finbar Securities Corp., et al. http://www.sec.gov/litigation/litreleases/2009/lr21108.htm LR-21108 Jun. 29, 2009 Headstart Advisers Limited, et al. http://www.sec.gov/litigation/litreleases/2009/lr21107.htm LR-21107 Jun. 25, 2009 Mark Cocchiola and Steven Venechanos; Jack Gaglio; and Robert Quattrone, et al. http://www.sec.gov/litigation/litreleases/2009/lr21106.htm LR-21106 Jun. 25, 2009 Steven R. Garfinkel and Michael O'Hanlon http://www.sec.gov/litigation/litreleases/2009/lr21105.htm LR-21105 Jun. 25, 2009 Prime Time Group, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21104.htm LR-21104 Jun. 24, 2009 Michael J. Muzio http://www.sec.gov/litigation/litreleases/2009/lr21103.htm LR-21103 Jun. 24, 2009 Richard F. Selden http://www.sec.gov/litigation/litreleases/2009/lr21102.htm LR-21102 Jun. 24, 2009 Regan & Company and Michael C. Regan http://www.sec.gov/litigation/litreleases/2009/lr21101.htm LR-21101 Jun. 24, 2009 Moises Pacheco, Advanced Money Management, Inc., and Business Development & Consulting Co., et al. http://www.sec.gov/litigation/litreleases/2009/lr21100.htm LR-21100 Jun. 23, 2009 Gary S. Becker, Gregory S. Schaefer, and Dillon Scott Securities, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21099.htm LR-21099 Jun. 22, 2009 Steven E. Nothern http://www.sec.gov/litigation/litreleases/2009/lr21098.htm LR-21098 Jun. 22, 2009 Horst W. Schroeder http://www.sec.gov/litigation/litreleases/2009/lr21097.htm LR-21097 Jun. 22, 2009 Warren B. Schmidgall and David E. Watson http://www.sec.gov/litigation/litreleases/2009/lr21096.htm LR-21096 Jun. 22, 2009 Stanley Chais http://www.sec.gov/litigation/litreleases/2009/lr21095.htm LR-21095 Jun. 22, 2009 Cohmad Securities Corporation, Maurice J. Cohn, Marcia B. Cohn, and Robert M. Jaffe http://www.sec.gov/litigation/litreleases/2009/lr21094.htm LR-21094 Jun. 22, 2009 Pinnacle Business Management, Jeffrey G. Turino, et al. http://www.sec.gov/litigation/litreleases/2009/lr21093.htm LR-21093 Jun. 22, 2009 FTC Capital Markets, Inc., FTC Emerging Markets, Inc. also d/b/a FTC Group, Guillermo David Clamens and Lina Lopez a/k/a Nazly Cucunuba Lopez http://www.sec.gov/litigation/litreleases/2009/lr21092.htm LR-21092 Jun. 19, 2009 Stanford International Bank, Ltd., et al. http://www.sec.gov/litigation/litreleases/2009/lr21091.htm LR-21091 Jun. 18, 2009 Ulticom, Inc. and Lisa M. Roberts http://www.sec.gov/litigation/litreleases/2009/lr21090.htm LR-21090 Jun. 18, 2009 Comverse Technology, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21089.htm LR-21089 Jun. 18, 2009 Joseph Hirko, et al. http://www.sec.gov/litigation/litreleases/2009/lr21088.htm LR-21088 Jun. 17, 2009 Horizon Property Holdings, L.C. and Cydney Sanchez http://www.sec.gov/litigation/litreleases/2009/lr21087.htm LR-21087 Jun. 17, 2009 Jerry D. Cash and David E. Grose http://www.sec.gov/litigation/litreleases/2009/lr21086.htm LR-21086 Jun. 16, 2009 Mitchel S. Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert D. Babcock, Andrew A. Srebnik, Ken Okada, David A. Glass, Marc R. Jurman, Randi E. Collotta, Christopher K. Collotta, Q Capital Investment Partners, LP, DSJ International Resources Ltd. (d/b/a Chelsey Capital), and Jasper Capital LLC http://www.sec.gov/litigation/litreleases/2009/lr21085.htm LR-21085 Jun. 15, 2009 David J. Hernandez, also doing business as “NextStep Financial Services, Inc.” http://www.sec.gov/litigation/litreleases/2009/lr21084.htm LR-21084 Jun. 12, 2009 ZNext Mining Corporation, Inc. and Elvira G. Gamboa http://www.sec.gov/litigation/litreleases/2009/lr21083.htm LR-21083 Jun. 12, 2009 Blackout Media Corporation and Sandy Winick http://www.sec.gov/litigation/litreleases/2009/lr21082.htm LR-21082 Jun. 12, 2009 John S. Morgan, Marian I. Morgan, Morgan European Holdings ApS a/k/a Money Talks, Inc., ApS, Stephen E. Bowman, Bowman Marketing Group, Inc., and Thomas D. Woodcock, Jr. http://www.sec.gov/litigation/litreleases/2009/lr21081.htm LR-21081 Jun. 12, 2009 Aura Financial Services, Inc., Ronald E. Hardy, Jr., Peter C. Dunne, Qais R. Bhavnagari, Dipin Malla, Sandeep Singh, and Raymond Rapaglia http://www.sec.gov/litigation/litreleases/2009/lr21080.htm LR-21080 Jun. 11, 2009 Forest Resources Management Corp., et al. http://www.sec.gov/litigation/litreleases/2009/lr21079.htm LR-21079 Jun. 10, 2009 Phillip Macdonald, Martin Gollan, and Michael Goodman http://www.sec.gov/litigation/litreleases/2009/lr21078.htm LR-21078 Jun. 10, 2009 Matthew D. Weitzman http://www.sec.gov/litigation/litreleases/2009/lr21077.htm LR-21077 Jun. 9, 2009 Christopher M. Kunkel http://www.sec.gov/litigation/litreleases/2009/lr21076.htm LR-21076 Jun. 9, 2009 Peter C. Son, Jin K. Chung, SNC Asset Management, Inc., and SNC Investments, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21075.htm LR-21075 Jun. 9, 2009 Lorenz Kohler and Swiss Real Estate International Holding AG, Defendants, and Sacho Todorov Dermendjiev, Relief Defendant http://www.sec.gov/litigation/litreleases/2009/lr21074.htm LR-21074 Jun. 9, 2009 Berkshire Resources, L.L.C., et al. http://www.sec.gov/litigation/litreleases/2009/lr21073.htm LR-21073 Jun. 9, 2009 John M. Donnelly, et al. http://www.sec.gov/litigation/litreleases/2009/lr21072.htm LR-21072 Jun. 8, 2009 Robert L. Hollier and Wayne A. Dupuis http://www.sec.gov/litigation/litreleases/2009/lr21071.htm LR-21071 Jun. 8, 2009 Alexis Ampudia, a/k/a Alexis Geancarlos Ampudia Navalo, a/k/a Alexis Emias, a/k/a Alexis Rojas http://www.sec.gov/litigation/litreleases/2009/lr21070.htm LR-21070 Jun. 5, 2009 Wall Street Communications, Inc. et al. http://www.sec.gov/litigation/litreleases/2009/lr21069.htm LR-21069 Jun. 4, 2009 Tajyar, et al. http://www.sec.gov/litigation/litreleases/2009/lr21068a.htm LR-21068A Jun. 4, 2009 Angelo Mozilo, David Sambol, and Eric Sieracki http://www.sec.gov/litigation/litreleases/2009/lr21067.htm LR-21067 Jun. 4, 2009 Lena Yan http://www.sec.gov/litigation/litreleases/2009/lr21066.htm LR-21066 Jun. 3, 2009 Banc of America Investment Services, Inc.; RBC Capital Markets Corporation; and Deutsche Bank Securities Inc. http://www.sec.gov/litigation/litreleases/2009/lr21065.htm LR-21065 Jun. 1, 2009 Charles C. Conaway and John T. McDonald, Jr. http://www.sec.gov/litigation/litreleases/2009/lr21064.htm LR-21064 May 29, 2009 Mark R. Hamlin, Kingdom First Trading, LLC, and Kingdom First Corp. http://www.sec.gov/litigation/litreleases/2009/lr21063.htm LR-21063 May 29, 2009 Thomas Wurzel http://www.sec.gov/litigation/litreleases/2009/lr21062.htm LR-21062 May 29, 2009 David E. Ruskjer http://www.sec.gov/litigation/litreleases/2009/lr21061.htm LR-21061 May 28, 2009 William Betta, Jr., et al. http://www.sec.gov/litigation/litreleases/2009/lr21060.htm LR-21060 May 27, 2009 Pegasus Wireless Corporation, Jasper Knabb, and Stephen Durland http://www.sec.gov/litigation/litreleases/2009/lr21059.htm LR-21059 May 27, 2009 James E. Gansman, et al. http://www.sec.gov/litigation/litreleases/2009/lr21058.htm LR-21058 May 27, 2009 Richard J. Miller, Gary S. Jensen, and Michael E. Beaulieu http://www.sec.gov/litigation/litreleases/2009/lr21057.htm LR-21057 May 26, 2009 Gendreau & Associates, Inc., and Jacques R. Gendreau http://www.sec.gov/litigation/litreleases/2009/lr21056.htm LR-21056 May 26, 2009 PrivateFX Global One Ltd., SA, 36 Holdings, Ltd., Robert D. Watson, and Daniel J. Petroski http://www.sec.gov/litigation/litreleases/2009/lr21055.htm LR-21055 May 21, 2009 Wealth Management LLC, James Putman, and Simone Fevola http://www.sec.gov/litigation/litreleases/2009/lr21054.htm LR-21054 May 21, 2009 Richard Karp http://www.sec.gov/litigation/litreleases/2009/lr21053.htm LR-21053 May 21, 2009 Pawel P. Dynkowski, Matthew W. Brown, Jacob Canceli, Gerard J. D'Amaro, Joseph Mangiapane Jr., Nathan M. Michaud, Marc J. Riviello and Adam S. Rosengard http://www.sec.gov/litigation/litreleases/2009/lr21052.htm LR-21052 May 20, 2009 FTC Capital Markets, Inc., FTC Emerging Markets, Inc. also d/b/a FTC Group, Guillermo David Clamens and Lina Lopez a/k/a Nazly Cucunuba Lopez http://www.sec.gov/litigation/litreleases/2009/lr21051.htm LR-21051 May 20, 2009 Zachariah P. Zachariah, et al. http://www.sec.gov/litigation/litreleases/2009/lr21050.htm LR-21050 May 19, 2009 David B. Stocker., et al. http://www.sec.gov/litigation/litreleases/2009/lr21049.htm LR-21049 May 19, 2009 Phillip W. Offill, Jr., et al. http://www.sec.gov/litigation/litreleases/2009/lr21048.htm LR-21048 May 19, 2009 Apogee Technology, Inc., David B. Meyers and Annette Jaynes http://www.sec.gov/litigation/litreleases/2009/lr21047.htm LR-21047 May 19, 2009 W. Anthony Huff, et al. http://www.sec.gov/litigation/litreleases/2009/lr21046.htm LR-21046 May 19, 2009 Michael Lauer, et al. http://www.sec.gov/litigation/litreleases/2009/lr21045.htm LR-21045 May 18, 2009 Sun Group, et al. http://www.sec.gov/litigation/litreleases/2009/lr21044.htm LR-21044 May 18, 2009 WellCare Health Plans, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21043.htm LR-21043 May 18, 2009 Gregg Thomas Rennie http://www.sec.gov/litigation/litreleases/2009/lr21042.htm LR-21042 May 18, 2009 Monster Worldwide, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21041.htm LR-21041 May 15, 2009 Gordon A. Driver and Axcess Automation, LLC http://www.sec.gov/litigation/litreleases/2009/lr21040.htm LR-21040 May 15, 2009 Wellco Energy, LLC, Justin William Rifkin, Patrick V. Looper, Richard G. Pacheco, and Dustin D. White http://www.sec.gov/litigation/litreleases/2009/lr21039.htm LR-21039 May 15, 2009 Gary A. Ray http://www.sec.gov/litigation/litreleases/2009/lr21038.htm LR-21038 May 14, 2009 Sherbourne Capital Management, Ltd., Sherbourne Financial, Ltd., Paul G. Bultmeyer, and Arthur J. Piacentini http://www.sec.gov/litigation/litreleases/2009/lr21037.htm LR-21037 May 13, 2009 Amit Mathur, et al. http://www.sec.gov/litigation/litreleases/2009/lr21036.htm LR-21036 May 12, 2009 Henry Morris et al. http://www.sec.gov/litigation/litreleases/2009/lr21035.htm LR-21035 May 11, 2009 Kiselak Capital Group, LLC et al http://www.sec.gov/litigation/litreleases/2009/lr21034.htm LR-21034 May 11, 2009 Daniel W. Nodurft http://www.sec.gov/litigation/litreleases/2009/lr21033.htm LR-21033 May 11, 2009 Novo Nordisk A/S http://www.sec.gov/litigation/litreleases/2009/lr21032.htm LR-21032 May 11, 2009 Robert Todd Beardsley and George Lindenberg http://www.sec.gov/litigation/litreleases/2009/lr21031.htm LR-21031 May 8, 2009 Hartmut Theodor Rose and James Patrick Reedy http://www.sec.gov/litigation/litreleases/2009/lr21030.htm LR-21030 May 8, 2009 C. Wesley Rhodes, Jr., Rhodes Econometrics, Inc., The Rhodes Company, and Resource Transactions, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21029.htm LR-21029 May 8, 2009 Courtney D. Smith http://www.sec.gov/litigation/litreleases/2009/lr21028.htm LR-21028 May 7, 2009 Exotics.com, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr21027.htm LR-21027 May 7, 2009 Finbar Securities Corp., et al. http://www.sec.gov/litigation/litreleases/2009/lr21026.htm LR-21026 May 6, 2009 Robert P. Copeland http://www.sec.gov/litigation/litreleases/2009/lr21025.htm LR-21025 May 5, 2009 Reserve Management Company, Inc., Resrv Partners, Inc., Bruce Bent Sr. and Bruce Bent II http://www.sec.gov/litigation/litreleases/2009/lr21024.htm LR-21024 May 5, 2009 Albert J. Rasch, Jr., Kathleen R. Novinger, Sandra B. Masino, and 144 Opinions, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21023.htm LR-21023 May 5, 2009 Jon-Paul Rorech, et. al. http://www.sec.gov/litigation/litreleases/2009/lr21022.htm LR-21022 May 1, 2009 Lambert Vander Tuig, The Carolina Development Company, Inc. and Jonathan Carman http://www.sec.gov/litigation/litreleases/2009/lr21021.htm LR-21021 May 1, 2009 Daryn P. Fleming and Mathew C. Bruce http://www.sec.gov/litigation/litreleases/2009/lr21020.htm LR-21020 Apr. 30, 2009 Maher F. Kara, Michael F. Kara, Emile Y. Jilwan, Zahi T. Haddad, Bassam Y. Salman, and Karim I. Bayyouk; Joseph Azar; Nasser Mardini http://www.sec.gov/litigation/litreleases/2009/lr21019.htm LR-21019 Apr. 30, 2009 Golden State Equity Investors, Inc. http://www.sec.gov/litigation/litreleases/2009/lr21018.htm LR-21018 Apr. 30, 2009 Henry Morris, David J. Loglisci, Barrett N. Wissman, Raymond B. Harding, Saul M. Meyer, Nosemote LLC, Pantigo Emerging LLC, Purpose LLC, Flandana Holdings Ltd., Tuscany Enterprises LLC, W Investment Strategies, HFV Management LP, HFV Asset Management LP and Aldus Equity Partners, L.P. http://www.sec.gov/litigation/litreleases/2009/lr21017.htm LR-21017 Apr. 29, 2009 Bradley L. Ruderman, Ruderman Capital Management, LLC, Ruderman Capital Partners, LLC, and Ruderman Capital Partners A, LLC http://www.sec.gov/litigation/litreleases/2009/lr21016.htm LR-21016 Apr. 29, 2009 Frederick J. Barton, Barton Asset Management, LLC, and TwinSpan Capital Management, LLC http://www.sec.gov/litigation/litreleases/2009/lr21015.htm LR-21015 Apr. 28, 2009 Matthew J. Browne http://www.sec.gov/litigation/litreleases/2009/lr21014.htm LR-21014 Apr. 28, 2009 Michael Strauss, Stephen Hozie and Robert Bernstein http://www.sec.gov/litigation/litreleases/2009/lr21013.htm LR-21013 Apr. 27, 2009 Private Equity Management Group LLC, et al. http://www.sec.gov/litigation/litreleases/2009/lr21012.htm LR-21012 Apr. 27, 2009 Ponta Negra Fund I, LLC et al. http://www.sec.gov/litigation/litreleases/2009/lr21011.htm LR-21011 Apr. 24, 2009 David Praise, et al. http://www.sec.gov/litigation/litreleases/2009/lr21010.htm LR-21010 Apr. 23, 2009 Founding Partners Capital Management Company, William Gunlicks, Sun Capital, Inc., Sun Capital Healthcare, Inc., Founding Partners Stable-Value Fund, LP, Founding Partners Stable-Value Fund II, LP, Founding Partners Global Fund, Ltd., and Founding Partners Hybrid-Value Fund, LP. http://www.sec.gov/litigation/litreleases/2009/lr21009.htm LR-21009 Apr. 22, 2009 Benny L. Judah, et al. http://www.sec.gov/litigation/litreleases/2009/lr21008.htm LR-21008 Apr. 21, 2009 Joseph J. Queri, Jr., Gary M. Gosson, et al.; Joseph J. Queri, Jr., Joseph J. Queri, Sr., et al. http://www.sec.gov/litigation/litreleases/2009/lr21007.htm LR-21007 Apr. 20, 2009 David A. Williams, Sherwood Secured Income Fund, LLC, WFG Holdings, Inc., and Williams Financial Group, LLC http://www.sec.gov/litigation/litreleases/2009/lr21006.htm LR-21006 Apr. 20, 2009 Donald Anthony Walker Young, et al. http://www.sec.gov/litigation/litreleases/2009/lr21005.htm LR-21005 Apr. 17, 2009 William M. Gallahair http://www.sec.gov/litigation/litreleases/2009/lr21004.htm LR-21004 Apr. 16, 2009 J. Thomas Talbot http://www.sec.gov/litigation/litreleases/2009/lr21003.htm LR-21003 Apr. 15, 2009 Michael E. Kelly, et al. http://www.sec.gov/litigation/litreleases/2009/lr21002.htm LR-21002 Apr. 15, 2009 Edward T. Stein et al. http://www.sec.gov/litigation/litreleases/2009/lr21001.htm LR-21001 Apr. 15, 2009 Henry Morris, David J. Loglisci, Barrett N. Wissman, Raymond B. Harding, Nosemote LLC, Pantigo Emerging LLC, Purpose LLC, Flandana Holdings Ltd., Tuscany Enterprises LLC, W Investment Strategies, HFV Management LP and HFV Asset Management LP http://www.sec.gov/litigation/litreleases/2009/lr21000.htm LR-21000 Apr. 15, 2009 Tri Energy, Inc., H & J Energy Company, Inc., Marina Investors Group, Inc., Lowell Decker, Robert Jennings, Henry Jones, Arthur Simburg, Mildred Stultz, DJM, LLC, Financial MD, Inc., Financial MD and Associates, Inc., Daniel J. Merriman, Global Village Records, and La Vie D'Argent, as defendants, and R.P.J. Investment Group, Inc., T.M.A. Investment Enterprises, Thomas Avery, and Wing NGA Lau, a/k/a Adrienne Lau, as relief defendants http://www.sec.gov/litigation/litreleases/2009/lr20999.htm LR-20999 Apr. 14, 2009 Osvaldo Pitters, Terrell J. Kuykendall and Steven M. Ivester http://www.sec.gov/litigation/litreleases/2009/lr20998.htm LR-20998 Apr. 14, 2009 Isaac I. Ovid, Aaron Riddle, J. Jonathan Coleman, Stephen Cina, Cory A. Martin, Timothy Smith, Robert J. Riddle, Jadis Capital, Inc., Jadis Investments, LLC, and Logos Multi-Strategy Hedge Fund I, LP http://www.sec.gov/litigation/litreleases/2009/lr20997.htm LR-20997 Apr. 13, 2009 Maximum Return Investments, Inc. and Clelia A. Flores http://www.sec.gov/litigation/litreleases/2009/lr20996.htm LR-20996 Apr. 10, 2009 Crossroads Financial Planning, Inc., and Julie M. Jarvis http://www.sec.gov/litigation/litreleases/2009/lr20995.htm LR-20995 Apr. 10, 2009 Kent H. Roberts http://www.sec.gov/litigation/litreleases/2009/lr20994.htm LR-20994 Apr. 9, 2009 Robert P. Copeland http://www.sec.gov/litigation/litreleases/2009/lr20993a.htm LR-20993A Apr. 8, 2009 Lydia Capital, LLC et al. http://www.sec.gov/litigation/litreleases/2009/lr20992.htm LR-20992 Apr. 7, 2009 Market Street Advisors, Shawn R. Merriman, LLC-1, LLC-2, Marque LLC-3, and LLC-4 http://www.sec.gov/litigation/litreleases/2009/lr20991.htm LR-20991 Apr. 7, 2009 Finbar Securities Corp., et al. http://www.sec.gov/litigation/litreleases/2009/lr20990.htm LR-20990 Apr. 7, 2009 Ryan M. Reynolds, et al. http://www.sec.gov/litigation/litreleases/2009/lr20989.htm LR-20989 Apr. 6, 2009 Gregory L. Reyes, et al. http://www.sec.gov/litigation/litreleases/2009/lr20988.htm LR-20988 Apr. 6, 2009 Oversea Chinese Fund Limited Partnership, et al. http://www.sec.gov/litigation/litreleases/2009/lr20987.htm LR-20987 Apr. 6, 2009 Whispering Winds Properties, LLC; LM Beagle Properties, LLC; Karlena, Inc.; Axis International, Inc.; and Dan Wise aka Danny Wise http://www.sec.gov/litigation/litreleases/2009/lr20986.htm LR-20986 Apr. 3, 2009 Sun Empire LLC, et al. http://www.sec.gov/litigation/litreleases/2009/lr20985.htm LR-20985 Apr. 3, 2009 Spear & Jackson, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr20984.htm LR-20984 Apr. 2, 2009 Frank C. Calmes, Lynn D. Rowntree, Manny J. Shulman, James E. Pratt, et al. http://www.sec.gov/litigation/litreleases/2009/lr20983.htm LR-20983 Apr. 1, 2009 Edward T. Stein, et. al. http://www.sec.gov/litigation/litreleases/2009/lr20982.htm LR-20982 Apr. 1, 2009 Take-Two Interactive Software, Inc. http://www.sec.gov/litigation/litreleases/2009/lr20981.htm LR-20981 Mar. 31, 2009 John Hyun Joon Min and Dime Financial Group LLC http://www.sec.gov/litigation/litreleases/2009/lr20980.htm LR-20980 Mar. 31, 2009 Forest Resources Management Corp., et al. http://www.sec.gov/litigation/litreleases/2009/lr20979.htm LR-20979 Mar. 30, 2009 CyberKey Solutions, Inc. and James E. Plant http://www.sec.gov/litigation/litreleases/2009/lr20978.htm LR-20978 Mar. 30, 2009 WMDS, Inc. One Universe Online, Inc., Seng Tan, James Bunchan and Christian Rochon http://www.sec.gov/litigation/litreleases/2009/lr20977.htm LR-20977 Mar. 27, 2009 Andrew S. Mackey and Inger L. Jensen http://www.sec.gov/litigation/litreleases/2009/lr20976.htm LR-20976 Mar. 27, 2009 Sonja Anticevic, et al. http://www.sec.gov/litigation/litreleases/2009/lr20975.htm LR-20975 Mar. 27, 2009 Delphi Corporation, Judith Kudla, et al. http://www.sec.gov/litigation/litreleases/2009/lr20974.htm LR-20974 Mar. 26, 2009 Millennium Bank, et al. http://www.sec.gov/litigation/litreleases/2009/lr20973.htm LR-20973 Mar. 25, 2009 Gerald P. Alexander, CJB Consulting, Inc., and Regis Filia Holdings, Inc. http://www.sec.gov/litigation/litreleases/2009/lr20972.htm LR-20972 Mar. 25, 2009 The Nutmeg Group, LLC, et al. http://www.sec.gov/litigation/litreleases/2009/lr20971.htm LR-20971 Mar. 25, 2009 John M. Donnelly, et al. http://www.sec.gov/litigation/litreleases/2009/lr20970.htm LR-20970 Mar. 24, 2009 David Scott Cacchione http://www.sec.gov/litigation/litreleases/2009/lr20969.htm LR-20969 Mar. 24, 2009 Innova Energy LLC, et al. http://www.sec.gov/litigation/litreleases/2009/lr20968.htm LR-20968 Mar. 23, 2009 International Realty Holdings, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr20967.htm LR-20967 Mar. 23, 2009 Anthony Vassallo, Kenneth Kenitzer, and Equity Investment Management and Trading, Inc. http://www.sec.gov/litigation/litreleases/2009/lr20966.htm LR-20966 Mar. 23, 2009 Anthony A. James and James Asset Advisory, L.L.C. http://www.sec.gov/litigation/litreleases/2009/lr20965.htm LR-20965 Mar. 23, 2009 Escala Group, Inc., Gregory Manning, and Larry Lee Crawford, CPA http://www.sec.gov/litigation/litreleases/2009/lr20964.htm LR-20964 Mar. 20, 2009 Mercury Interactive, LLC (f/k/a Mercury Interactive Corporation), Amnon Landan, Sharlene Abrams, Douglas Smith, and Susan Skaer http://www.sec.gov/litigation/litreleases/2009/lr20963.htm LR-20963 Mar. 19, 2009 Henry Morris, David Loglisci, Nosemote LLC, Pantigo Emerging LLC, and Purpose LLC http://www.sec.gov/litigation/litreleases/2009/lr20962a.htm LR-20962A Mar. 18, 2009 Albert K. Hu, Asenqua, Inc., Asenqua Capital Management, LLC, AQC Asset Management, Ltd., and Fireside Capital Management, Ltd. http://www.sec.gov/litigation/litreleases/2009/lr20961.htm LR-20961 Mar. 18, 2009 Darrel T. Uselton and Jack E. Uselton http://www.sec.gov/litigation/litreleases/2009/lr20960.htm LR-20960 Mar. 18, 2009 Sky Way Global LLC (dba Sky Way Global, Inc.), Brent C. Kovar, Glenn A. Kovar, James S. Kent, Kenneth Bruce Baker (aka Bruce Baker), and Kenneth R. Kramer http://www.sec.gov/litigation/litreleases/2009/lr20959.htm LR-20959 Mar. 18, 2009 David G. Friehling, C.P.A and Friehling & Horowitz, CPA's, P.C. http://www.sec.gov/litigation/litreleases/2009/lr20958.htm LR-20958 Mar. 17, 2009 Tecumseh Holdings Corporation, et al. http://www.sec.gov/litigation/litreleases/2009/lr20957.htm LR-20957 Mar. 17, 2009 Paul M. Gozzo and PMG Capital, LLC http://www.sec.gov/litigation/litreleases/2009/lr20956.htm LR-20956 Mar. 16, 2009 K.W. Brown and Company, et al. http://www.sec.gov/litigation/litreleases/2009/lr20955.htm LR-20955 Mar. 13, 2009 Peter W. Fisher, et al. and Phillip W. Offill, Jr., et al. http://www.sec.gov/litigation/litreleases/2009/lr20954.htm LR-20954 Mar. 13, 2009 Glenn E. Glasshagel http://www.sec.gov/litigation/litreleases/2009/lr20953a.htm LR-20953A Mar. 13, 2009 Michael Biello http://www.sec.gov/litigation/litreleases/2009/lr20952.htm LR-20952 Mar. 13, 2009 Automated Trading Desk Specialists, LLC; E*Trade Capital Markets LLC; Melvin Securities, LLC and Melvin & Company, LLC; Sydan, LP; and TradeLink, LLC http://www.sec.gov/litigation/litreleases/2009/lr20951.htm LR-20951 Mar. 13, 2009 Sunwest Management, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr20950.htm LR-20950 Mar. 12, 2009 Quest Software, Inc., Vincent C. Smith, John J. Laskey, and Kevin E. Brooks http://www.sec.gov/litigation/litreleases/2009/lr20949a.htm LR-20949A Mar. 12, 2009 MedQuist Inc.; John A. Donohoe; and Brian J. Kearns and Bruce J. Van Fossen http://www.sec.gov/litigation/litreleases/2009/lr20948.htm LR-20948 Mar. 12, 2009 Brian Travis, et al. http://www.sec.gov/litigation/litreleases/2009/lr20947.htm LR-20947 Mar. 12, 2009 Howard P. Richman http://www.sec.gov/litigation/litreleases/2009/lr20946.htm LR-20946 Mar. 12, 2009 Brian J. Smart, et al. http://www.sec.gov/litigation/litreleases/2009/lr20945.htm LR-20945 Mar. 11, 2009 PowerCold Corporation, Francis L. Simola, Joseph C. Cahill, and Grayling R. Hofer http://www.sec.gov/litigation/litreleases/2009/lr20944.htm LR-20944 Mar. 11, 2009 Peter W. Fisher, et al.; Phillip W. Offill, Jr., et al.; David B. Stocker, et al. http://www.sec.gov/litigation/litreleases/2009/lr20943.htm LR-20943 Mar. 11, 2009 Anthony Vassallo, Kenneth Kenitzer, and Equity Investment Management and Trading, Inc. http://www.sec.gov/litigation/litreleases/2009/lr20942.htm LR-20942 Mar. 11, 2009 Stephen P. Gardner, et al. http://www.sec.gov/litigation/litreleases/2009/lr20941.htm LR-20941 Mar. 11, 2009 John M. Donnelly, et al. http://www.sec.gov/litigation/litreleases/2009/lr20940.htm LR-20940 Mar. 10, 2009 C. Jones & Company, Carter Allen Jones, Timothy J. Miles, Gaylen P. Johnson, and Jonathan Curshen http://www.sec.gov/litigation/litreleases/2009/lr20939.htm LR-20939 Mar. 10, 2009 iBIZ Technology Corp., Kenneth W. Schilling, H. Mark Perkins, Jeffrey Firestone, Jerrold B. McRoberts, and D. Scott Elliott http://www.sec.gov/litigation/litreleases/2009/lr20938.htm LR-20938 Mar. 10, 2009 Allen Barnett, et al. http://www.sec.gov/litigation/litreleases/2009/lr20937.htm LR-20937 Mar. 9, 2009 The Regency Group, LLC; Scott F. Gelbard; Jeffrey S. Koslosky; Aaron S. Lamkin; John J. Coutris; Michael J. Coutris; J. Coutris Partners, LP; Joseph S. Fernando; Wellington Capital Enterprises, Inc.; James J. Coutris; and Dimitrios I. Gountis http://www.sec.gov/litigation/litreleases/2009/lr20936.htm LR-20936 Mar. 9, 2009 Locke Capital Management, Inc. and Leila C. Jenkins http://www.sec.gov/litigation/litreleases/2009/lr20935.htm LR-20935 Mar. 6, 2009 Shelby Dean Martin, D. Martin Enterprises, Inc. and DM Ventures, LLC http://www.sec.gov/litigation/litreleases/2009/lr20934.htm LR-20934 Mar. 6, 2009 Gary Richetelli http://www.sec.gov/litigation/litreleases/2009/lr20933a.htm LR-20933A Mar. 6, 2009 Martin G. Fraser, Don W. Watson, Edward W. O'Brien, and Gary M. Opper http://www.sec.gov/litigation/litreleases/2009/lr20932.htm LR-20932 Mar. 6, 2009 CRE Capital Corporation and James G. Ossie http://www.sec.gov/litigation/litreleases/2009/lr20931.htm LR-20931 Mar. 5, 2009 Anthony Fareri, Fareri Financial Services, Inc. d/b/a Amerifinancial, and Anthony Fareri & Associates, Inc. http://www.sec.gov/litigation/litreleases/2009/lr20930.htm LR-20930 Mar. 5, 2009 John W. Lawton, Paramount Partners LP, and Crossroad Capital Management, LLC http://www.sec.gov/litigation/litreleases/2009/lr20929.htm LR-20929 Mar. 5, 2009 Competitive Technologies, Inc., et. al http://www.sec.gov/litigation/litreleases/2009/lr20928.htm LR-20928 Mar. 5, 2009 Zahra Ghods and RUSA Cap., Inc., Defendants, and Unisource Cap., LLC, Relief Defendant http://www.sec.gov/litigation/litreleases/2009/lr20927.htm LR-20927 Mar. 5, 2009 Pediatrix Medical Group, Inc. http://www.sec.gov/litigation/litreleases/2009/lr20926.htm LR-20926 Mar. 5, 2009 Diversified Lending Group, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr20925.htm LR-20925 Mar. 4, 2009 Ray M. White and CRW Management, L.P. http://www.sec.gov/litigation/litreleases/2009/lr20924.htm LR-20924 Mar. 4, 2009 James M. Nicholson, et. al. http://www.sec.gov/litigation/litreleases/2009/lr20923.htm LR-20923 Mar. 4, 2009 Scott A. Livengood, John W. Tate, and Randy S. Casstevens http://www.sec.gov/litigation/litreleases/2009/lr20922.htm LR-20922 Mar. 4, 2009 Automated Trading Desk Specialists, LLC; E*Trade Capital Markets LLC; Melvin Securities, LLC and Melvin & Company, LLC; Sydan, LP; and TradeLink, LLC http://www.sec.gov/litigation/litreleases/2009/lr20921.htm LR-20921 Mar. 3, 2009 Stephen L. Hochberg http://www.sec.gov/litigation/litreleases/2009/lr20920.htm LR-20920 Mar. 2, 2009 Sunwest Management, Inc., Canyon Creek Development, Inc., Canyon Creek Financial, LLC, and Jon M. Harder http://www.sec.gov/litigation/litreleases/2009/lr20919.htm LR-20919 Mar. 2, 2009 Nathan A. Chapman, et al. http://www.sec.gov/litigation/litreleases/2009/lr20918.htm LR-20918 Feb. 27, 2009 Daren L. Palmer and Trigon Group, Inc. http://www.sec.gov/litigation/litreleases/2009/lr20917.htm LR-20917 Feb. 27, 2009 Phillip R. Trujillo, Wealth Management Resources, LLC, PTV 22, LLC, PTV 33, LLC, and PTV 44, LLC http://www.sec.gov/litigation/litreleases/2009/lr20916.htm LR-20916 Feb. 26, 2009 Lawrence B. Evans et al. http://www.sec.gov/litigation/litreleases/2009/lr20915.htm LR-20915 Feb. 26, 2009 Matthew E. Kopsky and Ronald W. Davis http://www.sec.gov/litigation/litreleases/2009/lr20914.htm LR-20914 Feb. 26, 2009 Zomax, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr20913.htm LR-20913 Feb. 25, 2009 North Hills Management LLC, et al. http://www.sec.gov/litigation/litreleases/2009/lr20912.htm LR-20912 Feb. 25, 2009 WG Trading Investors, L.P., et al. http://www.sec.gov/litigation/litreleases/2009/lr20911.htm LR-20911 Feb. 25, 2009 James M. Nicholson and Westgate Capital Management, LLC, Defendants, and Westgate Absolute Return Fund, LP, et al., Relief Defendants http://www.sec.gov/litigation/litreleases/2009/lr20910.htm LR-20910 Feb. 25, 2009 Frederick O'Meally, et. al. http://www.sec.gov/litigation/litreleases/2009/lr20909.htm LR-20909 Feb. 24, 2009 Victor P. Machado and Frank Lu http://www.sec.gov/litigation/litreleases/2009/lr20908.htm LR-20908 Feb. 23, 2009 Global Development & Environmental Resources, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr20907.htm LR-20907 Feb. 20, 2009 John W. Lawton, Paramount Partners LP, and Crossroad Capital Management, LLC http://www.sec.gov/litigation/litreleases/2009/lr20906.htm LR-20906 Feb. 19, 2009 Billion Coupons, Inc. (aka Billion Coupons Investment) and Marvin R. Cooper http://www.sec.gov/litigation/litreleases/2009/lr20905.htm LR-20905 Feb. 18, 2009 UBS AG http://www.sec.gov/litigation/litreleases/2009/lr20904.htm LR-20904 Feb. 18, 2009 William L. Walters http://www.sec.gov/litigation/litreleases/2009/lr20903.htm LR-20903 Feb. 17, 2009 Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling http://www.sec.gov/litigation/litreleases/2009/lr20902.htm LR-20902 Feb. 17, 2009 Research in Motion Limited, Dennis Kavelman, Arcangelo Loberto, James Balsillie and Mihal Lazaridis http://www.sec.gov/litigation/litreleases/2009/lr20901.htm LR-20901 Feb. 17, 2009 Stanford International Bank, et al. http://www.sec.gov/litigation/litreleases/2009/lr20900.htm LR-20900 Feb. 13, 2009 Virginia A. Papa, Kevin F. Crain, and Sandra G. Childs http://www.sec.gov/litigation/litreleases/2009/lr20899.htm LR-20899 Feb. 12, 2009 George Georgiou http://www.sec.gov/litigation/litreleases/2009/lr20898.htm LR-20898 Feb. 11, 2009 Meridian Holdings, Inc., Anthony C. Dike and Michelle V. Nguyen http://www.sec.gov/litigation/litreleases/2009/lr20897a.htm LR-20897A Feb. 11, 2009 Halliburton Company and KBR, Inc. http://www.sec.gov/litigation/litreleases/2009/lr20896.htm LR-20896 Feb. 11, 2009 ITT Corporation http://www.sec.gov/litigation/litreleases/2009/lr20895.htm LR-20895 Feb. 10, 2009 Joseph J. Queri Jr., Gary M. Gosson, et al. http://www.sec.gov/litigation/litreleases/2009/lr20894.htm LR-20894 Feb. 10, 2009 Marc T. Duchesne, Jeffrey A. Hayden, Gregory A. Moffit, Robert S. Parsley, and Nationwide Capital Corp. http://www.sec.gov/litigation/litreleases/2009/lr20893.htm LR-20893 Feb. 10, 2009 Grant Ivan Grieve, Finvest Asset Management, LLC; and Finvest Fund Management, LLC http://www.sec.gov/litigation/litreleases/2009/lr20892.htm LR-20892 Feb. 10, 2009 George David Gordon, Joshua Wayne Lankford, and Dean Joseph Sheptycki http://www.sec.gov/litigation/litreleases/2009/lr20891.htm LR-20891 Feb. 10, 2009 Thom A. Faria, Stephen J. McLaughlin and William M. Stickney http://www.sec.gov/litigation/litreleases/2009/lr20890.htm LR-20890 Feb. 9, 2009 Craig T. Jolly and Quest Holdings, Inc. http://www.sec.gov/litigation/litreleases/2009/lr20889.htm LR-20889 Feb. 9, 2009 Bernard L. Madoff and Bernard L. Madoff Investment Securities LLC http://www.sec.gov/litigation/litreleases/2009/lr20888.htm LR-20888 Feb. 6, 2009 Lewis E. Graham II and FLOWorks, Inc., defendants, and Linworth LLC, relief defendant http://www.sec.gov/litigation/litreleases/2009/lr20887.htm LR-20887 Feb. 6, 2009 Andrew S. Mackey and Inger L. Jensen http://www.sec.gov/litigation/litreleases/2009/lr20886.htm LR-20886 Feb. 6, 2009 Ross Owen Haugen http://www.sec.gov/litigation/litreleases/2009/lr20885.htm LR-20885 Feb. 5, 2009 Wachovia Securities, LLC http://www.sec.gov/litigation/litreleases/2009/lr20884.htm LR-20884 Feb. 5, 2009 Nicos Achilleas Stephanou, Ramesh Chakrapani, Achilleas Stephanou, George Paparrizos a/k/a Georgios Paparrizos, Konstantinos Paparrizos, Michael G. Koulouroudis and Joseph Contorinis http://www.sec.gov/litigation/litreleases/2009/lr20883.htm LR-20883 Feb. 5, 2009 Enterprises, LLC, Brian V. Prendergast, Worldwide Equity Corporation, Donald R. Smith, and Yuail I. Enwia http://www.sec.gov/litigation/litreleases/2009/lr20882.htm LR-20882 Feb. 4, 2009 Mark T. Turkcan http://www.sec.gov/litigation/litreleases/2009/lr20881.htm LR-20881 Feb. 4, 2009 Stefan H. Benger, et al. http://www.sec.gov/litigation/litreleases/2009/lr20880.htm LR-20880 Feb. 4, 2009 Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling http://www.sec.gov/litigation/litreleases/2009/lr20879.htm LR-20879 Feb. 4, 2009 Scott M. Ross http://www.sec.gov/litigation/litreleases/2009/lr20878.htm LR-20878 Feb. 2, 2009 Forest Resources Management Corp., et al. http://www.sec.gov/litigation/litreleases/2009/lr20877.htm LR-20877 Feb. 2, 2009 Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman, and Stanley Wasser http://www.sec.gov/litigation/litreleases/2009/lr20876.htm LR-20876 Jan. 30, 2009 Lumenis Ltd., Sagi A. Genger and Kevin Morano http://www.sec.gov/litigation/litreleases/2009/lr20875.htm LR-20875 Jan. 30, 2009 James N. Stanard, et al. http://www.sec.gov/litigation/litreleases/2009/lr20874.htm LR-20874 Jan. 30, 2009 Gen-See Capital Corporation and Richard S. Piccoli http://www.sec.gov/litigation/litreleases/2009/lr20873.htm LR-20873 Jan. 28, 2009 Gordon B. Grigg and ProTrust Management, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr20872.htm LR-20872 Jan. 28, 2009 Lydia Capital, LLC et al. http://www.sec.gov/litigation/litreleases/2009/lr20871.htm LR-20871 Jan. 28, 2009 Asset Recovery and Management Trust, et. al. http://www.sec.gov/litigation/litreleases/2009/lr20870.htm LR-20870 Jan. 28, 2009 James Mulhearn, Damian Delgado, and Adrian Balboa http://www.sec.gov/litigation/litreleases/2009/lr20869.htm LR-20869 Jan. 27, 2009 Jeffery Steven Stone, et al. http://www.sec.gov/litigation/litreleases/2009/lr20868a.htm LR-20868A Jan. 26, 2009 University Lab Technologies, Inc., et al. http://www.sec.gov/litigation/litreleases/2009/lr20867.htm LR-20867 Jan. 26, 2009 Transnational Fund, Inc., a/k/a National Savings, and Michael Luckett http://www.sec.gov/litigation/litreleases/2009/lr20866.htm LR-20866 Jan. 26, 2009 Jordan H. Mintz and Rex R. Rogers http://www.sec.gov/litigation/litreleases/2009/lr20865.htm LR-20865 Jan. 23, 2009 Gregg Thomas Rennie http://www.sec.gov/litigation/litreleases/2009/lr20864.htm LR-20864 Jan. 23, 2009 Ranko Cucuz, William D. Shovers, Jesus Bonilla-Valdez, Ronald Lee Kolakowski, and HLI Operating Company, Inc., f/k/a Hayes Lemmerz International, Inc. http://www.sec.gov/litigation/litreleases/2009/lr20863a.htm LR-20863A Jan. 22, 2009 Aaron S. Cooksey http://www.sec.gov/litigation/litreleases/2009/lr20862.htm LR-20862 Jan. 22, 2009 Catherine R. McEnroe, Noreen O'Loughlin and Martin R. von Ruden http://www.sec.gov/litigation/litreleases/2009/lr20861.htm LR-20861 Jan. 22, 2009 General Motors Corporation http://www.sec.gov/litigation/litreleases/2009/lr20860.htm LR-20860 Jan. 21, 2009 Urs Kamber, Stephan Husi and Richard Jon May http://www.sec.gov/litigation/litreleases/2009/lr20859.htm LR-20859 Jan. 21, 2009 Ross Owen Haugen http://www.sec.gov/litigation/litreleases/2009/lr20858.htm LR-20858 Jan. 21, 2009 Arthur Nadel, et al. http://www.sec.gov/litigation/litreleases/2009/lr20857.htm LR-20857 Jan. 21, 2009 Rod Cameron Stringer, individually and d/b/a RCS Hedge Fund http://www.sec.gov/litigation/litreleases/2009/lr20856.htm LR-20856 Jan. 15, 2009 Platforms Wireless International Corp., William C. Martin, Charles B. Nelson, Robert D. Perry, Francois M. Draper, and Victor L. Ziller http://www.sec.gov/litigation/litreleases/2009/lr20855.htm LR-20855 Jan. 15, 2009 Marco Glisson http://www.sec.gov/litigation/litreleases/2009/lr20854.htm LR-20854 Jan. 15, 2009 BarrierMed, Inc., BarrierMed Glove Co. and Victor J. Ragucci http://www.sec.gov/litigation/litreleases/2009/lr20853.htm LR-20853 Jan. 15, 2009 CRE Capital Corporation and James G. Ossie http://www.sec.gov/litigation/litreleases/2009/lr20852.htm LR-20852 Jan. 13, 2009 John Zeglis, As Executor, Successor/Representative To James D. Zeglis, Gautam Gupta, Lance D. McKee, and Jim W. Dixon http://www.sec.gov/litigation/litreleases/2009/lr20851.htm LR-20851 Jan. 13, 2009 Kevin J. Heron http://www.sec.gov/litigation/litreleases/2009/lr20850.htm LR-20850 Jan. 12, 2009 Jarrod W. McMillin, et al. http://www.sec.gov/litigation/litreleases/2009/lr20849.htm LR-20849 Jan. 9, 2009 Gen-See Capital Corp. and Richard S. Piccoli http://www.sec.gov/litigation/litreleases/2009/lr20848.htm LR-20848 Jan. 8, 2009 Gen-See Capital Corp. and Richard S. Piccoli http://www.sec.gov/litigation/litreleases/2009/lr20847.htm LR-20847 Jan. 8, 2009 Joseph S. Forte, et al. http://www.sec.gov/litigation/litreleases/2009/lr20846.htm LR-20846 Jan. 7, 2009 Joel Steinger, et al. http://www.sec.gov/litigation/litreleases/2009/lr20845.htm LR-20845 Jan. 7, 2009 Stephen C. Sayre, et al. http://www.sec.gov/litigation/litreleases/2009/lr20844.htm LR-20844 Jan. 6, 2009 Martin J. Druffner, et. al. http://www.sec.gov/litigation/litreleases/2009/lr20843.htm LR-20843 Jan. 6, 2009 Savvides & Partners/PKF Cyprus, Pavlos Meletiou, R.K. Dhawan and Co., and R.K. Dhawan http://www.sec.gov/litigation/litreleases/2009/lr20842.htm LR-20842 Jan. 6, 2009 Anthony A. James http://www.sec.gov/litigation/litreleases/2009/lr20841.htm LR-20841 Jan. 5, 2009 Braintree Energy, Inc. and Howard Graham