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0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015564 INVESCO BALANCED-RISK RETIREMENT 2010 FUND C000085157 CLASS A5 NULL 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015564 INVESCO BALANCED-RISK RETIREMENT 2010 FUND C000042430 CLASS B INJBX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015564 INVESCO BALANCED-RISK RETIREMENT 2010 FUND C000042431 CLASS C INJCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015564 INVESCO BALANCED-RISK RETIREMENT 2010 FUND C000085158 CLASS C5 NULL 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015564 INVESCO BALANCED-RISK RETIREMENT 2010 FUND C000042432 CLASS R INJRX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH 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BALANCED-RISK RETIREMENT 2020 FUND C000042434 CLASS B AFTBX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015565 INVESCO BALANCED-RISK RETIREMENT 2020 FUND C000042435 CLASS C AFTCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015565 INVESCO BALANCED-RISK RETIREMENT 2020 FUND C000085161 CLASS C5 NULL 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015565 INVESCO BALANCED-RISK RETIREMENT 2020 FUND C000042436 CLASS R AFTRX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015565 INVESCO BALANCED-RISK RETIREMENT 2020 FUND C000085162 CLASS R5 NULL 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015565 INVESCO BALANCED-RISK RETIREMENT 2020 FUND C000071362 Class Y AFTYX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015565 INVESCO BALANCED-RISK RETIREMENT 2020 FUND C000042437 INSTITUTIONAL CLASS AFTSX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015566 INVESCO BALANCED-RISK RETIREMENT 2030 FUND C000042443 CLASS A TNAAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015566 INVESCO BALANCED-RISK RETIREMENT 2030 FUND C000085163 CLASS A5 NULL 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015566 INVESCO BALANCED-RISK RETIREMENT 2030 FUND C000042439 CLASS B TNABX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015566 INVESCO BALANCED-RISK RETIREMENT 2030 FUND C000042440 CLASS C TNACX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015566 INVESCO BALANCED-RISK RETIREMENT 2030 FUND C000085164 CLASS C5 NULL 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015566 INVESCO BALANCED-RISK RETIREMENT 2030 FUND C000042441 CLASS R TNARX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015566 INVESCO BALANCED-RISK RETIREMENT 2030 FUND C000085165 CLASS R5 NULL 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015566 INVESCO BALANCED-RISK RETIREMENT 2030 FUND C000071363 Class Y TNAYX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015566 INVESCO BALANCED-RISK RETIREMENT 2030 FUND C000042442 INSTITUTIONAL CLASS TNAIX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 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811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015569 INVESCO BALANCED-RISK RETIREMENT NOW FUND C000042458 INSTITUTIONAL CLASS IANIX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000471 INVESCO Basic Value Fund C000001306 Class A GTVLX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000471 INVESCO Basic Value Fund C000001307 Class B GTVBX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000471 INVESCO Basic Value Fund C000001308 Class C GTVCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000471 INVESCO Basic Value Fund C000001309 Class R GTVRX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000471 INVESCO Basic Value Fund 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811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000011250 Invesco Conservative Allocation Fund C000096003 Class S NULL 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000011250 Invesco Conservative Allocation Fund C000071360 Class Y CAAYX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000011250 Invesco Conservative Allocation Fund C000031003 Institutional Class CMAIX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000027855 INVESCO CONVERTIBLE SECURITIES FUND C000084572 CLASS A NULL 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000027855 INVESCO CONVERTIBLE SECURITIES FUND C000084573 CLASS B NULL 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000027855 INVESCO CONVERTIBLE SECURITIES FUND C000084574 CLASS C NULL 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000027855 INVESCO CONVERTIBLE SECURITIES FUND C000084575 CLASS Y NULL 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000027855 INVESCO CONVERTIBLE SECURITIES FUND C000096004 Institutional Class NULL 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000473 INVESCO Global Quantitative Core Fund C000001314 Class A GTNDX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000473 INVESCO Global Quantitative Core Fund C000001315 Class B GNDBX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000473 INVESCO Global Quantitative Core Fund C000001316 Class C 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SECURITIES FUND C000084614 CLASS Y NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000000172 INVESCO Tax-Free Intermediate Fund C000000395 Class A AITFX 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000000172 INVESCO Tax-Free Intermediate Fund C000000396 Class A3 ATFAX 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000000172 INVESCO Tax-Free Intermediate Fund C000071234 Class Y ATFYX 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000000172 INVESCO Tax-Free Intermediate Fund C000023428 Institutional Class ATFIX 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027865 INVESCO VAN KAMPEN CALIFORNIA INSURED TAX FREE FUND C000084618 CLASS A NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027865 INVESCO VAN KAMPEN CALIFORNIA INSURED TAX FREE FUND C000084615 CLASS B NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027865 INVESCO VAN KAMPEN CALIFORNIA INSURED TAX FREE FUND C000084616 CLASS C NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027865 INVESCO VAN KAMPEN CALIFORNIA INSURED TAX FREE FUND C000084617 CLASS Y NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027866 INVESCO VAN KAMPEN HIGH YIELD MUNICIPAL FUND C000084619 CLASS A NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027866 INVESCO VAN KAMPEN HIGH YIELD MUNICIPAL FUND C000084620 CLASS B NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027866 INVESCO VAN KAMPEN HIGH YIELD MUNICIPAL FUND C000084621 CLASS C NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027866 INVESCO VAN KAMPEN HIGH YIELD MUNICIPAL FUND C000084622 CLASS Y NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027866 INVESCO VAN KAMPEN HIGH YIELD MUNICIPAL FUND C000109478 Institutional Class NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027867 INVESCO VAN KAMPEN INSURED TAX FREE INCOME FUND C000084623 CLASS A NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027867 INVESCO VAN KAMPEN INSURED TAX FREE INCOME FUND C000084624 CLASS B NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027867 INVESCO VAN KAMPEN INSURED TAX FREE INCOME FUND C000084625 CLASS C NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027867 INVESCO VAN KAMPEN INSURED TAX FREE INCOME FUND C000084626 CLASS Y NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027868 INVESCO VAN KAMPEN INTERMEDIATE TERM MUNICIPAL INCOME FUND C000084627 CLASS A NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027868 INVESCO VAN KAMPEN INTERMEDIATE TERM MUNICIPAL INCOME FUND C000084628 CLASS B NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027868 INVESCO VAN KAMPEN INTERMEDIATE TERM MUNICIPAL INCOME FUND C000084629 CLASS C NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027868 INVESCO VAN KAMPEN INTERMEDIATE TERM MUNICIPAL INCOME FUND C000084630 CLASS Y NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027869 INVESCO VAN KAMPEN MUNICIPAL INCOME FUND C000084631 CLASS A NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027869 INVESCO VAN KAMPEN MUNICIPAL INCOME FUND C000084632 CLASS B NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027869 INVESCO VAN KAMPEN MUNICIPAL INCOME FUND C000084633 CLASS C NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027869 INVESCO VAN KAMPEN MUNICIPAL INCOME FUND C000084634 CLASS Y NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027870 INVESCO VAN KAMPEN NEW YORK TAX FREE INCOME FUND C000084635 CLASS A NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027870 INVESCO VAN KAMPEN NEW YORK TAX FREE INCOME FUND C000084636 CLASS B NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027870 INVESCO VAN KAMPEN NEW YORK TAX FREE INCOME FUND C000084637 CLASS C NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027870 INVESCO VAN KAMPEN NEW YORK TAX FREE INCOME FUND C000084638 CLASS Y NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-05460 0000828806 AIM TREASURERS SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) 30 S000000173 Premier Portfolio C000029748 Institutional Class NULL 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-05460 0000828806 AIM TREASURERS SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) 30 S000000173 Premier Portfolio C000000397 Investor Class IMRXX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-05460 0000828806 AIM TREASURERS SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) 30 S000000174 Premier Tax-Exempt Portfolio C000029749 Institutional Class NULL 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-05460 0000828806 AIM TREASURERS SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) 30 S000000174 Premier Tax-Exempt Portfolio C000000398 Investor Class ITTXX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-05460 0000828806 AIM TREASURERS SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) 30 S000000176 Premier U.S. Government Money Portfolio C000029750 Institutional Class NULL 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-05460 0000828806 AIM TREASURERS SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) 30 S000000176 Premier U.S. Government Money Portfolio C000000400 Investor Class FUGXX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000030663 Invesco V.I. Balanced-Risk Allocation Fund C000095034 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000030663 Invesco V.I. Balanced-Risk Allocation Fund C000095035 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000189 INVESCO V.I. Basic Balanced Fund C000000424 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000189 INVESCO V.I. Basic Balanced Fund C000000425 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000201 INVESCO V.I. Capital Appreciation Fund C000000448 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000201 INVESCO V.I. Capital Appreciation Fund C000000449 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000202 INVESCO V.I. Capital Development Fund C000000450 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000202 INVESCO V.I. Capital Development Fund C000000451 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000203 INVESCO V.I. Core Equity Fund C000000452 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000203 INVESCO V.I. Core Equity Fund C000000453 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027871 INVESCO V.I. Diversified Dividend Fund C000084639 SERIES I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027871 INVESCO V.I. Diversified Dividend Fund C000084640 SERIES II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000205 INVESCO V.I. Diversified Income Fund C000000456 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000205 INVESCO V.I. Diversified Income Fund C000000457 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000191 INVESCO V.I. Dynamics Fund C000000428 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000191 INVESCO V.I. Dynamics Fund C000000429 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027889 INVESCO V.I. EQUALLY-WEIGHTED S&P 500 FUND C000084675 SERIES I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027889 INVESCO V.I. EQUALLY-WEIGHTED S&P 500 FUND C000084676 SERIES II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000192 INVESCO V.I. Financial Services Fund C000000430 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000192 INVESCO V.I. Financial Services Fund C000000431 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027875 INVESCO V.I. GLOBAL CORE EQUITY FUND C000084647 SERIES I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027875 INVESCO V.I. GLOBAL CORE EQUITY FUND C000084648 SERIES II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027882 INVESCO V.I. GLOBAL DIVIDEND GROWTH FUND C000084661 SERIES I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027882 INVESCO V.I. GLOBAL DIVIDEND GROWTH FUND C000084662 SERIES II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000193 INVESCO V.I. Global Health Care Fund C000000432 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000193 INVESCO V.I. Global Health Care Fund C000000433 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000023654 INVESCO V.I. Global Multi-Asset Fund C000069667 SERIES I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000023654 INVESCO V.I. Global Multi-Asset Fund C000069668 SERIES II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000187 INVESCO V.I. Global Real Estate Fund C000000420 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000187 INVESCO V.I. Global Real Estate Fund C000000421 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000179 INVESCO V.I. Government Securities Fund C000000404 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000179 INVESCO V.I. Government Securities Fund C000000405 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000181 INVESCO V.I. High Yield Fund C000000408 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000181 INVESCO V.I. High Yield Fund C000000409 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027884 INVESCO V.I. HIGH YIELD SECURITIES FUND C000084665 SERIES I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027884 INVESCO V.I. HIGH YIELD SECURITIES FUND C000084666 SERIES II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027885 INVESCO V.I. INCOME BUILDER FUND C000084667 SERIES I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027885 INVESCO V.I. INCOME BUILDER FUND C000084668 SERIES II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000182 INVESCO V.I. International Growth Fund C000000410 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000182 INVESCO V.I. International Growth Fund C000000411 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000183 INVESCO V.I. Large Cap Growth Fund C000000412 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000183 INVESCO V.I. Large Cap Growth Fund C000000413 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000194 INVESCO V.I. Leisure Fund C000000434 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000194 INVESCO V.I. Leisure Fund C000000435 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000184 INVESCO V.I. Mid Cap Core Equity Fund C000000414 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000184 INVESCO V.I. Mid Cap Core Equity Fund C000000415 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000185 INVESCO V.I. Money Market Fund C000000416 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000185 INVESCO V.I. Money Market Fund C000000417 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027886 INVESCO V.I. S&P 500 INDEX FUND C000084670 SERIES I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027886 INVESCO V.I. S&P 500 INDEX FUND C000084669 SERIES II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027887 INVESCO V.I. SELECT DIMENSIONS BALANCED FUND C000084671 SERIES I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027887 INVESCO V.I. SELECT DIMENSIONS BALANCED FUND C000084672 SERIES II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027888 INVESCO V.I. SELECT DIMENSIONS DIVIDEND GROWTH FUND C000084673 SERIES I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027888 INVESCO V.I. SELECT DIMENSIONS DIVIDEND GROWTH FUND C000084674 SERIES II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000188 INVESCO V.I. Small Cap Equity Fund C000000422 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000188 INVESCO V.I. Small Cap Equity Fund C000000423 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000196 INVESCO V.I. Technology Fund C000000438 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000196 INVESCO V.I. Technology Fund C000000439 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000198 INVESCO V.I. Utilities Fund C000000442 Series I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000198 INVESCO V.I. Utilities Fund C000000443 Series II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027890 INVESCO VAN KAMPEN V.I. AMERICAN FRANCHISE FUND C000084677 SERIES I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027890 INVESCO VAN KAMPEN V.I. AMERICAN FRANCHISE FUND C000084678 SERIES II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027872 INVESCO VAN KAMPEN V.I. COMSTOCK FUND C000084641 SERIES I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027872 INVESCO VAN KAMPEN V.I. COMSTOCK FUND C000084642 SERIES II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027873 INVESCO VAN KAMPEN V.I. EQUITY AND INCOME FUND C000084643 SERIES I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027873 INVESCO VAN KAMPEN V.I. EQUITY AND INCOME FUND C000084644 SERIES II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027874 INVESCO VAN KAMPEN V.I. GLOBAL TACTICAL ASSET ALLOCATION FUND C000084645 SERIES I NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027874 INVESCO VAN KAMPEN V.I. GLOBAL TACTICAL ASSET ALLOCATION FUND C000084646 SERIES II NULL 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027876 INVESCO VAN KAMPEN V.I. 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Box 328 Denver 80201-0328 CO 811-22175 0001414040 ALPS ETF Trust 30 S000033411 Alerian Natural Gas MLP ETF C000102660 Alerian Natural Gas MLP ETF NULL P.O. Box 328 Denver 80201-0328 CO 811-22175 0001414040 ALPS ETF Trust 30 S000033287 Alerian Plus MLP Infrastructure ETF C000102336 Alerian Plus MLP Infrastructure ETF NULL P.O. Box 328 Denver 80201-0328 CO 811-22175 0001414040 ALPS ETF Trust 30 S000033288 Alerian Plus Natural Gas MLP ETF C000102337 Alerian Plus Natural Gas MLP ETF NULL P.O. Box 328 Denver 80201-0328 CO 811-22175 0001414040 ALPS ETF Trust 30 S000025771 Alps Equal Sector Weight ETF C000077058 Alps Equal Sector Weight ETF NULL P.O. Box 328 Denver 80201-0328 CO 811-22175 0001414040 ALPS ETF Trust 30 S000037495 ALPS Sector Dividend Dogs ETF C000115754 ALPS Sector Dividend Dogs ETF NULL P.O. Box 328 Denver 80201-0328 CO 811-22175 0001414040 ALPS ETF Trust 30 S000021672 Cohen & Steers Global Realty Majors ETF C000062111 Cohen & Steers Global Realty Majors ETF NULL P.O. Box 328 Denver 80201-0328 CO 811-22175 0001414040 ALPS ETF Trust 30 S000027130 Jefferies/TR/J CRB Wildcatters Exploration & Production Equity ETF C000081846 Jefferies/TR/J CRB Wildcatters Exploration & Production Equity ETF NULL P.O. Box 328 Denver 80201-0328 CO 811-22175 0001414040 ALPS ETF Trust 30 S000026187 Jefferies|TR/J CRB Global Agriculture Equity Index Fund C000078590 Jefferies|TR/J CRB Global Agriculture Equity Index Fund NULL P.O. Box 328 Denver 80201-0328 CO 811-22175 0001414040 ALPS ETF Trust 30 S000026188 Jefferies|TR/J CRB Global Commodity Equity Index Fund C000078591 Jefferies|TR/J CRB Global Commodity Equity Index Fund NULL P.O. Box 328 Denver 80201-0328 CO 811-22175 0001414040 ALPS ETF Trust 30 S000026189 Jefferies|TR/J CRB Global Energy Equity Index Fund C000078592 Jefferies|TR/J CRB Global Energy Equity Index Fund NULL P.O. Box 328 Denver 80201-0328 CO 811-22175 0001414040 ALPS ETF Trust 30 S000026190 Jefferies|TR/J CRB Global Industrial Metals Equity Index Fund C000078593 Jefferies|TR/J CRB Global Industrial Metals Equity Index Fund NULL P.O. Box 328 Denver 80201-0328 CO 811-22175 0001414040 ALPS ETF Trust 30 S000026191 Jefferies|TR/J CRB Global Precious Metals Equity Index Fund C000078594 Jefferies|TR/J CRB Global Precious Metals Equity Index Fund NULL P.O. Box 328 Denver 80201-0328 CO 811-22175 0001414040 ALPS ETF Trust 30 S000030145 RiverFront Strategic Income Fund C000092591 RiverFront Strategic Income Fund NULL P.O. Box 328 Denver 80201-0328 CO 811-22175 0001414040 ALPS ETF Trust 30 S000036685 U.S. Equity High Volatility Put Write Index Fund C000112093 U.S. Equity High Volatility Put Write Index Fund NULL P.O. Box 328 Denver 80201-0328 CO 811-04276 0000766285 AMANA MUTUAL FUNDS TRUST 30 S000026568 Amana Developing World Fund C000079787 Amana Developing World Fund AMDWX 1300 NORTH STATE ST BELLINGHAM 98225 WA NULL 811-04276 0000766285 AMANA MUTUAL FUNDS TRUST 30 S000022508 Amana Growth Fund C000065109 Amana Growth Fund AMAGX 1300 NORTH STATE ST BELLINGHAM 98225 WA NULL 811-04276 0000766285 AMANA MUTUAL FUNDS TRUST 30 S000004772 AMANA INCOME FUND C000012979 Amana Income Fund AMANX 1300 NORTH STATE ST BELLINGHAM 98225 WA NULL 811-09941 0001113914 AMBASSADOR FUNDS 30 S000006600 Ambassador Money Market Fund C000018019 Ambassador Money Market Fund AMFXX 500 GRISWOLD STREET DETROIT 48226 MI SUITE 2800 811-09941 0001113914 AMBASSADOR FUNDS 30 S000032596 Selkirk Bond Fund C000100445 Selkirk Bond Fund SLBDX 500 GRISWOLD STREET DETROIT 48226 MI SUITE 2800 811-09941 0001113914 AMBASSADOR FUNDS 30 S000032594 Selkirk Core Fund C000100443 Selkirk Core Fund SLCRX 500 GRISWOLD STREET DETROIT 48226 MI SUITE 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811-04363 0000773674 AMERICAN CENTURY GOVERNMENT INCOME TRUST 30 S000005969 INFLATION-ADJUSTED BOND FUND C000088038 C CLASS AINOX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04363 0000773674 AMERICAN CENTURY GOVERNMENT INCOME TRUST 30 S000005969 INFLATION-ADJUSTED BOND FUND C000016439 INSTITUTIONAL CLASS AIANX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04363 0000773674 AMERICAN CENTURY GOVERNMENT INCOME TRUST 30 S000005969 INFLATION-ADJUSTED BOND FUND C000016437 INVESTOR CLASS ACITX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04363 0000773674 AMERICAN CENTURY GOVERNMENT INCOME TRUST 30 S000005969 INFLATION-ADJUSTED BOND FUND C000088039 R CLASS AIARX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04363 0000773674 AMERICAN CENTURY GOVERNMENT INCOME TRUST 30 S000005970 SHORT-TERM GOVERNMENT FUND C000016441 A CLASS TWAVX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04363 0000773674 AMERICAN CENTURY GOVERNMENT INCOME TRUST 30 S000005970 SHORT-TERM GOVERNMENT FUND C000088041 C CLASS TWACX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04363 0000773674 AMERICAN CENTURY GOVERNMENT INCOME TRUST 30 S000005970 SHORT-TERM GOVERNMENT FUND C000088040 INSTITUTIONAL CLASS TWUOX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04363 0000773674 AMERICAN CENTURY GOVERNMENT INCOME TRUST 30 S000005970 SHORT-TERM GOVERNMENT FUND C000016440 INVESTOR CLASS TWUSX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04363 0000773674 AMERICAN CENTURY GOVERNMENT INCOME TRUST 30 S000005970 SHORT-TERM GOVERNMENT FUND C000088042 R CLASS TWARX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012177 LEGACY FOCUSED LARGE CAP FUND C000033216 ADVISOR CLASS ACFDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012177 LEGACY FOCUSED LARGE CAP FUND C000033215 INSTITUTIONAL CLASS ACFSX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012177 LEGACY FOCUSED LARGE CAP FUND C000033214 INVESTOR CLASS ACFOX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012177 LEGACY FOCUSED LARGE CAP FUND C000033217 R CLASS ACFCX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012178 LEGACY LARGE CAP FUND C000033220 ADVISOR CLASS ACGDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012178 LEGACY LARGE CAP FUND C000033219 INSTITUTIONAL CLASS ACGHX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012178 LEGACY LARGE CAP FUND C000033218 INVESTOR CLASS ACGOX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012178 LEGACY LARGE CAP FUND C000033221 R CLASS ACGEX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012179 LEGACY MULTI CAP FUND C000033223 ADVISOR CLASS ACMFX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012179 LEGACY MULTI CAP FUND C000033222 INSTITUTIONAL CLASS ACMHX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012179 LEGACY MULTI CAP FUND C000033225 INVESTOR CLASS ACMNX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012179 LEGACY MULTI CAP FUND C000033224 R CLASS ACMEX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000035738 GLOBAL BOND FUND C000109547 A CLASS AGBAX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR SAN 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000035738 GLOBAL BOND FUND C000109548 C CLASS AGBTX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR SAN 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000035738 GLOBAL BOND FUND C000109546 INSTITUTIONAL CLASS AGBNX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR SAN 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000035738 GLOBAL BOND FUND C000109545 INVESTOR CLASS AGBVX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR SAN 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000035738 GLOBAL BOND FUND C000109549 R CLASS AGBRX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR SAN 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000005795 INTERNATIONAL BOND FUND C000015926 A CLASS AIBDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR SAN 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000005795 INTERNATIONAL BOND FUND C000055443 C CLASS AIQCX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR SAN 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000005795 INTERNATIONAL BOND FUND C000015927 INSTITUTIONAL CLASS AIDIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR SAN 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000005795 INTERNATIONAL BOND FUND C000015925 INVESTOR CLASS BEGBX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR SAN 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000005795 INTERNATIONAL BOND FUND C000055444 R CLASS AIBRX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR SAN 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000014384 CORE PLUS FUND C000039170 A CLASS ACCQX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000014384 CORE PLUS FUND C000039172 C CLASS ACCKX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000014384 CORE PLUS FUND C000039169 INSTITUTIONAL CLASS ACCUX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000014384 CORE PLUS FUND C000039168 INVESTOR CLASS ACCNX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000014384 CORE PLUS FUND C000039173 R CLASS ACCPX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006579 DIVERSIFIED BOND FUND C000017956 A CLASS ADFAX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006579 DIVERSIFIED BOND FUND C000017959 B CLASS CDBBX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006579 DIVERSIFIED BOND FUND C000017960 C CLASS CDBCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006579 DIVERSIFIED BOND FUND C000017957 INSTITUTIONAL CLASS ACBPX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006579 DIVERSIFIED BOND FUND C000017955 INVESTOR CLASS ADFIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006579 DIVERSIFIED BOND FUND C000017961 R CLASS ADVRX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006580 HIGH-YIELD FUND C000017963 A CLASS AHYVX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006580 HIGH-YIELD FUND C000017967 C CLASS AHDCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006580 HIGH-YIELD FUND C000017964 INSTITUTIONAL CLASS ACYIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006580 HIGH-YIELD FUND C000017962 INVESTOR CLASS ABHIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006580 HIGH-YIELD FUND C000017968 R CLASS AHYRX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006581 INFLATION PROTECTION BOND FUND C000017971 A CLASS APOAX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006581 INFLATION PROTECTION BOND FUND C000017972 B CLASS APOBX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006581 INFLATION PROTECTION BOND FUND C000017973 C CLASS APOCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006581 INFLATION PROTECTION BOND FUND C000017970 INSTITUTIONAL CLASS APISX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006581 INFLATION PROTECTION BOND FUND C000017969 INVESTOR CLASS APOIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006581 INFLATION PROTECTION BOND FUND C000017974 R CLASS APORX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000011001 NT DIVERSIFIED BOND FUND C000030387 INSTITUTIONAL CLASS ACLDX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006582 PREMIUM MONEY MARKET FUND C000017975 INVESTOR CLASS TCRXX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006583 PRIME MONEY MARKET FUND C000017977 A CLASS ACAXX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006583 PRIME MONEY MARKET FUND C000017979 B CLASS BPMXX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006583 PRIME MONEY MARKET FUND C000017980 C CLASS ARCXX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006583 PRIME MONEY MARKET FUND C000017976 INVESTOR CLASS BPRXX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000014385 SHORT DURATION FUND C000039179 A CLASS ACSQX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000014385 SHORT DURATION FUND C000039175 C CLASS ACSKX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000014385 SHORT DURATION FUND C000039178 INSTITUTIONAL CLASS ACSUX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000014385 SHORT DURATION FUND C000039177 INVESTOR CLASS ACSNX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000014385 SHORT DURATION FUND C000039176 R CLASS ACSPX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006471 HIGH-YIELD MUNICIPAL FUND C000017686 A CLASS AYMAX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006471 HIGH-YIELD MUNICIPAL FUND C000017688 C CLASS AYMCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006471 HIGH-YIELD MUNICIPAL FUND C000088012 INSTITUTIONAL CLASS AYMIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006471 HIGH-YIELD MUNICIPAL FUND C000017685 INVESTOR CLASS ABHYX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006472 INTERMEDIATE-TERM TAX-FREE BOND FUND C000088013 A CLASS TWWOX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006472 INTERMEDIATE-TERM TAX-FREE BOND FUND C000088014 C CLASS TWTCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006472 INTERMEDIATE-TERM TAX-FREE BOND FUND C000017691 INSTITUTIONAL CLASS AXBIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006472 INTERMEDIATE-TERM TAX-FREE BOND FUND C000017689 INVESTOR CLASS TWTIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006474 LONG-TERM TAX-FREE FUND C000017695 A CLASS MMBAX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006474 LONG-TERM TAX-FREE FUND C000017697 C CLASS ACTCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006474 LONG-TERM TAX-FREE FUND C000017694 INSTITUTIONAL CLASS ACLSX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006474 LONG-TERM TAX-FREE FUND C000017693 INVESTOR CLASS ACLVX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000025856 NEW YORK TAX-FREE FUND C000077317 A CLASS ANYAX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000025856 NEW YORK TAX-FREE FUND C000077319 C CLASS ANTCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000025856 NEW YORK TAX-FREE FUND C000088015 INSTITUTIONAL CLASS ANYOX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000025856 NEW YORK TAX-FREE FUND C000077316 INVESTOR CLASS ANYIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006473 TAX-FREE MONEY MARKET FUND C000017692 INVESTOR CLASS BNTXX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006204 ALL CAP GROWTH FUND C000105098 A CLASS ACAQX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006204 ALL CAP GROWTH FUND C000105099 C CLASS ACAHX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006204 ALL CAP GROWTH FUND C000105097 INSTITUTIONAL CLASS ACAJX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006204 ALL CAP GROWTH FUND C000017100 INVESTOR CLASS TWGTX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006204 ALL CAP GROWTH FUND C000105100 R CLASS ACAWX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006192 BALANCED FUND C000017047 INSTITUTIONAL CLASS ABINX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006192 BALANCED FUND C000017045 INVESTOR CLASS TWBIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006201 CAPITAL VALUE FUND C000017091 A CLASS ACCVX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006201 CAPITAL VALUE FUND C000017092 INSTITUTIONAL CLASS ACPIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006201 CAPITAL VALUE FUND C000017090 INVESTOR CLASS ACTIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006202 FOCUSED GROWTH FUND C000055519 A CLASS AFGAX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006202 FOCUSED GROWTH FUND C000055521 C CLASS AFGCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006202 FOCUSED GROWTH FUND C000055518 INSTITUTIONAL CLASS AFGNX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006202 FOCUSED GROWTH FUND C000017093 INVESTOR CLASS AFSIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006202 FOCUSED GROWTH FUND C000055522 R CLASS AFGRX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006203 FUNDAMENTAL EQUITY FUND C000017096 A CLASS AFDAX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006203 FUNDAMENTAL EQUITY FUND C000017097 B CLASS AFDBX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006203 FUNDAMENTAL EQUITY FUND C000017098 C CLASS AFDCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006203 FUNDAMENTAL EQUITY FUND C000017095 INSTITUTIONAL CLASS AFEIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006203 FUNDAMENTAL EQUITY FUND C000017094 INVESTOR CLASS AFDIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006203 FUNDAMENTAL EQUITY FUND C000017099 R CLASS AFDRX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006205 GROWTH FUND C000017102 A CLASS TCRAX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006205 GROWTH FUND C000088050 C CLASS TWRCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006205 GROWTH FUND C000017103 INSTITUTIONAL CLASS TWGIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006205 GROWTH FUND C000017101 INVESTOR CLASS TWCGX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006205 GROWTH FUND C000017105 R CLASS AGWRX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006206 HERITAGE FUND C000017107 A CLASS ATHAX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006206 HERITAGE FUND C000055523 B CLASS ATHBX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006206 HERITAGE FUND C000017109 C CLASS AHGCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006206 HERITAGE FUND C000017108 INSTITUTIONAL CLASS ATHIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006206 HERITAGE FUND C000017106 INVESTOR CLASS TWHIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006206 HERITAGE FUND C000055524 R CLASS ATHWX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006207 NEW OPPORTUNITIES FUND C000088052 A CLASS TWNAX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006207 NEW OPPORTUNITIES FUND C000088053 C CLASS TWNCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006207 NEW OPPORTUNITIES FUND C000088051 INSTITUTIONAL CLASS TWNIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006207 NEW OPPORTUNITIES FUND C000017110 INVESTOR CLASS TWNOX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006207 NEW OPPORTUNITIES FUND C000088054 R CLASS TWNRX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000010981 NT GROWTH FUND C000030355 INSTITUTIONAL CLASS ACLTX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000010982 NT VISTA FUND C000030356 INSTITUTIONAL CLASS ACLWX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006194 SELECT FUND C000017054 A CLASS TWCAX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006194 SELECT FUND C000017058 C CLASS ACSLX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006194 SELECT FUND C000017055 INSTITUTIONAL CLASS TWSIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006194 SELECT FUND C000017053 INVESTOR CLASS TWCIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006194 SELECT FUND C000017059 R CLASS ASERX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006193 SMALL CAP GROWTH FUND C000017050 A CLASS ANOAX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006193 SMALL CAP GROWTH FUND C000017051 B CLASS ANOBX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006193 SMALL CAP GROWTH FUND C000017052 C CLASS ANOCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006193 SMALL CAP GROWTH FUND C000017048 INSTITUTIONAL CLASS ANONX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006193 SMALL CAP GROWTH FUND C000017049 INVESTOR CLASS ANOIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006193 SMALL CAP GROWTH FUND C000055516 R CLASS ANORX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006195 ULTRA FUND C000017061 A CLASS TWUAX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006195 ULTRA FUND C000017063 C CLASS TWCCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006195 ULTRA FUND C000017062 INSTITUTIONAL CLASS TWUIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006195 ULTRA FUND C000017060 INVESTOR CLASS TWCUX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006195 ULTRA FUND C000017064 R CLASS AULRX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006196 VEEDOT FUND C000017066 INSTITUTIONAL CLASS AVDIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006196 VEEDOT FUND C000017065 INVESTOR CLASS AMVIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006197 VISTA FUND C000017068 A CLASS TWVAX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006197 VISTA FUND C000088049 C CLASS AVNCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006197 VISTA FUND C000017069 INSTITUTIONAL CLASS TWVIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006197 VISTA FUND C000017067 INVESTOR CLASS TWCVX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006197 VISTA FUND C000017071 R CLASS AVTRX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021731 CORE EQUITY PLUS FUND C000062332 A CLASS ACPQX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021731 CORE EQUITY PLUS FUND C000062328 C CLASS ACPHX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021731 CORE EQUITY PLUS FUND C000062331 INSTITUTIONAL CLASS ACPKX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021731 CORE EQUITY PLUS FUND C000062330 INVESTOR CLASS ACPVX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021731 CORE EQUITY PLUS FUND C000062329 R CLASS ACPWX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005976 DISCIPLINED GROWTH FUND C000016463 A CLASS ADCVX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005976 DISCIPLINED GROWTH FUND C000055501 C CLASS ADCCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005976 DISCIPLINED GROWTH FUND C000016464 INSTITUTIONAL CLASS ADCIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005976 DISCIPLINED GROWTH FUND C000016462 INVESTOR CLASS ADSIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005976 DISCIPLINED GROWTH FUND C000016465 R CLASS ADRRX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021730 DISCIPLINED GROWTH PLUS FUND C000062323 A CLASS ACDQX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021730 DISCIPLINED GROWTH PLUS FUND C000062325 C CLASS ACDHX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021730 DISCIPLINED GROWTH PLUS FUND C000062322 INSTITUTIONAL CLASS ACDKX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021730 DISCIPLINED GROWTH PLUS FUND C000062321 INVESTOR CLASS ACDJX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021730 DISCIPLINED GROWTH PLUS FUND C000062326 R CLASS ACDWX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005977 EQUITY GROWTH FUND C000016467 A CLASS BEQAX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005977 EQUITY GROWTH FUND C000016469 C CLASS AEYCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005977 EQUITY GROWTH FUND C000016468 INSTITUTIONAL CLASS AMEIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005977 EQUITY GROWTH FUND C000016466 INVESTOR CLASS BEQGX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005977 EQUITY GROWTH FUND C000016470 R CLASS AEYRX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005980 EQUITY MARKET NEUTRAL FUND C000016480 A CLASS ALIAX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005980 EQUITY MARKET NEUTRAL FUND C000016482 C CLASS ALICX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005980 EQUITY MARKET NEUTRAL FUND C000016479 INSTITUTIONAL CLASS ALISX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005980 EQUITY MARKET NEUTRAL FUND C000016478 INVESTOR CLASS ALHIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005980 EQUITY MARKET NEUTRAL FUND C000016483 R CLASS ALIRX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005978 GLOBAL GOLD FUND C000016472 A CLASS ACGGX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005978 GLOBAL GOLD FUND C000055505 C CLASS AGYCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005978 GLOBAL GOLD FUND C000055503 INSTITUTIONAL CLASS AGGNX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005978 GLOBAL GOLD FUND C000016471 INVESTOR CLASS BGEIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005978 GLOBAL GOLD FUND C000055506 R CLASS AGGWX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005979 INCOME & GROWTH FUND C000016474 A CLASS AMADX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005979 INCOME & GROWTH FUND C000016476 C CLASS ACGCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005979 INCOME & GROWTH FUND C000016475 INSTITUTIONAL CLASS AMGIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005979 INCOME & GROWTH FUND C000016473 INVESTOR CLASS BIGRX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005979 INCOME & GROWTH FUND C000016477 R CLASS AICRX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000014383 INTERNATIONAL CORE EQUITY FUND C000039162 A CLASS ACIQX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000014383 INTERNATIONAL CORE EQUITY FUND C000039164 C CLASS ACIKX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000014383 INTERNATIONAL CORE EQUITY FUND C000039161 INSTITUTIONAL CLASS ACIUX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000014383 INTERNATIONAL CORE EQUITY FUND C000039160 INVESTOR CLASS ACIMX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000014383 INTERNATIONAL CORE EQUITY FUND C000039165 R CLASS ACIRX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000034237 NT CORE EQUITY PLUS FUND C000105525 INSTITUTIONAL CLASS ACNKX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000010998 NT EQUITY GROWTH FUND C000030376 INSTITUTIONAL CLASS ACLEX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000010999 NT SMALL COMPANY C000030377 INSTITUTIONAL CLASS ACLOX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005981 SMALL COMPANY FUND C000016485 A CLASS ASQAX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005981 SMALL COMPANY FUND C000088007 C CLASS ASQCX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005981 SMALL COMPANY FUND C000016486 INSTITUTIONAL CLASS ASCQX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005981 SMALL COMPANY FUND C000016484 INVESTOR CLASS ASQIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005981 SMALL COMPANY FUND C000016487 R CLASS ASCRX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000028150 STRATEGIC INFLATION OPPORTUNITIES FUND C000086057 A CLASS ASIDX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000028150 STRATEGIC INFLATION OPPORTUNITIES FUND C000086058 C CLASS ASIZX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000028150 STRATEGIC INFLATION OPPORTUNITIES FUND C000086056 INSTITUTIONAL CLASS ASINX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000028150 STRATEGIC INFLATION OPPORTUNITIES FUND C000086055 INVESTOR CLASS ASIOX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000028150 STRATEGIC INFLATION OPPORTUNITIES FUND C000086059 R CLASS ASIUX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005982 UTILITIES FUND C000016488 INVESTOR CLASS BULIX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000035746 GLOBAL ALLOCATION FUND C000109575 A CLASS AGAEX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000035746 GLOBAL ALLOCATION FUND C000109576 C CLASS AGAGX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000035746 GLOBAL ALLOCATION FUND C000109574 INSTITUTIONAL CLASS AGANX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000035746 GLOBAL ALLOCATION FUND C000109573 INVESTOR CLASS AGAVX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000035746 GLOBAL ALLOCATION FUND C000109577 R CLASS AGAFX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005931 STRATEGIC ALLOCATION: AGGRESSIVE FUND C000016320 A CLASS ACVAX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005931 STRATEGIC ALLOCATION: AGGRESSIVE FUND C000016323 B CLASS ALLBX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005931 STRATEGIC ALLOCATION: AGGRESSIVE FUND C000016324 C CLASS ASTAX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005931 STRATEGIC ALLOCATION: AGGRESSIVE FUND C000016321 INSTITUTIONAL CLASS AAAIX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005931 STRATEGIC ALLOCATION: AGGRESSIVE FUND C000016319 INVESTOR CLASS TWSAX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005931 STRATEGIC ALLOCATION: AGGRESSIVE FUND C000016318 R CLASS AAARX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005933 STRATEGIC ALLOCATION: CONSERVATIVE FUND C000016334 A CLASS ACCAX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005933 STRATEGIC ALLOCATION: CONSERVATIVE FUND C000016337 B CLASS ACVBX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005933 STRATEGIC ALLOCATION: CONSERVATIVE FUND C000016338 C CLASS AACCX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005933 STRATEGIC ALLOCATION: CONSERVATIVE FUND C000016335 INSTITUTIONAL CLASS ACCIX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005933 STRATEGIC ALLOCATION: CONSERVATIVE FUND C000016333 INVESTOR CLASS TWSCX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005933 STRATEGIC ALLOCATION: CONSERVATIVE FUND C000016332 R CLASS AACRX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005932 STRATEGIC ALLOCATION: MODERATE FUND C000016326 A CLASS ACOAX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005932 STRATEGIC ALLOCATION: MODERATE FUND C000016329 B CLASS ASTBX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005932 STRATEGIC ALLOCATION: MODERATE FUND C000016330 C CLASS ASTCX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005932 STRATEGIC ALLOCATION: MODERATE FUND C000016327 INSTITUTIONAL CLASS ASAMX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005932 STRATEGIC ALLOCATION: MODERATE FUND C000016325 INVESTOR CLASS TWSMX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-08532 0000924211 AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC 30 S000005932 STRATEGIC ALLOCATION: MODERATE FUND C000016331 R CLASS ASMRX TWENTIETH CENTURY TOWER KANSAS CITY 64111 MO 4500 MAIN ST 811-04165 0000757928 AMERICAN CENTURY TARGET MATURITIES TRUST 30 S000005943 ZERO COUPON 2015 FUND C000016389 ADVISOR CLASS ACTTX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04165 0000757928 AMERICAN CENTURY TARGET MATURITIES TRUST 30 S000005943 ZERO COUPON 2015 FUND C000016388 INVESTOR CLASS BTFTX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04165 0000757928 AMERICAN CENTURY TARGET MATURITIES TRUST 30 S000005944 ZERO COUPON 2020 FUND C000016391 ADVISOR CLASS ACTEX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04165 0000757928 AMERICAN CENTURY TARGET MATURITIES TRUST 30 S000005944 ZERO COUPON 2020 FUND C000016390 INVESTOR CLASS BTTTX 4500 MAIN STREET KANSAS CITY 64111 MO NULL 811-04165 0000757928 AMERICAN CENTURY TARGET MATURITIES TRUST 30 S000005945 ZERO COUPON 2025 FUND C000016393 ADVISOR CLASS ACTVX 4500 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YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000030894 Baron Emerging Markets Fund C000095862 Institutional Shares BEXIX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000033824 Baron Energy and Resources Fund C000104476 Baron Energy and Resources Fund BENFX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000033824 Baron Energy and Resources Fund C000111291 Institutional Shares BENIX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000022521 Baron Focused Growth Fund C000065146 Baron Focused Growth Fund BFGFX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000022521 Baron Focused Growth Fund C000077806 Institutional Shares BFGIX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000036767 Baron Global Advantage Fund C000112440 Baron Global Advantage Fund BGAFX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000036767 Baron Global Advantage Fund C000112441 Institutional Shares BGAIX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000024707 Baron International Growth Fund C000073358 Baron International Growth Fund BIGFX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000024707 Baron International Growth Fund C000077807 Institutional Shares BINIX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000000588 Baron Partners Fund C000001642 Baron Partners Fund BPTRX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000000588 Baron Partners Fund C000077805 Institutional Shares BPTIX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000027257 Baron Real Estate Fund C000082256 Baron Real Estate Fund BREFX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000027257 Baron Real Estate Fund C000082257 Institutional Shares BREIX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-02884 0000277585 BARRETT OPPORTUNITY FUND, INC. 30 S000008740 BARRETT OPPORTUNITY FUND, INC. 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WASHINGTON 20005 DC SUITE 501 811-22547 0001501523 Bennett Group Master Funds 30 S000033119 Bennett Conservative Series C000102010 Bennett Conservative Series NULL 1400 K STREET, N.W. WASHINGTON 20005 DC SUITE 501 811-22547 0001501523 Bennett Group Master Funds 30 S000033121 Bennett Growth Series C000102012 Bennett Growth Series NULL 1400 K STREET, N.W. WASHINGTON 20005 DC SUITE 501 811-22547 0001501523 Bennett Group Master Funds 30 S000033120 Bennett Moderate Series C000102011 Bennett Moderate Series NULL 1400 K STREET, N.W. WASHINGTON 20005 DC SUITE 501 811-22478 0001501521 Bennett Group of Funds 30 S000030530 Bennett Aggressive Growth Fund C000094147 Class A NULL 1400 K STREET, N.W. WASHINGTON 20005 DC SUITE 501 811-22478 0001501521 Bennett Group of Funds 30 S000030530 Bennett Aggressive Growth Fund C000094148 Class R NULL 1400 K STREET, N.W. WASHINGTON 20005 DC SUITE 501 811-22478 0001501521 Bennett Group of Funds 30 S000030527 Bennett Conservative Fund C000094141 Class A NULL 1400 K STREET, N.W. WASHINGTON 20005 DC SUITE 501 811-22478 0001501521 Bennett Group of Funds 30 S000030527 Bennett Conservative Fund C000094142 Class R NULL 1400 K STREET, N.W. WASHINGTON 20005 DC SUITE 501 811-22478 0001501521 Bennett Group of Funds 30 S000030529 Bennett Growth Fund C000094145 Class A NULL 1400 K STREET, N.W. WASHINGTON 20005 DC SUITE 501 811-22478 0001501521 Bennett Group of Funds 30 S000030529 Bennett Growth Fund C000094146 Class R NULL 1400 K STREET, N.W. WASHINGTON 20005 DC SUITE 501 811-22478 0001501521 Bennett Group of Funds 30 S000030528 Bennett Moderate Fund C000094143 Class A NULL 1400 K STREET, N.W. WASHINGTON 20005 DC SUITE 501 811-22478 0001501521 Bennett Group of Funds 30 S000030528 Bennett Moderate Fund C000094144 Class R NULL 1400 K STREET, N.W. 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STE 2400 811-04963 0000808452 BERWYN FUNDS 30 S000001534 Berwyn Cornerstone Fund C000004180 Berwyn Cornerstone Fund BERCX 1189 LANCASTER AVENUE BERWYN 19312 PA NULL 811-04963 0000808452 BERWYN FUNDS 30 S000001535 Berwyn Fund C000004181 Berwyn Fund BERWX 1189 LANCASTER AVENUE BERWYN 19312 PA NULL 811-04963 0000808452 BERWYN FUNDS 30 S000001533 Berwyn Income Fund C000004179 Berwyn Income Fund BERIX 1189 LANCASTER AVENUE BERWYN 19312 PA NULL 811-06680 0000888126 BHIRUD FUNDS INC 30 S000011220 Apex Midcap Growth Fund C000030914 Apex Midcap Growth Fund BMCGX 6 THORNDAL CIRCLE, SUITE 205 DARIEN 06820 CT NULL 811-03205 0000353480 BIF GOVERNMENT SECURITIES FUND 30 S000002953 BIF GOVERNMENT SECURITIES FUND C000008083 BIF GOVERNMENT SECURITIES FUND NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02752 0000215457 BIF MONEY FUND 30 S000002950 BIF MONEY FUND C000008077 BIF MONEY FUND NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05011 0000810598 BIF MULTI STATE MUNICIPAL SERIES TRUST 30 S000004019 BIF Arizona Municipal Money Fund C000011288 BIF Arizona Municipal Money Fund NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05011 0000810598 BIF MULTI STATE MUNICIPAL SERIES TRUST 30 S000004022 BIF California Municipal Money Fund C000011291 BIF California Municipal Money Fund NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05011 0000810598 BIF MULTI STATE MUNICIPAL SERIES TRUST 30 S000004023 BIF Connecticut Municipal Money Fund C000011292 BIF Connecticut Municipal Money Fund NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05011 0000810598 BIF MULTI STATE MUNICIPAL SERIES TRUST 30 S000004024 BIF Florida Municipal Money Fund C000011293 BIF Florida Municipal Money Fund NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05011 0000810598 BIF MULTI STATE MUNICIPAL SERIES TRUST 30 S000004025 BIF Massachusetts Municipal Money Fund C000011294 BIF Massachusetts Municipal Money Fund NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05011 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PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001875 BLACKROCK ENERGY & RESOURCES PORTFOLIO C000004903 SERVICE SSRGX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001878 BLACKROCK EXCHANGE PORTFOLIO C000004917 BLACKROCK STSEX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000033600 BlackRock Global Long/Short Credit Fund C000103249 Institutional Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000033600 BlackRock Global Long/Short Credit Fund C000103247 Investor A Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000033600 BlackRock Global Long/Short Credit Fund C000103248 Investor C Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000008399 BLACKROCK GLOBAL OPPORTUNITIES PORTFOLIO C000023028 INSTITUTIONAL CLASS NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000008399 BLACKROCK GLOBAL OPPORTUNITIES PORTFOLIO C000023030 INVESTOR A CLASS NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000008399 BLACKROCK GLOBAL OPPORTUNITIES PORTFOLIO C000023031 INVESTOR B CLASS NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000008399 BLACKROCK GLOBAL OPPORTUNITIES PORTFOLIO C000023032 INVESTOR C CLASS NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000008399 BLACKROCK GLOBAL OPPORTUNITIES PORTFOLIO C000037670 R Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000008399 BLACKROCK GLOBAL OPPORTUNITIES PORTFOLIO C000023029 SERVICE CLASS NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001877 BLACKROCK HEALTH SCIENCES OPPORTUNITIES PORTFOLIO C000004912 INSTITUTIONAL SHSSX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001877 BLACKROCK HEALTH SCIENCES OPPORTUNITIES PORTFOLIO C000004914 INVESTOR A SHSAX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001877 BLACKROCK HEALTH SCIENCES OPPORTUNITIES PORTFOLIO C000004915 INVESTOR B SHSPX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001877 BLACKROCK HEALTH SCIENCES OPPORTUNITIES PORTFOLIO C000004916 INVESTOR C SHSCX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001877 BLACKROCK HEALTH SCIENCES OPPORTUNITIES PORTFOLIO C000037661 R Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001877 BLACKROCK HEALTH SCIENCES OPPORTUNITIES PORTFOLIO C000004913 SERVICE SHISX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001513 BLACKROCK INDEX EQUITY PORTFOLIO C000004078 INSTITUTIONAL PNIEX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001513 BLACKROCK INDEX EQUITY PORTFOLIO C000004080 INVESTOR A CIEAX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001513 BLACKROCK INDEX EQUITY PORTFOLIO C000004081 INVESTOR B CIEBX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001513 BLACKROCK INDEX EQUITY PORTFOLIO C000004082 INVESTOR C CIECX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001513 BLACKROCK INDEX EQUITY PORTFOLIO C000004079 SERVICE PNESX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000030752 BlackRock India Fund C000095378 Institutional Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000030752 BlackRock India Fund C000095376 Investor A Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000030752 BlackRock India Fund C000095377 Investor C Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001870 BLACKROCK MANAGED VOLATILITY PORTFOLIO C000004878 INSTITUTIONAL PBAIX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001870 BLACKROCK MANAGED VOLATILITY PORTFOLIO C000004880 INVESTOR A PCBAX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001870 BLACKROCK MANAGED VOLATILITY PORTFOLIO C000004881 INVESTOR B CBIBX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001870 BLACKROCK MANAGED VOLATILITY PORTFOLIO C000004882 INVESTOR C BRBCX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001870 BLACKROCK MANAGED VOLATILITY PORTFOLIO C000037655 R Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001870 BLACKROCK MANAGED VOLATILITY PORTFOLIO C000004879 SERVICE PCBSX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001505 BLACKROCK MID CAP GROWTH EQUITY PORTFOLIO C000004036 INSTITUTIONAL CMGIX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001505 BLACKROCK MID CAP GROWTH EQUITY PORTFOLIO C000004038 INVESTOR A BMGAX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001505 BLACKROCK MID CAP GROWTH EQUITY PORTFOLIO C000004039 INVESTOR B BMGBX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001505 BLACKROCK MID CAP GROWTH EQUITY PORTFOLIO C000004040 INVESTOR C BMGCX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001505 BLACKROCK MID CAP GROWTH EQUITY PORTFOLIO C000037625 R Shares BMRRX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001505 BLACKROCK MID CAP GROWTH EQUITY PORTFOLIO C000004037 SERVICE CMGSX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001871 BLACKROCK MID CAP VALUE C000004883 INSTITUTIONAL CMVIX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001871 BLACKROCK MID CAP VALUE C000004885 INVESTOR A BMCAX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001871 BLACKROCK MID CAP VALUE C000004886 INVESTOR B BMCVX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001871 BLACKROCK MID CAP VALUE C000004887 INVESTOR C BMCCX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001871 BLACKROCK MID CAP VALUE C000037656 R Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001871 BLACKROCK MID CAP VALUE C000004884 SERVICE CMVSX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001503 BLACKROCK MONEY MARKET PORTFOLIO C000004030 HILLIARD LYONS BHLXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001503 BLACKROCK MONEY MARKET PORTFOLIO C000004025 INSTITUTIONAL PNIXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001503 BLACKROCK MONEY MARKET PORTFOLIO C000004027 INVESTOR A PINXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001503 BLACKROCK MONEY MARKET PORTFOLIO C000004028 INVESTOR B CIBXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001503 BLACKROCK MONEY MARKET PORTFOLIO C000004029 INVESTOR C BMCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001503 BLACKROCK MONEY MARKET PORTFOLIO C000004026 SERVICE PNPXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001522 BLACKROCK MUNICIPAL MONEY MARKET PORTFOLIO C000004133 HILLIARD LYONS BMHXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001522 BLACKROCK MUNICIPAL MONEY MARKET PORTFOLIO C000004130 INSTITUTIONAL PNMXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001522 BLACKROCK MUNICIPAL MONEY MARKET PORTFOLIO C000004132 INVESTOR A CPAXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001522 BLACKROCK MUNICIPAL MONEY MARKET PORTFOLIO C000004128 INVESTOR B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001522 BLACKROCK MUNICIPAL MONEY MARKET PORTFOLIO C000004129 INVESTOR C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001522 BLACKROCK MUNICIPAL MONEY MARKET PORTFOLIO C000004131 SERVICE PNTXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001524 BLACKROCK NC MUNI MONEY MARKET PORTFOLIO C000004140 INSTITUTIONAL PNCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001524 BLACKROCK NC MUNI MONEY MARKET PORTFOLIO C000004142 INVESTOR A CNAXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001524 BLACKROCK NC MUNI MONEY MARKET PORTFOLIO C000004143 INVESTOR B BCBXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001524 BLACKROCK NC MUNI MONEY MARKET PORTFOLIO C000004139 INVESTOR C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001524 BLACKROCK NC MUNI MONEY MARKET PORTFOLIO C000004141 SERVICE CNCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001523 BLACKROCK NJ MUNI MONEY MARKET PORTFOLIO C000004136 INSTITUTIONAL BNJXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001523 BLACKROCK NJ MUNI MONEY MARKET PORTFOLIO C000004138 INVESTOR A CNJXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001523 BLACKROCK NJ MUNI MONEY MARKET PORTFOLIO C000004134 INVESTOR B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001523 BLACKROCK NJ MUNI MONEY MARKET PORTFOLIO C000004135 INVESTOR C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001523 BLACKROCK NJ MUNI MONEY MARKET PORTFOLIO C000004137 SERVICE CMFXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001525 BLACKROCK OHIO MUNI MONEY MARKET PORTFOLIO C000004146 INSTITUTIONAL COIXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001525 BLACKROCK OHIO MUNI MONEY MARKET PORTFOLIO C000004148 INVESTOR A COHXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001525 BLACKROCK OHIO MUNI MONEY MARKET PORTFOLIO C000004144 INVESTOR B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001525 BLACKROCK OHIO MUNI MONEY MARKET PORTFOLIO C000004145 INVESTOR C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001525 BLACKROCK OHIO MUNI MONEY MARKET PORTFOLIO C000004147 SERVICE POSXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001526 BLACKROCK PA MUNI MONEY MARKET PORTFOLIO C000004151 INSTITUTIONAL PPIXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001526 BLACKROCK PA MUNI MONEY MARKET PORTFOLIO C000004153 INVESTOR A PENXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001526 BLACKROCK PA MUNI MONEY MARKET PORTFOLIO C000004149 INVESTOR B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001526 BLACKROCK PA MUNI MONEY MARKET PORTFOLIO C000004150 INVESTOR C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001526 BLACKROCK PA MUNI MONEY MARKET PORTFOLIO C000004152 SERVICE PNSXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001510 BLACKROCK SCIENCE & TECHNOLOGY OPPORTUNITIES PORTFOLIO C000004062 INSTITUTIONAL BGSIX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001510 BLACKROCK SCIENCE & TECHNOLOGY OPPORTUNITIES PORTFOLIO C000004064 INVESTOR A BGSAX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001510 BLACKROCK SCIENCE & TECHNOLOGY OPPORTUNITIES PORTFOLIO C000004065 INVESTOR B BGSBX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001510 BLACKROCK SCIENCE & TECHNOLOGY OPPORTUNITIES PORTFOLIO C000004066 INVESTOR C BGSCX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001510 BLACKROCK SCIENCE & TECHNOLOGY OPPORTUNITIES PORTFOLIO C000037630 R Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001510 BLACKROCK SCIENCE & TECHNOLOGY OPPORTUNITIES PORTFOLIO C000004063 SERVICE BSTSX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001508 BLACKROCK SMALL CAP CORE EQUITY C000004052 INSTITUTIONAL BSQIX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001508 BLACKROCK SMALL CAP CORE EQUITY C000004054 INVESTOR A BSQAX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001508 BLACKROCK SMALL CAP CORE EQUITY C000004055 INVESTOR B BSQBX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001508 BLACKROCK SMALL CAP CORE EQUITY C000004056 INVESTOR C BSQCX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001508 BLACKROCK SMALL CAP CORE EQUITY C000037628 R Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001508 BLACKROCK SMALL CAP CORE EQUITY C000004053 SERVICE BSQSX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001507 BLACKROCK SMALL CAP GROWTH EQUITY PORTFOLIO C000004047 INSTITUTIONAL PSGIX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001507 BLACKROCK SMALL CAP GROWTH EQUITY PORTFOLIO C000004049 INVESTOR A CSGEX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001507 BLACKROCK SMALL CAP GROWTH EQUITY PORTFOLIO C000004050 INVESTOR B CSGBX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001507 BLACKROCK SMALL CAP GROWTH EQUITY PORTFOLIO C000004051 INVESTOR C CGICX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001507 BLACKROCK SMALL CAP GROWTH EQUITY PORTFOLIO C000037627 R Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001507 BLACKROCK SMALL CAP GROWTH EQUITY PORTFOLIO C000004048 SERVICE PCGEX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001874 BLACKROCK SMALL/MID CAP GROWTH PORTFOLIO C000004897 INSTITUTIONAL SSEGX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001874 BLACKROCK SMALL/MID CAP GROWTH PORTFOLIO C000004899 INVESTOR A SCGAX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001874 BLACKROCK SMALL/MID CAP GROWTH PORTFOLIO C000004900 INVESTOR B SRCBX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001874 BLACKROCK SMALL/MID CAP GROWTH PORTFOLIO C000004901 INVESTOR C SGCDX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001874 BLACKROCK SMALL/MID CAP GROWTH PORTFOLIO C000037658 R SSPRX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001874 BLACKROCK SMALL/MID CAP GROWTH PORTFOLIO C000004898 SERVICE SSPSX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001509 BLACKROCK U.S. OPPORTUNITIES PORTFOLIO C000004057 INSTITUTIONAL BMCIX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001509 BLACKROCK U.S. OPPORTUNITIES PORTFOLIO C000004059 INVESTOR A BMEAX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001509 BLACKROCK U.S. OPPORTUNITIES PORTFOLIO C000004060 INVESTOR B BRMBX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001509 BLACKROCK U.S. OPPORTUNITIES PORTFOLIO C000004061 INVESTOR C BMECX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001509 BLACKROCK U.S. OPPORTUNITIES PORTFOLIO C000037629 R Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001509 BLACKROCK U.S. OPPORTUNITIES PORTFOLIO C000004058 SERVICE BMCSX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001514 BLACKROCK U.S. TREASURY MONEY MARKET PORTFOLIO C000004085 INSTITUTIONAL PGIXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001514 BLACKROCK U.S. TREASURY MONEY MARKET PORTFOLIO C000004087 INVESTOR A CUAXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001514 BLACKROCK U.S. TREASURY MONEY MARKET PORTFOLIO C000004083 INVESTOR B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001514 BLACKROCK U.S. TREASURY MONEY MARKET PORTFOLIO C000004084 INVESTOR C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001514 BLACKROCK U.S. TREASURY MONEY MARKET PORTFOLIO C000004086 SERVICE PNGXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001527 BLACKROCK VA MUNI MONEY MARKET PORTFOLIO C000004156 INSTITUTIONAL PVIXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001527 BLACKROCK VA MUNI MONEY MARKET PORTFOLIO C000004158 INVESTOR A BVAXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001527 BLACKROCK VA MUNI MONEY MARKET PORTFOLIO C000004154 INVESTOR B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001527 BLACKROCK VA MUNI MONEY MARKET PORTFOLIO C000004155 INVESTOR C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001527 BLACKROCK VA MUNI MONEY MARKET PORTFOLIO C000004157 SERVICE CVAXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000028960 BlackRock World Gold Fund C000088964 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000028960 BlackRock World Gold Fund C000088962 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000028960 BlackRock World Gold Fund C000088963 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001511 INTERNATIONAL OPPORTUNITIES PORTFOLIO C000004067 INSTITUTIONAL BISIX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001511 INTERNATIONAL OPPORTUNITIES PORTFOLIO C000004069 INVESTOR A BREAX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001511 INTERNATIONAL OPPORTUNITIES PORTFOLIO C000004070 INVESTOR B BREBX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001511 INTERNATIONAL OPPORTUNITIES PORTFOLIO C000004071 INVESTOR C BRECX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001511 INTERNATIONAL OPPORTUNITIES PORTFOLIO C000037631 R Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05742 0000844779 BLACKROCK FUNDS 30 S000001511 INTERNATIONAL OPPORTUNITIES PORTFOLIO C000004068 SERVICE BRESX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-22061 0001398078 BlackRock Funds II 30 S000018351 BLACKROCK AGGRESSIVE GROWTH PREPARED PORTFOLIO C000050684 INSTITUTIONAL SHARES NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-22061 0001398078 BlackRock Funds II 30 S000018351 BLACKROCK AGGRESSIVE GROWTH PREPARED PORTFOLIO C000050685 INVESTOR A SHARES NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-22061 0001398078 BlackRock Funds II 30 S000018351 BLACKROCK AGGRESSIVE GROWTH PREPARED PORTFOLIO C000050686 INVESTOR C SHARES NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-22061 0001398078 BlackRock Funds II 30 S000018351 BLACKROCK AGGRESSIVE GROWTH PREPARED PORTFOLIO C000050687 R SHARES NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-22061 0001398078 BlackRock Funds II 30 S000018362 BLACKROCK AMT-FREE MUNICIPAL BOND PORTFOLIO C000050752 BLACKROCK SHARES NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-22061 0001398078 BlackRock Funds II 30 S000018362 BLACKROCK AMT-FREE MUNICIPAL BOND PORTFOLIO C000050753 INSTITUTIONAL SHARES NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-22061 0001398078 BlackRock Funds II 30 S000018362 BLACKROCK AMT-FREE MUNICIPAL BOND PORTFOLIO C000050754 INVESTOR A SHARES NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-22061 0001398078 BlackRock Funds II 30 S000018362 BLACKROCK AMT-FREE MUNICIPAL BOND PORTFOLIO C000050755 INVESTOR B SHARES NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-22061 0001398078 BlackRock Funds II 30 S000018362 BLACKROCK AMT-FREE 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S000032777 LIFEPATH INDEX 2025 PORTFOLIO C000101142 Class K Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032777 LIFEPATH INDEX 2025 PORTFOLIO C000101141 Institutional Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032777 LIFEPATH INDEX 2025 PORTFOLIO C000101140 Investor A NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032778 LIFEPATH INDEX 2030 PORTFOLIO C000101145 Class K Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032778 LIFEPATH INDEX 2030 PORTFOLIO C000101144 Institutional Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032778 LIFEPATH INDEX 2030 PORTFOLIO C000101143 Investor A NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032779 LIFEPATH INDEX 2035 PORTFOLIO C000101148 Class K Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032779 LIFEPATH INDEX 2035 PORTFOLIO C000101147 Institutional Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032779 LIFEPATH INDEX 2035 PORTFOLIO C000101146 Investor A NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032780 LIFEPATH INDEX 2040 PORTFOLIO C000101151 Class K Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032780 LIFEPATH INDEX 2040 PORTFOLIO C000101150 Institutional Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032780 LIFEPATH INDEX 2040 PORTFOLIO C000101149 Investor A NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032781 LIFEPATH INDEX 2045 PORTFOLIO C000101154 Class K Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032781 LIFEPATH INDEX 2045 PORTFOLIO C000101153 Institutional Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032781 LIFEPATH INDEX 2045 PORTFOLIO C000101152 Investor A NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032782 LIFEPATH INDEX 2050 PORTFOLIO C000101157 Class K Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032782 LIFEPATH INDEX 2050 PORTFOLIO C000101156 Institutional Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032782 LIFEPATH INDEX 2050 PORTFOLIO C000101155 Investor A NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032783 LIFEPATH INDEX 2055 PORTFOLIO C000101160 Class K Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032783 LIFEPATH INDEX 2055 PORTFOLIO C000101159 Institutional Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032783 LIFEPATH INDEX 2055 PORTFOLIO C000101158 Investor A NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032775 LIFEPATH INDEX RETIREMENT PORTFOLIO C000101136 Class K Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032775 LIFEPATH INDEX RETIREMENT PORTFOLIO C000101135 Institutional Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000032775 LIFEPATH INDEX RETIREMENT PORTFOLIO C000101134 Investor A NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000004280 LifePath Retirement Portfolio C000051483 Class K LPSAX 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000004280 LifePath Retirement Portfolio C000082489 Class R Shares LPRRX 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000004280 LifePath Retirement Portfolio C000012002 Institutional Shares STLAX 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000004280 LifePath Retirement Portfolio C000012001 Investor A Shares LPRAX 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000004280 LifePath Retirement Portfolio C000088841 Investor C Shares LPCRX 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000037020 S000026183 C000113815 Investor A Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-07332 0000893818 BlackRock Funds III 30 S000037020 S000026183 C000113816 Investor C Shares NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-05576 0000834237 BLACKROCK GLOBAL ALLOCATION FUND, INC. 30 S000002245 BLACKROCK GLOBAL ALLOCATION FUND, INC. C000005794 Class R NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05576 0000834237 BLACKROCK GLOBAL ALLOCATION FUND, INC. 30 S000002245 BLACKROCK GLOBAL ALLOCATION FUND, INC. C000005793 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05576 0000834237 BLACKROCK GLOBAL ALLOCATION FUND, INC. 30 S000002245 BLACKROCK GLOBAL ALLOCATION FUND, INC. C000005790 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05576 0000834237 BLACKROCK GLOBAL ALLOCATION FUND, INC. 30 S000002245 BLACKROCK GLOBAL ALLOCATION FUND, INC. C000005791 Investor B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-05576 0000834237 BLACKROCK GLOBAL ALLOCATION FUND, INC. 30 S000002245 BLACKROCK GLOBAL ALLOCATION FUND, INC. C000005792 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-21759 0001324285 BlackRock Global Dynamic Equity Fund 30 S000002718 BlackRock Global Dynamic Equity Fund C000047292 Class R NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-21759 0001324285 BlackRock Global Dynamic Equity Fund 30 S000002718 BlackRock Global Dynamic Equity Fund C000007415 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-21759 0001324285 BlackRock Global Dynamic Equity Fund 30 S000002718 BlackRock Global Dynamic Equity Fund C000007412 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-21759 0001324285 BlackRock Global Dynamic Equity Fund 30 S000002718 BlackRock Global Dynamic Equity Fund C000007413 Investor B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-21759 0001324285 BlackRock Global Dynamic Equity Fund 30 S000002718 BlackRock Global Dynamic Equity Fund C000007414 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07171 0000922457 BLACKROCK GLOBAL SMALLCAP FUND, INC. 30 S000002724 BLACKROCK GLOBAL SMALLCAP FUND, INC. C000007433 Class R NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07171 0000922457 BLACKROCK GLOBAL SMALLCAP FUND, INC. 30 S000002724 BLACKROCK GLOBAL SMALLCAP FUND, INC. C000007432 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07171 0000922457 BLACKROCK GLOBAL SMALLCAP FUND, INC. 30 S000002724 BLACKROCK GLOBAL SMALLCAP FUND, INC. C000007429 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07171 0000922457 BLACKROCK GLOBAL SMALLCAP FUND, INC. 30 S000002724 BLACKROCK GLOBAL SMALLCAP FUND, INC. C000007430 Investor B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07171 0000922457 BLACKROCK GLOBAL SMALLCAP FUND, INC. 30 S000002724 BLACKROCK GLOBAL SMALLCAP FUND, INC. C000007431 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07899 0001026144 BLACKROCK INDEX FUNDS, INC. 30 S000003116 BlackRock International Index Fund C000099168 Class K NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07899 0001026144 BLACKROCK INDEX FUNDS, INC. 30 S000003116 BlackRock International Index Fund C000008448 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07899 0001026144 BLACKROCK INDEX FUNDS, INC. 30 S000003116 BlackRock International Index Fund C000008447 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07899 0001026144 BLACKROCK INDEX FUNDS, INC. 30 S000003117 BlackRock S&P 500 Index Fund C000008450 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07899 0001026144 BLACKROCK INDEX FUNDS, INC. 30 S000003117 BlackRock S&P 500 Index Fund C000008449 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07899 0001026144 BLACKROCK INDEX FUNDS, INC. 30 S000003118 BlackRock Small Cap Index Fund C000099169 Class K NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07899 0001026144 BLACKROCK INDEX FUNDS, INC. 30 S000003118 BlackRock Small Cap Index Fund C000008452 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07899 0001026144 BLACKROCK INDEX FUNDS, INC. 30 S000003118 BlackRock Small Cap Index Fund C000008451 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001973 BlackRock Large Cap Core Fund C000005175 Class R NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001973 BlackRock Large Cap Core Fund C000005174 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001973 BlackRock Large Cap Core Fund C000005171 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001973 BlackRock Large Cap Core Fund C000005172 Investor B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001973 BlackRock Large Cap Core Fund C000005173 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001973 BlackRock Large Cap Core Fund C000052209 Service NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000018499 BlackRock Large Cap Core Plus Fund C000051321 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000018499 BlackRock Large Cap Core Plus Fund C000051319 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000018499 BlackRock Large Cap Core Plus Fund C000051320 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000018860 BlackRock Large Cap Core Retirement Portfolio C000052208 Class K NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001974 BlackRock Large Cap Growth Fund C000005180 Class R NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001974 BlackRock Large Cap Growth Fund C000005179 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001974 BlackRock Large Cap Growth Fund C000005176 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001974 BlackRock Large Cap Growth Fund C000005177 Investor B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001974 BlackRock Large Cap Growth Fund C000005178 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001974 BlackRock Large Cap Growth Fund C000037858 Service NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000018858 BlackRock Large Cap Growth Retirement Portfolio C000052206 Class K NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001975 BlackRock Large Cap Value Fund C000005185 Class R NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001975 BlackRock Large Cap Value Fund C000005184 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001975 BlackRock Large Cap Value Fund C000005181 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001975 BlackRock Large Cap Value Fund C000005182 Investor B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001975 BlackRock Large Cap Value Fund C000005183 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001975 BlackRock Large Cap Value Fund C000037859 Service NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000018859 BlackRock Large Cap Value Retirement Portfolio C000052207 Class K NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-06349 0000877151 BLACKROCK LATIN AMERICA FUND, INC. 30 S000002247 BLACKROCK LATIN AMERICA FUND, INC. C000005803 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-06349 0000877151 BLACKROCK LATIN AMERICA FUND, INC. 30 S000002247 BLACKROCK LATIN AMERICA FUND, INC. C000005800 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-06349 0000877151 BLACKROCK LATIN AMERICA FUND, INC. 30 S000002247 BLACKROCK LATIN AMERICA FUND, INC. C000005801 Investor B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-06349 0000877151 BLACKROCK LATIN AMERICA FUND, INC. 30 S000002247 BLACKROCK LATIN AMERICA FUND, INC. C000005802 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003984 ADMINISTRATION BLCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003986 CASH MANAGEMENT BCCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003980 CASH PLUS NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003979 CASH RESERVE NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003985 DOLLAR MUDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003982 INSTITUTIONAL MUCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003978 PLUS NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003981 PREMIER NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003977 PREMIER CHOICE BLBXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003983 PRIVATE CLIENT BCAXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003987 SELECT BCBXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000003942 ADMINISTRATION NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000003943 CASH MANAGEMENT NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000003947 CASH RESERVE NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000003949 DOLLAR TSDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000003948 INSTITUTIONAL TFFXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000003945 PREMIER NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000003946 PREMIER CHOICE NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000003944 PRIVATE CLIENT NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000060558 SELECT NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003923 ADMINISTRATION BLFXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003924 CASH MANAGEMENT NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003925 CASH PLUS NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003931 CASH RESERVE BFRXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003930 DOLLAR TDDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003928 INSTITUTIONAL TFDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003926 PREMIER BUPXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003927 PREMIER CHOICE NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003929 PRIVATE CLIENT BRPXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003932 SELECT BFBXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003968 ADMINISTRATION NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003976 CASH MANAGEMENT BRCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003969 CASH PLUS NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003970 CASH RESERVE NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003975 DOLLAR MCDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003974 INSTITUTIONAL MCSXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003972 PREMIER NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003973 PREMIER CHOICE NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003971 PRIVATE CLIENT NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000060560 SELECT NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003963 ADMINISTRATION BIAXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003964 CASH MANAGEMENT BCMXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003965 CASH RESERVE BMFXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003962 DOLLAR MFDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003960 INSTITUTIONAL MFTXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003958 PLUS NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003967 PREMIER BLSXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003959 PREMIER CHOICE NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003961 PRIVATE CLIENT BMPXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003966 SELECT BMBXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003912 ADMINISTRATION BLNXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003913 CASH MANAGEMENT BLYXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003906 CASH PLUS NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003907 CASH RESERVE NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003911 DOLLAR BPDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003909 INSTITUTIONAL MUNXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003905 PLUS NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003908 PREMIER BNBXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003904 PREMIER CHOICE NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003910 PRIVATE CLIENT BYPXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003914 SELECT BIBXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003940 ADMINISTRATION BTAXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003941 CASH MANAGEMENT BPTXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003937 CASH RESERVE NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003939 DOLLAR TFEXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003938 INSTITUTIONAL TSTXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003933 PLUS NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003935 PREMIER NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003936 PREMIER CHOICE NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003934 PRIVATE CLIENT NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000060557 SELECT NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000003915 ADMINISTRATION NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000003916 CASH MANAGEMENT NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000003917 CASH PLUS NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000003918 CASH RESERVE NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000003922 DOLLAR TCDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000003921 INSTITUTIONAL TMCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000003919 PREMIER NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000003920 PREMIER CHOICE NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000060556 PRIVATE CLIENT NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000060555 SELECT NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003898 ADMINISTRATION BTMXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003899 CASH MANAGEMENT BRTXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003900 CASH RESERVE BRRXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003897 DOLLAR TDOXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003896 INSTITUTIONAL TMPXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003895 PLUS NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003902 PREMIER BFPXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003894 PREMIER CHOICE NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003903 PRIVATE CLIENT BTVXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003901 SELECT BTBXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000003956 ADMINISTRATION BITXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000003957 CASH MANAGEMENT BTCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000003953 CASH RESERVE NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000003955 DOLLAR TTDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000003954 INSTITUTIONAL TTTXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000003951 PREMIER NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000003952 PREMIER CHOICE NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000003950 PRIVATE CLIENT NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000060559 SELECT NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09049 0001062805 BLACKROCK MASTER LLC 30 S000002289 BlackRock Master International Portfolio C000005975 BlackRock Master International Portfolio NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-09049 0001062805 BLACKROCK MASTER LLC 30 S000002288 BlackRock Master SmallCap Growth Portfolio C000005974 BlackRock Master SmallCap Growth Portfolio NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07177 0000918848 BLACKROCK MID CAP VALUE OPPORTUNITIES SERIES INC. 30 S000002541 BlackRock Mid Cap Value Opportunities Fund C000007002 Class R NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07177 0000918848 BLACKROCK MID CAP VALUE OPPORTUNITIES SERIES INC. 30 S000002541 BlackRock Mid Cap Value Opportunities Fund C000007001 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07177 0000918848 BLACKROCK MID CAP VALUE OPPORTUNITIES SERIES INC. 30 S000002541 BlackRock Mid Cap Value Opportunities Fund C000006998 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07177 0000918848 BLACKROCK MID CAP VALUE OPPORTUNITIES SERIES INC. 30 S000002541 BlackRock Mid Cap Value Opportunities Fund C000006999 Investor B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-07177 0000918848 BLACKROCK MID CAP VALUE OPPORTUNITIES SERIES INC. 30 S000002541 BlackRock Mid Cap Value Opportunities Fund C000007000 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004033 BlackRock New Jersey Municipal Bond Fund C000011312 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004033 BlackRock New Jersey Municipal Bond Fund C000038245 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004033 BlackRock New Jersey Municipal Bond Fund C000011309 Investor A1 NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004033 BlackRock New Jersey Municipal Bond Fund C000038246 Investor B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004033 BlackRock New Jersey Municipal Bond Fund C000011310 Investor B1 NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004033 BlackRock New Jersey Municipal Bond Fund C000038247 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004033 BlackRock New Jersey Municipal Bond Fund C000011311 Investor C1 NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004033 BlackRock New Jersey Municipal Bond Fund C000038248 Service NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004034 BlackRock New York Municipal Bond Fund C000011316 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004034 BlackRock New York Municipal Bond Fund C000038358 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004034 BlackRock New York Municipal Bond Fund C000011313 Investor A1 NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004034 BlackRock New York Municipal Bond Fund C000011314 Investor B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004034 BlackRock New York Municipal Bond Fund C000038359 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004034 BlackRock New York Municipal Bond Fund C000011315 Investor C1 NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004035 BlackRock Pennsylvania Municipal Bond Fund C000011320 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004035 BlackRock Pennsylvania Municipal Bond Fund C000038303 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004035 BlackRock Pennsylvania Municipal Bond Fund C000011317 Investor A1 NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004035 BlackRock Pennsylvania Municipal Bond Fund C000038304 Investor B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004035 BlackRock Pennsylvania Municipal Bond Fund C000011318 Investor B1 NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004035 BlackRock Pennsylvania Municipal Bond Fund C000038305 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004035 BlackRock Pennsylvania Municipal Bond Fund C000011319 Investor C1 NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004035 BlackRock Pennsylvania Municipal Bond Fund C000038306 Service NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000011867 BlackRock High Yield Municipal Fund C000032428 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000011867 BlackRock High Yield Municipal Fund C000032425 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000011867 BlackRock High Yield Municipal Fund C000032427 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002332 BlackRock Municipal Fund C000006113 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002332 BlackRock Municipal Fund C000006110 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002332 BlackRock Municipal Fund C000006111 Investor B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002332 BlackRock Municipal Fund C000038032 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002332 BlackRock Municipal Fund C000006112 Investor C1 NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002334 BlackRock National Municipal Fund C000100250 BlackRock Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002334 BlackRock National Municipal Fund C000006121 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002334 BlackRock National Municipal Fund C000006118 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002334 BlackRock National Municipal Fund C000006119 Investor B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002334 BlackRock National Municipal Fund C000100251 Investor B1 Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002334 BlackRock National Municipal Fund C000038033 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002334 BlackRock National Municipal Fund C000006120 Investor C1 NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002334 BlackRock National Municipal Fund C000100249 Service Shares NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002335 BlackRock Short-Term Municipal Fund C000038035 BlackRock NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002335 BlackRock Short-Term Municipal Fund C000006125 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002335 BlackRock Short-Term Municipal Fund C000038034 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002335 BlackRock Short-Term Municipal Fund C000006122 Investor A1 NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002335 BlackRock Short-Term Municipal Fund C000006123 Investor B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002335 BlackRock Short-Term Municipal Fund C000006124 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002335 BlackRock Short-Term Municipal Fund C000038044 Service NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04802 0000799113 BLACKROCK MUNICIPAL SERIES TRUST 30 S000004053 BlackRock Intermediate Municipal Fund of BlackRock Municipal Series Trust C000011342 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04802 0000799113 BLACKROCK MUNICIPAL SERIES TRUST 30 S000004053 BlackRock Intermediate Municipal Fund of BlackRock Municipal Series Trust C000038983 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04802 0000799113 BLACKROCK MUNICIPAL SERIES TRUST 30 S000004053 BlackRock Intermediate Municipal Fund of BlackRock Municipal Series Trust C000011339 Investor A1 NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04802 0000799113 BLACKROCK MUNICIPAL SERIES TRUST 30 S000004053 BlackRock Intermediate Municipal Fund of BlackRock Municipal Series Trust C000011340 Investor B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04802 0000799113 BLACKROCK MUNICIPAL SERIES TRUST 30 S000004053 BlackRock Intermediate Municipal Fund of BlackRock Municipal Series Trust C000038984 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04282 0000766555 BLACKROCK NATURAL RESOURCES TRUST 30 S000002176 BLACKROCK NATURAL RESOURCES TRUST C000005586 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04282 0000766555 BLACKROCK NATURAL RESOURCES TRUST 30 S000002176 BLACKROCK NATURAL RESOURCES TRUST C000005583 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04282 0000766555 BLACKROCK NATURAL RESOURCES TRUST 30 S000002176 BLACKROCK NATURAL RESOURCES TRUST C000005584 Investor B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-04282 0000766555 BLACKROCK NATURAL RESOURCES TRUST 30 S000002176 BLACKROCK NATURAL RESOURCES TRUST C000005585 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02661 0000202741 BLACKROCK PACIFIC FUND, INC. 30 S000002248 BLACKROCK PACIFIC FUND, INC. C000005809 Class R NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02661 0000202741 BLACKROCK PACIFIC FUND, INC. 30 S000002248 BLACKROCK PACIFIC FUND, INC. C000005808 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02661 0000202741 BLACKROCK PACIFIC FUND, INC. 30 S000002248 BLACKROCK PACIFIC FUND, INC. C000005805 Investor A NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02661 0000202741 BLACKROCK PACIFIC FUND, INC. 30 S000002248 BLACKROCK PACIFIC FUND, INC. C000005806 Investor B NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-02661 0000202741 BLACKROCK PACIFIC FUND, INC. 30 S000002248 BLACKROCK PACIFIC FUND, INC. C000005807 Investor C NULL 100 BELLEVUE PARKWAY WILMINGTON 19809 DE NULL 811-03091 0000319108 BlackRock Series Fund, Inc. 30 S000003863 BlackRock Balanced Capital Portfolio C000010829 BlackRock Balanced Capital Portfolio NULL 100 BELEVUE PARKWAY WILMINGTON 19809 DE NULL 811-03091 0000319108 BlackRock Series Fund, Inc. 30 S000003863 BlackRock Balanced Capital Portfolio C000010829 BlackRock Balanced Capital Portfolio NULL 100 BELEVUE PARKWAY WILMINGTON 19809 DE NULL 811-03091 0000319108 BlackRock Series Fund, Inc. 30 S000003867 BlackRock Capital Appreciation Portfolio C000010833 BlackRock Capital Appreciation Portfolio NULL 100 BELEVUE PARKWAY WILMINGTON 19809 DE NULL 811-03091 0000319108 BlackRock Series Fund, Inc. 30 S000003867 BlackRock Capital Appreciation Portfolio C000010833 BlackRock Capital Appreciation Portfolio NULL 100 BELEVUE PARKWAY WILMINGTON 19809 DE NULL 811-03091 0000319108 BlackRock Series Fund, Inc. 30 S000003866 BlackRock Global Allocation Portfolio C000010832 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LISLE 60532 IL 2455 CORPORATE WEST DRIVE 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000031949 Guggenheim International High Dividend ETF C000099456 Guggenheim International High Dividend ETF NULL C/O CLAYMORE SECURITIES, INC. LISLE 60532 IL 2455 CORPORATE WEST DRIVE 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000017282 Guggenheim International Multi-Asset Income ETF C000047827 Guggenheim International Multi-Asset Income ETF HGI C/O CLAYMORE SECURITIES, INC. LISLE 60532 IL 2455 CORPORATE WEST DRIVE 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000017279 Guggenheim S&P Global Water Index ETF C000047824 Guggenheim S&P Global Water Index ETF CGW C/O CLAYMORE SECURITIES, INC. LISLE 60532 IL 2455 CORPORATE WEST DRIVE 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000029421 Guggenheim Shipping ETF C000090353 Guggenheim Shipping ETF SEA C/O CLAYMORE SECURITIES, INC. LISLE 60532 IL 2455 CORPORATE WEST DRIVE 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000031948 Guggenheim Small-Mid Cap BRIC ETF C000099455 Guggenheim Small-Mid Cap BRIC ETF NULL C/O CLAYMORE SECURITIES, INC. LISLE 60532 IL 2455 CORPORATE WEST DRIVE 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000022000 Guggenheim Solar ETF C000063197 Guggenheim Solar ETF TAN C/O CLAYMORE SECURITIES, INC. LISLE 60532 IL 2455 CORPORATE WEST DRIVE 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000019498 Guggenheim Timber ETF C000054146 Guggenheim Timber ETF CUT C/O CLAYMORE SECURITIES, INC. LISLE 60532 IL 2455 CORPORATE WEST DRIVE 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000031992 Guggenheim Yuan Bond ETF C000099595 Guggenheim Yuan Bond ETF RMB C/O CLAYMORE SECURITIES, INC. LISLE 60532 IL 2455 CORPORATE WEST DRIVE 811-05038 0000811161 CLEARWATER INVESTMENT TRUST 30 S000000697 Clearwater Core Equity Fund C000002050 Clearwater Core Equity Fund QWVPX 2000 WELLS FARGO PLACE ST PAUL 55101-4930 MN 30 EAST 7TH STREET 811-05038 0000811161 CLEARWATER INVESTMENT TRUST 30 S000024756 CLEARWATER INTERNATIONAL FUND C000073549 CLEARWATER INTERNATIONAL FUND QCVAX 2000 WELLS FARGO PLACE ST PAUL 55101-4930 MN 30 EAST 7TH STREET 811-05038 0000811161 CLEARWATER INVESTMENT TRUST 30 S000000698 Clearwater Small Companies Fund C000002051 Clearwater Small Companies Fund QWVOX 2000 WELLS FARGO PLACE ST PAUL 55101-4930 MN 30 EAST 7TH STREET 811-05038 0000811161 CLEARWATER INVESTMENT TRUST 30 S000000699 Clearwater Tax-Exempt Bond Fund C000002052 Clearwater Tax-Exempt Bond Fund QWVQX 2000 WELLS FARGO PLACE ST PAUL 55101-4930 MN 30 EAST 7TH STREET 811-03931 0000736978 CLIPPER FUND INC 30 S000010576 CLIPPER FUND INC C000029216 CLIPPER FUND INC CFIMX 2949 E. ELVIRA ROAD TUCSON 85756 AZ SUITE 101 811-21260 0001208252 CM ADVISORS FAMILY OF FUNDS 30 S000010534 CM Advisors Fixed Income Fund C000029067 CM Advisors Fixed Income Fund CMFIX 805 LAS CIMAS PARKWAY AUSTIN 78746 TX SUITE 430 811-21260 0001208252 CM ADVISORS FAMILY OF FUNDS 30 S000010533 CM Advisors Fund C000102312 Class C Shares CMCFX 805 LAS CIMAS PARKWAY AUSTIN 78746 TX SUITE 430 811-21260 0001208252 CM ADVISORS FAMILY OF FUNDS 30 S000010533 CM Advisors Fund C000029066 Class I Shares CMAFX 805 LAS CIMAS PARKWAY AUSTIN 78746 TX SUITE 430 811-21260 0001208252 CM ADVISORS FAMILY OF FUNDS 30 S000010533 CM Advisors Fund C000102313 Class R Shares CMFRX 805 LAS CIMAS PARKWAY AUSTIN 78746 TX SUITE 430 811-21260 0001208252 CM ADVISORS FAMILY OF FUNDS 30 S000030164 CM Advisors Opportunity Fund C000092822 CM Advisors Opportunity Fund CMOGX 805 LAS CIMAS PARKWAY AUSTIN 78746 TX SUITE 430 811-21260 0001208252 CM ADVISORS FAMILY OF FUNDS 30 S000030165 CM Advisors Small Cap Value Fund C000102314 Class C Shares CMCOX 805 LAS CIMAS PARKWAY AUSTIN 78746 TX SUITE 430 811-21260 0001208252 CM ADVISORS FAMILY OF FUNDS 30 S000030165 CM Advisors Small Cap Value Fund C000092823 Class I Shares CMOVX 805 LAS CIMAS PARKWAY AUSTIN 78746 TX SUITE 430 811-21260 0001208252 CM ADVISORS FAMILY OF FUNDS 30 S000030165 CM Advisors Small Cap Value Fund C000102315 Class R Shares CMRVX 805 LAS CIMAS PARKWAY AUSTIN 78746 TX SUITE 430 811-08260 0000916873 CMFG VARIABLE ANNUITY ACCOUNT 32 S000010209 CMFG Variable Annuity Account C000060836 MEMBERS Choice Variable Annuity NULL 2000 HERITAGE WAY WAVERLY 50677 IA NULL 811-08260 0000916873 CMFG VARIABLE ANNUITY ACCOUNT 32 S000010209 CMFG Variable Annuity Account C000060835 MEMBERS Variable Annuity NULL 2000 HERITAGE WAY WAVERLY 50677 IA NULL 811-08260 0000916873 CMFG VARIABLE ANNUITY ACCOUNT 32 S000010209 CMFG Variable Annuity Account C000060837 MEMBERS Variable Annuity II NULL 2000 HERITAGE WAY WAVERLY 50677 IA NULL 811-08260 0000916873 CMFG VARIABLE ANNUITY ACCOUNT 32 S000010209 CMFG Variable Annuity Account C000060839 MEMBERS Variable Annuity III NULL 2000 HERITAGE WAY WAVERLY 50677 IA NULL 811-03915 0000732726 CMFG VARIABLE LIFE INSURANCE ACCOUNT 33 S000010316 CMFG Variable Life Insurance Account C000060833 MEMBERS Variable Universal Life NULL 2000 HERITAGE WAY WAVERLY 50677 IA NULL 811-03915 0000732726 CMFG VARIABLE LIFE INSURANCE ACCOUNT 33 S000010316 CMFG Variable Life Insurance Account C000060834 MEMBERS Variable Universal Life II NULL 2000 HERITAGE WAY WAVERLY 50677 IA NULL 811-03915 0000732726 CMFG VARIABLE LIFE INSURANCE ACCOUNT 33 S000010316 CMFG Variable Life Insurance Account C000060838 Ultra Vers-ALL LIFE NULL 2000 HERITAGE WAY WAVERLY 50677 IA NULL 811-02587 0000310771 CML ACCUMULATION ANNUITY ACCOUNT E 32 S000007728 CML ACCUMULATION ANNUITY ACCOUNT E C000021021 Account E NULL 100 BRIGHT MEADOW BOULEVARD ENFIELD 06082 CT NULL 811-01733 0000021166 CML VARIABLE ANNUITY ACCOUNT A 32 S000007811 CML VARIABLE ANNUITY ACCOUNT A C000021285 Account A NULL 100 BRIGHT MEADOW BOULEVARD ENFIELD 06082 CT NULL 811-01918 0000021167 CML VARIABLE ANNUITY ACCOUNT B 32 S000007812 CML VARIABLE ANNUITY ACCOUNT B C000021286 Account B NULL 100 BRIGHT MEADOW BOULEVARD ENFIELD 06082 CT NULL 811-07923 0001026977 CNI CHARTER FUNDS 30 S000005765 AHA BALANCED FUND C000015846 AHA BALANCED FUND - INSTITUTIONAL AHBPX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA NULL 811-07923 0001026977 CNI CHARTER FUNDS 30 S000005770 AHA DIVERSIFIED EQUITY FUND C000015854 AHA DIVERSIFIED EQUITY FUND - CLASS N AHADX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA NULL 811-07923 0001026977 CNI CHARTER FUNDS 30 S000005770 AHA DIVERSIFIED EQUITY FUND C000015855 AHA DIVERSIFIED EQUITY FUND - INSTITUTIONAL AHDEX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA NULL 811-07923 0001026977 CNI CHARTER FUNDS 30 S000005742 AHA FULL MATURITY FIXED INCOME FUND C000015766 AHA FULL MATURITY FIXED INCOME FUND - CLASS N AHAFX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA NULL 811-07923 0001026977 CNI CHARTER FUNDS 30 S000005742 AHA FULL MATURITY FIXED INCOME FUND C000015767 AHA FULL MATURITY FIXED INCOME FUND - INSTITUTIONAL AHFMX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA NULL 811-07923 0001026977 CNI CHARTER FUNDS 30 S000005763 AHA LIMITED MATURITY FIXED INCOME FUND C000015839 AHA LIMITED MATURITY FIXED INCOME FUND - 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EXEMPT BOND FUND C000016006 CNI CHARTER CALIFORNIA TAX - EXEMPT BOND FUND - SERVICING CNTIX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA NULL 811-07923 0001026977 CNI CHARTER FUNDS 30 S000005834 CNI CHARTER CALIFORNIA TAX EXEMPT MONEY MARKET FUND C000016002 CNI CHARTER CALIFORNIA TAX EXEMPT MONEY MARKET FUND - CLASS N CNEXX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA NULL 811-07923 0001026977 CNI CHARTER FUNDS 30 S000005834 CNI CHARTER CALIFORNIA TAX EXEMPT MONEY MARKET FUND C000016004 CNI CHARTER CALIFORNIA TAX EXEMPT MONEY MARKET FUND - CLASS S CEMXX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA NULL 811-07923 0001026977 CNI CHARTER FUNDS 30 S000005834 CNI CHARTER CALIFORNIA TAX EXEMPT MONEY MARKET FUND C000016003 CNI CHARTER CALIFORNIA TAX EXEMPT MONEY MARKET FUND - INSTITUTIONAL CNTXX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA NULL 811-07923 0001026977 CNI CHARTER FUNDS 30 S000005836 CNI CHARTER CORPORATE BOND FUND C000016007 CNI CHARTER CORPORATE BOND FUND - CLASS N CCBAX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA NULL 811-07923 0001026977 CNI CHARTER FUNDS 30 S000005836 CNI CHARTER CORPORATE BOND FUND C000016008 CNI CHARTER CORPORATE BOND FUND - 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C000018881 Retirement Select Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005084 Bond Market Account C000018882 Retirement Select Plus Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005084 Bond Market Account C000018883 Retirement Select Plus II Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005084 Bond Market Account C000018879 Rollover Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005084 Bond Market Account C000018880 Roth Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005084 Bond Market Account C000018878 Supplemental Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005083 Equity Index Account C000065750 ATRAs (After Tax Retirement Annuities) NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005083 Equity Index Account C000018853 Group Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005083 Equity Index Account C000018851 Group Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005083 Equity Index Account C000018852 Group Supplemental Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005083 Equity Index Account C000018854 Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005083 Equity Index Account C000018862 Keogh Certificate NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005083 Equity Index Account C000013870 Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005083 Equity Index Account C000018860 Retirement Choice Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005083 Equity Index Account C000018861 Retirement Choice Plus Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005083 Equity Index Account C000018857 Retirement Select Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005083 Equity Index Account C000018858 Retirement Select Plus Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005083 Equity Index Account C000018859 Retirement Select Plus II Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005083 Equity Index Account C000018855 Rollover Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005083 Equity Index Account C000018856 Roth Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005083 Equity Index Account C000018850 Supplemental Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005081 Global Equities Account C000065748 ATRAs (After Tax Retirement Annuities) NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005081 Global Equities Account C000018829 Group Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005081 Global Equities Account C000018827 Group Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005081 Global Equities Account C000018828 Group Supplemental Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005081 Global Equities Account C000018830 Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005081 Global Equities Account C000018826 Keogh Certificate NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005081 Global Equities Account C000013868 Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005081 Global Equities Account C000018824 Retirement Choice Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005081 Global Equities Account C000018825 Retirement Choice Plus Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005081 Global Equities Account C000018821 Retirement Select Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005081 Global Equities Account C000018822 Retirement Select Plus Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005081 Global Equities Account C000018823 Retirement Select Plus II Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005081 Global Equities Account C000018819 Rollover Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005081 Global Equities Account C000018820 Roth Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005081 Global Equities Account C000018818 Supplemental Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005082 Growth Account C000065749 ATRAs (After Tax Retirement Annuities) NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005082 Growth Account C000018844 Group Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005082 Growth Account C000018842 Group Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005082 Growth Account C000018843 Group Supplemental Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005082 Growth Account C000018845 Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005082 Growth Account C000018841 Keogh Certificate NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005082 Growth Account C000013869 Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005082 Growth Account C000018839 Retirement Choice Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005082 Growth Account C000018840 Retirement Choice Plus Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005082 Growth Account C000018836 Retirement Select Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005082 Growth Account C000018837 Retirement Select Plus Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005082 Growth Account C000018838 Retirement Select Plus II Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005082 Growth Account C000018834 Rollover Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005082 Growth Account C000018835 Roth Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005082 Growth Account C000018833 Supplemental Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005085 Inflation-Linked Bond Account C000065752 ATRAs (After Tax Retirement Annuities) NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005085 Inflation-Linked Bond Account C000018902 Group Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005085 Inflation-Linked Bond Account C000018900 Group Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005085 Inflation-Linked Bond Account C000018901 Group Supplemental Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005085 Inflation-Linked Bond Account C000018903 Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005085 Inflation-Linked Bond Account C000018899 Keogh Certificate NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005085 Inflation-Linked Bond Account C000013872 Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005085 Inflation-Linked Bond Account C000018897 Retirement Choice Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005085 Inflation-Linked Bond Account C000018898 Retirement Choice Plus Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005085 Inflation-Linked Bond Account C000018894 Retirement Select Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005085 Inflation-Linked Bond Account C000018895 Retirement Select Plus Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005085 Inflation-Linked Bond Account C000018896 Retirement Select Plus II Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005085 Inflation-Linked Bond Account C000018892 Rollover Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005085 Inflation-Linked Bond Account C000018893 Roth Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005085 Inflation-Linked Bond Account C000018891 Supplemental Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005087 Money Market Account C000065754 ATRAs (After Tax Retirement Annuities) NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005087 Money Market Account C000018938 Group Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005087 Money Market Account C000018936 Group Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005087 Money Market Account C000018937 Group Supplemental Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005087 Money Market Account C000018939 Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005087 Money Market Account C000018935 Keogh Certificate NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005087 Money Market Account C000013874 Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005087 Money Market Account C000018933 Retirement Choice Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005087 Money Market Account C000018934 Retirement Choice Plus Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005087 Money Market Account C000018930 Retirement Select Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005087 Money Market Account C000018931 Retirement Select Plus Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005087 Money Market Account C000018932 Retirement Select Plus II Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005087 Money Market Account C000018928 Rollover Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005087 Money Market Account C000018929 Roth Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005087 Money Market Account C000018927 Supplemental Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005086 Social Choice Account C000065753 ATRAs (After Tax Retirement Annuities) NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005086 Social Choice Account C000018925 Group Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005086 Social Choice Account C000018923 Group Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005086 Social Choice Account C000018924 Group Supplemental Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005086 Social Choice Account C000018926 Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005086 Social Choice Account C000018922 Keogh Certificate NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005086 Social Choice Account C000013873 Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005086 Social Choice Account C000018920 Retirement Choice Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005086 Social Choice Account C000018921 Retirement Choice Plus Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005086 Social Choice Account C000018917 Retirement Select Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005086 Social Choice Account C000018918 Retirement Select Plus Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005086 Social Choice Account C000018919 Retirement Select Plus II Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005086 Social Choice Account C000018915 Rollover Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005086 Social Choice Account C000018916 Roth Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005086 Social Choice Account C000018914 Supplemental Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005080 Stock Account C000065747 ATRAs (After Tax Retirement Annuities) NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005080 Stock Account C000018668 Group Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005080 Stock Account C000018666 Group Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005080 Stock Account C000018667 Group Supplemental Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005080 Stock Account C000018669 Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005080 Stock Account C000018665 Keogh Certificate NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005080 Stock Account C000013867 Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005080 Stock Account C000018663 Retirement Choice Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005080 Stock Account C000018664 Retirement Choice Plus Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005080 Stock Account C000018672 Retirement Select Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005080 Stock Account C000018673 Retirement Select Plus Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005080 Stock Account C000018662 Retirement Select Plus II Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005080 Stock Account C000018670 Rollover Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005080 Stock Account C000018671 Roth Individual Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-04415 0000777535 COLLEGE RETIREMENT EQUITIES FUND 31 S000005080 Stock Account C000018661 Supplemental Retirement Annuity NULL 730 THIRD AVE NEW YORK 10017 NY NULL 811-05009 0000810744 COLORADO BONDSHARES A TAX EXEMPT FUND 30 S000012064 COLORADO BONDSHARES A TAX EXEMPT FUND C000032818 COLORADO BONDSHARES A TAX EXEMPT FUND HICOX 1200 17TH STREET DENVER 80202-5835 CO SUITE 1000 811-01829 0000002110 COLUMBIA ACORN TRUST 30 S000033622 Columbia Acorn Emerging Markets Fund C000103328 Columbia Acorn Emerging Markets Fund Class A CAGAX 227 W MONROE STE 3000 CHICAGO 60606 IL NULL 811-01829 0000002110 COLUMBIA ACORN TRUST 30 S000033622 Columbia Acorn Emerging Markets Fund C000103329 Columbia Acorn Emerging Markets Fund Class C CGMCX 227 W MONROE STE 3000 CHICAGO 60606 IL NULL 811-01829 0000002110 COLUMBIA ACORN TRUST 30 S000033622 Columbia Acorn Emerging Markets Fund C000103330 Columbia Acorn Emerging Markets Fund Class I CATIX 227 W MONROE STE 3000 CHICAGO 60606 IL NULL 811-01829 0000002110 COLUMBIA ACORN TRUST 30 S000033622 Columbia Acorn Emerging Markets Fund C000103331 Columbia Acorn Emerging Markets Fund Class Z CEFZX 227 W MONROE STE 3000 CHICAGO 60606 IL NULL 811-01829 0000002110 COLUMBIA ACORN TRUST 30 S000033621 Columbia Acorn European Fund C000103324 Columbia Acorn European Fund Class A CAEAX 227 W MONROE STE 3000 CHICAGO 60606 IL NULL 811-01829 0000002110 COLUMBIA ACORN TRUST 30 S000033621 Columbia Acorn European Fund C000103325 Columbia Acorn European Fund Class C CAECX 227 W MONROE STE 3000 CHICAGO 60606 IL NULL 811-01829 0000002110 COLUMBIA ACORN TRUST 30 S000033621 Columbia Acorn European Fund C000103326 Columbia Acorn European Fund Class I CAFIX 227 W MONROE STE 3000 CHICAGO 60606 IL NULL 811-01829 0000002110 COLUMBIA ACORN TRUST 30 S000033621 Columbia Acorn European Fund C000103327 Columbia Acorn European Fund Class Z CAEZX 227 W MONROE STE 3000 CHICAGO 60606 IL NULL 811-01829 0000002110 COLUMBIA ACORN TRUST 30 S000009184 Columbia Acorn Fund C000024954 Columbia Acorn Fund Class A LACAX 227 W MONROE STE 3000 CHICAGO 60606 IL NULL 811-01829 0000002110 COLUMBIA ACORN TRUST 30 S000009184 Columbia Acorn Fund C000024955 Columbia Acorn Fund Class B LACBX 227 W MONROE STE 3000 CHICAGO 60606 IL NULL 811-01829 0000002110 COLUMBIA ACORN TRUST 30 S000009184 Columbia Acorn Fund C000024956 Columbia Acorn Fund Class C LIACX 227 W MONROE STE 3000 CHICAGO 60606 IL NULL 811-01829 0000002110 COLUMBIA ACORN TRUST 30 S000009184 Columbia Acorn Fund C000094632 Columbia Acorn Fund Class I CANIX 227 W MONROE STE 3000 CHICAGO 60606 IL NULL 811-01829 0000002110 COLUMBIA ACORN TRUST 30 S000009184 Columbia Acorn Fund C000024957 Columbia Acorn Fund Class Z ACRNX 227 W MONROE STE 3000 CHICAGO 60606 IL NULL 811-01829 0000002110 COLUMBIA ACORN TRUST 30 S000009185 Columbia Acorn International C000024958 Columbia Acorn International Class A LAIAX 227 W MONROE STE 3000 CHICAGO 60606 IL NULL 811-01829 0000002110 COLUMBIA ACORN TRUST 30 S000009185 Columbia Acorn International C000024959 Columbia Acorn International Class B LIABX 227 W MONROE STE 3000 CHICAGO 60606 IL NULL 811-01829 0000002110 COLUMBIA ACORN TRUST 30 S000009185 Columbia Acorn 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International Opportunities Fund C000029906 Class C MCIOX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010804 Columbia Marsico International Opportunities Fund C000094658 Class I CMOIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010804 Columbia Marsico International Opportunities Fund C000029907 Class R CMORX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010804 Columbia Marsico International Opportunities Fund C000029908 Class Z NMOAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010783 Columbia Maryland Intermediate Municipal Bond Fund C000029812 Class A NMDMX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010783 Columbia Maryland Intermediate Municipal Bond Fund C000029813 Class B NMITX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010783 Columbia Maryland Intermediate Municipal Bond Fund C000029814 Class C NMINX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010783 Columbia Maryland Intermediate Municipal Bond Fund C000029815 Class Z NMDBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010805 Columbia Masters International Equity Portfolio C000029909 Class A CMTAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010805 Columbia Masters International Equity Portfolio C000029910 Class B CMTBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010805 Columbia Masters International Equity Portfolio C000029911 Class C CMTCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010805 Columbia Masters International Equity Portfolio C000029912 Class R CMERX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010805 Columbia Masters International Equity Portfolio C000029913 Class Z CMTZX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010826 Columbia Mid Cap Index Fund C000030054 Class A NTIAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010826 Columbia Mid Cap Index Fund C000094660 Class I CIDIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010826 Columbia Mid Cap Index Fund C000030055 Class Z NMPAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000029850 Class A CMUAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000029851 Class B CMUBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000029852 Class C CMUCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000094644 Class I CMVUX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000029853 Class R CMVRX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000094645 Class R4 CMUFX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000094646 Class W CMUWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000079026 Class Y CMVYX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000029854 Class Z NAMAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Multi-Advisor International Equity Fund C000029899 Class A NIIAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Multi-Advisor International Equity Fund C000029900 Class B NIENX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Multi-Advisor International Equity Fund C000029901 Class C NITRX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Multi-Advisor International Equity Fund C000094655 Class I CUAIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Multi-Advisor International Equity Fund C000029902 Class R CIERX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Multi-Advisor International Equity Fund C000094656 Class R4 CMEFX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Multi-Advisor International Equity Fund C000094657 Class W CMAWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Multi-Advisor International Equity Fund C000097721 Class Y CMIYX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Multi-Advisor International Equity Fund C000029903 Class Z NIEQX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010784 Columbia North Carolina Intermediate Municipal Bond Fund C000029816 Class A NNCIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010784 Columbia North Carolina Intermediate Municipal Bond Fund C000029817 Class B NNITX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010784 Columbia North Carolina Intermediate Municipal Bond Fund C000029818 Class C NNINX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010784 Columbia North Carolina Intermediate Municipal Bond Fund C000029819 Class Z NNIBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000021046 Columbia Overseas Value Fund C000059843 Class A NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000021046 Columbia Overseas Value Fund C000059844 Class C NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000021046 Columbia Overseas Value Fund C000101817 Class I COVIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000021046 Columbia Overseas Value Fund C000059845 Class R NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000021046 Columbia Overseas Value Fund C000101818 Class W COVWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000021046 Columbia Overseas Value Fund C000059846 Class Z COSZX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010777 Columbia Short Term Bond Fund C000029788 Class A NSTRX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010777 Columbia Short Term Bond Fund C000029789 Class B NSTFX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010777 Columbia Short Term Bond Fund C000029790 Class C NSTIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010777 Columbia Short Term Bond Fund 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FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010778 Columbia Short Term Municipal Bond Fund C000029793 Class B NSMNX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010778 Columbia Short Term Municipal Bond Fund C000029794 Class C NSMUX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010778 Columbia Short Term Municipal Bond Fund C000029795 Class Z NSMIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010800 Columbia Small Cap Growth Fund II C000029887 Class A NSCGX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010800 Columbia Small Cap Growth Fund II C000029888 Class B NCPBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010800 Columbia Small Cap Growth Fund II C000029889 Class C NCPCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010800 Columbia Small Cap Growth Fund II C000109946 Class I CSCGX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010800 Columbia Small Cap Growth Fund II C000029890 Class Z PSCPX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010827 Columbia Small Cap Index Fund C000030056 Class A NMSAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010827 Columbia Small Cap Index Fund C000097722 Class B CIDBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010827 Columbia Small Cap Index Fund C000109948 Class I CSIIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010827 Columbia Small Cap Index Fund C000097723 Class R4 CIDUX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010827 Columbia Small Cap Index Fund C000030057 Class Z NMSCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010793 Columbia Small Cap Value Fund II C000029855 Class A COVAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010793 Columbia Small Cap Value Fund II C000029856 Class B COVBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010793 Columbia Small Cap Value Fund II C000029857 Class C COVCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010793 Columbia Small Cap Value Fund II C000094647 Class I CSLIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010793 Columbia Small Cap Value Fund II C000029858 Class R CCTRX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010793 Columbia Small Cap Value Fund II C000029859 Class Z NSVAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010786 Columbia South Carolina Intermediate Municipal Bond Fund C000029825 Class A NSCIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010786 Columbia South Carolina Intermediate Municipal Bond Fund C000029826 Class B NISCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010786 Columbia South Carolina Intermediate Municipal Bond Fund C000029827 Class C NSICX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010786 Columbia South Carolina Intermediate Municipal Bond Fund C000029828 Class Z NSCMX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010828 Columbia Total Return Bond Fund C000030058 Class A NSFAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010828 Columbia Total Return Bond Fund C000030059 Class B NSFNX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010828 Columbia Total Return Bond Fund C000030060 Class C NSFCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010828 Columbia Total Return Bond Fund C000030061 Class Z NSFIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010788 Columbia Virginia Intermediate Municipal Bond Fund C000029833 Class A NVAFX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010788 Columbia Virginia Intermediate Municipal Bond Fund C000029834 Class B NVANX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010788 Columbia Virginia Intermediate Municipal Bond Fund C000029835 Class C NVRCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010788 Columbia Virginia Intermediate Municipal Bond Fund C000029836 Class Z NVABX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010822 Corporate Bond Portfolio C000030048 Corporate Bond Portfolio Shares NCOBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010823 Mortgage- and Asset-Backed Portfolio C000030049 Mortgage- and Asset-Backed Portfolio Shares NMTGX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000036207 Active Portfolios Multi-Manager Alternative Strategies Fund C000110858 Class A CPASX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000036205 Active Portfolios Multi-Manager Core Plus Bond Fund C000110856 Class A CMCPX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000036206 Active Portfolios Multi-Manager Small Cap Equity Fund C000110857 Class A CSCEX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000027194 CMG Ultra Short Term Bond Fund C000082083 CMG Ultra Short Term Bond Fund CMGUX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000036204 Columbia Active Portfolios - Select Large Cap Growth Fund C000110855 Class A CSLGX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012076 Columbia Asset Allocation Fund C000032882 Class A LAAAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012076 Columbia Asset Allocation Fund C000032883 Class B LAABX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012076 Columbia Asset Allocation Fund C000032884 Class C 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811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012086 Columbia Connecticut Intermediate Municipal Bond Fund C000032936 Class A LCTAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012086 Columbia Connecticut Intermediate Municipal Bond Fund C000032937 Class B LCTBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012086 Columbia Connecticut Intermediate Municipal Bond Fund C000032938 Class C LCTCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012086 Columbia Connecticut Intermediate Municipal Bond Fund C000032940 Class T GCBAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012086 Columbia Connecticut Intermediate Municipal Bond Fund C000032941 Class Z SCTEX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012091 Columbia Connecticut Tax-Exempt Fund C000032963 Class A COCTX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012091 Columbia Connecticut Tax-Exempt Fund C000032964 Class B CCTBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012091 Columbia Connecticut Tax-Exempt Fund C000032965 Class C CCTCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012091 Columbia Connecticut Tax-Exempt Fund C000094694 Class Z CCTZX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012126 Columbia Conservative High Yield Fund C000033072 Class A CHGAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012126 Columbia Conservative High Yield Fund C000033073 Class B CHGBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012126 Columbia Conservative High Yield Fund C000033074 Class C CHDCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012126 Columbia Conservative High Yield Fund C000078992 Class Y CHYYX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012126 Columbia Conservative High Yield Fund C000033076 Class Z CMHYX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012077 Columbia Contrarian Core Fund C000032888 Class A LCCAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012077 Columbia Contrarian Core Fund C000032889 Class B LCCBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012077 Columbia Contrarian Core Fund C000032890 Class C LCCCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012077 Columbia Contrarian Core Fund C000094684 Class I CCCIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012077 Columbia Contrarian Core Fund C000094681 Class R CCCRX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012077 Columbia Contrarian Core Fund C000094682 Class R4 CCRFX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012077 Columbia Contrarian Core Fund C000032892 Class T SGIEX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012077 Columbia Contrarian Core Fund C000094683 Class W CTRWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012077 Columbia Contrarian Core Fund C000032893 Class Z SMGIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012100 Columbia Core Bond Fund C000032995 Class A LQPAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012100 Columbia Core Bond Fund C000032996 Class B LQPBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012100 Columbia Core Bond Fund C000032997 Class C LQPCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012100 Columbia Core Bond Fund C000032999 Class T GAHQX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012100 Columbia Core Bond Fund C000033000 Class Z GHQTX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012096 Columbia Corporate Income Fund C000032979 Class A LIIAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012096 Columbia Corporate Income Fund C000032980 Class B CIOBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012096 Columbia Corporate Income Fund C000032981 Class C CIOCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012096 Columbia Corporate Income Fund C000094695 Class I CPTIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012096 Columbia Corporate Income Fund C000094696 Class W CPIWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012096 Columbia Corporate Income Fund C000032982 Class Z SRINX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012078 Columbia Disciplined Value Fund C000032894 Class A LEVAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012078 Columbia Disciplined Value Fund C000032895 Class B LEVBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012078 Columbia Disciplined Value Fund C000032896 Class C LEVCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012078 Columbia Disciplined Value Fund C000032898 Class T GALEX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012078 Columbia Disciplined Value Fund C000032899 Class Z GEVTX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012079 Columbia Dividend Income Fund C000032900 Class A LBSAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012079 Columbia Dividend Income Fund C000032901 Class B LBSBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012079 Columbia Dividend Income Fund C000032902 Class C LBSCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012079 Columbia Dividend Income Fund C000094685 Class I CDVIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012079 Columbia Dividend Income Fund C000061836 Class R CDIRX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012079 Columbia Dividend Income Fund C000032904 Class T GEQAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012079 Columbia Dividend Income Fund C000094686 Class W CDVWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012079 Columbia Dividend Income Fund C000032905 Class Z GSFTX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021572 Columbia Emerging Markets Fund C000061809 Class A Shares EEMAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021572 Columbia Emerging Markets Fund C000061810 Class C Shares EEMCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021572 Columbia Emerging Markets Fund C000094702 Class I CEHIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021572 Columbia Emerging Markets Fund C000094703 Class R CEMRX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021572 Columbia Emerging Markets Fund C000094704 Class W CEMWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021572 Columbia Emerging Markets Fund C000061811 Class Z Shares UMEMX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021573 Columbia Energy and Natural Resources Fund C000061812 Class A Shares EENAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021573 Columbia Energy and Natural Resources Fund C000094705 Class B CEGBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021573 Columbia Energy and Natural Resources Fund C000061813 Class C Shares EENCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021573 Columbia Energy and Natural Resources Fund C000094706 Class I CERIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021573 Columbia Energy and Natural Resources Fund C000094707 Class R CETRX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021573 Columbia Energy and Natural Resources Fund C000094708 Class R4 CEGFX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021573 Columbia Energy and Natural Resources Fund C000061814 Class Z Shares UMESX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010619 Columbia Federal Securities Fund C000029369 Class A CFSAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010619 Columbia Federal Securities Fund C000029370 Class B CFSOX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010619 Columbia Federal Securities Fund C000029371 Class C CFSCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010619 Columbia Federal Securities Fund C000029372 Class Z LFSZX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012069 Columbia Greater China Fund C000032843 Class A NGCAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012069 Columbia Greater China Fund C000032844 Class B NGCBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012069 Columbia Greater China Fund C000032845 Class C NGCCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012069 Columbia Greater China Fund C000105496 Class I CCINX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012069 Columbia Greater China Fund C000032846 Class Z LNGZX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010615 Columbia High Yield Municipal Fund C000029350 Class A LHIAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010615 Columbia High Yield Municipal Fund C000029351 Class B CHMBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010615 Columbia High Yield Municipal Fund C000029352 Class C CHMCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010615 Columbia High Yield Municipal Fund C000029353 Class Z SRHMX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012101 Columbia High Yield Opportunity Fund C000033001 Class A COLHX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012101 Columbia High Yield Opportunity Fund C000033002 Class B COHBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012101 Columbia High Yield Opportunity Fund C000033003 Class C CHYCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012101 Columbia High Yield Opportunity Fund C000033004 Class Z LHYZX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012097 Columbia Intermediate Bond Fund C000032983 Class A LIBAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012097 Columbia Intermediate Bond Fund C000032984 Class B LIBBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012097 Columbia Intermediate Bond Fund C000032985 Class C LIBCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012097 Columbia Intermediate Bond Fund C000094697 Class I CIMIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012097 Columbia Intermediate Bond Fund C000032986 Class R CIBRX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012097 Columbia Intermediate Bond Fund C000094698 Class W CIBWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012097 Columbia Intermediate Bond Fund C000032987 Class Z SRBFX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010623 Columbia Intermediate Municipal Bond Fund C000029387 Class A LITAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010623 Columbia Intermediate Municipal Bond Fund C000029388 Class B LITBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010623 Columbia Intermediate Municipal Bond Fund C000029389 Class C LITCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010623 Columbia Intermediate Municipal Bond Fund C000029391 Class T GIMAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010623 Columbia Intermediate Municipal Bond Fund C000029392 Class Z SETMX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000024212 Columbia International Bond Fund C000071070 Class A CNBAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000024212 Columbia International Bond Fund C000071071 Class C CNBCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000024212 Columbia International Bond Fund C000094718 Class I CIBIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000024212 Columbia International Bond Fund C000071072 Class Z CNBZX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021574 Columbia International Growth Fund C000061815 Class A Shares CGWAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021574 Columbia International Growth Fund C000061816 Class C Shares CGWCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021574 Columbia International Growth Fund C000061817 Class Z Shares UMINX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010622 Columbia International Stock Fund C000029381 Class A CISAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010622 Columbia International Stock Fund C000029382 Class B CISBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010622 Columbia International Stock Fund C000029383 Class C CSKCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010622 Columbia International Stock Fund C000078985 Class Y CSFYX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010622 Columbia International Stock Fund C000029386 Class Z CMISX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012081 Columbia Large Cap Growth Fund C000032910 Class A LEGAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012081 Columbia Large Cap Growth Fund C000032911 Class B LEGBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012081 Columbia Large Cap Growth Fund C000032912 Class C LEGCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012081 Columbia Large Cap Growth Fund C000034322 Class E CLGEX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012081 Columbia Large Cap Growth Fund C000034323 Class F CLGFX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012081 Columbia Large Cap Growth Fund C000094687 Class I CLGIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012081 Columbia Large Cap Growth Fund C000094688 Class R CGWRX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012081 Columbia Large Cap Growth Fund C000094689 Class R4 CLRUX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012081 Columbia Large Cap Growth Fund C000094690 Class R5 CLWFX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012081 Columbia Large Cap Growth Fund C000032914 Class T GAEGX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012081 Columbia Large Cap Growth Fund C000094691 Class W CLGWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012081 Columbia Large Cap Growth Fund C000078989 Class Y CGFYX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012081 Columbia Large Cap Growth Fund C000032915 Class Z GEGTX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012082 Columbia Liberty Fund C000032916 Class A COLFX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012082 Columbia Liberty Fund C000032917 Class B CCFBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012082 Columbia Liberty Fund C000032918 Class C CTCCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012082 Columbia Liberty Fund C000032919 Class Z CTCFX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012087 Columbia Massachusetts Intermediate Municipal Bond Fund C000032942 Class A LMIAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012087 Columbia Massachusetts Intermediate Municipal Bond Fund C000032943 Class B LMIBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012087 Columbia Massachusetts Intermediate Municipal Bond Fund C000032944 Class C LMICX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012087 Columbia Massachusetts Intermediate Municipal Bond Fund C000032946 Class T GMBAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012087 Columbia Massachusetts Intermediate Municipal Bond Fund C000032947 Class Z SEMAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012092 Columbia Massachusetts Tax-Exempt Fund C000032966 Class A COMAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012092 Columbia Massachusetts Tax-Exempt Fund C000032967 Class B CMABX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012092 Columbia Massachusetts Tax-Exempt Fund C000032968 Class C COMCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012092 Columbia Massachusetts Tax-Exempt Fund C000106576 Class Z CMSZX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021571 Columbia Mid Cap Core Fund C000061805 Class A Shares CMRAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021571 Columbia Mid Cap Core Fund C000061806 Class C Shares CMRCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021571 Columbia Mid Cap Core Fund C000061807 Class R Shares URVEX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021571 Columbia Mid Cap Core Fund C000061808 Class Z Shares UMVEX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012070 Columbia Mid Cap Growth Fund C000032847 Class A CBSAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012070 Columbia Mid Cap Growth Fund C000032848 Class B CBSBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012070 Columbia Mid Cap Growth Fund C000032849 Class C CMCCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012070 Columbia Mid Cap Growth Fund C000094668 Class I CMTIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012070 Columbia Mid Cap Growth Fund C000032852 Class R CMGRX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012070 Columbia Mid Cap Growth Fund C000094669 Class R5 CMGVX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012070 Columbia Mid Cap Growth Fund C000032853 Class T CBSTX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012070 Columbia Mid Cap Growth Fund C000094670 Class W CMRWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012070 Columbia Mid Cap Growth Fund C000078986 Class Y CMGYX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012070 Columbia Mid Cap Growth Fund C000032854 Class Z CLSPX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012088 Columbia New Jersey Intermediate Municipal Bond Fund C000032948 Class A LNIAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012088 Columbia New Jersey Intermediate Municipal Bond Fund C000032949 Class B LNIBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012088 Columbia New Jersey Intermediate Municipal Bond Fund C000032950 Class C LNICX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012088 Columbia New Jersey Intermediate Municipal Bond Fund C000033905 Class T GNJAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012088 Columbia New Jersey Intermediate Municipal Bond Fund C000033906 Class Z GNJTX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012089 Columbia New York Intermediate Municipal Bond Fund C000032951 Class A LNYAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012089 Columbia New York Intermediate Municipal Bond Fund C000032952 Class B LNYBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012089 Columbia New York Intermediate Municipal Bond Fund C000032953 Class C LNYCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012089 Columbia New York Intermediate Municipal Bond Fund C000032955 Class T GANYX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012089 Columbia New York Intermediate Municipal Bond Fund C000032956 Class Z GNYTX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012093 Columbia New York Tax-Exempt Fund C000032969 Class A COLNX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012093 Columbia New York Tax-Exempt Fund C000032970 Class B CNYBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012093 Columbia New York Tax-Exempt Fund C000032971 Class C CNYCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012093 Columbia New York Tax-Exempt Fund C000106577 Class Z CNYZX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012071 Columbia Oregon Intermediate Municipal Bond Fund C000032858 Class A COEAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012071 Columbia Oregon Intermediate Municipal Bond Fund C000032859 Class B COEBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012071 Columbia Oregon Intermediate Municipal Bond Fund C000032860 Class C CORCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012071 Columbia Oregon Intermediate Municipal Bond Fund C000032862 Class Z CMBFX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021576 Columbia Pacific/Asia Fund C000061822 Class A Shares CASAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021576 Columbia Pacific/Asia Fund C000061823 Class C Shares CASCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021576 Columbia Pacific/Asia Fund C000094711 Class I Shares CPCIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021576 Columbia Pacific/Asia Fund C000061824 Class Z Shares USPAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012072 Columbia Real Estate Equity Fund C000032863 Class A CREAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012072 Columbia Real Estate Equity Fund C000032864 Class B CREBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012072 Columbia Real Estate Equity Fund C000032865 Class C CRECX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012072 Columbia Real Estate Equity Fund C000094671 Class I CREIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012072 Columbia Real Estate Equity Fund C000094672 Class R CRSRX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012072 Columbia Real Estate Equity Fund C000094673 Class R4 CRRFX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012072 Columbia Real Estate Equity Fund C000094674 Class R5 CRRVX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012072 Columbia Real Estate Equity Fund C000094675 Class W CREWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012072 Columbia Real Estate Equity Fund C000032867 Class Z CREEX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012090 Columbia Rhode Island Intermediate Municipal Bond Fund C000032957 Class A LRIAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012090 Columbia Rhode Island Intermediate Municipal Bond Fund C000032958 Class B LRIBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012090 Columbia Rhode Island Intermediate Municipal Bond Fund C000032959 Class C LRICX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012090 Columbia Rhode Island Intermediate Municipal Bond Fund C000032961 Class T GRBAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012090 Columbia Rhode Island Intermediate Municipal Bond Fund C000032962 Class Z GRITX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000037262 Columbia Risk Allocation Fund C000114818 Class A NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000037262 Columbia Risk Allocation Fund C000114819 Class C NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000037262 Columbia Risk Allocation Fund C000114820 Class I NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000037262 Columbia Risk Allocation Fund C000114821 Class R NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000037262 Columbia Risk Allocation Fund C000114822 Class R4 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000037262 Columbia Risk Allocation Fund C000114823 Class R5 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000037262 Columbia Risk Allocation Fund C000114824 Class W NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000037262 Columbia Risk Allocation Fund C000114825 Class Z NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021575 Columbia Select Large Cap Growth Fund C000061818 Class A Shares ELGAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021575 Columbia Select Large Cap Growth Fund C000061819 Class C Shares ELGCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021575 Columbia Select Large Cap Growth Fund C000094709 Class I Shares CSPIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021575 Columbia Select Large Cap Growth Fund C000061820 Class R Shares URLGX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021575 Columbia Select Large Cap Growth Fund C000094710 Class W Shares CSLWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021575 Columbia Select Large Cap Growth Fund C000061821 Class Z Shares UMLGX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021570 Columbia Select Opportunities Fund C000061802 Class A Shares EEOAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021570 Columbia Select Opportunities Fund C000061803 Class C Shares EEOCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021570 Columbia Select Opportunities Fund C000061804 Class Z Shares UMECX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021577 Columbia Select Small Cap Fund C000061825 Class A Shares ESCAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021577 Columbia Select Small Cap Fund C000061826 Class C Shares ESCCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021577 Columbia Select Small Cap Fund C000061827 Class R Shares URLCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021577 Columbia Select Small Cap Fund C000061828 Class Z Shares UMLCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021569 Columbia Short-Intermediate Bond Fund C000061799 Class A Shares CHOAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021569 Columbia Short-Intermediate Bond Fund C000061800 Class C Shares CHOCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021569 Columbia Short-Intermediate Bond Fund C000061801 Class Z Shares UIMIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012083 Columbia Small Cap Core Fund C000032920 Class A LSMAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012083 Columbia Small Cap Core Fund C000032921 Class B LSMBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012083 Columbia Small Cap Core Fund C000032922 Class C LSMCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012083 Columbia Small Cap Core Fund C000094692 Class I CPOIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012083 Columbia Small Cap Core Fund C000032924 Class T SSCEX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012083 Columbia Small Cap Core Fund C000094693 Class W CSCWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012083 Columbia Small Cap Core Fund C000032925 Class Z SMCEX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012073 Columbia Small Cap Growth Fund I C000032868 Class A CGOAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012073 Columbia Small Cap Growth Fund I C000032869 Class B CGOBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012073 Columbia Small Cap Growth Fund I C000032870 Class C CGOCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012073 Columbia Small Cap Growth Fund I C000094676 Class I CSWIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012073 Columbia Small Cap Growth Fund I C000094677 Class R CCRIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012073 Columbia Small Cap Growth Fund I C000078987 Class Y CSGYX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012073 Columbia Small Cap Growth Fund I C000032871 Class Z CMSCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012102 Columbia Small Cap Value Fund I C000033005 Class A CSMIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012102 Columbia Small Cap Value Fund I C000033006 Class B CSSBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012102 Columbia Small Cap Value Fund I C000033007 Class C CSSCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012102 Columbia Small Cap Value Fund I C000094700 Class I CVUIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012102 Columbia Small Cap Value Fund I C000094701 Class R CSVRX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012102 Columbia Small Cap Value Fund I C000078991 Class Y CSVYX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012102 Columbia Small Cap Value Fund I C000033008 Class Z CSCZX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010617 Columbia Strategic Income Fund C000029358 Class A COSIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010617 Columbia Strategic Income Fund C000029359 Class B CLSBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010617 Columbia Strategic Income Fund C000029360 Class C CLSCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010617 Columbia Strategic Income Fund C000094661 Class R CSNRX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010617 Columbia Strategic Income Fund C000094662 Class R4 CSIVX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010617 Columbia Strategic Income Fund C000094663 Class R5 CTIVX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010617 Columbia Strategic Income Fund C000094664 Class W CTTWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010617 Columbia Strategic Income Fund C000029362 Class Z LSIZX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012074 Columbia Strategic Investor Fund C000032872 Class A CSVAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012074 Columbia Strategic Investor Fund C000032873 Class B CSVBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012074 Columbia Strategic Investor Fund C000032874 Class C CSRCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012074 Columbia Strategic Investor Fund C000094678 Class I CEVIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012074 Columbia Strategic Investor Fund C000094679 Class R CSGRX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012074 Columbia Strategic Investor Fund C000094680 Class W CTVWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012074 Columbia Strategic Investor Fund C000078988 Class Y CLSYX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012074 Columbia Strategic Investor Fund C000032876 Class Z CSVFX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010620 Columbia Tax-Exempt Fund C000029373 Class A COLTX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010620 Columbia Tax-Exempt Fund C000029374 Class B CTEBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010620 Columbia Tax-Exempt Fund C000029375 Class C COLCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000010620 Columbia Tax-Exempt Fund C000029376 Class Z CTEZX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012075 Columbia Technology Fund C000032877 Class A CTCAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012075 Columbia Technology Fund C000032878 Class B CTCBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012075 Columbia Technology Fund C000032879 Class C CTHCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012075 Columbia Technology Fund C000032881 Class Z CMTFX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012098 Columbia U.S. Treasury Index Fund C000032988 Class A LUTAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012098 Columbia U.S. Treasury Index Fund C000032989 Class B LUTBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012098 Columbia U.S. Treasury Index Fund C000032990 Class C LUTCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012098 Columbia U.S. Treasury Index Fund C000094699 Class I CUTIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012098 Columbia U.S. Treasury Index Fund C000032991 Class Z IUTIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021578 Columbia Value and Restructuring Fund C000061829 Class A Shares EVRAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021578 Columbia Value and Restructuring Fund C000061830 Class C Shares EVRCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021578 Columbia Value and Restructuring Fund C000094712 Class I Shares CVRIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021578 Columbia Value and Restructuring Fund C000061831 Class R Shares URBIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021578 Columbia Value and Restructuring Fund C000094713 Class W Shares CVRWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000021578 Columbia Value and Restructuring Fund C000061832 Class Z Shares UMBIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-04367 0000773757 COLUMBIA FUNDS SERIES TRUST I 30 S000012099 Columbia World Equity Fund 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02110 MA NULL 811-21852 0001352280 Columbia Funds Series Trust II 30 S000019158 Columbia 120/20 Contrarian Equity Fund C000052953 Columbia 120/20 Contrarian Equity Fund Class I CCQIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-21852 0001352280 Columbia Funds Series Trust II 30 S000019158 Columbia 120/20 Contrarian Equity Fund C000094294 Columbia 120/20 Contrarian Equity Fund Class Z CCEZX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031378 Columbia Absolute Return Currency and Income Fund C000097613 Columbia Absolute Return Currency and Income Fund Class A RARAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031378 Columbia Absolute Return Currency and Income Fund C000097614 Columbia Absolute Return Currency and Income Fund Class B CARBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031378 Columbia Absolute Return Currency and Income Fund C000097615 Columbia Absolute Return Currency and Income Fund Class C RARCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031378 Columbia Absolute Return Currency and Income Fund C000097616 Columbia Absolute Return Currency and Income Fund Class I RVAIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031378 Columbia Absolute Return Currency and Income Fund C000097617 Columbia Absolute Return Currency and Income Fund Class W RACWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031378 Columbia Absolute Return Currency and Income Fund C000097618 Columbia Absolute Return Currency and Income Fund Class Z CACZX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031731 Columbia Absolute Return Emerging Markets Macro Fund C000098753 Columbia Absolute Return Emerging Markets Macro Fund Class A CMMAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031731 Columbia Absolute Return Emerging Markets Macro Fund C000098755 Columbia Absolute Return Emerging Markets Macro Fund Class B CMMBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031731 Columbia Absolute Return Emerging Markets Macro Fund C000098756 Columbia Absolute Return Emerging Markets Macro Fund Class C CMMCX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031731 Columbia Absolute Return Emerging Markets Macro Fund C000098757 Columbia Absolute Return Emerging Markets Macro Fund Class I CMMIX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031731 Columbia Absolute Return Emerging Markets Macro Fund C000098758 Columbia Absolute Return Emerging Markets Macro Fund Class R CMMRX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031731 Columbia Absolute Return Emerging Markets Macro Fund C000098762 Columbia Absolute Return Emerging Markets Macro Fund Class W CMMWX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031731 Columbia Absolute Return Emerging Markets Macro Fund C000098754 Columbia Absolute Return Emerging Markets Macro Fund Class Z CMMZX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031732 Columbia Absolute Return Enhanced Multi-Strategy Fund C000098763 Columbia Absolute Return Enhanced Multi-Strategy Fund Class A CEMAX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031732 Columbia Absolute Return Enhanced Multi-Strategy Fund C000098764 Columbia Absolute Return Enhanced Multi-Strategy Fund Class B CEMBX 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-21852 0001352280 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Columbia Variable Portfolio - High Income Fund C000030304 Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-08481 0001049787 COLUMBIA FUNDS VARIABLE INSURANCE TRUST I 30 S000010949 Columbia Variable Portfolio - High Income Fund C000030305 Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-08481 0001049787 COLUMBIA FUNDS VARIABLE INSURANCE TRUST I 30 S000010953 Columbia Variable Portfolio - Marsico 21st Century Fund C000030309 Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-08481 0001049787 COLUMBIA FUNDS VARIABLE INSURANCE TRUST I 30 S000010953 Columbia Variable Portfolio - Marsico 21st Century Fund C000038186 Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-08481 0001049787 COLUMBIA FUNDS VARIABLE INSURANCE TRUST I 30 S000010951 Columbia Variable Portfolio - Marsico Focused Equities Fund C000030307 Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-08481 0001049787 COLUMBIA FUNDS VARIABLE INSURANCE TRUST I 30 S000010951 Columbia Variable Portfolio - Marsico Focused Equities Fund C000038185 Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-08481 0001049787 COLUMBIA FUNDS VARIABLE INSURANCE TRUST I 30 S000010954 Columbia Variable Portfolio - Marsico Growth Fund C000030310 Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-08481 0001049787 COLUMBIA FUNDS VARIABLE INSURANCE TRUST I 30 S000010954 Columbia Variable Portfolio - Marsico Growth Fund C000038187 Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-08481 0001049787 COLUMBIA FUNDS VARIABLE INSURANCE TRUST I 30 S000010948 Columbia Variable Portfolio - Marsico International Opportunities Fund C000030303 Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-08481 0001049787 COLUMBIA FUNDS VARIABLE INSURANCE TRUST I 30 S000010955 Columbia Variable Portfolio - Mid Cap Growth Fund C000030311 Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-08481 0001049787 COLUMBIA FUNDS VARIABLE INSURANCE TRUST I 30 S000010955 Columbia Variable Portfolio - Mid Cap Growth Fund C000038188 Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019838 Columbia Variable Portfolio - Balanced Fund C000055675 Columbia VP - Balanced Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019849 Columbia Variable Portfolio - Cash Management Fund C000088773 Columbia VP - Cash Management Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019849 Columbia Variable Portfolio - Cash Management Fund C000088774 Columbia VP - Cash Management Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019849 Columbia Variable Portfolio - Cash Management Fund C000055686 Columbia VP - Cash Management Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019855 Columbia Variable Portfolio - Core Equity Fund C000055692 Columbia VP - Core Equity Fund NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019856 Columbia Variable Portfolio - Diversified Bond Fund C000088784 Columbia VP - Diversified Bond Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019856 Columbia Variable Portfolio - Diversified Bond Fund C000088783 Columbia VP - Diversified Bond Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019856 Columbia Variable Portfolio - Diversified Bond Fund C000055693 Columbia VP - Diversified Bond Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019857 Columbia Variable Portfolio - Diversified Equity Income Fund C000088785 Columbia VP - Diversified Equity Income Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019857 Columbia Variable Portfolio - Diversified Equity Income Fund C000088786 Columbia VP - Diversified Equity Income Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019857 Columbia Variable Portfolio - Diversified Equity Income Fund C000055694 Columbia VP - Diversified Equity Income Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019844 Columbia Variable Portfolio - Dynamic Equity Fund C000088765 Columbia VP - Dynamic Equity Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019844 Columbia Variable Portfolio - Dynamic Equity Fund C000088766 Columbia VP - Dynamic Equity Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019844 Columbia Variable Portfolio - Dynamic Equity Fund C000055681 Columbia VP - Dynamic Equity Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000036677 Columbia Variable Portfolio - Emerging Markets Bond Fund C000112082 Columbia VP - Emerging Markets Bond Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000036677 Columbia Variable Portfolio - Emerging Markets Bond Fund C000112083 Columbia VP - Emerging Markets Bond Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019858 Columbia Variable Portfolio - Emerging Markets Opportunity Fund C000088787 Columbia VP - Emerging Markets Opportunity Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019858 Columbia Variable Portfolio - Emerging Markets Opportunity Fund C000088788 Columbia VP - Emerging Markets Opportunity Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019858 Columbia Variable Portfolio - Emerging Markets Opportunity Fund C000055695 Columbia VP - Emerging Markets Opportunity Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019860 Columbia Variable Portfolio - Global Bond Fund C000088791 Columbia VP - Global Bond Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019860 Columbia Variable Portfolio - Global Bond Fund C000088792 Columbia VP - Global Bond Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019860 Columbia Variable Portfolio - Global Bond Fund C000055697 Columbia VP - Global Bond Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019839 Columbia Variable Portfolio - Global Inflation Protected Securities Fund C000088755 Columbia VP - Global Inflation Protected Securities Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019839 Columbia Variable Portfolio - Global Inflation Protected Securities Fund C000088756 Columbia VP - Global Inflation Protected Securities Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019839 Columbia Variable Portfolio - Global Inflation Protected Securities Fund C000055676 Columbia VP - Global Inflation Protected Securities Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019841 Columbia Variable Portfolio - High Yield Bond Fund C000088759 Columbia VP - High Yield Bond Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019841 Columbia Variable Portfolio - High Yield Bond Fund C000088760 Columbia VP - High Yield Bond Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019841 Columbia Variable Portfolio - High Yield Bond Fund C000055678 Columbia VP - High Yield Bond Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019842 Columbia Variable Portfolio - Income Opportunities Fund C000088761 Columbia VP - Income Opportunities Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019842 Columbia Variable Portfolio - Income Opportunities Fund C000088762 Columbia VP - Income Opportunities Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019842 Columbia Variable Portfolio - Income Opportunities Fund C000055679 Columbia VP - Income Opportunities Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019843 Columbia Variable Portfolio - International Opportunity Fund C000088763 Columbia VP - International Opportunity Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019843 Columbia Variable Portfolio - International Opportunity Fund C000088764 Columbia VP - International Opportunity Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019843 Columbia Variable Portfolio - International Opportunity Fund C000055680 Columbia VP - International Opportunity Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019840 Columbia Variable Portfolio - Large Cap Growth Fund C000088757 Columbia VP - Large Cap Growth Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019840 Columbia Variable Portfolio - Large Cap Growth Fund C000088758 Columbia VP - Large Cap Growth Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019840 Columbia Variable Portfolio - Large Cap Growth Fund C000055677 Columbia VP - Large Cap Growth Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028705 Columbia Variable Portfolio - Limited Duration Credit Fund C000087828 Columbia VP - Limited Duration Credit Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028705 Columbia Variable Portfolio - Limited Duration Credit Fund C000087829 Columbia VP - Limited Duration Credit Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000036785 Columbia Variable Portfolio - Managed Volatility Fund C000112515 Columbia VP - Managed Volatility Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019846 Columbia Variable Portfolio - Mid Cap Growth Opportunity Fund C000088769 Columbia VP - Mid Cap Growth Opportunity Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019846 Columbia Variable Portfolio - Mid Cap Growth Opportunity Fund C000088770 Columbia VP - Mid Cap Growth Opportunity Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019846 Columbia Variable Portfolio - Mid Cap Growth Opportunity Fund C000055683 Columbia VP - Mid Cap Growth Opportunity Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019847 Columbia Variable Portfolio - Mid Cap Value Opportunity Fund C000088771 Columbia VP - Mid Cap Value Opportunity Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019847 Columbia Variable Portfolio - Mid Cap Value Opportunity Fund C000088772 Columbia VP - Mid Cap Value Opportunity Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019847 Columbia Variable Portfolio - Mid Cap Value Opportunity Fund C000055684 Columbia VP - Mid Cap Value Opportunity Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019848 Columbia Variable Portfolio - S&P 500 Index Fund C000098158 Columbia VP - S&P 500 Index Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019848 Columbia Variable Portfolio - S&P 500 Index Fund C000098159 Columbia VP - S&P 500 Index Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019848 Columbia Variable Portfolio - S&P 500 Index Fund C000055685 Columbia VP - S&P 500 Index Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019845 Columbia Variable Portfolio - Select Large-Cap Value Fund C000088767 Columbia VP - Select Large-Cap Value Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019845 Columbia Variable Portfolio - Select Large-Cap Value Fund C000088768 Columbia VP - Select Large-Cap Value Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019845 Columbia Variable Portfolio - Select Large-Cap Value Fund C000055682 Columbia VP - Select Large-Cap Value Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019852 Columbia Variable Portfolio - Select Smaller-Cap Value Fund C000088779 Columbia VP - Select Smaller-Cap Value Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019852 Columbia Variable Portfolio - Select Smaller-Cap Value Fund C000088780 Columbia VP - Select Smaller-Cap Value Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019852 Columbia Variable Portfolio - Select Smaller-Cap Value Fund C000055689 Columbia VP - Select Smaller-Cap Value Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000031384 Columbia Variable Portfolio - Seligman Global Technology Fund C000097668 Columbia VP - Seligman Global Technology Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000031384 Columbia Variable Portfolio - Seligman Global Technology Fund C000097669 Columbia VP - Seligman Global Technology Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019851 Columbia Variable Portfolio - Short Duration U.S. Government Fund C000088777 Columbia VP - Short Duration U.S. Government Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019851 Columbia Variable Portfolio - Short Duration U.S. Government Fund C000088778 Columbia VP - Short Duration U.S. Government Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019851 Columbia Variable Portfolio - Short Duration U.S. Government Fund C000055688 Columbia VP - Short Duration U.S. Government Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000021875 Disciplined Asset Allocation Portfolios - Aggressive C000062744 Disciplined Aggressive NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000021879 Disciplined Asset Allocation Portfolios - Conservative C000062748 Disciplined Conservative NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000021877 Disciplined Asset Allocation Portfolios - Moderate C000062746 Disciplined Moderate NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000021876 Disciplined Asset Allocation Portfolios - Moderately Aggressive C000062745 Disciplined Moderately Aggressive NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000021878 Disciplined Asset Allocation Portfolios - Moderately Conservative C000062747 Disciplined Moderately Conservative NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028706 RiverSource Variable Portfolio - Strategic Income Fund (S) C000087830 RiverSource VP - Strategic Income Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028706 RiverSource Variable Portfolio - Strategic Income Fund (S) C000087831 RiverSource VP - Strategic Income Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028683 Variable Portfolio - Aggressive Portfolio (S) C000087784 VP - Aggressive Portfolio Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028683 Variable Portfolio - Aggressive Portfolio (S) C000087785 VP - Aggressive Portfolio Class 4 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028684 Variable Portfolio - American Century Diversified Bond Fund (S) C000087786 VP - American Century Diversified Bond Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028684 Variable Portfolio - American Century Diversified Bond Fund (S) C000087787 VP - American Century Diversified Bond Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028685 Variable Portfolio - American Century Growth Fund (S) C000087788 VP - American Century Growth Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028685 Variable Portfolio - American Century Growth Fund (S) C000087789 VP - American Century Growth Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028689 Variable Portfolio - Columbia Wanger International Equities Fund (S) C000087796 VP - Columbia Wanger International Equities Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028689 Variable Portfolio - Columbia Wanger International Equities Fund (S) C000087797 VP - Columbia Wanger International Equities Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028699 Variable Portfolio - Columbia Wanger U.S. Equities Fund (S) C000087816 VP - Columbia Wanger U.S. Equities Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028699 Variable Portfolio - Columbia Wanger U.S. Equities Fund (S) C000087817 VP - Columbia Wanger U.S. Equities Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028704 Variable Portfolio - Conservative Portfolio (S) C000087827 VP - Conservative Portfolio Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028704 Variable Portfolio - Conservative Portfolio (S) C000087826 VP - Conservative Portfolio Class 4 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019859 Variable Portfolio - Davis New York Venture Fund C000088789 VP - Davis New York Venture Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019859 Variable Portfolio - Davis New York Venture Fund C000088790 VP - Davis New York Venture Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019859 Variable Portfolio - Davis New York Venture Fund C000055696 VP - Davis New York Venture Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028708 Variable Portfolio - DFA International Value Fund (S) C000087834 VP - DFA International Value Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028708 Variable Portfolio - DFA International Value Fund (S) C000087835 VP - DFA International Value Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028686 Variable Portfolio - Eaton Vance Floating-Rate Income Fund (S) C000087790 VP - Eaton Vance Floating-Rate Income Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028686 Variable Portfolio - Eaton Vance Floating-Rate Income Fund (S) C000087791 VP - Eaton Vance Floating-Rate Income Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019850 Variable Portfolio - Goldman Sachs Mid Cap Value Fund C000088775 VP - Goldman Sachs Mid Cap Value Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019850 Variable Portfolio - Goldman Sachs Mid Cap Value Fund C000088776 VP - Goldman Sachs Mid Cap Value Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019850 Variable Portfolio - Goldman Sachs Mid Cap Value Fund C000055687 VP - Goldman Sachs Mid Cap Value Fund Class 3 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028707 Variable Portfolio - Invesco International Growth Fund (S) C000087832 VP - Invesco International Growth Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028707 Variable Portfolio - Invesco International Growth Fund (S) C000087833 VP - Invesco International Growth Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028690 Variable Portfolio - J.P. Morgan Core Bond Fund (S) C000087798 VP - J.P. Morgan Core Bond Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028690 Variable Portfolio - J.P. Morgan Core Bond Fund (S) C000087799 VP - J.P. Morgan Core Bond Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028691 Variable Portfolio - Jennison Mid Cap Growth Fund (S) C000087800 VP - Jennison Mid Cap Growth Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028691 Variable Portfolio - Jennison Mid Cap Growth Fund (S) C000087801 VP - Jennison Mid Cap Growth Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028688 Variable Portfolio - Marsico Growth Fund (S) C000087794 VP - Marsico Growth Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028688 Variable Portfolio - Marsico Growth Fund (S) C000087795 VP - Marsico Growth Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028692 Variable Portfolio - MFS Value Fund (S) C000087802 VP - MFS Value Fund Class 1 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028692 Variable Portfolio - MFS Value Fund (S) C000087803 VP - MFS Value Fund Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028702 Variable Portfolio - Moderate Portfolio (S) C000087822 VP - Moderate Portfolio Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028702 Variable Portfolio - Moderate Portfolio (S) C000087823 VP - Moderate Portfolio Class 4 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028694 Variable Portfolio - Moderately Aggressive Portfolio (S) C000087806 VP - Moderately Aggressive Portfolio Class 2 NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028694 Variable Portfolio - 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MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000003937 DELAWARE REIT FUND C000011045 INSTITUTIONAL CLASS DPRSX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000003938 THE CORE FOCUS FIXED INCOME PORTFOLIO C000011047 DPT CLASS DCFIX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000003939 THE CORE PLUS FIXED INCOME PORTFOLIO C000011048 DPT CLASS DCPFX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000029315 The Delaware Macquarie Real Estate Portfolio C000090145 DPT Class NULL ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000003940 THE EMERGING MARKETS PORTFOLIO C000011049 DPT CLASS DPEMX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000025841 The Emerging Markets Portfolio II C000077274 DPT CLASS NULL ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000003935 The Focus Smid-Cap Growth Equity Portfolio C000011039 DPT CLASS DCGTX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000003941 THE GLOBAL FIXED INCOME PORTFOLIO C000011050 DPT CLASS DPGIX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000015133 THE GLOBAL REAL ESTATE SECURITIES PORTFOLIO C000041563 CLASS P DGRPX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000015133 THE GLOBAL REAL ESTATE SECURITIES PORTFOLIO C000041562 ORIGINAL CLASS DGROX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000003942 THE HIGH-YIELD BOND PORTFOLIO C000011051 DPT CLASS DPHYX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000003943 THE INTERMEDIATE FIXED INCOME PORTFOLIO C000011052 DPT CLASS DPFIX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000003944 THE INTERNATIONAL EQUITY PORTFOLIO C000011053 DPT CLASS DPIEX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000003945 THE INTERNATIONAL FIXED INCOME PORTFOLIO C000011054 DPT CLASS DPIFX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000003929 THE LABOR SELECT INTERNATIONAL EQUITY PORTFOLIO C000011033 DPT CLASS DELPX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000003930 THE LARGE-CAP GROWTH EQUITY PORTFOLIO C000011034 DPT CLASS DPLGX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000003931 THE LARGE-CAP VALUE EQUITY PORTFOLIO C000011035 DPT CLASS DPDEX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000003932 THE MID-CAP GROWTH EQUITY PORTFOLIO C000011036 DPT CLASS DPAGX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000003933 THE REAL ESTATE INVESTMENT TRUST PORTFOLIO II C000011037 DPT CLASS DPRTX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-06322 0000875352 DELAWARE POOLED TRUST 30 S000003928 THE SELECT 20 PORTFOLIO C000011032 DPT CLASS DPCEX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-05162 0000814230 DELAWARE VIP TRUST 30 S000002472 DELAWARE VIP BALANCED SERIES C000006660 DELAWARE VIP BALANCED SERIES SERVICE CLASS NULL ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-05162 0000814230 DELAWARE VIP TRUST 30 S000002472 DELAWARE VIP BALANCED SERIES C000006659 DELAWARE VIP BALANCED 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INVESTMENT DIMENSIONS GROUP INC 30 S000000987 U.S. SMALL CAP VALUE PORTFOLIO C000002738 U.S. SMALL CAP VALUE PORTFOLIO - INSTITUTIONAL CLASS DFSVX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000018154 U.S. Social Core Equity 2 Portfolio C000050178 U.S. Social Core Equity 2 Portfolio Shares NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000018154 U.S. Social Core Equity 2 Portfolio C000050178 U.S. Social Core Equity 2 Portfolio Shares NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000020422 U.S. Sustainability Core 1 Portfolio C000102752 U.S. Sustainability Core 1 Portfolio - Class R25 NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000020422 U.S. Sustainability Core 1 Portfolio C000102752 U.S. Sustainability Core 1 Portfolio 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30 S000000970 U.S. Targeted Value Portfolio C000102746 U.S. Targeted Value Portfolio - Class R25 NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000970 U.S. Targeted Value Portfolio C000002721 U.S. Targeted Value Portfolio - Institutional Class DFFVX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000970 U.S. Targeted Value Portfolio C000002721 U.S. Targeted Value Portfolio - Institutional Class DFFVX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000982 U.S. VECTOR EQUITY PORTFOLIO C000053643 U.S. Vector Equity Portfolio - Class R1 NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000982 U.S. VECTOR EQUITY PORTFOLIO C000053643 U.S. Vector Equity Portfolio - Class R1 NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 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- INSTITUTIONAL CLASS DFUKX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000964 UNITED KINGDOM SMALL COMPANY PORTFOLIO C000002715 UNITED KINGDOM SMALL COMPANY PORTFOLIO - INSTITUTIONAL CLASS DFUKX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000962 VA GLOBAL BOND PORTFOLIO C000002713 VA GLOBAL BOND PORTFOLIO NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000962 VA GLOBAL BOND PORTFOLIO C000002713 VA GLOBAL BOND PORTFOLIO NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000951 VA INTERNATIONAL SMALL PORTFOLIO C000002702 VA INTERNATIONAL SMALL PORTFOLIO NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000951 VA INTERNATIONAL SMALL PORTFOLIO C000002702 VA INTERNATIONAL SMALL PORTFOLIO NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000952 VA INTERNATIONAL VALUE PORTFOLIO C000002703 VA INTERNATIONAL VALUE PORTFOLIO NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000952 VA INTERNATIONAL VALUE PORTFOLIO C000002703 VA INTERNATIONAL VALUE PORTFOLIO NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000954 VA SHORT-TERM FIXED PORTFOLIO C000002705 VA SHORT-TERM FIXED PORTFOLIO NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000954 VA SHORT-TERM FIXED PORTFOLIO C000002705 VA SHORT-TERM FIXED PORTFOLIO NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000961 VA U.S. LARGE VALUE PORTFOLIO C000002712 VA U.S. LARGE VALUE PORTFOLIO NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000961 VA U.S. LARGE VALUE PORTFOLIO C000002712 VA U.S. LARGE VALUE PORTFOLIO NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000953 VA U.S. TARGETED VALUE PORTFOLIO C000002704 VA U.S. TARGETED VALUE PORTFOLIO NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000953 VA U.S. TARGETED VALUE PORTFOLIO C000002704 VA U.S. TARGETED VALUE PORTFOLIO NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000029683 World ex U.S. Value Portfolio C000091238 Institutional Class NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000029683 World ex U.S. Value Portfolio C000091238 Institutional Class NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000033058 Dimensional Retirement Equity Fund I C000101912 Dimensional Retirement Equity Fund I NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000001007 THE ASIA PACIFIC SMALL COMPANY SERIES C000002758 THE ASIA PACIFIC SMALL COMPANY SERIES NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000017804 The Canadian Small Company Series C000049318 The Canadian Small Company Series NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000001006 THE CONTINENTAL SMALL COMPANY SERIES C000002757 THE CONTINENTAL SMALL COMPANY SERIES NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000000994 THE DFA INTERNATIONAL VALUE SERIES C000002745 THE DFA INTERNATIONAL VALUE SERIES NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000000990 THE DFA ONE YEAR FIXED INCOME SERIES C000002741 THE DFA ONE YEAR FIXED INCOME SERIES NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000028293 The DFA Short Term Investment Fund C000086468 The DFA Short Term Investment Fund NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000001008 THE DFA TWO-YEAR GLOBAL FIXED INCOME SERIES C000002759 THE DFA TWO-YEAR GLOBAL FIXED INCOME SERIES NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000000992 THE EMERGING MARKETS SERIES C000002743 THE EMERGING MARKETS SERIES NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000001000 THE EMERGING MARKETS SMALL CAP SERIES C000002751 THE EMERGING MARKETS SMALL CAP SERIES NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000001009 THE ENHANCED U.S. LARGE COMPANY SERIES C000002760 THE ENHANCED U.S. LARGE COMPANY SERIES NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000000999 THE GLOBAL LARGE COMPANY SERIES C000002750 THE GLOBAL LARGE COMPANY SERIES NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000001001 THE GLOBAL SMALL COMPANY SERIES C000002752 THE GLOBAL SMALL COMPANY SERIES NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000001002 THE GLOBAL VALUE SERIES C000002753 THE GLOBAL VALUE SERIES NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000001004 THE JAPANESE SMALL COMPANY SERIES C000002755 THE JAPANESE SMALL COMPANY SERIES NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000000997 THE 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CAP SERIES NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000000995 THE U.S. SMALL CAP VALUE SERIES C000002746 THE U.S. SMALL CAP VALUE SERIES NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000001005 THE UNITED KINGDOM SMALL COMPANY SERIES C000002756 THE UNITED KINGDOM SMALL COMPANY SERIES NULL 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-21958 0001376071 DGHM INVESTMENT TRUST 30 S000014642 DGHM All-Cap Value Fund C000051973 Class C DGACX 8730 STONY POINT PKWAY RICHMOND 23235 VA SUITE 205 811-21958 0001376071 DGHM INVESTMENT TRUST 30 S000014642 DGHM All-Cap Value Fund C000090149 Institutional Class NULL 8730 STONY POINT PKWAY RICHMOND 23235 VA SUITE 205 811-21958 0001376071 DGHM INVESTMENT TRUST 30 S000014642 DGHM All-Cap Value Fund C000051972 Investor Class DGHMX 8730 STONY POINT PKWAY RICHMOND 23235 VA SUITE 205 811-21958 0001376071 DGHM INVESTMENT TRUST 30 S000029316 DGHM V2000 Small Cap Value Fund C000090148 Class C NULL 8730 STONY POINT PKWAY RICHMOND 23235 VA SUITE 205 811-21958 0001376071 DGHM INVESTMENT TRUST 30 S000029316 DGHM V2000 Small Cap Value Fund C000090147 Institutional Class NULL 8730 STONY POINT PKWAY RICHMOND 23235 VA SUITE 205 811-21958 0001376071 DGHM INVESTMENT TRUST 30 S000029316 DGHM V2000 Small Cap Value Fund C000090146 Investor Class NULL 8730 STONY POINT PKWAY RICHMOND 23235 VA SUITE 205 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003157 Diamond Hill Financial Long-Short Fund C000008540 Diamond Hill Financial Long-Short Fund Class A BANCX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003157 Diamond Hill Financial Long-Short Fund C000008541 Diamond Hill Financial Long-Short Fund Class C BSGCX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003157 Diamond Hill Financial Long-Short Fund C000008539 Diamond Hill Financial Long-Short Fund Class I DHFSX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003155 Diamond Hill Large Cap Fund C000008533 Diamond Hill Large Cap Fund Class A DHLAX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003155 Diamond Hill Large Cap Fund C000008534 Diamond Hill Large Cap Fund Class C DHLCX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003155 Diamond Hill Large Cap Fund C000008535 Diamond Hill Large Cap Fund Class I DHLRX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003155 Diamond Hill Large Cap Fund C000108464 Diamond Hill Large Cap Fund Class Y DHLYX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003156 Diamond Hill Long-Short Fund C000008536 Diamond Hill Long-Short Fund Class A DIAMX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003156 Diamond Hill Long-Short Fund C000008537 Diamond Hill Long-Short Fund Class C DHFCX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003156 Diamond Hill Long-Short Fund C000008538 Diamond Hill Long-Short Fund Class I DHLSX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003156 Diamond Hill Long-Short Fund C000108465 Diamond Hill Long-Short Fund Class Y DIAYX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000035035 Diamond Hill Research Opportunities Fund C000107761 Diamond Hill Research Opportunities Fund Class A DHROX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000035035 Diamond Hill Research Opportunities Fund C000107762 Diamond Hill Research Opportunities Fund Class C DROCX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000035035 Diamond Hill Research Opportunities Fund C000107763 Diamond Hill Research Opportunities Fund Class I DROIX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000035035 Diamond Hill Research Opportunities Fund C000107764 Diamond Hill Research Opportunities Fund Class Y DROYX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000012191 Diamond Hill Select Fund C000033259 Diamond Hill Select Fund Class A DHTAX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000012191 Diamond Hill Select Fund C000033260 Diamond Hill Select Fund Class C DHTCX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000012191 Diamond Hill Select Fund C000033261 Diamond Hill Select Fund Class I DHLTX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000012191 Diamond Hill Select Fund C000108468 Diamond Hill Select Fund Class Y DHTYX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003154 Diamond Hill Small Cap Fund C000008530 Diamond Hill Small Cap Fund Class A DHSCX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003154 Diamond Hill Small Cap Fund C000008531 Diamond Hill Small Cap Fund Class C DHSMX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003154 Diamond Hill Small Cap Fund C000008532 Diamond Hill Small Cap Fund Class I DHSIX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003154 Diamond Hill Small Cap Fund C000108463 Diamond Hill Small Cap Fund Class Y DHSYX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000012190 Diamond Hill Small-Mid Cap Fund C000033256 Diamond Hill Small-Mid Cap Fund Class A DHMAX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000012190 Diamond Hill Small-Mid Cap Fund C000033257 Diamond Hill Small-Mid Cap Fund Class C DHMCX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000012190 Diamond Hill Small-Mid Cap Fund C000033258 Diamond Hill Small-Mid Cap Fund Class I DHMIX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000012190 Diamond Hill Small-Mid Cap Fund C000108467 Diamond Hill Small-Mid Cap Fund Class Y DHMYX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 200 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003158 Diamond Hill Strategic Income Fund C000008542 Diamond Hill Strategic Income Fund Class A DSIAX 325 JOHN H. 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Emerging Markets Stock Fund C000059527 Dunham Emerging Markets Stock Fund Class C DCEMX 10251 VISTA SORRENTO PARKWAY SAN DIEGO 92121 CA SUITE 200 811-22153 0001420040 Dunham Funds 30 S000020977 Dunham Emerging Markets Stock Fund C000059528 Dunham Emerging Markets Stock Fund Class N DNEMX 10251 VISTA SORRENTO PARKWAY SAN DIEGO 92121 CA SUITE 200 811-22153 0001420040 Dunham Funds 30 S000034854 Dunham Focused Large Cap Growth Fund C000107185 Dunham Focused Large Cap Growth Fund Class A DAFGX 10251 VISTA SORRENTO PARKWAY SAN DIEGO 92121 CA SUITE 200 811-22153 0001420040 Dunham Funds 30 S000034854 Dunham Focused Large Cap Growth Fund C000107186 Dunham Focused Large Cap Growth Fund Class C DCFGX 10251 VISTA SORRENTO PARKWAY SAN DIEGO 92121 CA SUITE 200 811-22153 0001420040 Dunham Funds 30 S000034854 Dunham Focused Large Cap Growth Fund C000107187 Dunham Focused Large Cap Growth Fund Class N DNFGX 10251 VISTA SORRENTO PARKWAY SAN DIEGO 92121 CA SUITE 200 811-22153 0001420040 Dunham Funds 30 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811-04670 0000793597 DWS GLOBAL/INTERNATIONAL FUND, INC. 30 S000005469 DWS Global Thematic Fund C000014892 Class B SGQBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04670 0000793597 DWS GLOBAL/INTERNATIONAL FUND, INC. 30 S000005469 DWS Global Thematic Fund C000014893 Class C SGQCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04670 0000793597 DWS GLOBAL/INTERNATIONAL FUND, INC. 30 S000005469 DWS Global Thematic Fund C000014894 Class R SGQRX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04670 0000793597 DWS GLOBAL/INTERNATIONAL FUND, INC. 30 S000005469 DWS Global Thematic Fund C000014895 Class S SCOBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04670 0000793597 DWS GLOBAL/INTERNATIONAL FUND, INC. 30 S000005469 DWS Global Thematic Fund C000070264 Institutional Class SGQIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04670 0000793597 DWS GLOBAL/INTERNATIONAL FUND, INC. 30 S000022444 DWS RREEF Global Infrastructure Fund C000064595 Class A TOLLX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04670 0000793597 DWS GLOBAL/INTERNATIONAL FUND, INC. 30 S000022444 DWS RREEF Global Infrastructure Fund C000064596 Class C TOLCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04670 0000793597 DWS GLOBAL/INTERNATIONAL FUND, INC. 30 S000022444 DWS RREEF Global Infrastructure Fund C000064597 Class S TOLSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04670 0000793597 DWS GLOBAL/INTERNATIONAL FUND, INC. 30 S000022444 DWS RREEF Global Infrastructure Fund C000064598 Institutional Class TOLIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031158 DWS Core Fixed Income Fund C000096682 Class A SFXAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031158 DWS Core Fixed Income Fund C000096683 Class B SFXBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031158 DWS Core Fixed Income Fund C000096684 Class C SFXCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031158 DWS Core Fixed Income Fund C000096685 Class R SFXRX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031158 DWS Core Fixed Income Fund C000096686 Class S SFXSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031158 DWS Core Fixed Income Fund C000096687 Institutional Class MFINX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031157 DWS Global High Income Fund C000096677 Class A SGHAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031157 DWS Global High Income Fund C000096678 Class B SGHBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031157 DWS Global High Income Fund C000096679 Class C SGHCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031157 DWS Global High Income Fund C000096680 Class S SGHSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031157 DWS Global High Income Fund C000096681 Institutional Class MGHYX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031153 DWS Global Inflation Fund C000096660 Class A TIPAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031153 DWS Global Inflation Fund C000096661 Class B TIPTX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031153 DWS Global Inflation Fund C000096662 Class C TIPCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031153 DWS Global Inflation Fund C000096663 Class S TIPSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031153 DWS Global Inflation Fund C000096659 Institutional Class TIPIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000005964 DWS GNMA Fund C000075469 Class A GGGGX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000005964 DWS GNMA Fund C000075470 Class C GCGGX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000005964 DWS GNMA Fund C000113855 Class R GRGGX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000005964 DWS GNMA Fund C000016427 Class S SGINX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000005964 DWS GNMA Fund C000075471 Institutional Class GIGGX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031154 DWS High Income Fund C000096664 Class A KHYAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031154 DWS High Income Fund C000096665 Class B KHYBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031154 DWS High 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S000031152 DWS Short Duration Fund C000096657 Class S DBPIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031152 DWS Short Duration Fund C000096658 Institutional Class PPILX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031155 DWS Strategic Government Securities Fund C000096668 Class A KUSAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031155 DWS Strategic Government Securities Fund C000096669 Class B KUSBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031155 DWS Strategic Government Securities Fund C000096670 Class C KUSCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031155 DWS Strategic Government Securities Fund C000096671 Class S KUSMX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031155 DWS Strategic Government Securities Fund C000096672 Institutional Class KUSIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031159 DWS Ultra-Short Duration Fund C000096688 Class A SDUAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031159 DWS Ultra-Short Duration Fund C000096689 Class B SDUBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031159 DWS Ultra-Short Duration Fund C000096690 Class C SDUCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031159 DWS Ultra-Short Duration Fund C000096691 Class S SDUSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031159 DWS Ultra-Short Duration Fund C000096692 Institutional Class MGSFX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031156 DWS Unconstrained Income Fund C000096673 Class A KSTAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031156 DWS Unconstrained Income Fund C000096674 Class B KSTBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031156 DWS Unconstrained Income Fund C000096675 Class C KSTCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-04049 0000747677 DWS INCOME TRUST 30 S000031156 DWS Unconstrained Income Fund C000096676 Class S KSTSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-06071 0000862157 DWS INSTITUTIONAL FUNDS 30 S000005958 Daily Assets Fund Institutional C000016412 Daily Assets Fund Institutional DAFXX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-06071 0000862157 DWS INSTITUTIONAL FUNDS 30 S000012410 DWS EAFE Equity Index Fund C000033661 Institutional Class BTAEX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-06071 0000862157 DWS INSTITUTIONAL FUNDS 30 S000005959 DWS Equity 500 Index Fund C000016413 Class S BTIEX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-06071 0000862157 DWS INSTITUTIONAL FUNDS 30 S000005959 DWS Equity 500 Index Fund C000016414 Institutional Class BTIIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-06071 0000862157 DWS INSTITUTIONAL FUNDS 30 S000032010 DWS S&P 500 Index Fund C000099641 Class A SXPAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-06071 0000862157 DWS INSTITUTIONAL FUNDS 30 S000032010 DWS S&P 500 Index Fund C000099642 Class B SXPBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-06071 0000862157 DWS INSTITUTIONAL FUNDS 30 S000032010 DWS S&P 500 Index Fund C000099643 Class C SXPCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-06071 0000862157 DWS INSTITUTIONAL FUNDS 30 S000032010 DWS S&P 500 Index Fund C000099644 Class S SCPIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-06071 0000862157 DWS INSTITUTIONAL FUNDS 30 S000012411 DWS U.S. Bond Index Fund C000076398 Class A BONDX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-06071 0000862157 DWS INSTITUTIONAL FUNDS 30 S000012411 DWS U.S. Bond Index Fund C000076399 Class S BONSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-06071 0000862157 DWS INSTITUTIONAL FUNDS 30 S000012411 DWS U.S. Bond Index Fund C000033662 Institutional Class BTUSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000031160 DWS Diversified International Equity Fund C000096693 Class A DBISX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000031160 DWS Diversified International Equity Fund C000096694 Class B DBIBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000031160 DWS Diversified International Equity Fund C000096695 Class C DBICX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000031160 DWS Diversified International Equity Fund C000096696 Class R DBITX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000031160 DWS Diversified International Equity Fund C000096697 Class S DBIVX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000031160 DWS Diversified International Equity Fund C000096698 Institutional Class MGINX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000012354 DWS Dreman International Value Fund C000033588 Class A DNVAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000012354 DWS Dreman International Value Fund C000033589 Class C DNVCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000012354 DWS Dreman International Value Fund C000033590 Class S DNVSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000012354 DWS Dreman International Value Fund C000033591 Institutional Fund DNVIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006028 DWS Emerging Markets Equity Fund C000016557 Class A SEKAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006028 DWS Emerging Markets Equity Fund C000016559 Class B SEKBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006028 DWS Emerging Markets Equity Fund C000016560 Class C SEKCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006028 DWS Emerging Markets Equity Fund C000016561 Class S SEMGX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006028 DWS Emerging Markets Equity Fund C000063926 Institutional Class SEKIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006030 DWS International Fund C000016568 Class A SUIAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006030 DWS International Fund C000016570 Class B SUIBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006030 DWS International Fund C000016571 Class C SUICX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006030 DWS International Fund C000016572 Class S SCINX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006030 DWS International Fund C000016573 Institutional Class SUIIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006031 DWS Latin America Equity Fund C000016574 Class A SLANX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006031 DWS Latin America Equity Fund C000016576 Class B SLAOX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006031 DWS Latin America Equity Fund C000016577 Class C SLAPX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006031 DWS Latin America Equity Fund C000016579 Class S SLAFX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006029 DWS World Dividend Fund C000016562 Class A SERAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006029 DWS World Dividend Fund C000016564 Class B SERBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006029 DWS World Dividend Fund C000016565 Class C SERCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006029 DWS World Dividend Fund C000016566 Class S SCGEX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00642 0000088053 DWS INTERNATIONAL FUND, INC. 30 S000006029 DWS World Dividend Fund C000016567 Institutional Class SERNX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000031151 DWS Blue Chip Fund C000096649 Class A KBCAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000031151 DWS Blue Chip Fund C000096650 Class B KBCBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000031151 DWS Blue Chip Fund C000096651 Class C KBCCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000031151 DWS Blue Chip Fund C000096652 Class S KBCSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000031151 DWS Blue Chip Fund C000096653 Institutional Class KBCIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005705 DWS Capital Growth Fund C000015670 Class A SDGAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005705 DWS Capital Growth Fund C000015672 Class B SDGBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005705 DWS Capital Growth Fund C000015673 Class C SDGCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005705 DWS Capital Growth Fund C000015674 Class R SDGRX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005705 DWS Capital Growth Fund C000015675 Class S SCGSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005705 DWS Capital Growth Fund C000015676 Institutional Class SDGTX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005706 DWS Core Equity Fund C000015677 Class A SUWAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005706 DWS Core Equity Fund C000015679 Class B SUWBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005706 DWS Core Equity Fund C000015680 Class C SUWCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005706 DWS Core Equity Fund C000015681 Class R SUWTX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005706 DWS Core Equity Fund C000015682 Class S SCDGX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005706 DWS Core Equity Fund C000015683 Institutional Class SUWIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005707 DWS Large Cap Focus Growth Fund C000015684 Class A SGGAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005707 DWS Large Cap Focus Growth Fund C000015686 Class B SGGBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005707 DWS Large Cap Focus Growth Fund C000015687 Class C SGGCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005707 DWS Large Cap Focus Growth Fund C000015689 Class S SCQGX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005707 DWS Large Cap Focus Growth Fund C000015690 Institutional Class SGGIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000031149 DWS Mid Cap Growth Fund C000096639 Class A SMCAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000031149 DWS Mid Cap Growth Fund C000096640 Class B SMCBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000031149 DWS Mid Cap Growth Fund C000096641 Class C SMCCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000031149 DWS Mid Cap Growth Fund C000096642 Class S SMCSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000031149 DWS Mid Cap Growth Fund C000096643 Institutional Class BTEAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005709 DWS Small Cap Core Fund C000015696 Class A SZCAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005709 DWS Small Cap Core Fund C000015698 Class B SZCBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005709 DWS Small Cap Core Fund C000015699 Class C SZCCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000005709 DWS Small Cap Core Fund C000015700 Class S SSLCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000031150 DWS Small Cap Growth Fund C000096645 Class A SSDAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000031150 DWS Small Cap Growth Fund C000096646 Class B SSDBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000031150 DWS Small Cap Growth Fund C000096647 Class C SSDCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000031150 DWS Small Cap Growth Fund C000113854 Class R SSDGX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000031150 DWS Small Cap Growth Fund C000096648 Class S SSDSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00043 0000088064 DWS INVESTMENT TRUST 30 S000031150 DWS Small Cap Growth Fund C000096644 Institutional Class SSDIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-07507 0001006373 DWS INVESTMENTS VIT FUNDS 30 S000006221 DWS Equity 500 Index VIP C000017151 Class A NULL 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-07507 0001006373 DWS INVESTMENTS VIT FUNDS 30 S000006221 DWS Equity 500 Index VIP C000017152 Class B NULL 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-07507 0001006373 DWS INVESTMENTS VIT FUNDS 30 S000006221 DWS Equity 500 Index VIP C000019285 Class B2 NULL 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-07507 0001006373 DWS INVESTMENTS VIT FUNDS 30 S000006223 DWS Small Cap Index VIP C000017156 Class A NULL 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-07507 0001006373 DWS INVESTMENTS VIT FUNDS 30 S000006223 DWS Small Cap Index VIP C000017157 Class B NULL 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000032019 DWS Alternative Asset Allocation Fund C000099688 Class A AAAAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000032019 DWS Alternative Asset Allocation Fund C000099689 Class C AAAPX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000032019 DWS Alternative Asset Allocation Fund C000101767 Class R AAAQX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000032019 DWS Alternative Asset Allocation Fund C000099690 Class S AAASX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000032019 DWS Alternative Asset Allocation Fund C000099691 Institutional Class AAAZX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000034871 DWS Disciplined Market Neutral Fund C000107245 Class A DDMAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000034871 DWS Disciplined Market Neutral Fund C000107246 Class C DDMCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000034871 DWS Disciplined Market Neutral Fund C000107248 Class S DDMSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000034871 DWS Disciplined Market Neutral Fund C000107247 Institutional Class DDMIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000006138 DWS Global Income Builder Fund C000016894 Class A KTRAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000006138 DWS Global Income Builder Fund C000016896 Class B KTRBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000006138 DWS Global Income Builder Fund C000016897 Class C KTRCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000006138 DWS Global Income Builder Fund C000016899 Class S KTRSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000006138 DWS Global Income Builder Fund C000016900 Institutional Class KTRIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000032020 DWS Lifecycle Long Range Fund C000099692 Class S BTILX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000032020 DWS Lifecycle Long Range Fund C000099693 Institutional Class BTAMX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000034872 DWS Select Alternative Allocation Fund C000107249 Class A SELAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000034872 DWS Select Alternative Allocation Fund C000107250 Class C SELEX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000034872 DWS Select Alternative Allocation Fund C000113862 Class R SELRX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000034872 DWS Select Alternative Allocation Fund C000107252 Class S SELSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-01236 0000095603 DWS MARKET TRUST 30 S000034872 DWS Select Alternative Allocation Fund C000107251 Institutional Class SELIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02527 0000055189 DWS MONEY FUNDS 30 S000006073 DWS Money Market Prime Series C000035161 DWS Cash Investment Trust - Class A DOAXX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02527 0000055189 DWS MONEY FUNDS 30 S000006073 DWS Money Market Prime Series C000035162 DWS Cash Investment Trust - Class B DOBXX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02527 0000055189 DWS MONEY FUNDS 30 S000006073 DWS Money Market Prime Series C000035163 DWS Cash Investment Trust - Class C DOCXX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02527 0000055189 DWS MONEY FUNDS 30 S000006073 DWS Money Market Prime Series C000035164 DWS Cash Investment Trust - Class S DOSXX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02527 0000055189 DWS MONEY FUNDS 30 S000006073 DWS Money Market Prime Series C000016691 DWS Money Market Fund KMMXX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-03495 0000703642 DWS MONEY MARKET TRUST 30 S000032031 Cash Management Fund C000099741 Institutional Shares BICXX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-03495 0000703642 DWS MONEY MARKET TRUST 30 S000032032 Cash Reserves Fund Institutional C000099742 Cash Reserves Fund Institutional BIRXX 345 PARK 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SMLAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02671 0000203142 DWS MUNICIPAL TRUST 30 S000006095 DWS Managed Municipal Bond Fund C000016742 Class B SMLBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02671 0000203142 DWS MUNICIPAL TRUST 30 S000006095 DWS Managed Municipal Bond Fund C000016743 Class C SMLCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02671 0000203142 DWS MUNICIPAL TRUST 30 S000006095 DWS Managed Municipal Bond Fund C000016744 Class S SCMBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02671 0000203142 DWS MUNICIPAL TRUST 30 S000006095 DWS Managed Municipal Bond Fund C000016745 Institutional Class SMLIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02671 0000203142 DWS MUNICIPAL TRUST 30 S000031144 DWS Short-Term Municipal Bond Fund C000096616 Class A SRMAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02671 0000203142 DWS MUNICIPAL TRUST 30 S000031144 DWS Short-Term Municipal Bond Fund C000096617 Class B SRMBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02671 0000203142 DWS MUNICIPAL TRUST 30 S000031144 DWS Short-Term Municipal Bond Fund C000096618 Class C SRMCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02671 0000203142 DWS MUNICIPAL TRUST 30 S000031144 DWS Short-Term Municipal Bond Fund C000096619 Class S SRMSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02671 0000203142 DWS MUNICIPAL TRUST 30 S000031144 DWS Short-Term Municipal Bond Fund C000096620 Institutional Class MGSMX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02671 0000203142 DWS MUNICIPAL TRUST 30 S000006094 DWS Strategic High Yield Tax-Free Fund C000016734 Class A NOTAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02671 0000203142 DWS MUNICIPAL TRUST 30 S000006094 DWS Strategic High Yield Tax-Free Fund C000016736 Class B NOTBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02671 0000203142 DWS MUNICIPAL TRUST 30 S000006094 DWS Strategic High Yield Tax-Free Fund C000016737 Class C NOTCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02671 0000203142 DWS MUNICIPAL TRUST 30 S000006094 DWS Strategic High Yield Tax-Free Fund C000016738 Class S SHYTX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02671 0000203142 DWS MUNICIPAL TRUST 30 S000006094 DWS Strategic High Yield Tax-Free Fund C000016739 Institutional Class NOTIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00042 0000088063 DWS PORTFOLIO TRUST 30 S000006101 DWS Core Plus Income Fund C000016770 Class A SZIAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00042 0000088063 DWS PORTFOLIO TRUST 30 S000006101 DWS Core Plus Income Fund C000016772 Class B SZIBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00042 0000088063 DWS PORTFOLIO TRUST 30 S000006101 DWS Core Plus Income Fund C000016773 Class C SZICX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00042 0000088063 DWS PORTFOLIO TRUST 30 S000006101 DWS Core Plus Income Fund C000016774 Class S SCSBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00042 0000088063 DWS PORTFOLIO TRUST 30 S000006101 DWS Core Plus Income Fund C000016775 Institutional Class SZIIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00042 0000088063 DWS PORTFOLIO TRUST 30 S000017996 DWS Floating Rate Fund C000049879 Class A DFRAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00042 0000088063 DWS PORTFOLIO TRUST 30 S000017996 DWS Floating Rate Fund C000049880 Class C DFRCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00042 0000088063 DWS PORTFOLIO TRUST 30 S000017996 DWS Floating Rate Fund C000049881 Class S DFRPX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-00042 0000088063 DWS PORTFOLIO TRUST 30 S000017996 DWS Floating Rate Fund C000049882 Institutional Class DFRTX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000018771 DWS Clean Technology Fund C000051934 Class A WRMAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000018771 DWS Clean Technology Fund C000051935 Class C WRMCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000018771 DWS Clean Technology Fund C000051936 Class S WRMSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000018771 DWS Clean Technology Fund C000051937 Institutional Class WRMIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032042 DWS Communications Fund C000099770 Class A TISHX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032042 DWS Communications Fund C000099771 Class B FTEBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032042 DWS Communications Fund C000099772 Class C FTICX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032042 DWS Communications Fund C000099773 Institutional Class FLICX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032043 DWS Enhanced Commodity Strategy Fund C000099775 Class A SKNRX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032043 DWS Enhanced Commodity Strategy Fund C000099776 Class B SKBRX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032043 DWS Enhanced Commodity Strategy Fund C000099777 Class C SKCRX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032043 DWS Enhanced Commodity Strategy Fund C000099779 Class S SKSRX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032043 DWS Enhanced Commodity Strategy Fund C000099774 Institutional Class SKIRX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000031521 DWS Gold & Precious Metals Fund C000098001 Class A SGDAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000031521 DWS Gold & Precious Metals Fund C000098002 Class B SGDBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000031521 DWS Gold & Precious Metals Fund C000098003 Class C SGDCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000031521 DWS Gold & Precious Metals Fund C000098004 Class S SCGDX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000031521 DWS Gold & Precious Metals Fund C000098005 Institutional Class SGDIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000006103 DWS Health Care Fund C000016782 Class A SUHAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000006103 DWS Health Care Fund C000016784 Class B SUHBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000006103 DWS Health Care Fund C000016785 Class C SUHCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000006103 DWS Health Care Fund C000016786 Class S SCHLX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000006103 DWS Health Care Fund C000016787 Institutional Class SUHIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032044 DWS RREEF Global Real Estate Securities Fund C000099780 Class A RRGAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032044 DWS RREEF Global Real Estate Securities Fund C000099781 Class C RRGCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032044 DWS RREEF Global Real Estate Securities Fund C000099783 Class S RRGTX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032044 DWS RREEF Global Real Estate Securities Fund C000099784 Institutional Class RRGIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032045 DWS RREEF Real Estate Securities Fund C000099785 Class A RRRAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032045 DWS RREEF Real Estate Securities Fund C000099786 Class B RRRBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032045 DWS RREEF Real Estate Securities Fund C000099787 Class C RRRCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032045 DWS RREEF Real Estate Securities Fund C000099788 Class R RRRSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032045 DWS RREEF Real Estate Securities Fund C000099789 Class S RRREX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000032045 DWS RREEF Real Estate Securities Fund C000099790 Institutional Class RRRRX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000031522 DWS Technology Fund C000098007 Class A KTCAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000031522 DWS Technology Fund C000098008 Class B KTCBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000031522 DWS Technology Fund C000098009 Class C KTCCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000031522 DWS Technology Fund C000098010 Class S KTCSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-02021 0000088048 DWS SECURITIES TRUST 30 S000031522 DWS Technology Fund C000098006 Institutional Class KTCIX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-03657 0000714287 DWS STATE TAX-FREE INCOME SERIES 30 S000006111 DWS California Tax-Free Income Fund C000016814 Class A KCTAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-03657 0000714287 DWS STATE TAX-FREE INCOME SERIES 30 S000006111 DWS California Tax-Free Income Fund C000016815 Class B KCTBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-03657 0000714287 DWS STATE TAX-FREE INCOME SERIES 30 S000006111 DWS California Tax-Free Income Fund C000016816 Class C KCTCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-03657 0000714287 DWS STATE TAX-FREE INCOME SERIES 30 S000006111 DWS California Tax-Free Income Fund C000016817 Class S SDCSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-03657 0000714287 DWS STATE TAX-FREE INCOME SERIES 30 S000033433 DWS Massachusetts Tax-Free Fund C000102799 Class A SQMAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-03657 0000714287 DWS STATE TAX-FREE INCOME SERIES 30 S000033433 DWS Massachusetts Tax-Free Fund C000102800 Class B SQMBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-03657 0000714287 DWS STATE TAX-FREE INCOME SERIES 30 S000033433 DWS Massachusetts Tax-Free Fund C000102801 Class C SQMCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-03657 0000714287 DWS STATE TAX-FREE INCOME SERIES 30 S000033433 DWS Massachusetts Tax-Free Fund C000102802 Class S SCMAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-03657 0000714287 DWS STATE TAX-FREE INCOME SERIES 30 S000006112 DWS New York Tax-Free Income Fund C000016818 Class A KNTAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-03657 0000714287 DWS STATE TAX-FREE INCOME SERIES 30 S000006112 DWS New York Tax-Free Income Fund C000016819 Class B KNTBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-03657 0000714287 DWS STATE TAX-FREE INCOME SERIES 30 S000006112 DWS New York Tax-Free Income Fund C000016820 Class C KNTCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-03657 0000714287 DWS STATE TAX-FREE INCOME SERIES 30 S000006112 DWS New York Tax-Free Income Fund C000016821 Class S SNWYX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-08606 0000926425 DWS TARGET DATE SERIES 30 S000006100 DWS LifeCompass 2015 Fund C000016765 Class A SPDAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-08606 0000926425 DWS TARGET DATE SERIES 30 S000006100 DWS LifeCompass 2015 Fund C000016767 Class B SPDBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-08606 0000926425 DWS TARGET DATE SERIES 30 S000006100 DWS LifeCompass 2015 Fund C000016768 Class C SPDCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-08606 0000926425 DWS TARGET DATE SERIES 30 S000006100 DWS LifeCompass 2015 Fund C000016769 Class S SPBAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-08606 0000926425 DWS TARGET DATE SERIES 30 S000006099 DWS LifeCompass 2020 Fund C000016760 Class A SUPAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-08606 0000926425 DWS TARGET DATE SERIES 30 S000006099 DWS LifeCompass 2020 Fund C000016762 Class B SUPBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-08606 0000926425 DWS TARGET DATE SERIES 30 S000006099 DWS LifeCompass 2020 Fund C000016763 Class C SUPCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-08606 0000926425 DWS TARGET DATE SERIES 30 S000006099 DWS LifeCompass 2020 Fund C000016764 Class S SPGRX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-08606 0000926425 DWS TARGET DATE SERIES 30 S000006098 DWS LifeCompass 2030 Fund C000016756 Class A PLUSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-08606 0000926425 DWS TARGET DATE SERIES 30 S000006098 DWS LifeCompass 2030 Fund C000016757 Class B PLSBX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-08606 0000926425 DWS TARGET DATE SERIES 30 S000006098 DWS LifeCompass 2030 Fund C000016758 Class C PLSCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-08606 0000926425 DWS TARGET DATE SERIES 30 S000006098 DWS LifeCompass 2030 Fund C000016759 Class S PPLSX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-08606 0000926425 DWS TARGET DATE SERIES 30 S000019563 DWS LifeCompass 2040 Fund C000054366 Class A TGTAX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-08606 0000926425 DWS TARGET DATE SERIES 30 S000019563 DWS LifeCompass 2040 Fund C000054367 Class C TGTCX 345 PARK AVENUE NEW YORK 10154-0004 NY NULL 811-08606 0000926425 DWS TARGET DATE SERIES 30 S000019563 DWS LifeCompass 2040 Fund 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Eaton Vance Richard Bernstein All Asset Strategy Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000033974 Eaton Vance Richard Bernstein All Asset Strategy Fund C000104754 Eaton Vance Richard Bernstein All Asset Strategy Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000030159 Eaton Vance Richard Bernstein Equity Strategy Fund C000092730 Eaton Vance Richard Bernstein Equity Strategy Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000030159 Eaton Vance Richard Bernstein Equity Strategy Fund C000092731 Eaton Vance Richard Bernstein Equity Strategy Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000030159 Eaton Vance Richard Bernstein Equity Strategy Fund C000092732 Eaton Vance Richard Bernstein Equity Strategy Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005202 Eaton Vance Worldwide Health Sciences Fund C000014191 Eaton Vance Worldwide Health Sciences Fund Class A ETHSX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005202 Eaton Vance Worldwide Health Sciences Fund C000014192 Eaton Vance Worldwide Health Sciences Fund Class B EMHSX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005202 Eaton Vance Worldwide Health Sciences Fund C000014193 Eaton Vance Worldwide Health Sciences Fund Class C ECHSX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005202 Eaton Vance Worldwide Health Sciences Fund C000081646 Eaton Vance Worldwide Health Sciences Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005202 Eaton Vance Worldwide Health Sciences Fund C000014194 Eaton Vance Worldwide Health Sciences Fund Class R ERHSX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004825 Eaton Vance AMT-Free Limited Maturity Municipal Income Fund C000013046 Eaton Vance AMT-Free Limited Maturity Municipal Income Fund Class A EXFLX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004825 Eaton Vance AMT-Free Limited Maturity Municipal Income Fund C000013047 Eaton Vance AMT-Free Limited Maturity Municipal Income Fund Class B ELFLX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004825 Eaton Vance AMT-Free Limited Maturity Municipal Income Fund C000013048 Eaton Vance AMT-Free Limited Maturity Municipal Income Fund Class C EZFLX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004825 Eaton Vance AMT-Free Limited Maturity Municipal Income Fund C000091009 Eaton Vance AMT-Free Limited Maturity Municipal Income Fund Class I NULL TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004826 Eaton Vance Massachusetts Limited Maturity Municipal Income Fund C000013049 Eaton Vance Massachusetts Limited Maturity Municipal Income Fund Class A EXMAX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004826 Eaton Vance Massachusetts Limited Maturity Municipal Income Fund C000013050 Eaton Vance Massachusetts Limited Maturity Municipal Income Fund Class B ELMAX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004826 Eaton Vance Massachusetts Limited Maturity Municipal Income Fund C000013051 Eaton Vance Massachusetts Limited Maturity Municipal Income Fund Class C EZMAX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004826 Eaton Vance Massachusetts Limited Maturity Municipal Income Fund C000091010 Eaton Vance Massachusetts Limited Maturity Municipal Income Fund Class I NULL TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004827 Eaton Vance National Limited Maturity Municipal Income Fund C000013052 Eaton Vance National Limited Maturity Municipal Income Fund Class A EXNAX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004827 Eaton Vance National Limited Maturity Municipal Income Fund C000013053 Eaton Vance National Limited Maturity Municipal Income Fund Class B ELNAX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004827 Eaton Vance National Limited Maturity Municipal Income Fund C000013054 Eaton Vance National Limited Maturity Municipal Income Fund Class C EZNAX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004827 Eaton Vance National Limited Maturity Municipal Income Fund C000081647 Eaton Vance National Limited Maturity Municipal Income Fund Class I NULL TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004828 Eaton Vance New Jersey Limited Maturity Municipal Income Fund C000013055 Eaton Vance New Jersey Limited Maturity Municipal Income Fund Class A EXNJX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004828 Eaton Vance New Jersey Limited Maturity Municipal Income Fund C000013056 Eaton Vance New Jersey Limited Maturity Municipal Income Fund Class B ELNJX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004828 Eaton Vance New Jersey Limited Maturity Municipal Income Fund C000037737 Eaton Vance New Jersey Limited Maturity Municipal Income Fund Class C EZNJX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004828 Eaton Vance New Jersey Limited Maturity Municipal Income Fund C000091011 Eaton Vance New Jersey Limited Maturity Municipal Income Fund Class I NULL TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004829 Eaton Vance New York Limited Maturity Municipal Income Fund C000013057 Eaton Vance New York Limited Maturity Municipal Income Fund Class A EXNYX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004829 Eaton Vance New York Limited Maturity Municipal Income Fund C000013058 Eaton Vance New York Limited Maturity Municipal Income Fund Class B ELNYX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004829 Eaton Vance New York Limited Maturity Municipal Income Fund C000013059 Eaton Vance New York Limited Maturity Municipal Income Fund Class C EZNYX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004829 Eaton Vance New York Limited Maturity Municipal Income Fund C000091012 Eaton Vance New York Limited Maturity Municipal Income Fund Class I NULL TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004831 Eaton Vance Pennsylvania Limited Maturity Municipal Income Fund C000013062 Eaton Vance Pennsylvania Limited Maturity Municipal Income Fund Class A EXPNX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004831 Eaton Vance Pennsylvania Limited Maturity Municipal Income Fund C000013063 Eaton Vance Pennsylvania Limited Maturity Municipal Income Fund Class B ELPNX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004831 Eaton Vance Pennsylvania Limited Maturity Municipal Income Fund C000013064 Eaton Vance Pennsylvania Limited Maturity Municipal Income Fund Class C EZPNX TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004831 Eaton Vance Pennsylvania Limited Maturity Municipal Income Fund C000091013 Eaton Vance Pennsylvania Limited Maturity Municipal Income Fund Class I NULL TWO INTERNATIONAL PL BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004838 Eaton Vance Alabama Municipal Income Fund C000013098 Eaton Vance Alabama Municipal Income Fund Class A ETALX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004838 Eaton Vance Alabama Municipal Income Fund C000013099 Eaton Vance Alabama Municipal Income Fund Class B EVALX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004838 Eaton Vance Alabama Municipal Income Fund C000013100 Eaton Vance Alabama Municipal Income Fund Class C ECALX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004838 Eaton Vance Alabama Municipal Income Fund C000063946 Eaton Vance Alabama Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004849 Eaton Vance Arizona Municipal Income Fund C000013133 Eaton Vance Arizona Municipal Income Fund Class A ETAZX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004849 Eaton Vance Arizona Municipal Income Fund C000013134 Eaton Vance Arizona Municipal Income Fund Class B EVAZX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004849 Eaton Vance Arizona Municipal Income Fund C000013135 Eaton Vance Arizona Municipal Income Fund Class C ECAZX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004849 Eaton Vance Arizona Municipal Income Fund C000092720 Eaton Vance Arizona Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004859 Eaton Vance Arkansas Municipal Income Fund C000013163 Eaton Vance Arkansas Municipal Income Fund Class A ETARX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004859 Eaton Vance Arkansas Municipal Income Fund C000013164 Eaton Vance Arkansas Municipal Income Fund Class B EVARX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004859 Eaton Vance Arkansas Municipal Income Fund C000013165 Eaton Vance Arkansas Municipal Income Fund Class C ECARX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004859 Eaton Vance Arkansas Municipal Income Fund C000092725 Eaton Vance Arkansas Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004860 Eaton Vance California Municipal Income Fund C000013166 Eaton Vance California Municipal Income Fund Class A EACAX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004860 Eaton Vance California Municipal Income Fund C000013167 Eaton Vance California Municipal Income Fund Class B EVCAX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004860 Eaton Vance California Municipal Income Fund C000013168 Eaton Vance California Municipal Income Fund Class C ECCAX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004860 Eaton Vance California Municipal Income Fund C000063954 Eaton Vance California Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004862 Eaton Vance Connecticut Municipal Income Fund C000013173 Eaton Vance Connecticut Municipal Income Fund Class A ETCTX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004862 Eaton Vance Connecticut Municipal Income Fund C000013174 Eaton Vance Connecticut Municipal Income Fund Class B EVCTX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004862 Eaton Vance Connecticut Municipal Income Fund C000013172 Eaton Vance Connecticut Municipal Income Fund Class C ECCTX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004862 Eaton Vance Connecticut Municipal Income Fund C000063955 Eaton Vance Connecticut Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004864 Eaton Vance Georgia Municipal Income Fund C000013178 Eaton Vance Georgia Municipal Income Fund Class A ETGAX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004864 Eaton Vance Georgia Municipal Income Fund C000013179 Eaton Vance Georgia Municipal Income Fund Class B EVGAX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004864 Eaton Vance Georgia Municipal Income Fund C000013180 Eaton Vance Georgia Municipal Income Fund Class C ECGAX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004864 Eaton Vance Georgia Municipal Income Fund C000063956 Eaton Vance Georgia Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004865 Eaton Vance Kentucky Municipal Income Fund C000013181 Eaton Vance Kentucky Municipal Income Fund Class A ETKYX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004865 Eaton Vance Kentucky Municipal Income Fund C000013182 Eaton Vance Kentucky Municipal Income Fund Class B EVKYX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004865 Eaton Vance Kentucky Municipal Income Fund C000013183 Eaton Vance Kentucky Municipal Income Fund Class C ECKYX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004865 Eaton Vance Kentucky Municipal Income Fund C000092726 Eaton Vance Kentucky Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004840 Eaton Vance Maryland Municipal Income Fund C000013104 Eaton Vance Maryland Municipal Income Fund Class A ETMDX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004840 Eaton Vance Maryland Municipal Income Fund C000013105 Eaton Vance Maryland Municipal Income Fund Class B EVMYX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004840 Eaton Vance Maryland Municipal Income Fund C000013106 Eaton Vance Maryland Municipal Income Fund Class C ECMDX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004840 Eaton Vance Maryland Municipal Income Fund C000063947 Eaton Vance Maryland Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004841 Eaton Vance Massachusetts Municipal Income Fund C000013108 Eaton Vance Massachusetts Municipal Income Fund Class A ETMAX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004841 Eaton Vance Massachusetts Municipal Income Fund C000034083 Eaton Vance Massachusetts Municipal Income Fund Class C ECMMX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004841 Eaton Vance Massachusetts Municipal Income Fund C000013110 Eaton Vance Massachusetts Municipal Income Fund Class I EIMAX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004842 Eaton Vance Michigan Municipal Income Fund C000013111 Eaton Vance Michigan Municipal Income Fund Class A ETMIX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004842 Eaton Vance Michigan Municipal Income Fund C000013113 Eaton Vance Michigan Municipal Income Fund Class C ECMIX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004842 Eaton Vance Michigan Municipal Income Fund C000092717 Eaton Vance Michigan Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004843 Eaton Vance Minnesota Municipal Income Fund C000013114 Eaton Vance Minnesota Municipal Income Fund Class A ETMNX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004843 Eaton Vance Minnesota Municipal Income Fund C000013115 Eaton Vance Minnesota Municipal Income Fund Class B EVMNX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004843 Eaton Vance Minnesota Municipal Income Fund C000013116 Eaton Vance Minnesota Municipal Income Fund Class C ECMNX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004843 Eaton Vance Minnesota Municipal Income Fund C000092718 Eaton Vance Minnesota Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004845 Eaton Vance Missouri Municipal Income Fund C000013120 Eaton Vance Missouri Municipal Income Fund Class A ETMOX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004845 Eaton Vance Missouri Municipal Income Fund C000013121 Eaton Vance Missouri Municipal Income Fund Class B EVMOX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004845 Eaton Vance Missouri Municipal Income Fund C000013122 Eaton Vance Missouri Municipal Income Fund Class C ECMOX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004845 Eaton Vance Missouri Municipal Income Fund C000092719 Eaton Vance Missouri Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000032714 Eaton Vance Municipal Opportunities Fund C000100969 Eaton Vance Municipal Opportunities Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000032714 Eaton Vance Municipal Opportunities Fund C000100970 Eaton Vance Municipal Opportunities Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000032714 Eaton Vance Municipal Opportunities Fund C000100971 Eaton Vance Municipal Opportunities Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004846 Eaton Vance National Municipal Income Fund C000013123 Eaton Vance National Municipal Income Fund Class A EANAX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004846 Eaton Vance National Municipal Income Fund C000013124 Eaton Vance National Municipal Income Fund Class B EVHMX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004846 Eaton Vance National Municipal Income Fund C000013125 Eaton Vance National Municipal Income Fund Class C ECHMX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004846 Eaton Vance National Municipal Income Fund C000013126 Eaton Vance National Municipal Income Fund Class I EIHMX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004847 Eaton Vance New Jersey Municipal Income Fund C000013127 Eaton Vance New Jersey Municipal Income Fund Class A ETNJX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004847 Eaton Vance New Jersey Municipal Income Fund C000013129 Eaton Vance New Jersey Municipal Income Fund Class C ECNJX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004847 Eaton Vance New Jersey Municipal Income Fund C000063948 Eaton Vance New Jersey Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004848 Eaton Vance New York Municipal Income Fund C000013130 Eaton Vance New York Municipal Income Fund Class A ETNYX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004848 Eaton Vance New York Municipal Income Fund C000013131 Eaton Vance New York Municipal Income Fund Class B EVNYX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004848 Eaton Vance New York Municipal Income Fund C000013132 Eaton Vance New York Municipal Income Fund Class C ECNYX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004848 Eaton Vance New York Municipal Income Fund C000063949 Eaton Vance New York Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004850 Eaton Vance North Carolina Municipal Income Fund C000013136 Eaton Vance North Carolina Municipal Income Fund Class A ETNCX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004850 Eaton Vance North Carolina Municipal Income Fund C000013137 Eaton Vance North Carolina Municipal Income Fund Class B EVNCX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004850 Eaton Vance North Carolina Municipal Income Fund C000013138 Eaton Vance North Carolina Municipal Income Fund Class C ECNCX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004850 Eaton Vance North Carolina Municipal Income Fund C000063950 Eaton Vance North Carolina Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004851 Eaton Vance Ohio Municipal Income Fund C000013139 Eaton Vance Ohio Municipal Income Fund Class A ETOHX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004851 Eaton Vance Ohio Municipal Income Fund C000013141 Eaton Vance Ohio Municipal Income Fund Class C ECOHX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004851 Eaton Vance Ohio Municipal Income Fund C000092721 Eaton Vance Ohio Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004852 Eaton Vance Oregon Municipal Income Fund C000013142 Eaton Vance Oregon Municipal Income Fund Class A ETORX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004852 Eaton Vance Oregon Municipal Income Fund C000013143 Eaton Vance Oregon Municipal Income Fund Class B EVORX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004852 Eaton Vance Oregon Municipal Income Fund C000013144 Eaton Vance Oregon Municipal Income Fund Class C ECORX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004852 Eaton Vance Oregon Municipal Income Fund C000092722 Eaton Vance Oregon Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004853 Eaton Vance Pennsylvania Municipal Income Fund C000013145 Eaton Vance Pennsylvania Municipal Income Fund Class A ETPAX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004853 Eaton Vance Pennsylvania Municipal Income Fund C000013146 Eaton Vance Pennsylvania Municipal Income Fund Class B EVPAX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004853 Eaton Vance Pennsylvania Municipal Income Fund C000013147 Eaton Vance Pennsylvania Municipal Income Fund Class C ECPAX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004853 Eaton Vance Pennsylvania Municipal Income Fund C000063951 Eaton Vance Pennsylvania Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004854 Eaton Vance Rhode Island Municipal Income Fund C000013148 Eaton Vance Rhode Island Municipal Income Fund Class A ETRIX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004854 Eaton Vance Rhode Island Municipal Income Fund C000013149 Eaton Vance Rhode Island Municipal Income Fund Class B EVRIX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004854 Eaton Vance Rhode Island Municipal Income Fund C000013150 Eaton Vance Rhode Island Municipal Income Fund Class C ERICX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004854 Eaton Vance Rhode Island Municipal Income Fund C000092723 Eaton Vance Rhode Island Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004855 Eaton Vance South Carolina Municipal Income Fund C000013151 Eaton Vance South Carolina Municipal Income Fund Class A EASCX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004855 Eaton Vance South Carolina Municipal Income Fund C000013152 Eaton Vance South Carolina Municipal Income Fund Class B EVSCX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004855 Eaton Vance South Carolina Municipal Income Fund C000013153 Eaton Vance South Carolina Municipal Income Fund Class C ECSCX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004855 Eaton Vance South Carolina Municipal Income Fund C000063952 Eaton Vance South Carolina Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004856 Eaton Vance Tennessee Municipal Income Fund C000013154 Eaton Vance Tennessee Municipal Income Fund Class A ETTNX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004856 Eaton Vance Tennessee Municipal Income Fund C000013155 Eaton Vance Tennessee Municipal Income Fund Class B EVTNX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004856 Eaton Vance Tennessee Municipal Income Fund C000013156 Eaton Vance Tennessee Municipal Income Fund Class C ECTNX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004856 Eaton Vance Tennessee Municipal Income Fund C000092724 Eaton Vance Tennessee Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004857 Eaton Vance Virginia Municipal Income Fund C000013157 Eaton Vance Virginia Municipal Income Fund Class A ETVAX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004857 Eaton Vance Virginia Municipal Income Fund C000013158 Eaton Vance Virginia Municipal Income Fund Class B EVVAX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004857 Eaton Vance Virginia Municipal Income Fund C000013159 Eaton Vance Virginia Municipal Income Fund Class C ECVAX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004857 Eaton Vance Virginia Municipal Income Fund C000063953 Eaton Vance Virginia Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000004834 Eaton Vance High Yield Municipal Income Fund C000013069 Eaton Vance High Yield Municipal Income Fund Class A ETHYX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000004834 Eaton Vance High Yield Municipal Income Fund C000013070 Eaton Vance High Yield Municipal Income Fund Class B EVHYX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000004834 Eaton Vance High Yield Municipal Income Fund C000013071 Eaton Vance High Yield Municipal Income Fund Class C ECHYX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000004834 Eaton Vance High Yield Municipal Income Fund C000048637 Eaton Vance High Yield Municipal Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000027033 Eaton Vance Tax-Advantaged Bond Strategies Intermediate Term Fund C000081345 Eaton Vance Tax-Advantaged Bond Strategies Intermediate Term Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000027033 Eaton Vance Tax-Advantaged Bond Strategies Intermediate Term Fund C000081346 Eaton Vance Tax-Advantaged Bond Strategies Intermediate Term Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000027033 Eaton Vance Tax-Advantaged Bond Strategies Intermediate Term Fund C000081347 Eaton Vance Tax-Advantaged Bond Strategies Intermediate Term Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000027034 Eaton Vance Tax-Advantaged Bond Strategies Long Term Fund C000081348 Eaton Vance Tax-Advantaged Bond Strategies Long Term Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000027034 Eaton Vance Tax-Advantaged Bond Strategies Long Term Fund C000081349 Eaton Vance Tax-Advantaged Bond Strategies Long Term Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000027034 Eaton Vance Tax-Advantaged Bond Strategies Long Term Fund C000081350 Eaton Vance Tax-Advantaged Bond Strategies Long Term Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000024906 Eaton Vance Tax-Advantaged Bond Strategies Short Term Fund C000074079 Eaton Vance Tax-Advantaged Bond Strategies Short Term Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000024906 Eaton Vance Tax-Advantaged Bond Strategies Short Term Fund C000074080 Eaton Vance Tax-Advantaged Bond Strategies Short Term Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000024906 Eaton Vance Tax-Advantaged Bond Strategies Short Term Fund C000074081 Eaton Vance Tax-Advantaged Bond Strategies Short Term Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000024907 Eaton Vance Tax-Advantaged Treasury-Linked Strategies Fund C000074082 Eaton Vance Tax-Advantaged Treasury-Linked Strategies Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000024907 Eaton Vance Tax-Advantaged Treasury-Linked Strategies Fund C000074083 Eaton Vance Tax-Advantaged Treasury-Linked Strategies Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000024907 Eaton Vance Tax-Advantaged Treasury-Linked Strategies Fund C000074084 Eaton Vance Tax-Advantaged Treasury-Linked Strategies Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005300 Eaton Vance AMT-Free Municipal Income Fund C000014476 Eaton Vance AMT-Free Municipal Income Fund Class A ETMBX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005300 Eaton Vance AMT-Free Municipal Income Fund C000014477 Eaton Vance AMT-Free Municipal Income Fund Class B EBMBX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005300 Eaton Vance AMT-Free Municipal Income Fund C000038314 Eaton Vance AMT-Free Municipal Income Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005300 Eaton Vance AMT-Free Municipal Income Fund C000014478 Eaton Vance AMT-Free Municipal Income Fund Class I EVMBX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005280 Eaton Vance Atlanta Capital Horizon Growth Fund C000014422 Eaton Vance Atlanta Capital Horizon Growth Fund Class A EXMCX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005280 Eaton Vance Atlanta Capital Horizon Growth Fund C000014423 Eaton Vance Atlanta Capital Horizon Growth Fund Class B EBMCX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005280 Eaton Vance Atlanta Capital Horizon Growth Fund C000014424 Eaton Vance Atlanta Capital Horizon Growth Fund Class C ECMCX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005280 Eaton Vance Atlanta Capital Horizon Growth Fund C000102333 Eaton Vance Atlanta Capital Horizon Growth Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000026932 Eaton Vance Build America Bond Fund C000081142 Eaton Vance Build America Bond Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000026932 Eaton Vance Build America Bond Fund C000081143 Eaton Vance Build America Bond Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000026932 Eaton Vance Build America Bond Fund C000081144 Eaton Vance Build America Bond Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017967 Eaton Vance Diversified Currency Income Fund C000049804 Eaton Vance Diversified Currency Income Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017967 Eaton Vance Diversified Currency Income Fund C000100401 Eaton Vance Diversified Currency Income Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017967 Eaton Vance Diversified Currency Income Fund C000100402 Eaton Vance Diversified Currency Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017968 Eaton Vance Emerging Markets Local Income Fund C000049805 Eaton Vance Emerging Markets Local Income Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017968 Eaton Vance Emerging Markets Local Income Fund C000092670 Eaton Vance Emerging Markets Local Income Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017968 Eaton Vance Emerging Markets Local Income Fund C000084543 Eaton Vance Emerging Markets Local Income Fund Class I Shares NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005287 Eaton Vance Floating-Rate & High Income Fund C000014445 Eaton Vance Floating-Rate & High Income Fund Advisers Class EAFHX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005287 Eaton Vance Floating-Rate & High Income Fund C000014446 Eaton Vance Floating-Rate & High Income Fund Class A EVFHX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005287 Eaton Vance Floating-Rate & High Income Fund C000014447 Eaton Vance Floating-Rate & High Income Fund Class B EBFHX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005287 Eaton Vance Floating-Rate & High Income Fund C000014448 Eaton Vance Floating-Rate & High Income Fund Class C ECFHX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005287 Eaton Vance Floating-Rate & High Income Fund C000014449 Eaton Vance Floating-Rate & High Income Fund Class I EIFHX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000019373 Eaton Vance Floating-Rate Advantage Fund C000053808 Eaton Vance Floating-Rate Advantage Fund Advisers Class NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000019373 Eaton Vance Floating-Rate Advantage Fund C000053809 Eaton Vance Floating-Rate Advantage Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000019373 Eaton Vance Floating-Rate Advantage Fund C000053810 Eaton Vance Floating-Rate Advantage Fund Class B NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000019373 Eaton Vance Floating-Rate Advantage Fund C000053811 Eaton Vance Floating-Rate Advantage Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000019373 Eaton Vance Floating-Rate Advantage Fund C000053812 Eaton Vance Floating-Rate Advantage Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005286 Eaton Vance Floating-Rate Fund C000014440 Eaton Vance Floating-Rate Fund Advisers Class EABLX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005286 Eaton Vance Floating-Rate Fund C000014441 Eaton Vance Floating-Rate Fund Class A EVBLX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005286 Eaton Vance Floating-Rate Fund C000014442 Eaton Vance Floating-Rate Fund Class B EBBLX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005286 Eaton Vance Floating-Rate Fund C000014443 Eaton Vance Floating-Rate Fund Class C ECBLX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005286 Eaton Vance Floating-Rate Fund C000014444 Eaton Vance Floating-Rate Fund Class I EIBLX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000008473 Eaton Vance Global Dividend Income Fund C000023227 Eaton Vance Global Dividend Income Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000008473 Eaton Vance Global Dividend Income Fund C000023228 Eaton Vance Global Dividend Income Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000008473 Eaton Vance Global Dividend Income Fund C000023230 Eaton Vance Global Dividend Income Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000008473 Eaton Vance Global Dividend Income Fund C000023229 Eaton Vance Global Dividend Income Fund Class R NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000029759 Eaton Vance Global Macro Absolute Return Advantage Fund C000091467 Eaton Vance Global Macro Absolute Return Advantage Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000029759 Eaton Vance Global Macro Absolute Return Advantage Fund C000091468 Eaton Vance Global Macro Absolute Return Advantage Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000029759 Eaton Vance Global Macro Absolute Return Advantage Fund C000091469 Eaton Vance Global Macro Absolute Return Advantage Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000029759 Eaton Vance Global Macro Absolute Return Advantage Fund C000096923 Eaton Vance Global Macro Absolute Return Advantage Fund Class R NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017966 Eaton Vance Global Macro Absolute Return Fund C000049802 Eaton Vance Global Macro Absolute Return Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017966 Eaton Vance Global Macro Absolute Return Fund C000081636 Eaton Vance Global Macro Absolute Return Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017966 Eaton Vance Global Macro Absolute Return Fund C000049803 Eaton Vance Global Macro Absolute Return Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017966 Eaton Vance Global Macro Absolute Return Fund C000089783 Eaton Vance Global Macro Absolute Return Fund Class R NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005288 Eaton Vance Government Obligations Fund C000014451 Eaton Vance Government Obligations Fund Class A EVGOX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005288 Eaton Vance Government Obligations Fund C000014452 Eaton Vance Government Obligations Fund Class B EMGOX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005288 Eaton Vance Government Obligations Fund C000014453 Eaton Vance Government Obligations Fund Class C ECGOX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005288 Eaton Vance Government Obligations Fund C000077399 Eaton Vance Government Obligations Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005288 Eaton Vance Government Obligations Fund C000014450 Eaton Vance Government Obligations Fund Class R NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005289 Eaton Vance High Income Opportunities Fund C000014454 Eaton Vance High Income Opportunities Fund Class A ETHIX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005289 Eaton Vance High Income Opportunities Fund C000014455 Eaton Vance High Income Opportunities Fund Class B EVHIX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005289 Eaton Vance High Income Opportunities Fund C000014456 Eaton Vance High Income Opportunities Fund Class C ECHIX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005289 Eaton Vance High Income Opportunities Fund C000081635 Eaton Vance High Income Opportunities Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005278 Eaton Vance Large-Cap Core Research Fund C000014418 Eaton Vance Large-Cap Core Research Fund Class A EAERX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005278 Eaton Vance Large-Cap Core Research Fund C000081632 Eaton Vance Large-Cap Core Research Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005278 Eaton Vance Large-Cap Core Research Fund C000047558 Eaton Vance Large-Cap Core Research Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005290 Eaton Vance Low Duration Fund C000014457 Eaton Vance Low Duration Fund Class A EALDX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005290 Eaton Vance Low Duration Fund C000014458 Eaton Vance Low Duration Fund Class B EBLDX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005290 Eaton Vance Low Duration Fund C000014459 Eaton Vance Low Duration Fund Class C ECLDX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005290 Eaton Vance Low Duration Fund C000078260 Eaton Vance Low Duration Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005260 Eaton Vance Multi-Strategy Absolute Return Fund C000014365 Eaton Vance Multi-Strategy Absolute Return Fund Class A EADDX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005260 Eaton Vance Multi-Strategy Absolute Return Fund C000014366 Eaton Vance Multi-Strategy Absolute Return Fund Class B EBDDX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005260 Eaton Vance Multi-Strategy Absolute Return Fund C000014367 Eaton Vance Multi-Strategy Absolute Return Fund Class C ECDDX TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005260 Eaton Vance Multi-Strategy Absolute Return Fund C000081631 Eaton Vance Multi-Strategy Absolute Return Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000033949 Eaton Vance Multi-Strategy All Market Fund C000104668 Eaton Vance Multi-Strategy All Market Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000033949 Eaton Vance Multi-Strategy All Market Fund C000104757 Eaton Vance Multi-Strategy All Market Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000033949 Eaton Vance Multi-Strategy All Market Fund C000104670 Eaton Vance Multi-Strategy All Market Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000034476 Eaton Vance Parametric Structured Absolute Return Fund C000105968 Eaton Vance Parametric Structured Absolute Return Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000034476 Eaton Vance Parametric Structured Absolute Return Fund C000105969 Eaton Vance Parametric Structured Absolute Return Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000034476 Eaton Vance Parametric Structured Absolute Return Fund C000105970 Eaton Vance Parametric Structured Absolute Return Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000032773 Eaton Vance Parametric Structured Commodity Strategy Fund C000111445 Eaton Vance Parametric Structured Commodity Strategy Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000032773 Eaton Vance Parametric Structured Commodity Strategy Fund C000101132 Eaton Vance Parametric Structured Commodity Strategy Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000035235 Eaton Vance Parametric Structured Currency Fund C000108390 Eaton Vance Parametric Structured Currency Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000035235 Eaton Vance Parametric Structured Currency Fund C000108391 Eaton Vance Parametric Structured Currency Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000035235 Eaton Vance Parametric Structured Currency Fund C000108392 Eaton Vance Parametric Structured Currency Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000012701 Eaton Vance Parametric Structured Emerging Markets Fund C000034229 Eaton Vance Parametric Structured Emerging Markets Fund Class A NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000012701 Eaton Vance Parametric Structured Emerging Markets Fund C000034230 Eaton Vance Parametric Structured Emerging Markets Fund Class C NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000012701 Eaton Vance Parametric Structured Emerging Markets Fund C000034231 Eaton Vance Parametric Structured Emerging Markets Fund Class I NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-04015 0000745463 EATON VANCE 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All Asset Moderate Growth-Alt 15 Portfolio C000111956 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025793 ATM International Portfolio C000077106 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025793 ATM International Portfolio C000077107 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025793 ATM International Portfolio C000104214 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025795 ATM Large Cap Portfolio C000077110 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025795 ATM Large Cap Portfolio C000077111 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025795 ATM Large Cap Portfolio C000104215 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025798 ATM Mid Cap Portfolio C000077117 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025798 ATM Mid Cap Portfolio C000077116 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025798 ATM Mid Cap Portfolio C000104217 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025801 ATM Small Cap Portfolio C000077122 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025801 ATM Small Cap Portfolio C000077123 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025801 ATM Small Cap Portfolio C000104219 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036613 AXA Aggressive Strategy Portfolio C000111959 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036613 AXA Aggressive Strategy Portfolio C000111960 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025181 AXA Balanced Strategy Portfolio C000075076 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025181 AXA Balanced Strategy Portfolio C000075077 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025181 AXA Balanced Strategy Portfolio C000104209 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025180 AXA Conservative Growth Strategy Portfolio C000075074 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025180 AXA Conservative Growth Strategy Portfolio C000075075 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025180 AXA Conservative Growth Strategy Portfolio C000104208 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025179 AXA Conservative Strategy Portfolio C000075072 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025179 AXA Conservative Strategy Portfolio C000075073 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025179 AXA Conservative Strategy Portfolio C000104207 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025329 AXA Growth Strategy Portfolio C000075514 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025329 AXA Growth Strategy Portfolio C000075515 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025329 AXA Growth Strategy Portfolio C000104211 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025182 AXA Moderate Growth Strategy Portfolio C000075078 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025182 AXA Moderate Growth Strategy Portfolio C000075079 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025182 AXA Moderate Growth Strategy Portfolio C000104210 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025800 AXA Tactical Manager 2000 Portfolio C000077120 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025800 AXA Tactical Manager 2000 Portfolio C000077121 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025800 AXA Tactical Manager 2000 Portfolio C000104218 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025802 AXA Tactical Manager 2000 Portfolio-III C000077124 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025802 AXA Tactical Manager 2000 Portfolio-III C000077125 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025797 AXA Tactical Manager 400 Portfolio C000077114 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025797 AXA Tactical Manager 400 Portfolio C000077115 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025797 AXA Tactical Manager 400 Portfolio C000104216 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025799 AXA Tactical Manager 400 Portfolio-III C000077118 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025799 AXA Tactical Manager 400 Portfolio-III C000077119 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025791 AXA Tactical Manager 500 Portfolio C000077102 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025791 AXA Tactical Manager 500 Portfolio C000077103 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025791 AXA Tactical Manager 500 Portfolio C000104212 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025796 AXA Tactical Manager 500 Portfolio-III C000077112 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025796 AXA Tactical Manager 500 Portfolio-III C000077113 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025792 AXA Tactical Manager International Portfolio C000077104 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025792 AXA Tactical Manager International Portfolio C000077105 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025792 AXA Tactical Manager International Portfolio C000104213 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025794 AXA Tactical Manager International Portfolio-III C000077108 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025794 AXA Tactical Manager International Portfolio-III C000077109 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000033627 AXA Ultra Conservative Strategy Portfolio C000103341 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000033627 AXA Ultra Conservative Strategy Portfolio C000103342 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000033627 AXA Ultra Conservative Strategy Portfolio C000112719 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000030678 EQ/AllianceBernstein Dynamic Wealth Strategies Portfolio C000095067 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000030678 EQ/AllianceBernstein Dynamic Wealth Strategies Portfolio C000095068 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000030678 EQ/AllianceBernstein Dynamic Wealth Strategies Portfolio C000104222 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000029399 EQ/AllianceBernstein Short-Term Bond Portfolio C000090303 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000029399 EQ/AllianceBernstein Short-Term Bond Portfolio C000090304 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000029399 EQ/AllianceBernstein Short-Term Bond Portfolio C000104220 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000029400 EQ/AllianceBernstein Short-Term Government Bond Portfolio C000090305 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000029400 EQ/AllianceBernstein Short-Term Government Bond Portfolio C000090306 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000029400 EQ/AllianceBernstein Short-Term Government Bond Portfolio C000104221 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009056 EQ/AllianceBernstein Small Cap Growth Portfolio C000024604 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009056 EQ/AllianceBernstein Small Cap Growth Portfolio C000024605 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009056 EQ/AllianceBernstein Small Cap Growth Portfolio C000104170 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013249 EQ/AXA Franklin Small Cap Value Core Portfolio C000035601 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013249 EQ/AXA Franklin Small Cap Value Core Portfolio C000035602 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013249 EQ/AXA Franklin Small Cap Value Core Portfolio C000104202 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009171 EQ/BlackRock Basic Value Equity Portfolio C000024929 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009171 EQ/BlackRock Basic Value Equity Portfolio C000024930 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009171 EQ/BlackRock Basic Value Equity Portfolio C000104181 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009044 EQ/Boston Advisors Equity Income Portfolio C000024580 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009044 EQ/Boston Advisors Equity Income Portfolio C000024581 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009044 EQ/Boston Advisors Equity Income Portfolio C000104161 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009045 EQ/Calvert Socially Responsible Portfolio C000024582 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009045 EQ/Calvert Socially Responsible Portfolio C000024583 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009045 EQ/Calvert Socially Responsible Portfolio C000104162 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009046 EQ/Capital Guardian Growth Portfolio C000024584 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009046 EQ/Capital Guardian Growth Portfolio C000024585 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009048 EQ/Capital Guardian Research Portfolio C000024588 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009048 EQ/Capital Guardian Research Portfolio C000024589 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009048 EQ/Capital Guardian Research Portfolio C000104164 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000010734 EQ/Common Stock Index Portfolio C000029648 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000010734 EQ/Common Stock Index Portfolio C000029649 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000010734 EQ/Common Stock Index Portfolio C000104198 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009176 EQ/Core Bond Index Portfolio C000024939 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009176 EQ/Core Bond Index Portfolio C000024940 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009176 EQ/Core Bond Index Portfolio C000104185 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013247 EQ/Davis New York Venture Portfolio C000035597 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013247 EQ/Davis New York Venture Portfolio C000035598 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013247 EQ/Davis New York Venture Portfolio C000104200 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036606 EQ/Emerging Markets Equity PLUS C000111945 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036606 EQ/Emerging Markets Equity PLUS C000111946 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009145 EQ/Equity 500 Index Portfolio C000024875 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009145 EQ/Equity 500 Index Portfolio C000024876 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009145 EQ/Equity 500 Index Portfolio C000104172 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009170 EQ/Equity Growth PLUS Portfolio C000024927 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009170 EQ/Equity Growth PLUS Portfolio C000024928 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009170 EQ/Equity Growth PLUS Portfolio C000104180 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013248 EQ/Franklin Core Balanced Portfolio C000035599 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013248 EQ/Franklin Core Balanced Portfolio C000035600 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013248 EQ/Franklin Core Balanced Portfolio C000104201 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000017102 EQ/Franklin Templeton Allocation Portfolio C000047444 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000017102 EQ/Franklin Templeton Allocation Portfolio C000047445 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000017102 EQ/Franklin Templeton Allocation Portfolio C000104206 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009150 EQ/GAMCO Mergers and Acquisitions Portfolio C000024885 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009150 EQ/GAMCO Mergers and Acquisitions Portfolio C000024886 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009150 EQ/GAMCO Mergers and Acquisitions Portfolio C000104177 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009151 EQ/GAMCO Small Company Value Portfolio C000024887 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009151 EQ/GAMCO Small Company Value Portfolio C000024888 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009151 EQ/GAMCO Small Company Value Portfolio C000104178 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009146 EQ/Global Bond PLUS Portfolio C000024877 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009146 EQ/Global Bond PLUS Portfolio C000024878 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009146 EQ/Global Bond PLUS Portfolio C000104173 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009210 EQ/Global Multi-Sector Equity Portfolio C000025016 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009210 EQ/Global Multi-Sector Equity Portfolio C000025017 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009210 EQ/Global Multi-Sector Equity Portfolio C000104196 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036793 EQ/High Yield Bond Portfolio C000112529 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036793 EQ/High Yield Bond Portfolio C000112530 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009052 EQ/Intermediate Government Bond Portfolio C000024596 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009052 EQ/Intermediate Government Bond Portfolio C000024597 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009052 EQ/Intermediate Government Bond Portfolio C000104166 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009047 EQ/International Core PLUS Portfolio C000024586 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009047 EQ/International Core PLUS Portfolio C000024587 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009047 EQ/International Core PLUS Portfolio C000104163 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009053 EQ/International Equity Index Portfolio C000024598 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009053 EQ/International Equity Index Portfolio C000024599 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009053 EQ/International Equity Index Portfolio C000104167 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013246 EQ/International ETF Portfolio C000035595 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013246 EQ/International ETF Portfolio C000035596 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013246 EQ/International ETF Portfolio C000104199 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036607 EQ/International Small Cap PLUS C000111947 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036607 EQ/International Small Cap PLUS C000111948 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025562 EQ/International Tactical Manager Portfolio C000076561 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025562 EQ/International Tactical Manager Portfolio C000076562 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009172 EQ/International Value PLUS Portfolio C000024931 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009172 EQ/International Value PLUS Portfolio C000024932 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009172 EQ/International Value PLUS Portfolio C000104182 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009177 EQ/JPMorgan Value Opportunities Portfolio C000024941 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009177 EQ/JPMorgan Value Opportunities Portfolio C000024942 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009177 EQ/JPMorgan Value Opportunities Portfolio C000104186 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009174 EQ/Large Cap Core PLUS Portfolio C000024935 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009174 EQ/Large Cap Core PLUS Portfolio C000024936 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009174 EQ/Large Cap Core PLUS Portfolio C000104184 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009054 EQ/Large Cap Growth Index Portfolio C000024600 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009054 EQ/Large Cap Growth Index Portfolio C000024601 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009054 EQ/Large Cap Growth Index Portfolio C000104168 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009173 EQ/Large Cap Growth PLUS Portfolio C000024933 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009173 EQ/Large Cap Growth PLUS Portfolio C000024934 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009173 EQ/Large Cap Growth PLUS Portfolio C000104183 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025559 EQ/Large Cap Tactical Manager Portfolio C000076555 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025559 EQ/Large Cap Tactical Manager Portfolio C000076556 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009179 EQ/Large Cap Value Index Portfolio C000024945 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009179 EQ/Large Cap Value Index Portfolio C000024946 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009179 EQ/Large Cap Value Index Portfolio C000104187 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009059 EQ/Large Cap Value PLUS Portfolio C000024610 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009059 EQ/Large Cap Value PLUS Portfolio C000024611 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009059 EQ/Large Cap Value PLUS Portfolio C000104171 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009181 EQ/Lord Abbett Growth and Income Portfolio C000024949 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009181 EQ/Lord Abbett Growth and Income Portfolio C000024950 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009182 EQ/Lord Abbett Large Cap Core Portfolio C000024951 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009182 EQ/Lord Abbett Large Cap Core Portfolio C000024952 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009182 EQ/Lord Abbett Large Cap Core Portfolio C000104188 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009168 EQ/MFS International Growth Portfolio C000024923 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009168 EQ/MFS International Growth Portfolio C000024924 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009168 EQ/MFS International Growth Portfolio C000104179 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009148 EQ/Mid Cap Index Portfolio C000024881 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009148 EQ/Mid Cap Index Portfolio C000024882 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009148 EQ/Mid Cap Index Portfolio C000104175 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025560 EQ/Mid Cap Tactical Manager Portfolio C000076557 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025560 EQ/Mid Cap Tactical Manager Portfolio C000076558 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009149 EQ/Mid Cap Value PLUS Portfolio C000024883 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009149 EQ/Mid Cap Value PLUS Portfolio C000024884 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009149 EQ/Mid Cap Value PLUS Portfolio C000104176 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009193 EQ/Money Market Portfolio C000024982 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009193 EQ/Money Market Portfolio C000024983 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009193 EQ/Money Market Portfolio C000104189 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009194 EQ/Montag & Caldwell Growth Portfolio C000024984 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009194 EQ/Montag & Caldwell Growth Portfolio C000024985 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009194 EQ/Montag & Caldwell Growth Portfolio C000104190 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009211 EQ/Morgan Stanley Mid Cap Growth Portfolio C000025018 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009211 EQ/Morgan Stanley Mid Cap Growth Portfolio C000025019 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009211 EQ/Morgan Stanley Mid Cap Growth Portfolio C000104197 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013250 EQ/Mutual Large Cap Equity Portfolio C000035604 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013250 EQ/Mutual Large Cap Equity Portfolio C000035603 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013250 EQ/Mutual Large Cap Equity Portfolio C000104203 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036608 EQ/Natural Resources PLUS C000111949 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036608 EQ/Natural Resources PLUS C000111950 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013251 EQ/Oppenheimer Global Portfolio C000035605 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013251 EQ/Oppenheimer Global Portfolio C000035606 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013251 EQ/Oppenheimer Global Portfolio C000104204 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036610 EQ/PIMCO Real Return C000111954 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036610 EQ/PIMCO Real Return C000111953 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009195 EQ/PIMCO Ultra Short Bond Portfolio C000024986 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009195 EQ/PIMCO Ultra Short Bond Portfolio C000024987 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009195 EQ/PIMCO Ultra Short Bond Portfolio C000104191 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009055 EQ/Quality Bond PLUS Portfolio C000024602 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009055 EQ/Quality Bond PLUS Portfolio C000024603 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009055 EQ/Quality Bond PLUS Portfolio C000104169 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036609 EQ/Real Estate PLUS C000111951 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036609 EQ/Real Estate PLUS C000111952 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025561 EQ/Small Cap Tactical Manager Portfolio C000076559 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025561 EQ/Small Cap Tactical Manager Portfolio C000076560 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009197 EQ/Small Company Index Portfolio C000024990 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009197 EQ/Small Company Index Portfolio C000024991 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009197 EQ/Small Company Index Portfolio C000104192 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009207 EQ/T. Rowe Price Growth Stock Portfolio C000025010 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009207 EQ/T. Rowe Price Growth Stock Portfolio C000025011 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009207 EQ/T. Rowe Price Growth Stock Portfolio C000104193 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013254 EQ/Templeton Global Equity Portfolio C000035611 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013254 EQ/Templeton Global Equity Portfolio C000035612 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013254 EQ/Templeton Global Equity Portfolio C000104205 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009208 EQ/UBS Growth and Income Portfolio C000025012 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009208 EQ/UBS Growth and Income Portfolio C000025013 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009208 EQ/UBS Growth and Income Portfolio C000104194 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009209 EQ/Van Kampen Comstock Portfolio C000025014 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009209 EQ/Van Kampen Comstock Portfolio C000025015 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009209 EQ/Van Kampen Comstock Portfolio C000104195 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009147 EQ/Wells Fargo Omega Growth Portfolio C000024879 Class IA NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009147 EQ/Wells Fargo Omega Growth Portfolio C000024880 Class IB NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009147 EQ/Wells Fargo Omega Growth Portfolio C000104174 Class K NULL 73 TREMONT ST 8TH FL BOSTON 02108-3913 MA NULL 811-22447 0001498272 Equinox Funds Trust 30 S000033101 Equinox Abraham Strategy Fund C000101990 Equinox Abraham Strategy Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000033103 Equinox Cantab Strategy Fund C000101992 Equinox Cantab Strategy Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000033104 Equinox Chesapeake Strategy Fund C000101993 Equinox Chesapeake Strategy Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000030179 Equinox Commodity Strategy Fund C000092851 Equinox Commodity Strategy Fund Class A Shares EQCAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000030179 Equinox Commodity Strategy Fund C000092852 Equinox Commodity Strategy Fund Class C Shares EQCCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000030179 Equinox Commodity Strategy Fund C000092853 Equinox Commodity Strategy Fund Class I Shares EQCIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000033105 Equinox Crabel Two Plus Strategy Fund C000101994 Equinox Crabel Two Plus Strategy Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000033106 Equinox Eclipse Strategy Fund C000101995 Equinox Eclipse Strategy Fund Class I Shares EECIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000033128 Equinox Equity Long-Short Legends Fund C000102021 Equinox Equity Long-Short Legends Fund Class A Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000033128 Equinox Equity Long-Short Legends Fund C000102022 Equinox Equity Long-Short Legends Fund Class C Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000033128 Equinox Equity Long-Short Legends Fund C000102023 Equinox Equity Long-Short Legends Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000033127 Equinox Event Driven Legends Fund C000102018 Equinox Event Driven Legends Fund Class A Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000033127 Equinox Event Driven Legends Fund C000102019 Equinox Event Driven Legends Fund Class C Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000033127 Equinox Event Driven Legends Fund C000102020 Equinox Event Driven Legends Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000033107 Equinox John Locke Strategy Fund C000101996 Equinox John Locke Strategy Fund Class I Shares EJLIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000033108 Equinox Mesirow Strategy Fund C000101997 Equinox Mesirow Strategy Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000033109 Equinox QCM Strategy Fund C000101998 Equinox QCM Strategy Fund Class I Shares EQQCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000033110 Equinox QIM/WNTN Strategy Fund C000105793 Equinox QIM/WNTN Strategy Fund Class A Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000033110 Equinox QIM/WNTN Strategy Fund C000101999 Equinox QIM/WNTN Strategy Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22447 0001498272 Equinox Funds Trust 30 S000033102 Equinox Tiverton Strategy Fund C000101991 Equinox Tiverton Strategy Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-08665 0001055367 EQUITRUST LIFE ANNUITY ACCOUNT 32 S000007217 EQUITRUST LIFE ANNUITY ACCOUNT C000019813 Individual Flexible Premium Deferred Variable Annuity Contract NULL 5400 UNIVERSITY AVE WEST DES MOINES 50266 IA NULL 811-08665 0001055367 EQUITRUST LIFE ANNUITY ACCOUNT 32 S000007217 EQUITRUST LIFE ANNUITY ACCOUNT C000061844 Variable Annuity Contract NULL 5400 UNIVERSITY AVE WEST DES MOINES 50266 IA NULL 811-08967 0001058149 EQUITRUST LIFE ANNUITY ACCOUNT II 32 S000007262 EQUITRUST LIFE ANNUITY ACCOUNT II C000019925 Individual Flexible Premium Deferred Variable Annuity Contract NULL 5400 UNIVERSITY AVE WEST DES MOINES 50266 IA NULL 811-08641 0001054819 EQUITRUST LIFE VARIABLE ACCOUNT 33 S000007263 EQUITRUST LIFE VARIABLE ACCOUNT C000023450 Flexible Premium Last Survivor Variable Life Insurance Policy NULL 5400 UNIVERSITY AVE WEST DES MOINES 50266 IA NULL 811-08641 0001054819 EQUITRUST LIFE VARIABLE ACCOUNT 33 S000007263 EQUITRUST LIFE VARIABLE ACCOUNT C000019926 Flexible Premium Variable Life Insurance Policy NULL 5400 UNIVERSITY AVE WEST DES MOINES 50266 IA NULL 811-08641 0001054819 EQUITRUST LIFE VARIABLE ACCOUNT 33 S000007263 EQUITRUST LIFE VARIABLE ACCOUNT C000062175 Variable Universal Life Insurance Policy NULL 5400 UNIVERSITY AVE WEST DES MOINES 50266 IA NULL 811-08981 0001058150 EQUITRUST LIFE VARIABLE ACCOUNT II 33 S000007275 EQUITRUST LIFE VARIABLE ACCOUNT II C000023451 Flexible Premium Last Survivor Variable Life Insurance Policy NULL 5400 UNIVERSITY AVE WEST DES MOINES 50266 IA NULL 811-08981 0001058150 EQUITRUST LIFE VARIABLE ACCOUNT II 33 S000007275 EQUITRUST LIFE VARIABLE ACCOUNT II C000019974 Flexible Premium Variable Life Insurance Policy NULL 5400 UNIVERSITY AVE WEST DES MOINES 50266 IA NULL 811-22668 0001540305 ETF Series Solutions 30 S000036971 AlphaClone Alternative Alpha ETF C000113128 AlphaClone Alternative Alpha ETF ALFA 615 EAST MICHIGAN ST MILWAUKEE 53202 WI NULL 811-22668 0001540305 ETF Series Solutions 30 S000036973 The Zacks MLP ETF C000113130 The Zacks MLP ETF ZMLP 615 EAST MICHIGAN ST MILWAUKEE 53202 WI NULL 811-22668 0001540305 ETF Series Solutions 30 S000036972 The Zacks Sustainable Dividend ETF C000113129 The Zacks Sustainable Dividend ETF ZDIV 615 EAST MICHIGAN ST MILWAUKEE 53202 WI NULL 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026337 Class 529-A CEUAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026338 Class 529-B CEUBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026339 Class 529-C CEUCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026340 Class 529-E CEUEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026341 Class 529-F-1 CEUFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026328 Class A AEPGX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026334 Class B AEGBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026335 Class C AEPCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026336 Class F-1 AEGFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000066830 Class F-2 AEPFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026329 Class R-1 RERAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026330 Class R-2 RERBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026331 Class R-3 RERCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026332 Class R-4 REREX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026333 Class R-5 RERFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000077411 Class R-6 RERGX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003430 Evergreen Emerging Markets Growth Fund C000009478 A EMGAX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003430 Evergreen Emerging Markets Growth Fund C000009479 B EMGBX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003430 Evergreen Emerging Markets Growth Fund C000009480 C EMGCX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003430 Evergreen Emerging Markets Growth Fund C000009481 I EMGYX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003431 Evergreen Global Large Cap Equity Fund C000009482 A EAGLX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003431 Evergreen Global Large Cap Equity Fund C000009483 B EBGLX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003431 Evergreen Global Large Cap Equity Fund C000009484 C ECGLX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003431 Evergreen Global Large Cap Equity Fund C000009485 I EYGLX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003432 Evergreen Global Opportunities Fund C000009486 A EKGAX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003432 Evergreen Global Opportunities Fund C000009487 B EKGBX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003432 Evergreen Global Opportunities Fund C000009488 C EKGCX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003432 Evergreen Global Opportunities Fund C000009489 I EKGYX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003433 Evergreen International Equity Fund C000009490 A EKZAX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003433 Evergreen International Equity Fund C000009491 B EKZBX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003433 Evergreen International Equity Fund C000009492 C EKZCX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003433 Evergreen International Equity Fund C000009493 I EKZYX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003433 Evergreen International Equity Fund C000009494 R EKZRX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000015620 Evergreen Intrinsic World Equity Fund C000042578 A EWEAX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000015620 Evergreen Intrinsic World Equity Fund C000042579 B EWEBX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000015620 Evergreen Intrinsic World Equity Fund C000042580 C EWECX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000015620 Evergreen Intrinsic World Equity Fund C000042581 I EWEIX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003434 Evergreen Precious Metals Fund C000009495 A EKWAX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003434 Evergreen Precious Metals Fund C000009496 B EKWBX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003434 Evergreen Precious Metals Fund C000009497 C EKWCX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08553 0001046027 EVERGREEN INTERNATIONAL TRUST 30 S000003434 Evergreen Precious Metals Fund C000009498 I EKWYX 200 BERKELEY ST BOSTON 02116 MA NULL 811-08363 0001045688 EVERGREEN SELECT EQUITY TRUST 30 S000000420 Evergreen Equity Index Fund C000001159 A ESINX 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08363 0001045688 EVERGREEN SELECT EQUITY TRUST 30 S000000420 Evergreen Equity Index Fund C000001160 B ESIOX 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08363 0001045688 EVERGREEN SELECT EQUITY TRUST 30 S000000420 Evergreen Equity Index Fund C000001161 C ESECX 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08363 0001045688 EVERGREEN SELECT EQUITY TRUST 30 S000000420 Evergreen Equity Index Fund C000001162 I EVIIX 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08363 0001045688 EVERGREEN SELECT EQUITY TRUST 30 S000000420 Evergreen Equity Index Fund C000001163 IS EVISX 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08363 0001045688 EVERGREEN SELECT EQUITY TRUST 30 S000000418 Evergreen Strategic Growth Fund C000001148 A ESGAX 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08363 0001045688 EVERGREEN SELECT EQUITY TRUST 30 S000000418 Evergreen Strategic Growth Fund C000001149 B ESGBX 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08363 0001045688 EVERGREEN SELECT EQUITY TRUST 30 S000000418 Evergreen Strategic Growth Fund C000001150 C ESGTX 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08363 0001045688 EVERGREEN SELECT EQUITY TRUST 30 S000000418 Evergreen Strategic Growth Fund C000001151 I ESGIX 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08363 0001045688 EVERGREEN SELECT EQUITY TRUST 30 S000000418 Evergreen Strategic Growth Fund C000001152 IS ESGSX 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08363 0001045688 EVERGREEN SELECT EQUITY TRUST 30 S000000418 Evergreen Strategic Growth Fund C000001153 R ESGRX 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08716 0000928754 EVERGREEN VARIABLE ANNUITY TRUST /DE/ 30 S000000449 Evergreen VA Core Bond Fund C000001262 1 NULL 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08716 0000928754 EVERGREEN VARIABLE ANNUITY TRUST /DE/ 30 S000000449 Evergreen VA Core Bond Fund C000001263 2 NULL 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08716 0000928754 EVERGREEN VARIABLE ANNUITY TRUST /DE/ 30 S000003471 Evergreen VA Fundamental Large Cap Fund C000009608 1 NULL 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08716 0000928754 EVERGREEN VARIABLE ANNUITY TRUST /DE/ 30 S000003471 Evergreen VA Fundamental Large Cap Fund C000009609 2 NULL 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08716 0000928754 EVERGREEN VARIABLE ANNUITY TRUST /DE/ 30 S000000453 Evergreen VA Growth Fund C000001270 1 NULL 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08716 0000928754 EVERGREEN VARIABLE ANNUITY TRUST /DE/ 30 S000000453 Evergreen VA Growth Fund C000001271 2 NULL 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08716 0000928754 EVERGREEN VARIABLE ANNUITY TRUST /DE/ 30 S000000455 Evergreen VA International Equity Fund C000001274 1 NULL 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08716 0000928754 EVERGREEN VARIABLE ANNUITY TRUST /DE/ 30 S000000455 Evergreen VA International Equity Fund C000001275 2 NULL 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08716 0000928754 EVERGREEN VARIABLE ANNUITY TRUST /DE/ 30 S000000456 Evergreen VA Omega Fund C000001276 1 NULL 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08716 0000928754 EVERGREEN VARIABLE ANNUITY TRUST /DE/ 30 S000000456 Evergreen VA Omega Fund C000001277 2 NULL 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08716 0000928754 EVERGREEN VARIABLE ANNUITY TRUST /DE/ 30 S000000457 Evergreen VA Special Values Fund C000001278 1 NULL 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-08716 0000928754 EVERGREEN VARIABLE ANNUITY TRUST /DE/ 30 S000000457 Evergreen VA Special Values Fund C000001279 2 NULL 200 BERKELEY STREET BOSTON 02116 MA 26TH FLOOR 811-22335 0001472754 Evermore Funds Trust 30 S000027062 Evermore European Value Fund C000081460 Evermore European Value Fund Class A EVEAX 89 SUMMIT AVENUE SUMMIT 07901 NJ 3RD FLOOR 811-22335 0001472754 Evermore Funds Trust 30 S000027062 Evermore European Value Fund C000081461 Evermore European Value Fund Class C EVECX 89 SUMMIT AVENUE SUMMIT 07901 NJ 3RD FLOOR 811-22335 0001472754 Evermore Funds Trust 30 S000027062 Evermore European Value Fund C000081462 Evermore European Value Fund Class I EVEIX 89 SUMMIT AVENUE SUMMIT 07901 NJ 3RD FLOOR 811-22335 0001472754 Evermore Funds Trust 30 S000027063 Evermore Global Value Fund C000081463 Evermore Global Value Fund Class A EVGBX 89 SUMMIT AVENUE SUMMIT 07901 NJ 3RD FLOOR 811-22335 0001472754 Evermore Funds Trust 30 S000027063 Evermore Global Value Fund C000081464 Evermore Global Value Fund Class C EVGCX 89 SUMMIT AVENUE SUMMIT 07901 NJ 3RD FLOOR 811-22335 0001472754 Evermore Funds Trust 30 S000027063 Evermore Global Value Fund C000081465 Evermore Global Value Fund Class I EVGIX 89 SUMMIT AVENUE SUMMIT 07901 NJ 3RD FLOOR 811-22263 0001452937 EXCHANGE TRADED CONCEPTS TRUST 30 S000026712 FaithShares Baptist Values Fund C000080181 ETF Shares NULL 3555 NORTHWEST 58 TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22263 0001452937 EXCHANGE TRADED CONCEPTS TRUST 30 S000026713 FaithShares Catholic Values Fund C000080182 ETF Shares NULL 3555 NORTHWEST 58 TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22263 0001452937 EXCHANGE TRADED CONCEPTS TRUST 30 S000026714 FaithShares Christian Values Fund C000080183 ETF Shares NULL 3555 NORTHWEST 58 TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22263 0001452937 EXCHANGE TRADED CONCEPTS TRUST 30 S000026715 FaithShares Lutheran Values Fund C000080184 ETF Shares NULL 3555 NORTHWEST 58 TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22263 0001452937 EXCHANGE TRADED CONCEPTS TRUST 30 S000026716 FaithShares Methodist Values Fund C000080185 ETF Shares NULL 3555 NORTHWEST 58 TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22263 0001452937 EXCHANGE TRADED CONCEPTS TRUST 30 S000034471 KraneShares CSI China Consumer Discretionary ETF C000105961 ETF Shares NULL 3555 NORTHWEST 58 TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22263 0001452937 EXCHANGE TRADED CONCEPTS TRUST 30 S000034470 KraneShares CSI China Consumer Staples ETF C000105960 ETF Shares NULL 3555 NORTHWEST 58 TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22263 0001452937 EXCHANGE TRADED CONCEPTS TRUST 30 S000034472 KraneShares CSI China Five Year Plan ETF C000105962 ETF Shares NULL 3555 NORTHWEST 58 TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22263 0001452937 EXCHANGE TRADED CONCEPTS TRUST 30 S000034469 KraneShares CSI China Internet ETF C000105959 ETF Shares NULL 3555 NORTHWEST 58 TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22263 0001452937 EXCHANGE TRADED CONCEPTS TRUST 30 S000034473 KraneShares CSI China Urbanization ETF C000105963 ETF Shares NULL 3555 NORTHWEST 58 TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22263 0001452937 EXCHANGE TRADED CONCEPTS TRUST 30 S000034468 KraneShares Dow Jones China Alternative Energy ETF C000105958 ETF Shares NULL 3555 NORTHWEST 58 TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22263 0001452937 EXCHANGE TRADED CONCEPTS TRUST 30 S000034467 KraneShares Dow Jones Global Luxury Consumer ETF C000105957 ETF Shares NULL 3555 NORTHWEST 58 TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22263 0001452937 EXCHANGE TRADED CONCEPTS TRUST 30 S000036709 Sustainable North American Oil Sands ETF C000112237 Sustainable North American Oil Sands ETF NULL 3555 NORTHWEST 58 TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22263 0001452937 EXCHANGE TRADED CONCEPTS TRUST 30 S000037613 Yorkville High Income Composite MLP ETF C000116051 Yorkville High Income Composite MLP ETF NULL 3555 NORTHWEST 58 TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22263 0001452937 EXCHANGE TRADED CONCEPTS TRUST 30 S000037614 Yorkville High Income Infrastructure MLP ETF C000116052 Yorkville High Income Infrastructure MLP ETF NULL 3555 NORTHWEST 58 TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22263 0001452937 EXCHANGE TRADED CONCEPTS TRUST 30 S000036264 Yorkville High Income MLP ETF C000110993 Yorkville High Income MLP ETF NULL 3555 NORTHWEST 58 TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22700 0001547950 Exchange Traded Concepts Trust II 30 S000037620 Horizons S&P 500 Covered Call ETF C000116058 Horizons S&P 500 Covered Call ETF NULL 3555 NW 58TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22700 0001547950 Exchange Traded Concepts Trust II 30 S000037622 Horizons S&P Energy Select Sector Covered Call ETF C000116060 Horizons S&P Energy Select Sector Covered Call ETF NULL 3555 NW 58TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22700 0001547950 Exchange Traded Concepts Trust II 30 S000037621 Horizons S&P Financial Select Sector Covered Call ETF C000116059 Horizons S&P Financial Select Sector Covered Call ETF NULL 3555 NW 58TH STREET OKLAHOMA CITY 73112 OK SUITE 410 811-22177 0001424773 EXCHANGE TRADED SPREADS TRUST 30 S000033396 ETS BOCHK Offshore RMB Bond Index ETF C000102644 ETS BOCHK Offshore RMB Bond Index ETF NULL 44 MONTGOMERY STREET SAN FRANCISCO 94104 CA SUITE 2100 811-09607 0001096344 FAIRHOLME FUNDS INC 30 S000031006 The Fairholme Allocation Fund C000096062 The Fairholme Allocation Fund FAAFX 4400 BISCAYNE BOULEVARD MIAMI 33137 FL 9TH FLOOR 811-09607 0001096344 FAIRHOLME FUNDS INC 30 S000027309 The Fairholme Focused Income Fund C000082377 The Fairholme Focused Income Fund FOCIX 4400 BISCAYNE BOULEVARD MIAMI 33137 FL 9TH FLOOR 811-09607 0001096344 FAIRHOLME FUNDS INC 30 S000008484 The Fairholme Fund C000023273 The Fairholme Fund FAIRX 4400 BISCAYNE BOULEVARD MIAMI 33137 FL 9TH FLOOR 811-07974 0000910819 FARM BUREAU LIFE ANNUITY ACCOUNT 32 S000007285 FARM BUREAU LIFE ANNUITY ACCOUNT C000020020 Individual Flexible Premium Deferred Variable Annuity Contract NULL 5400 UNIVERSITY AVE WEST DES MOINES 50266-5997 IA NULL 811-07974 0000910819 FARM BUREAU LIFE ANNUITY ACCOUNT 32 S000007285 FARM BUREAU LIFE ANNUITY ACCOUNT C000023452 Nonparticipating Variable Annuity Contract NULL 5400 UNIVERSITY AVE WEST DES MOINES 50266-5997 IA NULL 811-07974 0000910819 FARM BUREAU LIFE ANNUITY ACCOUNT 32 S000007285 FARM BUREAU LIFE ANNUITY ACCOUNT C000060392 Variable Annuity Contract NULL 5400 UNIVERSITY AVE WEST DES MOINES 50266-5997 IA NULL 811-05068 0000811713 FARM BUREAU LIFE VARIABLE ACCOUNT 33 S000008554 FARM BUREAU LIFE VARIABLE ACCOUNT C000023471 Flexible Premium Last Survivor Variable Life Insurance Policy NULL 5400 UNIVERSITY AVE WEST DES MOINES 50266 IA NULL 811-05068 0000811713 FARM BUREAU LIFE VARIABLE ACCOUNT 33 S000008554 FARM BUREAU LIFE VARIABLE ACCOUNT C000031367 Flexible Premium Variable Life Insurance Policy NULL 5400 UNIVERSITY AVE WEST DES MOINES 50266 IA NULL 811-05068 0000811713 FARM BUREAU LIFE VARIABLE ACCOUNT 33 S000008554 FARM BUREAU LIFE VARIABLE ACCOUNT C000023470 Nonparticipating Flexible Premium Variable Life Insurance Policy NULL 5400 UNIVERSITY AVE WEST DES MOINES 50266 IA NULL 811-05068 0000811713 FARM BUREAU LIFE VARIABLE ACCOUNT 33 S000008554 FARM BUREAU LIFE VARIABLE ACCOUNT C000060383 Variable Universal Life Insurance Policy NULL 5400 UNIVERSITY AVE WEST DES MOINES 50266 IA NULL 811-09547 0001089912 FARMERS ANNUITY SEPARATE ACCOUNT A 32 S000009832 FARMERS ANNUITY SEPARATE ACCOUNT A C000027240 Farmers Variable Annuity NULL FARMERS NEW WORLD LIFE INSURANCE CO MERCER ISLAND 98040 WA 3003 77TH AVENUE S E 811-09507 0001089913 FARMERS VARIABLE LIFE SEPARATE ACCOUNT A 33 S000009837 FARMERS VARIABLE LIFE SEPARATE ACCOUNT A C000064226 Farmers EssentialLife Variable Universal Life NULL FARMERS NEW WORLD LIFE INSURANCE CO MERCER ISLAND 98040 WA 3003 77TH AVENUE S E 811-09507 0001089913 FARMERS VARIABLE LIFE SEPARATE ACCOUNT A 33 S000009837 FARMERS VARIABLE LIFE SEPARATE ACCOUNT A C000027246 Farmers LifeAccumulator NULL FARMERS NEW WORLD LIFE INSURANCE CO MERCER ISLAND 98040 WA 3003 77TH AVENUE S E 811-09507 0001089913 FARMERS VARIABLE LIFE SEPARATE ACCOUNT A 33 S000009837 FARMERS VARIABLE LIFE SEPARATE ACCOUNT A C000027245 Farmers Variable Universal Life NULL FARMERS NEW WORLD LIFE INSURANCE CO MERCER ISLAND 98040 WA 3003 77TH AVENUE S E 811-21503 0001277946 FBR FUNDS 30 S000028101 FBR Balanced Fund C000085608 FBR BALANCED FUND I Class AFBAX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21503 0001277946 FBR FUNDS 30 S000028101 FBR Balanced Fund C000085607 FBR BALANCED FUND Investor Class AFSAX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21503 0001277946 FBR FUNDS 30 S000028102 FBR Core Bond Fund C000085610 FBR CORE BOND FUND I Class AFHYX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21503 0001277946 FBR FUNDS 30 S000028102 FBR Core Bond Fund C000085609 FBR CORE BOND FUND Investor Class AFHAX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21503 0001277946 FBR FUNDS 30 S000009267 FBR Focus Fund C000064355 FBR Focus Fund I Class FBRIX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21503 0001277946 FBR FUNDS 30 S000009267 FBR Focus Fund C000025320 FBR FOCUS FUND Investor Class FBRVX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21503 0001277946 FBR FUNDS 30 S000009270 FBR GAS UTILITY INDEX FUND C000025323 FBR GAS UTILITY INDEX FUND Investor Class GASFX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21503 0001277946 FBR FUNDS 30 S000009266 FBR LARGE CAP FINANCIAL FUND C000025319 FBR LARGE CAP FINANCIAL FUND Investor Class FBRFX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21503 0001277946 FBR FUNDS 30 S000009271 FBR LARGE CAP FUND C000064362 FBR LARGE CAP FUND I Class FBPIX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21503 0001277946 FBR FUNDS 30 S000009271 FBR LARGE CAP FUND C000025324 FBR LARGE CAP FUND Investor Class FBRPX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21503 0001277946 FBR FUNDS 30 S000015856 FBR MID CAP FUND C000064364 FBR MID CAP FUND I Class FBPMX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21503 0001277946 FBR FUNDS 30 S000015856 FBR MID CAP FUND C000043550 FBR MID CAP FUND Investor Class FBRMX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21503 0001277946 FBR FUNDS 30 S000009264 FBR SMALL CAP FINANCIAL FUND C000064351 FBR Small Cap Financial Fund I Class FBRUX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21503 0001277946 FBR FUNDS 30 S000009264 FBR SMALL CAP FINANCIAL FUND C000025317 FBR SMALL CAP FINANCIAL FUND Investor Class FBRSX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21503 0001277946 FBR FUNDS 30 S000015857 FBR SMALL CAP FUND C000064366 FBR SMALL CAP FUND I Class FBPYX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21503 0001277946 FBR FUNDS 30 S000015857 FBR SMALL CAP FUND C000043551 FBR SMALL CAP FUND Investor Class FBRYX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21503 0001277946 FBR FUNDS 30 S000009268 FBR TECHNOLOGY FUND C000064357 FBR Technology Fund I Class FBRQX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21503 0001277946 FBR FUNDS 30 S000009268 FBR TECHNOLOGY FUND C000025321 FBR TECHNOLOGY FUND Investor Class FBRTX 1001 19TH ST NORTH ARLINGTON 22209 VA NULL 811-21744 0001321652 FDP Series, Inc. 30 S000002996 Franklin Templeton Total Return FDP Fund C000008241 Institutional NULL 100 BELLEVUE PARKWAY WILMINGTON 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MAILZONE 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004883 Fidelity Advisor Freedom 2040 Fund C000013233 Institutional Class FIFFX 82 DEVONSHIRE STREET BOSTON 02109 MA MAILZONE 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000012119 Fidelity Advisor Freedom 2045 Fund C000033050 Class A FFFZX 82 DEVONSHIRE STREET BOSTON 02109 MA MAILZONE 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000012119 Fidelity Advisor Freedom 2045 Fund C000033051 Class B FFFKX 82 DEVONSHIRE STREET BOSTON 02109 MA MAILZONE 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000012119 Fidelity Advisor Freedom 2045 Fund C000033052 Class C FFFJX 82 DEVONSHIRE STREET BOSTON 02109 MA MAILZONE 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000012119 Fidelity Advisor Freedom 2045 Fund C000033053 Class T FFFTX 82 DEVONSHIRE STREET BOSTON 02109 MA MAILZONE 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000012119 Fidelity Advisor Freedom 2045 Fund C000033054 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0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004884 Fidelity Advisor Freedom Income Fund C000013236 Class C FCAFX 82 DEVONSHIRE STREET BOSTON 02109 MA MAILZONE 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004884 Fidelity Advisor Freedom Income Fund C000013237 Class T FTAFX 82 DEVONSHIRE STREET BOSTON 02109 MA MAILZONE 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004884 Fidelity Advisor Freedom Income Fund C000013238 Institutional Class FIAFX 82 DEVONSHIRE STREET BOSTON 02109 MA MAILZONE 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004867 Fidelity Freedom 2000 Fund C000013189 Fidelity Freedom 2000 Fund FFFBX 82 DEVONSHIRE STREET BOSTON 02109 MA MAILZONE 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004868 Fidelity Freedom 2005 Fund C000013190 Fidelity Freedom 2005 Fund FFFVX 82 DEVONSHIRE STREET BOSTON 02109 MA MAILZONE 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004869 Fidelity Freedom 2010 Fund C000013191 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C000013979 Class T FDGTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005119 Fidelity Advisor Dividend Growth Fund C000013980 Institutional Class FDGIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005121 Fidelity Advisor Equity Growth Fund C000013986 Class A EPGAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005121 Fidelity Advisor Equity Growth Fund C000013987 Class B EPGBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005121 Fidelity Advisor Equity Growth Fund C000013988 Class C EPGCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005121 Fidelity Advisor Equity Growth Fund C000013989 Class T FAEGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005121 Fidelity Advisor Equity Growth Fund C000013990 Institutional Class EQPGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005122 Fidelity Advisor Equity Income Fund C000013991 Class A FEIAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005122 Fidelity Advisor Equity Income Fund C000013992 Class B FEIBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005122 Fidelity Advisor Equity Income Fund C000013993 Class C FEICX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005122 Fidelity Advisor Equity Income Fund C000013994 Class T FEIRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005122 Fidelity Advisor Equity Income Fund C000013995 Institutional Class EQPIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005123 Fidelity Advisor Equity Value Fund C000013996 Class A FAVAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005123 Fidelity Advisor Equity Value Fund C000013997 Class B FAVBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005123 Fidelity Advisor Equity Value Fund C000013998 Class C FAVCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005123 Fidelity Advisor Equity Value Fund C000013999 Class T FAVTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005123 Fidelity Advisor Equity Value Fund C000014000 Institutional Class FAIVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017683 Fidelity Advisor Floating Rate High Income Fund C000048858 Class A FFRAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017683 Fidelity Advisor Floating Rate High Income Fund C000048859 Class B FFRBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017683 Fidelity Advisor Floating Rate High Income Fund C000048860 Class C FFRCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017683 Fidelity Advisor Floating Rate High Income Fund C000048861 Class T FFRTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017683 Fidelity Advisor Floating Rate High Income Fund C000048863 Fidelity Floating Rate High Income Fund FFRHX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017683 Fidelity Advisor Floating Rate High Income Fund C000048862 Institutional Class FFRIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005125 Fidelity Advisor Growth & Income Fund C000014006 Class A FGIRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005125 Fidelity Advisor Growth & Income Fund C000014007 Class B FGISX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005125 Fidelity Advisor Growth & Income Fund C000014008 Class C FGIUX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005125 Fidelity Advisor Growth & Income Fund C000014009 Class T FGITX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005125 Fidelity Advisor Growth & Income Fund C000014010 Institutional Class FGIOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005111 Fidelity Advisor Growth Opportunities Fund C000013936 Class A FAGAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005111 Fidelity Advisor Growth Opportunities Fund C000013937 Class B FABGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005111 Fidelity Advisor Growth Opportunities Fund C000013938 Class C FACGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005111 Fidelity Advisor Growth Opportunities Fund C000013939 Class T FAGOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005111 Fidelity Advisor Growth Opportunities Fund C000013940 Institutional Class FAGCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017684 Fidelity Advisor High Income Advantage Fund C000048866 Class A FAHDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017684 Fidelity Advisor High Income Advantage Fund C000048867 Class B FAHBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017684 Fidelity Advisor High Income Advantage Fund C000048868 Class C FAHEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017684 Fidelity Advisor High Income Advantage Fund C000048864 Class T FAHYX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017684 Fidelity Advisor High Income Advantage Fund C000048865 Institutional Class FAHCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017685 Fidelity Advisor High Income Fund C000048869 Class A FHIAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017685 Fidelity Advisor High Income Fund C000048870 Class B FHCBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017685 Fidelity Advisor High Income Fund C000048871 Class C FHNCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017685 Fidelity Advisor High Income Fund C000048872 Class T FHITX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017685 Fidelity Advisor High Income Fund C000048873 Institutional Class FHNIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005112 Fidelity Advisor Large Cap Fund C000013941 Class A FALAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005112 Fidelity Advisor Large Cap Fund C000013942 Class B FALHX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005112 Fidelity Advisor Large Cap Fund C000013943 Class C FLCCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005112 Fidelity Advisor Large Cap Fund C000013944 Class T FALGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005112 Fidelity Advisor Large Cap Fund C000013945 Institutional Class FALIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005113 Fidelity Advisor Leveraged Company Stock Fund C000013946 Class A FLSAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005113 Fidelity Advisor Leveraged Company Stock Fund C000013947 Class B FLCBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005113 Fidelity Advisor Leveraged Company Stock Fund C000013948 Class C FLSCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005113 Fidelity Advisor Leveraged Company Stock Fund C000013949 Class T FLSTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005113 Fidelity Advisor Leveraged Company Stock Fund C000013950 Institutional Class FLVIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017686 Fidelity Advisor Mid Cap II Fund C000048874 Class A FIIAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017686 Fidelity Advisor Mid Cap II Fund C000048875 Class B FIIBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017686 Fidelity Advisor Mid Cap II Fund C000048876 Class C FIICX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017686 Fidelity Advisor Mid Cap II Fund C000048877 Class T FITIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017686 Fidelity Advisor Mid Cap II Fund C000048878 Institutional Class FIIMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005115 Fidelity Advisor Small Cap Fund C000013956 Class A FSCDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005115 Fidelity Advisor Small Cap Fund C000013957 Class B FSCBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005115 Fidelity Advisor Small Cap Fund C000013958 Class C FSCEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005115 Fidelity Advisor Small Cap Fund C000013959 Class T FSCTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005115 Fidelity Advisor Small Cap Fund C000013960 Institutional Class FSCIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005120 Fidelity Advisor Stock Selector All Cap Fund C000013981 Class A FARAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005120 Fidelity Advisor Stock Selector All Cap Fund C000013982 Class B FRMBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005120 Fidelity Advisor Stock Selector All Cap Fund C000013983 Class C FRECX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005120 Fidelity Advisor Stock Selector All Cap Fund C000013984 Class T FRGTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005120 Fidelity Advisor Stock Selector All Cap Fund C000013985 Institutional Class FDCIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005114 Fidelity Advisor Stock Selector Mid Cap Fund C000013951 Class A FMCDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005114 Fidelity Advisor Stock Selector Mid Cap Fund C000013952 Class B FMCBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005114 Fidelity Advisor Stock Selector Mid Cap Fund C000013953 Class C FMCEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005114 Fidelity Advisor Stock Selector Mid Cap Fund C000013954 Class T FMCAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005114 Fidelity Advisor Stock Selector Mid Cap Fund C000115525 Fidelity Stock Selector Mid Cap Fund NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005114 Fidelity Advisor Stock Selector Mid Cap Fund C000013955 Institutional Class FMCCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005116 Fidelity Advisor Strategic Growth Fund C000013961 Class A FTQAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005116 Fidelity Advisor Strategic Growth Fund C000013962 Class B FTQBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005116 Fidelity Advisor Strategic Growth Fund C000013963 Class C FTQCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005116 Fidelity Advisor Strategic Growth Fund C000013964 Class T FTQTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005116 Fidelity Advisor Strategic Growth Fund C000013965 Institutional Class FTQIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017687 Fidelity Advisor Value Fund C000048879 Class A FAVFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017687 Fidelity Advisor Value Fund C000048880 Class B FBVFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017687 Fidelity Advisor Value Fund C000048881 Class C FCVFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017687 Fidelity Advisor Value Fund C000048882 Class T FTVFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017687 Fidelity Advisor Value Fund C000048883 Institutional Class FVIFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005117 Fidelity Advisor Value Strategies C000013966 Class A FSOAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005117 Fidelity Advisor Value Strategies C000013967 Class B FASBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005117 Fidelity Advisor Value Strategies C000013968 Class C FVCSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005117 Fidelity Advisor Value Strategies C000013969 Class T FASPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005117 Fidelity Advisor Value Strategies C000014249 Fidelity Value Strategies Fund FSLSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005117 Fidelity Advisor Value Strategies C000064234 Fidelity Value Strategies Fund Class K FVSKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005117 Fidelity Advisor Value Strategies C000013970 Institutional Class FASOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017688 Fidelity Real Estate High Income Fund C000048884 Fidelity Real Estate High Income Fund NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005131 Fidelity Advisor Intermediate Bond Fund C000014032 Class A FDIAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005131 Fidelity Advisor Intermediate Bond Fund C000014033 Class B FIBBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005131 Fidelity Advisor Intermediate Bond Fund C000014034 Class C FNBCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005131 Fidelity Advisor Intermediate Bond Fund C000014035 Class T FTBRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005131 Fidelity Advisor Intermediate Bond Fund C000014036 Institutional Class EFIPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005133 Fidelity Advisor Mortgage Securities Fund C000014042 Class A FMGAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005133 Fidelity Advisor Mortgage Securities Fund C000014043 Class B FMSBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005133 Fidelity Advisor Mortgage Securities Fund C000014044 Class C FOMCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005133 Fidelity Advisor Mortgage Securities Fund C000014045 Class T FMSAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005133 Fidelity Advisor Mortgage Securities Fund C000014129 Fidelity Mortgage Securities Fund FMSFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005133 Fidelity Advisor Mortgage Securities Fund C000014046 Institutional Class FMSCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005134 Fidelity Advisor Municipal Income Fund C000014047 Class A FAMUX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005134 Fidelity Advisor Municipal Income Fund C000014048 Class B FAIBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005134 Fidelity Advisor Municipal Income Fund C000014049 Class C FAMCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005134 Fidelity Advisor Municipal Income Fund C000014050 Class T FAHIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005134 Fidelity Advisor Municipal Income Fund C000014051 Institutional Class FMPIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005135 Fidelity Advisor Short Fixed-Income Fund C000014052 Class A FSFAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005135 Fidelity Advisor Short Fixed-Income Fund C000014053 Class B FBSFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005135 Fidelity Advisor Short Fixed-Income Fund C000014054 Class C FSFCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005135 Fidelity Advisor Short Fixed-Income Fund C000014055 Class T FASFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005135 Fidelity Advisor Short Fixed-Income Fund C000014056 Institutional Class FSXIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005152 Fidelity Advisor Strategic Income Fund C000014110 Class A FSTAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005152 Fidelity Advisor Strategic Income Fund C000014111 Class B FSINX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005152 Fidelity Advisor Strategic Income Fund C000014112 Class C FSRCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005152 Fidelity Advisor Strategic Income Fund C000014113 Class T FSIAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005152 Fidelity Advisor Strategic Income Fund C000014114 Institutional Class FSRIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03737 0000719451 FIDELITY ADVISOR SERIES IV 30 S000005156 Fidelity Institutional Short-Intermediate Government Fund C000014122 Fidelity Institutional Short-Intermediate Government Fund FFXSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005321 Fidelity Advisor Biotechnology Fund C000014519 Class A FBTAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005321 Fidelity Advisor Biotechnology Fund C000014520 Class B FBTBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005321 Fidelity Advisor Biotechnology Fund C000014521 Class C FBTCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005321 Fidelity Advisor Biotechnology Fund C000014522 Class T FBTTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005321 Fidelity Advisor Biotechnology Fund C000014523 Institutional Class FBTIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005326 Fidelity Advisor Communications Equipment Fund C000014544 Class A FDMAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005326 Fidelity Advisor Communications Equipment Fund C000014545 Class B FDMBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005326 Fidelity Advisor Communications Equipment Fund C000014546 Class C FDMCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005326 Fidelity Advisor Communications Equipment Fund C000014547 Class T FDMTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005326 Fidelity Advisor Communications Equipment Fund C000014548 Institutional Class FDMIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005324 Fidelity Advisor Consumer Discretionary Fund C000014534 Class A FCNAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005324 Fidelity Advisor Consumer Discretionary Fund C000014535 Class B FCIBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005324 Fidelity Advisor Consumer Discretionary Fund C000014536 Class C FCECX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005324 Fidelity Advisor Consumer Discretionary Fund C000014537 Class T FACPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005324 Fidelity Advisor Consumer Discretionary Fund C000014538 Institutional Class FCNIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005327 Fidelity Advisor Electronics Fund C000014549 Class A FELAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005327 Fidelity Advisor Electronics Fund C000014550 Class B FELBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005327 Fidelity Advisor Electronics Fund C000014551 Class C FELCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005327 Fidelity Advisor Electronics Fund C000014552 Class T FELTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005327 Fidelity Advisor Electronics Fund C000014553 Institutional Class FELIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005330 Fidelity Advisor Energy Fund C000014564 Class A FANAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005330 Fidelity Advisor Energy Fund C000014565 Class B FANRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005330 Fidelity Advisor Energy Fund C000014566 Class C FNRCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005330 Fidelity Advisor Energy Fund C000014567 Class T FAGNX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005330 Fidelity Advisor Energy Fund C000014568 Institutional Class FANIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005328 Fidelity Advisor Financial Services Fund C000014554 Class A FAFDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005328 Fidelity Advisor Financial Services Fund C000014555 Class B FAFBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005328 Fidelity Advisor Financial Services Fund C000014556 Class C FAFCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005328 Fidelity Advisor Financial Services Fund C000014557 Class T FAFSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005328 Fidelity Advisor Financial Services Fund C000014558 Institutional Class FFSIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005329 Fidelity Advisor Health Care Fund C000014559 Class A FACDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005329 Fidelity Advisor Health Care Fund C000014560 Class B FAHTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005329 Fidelity Advisor Health Care Fund C000014561 Class C FHCCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005329 Fidelity Advisor Health Care Fund C000014562 Class T FACTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005329 Fidelity Advisor Health Care Fund C000014563 Institutional Class FHCIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005325 Fidelity Advisor Industrials Fund C000014539 Class A FCLAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005325 Fidelity Advisor Industrials Fund C000014540 Class B FCLBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005325 Fidelity Advisor Industrials Fund C000014541 Class C FCLCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005325 Fidelity Advisor Industrials Fund C000014542 Class T FCLTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005325 Fidelity Advisor Industrials Fund C000014543 Institutional Class FCLIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005331 Fidelity Advisor Real Estate Fund C000014569 Class A FHEAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005331 Fidelity Advisor Real Estate Fund C000014570 Class B FHEBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005331 Fidelity Advisor Real Estate Fund C000014571 Class C FHECX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005331 Fidelity Advisor Real Estate Fund C000014572 Class T FHETX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005331 Fidelity Advisor Real Estate Fund C000014573 Institutional Class FHEIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005322 Fidelity Advisor Technology Fund C000014524 Class A FADTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005322 Fidelity Advisor Technology Fund C000014525 Class B FABTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005322 Fidelity Advisor Technology Fund C000014526 Class C FTHCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005322 Fidelity Advisor Technology Fund C000014527 Class T FATEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005322 Fidelity Advisor Technology Fund C000014528 Institutional Class FATIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005323 Fidelity Advisor Utilities Fund C000014529 Class A FUGAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005323 Fidelity Advisor Utilities Fund C000014530 Class B FAUBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005323 Fidelity Advisor Utilities Fund C000014531 Class C FUGCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005323 Fidelity Advisor Utilities Fund C000014532 Class T FAUFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005323 Fidelity Advisor Utilities Fund C000014533 Institutional Class FUGIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005432 Fidelity Advisor Diversified International Fund C000014776 Class A FDVAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005432 Fidelity Advisor Diversified International Fund C000014777 Class B FDIBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005432 Fidelity Advisor Diversified International Fund C000014778 Class C FADCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005432 Fidelity Advisor Diversified International Fund C000014779 Class T FADIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005432 Fidelity Advisor Diversified International Fund C000014780 Institutional Class FDVIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005436 Fidelity Advisor Emerging Asia Fund C000014796 Class A FEAAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005436 Fidelity Advisor Emerging Asia Fund C000014797 Class B FERBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005436 Fidelity Advisor Emerging Asia Fund C000014798 Class C FERCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005436 Fidelity Advisor Emerging Asia Fund C000014799 Class T FEATX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005436 Fidelity Advisor Emerging Asia Fund C000014800 Institutional Class FERIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005437 Fidelity Advisor Emerging Markets Fund C000014801 Class A FAMKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005437 Fidelity Advisor Emerging Markets Fund C000014802 Class B FBMKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005437 Fidelity Advisor Emerging Markets Fund C000014803 Class C FMCKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005437 Fidelity Advisor Emerging Markets Fund C000014804 Class T FTMKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005437 Fidelity Advisor Emerging Markets Fund C000014805 Institutional Class FIMKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005438 Fidelity Advisor Emerging Markets Income Fund C000014806 Class A FMKAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005438 Fidelity Advisor Emerging Markets Income Fund C000014807 Class B FBEMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005438 Fidelity Advisor Emerging Markets Income Fund C000014808 Class C FMKCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005438 Fidelity Advisor Emerging Markets Income Fund C000014809 Class T FAEMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005438 Fidelity Advisor Emerging Markets Income Fund C000014810 Institutional Class FMKIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005439 Fidelity Advisor Europe Capital Appreciation Fund C000014811 Class A FAEAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005439 Fidelity Advisor Europe Capital Appreciation Fund C000014812 Class B FBEAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005439 Fidelity Advisor Europe Capital Appreciation Fund C000014813 Class C FCEAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005439 Fidelity Advisor Europe Capital Appreciation Fund C000014814 Class T FAECX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005439 Fidelity Advisor Europe Capital Appreciation Fund C000014815 Institutional Class FIEAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005440 Fidelity Advisor Global Capital Appreciation Fund C000014816 Class A FGEAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005440 Fidelity Advisor Global Capital Appreciation Fund C000014817 Class B FGEBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005440 Fidelity Advisor Global Capital Appreciation Fund C000014818 Class C FEUCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005440 Fidelity Advisor Global Capital Appreciation Fund C000014819 Class T FGETX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005440 Fidelity Advisor Global Capital Appreciation Fund C000014820 Institutional Class FEUIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000036873 Fidelity Advisor Global Equity Income Fund C000112810 Class A FBLYX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000036873 Fidelity Advisor Global Equity Income Fund C000112812 Class C FGTNX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000036873 Fidelity Advisor Global Equity Income Fund C000112811 Class T FGABX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000036873 Fidelity Advisor Global Equity Income Fund C000112813 Institutional Class FBUSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005441 Fidelity Advisor International Capital Appreciation Fund C000014821 Class A FCPAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005441 Fidelity Advisor International Capital Appreciation Fund C000014822 Class B FCPBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005441 Fidelity Advisor International Capital Appreciation Fund C000014823 Class C FCPCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005441 Fidelity Advisor International Capital Appreciation Fund C000014824 Class T FIATX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005441 Fidelity Advisor International Capital Appreciation Fund C000014825 Institutional Class FCPIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005434 Fidelity Advisor Overseas Fund C000014786 Class A FAOAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005434 Fidelity Advisor Overseas Fund C000014787 Class B FAOBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005434 Fidelity Advisor Overseas Fund C000014788 Class C FAOCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005434 Fidelity Advisor Overseas Fund C000014789 Class T FAERX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005434 Fidelity Advisor Overseas Fund C000014790 Institutional Class FAOIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005435 Fidelity Advisor Value Leaders Fund C000014791 Class A FVLAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005435 Fidelity Advisor Value Leaders Fund C000014792 Class B FVLBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005435 Fidelity Advisor Value Leaders Fund C000014793 Class C FVLCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005435 Fidelity Advisor Value Leaders Fund C000014794 Class T FVLTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005435 Fidelity Advisor Value Leaders Fund C000014795 Institutional Class FVLIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02933 0000311884 FIDELITY BEACON STREET TRUST 30 S000005445 Fidelity Tax Managed Stock Fund C000075852 Fidelity Advisor Tax Managed Stock Fund: Class A FTXAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02933 0000311884 FIDELITY BEACON STREET TRUST 30 S000005445 Fidelity Tax Managed Stock Fund C000075853 Fidelity Advisor Tax Managed Stock Fund: Class B FTXBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02933 0000311884 FIDELITY BEACON STREET TRUST 30 S000005445 Fidelity Tax Managed Stock Fund C000075854 Fidelity Advisor Tax Managed Stock Fund: Class C FTXCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02933 0000311884 FIDELITY BEACON STREET TRUST 30 S000005445 Fidelity Tax Managed Stock Fund C000075855 Fidelity Advisor Tax Managed Stock Fund: Class T FTXTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02933 0000311884 FIDELITY BEACON STREET TRUST 30 S000005445 Fidelity Tax Managed Stock Fund C000075856 Fidelity Advisor Tax Managed Stock Fund: Institutional Class FTXIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02933 0000311884 FIDELITY BEACON STREET TRUST 30 S000005445 Fidelity Tax Managed Stock Fund C000014842 Fidelity Tax Managed Stock Fund FTXMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000011992 FIDELITY BOYLSTON STREET TRUST C000032711 FIDELITY BOYLSTON STREET TRUST NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03725 0000718891 FIDELITY CALIFORNIA MUNICIPAL TRUST 30 S000005447 Fidelity California Municipal Income Fund C000014912 Fidelity Advisor California Municipal Income Fund: Class A FCMAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03725 0000718891 FIDELITY CALIFORNIA MUNICIPAL TRUST 30 S000005447 Fidelity California Municipal Income Fund C000014913 Fidelity Advisor California Municipal Income Fund: Class B FCMBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03725 0000718891 FIDELITY CALIFORNIA MUNICIPAL TRUST 30 S000005447 Fidelity California Municipal Income Fund C000014914 Fidelity Advisor California Municipal Income Fund: Class C FCMKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03725 0000718891 FIDELITY CALIFORNIA MUNICIPAL TRUST 30 S000005447 Fidelity California Municipal Income Fund C000014915 Fidelity Advisor California Municipal Income Fund: Class T FCMTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03725 0000718891 FIDELITY CALIFORNIA MUNICIPAL TRUST 30 S000005447 Fidelity California Municipal Income Fund C000014916 Fidelity Advisor California Municipal Income Fund: Institutional Class FCMQX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03725 0000718891 FIDELITY CALIFORNIA MUNICIPAL TRUST 30 S000005447 Fidelity California Municipal Income Fund C000014848 Fidelity California Municipal Income Fund FCTFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03725 0000718891 FIDELITY CALIFORNIA MUNICIPAL TRUST 30 S000005448 Fidelity California Short-Intermediate Tax-Free Bond Fund C000014849 Fidelity California Short-Intermediate Tax-Free Bond Fund FCSTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-06397 0000878662 FIDELITY CALIFORNIA MUNICIPAL TRUST II 30 S000005493 Fidelity California AMT Tax-Free Money Market Fund C000014951 Fidelity California AMT Tax-Free Money Market Fund FSPXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-06397 0000878662 FIDELITY CALIFORNIA MUNICIPAL TRUST II 30 S000005493 Fidelity California AMT Tax-Free Money Market Fund C000047918 Fidelity California AMT Tax-Free Money Market Fund: Institutional Class FSBXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-06397 0000878662 FIDELITY CALIFORNIA MUNICIPAL TRUST II 30 S000005493 Fidelity California AMT Tax-Free Money Market Fund C000047919 Fidelity California AMT Tax-Free Money Market Fund: Service Class FSSXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-06397 0000878662 FIDELITY CALIFORNIA MUNICIPAL TRUST II 30 S000005449 Fidelity California Municipal Money Market Fund C000014850 Fidelity California Municipal Money Market Fund FCFXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005450 Fidelity Capital Appreciation Fund C000064278 Class K FCAKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005450 Fidelity Capital Appreciation Fund C000014851 Fidelity Capital Appreciation Fund FDCAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005451 Fidelity Disciplined Equity Fund C000076764 Class F FDEFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005451 Fidelity Disciplined Equity Fund C000064279 Class K FDEKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005451 Fidelity Disciplined Equity Fund C000014852 Fidelity Disciplined Equity Fund FDEQX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005452 Fidelity Focused Stock Fund C000014853 Fidelity Focused Stock Fund FTQGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005454 Fidelity Stock Selector All Cap Fund C000064280 Class K FSSKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005454 Fidelity Stock Selector All Cap Fund C000116889 Fidelity Advisor Stock Selector All Cap Fund: Class A NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005454 Fidelity Stock Selector All Cap Fund C000116890 Fidelity Advisor Stock Selector All Cap Fund: Class B NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005454 Fidelity Stock Selector All Cap Fund C000116891 Fidelity Advisor Stock Selector All Cap Fund: Class C NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005454 Fidelity Stock Selector All Cap Fund C000116892 Fidelity Advisor Stock Selector All Cap Fund: Class T NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005454 Fidelity Stock Selector All Cap Fund C000116893 Fidelity Advisor Stock Selector All Cap Fund: Institutional Class NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005454 Fidelity Stock Selector All Cap Fund C000014855 Fidelity Stock Selector All Cap Fund FDSSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005453 Fidelity Stock Selector Small Cap Fund C000047980 Fidelity Advisor Stock Selector Small Cap Fund: Class A FCDAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005453 Fidelity Stock Selector Small Cap Fund C000047981 Fidelity Advisor Stock Selector Small Cap Fund: Class B FCDBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005453 Fidelity Stock Selector Small Cap Fund C000047982 Fidelity Advisor Stock Selector Small Cap Fund: Class C FCDCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005453 Fidelity Stock Selector Small Cap Fund C000047983 Fidelity Advisor Stock Selector Small Cap Fund: Class T FCDTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005453 Fidelity Stock Selector Small Cap Fund C000047984 Fidelity Advisor Stock Selector Small Cap Fund: Institutional Class FCDIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005453 Fidelity Stock Selector Small Cap Fund C000014854 Fidelity Stock Selector Small Cap Fund FDSCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005455 Fidelity Value Fund C000064281 Class K FVLKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02841 0000275309 FIDELITY CAPITAL TRUST 30 S000005455 Fidelity Value Fund C000014856 Fidelity Value Fund FDVLX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-22083 0001401097 Fidelity Central Investment Portfolios II LLC 30 S000018828 Fidelity Corporate Bond 1-10 Year Central Fund C000052070 Fidelity Corporate Bond 1-10 Year Central Fund NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-22083 0001401097 Fidelity Central Investment Portfolios II LLC 30 S000036933 Fidelity Inflation-Protected Bond Index Central Fund C000113010 Fidelity Inflation-Protected Bond Index Central Fund NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-22083 0001401097 Fidelity Central Investment Portfolios II LLC 30 S000018829 Fidelity Mortgage Backed Securities Central Fund C000052071 Fidelity Mortgage Backed Securities Central Fund NULL 82 DEVONSHIRE 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0000024238 FIDELITY CONTRAFUND 30 S000006036 Fidelity Advisor New Insights Fund C000016597 Class B FNIBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01400 0000024238 FIDELITY CONTRAFUND 30 S000006036 Fidelity Advisor New Insights Fund C000016598 Class C FNICX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01400 0000024238 FIDELITY CONTRAFUND 30 S000006036 Fidelity Advisor New Insights Fund C000016599 Class T FNITX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01400 0000024238 FIDELITY CONTRAFUND 30 S000006036 Fidelity Advisor New Insights Fund C000016600 Institutional Class FINSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01400 0000024238 FIDELITY CONTRAFUND 30 S000006037 Fidelity Contrafund C000064233 Class K FCNKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01400 0000024238 FIDELITY CONTRAFUND 30 S000006037 Fidelity Contrafund C000016601 Fidelity Contrafund FCNTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02741 0000225323 FIDELITY COURT STREET TRUST 30 S000006038 Fidelity Connecticut Municipal Income Fund C000016602 Fidelity Connecticut Municipal Income Fund FICNX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02741 0000225323 FIDELITY COURT STREET TRUST 30 S000006040 Fidelity New Jersey Municipal Income Fund C000016604 Fidelity New Jersey Municipal Income Fund FNJHX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-06453 0000880709 FIDELITY COURT STREET TRUST II 30 S000006050 Fidelity Connecticut Municipal Money Market Fund C000016619 Fidelity Connecticut Municipal Money Market Fund FCMXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-06453 0000880709 FIDELITY COURT STREET TRUST II 30 S000006052 Fidelity New Jersey AMT Tax-Free Money Market Fund C000016621 Fidelity New Jersey AMT Tax-Free Money Market Fund FSJXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-06453 0000880709 FIDELITY COURT STREET TRUST II 30 S000006052 Fidelity New Jersey AMT Tax-Free Money Market Fund C000047920 Fidelity New Jersey AMT Tax-Free Money Market Fund: Institutional Class FSKXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-06453 0000880709 FIDELITY COURT STREET TRUST II 30 S000006052 Fidelity New Jersey AMT Tax-Free Money Market Fund C000047921 Fidelity New Jersey AMT Tax-Free Money Market Fund: Service Class FNNXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-06453 0000880709 FIDELITY COURT STREET TRUST II 30 S000006053 Fidelity New Jersey Municipal Money Market Fund C000016622 Fidelity New Jersey Municipal Money Market Fund FNJXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-07319 0000945908 FIDELITY COVINGTON TRUST 30 S000011993 FIDELITY COVINGTON TRUST C000032712 FIDELITY COVINGTON TRUST NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006056 Fidelity Advisor Capital Development Fund C000016635 Class O FDETX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006056 Fidelity Advisor Capital Development Fund C000016636 Fidelity Advisor Capital Development Fund: Class A FDTTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006056 Fidelity Advisor Capital Development Fund C000016637 Fidelity Advisor Capital Development Fund: Class B FDEBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006056 Fidelity Advisor Capital Development Fund C000016638 Fidelity Advisor Capital Development Fund: Class C FDECX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006056 Fidelity Advisor Capital Development Fund C000016639 Fidelity Advisor Capital Development Fund: Class T FDTZX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006056 Fidelity Advisor Capital Development Fund C000016640 Fidelity Advisor Capital Development Fund: Institutional Class FDEIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006055 Fidelity Advisor Diversified Stock Fund C000016628 Class O FDESX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006055 Fidelity Advisor Diversified Stock Fund C000016627 Fidelity Advisor Diversified Stock Fund: Class A NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006055 Fidelity Advisor Diversified Stock Fund C000016630 Fidelity Advisor Diversified Stock Fund: Class B FDTBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006055 Fidelity Advisor Diversified Stock Fund C000016631 Fidelity Advisor Diversified Stock Fund: Class C FDTCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006055 Fidelity Advisor Diversified Stock Fund C000016632 Fidelity Advisor Diversified Stock Fund: Class T FDTEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006055 Fidelity Advisor Diversified Stock Fund C000016633 Fidelity Advisor Diversified Stock Fund: Institutional Class FDTIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006064 Fidelity Equity-Income Fund C000064236 Class K FEIKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006064 Fidelity Equity-Income Fund C000016682 Fidelity Equity-Income Fund FEQIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006065 Fidelity Large Cap Growth Fund C000043308 Fidelity Advisor Large Cap Growth Fund: Class A FLNAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006065 Fidelity Large Cap Growth Fund C000043309 Fidelity Advisor Large Cap Growth Fund: Class B FLNBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006065 Fidelity Large Cap Growth Fund C000043310 Fidelity Advisor Large Cap Growth Fund: Class C FLNEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006065 Fidelity Large Cap Growth Fund C000043311 Fidelity Advisor Large Cap Growth Fund: Class T FLNTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006065 Fidelity Large Cap Growth Fund C000043312 Fidelity Advisor Large Cap Growth Fund: Institutional Class FLNOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006065 Fidelity Large Cap Growth Fund C000016683 Fidelity Large Cap Growth Fund FSLGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006067 Fidelity Mid Cap Growth Fund C000043318 Fidelity Advisor Mid Cap Growth Fund: Class A FGCAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006067 Fidelity Mid Cap Growth Fund C000043319 Fidelity Advisor Mid Cap Growth Fund: Class B FGCBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006067 Fidelity Mid Cap Growth Fund C000043320 Fidelity Advisor Mid Cap Growth Fund: Class C FGCCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006067 Fidelity Mid Cap Growth Fund C000043321 Fidelity Advisor Mid Cap Growth Fund: Class T FGCTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006067 Fidelity Mid Cap Growth Fund C000043322 Fidelity Advisor Mid Cap Growth Fund: Institutional Class FGCOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006067 Fidelity Mid Cap Growth Fund C000016685 Fidelity Mid Cap Growth Fund FSMGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006068 Fidelity Mid Cap Value Fund C000043323 Fidelity Advisor Mid Cap Value Fund: Class A FMPAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006068 Fidelity Mid Cap Value Fund C000043324 Fidelity Advisor Mid Cap Value Fund: Class B FMPBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006068 Fidelity Mid Cap Value Fund C000043325 Fidelity Advisor Mid Cap Value Fund: Class C FMPEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006068 Fidelity Mid Cap Value Fund C000043326 Fidelity Advisor Mid Cap Value Fund: Class T FMPTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006068 Fidelity Mid Cap Value Fund C000043327 Fidelity Advisor Mid Cap Value Fund: Institutional Class FMPOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006068 Fidelity Mid Cap Value Fund C000016686 Fidelity Mid Cap Value Fund FSMVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006069 Fidelity Real Estate Investment Portfolio C000016687 Fidelity Real Estate Investment Portfolio FRESX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000023603 Fidelity Series All-Sector Equity Fund C000076767 Class F FSFFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000023603 Fidelity Series All-Sector Equity Fund C000069435 Fidelity Series All-Sector Equity Fund FSAEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000023602 Fidelity Series Large Cap Value Fund C000076766 Class F FLVFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000023602 Fidelity Series Large Cap Value Fund C000069434 Fidelity Series Large Cap Value Fund FLVSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006066 Fidelity Stock Selector Large Cap Value Fund C000043314 Fidelity Advisor Stock Selector Large Cap Value Fund: Class A FLUAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006066 Fidelity Stock Selector Large Cap Value Fund C000043315 Fidelity Advisor Stock Selector Large Cap Value Fund: Class B FLUBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006066 Fidelity Stock Selector Large Cap Value Fund C000043316 Fidelity Advisor Stock Selector Large Cap Value Fund: Class C FLUEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006066 Fidelity Stock Selector Large Cap Value Fund C000043317 Fidelity Advisor Stock Selector Large Cap Value Fund: Class T FLUTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006066 Fidelity Stock Selector Large Cap Value Fund C000043313 Fidelity Advisor Stock Selector Large Cap Value Fund: Institutional Class FLUIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006066 Fidelity Stock Selector Large Cap Value Fund C000016684 Fidelity Stock Selector Large Cap Value Fund FSLVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006071 Fidelity Telecom and Utilities Fund C000016689 Fidelity Telecom and Utilities Fund FIUIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02614 0000320254 FIDELITY EXCHANGE FUND 30 S000006057 Fidelity Exchange Fund C000016641 Fidelity Exchange Fund FDLEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006969 Fidelity Convertible Securities Fund C000074867 Fidelity Advisor Convertible Securities Fund: Class A FACVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006969 Fidelity Convertible Securities Fund C000074868 Fidelity Advisor Convertible Securities Fund: Class B FCBVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006969 Fidelity Convertible Securities Fund C000074869 Fidelity Advisor Convertible Securities Fund: Class C FCCVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006969 Fidelity Convertible Securities Fund C000074870 Fidelity Advisor Convertible Securities Fund: Class T FTCVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006969 Fidelity Convertible Securities Fund C000074871 Fidelity Advisor Convertible Securities Fund: Institutional Class FICVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006969 Fidelity Convertible Securities Fund C000019022 Fidelity Convertible Securities Fund FCVSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006970 Fidelity Equity Dividend Income Fund C000064237 Class K FETKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006970 Fidelity Equity Dividend Income Fund C000019023 Fidelity Equity Dividend Income Fund FEQTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006971 Fidelity Independence Fund C000064238 Class K FDFKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006971 Fidelity Independence Fund C000019024 Fidelity Independence Fund FDFFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04861 0000803013 FIDELITY GARRISON STREET TRUST 30 S000026916 Fidelity Commodity Strategy Central Fund C000081033 Fidelity Commodity Strategy Central Fund NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04861 0000803013 FIDELITY GARRISON STREET TRUST 30 S000007011 Fidelity Money Market Central Fund C000019137 Fidelity Money Market Central Fund NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04861 0000803013 FIDELITY GARRISON STREET TRUST 30 S000013236 Fidelity VIP Investment Grade Central Investment Portfolio C000035576 Fidelity VIP Investment Grade Central Investment Portfolio NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03466 0000702533 FIDELITY HANOVER STREET TRUST 30 S000032745 Fidelity Emerging Markets Debt Central Fund C000101068 Fidelity Emerging Markets Debt Central Fund NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007020 Fidelity Fifty C000019192 Fidelity Fifty FFTYX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007021 Fidelity Fund C000064240 Class K FFDKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007021 Fidelity Fund C000019193 Fidelity Fund FFIDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007019 Fidelity Growth Discovery Fund C000064239 Class K FGDKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007019 Fidelity Growth Discovery Fund C000019191 Fidelity Growth Discovery Fund FDSVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007022 Fidelity Mega Cap Stock Fund C000059099 Fidelity Advisor Mega Cap Stock Fund: Class A FGTAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007022 Fidelity Mega Cap Stock Fund C000059100 Fidelity Advisor Mega Cap Stock Fund: Class B FGRBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007022 Fidelity Mega Cap Stock Fund C000059101 Fidelity Advisor Mega Cap Stock Fund: Class C FGRCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007022 Fidelity Mega Cap Stock Fund C000059102 Fidelity Advisor Mega Cap Stock Fund: Class T FTGRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007022 Fidelity Mega Cap Stock Fund C000059103 Fidelity Advisor Mega Cap Stock Fund: Institutional Class FTRIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007022 Fidelity Mega Cap Stock Fund C000019194 Fidelity Mega Cap Stock Fund FGRTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000031547 Fidelity Series Emerging Markets Debt Fund C000098198 Class F FEDFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000031547 Fidelity Series Emerging Markets Debt Fund C000098197 Fidelity Series Emerging Markets Debt Fund FEDCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-07139 0000917286 FIDELITY HEREFORD STREET TRUST 30 S000007051 Fidelity Government Money Market Fund C000019230 Fidelity Government Money Market Fund SPAXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-07139 0000917286 FIDELITY HEREFORD STREET TRUST 30 S000007052 Fidelity Money Market Fund C000019231 Fidelity Money Market Fund SPRXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-07139 0000917286 FIDELITY HEREFORD STREET TRUST 30 S000007053 Fidelity U.S. Treasury Money Market Fund C000019232 Fidelity U.S. Treasury Money Market Fund FDLXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007068 Fidelity GNMA Fund C000019282 Fidelity GNMA Fund FGMNX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007069 Fidelity Government Income Fund C000038098 Fidelity Advisor Government Income Fund: Class A FVIAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007069 Fidelity Government Income Fund C000038099 Fidelity Advisor Government Income Fund: Class B FVIBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007069 Fidelity Government Income Fund C000038100 Fidelity Advisor Government Income Fund: Class C FVICX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007069 Fidelity Government Income Fund C000038101 Fidelity Advisor Government Income Fund: Class T FVITX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007069 Fidelity Government Income Fund C000038102 Fidelity Advisor Government Income Fund: Institutional Class FVIIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007069 Fidelity Government Income Fund C000019283 Fidelity Government Income Fund FGOVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018463 Fidelity Income Replacement 2016 Fund C000051066 Fidelity Advisor Income Replacement 2016 Fund: Class A FRJAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018463 Fidelity Income Replacement 2016 Fund C000051067 Fidelity Advisor Income Replacement 2016 Fund: Class C FRJCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018463 Fidelity Income Replacement 2016 Fund C000051068 Fidelity Advisor Income Replacement 2016 Fund: Class T FRJTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018463 Fidelity Income Replacement 2016 Fund C000051069 Fidelity Advisor Income Replacement 2016 Fund: Institutional Class FRJIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018463 Fidelity Income Replacement 2016 Fund C000051065 Fidelity Income Replacement 2016 Fund FIRJX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018466 Fidelity Income Replacement 2018 Fund C000051082 Fidelity Advisor Income Replacement 2018 Fund: Class A FRKAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018466 Fidelity Income Replacement 2018 Fund C000051083 Fidelity Advisor Income Replacement 2018 Fund: Class C FRKCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018466 Fidelity Income Replacement 2018 Fund C000051084 Fidelity Advisor Income Replacement 2018 Fund: Class T FRKTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018466 Fidelity Income Replacement 2018 Fund C000051080 Fidelity Advisor Income Replacement 2018 Fund: Institutional Class FRKIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018466 Fidelity Income Replacement 2018 Fund C000051081 Fidelity Income Replacement 2018 Fund FIRKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018467 Fidelity Income Replacement 2020 Fund C000051086 Fidelity Advisor Income Replacement 2020 Fund: Class A FILAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018467 Fidelity Income Replacement 2020 Fund C000051087 Fidelity Advisor Income Replacement 2020 Fund: Class C FILCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018467 Fidelity Income Replacement 2020 Fund C000051088 Fidelity Advisor Income Replacement 2020 Fund: Class T FILTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018467 Fidelity Income Replacement 2020 Fund C000051089 Fidelity Advisor Income Replacement 2020 Fund: Institutional Class FILIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018467 Fidelity Income Replacement 2020 Fund C000051085 Fidelity Income Replacement 2020 Fund FIRLX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018468 Fidelity Income Replacement 2022 Fund C000051091 Fidelity Advisor Income Replacement 2022 Fund: Class A FRAMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018468 Fidelity Income Replacement 2022 Fund C000051092 Fidelity Advisor Income Replacement 2022 Fund: Class C FRCMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018468 Fidelity Income Replacement 2022 Fund C000051093 Fidelity Advisor Income Replacement 2022 Fund: Class T FRTMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018468 Fidelity Income Replacement 2022 Fund C000051094 Fidelity Advisor Income Replacement 2022 Fund: Institutional Class FRIMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018468 Fidelity Income Replacement 2022 Fund C000051090 Fidelity Income Replacement 2022 Fund FIRMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018469 Fidelity Income Replacement 2024 Fund C000051096 Fidelity Advisor Income Replacement 2024 Fund: Class A FRNAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018469 Fidelity Income Replacement 2024 Fund C000051097 Fidelity Advisor Income Replacement 2024 Fund: Class C FRNCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018469 Fidelity Income Replacement 2024 Fund C000051098 Fidelity Advisor Income Replacement 2024 Fund: Class T FRNTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018469 Fidelity Income Replacement 2024 Fund C000051099 Fidelity Advisor Income Replacement 2024 Fund: Institutional Class FRNIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018469 Fidelity Income Replacement 2024 Fund C000051095 Fidelity Income Replacement 2024 Fund FIRNX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018470 Fidelity Income Replacement 2026 Fund C000051101 Fidelity Advisor Income Replacement 2026 Fund: Class A FIOAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018470 Fidelity Income Replacement 2026 Fund C000051102 Fidelity Advisor Income Replacement 2026 Fund: Class C FIOCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018470 Fidelity Income Replacement 2026 Fund C000051103 Fidelity Advisor Income Replacement 2026 Fund: Class T FIOTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018470 Fidelity Income Replacement 2026 Fund C000051104 Fidelity Advisor Income Replacement 2026 Fund: Institutional Class FIOIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018470 Fidelity Income Replacement 2026 Fund C000051100 Fidelity Income Replacement 2026 Fund FIROX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018471 Fidelity Income Replacement 2028 Fund C000051106 Fidelity Advisor Income Replacement 2028 Fund: Class A FARPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018471 Fidelity Income Replacement 2028 Fund C000051107 Fidelity Advisor Income Replacement 2028 Fund: Class C FCRPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018471 Fidelity Income Replacement 2028 Fund C000051108 Fidelity Advisor Income Replacement 2028 Fund: Class T FTRPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018471 Fidelity Income Replacement 2028 Fund C000051109 Fidelity Advisor Income Replacement 2028 Fund: Institutional Class FRAPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018471 Fidelity Income Replacement 2028 Fund C000051105 Fidelity Income Replacement 2028 Fund FIRPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018472 Fidelity Income Replacement 2030 Fund C000051111 Fidelity Advisor Income Replacement 2030 Fund: Class A FRQAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018472 Fidelity Income Replacement 2030 Fund C000051112 Fidelity Advisor Income Replacement 2030 Fund: Class C FRQCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018472 Fidelity Income Replacement 2030 Fund C000051113 Fidelity Advisor Income Replacement 2030 Fund: Class T FRQTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018472 Fidelity Income Replacement 2030 Fund C000051114 Fidelity Advisor Income Replacement 2030 Fund: Institutional Class FRQIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018472 Fidelity Income Replacement 2030 Fund C000051110 Fidelity Income Replacement 2030 Fund FIRQX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018473 Fidelity Income Replacement 2032 Fund C000051116 Fidelity Advisor Income Replacement 2032 Fund: Class A FIARX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018473 Fidelity Income Replacement 2032 Fund C000051117 Fidelity Advisor Income Replacement 2032 Fund: Class C FICRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018473 Fidelity Income Replacement 2032 Fund C000051118 Fidelity Advisor Income Replacement 2032 Fund: Class T FTIRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018473 Fidelity Income Replacement 2032 Fund C000051119 Fidelity Advisor Income Replacement 2032 Fund: Institutional Class FIIRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018473 Fidelity Income Replacement 2032 Fund C000051115 Fidelity Income Replacement 2032 Fund FIRRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018464 Fidelity Income Replacement 2034 Fund C000051071 Fidelity Advisor Income Replacement 2034 Fund: Class A FARSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018464 Fidelity Income Replacement 2034 Fund C000051072 Fidelity Advisor Income Replacement 2034 Fund: Class C FCRSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018464 Fidelity Income Replacement 2034 Fund C000051073 Fidelity Advisor Income Replacement 2034 Fund: Class T FTRSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018464 Fidelity Income Replacement 2034 Fund C000051074 Fidelity Advisor Income Replacement 2034 Fund: Institutional Class FRASX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018464 Fidelity Income Replacement 2034 Fund C000051070 Fidelity Income Replacement 2034 Fund FIRSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018465 Fidelity Income Replacement 2036 Fund C000051076 Fidelity Advisor Income Replacement 2036 Fund: Class A FURAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018465 Fidelity Income Replacement 2036 Fund C000051077 Fidelity Advisor Income Replacement 2036 Fund: Class C FURCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018465 Fidelity Income Replacement 2036 Fund C000051078 Fidelity Advisor Income Replacement 2036 Fund: Class T FURTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018465 Fidelity Income Replacement 2036 Fund C000051079 Fidelity Advisor Income Replacement 2036 Fund: Institutional Class FURIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018465 Fidelity Income Replacement 2036 Fund C000051075 Fidelity Income Replacement 2036 Fund FIRUX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019923 Fidelity Income Replacement 2038 Fund C000055913 Fidelity Advisor Income Replacement 2038 Fund: Class A FARVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019923 Fidelity Income Replacement 2038 Fund C000055914 Fidelity Advisor Income Replacement 2038 Fund: Class C FCRVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019923 Fidelity Income Replacement 2038 Fund C000055915 Fidelity Advisor Income Replacement 2038 Fund: Class T FTRVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019923 Fidelity Income Replacement 2038 Fund C000055916 Fidelity Advisor Income Replacement 2038 Fund: Institutional Class FIIVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019923 Fidelity Income Replacement 2038 Fund C000055912 Fidelity Income Replacement 2038 Fund FIRVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019924 Fidelity Income Replacement 2040 Fund C000055919 Fidelity Advisor Income Replacement 2040 Fund: Class A FARWX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019924 Fidelity Income Replacement 2040 Fund C000055920 Fidelity Advisor Income Replacement 2040 Fund: Class C FCRWX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019924 Fidelity Income Replacement 2040 Fund C000055921 Fidelity Advisor Income Replacement 2040 Fund: Class T FTRWX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019924 Fidelity Income Replacement 2040 Fund C000055917 Fidelity Advisor Income Replacement 2040 Fund: Institutional Class FIIWX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019924 Fidelity Income Replacement 2040 Fund C000055918 Fidelity Income Replacement 2040 Fund FIRWX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019925 Fidelity Income Replacement 2042 Fund C000055923 Fidelity Advisor Income Replacement 2042 Fund: Class A FARFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019925 Fidelity Income Replacement 2042 Fund C000055924 Fidelity Advisor Income Replacement 2042 Fund: Class C FCRFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019925 Fidelity Income Replacement 2042 Fund C000055925 Fidelity Advisor Income Replacement 2042 Fund: Class T FITTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019925 Fidelity Income Replacement 2042 Fund C000055926 Fidelity Advisor Income Replacement 2042 Fund: Institutional Class FIRFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019925 Fidelity Income Replacement 2042 Fund C000055922 Fidelity Income Replacement 2042 Fund FIXRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007070 Fidelity Intermediate Government Income Fund C000019284 Fidelity Intermediate Government Income Fund FSTGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007066 Fidelity Total Bond Fund C000019273 Fidelity Advisor Total Bond Fund: Class A FEPAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007066 Fidelity Total Bond Fund C000019274 Fidelity Advisor Total Bond Fund: Class B FBEPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007066 Fidelity Total Bond Fund C000019275 Fidelity Advisor Total Bond Fund: Class C FCEPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007066 Fidelity Total Bond Fund C000019276 Fidelity Advisor Total Bond Fund: Class T FEPTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007066 Fidelity Total Bond Fund C000019277 Fidelity Advisor Total Bond Fund: Institutional Class FEPIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007066 Fidelity Total Bond Fund C000019272 Fidelity Total Bond Fund FTBFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007067 Fidelity Ultra-Short Bond Fund C000019279 Fidelity Advisor Ultra-Short Bond Fund: Class A FUBAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007067 Fidelity Ultra-Short Bond Fund C000019280 Fidelity Advisor Ultra-Short Bond Fund: Class T FTUSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007067 Fidelity Ultra-Short Bond Fund C000019281 Fidelity Advisor Ultra-Short Bond Fund: Institutional Class FUBIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007067 Fidelity Ultra-Short Bond Fund C000019278 Fidelity Ultra-Short Bond Fund FUSFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007107 Fidelity Canada Fund C000047986 Fidelity Advisor Canada Fund: Class A FACNX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007107 Fidelity Canada Fund C000047987 Fidelity Advisor Canada Fund: Class B FBCNX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007107 Fidelity Canada Fund C000047988 Fidelity Advisor Canada Fund: Class C FCCNX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007107 Fidelity Canada Fund C000047989 Fidelity Advisor Canada Fund: Class T FTCNX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007107 Fidelity Canada Fund C000047990 Fidelity Advisor Canada Fund: Institutional Class FICCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007107 Fidelity Canada Fund C000019436 Fidelity Canada Fund FICDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007108 Fidelity China Region Fund C000064261 Fidelity Advisor China Region Fund: Class A FHKAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007108 Fidelity China Region Fund C000064262 Fidelity Advisor China Region Fund: Class B FHKBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007108 Fidelity China Region Fund C000064263 Fidelity Advisor China Region Fund: Class C FCHKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007108 Fidelity China Region Fund C000064264 Fidelity Advisor China Region Fund: Class T FHKTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007108 Fidelity China Region Fund C000064265 Fidelity Advisor China Region Fund: Institutional Class FHKIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007108 Fidelity China Region Fund C000019437 Fidelity China Region Fund FHKCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007109 Fidelity Diversified International Fund C000076783 Class F FDVFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007109 Fidelity Diversified International Fund C000064266 Class K FDIKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007109 Fidelity Diversified International Fund C000019438 Fidelity Diversified International Fund FDIVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007102 Fidelity Emerging Asia Fund C000019421 Fidelity Emerging Asia Fund FSEAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000022100 Fidelity Emerging Europe, Middle East, Africa (EMEA) Fund C000063413 Fidelity Advisor Emerging Europe, Middle East, Africa (EMEA) Fund: Class A FMEAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000022100 Fidelity Emerging Europe, Middle East, Africa (EMEA) Fund C000063414 Fidelity Advisor Emerging Europe, Middle East, Africa (EMEA) Fund: Class B FEMBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000022100 Fidelity Emerging Europe, Middle East, Africa (EMEA) Fund C000063415 Fidelity Advisor Emerging Europe, Middle East, Africa (EMEA) Fund: Class C FEMCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000022100 Fidelity Emerging Europe, Middle East, Africa (EMEA) Fund C000063416 Fidelity Advisor Emerging Europe, Middle East, Africa (EMEA) Fund: Class T FEMTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000022100 Fidelity Emerging Europe, Middle East, Africa (EMEA) Fund C000063417 Fidelity Advisor Emerging Europe, Middle East, Africa (EMEA) Fund: Institutional Class FIEMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000022100 Fidelity Emerging Europe, Middle East, Africa (EMEA) Fund C000063412 Fidelity Emerging Europe, Middle East, Africa (EMEA) Fund FEMEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034264 Fidelity Emerging Markets Discovery Fund C000105578 Fidelity Advisor Emerging Markets Discovery Fund: Class A FEDAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034264 Fidelity Emerging Markets Discovery Fund C000105579 Fidelity Advisor Emerging Markets Discovery Fund: Class C FEDGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034264 Fidelity Emerging Markets Discovery Fund C000105580 Fidelity Advisor Emerging Markets Discovery Fund: Class T FEDTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034264 Fidelity Emerging Markets Discovery Fund C000105581 Fidelity Advisor Emerging Markets Discovery Fund: Institutional Class FEDIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034264 Fidelity Emerging Markets Discovery Fund C000105577 Fidelity Emerging Markets Discovery Fund FEDDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007110 Fidelity Emerging Markets Fund C000064267 Class K FKEMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007110 Fidelity Emerging Markets Fund C000019439 Fidelity Emerging Markets Fund FEMKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007111 Fidelity Europe Capital Appreciation Fund C000019440 Fidelity Europe Capital Appreciation Fund FECAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007094 Fidelity Europe Fund C000019413 Fidelity Europe Fund FIEUX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000024314 Fidelity Global Commodity Stock Fund C000071914 Fidelity Advisor Global Commodity Stock Fund: Class A FFGAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000024314 Fidelity Global Commodity Stock Fund C000071915 Fidelity Advisor Global Commodity Stock Fund: Class B FFGBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000024314 Fidelity Global Commodity Stock Fund C000071916 Fidelity Advisor Global Commodity Stock Fund: Class C FCGCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000024314 Fidelity Global Commodity Stock Fund C000071917 Fidelity Advisor Global Commodity Stock Fund: Class T FFGTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000024314 Fidelity Global Commodity Stock Fund C000071918 Fidelity Advisor Global Commodity Stock Fund: Institutional Class FFGIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000024314 Fidelity Global Commodity Stock Fund C000071913 Fidelity Global Commodity Stock Fund FFGCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000036874 Fidelity Global Equity Income Fund C000112814 Fidelity Global Equity Income Fund FGILX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007106 Fidelity International Capital Appreciation Fund C000019435 Fidelity International Capital Appreciation Fund FIVFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007093 Fidelity International Discovery Fund C000064259 Class K FIDKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007093 Fidelity International Discovery Fund C000019408 Fidelity Advisor International Discovery Fund: Class A FAIDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007093 Fidelity International Discovery Fund C000019409 Fidelity Advisor International Discovery Fund: Class B FADDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007093 Fidelity International Discovery Fund C000019410 Fidelity Advisor International Discovery Fund: Class C FCADX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007093 Fidelity International Discovery Fund C000019411 Fidelity Advisor International Discovery Fund: Class T FTADX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007093 Fidelity International Discovery Fund C000019412 Fidelity Advisor International Discovery Fund: Institutional Class FIADX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007093 Fidelity International Discovery Fund C000019407 Fidelity International Discovery Fund FIGRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019397 Fidelity International Growth Fund C000053903 Fidelity Advisor International Growth Fund: Class A FIAGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019397 Fidelity International Growth Fund C000053904 Fidelity Advisor International Growth Fund: Class B FBIGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019397 Fidelity International Growth Fund C000053905 Fidelity Advisor International Growth Fund: Class C FIGCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019397 Fidelity International Growth Fund C000053906 Fidelity Advisor International Growth Fund: Class T FITGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019397 Fidelity International Growth Fund C000053907 Fidelity Advisor International Growth Fund: Institutional Class FIIIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019397 Fidelity International Growth Fund C000053902 Fidelity International Growth Fund FIGFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007104 Fidelity International Small Cap Fund C000019424 Fidelity Advisor International Small Cap Fund: Class A FIASX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007104 Fidelity International Small Cap Fund C000019425 Fidelity Advisor International Small Cap Fund: Class B FIBSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007104 Fidelity International Small Cap Fund C000019426 Fidelity Advisor International Small Cap Fund: Class C FICSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007104 Fidelity International Small Cap Fund C000019427 Fidelity Advisor International Small Cap Fund: Class T FTISX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007104 Fidelity International Small Cap Fund C000019428 Fidelity Advisor International Small Cap Fund: Institutional Class FIXIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007104 Fidelity International Small Cap Fund C000019423 Fidelity International Small Cap Fund FISMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007105 Fidelity International Small Cap Opportunities Fund C000019430 Fidelity Advisor International Small Cap Opportunities Fund: Class A FOPAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007105 Fidelity International Small Cap Opportunities Fund C000019431 Fidelity Advisor International Small Cap Opportunities Fund: Class B FOPBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007105 Fidelity International Small Cap Opportunities Fund C000019432 Fidelity Advisor International Small Cap Opportunities Fund: Class C FOPCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007105 Fidelity International Small Cap Opportunities Fund C000019433 Fidelity Advisor International Small Cap Opportunities Fund: Class T FOPTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007105 Fidelity International Small Cap Opportunities Fund C000019434 Fidelity Advisor International Small Cap Opportunities Fund: Institutional Class FOPIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007105 Fidelity International Small Cap Opportunities Fund C000019429 Fidelity International Small Cap Opportunities Fund FSCOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000012165 Fidelity International Value Fund C000033180 Fidelity Advisor International Value Fund: Class A FIVMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000012165 Fidelity International Value Fund C000033181 Fidelity Advisor International Value Fund: Class B FIVNX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000012165 Fidelity International Value Fund C000033182 Fidelity Advisor International Value Fund: Class C FIVOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000012165 Fidelity International Value Fund C000033183 Fidelity Advisor International Value Fund: Class T FIVPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000012165 Fidelity International Value Fund C000033184 Fidelity Advisor International Value Fund: Institutional Class FIVQX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000012165 Fidelity International Value Fund C000033179 Fidelity International Value FIVLX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007096 Fidelity Japan Fund C000093326 Fidelity Advisor Japan Fund: Class A FPJAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007096 Fidelity Japan Fund C000093327 Fidelity Advisor Japan Fund: Class B FJPBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007096 Fidelity Japan Fund C000093328 Fidelity Advisor Japan Fund: Class C FJPCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007096 Fidelity Japan Fund C000093329 Fidelity Advisor Japan Fund: Class T FJPTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007096 Fidelity Japan Fund C000093330 Fidelity Advisor Japan Fund: Institutional Class FJPIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007096 Fidelity Japan Fund C000019415 Fidelity Japan Fund FJPNX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007097 Fidelity Japan Smaller Companies Fund C000019416 Fidelity Japan Smaller Companies Fund FJSCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007098 Fidelity Latin America Fund C000092709 Fidelity Advisor Latin America Fund: Class A FLFAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007098 Fidelity Latin America Fund C000092710 Fidelity Advisor Latin America Fund: Class B FLFBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007098 Fidelity Latin America Fund C000092711 Fidelity Advisor Latin America Fund: Class C FLFCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007098 Fidelity Latin America Fund C000092712 Fidelity Advisor Latin America Fund: Class T FLFTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007098 Fidelity Latin America Fund C000092713 Fidelity Advisor Latin America Fund: Institutional Class FLFIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007098 Fidelity Latin America Fund C000019417 Fidelity Latin America Fund FLATX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007099 Fidelity Nordic Fund C000019418 Fidelity Nordic Fund FNORX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007100 Fidelity Overseas Fund C000076781 Class F FFOSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007100 Fidelity Overseas Fund C000064260 Class K FOSKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007100 Fidelity Overseas Fund C000019419 Fidelity Overseas Fund FOSFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007101 Fidelity Pacific Basin Fund C000019420 Fidelity Pacific Basin Fund FPBFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000023605 Fidelity Series Emerging Markets Fund C000076784 Class F FEMFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000023605 Fidelity Series Emerging Markets Fund C000069437 Fidelity Series Emerging Markets Fund FEMSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000026866 Fidelity Series International Growth Fund C000080863 Class F FFIGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000026866 Fidelity Series International Growth Fund C000080862 Fidelity Series International Growth Fund FIGSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000026868 Fidelity Series International Small Cap Fund C000080867 Class F FFSTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000026868 Fidelity Series International Small Cap Fund C000080866 Fidelity Series International Small Cap Fund FSTSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000026867 Fidelity Series International Value Fund C000080865 Class F FFVNX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000026867 Fidelity Series International Value Fund C000080864 Fidelity Series International Value Fund FINVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034265 Fidelity Total Emerging Markets Fund C000105584 Fidelity Advisor Total Emerging Markets Fund: Class A FTEDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034265 Fidelity Total Emerging Markets Fund C000105585 Fidelity Advisor Total Emerging Markets Fund: Class C FTEFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034265 Fidelity Total Emerging Markets Fund C000105586 Fidelity Advisor Total Emerging Markets Fund: Class T FTEHX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034265 Fidelity Total Emerging Markets Fund C000105582 Fidelity Advisor Total Emerging Markets Fund: Institutional Class FTEJX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034265 Fidelity Total Emerging Markets Fund C000105583 Fidelity Total Emerging Markets Fund FTEMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019398 Fidelity Total International Equity Fund C000053912 Fidelity Advisor Total International Equity Fund: Class A FTAEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019398 Fidelity Total International Equity Fund C000053913 Fidelity Advisor Total International Equity Fund: Class B FTBEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019398 Fidelity Total International Equity Fund C000053908 Fidelity Advisor Total International Equity Fund: Class C FTCEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019398 Fidelity Total International Equity Fund C000053909 Fidelity Advisor Total International Equity Fund: Class T FTTEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019398 Fidelity Total International Equity Fund C000053910 Fidelity Advisor Total International Equity Fund: Institutional Class FTEIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019398 Fidelity Total International Equity Fund C000053911 Fidelity Total International Equity Fund FTIEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007103 Fidelity Worldwide Fund C000074282 Fidelity Advisor Worldwide Fund: Class A FWAFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007103 Fidelity Worldwide Fund C000074283 Fidelity Advisor Worldwide Fund: Class B FWBFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007103 Fidelity Worldwide Fund C000074284 Fidelity Advisor Worldwide Fund: Class C FWCFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007103 Fidelity Worldwide Fund C000074285 Fidelity Advisor Worldwide Fund: Class T FWTFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007103 Fidelity Worldwide Fund C000074286 Fidelity Advisor Worldwide Fund: Institutional Class FWIFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007103 Fidelity Worldwide Fund C000019422 Fidelity Worldwide Fund FWWFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-05315 0000821051 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I 32 S000008822 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I C000024031 Fidelity Freedom Lifetime Income NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-05315 0000821051 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I 32 S000008822 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I C000049509 Fidelity Growth and Guaranteed Income Annuity NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-05315 0000821051 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I 32 S000008822 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I C000024029 Fidelity Income Advantage NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-05315 0000821051 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I 32 S000008822 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I C000024030 Fidelity Personal Retirement Annuity NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-05315 0000821051 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I 32 S000008822 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I C000024028 Fidelity Retirement Reserves NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-05258 0000819543 FIDELITY INVESTMENTS VARIABLE LIFE ACCOUNT I 33 S000008823 FIDELITY INVESTMENTS VARIABLE LIFE ACCOUNT I C000024032 Fidelity Lifetime Reserves NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-01193 0000061397 FIDELITY MAGELLAN FUND 30 S000007112 Fidelity Magellan Fund C000064273 Class K FMGKX 82 DEVONSHIRE STREET BOSTON 02109 MA MAIL ZONE TS1H 811-01193 0000061397 FIDELITY MAGELLAN FUND 30 S000007112 Fidelity Magellan Fund C000019441 Fidelity Magellan Fund FMAGX 82 DEVONSHIRE STREET BOSTON 02109 MA MAIL ZONE TS1H 811-03361 0000357057 FIDELITY MASSACHUSETTS MUNICIPAL TRUST 30 S000007113 Fidelity Massachusetts AMT Tax-Free Money Market Fund C000019442 Fidelity Massachusetts AMT Tax-Free Money Market Fund FMSXX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-03361 0000357057 FIDELITY MASSACHUSETTS MUNICIPAL TRUST 30 S000007113 Fidelity Massachusetts AMT Tax-Free Money Market Fund C000047913 Fidelity Massachusetts AMT Tax-Free Money Market Fund: Institutional Class FMAXX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-03361 0000357057 FIDELITY MASSACHUSETTS MUNICIPAL TRUST 30 S000007113 Fidelity Massachusetts AMT Tax-Free Money Market Fund C000047914 Fidelity Massachusetts AMT Tax-Free Money Market Fund: Service Class FMHXX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-03361 0000357057 FIDELITY MASSACHUSETTS MUNICIPAL TRUST 30 S000007114 Fidelity Massachusetts Municipal Income Fund C000019443 Fidelity Massachusetts Municipal Income Fund FDMMX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-03361 0000357057 FIDELITY MASSACHUSETTS MUNICIPAL TRUST 30 S000007115 Fidelity Massachusetts Municipal Money Market Fund C000019444 Fidelity Massachusetts Municipal Money Market Fund FDMXX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-02861 0000276516 FIDELITY MONEY MARKET TRUST 30 S000007116 Retirement Government Money Market Portfolio C000019445 Retirement Government Money Market Portfolio FGMXX 1201 MARKET STREET BOSTON 19899 MA P O BOX 1347 811-02861 0000276516 FIDELITY MONEY MARKET TRUST 30 S000007117 Retirement Money Market Portfolio C000019446 Retirement Money Market Portfolio FRTXX 1201 MARKET STREET BOSTON 19899 MA P O BOX 1347 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000020981 Fidelity 130/30 Large Cap Fund C000059581 Fidelity 130/30 Large Cap Fund FOTTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000020981 Fidelity 130/30 Large Cap Fund C000059582 Fidelity Advisor 130/30 Large Cap Fund: Class A FOATX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000020981 Fidelity 130/30 Large Cap Fund C000059583 Fidelity Advisor 130/30 Large Cap Fund: Class B FOBTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000020981 Fidelity 130/30 Large Cap Fund C000059584 Fidelity Advisor 130/30 Large Cap Fund: Class C FOCTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000020981 Fidelity 130/30 Large Cap Fund C000059585 Fidelity Advisor 130/30 Large Cap Fund: Class T FORTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000020981 Fidelity 130/30 Large Cap Fund C000059586 Fidelity Advisor 130/30 Large Cap Fund: Institutional Class FITOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000007119 Fidelity Growth Company Fund C000076772 Class F FGRFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000007119 Fidelity Growth Company Fund C000064242 Class K FGCKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000007119 Fidelity Growth Company Fund C000019448 Fidelity Growth Company Fund FDGRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000007118 Fidelity Growth Strategies Fund C000064241 Class K FAGKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000007118 Fidelity Growth Strategies Fund C000019447 Fidelity Growth Strategies Fund FDEGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000007120 Fidelity New Millennium Fund C000019449 Fidelity New Millennium Fund FMILX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007129 Fidelity Michigan Municipal Income Fund C000019503 Fidelity Michigan Municipal Income Fund FMHTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007130 Fidelity Minnesota Municipal Income Fund C000019504 Fidelity Minnesota Municipal Income Fund FIMIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007131 Fidelity Municipal Income Fund C000019505 Fidelity Municipal Income Fund FHIGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007132 Fidelity Ohio Municipal Income Fund C000019506 Fidelity Ohio Municipal Income Fund FOHFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007133 Fidelity Pennsylvania Municipal Income Fund C000019507 Fidelity Pennsylvania Municipal Income Fund FPXTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007128 Fidelity Short-Intermediate Municipal Income Fund C000019498 Fidelity Advisor Short-Intermediate Municipal Income Fund: Class A FASHX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007128 Fidelity Short-Intermediate Municipal Income Fund C000019499 Fidelity Advisor Short-Intermediate Municipal Income Fund: Class B FBSHX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007128 Fidelity Short-Intermediate Municipal Income Fund C000019500 Fidelity Advisor Short-Intermediate Municipal Income Fund: Class C FCSHX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007128 Fidelity Short-Intermediate Municipal Income Fund C000019501 Fidelity Advisor Short-Intermediate Municipal Income Fund: Class T FTSHX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007128 Fidelity Short-Intermediate Municipal Income Fund C000019502 Fidelity Advisor Short-Intermediate Municipal Income Fund: Institutional Class FISHX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007128 Fidelity Short-Intermediate Municipal Income Fund C000019497 Fidelity Short-Intermediate Municipal Income Fund FSTFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-06454 0000880799 FIDELITY MUNICIPAL TRUST II 30 S000007134 Fidelity Michigan Municipal Money Market Fund C000019508 Fidelity Michigan Municipal Money Market Fund FMIXX 82 DEVONSHIRE STREE BOSTON 02109 MA NULL 811-06454 0000880799 FIDELITY MUNICIPAL TRUST II 30 S000007135 Fidelity Ohio Municipal Money Market Fund C000019509 Fidelity Ohio Municipal Money Market Fund FOMXX 82 DEVONSHIRE STREE BOSTON 02109 MA NULL 811-06454 0000880799 FIDELITY MUNICIPAL TRUST II 30 S000007136 Fidelity Pennsylvania Municipal Money Market Fund C000019510 Fidelity Pennsylvania Municipal Money Market Fund FPTXX 82 DEVONSHIRE STREE BOSTON 02109 MA NULL 811-03723 0000718581 FIDELITY NEW YORK MUNICIPAL TRUST 30 S000007145 Fidelity New York Municipal Income Fund C000019545 Fidelity Advisor New York Municipal Income Fund: Class A FNMAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03723 0000718581 FIDELITY NEW YORK MUNICIPAL TRUST 30 S000007145 Fidelity New York Municipal Income Fund C000019546 Fidelity Advisor New York Municipal Income Fund: Class B FNYBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03723 0000718581 FIDELITY NEW YORK MUNICIPAL TRUST 30 S000007145 Fidelity New York Municipal Income Fund C000019547 Fidelity Advisor New York Municipal Income Fund: Class C FNYCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03723 0000718581 FIDELITY NEW YORK MUNICIPAL TRUST 30 S000007145 Fidelity New York Municipal Income Fund C000019548 Fidelity Advisor New York Municipal Income Fund: Class T FNYPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03723 0000718581 FIDELITY NEW YORK MUNICIPAL TRUST 30 S000007145 Fidelity New York Municipal Income Fund C000019549 Fidelity Advisor New York Municipal Income Fund: Institutional Class FEMIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03723 0000718581 FIDELITY NEW YORK MUNICIPAL TRUST 30 S000007145 Fidelity New York Municipal Income Fund C000019544 Fidelity New York Municipal Income Fund FTFMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-06398 0000878663 FIDELITY NEW YORK MUNICIPAL TRUST II 30 S000007146 Fidelity New York AMT Tax-Free Money Market Fund C000019550 Fidelity New York AMT Tax-Free Money Market Fund FSNXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-06398 0000878663 FIDELITY NEW YORK MUNICIPAL TRUST II 30 S000007146 Fidelity New York AMT Tax-Free Money Market Fund C000047915 Fidelity New York AMT Tax-Free Money Market Fund: Institutional Class FNKXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-06398 0000878663 FIDELITY NEW YORK MUNICIPAL TRUST II 30 S000007146 Fidelity New York AMT Tax-Free Money Market Fund C000047916 Fidelity New York AMT Tax-Free Money Market Fund: Service Class FNOXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-06398 0000878663 FIDELITY NEW YORK MUNICIPAL TRUST II 30 S000007147 Fidelity New York Municipal Money Market Fund C000019551 Fidelity New York Municipal Money Market Fund FNYXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007503 Prime Fund C000020477 Capital Reserves Class FPRXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007503 Prime Fund C000020478 Daily Money Class FDAXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007504 Tax-Exempt Fund C000020479 Capital Reserves Class FERXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007504 Tax-Exempt Fund C000020480 Daily Money Class FDEXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007504 Tax-Exempt Fund C000020481 Fidelity Tax-Free Money Market Fund FMOXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007505 Treasury Fund C000020482 Advisor B Class FDBXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007505 Treasury Fund C000020483 Advisor C Class FDCXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007505 Treasury Fund C000020484 Capital Reserves Class FSRXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007505 Treasury Fund C000020485 Daily Money Class FDUXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03480 0000028540 FIDELITY OXFORD STREET TRUST 30 S000007148 Fidelity Four-in-One Index Fund C000019552 Fidelity Four-in-One Index Fund FFNOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02890 0000278001 FIDELITY PHILLIPS STREET TRUST 30 S000007149 Fidelity Cash Reserves C000019553 Fidelity Cash Reserves FDRXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02890 0000278001 FIDELITY PHILLIPS STREET TRUST 30 S000007150 Fidelity U.S. Government Reserves C000019554 Fidelity U.S. Government Reserves FGRXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000007151 Fidelity Balanced Fund C000064274 Class K FBAKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000007151 Fidelity Balanced Fund C000019555 Fidelity Balanced Fund FBALX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000007152 Fidelity Low-Priced Stock Fund C000064275 Class K FLPKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000007152 Fidelity Low-Priced Stock Fund C000019556 Fidelity Low-Priced Stock Fund FLPSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000007153 Fidelity Puritan Fund C000064276 Class K FPUKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000007153 Fidelity Puritan Fund C000019557 Fidelity Puritan Fund FPURX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000007154 Fidelity Value Discovery Fund C000064277 Class K FVDKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000007154 Fidelity Value Discovery Fund C000019558 Fidelity Value Discovery Fund FVDFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-07807 0001022695 FIDELITY REVERE STREET TRUST 30 S000007179 Fidelity Cash Central Fund C000019654 Fidelity Cash Central Fund NULL 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-07807 0001022695 FIDELITY REVERE STREET TRUST 30 S000007180 Fidelity Municipal Cash Central Fund C000019655 Fidelity Municipal Cash Central Fund NULL 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-07807 0001022695 FIDELITY REVERE STREET TRUST 30 S000007181 Fidelity Securities Lending Cash Central Fund C000019656 Fidelity Securities Lending Cash Central Fund NULL 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-07807 0001022695 FIDELITY REVERE STREET TRUST 30 S000007182 Fidelity Tax-Free Cash Central Fund C000019657 Fidelity Tax-Free Cash Central Fund NULL 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-21439 0001265551 FIDELITY RUTLAND SQUARE TRUST 30 S000007184 PAS Small-Mid Cap Fund of Funds C000019663 PAS Small-Mid Cap Fund of Funds FSCFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000027161 Strategic Advisers Core Fund C000081963 Strategic Advisers Core Fund FCSAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000029150 Strategic Advisers Core Income Fund C000089632 Strategic Advisers Core Income Fund FPCIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000037394 Strategic Advisers Core Income Multi-Manager Fund C000115480 Strategic Advisers Core Income Multi-Manager Fund NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000034418 Strategic Advisers Core Multi-Manager Fund C000105889 Strategic Advisers Core Multi-Manager Fund FLAUX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000030092 Strategic Advisers Emerging Markets Fund C000092425 Strategic Advisers Emerging Markets Fund FSAMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000036744 Strategic Advisers Emerging Markets Fund of Funds C000112392 Strategic Advisers Emerging Markets Fund of Funds FLILX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000028572 Strategic Advisers Growth Fund C000087464 Strategic Advisers Growth Fund FSGFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000034419 Strategic Advisers Growth Multi-Manager Fund C000105890 Strategic Advisers Growth Multi-Manager Fund FMELX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000029151 Strategic Advisers Income Opportunities Fund C000089633 Strategic Advisers Income Opportunities Fund FPIOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000037395 Strategic Advisers Income Opportunities Fund of Funds C000115481 Strategic Advisers Income Opportunities Fund of Funds NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000029152 Strategic Advisers International Fund C000089634 Strategic Advisers International Fund FILFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000029153 Strategic Advisers International II Fund C000089635 Strategic Advisers International II Fund FUSIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000036745 Strategic Advisers International Multi-Manager Fund C000112393 Strategic Advisers International Multi-Manager Fund FMJDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000035122 Strategic Advisers Short Duration Fund C000108059 Strategic Advisers Short Duration Fund FAUDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000029154 Strategic Advisers Small-Mid Cap Fund C000089636 Strategic Advisers Small-Mid Cap Fund FSCFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000035121 Strategic Advisers Small-Mid Cap Multi-Manager Fund C000108058 Strategic Advisers Small-Mid Cap Multi-Manager Fund FNAPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000029155 Strategic Advisers U.S. Opportunity Fund C000089637 Strategic Advisers U.S. Opportunity Fund FUSOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000029156 Strategic Advisers U.S. Opportunity II Fund C000089638 Strategic Advisers U.S. Opportunity II Fund FUSPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000029157 Strategic Advisers Value Fund C000089639 Strategic Advisers Value Fund FVSAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000034420 Strategic Advisers Value Multi-Manager Fund C000105891 Strategic Advisers Value Multi-Manager Fund FKMOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000026420 Fidelity Commodity Strategy Fund C000079289 Fidelity Commodity Strategy Fund FFCSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000031520 Fidelity Conservative Income Bond Fund C000097999 Fidelity Conservative Income Bond Fund FCONX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000031520 Fidelity Conservative Income Bond Fund C000098000 Fidelity Conservative Income Bond Fund: Institutional Class FCNVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000028761 Fidelity Corporate Bond Fund C000088097 Fidelity Advisor Corporate Bond Fund: Class A FCBAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000028761 Fidelity Corporate Bond Fund C000088099 Fidelity Advisor Corporate Bond Fund: Class C FCCCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000028761 Fidelity Corporate Bond Fund C000088100 Fidelity Advisor Corporate Bond Fund: Class T FCBTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000028761 Fidelity Corporate Bond Fund C000088101 Fidelity Advisor Corporate Bond Fund: Institutional Class FCBIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000028761 Fidelity Corporate Bond Fund C000088096 Fidelity Corporate Bond Fund FCBFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000019396 Fidelity Global Strategies Fund C000053897 Fidelity Advisor Global Strategies Fund: Class A FDASX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000019396 Fidelity Global Strategies Fund C000053898 Fidelity Advisor Global Strategies Fund: Class B FDBSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000019396 Fidelity Global Strategies Fund C000053899 Fidelity Advisor Global Strategies Fund: Class C FDCSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000019396 Fidelity Global Strategies Fund C000053900 Fidelity Advisor Global Strategies Fund: Class T FDTSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000019396 Fidelity Global Strategies Fund C000053901 Fidelity Advisor Global Strategies Fund: Institutional Class FDYIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000019396 Fidelity Global Strategies Fund C000053896 Fidelity Global Strategies Fund FDYSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007003 Fidelity Inflation-Protected Bond Fund C000019115 Fidelity Advisor Inflation-Protected Bond Fund: Class A FIPAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007003 Fidelity Inflation-Protected Bond Fund C000019116 Fidelity Advisor Inflation-Protected Bond Fund: Class B FBIPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007003 Fidelity Inflation-Protected Bond Fund C000019117 Fidelity Advisor Inflation-Protected Bond Fund: Class C FIPCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007003 Fidelity Inflation-Protected Bond Fund C000019118 Fidelity Advisor Inflation-Protected Bond Fund: Class T FIPTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007003 Fidelity Inflation-Protected Bond Fund C000019119 Fidelity Advisor Inflation-Protected Bond Fund: Institutional Class FIPIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007003 Fidelity Inflation-Protected Bond Fund C000019114 Fidelity Inflation-Protected Bond Fund FINPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017674 Fidelity Intermediate Bond Fund C000048836 Fidelity Intermediate Bond Fund FTHRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007004 Fidelity Investment Grade Bond Fund C000019121 Fidelity Advisor Investment Grade Bond Fund: Class A FGBAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007004 Fidelity Investment Grade Bond Fund C000019122 Fidelity Advisor Investment Grade Bond Fund: Class B FGBBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007004 Fidelity Investment Grade Bond Fund C000019123 Fidelity Advisor Investment Grade Bond Fund: Class C FGBCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007004 Fidelity Investment Grade Bond Fund C000019124 Fidelity Advisor Investment Grade Bond Fund: Class T FGBTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007004 Fidelity Investment Grade Bond Fund C000019125 Fidelity Advisor Investment Grade Bond Fund: Institutional Class FGBPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007004 Fidelity Investment Grade Bond Fund C000019120 Fidelity Investment Grade Bond Fund FBNDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032619 Fidelity Municipal Income 2015 Fund C000100597 Fidelity Advisor Municipal Income 2015 Fund: Class A FAMPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032619 Fidelity Municipal Income 2015 Fund C000100598 Fidelity Advisor Municipal Income 2015 Fund: Institutional Class FAMIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032619 Fidelity Municipal Income 2015 Fund C000100596 Fidelity Municipal Income 2015 Fund FMLCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032620 Fidelity Municipal Income 2017 Fund C000100601 Fidelity Advisor Municipal Income 2017 Fund: Class A FAMMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032620 Fidelity Municipal Income 2017 Fund C000100599 Fidelity Advisor Municipal Income 2017 Fund: Institutional Class FAVIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032620 Fidelity Municipal Income 2017 Fund C000100600 Fidelity Municipal Income 2017 Fund FMIFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032621 Fidelity Municipal Income 2019 Fund C000100604 Fidelity Advisor Municipal Income 2019 Fund: Class A FAPAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032621 Fidelity Municipal Income 2019 Fund C000100602 Fidelity Advisor Municipal Income 2019 Fund: Institutional Class FACIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032621 Fidelity Municipal Income 2019 Fund C000100603 Fidelity Municipal Income 2019 Fund FMCFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032622 Fidelity Municipal Income 2021 Fund C000100607 Fidelity Advisor Municipal Income 2021 Fund: Class A FOMAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032622 Fidelity Municipal Income 2021 Fund C000100605 Fidelity Advisor Municipal Income 2021 Fund: Institutional Class FOMIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032622 Fidelity Municipal Income 2021 Fund C000100606 Fidelity Municipal Income 2021 Fund FOCFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000026421 Fidelity Series Commodity Strategy Fund C000079291 Class F FCSFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000026421 Fidelity Series Commodity Strategy Fund C000079290 Fidelity Series Commodity Strategy Fund FCSSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000026422 Fidelity Series Global ex U.S. Index Fund C000079292 Fidelity Series Global ex U.S. Index Fund FSGEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000026423 Fidelity Series Inflation-Protected Bond Index Fund C000079294 Class F FFIPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000026423 Fidelity Series Inflation-Protected Bond Index Fund C000079293 Fidelity Series Inflation-Protected Bond Index Fund FSIPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000023604 Fidelity Series Investment Grade Bond Fund C000076770 Class F FIBFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000023604 Fidelity Series Investment Grade Bond Fund C000069436 Fidelity Series Investment Grade Bond Fund FSIGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007007 Fidelity Short-Term Bond Fund C000076768 Class F FSBFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007007 Fidelity Short-Term Bond Fund C000019128 Fidelity Short-Term Bond Fund FSHBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017681 Fidelity Strategic Dividend & Income Fund C000048852 Fidelity Advisor Strategic Dividend & Income Fund: Class A FASDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017681 Fidelity Strategic Dividend & Income Fund C000048853 Fidelity Advisor Strategic Dividend & Income Fund: Class B FBSDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017681 Fidelity Strategic Dividend & Income Fund C000048854 Fidelity Advisor Strategic Dividend & Income Fund: Class C FCSDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017681 Fidelity Strategic Dividend & Income Fund C000048855 Fidelity Advisor Strategic Dividend & Income Fund: Class T FTSDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017681 Fidelity Strategic Dividend & Income Fund C000048856 Fidelity Advisor Strategic Dividend & Income Fund: Institutional Class FSIDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017681 Fidelity Strategic Dividend & Income Fund C000048851 Fidelity Strategic Dividend & Income Fund FSDIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017675 Fidelity Strategic Real Return Fund C000048838 Fidelity Advisor Strategic Real Return Fund: Class A FSRAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017675 Fidelity Strategic Real Return Fund C000048839 Fidelity Advisor Strategic Real Return Fund: Class B FSBRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017675 Fidelity Strategic Real Return Fund C000048840 Fidelity Advisor Strategic Real Return Fund: Class C FCSRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017675 Fidelity Strategic Real Return Fund C000048841 Fidelity Advisor Strategic Real Return Fund: Class T FSRTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017675 Fidelity Strategic Real Return Fund C000048842 Fidelity Advisor Strategic Real Return Fund: Institutional Class FSIRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017675 Fidelity Strategic Real Return Fund C000048837 Fidelity Strategic Real Return Fund FSRRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017680 Fidelity Tax-Free Bond Fund C000048850 Fidelity Tax-Free Bond Fund FTABX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017682 Money Market Portfolio C000048857 Money Market Portfolio FSLXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033635 Spartan Emerging Markets Index Fund C000103360 Fidelity Advantage Class FPMAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033635 Spartan Emerging Markets Index Fund C000103361 Fidelity Advantage Institutional Class FPADX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033635 Spartan Emerging Markets Index Fund C000103362 Institutional Class FPMIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033635 Spartan Emerging Markets Index Fund C000103363 Investor Class FPEMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033636 Spartan Global ex U.S. Index Fund C000103364 Fidelity Advantage Class FSGDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033636 Spartan Global ex U.S. Index Fund C000103365 Fidelity Advantage Institutional Class FSGGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033636 Spartan Global ex U.S. Index Fund C000103366 Institutional Class FSGSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033636 Spartan Global ex U.S. Index Fund C000103367 Investor Class FSGUX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000037003 Spartan Inflation-Protected Bond Index Fund C000113280 Fidelity Advantage Class FSIYX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000037003 Spartan Inflation-Protected Bond Index Fund C000113282 Fidelity Advantage Institutional Class FIPDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000037003 Spartan Inflation-Protected Bond Index Fund C000113281 Institutional Class FIPBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000037003 Spartan Inflation-Protected Bond Index Fund C000113279 Investor Class FSIQX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017677 Spartan Intermediate Treasury Bond Index Fund C000048845 Fidelity Advantage Class FIBAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017677 Spartan Intermediate Treasury Bond Index Fund C000048844 Investor Class FIBIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017678 Spartan Long-Term Treasury Bond Index Fund C000048846 Fidelity Advantage Class FLBAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017678 Spartan Long-Term Treasury Bond Index Fund C000048847 Investor Class FLBIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033637 Spartan Mid Cap Index Fund C000103371 Fidelity Advantage Class FSCKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033637 Spartan Mid Cap Index Fund C000103368 Fidelity Advantage Institutional Class FSMDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033637 Spartan Mid Cap Index Fund C000103369 Institutional Class FSTPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033637 Spartan Mid Cap Index Fund C000103370 Investor Class FSCLX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033639 Spartan Real Estate Index Fund C000103376 Fidelity Advantage Class FSRVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033639 Spartan Real Estate Index Fund C000103377 Institutional Class FSRNX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033639 Spartan Real Estate Index Fund C000103378 Investor Class FRXIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017679 Spartan Short-Term Treasury Bond Index Fund C000048848 Fidelity Advantage Class FSBAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017679 Spartan Short-Term Treasury Bond Index Fund C000048849 Investor Class FSBIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033638 Spartan Small Cap Index Fund C000103372 Fidelity Advantage Class FSSVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033638 Spartan Small Cap Index Fund C000103373 Fidelity Advantage Institutional Class FSSNX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033638 Spartan Small Cap Index Fund C000103374 Institutional Class FSSSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033638 Spartan Small Cap Index Fund C000103375 Investor Class FSSPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017676 Spartan U.S. Bond Index Fund C000079295 Class F FUBFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017676 Spartan U.S. Bond Index Fund C000100041 Fidelity Advantage Class FSITX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017676 Spartan U.S. Bond Index Fund C000100043 Fidelity Advantage Institutional Class FXNAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017676 Spartan U.S. Bond Index Fund C000100042 Institutional Class FXSTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017676 Spartan U.S. Bond Index Fund C000048843 Investor Class FBIDX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037006 Fidelity Global Bond Fund C000113297 Fidelity Advisor Global Bond Fund: Class A FGBZX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037006 Fidelity Global Bond Fund C000113299 Fidelity Advisor Global Bond Fund: Class C FGBYX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037006 Fidelity Global Bond Fund C000113298 Fidelity Advisor Global Bond Fund: Class T FGBWX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037006 Fidelity Global Bond Fund C000113300 Fidelity Advisor Global Bond Fund: Institutional Class FGBIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037006 Fidelity Global Bond Fund C000113301 Fidelity Global Bond Fund FGBFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000007186 Fidelity Intermediate Municipal Income Fund C000019666 Fidelity Advisor Intermediate Municipal Income Fund: Class A FZIAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000007186 Fidelity Intermediate Municipal Income Fund C000019667 Fidelity Advisor Intermediate Municipal Income Fund: Class B FZIBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000007186 Fidelity Intermediate Municipal Income Fund C000019668 Fidelity Advisor Intermediate Municipal Income Fund: Class C FZICX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000007186 Fidelity Intermediate Municipal Income Fund C000019669 Fidelity Advisor Intermediate Municipal Income Fund: Class T FZITX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000007186 Fidelity Intermediate Municipal Income Fund C000019670 Fidelity Advisor Intermediate Municipal Income Fund: Institutional Class FZIIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000007186 Fidelity Intermediate Municipal Income Fund C000019665 Fidelity Intermediate Municipal Income Fund FLTMX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037007 Fidelity International Bond Fund C000113303 Fidelity Advisor International Bond Fund: Class A FINWX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037007 Fidelity International Bond Fund C000113305 Fidelity Advisor International Bond Fund: Class C FINRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037007 Fidelity International Bond Fund C000113304 Fidelity Advisor International Bond Fund: Class T FINTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037007 Fidelity International Bond Fund C000113306 Fidelity Advisor International Bond Fund: Institutional Class FINOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037007 Fidelity International Bond Fund C000113302 Fidelity International Bond Fund FINUX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000007188 Fidelity Strategic Income Fund C000019672 Fidelity Strategic Income Fund FSICX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007190 Advisor Growth Strategies Fund C000019674 Class A FGVAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007190 Advisor Growth Strategies Fund C000019675 Class B FGVBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007190 Advisor Growth Strategies Fund C000019676 Class C FGECX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007190 Advisor Growth Strategies Fund C000019677 Class T FGVTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007190 Advisor Growth Strategies Fund C000019678 Institutional Class FRVIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007195 Fidelity Blue Chip Growth Fund C000076775 Class F FBCFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007195 Fidelity Blue Chip Growth Fund C000064269 Class K FBGKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007195 Fidelity Blue Chip Growth Fund C000019693 Fidelity Blue Chip Growth Fund FBGRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007196 Fidelity Blue Chip Value Fund C000019694 Fidelity Blue Chip Value Fund FBCVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007197 Fidelity Dividend Growth Fund C000064270 Class K FDGKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007197 Fidelity Dividend Growth Fund C000019695 Fidelity Dividend Growth Fund FDGFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007198 Fidelity Growth & Income Portfolio C000064271 Class K FGIKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007198 Fidelity Growth & Income Portfolio C000019696 Fidelity Growth & Income Portfolio FGRIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007199 Fidelity International Real Estate Fund C000047149 Fidelity Advisor International Real Estate Fund: Class A FIRAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007199 Fidelity International Real Estate Fund C000047150 Fidelity Advisor International Real Estate Fund: Class B FIRBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007199 Fidelity International Real Estate Fund C000047151 Fidelity Advisor International Real Estate Fund: Class C FIRCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007199 Fidelity International Real Estate Fund C000047152 Fidelity Advisor International Real Estate Fund: Class T FIRTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007199 Fidelity International Real Estate Fund C000047153 Fidelity Advisor International Real Estate Fund: Institutional Class FIRIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007199 Fidelity International Real Estate Fund C000019697 Fidelity International Real Estate Fund FIREX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007200 Fidelity Leveraged Company Stock Fund C000064272 Class K FLCKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007200 Fidelity Leveraged Company Stock Fund C000019698 Fidelity Leveraged Company Stock Fund FLVCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007191 Fidelity OTC Portfolio C000064268 Class K FOCKX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007191 Fidelity OTC Portfolio C000019679 Fidelity OTC Portfolio FOCPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007192 Fidelity Real Estate Income Fund C000087887 Fidelity Advisor Real Estate Income Fund: Class A FRINX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007192 Fidelity Real Estate Income Fund C000087889 Fidelity Advisor Real Estate Income Fund: Class C FRIOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007192 Fidelity Real Estate Income Fund C000087890 Fidelity Advisor Real Estate Income Fund: Class T FRIQX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007192 Fidelity Real Estate Income Fund C000087891 Fidelity Advisor Real Estate Income Fund: Institutional Class FRIRX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007192 Fidelity Real Estate Income Fund C000019680 Fidelity Real Estate Income Fund FRIFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000033805 Fidelity Series Real Estate Equity Fund C000104445 Class F NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000033805 Fidelity Series Real Estate Equity Fund C000104444 Fidelity Series Real Estate Equity Fund NULL 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000031548 Fidelity Series Real Estate Income Fund C000098200 Class F FSRWX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000031548 Fidelity Series Real Estate Income Fund C000098199 Fidelity Series Real Estate Income Fund FSREX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000015587 Fidelity Series Small Cap Opportunities Fund C000076776 Class F FSOFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000015587 Fidelity Series Small Cap Opportunities Fund C000042507 Fidelity Series Small Cap Opportunities Fund FSOPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007193 Fidelity Small Cap Growth Fund C000076773 Class F FCPFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007193 Fidelity Small Cap Growth Fund C000019682 Fidelity Advisor Small Cap Growth Fund: Class A FCAGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007193 Fidelity Small Cap Growth Fund C000019683 Fidelity Advisor Small Cap Growth Fund: Class B FCBGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007193 Fidelity Small Cap Growth Fund C000019684 Fidelity Advisor Small Cap Growth Fund: Class C FCCGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007193 Fidelity Small Cap Growth Fund C000019685 Fidelity Advisor Small Cap Growth Fund: Class T FCTGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007193 Fidelity Small Cap Growth Fund C000019686 Fidelity Advisor Small Cap Growth Fund: Institutional Class FCIGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007193 Fidelity Small Cap Growth Fund C000019681 Fidelity Small Cap Growth Fund FCPGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007194 Fidelity Small Cap Value Fund C000076774 Class F FSVFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007194 Fidelity Small Cap Value Fund C000019688 Fidelity Advisor Small Cap Value Fund: Class A FCVAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007194 Fidelity Small Cap Value Fund C000019689 Fidelity Advisor Small Cap Value Fund: Class B FCVBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007194 Fidelity Small Cap Value Fund C000019690 Fidelity Advisor Small Cap Value Fund: Class C FCVCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007194 Fidelity Small Cap Value Fund C000019691 Fidelity Advisor Small Cap Value Fund: Class T FCVTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007194 Fidelity Small Cap Value Fund C000019692 Fidelity Advisor Small Cap Value Fund: Institutional Class FCVIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007194 Fidelity Small Cap Value Fund C000019687 Fidelity Small Cap Value Fund FCPVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007453 Air Tranportation Portfolio C000020427 Air Transportation Portfolio FSAIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007464 Automotive Portfolio C000020438 Automotive Portfolio FSAVX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007475 Banking Portfolio C000020449 Banking Portfolio FSRBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007486 Biotechnology Portfolio C000020460 Biotechnology Portfolio FBIOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007490 Brokerage and Investment Management Portfolio C000020464 Brokerage and Investment Management Portfolio FSLBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007492 Chemicals Portfolio C000020466 Chemicals Portfolio FSCHX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007457 Communications Equipment Portfolio C000020431 Communications Equipment Portfolio FSDCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007493 Computers Portfolio C000020467 Computers Portfolio FDCPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007494 Construction and Housing Portfolio C000020468 Construction and Housing Portfolio FSHOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007454 Consumer Discretionary Portfolio C000020428 Consumer Discretionary Portfolio FSCPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007467 Consumer Finance Portfolio C000020441 Consumer Finance Portfolio FSVLX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007463 Consumer Staples Portfolio C000020437 Consumer Staples Portfolio FDFAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007463 Consumer Staples Portfolio C000040616 Fidelity Advisor Consumer Staples Fund: Class A FDAGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007463 Consumer Staples Portfolio C000040617 Fidelity Advisor Consumer Staples Fund: Class B FDBGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007463 Consumer Staples Portfolio C000040618 Fidelity Advisor Consumer Staples Fund: Class C FDCGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007463 Consumer Staples Portfolio C000040619 Fidelity Advisor Consumer Staples Fund: Class T FDTGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007463 Consumer Staples Portfolio C000040620 Fidelity Advisor Consumer Staples Fund: Institutional Class FDIGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007456 Defense and Aerospace Portfolio C000020430 Defense and Aerospace Portfolio FSDAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007458 Electronics Portfolio C000020432 Electronics Portfolio FSELX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007459 Energy Portfolio C000020433 Energy Portfolio FSENX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007460 Energy Service Portfolio C000020434 Energy Service Portfolio FSESX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007461 Environment and Alternative Energy Portfolio C000020435 Environment and Alternative Energy Portfolio FSLEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007462 Financial Services Portfolio C000020436 Financial Services Portfolio FIDSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007465 Gold Portfolio C000040622 Fidelity Advisor Gold Fund: Class A FGDAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007465 Gold Portfolio C000040623 Fidelity Advisor Gold Fund: Class B FGDBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007465 Gold Portfolio C000040624 Fidelity Advisor Gold Fund: Class C FGDCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007465 Gold Portfolio C000040625 Fidelity Advisor Gold Fund: Class T FGDTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007465 Gold Portfolio C000040621 Fidelity Advisor Gold Fund: Institutional Class FGDIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007465 Gold Portfolio C000020439 Gold Portfolio FSAGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007466 Health Care Portfolio C000020440 Health Care Portfolio FSPHX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007468 Industrial Equipment Portfolio C000020442 Industrial Equipment Portfolio FSCGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007455 Industrials Portfolio C000020429 Industrials Portfolio FCYIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007470 Insurance Portfolio C000020444 Insurance Portfolio FSPCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007491 IT Services Portfolio C000020465 IT Services Portfolio FBSOX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007471 Leisure Portfolio C000020445 Leisure Portfolio FDLSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007469 Materials Portfolio C000040626 Fidelity Advisor Materials Fund: Class A FMFAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007469 Materials Portfolio C000040627 Fidelity Advisor Materials Fund: Class B FMFBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007469 Materials Portfolio C000040628 Fidelity Advisor Materials Fund: Class C FMFCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007469 Materials Portfolio C000040629 Fidelity Advisor Materials Fund: Class T FMFTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007469 Materials Portfolio C000040630 Fidelity Advisor Materials Fund: Institutional Class FMFEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007469 Materials Portfolio C000020443 Materials Portfolio FSDPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007472 Medical Delivery Portfolio C000020446 Medical Delivery Portfolio FSHCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007473 Medical Equipment and Systems Portfolio C000020447 Medical Equipment and Systems Portfolio FSMEX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007476 Multimedia Portfolio C000020450 Multimedia Portfolio FBMPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007477 Natural Gas Portfolio C000020451 Natural Gas Portfolio FSNGX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007478 Natural Resources Portfolio C000020452 Natural Resources Portfolio FNARX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007481 Pharmaceuticals Portfolio C000020455 Pharmaceuticals Portfolio FPHAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007482 Retailing Portfolio C000020456 Retailing Portfolio FSRPX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007483 Software and Computer Services Portfolio C000020457 Software and Computer Services Portfolio FSCSX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007484 Technology Portfolio C000020458 Technology Portfolio FSPTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007485 Telecommunications Portfolio C000040631 Fidelity Advisor Telecommunications Fund: Class A FTUAX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007485 Telecommunications Portfolio C000040632 Fidelity Advisor Telecommunications Fund: Class B FTUBX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007485 Telecommunications Portfolio C000040633 Fidelity Advisor Telecommunications Fund: Class C FTUCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007485 Telecommunications Portfolio C000040634 Fidelity Advisor Telecommunications Fund: Class T FTUTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007485 Telecommunications Portfolio C000040635 Fidelity Advisor Telecommunications Fund: Institutional Class FTUIX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007485 Telecommunications Portfolio C000020459 Telecommunications Portfolio FSTCX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007487 Transportation Portfolio C000020461 Transportation Portfolio FSRFX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007488 Utilities Portfolio C000020462 Utilities Portfolio FSUTX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007489 Wireless Portfolio C000020463 Wireless Portfolio FWRLX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000007495 Fidelity Capital & Income Fund C000020469 Fidelity Capital & Income Fund FAGIX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000017691 Fidelity Export and Multinational Fund C000064282 Class K FEXKX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000017691 Fidelity Export and Multinational Fund C000048887 Fidelity Export and Multinational Fund FEXPX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000017689 Fidelity Focused High Income Fund C000048885 Fidelity Focused High Income Fund FHIFX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000032505 Fidelity Global High Income Fund C000100278 Fidelity Advisor Global High Income Fund: Class A FGHAX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000032505 Fidelity Global High Income Fund C000100279 Fidelity Advisor Global High Income Fund: Class C FGHCX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000032505 Fidelity Global High Income Fund C000100280 Fidelity Advisor Global High Income Fund: Class T FGHTX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000032505 Fidelity Global High Income Fund C000100281 Fidelity Advisor Global High Income Fund: Institutional Class FGHIX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000032505 Fidelity Global High Income Fund C000100277 Fidelity Global High Income Fund FGHNX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000017690 Fidelity High Income Fund C000048886 Fidelity High Income Fund SPHIX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000017692 Fidelity New Markets Income Fund C000048888 Fidelity New Markets Income Fund FNMIX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000031533 Fidelity Series Floating Rate High Income Fund C000098084 Class F FFHFX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000031533 Fidelity Series Floating Rate High Income Fund C000098083 Fidelity Series Floating Rate High Income Fund FFHCX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000031534 Fidelity Series High Income Fund C000098086 Class F FSHFX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000031534 Fidelity Series High Income Fund C000098085 Fidelity Series High Income Fund FSHNX 82 DEVONSHIRE ST BOSTON 02109 MA NULL 811-00790 0000035402 FIDELITY TREND FUND 30 S000007496 Fidelity Trend Fund C000020470 Fidelity Trend Fund FTRNX 82 DEVONSHIRE STREET BOSTON 02109 MA 1 811-02460 0000035330 FIDELITY UNION STREET TRUST 30 S000007497 Fidelity Arizona Municipal Income Fund C000020471 Fidelity Arizona Municipal Income Fund FSAZX 82 DEVONSHIRE ST. BOSTON 02109 MA NULL 811-02460 0000035330 FIDELITY UNION STREET TRUST 30 S000007499 Fidelity Maryland Municipal Income Fund C000020473 Fidelity Maryland Municipal Income Fund SMDMX 82 DEVONSHIRE ST. BOSTON 02109 MA NULL 811-06452 0000880797 FIDELITY UNION STREET TRUST II 30 S000007500 Fidelity AMT Tax-Free Money Fund C000020474 Fidelity AMT Tax-Free Money Fund FIMXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-06452 0000880797 FIDELITY UNION STREET TRUST II 30 S000007501 Fidelity Arizona Municipal Money Market Fund C000020475 Fidelity Arizona Municipal Money Market Fund FSAXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-06452 0000880797 FIDELITY UNION STREET TRUST II 30 S000007502 Fidelity Municipal Money Market Fund C000020476 Fidelity Municipal Money Market Fund FTEXX 82 DEVONSHIRE STREET BOSTON 02109 MA NULL 811-05991 0000859766 FIDELITY VARIABLE ACCOUNT II OF MONARCH LIFE INSURANCE CO 32 S000011247 FIDELITY VARIABLE ACCOUNT II OF MONARCH LIFE INSURANCE CO C000030977 Fidelity Annuity NULL ONE MONARCH PL SPRINGFIELD 01133 MA NULL 811-05991 0000859766 FIDELITY VARIABLE ACCOUNT II OF MONARCH LIFE INSURANCE CO 32 S000011247 FIDELITY VARIABLE ACCOUNT II OF MONARCH LIFE INSURANCE CO C000030976 FIDELITY VARIABLE ACCOUNT II OF MONARCH LIFE INSURANCE CO NULL ONE MONARCH PL SPRINGFIELD 01133 MA NULL 811-04758 0000797461 FIDELITY VARIABLE ACCOUNT OF MONARCH LIFE INSURANCE CO 33 S000011245 FIDELITY VARIABLE ACCOUNT OF MONARCH LIFE INSURANCE CO C000030973 Fidelity Joint Life NULL ONE MONARCH PL SPRINGFIELD 01133 MA NULL 811-04758 0000797461 FIDELITY VARIABLE ACCOUNT OF MONARCH LIFE INSURANCE CO 33 S000011245 FIDELITY VARIABLE ACCOUNT OF MONARCH LIFE INSURANCE CO C000030972 Fidelity Single Life NULL ONE MONARCH PL SPRINGFIELD 01133 MA NULL 811-04758 0000797461 FIDELITY VARIABLE ACCOUNT OF MONARCH LIFE INSURANCE CO 33 S000011245 FIDELITY VARIABLE ACCOUNT OF MONARCH LIFE INSURANCE CO C000030971 FIDELITY VARIABLE ACCOUNT OF MONARCH LIFE INSURANCE CO NULL ONE MONARCH PL SPRINGFIELD 01133 MA NULL 811-02954 0000726352 FIDELITY VARIABLE ANNUITY ACCOUNT /IA/ 32 S000006779 FIDELITY VARIABLE ANNUITY ACCOUNT /IA/ C000018378 Fidelity Income Plus Variable Annuity NULL 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005697 Fifth Third All Cap Value Fund C000015646 Class A Shares MXLAX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005697 Fifth Third All Cap Value Fund C000015647 Class B Shares MXLBX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005697 Fifth Third All Cap Value Fund C000015648 Class C Shares MXLCX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005697 Fifth Third All Cap Value Fund C000015644 Institutional Shares MXEIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005698 Fifth Third Disciplined Large Cap Value Fund C000015651 Class A Shares FSSIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005698 Fifth Third Disciplined Large Cap Value Fund C000015652 Class B Shares FBEQX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005698 Fifth Third Disciplined Large Cap Value Fund C000015653 Class C Shares FEQCX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005698 Fifth Third Disciplined Large Cap Value Fund C000015649 Institutional Shares FEINX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005694 Fifth Third Dividend Growth Fund C000015631 Class A Shares FSPIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005694 Fifth Third Dividend Growth Fund C000015632 Class B Shares FTPBX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005694 Fifth Third Dividend Growth Fund C000015633 Class C Shares FTPCX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005694 Fifth Third Dividend Growth Fund C000015629 Institutional Shares FPFIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000824 Fifth Third Equity Index Fund C000002432 Class A Shares KNIDX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000824 Fifth Third Equity Index Fund C000002433 Class B Shares FBINX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000824 Fifth Third Equity Index Fund C000002434 Class C Shares FCINX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000824 Fifth Third Equity Index Fund C000002439 Institutional Shares KNIEX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000824 Fifth Third Equity Index Fund C000002437 Preferred Shares KNIPX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000824 Fifth Third Equity Index Fund C000002436 Select Shares KNISX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000824 Fifth Third Equity Index Fund C000002438 Trust Shares KNITX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005679 Fifth Third High Yield Bond Fund C000015566 Clas B Shares FTYBX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005679 Fifth Third High Yield Bond Fund C000015565 Class A Shares FTYAX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005679 Fifth Third High Yield Bond Fund C000015567 Class C Shares FTYCX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005679 Fifth Third High Yield Bond Fund C000015563 Institutional Shares FTYIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005687 Fifth Third Institutional Government Money Market Fund C000015602 Institutional Shares KGIXX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005687 Fifth Third Institutional Government Money Market Fund C000015604 Preferred Shares KGPXX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005687 Fifth Third Institutional Government Money Market Fund C000015603 Select Shares KGSXX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005687 Fifth Third Institutional Government Money Market Fund C000015605 Trust Shares KGTXX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005686 Fifth Third Institutional Money Market Fund C000015598 Institutional Shares LSIXX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005686 Fifth Third Institutional Money Market Fund C000015600 Preferred Shares LSPXX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005686 Fifth Third Institutional Money Market Fund C000015599 Select Shares LSSXX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005686 Fifth Third Institutional Money Market Fund C000015601 Trust Shares LSTXX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005672 Fifth Third International Equity Fund C000015532 Class A Shares FSIEX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005672 Fifth Third International Equity Fund C000015533 Class B Shares FBIEX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005672 Fifth Third International Equity Fund C000015534 Class C Shares FTECX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005672 Fifth Third International Equity Fund C000015530 Institutional Shares FIEIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005685 Fifth Third LifeModel Aggressive Fund C000015595 Class A Shares LASAX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005685 Fifth Third LifeModel Aggressive Fund C000015596 Class B Shares LASBX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005685 Fifth Third LifeModel Aggressive Fund C000015597 Class C Shares LASCX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005685 Fifth Third LifeModel Aggressive Fund C000015593 Institutional Shares LASIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005680 Fifth Third LifeModel Conservative Fund C000015570 Class A Shares LCVAX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005680 Fifth Third LifeModel Conservative Fund C000015571 Class B Shares LCVBX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005680 Fifth Third LifeModel Conservative Fund C000015572 Class C Shares LCVCX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005680 Fifth Third LifeModel Conservative Fund C000015568 Institutional Shares LCVIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005682 Fifth Third LifeModel Moderate Fund C000015580 Class A Shares LMDAX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005682 Fifth Third LifeModel Moderate Fund C000015581 Class B Shares LMDBX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005682 Fifth Third LifeModel Moderate Fund C000015582 Class C Shares LMDCX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005682 Fifth Third LifeModel Moderate Fund C000015578 Institutional Shares LMDIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005684 Fifth Third LifeModel Moderately Aggressive Fund C000015590 Class A Shares LMAAX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005684 Fifth Third LifeModel Moderately Aggressive Fund C000015591 Class B Shares LMABX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005684 Fifth Third LifeModel Moderately Aggressive Fund C000015592 Class C Shares LMACX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005684 Fifth Third LifeModel Moderately Aggressive Fund C000015588 Institutional Shares LMAIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005681 Fifth Third LifeModel Moderately Conservative Fund C000015575 Class A Shares LAMVX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005681 Fifth Third LifeModel Moderately Conservative Fund C000015576 Class B Shares LBMVX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005681 Fifth Third LifeModel Moderately Conservative Fund C000015577 Class C Shares LCMVX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005681 Fifth Third LifeModel Moderately Conservative Fund C000015573 Institutional Shares LIMVX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000035813 Fifth Third Managed Account Shares (MASH) Income Fund C000109760 Fifth Third Managed Account Shares (MASH) Income Fund NULL 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005683 Fifth Third Micro Cap Value Fund C000015585 Class A Shares MXCAX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005683 Fifth Third Micro Cap Value Fund C000015586 Class B Shares MXCBX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005683 Fifth Third Micro Cap Value Fund C000015587 Class C Shares MXCSX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005683 Fifth Third Micro Cap Value Fund C000015583 Institutional Shares MXAIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005692 Fifth Third Mid Cap Growth Fund C000015621 Class A Shares FSMCX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005692 Fifth Third Mid Cap Growth Fund C000015622 Class B Shares FBMBX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005692 Fifth Third Mid Cap Growth Fund C000015623 Class C Shares FCMCX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005692 Fifth Third Mid Cap Growth Fund C000015619 Institutional Shares FMCIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000772 Fifth Third Prime Money Market Fund C000015660 Class A Shares FSCXX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000772 Fifth Third Prime Money Market Fund C000015661 Class B Shares FBPXX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000772 Fifth Third Prime Money Market Fund C000015662 Class C Shares FPCXX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000772 Fifth Third Prime Money Market Fund C000002277 Institutional Shares FCPXX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005695 Fifth Third Quality Growth Fund C000015636 Class A Shares FSQGX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005695 Fifth Third Quality Growth Fund C000015637 Class B Shares FSBQX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005695 Fifth Third Quality Growth Fund C000015638 Class C Shares FSQCX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005695 Fifth Third Quality Growth Fund C000015634 Institutional Shares FQGIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005677 Fifth Third Short Term Bond Fund C000015557 Class A Shares KNLIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005677 Fifth Third Short Term Bond Fund C000015558 Class C Shares KNLCX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005677 Fifth Third Short Term Bond Fund C000015555 Institutional Shares KNLMX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000770 Fifth Third Small Cap Growth Fund C000002274 Class A Shares KNEMX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000770 Fifth Third Small Cap Growth Fund C000002275 Class B Shares FTGBX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000770 Fifth Third Small Cap Growth Fund C000002276 Class C Shares FTGCX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000770 Fifth Third Small Cap Growth Fund C000002272 Institutional Shares KNEEX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005696 Fifth Third Small Cap Value Fund C000015641 Class A Shares FTVAX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005696 Fifth Third Small Cap Value Fund C000015642 Class B Shares FTVBX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005696 Fifth Third Small Cap Value Fund C000015643 Class C Shares FTVCX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005696 Fifth Third Small Cap Value Fund C000015639 Institutional Shares FTVIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005674 Fifth Third Strategic Income Fund C000015542 Class A Shares FFSAX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005674 Fifth Third Strategic Income Fund C000015543 Class B Shares FFSBX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005674 Fifth Third Strategic Income Fund C000015544 Class C Shares FRACX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005674 Fifth Third Strategic Income Fund C000015540 Institutional Shares MXIIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000771 Fifth Third Structured Large Cap Plus Fund C000015656 Class A Shares KNVIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000771 Fifth Third Structured Large Cap Plus Fund C000015657 Class B Shares FBLVX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000771 Fifth Third Structured Large Cap Plus Fund C000015658 Class C Shares FCLVX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000000771 Fifth Third Structured Large Cap Plus Fund C000002273 Institutional Shares KNVEX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000008875 Fifth Third Total Return Bond Fund C000024176 Class A Shares KIFIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000008875 Fifth Third Total Return Bond Fund C000024177 Class B Shares FBBDX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000008875 Fifth Third Total Return Bond Fund C000024178 Class C Shares FCBDX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000008875 Fifth Third Total Return Bond Fund C000024174 Institutional Shares KNIIX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005689 Fifth Third U.S. Treasury Money Market Fund C000015608 Institutional Shares FQTXX 38 FOUNTAIN SQUARE PLAZA CINCINNATI 45263 OH NULL 811-05669 0000840678 FIFTH THIRD FUNDS 30 S000005689 Fifth Third U.S. Treasury Money Market Fund C000015610 Preferred Shares FTPXX 38 FOUNTAIN SQUARE PLAZA 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400 WHEATON 60187 IL NULL 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000031804 First Trust Mid Cap Growth AlphaDEX Fund C000099059 First Trust Mid Cap Growth AlphaDEX Fund FNY 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL NULL 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000031805 First Trust Mid Cap Value AlphaDEX Fund C000099060 First Trust Mid Cap Value AlphaDEX Fund FNK 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL NULL 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017343 First Trust Multi Cap Growth AlphaDEX Fund C000048001 First Trust Multi Cap Growth AlphaDEX Fund FAD 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL NULL 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017342 First Trust Multi Cap Value AlphaDEX Fund C000048000 First Trust Multi Cap Value AlphaDEX Fund FAB 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL NULL 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED 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811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000031799 First Trust China AlphaDEX Fund C000099053 First Trust China AlphaDEX Fund FCA 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL NULL 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000031802 First Trust Developed Markets Ex-US AlphaDEX Fund C000099056 First Trust Developed Markets Ex-US AlphaDEX Fund FDT 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL NULL 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000036654 First Trust Developed Markets ex-US Small Cap AlphaDEX Fund C000112036 First Trust Developed Markets ex-US Small Cap AlphaDEX Fund NULL 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL NULL 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000036974 First Trust Dividend AlphaDEX Fund C000113135 First Trust Dividend AlphaDEX Fund NULL 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL NULL 811-22519 0001510337 FIRST TRUST 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30 S000036503 First Trust Germany AlphaDEX Fund C000111808 First Trust Germany AlphaDEX Fund NULL 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL NULL 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000037604 First Trust Global Agriculture AlphaDEX Fund C000116038 First Trust Global Agriculture AlphaDEX Fund NULL 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL NULL 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000036976 First Trust Global Commodity AlphaDEX Fund C000113137 First Trust Global Commodity AlphaDEX Fund NULL 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL NULL 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000036504 First Trust Hong Kong AlphaDEX Fund C000111809 First Trust Hong Kong AlphaDEX Fund NULL 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL NULL 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000036977 First Trust International Dividend AlphaDEX Fund C000113138 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60187 IL NULL 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000036506 First Trust Taiwan AlphaDEX Fund C000111811 First Trust Taiwan AlphaDEX Fund NULL 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL NULL 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000036507 First Trust United Kingdom AlphaDEX Fund C000111812 First Trust United Kingdom AlphaDEX Fund NULL 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL NULL 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000035456 First Trust CBOE VIX Tail Hedge Index Fund C000108867 First Trust CBOE VIX Tail Hedge Index Fund NULL 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL NULL 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000012479 First Trust Dow Jones Internet Index Fund C000033930 First Trust Dow Jones Internet Index Fund FDN 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL NULL 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000010772 First Trust Dow 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Growth Fund FLDGX 6125 MEMORIAL DR DUBLIN 43017 OH P O BOX 7177 811-03462 0000702435 FLEX FUNDS 30 S000003618 The Money Market Fund C000010075 The Money Market Fund - Institutional Class FFIXX 6125 MEMORIAL DR DUBLIN 43017 OH P O BOX 7177 811-03462 0000702435 FLEX FUNDS 30 S000003618 The Money Market Fund C000010076 The Money Market Fund - Retail Class FFMXX 6125 MEMORIAL DR DUBLIN 43017 OH P O BOX 7177 811-03462 0000702435 FLEX FUNDS 30 S000003612 The Muirfield Fund C000010069 The Muirfield Fund FLMFX 6125 MEMORIAL DR DUBLIN 43017 OH P O BOX 7177 811-03462 0000702435 FLEX FUNDS 30 S000003614 The Quantex Fund C000010071 The Quantex Fund FLCGX 6125 MEMORIAL DR DUBLIN 43017 OH P O BOX 7177 811-03462 0000702435 FLEX FUNDS 30 S000003620 The Strategic Growth Fund C000010078 The Strategic Growth Fund FLFGX 6125 MEMORIAL DR DUBLIN 43017 OH P O BOX 7177 811-03462 0000702435 FLEX FUNDS 30 S000032099 The Total Return Bond Fund C000099971 The Total Return Bond Fund FLBDX 6125 MEMORIAL DR DUBLIN 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C000067514 Institutional Class AHBAX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023190 Forward High Yield Bond Fund C000067515 Investor Class AHBIX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023203 Forward Income & Growth Allocation Fund C000067558 Class A AOLAX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023203 Forward Income & Growth Allocation Fund C000067557 Class C AIGMX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023203 Forward Income & Growth Allocation Fund C000067555 Institutional Class AIGAX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023203 Forward Income & Growth Allocation Fund C000067556 Investor Class ACIGX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 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FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000001224 Forward International Small Companies Fund C000003323 Institutional Class PTSCX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000001224 Forward International Small Companies Fund C000003324 Investor Class PISRX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023191 Forward Investment Grade Fixed-Income Fund C000067519 Class C ACCFX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023191 Forward Investment Grade Fixed-Income Fund C000078421 Class Z NULL 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023191 Forward Investment Grade Fixed-Income Fund C000067517 Institutional Class AIFIX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023191 Forward Investment Grade 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S000006862 FRANKLIN NEW YORK TAX-FREE INCOME FUND C000018541 CLASS A FNYTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-03479 0000703112 FRANKLIN NEW YORK TAX FREE INCOME FUND 30 S000006862 FRANKLIN NEW YORK TAX-FREE INCOME FUND C000018542 CLASS B FTFBX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-03479 0000703112 FRANKLIN NEW YORK TAX FREE INCOME FUND 30 S000006862 FRANKLIN NEW YORK TAX-FREE INCOME FUND C000018543 CLASS C FNYIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04787 0000798523 FRANKLIN NEW YORK TAX FREE TRUST 30 S000006871 FRANKLIN NEW YORK INTERMEDIATE-TERM TAX-FREE INCOME FUND C000074136 ADVISOR CLASS FNYZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04787 0000798523 FRANKLIN NEW YORK TAX FREE TRUST 30 S000006871 FRANKLIN NEW YORK INTERMEDIATE-TERM TAX-FREE INCOME FUND C000018602 CLASS A FKNIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04787 0000798523 FRANKLIN NEW YORK TAX FREE TRUST 30 S000006871 FRANKLIN NEW YORK INTERMEDIATE-TERM TAX-FREE INCOME FUND C000018603 CLASS C FKNCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-08034 0000912291 FRANKLIN REAL ESTATE SECURITIES TRUST 30 S000006874 FRANKLIN REAL ESTATE SECURITIES FUND C000018609 ADVISOR CLASS FRLAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-08034 0000912291 FRANKLIN REAL ESTATE SECURITIES TRUST 30 S000006874 FRANKLIN REAL ESTATE SECURITIES FUND C000018606 CLASS A FREEX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-08034 0000912291 FRANKLIN REAL ESTATE SECURITIES TRUST 30 S000006874 FRANKLIN REAL ESTATE SECURITIES FUND C000018607 CLASS B FBREX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-08034 0000912291 FRANKLIN REAL ESTATE SECURITIES TRUST 30 S000006874 FRANKLIN REAL ESTATE SECURITIES FUND C000018608 CLASS C FRRSX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07288 0000893226 FRANKLIN STRATEGIC MORTGAGE PORTFOLIO 30 S000006875 FRANKLIN STRATEGIC MORTGAGE PORTFOLIO C000112388 Advisor Class NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07288 0000893226 FRANKLIN STRATEGIC MORTGAGE PORTFOLIO 30 S000006875 FRANKLIN STRATEGIC MORTGAGE PORTFOLIO C000018610 CLASS A FSMIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07288 0000893226 FRANKLIN STRATEGIC MORTGAGE PORTFOLIO 30 S000006875 FRANKLIN STRATEGIC MORTGAGE PORTFOLIO C000112386 Class A1 NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07288 0000893226 FRANKLIN STRATEGIC MORTGAGE PORTFOLIO 30 S000006875 FRANKLIN STRATEGIC MORTGAGE PORTFOLIO C000112387 Class C NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000006882 FRANKLIN BIOTECHNOLOGY DISCOVERY FUND C000081539 ADVISOR CLASS NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000006882 FRANKLIN BIOTECHNOLOGY DISCOVERY FUND C000018631 CLASS A FBDIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC 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STRATEGIC SERIES 30 S000019837 Franklin Focused Core Equity Fund C000055670 CLASS A FCEQX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000019837 Franklin Focused Core Equity Fund C000055671 CLASS C NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000019837 Franklin Focused Core Equity Fund C000055672 CLASS R NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000006878 FRANKLIN GROWTH OPPORTUNITIES FUND C000018618 ADVISOR CLASS FRAAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000006878 FRANKLIN GROWTH OPPORTUNITIES FUND C000018615 CLASS A FGRAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000006878 FRANKLIN GROWTH OPPORTUNITIES FUND C000018616 CLASS B FKABX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000006878 FRANKLIN GROWTH OPPORTUNITIES FUND C000018617 CLASS C FKACX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000006878 FRANKLIN GROWTH OPPORTUNITIES FUND C000018619 CLASS R FKARX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000006887 FRANKLIN NATURAL RESOURCES FUND C000018649 ADVISOR CLASS FNRAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000006887 FRANKLIN NATURAL RESOURCES FUND C000018648 CLASS A FRNRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000006887 FRANKLIN NATURAL RESOURCES FUND C000018647 CLASS C FNCRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000006889 FRANKLIN SMALL CAP GROWTH FUND C000018658 ADVISOR CLASS FSSAX ONE FRANKLIN PARKWAY SAN 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FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000006888 FRANKLIN SMALL-MID CAP GROWTH FUND C000018651 CLASS B FBSMX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000006888 FRANKLIN SMALL-MID CAP GROWTH FUND C000018652 CLASS C FRSIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000006888 FRANKLIN SMALL-MID CAP GROWTH FUND C000018654 CLASS R FSMRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000006879 FRANKLIN STRATEGIC INCOME FUND C000018623 ADVISOR CLASS FKSAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000006879 FRANKLIN STRATEGIC INCOME FUND C000018620 CLASS A FRSTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000006879 FRANKLIN STRATEGIC INCOME FUND 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811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006929 FRANKLIN COLORADO TAX-FREE INCOME FUND C000018797 CLASS C FCOIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006930 FRANKLIN CONNECTICUT TAX-FREE INCOME FUND C000079644 ADVISOR CLASS FCNZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006930 FRANKLIN CONNECTICUT TAX-FREE INCOME FUND C000018798 CLASS A FXCTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006930 FRANKLIN CONNECTICUT TAX-FREE INCOME FUND C000018799 CLASS C FCTIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006931 FRANKLIN DOUBLE TAX-FREE INCOME FUND C000079645 ADVISOR CLASS NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006931 FRANKLIN DOUBLE TAX-FREE INCOME FUND C000018800 CLASS A 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PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006919 FRANKLIN MICHIGAN TAX-FREE INCOME FUND C000068549 ADVISOR CLASS FMTFX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006919 FRANKLIN MICHIGAN TAX-FREE INCOME FUND C000018771 CLASS A FTTMX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006919 FRANKLIN MICHIGAN TAX-FREE INCOME FUND C000018772 CLASS B FBMIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006919 FRANKLIN MICHIGAN TAX-FREE INCOME FUND C000018773 CLASS C FRMTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006920 FRANKLIN MINNESOTA TAX-FREE INCOME FUND C000079637 ADVISOR CLASS FMNZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006920 FRANKLIN MINNESOTA TAX-FREE INCOME FUND C000018774 CLASS A FMINX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006920 FRANKLIN MINNESOTA TAX-FREE INCOME FUND C000018775 CLASS C FMNIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006921 FRANKLIN MISSOURI TAX-FREE INCOME FUND C000079638 ADVISOR CLASS FRMZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006921 FRANKLIN MISSOURI TAX-FREE INCOME FUND C000018776 CLASS A FRMOX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006921 FRANKLIN MISSOURI TAX-FREE INCOME FUND C000018777 CLASS C FMOIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006923 FRANKLIN NEW JERSEY TAX-FREE INCOME FUND C000068551 ADVISOR CLASS FNJZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006923 FRANKLIN NEW JERSEY TAX-FREE INCOME FUND C000018781 CLASS A FRNJX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006923 FRANKLIN NEW JERSEY TAX-FREE INCOME FUND C000018782 CLASS B FNJBX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006923 FRANKLIN NEW JERSEY TAX-FREE INCOME FUND C000018783 CLASS C FNIIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006924 FRANKLIN NORTH CAROLINA TAX-FREE INCOME FUND C000079639 ADVISOR CLASS FNCZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006924 FRANKLIN NORTH CAROLINA TAX-FREE INCOME FUND C000018784 CLASS A FXNCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006924 FRANKLIN NORTH CAROLINA TAX-FREE INCOME FUND C000018785 CLASS C FNCIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006925 FRANKLIN OHIO TAX-FREE INCOME FUND C000068552 ADVISOR CLASS FROZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006925 FRANKLIN OHIO TAX-FREE INCOME FUND C000018786 CLASS A FTOIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006925 FRANKLIN OHIO TAX-FREE INCOME FUND C000018787 CLASS B FBOIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006925 FRANKLIN OHIO TAX-FREE INCOME FUND C000018788 CLASS C FOITX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006926 FRANKLIN OREGON TAX-FREE INCOME FUND C000079640 ADVISOR CLASS FOFZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006926 FRANKLIN OREGON TAX-FREE INCOME FUND C000018789 CLASS A FRORX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006926 FRANKLIN OREGON TAX-FREE INCOME FUND C000018790 CLASS C FORIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006927 FRANKLIN PENNSYLVANIA TAX-FREE INCOME FUND C000079641 ADVISOR CLASS FPFZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006927 FRANKLIN PENNSYLVANIA TAX-FREE INCOME FUND C000018791 CLASS A FRPAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006927 FRANKLIN PENNSYLVANIA TAX-FREE INCOME FUND C000018792 CLASS B FBPTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006927 FRANKLIN PENNSYLVANIA TAX-FREE INCOME FUND C000018793 CLASS C FRPTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006928 FRANKLIN VIRGINIA TAX-FREE INCOME FUND C000079642 ADVISOR CLASS FRVZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006928 FRANKLIN VIRGINIA TAX-FREE INCOME FUND C000018794 CLASS A FRVAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006928 FRANKLIN VIRGINIA TAX-FREE INCOME FUND C000018795 CLASS C FVAIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000012937 Franklin Templeton 2015 Retirement Target Fund C000034928 ADVISOR CLASS NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000012937 Franklin Templeton 2015 Retirement Target Fund C000034925 CLASS A FTRAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000012937 Franklin Templeton 2015 Retirement Target Fund C000034926 CLASS C FRTCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000012937 Franklin Templeton 2015 Retirement Target Fund C000034927 CLASS R NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000012938 Franklin Templeton 2025 Retirement Target Fund C000034932 ADVISOR CLASS NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000012938 Franklin Templeton 2025 Retirement Target Fund C000034929 CLASS A FTRTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000012938 Franklin Templeton 2025 Retirement Target Fund C000034930 CLASS C FITCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000012938 Franklin Templeton 2025 Retirement Target Fund C000034931 CLASS R NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000012939 Franklin Templeton 2035 Retirement Target Fund C000034935 ADVISOR CLASS NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000012939 Franklin Templeton 2035 Retirement Target Fund C000034936 CLASS A FRTAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000012939 Franklin Templeton 2035 Retirement Target Fund C000034933 CLASS C NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000012939 Franklin Templeton 2035 Retirement Target Fund C000034934 CLASS R NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000012940 Franklin Templeton 2045 Retirement Target Fund 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C000019841 CLASS A FTCIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000007239 FRANKLIN TEMPLETON CONSERVATIVE ALLOCATION FUND C000019839 CLASS B NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000007239 FRANKLIN TEMPLETON CONSERVATIVE ALLOCATION FUND C000019842 CLASS C FTCCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000007239 FRANKLIN TEMPLETON CONSERVATIVE ALLOCATION FUND C000019843 CLASS R FTCRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000007240 FRANKLIN TEMPLETON COREFOLIO ALLOCATION FUND C000019848 ADVISOR CLASS NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000007240 FRANKLIN TEMPLETON COREFOLIO ALLOCATION FUND 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PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000034745 Franklin Templeton Multi-Asset Real Return Fund C000106966 Class C NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-07851 0001022804 FRANKLIN TEMPLETON FUND ALLOCATOR SERIES 30 S000034745 Franklin Templeton Multi-Asset Real Return Fund C000106967 Class R NULL ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04450 0000780379 FRANKLIN TEMPLETON GLOBAL TRUST 30 S000007245 FRANKLIN TEMPLETON HARD CURRENCY FUND C000019869 ADVISOR CLASS ICHHX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-04450 0000780379 FRANKLIN TEMPLETON GLOBAL TRUST 30 S000007245 FRANKLIN TEMPLETON HARD CURRENCY FUND C000019868 CLASS A ICPHX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06336 0000876441 FRANKLIN TEMPLETON INTERNATIONAL TRUST 30 S000019801 Franklin India Growth Fund C000055545 ADVISOR CLASS FIGZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA NULL 811-06336 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C000088820 FST Resource Shares GTRXX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009260 Financial Square Treasury Obligations Fund C000025306 FST Select Shares GSOXX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009260 Financial Square Treasury Obligations Fund C000025304 FST Service Shares FYAXX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009260 Financial Square Treasury Obligations Fund C000025302 FST Shares FTOXX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000020314 Goldman Sachs Absolute Return Tracker Fund C000057076 Class A GARTX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000020314 Goldman Sachs Absolute Return Tracker Fund C000057077 Class C GCRTX 71 SOUTH 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GOLDMAN SACHS TRUST 30 S000009337 Goldman Sachs Asia Equity Fund C000025587 Class C GSACX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009337 Goldman Sachs Asia Equity Fund C000025582 Goldman Sachs Asia Equity Fund NULL 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009337 Goldman Sachs Asia Equity Fund C000025583 Institutional GSAIX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009342 Goldman Sachs Balanced Fund C000025615 Class A GSBFX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009342 Goldman Sachs Balanced Fund C000025616 Class B GSBBX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009342 Goldman Sachs Balanced Fund C000025617 Class C GSBCX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009342 Goldman Sachs Balanced Fund C000091959 Class IR GKIRX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009342 Goldman Sachs Balanced Fund C000025612 Goldman Sachs Balanced Fund NULL 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009342 Goldman Sachs Balanced Fund C000025613 Institutional GSBIX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009314 Goldman Sachs Balanced Strategy Portfolio C000025449 Class A GIPAX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009314 Goldman Sachs Balanced Strategy Portfolio C000025450 Class B GIPBX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009314 Goldman Sachs Balanced Strategy Portfolio C000025451 Class C GIPCX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009314 Goldman Sachs Balanced Strategy Portfolio C000058960 Class IR GIPTX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009314 Goldman Sachs Balanced Strategy Portfolio C000058959 Class R GIPRX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009314 Goldman Sachs Balanced Strategy Portfolio C000025446 Goldman Sachs Balanced Strategy Portfolio NULL 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009314 Goldman Sachs Balanced Strategy Portfolio C000025447 Institutional GIPIX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009314 Goldman Sachs Balanced Strategy Portfolio C000025448 Service GIPSX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000031745 Goldman Sachs Brazil Equity Fund C000098840 Class A Shares GZIAX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000031745 Goldman Sachs Brazil Equity Fund C000098841 Class C shares GZICX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000031745 Goldman Sachs Brazil Equity Fund C000098842 Class IR Shares GIRZX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000031745 Goldman Sachs Brazil Equity Fund C000098843 Institutional Shares GZIIX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000012697 Goldman Sachs BRIC Fund (Brazil, Russia, India, China) C000034222 Class A GBRAX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000012697 Goldman Sachs BRIC Fund (Brazil, Russia, India, China) C000034223 Class C GBRCX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000012697 Goldman Sachs BRIC Fund (Brazil, Russia, India, China) C000091960 Class IR GIRBX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000012697 Goldman Sachs BRIC Fund (Brazil, Russia, India, China) C000034220 Goldman Sachs BRIC Fund (Brazil, Russia, India, China) NULL 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000012697 Goldman Sachs BRIC Fund (Brazil, Russia, India, China) C000034221 Institutional GBRIX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009315 Goldman Sachs Capital Growth Fund C000025455 Class A GSCGX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009315 Goldman Sachs Capital Growth Fund C000025456 Class B GSCBX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009315 Goldman Sachs Capital Growth Fund C000025457 Class C GSPCX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009315 Goldman Sachs Capital Growth Fund C000055744 Class IR GSPTX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009315 Goldman Sachs Capital Growth Fund C000055743 Class R GSPRX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009315 Goldman Sachs Capital Growth Fund C000025452 Goldman Sachs Capital Growth Fund NULL 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009315 Goldman Sachs Capital Growth Fund C000025453 Institutional GSPIX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009315 Goldman Sachs Capital Growth Fund C000025454 Service GSPSX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000031747 Goldman Sachs China Equity Fund C000098851 Class A Shares GNIAX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000031747 Goldman Sachs China Equity Fund C000098848 Class C Shares GNICX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000031747 Goldman Sachs China Equity Fund C000098849 Class IR Shares GNIRX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000031747 Goldman Sachs China Equity Fund C000098850 Institutional Shares GNIIX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000015787 Goldman Sachs Commodity Strategy Fund C000043358 Class A Shares GSCAX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000015787 Goldman Sachs Commodity Strategy Fund C000043359 Class C Shares GSCCX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000015787 Goldman Sachs Commodity Strategy Fund C000058993 Class IR GCCTX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000015787 Goldman Sachs Commodity Strategy Fund C000058992 Class R GCCRX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000015787 Goldman Sachs Commodity Strategy Fund C000043360 Institutional Shares GCCIX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 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Goldman Sachs Concentrated Growth Fund NULL 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009319 Goldman Sachs Concentrated Growth Fund C000025477 Institutional GCRIX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009319 Goldman Sachs Concentrated Growth Fund C000025478 Service GCGSX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009331 Goldman Sachs Concentrated International Equity Fund C000025549 Class A GSIFX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009331 Goldman Sachs Concentrated International Equity Fund C000025550 Class B GSEBX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009331 Goldman Sachs Concentrated International Equity Fund C000025551 Class C GSICX 71 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GOLDMAN SACHS TRUST 30 S000018298 Goldman Sachs Structured International Tax-Managed Equity Fund C000050443 Institutional GHTMX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009328 Goldman Sachs Structured Large Cap Growth Fund C000025531 Class A GLCGX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009328 Goldman Sachs Structured Large Cap Growth Fund C000025532 Class B GCLCX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009328 Goldman Sachs Structured Large Cap Growth Fund C000025533 Class C GLCCX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009328 Goldman Sachs Structured Large Cap Growth Fund C000058968 Class IR GLCTX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 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Goldman Sachs Structured Large Cap Value Fund C000025520 Class B GCVBX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009326 Goldman Sachs Structured Large Cap Value Fund C000025521 Class C GCVCX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009326 Goldman Sachs Structured Large Cap Value Fund C000058964 Class IR GCVTX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009326 Goldman Sachs Structured Large Cap Value Fund C000058963 Class R GCVRX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009326 Goldman Sachs Structured Large Cap Value Fund C000025516 Goldman Sachs Structured Large Cap Value Fund NULL 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009326 Goldman Sachs 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Equity Fund C000025605 Class C GCTCX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009340 Goldman Sachs Structured Tax-Managed Equity Fund C000091964 Class IR Shares GQIRX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009340 Goldman Sachs Structured Tax-Managed Equity Fund C000025600 Goldman Sachs Structured Tax-Managed Equity Fund NULL 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009340 Goldman Sachs Structured Tax-Managed Equity Fund C000025601 Institutional GCTIX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009340 Goldman Sachs Structured Tax-Managed Equity Fund C000025602 Service GCTSX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009327 Goldman Sachs Structured 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SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009339 Goldman Sachs Technology Tollkeeper Fund C000025598 Class B GITBX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009339 Goldman Sachs Technology Tollkeeper Fund C000025599 Class C GITCX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009339 Goldman Sachs Technology Tollkeeper Fund C000092626 Class IR GISTX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009339 Goldman Sachs Technology Tollkeeper Fund C000025594 Goldman Sachs Technology Tollkeeper Fund NULL 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009339 Goldman Sachs Technology Tollkeeper Fund C000025595 Institutional GITIX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009339 Goldman Sachs Technology Tollkeeper Fund C000025596 Service GITSX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009324 Goldman Sachs U.S. Equity Dividend and Premium Fund C000025508 Class A GSPAX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009324 Goldman Sachs U.S. Equity Dividend and Premium Fund C000025509 Class C GSPQX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009324 Goldman Sachs U.S. Equity Dividend and Premium Fund C000091963 Class IR Shares GVIRX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009324 Goldman Sachs U.S. Equity Dividend and Premium Fund C000025506 Goldman Sachs U.S. Equity Dividend and Premium Fund NULL 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 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LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005951 Director Epic I/IR NULL 200 HOPMEADOW ST SIMSBURY 06089 CT NULL 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005957 Director Epic Outlook I/IR NULL 200 HOPMEADOW ST SIMSBURY 06089 CT NULL 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005955 Director Epic Plus I/IR NULL 200 HOPMEADOW ST SIMSBURY 06089 CT NULL 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005948 Director Immediate Variable Annuity NULL 200 HOPMEADOW ST SIMSBURY 06089 CT NULL 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005946 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ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005950 The Director IV/V NULL 200 HOPMEADOW ST SIMSBURY 06089 CT NULL 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005956 The Director Outlook II/IIR NULL 200 HOPMEADOW ST SIMSBURY 06089 CT NULL 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005945 The Director Plus I/IR NULL 200 HOPMEADOW ST SIMSBURY 06089 CT NULL 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005954 The Director Plus II/IIR NULL 200 HOPMEADOW ST SIMSBURY 06089 CT NULL 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE 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Director Solution Plus Series I/IR NULL 200 HOPMEADOW ST SIMSBURY 06089 CT NULL 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059417 The Director Solution Series I/IR NULL 200 HOPMEADOW ST SIMSBURY 06089 CT NULL 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005958 The Director VII/VIIR NULL 200 HOPMEADOW ST SIMSBURY 06089 CT NULL 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005942 The Director VIII/VIIIR NULL 200 HOPMEADOW ST SIMSBURY 06089 CT NULL 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059451 Wells Fargo Director Outlook Series I/IR NULL 200 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HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059444 Director Select Outlook Series I/IR NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059396 Director Select Outlook Series II/IIR NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059381 Director Ultra NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007125 Director Vision I/IR NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059409 Fifth Third Director Series I/IR NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059382 Fifth Third Director Series II/IIR NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059445 Huntington Director Outlook Series I/IR NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059397 Huntington Director Outlook Series II/IIR NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT 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CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059410 The BB&T Director Series II/IIR NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059383 The BB&T Director Series III/IIIR NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059462 The Director Choice Series I NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059411 The Director Choice Series II/IIR NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059384 The Director Choice Series III/IIIR NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007122 The Director Edge I/IR NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007137 The Director Edge II/IIR NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007131 The Director I NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007132 The Director II/III/IV/V NULL 200 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C000059446 The Director Solution Outlook Series I/IR NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059433 The Director Solution Plus Series I/IR NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059413 The Director Solution Series I/IR NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007128 The Director VI NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007119 The Director VII/VIIR NULL 200 HOPMEADOW STREET SIMSBURY 06089 CT NULL 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SMALLCAP GROWTH FUND C000035167 Class I HSLIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004014 HARTFORD SMALLCAP GROWTH FUND C000011249 Class L FACAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004014 HARTFORD SMALLCAP GROWTH FUND C000040921 Class R3 HSLRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004014 HARTFORD SMALLCAP GROWTH FUND C000040922 Class R4 HSLSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004014 HARTFORD SMALLCAP GROWTH FUND C000040923 Class R5 HSLTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004014 HARTFORD SMALLCAP GROWTH FUND C000011252 Class Y HSLYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004018 HARTFORD VALUE OPPORTUNITIES FUND C000011280 Class A HVOAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004018 HARTFORD VALUE OPPORTUNITIES FUND C000011281 Class B HVOBX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004018 HARTFORD VALUE OPPORTUNITIES FUND C000011282 Class C HVOCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004018 HARTFORD VALUE OPPORTUNITIES FUND C000035168 Class I HVOIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004018 HARTFORD VALUE OPPORTUNITIES FUND C000011284 Class L FVAAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004018 HARTFORD VALUE OPPORTUNITIES FUND C000040924 Class R3 HVORX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004018 HARTFORD VALUE OPPORTUNITIES FUND C000040925 Class R4 HVOSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004018 HARTFORD VALUE OPPORTUNITIES FUND C000040926 Class R5 HVOTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004018 HARTFORD VALUE OPPORTUNITIES FUND C000011287 Class Y HVOYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003593 HARTFORD BALANCED ALLOCATION FUND C000009997 Class A HBAAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003593 HARTFORD BALANCED ALLOCATION FUND C000009998 Class B HBABX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003593 HARTFORD BALANCED ALLOCATION FUND C000009999 Class C HBACX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003593 HARTFORD BALANCED ALLOCATION FUND C000035176 Class I HBAIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003593 HARTFORD BALANCED ALLOCATION FUND C000040966 Class R3 HBARX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003593 HARTFORD BALANCED ALLOCATION FUND C000040967 Class R4 HBASX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003593 HARTFORD BALANCED ALLOCATION FUND C000040968 Class R5 HBATX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003571 HARTFORD BALANCED FUND C000009912 Class A ITTAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003571 HARTFORD BALANCED FUND C000009913 Class B IHABX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003571 HARTFORD BALANCED FUND C000009914 Class C HAFCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003571 HARTFORD BALANCED FUND C000040927 Class R3 ITTRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003571 HARTFORD BALANCED FUND C000040928 Class R4 ITTSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003571 HARTFORD BALANCED FUND C000040929 Class R5 ITTTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003571 HARTFORD BALANCED FUND C000009915 Class Y IHAYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000012949 HARTFORD BALANCED INCOME FUND C000034969 Class A HBLAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000012949 HARTFORD BALANCED INCOME FUND C000034970 Class B HBLBX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000012949 HARTFORD BALANCED INCOME FUND C000034971 Class C HBLCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000012949 HARTFORD BALANCED INCOME FUND C000085296 Class I HBLIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000012949 HARTFORD BALANCED INCOME FUND C000089747 Class R3 HBLRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000012949 HARTFORD BALANCED INCOME FUND C000089748 Class R4 HBLSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000012949 HARTFORD BALANCED INCOME FUND C000089749 Class R5 HBLTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000012949 HARTFORD BALANCED INCOME FUND C000034972 Class Y HBLYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003604 HARTFORD CAPITAL APPRECIATION FUND C000010038 Class A ITHAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003604 HARTFORD CAPITAL APPRECIATION FUND C000010039 Class B IHCAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003604 HARTFORD CAPITAL APPRECIATION FUND C000010040 Class C HCACX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003604 HARTFORD CAPITAL APPRECIATION FUND C000035178 Class I ITHIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003604 HARTFORD CAPITAL APPRECIATION FUND C000040984 Class R3 ITHRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003604 HARTFORD CAPITAL APPRECIATION FUND C000040985 Class R4 ITHSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003604 HARTFORD CAPITAL APPRECIATION FUND C000040986 Class R5 ITHTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003604 HARTFORD CAPITAL APPRECIATION FUND C000010041 Class Y HCAYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003607 HARTFORD CAPITAL APPRECIATION II FUND C000010050 Class A HCTAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003607 HARTFORD CAPITAL APPRECIATION II FUND C000010051 Class B HCTBX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003607 HARTFORD CAPITAL APPRECIATION II FUND C000010052 Class C HFCCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003607 HARTFORD CAPITAL APPRECIATION II FUND C000035180 Class I HCTIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003607 HARTFORD CAPITAL APPRECIATION II FUND C000040993 Class R3 HCTRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003607 HARTFORD CAPITAL APPRECIATION II FUND C000040994 Class R4 HCTSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003607 HARTFORD CAPITAL APPRECIATION II FUND C000040995 Class R5 HCTTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003607 HARTFORD CAPITAL APPRECIATION II FUND C000010053 Class Y HCTYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017745 Hartford Checks and Balances Fund C000048992 Class A HCKAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017745 Hartford Checks and Balances Fund C000048993 Class B HCKBX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017745 Hartford Checks and Balances Fund C000048994 Class C HCKCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017745 Hartford Checks and Balances Fund C000059904 Class I HCKIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017745 Hartford Checks and Balances Fund C000068458 Class R3 HCKRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017745 Hartford Checks and Balances Fund C000068459 Class R4 HCKSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017745 Hartford Checks and Balances Fund C000068460 Class R5 HCKTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003608 HARTFORD CONSERVATIVE ALLOCATION FUND C000010054 Class A HCVAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003608 HARTFORD CONSERVATIVE ALLOCATION FUND C000010055 Class B HCVBX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003608 HARTFORD CONSERVATIVE ALLOCATION FUND C000010056 Class C HCVCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003608 HARTFORD CONSERVATIVE ALLOCATION FUND C000035181 Class I HCVIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003608 HARTFORD CONSERVATIVE ALLOCATION FUND C000040996 Class R3 HCVRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003608 HARTFORD CONSERVATIVE ALLOCATION FUND C000040997 Class R4 HCVSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003608 HARTFORD CONSERVATIVE ALLOCATION FUND C000040998 Class R5 HCVTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003609 HARTFORD DISCIPLINED EQUITY FUND C000010057 Class A HAIAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003609 HARTFORD DISCIPLINED EQUITY FUND C000010058 Class B HGIBX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003609 HARTFORD DISCIPLINED EQUITY FUND C000010059 Class C HGICX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003609 HARTFORD DISCIPLINED EQUITY FUND C000040999 Class R3 HGIRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003609 HARTFORD DISCIPLINED EQUITY FUND C000041000 Class R4 HGISX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003609 HARTFORD DISCIPLINED EQUITY FUND C000041001 Class R5 HGITX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003609 HARTFORD DISCIPLINED EQUITY FUND C000010060 Class Y HGIYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003610 HARTFORD DIVIDEND AND GROWTH FUND C000010061 Class A IHGIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003610 HARTFORD DIVIDEND AND GROWTH FUND C000010062 Class B ITDGX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003610 HARTFORD DIVIDEND AND GROWTH FUND C000010063 Class C HDGCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003610 HARTFORD DIVIDEND AND GROWTH FUND C000035182 Class I HDGIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003610 HARTFORD DIVIDEND AND GROWTH FUND C000041002 Class R3 HDGRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003610 HARTFORD DIVIDEND AND GROWTH FUND C000041003 Class R4 HDGSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003610 HARTFORD DIVIDEND AND GROWTH FUND C000041004 Class R5 HDGTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003610 HARTFORD DIVIDEND AND GROWTH FUND C000010064 Class Y HDGYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003582 HARTFORD EQUITY GROWTH ALLOCATION FUND C000009954 Class A HAAAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003582 HARTFORD EQUITY GROWTH ALLOCATION FUND C000009955 Class B HAABX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003582 HARTFORD EQUITY GROWTH ALLOCATION FUND C000009956 Class C HAACX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003582 HARTFORD EQUITY GROWTH ALLOCATION FUND C000035173 Class I HAAIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003582 HARTFORD EQUITY GROWTH ALLOCATION FUND C000040948 Class R3 HAARX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003582 HARTFORD EQUITY GROWTH ALLOCATION FUND C000040949 Class R4 HAASX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003582 HARTFORD EQUITY GROWTH ALLOCATION FUND C000040950 Class R5 HAATX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003611 HARTFORD EQUITY INCOME FUND C000010065 Class A HQIAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003611 HARTFORD EQUITY INCOME FUND C000010066 Class B HQIBX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003611 HARTFORD EQUITY INCOME FUND C000010067 Class C HQICX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003611 HARTFORD EQUITY INCOME FUND C000035183 Class I HQIIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003611 HARTFORD EQUITY INCOME FUND C000041005 Class R3 HQIRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003611 HARTFORD EQUITY INCOME FUND C000041006 Class R4 HQISX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003611 HARTFORD EQUITY INCOME FUND C000041007 Class R5 HQITX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003611 HARTFORD EQUITY INCOME FUND C000010068 Class Y HQIYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003572 HARTFORD FLOATING RATE FUND C000009916 Class A HFLAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003572 HARTFORD FLOATING RATE FUND C000009917 Class B HFLBX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003572 HARTFORD FLOATING RATE FUND C000009918 Class C HFLCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003572 HARTFORD FLOATING RATE FUND C000035169 Class I HFLIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003572 HARTFORD FLOATING RATE FUND C000040930 Class R3 HFLRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003572 HARTFORD FLOATING RATE FUND C000040931 Class R4 HFLSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003572 HARTFORD FLOATING RATE FUND C000040932 Class R5 HFLTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003572 HARTFORD FLOATING RATE FUND C000009919 Class Y HFLYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003573 HARTFORD FUNDAMENTAL GROWTH FUND C000009920 Class A HFFAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003573 HARTFORD FUNDAMENTAL GROWTH FUND C000009921 Class B HFFBX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003573 HARTFORD FUNDAMENTAL GROWTH FUND C000009922 Class C HFFCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003573 HARTFORD FUNDAMENTAL GROWTH FUND C000089736 Class I HFFIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003573 HARTFORD FUNDAMENTAL GROWTH FUND C000089737 Class R3 HFFRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003573 HARTFORD FUNDAMENTAL GROWTH FUND C000089738 Class R4 HFFSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003573 HARTFORD FUNDAMENTAL GROWTH FUND C000089739 Class R5 HFFTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003573 HARTFORD FUNDAMENTAL GROWTH FUND C000009923 Class Y HFFYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003577 HARTFORD GLOBAL GROWTH FUND C000009936 Class A HALAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003577 HARTFORD GLOBAL GROWTH FUND C000009937 Class B HGLBX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003577 HARTFORD GLOBAL GROWTH FUND C000009938 Class C HGLCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003577 HARTFORD GLOBAL GROWTH FUND C000040936 Class R3 HALRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003577 HARTFORD GLOBAL GROWTH FUND C000040937 Class R4 HALSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003577 HARTFORD GLOBAL GROWTH FUND C000040938 Class R5 HALTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003577 HARTFORD GLOBAL GROWTH FUND C000009939 Class Y HGLYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003579 HARTFORD GROWTH ALLOCATION FUND C000009944 Class A HRAAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003579 HARTFORD GROWTH ALLOCATION FUND C000009945 Class B HRABX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003579 HARTFORD GROWTH ALLOCATION FUND C000009946 Class C HRACX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003579 HARTFORD GROWTH ALLOCATION FUND C000035171 Class I HRAIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003579 HARTFORD GROWTH ALLOCATION FUND C000040939 Class R3 HRARX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003579 HARTFORD GROWTH ALLOCATION FUND C000040940 Class R4 HRASX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003579 HARTFORD GROWTH ALLOCATION FUND C000040941 Class R5 HRATX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003576 HARTFORD HEALTHCARE FUND C000009932 Class A HGHAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003576 HARTFORD HEALTHCARE FUND C000009933 Class B HGHBX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 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FUNDS INC/CT 30 S000003592 HARTFORD SMALL/MID CAP EQUITY FUND C000105489 Class R5 HSMTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003592 HARTFORD SMALL/MID CAP EQUITY FUND C000009996 Class Y HSMYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017747 Hartford Strategic Income Fund C000049001 Class A HSNAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017747 Hartford Strategic Income Fund C000049002 Class B HSNBX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017747 Hartford Strategic Income Fund C000048999 Class C HSNCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017747 Hartford Strategic Income Fund C000049000 Class I HSNIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017747 Hartford Strategic Income Fund C000105493 Class R3 HSNRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017747 Hartford Strategic Income Fund C000105494 Class R4 HSNSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017747 Hartford Strategic Income Fund C000105495 Class R5 HSNTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017747 Hartford Strategic Income Fund C000052097 Class Y HSNYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003599 HARTFORD TARGET RETIREMENT 2010 FUND C000010020 Class A HTTAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003599 HARTFORD TARGET RETIREMENT 2010 FUND C000040975 Class R3 HTTRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003599 HARTFORD TARGET RETIREMENT 2010 FUND C000040976 Class R4 HTTSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003599 HARTFORD TARGET RETIREMENT 2010 FUND C000040977 Class R5 HTTTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003599 HARTFORD TARGET RETIREMENT 2010 FUND C000010023 Class Y HTTYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003600 HARTFORD TARGET RETIREMENT 2020 FUND C000010024 Class A HTWAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003600 HARTFORD TARGET RETIREMENT 2020 FUND C000040978 Class R3 HTWRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003600 HARTFORD TARGET RETIREMENT 2020 FUND C000040979 Class R4 HTWSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003600 HARTFORD TARGET RETIREMENT 2020 FUND C000040980 Class R5 HTWTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003600 HARTFORD TARGET RETIREMENT 2020 FUND C000010027 Class Y HTWYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003601 HARTFORD TARGET RETIREMENT 2030 FUND C000010028 Class A HTHAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003601 HARTFORD TARGET RETIREMENT 2030 FUND C000040981 Class R3 HTHRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003601 HARTFORD TARGET RETIREMENT 2030 FUND C000040982 Class R4 HTHSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003601 HARTFORD TARGET RETIREMENT 2030 FUND C000040983 Class R5 HTHTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003601 HARTFORD TARGET RETIREMENT 2030 FUND C000010031 Class Y HTHYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003605 HARTFORD TOTAL RETURN BOND FUND C000010042 Class A ITBAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003605 HARTFORD TOTAL RETURN BOND FUND C000010043 Class B ITBBX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003605 HARTFORD TOTAL RETURN BOND FUND C000010044 Class C HABCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003605 HARTFORD TOTAL RETURN BOND FUND C000035179 Class I ITBIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003605 HARTFORD TOTAL RETURN BOND FUND C000040987 Class R3 ITBRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003605 HARTFORD TOTAL RETURN BOND FUND C000040988 Class R4 ITBUX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003605 HARTFORD TOTAL RETURN BOND FUND C000040989 Class R5 ITBTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003605 HARTFORD TOTAL RETURN BOND FUND C000010045 Class Y HABYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003583 HARTFORD UNCONSTRAINED BOND FUND C000009957 Class A HTIAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003583 HARTFORD UNCONSTRAINED BOND FUND C000009958 Class B HTIBX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003583 HARTFORD UNCONSTRAINED BOND FUND C000009959 Class C HTICX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003583 HARTFORD UNCONSTRAINED BOND FUND C000115407 Class I HTIIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003583 HARTFORD UNCONSTRAINED BOND FUND C000105484 Class R3 HTIRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003583 HARTFORD UNCONSTRAINED BOND FUND C000105485 Class R4 HTISX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003583 HARTFORD UNCONSTRAINED BOND FUND C000105486 Class R5 HTITX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003583 HARTFORD UNCONSTRAINED BOND FUND C000009960 Class Y HTIYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003606 HARTFORD VALUE FUND C000010046 Class A HVFAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003606 HARTFORD VALUE FUND C000010047 Class B HVFBX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003606 HARTFORD VALUE FUND C000010048 Class C HVFCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003606 HARTFORD VALUE FUND C000049005 Class I HVFIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003606 HARTFORD VALUE FUND C000040990 Class R3 HVFRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003606 HARTFORD VALUE FUND C000040991 Class R4 HVFSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003606 HARTFORD VALUE FUND C000040992 Class R5 HVFTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003606 HARTFORD VALUE FUND C000010049 Class Y HVFYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000022584 The Hartford Diversified International Fund C000065302 Class A HDVAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000022584 The Hartford Diversified International Fund C000065303 Class B HDVBX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000022584 The Hartford Diversified International Fund C000065304 Class C HDVCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000022584 The Hartford Diversified International Fund C000065306 Class I HDVIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000022584 The Hartford Diversified International Fund C000065307 Class R3 HDVRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000022584 The Hartford Diversified International Fund C000065308 Class R4 HDVSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000022584 The Hartford Diversified International Fund C000065309 Class R5 HDVTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000022584 The Hartford Diversified International Fund C000065305 Class Y HDVYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032809 The Hartford Emerging Markets Local Debt Fund C000101254 Class A HLDAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032809 The Hartford Emerging Markets Local Debt Fund C000101255 Class C HLDCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032809 The Hartford Emerging Markets Local Debt Fund C000101256 Class I HLDIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032809 The Hartford Emerging Markets Local Debt Fund C000101257 Class R3 HLDRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032809 The Hartford Emerging Markets Local Debt Fund C000101258 Class R4 HLDSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032809 The Hartford Emerging Markets Local Debt Fund C000101259 Class R5 HLDTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032809 The Hartford Emerging Markets Local Debt Fund C000101260 Class Y HLDYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032810 The Hartford Emerging Markets Research Fund C000101266 Class A HERAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032810 The Hartford Emerging Markets Research Fund C000101267 Class C HERCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032810 The Hartford Emerging Markets Research Fund C000101261 Class I HERIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032810 The Hartford Emerging Markets Research Fund C000101262 Class R3 HERRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032810 The Hartford Emerging Markets Research Fund C000101263 Class R4 HERSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032810 The Hartford Emerging Markets Research Fund C000101264 Class R5 HERTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032810 The Hartford Emerging Markets Research Fund C000101265 Class Y HERYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000034093 The Hartford Floating Rate High Income Fund C000105103 Class A HFNAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000034093 The Hartford Floating Rate High Income Fund C000105104 Class C HFNCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000034093 The Hartford Floating Rate High Income Fund C000105105 Class I HFNIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000034093 The Hartford Floating Rate High Income Fund C000105106 Class R3 HFNRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000034093 The Hartford Floating Rate High Income Fund C000105107 Class R4 HFNSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000034093 The Hartford Floating Rate High Income Fund C000105108 Class R5 HFNTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000034093 The Hartford Floating Rate High Income Fund C000105109 Class Y HFNYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029044 The Hartford Global All-Asset Fund C000089166 Class A HLAAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029044 The Hartford Global All-Asset Fund C000089167 Class C HLACX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029044 The Hartford Global All-Asset Fund C000089168 Class I HLAIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029044 The Hartford Global All-Asset Fund C000089169 Class R3 HLARX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029044 The Hartford Global All-Asset Fund C000089170 Class R4 HLASX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029044 The Hartford Global All-Asset Fund C000089171 Class R5 HLATX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029044 The Hartford Global All-Asset Fund C000089172 Class Y HLAYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000019654 The Hartford Global Enhanced Dividend Fund C000054974 Class A NULL P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000019654 The Hartford Global Enhanced Dividend Fund C000054975 Class B NULL P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000019654 The Hartford Global Enhanced Dividend Fund C000054976 Class C NULL P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000019654 The Hartford Global Enhanced Dividend Fund C000054978 Class I NULL P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000019654 The Hartford Global Enhanced Dividend Fund C000054979 Class R3 NULL P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000019654 The Hartford Global Enhanced Dividend Fund C000054980 Class R4 NULL P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000019654 The Hartford Global Enhanced Dividend Fund C000054981 Class R5 NULL P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000019654 The Hartford Global Enhanced Dividend Fund C000054977 Class Y NULL P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029045 The Hartford Global Real Asset Fund C000089178 Class A HRLAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029045 The Hartford Global Real Asset Fund C000089179 Class C HRLCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029045 The Hartford Global Real Asset Fund C000089173 Class I HRLIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029045 The Hartford Global Real Asset Fund C000089174 Class R3 HRLRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029045 The Hartford Global Real Asset Fund C000089175 Class R4 HRLSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029045 The Hartford Global Real Asset Fund C000089176 Class R5 HRLTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029045 The Hartford Global Real Asset Fund C000089177 Class Y HRLYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000021062 The Hartford Global Research Fund C000059906 Class A HLEAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000021062 The Hartford Global Research Fund C000059907 Class B HLEBX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000021062 The Hartford Global Research Fund C000059908 Class C HLECX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000021062 The Hartford Global Research Fund C000059909 Class I HLEJX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000021062 The Hartford Global Research Fund C000059910 Class R3 HLERX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000021062 The Hartford Global Research Fund C000059911 Class R4 HLESX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000021062 The Hartford Global Research Fund C000059912 Class R5 HLETX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000021062 The Hartford Global Research Fund C000059913 Class Y HLEYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029046 The Hartford International Value Fund C000089180 Class A HILAX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029046 The Hartford International Value Fund C000089181 Class C HILCX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029046 The Hartford International Value Fund C000089182 Class I HILIX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029046 The Hartford International Value Fund C000089183 Class R3 HILRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029046 The Hartford International Value Fund C000089184 Class R4 HILSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029046 The Hartford International Value Fund C000089185 Class R5 HILTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029046 The Hartford International Value Fund C000089186 Class Y HILYX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000023785 The Hartford Target Retirement 2015 Fund C000069924 Class R3 HTJRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000023785 The Hartford Target Retirement 2015 Fund C000069925 Class R4 HTJSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000023785 The Hartford Target Retirement 2015 Fund C000069926 Class R5 HTJTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000023786 The Hartford Target Retirement 2025 Fund C000069927 Class R3 HTKRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000023786 The Hartford Target Retirement 2025 Fund C000069928 Class R4 HTKSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000023786 The Hartford Target Retirement 2025 Fund C000069929 Class R5 HTKTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000023787 The Hartford Target Retirement 2035 Fund C000069930 Class R3 HTLRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000023787 The Hartford Target Retirement 2035 Fund C000069931 Class R4 HTLSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000023787 The Hartford Target Retirement 2035 Fund C000069932 Class R5 HTLTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000023788 The Hartford Target Retirement 2040 Fund C000069933 Class R3 HTMRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000023788 The Hartford Target Retirement 2040 Fund C000069934 Class R4 HTMSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000023788 The Hartford Target Retirement 2040 Fund C000069935 Class R5 HTMTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000023789 The Hartford Target Retirement 2045 Fund C000069936 Class R3 HTNRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000023789 The Hartford Target Retirement 2045 Fund C000069937 Class R4 HTNSX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000023789 The Hartford Target Retirement 2045 Fund C000069938 Class R5 HTNTX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000023790 The Hartford Target Retirement 2050 Fund C000069939 Class R3 HTPRX P O BOX 2999 HARTFORD 06104-2999 CT NULL 811-07589 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811-08918 0000934563 HC CAPITAL TRUST 30 S000023669 The Real Estate Securities Portfolio C000069687 HC Strategic Shares HCREX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA NULL 811-08918 0000934563 HC CAPITAL TRUST 30 S000009384 The Short-Term Municipal Bond Portfolio C000085463 HC Advisors Shares HCSTX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA NULL 811-08918 0000934563 HC CAPITAL TRUST 30 S000009384 The Short-Term Municipal Bond Portfolio C000025699 HC Strategic Shares HCSBX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA NULL 811-08918 0000934563 HC CAPITAL TRUST 30 S000009380 The Small Capitalization Equity Portfolio C000085459 HC Advisors Shares HCSAX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA NULL 811-08918 0000934563 HC CAPITAL TRUST 30 S000009380 The Small Capitalization Equity Portfolio C000025695 HC Strategic Shares HCCEX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA NULL 811-08918 0000934563 HC CAPITAL TRUST 30 S000029853 The U.S. Corporate Fixed Income Securities Portfolio C000091789 HC Advisors Shares HCXAX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA NULL 811-08918 0000934563 HC CAPITAL TRUST 30 S000029853 The U.S. Corporate Fixed Income Securities Portfolio C000091788 HC Strategic Shares HCXSX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA NULL 811-08918 0000934563 HC CAPITAL TRUST 30 S000029852 The U.S. Government Fixed Income Securities Portfolio C000091787 HC Advisors Shares HCUAX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA NULL 811-08918 0000934563 HC CAPITAL TRUST 30 S000029852 The U.S. Government Fixed Income Securities Portfolio C000091786 HC Strategic Shares HCUSX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA NULL 811-08918 0000934563 HC CAPITAL TRUST 30 S000029854 The U.S. Mortgage/Asset Backed Fixed Income Securities Portfolio C000091791 HC Advisors Shares HCAAX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA NULL 811-08918 0000934563 HC CAPITAL TRUST 30 S000029854 The U.S. Mortgage/Asset Backed Fixed Income Securities Portfolio C000091790 HC Strategic Shares HCASX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA NULL 811-08918 0000934563 HC CAPITAL TRUST 30 S000009378 The Value Equity Portfolio C000085457 HC Advisors Shares HCVPX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA NULL 811-08918 0000934563 HC CAPITAL TRUST 30 S000009378 The Value Equity Portfolio C000025693 HC Strategic Shares HCVEX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA NULL 811-04982 0000809586 HEARTLAND GROUP INC 30 S000003525 HEARTLAND SELECT VALUE FUND C000063873 Institutional Class HNSVX 789 N. WATER ST. MILWAUKEE 53202 WI NULL 811-04982 0000809586 HEARTLAND GROUP INC 30 S000003525 HEARTLAND SELECT VALUE FUND C000009767 Investor Class HRSVX 789 N. WATER ST. MILWAUKEE 53202 WI NULL 811-04982 0000809586 HEARTLAND GROUP INC 30 S000003523 HEARTLAND VALUE FUND C000063871 Institutional Class HNTVX 789 N. WATER ST. MILWAUKEE 53202 WI NULL 811-04982 0000809586 HEARTLAND GROUP INC 30 S000003523 HEARTLAND VALUE FUND C000009765 Investor Class HRTVX 789 N. WATER ST. MILWAUKEE 53202 WI NULL 811-04982 0000809586 HEARTLAND GROUP INC 30 S000003524 HEARTLAND VALUE PLUS FUND C000063872 Institutional Class HNVIX 789 N. WATER ST. MILWAUKEE 53202 WI NULL 811-04982 0000809586 HEARTLAND GROUP INC 30 S000003524 HEARTLAND VALUE PLUS FUND C000009766 Investor Class HRVIX 789 N. WATER ST. MILWAUKEE 53202 WI NULL 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000035108 Henderson All Asset Fund C000108023 Class A NULL 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000035108 Henderson All Asset Fund C000108024 Class C NULL 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000035108 Henderson All Asset Fund C000108025 Class I NULL 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000037421 Henderson Dividend Income Builder Fund C000115529 Class A NULL 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000037421 Henderson Dividend Income Builder Fund C000115530 Class C NULL 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000037421 Henderson Dividend Income Builder Fund C000115531 Class I NULL 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000030733 Henderson Emerging Markets Opportunities Fund C000095329 Class A HEMAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000030733 Henderson Emerging Markets Opportunities Fund C000095330 Class C HEMCX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000030733 Henderson Emerging Markets Opportunities Fund C000095331 Class I HEMIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000589 Henderson European Focus Fund C000001643 Class A HFEAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000589 Henderson European Focus Fund C000001644 Class B HFEBX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000589 Henderson European Focus Fund C000001645 Class C HFECX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000589 Henderson European Focus Fund C000074878 Class I HFEIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000014459 Henderson Global Equity Income Fund C000039398 Class A HFQAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000014459 Henderson Global Equity Income Fund C000039399 Class C HFQCX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000014459 Henderson Global Equity Income Fund C000074881 Class I HFQIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000014460 Henderson Global Leaders Fund C000039400 Class A HFPAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000014460 Henderson Global Leaders Fund C000039401 Class C HFPCX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000014460 Henderson Global Leaders Fund C000101855 Class I HFPIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000590 Henderson Global Technology Fund C000001646 Class A HFGAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000590 Henderson Global Technology Fund C000001647 Class B HFGBX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000590 Henderson Global Technology Fund C000001648 Class C HFGCX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000590 Henderson Global Technology Fund C000074879 Class I HFGIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000020789 Henderson International All Cap Equity Fund C000096210 Class A HFNAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000020789 Henderson International All Cap Equity Fund C000096211 Class C HFNCX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000020789 Henderson International All Cap Equity Fund C000058052 Class I HIEIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000591 Henderson International Opportunities Fund C000001649 Class A HFOAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000591 Henderson International Opportunities Fund C000001650 Class B HFOBX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000591 Henderson International Opportunities Fund C000001651 Class C HFOCX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000591 Henderson International Opportunities Fund C000074880 Class I HFOIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000591 Henderson International Opportunities Fund C000007421 Class R HFORX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000009842 Henderson Japan Focus Fund C000027262 Class A HFJAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000009842 Henderson Japan Focus Fund C000027263 Class C HFJCX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000009842 Henderson Japan Focus Fund C000101854 Class I HFJIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000025852 Henderson Money Market Fund C000077303 Class A HFAXX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000025852 Henderson Money Market Fund C000077304 Class B HFBXX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000025852 Henderson Money Market Fund C000077305 Class C HFCXX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000025852 Henderson Money Market Fund C000077306 Class Z HFZXX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000592 Henderson Strategic Income Fund C000001652 Class A HFAAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000592 Henderson Strategic Income Fund C000001653 Class B HFABX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000592 Henderson Strategic Income Fund C000001654 Class C HFACX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000592 Henderson Strategic Income Fund C000100458 Class I HFAIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-07493 0001005778 HENNESSY FUNDS INC 30 S000000835 HENNESSY BALANCED FUND C000002450 HENNESSY BALANCED FUND - ORIGINAL CLASS HBFBX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07493 0001005778 HENNESSY FUNDS INC 30 S000000836 HENNESSY TOTAL RETURN FUND C000002451 HENNESSY TOTAL RETURN FUND - ORIGINAL CLASS HDOGX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000000837 HENNESSY CORNERSTONE GROWTH FUND, SERIES II C000002452 HENNESSY CORNERSTONE GROWTH FUND, SERIES II - ORIGINAL CLASS HENLX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000000837 HENNESSY CORNERSTONE GROWTH FUND, SERIES II C000060825 HENNESSY CORNERSTONE GROWTH FUND, SERIES II INSTITUTIONAL CLASS HINLX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000019531 Hennessy Cornerstone Large Growth Fund C000074662 Hennessy Cornerstone Large Growth Fund - Institutional Class HILGX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000019531 Hennessy Cornerstone Large Growth Fund C000054248 Hennessy Cornerstone Large Growth Fund - Original Class HFLGX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000025096 Hennessy Select Large Value Fund C000074661 Hennessy Select Large Value Fund - Institutional Class HSVIX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000025096 Hennessy Select Large Value Fund C000074660 Hennessy Select Large Value Fund - Original Class HSVFX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07695 0001017953 HENNESSY MUTUAL FUNDS INC 30 S000000838 HENNESSY CORNERSTONE GROWTH FUND C000002453 HENNESSY CORNERSTONE GROWTH FUND - ORIGINAL CLASS HFCGX 7250 REDWOOD BOULEVARD NEVATO 94945 CA SUITE 200 811-07695 0001017953 HENNESSY MUTUAL FUNDS INC 30 S000000838 HENNESSY CORNERSTONE GROWTH FUND C000060822 HENNESSY CORNERSTONE GROWTH FUND INSTITUTIONAL CLASS HICGX 7250 REDWOOD BOULEVARD NEVATO 94945 CA SUITE 200 811-07695 0001017953 HENNESSY MUTUAL FUNDS INC 30 S000000840 HENNESSY CORNERSTONE VALUE FUND C000002455 HENNESSY CORNERSTONE VALUE FUND - ORIGINAL CLASS HFCVX 7250 REDWOOD BOULEVARD NEVATO 94945 CA SUITE 200 811-07695 0001017953 HENNESSY MUTUAL FUNDS INC 30 S000000840 HENNESSY CORNERSTONE VALUE FUND C000060824 HENNESSY CORNERSTONE VALUE FUND INSTITUTIONAL CLASS HICVX 7250 REDWOOD BOULEVARD NEVATO 94945 CA SUITE 200 811-07695 0001017953 HENNESSY MUTUAL FUNDS INC 30 S000000839 HENNESSY FOCUS 30 FUND C000002454 HENNESSY FOCUS 30 FUND - ORIGINAL CLASS HFTFX 7250 REDWOOD BOULEVARD NEVATO 94945 CA SUITE 200 811-07695 0001017953 HENNESSY MUTUAL FUNDS INC 30 S000000839 HENNESSY FOCUS 30 FUND C000060823 HENNESSY FOCUS 30 FUND INSTITUTIONAL CLASS HIFTX 7250 REDWOOD BOULEVARD NEVATO 94945 CA SUITE 200 811-21419 0001260723 Hennessy SPARX Funds Trust 30 S000008448 Hennessy Select SPARX Japan Fund C000023165 Hennessy Select SPARX Japan Fund - Institutional Class shares SPARX 7250 REDWOOD BLVD. NOVATO 94945 CA SUITE 200 811-21419 0001260723 Hennessy SPARX Funds Trust 30 S000008448 Hennessy Select SPARX Japan Fund C000023166 Hennessy Select SPARX Japan Fund - Original Class shares SPXJX 7250 REDWOOD BLVD. NOVATO 94945 CA SUITE 200 811-21419 0001260723 Hennessy SPARX Funds Trust 30 S000018458 Hennessy Select SPARX Japan Smaller Companies Fund C000051052 Hennessy Select SPARX Japan Smaller Companies Fund - Original Class shares SPJSX 7250 REDWOOD BLVD. NOVATO 94945 CA SUITE 200 811-08659 0001055744 HENSSLER FUNDS INC 30 S000006682 The Henssler Equity Fund C000101900 Institutional Class HEQCX 1281 KENNESTONE CIRCLE MARIETTA 30066 GA SUITE 100 811-08659 0001055744 HENSSLER FUNDS INC 30 S000006682 The Henssler Equity Fund C000018208 Investor Class HEQFX 1281 KENNESTONE CIRCLE MARIETTA 30066 GA SUITE 100 811-08885 0001065899 HEWITT SERIES TRUST 30 S000008685 Hewitt Money Market Fund C000023649 Administrative Shares NULL HEWITT INVESTMENT GROUP LINCOLNSHIRE 60069 IL 100 HALF DAY RD 811-08464 0000921370 HIGH INCOME OPPORTUNITIES PORTFOLIO 30 S000005235 HIGH INCOME OPPORTUNITIES PORTFOLIO C000014260 HIGH INCOME OPPORTUNITIES PORTFOLIO NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-03562 0000706112 HIGH YIELD VARIABLE ACCOUNT /MA 31 S000002617 HIGH YIELD VARIABLE ACCOUNT /MA C000007198 Compass 2 NULL 500 BOYLSTON ST BOSTON 02116 MA NULL 811-03562 0000706112 HIGH YIELD VARIABLE ACCOUNT /MA 31 S000002617 HIGH YIELD VARIABLE ACCOUNT /MA C000007199 Compass 3 NULL 500 BOYLSTON ST BOSTON 02116 MA NULL 811-03562 0000706112 HIGH YIELD VARIABLE ACCOUNT /MA 31 S000002617 HIGH YIELD VARIABLE ACCOUNT /MA C000007200 Compass 3- Level 2 NULL 500 BOYLSTON ST BOSTON 02116 MA NULL 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006475 100% US TREASURY MONEY MARKET FUND C000017700 100% US TREASURY MONEY MARKET FUND - CLASS S HUSXX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006475 100% US TREASURY MONEY MARKET FUND C000017699 100% US TREASURY MONEY MARKET FUND - FIDUCIARY CLASS HMTXX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006475 100% US TREASURY MONEY MARKET FUND C000017698 100% US TREASURY MONEY MARKET FUND - RETAIL A CLASS HMRXX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006487 BALANCED FUND C000017745 BALANCED FUND - FIDUCIARY CLASS HMBAX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006487 BALANCED FUND C000017742 BALANCED FUND - RETAIL CLASS A HMBRX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006487 BALANCED FUND C000017743 BALANCED FUND - RETAIL CLASS B HMBBX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006487 BALANCED FUND C000017744 BALANCED FUND - RETAIL CLASS C HMBCX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006478 BOND FUND C000017712 BOND FUND - FIDUCIARY CLASS HMBDX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006478 BOND FUND C000017709 BOND FUND - RETAIL A CLASS HMRBX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006478 BOND FUND C000017710 BOND FUND - RETAIL B CLASS HBDBX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006478 BOND FUND C000017711 BOND FUND - RETAIL C CLASS HBDCX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006488 CALIFORNIA INTERMEDIATE TAX-FREE BOND FUND C000017749 CALIFORNIA INTERMEDIATE TAX-FREE BOND FUND - FIDUCIARY CLASS HMITX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006488 CALIFORNIA INTERMEDIATE TAX-FREE BOND FUND C000017746 CALIFORNIA INTERMEDIATE TAX-FREE BOND FUND - RETAIL CLASS A HMCIX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006488 CALIFORNIA INTERMEDIATE TAX-FREE BOND FUND C000017747 CALIFORNIA INTERMEDIATE TAX-FREE BOND FUND - RETAIL CLASS B HCABX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006488 CALIFORNIA INTERMEDIATE TAX-FREE BOND FUND C000017748 CALIFORNIA INTERMEDIATE TAX-FREE BOND FUND - RETAIL CLASS C HCTCX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006483 CALIFORNIA TAX-FREE MONEY MARKET FUND C000017729 CALIFORNIA TAX-FREE MONEY MARKET FUND - CLASS S HCSXX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006483 CALIFORNIA TAX-FREE MONEY MARKET FUND C000017728 CALIFORNIA TAX-FREE MONEY MARKET FUND - FIDUCIARY CLASS HMCXX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006483 CALIFORNIA TAX-FREE MONEY MARKET FUND C000017727 CALIFORNIA TAX-FREE MONEY MARKET FUND - RETAIL A CLASS HMAXX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000010503 COGNITIVE VALUE FUND C000028977 COGNITIVE VALUE FUND - CLASS M HCLMX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000010503 COGNITIVE VALUE FUND C000028975 COGNITIVE VALUE FUND - FIDUCIARY CLASS HCLFX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000010503 COGNITIVE VALUE FUND C000028976 COGNITIVE VALUE FUND - RETAIL A CLASS HCLAX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000010503 COGNITIVE VALUE FUND C000029039 COGNITIVE VALUE FUND - RETAIL C CLASS HCLCX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000013984 Diversified Equity Allocation Fund C000038261 Diversified Equity Allocation Fund - Fiduciary Class HEAFX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000013984 Diversified Equity Allocation Fund C000038259 Diversified Equity Allocation Fund - Retail Class A HEAAX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000013984 Diversified Equity Allocation Fund C000038260 Diversified Equity Allocation Fund - Retail Class C HEACX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006482 DIVERSIFIED MONEY MARKET FUND C000017726 DIVERSIFIED MONEY MARKET FUND - CLASS S HDSXX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006482 DIVERSIFIED MONEY MARKET FUND C000017725 DIVERSIFIED MONEY MARKET FUND - FIDUCIARY CLASS HMDXX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006482 DIVERSIFIED MONEY MARKET FUND C000017724 DIVERSIFIED MONEY MARKET FUND - RETAIL A CLASS HMVXX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000010504 ENHANCED GROWTH FUND C000028980 ENHANCED GROWTH FUND - CLASS M HEGMX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000010504 ENHANCED GROWTH FUND C000028978 ENHANCED GROWTH FUND - FIDUCIARY CLASS HEGFX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000010504 ENHANCED GROWTH FUND C000028979 ENHANCED GROWTH FUND - RETAIL A CLASS HEHAX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000010504 ENHANCED GROWTH FUND C000029040 ENHANCED GROWTH FUND - RETAIL C CLASS HEGCX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025578 Equity Income Fund C000076631 Equity Income Fund - Fiduciary Class NJPFX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025578 Equity Income Fund C000076628 Equity Income Fund - Retail Class A NJPAX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025578 Equity Income Fund C000076629 Equity Income Fund - Retail Class B NJPBX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025578 Equity Income Fund C000076630 Equity Income Fund - Retail Class C NJPCX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000022635 Fundamental Equity Fund C000065495 Fundamental Equity Fund - Fiduciary Class HMFFX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000022635 Fundamental Equity Fund C000065496 Fundamental Equity Fund - Retail A Class HMFAX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000022635 Fundamental Equity Fund C000065497 Fundamental Equity Fund - Retail C Class HMFCX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025579 Geneva Mid Cap Growth Fund C000076635 Geneva Mid Cap Growth Fund - Fiduciary Class PNMFX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025579 Geneva Mid Cap Growth Fund C000076632 Geneva Mid Cap Growth Fund - Retail Class A PNMAX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025579 Geneva Mid Cap Growth Fund C000076633 Geneva Mid Cap Growth Fund - Retail Class B PNMBX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025579 Geneva Mid Cap Growth Fund C000076634 Geneva Mid Cap Growth Fund - Retail Class C MGPCX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025580 Geneva Small Cap Growth Fund C000076637 Geneva Small Cap Growth Fund - Fiduciary Class HGFSX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025580 Geneva Small Cap Growth Fund C000076638 Geneva Small Cap Growth Fund - Retail Class A HGASX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025580 Geneva Small Cap Growth Fund C000076636 Geneva Small Cap Growth Fund - Retail Class C HGCSX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000030412 Global Growth Equity Fund C000093451 Fiduciary Class NULL 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000030412 Global Growth Equity Fund C000093449 Retail A Class NULL 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000030412 Global Growth Equity Fund C000093450 Retail C Class NULL 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006490 INCOME PLUS ALLOCATION FUND C000038262 INCOME PLUS ALLOCATION FUND - FIDUCIARY CLASS HPAFX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006490 INCOME PLUS ALLOCATION FUND C000017753 INCOME PLUS ALLOCATION FUND - RETAIL CLASS A HMPAX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006490 INCOME PLUS ALLOCATION FUND C000017754 INCOME PLUS ALLOCATION FUND - RETAIL CLASS C HMPCX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000030413 International Growth Equity Fund C000093454 Fiduciary Class NULL 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000030413 International Growth Equity Fund C000093452 Retail A Class NULL 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000030413 International Growth Equity Fund C000093453 Retail C Class NULL 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000010505 INTERNATIONAL OPPORTUNITIES FUND C000028981 INTERNATIONAL OPPORTUNITIES FUND - CLASS M HIOMX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000010505 INTERNATIONAL OPPORTUNITIES FUND C000028983 INTERNATIONAL OPPORTUNITIES FUND - FIDUCIARY CLASS HIOFX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000010505 INTERNATIONAL OPPORTUNITIES FUND C000028982 INTERNATIONAL OPPORTUNITIES FUND - RETAIL A CLASS HIOAX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000010505 INTERNATIONAL OPPORTUNITIES FUND C000029041 INTERNATIONAL OPPORTUNITIES FUND - RETAIL C CLASS HITCX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006479 Large Cap Core Equity Fund C000017716 Large Cap Core Equity Fund - FIDUCIARY CLASS HMCFX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006479 Large Cap Core Equity Fund C000017713 Large Cap Core Equity Fund - RETAIL A CLASS HCEAX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006479 Large Cap Core Equity Fund C000017714 Large Cap Core Equity Fund - RETAIL B CLASS HCEBX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006479 Large Cap Core Equity Fund C000017715 Large Cap Core Equity Fund - RETAIL C CLASS HCECX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006485 LARGE CAP GROWTH FUND C000017737 LARGE CAP GROWTH FUND - FIDUCIARY CLASS HMGRX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006485 LARGE CAP GROWTH FUND C000017734 LARGE CAP GROWTH FUND - RETAIL A CLASS HMRGX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006485 LARGE CAP GROWTH FUND C000017735 LARGE CAP GROWTH FUND - RETAIL B CLASS HMGBX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006485 LARGE CAP GROWTH FUND C000017736 LARGE CAP GROWTH FUND - RETAIL C CLASS HGRCX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006477 LARGE CAP VALUE FUND C000017708 LARGE CAP VALUE FUND - FIDUCIARY CLASS HMIEX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006477 LARGE CAP VALUE FUND C000017705 LARGE CAP VALUE FUND - RETAIL A CLASS HMERX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006477 LARGE CAP VALUE FUND C000017706 LARGE CAP VALUE FUND - RETAIL B CLASS HIEBX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006477 LARGE CAP VALUE FUND C000017707 LARGE CAP VALUE FUND - RETAIL C CLASS HIECX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006489 NATIONAL INTERMEDIATE TAX-FREE BOND FUND C000017752 NATIONAL INTERMEDIATE TAX-FREE BOND FUND - FIDUCIARY CLASS HMNTX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006489 NATIONAL INTERMEDIATE TAX-FREE BOND FUND C000017750 NATIONAL INTERMEDIATE TAX-FREE BOND FUND - RETAIL A CLASS HMNFX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006489 NATIONAL INTERMEDIATE TAX-FREE BOND FUND C000017751 NATIONAL INTERMEDIATE TAX-FREE BOND FUND - RETAIL C CLASS HNTCX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025581 NYSE Arca Tech 100 Index Fund C000076642 NYSE Arca Tech 100 Index Fund - Fiduciary Class PTSFX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025581 NYSE Arca Tech 100 Index Fund C000076639 NYSE Arca Tech 100 Index Fund - Retail Class A PPTIX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025581 NYSE Arca Tech 100 Index Fund C000076640 NYSE Arca Tech 100 Index Fund - Retail Class B PSEBX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025581 NYSE Arca Tech 100 Index Fund C000076641 NYSE Arca Tech 100 Index Fund - Retail Class C PTICX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006481 SHORT TERM BOND FUND C000017723 SHORT TERM BOND FUND - FIDUCIARY CLASS HMSFX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006481 SHORT TERM BOND FUND C000017721 SHORT TERM BOND FUND - RETAIL A CLASS HMSAX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006481 SHORT TERM BOND FUND C000017722 SHORT TERM BOND FUND - RETAIL C CLASS HMTCX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000010875 Small Cap Core Fund C000030131 Small Cap Core Fund - FIDUCIARY CLASS HSAFX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000010875 Small Cap Core Fund C000030132 Small Cap Core Fund - RETAIL CLASS A HSAAX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000010875 Small Cap Core Fund C000030133 Small Cap Core Fund - RETAIL CLASS C HSCAX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006476 SMALL CAP VALUE FUND C000017704 SMALL CAP VALUE FUND - FIDUCIARY CLASS HMSCX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006476 SMALL CAP VALUE FUND C000017701 SMALL CAP VALUE FUND - RETAIL A CLASS HASVX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006476 SMALL CAP VALUE FUND C000017702 SMALL CAP VALUE FUND - RETAIL B CLASS HBSVX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006476 SMALL CAP VALUE FUND C000017703 SMALL CAP VALUE FUND - RETAIL C CLASS HSVCX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006492 Tactical Capital Growth Allocation Fund C000038264 Tactical Capital Growth Allocation Fund - FIDUCIARY CLASS HGAFX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006492 Tactical Capital Growth Allocation Fund C000017757 Tactical Capital Growth Allocation Fund - RETAIL CLASS A HMAAX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006492 Tactical Capital Growth Allocation Fund C000017758 Tactical Capital Growth Allocation Fund - RETAIL CLASS C HMACX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006491 Tactical Growth & Income Allocation Fund C000038263 Tactical Growth & Income Allocation Fund - FIDUCIARY CLASS HGIFX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006491 Tactical Growth & Income Allocation Fund C000017755 Tactical Growth & Income Allocation Fund - RETAIL CLASS A HMRAX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006491 Tactical Growth & Income Allocation Fund C000017756 Tactical Growth & Income Allocation Fund - RETAIL CLASS C HMRCX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000022634 Treasury Plus Money Market Fund C000065494 Treasury Plus Money Market Fund - Class S HMSXX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000022634 Treasury Plus Money Market Fund C000065492 Treasury Plus Money Market Fund - Fiduciary Class HMFXX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000022634 Treasury Plus Money Market Fund C000065493 Treasury Plus Money Market Fund - Retail A Class HMPXX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006484 US GOVERNMENT MONEY MARKET FUND C000017733 US GOVERNMENT MONEY MARKET FUND - CLASS S HGSXX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006484 US GOVERNMENT MONEY MARKET FUND C000017732 US GOVERNMENT MONEY MARKET FUND - FIDUCIARY CLASS HMGXX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006484 US GOVERNMENT MONEY MARKET FUND C000017730 US GOVERNMENT MONEY MARKET FUND - RETAIL A CLASS HMUXX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006484 US GOVERNMENT MONEY MARKET FUND C000017731 US GOVERNMENT MONEY MARKET FUND - RETAIL B CLASS HGBXX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006484 US GOVERNMENT MONEY MARKET FUND C000017759 US GOVERNMENT MONEY MARKET FUND - RETAIL C CLASS HGTXX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006486 VALUE FUND C000017741 VALUE FUND - FIDUCIARY CLASS HMVMX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006486 VALUE FUND C000017738 VALUE FUND - RETAIL A CLASS HMVLX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006486 VALUE FUND C000017739 VALUE FUND - RETAIL B CLASS HVMBX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006486 VALUE FUND C000017740 VALUE FUND - RETAIL C CLASS HVMCX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000006486 VALUE FUND C000105316 VALUE FUND - U CLASS HVMUX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025582 Wisconsin Tax-Exempt Fund C000076646 Wisconsin Tax-Exempt Fund - Fiduciary Class WTEFX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025582 Wisconsin Tax-Exempt Fund C000076643 Wisconsin Tax-Exempt Fund - Retail Class A PWTEX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025582 Wisconsin Tax-Exempt Fund C000076644 Wisconsin Tax-Exempt Fund - Retail Class B WTEBX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-05059 0000811527 HIGHMARK FUNDS /MA/ 30 S000025582 Wisconsin Tax-Exempt Fund C000076645 Wisconsin Tax-Exempt Fund - Retail Class C WTECX 445 SOUTH FIGUEROA STREET LOS ANGELES 90071 CA THIRD FLOOR 811-10085 0001122649 HILLMAN CAPITAL MANAGEMENT INVESTMENT TRUST 30 S000010500 The Hillman Advantage Equity Fund C000034732 Class A Shares HAEAX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC PO BOX 69 811-10085 0001122649 HILLMAN CAPITAL MANAGEMENT INVESTMENT TRUST 30 S000010500 The Hillman Advantage Equity Fund C000034734 Class C Shares HAECX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC PO BOX 69 811-10085 0001122649 HILLMAN CAPITAL MANAGEMENT INVESTMENT TRUST 30 S000010500 The Hillman Advantage Equity Fund C000028968 No Load Shares HCMTX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC PO BOX 69 811-10085 0001122649 HILLMAN CAPITAL MANAGEMENT INVESTMENT TRUST 30 S000010501 The Hillman Focused Advantage Fund C000034735 Class A Shares HCFAX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC PO BOX 69 811-10085 0001122649 HILLMAN CAPITAL MANAGEMENT INVESTMENT TRUST 30 S000010501 The Hillman Focused Advantage Fund C000034737 Class C Shares HCFCX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC PO BOX 69 811-10085 0001122649 HILLMAN CAPITAL MANAGEMENT INVESTMENT TRUST 30 S000010501 The Hillman Focused Advantage Fund C000028969 No Load Shares HCMAX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC PO BOX 69 811-09060 0000947441 HOLLAND SERIES FUND INC 30 S000010703 Holland Balanced Fund C000029591 Holland Balanced Fund NULL 225 FRANKLIN STREET BOSTON 02110 MA NULL 811-06136 0000865733 HOMESTEAD FUNDS INC 30 S000010524 Daily Income Fund C000029057 Daily Income Fund HDIXX 4301 WILSON BLVD ARLINGTON 22203 VA C/O NATIONAL RURAL ELEC COOPERATIVE ASSO 811-06136 0000865733 HOMESTEAD FUNDS INC 30 S000010531 Growth Fund C000029064 Growth Fund HNASX 4301 WILSON BLVD ARLINGTON 22203 VA C/O NATIONAL RURAL ELEC COOPERATIVE ASSO 811-06136 0000865733 HOMESTEAD FUNDS INC 30 S000010530 International Value Fund C000029063 International Value Fund HISIX 4301 WILSON BLVD ARLINGTON 22203 VA C/O NATIONAL RURAL ELEC COOPERATIVE ASSO 811-06136 0000865733 HOMESTEAD FUNDS INC 30 S000010526 Short-Term Bond Fund C000029059 Short-Term Bond Fund HOSBX 4301 WILSON BLVD ARLINGTON 22203 VA C/O NATIONAL RURAL ELEC COOPERATIVE ASSO 811-06136 0000865733 HOMESTEAD FUNDS INC 30 S000010525 Short-Term Government Securities Fund C000029058 Short-Term Government Securities Fund HOSGX 4301 WILSON BLVD ARLINGTON 22203 VA C/O NATIONAL RURAL ELEC COOPERATIVE ASSO 811-06136 0000865733 HOMESTEAD FUNDS INC 30 S000010529 Small-Company Stock Fund C000029062 Small-Company Stock Fund HSCSX 4301 WILSON BLVD ARLINGTON 22203 VA C/O NATIONAL RURAL ELEC COOPERATIVE ASSO 811-06136 0000865733 HOMESTEAD FUNDS INC 30 S000010527 Stock Index Fund C000029060 Stock Index Fund HSTIX 4301 WILSON BLVD ARLINGTON 22203 VA C/O NATIONAL RURAL ELEC COOPERATIVE ASSO 811-06136 0000865733 HOMESTEAD FUNDS INC 30 S000010528 Value Fund C000029061 Value Fund HOVLX 4301 WILSON BLVD ARLINGTON 22203 VA C/O NATIONAL RURAL ELEC COOPERATIVE ASSO 811-01690 0000031710 HORACE MANN LIFE INSURANCE CO ALLEGIANCE SEPARATE ACCOUNT A 32 S000011448 HORACE MANN LIFE INSURANCE CO ALLEGIANCE SEPARATE ACCOUNT A C000031661 Educators - NEA Group Fixed & VAr NULL 1 HORACE MANN PLAZA SPRINGFIELD 62715-0001 IL NULL 811-01690 0000031710 HORACE MANN LIFE INSURANCE CO ALLEGIANCE SEPARATE ACCOUNT A 32 S000011448 HORACE MANN LIFE INSURANCE CO ALLEGIANCE SEPARATE ACCOUNT A C000031662 Educators Ind. Fixed and Var NULL 1 HORACE MANN PLAZA SPRINGFIELD 62715-0001 IL NULL 811-21974 0001379482 Horace Mann Life Insurance CO Qualified Group Annuity Separate Account 32 S000015168 Horace Mann Life Insurance CO Qualified Group Annuity Separate Account C000116281 Qualified Group Annuity II NULL #1 HORACE MANN PLAZA SPRINGFIELD 62715 IL NULL 811-21974 0001379482 Horace Mann Life Insurance CO Qualified Group Annuity Separate Account 32 S000015168 Horace Mann Life Insurance CO Qualified Group Annuity Separate Account C000041630 Qualified Variable Deferred Group Annuity Contract NULL #1 HORACE MANN PLAZA SPRINGFIELD 62715 IL NULL 811-01343 0000110698 HORACE MANN LIFE INSURANCE CO SEPARATE ACCOUNT 32 S000001088 MANN HORACE LIFE INSURANCE CO SEPARATE ACCOUNT C000007667 527 Group Annuity NULL #1 HORACE MANN PLZ SPRINGFIELD 62715-0001 IL NULL 811-01343 0000110698 HORACE MANN LIFE INSURANCE CO SEPARATE ACCOUNT 32 S000001088 MANN HORACE LIFE INSURANCE CO SEPARATE ACCOUNT C000002945 529 Individual NULL 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DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005749 ING American Funds Growth-Income Portfolio C000015792 ING American Funds Growth-Income Portfolio IAFGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000030599 ING American Funds International Growth and Income Portfolio C000094852 ING American Funds International Growth and Income Portfolio IAIPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005750 ING American Funds International Portfolio C000015793 ING American Funds International Portfolio IFSTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000023109 ING American Funds World Allocation Portfolio C000067384 Service Class IAWAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005626 ING Artio Foreign Portfolio C000015340 Class ADV IJFAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005626 ING Artio Foreign Portfolio C000015341 Class I IJBPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005626 ING Artio Foreign Portfolio C000015342 Class S IJBSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005626 ING Artio Foreign Portfolio C000015343 Class S2 IJBTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005643 ING BlackRock Health Sciences Opportunities Portfolio C000028906 Adviser Class IEHAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005643 ING BlackRock Health Sciences Opportunities Portfolio C000015402 Class I IEHIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005643 ING BlackRock Health Sciences Opportunities Portfolio C000015403 Class S IEHSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005643 ING BlackRock Health Sciences Opportunities Portfolio C000015404 Class S2 NULL 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000017158 ING BlackRock Inflation Protected Bond Portfolio C000047545 Adviser Class IBRAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000017158 ING BlackRock Inflation Protected Bond Portfolio C000047546 Institutional Class IBRIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000017158 ING BlackRock Inflation Protected Bond Portfolio C000047547 Service Class IBRSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005637 ING BlackRock Large Cap Growth Portfolio C000015380 Class ADV IMLGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005637 ING BlackRock Large Cap Growth Portfolio C000015381 Class I IMLIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005637 ING BlackRock Large Cap Growth Portfolio C000015382 Class S IMLSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005637 ING BlackRock Large Cap Growth Portfolio C000015383 Class S2 IMLTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005636 ING BlackRock Large Cap Value Portfolio C000015376 Class ADV IBLVX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005636 ING BlackRock Large Cap Value Portfolio C000015377 Class I IMVVX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005636 ING BlackRock Large Cap Value Portfolio C000015378 Class S IMVSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005636 ING BlackRock Large Cap Value Portfolio C000015379 Class S2 IMVTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005647 ING Clarion Global Real Estate Portfolio C000015417 Adviser Class ICRNX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005647 ING Clarion Global Real Estate Portfolio C000015418 Class I IRGIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005647 ING Clarion Global Real Estate Portfolio C000015419 Class S IRGTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005647 ING Clarion Global Real Estate Portfolio C000015420 Class S2 IRGSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005747 ING Clarion Real Estate Portfolio C000015784 Adviser Class ICRPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005747 ING Clarion Real Estate Portfolio C000015785 Class I IVRIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005747 ING Clarion Real Estate Portfolio C000015786 Class S IVRSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005747 ING Clarion Real Estate Portfolio C000015787 Class S2 IVRTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005621 ING Core Growth and Income Portfolio C000028901 Class ADV IJCAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005621 ING Core Growth and Income Portfolio C000015323 Class I IJCIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005621 ING Core Growth and Income Portfolio C000015324 Class S IJCSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005621 ING Core Growth and Income Portfolio C000015325 Class S2 IJCTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000028629 ING DFA Global Allocation Portfolio C000087624 Class ADV IDFAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000028629 ING DFA Global Allocation Portfolio C000087625 Class I IDFIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000028629 ING DFA Global Allocation Portfolio C000087626 Class S IDFSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000018571 ING DFA World Equity Portfolio C000051532 Adviser Class IFPAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000018571 ING DFA World Equity Portfolio C000051533 Institutional Class IFPIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000018571 ING DFA World Equity Portfolio C000051534 Service Class IFFSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005644 ING FMR Diversified Mid Cap Portfolio C000015405 Adviser Class IFDMX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005644 ING FMR Diversified Mid Cap Portfolio C000015406 Class I IFDIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005644 ING FMR Diversified Mid Cap Portfolio C000015407 Class S IFDSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005644 ING FMR Diversified Mid Cap Portfolio C000015408 Class S2 IFDTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000010459 ING Franklin Income Portfolio C000028890 Adviser Class IIFAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000010459 ING Franklin Income Portfolio C000028891 Class I IIFIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000010459 ING Franklin Income Portfolio C000028892 Class S IIFSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000010459 ING Franklin Income Portfolio C000028893 Class S2 IIFTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000017159 ING Franklin Mutual Shares Portfolio C000047548 Adviser Class IFMAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000017159 ING Franklin Mutual Shares Portfolio C000047549 Institutional Class IFMIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000017159 ING Franklin Mutual Shares Portfolio C000047550 Service Class IFMSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000017160 ING Franklin Templeton Founding Strategy Portfolio C000047552 Adviser Class ITFAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000017160 ING Franklin Templeton Founding Strategy Portfolio C000047553 Institutional Class ITFIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000017160 ING Franklin Templeton Founding Strategy Portfolio C000047551 Service Class ITFSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005618 ING Global Resources Portfolio C000028898 Class ADV IGRAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005618 ING Global Resources Portfolio C000015314 Class I IGRIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005618 ING Global Resources Portfolio C000015315 Class S IGRSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005618 ING Global Resources Portfolio C000015316 Class S2 IGRTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000021948 ING Goldman Sachs Commodity Strategy Portfolio C000063097 Adviser Class IAGMX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000021948 ING Goldman Sachs Commodity Strategy Portfolio C000063098 Class I IGCPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000021948 ING Goldman Sachs Commodity Strategy Portfolio C000063099 Class S ISGMX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000021948 ING Goldman Sachs Commodity Strategy Portfolio C000063100 Class S2 NULL 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005746 ING Invesco Van Kampen Growth and Income Portfolio C000015780 Adviser Class IVGAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005746 ING Invesco Van Kampen Growth and Income Portfolio C000015781 Class I IVGIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005746 ING Invesco Van Kampen Growth and Income Portfolio C000015782 Class S IVGSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005746 ING Invesco Van Kampen Growth and Income Portfolio C000015783 Class S2 IVITX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005623 ING JPMorgan Emerging Markets Equity Portfolio C000015329 Class ADV IJEAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005623 ING JPMorgan Emerging Markets Equity Portfolio C000015330 Class I IJEMX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005623 ING JPMorgan Emerging Markets Equity Portfolio C000015331 Class S IJPIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005623 ING JPMorgan Emerging Markets Equity Portfolio C000015332 Class S2 IJPTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005624 ING JPMorgan Small Cap Core Equity Portfolio C000028903 Class ADV IJSAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005624 ING JPMorgan Small Cap Core Equity Portfolio C000015333 Class I IJSIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005624 ING JPMorgan Small Cap Core Equity Portfolio C000015334 Class S IJSSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005624 ING JPMorgan Small Cap Core Equity Portfolio C000015335 Class S2 IJSTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005752 ING Large Cap Growth Portfolio C000015798 Adviser Class IEOPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005752 ING Large Cap Growth Portfolio C000015799 Class I IEOHX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005752 ING Large Cap Growth Portfolio C000015800 Class S IEOSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005752 ING Large Cap Growth Portfolio C000015801 Class S2 IEOTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000012824 ING Large Cap Value Portfolio C000034673 Adviser Class IPEAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000012824 ING Large Cap Value Portfolio C000034674 Class I IPEIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000012824 ING Large Cap Value Portfolio C000034675 Class S IPESX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000012824 ING Large Cap Value Portfolio C000034676 Class S2 IPETX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005629 ING Limited Maturity Bond Portfolio C000015349 Class ADV IMBAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005629 ING Limited Maturity Bond Portfolio C000015350 Class I ILBPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005629 ING Limited Maturity Bond Portfolio C000015351 Class S ILMBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005629 ING Limited Maturity Bond Portfolio C000015352 Class S2 IMBSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005630 ING Liquid Assets Portfolio C000015353 Class I ILPXX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005630 ING Liquid Assets Portfolio C000015354 Class S ISPXX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005630 ING Liquid Assets Portfolio C000015355 Class S2 ITLXX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005757 ING Lord Abbett Growth and Income Portfolio C000015818 Adviser Class ILAPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005757 ING Lord Abbett Growth and Income Portfolio C000015819 Class I ISLIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005757 ING Lord Abbett Growth and Income Portfolio C000015820 Class S ISLSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005757 ING Lord Abbett Growth and Income Portfolio C000015821 Class S2 ILATX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005634 ING Marsico Growth Portfolio C000015368 Class ADV IMGAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005634 ING Marsico Growth Portfolio C000015369 Class I IMGIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005634 ING Marsico Growth Portfolio C000015370 Class S IMGSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005634 ING Marsico Growth Portfolio C000015371 Class S2 IMGTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005640 ING MFS Total Return Portfolio C000015391 Adviser Class IMTAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005640 ING MFS Total Return Portfolio C000015392 Class I IMTIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005640 ING MFS Total Return Portfolio C000015393 Class S IMSRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005640 ING MFS Total Return Portfolio C000015394 Class S2 IMTRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005641 ING MFS Utilities Portfolio C000015395 Adviser Class IMFAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005641 ING MFS Utilities Portfolio C000015396 Class I IMUIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005641 ING MFS Utilities Portfolio C000015397 Class S IMUSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005641 ING MFS Utilities Portfolio C000015398 Class S2 IMFSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005745 ING Morgan Stanley Global Franchise Portfolio C000015776 Adviser Class IGFAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005745 ING Morgan Stanley Global Franchise Portfolio C000015777 Class I NULL 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005745 ING Morgan Stanley Global Franchise Portfolio C000015778 Class S IVGTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005745 ING Morgan Stanley Global Franchise Portfolio C000015779 Class S2 IGFSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000023112 ING Morgan Stanley Global Tactical Asset Allocation Portfolio C000083731 Class ADV IGTAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000023112 ING Morgan Stanley Global Tactical Asset Allocation Portfolio C000067387 Service Class IVKPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000023110 ING Oppenheimer Active Allocation Portfolio C000067385 Service Class IOAAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005794 ING PIMCO High Yield Portfolio C000015922 Class ADV IPYAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005794 ING PIMCO High Yield Portfolio C000015923 Class I IPIMX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005794 ING PIMCO High Yield Portfolio C000015924 Class S IPHYX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005794 ING PIMCO High Yield Portfolio C000015921 Class S2 IPYSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005793 ING PIMCO Total Return Bond Portfolio C000029747 Adviser Class IPTAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005793 ING PIMCO Total Return Bond Portfolio C000015918 Class I IPCBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005793 ING PIMCO Total Return Bond Portfolio C000015919 Class S IPCSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005793 ING PIMCO Total Return Bond Portfolio C000015920 Class S2 IPCTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005754 ING Pioneer Fund Portfolio C000015806 Adviser Class IPFAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005754 ING Pioneer Fund Portfolio C000015807 Class I IPPIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005754 ING Pioneer Fund Portfolio C000015808 Class S IPPSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005754 ING Pioneer Fund Portfolio C000015809 Class S2 IPFSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005755 ING Pioneer Mid Cap Value Portfolio C000015810 Adviser Class IPMVX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005755 ING Pioneer Mid Cap Value Portfolio C000015811 Class I IPVIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005755 ING Pioneer Mid Cap Value Portfolio C000015812 Class S IPVSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005755 ING Pioneer Mid Cap Value Portfolio C000015813 Class S2 IPMCX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000026280 ING Retirement Conservative Portfolio C000079016 Class ADV IRCAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000026280 ING Retirement Conservative Portfolio C000079017 Class I IRCPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000026281 ING Retirement Growth Portfolio C000079018 Class ADV IRGPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000026281 ING Retirement Growth Portfolio C000079019 Class I IIRGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000026282 ING Retirement Moderate Growth Portfolio C000079020 Class ADV IRMGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000026282 ING Retirement Moderate Growth Portfolio C000079021 Class I IRGMX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000026283 ING Retirement Moderate Portfolio C000079022 Class ADV IRMPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000026283 ING Retirement Moderate Portfolio C000079023 Class I IRMIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005759 ING T. Rowe Price Capital Appreciation Portfolio C000015823 Adviser Class ITRAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005759 ING T. Rowe Price Capital Appreciation Portfolio C000015824 Class I ITRIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005759 ING T. Rowe Price Capital Appreciation Portfolio C000015825 Class S ITCSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005759 ING T. Rowe Price Capital Appreciation Portfolio C000015826 Class S2 ITCTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005760 ING T. Rowe Price Equity Income Portfolio C000015827 Adviser Class ITEAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005760 ING T. Rowe Price Equity Income Portfolio C000015828 Class I ITEIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005760 ING T. Rowe Price Equity Income Portfolio C000015829 Class S IRPSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005760 ING T. Rowe Price Equity Income Portfolio C000015830 Class S2 ITETX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005635 ING T. Rowe Price International Stock Portfolio C000015372 Class ADV IMIOX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005635 ING T. Rowe Price International Stock Portfolio C000015373 Class I IMASX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005635 ING T. Rowe Price International Stock Portfolio C000015374 Class S IMISX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000009775 ING Templeton Global Growth Portfolio C000026857 Adviser Class IGGAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000009775 ING Templeton Global Growth Portfolio C000026858 Class I IIGGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000009775 ING Templeton Global Growth Portfolio C000026859 Class S ISGGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000009775 ING Templeton Global Growth Portfolio C000026860 Class S2 ICGGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005758 ING U.S. Stock Index Portfolio C000075972 Adviser Class ISIVX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005758 ING U.S. Stock Index Portfolio C000015822 Class I INGIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005758 ING U.S. Stock Index Portfolio C000053098 Class S2 ISIPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000005758 ING U.S. Stock Index Portfolio C000047554 Service Class ISJBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000009776 ING Wells Fargo Small Cap Disciplined Portfolio C000026861 Adviser Class IWSAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000009776 ING Wells Fargo Small Cap Disciplined Portfolio C000026862 Class I IWSIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000009776 ING Wells Fargo Small Cap Disciplined Portfolio C000026863 Class S IWSSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-05629 0000837276 ING INVESTORS TRUST 30 S000009776 ING Wells Fargo Small Cap Disciplined Portfolio C000026864 Class S2 IWSTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-07978 0000911294 ING MAYFLOWER TRUST 30 S000008715 ING International Value Fund C000023748 Class A NIVAX ING FUNDS SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-07978 0000911294 ING MAYFLOWER TRUST 30 S000008715 ING International Value Fund C000023749 Class B NIVBX ING FUNDS SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-07978 0000911294 ING MAYFLOWER TRUST 30 S000008715 ING International Value Fund C000023750 Class C NIVCX ING FUNDS SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-07978 0000911294 ING MAYFLOWER TRUST 30 S000008715 ING International Value Fund C000023751 Class I NIIVX ING FUNDS SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-07978 0000911294 ING MAYFLOWER TRUST 30 S000008715 ING International Value Fund C000078745 Class W IIVWX ING FUNDS SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-02565 0000002663 ING MONEY MARKET PORTFOLIO 30 S000008702 ING Money Market Portfolio C000076529 Class ADV NULL ING FUNDS SERVICES SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-02565 0000002663 ING MONEY MARKET PORTFOLIO 30 S000008702 ING Money Market Portfolio C000023718 Class I IVMXX ING FUNDS SERVICES SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-02565 0000002663 ING MONEY MARKET PORTFOLIO 30 S000008702 ING Money Market Portfolio C000028786 Class S IMSXX ING FUNDS SERVICES SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-02565 0000002663 ING MONEY MARKET PORTFOLIO 30 S000008702 ING Money Market Portfolio C000074895 Class S2 NULL ING FUNDS SERVICES SCOTTSDALE 85258 AZ 7337 E. 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SCOTTSDALE 85258 AZ NULL 811-07428 0000895430 ING MUTUAL FUNDS 30 S000008522 ING Global Natural Resources Fund C000059858 Class W IGNWX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-07428 0000895430 ING MUTUAL FUNDS 30 S000008524 ING Global Opportunities Fund C000023393 Class A IAFAX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-07428 0000895430 ING MUTUAL FUNDS 30 S000008524 ING Global Opportunities Fund C000023394 Class B IAFBX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-07428 0000895430 ING MUTUAL FUNDS 30 S000008524 ING Global Opportunities Fund C000023395 Class C ICFCX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-07428 0000895430 ING MUTUAL FUNDS 30 S000008524 ING Global Opportunities Fund C000023396 Class I IAFIX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ NULL 811-07428 0000895430 ING MUTUAL FUNDS 30 S000008524 ING Global Opportunities Fund C000059859 Class W IFFWX 7337 E 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Fund EFA 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-09729 0001100663 iSHARES TRUST 30 S000031837 iShares MSCI EAFE Minimum Volatility Index Fund C000099140 iShares MSCI EAFE Minimum Volatility Index Fund EFAV 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-09729 0001100663 iSHARES TRUST 30 S000019124 iShares MSCI EAFE Small Cap Index Fund C000052896 iShares MSCI EAFE Small Cap Index Fund SCZ 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-09729 0001100663 iSHARES TRUST 30 S000004438 iShares MSCI EAFE Value Index Fund C000012201 iShares MSCI EAFE Value Index Fund EFV 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-09729 0001100663 iSHARES TRUST 30 S000028678 iShares MSCI Egypt Capped Investable Market Index Fund C000087776 iShares MSCI Egypt Capped Investable Market Index Fund NULL 400 HOWARD STREET SAN FRANCISCO 94105 CA NULL 811-09729 0001100663 iSHARES TRUST 30 S000027325 iShares MSCI Emerging Markets Financials Sector Index Fund C000082527 iShares MSCI Emerging Markets 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Janus Conservative Allocation Fund C000077719 Class C NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010483 Janus Conservative Allocation Fund C000083529 Class D NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010483 Janus Conservative Allocation Fund C000077720 Class I NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010483 Janus Conservative Allocation Fund C000077721 Class S NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010483 Janus Conservative Allocation Fund C000028943 Class T JSPCX 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010475 Janus Contrarian Fund C000077683 Class A NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010475 Janus Contrarian Fund C000077684 Class C NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010475 Janus Contrarian Fund C000083521 Class D NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010475 Janus Contrarian Fund C000077685 Class I NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010475 Janus Contrarian Fund C000114875 Class N NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010475 Janus Contrarian Fund C000077686 Class R NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010475 Janus Contrarian Fund C000077687 Class S NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010475 Janus Contrarian Fund C000028934 Class T JSVAX 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030900 Janus Emerging Markets Fund C000095868 Class A NULL 151 DETROIT STREET 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Janus Flexible Bond Fund C000077746 Class S NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010492 Janus Flexible Bond Fund C000028954 Class T JAFIX 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025893 Janus Forty Fund C000077618 Class A NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025893 Janus Forty Fund C000077619 Class C NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025893 Janus Forty Fund C000077620 Class I NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025893 Janus Forty Fund C000114888 Class N NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025893 Janus Forty Fund C000077621 Class R NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025893 Janus Forty Fund 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811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010493 Janus Fund C000077751 Class S NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010493 Janus Fund C000028955 Class T JANSX 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030901 Janus Global Bond Fund C000095877 Class A NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030901 Janus Global Bond Fund C000095878 Class C NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030901 Janus Global Bond Fund C000095879 Class D NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030901 Janus Global Bond Fund C000095874 Class I NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030901 Janus Global Bond Fund C000114892 Class N NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030901 Janus Global Bond Fund C000095875 Class S NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030901 Janus Global Bond Fund C000095876 Class T NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010494 Janus Global Life Sciences Fund C000077752 Class A NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010494 Janus Global Life Sciences Fund C000077753 Class C NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010494 Janus Global Life Sciences Fund C000083538 Class D NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010494 Janus Global Life Sciences Fund C000077754 Class I NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010494 Janus Global Life Sciences Fund C000077755 Class S NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010494 Janus Global Life Sciences Fund C000028956 Class T JAGLX 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025891 Janus Global Market Neutral Fund C000077609 Class A NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025891 Janus Global Market Neutral Fund C000077610 Class C NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025891 Janus Global Market Neutral Fund C000077611 Class I NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025891 Janus Global Market Neutral Fund C000077612 Class R NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025891 Janus Global Market Neutral Fund C000077607 Class S NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025891 Janus Global Market Neutral Fund C000077608 Class T NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025889 Janus Global Real Estate Fund C000077597 Class A NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025889 Janus Global Real Estate Fund C000077598 Class C NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025889 Janus Global Real Estate Fund C000083540 Class D NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025889 Janus Global Real Estate Fund C000077599 Class I NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025889 Janus Global Real Estate Fund C000077600 Class S NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025889 Janus Global Real Estate Fund C000077601 Class T NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010477 Janus Global Research Fund C000077693 Class A NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010477 Janus Global Research Fund C000077694 Class C NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010477 Janus Global Research Fund C000083523 Class D NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010477 Janus Global Research Fund C000077695 Class I NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010477 Janus Global Research Fund C000114877 Class N NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010477 Janus Global Research Fund C000077696 Class S NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010477 Janus Global Research Fund C000028936 Class T JARFX 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010474 Janus Global Select Fund C000077678 Class A NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010474 Janus Global Select Fund C000077679 Class C NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010474 Janus Global Select Fund C000083520 Class D NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010474 Janus Global Select Fund C000077680 Class I NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010474 Janus Global Select Fund C000114874 Class N NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010474 Janus Global Select Fund C000077681 Class R NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010474 Janus Global Select Fund C000077682 Class S NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010474 Janus Global Select Fund C000028933 Class T JORNX 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010465 Janus Global Technology Fund C000077655 Class A NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010465 Janus Global Technology Fund C000077656 Class C NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010465 Janus Global Technology Fund C000083513 Class D NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010465 Janus Global Technology Fund C000077657 Class I NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010465 Janus Global Technology Fund C000077658 Class S NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010465 Janus Global Technology Fund C000028919 Class T JAGTX 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010466 Janus Government Money Market Fund C000083514 Class D NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010466 Janus Government Money Market Fund C000028921 Class T JAGXX 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010481 Janus Growth Allocation Fund C000077710 Class A NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010481 Janus Growth Allocation Fund C000077711 Class C NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010481 Janus Growth Allocation Fund C000083527 Class D NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010481 Janus Growth Allocation Fund C000077712 Class I NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010481 Janus Growth Allocation Fund C000077713 Class S NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010481 Janus Growth Allocation Fund C000028941 Class T JSPGX 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010467 Janus Growth and Income Fund C000077659 Class A NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010467 Janus Growth and Income Fund C000077660 Class C NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010467 Janus Growth and Income Fund C000083515 Class D NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010467 Janus Growth and Income Fund C000077661 Class I NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010467 Janus Growth and Income Fund C000114870 Class N NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010467 Janus Growth and Income Fund C000077662 Class R NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010467 Janus Growth and Income Fund C000077663 Class S NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010467 Janus Growth and Income Fund C000028923 Class T JAGIX 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010468 Janus High-Yield Fund C000077664 Class A NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010468 Janus High-Yield Fund C000077665 Class C NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010468 Janus High-Yield Fund C000083516 Class D NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010468 Janus High-Yield Fund C000077666 Class I NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010468 Janus High-Yield Fund C000114871 Class N NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010468 Janus High-Yield Fund C000077667 Class R NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010468 Janus High-Yield Fund C000077668 Class S NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010468 Janus High-Yield Fund C000028924 Class T JAHYX 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025894 Janus International Equity Fund C000077624 Class A NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025894 Janus International Equity Fund C000077625 Class C NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025894 Janus International Equity Fund C000083542 Class D NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025894 Janus International Equity Fund C000077626 Class I NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025894 Janus International Equity Fund C000114889 Class N NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025894 Janus International Equity Fund C000077627 Class R NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025894 Janus International Equity Fund C000077628 Class S NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025894 Janus International Equity Fund C000077629 Class T NULL 151 DETROIT STREET DENVER 80206 CO NULL 811-01879 0000277751 JANUS INVESTMENT FUND 30 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811-08894 0000933691 JNL SERIES TRUST 30 S000001722 JNL/GOLDMAN SACHS MID CAP VALUE FUND C000067963 JNL/GOLDMAN SACHS MID CAP VALUE FUND (B) NULL 1 CORPORATE WAY LANSING 48951 MI NULL 811-08894 0000933691 JNL SERIES TRUST 30 S000014512 JNL/GOLDMAN SACHS U.S. EQUITY FLEX FUND C000039490 JNL/GOLDMAN SACHS U.S. EQUITY FLEX FUND (A) NULL 1 CORPORATE WAY LANSING 48951 MI NULL 811-08894 0000933691 JNL SERIES TRUST 30 S000014512 JNL/GOLDMAN SACHS U.S. EQUITY FLEX FUND C000068000 JNL/GOLDMAN SACHS U.S. EQUITY FLEX FUND (B) NULL 1 CORPORATE WAY LANSING 48951 MI NULL 811-08894 0000933691 JNL SERIES TRUST 30 S000001732 JNL/INVESCO GLOBAL REAL ESTATE FUND C000004639 JNL/INVESCO GLOBAL REAL ESTATE FUND (A) NULL 1 CORPORATE WAY LANSING 48951 MI NULL 811-08894 0000933691 JNL SERIES TRUST 30 S000001732 JNL/INVESCO GLOBAL REAL ESTATE FUND C000067973 JNL/INVESCO GLOBAL REAL ESTATE FUND (B) NULL 1 CORPORATE WAY LANSING 48951 MI NULL 811-08894 0000933691 JNL SERIES TRUST 30 S000001723 JNL/INVESCO INTERNATIONAL GROWTH FUND C000004630 JNL/INVESCO INTERNATIONAL GROWTH FUND (A) NULL 1 CORPORATE WAY LANSING 48951 MI NULL 811-08894 0000933691 JNL SERIES TRUST 30 S000001723 JNL/INVESCO INTERNATIONAL GROWTH FUND C000067964 JNL/INVESCO INTERNATIONAL GROWTH FUND (B) NULL 1 CORPORATE WAY LANSING 48951 MI NULL 811-08894 0000933691 JNL SERIES TRUST 30 S000001721 JNL/INVESCO LARGE CAP GROWTH FUND C000004628 JNL/INVESCO LARGE CAP GROWTH FUND (A) NULL 1 CORPORATE WAY LANSING 48951 MI NULL 811-08894 0000933691 JNL SERIES TRUST 30 S000001721 JNL/INVESCO LARGE CAP GROWTH FUND C000067962 JNL/INVESCO LARGE CAP GROWTH FUND (B) NULL 1 CORPORATE WAY LANSING 48951 MI NULL 811-08894 0000933691 JNL SERIES TRUST 30 S000001743 JNL/INVESCO SMALL CAP GROWTH FUND C000004650 JNL/INVESCO SMALL CAP GROWTH FUND (A) NULL 1 CORPORATE WAY LANSING 48951 MI NULL 811-08894 0000933691 JNL SERIES TRUST 30 S000001743 JNL/INVESCO SMALL CAP GROWTH FUND C000067981 JNL/INVESCO SMALL CAP GROWTH FUND (B) NULL 1 CORPORATE WAY 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John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000100860 Class C NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000100861 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000100866 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000100862 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000100863 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000100864 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000100865 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003318 Fundamental Value Fund C000008930 Class NAV JHFLX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000035066 Global Absolute Return Strategies Fund C000107909 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000035066 Global Absolute Return Strategies Fund C000107910 Class C NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000035066 Global Absolute Return Strategies Fund C000107911 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000035066 Global Absolute Return Strategies Fund C000107912 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000035066 Global Absolute Return Strategies Fund C000113522 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000035066 Global Absolute Return Strategies Fund C000107913 Class R6 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003319 Global Bond Fund C000008940 Class 1 JIGDX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003319 Global Bond Fund C000008939 Class NAV JHGDX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009801 Global Fund C000027070 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009801 Global Fund C000027068 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000026717 Global High Yield Fund C000080188 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000026717 Global High Yield Fund C000080186 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000026717 Global High Yield Fund C000080187 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000026717 Global High Yield Fund C000080189 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009780 Global Real Estate Fund C000026887 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009780 Global Real Estate Fund C000026885 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000034046 Health Sciences Fund C000104936 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003403 Heritage Fund C000009394 Class 1 JIVTX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003403 Heritage Fund C000009393 Class NAV JHVTX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000011373 High Income Fund C000031501 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000011373 High Income Fund C000031499 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003320 High Yield Fund C000008949 Class 1 JIHDX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003320 High Yield Fund C000008948 Class NAV JHHDX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000017261 Income Fund C000047779 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000017261 Income Fund C000047778 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013651 Index 500 Fund C000037329 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009788 International Equity Index Fund C000026953 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009788 International Equity Index Fund C000026951 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000037601 International Growth Opportunities Fund C000116031 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000037601 International Growth Opportunities Fund C000116032 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000037601 International Growth Opportunities Fund C000116033 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000029558 International Growth Stock Fund C000090706 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003321 International Opportunities Fund C000008958 Class 1 JIIOX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003321 International Opportunities Fund C000008957 Class NAV JHIOX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003322 International Small Cap Fund C000008967 Class 1 JIIMX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003322 International Small Cap Fund C000008966 Class NAV JHISX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009779 International Small Company Fund C000026878 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009779 International Small Company Fund C000026876 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003324 International Value Fund C000008985 Class 1 JIVIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003324 International Value Fund C000008984 Class NAV JHVIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003325 Investment Quality Bond Fund C000008994 Class 1 JIQBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003325 Investment Quality Bond Fund C000008993 Class NAV JHQBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003326 Large Cap Fund C000009003 Class 1 JILPX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003326 Large Cap Fund C000009002 Class NAV JHLPX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Fund C000009056 Class 1 JILAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Fund C000009050 Class A JALAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Fund C000009051 Class B JBLAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Fund C000009052 Class C JCLAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Fund C000036288 Class R1 JPLAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Fund C000113497 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Fund C000009053 Class R3 JRLAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Fund C000009054 Class R4 JSLAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Fund C000009055 Class R5 JTLAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Fund C000106452 Class R6 JULAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Fund C000009068 Class 1 JILBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Fund C000034075 Class 5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Fund C000009062 Class A JALBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Fund C000009063 Class B JBLBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Fund C000009064 Class C JCLBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Fund C000036291 Class R1 JPLBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Fund C000113498 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Fund C000009065 Class R3 JRLBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Fund C000009066 Class R4 JSLBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Fund C000009067 Class R5 JTSBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Fund C000106453 Class R6 JULBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Fund C000009077 Class 1 JILCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Fund C000009071 Class A JALRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Fund C000009072 Class B JBLCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Fund C000009073 Class C JCLCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Fund C000036294 Class R1 JPLCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Fund C000113499 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Fund C000009074 Class R3 JRLCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Fund C000009075 Class R4 JSLCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Fund C000009076 Class R5 JTLRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Fund C000106454 Class R6 JULCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Fund C000009086 Class 1 JILGX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Fund C000034076 Class 5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Fund C000009080 Class A JALGX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Fund C000009081 Class B JBLGX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Fund C000009082 Class C JCLGX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Fund C000036297 Class R1 JPLGX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Fund C000113500 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Fund C000009083 Class R3 JRLGX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Fund C000009084 Class R4 JSLGX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Fund C000009085 Class R5 JTLGX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Fund C000106455 Class R6 JULGX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Fund C000009105 Class 1 JILMX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Fund C000034077 Class 5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Fund C000009099 Class A JALMX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Fund C000009100 Class B JBLMX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Fund C000009101 Class C JCLMX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Fund C000036300 Class R1 JPLMX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Fund C000113501 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Fund C000009102 Class R3 JRLMX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Fund C000009103 Class R4 JSLMX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Fund C000009104 Class R5 JTLMX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Fund C000106456 Class R6 JULMX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028816 Mid Cap Growth Index Fund C000088335 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028816 Mid Cap Growth Index Fund C000088334 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009793 Mid Cap Index Fund C000026998 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009793 Mid Cap Index Fund C000026996 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003344 Mid Cap Stock Fund C000009123 Class 1 JIMSX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003344 Mid Cap Stock Fund C000009122 Class NAV NHMSX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009782 Mid Cap Value Equity Fund C000026905 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009782 Mid Cap Value Equity Fund C000026903 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028819 Mid Cap Value Index Fund C000088351 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028819 Mid Cap Value Index Fund C000088350 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000024677 Mid Value Fund C000073279 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000024677 Mid Value Fund C000073278 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009794 Money Market Fund C000027007 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009794 Money Market Fund C000027005 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000026718 Multi Sector Bond Fund C000080192 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000026718 Multi Sector Bond Fund C000080190 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000026718 Multi Sector Bond Fund C000080191 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000026718 Multi Sector Bond Fund C000080193 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000029557 Mutual Shares Fund C000090705 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000029557 Mutual Shares Fund C000090704 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003346 Natural Resources Fund C000009141 Class 1 JINRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003346 Natural Resources Fund C000085585 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003346 Natural Resources Fund C000085586 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003346 Natural Resources Fund C000009140 Class NAV JHNRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003346 Natural Resources Fund C000106457 Class R6 JRNRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009781 Real Estate Equity Fund C000026896 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009781 Real Estate Equity Fund C000026894 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003356 Real Estate Securities Fund C000009189 Class 1 JIREX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003356 Real Estate Securities Fund C000009188 Class NAV JHREX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003357 Real Return Bond Fund C000009198 Class 1 JIRRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003357 Real Return Bond Fund C000009197 Class NAV JHRRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000034047 Redwood Fund C000104937 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028820 Retirement Choices at 2010 Portfolio C000088353 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028820 Retirement Choices at 2010 Portfolio C000088354 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028820 Retirement Choices at 2010 Portfolio C000088352 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028820 Retirement Choices at 2010 Portfolio C000088355 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028820 Retirement Choices at 2010 Portfolio C000113515 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028820 Retirement Choices at 2010 Portfolio C000088356 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028820 Retirement Choices at 2010 Portfolio C000088357 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028820 Retirement Choices at 2010 Portfolio C000088358 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028820 Retirement Choices at 2010 Portfolio C000106474 Class R6 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028821 Retirement Choices at 2015 Portfolio C000088365 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028821 Retirement Choices at 2015 Portfolio C000088359 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028821 Retirement Choices at 2015 Portfolio C000088364 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028821 Retirement Choices at 2015 Portfolio C000088360 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028821 Retirement Choices at 2015 Portfolio C000113516 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028821 Retirement Choices at 2015 Portfolio C000088361 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028821 Retirement Choices at 2015 Portfolio C000088362 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028821 Retirement Choices at 2015 Portfolio C000088363 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028821 Retirement Choices at 2015 Portfolio C000106475 Class R6 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028822 Retirement Choices at 2020 Portfolio C000088372 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028822 Retirement Choices at 2020 Portfolio C000088366 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028822 Retirement Choices at 2020 Portfolio C000088371 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028822 Retirement Choices at 2020 Portfolio C000088367 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028822 Retirement Choices at 2020 Portfolio C000113517 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028822 Retirement Choices at 2020 Portfolio C000088368 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028822 Retirement Choices at 2020 Portfolio C000088369 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028822 Retirement Choices at 2020 Portfolio C000088370 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028822 Retirement Choices at 2020 Portfolio C000106476 Class R6 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028823 Retirement Choices at 2025 Portfolio C000088379 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028823 Retirement Choices at 2025 Portfolio C000088373 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028823 Retirement Choices at 2025 Portfolio C000088378 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028823 Retirement Choices at 2025 Portfolio C000088374 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028823 Retirement Choices at 2025 Portfolio C000113518 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028823 Retirement Choices at 2025 Portfolio C000088375 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028823 Retirement Choices at 2025 Portfolio C000088376 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028823 Retirement Choices at 2025 Portfolio C000088377 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028823 Retirement Choices at 2025 Portfolio C000106477 Class R6 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028824 Retirement Choices at 2030 Portfolio C000088386 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028824 Retirement Choices at 2030 Portfolio C000088380 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028824 Retirement Choices at 2030 Portfolio C000088385 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028824 Retirement Choices at 2030 Portfolio C000088381 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028824 Retirement Choices at 2030 Portfolio C000113519 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028824 Retirement Choices at 2030 Portfolio C000088382 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028824 Retirement Choices at 2030 Portfolio C000088383 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028824 Retirement Choices at 2030 Portfolio C000088384 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028824 Retirement Choices at 2030 Portfolio C000106478 Class R6 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028825 Retirement Choices at 2035 Portfolio C000088393 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028825 Retirement Choices at 2035 Portfolio C000088387 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028825 Retirement Choices at 2035 Portfolio C000088392 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028825 Retirement Choices at 2035 Portfolio C000088388 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028825 Retirement Choices at 2035 Portfolio C000113520 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028825 Retirement Choices at 2035 Portfolio C000088389 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028825 Retirement Choices at 2035 Portfolio C000088390 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028825 Retirement Choices at 2035 Portfolio C000088391 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028825 Retirement Choices at 2035 Portfolio C000106479 Class R6 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028826 Retirement Choices at 2040 Portfolio C000088400 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028826 Retirement Choices at 2040 Portfolio C000088394 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028826 Retirement Choices at 2040 Portfolio C000088399 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028826 Retirement Choices at 2040 Portfolio C000088395 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028826 Retirement Choices at 2040 Portfolio C000113521 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028826 Retirement Choices at 2040 Portfolio C000088396 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028826 Retirement Choices at 2040 Portfolio C000088397 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028826 Retirement Choices at 2040 Portfolio C000088398 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028826 Retirement Choices at 2040 Portfolio C000106480 Class R6 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028817 Retirement Choices at 2045 Portfolio C000088342 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028817 Retirement Choices at 2045 Portfolio C000088336 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028817 Retirement Choices at 2045 Portfolio C000088341 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028817 Retirement Choices at 2045 Portfolio C000088337 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028817 Retirement Choices at 2045 Portfolio C000113513 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028817 Retirement Choices at 2045 Portfolio C000088338 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028817 Retirement Choices at 2045 Portfolio C000088339 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028817 Retirement Choices at 2045 Portfolio C000088340 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028817 Retirement Choices at 2045 Portfolio C000106472 Class R6 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028818 Retirement Choices at 2050 Portfolio C000088349 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028818 Retirement Choices at 2050 Portfolio C000088343 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028818 Retirement Choices at 2050 Portfolio C000088348 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028818 Retirement Choices at 2050 Portfolio C000088344 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028818 Retirement Choices at 2050 Portfolio C000113514 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028818 Retirement Choices at 2050 Portfolio C000088345 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028818 Retirement Choices at 2050 Portfolio C000088346 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028818 Retirement Choices at 2050 Portfolio C000088347 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000028818 Retirement Choices at 2050 Portfolio C000106473 Class R6 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000037309 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000037307 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000037312 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000037314 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000113503 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000037316 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000037317 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000037308 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000106459 Class R6 JLAIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000037340 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000037330 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000037333 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000037335 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000113504 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000037337 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000037338 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000037339 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000106460 Class R6 JLBJX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000037351 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000037341 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000037344 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000037346 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000113505 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000037348 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000037349 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000037350 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000106461 Class R6 JLDIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000037362 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000037352 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000037355 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000037357 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000113506 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000037359 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000037360 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000037361 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000106462 Class R6 JLEIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000037373 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000037363 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000037366 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000037368 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000113507 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000037370 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000037371 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000037372 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000106463 Class R6 JLFIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000037384 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000037374 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000037377 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000037379 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000113508 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000037381 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000037382 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000037383 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000106464 Class R6 JLHIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000037395 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000037385 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000037388 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000037390 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000113509 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000037392 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000037393 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000037394 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000106465 Class R6 JLIIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000037406 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000037396 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000037399 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000037401 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000113510 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000037403 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000037404 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000037405 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000106466 Class R6 JLJIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000037417 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000037407 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000037410 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000037412 Class R1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000113511 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000037414 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000037415 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000037416 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000106467 Class R6 JLKRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009815 Science & Technology Fund C000027163 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009815 Science & Technology Fund C000027161 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000024676 Short Term Government Income Fund C000073277 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000024676 Short Term Government Income Fund C000073276 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009817 Small Cap Growth Fund C000027181 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009817 Small Cap Growth Fund C000027179 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009818 Small Cap Index Fund C000027190 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009818 Small Cap Index Fund C000027188 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003360 Small Cap Opportunities Fund C000009221 Class 1 JISOX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003360 Small Cap Opportunities Fund C000009220 Class NAV JHSOX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009819 Small Cap Value Fund C000027199 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009819 Small Cap Value Fund C000027197 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003363 Small Company Growth Fund C000009244 Class 1 JISRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003363 Small Company Growth Fund C000009243 Class NAV JHSRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003364 Small Company Value Fund C000009253 Class 1 JISVX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003364 Small Company Value Fund C000009252 Class NAV JHSVX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000023554 Smaller Company Growth Fund C000069318 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003366 Spectrum Income Fund C000009271 Class 1 JISTX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003366 Spectrum Income Fund C000009270 Class NAV JHSTX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000036500 Strategic Equity Allocation Fund C000111805 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009820 Strategic Income Opportunities Fund C000027208 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009820 Strategic Income Opportunities Fund C000085587 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009820 Strategic Income Opportunities Fund C000085588 Class C NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009820 Strategic Income Opportunities Fund C000085589 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009820 Strategic Income Opportunities Fund C000027206 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009820 Strategic Income Opportunities Fund C000113502 Class R2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009820 Strategic Income Opportunities Fund C000106458 Class R6 JIPRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000026195 Technical Opportunities Fund C000078656 Clas 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000026195 Technical Opportunities Fund C000078654 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000026195 Technical Opportunities Fund C000078655 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000026195 Technical Opportunities Fund C000078657 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000026195 Technical Opportunities Fund C000106471 Class R6 JTCRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000029555 Technical Opportunities Fund II C000090698 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000029555 Technical Opportunities Fund II C000090699 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000029555 Technical Opportunities Fund II C000090700 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009796 Total Bond Market Fund C000027025 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009796 Total Bond Market Fund C000027023 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003394 Total Return Fund C000009326 Class 1 JITRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003394 Total Return Fund C000009325 Class NAV JHTRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009821 Total Stock Market Index Fund C000027217 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009821 Total Stock Market Index Fund C000027215 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003401 U.S. Equity Fund (FKA U.S. Multi Sector Fund) C000009374 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003401 U.S. Equity Fund (FKA U.S. Multi Sector Fund) C000111336 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003401 U.S. Equity Fund (FKA U.S. Multi Sector Fund) C000111337 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003401 U.S. Equity Fund (FKA U.S. Multi Sector Fund) C000009376 Class NAV JHUMX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003400 U.S. High Yield Bond Fund C000009367 Class 1 JIHLX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003400 U.S. High Yield Bond Fund C000009366 Class NAV JHHLX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003402 Value & Restructuring Fund C000009385 Class 1 JIVSX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000003402 Value & Restructuring Fund C000009384 Class NAV JHVSX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009812 Value Fund C000027136 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21779 0001331971 John Hancock Funds II 30 S000009812 Value Fund C000027134 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000025272 John Hancock Core High Yield Fund C000075286 Class A JYIAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000025272 John Hancock Core High Yield Fund C000075287 Class B NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000025272 John Hancock Core High Yield Fund C000075288 Class C NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000025272 John Hancock Core High Yield Fund C000075290 Class I JVIIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000025272 John Hancock Core High Yield Fund C000075289 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000078798 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000069762 Class A JVLAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000069765 Class ADV JVLDX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000069763 Class B JVLBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000069764 Class C JVLCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000069766 Class I JVLIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000069767 Class I2 JVLTX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000078799 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000076624 Class R1 JDVOX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000111293 Class R2 JDVPX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000076625 Class R3 JDVHX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000076626 Class R4 JDVFX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000076627 Class R5 JDVVX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000104499 Class R6 JDVWX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000088535 Class A JVMAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000088537 Class ADV JVMVX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000105879 Class C JVMCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000088536 Class I JVMIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000088538 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000113318 Class R2 JVMSX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000106449 Class R6 JVMRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000015906 John Hancock Global Shareholder Yield Fund C000043689 Class A JGYAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000015906 John Hancock Global Shareholder Yield Fund C000043690 Class B JGYBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000015906 John Hancock Global Shareholder Yield Fund C000043691 Class C JGYCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000015906 John Hancock Global Shareholder Yield Fund C000043686 Class I JGYIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000015906 John Hancock Global Shareholder Yield Fund C000043687 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000015906 John Hancock Global Shareholder Yield Fund C000113315 Class R2 JGSRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000015906 John Hancock Global Shareholder Yield Fund C000106446 Class R6 JGRSX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000014982 John Hancock International Allocation Portfolio C000040806 Class A JAIAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000014982 John Hancock International Allocation Portfolio C000040807 Class B JAIBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000014982 John Hancock International Allocation Portfolio C000040808 Class C JAICX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000014982 John Hancock International Allocation Portfolio C000040809 Class I JAIIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000003778 Class 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000003779 Class A GIDEX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000003780 Class B GOCBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000003781 Class C GOCCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000003782 Class I GOCIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000003783 Class NAV GMINX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000003784 Class R1 GOCRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000113314 Class R2 JICGX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000078722 Class R3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000078723 Class R4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000078724 Class R5 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000106445 Class R6 JICEX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001412 John Hancock International Growth Fund C000003791 Class 1 GOIOX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001412 John Hancock International Growth Fund C000003785 Class A GOIGX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001412 John Hancock International Growth Fund C000003786 Class B GONBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001412 John Hancock International Growth Fund C000003787 Class C GONCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001412 John Hancock International Growth Fund C000003788 Class I GOGIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000001412 John Hancock International Growth Fund C000003789 Class NAV GMLNX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000030739 John Hancock International Value Equity Fund C000095346 Class A JIEAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000030739 John Hancock International Value Equity Fund C000095347 Class I JIEEX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000030739 John Hancock International Value Equity Fund C000095348 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000021761 John Hancock Leveraged Companies Fund C000062452 Class A JVCAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000021761 John Hancock Leveraged Companies Fund C000062453 Class B JVCBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000021761 John Hancock Leveraged Companies Fund C000062454 Class C JVCCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000021761 John Hancock Leveraged Companies Fund C000062455 Class I JVCIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Rainier Growth Fund C000061643 Class A RGROX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Rainier Growth Fund C000061646 Class ADV RGRDX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Rainier Growth Fund C000061647 Class B RGRBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Rainier Growth Fund C000061648 Class C RGRCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Rainier Growth Fund C000061649 Class I RGRIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Rainier Growth Fund C000061650 Class NAV RGRNX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Rainier Growth Fund C000061652 Class R1 RGRWX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Rainier Growth Fund C000113316 Class R2 RGRTX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Rainier Growth Fund C000061654 Class R3 RGRHX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Rainier Growth Fund C000061644 Class R4 RGRFX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Rainier Growth Fund C000061645 Class R5 RGRVX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Rainier Growth Fund C000106447 Class R6 RGRUX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Rainier Growth Fund C000066458 Class T JRGTX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000022404 John Hancock Small Cap Opportunities Fund C000064445 Class A JCPAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000022404 John Hancock Small Cap Opportunities Fund C000064446 Class B JCPBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000022404 John Hancock Small Cap Opportunities Fund C000064447 Class C JCPCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000022404 John Hancock Small Cap Opportunities Fund C000064448 Class I JCPIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000080572 Class A JCSAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000080574 Class ADV JCSDX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000080573 Class I JCSIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000080575 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000088573 Class R1 JCSOX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000113317 Class R2 JCSPX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000088574 Class R3 JCSHX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000088575 Class R4 JCSFX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000088576 Class R5 JCSVX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000106448 Class R6 JCSWX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000035055 John Hancock Strategic Growth Fund C000107855 Class A NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000035055 John Hancock Strategic Growth Fund C000107856 Class I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-21777 0001329954 John Hancock Funds III 30 S000035055 John Hancock Strategic Growth Fund C000107857 Class NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000001788 Class A SVBAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000001789 Class B SVBBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000001790 Class C SVBCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000001791 Class I SVBIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000067861 Class R1 JBARX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000113485 Class R2 JBATX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000067863 Class R3 JBAHX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000067864 Class R4 JBAFX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000067865 Class R5 JBAVX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000106438 Class R6 JBAWX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000632 Global Opportunities Fund C000001801 Class A JGPAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000632 Global Opportunities Fund C000001802 Class B JGPBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000632 Global Opportunities Fund C000001803 Class C JGPCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000632 Global Opportunities Fund C000001804 Class I JGPIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000632 Global Opportunities Fund C000051989 Class NAV JGPNX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000632 Global Opportunities Fund C000113487 Class R2 JGPSX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000632 Global Opportunities Fund C000106441 Class R6 JGPRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Large Cap Equity Fund C000001792 Class A TAGRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Large Cap Equity Fund C000001793 Class B TSGWX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Large Cap Equity Fund C000001794 Class C JHLVX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Large Cap Equity Fund C000001795 Class I JLVIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Large Cap Equity Fund C000078714 Class R1 JLCRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Large Cap Equity Fund C000113486 Class R2 JLCYX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Large Cap Equity Fund C000078715 Class R3 JLCHX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Large Cap Equity Fund C000078716 Class R4 JLCFX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Large Cap Equity Fund C000078717 Class R5 JLCVX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Large Cap Equity Fund C000106439 Class R6 JLCWX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000633 Small Cap Intrinsic Value Fund C000001805 Class A JHIAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000633 Small Cap Intrinsic Value Fund C000001806 Class B JHCIBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000633 Small Cap Intrinsic Value Fund C000001807 Class C JSICX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000633 Small Cap Intrinsic Value Fund C000001808 Class I JHIIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000633 Small Cap Intrinsic Value Fund C000106443 Class R6 JHIRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000633 Small Cap Intrinsic Value Fund C000047850 NAV JHIFX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000631 Sovereign Investors Fund C000001796 Class A SOVIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000631 Sovereign Investors Fund C000001797 Class B SOVBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000631 Sovereign Investors Fund C000001798 Class C SOVCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000631 Sovereign Investors Fund C000001799 Class I SOIIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000631 Sovereign Investors Fund C000106440 Class R6 SDVRX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000634 Financial Industries Fund C000001809 Class A FIDAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000634 Financial Industries Fund C000001810 Class B FIDBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000634 Financial Industries Fund C000001811 Class C FIDCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000634 Financial Industries Fund C000001812 Class I FIDIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000635 Regional Bank Fund C000001813 Class A FRBAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000635 Regional Bank Fund C000001814 Class B FRBFX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000635 Regional Bank Fund C000001815 Class C FRBCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000636 Small Cap Equity Fund C000001816 Class A SPVAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000636 Small Cap Equity Fund C000001817 Class B SPVBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000636 Small Cap Equity Fund C000001818 Class C SPVCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000636 Small Cap Equity Fund C000001819 Class I SPVIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000636 Small Cap Equity Fund C000106444 Class R6 SPVSX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04630 0000791271 JOHN HANCOCK INVESTMENT TRUST III 30 S000000639 Greater China Opportunities Fund C000001829 Class A JCOAX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04630 0000791271 JOHN HANCOCK INVESTMENT TRUST III 30 S000000639 Greater China Opportunities Fund C000001830 Class B JCOBX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04630 0000791271 JOHN HANCOCK INVESTMENT TRUST III 30 S000000639 Greater China Opportunities Fund C000001831 Class C JCOCX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04630 0000791271 JOHN HANCOCK INVESTMENT TRUST III 30 S000000639 Greater China Opportunities Fund C000001832 Class I JCOIX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04630 0000791271 JOHN HANCOCK INVESTMENT TRUST III 30 S000000639 Greater China Opportunities Fund C000043937 Class NAV JGCNX 601 CONGRESS STREET BOSTON 02210 MA NULL 811-07711 0001012969 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT Q 32 S000002861 John Hancock Life Insurance Company (U.S.A.) Separate Account Q C000085948 Rev Value - JHLICO NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-07711 0001012969 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT Q 32 S000002861 John Hancock Life Insurance Company (U.S.A.) Separate Account Q C000085949 Rev Value II - JHLICO NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-07711 0001012969 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT Q 32 S000002861 John Hancock Life Insurance Company (U.S.A.) Separate Account Q C000085950 Wealth Builder - JHLICO NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-08696 0000926424 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT R 32 S000002864 John Hancock Life Insurance Company (U.S.A.) Separate Account R C000085926 Independence 2000 - JHVLICO NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-08696 0000926424 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT R 32 S000002864 John Hancock Life Insurance Company (U.S.A.) Separate Account R C000085927 Independence Preferred - JHVLICO NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-07451 0001003466 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT T 32 S000002865 John Hancock Life Insurance Company (U.S.A.) Separate Account T C000085935 Declaration - JHVLICO NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-07451 0001003466 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT T 32 S000002865 John Hancock Life Insurance Company (U.S.A.) Separate Account T C000085936 Patriot - JHVLICO NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-07451 0001003466 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT T 32 S000002865 John Hancock Life Insurance Company (U.S.A.) Separate Account T C000085929 Rev. Access - JHVLICO NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-07451 0001003466 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT T 32 S000002865 John Hancock Life Insurance Company (U.S.A.) Separate Account T C000085930 Rev. Extra - JHVLICO NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-07451 0001003466 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT T 32 S000002865 John Hancock Life Insurance Company (U.S.A.) Separate Account T C000085931 Rev. Value - JHVLICO NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-02143 0000045299 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT W 32 S000002862 John Hancock Life Insurance Company (U.S.A.) Separate Account W C000085944 Accommodator - JHLICO NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-02143 0000045299 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT W 32 S000002862 John Hancock Life Insurance Company (U.S.A.) Separate Account W C000085943 Independence - JHLICO NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-05140 0000818276 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT X 32 S000002863 John Hancock Life Insurance Company (U.S.A.) Separate Account X C000085938 Independence 2000 - JHLICO NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-05140 0000818276 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT X 32 S000002863 John Hancock Life Insurance Company (U.S.A.) Separate Account X C000085939 Independence Preferred - JHLICO NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000027512 Accumulation NULL 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 NULL 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000049287 Accumulation Survivorship Variable Universal Life NULL 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 NULL 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000069364 Accumulation Variable Universal Life NULL 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 NULL 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000027510 Accumulator II NULL 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 NULL 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000027511 EPVUL NULL 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 NULL 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000027517 Majestic Performance VUL NULL 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 NULL 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000062401 Majestic Survivorship VULX NULL 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 NULL 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000070692 Majestic VCOLIX NULL 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 NULL 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000067661 Majestic VULX NULL 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 NULL 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000049286 Protection Survivorship Variable Universal Life NULL 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 NULL 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000076060 Protection Variable Universal Life NULL 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 NULL 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000113133 Protection Variable Universal Life 2012 NULL 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 NULL 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000027513 Protector NULL 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 NULL 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000027516 PVUL (Protection VUL) NULL 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 NULL 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000027514 SPVL NULL 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 NULL 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000027515 SVUL (Survivorship VUL) NULL 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000091149 AnnuityNote Portfolios A Share NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000091148 AnnuityNote Portfolios ADV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000088467 AnnuityNote Portfolios C Share NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000051221 AnnuityNote Series 1 A Share NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000051222 AnnuityNote Series 1 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000078686 AnnuityNote Series 2 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000063737 GIFL Rollover NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000090859 GIFL Select IRA Rollover NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000007836 Strategy NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000007839 Vantage NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000007845 Ven 1 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000007840 Ven 22-23 and Wealthmark NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000007844 Ven 3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000007843 Ven 7 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000007841 Ven 8 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000081726 Venture 4 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000100451 Venture 4 Series Variable Annuity NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000100454 Venture 7 Series Variable Annuity NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000095072 Venture Frontier NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000007846 Venture III and Wealthmark ML3 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000056589 Venture Opportunity A Share NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000106097 Venture Opportunity A-Series Variable Annuity NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000057092 Venture Opportunity B Share NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000106100 Venture Opportunity O-Series Variable Annuity NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000007842 Venture Variable Annuity NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000007837 Vis 25 NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000043115 Vision 2007 NULL 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STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025518 Balanced Trust C000076375 Series I Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025518 Balanced Trust C000076376 Series II Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008217 Blue Chip Growth Trust C000022354 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008217 Blue Chip Growth Trust C000022355 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008217 Blue Chip Growth Trust C000022356 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032002 Bond PS Series C000099616 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032002 Bond PS Series C000099614 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032002 Bond PS Series C000099615 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000026132 Bond Trust C000078285 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000026132 Bond Trust C000078286 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000026132 Bond Trust C000078287 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008220 Capital Appreciation Trust C000022366 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008220 Capital Appreciation Trust C000022367 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008220 Capital Appreciation Trust C000022368 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000021933 Capital Appreciation Value Trust C000063026 NAV Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000021933 Capital Appreciation Value Trust C000063027 Series I Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000021933 Capital Appreciation Value Trust C000063028 Series II Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020243 Core Allocation Plus Trust C000056703 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020243 Core Allocation Plus Trust C000056704 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020243 Core Allocation Plus Trust C000056705 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025522 Core Allocation Trust C000076391 NAV Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025522 Core Allocation Trust C000076389 Series I Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025522 Core Allocation Trust C000076390 Series II Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000026131 Core Balanced Strategy Trust C000078282 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000026131 Core Balanced Strategy Trust C000078283 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000026131 Core Balanced Strategy Trust C000078284 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025524 Core Balanced Trust C000076397 NAV Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025524 Core Balanced Trust C000076395 Series I Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025524 Core Balanced Trust C000076396 Series II Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008222 Core Bond Trust C000022374 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008222 Core Bond Trust C000022375 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008222 Core Bond Trust C000022376 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025523 Core Disciplined Diversification Trust C000076394 NAV Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025523 Core Disciplined Diversification Trust C000076392 Series I Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025523 Core Disciplined Diversification Trust C000076393 Series II Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000022608 Core Diversified Growth & Income Trust C000065371 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000022608 Core Diversified Growth & Income Trust C000065372 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000022608 Core Diversified Growth & Income Trust C000065373 Series III NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000022608 Core Diversified Growth & Income Trust C000065370 Series NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025520 Core Fundamental Holdings Trust C000076381 NAV Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025520 Core Fundamental Holdings Trust C000076382 Series I Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025520 Core Fundamental Holdings Trust C000076383 Series II Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025520 Core Fundamental Holdings Trust C000076384 Series III Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025521 Core Global Diversification Trust C000076388 NAV Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025521 Core Global Diversification Trust C000076385 Series I Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025521 Core Global Diversification Trust C000076386 Series II Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025521 Core Global Diversification Trust C000076387 Series III Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008271 Core Strategy Trust C000022559 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008271 Core Strategy Trust C000022560 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008271 Core Strategy Trust C000022561 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000029540 Currency Strategies trust C000090645 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000029540 Currency Strategies trust C000090643 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000029540 Currency Strategies trust C000090644 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000021934 Disciplined Diversification Trust C000063029 NAV Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000021934 Disciplined Diversification Trust C000063030 Series I Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000021934 Disciplined Diversification Trust C000063031 Series II Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017255 Emerging Markets Value Trust C000047761 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017255 Emerging Markets Value Trust C000047759 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017255 Emerging Markets Value Trust C000047760 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008228 Equity-Income Trust C000022398 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008228 Equity-Income Trust C000022399 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008228 Equity-Income Trust C000022400 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008229 Financial Services Trust C000022402 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008229 Financial Services Trust C000022403 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008229 Financial Services Trust C000022404 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017251 Franklin Templeton Founding Allocation Trust C000047748 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017251 Franklin Templeton Founding Allocation Trust C000047747 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017251 Franklin Templeton Founding Allocation Trust C000047749 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008296 Fundamental All Cap Core Trust C000022664 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008296 Fundamental All Cap Core Trust C000022665 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008296 Fundamental All Cap Core Trust C000022666 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000019301 Fundamental Holdings Trust C000053256 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000019301 Fundamental Holdings Trust C000053257 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000019301 Fundamental Holdings Trust C000053916 Series III NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008321 Fundamental Large Cap Value Trust C000022743 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008321 Fundamental Large Cap Value Trust C000022744 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008321 Fundamental Large Cap Value Trust C000022745 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008230 Fundamental Value Trust C000022406 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008230 Fundamental Value Trust C000022407 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008230 Fundamental Value Trust C000022408 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008233 Global Bond Trust C000022418 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008233 Global Bond Trust C000022419 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008233 Global Bond Trust C000022420 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000019302 Global Diversification Trust C000053259 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000019302 Global Diversification Trust C000053260 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000019302 Global Diversification Trust C000053917 Series III NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008231 Global Trust C000022410 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008231 Global Trust C000022411 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008231 Global Trust C000022412 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000021935 Growth Equity Trust C000063032 NAV Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000021935 Growth Equity Trust C000063033 Series I Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000021935 Growth Equity Trust C000063034 Series II Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008239 Health Sciences Trust C000022442 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008239 Health Sciences Trust C000022443 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008239 Health Sciences Trust C000022444 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008337 Heritage Trust C000022807 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008337 Heritage Trust C000022808 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008337 Heritage Trust C000022809 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000011295 High Income Trust C000031111 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000011295 High Income Trust C000031112 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000011295 High Income Trust C000031113 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008240 High Yield Trust C000022446 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008240 High Yield Trust C000022447 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008240 High Yield Trust C000022448 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017252 Income Trust C000047751 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017252 Income Trust C000047750 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017252 Income Trust C000047752 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008872 International Core Trust C000024160 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008872 International Core Trust C000024161 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008872 International Core Trust C000024162 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008293 International Equity Index Trust A C000022652 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008293 International Equity Index Trust A C000022653 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008293 International Equity Index Trust A C000022654 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008297 International Equity Index Trust B C000022668 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000029541 International Growth Stock Trust C000090648 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000029541 International Growth Stock Trust C000090646 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000029541 International Growth Stock Trust C000090647 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025519 International Index Trust C000076380 NAV Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025519 International Index Trust C000076378 Series I Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000025519 International Index Trust C000076379 Series II Class NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008299 International Opportunities Trust C000022676 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008299 International Opportunities Trust C000022677 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008299 International Opportunities Trust C000022678 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008301 International Small Company Trust C000022684 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008301 International Small Company Trust C000022685 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008301 International Small Company Trust C000022686 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008302 International Value 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NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008274 Large Cap Trust C000022572 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008274 Large Cap Trust C000022573 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008276 Large Cap Value Trust C000022579 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008276 Large Cap Value Trust C000022580 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008276 Large Cap Value Trust C000022581 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020245 Lifecycle 2010 Trust C000056709 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020245 Lifecycle 2010 Trust C000056710 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020245 Lifecycle 2010 Trust C000056711 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020246 Lifecycle 2015 Trust C000056712 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020246 Lifecycle 2015 Trust C000056713 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020246 Lifecycle 2015 Trust C000056714 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020247 Lifecycle 2020 Trust C000056715 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020247 Lifecycle 2020 Trust C000056716 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020247 Lifecycle 2020 Trust C000056717 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020248 Lifecycle 2025 Trust C000056718 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020248 Lifecycle 2025 Trust C000056719 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020248 Lifecycle 2025 Trust C000056720 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020249 Lifecycle 2030 Trust C000056721 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020249 Lifecycle 2030 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JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020241 Lifecycle 2050 Trust C000056699 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008277 Lifestyle Aggressive Trust C000022583 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008277 Lifestyle Aggressive Trust C000022584 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008277 Lifestyle Aggressive Trust C000022585 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032004 Lifestyle Balanced PS Series C000099622 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032004 Lifestyle Balanced PS Series C000099620 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032004 Lifestyle Balanced PS Series C000099621 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008279 Lifestyle Balanced Trust C000022593 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008279 Lifestyle Balanced Trust C000022594 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008279 Lifestyle Balanced Trust C000022595 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032005 Lifestyle Conservative PS Series C000099625 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032005 Lifestyle Conservative PS Series C000099623 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032005 Lifestyle Conservative PS Series C000099624 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008281 Lifestyle Conservative Trust C000022603 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008281 Lifestyle Conservative Trust C000022604 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008281 Lifestyle Conservative Trust C000022605 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032006 Lifestyle Growth PS Series C000099628 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032006 Lifestyle Growth PS Series C000099626 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032006 Lifestyle Growth PS Series C000099627 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008278 Lifestyle Growth Trust C000022588 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008278 Lifestyle Growth Trust C000022589 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008278 Lifestyle Growth Trust C000022590 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032007 Lifestyle Moderate PS Series C000099631 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032007 Lifestyle Moderate PS Series C000099629 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE 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NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008289 Mid Value Trust C000022636 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008289 Mid Value Trust C000022637 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008289 Mid Value Trust C000022638 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008290 Money Market Trust C000022640 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008290 Money Market Trust C000022641 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008290 Money Market Trust C000022642 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008291 Money Market Trust B C000022644 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017253 Mutual Shares Trust C000047755 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017253 Mutual Shares Trust C000047753 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017253 Mutual Shares Trust C000047754 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008292 Natural Resources Trust C000022648 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008292 Natural Resources Trust C000022649 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008292 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Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008339 Real Return Bond Trust C000022815 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008339 Real Return Bond Trust C000022816 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008339 Real Return Bond Trust C000022817 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008340 Science & Technology Trust C000022819 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008340 Science & Technology Trust C000022820 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008340 Science & Technology Trust C000022821 Series II NULL 601 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CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008311 Small Cap Index Trust C000022703 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008311 Small Cap Index Trust C000022704 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008311 Small Cap Index Trust C000022705 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008312 Small Cap Opportunities Trust C000022707 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008312 Small Cap Opportunities Trust C000022708 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008312 Small Cap Opportunities Trust C000022709 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008313 Small Cap Value Trust C000022711 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008313 Small Cap Value Trust C000022712 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008313 Small Cap Value Trust C000022713 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008315 Small Company Growth Trust C000022719 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008315 Small Company Growth Trust C000022720 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008315 Small Company Growth Trust C000022721 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 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NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008320 Strategic Income Opportunities Trust C000022739 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008320 Strategic Income Opportunities Trust C000022740 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008320 Strategic Income Opportunities Trust C000022741 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000010083 Total Bond Market Trust A C000027926 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000010083 Total Bond Market Trust A C000027927 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000010083 Total Bond Market Trust A C000027928 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008214 Total Bond Market Trust B C000022342 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008324 Total Return Trust C000022755 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008324 Total Return Trust C000022756 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008324 Total Return Trust C000022757 Series II NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008325 Total Stock Market Index Trust C000022759 NAV NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008325 Total Stock Market Index Trust C000022760 Series I NULL 601 CONGRESS STREET BOSTON 02210 MA NULL 811-04146 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NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000018068 JPMorgan SmartRetirement 2050 Fund C000070636 Class R2 JTSZX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000018068 JPMorgan SmartRetirement 2050 Fund C000050063 Institutional Class JTSIX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000018068 JPMorgan SmartRetirement 2050 Fund C000050062 Select Class JTSSX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000011871 JPMorgan SmartRetirement Income Fund C000032433 Class A JSRAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000011871 JPMorgan SmartRetirement Income Fund C000032434 Class C JSRCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000011871 JPMorgan SmartRetirement Income Fund C000070627 Class R2 JSIZX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000011871 JPMorgan SmartRetirement Income Fund C000032436 Institutional Class JSIIX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000011871 JPMorgan SmartRetirement Income Fund C000032435 Select Class JSRSX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000035832 JPMorgan SmartRetirement* 2055 Fund C000109814 Class A JFFAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000035832 JPMorgan SmartRetirement* 2055 Fund C000109815 Class C JFFCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000035832 JPMorgan SmartRetirement* 2055 Fund C000109817 Class R2 JFFRX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000035832 JPMorgan SmartRetirement* 2055 Fund C000109818 Institutional Class JFFIX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000035832 JPMorgan SmartRetirement* 2055 Fund C000109816 Select Class JFFSX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037363 JPMorgan SmartRetirement* Blend 2015 Fund C000115323 Class A NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037363 JPMorgan SmartRetirement* Blend 2015 Fund C000115324 Class C NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037363 JPMorgan SmartRetirement* Blend 2015 Fund C000115320 Class R2 NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037363 JPMorgan SmartRetirement* Blend 2015 Fund C000115321 Class R5 NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037363 JPMorgan SmartRetirement* Blend 2015 Fund C000115322 Class R6 NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037363 JPMorgan SmartRetirement* Blend 2015 Fund C000115325 Select Class NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037364 JPMorgan SmartRetirement* Blend 2020 Fund C000115326 Class A NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037364 JPMorgan SmartRetirement* Blend 2020 Fund C000115327 Class C NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037364 JPMorgan SmartRetirement* Blend 2020 Fund C000115329 Class R2 NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037364 JPMorgan SmartRetirement* Blend 2020 Fund C000115330 Class R5 NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037364 JPMorgan SmartRetirement* Blend 2020 Fund C000115331 Class R6 NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037364 JPMorgan SmartRetirement* Blend 2020 Fund C000115328 Select Class NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037365 JPMorgan SmartRetirement* Blend 2025 Fund C000115332 Class A NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037365 JPMorgan SmartRetirement* Blend 2025 Fund C000115333 Class C NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037365 JPMorgan SmartRetirement* Blend 2025 Fund C000115335 Class R2 NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037365 JPMorgan SmartRetirement* Blend 2025 Fund C000115336 Class R5 NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037365 JPMorgan SmartRetirement* Blend 2025 Fund C000115337 Class R6 NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037365 JPMorgan SmartRetirement* Blend 2025 Fund C000115334 Select Class NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037366 JPMorgan SmartRetirement* Blend 2030 Fund C000115338 Class A NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037366 JPMorgan SmartRetirement* Blend 2030 Fund C000115339 Class C NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037366 JPMorgan SmartRetirement* Blend 2030 Fund C000115341 Class R2 NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037366 JPMorgan SmartRetirement* Blend 2030 Fund C000115342 Class R5 NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037366 JPMorgan SmartRetirement* Blend 2030 Fund C000115343 Class R6 NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037366 JPMorgan SmartRetirement* Blend 2030 Fund C000115340 Select Class NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037367 JPMorgan SmartRetirement* Blend 2035 Fund C000115344 Class A NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037367 JPMorgan SmartRetirement* Blend 2035 Fund C000115345 Class C NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037367 JPMorgan SmartRetirement* Blend 2035 Fund C000115347 Class R2 NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037367 JPMorgan SmartRetirement* Blend 2035 Fund C000115348 Class R5 NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037367 JPMorgan SmartRetirement* Blend 2035 Fund C000115349 Class R6 NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037367 JPMorgan SmartRetirement* Blend 2035 Fund C000115346 Select Class NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037368 JPMorgan SmartRetirement* Blend 2040 Fund C000115350 Class A NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037368 JPMorgan SmartRetirement* Blend 2040 Fund C000115351 Class C NULL C/O JPMORGAN DISTRIBUTION SERVICES, INC. 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NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003486 JPMorgan High Yield Fund C000009640 Class R6 JHYUX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003486 JPMorgan High Yield Fund C000009636 Select Class OHYFX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003653 JPMorgan International Equity Index Fund C000010154 Class A OEIAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003653 JPMorgan International Equity Index Fund C000010155 Class B OGEBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003653 JPMorgan International Equity Index Fund C000010156 Class C OIICX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003653 JPMorgan International Equity Index Fund C000070643 Class R2 JEIZX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003653 JPMorgan International Equity Index Fund C000010153 Select Class OIEAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003855 JPMorgan Intrepid Mid Cap Fund C000010793 Class A PECAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003855 JPMorgan Intrepid Mid Cap Fund C000010794 Class B ODMBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003855 JPMorgan Intrepid Mid Cap Fund C000010795 Class C ODMCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003855 JPMorgan Intrepid Mid Cap Fund C000010792 Select Class WOOPX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003903 JPMorgan Investor Balanced Fund C000010911 Class A OGIAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003903 JPMorgan Investor Balanced Fund C000010912 Class B OGBBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003903 JPMorgan Investor Balanced Fund C000010913 Class C OGBCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003903 JPMorgan Investor Balanced Fund C000010910 Select Class OIBFX C/O JPMORGAN DISTRIBUTION SERVICES, INC. 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NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003901 JPMorgan Investor Growth Fund C000010905 Class C OGGCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003901 JPMorgan Investor Growth Fund C000010902 Select Class ONIFX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003856 JPMorgan Large Cap Growth Fund C000010798 Class A OLGAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003856 JPMorgan Large Cap Growth Fund C000010799 Class B OGLGX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003856 JPMorgan Large Cap Growth Fund C000010800 Class C OLGCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. 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NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003857 JPMorgan Large Cap Value Fund C000010802 Select Class HLQVX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003492 JPMorgan Limited Duration Bond Fund C000009663 Class A ONUAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003492 JPMorgan Limited Duration Bond Fund C000009664 Class B ONUBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003492 JPMorgan Limited Duration Bond Fund C000009665 Class C OGUCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003492 JPMorgan Limited Duration Bond Fund C000009666 Class R6 JUSUX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003492 JPMorgan Limited Duration Bond Fund C000009662 Select Class HLGFX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003905 JPMorgan Liquid Assets Money Market Fund C000010926 Agency AJLXX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003905 JPMorgan Liquid Assets Money Market Fund C000010922 Capital CJLXX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003905 JPMorgan Liquid Assets Money Market Fund C000010920 Class B OPBXX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003905 JPMorgan Liquid Assets Money Market Fund C000010921 Class C OPCXX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003905 JPMorgan Liquid Assets Money Market Fund C000070649 E*Trade Class JLEXX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003905 JPMorgan Liquid Assets Money Market Fund C000010918 Institutional Class IJLXX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003905 JPMorgan Liquid Assets Money Market Fund C000010927 Investor HLPXX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003905 JPMorgan Liquid Assets Money Market Fund C000010923 Morgan MJLXX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003905 JPMorgan Liquid Assets Money Market Fund C000010924 Premier PJLXX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003905 JPMorgan Liquid Assets Money Market Fund C000010925 Reserve HPIXX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003905 JPMorgan Liquid Assets Money Market Fund C000010919 Service OPSXX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003858 JPMorgan Market Expansion Index Fund C000010808 Class A OMEAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003858 JPMorgan Market Expansion Index Fund C000010809 Class B OMEBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003858 JPMorgan Market Expansion Index Fund C000010810 Class C OMECX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003858 JPMorgan Market Expansion Index Fund C000070646 Class R2 JMEZX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003858 JPMorgan Market Expansion Index Fund C000010807 Select Class PGMIX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003496 JPMorgan Michigan Municipal Bond Fund C000009680 Class A PEIAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003496 JPMorgan Michigan Municipal Bond Fund C000009681 Class B OMIBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003496 JPMorgan Michigan Municipal Bond Fund C000009682 Class C JMMCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003496 JPMorgan Michigan Municipal Bond Fund C000009679 Select Class WOMBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003907 JPMorgan Michigan Municipal Money Market Fund C000010934 Morgan MMJXX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003907 JPMorgan Michigan Municipal Money Market Fund C000010935 Premier WMIXX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003907 JPMorgan Michigan Municipal Money Market Fund C000010936 Reserve PEMXX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003654 JPMorgan Mid Cap Growth Fund C000010158 Class A OSGIX C/O JPMORGAN DISTRIBUTION SERVICES, INC. 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MainStay Balanced Fund C000112259 Class B NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036714 MainStay Balanced Fund C000112260 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036714 MainStay Balanced Fund C000112261 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036714 MainStay Balanced Fund C000112262 Class R1 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036714 MainStay Balanced Fund C000112263 Class R2 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036714 MainStay Balanced Fund C000112264 Class R3 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036714 MainStay Balanced Fund C000112265 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028518 MainStay Cash Reserves Fund C000087274 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028518 MainStay Cash Reserves Fund C000087275 Sweep Shares NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028532 MainStay Conservative Allocation Fund C000087351 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028532 MainStay Conservative Allocation Fund C000087352 Class B NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028532 MainStay Conservative Allocation Fund C000087353 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028532 MainStay Conservative Allocation Fund C000087354 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028532 MainStay Conservative Allocation Fund C000087350 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026785 MainStay Epoch Global Choice Fund C000080511 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026785 MainStay Epoch Global Choice Fund C000080512 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026785 MainStay Epoch Global Choice Fund C000080513 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026785 MainStay Epoch Global Choice Fund C000080510 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026786 MainStay Epoch Global Equity Yield Fund C000080514 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026786 MainStay Epoch Global Equity Yield Fund C000080515 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026786 MainStay Epoch Global Equity Yield Fund C000080516 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026786 MainStay Epoch Global Equity Yield Fund C000080517 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026787 MainStay Epoch International Small Cap Fund C000080519 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026787 MainStay Epoch International Small Cap Fund C000080520 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026787 MainStay Epoch International Small Cap Fund C000080521 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026787 MainStay Epoch International Small Cap Fund C000080518 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028523 MainStay Epoch U.S. All Cap Fund C000087303 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028523 MainStay Epoch U.S. All Cap Fund C000087304 Class B NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028523 MainStay Epoch U.S. All Cap Fund C000087305 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028523 MainStay Epoch U.S. All Cap Fund C000087306 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028523 MainStay Epoch U.S. All Cap Fund C000087302 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026784 MainStay Epoch U.S. Equity Fund C000080507 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026784 MainStay Epoch U.S. Equity Fund C000080508 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026784 MainStay Epoch U.S. Equity Fund C000080509 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026784 MainStay Epoch U.S. Equity Fund C000080506 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028529 MainStay Floating Rate Fund C000087334 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028529 MainStay Floating Rate Fund C000087335 Class B NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028529 MainStay Floating Rate Fund C000087336 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028529 MainStay Floating Rate Fund C000087337 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028529 MainStay Floating Rate Fund C000087333 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028535 MainStay Growth Allocation Fund C000087366 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028535 MainStay Growth Allocation Fund C000087367 Class B NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028535 MainStay Growth Allocation Fund C000087368 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028535 MainStay Growth Allocation Fund C000087369 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028535 MainStay Growth Allocation Fund C000087365 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028524 MainStay Growth Equity Fund C000087308 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028524 MainStay Growth Equity Fund C000087309 Class B NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028524 MainStay Growth Equity Fund C000087310 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028524 MainStay Growth Equity Fund C000087311 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028524 MainStay Growth Equity Fund C000087307 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028227 MainStay High Yield Municipal Bond Fund C000086336 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028227 MainStay High Yield Municipal Bond Fund C000086337 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028227 MainStay High Yield Municipal Bond Fund C000086338 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028227 MainStay High Yield Municipal Bond Fund C000086335 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028541 MainStay High Yield Opportunities Fund C000087390 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028541 MainStay High Yield Opportunities Fund C000087391 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028541 MainStay High Yield Opportunities Fund C000087392 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028541 MainStay High Yield Opportunities Fund C000087389 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028519 MainStay ICAP Equity Fund C000087277 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028519 MainStay ICAP Equity Fund C000087278 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028519 MainStay ICAP Equity Fund C000087279 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028519 MainStay ICAP Equity Fund C000087280 Class R1 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028519 MainStay ICAP Equity Fund C000087281 Class R2 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028519 MainStay ICAP Equity Fund C000087282 Class R3 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028519 MainStay ICAP Equity Fund C000087276 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028521 MainStay ICAP Global Fund C000087292 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028521 MainStay ICAP Global Fund C000087293 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028521 MainStay ICAP Global Fund C000087294 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028521 MainStay ICAP Global Fund C000087291 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028522 MainStay ICAP International Fund C000087296 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028522 MainStay ICAP International Fund C000087297 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028522 MainStay ICAP International Fund C000087298 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028522 MainStay ICAP International Fund C000087299 Class R1 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028522 MainStay ICAP International Fund C000087300 Class R2 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028522 MainStay ICAP International Fund C000087301 Class R3 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028522 MainStay ICAP International Fund C000087295 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028520 MainStay ICAP Select Equity Fund C000087284 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028520 MainStay ICAP Select Equity Fund C000087285 Class B NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028520 MainStay ICAP Select Equity Fund C000087286 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028520 MainStay ICAP Select Equity Fund C000087287 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028520 MainStay ICAP Select Equity Fund C000087288 Class R1 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028520 MainStay ICAP Select Equity Fund C000087289 Class R2 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028520 MainStay ICAP Select Equity Fund C000087290 Class R3 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028520 MainStay ICAP Select Equity Fund C000087283 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028536 MainStay Indexed Bond Fund C000087372 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028536 MainStay Indexed Bond Fund C000087370 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028536 MainStay Indexed Bond Fund C000087371 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028537 MainStay Intermediate Term Bond Fund C000087374 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028537 MainStay Intermediate Term Bond Fund C000087375 Class B NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028537 MainStay Intermediate Term Bond Fund C000087376 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028537 MainStay Intermediate Term Bond Fund C000087377 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028537 MainStay Intermediate Term Bond Fund C000116270 Class R1 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028537 MainStay Intermediate Term Bond Fund C000116271 Class R2 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028537 MainStay Intermediate Term Bond Fund C000087373 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028533 MainStay Moderate Allocation Fund C000087356 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028533 MainStay Moderate Allocation Fund C000087357 Class B NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028533 MainStay Moderate Allocation Fund C000087358 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028533 MainStay Moderate Allocation Fund C000087359 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028533 MainStay Moderate Allocation Fund C000087355 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028534 MainStay Moderate Growth Allocation Fund C000087361 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028534 MainStay Moderate Growth Allocation Fund C000087362 Class B NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028534 MainStay Moderate Growth Allocation Fund C000087363 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028534 MainStay Moderate Growth Allocation Fund C000087364 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028534 MainStay Moderate Growth Allocation Fund C000087360 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036992 MainStay New York Tax Free Opportunities Fund C000113210 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036992 MainStay New York Tax Free Opportunities Fund C000113211 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036992 MainStay New York Tax Free Opportunities Fund C000113212 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036992 MainStay New York Tax Free Opportunities Fund C000113213 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028526 MainStay Retirement 2010 Fund C000087316 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028526 MainStay Retirement 2010 Fund C000087317 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028526 MainStay Retirement 2010 Fund C000087318 Class R1 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028526 MainStay Retirement 2010 Fund C000087319 Class R2 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028526 MainStay Retirement 2010 Fund C000087320 Class R3 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028526 MainStay Retirement 2010 Fund C000087315 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028527 MainStay Retirement 2020 Fund C000087322 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028527 MainStay Retirement 2020 Fund C000087323 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028527 MainStay Retirement 2020 Fund C000087324 Class R1 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028527 MainStay Retirement 2020 Fund C000087325 Class R2 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028527 MainStay Retirement 2020 Fund C000087326 Class R3 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028527 MainStay Retirement 2020 Fund C000087321 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028528 MainStay Retirement 2030 Fund C000087328 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028528 MainStay Retirement 2030 Fund C000087329 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028528 MainStay Retirement 2030 Fund C000087330 Class R1 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028528 MainStay Retirement 2030 Fund C000087331 Class R2 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028528 MainStay Retirement 2030 Fund C000087332 Class R3 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028528 MainStay Retirement 2030 Fund C000087327 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028530 MainStay Retirement 2040 Fund C000087339 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028530 MainStay Retirement 2040 Fund C000087340 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028530 MainStay Retirement 2040 Fund C000087341 Class R1 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028530 MainStay Retirement 2040 Fund C000087342 Class R2 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028530 MainStay Retirement 2040 Fund C000087343 Class R3 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028530 MainStay Retirement 2040 Fund C000087338 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028531 MainStay Retirement 2050 Fund C000087349 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028531 MainStay Retirement 2050 Fund C000087344 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028531 MainStay Retirement 2050 Fund C000087345 Class R1 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028531 MainStay Retirement 2050 Fund C000087346 Class R2 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028531 MainStay Retirement 2050 Fund C000087347 Class R3 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028531 MainStay Retirement 2050 Fund C000087348 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028525 MainStay S&P 500 Index Fund C000087313 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028525 MainStay S&P 500 Index Fund C000087314 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028525 MainStay S&P 500 Index Fund C000087312 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028538 MainStay Short Term Bond Fund C000087379 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028538 MainStay Short Term Bond Fund C000087380 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028538 MainStay Short Term Bond Fund C000087378 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036715 MainStay U.S. Small Cap Fund C000112270 Class A NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036715 MainStay U.S. Small Cap Fund C000112266 Class B NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036715 MainStay U.S. Small Cap Fund C000112267 Class C NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036715 MainStay U.S. Small Cap Fund C000112268 Class I NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036715 MainStay U.S. Small Cap Fund C000112269 Investor Class NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000037886 S000036715 C000116980 Class R1 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000037886 S000036715 C000116981 Class R2 NULL 51 MADISON AVENUE NEW YORK 10010 NY NULL 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033925 MainStay VP DFA DuPont Capital Emerging Markets Equity Portfolio C000104621 Initial Class NULL 51 MADISON AVE NEW YORK 10010 NY NULL 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033925 MainStay VP DFA DuPont Capital Emerging Markets Equity Portfolio C000104622 Service Class NULL 51 MADISON AVE NEW YORK 10010 NY NULL 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033926 MainStay VP Eagle Small Growth Portfolio C000104623 Initial Class NULL 51 MADISON AVE NEW YORK 10010 NY NULL 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033926 MainStay VP Eagle Small Growth Portfolio C000104624 Service Class NULL 51 MADISON AVE NEW YORK 10010 NY NULL 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033928 MainStay VP Janus Balanced Portfolio C000104627 Initial Class NULL 51 MADISON AVE NEW YORK 10010 NY NULL 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033928 MainStay VP Janus Balanced Portfolio C000104628 Service Class NULL 51 MADISON AVE NEW YORK 10010 NY NULL 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033929 MainStay VP MFS Utilities Portfolio C000104630 Initial Class NULL 51 MADISON AVE NEW YORK 10010 NY NULL 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033929 MainStay VP MFS Utilities Portfolio C000104629 Service Class NULL 51 MADISON AVE NEW YORK 10010 NY NULL 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033931 MainStay VP Pimco Real Return Portfolio C000104633 Initial Class NULL 51 MADISON AVE NEW YORK 10010 NY NULL 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033931 MainStay VP 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VECTORS ETF TRUST 30 S000024935 MARKET VECTORS KUWAIT INDEX ETF C000074142 MARKET VECTORS KUWAIT INDEX ETF NULL 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000030676 Market Vectors LatAm Aggregate Bond ETF C000095062 LatAm Aggregate Bond ETF BONO 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000025532 MARKET VECTORS LATIN AMERICA SMALL-CAP INDEX ETF C000076450 MARKET VECTORS LATIN AMERICA SMALL-CAP INDEX ETF LATM 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000019191 MARKET VECTORS LONG MUNICIPAL INDEX ETF C000053008 MARKET VECTORS LONG MUNICIPAL INDEX ETF MLN 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000020654 MARKET VECTORS MASSACHUSETTS MUNICIPAL INDEX ETF C000057660 MARKET VECTORS MASSACHUSETTS MUNICIPAL INDEX ETF NULL 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000029926 Market Vectors MLP ETF C000091870 Market Vectors MLP ETF NULL 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000033468 Market Vectors Mongolia ETF C000102900 Market Vectors Mongolia ETF NULL 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000036713 Market Vectors Morningstar Wide Moat Research ETF C000112255 Market Vectors Morningstar Wide Moat Research ETF MOAT 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000033325 Market Vectors Mortgage REIT Income ETF C000102386 Market Vectors Mortgage REIT Income ETF MORT 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000020655 MARKET VECTORS NEW JERSEY MUNICIPAL INDEX ETF C000057661 MARKET VECTORS NEW JERSEY MUNICIPAL INDEX ETF NULL 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000019195 MARKET VECTORS NEW YORK LONG MUNICIPAL INDEX ETF C000053012 MARKET VECTORS NEW YORK LONG MUNICIPAL INDEX ETF NULL 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000033737 Market Vectors Nigeria C000104240 Market Vectors Nigeria NULL 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000035734 Market Vectors Nigeria-Focused West Africa ETF C000109531 Market Vectors Nigeria-Focused West Africa ETF LGOS 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000020656 MARKET VECTORS OHIO MUNICIPAL INDEX ETF C000057662 MARKET VECTORS OHIO MUNICIPAL INDEX ETF NULL 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000034408 Market Vectors Oil Services ETF C000105866 Market Vectors Oil Services ETF OIH 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000020657 MARKET VECTORS PENNSYLVANIA MUNICIPAL INDEX ETF C000057663 MARKET VECTORS PENNSYLVANIA MUNICIPAL INDEX ETF NULL 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000034409 Market Vectors Pharmaceutical ETF C000105867 Market Vectors Pharmaceutical ETF PPH 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000026965 MARKET VECTORS POLAND ETF C000081200 MARKET VECTORS POLAND ETF PLND 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000024798 MARKET VECTORS PRE-REFUNDED MUNICIPAL INDEX ETF C000073766 MARKET VECTORS PRE-REFUNDED MUNICIPAL INDEX ETF PRB 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000037179 Market Vectors Preferred Securities ex Financials ETF C000114511 Market Vectors Preferred Securities ex Financials ETF NULL 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000030045 MARKET VECTORS RARE EARTH/STRATEGIC METALS ETF C000092114 MARKET VECTORS RARE EARTH/STRATEGIC METALS ETF REMX 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000034195 Market Vectors Renminbi Bond ETF C000105388 Market Vectors Renminbi Bond ETF CHLC 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000034410 Market Vectors Retail ETF C000105868 Market Vectors Retail ETF RTH 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000016885 MARKET VECTORS RUSSIA ETF C000047032 MARKET VECTORS RUSSIA ETF RSX 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000031766 MARKET VECTORS RUSSIA SMALL-CAP ETF C000098930 MARKET VECTORS RUSSIA SMALL-CAP ETF RSXJ 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000022364 MARKET VECTORS RVE HARD ASSETS PRODUCERS ETF C000064328 MARKET VECTORS RVE HARD ASSETS PRODUCERS ETF HAP 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000037737 Market Vectors Saudi Arabia ETF C000116383 Market Vectors Saudi Arabia ETF NULL 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000037738 Market Vectors Saudi Arabia Small-Cap ETF C000116384 Market Vectors Saudi Arabia Small-Cap ETF NULL 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000034411 Market Vectors Semiconductor ETF C000105869 Market Vectors Semiconductor ETF SMH 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000019192 MARKET VECTORS SHORT MUNICIPAL INDEX ETF C000053009 MARKET VECTORS SHORT MUNICIPAL INDEX ETF SMB 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000022365 MARKET VECTORS SOLAR ENERGY ETF C000064329 MARKET VECTORS SOLAR ENERGY ETF KWT 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000013721 MARKET VECTORS STEEL ETF C000037682 MARKET VECTORS STEEL ETF SLX 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000034990 Market Vectors Unconventional Oil & Gas ETF C000107598 Market Vectors Unconventional Oil & Gas ETF FRAK 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000018475 MARKET VECTORS URANIUM+NUCLEAR ENERGY ETF C000051121 MARKET VECTORS URANIUM+NUCLEAR ENERGY ETF NLR 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000022905 MARKET VECTORS VIETNAM ETF C000066397 MARKET VECTORS VIETNAM ETF VNM 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-10325 0001137360 MARKET VECTORS ETF TRUST 30 S000034917 Market Vectors Yuan Bond ETF C000107396 Market Vectors Yuan Bond ETF NULL 335 MADISON AVENUE - 19TH FLOOR NEW YORK 10017 NY NULL 811-09445 0001090154 MARKETOCRACY FUNDS 30 S000005261 The Masters 100 Fund C000014368 Investor Class MOFQX P.O BOX 23791 SAN JOSE 95153 CA NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000017748 BMO Aggregate Bond Fund C000049008 Class I MRAIX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000017748 BMO Aggregate Bond Fund C000049007 Class Y MABYX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000035433 BMO Dividend Income Fund C000108825 Class I MDIVX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000035433 BMO Dividend Income Fund C000108824 Class Y MDIYX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000745 BMO Government Income Fund C000049009 Class I MGIIX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000745 BMO Government Income Fund C000002149 Class Y MRGIX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000751 BMO Government Money Market Fund C000002160 Class I MGNXX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000751 BMO Government Money Market Fund C000002161 Class Y MGYXX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000747 BMO Intermediate Tax-Free Fund C000096218 Class I MIITX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000747 BMO Intermediate Tax-Free Fund C000002152 Class Y MITFX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000029828 BMO Large-Cap Focus Fund C000091733 Class I MLIFX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000029828 BMO Large-Cap Focus Fund C000091732 Class Y MLYFX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000740 BMO Large-Cap Growth Fund C000058947 Class I MLCIX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000740 BMO Large-Cap Growth Fund C000002138 Class Y MASTX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000739 BMO Large-Cap Value Fund C000058946 Class I MLVIX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000739 BMO Large-Cap Value Fund C000002136 Class Y MREIX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000024207 BMO Lloyd George Emerging Markets Equity Fund C000071036 Class I MIEMX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000024207 BMO Lloyd George Emerging Markets Equity Fund C000071035 Class Y MEMYX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000742 BMO Mid-Cap Growth Fund C000058949 Class I MRMIX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000742 BMO Mid-Cap Growth Fund C000002142 Class Y MRMSX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000741 BMO Mid-Cap Value Fund C000058948 Class I MRVIX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000741 BMO Mid-Cap Value Fund C000002140 Class Y MRVEX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000035434 BMO Monegy High Yield Bond Fund C000108827 Class I MHBNX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000035434 BMO Monegy High Yield Bond Fund C000108826 Class Y MHBYX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000749 BMO Prime Money Market Fund C000002156 Class I MAIXX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000749 BMO Prime Money Market Fund C000002157 Class Y MARXX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000035435 BMO Pyrford Global Strategic Return Fund C000108829 Class I MGRNX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000035435 BMO Pyrford Global Strategic Return Fund C000108828 Class Y MGRYX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000035436 BMO Pyrford International Stock Fund C000108831 Class I MISNX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000035436 BMO Pyrford International Stock Fund C000108830 Class Y MISYX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000746 BMO Short-Intermediate Bond Fund C000049010 Class I MIBIX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000746 BMO Short-Intermediate Bond Fund C000002151 Class Y MAIBX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000748 BMO Short-Term Income Fund C000049011 Class I MSIFX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000748 BMO Short-Term Income Fund C000002154 Class Y MSINX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000743 BMO Small-Cap Growth Fund C000058950 Class I MSGIX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000743 BMO Small-Cap Growth Fund C000002144 Class Y MRSCX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000031491 BMO Small-Cap Value Fund C000097897 Class I MRSNX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000031491 BMO Small-Cap Value Fund C000097896 Class Y MRSYX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000750 BMO Tax-Free Money Market Fund C000002159 Class I MFIXX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000000750 BMO Tax-Free Money Market Fund C000002158 Class Y MTFXX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000024208 BMO TCH Core Plus Bond Fund C000071038 Class I MCBIX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000024208 BMO TCH Core Plus Bond Fund C000071037 Class Y MCYBX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000024209 BMO TCH Corporate Income Fund C000071041 Class I MCIIX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000024209 BMO TCH Corporate Income Fund C000071040 Class Y MCIYX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000026661 BMO Ultra Short Tax-Free Fund C000080028 Class I MUISX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-58433 0000889366 MARSHALL FUNDS INC d/b/a BMO FUNDS 30 S000026661 BMO Ultra Short Tax-Free Fund C000080027 Class Y MUYSX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI NULL 811-08397 0001047112 MARSICO INVESTMENT FUND 30 S000007712 MARSICO 21ST CENTURY FUND C000020962 MARSICO 21ST CENTURY FUND MXXIX 1200 17TH ST DENVER 80202 CO STE 1600 811-08397 0001047112 MARSICO INVESTMENT FUND 30 S000030791 MARSICO EMERGING MARKETS FUND C000095443 MARSICO EMERGING MARKETS FUND MERGX 1200 17TH ST DENVER 80202 CO STE 1600 811-08397 0001047112 MARSICO INVESTMENT FUND 30 S000014643 MARSICO FLEXIBLE CAPITAL FUND C000040092 MARSICO FLEXIBLE CAPITAL FUND MFCFX 1200 17TH ST DENVER 80202 CO STE 1600 811-08397 0001047112 MARSICO INVESTMENT FUND 30 S000007710 MARSICO FOCUS FUND C000020960 MARSICO FOCUS FUND MFOCX 1200 17TH ST DENVER 80202 CO STE 1600 811-08397 0001047112 MARSICO INVESTMENT FUND 30 S000017705 MARSICO GLOBAL FUND C000048905 MARSICO GLOBAL FUND MGLBX 1200 17TH ST DENVER 80202 CO STE 1600 811-08397 0001047112 MARSICO INVESTMENT FUND 30 S000007711 MARSICO GROWTH FUND C000020961 MARSICO GROWTH FUND MGRIX 1200 17TH ST DENVER 80202 CO STE 1600 811-08397 0001047112 MARSICO INVESTMENT FUND 30 S000007713 MARSICO INTERNATIONAL OPPORTUNITIES FUND C000020963 MARSICO INTERNATIONAL OPPORTUNITIES FUND MIOFX 1200 17TH ST DENVER 80202 CO STE 1600 811-08612 0000925583 MARTIN CURRIE BUSINESS TRUST 30 S000009979 MCBT European Select Fund C000027598 MCBT European Select Fund NULL 801 PENNSYLVANIA STREET KANSAS CITY 64105 MO MAIL STOP KC2, 3 811-08612 0000925583 MARTIN CURRIE BUSINESS TRUST 30 S000009977 MCBT Global Emerging Markets Fund C000027596 MCBT Globabl Emerging Markets Fund NULL 801 PENNSYLVANIA STREET KANSAS CITY 64105 MO MAIL STOP KC2, 3 811-08612 0000925583 MARTIN CURRIE BUSINESS TRUST 30 S000009976 MCBT Opportunistic EAFE Fund C000027595 MCBT Opportunistic EAFE Fund NULL 801 PENNSYLVANIA STREET KANSAS CITY 64105 MO MAIL STOP KC2, 3 811-00859 0000063090 MASSACHUSETTS INVESTORS GROWTH STOCK FUND 30 S000000695 MASSACHUSETTS INVESTORS GROWTH STOCK FUND C000002026 529A EISTX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-00859 0000063090 MASSACHUSETTS INVESTORS GROWTH STOCK FUND 30 S000000695 MASSACHUSETTS INVESTORS GROWTH STOCK FUND C000002027 529B EMIVX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-00859 0000063090 MASSACHUSETTS INVESTORS GROWTH STOCK FUND 30 S000000695 MASSACHUSETTS INVESTORS GROWTH STOCK FUND C000002028 529C EMICX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-00859 0000063090 MASSACHUSETTS INVESTORS GROWTH STOCK FUND 30 S000000695 MASSACHUSETTS INVESTORS GROWTH STOCK FUND C000002023 A MIGFX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-00859 0000063090 MASSACHUSETTS INVESTORS GROWTH STOCK FUND 30 S000000695 MASSACHUSETTS INVESTORS GROWTH STOCK FUND C000002029 B MIGBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-00859 0000063090 MASSACHUSETTS INVESTORS GROWTH STOCK FUND 30 S000000695 MASSACHUSETTS INVESTORS GROWTH STOCK FUND C000002030 C MIGDX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-00859 0000063090 MASSACHUSETTS INVESTORS GROWTH STOCK FUND 30 S000000695 MASSACHUSETTS INVESTORS GROWTH STOCK FUND C000002031 I MGTIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-00859 0000063090 MASSACHUSETTS INVESTORS GROWTH STOCK FUND 30 S000000695 MASSACHUSETTS INVESTORS GROWTH STOCK FUND C000002034 R1 MIGMX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-00859 0000063090 MASSACHUSETTS INVESTORS GROWTH STOCK FUND 30 S000000695 MASSACHUSETTS INVESTORS GROWTH STOCK FUND C000002036 R2 MIRGX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-00859 0000063090 MASSACHUSETTS INVESTORS GROWTH STOCK FUND 30 S000000695 MASSACHUSETTS INVESTORS GROWTH STOCK FUND C000002024 R3 MIGHX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-00859 0000063090 MASSACHUSETTS INVESTORS GROWTH STOCK FUND 30 S000000695 MASSACHUSETTS INVESTORS GROWTH STOCK FUND C000002025 R4 MIGKX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-00859 0000063090 MASSACHUSETTS INVESTORS GROWTH STOCK FUND 30 S000000695 MASSACHUSETTS INVESTORS GROWTH STOCK FUND C000112291 R5 MIGNX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-00203 0000063091 MASSACHUSETTS INVESTORS TRUST 30 S000000696 MASSACHUSETTS INVESTORS TRUST C000002039 529A EAMTX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-00203 0000063091 MASSACHUSETTS INVESTORS TRUST 30 S000000696 MASSACHUSETTS INVESTORS TRUST C000002040 529B EBMTX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-00203 0000063091 MASSACHUSETTS INVESTORS TRUST 30 S000000696 MASSACHUSETTS INVESTORS TRUST C000002041 529C ECITX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-00203 0000063091 MASSACHUSETTS INVESTORS TRUST 30 S000000696 MASSACHUSETTS INVESTORS TRUST C000002037 A MITTX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-00203 0000063091 MASSACHUSETTS INVESTORS TRUST 30 S000000696 MASSACHUSETTS INVESTORS TRUST C000002042 B MITBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-00203 0000063091 MASSACHUSETTS INVESTORS TRUST 30 S000000696 MASSACHUSETTS INVESTORS TRUST C000002043 C MITCX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-00203 0000063091 MASSACHUSETTS INVESTORS TRUST 30 S000000696 MASSACHUSETTS INVESTORS TRUST C000002044 I MITIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-00203 0000063091 MASSACHUSETTS INVESTORS TRUST 30 S000000696 MASSACHUSETTS INVESTORS TRUST C000002046 R1 MITGX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-00203 0000063091 MASSACHUSETTS INVESTORS TRUST 30 S000000696 MASSACHUSETTS INVESTORS TRUST C000002048 R2 MIRTX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-00203 0000063091 MASSACHUSETTS INVESTORS TRUST 30 S000000696 MASSACHUSETTS INVESTORS TRUST C000002049 R3 MITHX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-00203 0000063091 MASSACHUSETTS INVESTORS TRUST 30 S000000696 MASSACHUSETTS INVESTORS TRUST C000002038 R4 MITDX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-00203 0000063091 MASSACHUSETTS INVESTORS TRUST 30 S000000696 MASSACHUSETTS INVESTORS TRUST C000113374 R5 MITJX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-01757 0000063099 MASSACHUSETTS MUTUAL VARIABLE ANNUITY FUND 1 32 S000007815 MASSACHUSETTS MUTUAL VARIABLE ANNUITY FUND 1 C000021291 Fund 1 NULL 1295 STATE STREET SPRINGFIELD 01111-0001 MA M243 811-02196 0000110701 MASSACHUSETTS MUTUAL VARIABLE ANNUITY FUND 2 32 S000006891 MASSACHUSETTS MUTUAL VARIABLE ANNUITY FUND 2 C000018674 FUND 2 NULL 1295 STATE STREET SPRINGFIELD 01111-0001 MA M243 811-03200 0000353445 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 1 32 S000007818 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 1 C000021295 Flex Annuity NULL 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-03200 0000353445 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 1 32 S000007818 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 1 C000021296 Flex Extra NULL 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-03200 0000353445 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 1 32 S000007818 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 1 C000021294 Fund 4 NULL 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-03354 0000356985 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 2 32 S000007819 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 2 C000021297 Flex Annuity NULL 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-03354 0000356985 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 2 32 S000007819 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 2 C000021298 Flex Extra NULL 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08758 0000922934 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 3 32 S000007825 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 3 C000021309 LifeTrust NULL 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000021312 MassMutual Artistry NULL 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000029613 MassMutual Equity Edge NULL 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000021314 MassMutual Evolution NULL 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000029614 MassMutual RetireEase Select NULL 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000021313 MassMutual Transitions NULL 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000021315 MassMutual Transitions Select NULL 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000021311 Panorama Passage NULL 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000021310 Panorama Premier NULL 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE 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MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027258 Survivorship Variable Universal Life NULL 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027256 Survivorship Variable Universal Life II NULL 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027250 Survivorship VUL GuardSM NULL 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027260 Variable Life Plus NULL 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027259 Variable Life Select NULL 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027257 Variable Universal Life NULL 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027255 Variable Universal Life II NULL 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000066422 Variable Universal Life III NULL 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027254 VUL GuardSM NULL 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-04030 0000746551 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT II 33 S000010832 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT II C000030068 Variable Life NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000034604 MassMutual Barings Dynamic Allocation Fund C000106505 Class A NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000034604 MassMutual Barings Dynamic Allocation Fund C000106504 Class L NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000034604 MassMutual Barings 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MassMutual Premier Disciplined Growth Fund C000010563 Class A MPGAX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003795 MassMutual Premier Disciplined Growth Fund C000010564 Class L MPGLX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003795 MassMutual Premier Disciplined Growth Fund C000010566 Class S MPGSX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003795 MassMutual Premier Disciplined Growth Fund C000010567 Class Y DEIGX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003796 MassMutual Premier Disciplined Value Fund C000010568 Class A MEPAX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003796 MassMutual Premier Disciplined Value Fund C000010569 Class L MPILX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003796 MassMutual Premier Disciplined Value Fund C000010570 Class N MPINX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003796 MassMutual Premier Disciplined Value Fund C000010571 Class S MEPSX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003796 MassMutual Premier Disciplined Value Fund C000010572 Class Y DENVX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003783 MassMutual Premier Discovery Value Fund C000010504 Class A MUPAX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003783 MassMutual Premier Discovery Value Fund C000010505 Class L MUPLX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003783 MassMutual Premier Discovery Value Fund C000010506 Class N MUPNX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003783 MassMutual Premier Discovery Value Fund C000010507 Class S MUPSX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003783 MassMutual Premier Discovery Value Fund C000010508 Class Y MUPYX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003793 MassMutual Premier Diversified Bond Fund C000010553 Class A MDVAX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003793 MassMutual Premier Diversified Bond Fund C000010554 Class L MDBLX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003793 MassMutual Premier Diversified Bond Fund C000010555 Class N MDBNX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003793 MassMutual Premier Diversified Bond Fund C000010556 Class S MDBSX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003793 MassMutual Premier Diversified Bond Fund C000010557 Class Y MDBYX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003793 MassMutual Premier Diversified Bond Fund C000095045 Class Z NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003794 MassMutual Premier Enhanced Index Core Equity Fund C000010558 Class A MPEAX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003794 MassMutual Premier Enhanced Index Core Equity Fund C000010559 Class L MPELX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003794 MassMutual Premier Enhanced Index Core Equity Fund C000010560 Class N MPENX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003794 MassMutual Premier Enhanced Index 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PREMIER FUNDS 30 S000003777 MassMutual Premier Focused International Fund C000010478 Class Y MOUYX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003777 MassMutual Premier Focused International Fund C000095042 Class Z NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003778 MassMutual Premier Global Fund C000010479 Class A MGFAX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003778 MassMutual Premier Global Fund C000010480 Class L MGFLX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003778 MassMutual Premier Global Fund C000010481 Class N MGFNX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003778 MassMutual Premier Global Fund C000010482 Class S MGFSX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003778 MassMutual Premier Global Fund C000010483 Class Y MGFYX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003779 MassMutual Premier High Yield Fund C000010484 Class A MPHAX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003779 MassMutual Premier High Yield Fund C000010485 Class L MPHLX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003779 MassMutual Premier High Yield Fund C000010486 Class N MPHNX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003779 MassMutual Premier High Yield Fund C000010487 Class S MPHSX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003779 MassMutual Premier High Yield Fund C000010488 Class Y DLHYX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003779 MassMutual Premier High Yield Fund C000098420 Class Z NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003780 MassMutual Premier Inflation-Protected and Income Fund C000010489 Class A MPSAX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003780 MassMutual Premier Inflation-Protected and Income Fund C000010490 Class L MIPLX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003780 MassMutual Premier Inflation-Protected and Income Fund C000010491 Class N MIPNX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003780 MassMutual Premier Inflation-Protected and Income Fund C000010492 Class S MIPSX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003780 MassMutual Premier Inflation-Protected and Income Fund C000010493 Class Y MIPYX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003780 MassMutual Premier Inflation-Protected and Income Fund C000098421 Class Z NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000020092 MassMutual Premier International Bond Fund C000056370 Class A NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000020092 MassMutual Premier International Bond Fund C000056369 Class L NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000020092 MassMutual Premier International Bond Fund C000056367 Class S NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000020092 MassMutual Premier International Bond Fund C000056368 Class Y NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003781 MassMutual Premier International Equity Fund C000010494 Class A MMIAX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003781 MassMutual Premier International Equity Fund C000010495 Class L MIELX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003781 MassMutual Premier International Equity Fund C000010497 Class S MIEDX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003781 MassMutual Premier International Equity Fund C000010498 Class Y MYIEX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003782 MassMutual Premier Main Street Fund C000010499 Class A MSSAX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003782 MassMutual Premier Main Street Fund C000010500 Class L MMSLX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003782 MassMutual Premier Main Street Fund C000010501 Class N MMSNX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003782 MassMutual Premier Main Street Fund C000010502 Class S MMSSX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003782 MassMutual Premier Main Street Fund C000010503 Class Y MMSYX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000013589 MassMutual Premier Main Street Small/Mid Cap Fund C000036847 Class A NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000013589 MassMutual Premier Main Street Small/Mid Cap Fund C000036846 Class L NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000013589 MassMutual Premier Main Street Small/Mid Cap Fund C000036848 Class N NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000013589 MassMutual Premier Main Street Small/Mid Cap Fund C000036844 Class S NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000013589 MassMutual Premier Main Street Small/Mid Cap Fund C000036845 Class Y NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003784 MassMutual Premier Money Market Fund C000010509 Class A MKAXX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003784 MassMutual Premier Money Market Fund C000010511 Class S MKSXX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003784 MassMutual Premier Money Market Fund C000010512 Class Y MKYXX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003785 MassMutual Premier Short-Duration Bond Fund C000010513 Class A MSHAX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003785 MassMutual Premier Short-Duration Bond Fund C000010514 Class L MSTLX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003785 MassMutual Premier Short-Duration Bond Fund C000010515 Class N MSDNX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003785 MassMutual Premier Short-Duration Bond Fund C000010516 Class S MSTDX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003785 MassMutual Premier Short-Duration Bond Fund C000010517 Class Y MSBYX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003785 MassMutual Premier Short-Duration Bond Fund C000095043 Class Z NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003788 MassMutual Premier Small/Mid Cap Opportunities Fund C000010528 Class A DLBMX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003788 MassMutual Premier Small/Mid Cap Opportunities Fund C000010529 Class L MSCLX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003788 MassMutual Premier Small/Mid Cap Opportunities Fund C000010531 Class S MSCDX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003788 MassMutual Premier Small/Mid Cap Opportunities Fund C000010532 Class Y MSVYX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000023798 MassMutual Premier Strategic Emerging Markets Fund C000069970 Class A NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000023798 MassMutual Premier Strategic Emerging Markets Fund C000069971 Class L NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000023798 MassMutual Premier Strategic Emerging Markets Fund C000069973 Class S NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000023798 MassMutual Premier Strategic Emerging Markets Fund C000069974 Class Y NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000023798 MassMutual Premier Strategic Emerging Markets Fund C000098422 Class Z NULL 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003790 MassMutual Premier Value Fund C000010538 Class A MCEAX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003790 MassMutual Premier Value Fund C000010539 Class L DLBVX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003790 MassMutual Premier Value Fund C000010540 Class N MCENX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003790 MassMutual Premier Value Fund C000010541 Class S MVEDX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003790 MassMutual Premier Value Fund C000010542 Class Y MCEYX 1295 STATE STREET SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003669 MassMutual RetireSMART 2010 Fund C000010232 Class A MRXAX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003669 MassMutual RetireSMART 2010 Fund C000010233 Class L MRXLX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003669 MassMutual RetireSMART 2010 Fund C000010234 Class N MRXNX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003669 MassMutual RetireSMART 2010 Fund C000010235 Class S MRXSX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003669 MassMutual RetireSMART 2010 Fund C000010236 Class Y MRXYX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028350 MassMutual RetireSMART 2015 Fund C000086624 Class A NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028350 MassMutual RetireSMART 2015 Fund C000086625 Class L NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028350 MassMutual RetireSMART 2015 Fund C000086626 Class S NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028350 MassMutual RetireSMART 2015 Fund C000086627 Class Y NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003675 MassMutual RetireSMART 2020 Fund C000010262 Class A MRTAX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003675 MassMutual RetireSMART 2020 Fund C000010263 Class L MRTLX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003675 MassMutual RetireSMART 2020 Fund C000010264 Class N MRTNX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003675 MassMutual RetireSMART 2020 Fund C000010265 Class S MRTSX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003675 MassMutual RetireSMART 2020 Fund C000010266 Class Y MRTYX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028351 MassMutual RetireSMART 2025 Fund C000086630 Class A NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028351 MassMutual RetireSMART 2025 Fund C000086631 Class L NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028351 MassMutual RetireSMART 2025 Fund C000086632 Class S NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028351 MassMutual RetireSMART 2025 Fund C000086633 Class Y NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003676 MassMutual RetireSMART 2030 Fund C000010267 Class A MRYAX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003676 MassMutual RetireSMART 2030 Fund C000010268 Class L MYRLX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003676 MassMutual RetireSMART 2030 Fund C000010269 Class N MRYNX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003676 MassMutual RetireSMART 2030 Fund C000010270 Class S MRYSX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003676 MassMutual RetireSMART 2030 Fund C000010271 Class Y MRYYX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028352 MassMutual RetireSMART 2035 Fund C000086634 Class A NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028352 MassMutual RetireSMART 2035 Fund C000086635 Class L NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028352 MassMutual RetireSMART 2035 Fund C000086636 Class S NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028352 MassMutual RetireSMART 2035 Fund C000086637 Class Y NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003677 MassMutual RetireSMART 2040 Fund C000010272 Class A MRFAX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003677 MassMutual RetireSMART 2040 Fund C000010273 Class L MRFLX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003677 MassMutual RetireSMART 2040 Fund C000010274 Class N MFRNX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003677 MassMutual RetireSMART 2040 Fund C000010275 Class S MFRSX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003677 MassMutual RetireSMART 2040 Fund C000010276 Class Y MRFYX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028353 MassMutual RetireSMART 2045 Fund C000086639 Class A NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028353 MassMutual RetireSMART 2045 Fund C000086640 Class L NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028353 MassMutual RetireSMART 2045 Fund C000086641 Class S NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028353 MassMutual RetireSMART 2045 Fund C000086642 Class Y NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000020009 MassMutual RetireSMART 2050 Fund C000056109 Class A NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000020009 MassMutual RetireSMART 2050 Fund C000056108 Class L NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000020009 MassMutual RetireSMART 2050 Fund C000056105 Class N NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000020009 MassMutual RetireSMART 2050 Fund C000056106 Class S NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000020009 MassMutual RetireSMART 2050 Fund C000056107 Class Y NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032893 MassMutual RetireSMART Conservative Fund C000101526 Class A NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032893 MassMutual RetireSMART Conservative Fund C000101525 Class L NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032893 MassMutual RetireSMART Conservative Fund C000101523 Class S NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032893 MassMutual RetireSMART Conservative Fund C000101524 Class Y NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032896 MassMutual RetireSMART Growth Fund C000101538 Class A NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032896 MassMutual RetireSMART Growth Fund C000101537 Class L NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032896 MassMutual RetireSMART Growth Fund C000101535 Class S NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032896 MassMutual RetireSMART Growth Fund C000101536 Class Y NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003678 MassMutual RetireSMART In Retirement Fund C000010277 Class A MRDAX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003678 MassMutual RetireSMART In Retirement Fund C000010278 Class L MDRLX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003678 MassMutual RetireSMART In Retirement Fund C000010279 Class N MDRNX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003678 MassMutual RetireSMART In Retirement Fund C000010280 Class S MDRSX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003678 MassMutual RetireSMART In Retirement Fund C000010281 Class Y MDRYX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032894 MassMutual RetireSMART Moderate Fund C000101530 Class A NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032894 MassMutual RetireSMART Moderate Fund C000101529 Class L NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032894 MassMutual RetireSMART Moderate Fund C000101527 Class S NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032894 MassMutual RetireSMART Moderate Fund C000101528 Class Y NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032895 MassMutual RetireSMART Moderate Growth Fund C000101533 Class A NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032895 MassMutual RetireSMART Moderate Growth Fund C000101532 Class L NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032895 MassMutual RetireSMART Moderate Growth Fund C000101534 Class S NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032895 MassMutual RetireSMART Moderate Growth Fund C000101531 Class Y NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000027024 MassMutual Select BlackRock Global Allocation Fund C000081298 Class A NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000027024 MassMutual Select BlackRock Global Allocation Fund C000081297 Class L NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000027024 MassMutual Select BlackRock Global Allocation Fund C000081296 Class S NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000027024 MassMutual Select BlackRock Global Allocation Fund C000081299 Class Y NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003658 MassMutual Select Blue Chip Growth Fund C000010176 Class A MBCGX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003658 MassMutual Select Blue Chip Growth Fund C000010177 Class L MBCLX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003658 MassMutual Select Blue Chip Growth Fund C000010178 Class N MBCNX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003658 MassMutual Select Blue Chip Growth Fund C000010179 Class S MBCSX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003658 MassMutual Select Blue Chip Growth Fund C000010180 Class Y MBCYX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000012475 MassMutual Select Core Opportunities Fund C000033914 Class A MMTAX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000012475 MassMutual Select Core Opportunities Fund C000033915 Class L MMOLX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000012475 MassMutual Select Core Opportunities Fund C000033916 Class N MMONX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000012475 MassMutual Select Core Opportunities Fund C000033917 Class S MMOSX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000012475 MassMutual Select Core Opportunities Fund C000033918 Class Y MMOYX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000014611 MassMutual Select Diversified International Fund C000039998 Class A NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000014611 MassMutual Select Diversified International Fund C000039997 Class L NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000014611 MassMutual Select Diversified International Fund C000039999 Class N NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000014611 MassMutual Select Diversified International Fund C000039995 Class S NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000014611 MassMutual Select Diversified International Fund C000039996 Class Y NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003679 MassMutual Select Diversified Value Fund C000010282 Class A MDDAX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003679 MassMutual Select Diversified Value Fund C000010283 Class L MDDLX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003679 MassMutual Select Diversified Value Fund C000010284 Class N MDVNX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003679 MassMutual Select Diversified Value Fund C000010285 Class S MDVSX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003679 MassMutual Select Diversified Value Fund C000010286 Class Y MDVYX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003680 MassMutual Select Emerging Growth Fund C000010287 Class A MMEGX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003680 MassMutual Select Emerging Growth Fund C000010288 Class L MEGLX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003680 MassMutual Select Emerging Growth Fund C000010289 Class N MEGNX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003680 MassMutual Select Emerging Growth Fund C000010290 Class S MEESX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003680 MassMutual Select Emerging Growth Fund C000010291 Class Y MEGYX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003681 MassMutual Select Focused Value Fund C000010292 Class A MFVAX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003681 MassMutual Select Focused Value Fund C000010293 Class L MMFVX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003681 MassMutual Select Focused Value Fund C000010294 Class N MFVNX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003681 MassMutual Select Focused Value Fund C000010295 Class S MFVSX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003681 MassMutual Select Focused Value Fund C000010296 Class Y MMFYX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003681 MassMutual Select Focused Value Fund C000093673 Class Z NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003666 MassMutual Select Fundamental Growth Fund C000010217 Class A MOTAX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003666 MassMutual Select Fundamental Growth Fund C000010218 Class L MOTLX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003666 MassMutual Select Fundamental Growth Fund C000010219 Class N MOTNX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003666 MassMutual Select Fundamental Growth Fund C000010220 Class S MOTCX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003666 MassMutual Select Fundamental Growth Fund C000010221 Class Y MOTYX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003659 MassMutual Select Fundamental Value Fund C000010181 Class A MFUAX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003659 MassMutual Select Fundamental Value Fund C000010182 Class L MFULX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003659 MassMutual Select Fundamental Value Fund C000010183 Class N MFUNX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003659 MassMutual Select Fundamental Value Fund C000010184 Class S MVUSX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003659 MassMutual Select Fundamental Value Fund C000010185 Class Y MFUYX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003659 MassMutual Select Fundamental Value Fund C000093668 Class Z NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003656 MassMutual Select Growth Opportunities Fund C000010167 Class A MMAAX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003656 MassMutual Select Growth Opportunities Fund C000010168 Class L MAGLX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003656 MassMutual Select Growth Opportunities Fund C000010169 Class N MMANX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003656 MassMutual Select Growth Opportunities Fund C000010170 Class S MGRSX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003656 MassMutual Select Growth Opportunities Fund C000010171 Class Y MAGYX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003656 MassMutual Select Growth Opportunities Fund C000108420 Class Z NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003661 MassMutual Select Indexed Equity Fund C000010191 Class A MIEAX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003661 MassMutual Select Indexed Equity Fund C000010196 Class I MIEZX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003661 MassMutual Select Indexed Equity Fund C000010192 Class L MMILX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003661 MassMutual Select Indexed Equity Fund C000010193 Class N MMINX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003661 MassMutual Select Indexed Equity Fund C000010194 Class S MMIEX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003661 MassMutual Select Indexed Equity Fund C000010195 Class Y MIEYX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003661 MassMutual Select Indexed Equity Fund C000108421 Class Z NULL 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003662 MassMutual Select Large Cap Growth Fund C000010197 Class A MLGAX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003662 MassMutual Select Large Cap Growth Fund C000010198 Class L MLGLX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003662 MassMutual Select Large Cap Growth Fund C000010200 Class S MLGSX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003662 MassMutual Select Large Cap Growth Fund C000010201 Class Y MLGYX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003663 MassMutual Select Large Cap Value Fund C000010202 Class A MMLAX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003663 MassMutual Select Large Cap Value Fund C000010203 Class L MLVLX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003663 MassMutual Select Large Cap Value Fund C000010204 Class N MLVNX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003663 MassMutual Select Large Cap Value Fund C000010205 Class S MLVSX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003663 MassMutual Select Large Cap Value Fund C000010206 Class Y MMLYX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003664 MassMutual Select Mid Cap Growth Equity Fund C000010207 Class A MMMAX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003664 MassMutual Select Mid Cap Growth Equity Fund C000010208 Class L MMGLX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003664 MassMutual Select Mid Cap Growth Equity Fund C000010209 Class N MMGNX 1295 STATE ST SPRINGFIELD 01111 MA NULL 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003664 MassMutual Select Mid Cap Growth 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S000011107 Van Kampen Comstock Portfolio C000030672 Class C NULL 610 NEWPORT CENTER DRIVE STE 1350 NEWPORT BEACH 92660 CA NULL 811-10183 0001126087 MET INVESTORS SERIES TRUST 30 S000011107 Van Kampen Comstock Portfolio C000030673 Class E NULL 610 NEWPORT CENTER DRIVE STE 1350 NEWPORT BEACH 92660 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000086452 Class A NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000086453 Class B NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000014246 Flexible Bonus (Retirement Companion) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000022080 Flexible Value SF 230 NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000022076 Foresight SF 137 NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000022074 Group Annuity SF 101 NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000022078 Group VA SF 234 (Texas) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000014238 Marquis Portfolios (offered between November 7, 2005 and April 30, 2012) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000112436 Marquis Potfolios (offered on and after April 30, 2012) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000081013 MetLife Growth and Guaranteed Income NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000014245 MetLife Investors USA Variable Annuity Contracts (Investors Choice Annuity/Capital Strategist Annuit NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000077947 MetLife Simple Solutions/SM/ NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000062195 Pioneer PRISM NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000062197 Pioneer PRISM L NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000062196 Pioneer PRISM XC NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000014240 PrimElite III NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000040656 PrimElite IV NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000014239 Protected Equity Portfolio (PEP) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000022077 Secur Annuity CLICO 224/ SF 1700 NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000014244 Series C (offered between September 4, 2001 and October 7, 2011) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000106642 Series C (offered on and after October 7, 2011) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000014242 Series L NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000014243 Series L - 4 Year (offered between November 22, 2004 and October 7, 2011) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000106639 Series L - 4 Year (offered on and after October 7, 2011) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000110904 Series O NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000039422 Series S (offered between April 30, 2007 and October 7, 2011) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000106693 Series S (offered on and after October 7, 2011) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000115828 Series S - L Share Option (offered between April 30, 2007 and October 7, 2011) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000108043 Series S - L Share Option (offered on and after October 7, 2011) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000014237 Series VA (offered between March 22, 2001 and October 7, 2011) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000105974 Series VA (offered on and after October 7, 2011) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000106648 Series VA - 4 (offered on and after October 7, 2011) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000094879 Series VA-4 (offered between May 1, 2011 and October 7, 2011) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000014241 Series XC NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000069258 Series XTRA NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000075158 Series XTRA 6 NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000022079 Sunshine SF 236 FL NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000022075 Ultimate Annuity FSL 224 NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000056575 USA 3 NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000014248 Vintage L NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000014247 Vintage XC NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-21851 0001350943 MetLife Investors USA Variable Life Account A 33 S000008894 MetLife Investors USA Variable Life Account A C000058204 Equity Advantage VUL (MLI) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-21851 0001350943 MetLife Investors USA Variable Life Account A 33 S000008894 MetLife Investors USA Variable Life Account A C000031441 MLI Advantage Equity Options NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014091 Class A NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000080672 Class A (CA) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 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ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000080673 Class C (CA) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014093 Class L NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000080670 Class L (CA) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014094 Class L - 4 Year NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000080671 Class L-4 Year (CA) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014088 Class VA NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000080667 Class VA (CA) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014092 Class XC NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000080666 Class XC (CA) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000021948 COVA Series A NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000021947 COVA VA SPDA NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000080559 COVA VA/PREMIER ADVISOR NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000080561 COVA-Series A NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014085 MetLife Investors Variable Annuity (Cova Variable Annuity/Firstar Summit VA/Premier Advisor VA/Desti NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014087 MetLife Investors Variable Annuity (Navigator-Select VA/Russell-Select VA/Custom Select VA) NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000080558 Navigator-Select/Custom-Select/Russell-Select NULL 5 PARK PLAZA, SUITE 1900 IRVINE 92614 CA NULL 811-07971 0001029031 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE 33 S000004234 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE C000080330 Class VL NULL METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-07971 0001029031 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE 33 S000004234 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE C000011921 Class VL Flexible Premium Variable Life and Joint and Last Survivor NULL METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-07971 0001029031 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE 33 S000004234 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE C000023064 Custom Select Flexible Premium Joint and Last Survivor VL NULL METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-07971 0001029031 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE 33 S000004234 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE C000023065 Custom Select Flexible Premium VL NULL METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-07971 0001029031 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE 33 S000004234 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE C000080331 Custom Select Variable Life NULL METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-07971 0001029031 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE 33 S000004234 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE C000080333 Modified Single Premium Variable Life NULL METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-07971 0001029031 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE 33 S000004234 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE C000023063 Modified Single Premium VL NULL METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000011923 MarketLife and Invest (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000068775 MetLife MarketLife (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000068772 MetLife Portfolio Architect Life (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000011926 MetLife Variable Life (47A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000011925 MetLife Variable Life Accumulator (48A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000022171 MetLife Variable Life Accumulator - Series 2 (57A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000011928 MetLife Variable Life Accumulator - Series 3 (91A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000011924 MetLife Variable Survivorship Life (44A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000011927 MetLife Variable Survivorship Life II (45A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000068773 MetLife VintageLife (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-09215 0001077712 METLIFE OF CT FUND UL III FOR VARIABLE LIFE INSURANCE 33 S000004239 MetLife of CT Fund UL III for Variable Life Insurance C000011938 MetLife Corporate Owned VUL 2000 NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-09215 0001077712 METLIFE OF CT FUND UL III FOR VARIABLE LIFE INSURANCE 33 S000004239 MetLife of CT Fund UL III for Variable Life Insurance C000022174 MetLife Corporate Owned VUL III NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-09215 0001077712 METLIFE OF CT FUND UL III FOR VARIABLE LIFE INSURANCE 33 S000004239 MetLife of CT Fund UL III for Variable Life Insurance C000011941 MetLife Corporate Owned VUL IV NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-09215 0001077712 METLIFE OF CT FUND UL III FOR VARIABLE LIFE INSURANCE 33 S000004239 MetLife of CT Fund UL III for Variable Life Insurance C000011937 MetLife Corporate Owned VUL Series 1 NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-09215 0001077712 METLIFE OF CT FUND UL III FOR VARIABLE LIFE INSURANCE 33 S000004239 MetLife of CT Fund UL III for Variable Life Insurance C000011940 MetLife Corporate Select Policy NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068749 Gold Track (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068750 Gold Track Select (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068757 Index Annuity (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068758 Index Annuity (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068864 Marquis Portfolios (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068851 Marquis Portfolios (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068751 MetLife Access Annuity (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068753 MetLife Access Annuity (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068752 MetLife Access Select Annuity (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068754 MetLife Access Select Annuity (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068747 MetLife Retirement Account (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068748 MetLife Retirement Account (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068809 Pioneer Annuistar Annuity (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068812 Pioneer Annuistar Annuity (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068840 Pioneer Annuistar Flex (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068915 Pioneer Annuistar Flex (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000016181 Pioneer Annuistar Plus Annuity NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068806 Pioneer Annuistar Plus Annuity (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068811 Pioneer Annuistar Value Annuity (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068814 Pioneer Annuistar Value Annuity (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068837 Portfolio Architect 3 (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068912 Portfolio Architect 3 (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068853 Portfolio Architect Access Annuity (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068866 Portfolio Architect Access Annuity (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068798 Portfolio Architect Annuity (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068802 Portfolio Architect Annuity (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068810 Portfolio Architect II Annuity (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068813 Portfolio Architect II Annuity (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068838 Portfolio Architect L (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068913 Portfolio Architect L (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000016182 Portfolio Architect Plus Annuity NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068807 Portfolio Architect Plus Annuity (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068799 Portfolio Architect Select Annuity (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE 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S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068801 Premier Advisers Class II Annuity (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068805 Premier Advisers Class II Annuity (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068815 Premier Advisers II (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068818 Premier Advisers II (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068816 Premier Advisers III (Series I) (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068819 Premier Advisers III (Series I) (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068817 Premier Advisers III (Series II) (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068820 Premier Advisers III (Series II) (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068825 Premier Advisers L (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068822 Premier Advisers L (Series I) (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068823 Premier Advisers L (Series II) (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068826 Premier Advisers L (Series II) (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068846 PrimElite Annuity (A) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068849 PrimElite Annuity (B) NULL METLIFE INSURANCE COMPANY OF CONNECTICUT BLOOMFIELD 06002-2910 CT 1300 HALL BOULEVARD 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C000006524 529C ECIDX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002437 MFS International New Discovery Fund C000006520 A MIDAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002437 MFS International New Discovery Fund C000006525 B MIDBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002437 MFS International New Discovery Fund C000006526 C MIDCX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002437 MFS International New Discovery Fund C000006527 I MWNIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002437 MFS International New Discovery Fund C000006529 R1 MIDGX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002437 MFS International New Discovery Fund C000006531 R2 MIDRX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002437 MFS International New Discovery Fund C000006532 R3 MIDHX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002437 MFS International New Discovery Fund C000006521 R4 MIDJX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002437 MFS International New Discovery Fund C000116933 R5 MIDLX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002438 MFS Research Fund C000006533 A MFRFX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002438 MFS Research Fund C000006538 B MFRBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002438 MFS Research Fund C000006539 C MFRCX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002438 MFS Research Fund C000034431 Class R5 MFRKX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002438 MFS Research Fund C000006540 I MRFIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002438 MFS Research Fund C000006542 R1 MFRLX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002438 MFS Research Fund C000006544 R2 MSRRX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002438 MFS Research Fund C000006545 R3 MFRHX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002438 MFS Research Fund C000006534 R4 MFRJX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002439 MFS Total Return Fund C000006548 529A EATRX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002439 MFS Total Return Fund C000006549 529B EBTRX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002439 MFS Total Return Fund C000006550 529C ECTRX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002439 MFS Total Return Fund C000006546 A MSFRX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002439 MFS Total Return Fund C000006551 B MTRBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002439 MFS Total Return Fund C000006552 C MTRCX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002439 MFS Total Return Fund C000006553 I MTRIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002439 MFS Total Return Fund C000006555 R1 MSFFX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002439 MFS Total Return Fund C000006557 R2 MTRRX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002439 MFS Total Return Fund C000006558 R3 MSFHX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002439 MFS Total Return Fund C000006547 R4 MSFJX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02031 0000200489 MFS SERIES TRUST V 30 S000002439 MFS Total Return Fund C000116934 R5 MSFKX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002468 MFS Global Equity Fund C000006615 A MWEFX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002468 MFS Global Equity Fund C000006617 B MWEBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002468 MFS Global Equity Fund C000006618 C MWECX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002468 MFS Global Equity Fund C000006619 I MWEIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002468 MFS Global Equity Fund C000006621 R1 MWEGX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002468 MFS Global Equity Fund C000006623 R2 MEQRX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002468 MFS Global Equity Fund C000006624 R3 MWEHX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002468 MFS Global Equity Fund C000006616 R4 MWELX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002468 MFS Global Equity Fund C000111485 R5 MWEMX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002469 MFS Global Total Return Fund C000006625 A MFWTX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002469 MFS Global Total Return Fund C000006627 B MFWBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002469 MFS Global Total Return Fund C000006628 C MFWCX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002469 MFS Global Total Return Fund C000006629 I MFWIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002469 MFS Global Total Return Fund C000006631 R1 MFWGX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002469 MFS Global Total Return Fund C000006633 R2 MGBRX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002469 MFS Global Total Return Fund C000006634 R3 MFWHX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002469 MFS Global Total Return Fund C000006626 R4 MFWJX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002469 MFS Global Total Return Fund C000111486 R5 MFWLX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002470 MFS Utilities Fund C000006635 A MMUFX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002470 MFS Utilities Fund C000006637 B MMUBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002470 MFS Utilities Fund C000006638 C MMUCX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002470 MFS Utilities Fund C000006639 I MMUIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002470 MFS Utilities Fund C000006641 R1 MMUGX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002470 MFS Utilities Fund C000006643 R2 MURRX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002470 MFS Utilities Fund C000006644 R3 MMUHX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002470 MFS Utilities Fund C000006636 R4 MMUJX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-06102 0000863032 MFS SERIES TRUST VI 30 S000002470 MFS Utilities Fund C000070410 R5 MMUKX 500 BOYLSTON ST BOSTON 02116 MA 15TH FLOOR 811-03090 0000318874 MFS SERIES TRUST VII 30 S000030066 MFS Asia Pacific ex-Japan Fund C000092216 A MPXAX 500 BOYLSTON ST BOSTON 02116 MA 20TH FLOOR LEGAL DEPT 811-03090 0000318874 MFS SERIES TRUST VII 30 S000030066 MFS Asia Pacific ex-Japan Fund C000092217 B MPXBX 500 BOYLSTON ST BOSTON 02116 MA 20TH FLOOR LEGAL DEPT 811-03090 0000318874 MFS SERIES TRUST VII 30 S000030066 MFS Asia Pacific ex-Japan Fund C000092218 C MPXCX 500 BOYLSTON ST BOSTON 02116 MA 20TH FLOOR LEGAL DEPT 811-03090 0000318874 MFS SERIES TRUST VII 30 S000030066 MFS Asia Pacific ex-Japan Fund C000092219 I MPXIX 500 BOYLSTON ST BOSTON 02116 MA 20TH FLOOR LEGAL DEPT 811-03090 0000318874 MFS SERIES TRUST VII 30 S000030067 MFS European Equity Fund C000092220 A MEEAX 500 BOYLSTON ST BOSTON 02116 MA 20TH FLOOR LEGAL DEPT 811-03090 0000318874 MFS SERIES TRUST VII 30 S000030067 MFS European Equity Fund C000092221 B MEEBX 500 BOYLSTON ST BOSTON 02116 MA 20TH FLOOR LEGAL DEPT 811-03090 0000318874 MFS SERIES TRUST VII 30 S000030067 MFS European Equity Fund C000092222 C MEECX 500 BOYLSTON ST BOSTON 02116 MA 20TH FLOOR LEGAL DEPT 811-03090 0000318874 MFS SERIES TRUST VII 30 S000030067 MFS European Equity Fund C000092223 I MEEIX 500 BOYLSTON ST BOSTON 02116 MA 20TH FLOOR LEGAL DEPT 811-03090 0000318874 MFS SERIES TRUST VII 30 S000030068 MFS Latin American Equity Fund C000092227 A MLEAX 500 BOYLSTON ST BOSTON 02116 MA 20TH FLOOR LEGAL DEPT 811-03090 0000318874 MFS SERIES TRUST VII 30 S000030068 MFS Latin American Equity Fund C000092224 B MLEBX 500 BOYLSTON ST BOSTON 02116 MA 20TH FLOOR LEGAL DEPT 811-03090 0000318874 MFS SERIES TRUST VII 30 S000030068 MFS Latin American Equity Fund C000092225 C MLECX 500 BOYLSTON ST BOSTON 02116 MA 20TH FLOOR LEGAL DEPT 811-03090 0000318874 MFS SERIES TRUST VII 30 S000030068 MFS Latin American Equity Fund C000092226 I MLEIX 500 BOYLSTON ST BOSTON 02116 MA 20TH FLOOR LEGAL DEPT 811-05262 0000819673 MFS SERIES TRUST VIII 30 S000002490 MFS Global Growth Fund C000006697 A MWOFX 500 BOYLSTON ST BOSTON 02116 MA 15TH ST 811-05262 0000819673 MFS SERIES TRUST VIII 30 S000002490 MFS Global Growth Fund C000006699 B MWOBX 500 BOYLSTON ST BOSTON 02116 MA 15TH ST 811-05262 0000819673 MFS SERIES TRUST VIII 30 S000002490 MFS Global Growth Fund C000006700 C MWOCX 500 BOYLSTON ST BOSTON 02116 MA 15TH ST 811-05262 0000819673 MFS SERIES TRUST VIII 30 S000002490 MFS Global Growth Fund C000006701 I MWOIX 500 BOYLSTON ST BOSTON 02116 MA 15TH ST 811-05262 0000819673 MFS SERIES TRUST VIII 30 S000002490 MFS Global Growth Fund C000006703 R1 MWOGX 500 BOYLSTON ST BOSTON 02116 MA 15TH ST 811-05262 0000819673 MFS SERIES TRUST VIII 30 S000002490 MFS Global Growth Fund C000006705 R2 MGWRX 500 BOYLSTON ST BOSTON 02116 MA 15TH ST 811-05262 0000819673 MFS SERIES TRUST VIII 30 S000002490 MFS Global Growth Fund C000006706 R3 MWOHX 500 BOYLSTON ST BOSTON 02116 MA 15TH ST 811-05262 0000819673 MFS SERIES TRUST VIII 30 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Absolute Return Fund C000098546 C MRNCX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000031672 MFS Absolute Return Fund C000098547 I MRNIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000031672 MFS Absolute Return Fund C000098548 R1 MRNRX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000031672 MFS Absolute Return Fund C000098549 R2 MRNSX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000031672 MFS Absolute Return Fund C000098550 R3 MRNTX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000031672 MFS Absolute Return Fund C000098551 R4 MRNUX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002506 MFS Aggressive Growth Allocation Fund C000006840 529A EAGTX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002506 MFS Aggressive Growth Allocation Fund C000006841 529B EBAAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002506 MFS Aggressive Growth Allocation Fund C000006842 529C ECAAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002506 MFS Aggressive Growth Allocation Fund C000006838 A MAAGX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002506 MFS Aggressive Growth Allocation Fund C000006843 B MBAGX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002506 MFS Aggressive Growth Allocation Fund C000006844 C MCAGX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002506 MFS Aggressive Growth Allocation Fund C000006845 I MIAGX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002506 MFS Aggressive Growth Allocation Fund C000006847 R1 MAAFX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002506 MFS Aggressive Growth Allocation Fund C000006849 R2 MAWAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002506 MFS Aggressive Growth Allocation Fund C000006850 R3 MAAHX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002506 MFS Aggressive Growth Allocation Fund C000006839 R4 MAALX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002510 MFS Conservative Allocation Fund C000006889 529A ECLAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002510 MFS Conservative Allocation Fund C000006890 529B EBCAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002510 MFS Conservative Allocation Fund C000006891 529C ECACX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002510 MFS Conservative Allocation Fund C000006887 A MACFX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002510 MFS Conservative Allocation Fund C000006892 B MACBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002510 MFS Conservative Allocation Fund C000006893 C MACVX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002510 MFS Conservative Allocation Fund C000006894 I MACIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002510 MFS Conservative Allocation Fund C000006896 R1 MACKX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002510 MFS Conservative Allocation Fund C000006898 R2 MCARX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002510 MFS Conservative Allocation Fund C000006899 R3 MACNX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002510 MFS Conservative Allocation Fund C000006888 R4 MACJX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000006900 A MEDAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000006901 B MEDBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000006902 C MEDCX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000074224 CLASS R1 MEDDX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000074225 CLASS R2 MEDEX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000074226 CLASS R3 MEDFX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000074227 CLASS R4 MEDGX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000034483 Class R5 MEDHX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000006903 I MEDIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000033795 MFS Emerging Markets Debt Local Currency Fund C000104416 A EMLAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000033795 MFS Emerging Markets Debt Local Currency Fund C000104417 B EMLBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000033795 MFS Emerging Markets Debt Local Currency Fund C000104418 C EMLCX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000033795 MFS Emerging Markets Debt Local Currency Fund C000104419 I EMLIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000033795 MFS Emerging Markets Debt Local Currency Fund C000104420 R1 EMLJX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000033795 MFS Emerging Markets Debt Local Currency Fund C000104421 R2 EMLKX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000033795 MFS Emerging Markets Debt Local Currency Fund C000104422 R3 EMLLX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000033795 MFS Emerging Markets Debt Local Currency Fund C000104423 R4 EMLMX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000006904 A MEMAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000006905 B MEMBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000006906 C MEMCX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000071424 CLASS R1 MEMRX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000071425 CLASS R2 MEMFX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000071426 CLASS R3 MEMGX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000071427 CLASS R4 MEMHX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000071428 CLASS R5 MEMJX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000006907 I MEMIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000028956 MFS GLOBAL BOND FUND C000088935 A MGBAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000028956 MFS GLOBAL BOND FUND C000088936 B MGBBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000028956 MFS GLOBAL BOND FUND C000088937 C MGBDX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000028956 MFS GLOBAL BOND FUND C000088938 I MGBJX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000028956 MFS GLOBAL BOND FUND C000088939 R1 MGBKX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000028956 MFS GLOBAL BOND FUND C000088940 R2 MGBLX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000028956 MFS GLOBAL BOND FUND C000088941 R3 MGBMX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000028956 MFS GLOBAL BOND FUND C000088942 R4 MGBNX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006913 529A EAGWX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006914 529B EBGWX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006915 529C ECGWX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006911 A MAGWX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006916 B MBGWX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006917 C MCGWX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006918 I MGWIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006920 R1 MAGMX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006922 R2 MGALX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006923 R3 MAGEX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006912 R4 MAGJX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006926 529A MDIEX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006927 529B MDIMX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006928 529C MDINX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006924 A MDIDX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006929 B MDIFX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006930 C MDIGX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006931 I MDIJX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006933 R1 MDIOX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006935 R2 MDIKX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006936 R3 MDIHX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006925 R4 MDITX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000006937 A MGRAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000006938 B MGRBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000006939 C MGRCX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000071431 CLASS R1 MGRRX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000071432 CLASS R2 MGRQX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000071433 CLASS R3 MGRTX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000071430 CLASS R4 MGRVX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000034484 Class R5 MGRDX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000006940 I MQGIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000006941 A MGIAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000006942 B MGIBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000006943 C MGICX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000071434 CLASS R1 MINRX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000071435 CLASS R2 MINFX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000071436 CLASS R3 MINGX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000071437 CLASS R4 MINHX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000034485 Class R5 MINJX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000006944 I MINIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006853 529A EAMDX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006854 529B EBMDX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006855 529C ECMAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006851 A MAMAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006856 B MMABX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006857 C MMACX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006858 I MMAIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006860 R1 MAMFX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006862 R2 MARRX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006863 R3 MAMHX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006852 R4 MAMJX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002500 MFS Blended Research Core Equity Fund C000006789 A MUEAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002500 MFS Blended Research Core Equity Fund C000006790 B MUSBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002500 MFS Blended Research Core Equity Fund C000006791 C MUECX 500 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2020 Fund C000006819 R4 MFLJX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002504 MFS Lifetime 2030 Fund C000006820 A MLTAX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002504 MFS Lifetime 2030 Fund C000006821 B MLTBX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002504 MFS Lifetime 2030 Fund C000006822 C MLTCX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002504 MFS Lifetime 2030 Fund C000006823 I MLTIX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002504 MFS Lifetime 2030 Fund C000006824 R1 MLTEX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002504 MFS Lifetime 2030 Fund C000006826 R2 MLTGX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002504 MFS Lifetime 2030 Fund C000006827 R3 MLTHX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002504 MFS Lifetime 2030 Fund C000006828 R4 MLTJX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002505 MFS Lifetime 2040 Fund C000006829 A MLFAX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002505 MFS Lifetime 2040 Fund C000006830 B MLFBX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002505 MFS Lifetime 2040 Fund C000006831 C MLFCX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002505 MFS Lifetime 2040 Fund C000006832 I MLFIX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002505 MFS Lifetime 2040 Fund C000006833 R1 MLFEX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002505 MFS Lifetime 2040 Fund C000006835 R2 MLFGX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002505 MFS Lifetime 2040 Fund C000006836 R3 MLFHX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002505 MFS Lifetime 2040 Fund C000006837 R4 MLFJX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000030062 MFS Lifetime 2050 Fund C000092196 A MFFSX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000030062 MFS Lifetime 2050 Fund C000092197 B MFFRX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000030062 MFS Lifetime 2050 Fund C000092198 C MFFDX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000030062 MFS Lifetime 2050 Fund C000092199 I MFFIX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000030062 MFS Lifetime 2050 Fund C000092200 R1 MFFMX 500 BOYLSTON STREET BOSTON 02116 MA 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BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002501 MFS Lifetime Retirement Income Fund C000006797 R1 MLLEX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002501 MFS Lifetime Retirement Income Fund C000006799 R2 MLLGX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002501 MFS Lifetime Retirement Income Fund C000006800 R3 MLLHX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-21780 0001330967 MFS Series Trust XII 30 S000002501 MFS Lifetime Retirement Income Fund C000006801 R4 MLLJX 500 BOYLSTON STREET BOSTON 02116 MA NULL 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000012219 MFS DIVERSIFIED INCOME FUND C000033358 Class A DIFAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000012219 MFS DIVERSIFIED INCOME FUND C000033359 Class C DIFCX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-03327 0000356349 MFS SERIES TRUST XIII 30 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15TH FL 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000024971 MFS GLOBAL REAL ESTATE FUND C000074271 CLASS C NULL 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000024971 MFS GLOBAL REAL ESTATE FUND C000074272 CLASS I MGLIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000024971 MFS GLOBAL REAL ESTATE FUND C000074273 CLASS R1 NULL 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000024971 MFS GLOBAL REAL ESTATE FUND C000074274 CLASS R2 NULL 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000024971 MFS GLOBAL REAL ESTATE FUND C000074275 CLASS R3 NULL 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000024971 MFS GLOBAL REAL ESTATE FUND C000074276 CLASS R4 NULL 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000000693 MFS GOVERNMENT SECURITIES FUND C000002007 A MFGSX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000000693 MFS GOVERNMENT SECURITIES FUND C000002012 B MFGBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000000693 MFS GOVERNMENT SECURITIES FUND C000002013 C MFGDX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000000693 MFS GOVERNMENT SECURITIES FUND C000002006 I MGSIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000000693 MFS GOVERNMENT SECURITIES FUND C000002015 R1 MFGGX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000000693 MFS GOVERNMENT SECURITIES FUND C000002017 R2 MGVSX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000000693 MFS GOVERNMENT SECURITIES FUND C000002018 R3 MFGHX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000000693 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XIII 30 S000032712 MFS New Discovery Value Fund C000100962 R3 NDVTX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000032712 MFS New Discovery Value Fund C000100963 R4 NDVUX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04253 0000764719 MFS SERIES TRUST XV 30 S000028958 MFS COMMODITY STRATEGY FUND C000088951 A MCSAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04253 0000764719 MFS SERIES TRUST XV 30 S000028958 MFS COMMODITY STRATEGY FUND C000088952 B NULL 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04253 0000764719 MFS SERIES TRUST XV 30 S000028958 MFS COMMODITY STRATEGY FUND C000088953 C NULL 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04253 0000764719 MFS SERIES TRUST XV 30 S000028958 MFS COMMODITY STRATEGY FUND C000088954 I MCSIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04253 0000764719 MFS SERIES TRUST XV 30 S000028958 MFS COMMODITY STRATEGY FUND C000088955 R1 NULL 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04253 0000764719 MFS SERIES TRUST XV 30 S000028958 MFS COMMODITY STRATEGY FUND C000088956 R2 NULL 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04253 0000764719 MFS SERIES TRUST XV 30 S000028958 MFS COMMODITY STRATEGY FUND C000088957 R3 NULL 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04253 0000764719 MFS SERIES TRUST XV 30 S000028958 MFS COMMODITY STRATEGY FUND C000088958 R4 NULL 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04253 0000764719 MFS SERIES TRUST XV 30 S000019515 MFS Diversified Target Return Fund C000054207 A DVRAX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04253 0000764719 MFS SERIES TRUST XV 30 S000019515 MFS Diversified Target Return Fund C000054210 B DVRBX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04253 0000764719 MFS SERIES TRUST XV 30 S000019515 MFS Diversified Target Return Fund C000054211 C DVRCX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04253 0000764719 MFS SERIES TRUST XV 30 S000019515 MFS Diversified Target Return Fund C000054212 I DVRIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-04253 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ST BOSTON 02116 MA 15TH FL 811-02032 0000063067 MFS SERIES TRUST XVI 30 S000031673 MFS Global Multi-Asset Fund C000098554 C GLMCX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02032 0000063067 MFS SERIES TRUST XVI 30 S000031673 MFS Global Multi-Asset Fund C000098555 I GLMIX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02032 0000063067 MFS SERIES TRUST XVI 30 S000031673 MFS Global Multi-Asset Fund C000098556 R1 GLMRX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02032 0000063067 MFS SERIES TRUST XVI 30 S000031673 MFS Global Multi-Asset Fund C000098557 R2 GLMSX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02032 0000063067 MFS SERIES TRUST XVI 30 S000031673 MFS Global Multi-Asset Fund C000098558 R3 GLMTX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02032 0000063067 MFS SERIES TRUST XVI 30 S000031673 MFS Global Multi-Asset Fund C000098559 R4 GLMUX 500 BOYLSTON ST BOSTON 02116 MA 15TH FL 811-02662 0000202571 MFS VARIABLE ACCOUNT 32 S000009373 MFS VARIABLE ACCOUNT C000025687 MFS Variable Annuity 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BOYLSTON STREET BOSTON 02116 MA 15TH FL 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002678 MFS Mid Cap Growth Series C000007326 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 15TH FL 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002678 MFS Mid Cap Growth Series C000007327 Service Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 15TH FL 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002680 MFS New Discovery Series C000007329 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 15TH FL 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002680 MFS New Discovery Series C000007330 Service Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 15TH FL 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002666 MFS Research Bond Series C000007302 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 15TH FL 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002666 MFS Research Bond Series C000007303 Service Class NULL 500 BOYLSTON STREET 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02116 MA 15TH FL 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002670 MFS Total Return Series C000007310 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 15TH FL 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002670 MFS Total Return Series C000007311 Service Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 15TH FL 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002671 MFS Utilities Series C000007312 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 15TH FL 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002671 MFS Utilities Series C000007313 Service Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 15TH FL 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002672 MFS Value Series C000007314 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 15TH FL 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002672 MFS Value Series C000007315 Service Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 15TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002640 MFS Blended Research Core Equity Portfolio C000007249 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002640 MFS Blended Research Core Equity Portfolio C000007250 Service Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000019993 MFS Blended Research Growth Portfolio C000056053 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000019993 MFS Blended Research Growth Portfolio C000056054 Service Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000019994 MFS Blended Research Value Portfolio C000056055 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000019994 MFS Blended Research Value Portfolio C000056056 Service Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002634 MFS Bond Portfolio C000007237 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002634 MFS Bond Portfolio C000007238 Service Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002656 MFS Core Equity Portfolio C000007281 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002656 MFS Core Equity Portfolio C000007282 Service Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002658 MFS Emerging Markets Equity Portfolio C000007285 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002658 MFS Emerging Markets Equity Portfolio C000007286 Service Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002659 MFS Global Governments Portfolio C000007287 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002659 MFS Global Governments Portfolio C000007288 Service Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002660 MFS Global Growth Portfolio C000007289 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002660 MFS Global Growth Portfolio C000007290 Service Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002647 MFS Global Research Portfolio C000007263 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002647 MFS Global Research Portfolio C000007264 Service Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002661 MFS Global Tactical Allocation Portfolio C000007291 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002661 MFS Global Tactical Allocation Portfolio C000007292 Service Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002635 MFS Government Securities Portfolio C000007239 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002635 MFS Government Securities Portfolio C000007240 Service Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002657 MFS Growth Portfolio C000007283 Initial Class NULL 500 BOYLSTON STREET BOSTON 02116 MA 20TH FL 811-03732 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CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000035938 High Yield Portfolio C000110152 Class L NULL ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000035938 High Yield Portfolio C000110150 Class P NULL ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004116 Intermediate Duration Portfolio C000011546 Class I Shares MAIDX ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004116 Intermediate Duration Portfolio C000052874 Class P Shares NULL ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004116 Intermediate Duration Portfolio C000011545 Investment Class NULL ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004117 International Fixed Income Portfolio C000057345 Class H Shares NULL ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004117 International Fixed Income Portfolio C000011547 Class I Shares MPIFX ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004117 International Fixed Income Portfolio C000065126 Class L Shares NULL ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004117 International Fixed Income Portfolio C000052875 Class P Shares NULL ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004119 Limited Duration Portfolio C000113790 Class H NULL ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004119 Limited Duration Portfolio C000011550 Class I Shares MPLDX ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004119 Limited Duration Portfolio C000113791 Class L NULL ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004119 Limited Duration Portfolio C000052876 Class P Shares NULL ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000012836 Long Duration Fixed Income Portfolio C000034704 Class I Shares NULL ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000012836 Long Duration Fixed Income Portfolio C000034705 Class P Shares NULL ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004127 Mid Cap Growth Portfolio C000113794 Class H NULL ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004127 Mid Cap Growth Portfolio C000011563 Class I Shares MPEGX ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004127 Mid Cap Growth Portfolio C000113795 Class L NULL ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004127 Mid Cap Growth Portfolio C000011562 Class P Shares MACGX ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004120 Municipal Portfolio C000057347 Class H Shares NULL ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004120 Municipal Portfolio C000011551 Class I Shares MPMFX ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004120 Municipal Portfolio C000065128 Class L Shares NULL ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004120 Municipal Portfolio C000048023 Class P Shares NULL ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004128 US Mid Cap Value Portfolio C000011565 Class I Shares MPMVX ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004128 US Mid Cap Value Portfolio C000011564 Class P Shares MMCAX ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004128 US Mid Cap Value Portfolio C000011566 Investment Class MPMIX ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004129 US Small Cap Value Portfolio C000011568 Class I Shares MPSCX ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004129 US Small Cap Value Portfolio C000011567 Class P Shares MCVAX ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004113 Value Portfolio C000011535 Class I Shares MPVLX ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004113 Value Portfolio C000011534 Class P Shares MPPVAX ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004113 Value Portfolio C000011536 Investment Class MPVIX ONE TOWER BRIDGE WEST CONSHOHOCKEN 19428-0868 PA 100 FRONT ST STE 1100 811-21339 0001227155 MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS 30 S000004148 Government Portfolio C000011654 Administrative Class MGOXX 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-21339 0001227155 MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS 30 S000004148 Government Portfolio C000011655 Advisory Class MAYXX 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-21339 0001227155 MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS 30 S000004148 Government Portfolio C000017907 Cash Management Class MSGXX 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-21339 0001227155 MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS 30 S000004148 Government Portfolio C000011656 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10036 NY NULL 811-21339 0001227155 MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS 30 S000004150 Money Market Portfolio C000011670 Participant Class MMNXX 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-21339 0001227155 MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS 30 S000004151 Prime Portfolio C000011672 Administrative Class MPMXX 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-21339 0001227155 MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS 30 S000004151 Prime Portfolio C000011673 Advisory Class MAVXX 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-21339 0001227155 MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS 30 S000004151 Prime Portfolio C000017910 Cash Management Class MSPXX 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-21339 0001227155 MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS 30 S000004151 Prime Portfolio C000011674 Institutional Class MPFXX 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-21339 0001227155 MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS 30 S000004151 Prime Portfolio C000011677 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0001002427 MORGAN STANLEY MULTI CAP GROWTH TRUST 30 S000002337 Morgan Stanley Multi Cap Growth Trust C000006129 C CPOCX C/O MORGAN STANLEY NEW YORK 10036 NY 522 FIFTH AVENUE 811-07377 0001002427 MORGAN STANLEY MULTI CAP GROWTH TRUST 30 S000002337 Morgan Stanley Multi Cap Growth Trust C000006130 I CPODX C/O MORGAN STANLEY NEW YORK 10036 NY 522 FIFTH AVENUE 811-05987 0000859037 MORGAN STANLEY NY MUNICIPAL MONEY MARKET TRUST 30 S000004056 MORGAN STANLEY NEW YORK MUNI MONEY MARKET TRUST C000011345 Reserve Class NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-05987 0000859037 MORGAN STANLEY NY MUNICIPAL MONEY MARKET TRUST 30 S000004056 MORGAN STANLEY NEW YORK MUNI MONEY MARKET TRUST C000012329 Sweep Class NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-09117 0001074111 MORGAN STANLEY REAL ESTATE FUND 30 S000002369 Morgan Stanley Real Estate Fund C000006243 A REFAX 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-09117 0001074111 MORGAN STANLEY REAL ESTATE FUND 30 S000002369 Morgan Stanley Real 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SERIES 30 S000002442 MID CAP GROWTH PORTFOLIO C000006564 Y NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-07185 0000924394 MORGAN STANLEY SELECT DIMENSIONS INVESTMENT SERIES 30 S000002440 MONEY MARKET PORTFOLIO C000006559 X NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-07185 0000924394 MORGAN STANLEY SELECT DIMENSIONS INVESTMENT SERIES 30 S000002440 MONEY MARKET PORTFOLIO C000006560 Y NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-07185 0000924394 MORGAN STANLEY SELECT DIMENSIONS INVESTMENT SERIES 30 S000002450 MULTI CAP GROWTH TRUST C000006579 X NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-07185 0000924394 MORGAN STANLEY SELECT DIMENSIONS INVESTMENT SERIES 30 S000002450 MULTI CAP GROWTH TRUST C000006580 Y NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-06711 0000889128 MORGAN STANLEY SPECIAL GROWTH FUND 30 S000002372 Morgan Stanley Special Growth Fund C000006255 A SMPAX 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-06711 0000889128 MORGAN STANLEY SPECIAL GROWTH FUND 30 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S000002460 INCOME PLUS PORTFOLIO C000006597 X NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-03692 0000716716 MORGAN STANLEY VARIABLE INVESTMENT SERIES 30 S000002460 INCOME PLUS PORTFOLIO C000006598 Y NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-03692 0000716716 MORGAN STANLEY VARIABLE INVESTMENT SERIES 30 S000002459 LIMITED DURATION PORTFOLIO C000006595 X NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-03692 0000716716 MORGAN STANLEY VARIABLE INVESTMENT SERIES 30 S000002459 LIMITED DURATION PORTFOLIO C000006596 Y NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-03692 0000716716 MORGAN STANLEY VARIABLE INVESTMENT SERIES 30 S000002453 MONEY MARKET PORTFOLIO C000006583 X NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-03692 0000716716 MORGAN STANLEY VARIABLE INVESTMENT SERIES 30 S000002453 MONEY MARKET PORTFOLIO C000006584 Y NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-03692 0000716716 MORGAN STANLEY VARIABLE INVESTMENT SERIES 30 S000002466 MULTI CAP GROWTH TRUST C000006609 X NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-03692 0000716716 MORGAN STANLEY VARIABLE INVESTMENT SERIES 30 S000002466 MULTI CAP GROWTH TRUST C000006610 Y NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-03692 0000716716 MORGAN STANLEY VARIABLE INVESTMENT SERIES 30 S000002454 S&P 500 INDEX PORTFOLIO C000006585 X NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-03692 0000716716 MORGAN STANLEY VARIABLE INVESTMENT SERIES 30 S000002454 S&P 500 INDEX PORTFOLIO C000006586 Y NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-03692 0000716716 MORGAN STANLEY VARIABLE INVESTMENT SERIES 30 S000002458 STRATEGIST PORTFOLIO C000006593 X NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-03692 0000716716 MORGAN STANLEY VARIABLE INVESTMENT SERIES 30 S000002458 STRATEGIST PORTFOLIO C000006594 Y NULL 522 FIFTH AVENUE NEW YORK 10036 NY NULL 811-22264 0001449871 MOTLEY FOOL FUNDS TRUST 30 S000034389 Motley Fool Epic Voyage Fund C000105840 Motley Fool Epic Voyage Fund TMFEX 2000 DUKE STREET, SUITE 175 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0001214511 MUNDER SERIES TRUST 30 S000002730 Munder Energy Fund C000007464 Class A MPFAX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002730 Munder Energy Fund C000007465 Class B MPFBX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002730 Munder Energy Fund C000007466 Class C MPFTX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002730 Munder Energy Fund C000007462 Class Y MPFYX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002747 Munder Growth Opportunities Fund C000007536 Class A MNNAX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002747 Munder Growth Opportunities Fund C000007537 Class B MNNBX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002747 Munder Growth Opportunities Fund C000007538 Class C MNNCX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002747 Munder Growth Opportunities Fund C000007539 Class R MNNRX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002747 Munder Growth Opportunities Fund C000007534 Class Y MNNYX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002743 Munder Index 500 Fund C000007516 Class A MUXAX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002743 Munder Index 500 Fund C000007517 Class B MUXBX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002743 Munder Index 500 Fund C000007515 Class K MUXKX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002743 Munder Index 500 Fund C000007518 Class R MUXRX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002743 Munder Index 500 Fund C000007514 Class Y MUXYX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000033184 Munder Integrity Mid-Cap Value Fund C000102134 Class A MAIMX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000033184 Munder Integrity Mid-Cap Value Fund C000102135 Class Y MYIMX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000033183 Munder Integrity Small/Mid-Cap Value Fund C000102132 Class A MAISX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000033183 Munder Integrity Small/Mid-Cap Value Fund C000102133 Class Y MYISX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002746 Munder International Equity Fund C000007531 Class A MUIAX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002746 Munder International Equity Fund C000007532 Class B MUIEX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002746 Munder International Equity Fund C000007533 Class C MUICX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002746 Munder International Equity Fund C000007530 Class K MUIKX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002746 Munder International Equity Fund C000007529 Class Y MUIYX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000018756 Munder International Fund - Core Equity C000051905 Class A MAICX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000018756 Munder International Fund - Core Equity C000051906 Class C MICCX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000018756 Munder International Fund - Core Equity C000051908 Class I MICIX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000018756 Munder International Fund - Core Equity C000051907 Class Y MICYX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000018757 Munder International Small-Cap Fund C000051909 Class A MISAX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000018757 Munder International Small-Cap Fund C000051910 Class C MCISX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000018757 Munder International Small-Cap Fund C000051912 Class I MISIX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000018757 Munder International Small-Cap Fund C000115442 Class R6 MSSIX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000018757 Munder International Small-Cap Fund C000051911 Class Y MYSIX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002748 Munder Large-Cap Growth Fund C000007542 Class A MUSAX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002748 Munder Large-Cap Growth Fund C000007543 Class B MUSGX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002748 Munder Large-Cap Growth Fund C000007544 Class C MUSCX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002748 Munder Large-Cap Growth Fund C000007541 Class K MUSKX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002748 Munder Large-Cap Growth Fund C000007540 Class Y MUSYX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002726 Munder Large-Cap Value Fund C000007442 Class A MUGAX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002726 Munder Large-Cap Value Fund C000007443 Class B MUGBX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002726 Munder Large-Cap Value Fund C000007444 Class C MUGCX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002726 Munder Large-Cap Value Fund C000007441 Class K MUGKX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002726 Munder Large-Cap Value Fund C000039053 Class R MUGRX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002726 Munder Large-Cap Value Fund C000007440 Class Y MUGYX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002728 Munder Micro-Cap Equity Fund C000007452 Class A MMEAX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002728 Munder Micro-Cap Equity Fund C000007453 Class B MMEBX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002728 Munder Micro-Cap Equity Fund C000007454 Class C MMECX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002728 Munder Micro-Cap Equity Fund C000007451 Class K MMEKX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002728 Munder Micro-Cap Equity Fund C000007455 Class R MMERX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002728 Munder Micro-Cap Equity Fund C000007450 Class Y MMEYX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002729 Munder Mid-Cap Core Growth Fund C000007458 Class A MGOAX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002729 Munder Mid-Cap Core Growth Fund C000007459 Class B MGROX 480 PIERCE STREET BIRMINGHAM 48009 MI NULL 811-21294 0001214511 MUNDER SERIES TRUST 30 S000002729 Munder Mid-Cap Core Growth Fund C000007460 Class C MGOTX 480 PIERCE STREET BIRMINGHAM 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811-09407 0001087697 NATIONWIDE VARIABLE ACCOUNT -10 32 S000009370 NATIONWIDE VARIABLE ACCOUNT -10 C000025683 The Best of America Investcare NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-10591 0001163439 NATIONWIDE VARIABLE ACCOUNT 11 32 S000009372 NATIONWIDE VARIABLE ACCOUNT 11 C000025685 Retirement Ally (A) NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-10591 0001163439 NATIONWIDE VARIABLE ACCOUNT 11 32 S000009372 NATIONWIDE VARIABLE ACCOUNT 11 C000025686 Retirement Ally (B) NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-21139 0001175929 NATIONWIDE VARIABLE ACCOUNT 13 32 S000009109 NATIONWIDE VARIABLE ACCOUNT 13 C000024778 The Best of America Advisor Variable Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-21205 0001190903 NATIONWIDE VARIABLE ACCOUNT 14 32 S000006574 NATIONWIDE VARIABLE ACCOUNT 14 C000017946 The Best of America TruAccord Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-05405 0000825555 NATIONWIDE VARIABLE ACCOUNT 3 32 S000009363 NATIONWIDE VARIABLE ACCOUNT 3 C000025660 The Investment Annuity NULL ONE NATIONWIDE PLZ COLUMBUS 43216-6609 OH NATIONWIDE LIFE INSURANCE CO 811-05405 0000825555 NATIONWIDE VARIABLE ACCOUNT 3 32 S000009363 NATIONWIDE VARIABLE ACCOUNT 3 C000025661 The Investment Annuity (NY) NULL ONE NATIONWIDE PLZ COLUMBUS 43216-6609 OH NATIONWIDE LIFE INSURANCE CO 811-05701 0000843075 NATIONWIDE VARIABLE ACCOUNT 4 32 S000009060 NATIONWIDE VARIABLE ACCOUNT 4 C000047927 America's marketFLEX Advisor Annuity NULL ONE NATIONWIDE PLZ COLUMBUS 43216-6609 OH NATIONWIDE LIFE INSURANCE CO 811-05701 0000843075 NATIONWIDE VARIABLE ACCOUNT 4 32 S000009060 NATIONWIDE VARIABLE ACCOUNT 4 C000024612 America's marketFLEX Annuity NULL ONE NATIONWIDE PLZ COLUMBUS 43216-6609 OH NATIONWIDE LIFE INSURANCE CO 811-05701 0000843075 NATIONWIDE VARIABLE ACCOUNT 4 32 S000009060 NATIONWIDE VARIABLE ACCOUNT 4 C000036681 America's marketFLEX Annuity II NULL ONE NATIONWIDE PLZ COLUMBUS 43216-6609 OH NATIONWIDE LIFE INSURANCE CO 811-05701 0000843075 NATIONWIDE VARIABLE ACCOUNT 4 32 S000009060 NATIONWIDE VARIABLE ACCOUNT 4 C000025662 Portfolio Foundation Variable Annuity NULL ONE NATIONWIDE PLZ COLUMBUS 43216-6609 OH NATIONWIDE LIFE INSURANCE CO 811-05701 0000843075 NATIONWIDE VARIABLE ACCOUNT 4 32 S000009060 NATIONWIDE VARIABLE ACCOUNT 4 C000025663 Portfolio Foundation Variable Annuity (NY) NULL ONE NATIONWIDE PLZ COLUMBUS 43216-6609 OH NATIONWIDE LIFE INSURANCE CO 811-08142 0000914603 NATIONWIDE VARIABLE ACCOUNT 5 32 S000009366 NATIONWIDE VARIABLE ACCOUNT 5 C000025673 Citibank Variable Annuity NULL ONE NATIONWIDE PLAZA COLUMBUS 43218 OH NATIONWIDE LIFE INSURANCE CO 811-08684 0000927915 NATIONWIDE VARIABLE ACCOUNT 6 32 S000009071 NATIONWIDE VARIABLE ACCOUNT 6 C000025674 Evergreen Ultra Advantage NULL ONE NATIONWIDE PLAZA COLUMBUS 43216 OH NULL 811-08684 0000927915 NATIONWIDE VARIABLE ACCOUNT 6 32 S000009071 NATIONWIDE VARIABLE ACCOUNT 6 C000024645 Evergreen Ultra Advantage Plus NULL ONE NATIONWIDE PLAZA COLUMBUS 43216 OH NULL 811-08666 0000927751 NATIONWIDE VARIABLE ACCOUNT 7 32 S000009072 NATIONWIDE VARIABLE ACCOUNT 7 C000034520 Compass All American NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08666 0000927751 NATIONWIDE VARIABLE ACCOUNT 7 32 S000009072 NATIONWIDE VARIABLE ACCOUNT 7 C000034519 M&T All American NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08666 0000927751 NATIONWIDE VARIABLE ACCOUNT 7 32 S000009072 NATIONWIDE VARIABLE ACCOUNT 7 C000025676 Nationwide Classic Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08666 0000927751 NATIONWIDE VARIABLE ACCOUNT 7 32 S000009072 NATIONWIDE VARIABLE ACCOUNT 7 C000024646 Nationwide Select NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08666 0000927751 NATIONWIDE VARIABLE ACCOUNT 7 32 S000009072 NATIONWIDE VARIABLE ACCOUNT 7 C000034518 Sun Trust All American NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08666 0000927751 NATIONWIDE VARIABLE ACCOUNT 7 32 S000009072 NATIONWIDE VARIABLE ACCOUNT 7 C000024647 The Best of America All American Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-07357 0000949878 NATIONWIDE VARIABLE ACCOUNT 8 32 S000009368 NATIONWIDE VARIABLE ACCOUNT 8 C000025677 The Best of America America's VISION Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLAZA 811-07357 0000949878 NATIONWIDE VARIABLE ACCOUNT 8 32 S000009368 NATIONWIDE VARIABLE ACCOUNT 8 C000025678 The Best of America America's VISION PLUS Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024730 America's Future Horizon Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024727 Key Bank The Best of America America's FUTURE Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024724 Key Bank The Best of America CHOICE NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024728 NEA Valuebuilder Future NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024721 NEA Valuebuilder Select NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024725 Paine Webber The Best of America CHOICE NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024731 The BB&T Future Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024732 The Best of America America's EXCLUSIVE Annuity II NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024720 The Best of America America's FUTURE Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024726 The Best of America America's INCOME Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024723 The Best of America CHOICE NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024722 The Best of America Choice Venue Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000025680 The Best of America ElitePRO Classic NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000025679 The Best of America ElitePRO LTD NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024734 The Best of America V NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024729 Waddell & Reed Advisors Select Plus Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024733 Waddell & Reed Advisors Select Reserve Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024508 America's Horizon Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024537 Compass The Best of America All American Gold Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024538 Key Bank The Best of America All American Gold Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000109643 Nationwide Destination All American Gold 2.0 NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000109645 Nationwide Destination All American Gold NY (2.0) NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000080073 Nationwide Destination B NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000109061 Nationwide Destination B 2.0 NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000109063 Nationwide Destination B NY (2.0) NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024497 Nationwide Destination C NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000088406 Nationwide Destination EV NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000107602 Nationwide Destination EV (2.0) NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000108798 Nationwide Destination EV 2.0 NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000107604 Nationwide Destination EV NY (2.0) NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000108800 Nationwide Destination EV NY 2.0 NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000068457 Nationwide Destination L NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000109457 Nationwide Destination L (2.0) NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000109460 Nationwide Destination L NY (2.0) NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000093000 Nationwide Destination Navigator NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000109798 Nationwide Destination Navigator (2.0) NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000102001 Nationwide Destination Navigator (New York) NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000109801 Nationwide Destination Navigator NY 2.0 NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024502 Nationwide Enterprise The Best of America Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000068828 Nationwide Heritage Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000051997 Nationwide Heritage Annuity II NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000057700 Nationwide Income ArchitectSM Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000047667 Nationwide Traditions Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024500 Schwab Custom Solutions Variable Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000057806 Schwab Income Choice Variable Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024507 The Best of America Achiever Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024504 The Best of America All American Gold Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024503 The Best of America America's FUTURE Annuity II NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024501 The Best of America America's VISION Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024499 The Best of America Choice Venue Annuity II NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024498 The Best of America Elite Venue Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024496 The Best of America Future Venue Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024495 The Best of America IV NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024505 Variable Annuity Portfolio II (M&T AAG) NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024506 Wells Fargo Gold Variable Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-21099 0001173507 NATIONWIDE VARIABLE ACCOUNT-12 32 S000009107 NATIONWIDE VARIABLE ACCOUNT-12 C000110078 W&R Advisors Select Preferred Annuity NY (2.0) NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-21099 0001173507 NATIONWIDE VARIABLE ACCOUNT-12 32 S000009107 NATIONWIDE VARIABLE ACCOUNT-12 C000024772 Waddell & Reed Advisors Select Income Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-21099 0001173507 NATIONWIDE VARIABLE ACCOUNT-12 32 S000009107 NATIONWIDE VARIABLE ACCOUNT-12 C000024773 Waddell & Reed Advisors Select Preferred Annuity NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-21099 0001173507 NATIONWIDE VARIABLE ACCOUNT-12 32 S000009107 NATIONWIDE VARIABLE ACCOUNT-12 C000110076 Waddell & Reed Advisors Select Preferred Annuity 2.0 NULL NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025031 AllianceBernstein NVIT Global Fixed Income Fund C000074464 Class I NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025031 AllianceBernstein NVIT Global Fixed Income Fund C000074465 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025031 AllianceBernstein NVIT Global Fixed Income Fund C000074466 Class III NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025031 AllianceBernstein NVIT Global Fixed Income Fund C000074467 Class VI NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025031 AllianceBernstein NVIT Global Fixed Income Fund C000074468 Class Y NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005401 American Century NVIT Growth Fund C000014700 Class I NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005401 American Century NVIT Growth Fund C000100284 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005401 American Century NVIT Growth Fund C000014701 Class IV NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025032 American Century NVIT Multi Cap Value Fund C000074469 Class I NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025032 American Century NVIT Multi Cap Value Fund C000074470 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025032 American Century NVIT Multi Cap Value Fund C000074471 Class Y NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012215 American Funds NVIT Asset Allocation Fund C000033348 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012215 American Funds NVIT Asset Allocation Fund C000112227 Class P NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012215 American Funds NVIT Asset Allocation Fund C000033349 Class VII NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012216 American Funds NVIT Bond Fund C000033350 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012216 American Funds NVIT Bond Fund C000033351 Class VII NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012214 American Funds NVIT Global Growth Fund C000033346 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012214 American Funds NVIT Global Growth Fund C000033347 Class VII NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012213 American Funds NVIT Growth Fund C000033344 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012213 American Funds NVIT Growth Fund C000033345 Class VII NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000016867 American Funds NVIT Growth-Income Fund C000046995 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000016867 American Funds NVIT Growth-Income Fund C000112228 Class P NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000016867 American Funds NVIT Growth-Income Fund C000046996 Class VII NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005421 Federated NVIT High Income Bond Fund C000014749 Class I NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005421 Federated NVIT High Income Bond Fund C000014750 Class III NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005421 Federated NVIT High Income Bond Fund C000112226 Class Y NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021038 Neuberger Berman NVIT Multi Cap Opportunities Fund C000059820 Class I NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021038 Neuberger Berman 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811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021215 NVIT Cardinal Capital Appreciation Fund C000060401 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021219 NVIT Cardinal Conservative Fund C000060408 Class I NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021219 NVIT Cardinal Conservative Fund C000060409 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021216 NVIT Cardinal Moderate Fund C000060402 Class I NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021216 NVIT Cardinal Moderate Fund C000060403 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021214 NVIT Cardinal Moderately Aggressive Fund C000060398 Class I NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021214 NVIT Cardinal Moderately Aggressive Fund C000060399 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021218 NVIT Cardinal Moderately Conservative Fund C000060406 Class I NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021218 NVIT Cardinal Moderately Conservative Fund C000060407 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021031 NVIT Core Bond Fund C000059797 Class I NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021031 NVIT Core Bond Fund C000059798 Class II NULL 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NVIT Government Bond Fund C000014697 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005400 NVIT Government Bond Fund C000014698 Class III NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005400 NVIT Government Bond Fund C000014699 Class IV NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005400 NVIT Government Bond Fund C000112220 Class P NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000031556 NVIT Income Bond Fund C000098259 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005402 NVIT International Equity Fund C000014702 Class I NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005402 NVIT International Equity Fund C000033125 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005402 NVIT International Equity Fund C000014703 Class III NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005402 NVIT International Equity Fund C000062667 Class VI NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005402 NVIT International Equity Fund C000062008 Class Y NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012313 NVIT International Index Fund C000033506 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012313 NVIT International Index Fund C000033507 Class VI NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012313 NVIT International Index Fund C000033509 Class VIII NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012313 NVIT International Index Fund C000033505 Class Y NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005403 NVIT Investor Destinations Aggressive Fund C000014704 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005403 NVIT Investor Destinations Aggressive Fund C000112221 Class P NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005403 NVIT Investor Destinations Aggressive Fund 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Aggressive Fund C000014711 Class VI NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005407 NVIT Investor Destinations Moderately Conservative Fund C000014712 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005407 NVIT Investor Destinations Moderately Conservative Fund C000112225 Class P NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005407 NVIT Investor Destinations Moderately Conservative Fund C000014713 Class VI NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025033 NVIT Large Cap Growth Fund C000074474 Class I NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025033 NVIT Large Cap Growth Fund C000074472 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025033 NVIT Large Cap Growth Fund C000112232 Class P NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025033 NVIT Large Cap Growth Fund C000074473 Class Y NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005410 NVIT Mid Cap Index Fund C000014721 Class I NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005410 NVIT Mid Cap Index Fund C000014722 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005410 NVIT Mid Cap Index Fund C000033126 Class III NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005410 NVIT Mid Cap Index Fund C000034093 Class Y NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005409 NVIT Money Market Fund C000014718 Class I NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005409 NVIT Money Market Fund C000079439 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005409 NVIT Money Market Fund C000014719 Class IV NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005409 NVIT Money Market Fund C000014720 Class V NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005409 NVIT Money Market Fund C000034092 Class Y NULL 1000 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400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005399 NVIT Multi-Manager International Value Fund C000014694 Class IV NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005399 NVIT Multi-Manager International Value Fund C000014695 Class VI NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005399 NVIT Multi-Manager International Value Fund C000062007 Class Y NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021035 NVIT Multi-Manager Large Cap Growth Fund C000059811 Class I NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021035 NVIT Multi-Manager Large Cap Growth Fund C000059812 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021035 NVIT Multi-Manager Large Cap Growth Fund C000059813 Class Y NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021212 NVIT Multi-Manager Large Cap Value Fund C000060393 Class I NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021212 NVIT Multi-Manager Large Cap Value Fund C000060394 Class II NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021212 NVIT Multi-Manager Large Cap Value Fund C000060395 Class Y NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021036 NVIT Multi-Manager Mid Cap Growth Fund C000059814 Class I NULL 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE 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30 S000001290 NORTHERN INSTITUTIONAL DIVERSIFIED ASSETS PORTFOLIO C000003460 PREMIER SHARES BDDXX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001290 NORTHERN INSTITUTIONAL DIVERSIFIED ASSETS PORTFOLIO C000003459 SERVICE SHARES BDCXX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001290 NORTHERN INSTITUTIONAL DIVERSIFIED ASSETS PORTFOLIO C000003458 SHARES BDAXX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001278 NORTHERN INSTITUTIONAL EQUITY INDEX PORTFOLIO C000003430 CLASS A BEIAX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001278 NORTHERN INSTITUTIONAL EQUITY INDEX PORTFOLIO C000003431 CLASS C BEICX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001278 NORTHERN INSTITUTIONAL EQUITY INDEX PORTFOLIO C000003432 CLASS D BEIDX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001277 NORTHERN INSTITUTIONAL GLOBAL TACTICAL ASSET ALLOCATION PORTFOLIO C000003427 CLASS A BBALX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001277 NORTHERN INSTITUTIONAL GLOBAL TACTICAL ASSET ALLOCATION PORTFOLIO C000003428 CLASS C BBCCX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001277 NORTHERN INSTITUTIONAL GLOBAL TACTICAL ASSET ALLOCATION PORTFOLIO C000003429 CLASS D BBADX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001286 NORTHERN INSTITUTIONAL GOVERNMENT PORTFOLIO C000003451 PREMIER SHARES BGDXX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001286 NORTHERN INSTITUTIONAL GOVERNMENT PORTFOLIO C000003450 SERVICE SHARES BGCXX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001286 NORTHERN INSTITUTIONAL GOVERNMENT PORTFOLIO C000003449 SHARES BNGXX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001275 NORTHERN INSTITUTIONAL GOVERNMENT SELECT PORTFOLIO C000003423 PREMIER SHARES BSDXX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001275 NORTHERN INSTITUTIONAL GOVERNMENT SELECT PORTFOLIO C000003422 SERVICE SHARES BSCXX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001275 NORTHERN INSTITUTIONAL GOVERNMENT SELECT PORTFOLIO C000003421 SHARES BGSXX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001295 NORTHERN INSTITUTIONAL INTERMEDIATE BOND PORTFOLIO C000003469 CLASS A NIBAX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001295 NORTHERN INSTITUTIONAL INTERMEDIATE BOND PORTFOLIO C000087658 CLASS C NULL NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001295 NORTHERN INSTITUTIONAL INTERMEDIATE BOND PORTFOLIO C000003470 CLASS D NOIDX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001281 NORTHERN INSTITUTIONAL INTERNATIONAL EQUITY INDEX PORTFOLIO C000003438 CLASS A BIEIX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001281 NORTHERN INSTITUTIONAL INTERNATIONAL EQUITY INDEX PORTFOLIO C000087652 CLASS C NULL NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001281 NORTHERN INSTITUTIONAL INTERNATIONAL EQUITY INDEX PORTFOLIO C000003439 CLASS D BIEDX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001282 NORTHERN INSTITUTIONAL INTERNATIONAL EQUITY PORTFOLIO C000003440 CLASS A BIGAX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001282 NORTHERN INSTITUTIONAL INTERNATIONAL EQUITY PORTFOLIO C000087653 CLASS C NULL NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001282 NORTHERN INSTITUTIONAL INTERNATIONAL EQUITY PORTFOLIO C000003441 CLASS D BIGDX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001279 NORTHERN INSTITUTIONAL LARGE CAP EQUITY PORTFOLIO C000003433 CLASS A BDVAX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001279 NORTHERN INSTITUTIONAL LARGE CAP EQUITY PORTFOLIO C000087651 CLASS C NULL NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001279 NORTHERN INSTITUTIONAL LARGE CAP EQUITY PORTFOLIO C000003434 CLASS D BDGDX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001280 NORTHERN INSTITUTIONAL LARGE CAP GROWTH PORTFOLIO C000003435 CLASS A BFGAX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001280 NORTHERN INSTITUTIONAL LARGE CAP GROWTH PORTFOLIO C000003436 CLASS C BFGCX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001280 NORTHERN INSTITUTIONAL LARGE CAP GROWTH PORTFOLIO C000003437 CLASS D BFGDX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000022413 Northern Institutional Large Cap Index Portfolio C000064480 Class A NULL NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000022413 Northern Institutional Large 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SHARES NMUXX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001288 NORTHERN INSTITUTIONAL PRIME OBLIGATIONS PORTFOLIO C000100592 GFS SHARES NULL NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001288 NORTHERN INSTITUTIONAL PRIME OBLIGATIONS PORTFOLIO C000014664 PREMIER SHARES NULL NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001288 NORTHERN INSTITUTIONAL PRIME OBLIGATIONS PORTFOLIO C000003456 SERVICE SHARES NPCXX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001288 NORTHERN INSTITUTIONAL PRIME OBLIGATIONS PORTFOLIO C000003455 SHARES NPAXX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001294 NORTHERN INSTITUTIONAL SHORT BOND PORTFOLIO C000003467 CLASS A BSBAX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001294 NORTHERN INSTITUTIONAL SHORT BOND PORTFOLIO C000087657 CLASS C NULL NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001294 NORTHERN INSTITUTIONAL SHORT BOND PORTFOLIO C000003468 CLASS D BSDAX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001283 NORTHERN INSTITUTIONAL SMALL COMPANY INDEX PORTFOLIO C000003442 CLASS A BSCAX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001283 NORTHERN INSTITUTIONAL SMALL COMPANY INDEX PORTFOLIO C000087654 CLASS C NULL NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001283 NORTHERN INSTITUTIONAL SMALL COMPANY INDEX PORTFOLIO C000003443 CLASS D BSIDX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001291 NORTHERN INSTITUTIONAL TAX-EXEMPT PORTFOLIO C000087655 PREMIER SHARES NULL NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001291 NORTHERN INSTITUTIONAL TAX-EXEMPT PORTFOLIO C000003462 SERVICE SHARES BTSXX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001291 NORTHERN INSTITUTIONAL TAX-EXEMPT PORTFOLIO C000003461 SHARES BTEXX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000023949 NORTHERN INSTITUTIONAL TREASURY PORTFOLIO C000070154 PREMIER SHARES NULL NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000023949 NORTHERN INSTITUTIONAL TREASURY PORTFOLIO C000070153 SERVICE SHARES NULL NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000023949 NORTHERN INSTITUTIONAL TREASURY PORTFOLIO C000070152 SHARES NITXX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001293 NORTHERN INSTITUTIONAL U.S. GOVERNMENT SECURITIES PORTFOLIO C000003465 CLASS A BUSAX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001293 NORTHERN INSTITUTIONAL U.S. GOVERNMENT SECURITIES PORTFOLIO C000087656 CLASS C NULL NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001293 NORTHERN INSTITUTIONAL U.S. GOVERNMENT SECURITIES PORTFOLIO C000003466 CLASS D BUSDX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001296 NORTHERN INSTITUTIONAL U.S. TREASURY INDEX PORTFOLIO C000003471 CLASS A BTIAX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001296 NORTHERN INSTITUTIONAL U.S. TREASURY INDEX PORTFOLIO C000003472 CLASS C BUTCX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001296 NORTHERN INSTITUTIONAL U.S. TREASURY INDEX PORTFOLIO C000003473 CLASS D BUTDX NORTHERN TRUST CHICAGO 60603 IL 50 SOUTH LASALLE 811-22624 0001532206 Northern Lights ETF Trust 30 S000035751 Arrow Dow Jones Global Yield ETF C000109586 Arrow Dow Jones Global Yield ETF GYLD 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029185 13D Activist Fund C000089779 13D Activist Fund Class A DDDAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029185 13D Activist Fund C000089780 13D Activist Fund Class C DDDCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029185 13D Activist Fund C000089781 13D Activist Fund Class I DDDIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030699 7Twelve 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Equity Long Short Fund Class C Shares ELSCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000036310 Altegris Equity Long Short Fund C000111061 Altegris Equity Long Short Fund Class I Shares ELSIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000036310 Altegris Equity Long Short Fund C000111062 Altegris Equity Long Short Fund Class N Shares ELSNX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000036310 Altegris Equity Long Short Fund C000111063 Altegris Equity Long Short Fund Class Y Shares ELSYX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000034148 Altegris Futures Evolution Strategy Fund C000105241 Altegris Futures Evolution Strategy Fund Class A Funds EVOAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000034148 Altegris Futures Evolution Strategy Fund C000105242 Altegris Futures Evolution Strategy Fund Class C Funds EVOCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000034148 Altegris Futures Evolution Strategy Fund C000105243 Altegris Futures Evolution Strategy Fund Class I Funds EVOIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000034148 Altegris Futures Evolution Strategy Fund C000105244 Altegris Futures Evolution Strategy Fund Class N Funds EVONX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000034148 Altegris Futures Evolution Strategy Fund C000105245 Altegris Futures Evolution Strategy Fund Class Y Funds EVOYX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032048 Altegris Macro Strategy Fund C000099797 Altegris Macro Strategy Fund Class A MCRAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032048 Altegris Macro Strategy Fund C000099798 Altegris Macro Strategy Fund Class C MCRCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032048 Altegris Macro Strategy Fund C000099799 Altegris Macro Strategy Fund Class I MCRIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032048 Altegris Macro Strategy Fund C000099800 Altegris Macro Strategy Fund Class N MCRNX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032048 Altegris Macro Strategy Fund C000099801 Altegris Macro Strategy Fund Class Y MCRYX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029481 Altegris Managed Futures Strategy Fund C000090464 Altegris Managed Futures Strategy Fund Class A MFTAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029481 Altegris Managed Futures Strategy Fund C000090465 Altegris Managed Futures Strategy Fund Class C MFTCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029481 Altegris Managed Futures Strategy Fund C000090466 Altegris Managed Futures Strategy Fund Class I MFTIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029481 Altegris Managed Futures Strategy Fund C000104774 Altegris Managed Futures Strategy Fund Class Y NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032982 Altrius Small Cap Value Fund C000101746 Altrius Small Cap Value Fund Class A Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032982 Altrius Small Cap Value Fund C000101747 Altrius Small Cap Value Fund Class C Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032982 Altrius Small Cap Value Fund C000101748 Altrius Small Cap Value Fund Class I Shares ALTSX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000018589 Arrow Alterative Solutions Fund C000051572 Arrow Alterative Solutions Fund Class A ASFFX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000018589 Arrow Alterative Solutions Fund C000051573 Arrow Alterative Solutions Fund Class C ASFTX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030497 Arrow Commodity Strategy Fund C000093810 Arrow Commodity Trend Fund Class A Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030497 Arrow Commodity Strategy Fund C000093811 Arrow Commodity Trend Fund Class C Shares CSFTX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000012845 Arrow DWA Balanced Fund C000034738 Arrow DWA Balanced Fund Class A DWAFX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000012845 Arrow DWA Balanced Fund C000034739 Arrow DWA Balanced Fund Class C DWATX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000021913 ARROW DWA TACTICAL FUND C000062918 ARROW DWA TACTICAL FUND CLASS A DWTFX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000021913 ARROW DWA TACTICAL FUND C000062919 ARROW DWA TACTICAL FUND CLASS C DWTTX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000028744 Arrow Managed Futures Trend Fund C000087898 Arrow Managed Futures Trend Fund Class A MFTFX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000028744 Arrow Managed Futures Trend Fund C000087899 Arrow Managed Futures Trend Fund Class C MFTTX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032986 Ascendant Balanced Fund C000101758 Ascendant Balanced Fund Class A Shares ATBAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032986 Ascendant Balanced Fund C000101759 Ascendant Balanced Fund Class C Shares ATBTX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032986 Ascendant Balanced Fund C000101760 Ascendant Balanced Fund Class I Shares ATBIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032988 Ascendant MultiCap Equity Fund C000101764 Ascendant MultiCap Equity Fund Class A Shares AEQAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032988 Ascendant MultiCap Equity Fund C000101765 Ascendant MultiCap Equity Fund Class C Shares AEQCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032988 Ascendant MultiCap Equity Fund C000101766 Ascendant MultiCap Equity Fund Class I Shares AEQIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032987 Ascendant Natural Resources Fund C000101761 Ascendant Natural Resources Fund Class A Shares NRGAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032987 Ascendant Natural Resources Fund C000101762 Ascendant Natural Resources Fund Class C Shares NRGCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032987 Ascendant Natural Resources Fund C000101763 Ascendant Natural Resources Fund Class I Shares NRGIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000037223 Ascendant Natural Resources Master Fund C000114649 Ascendant Natural Resources Master Fund NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032693 Astor Active Income ETF Fund C000100893 Astor Active Income ETF Fund Class A Shares AXAIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032693 Astor Active Income ETF Fund C000100894 Astor Active Income ETF Fund Class B Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032693 Astor Active Income ETF Fund C000100895 Astor Active Income ETF Fund Class C Shares CXAIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032693 Astor Active Income ETF Fund C000100896 Astor Active Income ETF Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032693 Astor Active Income ETF Fund C000100897 Astor Active Income ETF Fund Class R Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026518 Astor Long/Short ETF Fund C000101218 Astor Long/Short ETF Fund Class A shares ASTLX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026518 Astor Long/Short ETF Fund C000101219 Astor Long/Short ETF Fund Class B shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026518 Astor Long/Short ETF Fund C000082963 Astor Long/Short ETF Fund Class C shares ASTZX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026518 Astor Long/Short ETF Fund C000079614 Astor Long/Short ETF Fund Class I shares ASTIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026518 Astor Long/Short ETF Fund C000079615 Astor Long/Short ETF Fund Class R shares ASTRX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032694 Astor SP Growth ETF Fund C000100899 Astor SP Growth ETF Fund Class A Shares ASPGX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032694 Astor SP Growth ETF Fund C000100900 Astor SP Growth ETF Fund Class B Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032694 Astor SP Growth ETF Fund C000100901 Astor SP Growth ETF Fund Class C Shares CSPGX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032694 Astor SP Growth ETF Fund C000100902 Astor SP Growth ETF Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032694 Astor SP Growth ETF Fund C000100898 Astor SP Growth ETF Fund Class R Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031848 Avant Gold Bullion Strategy Fund C000099179 Avant Gold Bullion Strategy Fund Class A Shares GLDDX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031848 Avant Gold Bullion Strategy Fund C000099180 Avant Gold Bullion Strategy Fund Class C Shares GLDTX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031848 Avant Gold Bullion Strategy Fund C000099181 Avant Gold Bullion Strategy Fund Class I Shares GLDXX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000034142 Avant Gold Coin Strategy Fund C000105222 Avant Gold Coin Strategy Fund Class A Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000034142 Avant Gold Coin Strategy Fund C000105223 Avant Gold Coin Strategy Fund Class C Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000034142 Avant Gold Coin Strategy Fund C000105224 Avant Gold Coin Strategy Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030703 Bandon Isolated Alpha Fixed Income Fund C000095139 Bandon Isolated Alpha Fixed Income Fund Class A Shares BANAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030703 Bandon Isolated Alpha Fixed Income Fund C000095140 Bandon Isolated Alpha Fixed Income Fund Class C Shares CBANX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030703 Bandon Isolated Alpha Fixed Income Fund C000095138 Bandon Isolated Alpha Fixed Income Fund Class I Shares BANIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030703 Bandon Isolated Alpha Fixed Income Fund C000095141 Bandon Isolated Alpha Fixed Income Fund Class R Shares BANRX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030708 Beech Hill Total Return Fund C000095152 Beech Hill Total Return Fund Class A Shares BHTAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030708 Beech Hill Total Return Fund C000095153 Beech Hill Total Return Fund Class C Shares BHTCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000010971 Biondo Growth Fund C000030343 Biondo Growth Fund Class C BIOCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000010971 Biondo Growth Fund C000030342 Biondo Growth Fund Investor Class BIONX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030146 Bishop Volatility Flex Fund C000092594 Bishop Volatility Flex Fund Class C BVFCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030146 Bishop Volatility Flex Fund C000092593 Bishop Volatility Flex Fund Investor Class BVFVX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026519 BTS Bond Asset Allocation Fund C000079616 BTS Bond Asset Allocation Fund Class A shares BTSAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026519 BTS Bond Asset Allocation Fund C000079617 BTS Bond Asset Allocation Fund Class C shares BTSCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029184 Chadwick & D'Amato Fund C000089778 Chadwick & D'Amato Fund CDFFX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000013210 Changing Parameters Fund C000035521 Changing Parameters Fund CPMPX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000028829 CIFG MAXBALANCED SM Fund C000088411 CIFG MAXBALANCED SM Fund Class A Shares CAWAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000028829 CIFG MAXBALANCED SM Fund C000088412 CIFG MAXBALANCED SM Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029402 CIFG MAXOPP SM Fund C000090308 CIFG MAXOPP SM Fund Class A shares COPAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029402 CIFG MAXOPP SM Fund C000090309 CIFG MAXOPP SM Fund Class I shares COPIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000025159 CMG Absolute Return Strategies Fund C000075029 CMG Absolute Return Strategies Fund Class A CMGTX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000025159 CMG Absolute Return Strategies Fund C000075030 CMG Absolute Return Strategies Fund Class C CMGCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000025159 CMG Absolute Return Strategies Fund C000093507 CMG Absolute Return Strategies Fund Class I CMGOX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035953 CMG Tactical Equity Strategy Fund C000110190 CMG Tactical Equity Strategy Fund Class A Shares SCOTX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035953 CMG Tactical Equity Strategy Fund C000110191 CMG Tactical Equity Strategy Fund Class I Shares SCOIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035953 CMG Tactical Equity Strategy Fund C000117038 CMG Tactical Equity Strategy Fund Manager Class Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030286 CWC Small Cap Aggressive Value Fund C000093252 CWC Small Cap Aggressive Value Fund - Institutional Class CWCIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030286 CWC Small Cap Aggressive Value Fund C000093251 CWC Small Cap Aggressive Value Fund - Retail Class CWCRX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031648 Diversified Risk Parity Fund C000098470 Diversified Risk Parity Fund Class A Shares DRPAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031648 Diversified Risk Parity Fund C000098471 Diversified Risk Parity Fund Class C Shares DRPCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031648 Diversified Risk Parity Fund C000098472 Diversified Risk Parity Fund Class I Shares DRPIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000036854 Eagle MLP Strategy Fund C000112720 Eagle MLP Strategy Fund Class A Shares EGLAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000036854 Eagle MLP Strategy Fund C000112721 Eagle MLP Strategy Fund Class I Shares EGLIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000022434 EAS Genesis Fund C000064554 EAS Genesis Fund Class A EASAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000022434 EAS Genesis Fund C000064555 EAS Genesis Fund Class C EASYX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000022434 EAS Genesis Fund C000067375 EAS Genesis Fund Class I EASIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029411 EAS Global Cycle Fund C000090331 EAS Global Cycle Fund Class A EGCAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029411 EAS Global Cycle Fund C000090332 EAS Global Cycle Fund Class C EGCEX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029411 EAS Global Cycle Fund C000090333 EAS Global Cycle Fund Class I EGCSX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000023434 Generations Multi-Strategy Fund C000068782 Generations Multi-Strategy Fund GMSFX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000033051 Ginkgo Multi-Strategy Fund C000101903 Ginkgo Multi-Strategy Fund Class A Shares GNKAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000033051 Ginkgo Multi-Strategy Fund C000101904 Ginkgo Multi-Strategy Fund Class C Shares GNKCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000033051 Ginkgo Multi-Strategy Fund C000101905 Ginkgo Multi-Strategy Fund Investor Class Shares GNKIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032670 Global Fusion Long/Short Fund C000100759 Global Fusion Long/Short Fund GFLSX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032669 Global Fusion Tactical Equity Fund C000100758 Global Fusion Tactical Equity Fund GFTEX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026179 GMG Defensive Beta Fund C000078525 GMG Defensive Beta Fund MPDAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030073 GoalMine Balanced Growth Fund C000092240 GoalMine Balanced Growth Fund NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031647 GPS Multiple Strategy Fund C000098466 GPS Multiple Strategy Fund Class A Shares GPSAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031647 GPS Multiple Strategy Fund C000098467 GPS Multiple Strategy Fund Investor Class Shares GPSIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031386 Grant Park Managed Futures Strategy Fund C000097675 Grant Park Managed Futures Strategy Fund Class A GPFAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031386 Grant Park Managed Futures Strategy Fund C000097676 Grant Park Managed Futures Strategy Fund Class C GPFCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031386 Grant Park Managed Futures Strategy Fund C000097677 Grant Park Managed Futures Strategy Fund Class I GPFIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031386 Grant Park Managed Futures Strategy Fund C000097678 Grant Park Managed Futures Strategy Fund Class N GPFNX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031386 Grant Park Managed Futures Strategy Fund C000097679 Grant Park Managed Futures Strategy Fund Class W GPFWX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000025239 Incline Capital Trend Following Fund C000075206 Incline Capital Trend Following Fund Class A Shares ICTAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000025239 Incline Capital Trend Following Fund C000089193 Incline Capital Trend Following Fund Class C Shares ICTCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000025239 Incline Capital Trend Following Fund C000089194 Incline Capital Trend Following Fund Institutional Shares ICTIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026956 Investment Partners Opportunities Fund C000081190 Investment Partners Opportunities Fund Class A IPOFX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026956 Investment Partners Opportunities Fund C000081191 Investment Partners Opportunities Fund Class C NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032551 Iron Horse Fund C000100370 Iron Horse Fund Class A Shares IRHAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032551 Iron Horse Fund C000100371 Iron Horse Fund Class I Shares IRHIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000022435 KCM MACRO TRENDS FUND C000064556 KCM MACRO TRENDS FUND CLASS R-1 KCMTX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000022435 KCM MACRO TRENDS FUND C000064557 KCM MACRO TRENDS FUND CLASS R-2 KCMBX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000024053 Leader Short-Term Bond Fund C000111542 Leader Short-Term Bond Fund Class A Shares LCAMX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000024053 Leader Short-Term Bond Fund C000115048 Leader Short-Term Bond Fund Class C Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000024053 Leader Short-Term Bond Fund C000070464 Leader Short-Term Bond Fund Institutional Shares LCCIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000024053 Leader Short-Term Bond Fund C000070463 Leader Short-Term Bond Fund Investor Class Shares LCCMX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029425 Leader Total Return Fund C000111543 Leader Total Return Fund Class A Shares LCATX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029425 Leader Total Return Fund C000115049 Leader Total Return Fund Class C Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029425 Leader Total Return Fund C000090365 Leader Total Return Fund Institutional Shares LCTIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029425 Leader Total Return Fund C000090366 Leader Total Return Fund Investor Shares LCTRX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032552 Makefield Managed Futures Strategy Fund C000100372 Makefield Managed Futures Strategy Fund Class A MMFAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032552 Makefield Managed Futures Strategy Fund C000100373 Makefield Managed Futures Strategy Fund Class C MMFCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026892 MutualHedge Frontier Legends Fund C000080941 MutualHedge Frontier Legends Fund Class A MHFAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026892 MutualHedge Frontier Legends Fund C000080942 MutualHedge Frontier Legends Fund Class C MHFCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026892 MutualHedge Frontier Legends Fund C000100690 MutualHedge Frontier Legends Fund Class I MHFIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030737 Navigator Equity Hedged Fund C000095337 Navigator Equity Hedged Fund Class A Shares NAVAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030737 Navigator Equity Hedged Fund C000095338 Navigator Equity Hedged Fund Class C Shares NAVCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030737 Navigator Equity Hedged Fund C000095339 Navigator Equity Hedged Fund Class I Shares NAVIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000018312 Pacific Financial Core Equity Fund C000050513 Pacific Financial Core Equity Fund Class Institutional PFGQX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000018312 Pacific Financial Core Equity Fund C000050514 Pacific Financial Core Equity Fund Class Investor PFLQX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000018313 Pacific Financial Explorer Fund C000050515 Pacific Financial Explorer Fund Class Institutional PFGPX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000018313 Pacific Financial Explorer Fund C000050516 Pacific Financial Explorer Fund Class Investor PFLPX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000018314 Pacific Financial International Fund C000050517 Pacific Financial International Fund Class Institutional PFGIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000018314 Pacific Financial International Fund C000050518 Pacific Financial International Fund Class Investor PFLIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000018315 Pacific Financial Strategic Conservative Fund C000050519 Pacific Financial Strategic Conservative Fund Class Institutional PFGSX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000018315 Pacific Financial Strategic Conservative Fund C000050520 Pacific Financial Strategic Conservative Fund Class Investor PFLSX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000018316 Pacific Financial Tactical Fund C000050522 Pacific Financial Tactical Fund Class Institutional PFTLX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000018316 Pacific Financial Tactical Fund C000050521 Pacific Financial Tactical Fund Class Investor PFGTX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035697 Patriot Fund C000109329 Patriot Fund Class A Shares TRFAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035697 Patriot Fund C000109330 Patriot Fund Class C Shares TRFCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035697 Patriot Fund C000109331 Patriot Fund Class I Shares TRFTX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000033526 Peregrine Gold Silver Alpha Strategy Fund C000102977 Peregrine Gold Silver Alpha Strategy Fund Class A shares SGAAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000033526 Peregrine Gold Silver Alpha Strategy Fund C000102978 Peregrine Gold Silver Alpha Strategy Fund Class I shares SGAIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029686 Power Income Fund C000091243 Power Income Fund Class A PWRAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029686 Power Income Fund C000091244 Power Income Fund Class C NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029686 Power Income Fund C000091245 Power Income Fund Class I PWRIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000028945 Princeton Futures Strategy Fund C000088909 Princeton Futures Strategy Fund Class A Shares PFFAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000028945 Princeton Futures Strategy Fund C000101915 Princeton Futures Strategy Fund Class C shares PFFNX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000028945 Princeton Futures Strategy Fund C000088910 Princeton Futures Strategy Fund Class I Shares PFFTX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029789 PSI Market Neutral Fund C000091501 PSI Market Neutral Fund Class A Shares FXMAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029789 PSI Market Neutral Fund C000091502 PSI Market Neutral Fund Class C Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029789 PSI Market Neutral Fund C000091503 PSI Market Neutral Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029791 PSI Strategic Growth Fund C000091507 PSI Strategic Growth Fund Class A Shares FSAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029791 PSI Strategic Growth Fund C000091508 PSI Strategic Growth Fund Class C Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029791 PSI Strategic Growth Fund C000091509 PSI Strategic Growth Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029792 PSI Tactical Growth Fund C000091510 PSI Tactical Growth Fund Class A Shares FXTAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029792 PSI Tactical Growth Fund C000091511 PSI Tactical Growth Fund Class C Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029792 PSI Tactical Growth Fund C000091512 PSI Tactical Growth Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029790 PSI Total Return Fund C000091504 PSI Total Return Fund Class A Shares FXBAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029790 PSI Total Return Fund C000091505 PSI Total Return Fund Class C Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029790 PSI Total Return Fund C000091506 PSI Total Return Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000025587 PTA Comprehensive Alternatives Fund C000076659 PTA Comprehensive Alternatives Fund Class A Shares BPFAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000025587 PTA Comprehensive Alternatives Fund C000076660 PTA Comprehensive Alternatives Fund Class C Shares BPFCS 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000025587 PTA Comprehensive Alternatives Fund C000076661 PTA Comprehensive Alternatives Fund Class I Shares BPFIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000033289 Quantitative Managed Futures Strategy Fund C000102338 Quantitative Managed Futures Strategy Fund Class A shares QMFAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000033289 Quantitative Managed Futures Strategy Fund C000102339 Quantitative Managed Futures Strategy Fund Class C shares QMFCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000033289 Quantitative Managed Futures Strategy Fund C000102340 Quantitative Managed Futures Strategy Fund Class I shares QMFIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035374 RADY BEAR FUND C000108710 RADY BEAR FUND CLASS A NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035374 RADY BEAR FUND C000108711 RADY BEAR FUND CLASS C NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035374 RADY BEAR FUND C000108712 RADY BEAR FUND CLASS I NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035375 RADY COMMODITY EQUITY FUND C000108713 RADY COMMODITY EQUITY FUND CLASS A NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035375 RADY COMMODITY EQUITY FUND C000108714 RADY COMMODITY EQUITY FUND CLASS C NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035375 RADY COMMODITY EQUITY FUND C000108715 RADY COMMODITY EQUITY FUND CLASS I NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026579 Rady Contrarian Long/Short Fund C000079828 Rady Contrarian Long/Short Fund Class A shares RADYX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026579 Rady Contrarian Long/Short Fund C000079829 Rady Contrarian Long/Short Fund Class C shares RADCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026579 Rady Contrarian Long/Short Fund C000079830 Rady Contrarian Long/Short Fund Class I shares RADIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035377 RADY GROWTH AND INCOME FUND C000108719 RADY GROWTH AND INCOME FUND CLASS A NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035377 RADY GROWTH AND INCOME FUND C000108720 RADY GROWTH AND INCOME FUND CLASS C NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035377 RADY GROWTH AND INCOME FUND C000108721 RADY GROWTH AND INCOME FUND CLASS I NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035373 RADY MONTHLY HIGH INCOME FUND C000108707 RADY MONTHLY HIGH INCOME FUND CLASS A NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035373 RADY MONTHLY HIGH INCOME FUND C000108708 RADY MONTHLY HIGH INCOME FUND CLASS C NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035373 RADY MONTHLY HIGH INCOME FUND C000108709 RADY MONTHLY HIGH INCOME FUND CLASS I NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035379 RADY MULTI-STRATEGY ALTERNATIVE FUND C000108725 RADY MULTI-STRATEGY ALTERNATIVE FUND CLASS A NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035379 RADY MULTI-STRATEGY ALTERNATIVE FUND C000108726 RADY MULTI-STRATEGY ALTERNATIVE FUND CLASS C NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035379 RADY MULTI-STRATEGY ALTERNATIVE FUND C000108727 RADY MULTI-STRATEGY ALTERNATIVE FUND CLASS I NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026580 Rady Opportunistic Value Fund C000079831 Rady Opportunistic Value Fund Class A shares ROVYX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026580 Rady Opportunistic Value Fund C000079832 Rady Opportunistic Value Fund Class C shares ROVCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026580 Rady Opportunistic Value Fund C000079833 Rady Opportunistic Value Fund Class I shares ROVIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035376 RADY SMALL CAP VALUE FUND C000108716 RADY SMALL CAP VALUE FUND CLASS A NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035376 RADY SMALL CAP VALUE FUND C000108717 RADY SMALL CAP VALUE FUND CLASS C NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035376 RADY SMALL CAP VALUE FUND C000108718 RADY SMALL CAP VALUE FUND CLASS I NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035378 RADY TACTICAL LONG/SHORT FUND C000108722 RADY TACTICAL LONG/SHORT FUND CLASS A NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035378 RADY TACTICAL LONG/SHORT FUND C000108723 RADY TACTICAL LONG/SHORT FUND CLASS C NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035378 RADY TACTICAL LONG/SHORT FUND C000108724 RADY TACTICAL LONG/SHORT FUND CLASS I NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000034569 RPG Emerging Market Sector Rotation Fund C000106334 RPG Emerging Market Sector Rotation Fund Class A shares EMSAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000034569 RPG Emerging Market Sector Rotation Fund C000106335 RPG Emerging Market Sector Rotation Fund Class C Shares EMSCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000034569 RPG Emerging Market Sector Rotation Fund C000106336 RPG Emerging Market Sector Rotation Fund Class I Shares EMSIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000037875 Sandalwood Multi-Strategy Opportunity Fund C000116910 Sandalwood Multi-Strategy Opportunity Fund Class A NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000037875 Sandalwood Multi-Strategy Opportunity Fund C000116911 Sandalwood Multi-Strategy Opportunity Fund Class I NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031833 SCA Absolute Return Fund C000099133 SCA Absolute Return Fund Class A NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031833 SCA Absolute Return Fund C000099134 SCA Absolute Return Fund Investor Class SCARX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031834 SCA Directional Fund C000099135 SCA Directional Fund Class A NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031834 SCA Directional Fund C000099136 SCA Directional Fund Investor Class SCADX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000020016 Sierra Core Retirement Fund C000056130 Sierra Core Retirement Fund Class A SIRAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000020016 Sierra Core Retirement Fund C000115425 Sierra Core Retirement Fund Class A1 shares SIRZX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000020016 Sierra Core Retirement Fund C000084926 Sierra Core Retirement Fund Class C SIRCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000020016 Sierra Core Retirement Fund C000056131 Sierra Core Retirement Fund Class I SIRIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000020016 Sierra Core Retirement Fund C000115426 Sierra Core Retirement Fund Class I1 shares SIRJX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000020016 Sierra Core Retirement Fund C000056132 Sierra Core Retirement Fund Class R SIRRX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000020016 Sierra Core Retirement Fund C000115427 Sierra Core Retirement Fund Class Y shares SIRYX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035209 SIERRA STRATEGIC INCOME FUND C000108313 SIERRA STRATEGIC INCOME FUND Class A Shares SSIZX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035209 SIERRA STRATEGIC INCOME FUND C000108314 SIERRA STRATEGIC INCOME FUND Class C Shares SSICX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035209 SIERRA STRATEGIC INCOME FUND C000108315 SIERRA STRATEGIC INCOME FUND Class I Shares SSIIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035209 SIERRA STRATEGIC INCOME FUND C000108316 SIERRA STRATEGIC INCOME FUND Class R Shares SSIRX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000035209 SIERRA STRATEGIC INCOME FUND C000108317 SIERRA STRATEGIC INCOME FUND Class Y Shares SSIYX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000023633 SouthernSun Small Cap Fund C000069611 SouthernSun Small Cap Fund - Institutional Shares SSSIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000023633 SouthernSun Small Cap Fund C000069610 SouthernSun Small Cap Fund - Investor Shares SSSFX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000024763 SouthernSun U.S. Equity Fund C000112708 SouthernSun U.S. Equity Fund Class C Shares SSECX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000024763 SouthernSun U.S. Equity Fund C000073578 SouthernSun U.S. Equity Fund Institutional Shares SSEIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000024763 SouthernSun U.S. Equity Fund C000073579 SouthernSun U.S. Equity Fund Investor Shares SSEFX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031043 Tatro Capital Tactical Appreciation Fund C000096255 Tatro Capital Tactical Appreciation Fund Class A Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031043 Tatro Capital Tactical Appreciation Fund C000096256 Tatro Capital Tactical Appreciation Fund Class C Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031043 Tatro Capital Tactical Appreciation Fund C000096257 Tatro Capital Tactical Appreciation Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000031043 Tatro Capital Tactical Appreciation Fund C000096258 Tatro Capital Tactical Appreciation Fund Investor Class Shares TCTNX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000027935 The Biondo Focus Fund C000090362 The Biondo Focus Fund Class C NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000027935 The Biondo Focus Fund C000084903 The Biondo Focus Fund Investor Class BFONX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000025788 The Collar Fund C000077091 The Collar Fund COLLX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000020961 The Currency Strategies Fund C000059343 The Currency Strategies Fund FOREX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030475 The FX Strategy Fund C000093645 The FX Strategy Fund Class A shares FXFAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030475 The FX Strategy Fund C000093646 The FX Strategy Fund Class C shares FXFCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030475 The FX Strategy Fund C000093647 The FX Strategy Fund Class I shares FXFIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032499 The Giralda Fund C000100252 The Giralda Fund Class A Shares GDAAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032499 The Giralda Fund C000100253 The Giralda Fund Class I Shares GDAIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032499 The Giralda Fund C000100254 The Giralda Fund Manager Class Shares GDAMX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026581 The Guardian Fund C000079835 The Guardian Fund Class A shares LGFAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000026581 The Guardian Fund C000079834 The Guardian Fund Class I shares LGFIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000033706 Toews Hedged Commodities Fund C000103841 Toews Hedged Commodities Fund THCXX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000024036 Toews Hedged Emerging Markets Fund C000070250 Toews Hedged Emerging Markets Fund THEMX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029449 Toews Hedged Growth Allocation Fund C000090400 Toews Hedged Growth Allocation Fund THGWX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000027930 Toews Hedged High Yield Bond Fund C000084894 Toews Hedged High Yield Bond Fund THHYX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000027929 Toews Hedged International Developed Markets Fund C000084893 Toews Hedged International Developed Markets Fund THIDX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000027931 Toews Hedged Large-Cap Fund C000084895 Toews Hedged Large-Cap Fund THLGX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000027932 Toews Hedged Small & Mid Cap Fund C000084896 Toews Hedged Small & Mid Cap Fund THSMX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000030560 TransWestern Institutional Short Duration Government Bond Fund C000094762 TransWestern Institutional Short Duration Government Bond Fund TWSGX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000033663 Triex Tactical Long/Short Fund C000103471 Triex Tactical Long/Short Fund Class A Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000033663 Triex Tactical Long/Short Fund C000103473 Triex Tactical Long/Short Fund Class I Shares NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000033663 Triex Tactical Long/Short Fund C000103472 Triex Tactical Long/Short Fund Investor Class Shares TLSNX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000023634 Wade Tactical L/S Fund C000069612 Wade Tactical L/S Fund - Investor Class WADEX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000029802 Winans GOLD Strategy Fund C000091583 Winans GOLD Strategy Fund NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000018309 Winans Long/Short Fund C000050505 Winans Long/Short Fund ETFMX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000022932 Wintrust Capital Disciplined Equity Fund C000066473 Wintrust Capital Disciplined Equity Fund Class A WHLAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000022932 Wintrust Capital Disciplined Equity Fund C000066474 Wintrust Capital Disciplined Equity Fund Class I WHLIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000022932 Wintrust Capital Disciplined Equity Fund C000078605 Wintrust Capital Disciplined Equity Fund Class Y WHLYX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000024546 Wintrust Capital Small Cap Opportunity Fund C000072827 Wintrust Capital Small Cap Opportunity Fund Class A WHSAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000024546 Wintrust Capital Small Cap Opportunity Fund C000072828 Wintrust Capital Small Cap Opportunity Fund Class I WHSIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032448 Zeo Strategic Income Fund C000100154 Zeo Strategic Income Fund Class A NULL 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-21720 0001314414 Northern Lights Fund Trust 30 S000032448 Zeo Strategic Income Fund C000100155 Zeo Strategic Income Fund Class I ZEOIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000036826 AIS Tactical Asset Allocation Portfolio C000112624 AIS Tactical Asset Allocation Portfolio Class A Shares TAPAX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000036826 AIS Tactical Asset Allocation Portfolio C000112625 AIS Tactical Asset Allocation Portfolio Class C Shares TAPCX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000036826 AIS Tactical Asset Allocation Portfolio C000112626 AIS Tactical Asset Allocation Portfolio Class I Shares TAPIX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000036826 AIS Tactical Asset Allocation Portfolio C000112627 AIS Tactical Asset Allocation Portfolio Class N Shares TAPNX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000033694 Alternative Strategies Mutual Fund C000103765 Alternative Strategies Mutual Fund Class A Shares AASAX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000033694 Alternative Strategies Mutual Fund C000103766 Alternative Strategies Mutual Fund Class C Shares NULL 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000033694 Alternative Strategies Mutual Fund C000103764 Alternative Strategies Mutual Fund Class I Shares AASFX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000037122 Braver Tactical Opportunity Fund C000114259 Braver Tactical Opportunity Fund Class A Shares NULL 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000037122 Braver Tactical Opportunity Fund C000114257 Braver Tactical Opportunity Fund Class I Shares NULL 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000037122 Braver Tactical Opportunity Fund C000114258 Braver Tactical Opportunity Fund Class N Shares NULL 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000036836 Crow Point Hedged Global Equity Income Fund C000112655 Crow Point Hedged Global Equity Income Fund Class A Shares NULL 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000036836 Crow Point Hedged Global Equity Income Fund C000112654 Crow Point Hedged Global Equity Income Fund Class I Shares NULL 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000036836 Crow Point Hedged Global Equity Income Fund C000112656 Crow Point Hedged Global Equity Income Fund Class R Shares NULL 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000033695 Hundredfold Select Alternative Fund C000103767 Hundredfold Select Alternative Fund Service Class SFHYX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000033697 Hundredfold Select Equity Fund C000103769 Hundredfold Select Equity Fund Service Class SFEOX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000033696 Hundredfold Select Global Fund C000103768 Hundredfold Select Global Fund Service Class SFGPX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035707 IASG Managed Futures Strategy Fund C000109409 IASG Managed Futures Strategy Fund Class A Shares CTAAX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035707 IASG Managed Futures Strategy Fund C000109410 IASG Managed Futures Strategy Fund Class C Shares CTACX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035707 IASG Managed Futures Strategy Fund C000109408 IASG Managed Futures Strategy Fund Class I Shares CTAIX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035707 IASG Managed Futures Strategy Fund C000109411 IASG Managed Futures Strategy Fund Class N Shares CTANX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000037009 Inflation Hedges Strategy Fund C000113495 Inflation Hedges Strategy Fund Class I Shares INHIX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000037009 Inflation Hedges Strategy Fund C000113496 Inflation Hedges Strategy Fund Class R Shares INHRX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035095 Innealta Capital Country Rotation Fund C000107966 Innealta Capital Country Rotation Fund Class I ICCIX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035095 Innealta Capital Country Rotation Fund C000108013 Innealta Capital Country Rotation Fund Class N ICCNX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035094 Innealta Capital Sector Rotation Fund C000107964 Innealta Capital Sector Rotation Fund Class I ICSIX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035094 Innealta Capital Sector Rotation Fund C000107965 Innealta Capital Sector Rotation Fund Class N ICSNX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035705 Kottke Commodity Strategies Fund C000109389 Kottke Commodity Strategies Fund Class A Shares KCFAX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035705 Kottke Commodity Strategies Fund C000109390 Kottke Commodity Strategies Fund Class C Shares KCFCX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035705 Kottke Commodity Strategies Fund C000109388 Kottke Commodity Strategies Fund Class I Shares KCFIX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035705 Kottke Commodity Strategies Fund C000109391 Kottke Commodity Strategies Fund Class N Shares KCFNX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035803 Linde Hansen Contrarian Value Fund C000109718 Linde Hansen Contrarian Value Fund Class A Shares LIVAX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035803 Linde Hansen Contrarian Value Fund C000109719 Linde Hansen Contrarian Value Fund Class C Shares LHVCX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035803 Linde Hansen Contrarian Value Fund C000109717 Linde Hansen Contrarian Value Fund Class I Shares LHVIX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 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Class A Shares MHBAX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000034554 Mariner Hyman Beck Fund C000106250 Mariner Hyman Beck Fund Class C Shares MHBCX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000034554 Mariner Hyman Beck Fund C000106248 Mariner Hyman Beck Fund Class I Shares MHBIX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000034503 North Star Opportunity Fund C000106068 North Star Opportunity Fund Class A Shares NSOPX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000034503 North Star Opportunity Fund C000106067 North Star Opportunity Fund Class I Shares NSOIX 450 WIRESLESS BLVD HAUPPAUGE 11788 NY NULL 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000036181 Princeton Credit Income Fund C000110779 Princeton Credit Income Fund Class A Shares NULL 450 WIRESLESS 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BOX 2999 HARTFORD 06104-2999 CT NULL 811-07943 0001020661 NUVEEN MULTISTATE TRUST III 30 S000000560 Nuveen Georgia Municipal Bond Fund C000001548 Nuveen Georgia Municipal Bond Fund - Class A FGATX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DRIVE 32ND FLOOR 811-07943 0001020661 NUVEEN MULTISTATE TRUST III 30 S000000560 Nuveen Georgia Municipal Bond Fund C000001549 Nuveen Georgia Municipal Bond Fund - Class B NMUBX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DRIVE 32ND FLOOR 811-07943 0001020661 NUVEEN MULTISTATE TRUST III 30 S000000560 Nuveen Georgia Municipal Bond Fund C000001550 Nuveen Georgia Municipal Bond Fund - Class C FGACX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DRIVE 32ND FLOOR 811-07943 0001020661 NUVEEN MULTISTATE TRUST III 30 S000000560 Nuveen Georgia Municipal Bond Fund C000001551 Nuveen Georgia Municipal Bond Fund - Class I FGARX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DRIVE 32ND FLOOR 811-07943 0001020661 NUVEEN MULTISTATE TRUST III 30 S000000561 Nuveen Louisiana Municipal Bond Fund C000001552 Nuveen Louisiana Municipal Bond Fund - Class A FTLAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DRIVE 32ND FLOOR 811-07943 0001020661 NUVEEN MULTISTATE TRUST III 30 S000000561 Nuveen Louisiana Municipal Bond Fund C000001553 Nuveen Louisiana Municipal Bond Fund - Class B FTLBX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DRIVE 32ND FLOOR 811-07943 0001020661 NUVEEN MULTISTATE TRUST III 30 S000000561 Nuveen Louisiana Municipal Bond Fund C000001554 Nuveen Louisiana Municipal Bond Fund - Class C FTLCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DRIVE 32ND FLOOR 811-07943 0001020661 NUVEEN MULTISTATE TRUST III 30 S000000561 Nuveen Louisiana Municipal Bond Fund C000001555 Nuveen Louisiana Municipal Bond Fund - Class I FTLRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DRIVE 32ND FLOOR 811-07943 0001020661 NUVEEN MULTISTATE TRUST III 30 S000000562 Nuveen North Carolina Municipal Bond Fund C000001556 Nuveen North Carolina Municipal Bond Fund - Class A FLNCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DRIVE 32ND FLOOR 811-07943 0001020661 NUVEEN MULTISTATE TRUST III 30 S000000562 Nuveen North Carolina Municipal Bond Fund C000001557 Nuveen North Carolina Municipal Bond Fund - Class B FBNCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DRIVE 32ND FLOOR 811-07943 0001020661 NUVEEN MULTISTATE TRUST III 30 S000000562 Nuveen North Carolina Municipal Bond Fund C000001558 Nuveen North Carolina Municipal Bond Fund - Class C FCNCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DRIVE 32ND FLOOR 811-07943 0001020661 NUVEEN MULTISTATE TRUST III 30 S000000562 Nuveen North Carolina Municipal Bond Fund C000001559 Nuveen North Carolina Municipal Bond Fund - Class I FCNRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DRIVE 32ND FLOOR 811-07943 0001020661 NUVEEN MULTISTATE TRUST III 30 S000000563 Nuveen Tennessee Municipal Bond Fund C000001560 Nuveen Tennessee Municipal Bond Fund - Class A FTNTX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DRIVE 32ND FLOOR 811-07943 0001020661 NUVEEN MULTISTATE TRUST III 30 S000000563 Nuveen Tennessee Municipal Bond Fund C000001561 Nuveen Tennessee Municipal Bond Fund - Class B FMTBX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DRIVE 32ND FLOOR 811-07943 0001020661 NUVEEN MULTISTATE TRUST III 30 S000000563 Nuveen Tennessee Municipal Bond Fund C000001562 Nuveen Tennessee Municipal Bond Fund - Class C FTNCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DRIVE 32ND FLOOR 811-07943 0001020661 NUVEEN MULTISTATE TRUST III 30 S000000563 Nuveen Tennessee Municipal Bond Fund C000001563 Nuveen Tennessee Municipal Bond Fund - Class I FTNRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DRIVE 32ND FLOOR 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005575 Nuveen California Tax Free Fund C000015195 Class A FCAAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005575 Nuveen California Tax Free Fund C000015196 Class C1 FCCAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005575 Nuveen California Tax Free Fund C000015197 Class I FCAYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005577 Nuveen Colorado Tax Free Fund C000015200 Class A FCOAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005577 Nuveen Colorado Tax Free Fund C000015201 Class C1 FCCOX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005577 Nuveen Colorado Tax Free Fund C000015202 Class I FCOYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005578 Nuveen Core Plus Bond Fund C000015203 Class A FAFIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005578 Nuveen Core Plus Bond Fund C000015204 Class B FFIBX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005578 Nuveen Core Plus Bond Fund C000015205 Class C FFAIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005578 Nuveen Core Plus Bond Fund C000015207 Class I FFIIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005578 Nuveen Core Plus Bond Fund C000015206 Class R3 FFISX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005579 Nuveen Dividend Value Fund C000015208 Class A FFEIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005579 Nuveen Dividend Value Fund C000015209 Class B FAEBX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005579 Nuveen Dividend Value Fund C000015210 Class C FFECX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005579 Nuveen Dividend Value Fund C000015212 Class I FAQIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005579 Nuveen Dividend Value Fund C000015211 Class R3 FEISX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005580 Nuveen Equity Index Fund C000015213 Class A FAEIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005580 Nuveen Equity Index Fund C000015214 Class B FAEQX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005580 Nuveen Equity Index Fund C000015215 Class C FCEIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005580 Nuveen Equity Index Fund C000015217 Class I FEIIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005580 Nuveen Equity Index Fund C000015216 Class R3 FADSX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000020012 Nuveen Global Infrastructure Fund C000056118 Class A FGIAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000020012 Nuveen Global Infrastructure Fund C000070757 Class C FGNCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000020012 Nuveen Global Infrastructure Fund C000056119 Class I FGIYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000020012 Nuveen Global Infrastructure Fund C000070758 Class R3 FGNRX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005544 Nuveen High Income Bond Fund C000015076 Class A FJSIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005544 Nuveen High Income Bond Fund C000015077 Class B FJSBX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005544 Nuveen High Income Bond Fund C000015078 Class C FCSIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005544 Nuveen High Income Bond Fund C000015080 Class I FJSYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005544 Nuveen High Income Bond Fund C000015079 Class R3 FANSX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005545 Nuveen Inflation Protected Securities Fund C000015081 Class A FAIPX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005545 Nuveen Inflation Protected Securities Fund C000015082 Class C FCIPX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005545 Nuveen Inflation Protected Securities Fund C000015084 Class I FYIPX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005545 Nuveen Inflation Protected Securities Fund C000015083 Class R3 FRIPX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005546 Nuveen Intermediate Government Bond Fund C000015085 Class A FIGAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005546 Nuveen Intermediate Government Bond Fund C000081079 Class C FYGCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005546 Nuveen Intermediate Government Bond Fund C000015086 Class I FYGYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005546 Nuveen Intermediate Government Bond Fund C000081080 Class R3 FYGRX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005547 Nuveen Intermediate Tax Free Fund C000015087 Class A FAMBX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005547 Nuveen Intermediate Tax Free Fund C000081081 Class C1 FMBCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005547 Nuveen Intermediate Tax Free Fund C000015088 Class I FMBIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005548 Nuveen Intermediate Term Bond Fund C000015089 Class A FAIIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005548 Nuveen Intermediate Term Bond Fund C000096213 Class C NTIBX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005548 Nuveen Intermediate Term Bond Fund C000015090 Class I FINIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005549 Nuveen International Fund C000015091 Class A FAIAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005549 Nuveen International Fund C000015092 Class B FNABX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005549 Nuveen International Fund C000015093 Class C FIACX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005549 Nuveen International Fund C000015095 Class I FAICX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005549 Nuveen International Fund C000015094 Class R3 ARQIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000014927 Nuveen International Select Fund C000040497 Class A ISACX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000014927 Nuveen International Select Fund C000040499 Class C ICCSX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000014927 Nuveen International Select Fund C000040501 Class I ISYCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000014927 Nuveen International Select Fund C000040500 Class R3 ISRCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005550 Nuveen Large Cap Growth Opportunities Fund C000015096 Class A FRGWX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005550 Nuveen Large Cap Growth Opportunities Fund C000015097 Class B FETBX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005550 Nuveen Large Cap Growth Opportunities Fund C000015098 Class C FAWCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005550 Nuveen Large Cap Growth Opportunities Fund C000015100 Class I FIGWX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005550 Nuveen Large Cap Growth Opportunities Fund C000015099 Class R3 FLCYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005551 Nuveen Large Cap Select Fund C000015101 Class A FLRAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005551 Nuveen Large Cap Select Fund C000015103 Class C FLYCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005551 Nuveen Large Cap Select Fund C000015105 Class I FLRYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005551 Nuveen Large Cap Select Fund C000015104 Class R3 FLSSX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005552 Nuveen Large Cap Value Fund C000015106 Class A FASKX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005552 Nuveen Large Cap Value Fund C000015107 Class B FATBX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005552 Nuveen Large Cap Value Fund C000015108 Class C FALVX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005552 Nuveen Large Cap Value Fund C000015110 Class I FSKIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005552 Nuveen Large Cap Value Fund C000015109 Class R3 FAVSX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005553 Nuveen Mid Cap Growth Opportunities Fund C000015111 Class A FRSLX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005553 Nuveen Mid Cap Growth Opportunities Fund C000015112 Class B FMQBX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005553 Nuveen Mid Cap Growth Opportunities Fund C000015113 Class C FMECX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005553 Nuveen Mid Cap Growth Opportunities Fund C000015115 Class I FISGX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005553 Nuveen Mid Cap Growth Opportunities Fund C000015114 Class R3 FMEYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005555 Nuveen Mid Cap Index Fund C000015121 Class A FDXAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005555 Nuveen Mid Cap Index Fund C000015123 Class C FDXCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005555 Nuveen Mid Cap Index Fund C000015125 Class I FIMEX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005555 Nuveen Mid Cap Index Fund C000015124 Class R3 FMCYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005571 Nuveen Mid Cap Select Fund C000015178 Class A FATAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005571 Nuveen Mid Cap Select Fund C000015179 Class B FITBX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005571 Nuveen Mid Cap Select Fund C000015180 Class C FTACX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005571 Nuveen Mid Cap Select Fund C000015181 Class I FATCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005556 Nuveen Mid Cap Value Fund C000015126 Class A FASEX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005556 Nuveen Mid Cap Value Fund C000015127 Class B FAESX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005556 Nuveen Mid Cap Value Fund C000015128 Class C FACSX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005556 Nuveen Mid Cap Value Fund C000015130 Class I FSEIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005556 Nuveen Mid Cap Value Fund C000015129 Class R3 FMVSX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005558 Nuveen Minnesota Intermediate Municipal Bond Fund C000015134 Class A FAMAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005558 Nuveen Minnesota Intermediate Municipal Bond Fund C000096214 Class C NIBMX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005558 Nuveen Minnesota Intermediate Municipal Bond Fund C000081082 Class C1 FACMX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005558 Nuveen Minnesota Intermediate Municipal Bond Fund C000015135 Class I FAMTX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005559 Nuveen Minnesota Municipal Bond Fund C000015136 Class A FJMNX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005559 Nuveen Minnesota Municipal Bond Fund C000096215 Class C NMBCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005559 Nuveen Minnesota Municipal Bond Fund C000015137 Class C1 FCMNX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005559 Nuveen Minnesota Municipal Bond Fund C000015138 Class I FYMNX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005557 Nuveen Missouri Tax Free Fund C000015131 Class A ARMOX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005557 Nuveen Missouri Tax Free Fund C000015132 Class C1 FFMCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005557 Nuveen Missouri Tax Free Fund C000015133 Class I ARMIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005560 Nuveen Nebraska Municipal Bond Fund C000015139 Class A FNTAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005560 Nuveen Nebraska Municipal Bond Fund C000096216 Class C NCNBX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005560 Nuveen Nebraska Municipal Bond Fund C000015140 Class C1 FNTCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005560 Nuveen Nebraska Municipal Bond Fund C000015141 Class I FNTYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005561 Nuveen Ohio Tax Free Fund C000015142 Class A FOFAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005561 Nuveen Ohio Tax Free Fund C000015143 Class C1 FOTCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005561 Nuveen Ohio Tax Free Fund C000015144 Class I FOTYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005562 Nuveen Oregon Intermediate Municipal Bond Fund C000015145 Class A FOTAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005562 Nuveen Oregon Intermediate Municipal Bond Fund C000096217 Class C NIMOX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005562 Nuveen Oregon Intermediate Municipal Bond Fund C000015146 Class I FORCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000018455 Nuveen Quantitative Enhanced Core Equity Fund C000051040 Class A FQCAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000018455 Nuveen Quantitative Enhanced Core Equity Fund C000051041 Class C FQCCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000018455 Nuveen Quantitative Enhanced Core Equity Fund C000051043 Class I FQCYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000033768 Nuveen Real Asset Income Fund C000104365 Class A NRIAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000033768 Nuveen Real Asset Income Fund C000104366 Class C NRICX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000033768 Nuveen Real Asset Income Fund C000104368 Class I NRIIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000033768 Nuveen Real Asset Income Fund C000104367 Class R3 NRIRX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005563 Nuveen Real Estate Securities Fund C000015147 Class A FREAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005563 Nuveen Real Estate Securities Fund C000015148 Class B FREBX 333 WEST WACKER DR. 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CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005566 Nuveen Short Term Bond Fund C000104758 Class R3 NSSRX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005564 Nuveen Short Term Municipal Bond Fund C000015152 Class A FSHAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005564 Nuveen Short Term Municipal Bond Fund C000106247 Class C NSVCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005564 Nuveen Short Term Municipal Bond Fund C000015153 Class I FSHYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005567 Nuveen Small Cap Growth Opportunities Fund C000015158 Class A FRMPX 333 WEST WACKER DR. 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CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005568 Nuveen Small Cap Index Fund C000015165 Class C FPXCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005568 Nuveen Small Cap Index Fund C000015167 Class I ASETX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005568 Nuveen Small Cap Index Fund C000015166 Class R3 ARSCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005569 Nuveen Small Cap Select Fund C000015168 Class A EMGRX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005569 Nuveen Small Cap Select Fund C000015169 Class B ARSBX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005569 Nuveen Small Cap Select Fund C000015170 Class C FHMCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005569 Nuveen Small Cap Select Fund C000015172 Class I ARSTX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005569 Nuveen Small Cap Select Fund C000015171 Class R3 ASEIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005570 Nuveen Small Cap Value Fund C000015173 Class A FSCAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005570 Nuveen Small Cap Value Fund C000015175 Class C FSCVX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005570 Nuveen Small Cap Value Fund C000015177 Class I FSCCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005570 Nuveen Small Cap Value Fund C000015176 Class R3 FSVSX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005573 Nuveen Strategic Income Fund C000015185 Class A FCDDX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005573 Nuveen Strategic Income Fund C000015186 Class B FCBBX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005573 Nuveen Strategic Income Fund C000015187 Class C FCBCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005573 Nuveen Strategic Income Fund C000015189 Class I FCBYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005573 Nuveen Strategic Income Fund C000015188 Class R3 FABSX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000027104 Nuveen Tactical Market Opportunities Fund C000100301 Class A NTMAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000027104 Nuveen Tactical Market Opportunities Fund C000100302 Class C NTMCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000027104 Nuveen Tactical Market Opportunities Fund C000081650 Class I FGTYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005572 Nuveen Tax Free Fund C000015182 Class A FJNTX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005572 Nuveen Tax Free Fund C000015183 Class C1 FJCTX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005572 Nuveen Tax Free Fund C000015184 Class I FYNTX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000604 Nuveen Conservative Allocation Fund C000069583 Class R3 NALTX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000604 Nuveen Conservative Allocation Fund C000001696 Nuveen Conservative Allocation Fund - Class A NBMSX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000604 Nuveen Conservative Allocation Fund C000001697 Nuveen Conservative Allocation Fund - Class B NMNBX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000604 Nuveen Conservative Allocation Fund C000001698 Nuveen Conservative Allocation Fund - Class C NBMCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000604 Nuveen Conservative Allocation Fund C000001699 Nuveen Conservative Allocation Fund - Class I NMNRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000034786 Nuveen Global Total Return Bond Fund C000107053 Class A NGTAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000034786 Nuveen Global Total Return Bond Fund C000107054 Class C NGTCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000034786 Nuveen Global Total Return Bond Fund C000107056 Class I NGTIX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000034786 Nuveen Global Total Return Bond Fund C000107055 Class R3 NGTRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000608 Nuveen Growth Allocation Fund C000069584 Class R3 NGATX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000608 Nuveen Growth Allocation Fund C000001712 Nuveen Growth Allocation Fund - Class A NGOAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000608 Nuveen Growth Allocation Fund C000001713 Nuveen Growth Allocation Fund - Class B NGVBX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000608 Nuveen Growth Allocation Fund C000001714 Nuveen Growth Allocation Fund - Class C NGVCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000608 Nuveen Growth Allocation Fund C000001715 Nuveen Growth Allocation Fund - Class I NGVRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036970 Nuveen Intelligent Risk Conservative Allocation Fund C000113127 Class A NICAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036970 Nuveen Intelligent Risk Conservative Allocation Fund C000113124 Class C NICCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036970 Nuveen Intelligent Risk Conservative Allocation Fund C000113126 Class I NICIX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036970 Nuveen Intelligent Risk Conservative Allocation Fund C000113125 Class R3 NICRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036968 Nuveen Intelligent Risk Growth Allocation Fund C000113116 Class A NIGAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036968 Nuveen Intelligent Risk Growth Allocation Fund C000113117 Class C NIGCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036968 Nuveen Intelligent Risk Growth Allocation Fund C000113119 Class I NIGIX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036968 Nuveen Intelligent Risk Growth Allocation Fund C000113118 Class R3 NIGRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036969 Nuveen Intelligent Risk Moderate Allocation Fund C000113120 Class A NIDAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036969 Nuveen Intelligent Risk Moderate Allocation Fund C000113121 Class C NIMCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036969 Nuveen Intelligent Risk Moderate Allocation Fund C000113123 Class I NIMIX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036969 Nuveen Intelligent Risk Moderate Allocation Fund C000113122 Class R3 NIMRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000603 Nuveen Moderate Allocation Fund C000069582 Class R3 NMATX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000603 Nuveen Moderate Allocation Fund C000001692 Nuveen Moderate Allocation Fund - Class A NNSAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000603 Nuveen Moderate Allocation Fund C000001693 Nuveen Moderate Allocation Fund - Class B NNSBX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000603 Nuveen Moderate Allocation Fund C000001694 Nuveen Moderate Allocation Fund - Class C NUVCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000603 Nuveen Moderate Allocation Fund C000001695 Nuveen Moderate Allocation Fund - Class I NNSRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000602 Nuveen Multi-Manager Large-Cap Value Fund C000069580 Class R3 NMMTX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000602 Nuveen Multi-Manager Large-Cap Value Fund C000001688 Nuveen Multi-Manager Large-Cap Value Fund - Class A NNGAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000602 Nuveen Multi-Manager Large-Cap Value Fund C000001689 Nuveen Multi-Manager Large-Cap Value Fund - Class B NNGBX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000602 Nuveen Multi-Manager Large-Cap Value Fund C000001690 Nuveen Multi-Manager Large-Cap Value Fund - Class C NNGCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000602 Nuveen Multi-Manager Large-Cap Value Fund C000001691 Nuveen Multi-Manager Large-Cap Value Fund - Class I NNGRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000026520 Nuveen NWQ Equity Income Fund C000079618 Class A NULL JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000026520 Nuveen NWQ Equity Income Fund C000079619 Class C NULL JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000026520 Nuveen NWQ Equity Income Fund C000079621 Class I NULL JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000026520 Nuveen NWQ Equity Income Fund C000079620 Class R3 NULL JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014608 Nuveen NWQ Large-Cap Value Fund C000039982 Class A NQCAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014608 Nuveen NWQ Large-Cap Value Fund C000039983 Class B NQCBX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014608 Nuveen NWQ Large-Cap Value Fund C000039984 Class C NQCCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014608 Nuveen NWQ Large-Cap Value Fund C000039985 Class I NQCRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014608 Nuveen NWQ Large-Cap Value Fund C000081117 Class R3 NQCQX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000605 Nuveen NWQ Multi-Cap Value Fund C000069574 Class R3 NMCTX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000605 Nuveen NWQ Multi-Cap Value Fund C000001700 Nuveen NWQ Multi-Cap Value Fund - Class A NQVAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000605 Nuveen NWQ Multi-Cap Value Fund C000001701 Nuveen NWQ Multi-Cap Value Fund - Class B NQVBX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000605 Nuveen NWQ Multi-Cap Value Fund C000001702 Nuveen NWQ Multi-Cap Value Fund - Class C NQVCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000605 Nuveen NWQ Multi-Cap Value Fund C000001703 Nuveen NWQ Multi-Cap Value Fund - Class I NQVRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000606 Nuveen NWQ Small-Cap Value Fund C000081116 Class R3 NSCQX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000606 Nuveen NWQ Small-Cap Value Fund C000001704 Nuveen NWQ Small-Cap Value Fund - Class A NSCAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000606 Nuveen NWQ Small-Cap Value Fund C000001706 Nuveen NWQ Small-Cap Value Fund - Class C NSCCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000606 Nuveen NWQ Small-Cap Value Fund C000001707 Nuveen NWQ Small-Cap Value Fund - Class I NSCRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014609 Nuveen NWQ Small/Mid-Cap Value Fund C000039986 Class A NSMAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014609 Nuveen NWQ Small/Mid-Cap Value Fund C000039988 Class C NSMCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014609 Nuveen NWQ Small/Mid-Cap Value Fund C000039989 Class I NSMRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014609 Nuveen NWQ Small/Mid-Cap Value Fund C000081118 Class R3 NWQRX JOHN NUVEEN & CO INC CHICAGO 60606 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INVESTMENT TRUST 30 S000000607 Nuveen Tradewinds Value Opportunities Fund C000001711 Nuveen Tradewinds Value Opportunities Fund - Class I NVORX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000022576 Nuveen U.S. Equity Completeness Fund C000065278 Common Shares NULL JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000008519 Nuveen Santa Barbara Dividend Growth Fund C000074306 Class R3 NBDRX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000008519 Nuveen Santa Barbara Dividend Growth Fund C000023379 Nuveen Santa Barbara Dividend Growth Fund - Class A NSBAX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000008519 Nuveen Santa Barbara Dividend Growth Fund C000023380 Nuveen Santa Barbara Dividend Growth 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811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000000612 Nuveen Multi-Strategy Core Bond Fund C000001728 Nuveen Multi-Strategy Core Bond Fund - Class B NBCBX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000000612 Nuveen Multi-Strategy Core Bond Fund C000001729 Nuveen Multi-Strategy Core Bond Fund - Class C NCBCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000000612 Nuveen Multi-Strategy Core Bond Fund C000001730 Nuveen Multi-Strategy Core Bond Fund - Class I NCBRX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000000611 Nuveen Short Duration Bond Fund C000069577 Class R3 NSDTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000000611 Nuveen Short Duration Bond Fund C000001724 Nuveen Short Duration Bond Fund - Class A NSDAX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000000611 Nuveen Short Duration Bond Fund C000001725 Nuveen Short Duration Bond Fund - Class C NSCDX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000000611 Nuveen Short Duration Bond Fund C000001726 Nuveen Short Duration Bond Fund - Class I NSDRX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000028810 Nuveen Symphony Credit Opportunities Fund C000088318 Class A NCOAX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000028810 Nuveen Symphony Credit Opportunities Fund C000088319 Class C NCFCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000028810 Nuveen Symphony Credit Opportunities Fund C000088321 Class I NCOIX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000028810 Nuveen Symphony Credit Opportunities Fund C000088320 Class R3 NCORX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000032446 Nuveen Symphony Floating Rate Income Fund C000100148 Class A NFRAX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000032446 Nuveen Symphony Floating Rate Income Fund C000100149 Class C NFFCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000032446 Nuveen Symphony Floating Rate Income Fund C000100151 Class I NFRIX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000032446 Nuveen Symphony Floating Rate Income Fund C000100150 Class R3 NFRRX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-21979 0001380786 Nuveen Investment Trust V 30 S000037640 Nuveen Gresham Diversified Commodity Strategy Fund C000116094 Class A NULL 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-21979 0001380786 Nuveen Investment Trust V 30 S000037640 Nuveen Gresham Diversified Commodity Strategy Fund C000116095 Class C NULL 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-21979 0001380786 Nuveen Investment Trust V 30 S000037640 Nuveen Gresham Diversified Commodity Strategy Fund C000116096 Class I NULL 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-21979 0001380786 Nuveen Investment Trust V 30 S000037641 Nuveen Gresham Long/Short Commodity Strategy Fund C000116097 Class A NULL 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-21979 0001380786 Nuveen Investment Trust V 30 S000037641 Nuveen Gresham Long/Short Commodity Strategy Fund C000116098 Class C NULL 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-21979 0001380786 Nuveen Investment Trust V 30 S000037641 Nuveen Gresham Long/Short Commodity Strategy Fund C000116099 Class I NULL 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-21979 0001380786 Nuveen Investment Trust V 30 S000027100 Nuveen NWQ Flexible Income Fund C000081597 Class A NULL 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-21979 0001380786 Nuveen Investment Trust V 30 S000027100 Nuveen NWQ Flexible Income Fund C000081598 Class C NULL 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-21979 0001380786 Nuveen Investment Trust V 30 S000027100 Nuveen NWQ Flexible Income Fund C000081600 Class I NULL 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-21979 0001380786 Nuveen Investment Trust V 30 S000027100 Nuveen NWQ Flexible Income Fund C000081599 Class R3 NULL 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-21979 0001380786 Nuveen Investment Trust V 30 S000015514 Nuveen Preferred Securities Fund C000042234 Class A NPSAX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-21979 0001380786 Nuveen Investment Trust V 30 S000015514 Nuveen Preferred Securities Fund C000042236 Class C NPSCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-21979 0001380786 Nuveen Investment Trust V 30 S000015514 Nuveen Preferred Securities Fund C000042237 Class I NPSRX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-21979 0001380786 Nuveen Investment Trust V 30 S000015514 Nuveen Preferred Securities Fund C000087841 Class R3 NPSTX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-22023 0001390204 Nuveen Managed Accounts Portfolios Trust 30 S000020777 Enhanced Multi-Strategy Income Managed Accounts Portfolio C000058018 Common Shares NEMPX 333 WEST WACKER DRIVE CHICAGO 60606 IL NULL 811-22023 0001390204 Nuveen Managed Accounts Portfolios Trust 30 S000017347 Municipal Total Return Managed Accounts Portfolio C000048022 Common Shares NMTRX 333 WEST WACKER DRIVE CHICAGO 60606 IL NULL 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000545 Nuveen Arizona Municipal Bond Fund C000001474 Nuveen Arizona Municipal Bond Fund - Class A FAZTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000545 Nuveen Arizona Municipal Bond Fund C000001475 Nuveen Arizona Municipal Bond Fund - Class B FAZBX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000545 Nuveen Arizona Municipal Bond Fund C000001476 Nuveen Arizona Municipal Bond Fund - Class C FAZCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000545 Nuveen Arizona Municipal Bond Fund C000001477 Nuveen Arizona Municipal Bond Fund - Class I NMARX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000546 Nuveen Colorado Municipal Bond Fund C000001478 Nuveen Colorado Municipal Bond Fund - Class A FCOTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000546 Nuveen Colorado Municipal Bond Fund C000001479 Nuveen Colorado Municipal Bond Fund - Class B FCOBX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000546 Nuveen Colorado Municipal Bond Fund C000001480 Nuveen Colorado Municipal Bond Fund - Class C FCOCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000546 Nuveen Colorado Municipal Bond Fund C000001481 Nuveen Colorado Municipal Bond Fund - Class I FCORX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000548 Nuveen Maryland Municipal Bond Fund C000001486 Nuveen Maryland Municipal Bond Fund - Class A NMDAX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000548 Nuveen Maryland Municipal Bond Fund C000001487 Nuveen Maryland Municipal Bond Fund - Class B NBMDX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000548 Nuveen Maryland Municipal Bond Fund C000001488 Nuveen Maryland Municipal Bond Fund - Class C NMDCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000548 Nuveen Maryland Municipal Bond Fund C000001489 Nuveen Maryland Municipal Bond Fund - Class I NMMDX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000547 Nuveen Municipal Bond Fund 2 C000001482 Nuveen Municipal Bond Fund 2 - Class A FLOTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000547 Nuveen Municipal Bond Fund 2 C000001483 Nuveen Municipal Bond Fund 2 - Class B FLOBX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000547 Nuveen Municipal Bond Fund 2 C000001484 Nuveen Municipal Bond Fund 2 - Class C FLCTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000547 Nuveen Municipal Bond Fund 2 C000001485 Nuveen Municipal Bond Fund 2 - Class I NMFLX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000549 Nuveen New Mexico Municipal Bond Fund C000001490 Nuveen New Mexico Municipal Bond Fund - Class A FNMTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000549 Nuveen New Mexico Municipal Bond Fund C000001491 Nuveen New Mexico Municipal Bond Fund - Class B FNMBX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000549 Nuveen New Mexico Municipal Bond Fund C000001492 Nuveen New Mexico Municipal Bond Fund - Class C FNMCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000549 Nuveen New Mexico Municipal Bond Fund C000001493 Nuveen New Mexico Municipal Bond Fund - Class I FNMRX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000550 Nuveen Pennsylvania Municipal Bond Fund C000001494 Nuveen Pennsylvania Municipal Bond Fund - Class A FPNTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000550 Nuveen Pennsylvania Municipal Bond Fund C000001495 Nuveen Pennsylvania Municipal Bond Fund - Class B FPMMX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000550 Nuveen Pennsylvania Municipal Bond Fund C000001496 Nuveen Pennsylvania Municipal Bond Fund - Class C FPMBX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000550 Nuveen Pennsylvania Municipal Bond Fund C000001497 Nuveen Pennsylvania Municipal Bond Fund - Class I NBPAX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000551 Nuveen Virginia Municipal Bond Fund C000001498 Nuveen Virginia Municipal Bond Fund - Class A FVATX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000551 Nuveen Virginia Municipal Bond Fund C000001499 Nuveen Virginia Municipal Bond Fund - Class B NFVBX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000551 Nuveen Virginia Municipal Bond Fund C000001500 Nuveen Virginia Municipal Bond Fund - Class C FVACX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000551 Nuveen Virginia Municipal Bond Fund C000001501 Nuveen Virginia Municipal Bond Fund - Class I NMVAX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000008513 Nuveen California High Yield Municipal Bond Fund C000023361 Nuveen California High Yield Municipal Bond Fund - Class A NCHAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000008513 Nuveen California High Yield Municipal Bond Fund C000023363 Nuveen California High Yield Municipal Bond Fund - Class C NCHCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000008513 Nuveen California High Yield Municipal Bond Fund C000023364 Nuveen California High Yield Municipal Bond Fund - Class I NCHRX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000552 Nuveen California Municipal Bond Fund C000001516 Nuveen California Municipal Bond Fund - Class A NCAAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000552 Nuveen California Municipal Bond Fund C000001517 Nuveen California Municipal Bond Fund - Class B NCBBX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000552 Nuveen California Municipal Bond Fund C000001518 Nuveen California Municipal Bond Fund - Class C NCACX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000552 Nuveen California Municipal Bond Fund C000001519 Nuveen California Municipal Bond Fund - Class I NCSPX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000553 Nuveen California Municipal Bond Fund 2 C000001520 Nuveen California Municipal Bond Fund 2 - Class A NCAIX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000553 Nuveen California Municipal Bond Fund 2 C000001521 Nuveen California Municipal Bond Fund 2 - Class B NCABX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000553 Nuveen California Municipal Bond Fund 2 C000001522 Nuveen California Municipal Bond Fund 2 - Class C NCAKX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000553 Nuveen California Municipal Bond Fund 2 C000001523 Nuveen California Municipal Bond Fund 2 - Class I NCIBX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000554 Nuveen Connecticut Municipal Bond Fund C000001524 Nuveen Connecticut Municipal Bond Fund - Class A FCTTX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000554 Nuveen Connecticut Municipal Bond Fund C000001525 Nuveen Connecticut Municipal Bond Fund - Class B FCTBX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000554 Nuveen Connecticut Municipal Bond Fund C000001526 Nuveen Connecticut Municipal Bond Fund - Class C FCTCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000554 Nuveen Connecticut Municipal Bond Fund C000001527 Nuveen Connecticut Municipal Bond Fund - Class I FCTRX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000555 Nuveen Massachuetts Municipal Bond Fund C000001528 Nuveen Massachusetts Municipal Bond Fund - Class A NMAAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000555 Nuveen Massachuetts Municipal Bond Fund C000001529 Nuveen Massachusetts Municipal Bond Fund - Class B NMABX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000555 Nuveen Massachuetts Municipal Bond Fund C000001530 Nuveen Massachusetts Municipal Bond Fund - Class C NMACX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000555 Nuveen Massachuetts Municipal Bond Fund C000001531 Nuveen Massachusetts Municipal Bond Fund - Class I NBMAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000556 Nuveen Massachusetts Municipal Bond Fund 2 C000001532 Nuveen Massachusetts Municipal Bond Fund 2 - Class A NMAIX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000556 Nuveen Massachusetts Municipal Bond Fund 2 C000001533 Nuveen Massachusetts Municipal Bond Fund 2 - Class B NINSX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000556 Nuveen Massachusetts Municipal Bond Fund 2 C000001534 Nuveen Massachusetts Municipal Bond Fund 2 - Class C NMAKX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000556 Nuveen Massachusetts Municipal Bond Fund 2 C000001535 Nuveen Massachusetts Municipal Bond Fund 2 - Class I NIMAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000557 Nuveen New Jersey Municipal Bond Fund C000001536 Nuveen New Jersey Municipal Bond Fund - Class A NNJAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000557 Nuveen New Jersey Municipal Bond Fund C000001537 Nuveen New Jersey Municipal Bond Fund - Class B NNJBX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000557 Nuveen New Jersey Municipal Bond Fund C000001538 Nuveen New Jersey Municipal Bond Fund - Class C NNJCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000557 Nuveen New Jersey Municipal Bond Fund C000001539 Nuveen New Jersey Municipal Bond Fund - Class I NMNJX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000558 Nuveen New York Municipal Bond Fund C000001540 Nuveen New York Municipal Bond Fund - Class A NNYAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000558 Nuveen New York Municipal Bond Fund C000001541 Nuveen New York Municipal Bond Fund - Class B NNYBX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000558 Nuveen New York Municipal Bond Fund C000001542 Nuveen New York Municipal Bond Fund - Class C NNYCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000558 Nuveen New York Municipal Bond Fund C000001543 Nuveen New York Municipal Bond Fund - Class I NTNYX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000559 Nuveen New York Municipal Bond Fund 2 C000001544 Nuveen New York Municipal Bond Fund 2 - Class A NNYIX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000559 Nuveen New York Municipal Bond Fund 2 C000001545 Nuveen New York Municipal Bond Fund 2 - Class B NNIMX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000559 Nuveen New York Municipal Bond Fund 2 C000001546 Nuveen New York Municipal Bond Fund 2 - Class C NNYKX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000559 Nuveen New York Municipal Bond Fund 2 C000001547 Nuveen New York Municipal Bond Fund 2 - Class I NINYX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000596 Nuveen Kansas Municipal Bond Fund C000001664 Nuveen Kansas Municipal Bond Fund - Class A FKSTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000596 Nuveen Kansas Municipal Bond Fund C000001665 Nuveen Kansas Municipal Bond Fund - Class B FBKSX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000596 Nuveen Kansas Municipal Bond Fund C000001666 Nuveen Kansas Municipal Bond Fund - Class C FCKSX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000596 Nuveen Kansas Municipal Bond Fund C000001667 Nuveen Kansas Municipal Bond Fund - Class I FRKSX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000597 Nuveen Kentucky Municipal Bond Fund C000001668 Nuveen Kentucky Municipal Bond Fund - Class A FKYTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000597 Nuveen Kentucky Municipal Bond Fund C000001669 Nuveen Kentucky Municipal Bond Fund - Class B FKYBX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000597 Nuveen Kentucky Municipal Bond Fund C000001670 Nuveen Kentucky Municipal Bond Fund - Class C FKYCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000597 Nuveen Kentucky Municipal Bond Fund C000001671 Nuveen Kentucky Municipal Bond Fund - Class I FKYRX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000598 Nuveen Michigan Municipal Bond Fund C000001672 Nuveen Michigan Municipal Bond Fund - Class A FMITX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000598 Nuveen Michigan Municipal Bond Fund C000001673 Nuveen Michigan Municipal Bond Fund - Class B FMIBX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000598 Nuveen Michigan Municipal Bond Fund C000001674 Nuveen Michigan Municipal Bond Fund - Class C FLMCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000598 Nuveen Michigan Municipal Bond Fund C000001675 Nuveen Michigan Municipal Bond Fund - Class I NMMIX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000599 Nuveen Missouri Municipal Bond Fund C000001676 Nuveen Missouri Municipal Bond Fund - Class A FMOTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000599 Nuveen Missouri Municipal Bond Fund C000001677 Nuveen Missouri Municipal Bond Fund - Class B FMMBX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000599 Nuveen Missouri Municipal Bond Fund C000001678 Nuveen Missouri Municipal Bond Fund - Class C FMOCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000599 Nuveen Missouri Municipal Bond Fund C000001679 Nuveen Missouri Municipal Bond Fund - Class I FMMRX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000600 Nuveen Ohio Municipal Bond Fund C000001680 Nuveen Ohio Municipal Bond Fund - Class A FOHTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000600 Nuveen Ohio Municipal Bond Fund C000001681 Nuveen Ohio Municipal Bond Fund - Class B FOHBX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000600 Nuveen Ohio Municipal Bond Fund C000001682 Nuveen Ohio Municipal Bond Fund - Class C FOHCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000600 Nuveen Ohio Municipal Bond Fund C000001683 Nuveen Ohio Municipal Bond Fund - Class I NXOHX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000601 Nuveen Wisconsin Municipal Bond Fund C000001684 Nuveen Wisconsin Municipal Bond Fund - Class A FWIAX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000601 Nuveen Wisconsin Municipal Bond Fund C000001685 Nuveen Wisconsin Municipal Bond Fund - Class B FWIBX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000601 Nuveen Wisconsin Municipal Bond Fund C000001686 Nuveen Wisconsin Municipal Bond Fund - Class C FWICX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000601 Nuveen Wisconsin Municipal Bond Fund C000001687 Nuveen Wisconsin Municipal Bond Fund - Class I FWIRX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000286 Nuveen All-American Municipal Bond Fund C000000700 Nuveen All-American Municipal Bond Fund - Class A FLAAX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000286 Nuveen All-American Municipal Bond Fund C000001505 Nuveen All-American Municipal Bond Fund - Class B FAAMX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000286 Nuveen All-American Municipal Bond Fund C000001506 Nuveen All-American Municipal Bond Fund - Class C FAACX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000286 Nuveen All-American Municipal Bond Fund C000001507 Nuveen All-American Municipal Bond Fund - Class I FAARX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000289 Nuveen High Yield Municipal Bond Fund C000000703 Nuveen High Yield Municipal Bond Fund - Class A NHMAX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000289 Nuveen High Yield Municipal Bond Fund C000001513 Nuveen High Yield Municipal Bond Fund - Class B NHMBX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000289 Nuveen High Yield Municipal Bond Fund C000001514 Nuveen High Yield Municipal Bond Fund - Class C NHMCX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000289 Nuveen High Yield Municipal Bond Fund C000001515 Nuveen High Yield Municipal Bond Fund - Class I NHMRX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000030344 Nuveen Inflation Protected Municipal Bond Fund C000093336 Class A NULL NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000030344 Nuveen Inflation Protected Municipal Bond Fund C000093337 Class C NULL NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000030344 Nuveen Inflation Protected Municipal Bond Fund C000093338 Class I NULL NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000285 Nuveen Intermediate Duration Municipal Bond Fund C000000699 Nuveen Intermediate Duration Municipal Bond Fund - Class A NMBAX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000285 Nuveen Intermediate Duration Municipal Bond Fund C000001502 Nuveen Intermediate Duration Municipal Bond Fund - Class B NUMBX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000285 Nuveen Intermediate Duration Municipal Bond Fund C000001503 Nuveen Intermediate Duration Municipal Bond Fund - Class C NNSCX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000285 Nuveen Intermediate Duration Municipal Bond Fund C000001504 Nuveen Intermediate Duration Municipal Bond Fund - Class I NUVBX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000288 Nuveen Limited Term Municipal Bond Fund C000000702 Nuveen Limited Term Municipal Bond Fund - Class A FLTDX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000288 Nuveen Limited Term Municipal Bond Fund C000001511 Nuveen Limited Term Municipal Bond Fund - Class C FLTCX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000288 Nuveen Limited Term Municipal Bond Fund C000001512 Nuveen Limited Term Municipal Bond Fund - Class I FLTRX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000287 Nuveen Municipal Bond Fund C000000701 Nuveen Municipal Bond Fund - Class A NMBIX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000287 Nuveen Municipal Bond Fund C000001508 Nuveen Municipal Bond Fund - Class B NMBBX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000287 Nuveen Municipal Bond Fund C000001509 Nuveen Municipal Bond Fund - Class C NMBKX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000287 Nuveen Municipal Bond Fund C000001510 Nuveen Municipal Bond Fund - Class I NITNX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005662 Nuveen Strategy Aggressive Growth Allocation Fund C000015495 Class A FAAGX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005662 Nuveen Strategy Aggressive Growth Allocation Fund C000015496 Class B FSGBX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005662 Nuveen Strategy Aggressive Growth Allocation Fund C000015497 Class C FSACX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005662 Nuveen Strategy Aggressive Growth Allocation Fund C000015499 Class I FSAYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005662 Nuveen Strategy Aggressive Growth Allocation Fund C000015498 Class R3 FSASX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005663 Nuveen Strategy Balanced Allocation Fund C000015500 Class A FSGNX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005663 Nuveen Strategy Balanced Allocation Fund C000015501 Class B FSKBX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005663 Nuveen Strategy Balanced Allocation Fund C000015502 Class C FSKCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005663 Nuveen Strategy Balanced Allocation Fund C000015504 Class I FSKYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005663 Nuveen Strategy Balanced Allocation Fund C000015503 Class R3 FSKSX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005665 Nuveen Strategy Conservative Allocation Fund C000015510 Class A FSFIX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005665 Nuveen Strategy Conservative Allocation Fund C000015511 Class B FSFBX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005665 Nuveen Strategy Conservative Allocation Fund C000015512 Class C FSJCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005665 Nuveen Strategy Conservative Allocation Fund C000015514 Class I FSFYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005665 Nuveen Strategy Conservative Allocation Fund C000015513 Class R3 FSJSX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005664 Nuveen Strategy Growth Allocation Fund C000015505 Class A FAGSX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005664 Nuveen Strategy Growth Allocation Fund C000015506 Class B FSNBX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005664 Nuveen Strategy Growth Allocation Fund C000015507 Class C FSNCX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005664 Nuveen Strategy Growth Allocation Fund C000015509 Class I FSGYX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005664 Nuveen Strategy Growth Allocation Fund C000015508 Class R3 FSNSX 333 WEST WACKER DR. CHICAGO 60606 IL NULL 811-03831 0000726509 NYLIAC MFA SEPARATE ACCOUNT I 32 S000009350 NYLIAC MFA SEPARATE ACCOUNT I C000025630 Facilitator(R) Multi-Funded Retirement Annuity NULL 51 MADISON AVE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-03830 0000726510 NYLIAC MFA SEPARATE ACCOUNT II 32 S000009351 NYLIAC MFA SEPARATE ACCOUNT II C000025631 Facilitator(R) Multi-Funded Retirement Annuity NULL 51 MADISON AVE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-07280 0000893167 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT I 32 S000009367 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT I C000025675 New York Life Flexible Premium Variable Annuity (f/k/a New York Life LifeStages(R) Flexible Premium NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-07282 0000893168 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT II 32 S000009371 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT II C000025684 New York Life Flexible Premium Variable Annuity (f/k/a New York Life LifeStages(R) Flexible Premium NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025705 New York Life Access Variable Annuity (f/k/a LifeStages(R) Access Variable Annuity) NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025706 New York Life Access Variable Annuity (f/k/a MainStay Access Variable Annuity) NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000077985 New York Life Complete Access Variable Annuity NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025708 New York Life Essentials Variable Annuity (f/k/a LifeStages(R) Essentials Variable Annuity) NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025710 New York Life Flexible Premium Variable Annuity (f/k/a New York Life LifeStages(R) Flexible Premium NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000099458 New York Life Flexible Premium Variable Annuity II NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000111335 New York Life Income Plus Variable Annuity NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025709 New York Life Plus II Variable Annuity (f/k/a MainStay Plus II Variable Annuity) NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025707 New York Life Plus Variable Annuity (f/k/a MainStay Plus Variable Annuity) NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000074526 New York Life Premier Plus Variable Annuity NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000074527 New York Life Premier Variable Annuity NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025702 New York Life Premium Plus II Variable Annuity (f/k/a LifeStages(R) Premium Plus II Variable Annuity NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025712 New York Life Premium Plus II Variable Annuity (f/k/a MainStay Premium Plus II Variable Annuity) NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025701 New York Life Premium Plus Variable Annuity (f/k/a LifeStages(R) Premium Plus Variable Annuity) NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025711 New York Life Premium Plus Variable Annuity (f/k/a MainStay Premium Plus Variable Annuity) NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025703 New York Life Select Variable Annuity (f/k/a LifeStages(R) Select Variable Annuity) NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025704 New York Life Select Variable Annuity (f/k/a MainStay Select Variable Annuity) NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025700 New York Life Variable Annuity (f/k/a New York Life LifeStages(R) Variable Annuity) NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-21397 0001209501 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV 32 S000009386 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV C000025713 New York Life Elite Variable Annuity (f/k/a LifeStages(R) Elite Variable Annuity) NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-21397 0001209501 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV 32 S000009386 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV C000025714 New York Life Elite Variable Annuity (f/k/a MainStay Elite Variable Annuity) NULL 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-21397 0001209501 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV 32 S000009386 NYLIAC 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FUND 30 S000007073 OPPENHEIMER INTERNATIONAL GROWTH FUND C000019301 C NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-07489 0001005728 OPPENHEIMER INTERNATIONAL GROWTH FUND 30 S000007073 OPPENHEIMER INTERNATIONAL GROWTH FUND C000112119 I NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-07489 0001005728 OPPENHEIMER INTERNATIONAL GROWTH FUND 30 S000007073 OPPENHEIMER INTERNATIONAL GROWTH FUND C000019302 N NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-07489 0001005728 OPPENHEIMER INTERNATIONAL GROWTH FUND 30 S000007073 OPPENHEIMER INTERNATIONAL GROWTH FUND C000019303 Y NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-08299 0001041102 OPPENHEIMER INTERNATIONAL SMALL CO FUND 30 S000007074 OPPENHEIMER INTERNATIONAL SMALL CO FUND C000019305 A NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-08299 0001041102 OPPENHEIMER INTERNATIONAL SMALL CO FUND 30 S000007074 OPPENHEIMER INTERNATIONAL SMALL CO FUND C000019306 B NULL 6803 SOUTH TUCSON 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INTERNATIONAL VALUE FUND 30 S000008472 OPPENHEIMER QUEST INTERNATIONAL VALUE FUND INC C000023224 B NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-06105 0000863250 OPPENHEIMER INTERNATIONAL VALUE FUND 30 S000008472 OPPENHEIMER QUEST INTERNATIONAL VALUE FUND INC C000023225 C NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-06105 0000863250 OPPENHEIMER INTERNATIONAL VALUE FUND 30 S000008472 OPPENHEIMER QUEST INTERNATIONAL VALUE FUND INC C000023226 N NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-06105 0000863250 OPPENHEIMER INTERNATIONAL VALUE FUND 30 S000008472 OPPENHEIMER QUEST INTERNATIONAL VALUE FUND INC C000069503 Y NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-21474 0001272949 OPPENHEIMER LTD TERM CALIFORNIA MUNICIPAL FUND 30 S000008497 OPPENHEIMER LTD TERM CALIFORNIA MUNICIPAL FUND C000023327 A NULL 6803 SOUTH TUSCON WAY DENVER 80112-3924 CO NULL 811-21474 0001272949 OPPENHEIMER LTD TERM CALIFORNIA MUNICIPAL FUND 30 S000008497 OPPENHEIMER LTD TERM CALIFORNIA MUNICIPAL FUND C000023328 B NULL 6803 SOUTH TUSCON WAY DENVER 80112-3924 CO NULL 811-21474 0001272949 OPPENHEIMER LTD TERM CALIFORNIA MUNICIPAL FUND 30 S000008497 OPPENHEIMER LTD TERM CALIFORNIA MUNICIPAL FUND C000023329 C NULL 6803 SOUTH TUSCON WAY DENVER 80112-3924 CO NULL 811-21474 0001272949 OPPENHEIMER LTD TERM CALIFORNIA MUNICIPAL FUND 30 S000008497 OPPENHEIMER LTD TERM CALIFORNIA MUNICIPAL FUND C000096814 Y NULL 6803 SOUTH TUSCON WAY DENVER 80112-3924 CO NULL 811-04563 0000788303 OPPENHEIMER LTD TERM GOVERNMENT FUND 30 S000008468 OPPENHEIMER LIMITED TERM GOVERNMENT FUND C000023206 A NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO NULL 811-04563 0000788303 OPPENHEIMER LTD TERM GOVERNMENT FUND 30 S000008468 OPPENHEIMER LIMITED TERM GOVERNMENT FUND C000023207 B NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO NULL 811-04563 0000788303 OPPENHEIMER LTD TERM GOVERNMENT FUND 30 S000008468 OPPENHEIMER LIMITED TERM GOVERNMENT FUND C000023208 C NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO NULL 811-04563 0000788303 OPPENHEIMER LTD TERM GOVERNMENT FUND 30 S000008468 OPPENHEIMER LIMITED TERM GOVERNMENT FUND C000023209 N NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO NULL 811-04563 0000788303 OPPENHEIMER LTD TERM GOVERNMENT FUND 30 S000008468 OPPENHEIMER LIMITED TERM GOVERNMENT FUND C000023210 Y NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO NULL 811-05360 0000823483 OPPENHEIMER MAIN STREET FUNDS INC 30 S000008827 Oppenheimer Main Street Fund C000024044 A NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO NULL 811-05360 0000823483 OPPENHEIMER MAIN STREET FUNDS INC 30 S000008827 Oppenheimer Main Street Fund C000024045 B NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO NULL 811-05360 0000823483 OPPENHEIMER MAIN STREET FUNDS INC 30 S000008827 Oppenheimer Main Street Fund C000024046 C NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO NULL 811-05360 0000823483 OPPENHEIMER MAIN STREET FUNDS INC 30 S000008827 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MAIN STREET SELECT FUND 30 S000008469 OPPENHEIMER MAIN STREET SELECT FUND C000023214 N NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO NULL 811-10001 0001116894 OPPENHEIMER MAIN STREET SELECT FUND 30 S000008469 OPPENHEIMER MAIN STREET SELECT FUND C000023215 Y NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO NULL 811-09333 0001086165 OPPENHEIMER MAIN STREET SMALL- & MID-CAP FUND 30 S000008470 OPPENHEIMER MAIN STREET SMALL- & MID-CAP FUND C000023216 A NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-09333 0001086165 OPPENHEIMER MAIN STREET SMALL- & MID-CAP FUND 30 S000008470 OPPENHEIMER MAIN STREET SMALL- & MID-CAP FUND C000023217 B NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-09333 0001086165 OPPENHEIMER MAIN STREET SMALL- & MID-CAP FUND 30 S000008470 OPPENHEIMER MAIN STREET SMALL- & MID-CAP FUND C000023218 C NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-09333 0001086165 OPPENHEIMER MAIN STREET SMALL- & MID-CAP FUND 30 S000008470 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CO N/A 811-05867 0000853593 OPPENHEIMER MULTI-STATE MUNICIPAL TRUST 30 S000007294 Oppenheimer New Jersey Municipal Fund C000096811 Y NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-05867 0000853593 OPPENHEIMER MULTI-STATE MUNICIPAL TRUST 30 S000007295 Oppenheimer Pennsylvania Municipal C000020047 A NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-05867 0000853593 OPPENHEIMER MULTI-STATE MUNICIPAL TRUST 30 S000007295 Oppenheimer Pennsylvania Municipal C000020048 B NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-05867 0000853593 OPPENHEIMER MULTI-STATE MUNICIPAL TRUST 30 S000007295 Oppenheimer Pennsylvania Municipal C000020049 C NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-05867 0000853593 OPPENHEIMER MULTI-STATE MUNICIPAL TRUST 30 S000007295 Oppenheimer Pennsylvania Municipal C000096810 Y NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-05867 0000853593 OPPENHEIMER MULTI-STATE MUNICIPAL TRUST 30 S000007296 Oppenheimer 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SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-05225 0000817982 OPPENHEIMER QUEST FOR VALUE FUNDS 30 S000007305 Oppenheimer Global Allocation Fund C000110967 I NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-05225 0000817982 OPPENHEIMER QUEST FOR VALUE FUNDS 30 S000007305 Oppenheimer Global Allocation Fund C000020064 N NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-05225 0000817982 OPPENHEIMER QUEST FOR VALUE FUNDS 30 S000007305 Oppenheimer Global Allocation Fund C000020065 Y NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-05225 0000817982 OPPENHEIMER QUEST FOR VALUE FUNDS 30 S000007306 Oppenheimer Quest Opportunity Value Fund C000020066 A NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-05225 0000817982 OPPENHEIMER QUEST FOR VALUE FUNDS 30 S000007306 Oppenheimer Quest Opportunity Value Fund C000020067 B NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-05225 0000817982 OPPENHEIMER QUEST FOR VALUE FUNDS 30 S000007306 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N/A 811-05225 0000817982 OPPENHEIMER QUEST FOR VALUE FUNDS 30 S000007307 Oppenheimer Small- & Mid- Cap Value Fund C000110968 I NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-05225 0000817982 OPPENHEIMER QUEST FOR VALUE FUNDS 30 S000007307 Oppenheimer Small- & Mid- Cap Value Fund C000020074 N NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-05225 0000817982 OPPENHEIMER QUEST FOR VALUE FUNDS 30 S000007307 Oppenheimer Small- & Mid- Cap Value Fund C000020075 Y NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-10589 0001163166 OPPENHEIMER REAL ESTATE FUND 30 S000008492 OPPENHEIMER REAL ESTATE FUND C000023304 A NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-10589 0001163166 OPPENHEIMER REAL ESTATE FUND 30 S000008492 OPPENHEIMER REAL ESTATE FUND C000023305 B NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-10589 0001163166 OPPENHEIMER REAL ESTATE FUND 30 S000008492 OPPENHEIMER REAL ESTATE FUND C000023306 C NULL 6803 SOUTH TUCSON WAY 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Fund C000090349 C NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-09373 0001087774 OPPENHEIMER SENIOR FLOATING RATE FUND 30 S000029418 Oppenheimer Senior Floating Rate Fund C000090350 Y NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-09373 0001087774 OPPENHEIMER SENIOR FLOATING RATE FUND 30 S000008494 OPPENHEIMER SENIOR FLOATING RATE FUND CLOSED END SERIES C000023314 A NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-09373 0001087774 OPPENHEIMER SENIOR FLOATING RATE FUND 30 S000008494 OPPENHEIMER SENIOR FLOATING RATE FUND CLOSED END SERIES C000023315 B NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-09373 0001087774 OPPENHEIMER SENIOR FLOATING RATE FUND 30 S000008494 OPPENHEIMER SENIOR FLOATING RATE FUND CLOSED END SERIES C000023316 C NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-09373 0001087774 OPPENHEIMER SENIOR FLOATING RATE FUND 30 S000008494 OPPENHEIMER SENIOR FLOATING RATE FUND CLOSED END SERIES C000023317 Y NULL 6803 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CO NULL 811-22152 0001418462 OPPENHEIMER TRANSITION 2025 FUND 30 S000020948 Oppenheimer Transition 2025 Fund C000059216 N NULL 6803 SOUTH TUCSON WAY CENTENNIAL CO CO NULL 811-22152 0001418462 OPPENHEIMER TRANSITION 2025 FUND 30 S000020948 Oppenheimer Transition 2025 Fund C000059217 Y NULL 6803 SOUTH TUCSON WAY CENTENNIAL CO CO NULL 811-21924 0001368086 Oppenheimer Transition 2030 Fund 30 S000013431 Oppenheimer Transition 2030 Fund C000036264 A NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO NULL 811-21924 0001368086 Oppenheimer Transition 2030 Fund 30 S000013431 Oppenheimer Transition 2030 Fund C000036265 B NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO NULL 811-21924 0001368086 Oppenheimer Transition 2030 Fund 30 S000013431 Oppenheimer Transition 2030 Fund C000036266 C NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO NULL 811-21924 0001368086 Oppenheimer Transition 2030 Fund 30 S000013431 Oppenheimer Transition 2030 Fund C000036267 N NULL 6803 SOUTH TUCSON WAY CENTENNIAL 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VALUE FUND C000004964 CLASS P (FORMERLY CLASS A) NULL 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001904 PL LARGE-CAP GROWTH FUND C000005012 CLASS P (FORMERLY CLASS A) NULL 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001896 PL LARGE-CAP VALUE FUND C000004984 CLASS P (FORMERLY CLASS A) NULL 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001891 PL MAIN STREET CORE FUND C000004973 CLASS P (FORMERLY CLASS A) NULL 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001893 PL MANAGED BOND FUND C000004975 CLASS P (FORMERLY CLASS A) NULL 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001907 PL MID-CAP EQUITY FUND C000005021 CLASS P (FORMERLY CLASS A) NULL 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001899 PL MID-CAP GROWTH FUND C000004994 CLASS P (FORMERLY CLASS A) NULL 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001895 PL MONEY MARKET FUND C000004981 CLASS A PFAXX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001895 PL MONEY MARKET FUND C000004982 CLASS B PFBXX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001895 PL MONEY MARKET FUND C000004983 CLASS C PLCXX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001903 PL PORTFOLIO OPTIMIZATION AGGRESSIVE C000005008 CLASS A POEAX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001903 PL PORTFOLIO OPTIMIZATION AGGRESSIVE C000005009 CLASS B POEBX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001903 PL PORTFOLIO OPTIMIZATION AGGRESSIVE C000005010 CLASS C POCEX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001903 PL PORTFOLIO OPTIMIZATION AGGRESSIVE C000005011 CLASS R POERX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001887 PL PORTFOLIO OPTIMIZATION CONSERVATIVE C000004960 CLASS A POAAX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001887 PL PORTFOLIO OPTIMIZATION CONSERVATIVE C000004961 CLASS B POABX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001887 PL PORTFOLIO OPTIMIZATION CONSERVATIVE C000004962 CLASS C POACX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001887 PL PORTFOLIO OPTIMIZATION CONSERVATIVE C000004963 CLASS R POARX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001901 PL PORTFOLIO OPTIMIZATION MODERATE C000005000 CLASS A POCAX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001901 PL PORTFOLIO OPTIMIZATION MODERATE C000005001 CLASS B POMBX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001901 PL PORTFOLIO OPTIMIZATION MODERATE C000005002 CLASS C POMCX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001901 PL PORTFOLIO OPTIMIZATION MODERATE C000005003 CLASS R POCRX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001902 PL PORTFOLIO OPTIMIZATION MODERATE-AGGRESSIVE C000005004 CLASS A PODAX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001902 PL PORTFOLIO OPTIMIZATION MODERATE-AGGRESSIVE C000005005 CLASS B PODBX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001902 PL PORTFOLIO OPTIMIZATION MODERATE-AGGRESSIVE C000005006 CLASS C PODCX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001902 PL PORTFOLIO OPTIMIZATION MODERATE-AGGRESSIVE C000005007 CLASS R PODRX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001898 PL PORTFOLIO OPTIMIZATION MODERATE-CONSERVATIVE C000004990 CLASS A POBAX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001898 PL PORTFOLIO OPTIMIZATION MODERATE-CONSERVATIVE C000004991 CLASS B POBBX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001898 PL PORTFOLIO OPTIMIZATION MODERATE-CONSERVATIVE C000004992 CLASS C POBCX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001898 PL PORTFOLIO OPTIMIZATION MODERATE-CONSERVATIVE C000004993 CLASS R POBRX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001900 PL REAL ESTATE FUND C000004997 CLASS P (FORMERLY CLASS A) NULL 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001905 PL SHORT DURATION BOND FUND C000005015 CLASS P (FORMERLY CLASS A) NULL 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000034881 PL SHORT DURATION INCOME FUND C000114646 ADVISOR CLASS NULL 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000034881 PL SHORT DURATION INCOME FUND C000107274 CLASS A PLADX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000034881 PL SHORT DURATION INCOME FUND C000107275 CLASS C PLCSX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000034881 PL SHORT DURATION INCOME FUND C000107276 CLASS I PLSDX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000001890 PL SMALL-CAP GROWTH FUND C000004970 CLASS P (FORMERLY CLASS A) NULL 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000017795 PL Small-Cap Value Fund C000049251 CLASS P (FORMERLY CLASS A) NULL 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000034882 PL STRATEGIC INCOME FUND C000114647 ADVISOR CLASS NULL 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000034882 PL STRATEGIC INCOME FUND C000107277 CLASS A PLSTX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000034882 PL STRATEGIC INCOME FUND C000107278 CLASS C PLCNX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC LIFE FUNDS 30 S000034882 PL STRATEGIC INCOME FUND C000107279 CLASS I PLSRX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-09389 0001074487 PACIFIC SELECT EXEC SEPARATE ACCOUNT OF PACIFIC LIFE & ANNUI 33 S000007947 Pacific Select Exec Separate Account of Pacific Life & Annuity (811-09389) C000021548 Pacific Select Estate Preserver-NY (333-62446) NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-09389 0001074487 PACIFIC SELECT EXEC SEPARATE ACCOUNT OF PACIFIC LIFE & ANNUI 33 S000007947 Pacific Select Exec Separate Account of Pacific Life & Annuity (811-09389) C000021546 Pacific Select Exec II-NY (333-80825) NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-09389 0001074487 PACIFIC SELECT EXEC SEPARATE ACCOUNT OF PACIFIC LIFE & ANNUI 33 S000007947 Pacific Select Exec Separate Account of Pacific Life & Annuity (811-09389) C000021547 Pacific Select Exec III-NY (333-106721) NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-09389 0001074487 PACIFIC SELECT EXEC SEPARATE ACCOUNT OF PACIFIC LIFE & ANNUI 33 S000007947 Pacific Select Exec Separate Account of Pacific Life & Annuity (811-09389) C000043257 PACIFIC SELECT EXEC IV-NY NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-09389 0001074487 PACIFIC SELECT EXEC SEPARATE ACCOUNT OF PACIFIC LIFE & ANNUI 33 S000007947 Pacific Select Exec Separate Account of Pacific Life & Annuity (811-09389) C000069992 Pacific Select Exec V NY NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021526 M's Versatile Product (333-61135) NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021527 M's Versatile Product - Survivorship (333-106969) NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000099603 M's Versatile Product IX NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000069854 M's Versatile Product Survivorship II NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000041188 M's Versatile Product VI (333-61135) NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000068781 M's Versatile Product VII NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000082497 M's Versatile Product VIII NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000101310 Pacific Prime NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021525 Pacific Select Accumulator (333-118913) NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021529 Pacific Select Choice (033-57908) NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021535 Pacific Select Estate Maximizer (333-14005) NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021530 Pacific Select Estate Preserver (333-01713) NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021531 Pacific Select Estate Preserver II (333-20355) NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021532 Pacific Select Estate Preserver III (333-01713) NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021533 Pacific Select Estate Preserver IV (333-20355) NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021534 Pacific Select Estate Preserver V (333-65458) NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000069853 Pacific Select Estate Preserver VI NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021524 Pacific Select Exec (033-21754) NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021536 Pacific Select Exec II (333-60461) NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000041184 Pacific Select Exec III (333-60461) NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000065115 Pacific Select Exec IV NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000082498 Pacific Select Exec V NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021528 Pacific Select Performer 500 (333-102902) NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026030 American Funds Asset Allocation Portfolio C000078099 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026022 American Funds Growth Portfolio C000078091 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026022 American Funds Growth Portfolio C000098962 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026021 American Funds Growth-Income Portfolio C000078090 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026021 American Funds Growth-Income Portfolio C000098961 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026002 Cash Management Portfolio C000078071 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026002 Cash Management Portfolio C000098944 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026015 Comstock Portfolio C000078084 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026015 Comstock Portfolio C000098956 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026026 Diversified Bond Portfolio C000078095 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026026 Diversified Bond Portfolio C000098966 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026020 Dividend Growth Portfolio C000078089 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026020 Dividend Growth Portfolio C000098960 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000036460 Emerging Markets Debt Portfolio C000111627 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000036460 Emerging Markets Debt Portfolio C000111628 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026009 Emerging Markets Portfolio C000078078 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026009 Emerging Markets Portfolio C000098950 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026046 Equity Index Portfolio C000078115 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026046 Equity Index Portfolio C000098974 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026019 Equity Portfolio C000078088 Equity Portfolio NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000036461 Floating Rate Income Portfolio C000111629 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000036461 Floating Rate Income Portfolio C000111630 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026027 Floating Rate Loan Portfolio C000078096 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026027 Floating Rate Loan Portfolio C000098967 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026035 Focused 30 Portfolio C000078104 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026035 Focused 30 Portfolio C000098970 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026024 Growth LT Portfolio C000078093 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026024 Growth LT Portfolio C000098964 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026043 Health Sciences Portfolio C000078112 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026043 Health Sciences Portfolio C000098971 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026010 High Yield Bond Portfolio C000078079 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026010 High Yield Bond Portfolio C000098951 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026012 Inflation Managed Portfolio C000078081 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026012 Inflation Managed Portfolio C000098953 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000031770 Inflation Protected Portfolio C000098937 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000031770 Inflation Protected Portfolio C000098938 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026004 International Large-Cap Portfolio C000078073 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026004 International Large-Cap Portfolio C000098946 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026025 International Small-Cap Portfolio C000078094 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026025 International Small-Cap Portfolio C000098965 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026045 International Value Portfolio C000078114 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026045 International Value Portfolio C000098973 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026003 Large-Cap Growth Portfolio C000078072 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026003 Large-Cap Growth Portfolio C000098945 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026014 Large-Cap Value Portfolio C000078083 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026014 Large-Cap Value Portfolio C000098955 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026028 Long/Short Large-Cap Portfolio C000078097 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026028 Long/Short Large-Cap Portfolio C000098968 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026008 Main Street Core Portfolio C000078077 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026008 Main Street Core Portfolio C000098949 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026011 Managed Bond Portfolio C000078080 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026011 Managed Bond Portfolio C000098952 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026044 Mid-Cap Equity Portfolio C000078113 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026044 Mid-Cap Equity Portfolio C000098972 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026017 Mid-Cap Growth Portfolio C000078086 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026017 Mid-Cap Growth Portfolio C000098958 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026029 Mid-Cap Value Portfolio C000078098 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026029 Mid-Cap Value Portfolio C000098969 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026007 Multi-Strategy Portfolio C000078076 Multi-Strategy Portfolio NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026031 Pacific Dynamix Conservative Growth Portfolio C000078100 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026033 Pacific Dynamix Growth Portfolio C000078102 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026032 Pacific Dynamix Moderate Growth Portfolio C000078101 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026039 PD Aggregate Bond Index Portfolio C000078108 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026042 PD Emerging Markets Portfolio C000078111 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026040 PD High Yield Bond Market Portfolio C000078109 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026041 PD International Large-Cap Portfolio C000078110 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026034 PD Large-Cap Growth Index Portfolio C000078103 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026036 PD Large-Cap Value Index Portfolio C000078105 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026038 PD Small-Cap Growth Index Portfolio C000078107 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026037 PD Small-Cap Value Index Portfolio C000078106 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000031775 Portfolio Optimization Aggressive-Growth Portfolio C000098943 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000031771 Portfolio Optimization Conservative Portfolio C000098939 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000031774 Portfolio Optimization Growth Portfolio C000098942 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000031773 Portfolio Optimization Moderate Portfolio C000098941 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000031772 Portfolio Optimization Moderate-Conservative Portfolio C000098940 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026016 Real Estate Portfolio C000078085 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026016 Real Estate Portfolio C000098957 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026013 Short Duration Bond Portfolio C000078082 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026013 Short Duration Bond Portfolio C000098954 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026018 Small-Cap Equity Portfolio C000078087 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026018 Small-Cap Equity Portfolio C000098959 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026005 Small-Cap Growth Portfolio C000078074 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026005 Small-Cap Growth Portfolio C000098947 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026047 Small-Cap Index Portfolio C000078116 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026047 Small-Cap Index Portfolio C000098975 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026006 Small-Cap Value Portfolio C000078075 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026006 Small-Cap Value Portfolio C000098948 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026023 Technology Portfolio C000078092 Class I NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026023 Technology Portfolio C000098963 Class P NULL 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05142 0000813936 PACIFIC SELECT SEPARATE ACCOUNT OF PACIFIC LIFE INSUR 33 S000007765 PACIFIC SELECT SEPARATE ACCOUNT OF PACIFIC LIFE INSURANCE (811-05142) C000021119 Pacific Select (033-14032) NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-05980 0000858667 PACIFIC SELECT VARIABLE ANN SEP ACCT OF PACIFIC LIFE INS CO 32 S000006211 PACIFIC SELECT VARIABLE ANN SEP ACCT OF PACIFIC LIFE INS CO (811-05980) C000017122 PACIFIC SELECT VARIABLE ANNUITY (033-32704) NULL PO BOX 7500 NEWPORT BEACH 92658-7500 CA NULL 811-06530 0000883233 PANORAMA PLUS SEPARATE ACCOUNT 32 S000007813 PANORAMA PLUS SEPARATE ACCOUNT C000021287 Panorama Plus NULL 100 BRIGHT MEADOW BOULEVARD ENFIELD 06082 CT NULL 811-03215 0000354007 PANORAMA SEPARATE ACCOUNT 32 S000007817 PANORAMA SEPARATE ACCOUNT C000021293 Panorama NULL 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-03255 0000355411 PANORAMA SERIES FUND, INC 30 S000010345 Government Securities Portfolio C000028611 Non-Service NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-03255 0000355411 PANORAMA SERIES FUND, INC 30 S000010343 Growth Portfolio C000028609 Non-Service NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-03255 0000355411 PANORAMA SERIES FUND, INC 30 S000010344 Oppenheimer International Growth Fund/VA C000028610 Non-Service NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-03255 0000355411 PANORAMA SERIES FUND, INC 30 S000010344 Oppenheimer International Growth Fund/VA C000031352 Service NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-03255 0000355411 PANORAMA SERIES FUND, INC 30 S000010346 Total Return Portfolio C000028612 Non-Service NULL 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-22359 0001477597 Papp Investment Trust 30 S000027941 Papp Small & Mid-Cap Growth Fund C000084913 Papp Small & Mid-Cap Growth Fund PAPPX 225 PICTORIA DRIVE CINCINNATI 45246 OH SUITE 450 811-21233 0001196878 PARADIGM FUNDS 30 S000020362 Paradigm Micro-Cap Fund C000057148 Paradigm Micro-Cap Fund PVIVX NINE ELK STREET ALBANY 12207 NY NULL 811-21233 0001196878 PARADIGM FUNDS 30 S000005315 Paradigm Opportunity Fund C000014506 Paradigm Opportunity Fund PFOPX NINE ELK STREET ALBANY 12207 NY NULL 811-21233 0001196878 PARADIGM FUNDS 30 S000005316 Paradigm Select Fund C000014507 Paradigm Select Fund PFSLX NINE ELK STREET ALBANY 12207 NY NULL 811-21233 0001196878 PARADIGM FUNDS 30 S000005314 Paradigm Value Fund C000014505 Paradigm Value Fund PVFAX NINE ELK STREET ALBANY 12207 NY NULL 811-05382 0000824725 PARAGON SEPARATE ACCOUNT A 33 S000006877 Paragon Separate Account A C000034616 AFIS NULL METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-05382 0000824725 PARAGON SEPARATE ACCOUNT A 33 S000006877 Paragon Separate Account A C000034654 Group American Plus NULL METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034608 DWS-C NULL METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034617 DWS-D NULL METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034609 Met Flex GVUL C and Multi Manager C NULL METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034618 Met Flex GVUL D and Multi Manager D NULL METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034612 MFS NULL METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034610 Morgan Stanley NULL METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034619 Multi Manager II NULL METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034613 Multi Manager III NULL METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034611 Putnam NULL METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07982 0000911375 PARAGON SEPARATE ACCOUNT C 33 S000006937 Paragon Separate Account C C000034615 Fidelity C NULL METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07982 0000911375 PARAGON SEPARATE ACCOUNT C 33 S000006937 Paragon Separate Account C C000034620 Fidelity D NULL METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-08385 0001046407 PARAGON SEPARATE ACCOUNT D 33 S000006876 Paragon Separate Account D C000034614 Individual Variable Life 50414 NULL METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-08385 0001046407 PARAGON SEPARATE ACCOUNT D 33 S000006876 Paragon Separate Account D C000034652 Joint Survivor VUL 50415 NULL METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-22597 0001527679 Parametric Structured Absolute Return Portfolio 30 S000034372 Parametric Structured Absolute Return Portfolio C000105800 Parametric Structured Absolute Return Portfolio NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-07624 0000900259 PARKSTONE VARIABLE ANNUITY ACCOUNT 32 S000010138 PARKSTONE VARIABLE ANNUITY ACCOUNT C000028144 PARKSTONE VARIABLE ANNUITY ACCOUNT NULL SECURITY BENEFIT LIFE INSURANCE CO TOPEKA 66636-0001 KS ONE SECURITY BENEFIT PLACE 811-04044 0000747546 PARNASSUS FUNDS 30 S000000852 PARNASSUS FUND C000002467 PARNASSUS FUND PARNX ONE MARKET #1600 SAN FRANCISCO 94105 CA NULL 811-04044 0000747546 PARNASSUS FUNDS 30 S000000853 PARNASSUS MID-CAP FUND C000002468 PARNASSUS MID-CAP FUND PARMX ONE MARKET #1600 SAN FRANCISCO 94105 CA NULL 811-04044 0000747546 PARNASSUS FUNDS 30 S000000854 PARNASSUS SMALL-CAP FUND C000002469 PARNASSUS SMALL-CAP FUND PARSX ONE MARKET #1600 SAN FRANCISCO 94105 CA NULL 811-04044 0000747546 PARNASSUS FUNDS 30 S000000855 PARNASSUS WORKPLACE FUND C000002470 PARNASSUS WORKPLACE FUND PARWX ONE MARKET #1600 SAN FRANCISCO 94105 CA NULL 811-06673 0000866256 PARNASSUS INCOME FUNDS 30 S000000856 PARNASSUS EQUITY INCOME FUND C000102327 Institutional Shares PRILX ONE MARKET #1600 SAN FRANCISCO 94105 CA NULL 811-06673 0000866256 PARNASSUS INCOME FUNDS 30 S000000856 PARNASSUS EQUITY INCOME FUND C000002471 Investor Shares PRBLX ONE MARKET #1600 SAN FRANCISCO 94105 CA NULL 811-06673 0000866256 PARNASSUS INCOME FUNDS 30 S000000857 PARNASSUS FIXED-INCOME FUND C000002472 PARNASSUS FIXED-INCOME FUND PRFIX ONE MARKET #1600 SAN FRANCISCO 94105 CA NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000027263 ESG Managers Aggressive Growth Portfolio C000082278 Class A NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000027263 ESG Managers Aggressive Growth Portfolio C000082279 Class C NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000027263 ESG Managers Aggressive Growth Portfolio C000082280 Institutional Class NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000027264 ESG Managers Conservative Portfolio C000082281 Class A NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000027264 ESG Managers Conservative Portfolio C000082282 Class C NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000027264 ESG Managers Conservative Portfolio C000082283 Institutional Class NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000027265 ESG Managers Growth Portfolio C000082284 Class A NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000027265 ESG Managers Growth Portfolio C000082285 Class C NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000027265 ESG Managers Growth Portfolio C000082286 Institutional Class NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000027266 ESG Managers Moderate Portfolio C000082287 Class A NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000027266 ESG Managers Moderate Portfolio C000082288 Class C NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000027266 ESG Managers Moderate Portfolio C000082289 Institutional Class NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000011971 PAX WORLD BALANCED FUND C000043250 Individual Investor Class NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000011971 PAX WORLD BALANCED FUND C000043251 Institutional Class PAXIX 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000011971 PAX WORLD BALANCED FUND C000043252 R Class PAXRX 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000021458 Pax World Global Green Fund C000061357 Individual Investor Class NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000021458 Pax World Global Green Fund C000061358 Institutional Class NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000021458 Pax World Global Green Fund C000061359 R Class NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000019419 Pax World Global Women's Equality Fund C000053979 Individual Investor PXWEX 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000019419 Pax World Global Women's Equality Fund C000053980 Institutional PXWIX 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000015763 Pax World Growth Fund C000043241 Individual Investor Class PXWGX 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000015763 Pax World Growth Fund C000043242 Institutional Class PWGIX 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000015763 Pax World Growth Fund C000043243 R Class PXGRX 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000015758 Pax World High Yield Bond Fund C000043226 Individual Investor Class PAXHX 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000015758 Pax World High Yield Bond Fund C000043227 Institutional Class PXHIX 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000015758 Pax World High Yield Bond Fund C000043228 R Class PXHRX 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000015760 Pax World International Fund C000043232 Individual Investor Class NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000015760 Pax World International Fund C000043233 Institutional Class NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000015760 Pax World International Fund C000043234 R Class NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000021459 Pax World Small Cap Fund C000061360 Individual Investor Class NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000021459 Pax World Small Cap Fund C000061361 Institutional Class NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000021459 Pax World Small Cap Fund C000061362 R Class NULL 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH NULL 811-22187 0001426870 Pax World Funds Trust II 30 S000025092 Pax FTSE Environmental Technologies (ET50) Index ETF C000074652 Shares NULL 30 PENHALLOW STREET PORTSMOUTH 03801 NH SUITE 400 811-22187 0001426870 Pax World Funds Trust II 30 S000025093 Pax MSCI EAFE ESG Index ETF C000074653 Shares EAPS 30 PENHALLOW STREET PORTSMOUTH 03801 NH SUITE 400 811-22187 0001426870 Pax World Funds Trust II 30 S000025094 Pax MSCI North America ESG Index ETF C000074654 Shares NASI 30 PENHALLOW STREET PORTSMOUTH 03801 NH SUITE 400 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000031104 Metzler/Payden European Emerging Markets Fund C000096473 Investor Class MPYMX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000011760 Payden California Muncipal Income Fund C000032185 Payden California Muncipal Income Fund (Investor Class) PYCRX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000011750 Payden Cash Reserves Money Market Fund C000032175 Payden Cash Reserves Money Market Fund (Investor Class) PBHXX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000011761 Payden Core Bond Fund C000080936 Payden Core Bond Fund (Adviser Class) PYCWX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000011761 Payden Core Bond Fund C000032186 Payden Core Bond Fund (Investor Class) PYCBX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000025162 Payden Corporate Bond Fund C000075033 Payden Corporate Bond Fund (Investor Class) PYACX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000011762 Payden Emerging Markets Bond Fund C000080937 Payden Emerging Markets Bond Fund (Adviser Class) PYEWX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000011762 Payden Emerging Markets Bond Fund C000115587 Payden Emerging Markets Bond Fund (Institutional Class) PYEIX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000011762 Payden Emerging Markets Bond Fund C000032187 Payden Emerging Markets Bond Fund (Investor Class) PYEMX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000033934 Payden Emerging Markets Local Bond Fund C000106974 Adviser Class PYEAX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000033934 Payden Emerging Markets Local Bond Fund C000104641 Investor Class PYELX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000021592 Payden Global Equity Fund C000061863 Payden Global Equity Fund (Investor Class) PYGEX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000011763 Payden Global Fixed Income Fund C000032188 Payden Global Fixed Income Fund (Investor Class) PYGFX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000011764 Payden Global Low Duration Fund C000032189 Payden Global Low Duration Fund (Investor Class) PYGSX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000011765 Payden GNMA Fund C000080938 Payden GNMA Fund (Adviser Class) PYGWX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000011765 Payden GNMA Fund C000032190 Payden GNMA Fund (Investor Class) PYGNX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000011767 Payden High Income Fund C000080939 Payden High Income Fund (Adviser Class) PYHWX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000011767 Payden High Income Fund C000032192 Payden High Income Fund (Investor Class) PYHRX 333 S GRAND AVE LOS ANGELES 90071 CA 32ND FL 811-06625 0000885709 PAYDEN & RYGEL INVESTMENT GROUP 30 S000011751 Payden Limited Maturity Fund C000032176 Payden Limited Maturity Fund (Investor Class) PYLMX 333 S GRAND AVE LOS 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Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021059 PIMCO Fundamental Advantage Tax Efficient Strategy Fund C000059901 Institutional NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021058 PIMCO Fundamental Advantage Total Return Strategy Fund C000059900 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021058 PIMCO Fundamental Advantage Total Return Strategy Fund C000066772 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021058 PIMCO Fundamental Advantage Total Return Strategy Fund C000066773 Class C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021058 PIMCO Fundamental Advantage Total Return Strategy Fund C000066774 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021058 PIMCO Fundamental Advantage Total Return Strategy Fund C000066775 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021058 PIMCO Fundamental Advantage Total Return Strategy Fund C000059899 Institutional NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000030400 PIMCO FX Strategy Portfolio C000093405 PIMCO FX Strategy Portfolio NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000022556 PIMCO Global Advantage Strategy Bond Fund C000065242 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000022556 PIMCO Global Advantage Strategy Bond Fund C000074976 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000022556 PIMCO Global Advantage Strategy Bond Fund C000074977 Class C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000022556 PIMCO Global Advantage Strategy Bond Fund C000074978 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000022556 PIMCO Global Advantage Strategy Bond Fund C000074979 Class R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000022556 PIMCO Global Advantage Strategy Bond Fund C000065241 Institutional NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000022556 PIMCO Global Advantage Strategy Bond Fund C000065240 P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000023224 PIMCO Global Multi-Asset Fund C000067743 A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000023224 PIMCO Global Multi-Asset Fund C000067748 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000023224 PIMCO Global Multi-Asset Fund C000067744 C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000023224 PIMCO Global Multi-Asset Fund C000070981 Class R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000023224 PIMCO Global Multi-Asset Fund C000067745 D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000023224 PIMCO Global Multi-Asset Fund C000067747 Institutional NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000023224 PIMCO Global Multi-Asset Fund C000067746 P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000024337 PIMCO Government Money Market Fund C000072053 Administrative Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000024337 PIMCO Government Money Market Fund C000075263 Class A AMAXX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000024337 PIMCO Government Money Market Fund C000075264 Class C AMGXX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000024337 PIMCO Government Money Market Fund C000072054 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000024337 PIMCO Government Money Market Fund C000072055 Class M NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000024337 PIMCO Government Money Market Fund C000072056 Class P PGPXX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000024337 PIMCO Government Money Market Fund C000072057 Class R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000012844 PIMCO High Yield Municipal Bond Fund C000034731 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000012844 PIMCO High Yield Municipal Bond Fund C000034728 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000012844 PIMCO High Yield Municipal Bond Fund C000041556 Class C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000012844 PIMCO High Yield Municipal Bond Fund C000034729 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000012844 PIMCO High Yield Municipal Bond Fund C000064163 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000012844 PIMCO High Yield Municipal Bond Fund C000034730 Institutional NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000029813 PIMCO High Yield Spectrum Fund C000091650 Administrative Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000029813 PIMCO High Yield Spectrum Fund C000091652 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000029813 PIMCO High Yield Spectrum Fund C000091653 Class C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000029813 PIMCO High Yield Spectrum Fund C000091651 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000029813 PIMCO High Yield Spectrum Fund C000091649 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000029813 PIMCO High Yield Spectrum Fund C000091654 Class R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000029813 PIMCO High Yield Spectrum Fund C000091648 Institutional Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000016548 PIMCO Income Fund C000046103 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000016548 PIMCO Income Fund C000046098 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000016548 PIMCO Income Fund C000046099 Class C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000016548 PIMCO Income Fund C000046100 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000016548 PIMCO Income Fund C000064169 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000016548 PIMCO 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Response Multi-Asset Fund C000103233 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000033597 PIMCO Inflation Response Multi-Asset Fund C000103231 Class R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000033597 PIMCO Inflation Response Multi-Asset Fund C000103232 Institutional NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032698 PIMCO International Fundamental IndexPLUS TR Strategy Fund C000100914 Administrative Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032698 PIMCO International Fundamental IndexPLUS TR Strategy Fund C000100916 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032698 PIMCO International Fundamental IndexPLUS TR Strategy Fund C000100917 Class C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032698 PIMCO International Fundamental IndexPLUS TR Strategy Fund C000100915 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032698 PIMCO International Fundamental IndexPLUS TR Strategy Fund C000100920 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032698 PIMCO International Fundamental IndexPLUS TR Strategy Fund C000100918 Class R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032698 PIMCO International Fundamental IndexPLUS TR Strategy Fund C000100919 Institutional Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009687 PIMCO International StocksPLUS TR Strategy Fund (U.S. Dollar-Hedged) C000026560 A PIPAX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009687 PIMCO International StocksPLUS TR Strategy Fund (U.S. Dollar-Hedged) C000031164 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009687 PIMCO International StocksPLUS TR Strategy Fund (U.S. Dollar-Hedged) C000031390 Advisor NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009687 PIMCO International StocksPLUS TR Strategy Fund (U.S. Dollar-Hedged) C000026561 B PIPBX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009687 PIMCO International StocksPLUS TR Strategy Fund (U.S. Dollar-Hedged) C000026562 C PIPCX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009687 PIMCO International StocksPLUS TR Strategy Fund (U.S. Dollar-Hedged) C000064140 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009687 PIMCO International StocksPLUS TR Strategy Fund (U.S. Dollar-Hedged) C000026563 D PIPDX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009687 PIMCO International StocksPLUS TR Strategy Fund (U.S. Dollar-Hedged) C000026559 Institutional PISIX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000014410 PIMCO International StocksPLUS TR Strategy Fund (Unhedged) C000039230 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000014410 PIMCO International StocksPLUS TR Strategy Fund (Unhedged) C000039231 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000014410 PIMCO International StocksPLUS TR Strategy Fund (Unhedged) C000039232 Class C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000014410 PIMCO International StocksPLUS TR Strategy Fund (Unhedged) C000039233 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000014410 PIMCO International StocksPLUS TR Strategy Fund (Unhedged) C000064167 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000014410 PIMCO International StocksPLUS TR Strategy Fund (Unhedged) C000039229 Institutional NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000024285 PIMCO Long Duration Corporate Bond Portfolio C000071766 Long Duration Corporate Bond Portfolio NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000013232 Pimco Long Duration Total Return Fund C000035568 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000013232 Pimco Long Duration Total Return Fund C000080408 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000013232 Pimco Long Duration Total Return Fund C000064164 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000013232 Pimco Long Duration Total Return Fund C000035567 Institutional NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000025202 PIMCO Long-Term Credit Fund C000075115 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000025202 PIMCO Long-Term Credit Fund C000080412 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000025202 PIMCO Long-Term Credit Fund C000075116 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000025202 PIMCO Long-Term Credit Fund C000075114 Institutional PLRIX 840 NEWPORT 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NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000025950 PIMCO MuniGO Fund C000077982 Class C APNCX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000025950 PIMCO MuniGO Fund C000077983 Class D APNDX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000025950 PIMCO MuniGO Fund C000080413 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000025950 PIMCO MuniGO Fund C000077979 Institutional PMGOX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000037097 PIMCO National Intermediate Municipal Bond Fund C000114201 Administrative Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000037097 PIMCO National Intermediate Municipal Bond Fund C000114203 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000037097 PIMCO National Intermediate Municipal Bond Fund C000114204 Class C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000037097 PIMCO National Intermediate Municipal Bond Fund C000114202 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000037097 PIMCO National Intermediate Municipal Bond Fund C000114207 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000037097 PIMCO National Intermediate Municipal Bond Fund C000114205 Class R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000037097 PIMCO National Intermediate Municipal Bond Fund C000114206 Institutional Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000026384 PIMCO Real Income 2019 Fund 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NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000026385 PIMCO Real Income 2029 Fund C000079231 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000026385 PIMCO Real Income 2029 Fund C000079232 Class C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000026385 PIMCO Real Income 2029 Fund C000079233 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000026385 PIMCO Real Income 2029 Fund C000079235 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000026385 PIMCO Real Income 2029 Fund C000079234 Institutional Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032918 PIMCO RealRetirement 2015 Fund C000101600 Administrative Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032918 PIMCO RealRetirement 2015 Fund C000101602 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032918 PIMCO RealRetirement 2015 Fund C000101603 Class C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032918 PIMCO RealRetirement 2015 Fund C000101601 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032918 PIMCO RealRetirement 2015 Fund C000101599 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032918 PIMCO RealRetirement 2015 Fund C000101604 Class R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032918 PIMCO RealRetirement 2015 Fund C000101598 Institutional Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021054 PIMCO RealRetirement 2020 Fund C000059878 A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021054 PIMCO RealRetirement 2020 Fund C000059877 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021054 PIMCO RealRetirement 2020 Fund C000059879 C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021054 PIMCO RealRetirement 2020 Fund C000064171 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021054 PIMCO RealRetirement 2020 Fund C000059880 D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021054 PIMCO RealRetirement 2020 Fund C000059876 Institutional NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021054 PIMCO RealRetirement 2020 Fund C000059875 R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032919 PIMCO RealRetirement 2025 Fund C000101605 Administrative Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032919 PIMCO RealRetirement 2025 Fund C000101607 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032919 PIMCO RealRetirement 2025 Fund C000101608 Class C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032919 PIMCO RealRetirement 2025 Fund C000101606 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032919 PIMCO RealRetirement 2025 Fund C000101611 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032919 PIMCO RealRetirement 2025 Fund C000101609 Class R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032919 PIMCO RealRetirement 2025 Fund C000101610 Institutional Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021055 PIMCO RealRetirement 2030 Fund C000059881 A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021055 PIMCO RealRetirement 2030 Fund C000059886 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021055 PIMCO RealRetirement 2030 Fund C000059882 C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021055 PIMCO RealRetirement 2030 Fund C000064172 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021055 PIMCO RealRetirement 2030 Fund C000059883 D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021055 PIMCO RealRetirement 2030 Fund C000059885 Institutional NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021055 PIMCO RealRetirement 2030 Fund C000059884 R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032920 PIMCO RealRetirement 2035 Fund C000101614 Administrative Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032920 PIMCO RealRetirement 2035 Fund C000101616 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032920 PIMCO RealRetirement 2035 Fund C000101617 Class C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032920 PIMCO RealRetirement 2035 Fund C000101615 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032920 PIMCO RealRetirement 2035 Fund C000101613 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032920 PIMCO RealRetirement 2035 Fund C000101618 Class R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032920 PIMCO RealRetirement 2035 Fund C000101612 Institutional Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021056 PIMCO RealRetirement 2040 Fund C000059887 A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021056 PIMCO RealRetirement 2040 Fund C000059892 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021056 PIMCO RealRetirement 2040 Fund C000059888 C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 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2050 Fund C000059898 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021057 PIMCO RealRetirement 2050 Fund C000059894 C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021057 PIMCO RealRetirement 2050 Fund C000064174 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021057 PIMCO RealRetirement 2050 Fund C000059895 D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021057 PIMCO RealRetirement 2050 Fund C000059897 Institutional NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021057 PIMCO RealRetirement 2050 Fund C000059896 R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021053 PIMCO RealRetirement Income and Distribution Fund C000059869 A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021053 PIMCO RealRetirement Income and Distribution Fund C000059874 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021053 PIMCO RealRetirement Income and Distribution Fund C000059870 C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021053 PIMCO RealRetirement Income and Distribution Fund C000064170 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021053 PIMCO RealRetirement Income and Distribution Fund C000059871 D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021053 PIMCO RealRetirement Income and Distribution Fund C000059873 Institutional NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000021053 PIMCO RealRetirement Income and Distribution Fund C000059872 R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000031641 PIMCO Senior Floating Rate Fund C000098427 Administrative Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000031641 PIMCO Senior Floating Rate Fund C000098429 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000031641 PIMCO Senior Floating Rate Fund C000098430 Class C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000031641 PIMCO Senior Floating Rate Fund C000098428 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000031641 PIMCO Senior Floating Rate Fund C000098426 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000031641 PIMCO Senior Floating Rate Fund C000098431 Class R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000031641 PIMCO Senior Floating Rate Fund C000098425 Institutional Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032688 PIMCO Senior Floating Rate Portfolio C000100868 PIMCO Senior Floating Rate Portfolio NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000037098 PIMCO Short Asset Investment Fund C000114210 Administrative Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000037098 PIMCO Short Asset Investment Fund C000114212 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000037098 PIMCO Short Asset Investment Fund C000114213 Class C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000037098 PIMCO Short Asset Investment Fund C000114211 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000037098 PIMCO Short Asset Investment Fund C000114209 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000037098 PIMCO Short Asset Investment Fund C000114214 Class R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000037098 PIMCO Short Asset Investment Fund C000114208 Institutional Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000022630 PIMCO Short-Term Floating NAV Portfolio C000065484 PIMCO Short-Term Floating NAV Portfolio NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000025613 PIMCO Short-Term Floating NAV Portfolio II C000076734 PIMCO Short-Term Floating NAV Portfolio II NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000037048 PIMCO Short-Term Floating NAV Portfolio III C000113894 PIMCO Short-Term Floating NAV Portfolio III NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032697 PIMCO Small Company Fundamental IndexPLUS TR Strategy Fund C000100909 Administrative Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032697 PIMCO Small Company Fundamental IndexPLUS TR Strategy Fund C000100911 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032697 PIMCO Small Company Fundamental IndexPLUS TR Strategy Fund C000100912 Class C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032697 PIMCO Small Company Fundamental IndexPLUS TR Strategy Fund C000100910 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032697 PIMCO Small Company Fundamental IndexPLUS TR Strategy Fund C000100908 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032697 PIMCO Small Company Fundamental IndexPLUS TR Strategy Fund C000100913 Class R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000032697 PIMCO Small Company Fundamental IndexPLUS TR Strategy Fund C000100907 Institutional Class NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000018588 PIMCO StocksPLUS Long Duration Fund C000051571 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000018588 PIMCO StocksPLUS Long Duration Fund C000080411 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000018588 PIMCO StocksPLUS Long Duration Fund C000113719 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000018588 PIMCO StocksPLUS Long Duration Fund C000051570 Institutional NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000026890 PIMCO Tax Managed Real Return Fund C000080925 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000026890 PIMCO Tax Managed Real Return Fund C000080926 Class A NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000026890 PIMCO Tax Managed Real Return Fund C000080927 Class C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000026890 PIMCO Tax Managed Real Return Fund C000080928 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 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CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000022557 PIMCO Unconstrained Bond Fund C000069484 Class R NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000022557 PIMCO Unconstrained Bond Fund C000065244 D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000022557 PIMCO Unconstrained Bond Fund C000065246 Institutional NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000022557 PIMCO Unconstrained Bond Fund C000065245 P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000024795 PIMCO Unconstrained Tax Managed Bond Fund C000073750 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000024795 PIMCO Unconstrained Tax Managed Bond Fund C000073751 Class A ATMAX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000024795 PIMCO Unconstrained Tax Managed Bond Fund C000073752 Class C ATMCX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000024795 PIMCO Unconstrained Tax Managed Bond Fund C000073753 Class D ATMDX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000024795 PIMCO Unconstrained Tax Managed Bond Fund C000073754 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000024795 PIMCO Unconstrained Tax Managed Bond Fund C000073749 Institutional PUTIX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009699 Real Return Asset Fund C000031202 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009699 Real Return Asset Fund C000031402 Advisor NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009699 Real Return Asset Fund C000096286 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009699 Real Return Asset Fund C000026605 Institutional PRAIX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009700 Real Return Fund C000026608 A PRTNX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009700 Real Return Fund C000026607 Administrative PARRX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009700 Real Return Fund C000031403 Advisor NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009700 Real Return Fund C000026609 B PRRBX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009700 Real Return Fund C000026610 C PRTCX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009700 Real Return Fund C000064148 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009700 Real Return Fund C000026611 D PRRDX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009700 Real Return Fund C000026606 Institutional PRRIX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009700 Real Return Fund C000026612 R PRRRX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000010383 Real Return Fund II C000031287 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000010383 Real Return Fund II C000028701 Institutional PIRRX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 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RealEstateRealReturn Strategy Fund C000064149 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009701 RealEstateRealReturn Strategy Fund C000026617 D PETDX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009701 RealEstateRealReturn Strategy Fund C000026613 Institutional PRRSX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009702 Short Duration Municipal Income Fund C000026620 A PSDAX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009702 Short Duration Municipal Income Fund C000026619 Administrative PSDMX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009702 Short Duration Municipal Income Fund C000031405 Advisor NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009702 Short Duration Municipal Income Fund C000026621 C PSDCX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009702 Short Duration Municipal Income Fund C000064150 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009702 Short Duration Municipal Income Fund C000026622 D PSDDX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009702 Short Duration Municipal Income Fund C000026618 Institutional PSDIX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009703 Short-Term Fund C000026625 A PSHAX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009703 Short-Term Fund C000026624 Administrative PSFAX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009703 Short-Term Fund C000031406 Advisor NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009703 Short-Term Fund C000026626 B PTSBX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009703 Short-Term Fund C000026627 C PFTCX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009703 Short-Term Fund C000064151 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009703 Short-Term Fund C000026628 D PSHDX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009703 Short-Term Fund C000026623 Institutional PTSHX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009703 Short-Term Fund C000026629 R PTSRX 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009845 Short-Term Portfolio C000027273 Short-Term 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NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009706 StocksPLUS TR Short Strategy Fund C000031409 Advisor NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009706 StocksPLUS TR Short Strategy Fund C000031216 B NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009706 StocksPLUS TR Short Strategy Fund C000031217 C NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009706 StocksPLUS TR Short Strategy Fund C000035075 Class D NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009706 StocksPLUS TR Short Strategy Fund C000064154 Class P NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-05028 0000810893 PIMCO FUNDS 30 S000009706 StocksPLUS TR Short Strategy Fund C000026642 Institutional PSTIX 840 NEWPORT CENTER DRIVE 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NEWPORT BEACH 92660 CA SUITE 100 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000010205 PIMCO Diversified Income Portfolio C000028251 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000010205 PIMCO Diversified Income Portfolio C000031340 Institutional NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009668 PIMCO Emerging Markets Bond Portfolio C000026494 Administrative NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009668 PIMCO Emerging Markets Bond Portfolio C000030987 Advisor NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009668 PIMCO Emerging Markets Bond Portfolio C000030995 Institutional NULL 840 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA SUITE 100 811-08399 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NULL 811-21569 0001288255 PIONEER IBBOTSON ASSET ALLOCATION SERIES 30 S000004008 Pioneer Ibbotson Conservative Allocation Fund C000011214 Pioneer Ibbotson Conservative Allocation Fund: Class A PIAVX 60 STATE ST BOSTON 02109 MA NULL 811-21569 0001288255 PIONEER IBBOTSON ASSET ALLOCATION SERIES 30 S000004008 Pioneer Ibbotson Conservative Allocation Fund C000011215 Pioneer Ibbotson Conservative Allocation Fund: Class B PIBVX 60 STATE ST BOSTON 02109 MA NULL 811-21569 0001288255 PIONEER IBBOTSON ASSET ALLOCATION SERIES 30 S000004008 Pioneer Ibbotson Conservative Allocation Fund C000011216 Pioneer Ibbotson Conservative Allocation Fund: Class C PICVX 60 STATE ST BOSTON 02109 MA NULL 811-21569 0001288255 PIONEER IBBOTSON ASSET ALLOCATION SERIES 30 S000004008 Pioneer Ibbotson Conservative Allocation Fund C000011213 Pioneer Ibbotson Conservative Allocation Fund: Class Y IBBCX 60 STATE ST BOSTON 02109 MA NULL 811-21569 0001288255 PIONEER IBBOTSON ASSET ALLOCATION SERIES 30 S000004006 Pioneer Ibbotson Growth Allocation Fund C000011205 Pioneer Ibbotson Growth Allocation Fund: Class A GRAAX 60 STATE ST BOSTON 02109 MA NULL 811-21569 0001288255 PIONEER IBBOTSON ASSET ALLOCATION SERIES 30 S000004006 Pioneer Ibbotson Growth Allocation Fund C000011206 Pioneer Ibbotson Growth Allocation Fund: Class B GRABX 60 STATE ST BOSTON 02109 MA NULL 811-21569 0001288255 PIONEER IBBOTSON ASSET ALLOCATION SERIES 30 S000004006 Pioneer Ibbotson Growth Allocation Fund C000011207 Pioneer Ibbotson Growth Allocation Fund: Class C GRACX 60 STATE ST BOSTON 02109 MA NULL 811-21569 0001288255 PIONEER IBBOTSON ASSET ALLOCATION SERIES 30 S000004006 Pioneer Ibbotson Growth Allocation Fund C000011208 Pioneer Ibbotson Growth Allocation Fund: Class Y IBGYX 60 STATE ST BOSTON 02109 MA NULL 811-21569 0001288255 PIONEER IBBOTSON ASSET ALLOCATION SERIES 30 S000004007 Pioneer Ibbotson Moderate Allocation Fund C000011209 Pioneer Ibbotson Moderate Allocation Fund: Class A PIALX 60 STATE ST BOSTON 02109 MA NULL 811-21569 0001288255 PIONEER IBBOTSON ASSET ALLOCATION SERIES 30 S000004007 Pioneer Ibbotson Moderate Allocation Fund C000011210 Pioneer Ibbotson Moderate Allocation Fund: Class B PIBLX 60 STATE ST BOSTON 02109 MA NULL 811-21569 0001288255 PIONEER IBBOTSON ASSET ALLOCATION SERIES 30 S000004007 Pioneer Ibbotson Moderate Allocation Fund C000011211 Pioneer Ibbotson Moderate Allocation Fund: Class C PIDCX 60 STATE ST BOSTON 02109 MA NULL 811-21569 0001288255 PIONEER IBBOTSON ASSET ALLOCATION SERIES 30 S000004007 Pioneer Ibbotson Moderate Allocation Fund C000011212 Pioneer Ibbotson Moderate Allocation Fund: Class Y IMOYX 60 STATE ST BOSTON 02109 MA NULL 811-08547 0001051010 PIONEER INDEPENDENCE FUND 30 S000004009 Pioneer Independence Fund C000011217 Pioneer Independence Fund: Class A PINDX C/O THE PIONEER INVESTMENTS BOSTON 02109-1820 MA 60 STATE STREET 811-08547 0001051010 PIONEER INDEPENDENCE FUND 30 S000004009 Pioneer Independence Fund C000055704 Pioneer Independence Fund: Class B Shares 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0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000013103 PowerShares Dynamic Healthcare Services Portfolio C000035319 PowerShares Dynamic Healthcare Services Portfolio NULL 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000013105 PowerShares Dynamic Industrials Sector Portfolio C000035321 PowerShares Dynamic Industrials Sector Portfolio NULL 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003042 PowerShares Dynamic Insurance Portfolio C000008309 PowerShares Dynamic Insurance Portfolio PIC 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003054 PowerShares Dynamic Large Cap Growth Portfolio C000008321 PowerShares Dynamic Large Cap Growth Portfolio PWB 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003055 PowerShares Dynamic 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60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003030 PowerShares Dynamic Networking Portfolio C000008297 PowerShares Dynamic Networking Portfolio PXQ 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003043 PowerShares Dynamic Oil & Gas Services Portfolio C000008310 PowerShares Dynamic Oil & Gas Services Portfolio PXJ 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003034 PowerShares Dynamic OTC Portfolio C000008301 PowerShares Dynamic OTC Portfolio PWO 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003031 PowerShares Dynamic Pharmaceuticals Portfolio C000008298 PowerShares Dynamic Pharmaceuticals Portfolio PJP 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003044 PowerShares Dynamic Retail 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NULL 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000013108 PowerShares Fundamental Pure Mid Core Portfolio C000035324 PowerShares Fundamental Pure Mid Core Portfolio NULL 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003056 PowerShares Fundamental Pure Mid Growth Portfolio C000008323 PowerShares Fundamental Pure Mid Growth Portfolio PWJ 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003057 PowerShares Fundamental Pure Mid Value Portfolio C000008324 PowerShares Fundamental Pure Mid Value Portfolio PWP 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000013109 PowerShares Fundamental Pure Small Core Portfolio C000035325 PowerShares Fundamental Pure Small Core Portfolio NULL 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003024 PowerShares Fundamental Pure Small Growth Portfolio C000008291 PowerShares Fundamental Pure Small Growth Portfolio PWT 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003025 PowerShares Fundamental Pure Small Value Portfolio C000008292 PowerShares Fundamental Pure Small Value Portfolio PWY 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000013789 PowerShares Global Listed Private Equity Portfolio C000037807 PowerShares Global Listed Private Equity Portfolio NULL 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003052 PowerShares Golden Dragon China Portfolio C000008319 PowerShares Golden Dragon China Portfolio PGJ 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003038 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0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000021509 PowerShares NXQ Portfolio C000061512 PowerShares NXQ Portfolio NULL 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000013790 PowerShares REIT Preferred Portfolio C000037808 PowerShares REIT Preferred Portfolio NULL 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000020214 Powershares S&P 500 BuyWrite Portfolio C000056583 Powershares S&P 500 BuyWrite Portfolio NULL 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003049 PowerShares S&P 500 High Quality Portfolio C000008316 PowerShares S&P 500 High Quality Portfolio PIV 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000013791 PowerShares Value Line 400 Portfolio C000037809 PowerShares Value Line 400 Portfolio NULL 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003048 PowerShares Water Resources Portfolio C000008315 PowerShares Water Resources Portfolio PHO 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003053 PowerShares Wilderhill Clean Energy Portfolio C000008320 PowerShares Wilderhill Clean Energy Portfolio PBW 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000013793 PowerShares WilderHill Progressive Energy Portfolio C000037811 PowerShares WilderHill Progressive Energy Portfolio NULL 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003035 PowerShares Zacks Micro Cap Portfolio C000008302 PowerShares Zacks Micro Cap Portfolio PZI 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000011251 PowerShares Zacks Small Cap Portfolio C000031008 PowerShares Zacks Small Cap Portfolio PZJ 301 WEST ROOSEVELT ROAD WHEATON 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000019223 PowerShares 1-10 Laddered Treasury Portfolio C000053044 PowerShares 1-10 Laddered Treasury Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000019224 PowerShares 1-20 Laddered Treasury Portfolio C000053045 PowerShares 1-20 Laddered Treasury Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000019225 PowerShares 1-30 Laddered Treasury Portfolio C000053046 PowerShares 1-30 Laddered Treasury Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000019226 PowerShares 1-5 Laddered Treasury Portfolio C000053047 PowerShares 1-5 Laddered Treasury Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000019227 PowerShares Aggregate Bond Portfolio C000053048 PowerShares Aggregate Bond Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000034326 PowerShares Bank Portfolio C000105704 PowerShares Bank Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000019246 PowerShares Build America Bond Portfolio C000053072 PowerShares Build America Bond Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000034327 PowerShares Capital Markets Portfolio C000105705 PowerShares Capital Markets Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000027370 PowerShares CEF Income Composite Portfolio C000082591 PowerShares CEF Income Composite Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000033946 PowerShares Chinese Yuan Dim Sum Bond Portfolio C000104663 PowerShares Chinese Yuan Dim Sum Bond Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000018576 PowerShares Cohen & Steers Global Realty Majors Portfolio C000051552 PowerShares Cohen & Steers Global Realty Majors Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000027043 PowerShares Convertible Securities Portfolio C000081359 PowerShares Convertible Securities Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000033948 PowerShares CSI Fundamental Greater China Portfolio C000104667 PowerShares CSI Fundamental Greater China Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000021401 PowerShares Developed Markets Infrastructure Portfolio C000061127 PowerShares Developed Markets Infrastructure Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000020450 PowerShares DWA Developed Markets Technical Leaders Portfolio C000057374 PowerShares DWA Developed Markets Technical Leaders Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000020451 PowerShares DWA Emerging Markets Technical Leaders Portfolio C000057375 PowerShares DWA Emerging Markets Technical Leaders Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000037586 PowerShares DWA SmallCap Technical Leaders Portfolio C000116012 PowerShares DWA SmallCap Technical Leaders Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015251 Powershares Dynamic Asia Pacific Portfolio C000041871 Powershares Dynamic Asia Pacific Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015262 Powershares Dynamic Australia Portfolio C000041882 Powershares Dynamic Australia Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015273 Powershares Dynamic Canada Portfolio C000041893 Powershares Dynamic Canada Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015281 Powershares Dynamic Developed International Growth Portfolio C000041901 Powershares Dynamic Developed International Growth Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015280 Powershares Dynamic Developed International Opportunities Portfolio C000041900 Powershares Dynamic Developed International Opportunities Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015282 Powershares Dynamic Developed International Value Portfolio C000041902 Powershares Dynamic Developed International Value Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015283 Powershares Dynamic Europe Portfolio C000041903 Powershares Dynamic Europe Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015284 Powershares Dynamic France Portfolio C000041904 Powershares Dynamic France Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015285 Powershares Dynamic Germany Portfolio C000041905 Powershares Dynamic Germany Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015252 Powershares Dynamic Japan Portfolio C000041872 Powershares Dynamic Japan Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015253 Powershares Dynamic UK Portfolio C000041873 Powershares Dynamic UK Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000021402 PowerShares Emerging Markets Infrastructure Portfolio C000061128 PowerShares Emerging Markets Infrastructure Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000019229 PowerShares Emerging Markets Sovereign Debt Portfolio C000053050 PowerShares Emerging Markets Sovereign Debt Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000027044 PowerShares Financial Corporate Bond Portfolio C000081360 PowerShares Financial Corporate Bond Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015254 Powershares FTSE RAFI Asia Pacific ex-Japan Portfolio C000041874 Powershares FTSE RAFI Asia Pacific ex-Japan Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015255 Powershares FTSE RAFI Asia Pacific ex-Japan Small-Mid Portfolio C000041875 Powershares FTSE RAFI Asia Pacific ex-Japan Small-Mid Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015256 Powershares FTSE RAFI Australia Portfolio C000041876 Powershares FTSE RAFI Australia Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015257 Powershares FTSE RAFI Brazil Portfolio C000041877 Powershares FTSE RAFI Brazil Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015258 Powershares FTSE RAFI Canada Portfolio C000041878 Powershares FTSE RAFI Canada Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015259 Powershares FTSE RAFI China Portfolio C000041879 Powershares FTSE RAFI China Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015261 Powershares FTSE RAFI Developed Markets ex-U.S. Portfolio C000041881 Powershares FTSE RAFI Developed Markets ex-U.S. Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 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NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015275 Powershares FTSE RAFI Taiwan Portfolio C000041895 Powershares FTSE RAFI Taiwan Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015276 Powershares FTSE RAFI United Kingdom Portfolio C000041896 Powershares FTSE RAFI United Kingdom Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000019230 PowerShares Fundamental High Yield Corporate Bond Portfolio C000053051 PowerShares Fundamental High Yield Corporate Bond Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000033429 PowerShares Fundamental Investment Grade Corporate Bond Portfolio C000102793 PowerShares Fundamental Investment Grade Corporate Bond Portfolio NULL 301 West Roosevelt Road Wheaton 60187 IL NULL 811-21977 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FUNDS INC 30 S000006992 Diversified International Fund C000019060 Class B PRBWX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006992 Diversified International Fund C000038774 Class C PDNCX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006992 Diversified International Fund C000019058 Class J PIIJX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006992 Diversified International Fund C000092695 Class P Shares PDIPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006992 Diversified International Fund C000019057 Institutional Class PIIIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006992 Diversified International Fund C000019052 R-1 PDVIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006992 Diversified International Fund C000019053 R-2 PINNX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006992 Diversified International Fund C000019054 R-3 PINRX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006992 Diversified International Fund C000019056 R-4 PINLX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006992 Diversified International Fund C000019055 R-5 PINPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000028139 Diversified Real Asset Fund C000085834 Class A Shares PRDAX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000028139 Diversified Real Asset Fund C000085835 Class C Shares PRDCX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000028139 Diversified Real Asset Fund C000092708 Class P Shares PRDPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000028139 Diversified Real Asset Fund C000085836 Institutional Class Shares PDRDX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014240 Equity Income Fund formerly Equity Income Fund I C000038744 Class A PQIAX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014240 Equity Income Fund formerly Equity Income Fund I C000038745 Class B PQUBX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014240 Equity Income Fund formerly Equity Income Fund I C000038746 Class C PEUCX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014240 Equity Income Fund formerly Equity Income Fund I C000092702 Class P Shares PEQPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014240 Equity Income Fund formerly Equity Income Fund I C000085763 Class R-1 Shares PIEMX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014240 Equity Income Fund formerly Equity Income Fund I C000085764 Class R-2 Shares PEINX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014240 Equity Income Fund formerly Equity Income Fund I C000085765 Class R-3 Shares PEIOX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014240 Equity Income Fund formerly Equity Income Fund I C000085766 Class R-4 Shares PEIPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014240 Equity Income Fund formerly Equity Income Fund I C000085767 Class R-5 Shares PEIQX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014240 Equity Income Fund formerly Equity Income Fund I C000038747 Institutional Class PEIIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000024296 Global Div Inc Fund C000071807 Class A PGBAX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000024296 Global Div Inc Fund C000071808 Class C PGDCX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000024296 Global Div Inc Fund C000092706 Class P Shares PGDPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000024296 Global Div Inc Fund C000071805 Institutional Class PGDIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000033960 Global Multi-Strategy Fund C000104712 Class A Shares PMSAX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000033960 Global Multi-Strategy Fund C000115417 Class C PMSCX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000033960 Global Multi-Strategy Fund C000104713 Class P Shares PMSPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000033960 Global Multi-Strategy Fund C000104714 Institutional Class Shares PSMIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000019119 Global Real Estate Securities Fund C000052887 Class A POSAX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000019119 Global Real Estate Securities Fund C000052888 Class C POSCX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000019119 Global Real Estate Securities Fund C000096297 Class P Shares POSPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000019119 Global Real Estate Securities Fund C000052889 Institutional Class POSIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014244 Government & High Quality Bond Fund f/k/a Mortgage 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Class R-1 Shares PMGRX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014244 Government & High Quality Bond Fund f/k/a Mortgage Securities Fund C000113841 Class R-2 Shares PFMRX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014244 Government & High Quality Bond Fund f/k/a Mortgage Securities Fund C000113842 Class R-3 Shares PRCMX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014244 Government & High Quality Bond Fund f/k/a Mortgage Securities Fund C000113843 Class R-4 Shares PMRDX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014244 Government & High Quality Bond Fund f/k/a Mortgage Securities Fund C000113844 Class R-5 Shares PMREX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014244 Government & High Quality Bond Fund f/k/a Mortgage Securities Fund C000038763 Institutional Class PMRIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014241 High Yield Fund C000038748 Class A CPHYX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014241 High Yield Fund C000038749 Class B CBHYX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014241 High Yield Fund C000038750 Class C CCHIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014241 High Yield Fund C000092703 Class P Shares PYHPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014241 High Yield Fund C000038751 Institutional Class PHYTX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006996 High Yield Fund I C000019079 Institutional Class PYHIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000038752 Class A CMPIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000038753 Class B CMIBX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000038754 Class C CNMCX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000080382 Class J Shares PIOJX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000092704 Class P Shares PIMPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000085769 Class R-1 Shares PIOMX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000085770 Class R-2 Shares PIONX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000085771 Class R-3 Shares PIOOX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000085772 Class R-4 Shares PIOPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000085768 Class R-5 Shares PIOQX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000038755 Institutional Class PIOIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000019087 Class A PITAX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000038776 Class C PPOCX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000019085 Class J PIPJX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000019086 Institutional Class PIPIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000019084 R-1 PISPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000019080 R-2 PBSAX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000019081 R-3 PIFPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000019083 R-4 PIFSX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000019082 R-5 PBPPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007013 International Emerging Markets Fund C000019146 Class A PRIAX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007013 International Emerging Markets Fund C000019147 Class B PIEBX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007013 International Emerging Markets Fund C000038777 Class C PMKCX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007013 International Emerging Markets Fund C000019145 Class J PIEJX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007013 International Emerging Markets Fund C000092696 Class P Shares PIEPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007013 International Emerging Markets Fund C000019144 Institutional Class PIEIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007013 International Emerging Markets Fund C000019143 R-1 PIXEX 650 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0000898745 PRINCIPAL FUNDS INC 30 S000027179 International Equity Index Fund C000082032 Class R-3 PIIOX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000027179 International Equity Index Fund C000082033 Class R-4 PIIPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000027179 International Equity Index Fund C000082034 Class R-5 PIIQX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000027179 International Equity Index Fund C000082035 Institutional Class PIDIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007083 International Fund I C000019376 Institutional Class PINIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007083 International Fund I C000019375 R-1 PPISX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007083 International Fund I C000019371 R-2 PSPPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007083 International Fund I C000019372 R-3 PRPPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007083 International Fund I C000019374 R-4 PUPPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007083 International Fund I C000019373 R-5 PTPPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007084 LargeCap Blend Fund II C000019383 Class J PLBJX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007084 LargeCap Blend Fund II C000019382 Institutional Class PLBIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007084 LargeCap Blend Fund II C000019377 R-1 PLBSX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007084 LargeCap Blend Fund II C000019378 R-2 PPZNX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007084 LargeCap Blend Fund II C000019379 R-3 PPZMX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007084 LargeCap Blend Fund II C000019381 R-4 PPZSX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007084 LargeCap Blend Fund II C000019380 R-5 PPZPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000019165 Class A PRGWX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000019162 Class B PRGBX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000038778 Class C PLGCX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000019164 Class J PGLJX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000092697 Class P Shares PGLPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000019163 Institutional Class PGLIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000019161 R-1 PLSGX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000019157 R-2 PCPPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000019158 R-3 PLGPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000019160 R-4 PEPPX 650 8TH STREET DES MOINES 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811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007016 LargeCap S&P 500 Index Fund C000019168 R-2 PLFNX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007016 LargeCap S&P 500 Index Fund C000019169 R-3 PLFMX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007016 LargeCap S&P 500 Index Fund C000019171 R-4 PLFSX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007016 LargeCap S&P 500 Index Fund C000019170 R-5 PLFPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007017 LargeCap Value Fund C000019184 Class A PCACX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007017 LargeCap Value Fund C000019177 Class B PCCBX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007017 LargeCap Value Fund C000038780 Class C PLUCX 650 8TH STREET 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PRINCIPAL FUNDS INC 30 S000007125 MidCap Growth Fund III C000019480 R-2 PPQNX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007125 MidCap Growth Fund III C000019481 R-3 PPQMX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007125 MidCap Growth Fund III C000019483 R-4 PPQSX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007125 MidCap Growth Fund III C000019482 R-5 PPQPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007079 MidCap S&P 400 Index Fund C000019348 Class J PMFJX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007079 MidCap S&P 400 Index Fund C000019343 Institutional Class MPSIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007079 MidCap S&P 400 Index Fund C000019342 R-1 PMSSX 650 8TH STREET DES MOINES 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International Value Fund I) C000111521 R-3 Class PINTX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000023512 Overseas Fund (f/k/a International Value Fund I) C000111522 R-4 Class PINUX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000023512 Overseas Fund (f/k/a International Value Fund I) C000111523 R-5 Class PINGX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000019597 Class A PPSAX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000038790 Class C PRFCX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000019596 Class J PPSJX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000092699 Class P Shares PPSPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000019595 Institutional Class PPSIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000019594 R-1 PUSAX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000019590 R-2 PPRSX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000019591 R-3 PNARX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000019593 R-4 PQARX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000019592 R-5 PPARX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS 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Capital Appreciation Fund (fka West Coast Equity Fund) C000085759 Class R-2 Shares PCANX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014238 Principal Capital Appreciation Fund (fka West Coast Equity Fund) C000085760 Class R-3 Shares PCAOX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014238 Principal Capital Appreciation Fund (fka West Coast Equity Fund) C000085761 Class R-4 Shares PCAPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014238 Principal Capital Appreciation Fund (fka West Coast Equity Fund) C000085762 Class R-5 Shares PCAQX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014238 Principal Capital Appreciation Fund (fka West Coast Equity Fund) C000038740 Institutional Class PWCIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007201 Principal 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IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007201 Principal LifeTime 2010 Fund C000019702 R-5 PTAPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022103 Principal LifeTime 2015 Fund C000063423 Institutional Class LTINX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022103 Principal LifeTime 2015 Fund C000063425 R-1 LTSGX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022103 Principal LifeTime 2015 Fund C000063422 R-2 LTASX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022103 Principal LifeTime 2015 Fund C000063424 R-3 LTAPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022103 Principal LifeTime 2015 Fund C000063427 R-4 LTSLX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022103 Principal LifeTime 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NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007207 Principal LifeTime 2020 Fund C000019742 R-3 PTBMX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007207 Principal LifeTime 2020 Fund C000019744 R-4 PTBSX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007207 Principal LifeTime 2020 Fund C000019743 R-5 PTBPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022104 Principal LifeTime 2025 Fund C000063429 Institutional Class LTSTX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022104 Principal LifeTime 2025 Fund C000063432 R-1 LTSNX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022104 Principal LifeTime 2025 Fund C000063430 R-2 LTADX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022104 Principal LifeTime 2025 Fund C000063431 R-3 LTVPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022104 Principal LifeTime 2025 Fund C000063428 R-4 LTEEX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022104 Principal LifeTime 2025 Fund C000063433 R-5 LTPDX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007208 Principal LifeTime 2030 Fund C000019756 Class A PTCAX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007208 Principal LifeTime 2030 Fund C000019757 Class B PTCBX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007208 Principal LifeTime 2030 Fund C000019755 Class J PLTJX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007208 Principal LifeTime 2030 Fund C000019754 Institutional Class PMTIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007208 Principal LifeTime 2030 Fund C000019749 R-1 PXASX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007208 Principal LifeTime 2030 Fund C000019750 R-2 PTCNX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007208 Principal LifeTime 2030 Fund C000019751 R-3 PTCMX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007208 Principal LifeTime 2030 Fund C000019753 R-4 PTCSX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007208 Principal LifeTime 2030 Fund C000019752 R-5 PTCPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022105 Principal LifeTime 2035 Fund C000063439 Institutional Class LTIUX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022105 Principal LifeTime 2035 Fund 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PRINCIPAL FUNDS INC 30 S000007209 Principal LifeTime 2040 Fund C000019764 Class J PTDJX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007209 Principal LifeTime 2040 Fund C000019763 Institutional Class PTDIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007209 Principal LifeTime 2040 Fund C000019758 R-1 PYASX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007209 Principal LifeTime 2040 Fund C000019759 R-2 PTDNX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007209 Principal LifeTime 2040 Fund C000019760 R-3 PTDMX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007209 Principal LifeTime 2040 Fund C000019762 R-4 PTDSX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007209 Principal LifeTime 2040 Fund C000019761 R-5 PTDPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022106 Principal LifeTime 2045 Fund C000063445 Institutional Class LTRIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022106 Principal LifeTime 2045 Fund C000063442 R-1 LTRGX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022106 Principal LifeTime 2045 Fund C000063440 R-2 LTRSX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022106 Principal LifeTime 2045 Fund C000063441 R-3 LTRVX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022106 Principal LifeTime 2045 Fund C000063444 R-4 LTRLX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022106 Principal LifeTime 2045 Fund C000063443 R-5 LTRDX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007210 Principal LifeTime 2050 Fund C000019775 Class A PPEAX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007210 Principal LifeTime 2050 Fund C000019768 Class B PLTFX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007210 Principal LifeTime 2050 Fund C000019774 Class J PFLJX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007210 Principal LifeTime 2050 Fund C000019773 Institutional Class PPLIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007210 Principal LifeTime 2050 Fund C000019767 R-1 PZASX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007210 Principal LifeTime 2050 Fund C000019769 R-2 PTENX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007210 Principal LifeTime 2050 Fund C000019770 R-3 PTERX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007210 Principal LifeTime 2050 Fund C000019772 R-4 PTESX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007210 Principal LifeTime 2050 Fund C000019771 R-5 PTEFX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022107 Principal LifeTime 2055 Fund C000063451 Institutional Class LTFIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022107 Principal LifeTime 2055 Fund C000063448 R-1 LTFGX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022107 Principal LifeTime 2055 Fund C000063446 R-2 LTFSX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022107 Principal LifeTime 2055 Fund C000063447 R-3 LTFDX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022107 Principal LifeTime 2055 Fund C000063450 R-4 LTFLX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022107 Principal LifeTime 2055 Fund C000063449 R-5 LTFPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007211 Principal LifeTime Strategic Income Fund C000019784 Class A PALTX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007211 Principal LifeTime Strategic Income Fund C000019777 Class B PLTSX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007211 Principal LifeTime Strategic Income Fund C000019783 Class J PLSJX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007211 Principal LifeTime Strategic Income Fund C000019782 Institutional Class PLSIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007211 Principal LifeTime Strategic Income Fund C000019776 R-1 PLAIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007211 Principal LifeTime Strategic Income Fund C000019778 R-2 PLSNX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007211 Principal LifeTime Strategic Income Fund C000019779 R-3 PLSMX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007211 Principal LifeTime Strategic Income Fund C000019781 R-4 PLSSX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007211 Principal LifeTime Strategic Income Fund C000019780 R-5 PLSPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000019792 Class A PRRAX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000019793 Class B PRLEX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000038802 Class C PRCEX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000019791 Class J PREJX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000092700 Class P Shares PIRPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000019790 Institutional Class PIREX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000019785 R-1 PRAEX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000019786 R-2 PRENX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000019787 R-3 PRERX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000019789 R-4 PRETX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000019788 R-5 PREPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000038764 Class A SRHQX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000038766 Class C STCCX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000090493 Class J Shares PSJIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000092705 Class P Shares PSTPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000090494 Class R-1 Shares PSIMX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000090495 Class R-2 Shares PSINX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000090496 Class R-3 Shares PSIOX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000090497 Class R-4 Shares PSIPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000090498 Class R-5 Shares PSIQX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000038767 Institutional Class PSHIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000032942 Small-MidCap Dividend Income Fund C000101659 Class A PMDAX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000032942 Small-MidCap Dividend Income Fund C000115416 Class C PMDDX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000032942 Small-MidCap Dividend Income Fund C000101660 Class P PMDPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000032942 Small-MidCap Dividend Income Fund C000101661 Institutional Class PMDIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Blend Fund C000019809 Class A PLLAX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Blend Fund C000019810 Class B PLLBX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Blend Fund C000038804 Class C PSMCX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Blend Fund C000019808 Class J PSBJX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Blend Fund C000019807 Institutional Class PSLIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Blend Fund C000019802 R-1 PSABX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Blend Fund C000019803 R-2 PSBNX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Blend Fund C000019804 R-3 PSBMX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Blend Fund C000019806 R-4 PSBSX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Blend Fund C000019805 R-5 PSBPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007202 SmallCap Growth Fund C000038875 Class A PMAAX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007202 SmallCap Growth Fund C000038876 Class B PSCBX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007202 SmallCap Growth Fund C000038794 Class C PSOWX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007202 SmallCap Growth Fund C000019713 Class J PSGJX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007202 SmallCap Growth Fund C000019712 Institutional Class SCPGX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007202 SmallCap Growth Fund C000019711 R-1 PSAGX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007202 SmallCap Growth Fund C000019707 R-2 PSARX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007202 SmallCap Growth Fund C000019708 R-3 PSLPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007202 SmallCap Growth Fund C000019710 R-4 PVARX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007202 SmallCap Growth Fund C000019709 R-5 PTARX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007175 SmallCap Growth Fund I C000019631 Class J PSIJX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007175 SmallCap Growth Fund I C000019630 Institutional Class PGRTX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007175 SmallCap Growth Fund I C000019625 R-1 PNASX 650 8TH STREET DES MOINES 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PPASX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007176 SmallCap Growth Fund II C000019633 R-2 PPMNX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007176 SmallCap Growth Fund II C000019634 R-3 PPMMX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007176 SmallCap Growth Fund II C000019636 R-4 PPMSX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007176 SmallCap Growth Fund II C000019635 R-5 PPMPX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007203 SmallCap S&P 600 Index Fund C000019720 Class J PSSJX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007203 SmallCap S&P 600 Index Fund C000019719 Institutional Class PSSIX 650 8TH STREET DES MOINES 50392-2080 IA NULL 811-07572 0000898745 PRINCIPAL FUNDS INC 30 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811-21114 0001174610 PROSHARES TRUST 30 S000018722 ProShares Short Investment Grade Corporate C000051852 ProShares Short Investment Grade Corporate NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000028924 ProShares Short KBW Regional Banking C000088643 ProShares Short KBW Regional Banking NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006829 ProShares Short MidCap400 C000018467 ProShares Short MidCap400 NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018742 ProShares Short MSCI EAFE C000051872 ProShares Short MSCI EAFE NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018740 ProShares Short MSCI Emerging Markets C000051870 ProShares Short MSCI Emerging Markets NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014279 ProShares Short Oil & Gas C000038838 ProShares Short Oil & Gas NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006831 ProShares Short QQQ C000018469 ProShares Short QQQ NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014282 ProShares Short Real Estate C000038841 ProShares Short Real Estate NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014263 ProShares Short Russell2000 C000038822 ProShares Short Russell2000 NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006828 ProShares Short S&P500 C000018466 ProShares Short S&P500 NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014264 ProShares Short SmallCap600 C000038823 ProShares Short SmallCap600 NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000035830 ProShares Sovereign Fiscal Strength ETF C000109811 ProShares Sovereign Fiscal Strength ETF NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000031629 ProShares Ultra [ ] Municipal Bond C000098407 ProShares Ultra [ ] Municipal Bond NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000027193 ProShares Ultra 20+ Year Treasury C000082081 ProShares Ultra 20+ Year Treasury NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000027192 ProShares Ultra 7-10 Year Treasury C000082080 ProShares Ultra 7-10 Year Treasury NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000031639 ProShares Ultra Barclays Aggregate Bond C000098417 ProShares Ultra Barclays Aggregate Bond NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014313 ProShares Ultra Basic Materials C000038872 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NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000028919 ProShares Ultra MSCI Brazil C000088638 ProShares Ultra MSCI Brazil NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000022302 ProShares Ultra MSCI EAFE C000063940 ProShares Ultra MSCI EAFE NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000022303 ProShares Ultra MSCI Emerging Markets C000063941 ProShares Ultra MSCI Emerging Markets NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000028921 ProShares Ultra MSCI Europe C000088640 ProShares Ultra MSCI Europe NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000022304 ProShares Ultra MSCI Japan C000063942 ProShares Ultra MSCI Japan NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000028922 ProShares Ultra MSCI Mexico Investable Market C000088641 ProShares Ultra MSCI Mexico Investable Market NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000028920 ProShares Ultra MSCI Pacific ex-Japan C000088639 ProShares Ultra MSCI Pacific ex-Japan NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018718 ProShares Ultra Nasdaq Biotechnology C000051848 ProShares Ultra Nasdaq Biotechnology BIB 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014255 ProShares Ultra Oil & Gas C000038814 ProShares Ultra Oil & Gas NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006827 ProShares Ultra QQQ C000018465 ProShares Ultra QQQ NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014257 ProShares Ultra Real Estate C000038816 ProShares Ultra Real Estate NULL 7501 WISCONSIN 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AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014260 ProShares Ultra Technology C000038819 ProShares Ultra Technology NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014261 ProShares Ultra Telecommunications C000038820 ProShares Ultra Telecommunications NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014262 ProShares Ultra Utilities C000038821 ProShares Ultra Utilities NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000031628 ProShares UltraPro [ ] Municipal Bond C000098406 ProShares UltraPro [ ] Municipal Bond NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000035009 ProShares UltraPro 10 Year TIPS/TSY Spread C000107656 ProShares UltraPro 10 Year TIPS/TSY Spread UINF 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000031626 ProShares UltraPro Barclays Aggregate Bond C000098404 ProShares UltraPro Barclays Aggregate Bond NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024918 ProShares UltraPro Dow30 C000074108 ProShares UltraPro Dow30 NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000037029 ProShares UltraPro Financials C000113858 ProShares UltraPro Financials NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000031636 ProShares UltraPro iBoxx Liquid High Yield C000098414 ProShares UltraPro iBoxx Liquid High Yield NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000031633 ProShares UltraPro iBoxx Liquid Investment Grade C000098411 ProShares UltraPro iBoxx Liquid Investment Grade NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024920 ProShares UltraPro MidCap400 C000074110 ProShares UltraPro MidCap400 NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000037030 ProShares UltraPro Oil & Gas C000113859 ProShares UltraPro Oil & Gas NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024908 ProShares UltraPro QQQ C000074098 ProShares UltraPro QQQ NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024921 ProShares UltraPro Russell2000 C000074111 ProShares UltraPro Russell2000 NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024919 ProShares UltraPro S&P500 C000074109 ProShares UltraPro S&P500 NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000031632 ProShares UltraPro Short [ ] Municipal Bond C000098410 ProShares UltraPro Short [ ] Municipal Bond NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000035011 ProShares UltraPro Short 10 Year TIPS/TSY Spread C000107658 ProShares UltraPro Short 10 Year TIPS/TSY Spread SINF 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024917 ProShares UltraPro Short 20+ Year Treasury C000074107 ProShares UltraPro Short 20+ Year Treasury NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000031627 ProShares UltraPro Short Barclays Aggregate Bond C000098405 ProShares UltraPro Short Barclays Aggregate Bond NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024910 ProShares UltraPro Short Dow30 C000074100 ProShares UltraPro Short Dow30 NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000037031 ProShares UltraPro Short Financials C000113860 ProShares UltraPro Short Financials NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000031637 ProShares UltraPro Short iBoxx Liquid High Yield C000098415 ProShares UltraPro Short iBoxx Liquid High Yield NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000031634 ProShares UltraPro Short iBoxx Liquid Investment Grade C000098412 ProShares UltraPro Short iBoxx Liquid Investment Grade NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024912 ProShares UltraPro Short MidCap400 C000074102 ProShares UltraPro Short MidCap400 NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000037032 ProShares UltraPro Short Oil & Gas C000113861 ProShares UltraPro Short Oil & Gas NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024909 ProShares UltraPro Short QQQ C000074099 ProShares UltraPro Short QQQ NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024913 ProShares UltraPro Short Russell2000 C000074103 ProShares UltraPro Short Russell2000 NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024911 ProShares UltraPro Short S&P500 C000074101 ProShares UltraPro Short S&P500 NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000031631 ProShares UltraShort [ ] Municipal Bond C000098409 ProShares UltraShort [ ] Municipal Bond NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018733 ProShares UltraShort 20+ Year Treasury C000051863 ProShares UltraShort 20+ Year Treasury NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000029776 ProShares UltraShort 3-7 Year Treasury C000091486 ProShares UltraShort 3-7 Year Treasury NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018732 ProShares UltraShort 7-10 Year Treasury C000051862 ProShares UltraShort 7-10 Year Treasury NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000031640 ProShares UltraShort Barclays Aggregate Bond C000098418 ProShares UltraShort Barclays Aggregate Bond NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014296 ProShares UltraShort Basic Materials C000038855 ProShares UltraShort Basic Materials NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014298 ProShares UltraShort Consumer Goods C000038857 ProShares UltraShort Consumer Goods NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014299 ProShares UltraShort Consumer Services C000038858 ProShares UltraShort Consumer Services NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006823 ProShares UltraShort Dow30 C000018461 ProShares UltraShort Dow30 NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014300 ProShares UltraShort Financials C000038859 ProShares UltraShort Financials NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018731 ProShares UltraShort FTSE China 25 C000051861 ProShares UltraShort FTSE China 25 NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014301 ProShares UltraShort Health Care C000038860 ProShares UltraShort Health Care NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014302 ProShares UltraShort Industrials C000038861 ProShares UltraShort Industrials NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006822 ProShares UltraShort MidCap400 C000018460 ProShares UltraShort MidCap400 NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000022290 ProShares UltraShort MSCI Brazil C000063928 ProShares UltraShort MSCI Brazil NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018730 ProShares UltraShort MSCI EAFE C000051860 ProShares UltraShort MSCI EAFE NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018727 ProShares UltraShort MSCI Emerging Markets C000051857 ProShares UltraShort MSCI Emerging Markets NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000022292 ProShares UltraShort MSCI Europe C000063930 ProShares UltraShort MSCI Europe NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018728 ProShares UltraShort MSCI Japan C000051858 ProShares UltraShort MSCI Japan NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000022294 ProShares UltraShort MSCI Mexico Investable Market C000063932 ProShares UltraShort MSCI Mexico Investable Market SMK 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000022295 ProShares UltraShort MSCI Pacific ex-Japan C000063933 ProShares UltraShort MSCI Pacific ex-Japan NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018724 ProShares UltraShort Nasdaq Biotechnology C000051854 ProShares UltraShort Nasdaq Biotechnology BIS 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014304 ProShares UltraShort Oil & Gas C000038863 ProShares UltraShort Oil & Gas NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006824 ProShares UltraShort QQQ C000018462 ProShares UltraShort QQQ NULL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 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VARIABLE UNIVERSAL ACCOUNT 33 S000000724 PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT C000002114 Pruco Life PruLife Custom Premier II Variable Universal Life VUL2004 NULL PRUCO LIFE INSURANCE COMPANY NEWARK 07102 NJ 213 WASHINGTON STREET 811-05826 0000851693 PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT 33 S000000724 PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT C000002111 Pruco Life PruLife Custom Premier Variable Universal Life VUL2 NULL PRUCO LIFE INSURANCE COMPANY NEWARK 07102 NJ 213 WASHINGTON STREET 811-05826 0000851693 PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT 33 S000000724 PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT C000002107 Pruco Life PruSelect I Variable Universal Life CVUL1 NULL PRUCO LIFE INSURANCE COMPANY NEWARK 07102 NJ 213 WASHINGTON STREET 811-05826 0000851693 PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT 33 S000000724 PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT C000002108 Pruco Life PruSelect II Variable Universal Life CVUL2 NULL PRUCO LIFE INSURANCE COMPANY NEWARK 07102 NJ 213 WASHINGTON STREET 811-05826 0000851693 PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT 33 S000000724 PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT C000002109 Pruco Life PruSelect III Variable Universal Life CVUL3 NULL PRUCO LIFE INSURANCE COMPANY NEWARK 07102 NJ 213 WASHINGTON STREET 811-05826 0000851693 PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT 33 S000000724 PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT C000002110 Pruco Life Survivorship Variable Universal Life SVUL2 NULL PRUCO LIFE INSURANCE COMPANY NEWARK 07102 NJ 213 WASHINGTON STREET 811-05826 0000851693 PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT 33 S000000724 PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT C000078169 Pruco Life Variable Universal Life Protector NULL PRUCO LIFE INSURANCE COMPANY NEWARK 07102 NJ 213 WASHINGTON STREET 811-05826 0000851693 PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT 33 S000000724 PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT C000090096 Pruco Life Variable Universal Life Protector VULP NULL PRUCO LIFE INSURANCE COMPANY NEWARK 07102 NJ 213 WASHINGTON STREET 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000060551 Advanced Series Elite NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003484 APEX NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003486 APEX II NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000069380 AS Cornerstone NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003482 AS Impact NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003479 AS Pro NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003492 ASAP I NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003475 ASAP II NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010696 ASAP II Premier NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003474 ASAP III NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003478 ASL NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003487 ASL II NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003476 ASXT NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003477 ASXT 4 NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003488 ASXT 6 NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003485 Choice 2000 NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010698 Extra Credit Premier NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003483 Galaxy 3 NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010699 Harvester Annuity NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010700 Harvester Extra Credit NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010694 Lifevest II Premier NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010697 Lifevest Premier NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010675 Optimum NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010677 Optimum Four NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010676 Optimum Plus NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000067859 Optimum XTRA NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010674 Stagecoach APEX NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010678 Stagecoach APEX II NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010679 Stagecoach ASAP III NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010680 Stagecoach Extra Credit SIX NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010681 Stagecoach Extra Credit Variable NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010683 Stagecoach Variable Annuity Flex NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010684 Stagecoach Variable Annuity Plus W95 NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010685 Stagecoach Variable Annuity Plus W99 NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010682 Stagecoarch Variable NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003491 VIA-G NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003490 VIA-S NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003489 VIA-T NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003481 Wells Apex NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000003480 Wells VA+ NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000065279 XTRA Credit 8 NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-05438 0000826734 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT B 32 S000001297 PRUDENTIAL ANNUITIES LIFE ASSUR CORP VAR ACCT B CL 1 SUB ACCTS C000010695 Xtra Credit Four Premier NULL ONE CORPORATE DR SHELTON 06484 CT 10TH FL P O BOX 883 811-07260 0000887588 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT E 32 S000001298 AMERICAN SKANDIA LIFE ASSURANCE CORP VARIABLE ACCOUNT E C000003493 Galaxy 2 NULL ONE CORPORATE DR SHELTON 06484 CT NULL 811-08447 0001047986 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT F 33 S000001299 AMERICAN SKANDIA LIFE ASSURANCE CORP SEPARATE ACCOUNT F C000003495 Champion NULL ONE CORPORATE DRIVE SHELTON 06484 CT NULL 811-08447 0001047986 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT F 33 S000001299 AMERICAN SKANDIA LIFE ASSURANCE CORP SEPARATE ACCOUNT F C000003496 Focus NULL ONE CORPORATE DRIVE SHELTON 06484 CT NULL 811-08447 0001047986 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT F 33 S000001299 AMERICAN SKANDIA LIFE ASSURANCE CORP SEPARATE ACCOUNT F C000003497 Horizon NULL ONE CORPORATE DRIVE SHELTON 06484 CT NULL 811-08447 0001047986 PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP VARIABLE ACCOUNT F 33 S000001299 AMERICAN SKANDIA LIFE ASSURANCE CORP SEPARATE ACCOUNT F C000003494 SPVLI NULL ONE CORPORATE DRIVE SHELTON 06484 CT NULL 811-09799 0001104304 PRUDENTIAL DISCOVERY PREMIER GROUP VARIABLE CONTRACT ACCOUNT 32 S000001235 PRUDENTIAL DISCOVERY PREMIER GROUP VARIABLE CONTRACT ACCOUNT C000003362 Prudential Group Premier NULL 213 WASHINGTON ST NEWARK 07102 NJ NULL 811-08091 0001034925 PRUDENTIAL DISCOVERY SELECT GROUP VARIABLE CONTRACT ACCT 32 S000001236 PRUDENTIAL DISCOVERY SELECT GROUP VARIABLE CONTRACT ACCT C000003363 Prudential Group DSA NULL 213 WASHINGTON ST NEWARK 07102 NJ C/O PRUDENTIAL RETIREMENT SERVICES 811-04661 0000793159 PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC. 30 S000004375 Prudential Global Total Return Fund, Inc. C000012110 Class A GTRAX 100 MULBERRY STREET NEWARK 07102 NJ NULL 811-04661 0000793159 PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC. 30 S000004375 Prudential Global Total Return Fund, Inc. C000012111 Class B PBTRX 100 MULBERRY STREET NEWARK 07102 NJ NULL 811-04661 0000793159 PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC. 30 S000004375 Prudential Global Total Return Fund, Inc. C000012112 Class C PCTRX 100 MULBERRY STREET NEWARK 07102 NJ NULL 811-04661 0000793159 PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC. 30 S000004375 Prudential Global Total Return Fund, Inc. C000109121 Class Q PGTQX 100 MULBERRY STREET NEWARK 07102 NJ NULL 811-04661 0000793159 PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC. 30 S000004375 Prudential Global Total Return Fund, Inc. C000012113 Class Z PZTRX 100 MULBERRY STREET NEWARK 07102 NJ NULL 811-02896 0000278187 PRUDENTIAL HIGH YIELD FUND, INC. 30 S000004516 PRUDENTIAL HIGH YIELD FUND, INC. C000012405 Class A PBHAX 100 MULBERRY STREET NEWARK 07102 NJ GATEWAY CENTER THREE 811-02896 0000278187 PRUDENTIAL HIGH YIELD FUND, INC. 30 S000004516 PRUDENTIAL HIGH YIELD FUND, INC. C000012406 Class B PBHYX 100 MULBERRY STREET NEWARK 07102 NJ GATEWAY CENTER THREE 811-02896 0000278187 PRUDENTIAL HIGH YIELD FUND, INC. 30 S000004516 PRUDENTIAL HIGH YIELD FUND, INC. C000012407 Class C PRHCX 100 MULBERRY STREET NEWARK 07102 NJ GATEWAY CENTER THREE 811-02896 0000278187 PRUDENTIAL HIGH YIELD FUND, INC. 30 S000004516 PRUDENTIAL HIGH YIELD FUND, INC. C000038948 Class L NULL 100 MULBERRY STREET NEWARK 07102 NJ GATEWAY CENTER THREE 811-02896 0000278187 PRUDENTIAL HIGH YIELD FUND, INC. 30 S000004516 PRUDENTIAL HIGH YIELD FUND, INC. C000038950 Class New X NULL 100 MULBERRY STREET NEWARK 07102 NJ GATEWAY CENTER THREE 811-02896 0000278187 PRUDENTIAL HIGH YIELD FUND, INC. 30 S000004516 PRUDENTIAL HIGH YIELD FUND, INC. C000109372 Class Q NULL 100 MULBERRY STREET NEWARK 07102 NJ GATEWAY CENTER THREE 811-02896 0000278187 PRUDENTIAL HIGH YIELD FUND, INC. 30 S000004516 PRUDENTIAL HIGH YIELD FUND, INC. C000012404 Class R JDYRX 100 MULBERRY STREET NEWARK 07102 NJ GATEWAY CENTER THREE 811-02896 0000278187 PRUDENTIAL HIGH YIELD FUND, INC. 30 S000004516 PRUDENTIAL HIGH YIELD FUND, INC. C000038951 Class X NULL 100 MULBERRY STREET NEWARK 07102 NJ GATEWAY CENTER THREE 811-02896 0000278187 PRUDENTIAL HIGH YIELD FUND, INC. 30 S000004516 PRUDENTIAL HIGH YIELD FUND, INC. C000012408 Class Z PHYZX 100 MULBERRY STREET NEWARK 07102 NJ GATEWAY CENTER THREE 811-03622 0000711201 PRUDENTIAL INDIVIDUAL VARIABLE CONTRACT ACCOUNT 32 S000001231 PRUDENTIAL INDIVIDUAL VARIABLE CONTRACT ACCOUNT C000003348 Prudential Discovery Plus NULL 213 WASHINGTON ST NEWARK 07102 NJ NULL 811-03622 0000711201 PRUDENTIAL INDIVIDUAL VARIABLE CONTRACT ACCOUNT 32 S000001231 PRUDENTIAL INDIVIDUAL VARIABLE CONTRACT ACCOUNT C000003347 Prudential VIP NULL 213 WASHINGTON ST NEWARK 07102 NJ NULL 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000004628 PRUDENTIAL GLOBAL REAL ESTATE FUND C000012604 Class A PURAX GATEWAY CENTER 3, 4TH FL NEWARK 07102-4077 NJ 100 MULBERRY ST 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000004628 PRUDENTIAL GLOBAL REAL ESTATE FUND C000012605 Class B PURBX GATEWAY CENTER 3, 4TH FL NEWARK 07102-4077 NJ 100 MULBERRY ST 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000004628 PRUDENTIAL GLOBAL REAL ESTATE FUND C000012602 Class C PURCX GATEWAY CENTER 3, 4TH FL NEWARK 07102-4077 NJ 100 MULBERRY ST 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000004628 PRUDENTIAL GLOBAL REAL ESTATE FUND C000064697 Class R PURRX GATEWAY CENTER 3, 4TH FL NEWARK 07102-4077 NJ 100 MULBERRY ST 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000004628 PRUDENTIAL GLOBAL REAL ESTATE FUND C000012603 Class Z PURZX GATEWAY CENTER 3, 4TH FL NEWARK 07102-4077 NJ 100 MULBERRY ST 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000030621 Prudential US Real Estate Fund C000094911 Class A PJEAX GATEWAY CENTER 3, 4TH FL NEWARK 07102-4077 NJ 100 MULBERRY ST 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000030621 Prudential US Real Estate Fund C000094912 Class B PJEBX GATEWAY CENTER 3, 4TH FL NEWARK 07102-4077 NJ 100 MULBERRY ST 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000030621 Prudential US Real Estate Fund C000094913 Class C PJECX GATEWAY CENTER 3, 4TH FL NEWARK 07102-4077 NJ 100 MULBERRY ST 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000030621 Prudential US Real Estate Fund C000094914 Class Z PJEZX GATEWAY CENTER 3, 4TH FL NEWARK 07102-4077 NJ 100 MULBERRY ST 811-09999 0001099692 PRUDENTIAL INVESTMENT PORTFOLIOS 2 30 S000004538 Prudential Core Short-Term Bond Fund C000012440 SHORT TERM BOND SERIES NULL GATEWAY CENTER THREE 4TH FLOOR NEWARK 07102-4077 NJ 100 MULBERRY STREET 811-09999 0001099692 PRUDENTIAL INVESTMENT PORTFOLIOS 2 30 S000004539 Prudential Core Taxable Money Market Fund C000012441 TAXABLE MONEY MARKET SERIES NULL GATEWAY CENTER THREE 4TH FLOOR NEWARK 07102-4077 NJ 100 MULBERRY STREET 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000028734 Prudential Jennison Market Neutral Fund C000087871 Class A NULL 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000028734 Prudential Jennison Market Neutral Fund C000087872 Class B NULL 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000028734 Prudential Jennison Market Neutral Fund C000087873 Class C NULL 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000028734 Prudential Jennison Market Neutral Fund C000100172 Class R NULL 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000028734 Prudential Jennison Market Neutral Fund C000087874 Class Z NULL 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000004751 PRUDENTIAL JENNISON SELECT GROWTH FUND C000012929 Class A SPFAX 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000004751 PRUDENTIAL JENNISON SELECT GROWTH FUND C000012930 Class B SPFBX 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000004751 PRUDENTIAL JENNISON SELECT GROWTH FUND C000012931 Class C SPFCX 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000004751 PRUDENTIAL JENNISON SELECT GROWTH FUND C000038968 Class L NULL 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000004751 PRUDENTIAL JENNISON SELECT GROWTH FUND C000038970 Class New X NULL 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000004751 PRUDENTIAL JENNISON SELECT GROWTH FUND C000113086 Class Q NULL 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000004751 PRUDENTIAL JENNISON SELECT GROWTH FUND C000038971 Class X NULL 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000004751 PRUDENTIAL JENNISON SELECT GROWTH FUND C000012932 Class Z SPFZX 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000030542 Prudential Real Assets Fund C000094729 Class A NULL 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000030542 Prudential Real Assets Fund C000094730 Class B NULL 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000030542 Prudential Real Assets Fund C000094731 Class C NULL 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000030542 Prudential Real Assets Fund C000094732 Class Z NULL 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000004753 PRUDENTIAL STRATEGIC VALUE FUND C000012937 Class A SUVAX 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000004753 PRUDENTIAL STRATEGIC VALUE FUND C000012938 Class B SUVBX 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000004753 PRUDENTIAL STRATEGIC VALUE FUND C000012939 Class C SUVCX 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-09805 0001104631 PRUDENTIAL INVESTMENT PORTFOLIOS 3 30 S000004753 PRUDENTIAL STRATEGIC VALUE FUND C000012940 Class Z SUVZX 100 MULBERRY ST. NEWARK 07102-4077 NJ GATEWAY CENTER THREE 4TH FL 811-04930 0000807394 PRUDENTIAL INVESTMENT PORTFOLIOS 4 30 S000004643 Prudential Muni High Income Fund C000012651 Class A PRHAX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-04930 0000807394 PRUDENTIAL INVESTMENT PORTFOLIOS 4 30 S000004643 Prudential Muni High Income Fund C000012652 Class B PMHYX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-04930 0000807394 PRUDENTIAL INVESTMENT PORTFOLIOS 4 30 S000004643 Prudential Muni High Income Fund C000012653 Class C PHICX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-04930 0000807394 PRUDENTIAL INVESTMENT PORTFOLIOS 4 30 S000004643 Prudential Muni High Income Fund C000012650 Class Z PHIZX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-09439 0001090155 PRUDENTIAL INVESTMENT PORTFOLIOS 5 30 S000004718 PRUDENTIAL JENNISON CONSERVATIVE GROWTH FUND C000012847 Class A TBDAX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-09439 0001090155 PRUDENTIAL INVESTMENT PORTFOLIOS 5 30 S000004718 PRUDENTIAL JENNISON CONSERVATIVE GROWTH FUND C000012848 Class B TBDBX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-09439 0001090155 PRUDENTIAL INVESTMENT PORTFOLIOS 5 30 S000004718 PRUDENTIAL JENNISON CONSERVATIVE GROWTH FUND C000012849 Class C TBDCX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-09439 0001090155 PRUDENTIAL INVESTMENT PORTFOLIOS 5 30 S000004718 PRUDENTIAL JENNISON CONSERVATIVE GROWTH FUND C000038956 Class L NULL GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-09439 0001090155 PRUDENTIAL INVESTMENT PORTFOLIOS 5 30 S000004718 PRUDENTIAL JENNISON CONSERVATIVE GROWTH FUND C000038958 Class New X NULL GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-09439 0001090155 PRUDENTIAL INVESTMENT PORTFOLIOS 5 30 S000004721 PRUDENTIAL SMALL CAP VALUE FUND C000012859 Class A PZVAX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-09439 0001090155 PRUDENTIAL INVESTMENT PORTFOLIOS 5 30 S000004721 PRUDENTIAL SMALL CAP VALUE FUND C000012860 Class B PZVBX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-09439 0001090155 PRUDENTIAL INVESTMENT PORTFOLIOS 5 30 S000004721 PRUDENTIAL SMALL CAP VALUE FUND C000012861 Class C PZVCX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-09439 0001090155 PRUDENTIAL INVESTMENT PORTFOLIOS 5 30 S000004721 PRUDENTIAL SMALL CAP VALUE FUND C000012856 Class L NULL GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-09439 0001090155 PRUDENTIAL INVESTMENT PORTFOLIOS 5 30 S000004721 PRUDENTIAL SMALL CAP VALUE FUND C000098068 Class R NULL GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-09439 0001090155 PRUDENTIAL INVESTMENT PORTFOLIOS 5 30 S000004721 PRUDENTIAL SMALL CAP VALUE FUND C000012858 Class X NULL GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-09439 0001090155 PRUDENTIAL INVESTMENT PORTFOLIOS 5 30 S000004721 PRUDENTIAL SMALL CAP VALUE FUND C000098069 Class Z NULL GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-04024 0000746518 PRUDENTIAL INVESTMENT PORTFOLIOS 6 30 S000004572 PRUDENTIAL CALIFORNIA MUNI INCOME SERIES C000012498 Class A PBCAX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-04024 0000746518 PRUDENTIAL INVESTMENT PORTFOLIOS 6 30 S000004572 PRUDENTIAL CALIFORNIA MUNI INCOME SERIES C000012499 Class B PCAIX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-04024 0000746518 PRUDENTIAL INVESTMENT PORTFOLIOS 6 30 S000004572 PRUDENTIAL CALIFORNIA MUNI INCOME SERIES C000012500 Class C PCICX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-04024 0000746518 PRUDENTIAL INVESTMENT PORTFOLIOS 6 30 S000004572 PRUDENTIAL CALIFORNIA MUNI INCOME SERIES C000012501 Class Z PCIZX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-04864 0000803191 PRUDENTIAL INVESTMENT PORTFOLIOS 7 30 S000004659 PRUDENTIAL JENNISON VALUE FUND C000012682 Class A PBEAX THREE GATEWAY CENTER, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-04864 0000803191 PRUDENTIAL INVESTMENT PORTFOLIOS 7 30 S000004659 PRUDENTIAL JENNISON VALUE FUND C000012683 Class B PBQIX THREE GATEWAY CENTER, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-04864 0000803191 PRUDENTIAL INVESTMENT PORTFOLIOS 7 30 S000004659 PRUDENTIAL JENNISON VALUE FUND C000012684 Class C PEICX THREE GATEWAY CENTER, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-04864 0000803191 PRUDENTIAL INVESTMENT PORTFOLIOS 7 30 S000004659 PRUDENTIAL JENNISON VALUE FUND C000038976 Class L NULL THREE GATEWAY CENTER, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-04864 0000803191 PRUDENTIAL INVESTMENT PORTFOLIOS 7 30 S000004659 PRUDENTIAL JENNISON VALUE FUND C000038978 Class New X NULL THREE GATEWAY CENTER, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-04864 0000803191 PRUDENTIAL INVESTMENT PORTFOLIOS 7 30 S000004659 PRUDENTIAL JENNISON VALUE FUND C000109370 Class Q NULL THREE GATEWAY CENTER, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-04864 0000803191 PRUDENTIAL INVESTMENT PORTFOLIOS 7 30 S000004659 PRUDENTIAL JENNISON VALUE FUND C000012681 Class R JDVRX THREE GATEWAY CENTER, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-04864 0000803191 PRUDENTIAL INVESTMENT PORTFOLIOS 7 30 S000004659 PRUDENTIAL JENNISON VALUE FUND C000038979 Class X NULL THREE GATEWAY CENTER, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-04864 0000803191 PRUDENTIAL INVESTMENT PORTFOLIOS 7 30 S000004659 PRUDENTIAL JENNISON VALUE FUND C000012685 Class Z PEIZX THREE GATEWAY CENTER, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-06677 0000887991 PRUDENTIAL INVESTMENT PORTFOLIOS 8 30 S000004627 PRUDENTIAL STOCK INDEX FUND C000012597 Class A PSIAX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-06677 0000887991 PRUDENTIAL INVESTMENT PORTFOLIOS 8 30 S000004627 PRUDENTIAL STOCK INDEX FUND C000012598 Class B PBSIX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-06677 0000887991 PRUDENTIAL INVESTMENT PORTFOLIOS 8 30 S000004627 PRUDENTIAL STOCK INDEX FUND C000012599 Class C PSICX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-06677 0000887991 PRUDENTIAL INVESTMENT PORTFOLIOS 8 30 S000004627 PRUDENTIAL STOCK INDEX FUND C000012601 Class I PDSIX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-06677 0000887991 PRUDENTIAL INVESTMENT PORTFOLIOS 8 30 S000004627 PRUDENTIAL STOCK INDEX FUND C000012600 Class Z PSIFX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-09101 0001070287 PRUDENTIAL INVESTMENT PORTFOLIOS 9 30 S000031707 Prudential Absolute Return Bond Fund C000098666 Class A NULL GATEWAY CENTER 3 4TH FLOOR NEWARK 07102-4077 NJ 100 MULBERRY ST 811-09101 0001070287 PRUDENTIAL INVESTMENT PORTFOLIOS 9 30 S000031707 Prudential Absolute Return Bond Fund C000098667 Class C NULL GATEWAY CENTER 3 4TH FLOOR NEWARK 07102-4077 NJ 100 MULBERRY ST 811-09101 0001070287 PRUDENTIAL INVESTMENT PORTFOLIOS 9 30 S000031707 Prudential Absolute Return Bond Fund C000098668 Class Q NULL GATEWAY CENTER 3 4TH FLOOR NEWARK 07102-4077 NJ 100 MULBERRY ST 811-09101 0001070287 PRUDENTIAL INVESTMENT PORTFOLIOS 9 30 S000031707 Prudential Absolute Return Bond Fund C000098669 Class Z NULL GATEWAY CENTER 3 4TH FLOOR NEWARK 07102-4077 NJ 100 MULBERRY ST 811-09101 0001070287 PRUDENTIAL INVESTMENT PORTFOLIOS 9 30 S000030622 Prudential International Real Estate Fund C000094915 Class A NULL GATEWAY CENTER 3 4TH FLOOR NEWARK 07102-4077 NJ 100 MULBERRY ST 811-09101 0001070287 PRUDENTIAL INVESTMENT PORTFOLIOS 9 30 S000030622 Prudential International Real Estate Fund C000094916 Class B NULL GATEWAY CENTER 3 4TH FLOOR NEWARK 07102-4077 NJ 100 MULBERRY ST 811-09101 0001070287 PRUDENTIAL INVESTMENT PORTFOLIOS 9 30 S000030622 Prudential International Real Estate Fund C000094917 Class C NULL GATEWAY CENTER 3 4TH FLOOR NEWARK 07102-4077 NJ 100 MULBERRY ST 811-09101 0001070287 PRUDENTIAL INVESTMENT PORTFOLIOS 9 30 S000030622 Prudential International Real Estate Fund C000094918 Class Z NULL GATEWAY CENTER 3 4TH FLOOR NEWARK 07102-4077 NJ 100 MULBERRY ST 811-09101 0001070287 PRUDENTIAL INVESTMENT PORTFOLIOS 9 30 S000004644 PRUDENTIAL LARGE-CAP CORE EQUITY FUND C000012654 Class A PTMAX GATEWAY CENTER 3 4TH FLOOR NEWARK 07102-4077 NJ 100 MULBERRY ST 811-09101 0001070287 PRUDENTIAL INVESTMENT PORTFOLIOS 9 30 S000004644 PRUDENTIAL LARGE-CAP CORE EQUITY FUND C000012655 Class B PTMBX GATEWAY CENTER 3 4TH FLOOR NEWARK 07102-4077 NJ 100 MULBERRY ST 811-09101 0001070287 PRUDENTIAL INVESTMENT PORTFOLIOS 9 30 S000004644 PRUDENTIAL LARGE-CAP CORE EQUITY FUND C000012656 Class C PTMCX GATEWAY CENTER 3 4TH FLOOR NEWARK 07102-4077 NJ 100 MULBERRY ST 811-09101 0001070287 PRUDENTIAL INVESTMENT PORTFOLIOS 9 30 S000004644 PRUDENTIAL LARGE-CAP CORE EQUITY FUND C000038972 Class L NULL GATEWAY CENTER 3 4TH FLOOR NEWARK 07102-4077 NJ 100 MULBERRY ST 811-09101 0001070287 PRUDENTIAL INVESTMENT PORTFOLIOS 9 30 S000004644 PRUDENTIAL LARGE-CAP CORE EQUITY FUND C000038974 Class New X NULL GATEWAY CENTER 3 4TH FLOOR NEWARK 07102-4077 NJ 100 MULBERRY ST 811-09101 0001070287 PRUDENTIAL INVESTMENT PORTFOLIOS 9 30 S000004644 PRUDENTIAL LARGE-CAP CORE EQUITY FUND C000038975 Class X NULL GATEWAY CENTER 3 4TH FLOOR NEWARK 07102-4077 NJ 100 MULBERRY ST 811-09101 0001070287 PRUDENTIAL INVESTMENT PORTFOLIOS 9 30 S000004644 PRUDENTIAL LARGE-CAP CORE EQUITY FUND C000012657 Class Z PTEZX GATEWAY CENTER 3 4TH FLOOR NEWARK 07102-4077 NJ 100 MULBERRY ST 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004632 PRUDENTIAL ASSET ALLOCATION FUND C000012613 Class A PIBAX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004632 PRUDENTIAL ASSET ALLOCATION FUND C000012614 Class B PBFBX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004632 PRUDENTIAL ASSET ALLOCATION FUND C000012615 Class C PABCX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004632 PRUDENTIAL ASSET ALLOCATION FUND C000038960 Class L NULL GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004632 PRUDENTIAL ASSET ALLOCATION FUND C000038962 Class New X NULL GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004632 PRUDENTIAL ASSET ALLOCATION FUND C000012617 Class R PALRX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004632 PRUDENTIAL ASSET ALLOCATION FUND C000038963 Class X NULL GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004632 PRUDENTIAL ASSET ALLOCATION FUND C000012616 Class Z PABFX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004635 PRUDENTIAL CONSERVATIVE ALLOCATION FUND C000012631 Class A JDUAX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004635 PRUDENTIAL CONSERVATIVE ALLOCATION FUND C000012628 Class B JDABX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004635 PRUDENTIAL CONSERVATIVE ALLOCATION FUND C000012629 Class C JDACX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004635 PRUDENTIAL CONSERVATIVE ALLOCATION FUND C000110242 Class R JDARX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004635 PRUDENTIAL CONSERVATIVE ALLOCATION FUND C000012630 Class Z JDAZX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004637 PRUDENTIAL GROWTH ALLOCATION FUND C000012639 Class A JDAAX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004637 PRUDENTIAL GROWTH ALLOCATION FUND C000012636 Class B JDGBX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004637 PRUDENTIAL GROWTH ALLOCATION FUND C000012637 Class C JDGCX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004637 PRUDENTIAL GROWTH ALLOCATION FUND C000110244 Class R JGARX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004637 PRUDENTIAL GROWTH ALLOCATION FUND C000012638 Class Z JDGZX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004634 PRUDENTIAL JENNISON EQUITY OPPORTUNITY FUND C000012623 Class A PJIAX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004634 PRUDENTIAL JENNISON EQUITY OPPORTUNITY FUND C000012624 Class B PJIBX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004634 PRUDENTIAL JENNISON EQUITY OPPORTUNITY FUND C000012625 Class C PJGCX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004634 PRUDENTIAL JENNISON EQUITY OPPORTUNITY FUND C000012627 Class R PJORX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004634 PRUDENTIAL JENNISON EQUITY OPPORTUNITY FUND C000012626 Class Z PJGZX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004633 PRUDENTIAL JENNISON GROWTH FUND C000012619 Class A PJFAX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004633 PRUDENTIAL JENNISON GROWTH FUND C000012620 Class B PJFBX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004633 PRUDENTIAL JENNISON GROWTH FUND C000012621 Class C PJFCX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004633 PRUDENTIAL JENNISON GROWTH FUND C000012618 Class R PJGRX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004633 PRUDENTIAL JENNISON GROWTH FUND C000012622 Class Z PJFZX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004636 PRUDENTIAL MODERATE ALLOCATION FUND C000012635 Class A JDTAX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004636 PRUDENTIAL MODERATE ALLOCATION FUND C000012632 Class B JDMBX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004636 PRUDENTIAL MODERATE ALLOCATION FUND C000012633 Class C JDMCX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004636 PRUDENTIAL MODERATE ALLOCATION FUND C000110243 Class R JMARX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004636 PRUDENTIAL MODERATE ALLOCATION FUND C000012634 Class Z JDMZX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002192 PRUDENTIAL JENNISON EQUITY INCOME FUND C000005675 CLASS A SPQAX 100 MULBERRY STREET NEWARK 07102 NJ GATEWAY CENTER THREE, 4TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002192 PRUDENTIAL JENNISON EQUITY INCOME FUND C000005676 CLASS B JEIBX 100 MULBERRY STREET NEWARK 07102 NJ GATEWAY CENTER THREE, 4TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002192 PRUDENTIAL JENNISON EQUITY INCOME FUND C000005677 CLASS C AGOCX 100 MULBERRY STREET NEWARK 07102 NJ GATEWAY CENTER THREE, 4TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002192 PRUDENTIAL JENNISON EQUITY INCOME FUND C000005678 CLASS L AGOAX 100 MULBERRY STREET NEWARK 07102 NJ GATEWAY CENTER THREE, 4TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002192 PRUDENTIAL JENNISON EQUITY INCOME FUND C000025440 CLASS NEW X NULL 100 MULBERRY STREET NEWARK 07102 NJ GATEWAY CENTER THREE, 4TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002192 PRUDENTIAL JENNISON EQUITY INCOME FUND C000095829 Class Q PJIQX 100 MULBERRY STREET NEWARK 07102 NJ GATEWAY CENTER THREE, 4TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002192 PRUDENTIAL JENNISON EQUITY INCOME FUND C000095830 Class R PJERX 100 MULBERRY STREET NEWARK 07102 NJ GATEWAY CENTER THREE, 4TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, 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0001140531 RIVERSOURCE INTERNATIONAL MANAGERS SERIES, INC. 30 S000003415 RiverSource Partners International Small Cap Fund C000082454 RiverSource Partners International Small Cap Fund Class R5 RPSSX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04075 0000750022 RIVERSOURCE INTERNATIONAL SERIES, INC. 30 S000026274 Columbia Asia Pacific ex-Japan Fund C000079001 Columbia Asia Pacific ex-Japan Fund Class R5 TAPRX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04075 0000750022 RIVERSOURCE INTERNATIONAL SERIES, INC. 30 S000026274 Columbia Asia Pacific ex-Japan Fund C000094297 Columbia Asia Pacific-ex Japan Fund Class A CAJAX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04075 0000750022 RIVERSOURCE INTERNATIONAL SERIES, INC. 30 S000026274 Columbia Asia Pacific ex-Japan Fund C000094298 Columbia Asia Pacific-ex Japan Fund Class C CAJCX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04075 0000750022 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Fund Class I RSDIX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04075 0000750022 RIVERSOURCE INTERNATIONAL SERIES, INC. 30 S000011669 RiverSource Disciplined International Equity Fund C000068275 RiverSource Disciplined International Equity Fund Class R RDIOX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04075 0000750022 RIVERSOURCE INTERNATIONAL SERIES, INC. 30 S000011669 RiverSource Disciplined International Equity Fund C000043035 RiverSource Disciplined International Equity Fund Class R4 RDIRX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04075 0000750022 RIVERSOURCE INTERNATIONAL SERIES, INC. 30 S000011669 RiverSource Disciplined International Equity Fund C000043036 RiverSource Disciplined International Equity Fund Class W RDIWX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04075 0000750022 RIVERSOURCE INTERNATIONAL SERIES, INC. 30 S000003409 Threadneedle International Opportunity Fund 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Fund C000043031 Threadneedle International Opportunity Fund Class R NULL 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04075 0000750022 RIVERSOURCE INTERNATIONAL SERIES, INC. 30 S000003409 Threadneedle International Opportunity Fund C000043033 Threadneedle International Opportunity Fund Class R4 IDIYX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-00054 0000052347 RIVERSOURCE INVESTMENT SERIES, INC. 30 S000003396 Columbia Diversified Equity Income Fund C000009331 Columbia Diversified Equity Income Fund Class A INDZX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-00054 0000052347 RIVERSOURCE INVESTMENT SERIES, INC. 30 S000003396 Columbia Diversified Equity Income Fund C000009332 Columbia Diversified Equity Income Fund Class B IDEBX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-00054 0000052347 RIVERSOURCE INVESTMENT SERIES, INC. 30 S000003396 Columbia Diversified Equity Income Fund C000009333 Columbia Diversified Equity Income Fund Class C ADECX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-00054 0000052347 RIVERSOURCE INVESTMENT SERIES, INC. 30 S000003396 Columbia Diversified Equity Income Fund C000009334 Columbia Diversified Equity Income Fund Class I ADIIX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-00054 0000052347 RIVERSOURCE INVESTMENT SERIES, INC. 30 S000003396 Columbia Diversified Equity Income Fund C000043291 Columbia Diversified Equity Income Fund Class R RDEIX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-00054 0000052347 RIVERSOURCE INVESTMENT SERIES, INC. 30 S000003396 Columbia Diversified Equity Income Fund C000043292 Columbia Diversified Equity Income Fund Class R3 RDERX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-00054 0000052347 RIVERSOURCE INVESTMENT SERIES, INC. 30 S000003396 Columbia Diversified Equity Income Fund C000043293 Columbia Diversified Equity Income Fund Class R4 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Columbia Strategic Allocation Fund Class I NULL 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04133 0000755221 RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC. 30 S000003404 Columbia Strategic Allocation Fund C000039564 Columbia Strategic Allocation Fund Class R NULL 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04133 0000755221 RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC. 30 S000003404 Columbia Strategic Allocation Fund C000039566 Columbia Strategic Allocation Fund Class R4 IDRYX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04133 0000755221 RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC. 30 S000003404 Columbia Strategic Allocation Fund C000094098 Columbia Strategic Allocation Fund Class Z CSAZX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04133 0000755221 RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC. 30 S000017175 RiverSource Strategic Income Allocation Fund C000068290 Columbia Strategic Income Allocation Fund Class R RSDOX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04133 0000755221 RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC. 30 S000017175 RiverSource Strategic Income Allocation Fund C000047619 RiverSource Strategic Income Allocation Fund Class A RSGAX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04133 0000755221 RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC. 30 S000017175 RiverSource Strategic Income Allocation Fund C000047620 RiverSource Strategic Income Allocation Fund Class B RIABX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04133 0000755221 RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC. 30 S000017175 RiverSource Strategic Income Allocation Fund C000047621 RiverSource Strategic Income Allocation Fund Class C RAICX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04133 0000755221 RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC. 30 S000017175 RiverSource Strategic Income Allocation Fund C000068292 RiverSource Strategic Income Allocation Fund Class R4 RSTRX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-04133 0000755221 RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC. 30 S000017175 RiverSource Strategic Income Allocation Fund C000068293 RiverSource Strategic Income Allocation Fund Class R5 RSFRX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-03956 0000740146 RIVERSOURCE STRATEGY SERIES, INC. 30 S000003300 Columbia Equity Value Fund C000043051 Columbia Equity Value Class R4 AEVYX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-03956 0000740146 RIVERSOURCE STRATEGY SERIES, INC. 30 S000003300 Columbia Equity Value Fund C000043052 Columbia Equity Value Class R5 RSEYX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-03956 0000740146 RIVERSOURCE STRATEGY SERIES, INC. 30 S000003300 Columbia Equity Value Fund C000008797 Columbia Equity Value Fund Class A IEVAX 50606 AMERIPRISE FINANCIAL CENTER 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Value Fund Class R3 RSEVX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-03956 0000740146 RIVERSOURCE STRATEGY SERIES, INC. 30 S000003300 Columbia Equity Value Fund C000043053 Columbia Equity Value Fund Class W CEVWX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-03956 0000740146 RIVERSOURCE STRATEGY SERIES, INC. 30 S000003300 Columbia Equity Value Fund C000094149 Columbia Equity Value Fund Class Z CEVZX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-02901 0000310187 RIVERSOURCE TAX-EXEMPT INCOME SERIES, INC. 30 S000003418 RiverSource Tax-Exempt High Income Fund C000009454 RiverSource Tax-Exempt High Income Fund Class A INHYX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-02901 0000310187 RIVERSOURCE TAX-EXEMPT INCOME SERIES, INC. 30 S000003418 RiverSource Tax-Exempt High Income Fund C000009455 RiverSource Tax-Exempt High Income Fund Class B IHYBX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-02901 0000310187 RIVERSOURCE TAX-EXEMPT INCOME SERIES, INC. 30 S000003418 RiverSource Tax-Exempt High Income Fund C000009456 RiverSource Tax-Exempt High Income Fund Class C AHECX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-02686 0000202159 RIVERSOURCE TAX-EXEMPT SERIES INC 30 S000003411 Columbia AMT-Free Tax-Exempt Bond Fund C000009425 Columbia AMT-Free Tax-Exempt Bond Fund Class A INTAX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-02686 0000202159 RIVERSOURCE TAX-EXEMPT SERIES INC 30 S000003411 Columbia AMT-Free Tax-Exempt Bond Fund C000009426 Columbia AMT-Free Tax-Exempt Bond Fund Class B ITEBX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-02686 0000202159 RIVERSOURCE TAX-EXEMPT SERIES INC 30 S000003411 Columbia AMT-Free Tax-Exempt Bond Fund C000009423 Columbia AMT-Free Tax-Exempt Bond Fund Class C RTCEX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-02686 0000202159 RIVERSOURCE TAX-EXEMPT SERIES INC 30 S000003411 Columbia AMT-Free Tax-Exempt Bond Fund C000094397 Columbia AMT-Free Tax-Exempt Bond Fund Class Z CATZX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-02686 0000202159 RIVERSOURCE TAX-EXEMPT SERIES INC 30 S000003410 RiverSource Intermediate Tax-Exempt Fund C000009421 RiverSource Intermediate Tax-Exempt Fund Class A INFAX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-02686 0000202159 RIVERSOURCE TAX-EXEMPT SERIES INC 30 S000003410 RiverSource Intermediate Tax-Exempt Fund C000009422 RiverSource Intermediate Tax-Exempt Fund Class B INFBX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-02686 0000202159 RIVERSOURCE TAX-EXEMPT SERIES INC 30 S000003410 RiverSource Intermediate Tax-Exempt Fund C000009419 RiverSource Intermediate Tax-Exempt Fund Class C RTICX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 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VARIABLE ACCOUNT 10 C000090548 RAVA 5 Select Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000112731 RAVA 5 Select Variable Annuity (offered for contract applications signed on or after April 30, 2012) NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000009759 RiverSource Flexible Portfolio Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000034183 RiverSource Retirement Advisor 4 Advantage VA/RiverSource Retirement Advisor 4 Select VA/RiverSource NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000009764 RiverSource Retirement Advisor Advantage Plus Variable Annuity/RiverSource Retirement Advisor Select NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000009763 RiverSource Retirement Advisor Advantage Variable Annuity - Band 3 NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000009762 RiverSource Retirement Advisor Advantage Variable Annuity/RiverSource Retirement Advisor Select Vari NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000009760 RiverSource Retirement Advisor Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000009761 RiverSource Retirement Advisor Variable Annuity - Band 3 NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000109013 RiverSource Retirement Group Variable Annuity Contract I NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000109015 RiverSource Retirement Group Variable Annuity Contract II NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-04652 0000792901 RIVERSOURCE VARIABLE ACCOUNT FOR SMITH BARNEY 33 S000003509 RIVERSOURCE VARIABLE ACCOUNT FOR SMITH BARNEY C000009710 Life Vest Single Premium Variable Life Insurance Policy NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044140 Evergreen Essential(SM) Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044142 Evergreen New Solutions Select Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044141 Evergreen New Solutions Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044117 Evergreen Pathways Select Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044116 Evergreen Pathways Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044118 Evergreen Privilege Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044119 RiverSource AccessChoice Select Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044133 RiverSource Endeavor Select(R) Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044121 RiverSource FlexChoice Select Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044120 RiverSource FlexChoice Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044126 RiverSource Galaxy Premier Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044136 RiverSource Innovations(R) Classic Select Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044135 RiverSource Innovations(R) Classic Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044138 RiverSource Innovations(R) Select Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044137 RiverSource Innovations(R) Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044139 RiverSource New Solutions(R) Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044114 RiverSource Personal Portfolio Plus 2/RiverSource Personal Portfolio Plus/RiverSource Personal Portf NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044127 RiverSource Pinnacle Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044152 RiverSource Platinum Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044115 RiverSource Preferred Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044129 RiverSource Signature One Select Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044128 RiverSource Signature One Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044125 RiverSource Signature Select Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044124 RiverSource Signature Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044132 Wells Fargo Advantage Builder Select Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044131 Wells Fargo Advantage Builder Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044122 Wells Fargo Advantage Choice Select Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044123 Wells Fargo Advantage Choice Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044130 Wells Fargo Advantage Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044134 Wells Fargo Advantage(R) Select Variable Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07247 0000937690 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 1 32 S000003533 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 1 C000044148 Privileged Assets Select Annuity NULL 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-01653 0000049706 RIVERSOURCE VARIABLE ANNUITY FUND A 32 S000003526 RIVERSOURCE VARIABLE ANNUITY FUND A C000009768 RIVERSOURCE VARIABLE ANNUITY FUND A NULL 50605 AXP FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-01674 0000049707 RIVERSOURCE VARIABLE ANNUITY FUND B 32 S000003527 RIVERSOURCE VARIABLE ANNUITY FUND B C000009770 RiverSource Variable Annuity Fund B - Group NULL 50605 AXP FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-01674 0000049707 RIVERSOURCE VARIABLE ANNUITY FUND B 32 S000003527 RIVERSOURCE VARIABLE ANNUITY FUND B C000009769 RiverSource Variable Annuity Fund B - Individual NULL 50605 AXP FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-09515 0001092279 RIVERSOURCE VARIABLE LIFE ACCOUNT 33 S000003508 RIVERSOURCE VARIABLE LIFE 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0000351601 RUSSELL INVESTMENT CO 30 S000001578 Conservative Strategy Fund C000004268 Class S RCLSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001580 Equity Growth Strategy Fund C000004273 Class A REAAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001580 Equity Growth Strategy Fund C000004274 Class C RELCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001580 Equity Growth Strategy Fund C000004275 Class E RELEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001580 Equity Growth Strategy Fund C000027582 Class R1 RELRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001580 Equity Growth Strategy Fund C000027583 Class R2 RELTX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001580 Equity Growth Strategy Fund C000004272 Class R3 RELDX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001580 Equity Growth Strategy Fund C000004276 Class S RELSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001575 Growth Strategy Fund C000004250 Class A RALAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001575 Growth Strategy Fund C000004251 Class C RALCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001575 Growth Strategy Fund C000004252 Class E RALEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001575 Growth Strategy Fund C000027574 Class R1 RALRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001575 Growth Strategy Fund C000027575 Class R2 RALTX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001575 Growth Strategy Fund C000004249 Class R3 RALDX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001575 Growth Strategy Fund C000004253 Class S RALSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021368 In Retirement Fund C000089693 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021368 In Retirement Fund C000061019 R1 NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021368 In Retirement Fund C000061020 R2 NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021368 In Retirement Fund C000061021 R3 NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001577 Moderate Strategy Fund C000004260 Class A RMLAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001577 Moderate Strategy Fund C000004261 Class C RMLCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001577 Moderate Strategy Fund C000004262 Class E RMLEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001577 Moderate Strategy Fund C000027578 Class R1 RMLRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001577 Moderate Strategy Fund C000027579 Class R2 RMLTX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001577 Moderate Strategy Fund C000004259 Class R3 RMLDX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001577 Moderate Strategy Fund C000004263 Class S RMLSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000028091 Russell Commodity Strategies Fund C000085554 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000028091 Russell Commodity Strategies Fund C000085555 Class C NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000028091 Russell Commodity Strategies Fund C000085556 Class E NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000028091 Russell Commodity Strategies Fund C000085557 Class S NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000028091 Russell Commodity Strategies Fund C000085558 Class Y NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001569 Russell Emerging Markets Fund C000043464 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001569 Russell Emerging Markets Fund C000004231 Class C REMCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001569 Russell Emerging Markets Fund C000004232 Class E REMEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001569 Russell Emerging Markets Fund C000004230 Class S REMSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001569 Russell Emerging Markets Fund C000066900 Class Y NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000015554 Russell Global Equity Fund C000042371 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000015554 Russell Global Equity Fund C000042372 Class C NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000015554 Russell Global Equity Fund C000042373 Class E NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000015554 Russell Global Equity Fund C000042374 Class S NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000015554 Russell Global Equity Fund C000066919 Class Y NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029198 Russell Global Infrastructure Fund C000089834 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029198 Russell Global Infrastructure Fund C000089835 Class C NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029198 Russell Global Infrastructure Fund C000089836 Class E NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029198 Russell Global Infrastructure Fund C000089837 Class S NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029198 Russell Global Infrastructure Fund C000089838 Class Y NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029199 Russell Global Opportunistic Credit Fund C000089840 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029199 Russell Global Opportunistic Credit Fund C000089841 Class C NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029199 Russell Global Opportunistic Credit Fund C000089842 Class E NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029199 Russell Global Opportunistic Credit Fund C000089843 Class S NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029199 Russell Global Opportunistic Credit Fund C000089839 Class Y NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001579 Russell Global Real Estate Securities Fund C000043465 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001579 Russell Global Real Estate Securities Fund C000004270 Class C RRSCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001579 Russell Global Real Estate Securities Fund C000004271 Class E RREEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001579 Russell Global Real Estate Securities Fund C000004269 Class S RRESX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001579 Russell Global Real Estate Securities Fund C000066901 Class Y NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001588 Russell International Developed Markets Fund C000066910 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001588 Russell International Developed Markets Fund C000066908 Class C NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001588 Russell International Developed Markets Fund C000004303 Class E RIFEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001588 Russell International Developed Markets Fund C000004302 Class I RINSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001588 Russell International Developed Markets Fund C000066909 Class S NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001588 Russell International Developed Markets Fund C000004304 Class Y RINYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001587 Russell Investment Grade Bond Fund C000089691 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001587 Russell Investment Grade Bond Fund C000053055 Class C NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001587 Russell Investment Grade Bond Fund C000004300 Class E RFAEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001587 Russell Investment Grade Bond Fund C000004299 Class I RFASX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001587 Russell Investment Grade Bond Fund C000053056 Class S NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001587 Russell Investment Grade Bond Fund C000004301 Class Y RFAYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001592 Russell Money Market Fund C000004315 Class A RAMXX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001592 Russell Money Market Fund C000004314 Class S RMMXX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001592 Russell Money Market Fund C000066917 Class Y NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037187 Russell Multi-Strategy Alternative Fund C000114539 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037187 Russell Multi-Strategy Alternative Fund C000114540 Class C NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037187 Russell Multi-Strategy Alternative Fund C000114541 Class E NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037187 Russell Multi-Strategy Alternative Fund C000114542 Class S NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037187 Russell Multi-Strategy Alternative Fund C000114543 Class Y NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001601 Russell Short Duration Bond Fund C000043470 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001601 Russell Short Duration Bond Fund C000004337 Class C RSBCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001601 Russell Short Duration Bond Fund C000004338 Class E RSBEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001601 Russell Short Duration Bond Fund C000004336 Class S RFBSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001601 Russell Short Duration Bond Fund C000066918 Class Y NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001589 Russell Strategic Bond Fund C000066911 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001589 Russell Strategic Bond Fund C000066912 Class C NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001589 Russell Strategic Bond Fund C000004306 Class E RFCEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001589 Russell Strategic Bond Fund C000004305 Class I RFCSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001589 Russell Strategic Bond Fund C000066913 Class S NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001589 Russell Strategic Bond Fund C000004307 Class Y RFCYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037801 Russell Strategic Call Overwriting Fund C000116595 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037801 Russell Strategic Call Overwriting Fund C000116596 Class C NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037801 Russell Strategic Call Overwriting Fund C000116597 Class E NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037801 Russell Strategic Call Overwriting Fund C000116598 Class S NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001599 Russell Tax Exempt Bond Fund C000089692 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001599 Russell Tax Exempt Bond Fund C000004331 Class C RTECX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001599 Russell Tax Exempt Bond Fund C000004332 Class E RTBEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001599 Russell Tax Exempt Bond Fund C000004330 Class S RLVSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001570 Russell Tax-Managed U.S. Large Cap Fund C000089689 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001570 Russell Tax-Managed U.S. Large Cap Fund C000004234 Class C RTLCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001570 Russell Tax-Managed U.S. Large Cap Fund C000004235 Class E RTLEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001570 Russell Tax-Managed U.S. Large Cap Fund C000004233 Class S RETSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001571 Russell Tax-Managed U.S. Mid & Small Cap Fund C000089690 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001571 Russell Tax-Managed U.S. Mid & Small Cap Fund C000004237 Class C RTSCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001571 Russell Tax-Managed U.S. Mid & Small Cap Fund C000004238 Class E RTSEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001571 Russell Tax-Managed U.S. Mid & Small Cap Fund C000004236 Class S RTSSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001585 Russell U.S. Core Equity Fund C000066902 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001585 Russell U.S. Core Equity Fund C000066903 Class C NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001585 Russell U.S. Core Equity Fund C000004294 Class E REAEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001585 Russell U.S. Core Equity Fund C000004293 Class I REASX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001585 Russell U.S. Core Equity Fund C000066904 Class S NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001585 Russell U.S. Core Equity Fund C000004295 Class Y REAYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001573 Russell U.S. Growth Fund C000117394 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001573 Russell U.S. Growth Fund C000004244 Class C RSGCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001573 Russell U.S. Growth Fund C000004245 Class E RSGEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001573 Russell U.S. Growth Fund C000004246 Class I RSGIX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001573 Russell U.S. Growth Fund C000004243 Class S RSGSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001573 Russell U.S. Growth Fund C000117395 Class Y NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000035752 Russell U.S. Large Cap Equity Fund C000109587 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000035752 Russell U.S. Large Cap Equity Fund C000109588 Class C NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000035752 Russell U.S. Large Cap Equity Fund C000109589 Class S NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000035753 Russell U.S. Mid Cap Equity Fund C000109590 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000035753 Russell U.S. Mid Cap Equity Fund C000109591 Class C NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000035753 Russell U.S. Mid Cap Equity Fund C000109592 Class S NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001591 Russell U.S. Quantitative Equity Fund C000066914 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001591 Russell U.S. Quantitative Equity Fund C000066915 Class C NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001591 Russell U.S. Quantitative Equity Fund C000004312 Class E REQEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001591 Russell U.S. Quantitative Equity Fund C000004311 Class I REDSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001591 Russell U.S. Quantitative Equity Fund C000066916 Class S NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001591 Russell U.S. Quantitative Equity Fund C000004313 Class Y REUYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001586 Russell U.S. Small Cap Equity Fund C000066905 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001586 Russell U.S. Small Cap Equity Fund C000066906 Class C NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001586 Russell U.S. Small Cap Equity Fund C000004297 Class E REBEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001586 Russell U.S. Small Cap Equity Fund C000004296 Class I REBSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001586 Russell U.S. Small Cap Equity Fund C000066907 Class S NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001586 Russell U.S. Small Cap Equity Fund C000004298 Class Y REBYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037466 Russell U.S. Strategic Equity Fund C000115674 Class A NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037466 Russell U.S. Strategic Equity Fund C000115675 Class C NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037466 Russell U.S. Strategic Equity Fund C000115676 Class E NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037466 Russell U.S. Strategic Equity Fund C000115677 Class S NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001572 Russell U.S. Value Fund C000004240 Class C RSVCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001572 Russell U.S. Value Fund C000004241 Class E RSVEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001572 Russell U.S. Value Fund C000004242 Class I RSVIX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001572 Russell U.S. Value Fund C000004239 Class S RSVSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-05371 0000824036 RUSSELL INVESTMENT FUNDS 30 S000006864 Aggressive Equity Fund C000018546 Aggressive Equity Fund NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-05371 0000824036 RUSSELL INVESTMENT FUNDS 30 S000017038 Balanced Strategy Fund C000047305 Balanced Strategy Fund NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-05371 0000824036 RUSSELL INVESTMENT FUNDS 30 S000017036 Conservative Strategy Fund C000047303 Conservative Strategy Fund NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-05371 0000824036 RUSSELL INVESTMENT FUNDS 30 S000006867 Core Bond Fund C000018549 Core Bond Fund NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-05371 0000824036 RUSSELL INVESTMENT FUNDS 30 S000017040 Equity Growth Strategy Fund C000047307 Equity Growth Strategy Fund NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-05371 0000824036 RUSSELL INVESTMENT FUNDS 30 S000006866 Global Real Estate Securities Fund C000018548 Global Real Estate Securities Fund NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-05371 0000824036 RUSSELL INVESTMENT FUNDS 30 S000017039 Growth Strategy Fund C000047306 Growth Strategy Fund NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-05371 0000824036 RUSSELL INVESTMENT FUNDS 30 S000017037 Moderate Strategy Fund C000047304 Moderate Strategy Fund NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-05371 0000824036 RUSSELL INVESTMENT FUNDS 30 S000006863 Multi-Style Equity Fund C000018545 Multi-Style Equity Fund NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-05371 0000824036 RUSSELL INVESTMENT FUNDS 30 S000006865 Non-U.S.Fund C000018547 Non-U.S.Fund NULL 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003705 Dow 2x Strategy Fund C000010370 A RYLDX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003705 Dow 2x Strategy Fund C000010371 C RYCYX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003705 Dow 2x Strategy Fund C000010372 H RYCVX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003706 Inverse Dow 2x Strategy Fund C000010373 A RYIDX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003706 Inverse Dow 2x Strategy Fund C000010374 C RYCZX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003706 Inverse Dow 2x Strategy Fund C000010375 H RYCWX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003704 Inverse NASDAQ-100(R) 2x Strategy Fund C000010367 A RYVTX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003704 Inverse NASDAQ-100(R) 2x Strategy Fund C000010368 C RYCDX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003704 Inverse NASDAQ-100(R) 2x Strategy Fund C000010369 H RYVNX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000012143 Inverse Russell 2000 2x Strategy Fund C000033108 A-Class Shares RYIUX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000012143 Inverse Russell 2000 2x Strategy Fund C000033109 C-Class Shares RYIZX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000012143 Inverse Russell 2000 2x Strategy Fund C000033110 H-Class Shares RYIRX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003702 Inverse S&P 500 2x Strategy Fund C000010361 A RYTMX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003702 Inverse S&P 500 2x Strategy Fund C000010362 C RYCBX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003702 Inverse S&P 500 2x Strategy Fund C000010363 H RYTPX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003703 NASDAQ-100(R) 2x Strategy Fund C000010364 A RYVLX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003703 NASDAQ-100(R) 2x Strategy Fund C000010365 C RYCCX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003703 NASDAQ-100(R) 2x Strategy Fund C000010366 H RYVYX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000012142 Russell 2000 2x Strategy Fund C000033105 A-Class Shares RYRUX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000012142 Russell 2000 2x Strategy Fund C000033106 C-Class Shares RYRLX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000012142 Russell 2000 2x Strategy Fund C000033107 H-Class Shares RYRSX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003698 S&P 500 2x Strategy Fund C000010355 A RYTTX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003698 S&P 500 2x Strategy Fund C000010356 C RYCTX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-09525 0001092720 RYDEX DYNAMIC FUNDS 30 S000003698 S&P 500 2x Strategy Fund C000010357 H RYTNX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000015437 Guggenheim 2x S&P 500(R) ETF C000042083 Guggenheim 2x S&P 500(R) ETF RSU 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000015426 Guggenheim Inverse 2x S&P 500(R) ETF C000042072 Guggenheim Inverse 2x S&P 500(R) ETF RSW 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030452 Guggenheim MSCI ACWI Equal Weight ETF C000093495 Guggenheim MSCI ACWI Equal Weight ETF EWAC 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030450 Guggenheim MSCI EAFE Equal Weight ETF C000093493 Guggenheim MSCI EAFE Equal Weight ETF EWEF 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030451 Guggenheim MSCI Emerging Markets Equal Weight ETF C000093494 Guggenheim MSCI Emerging Markets Equal Weight ETF EWEM 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030445 Guggenheim Russell 1000(R) Equal Weight ETF C000093488 Guggenheim Russell 1000(R) Equal Weight ETF EWRI 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030435 Guggenheim Russell 1000(R) Growth Equal Weight ETF C000093478 Guggenheim Russell 1000(R) Growth Equal Weight ETF NULL 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030436 Guggenheim Russell 1000(R) Value Equal Weight ETF C000093479 Guggenheim Russell 1000(R) Value Equal Weight ETF NULL 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030446 Guggenheim Russell 2000(R) Equal Weight ETF C000093489 Guggenheim Russell 2000(R) Equal Weight ETF EWRS 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030437 Guggenheim Russell 2000(R) Growth Equal Weight ETF C000093480 Guggenheim Russell 2000(R) Growth Equal Weight ETF NULL 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030438 Guggenheim Russell 2000(R) Value Equal Weight ETF C000093481 Guggenheim Russell 2000(R) Value Equal Weight ETF NULL 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030447 Guggenheim Russell 3000(R) Equal Weight ETF C000093490 Guggenheim Russell 3000(R) Equal Weight ETF NULL 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030439 Guggenheim Russell 3000(R) Growth Equal Weight ETF C000093482 Guggenheim Russell 3000(R) Growth Equal Weight ETF NULL 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030440 Guggenheim Russell 3000(R) Value Equal Weight ETF C000093483 Guggenheim Russell 3000(R) Value Equal Weight ETF NULL 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030448 Guggenheim Russell BRIC Equal Weight ETF C000093491 Guggenheim Russell BRIC Equal Weight ETF NULL 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030444 Guggenheim Russell Emerging EMEA Large Cap Equal Weight ETF C000093487 Guggenheim Russell Emerging EMEA Large Cap Equal Weight ETF NULL 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030443 Guggenheim Russell Emerging Markets Large Cap Equal Weight ETF C000093486 Guggenheim Russell Emerging Markets Large Cap Equal Weight ETF NULL 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030441 Guggenheim Russell Global 1000(R) Equal Weight ETF C000093484 Guggenheim Russell Global 1000(R) Equal Weight ETF NULL 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030442 Guggenheim Russell Global Ex-U.S. Large Cap Equal Weight ETF C000093485 Guggenheim Russell Global Ex-U.S. Large Cap Equal Weight ETF NULL 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030449 Guggenheim Russell Greater China Large Cap Equal Weight ETF C000093492 Guggenheim Russell Greater China Large Cap Equal Weight ETF NULL 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000030434 Guggenheim Russell MidCap(R) Equal Weight ETF C000093477 Guggenheim Russell MidCap(R) Equal Weight ETF EWRM 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000010907 Guggenheim Russell Top 50(R) ETF C000030223 Guggenheim Russell Top 50(R) ETF XLG 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000013910 Guggenheim S&P 500(R) Equal Weight Consumer Discretionary ETF C000038137 Guggenheim S&P 500(R) Equal Weight Consumer Discretionary ETF RCD 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000013911 Guggenheim S&P 500(R) Equal Weight Consumer Staples ETF C000038138 Guggenheim S&P 500(R) Equal Weight Consumer Staples ETF RHS 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000013912 Guggenheim S&P 500(R) Equal Weight Energy ETF C000038139 Guggenheim S&P 500(R) Equal Weight Energy ETF RYE 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000010914 Guggenheim S&P 500(R) Equal Weight ETF C000030236 Guggenheim S&P 500(R) Equal Weight ETF RSP 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000013913 Guggenheim S&P 500(R) Equal Weight Financials ETF C000038140 Guggenheim S&P 500(R) Equal Weight Financials ETF RYF 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000013914 Guggenheim S&P 500(R) Equal Weight Health Care ETF C000038141 Guggenheim S&P 500(R) Equal Weight Health Care ETF RYH 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000013915 Guggenheim S&P 500(R) Equal Weight Industrials ETF C000038142 Guggenheim S&P 500(R) Equal Weight Industrials ETF RGI 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000013916 Guggenheim S&P 500(R) Equal Weight Materials ETF C000038143 Guggenheim S&P 500(R) Equal Weight Materials ETF RTM 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000013917 Guggenheim S&P 500(R) Equal Weight Technology ETF C000038144 Guggenheim S&P 500(R) Equal Weight Technology ETF RYT 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000013918 Guggenheim S&P 500(R) Equal Weight Utilities ETF C000038145 Guggenheim S&P 500(R) Equal Weight Utilities ETF RYU 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000010938 Guggenheim S&P 500(R) Pure Growth ETF C000030282 Guggenheim S&P 500(R) Pure Growth ETF RPG 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000010936 Guggenheim S&P 500(R) Pure Value ETF C000030280 Guggenheim S&P 500(R) Pure Value ETF RPV 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000033343 Guggenheim S&P MidCap 400(R) Equal Weight ETF C000102433 Guggenheim S&P MidCap 400(R) Equal Weight ETF EWMD 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000010941 Guggenheim S&P MidCap 400(R) Pure Growth ETF C000030287 Guggenheim S&P MidCap 400(R) Pure Growth ETF RFG 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000010939 Guggenheim S&P MidCap 400(R) Pure Value ETF C000030283 Guggenheim S&P MidCap 400(R) Pure Value ETF RFV 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000033344 Guggenheim S&P SmallCap 600(R) Equal Weight ETF C000102434 Guggenheim S&P SmallCap 600(R) Equal Weight ETF EWSM 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000010944 Guggenheim S&P SmallCap 600(R) Pure Growth ETF C000030299 Guggenheim S&P SmallCap 600(R) Pure Growth ETF RZG 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-21261 0001208211 RYDEX ETF TRUST 30 S000010943 Guggenheim S&P SmallCap 600(R) Pure Value ETF C000030298 Guggenheim S&P SmallCap 600(R) Pure Value ETF RZV 805 KING FARM BOULEVARD ROCKVILLE 20850 MD STE 600 811-07584 0000899148 RYDEX SERIES FUNDS 30 S000012547 All-Asset Aggressive Strategy Fund C000034116 A-Class Shares RYGGX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-07584 0000899148 RYDEX SERIES FUNDS 30 S000012547 All-Asset Aggressive Strategy Fund C000034117 C-Class Shares RYGEX 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C-Class Shares RYMYX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-07584 0000899148 RYDEX SERIES FUNDS 30 S000012546 All-Asset Moderate Strategy Fund C000034115 H-Class Shares RYMLX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-07584 0000899148 RYDEX SERIES FUNDS 30 S000020995 Alternative Strategies Allocation Fund C000059640 A-Class RYFDX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-07584 0000899148 RYDEX SERIES FUNDS 30 S000020995 Alternative Strategies Allocation Fund C000059641 C-Class RYFFX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-07584 0000899148 RYDEX SERIES FUNDS 30 S000020995 Alternative Strategies Allocation Fund C000059639 H-Class RYFOX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-07584 0000899148 RYDEX SERIES FUNDS 30 S000029172 Alternative Strategies Fund C000089672 A-Class Shares RYEMX 805 KING FARM BLVD ROCKVILLE 20850 MD SUITE 600 811-07584 0000899148 RYDEX SERIES FUNDS 30 S000029172 Alternative Strategies Fund C000089673 C-Class 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FUND - CLASS A SEOXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006773 SDIT GOVERNMENT FUND C000018362 SDIT GOVERNMENT FUND - CLASS B SEVXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006773 SDIT GOVERNMENT FUND C000018363 SDIT GOVERNMENT FUND - CLASS C SGOXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006773 SDIT GOVERNMENT FUND C000018364 SDIT GOVERNMENT FUND - SWEEP CLASS SGWXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006776 SDIT GOVERNMENT II FUND C000018374 SDIT GOVERNMENT II FUND - CLASS A TCGXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006776 SDIT GOVERNMENT II FUND C000018373 SDIT GOVERNMENT II FUND - CLASS B NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006776 SDIT GOVERNMENT II FUND C000018375 SDIT GOVERNMENT II FUND - CLASS C SGTXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006776 SDIT GOVERNMENT II FUND C000062070 SDIT Government II Fund - Sweep Class NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008268 SDIT INTERMEDIATE DURATION GOVERNMENT FUND C000022553 SDIT INTERMEDIATE DURATION GOVERNMENT FUND - CLASS A TCPGX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006775 SDIT MONEY MARKET FUND C000018370 SDIT MONEY MARKET FUND - CLASS A TCMXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006775 SDIT MONEY MARKET FUND C000018369 SDIT MONEY MARKET FUND - CLASS B NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006775 SDIT MONEY MARKET FUND C000018371 SDIT MONEY MARKET FUND - CLASS C SICXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006775 SDIT MONEY MARKET FUND C000018372 SDIT MONEY MARKET FUND - SWEEP CLASS SISXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008265 SDIT PRIME OBLIGATION FUND C000022546 SDIT PRIME OBLIGATION FUND - CLASS A TCPXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008265 SDIT PRIME OBLIGATION FUND C000022547 SDIT PRIME OBLIGATION FUND - CLASS B SPBXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008265 SDIT PRIME OBLIGATION FUND C000022548 SDIT PRIME OBLIGATION FUND - CLASS C SOLXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008265 SDIT PRIME OBLIGATION FUND C000022550 SDIT PRIME OBLIGATION FUND - CLASS H SPHXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008265 SDIT PRIME OBLIGATION FUND C000022549 SDIT PRIME OBLIGATION FUND - SWEEP CLASS SPWXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008267 SDIT SHORT DURATION GOVERNMENT FUND C000022552 SDIT SHORT DURATION GOVERNMENT FUND - CLASS A TCSGX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008267 SDIT SHORT DURATION GOVERNMENT FUND C000062073 SDIT Short Duration Government Fund - Class C NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008270 SDIT TREASURY FUND C000022555 SDIT TREASURY FUND - CLASS A SEPXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008270 SDIT TREASURY FUND C000022556 SDIT TREASURY FUND - CLASS B STYXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008270 SDIT TREASURY FUND C000022557 SDIT TREASURY FUND - CLASS C SDCXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008270 SDIT TREASURY FUND C000022558 SDIT TREASURY FUND - SWEEP CLASS SSWXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006774 SDIT TREASURY II FUND C000018368 SDIT TREASURY II FUND - CLASS A SCPXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006774 SDIT TREASURY II FUND C000018366 SDIT TREASURY II FUND - CLASS B STBXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006774 SDIT TREASURY II FUND C000018367 SDIT TREASURY II FUND - CLASS C STWXX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006774 SDIT TREASURY II FUND C000062069 SDIT Treasury II Fund - Sweep Class NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008266 SDIT ULTRA SHORT DURATION BOND FUND C000022551 SDIT ULTRA SHORT DURATION BOND FUND - CLASS A SECPX 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008266 SDIT ULTRA SHORT DURATION BOND FUND C000062071 SDIT Ultra Short Duration Bond Fund - Class B NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008266 SDIT ULTRA SHORT DURATION BOND FUND C000062072 SDIT Ultra Short Duration Bond Fund - Class C NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008266 SDIT ULTRA SHORT DURATION BOND FUND C000073410 SDIT Ultra Short Duration Bond Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006421 SIT EMERGING MARKETS DEBT FUND C000017610 SIT EMERGING MARKETS DEBT FUND - CLASS A SITEX SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006421 SIT EMERGING MARKETS DEBT FUND C000073413 SIT Emerging Markets Debt Fund - Class G NULL SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006420 SIT EMERGING MARKETS EQUITY FUND C000017609 SIT EMERGING MARKETS EQUITY FUND - CLASS A SIEMX SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006420 SIT EMERGING MARKETS EQUITY FUND C000073412 SIT Emerging Markets Equity Fund - Class G NULL SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006418 SIT INTERNATIONAL EQUITY FUND C000017607 SIT INTERNATIONAL EQUITY FUND - CLASS A SEITX SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006418 SIT INTERNATIONAL EQUITY FUND C000073411 SIT International Equity Fund - Class G NULL SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006418 SIT INTERNATIONAL EQUITY FUND C000017606 SIT INTERNATIONAL EQUITY FUND - CLASS I NULL SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006419 SIT INTERNATIONAL FIXED INCOME FUND C000017608 SIT INTERNATIONAL FIXED INCOME FUND - CLASS A SEFIX SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000010879 SIT TAX MANAGED INTERNATIONAL EQUITY FUND C000030143 SIT TAX MANAGED INTERNATIONAL EQUITY FUND - CLASS A NULL SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006766 SIIT CORE FIXED INCOME C000018355 SIIT CORE FIXED INCOME - CLASS A SCOAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000027147 SIIT Dynamic Asset Allocation Fund C000081914 SIIT Dynamic Asset Allocation Fund - Class A SDLAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006764 SIIT EMERGING MARKETS DEBT FUND C000018353 SIIT EMERGING MARKETS DEBT FUND - CLASS A SEDAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000010881 SIIT EMERGING MARKETS EQUITY FUND C000030145 SIIT EMERGING MARKETS EQUITY FUND - CLASS A NULL 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000014581 SIIT Enhanced LIBOR Opportunities Fund C000039813 SIIT Enhanced LIBOR Opportunities Fund - Class A ENIAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000029561 SIIT Enhanced Low Duration Fund C000090718 Class A NULL 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000035814 SIIT Extended Market Index Fund C000109763 Class A NULL 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000010882 SIIT GLOBAL EQUITY FUND C000030146 SIIT GLOBAL EQUITY FUND - CLASS A NULL 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006763 SIIT HIGH YIELD BOND FUND C000018352 SIIT HIGH YIELD BOND FUND - CLASS A SGYAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006761 SIIT INTERNATIONAL EQUITY FUND C000018350 SIIT INTERNATIONAL EQUITY FUND - CLASS A SNTAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006769 SIIT LARGE CAP DISCIPLINED EQUITY FUND C000018358 SIIT LARGE CAP DISCIPLINED EQUITY FUND - CLASS A SCPAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000010543 SIIT LARGE CAP DIVERSIFIED ALPHA FUND C000029091 SIIT LARGE CAP DIVERSIFIED ALPHA FUND - CLASS A SCDAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006767 SIIT LARGE CAP FUND C000018356 SIIT LARGE CAP FUND - CLASS A SLCAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006768 SIIT LARGE CAP INDEX FUND C000018357 SIIT LARGE CAP INDEX FUND - CLASS A LCIAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000036875 SIIT Long Duration Corporate Bond Fund C000112815 Class A NULL 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006762 SIIT LONG DURATION FUND C000018351 SIIT LONG DURATION FUND - CLASS A LDRAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000033123 SIIT Multi-Asset Real Return Fund C000102014 SIIT Multi-Asset Real Return Fund - Class A SEIAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000013606 SIIT Real Return Fund C000036889 SIIT Real Return Fund - Class A RRPAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000019597 SIIT Screened World Equity Ex-US Fund C000054521 SIIT Screened World Equity Ex-US Fund - Class A SSEAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006772 SIIT SMALL CAP FUND C000018361 SIIT SMALL CAP FUND - CLASS A SLPAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000036633 SIIT Small Cap II Fund C000111997 Class A NULL 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006770 SIIT SMALL MID CAP EQUITY FUND C000018359 SIIT SMALL MID CAP EQUITY FUND - CLASS A SSMAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000026677 SIIT Strategic U.S. Large Cap Equity Fund C000080075 Class A NULL 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000013605 SIIT U.S. Managed Volatility Fund C000036888 SIIT U.S. Managed Volatility Fund - Class A SVYAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000031047 SIIT Ultra Short Duration Bond Fund C000096276 SIIT Ultra Short Duration Bond Fund - Class A SUSAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006765 SIIT WORLD EQUITY EX-US FUND C000018354 SIIT WORLD EQUITY EX-US FUND - CLASS A WEUSX 1 FREEDOM VALLEY DRIVE OAK 19456 PA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006667 SIMT CORE FIXED INCOME FUND C000018187 SIMT CORE FIXED INCOME FUND - CLASS A TRLVX 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006667 SIMT CORE FIXED INCOME FUND C000073414 SIMT Core Fixed Income Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006667 SIMT CORE FIXED INCOME FUND C000018186 SIMT CORE FIXED INCOME FUND - CLASS I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010829 SIMT ENHANCED INCOME FUND C000036886 Class I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010829 SIMT ENHANCED INCOME FUND C000030062 SIMT ENHANCED INCOME FUND - CLASS A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010829 SIMT ENHANCED INCOME FUND C000073426 SIMT Enhanced Income Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000012016 SIMT Enhanced Income Fund - Class A C000032747 Class A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010830 SIMT GLOBAL MANAGED VOLATILITY FUND C000036887 Class I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010830 SIMT GLOBAL MANAGED VOLATILITY FUND C000030063 SIMT GLOBAL MANAGED VOLATILITY FUND - CLASS A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010830 SIMT GLOBAL MANAGED VOLATILITY FUND C000073427 SIMT Global Managed Volatility Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000012017 SIMT Global Managed Volatility Fund - Class A C000032748 Class A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006673 SIMT HIGH YIELD BOND FUND C000036884 Class I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006673 SIMT HIGH YIELD BOND FUND C000018196 SIMT HIGH YIELD BOND FUND - CLASS A SHYAX 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006673 SIMT HIGH YIELD BOND FUND C000073420 SIMT High Yield Bond Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006668 SIMT LARGE CAP DIVERSIFIED ALPHA FUND C000018188 SIMT LARGE CAP DIVERSIFIED ALPHA FUND - CLASS A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006668 SIMT LARGE CAP DIVERSIFIED ALPHA FUND C000073415 SIMT Large Cap Diversified Alpha Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006668 SIMT LARGE CAP DIVERSIFIED ALPHA FUND C000030066 SIMT LARGE CAP DIVERSIFIED ALPHA FUND - CLASS I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000026000 SIMT Large Cap Fund C000078064 SIMT Large Cap Fund - Class A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000026000 SIMT Large Cap Fund C000078065 SIMT Large Cap Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000026000 SIMT Large Cap Fund C000078066 SIMT Large Cap Fund - Class I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006671 SIMT LARGE CAP GROWTH FUND C000018193 SIMT LARGE CAP GROWTH FUND - CLASS A SELCX 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006671 SIMT LARGE CAP GROWTH FUND C000073418 SIMT Large Cap Growth Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006671 SIMT LARGE CAP GROWTH FUND C000018192 SIMT LARGE CAP GROWTH FUND - CLASS I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006674 SIMT LARGE CAP VALUE FUND C000018198 SIMT LARGE CAP VALUE FUND - CLASS A TRMVX 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006674 SIMT LARGE CAP VALUE FUND C000073421 SIMT Large Cap Value Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006674 SIMT LARGE CAP VALUE FUND C000018197 SIMT LARGE CAP VALUE FUND - CLASS I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006675 SIMT MID CAP FUND C000018199 SIMT MID CAP FUND - CLASS A SEMCX 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006675 SIMT MID CAP FUND C000030067 SIMT MID CAP FUND - CLASS I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006675 SIMT MID CAP FUND C000073422 SIMT Mid-Cap Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000035779 SIMT MULTI-ASSET ACCUMULATION FUND C000109624 Class A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000035782 SIMT MULTI-ASSET CAPITAL STABILITY FUND C000109627 Class A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000035780 SIMT MULTI-ASSET INCOME FUND C000109625 Class A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000035781 SIMT MULTI-ASSET INFLATION MANAGED FUND C000109626 Class A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000028026 SIMT Multi-Strategy Alternative Fund C000085250 Class A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000018489 SIMT Prime Obligation Fund C000051279 Class A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006669 SIMT REAL ESTATE FUND C000036883 Class I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006669 SIMT REAL ESTATE FUND C000018189 SIMT REAL ESTATE FUND - CLASS A SETAX 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006669 SIMT REAL ESTATE FUND C000073416 SIMT Real Estate Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000013604 SIMT Real Return Fund C000036881 Class A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000013604 SIMT Real Return Fund C000078070 Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000013604 SIMT Real Return Fund C000036882 Class I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000018490 SIMT S&P 500 Index Fund C000051280 Class A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000018490 SIMT S&P 500 Index Fund C000051281 Class E NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000018490 SIMT S&P 500 Index Fund C000051282 Class I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000026001 SIMT Small Cap Fund C000078067 SIMT Small Cap Fund - Class A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000026001 SIMT Small Cap Fund C000078068 SIMT Small Cap Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000026001 SIMT Small Cap Fund C000078069 SIMT Small Cap Fund - Class I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006670 SIMT SMALL CAP GROWTH FUND C000018191 SIMT SMALL CAP GROWTH FUND - CLASS A SSCGX 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006670 SIMT SMALL CAP GROWTH FUND C000073417 SIMT Small Cap Growth Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006670 SIMT SMALL CAP GROWTH FUND C000018190 SIMT SMALL CAP GROWTH FUND - CLASS I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006672 SIMT SMALL CAP VALUE FUND C000018195 SIMT SMALL CAP VALUE FUND - CLASS A SESVX 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006672 SIMT SMALL CAP VALUE FUND C000073419 SIMT Small Cap Value Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006672 SIMT SMALL CAP VALUE FUND C000018194 SIMT SMALL CAP VALUE FUND - CLASS I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010831 SIMT SMALL/MID CAP DIVERSIFIED ALPHA FUND C000030064 SIMT SMALL/MID CAP DIVERSIFIED ALPHA FUND - CLASS A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010831 SIMT SMALL/MID CAP DIVERSIFIED ALPHA FUND C000073428 SIMT Small/Mid Cap Diversified Alpha Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010831 SIMT SMALL/MID CAP DIVERSIFIED ALPHA FUND C000030065 SIMT SMALL/MID CAP DIVERSIFIED ALPHA FUND - CLASS I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006676 SIMT TAX-MANAGED LARGE CAP FUND C000018201 SIMT TAX-MANAGED LARGE CAP FUND - CLASS A TMLCX 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006676 SIMT TAX-MANAGED LARGE CAP FUND C000073423 SIMT Tax-Managed Large Cap Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006676 SIMT TAX-MANAGED LARGE CAP FUND C000018200 SIMT TAX-MANAGED LARGE CAP FUND - CLASS Y NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000017259 SIMT Tax-Managed Managed Volatility Fund C000047774 SIMT Tax-Managed Managed Volatility Fund - Class A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000017259 SIMT Tax-Managed Managed Volatility Fund C000073429 SIMT Tax-Managed Managed Volatility Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000017259 SIMT Tax-Managed Managed Volatility Fund C000047775 SIMT Tax-Managed Managed Volatility Fund - Class I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006677 SIMT TAX-MANAGED SMALL/MID CAP FUND C000018202 SIMT TAX-MANAGED SMALL/MID CAP FUND - CLASS A STMSX 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006677 SIMT TAX-MANAGED SMALL/MID CAP FUND C000073424 SIMT Tax-Managed Small/MID Cap Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000025531 SIMT U.S. Fixed Income Fund C000076445 SIMT U.S. Fixed Income Fund - Class A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000025531 SIMT U.S. Fixed Income Fund C000076446 SIMT U.S. Fixed Income Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000025531 SIMT U.S. Fixed Income Fund C000076447 SIMT U.S. Fixed Income Fund - Class I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006678 SIMT US MANAGED VOLATILITY FUND C000036885 Class I NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006678 SIMT US MANAGED VOLATILITY FUND C000073425 SIMT U.S. Managed Volatility Fund - Class G NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006678 SIMT US MANAGED VOLATILITY FUND C000018203 SIMT US MANAGED VOLATILITY FUND - CLASS A NULL 2 OLIVER ST BOSTON 02109 MA NULL 811-03231 0000354603 SEI LIQUID ASSET TRUST 30 S000006422 SLAT PRIME OBLIGATION FUND C000017611 SLAT PRIME OBLIGATION FUND - CLASS A TPRXX 1FREEDOM VALLEY DRIVE OAKS 19456-1100 PA NULL 811-03231 0000354603 SEI LIQUID ASSET TRUST 30 S000006423 SLAT TREASURY MONEY MARKET FUND C000017612 SLAT TREASURY MONEY MARKET FUND - CLASS A TRTXX 1FREEDOM VALLEY DRIVE OAKS 19456-1100 PA NULL 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006436 STET CALIFORNIA MUNICIPAL BOND FUND C000017631 STET CALIFORNIA MUNICIPAL BOND FUND - CLASS A SBDAX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006438 STET INSTITUTIONAL TAX FREE FUND C000017633 STET INSTITUTIONAL TAX FREE FUND - CLASS A TXWXX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006438 STET INSTITUTIONAL TAX FREE FUND C000017634 STET INSTITUTIONAL TAX FREE FUND - CLASS B SITXX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006438 STET INSTITUTIONAL TAX FREE FUND C000017635 STET INSTITUTIONAL TAX FREE FUND - CLASS C SFCXX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006439 STET INTERMEDIATE TERM MUNICIPAL FUND C000017636 STET INTERMEDIATE TERM MUNICIPAL FUND - CLASS A SEIMX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006439 STET INTERMEDIATE TERM MUNICIPAL FUND C000073555 STET INTERMEDIATE-TERM MUNICIPAL FUND - CLASS G NULL SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006432 STET MASSACHUSETTS MUNICIPAL BOND FUND C000017627 STET MASSACHUSETTS MUNICIPAL BOND FUND - CLASS A SMAAX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006432 STET MASSACHUSETTS MUNICIPAL BOND FUND C000033011 STET MASSACHUSETTS MUNICIPAL BOND FUND - CLASS B NULL SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000010895 STET MASSACHUSETTS TAX FREE MONEY MARKET FUND C000030195 STET MASSACHUSETTS TAX FREE MONEY MARKET FUND - CLASS A NULL SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000010895 STET MASSACHUSETTS TAX FREE MONEY MARKET FUND C000034534 STET MASSACHUSETTS TAX FREE MONEY MARKET FUND - CLASS B NULL SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000010895 STET MASSACHUSETTS TAX FREE MONEY MARKET FUND C000030196 STET MASSACHUSETTS TAX FREE MONEY MARKET FUND - CLASS C NULL SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006435 STET NEW JERSEY MUNICIPAL BOND FUND C000017630 STET NEW JERSEY MUNICIPAL BOND FUND - CLASS A SENJX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006434 STET NEW YORK MUNICIPAL BOND FUND C000017629 STET NEW YORK MUNICIPAL BOND FUND - CLASS A SENYX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006431 STET PENNSYLVANIA MUNICIPAL BOND FUND C000017626 STET PENNSYLVANIA MUNICIPAL BOND FUND - CLASS A SEPAX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006431 STET PENNSYLVANIA MUNICIPAL BOND FUND C000017625 STET PENNSYLVANIA MUNICIPAL BOND FUND - CLASS B SEIPX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006430 STET SHORT DURATION MUNICIPAL FUND C000017624 STET SHORT DURATION MUNICIPAL FUND - CLASS A SUMAX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006430 STET SHORT DURATION MUNICIPAL FUND C000073554 STET SHORT DURATION MUNICIPAL FUND - CLASS G NULL SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006437 STET TAX FREE FUND C000017632 STET TAX FREE FUND - CLASS A TXEXX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000016947 STET TAX-ADVANTAGED INCOME FUND C000047166 STET TAX-ADVANTAGED INCOME FUND - CLASS A SEATX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000016947 STET TAX-ADVANTAGED INCOME FUND C000073556 STET TAX-ADVANTAGED INCOME FUND - CLASS G NULL SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-04208 0000897899 SELECT LIFE VARIABLE ACCOUNT 33 S000001529 SELECT LIFE VARIABLE ACCOUNT C000004167 FlexDesign VUL(R) NULL 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55440 MN NULL 811-04208 0000897899 SELECT LIFE VARIABLE ACCOUNT 33 S000001529 SELECT LIFE VARIABLE ACCOUNT C000004169 ING Investor Elite NULL 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55440 MN NULL 811-04208 0000897899 SELECT LIFE VARIABLE ACCOUNT 33 S000001529 SELECT LIFE VARIABLE ACCOUNT C000004168 ING Protector Elite NULL 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55440 MN NULL 811-04208 0000897899 SELECT LIFE VARIABLE ACCOUNT 33 S000001529 SELECT LIFE VARIABLE ACCOUNT C000004339 Select*Life I NULL 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55440 MN NULL 811-04208 0000897899 SELECT LIFE VARIABLE ACCOUNT 33 S000001529 SELECT LIFE VARIABLE ACCOUNT C000004164 Select*Life II NULL 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55440 MN NULL 811-04208 0000897899 SELECT LIFE VARIABLE ACCOUNT 33 S000001529 SELECT LIFE VARIABLE ACCOUNT C000004340 Select*Life III NULL 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55440 MN NULL 811-04208 0000897899 SELECT LIFE VARIABLE ACCOUNT 33 S000001529 SELECT LIFE VARIABLE ACCOUNT C000004166 Variable Accumulation DesignSM NULL 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55440 MN NULL 811-04208 0000897899 SELECT LIFE VARIABLE ACCOUNT 33 S000001529 SELECT LIFE VARIABLE ACCOUNT C000004165 Variable Estate Design NULL 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55440 MN NULL 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006408 Consumer Discretionary Select Sector SPDR Fund C000017594 Consumer Discretionary Select Sector SPDR Fund XLY ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006409 Consumer Staples Select Sector SPDR Fund C000017595 Consumer Staples Select Sector SPDR Fund XLP ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006410 Energy Select Sector SPDR Fund C000017596 Energy Select Sector SPDR Fund XLE ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006411 Financial Select Sector SPDR Fund C000017597 Financial Select Sector SPDR Fund XLF ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006412 Health Care Select Sector SPDR Fund C000017598 Health Care Select Sector SPDR Fund XLV ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006413 Industrial Select Sector SPDR Fund C000017599 Industrial Select Sector SPDR Fund XLI ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006414 Materials Select Sector SPDR Fund C000017600 Materials Select Sector SPDR Fund XLB ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006415 Technology Select Sector SPDR Fund C000017601 Technology Select Sector SPDR Fund XLK ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006416 Utilities Select Sector SPDR Fund C000017602 Utilities Select Sector SPDR Fund XLU ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-00051 0000088808 SELECTED AMERICAN SHARES INC 30 S000003448 SELECTED AMERICAN SHARES INC C000009552 Class D SLADX 2949 E. ELVIRA ROAD TUCSON 85756 AZ SUITE 101 811-00051 0000088808 SELECTED AMERICAN SHARES INC 30 S000003448 SELECTED AMERICAN SHARES INC C000009551 Class S SLASX 2949 E. ELVIRA ROAD TUCSON 85756 AZ SUITE 101 811-05240 0000818869 SELECTED CAPITAL PRESERVATION TRUST 30 S000003450 Selected Daily Government Fund C000009556 Class D SGDXX 2949 E. ELVIRA ROAD TUCSON 85756 AZ SUITE 101 811-05240 0000818869 SELECTED CAPITAL PRESERVATION TRUST 30 S000003450 Selected Daily Government Fund C000009555 Class S SDGXX 2949 E. ELVIRA ROAD TUCSON 85756 AZ SUITE 101 811-01533 0000084237 SELECTED INTERNATIONAL FUND, INC 30 S000003449 SELECTED INTERNATIONAL FUND INC C000009554 Class D SLSDX 2949 E. ELVIRA ROAD TUCSON 85756 AZ SUITE 101 811-01533 0000084237 SELECTED INTERNATIONAL FUND, INC 30 S000003449 SELECTED INTERNATIONAL FUND INC C000009553 Class S SLSSX 2949 E. ELVIRA ROAD TUCSON 85756 AZ SUITE 101 811-01886 0000100786 SELIGMAN CAPITAL FUND INC 30 S000002554 SELIGMAN CAPITAL FUND INC C000007035 Seligman Capital Fund, Class A SCFIX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-01886 0000100786 SELIGMAN CAPITAL FUND INC 30 S000002554 SELIGMAN CAPITAL FUND INC C000007036 Seligman Capital Fund, Class B SLCBX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-01886 0000100786 SELIGMAN CAPITAL FUND INC 30 S000002554 SELIGMAN CAPITAL FUND INC C000007037 Seligman Capital Fund, Class C SCLCX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-01886 0000100786 SELIGMAN CAPITAL FUND INC 30 S000002554 SELIGMAN CAPITAL FUND INC C000080555 Seligman Capital Fund, Class I NULL 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-01886 0000100786 SELIGMAN CAPITAL FUND INC 30 S000002554 SELIGMAN CAPITAL FUND INC C000007039 Seligman Capital Fund, Class R SCFRX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-01886 0000100786 SELIGMAN CAPITAL FUND INC 30 S000002554 SELIGMAN CAPITAL FUND INC C000008212 Seligman Capital Fund, Class R5 SCLIX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-06485 0000881466 SELIGMAN GLOBAL FUND SERIES INC 30 S000009658 COLUMBIA SELIGMAN GLOBAL TECHNOLOGY FUND C000026473 COLUMBIA SELIGMAN GLOBAL TECHNOLOGY FUND - CLASS A SHGTX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-06485 0000881466 SELIGMAN GLOBAL FUND SERIES INC 30 S000009658 COLUMBIA SELIGMAN GLOBAL TECHNOLOGY FUND C000026474 COLUMBIA SELIGMAN GLOBAL TECHNOLOGY FUND - CLASS B SHTBX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-06485 0000881466 SELIGMAN GLOBAL FUND SERIES INC 30 S000009658 COLUMBIA SELIGMAN GLOBAL TECHNOLOGY FUND C000026475 COLUMBIA SELIGMAN GLOBAL TECHNOLOGY FUND - CLASS C SHTCX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-06485 0000881466 SELIGMAN GLOBAL FUND SERIES INC 30 S000009658 COLUMBIA SELIGMAN GLOBAL TECHNOLOGY FUND C000075911 COLUMBIA SELIGMAN GLOBAL TECHNOLOGY FUND - CLASS I NULL 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-06485 0000881466 SELIGMAN GLOBAL FUND SERIES INC 30 S000009658 COLUMBIA SELIGMAN GLOBAL TECHNOLOGY FUND C000026477 COLUMBIA SELIGMAN GLOBAL TECHNOLOGY FUND - CLASS R SGTRX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-06485 0000881466 SELIGMAN GLOBAL FUND SERIES INC 30 S000009658 COLUMBIA SELIGMAN GLOBAL TECHNOLOGY FUND C000075909 COLUMBIA SELIGMAN GLOBAL TECHNOLOGY FUND - CLASS R4 SGTSX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-06485 0000881466 SELIGMAN GLOBAL FUND SERIES INC 30 S000009658 COLUMBIA SELIGMAN GLOBAL TECHNOLOGY FUND C000075910 COLUMBIA SELIGMAN GLOBAL TECHNOLOGY FUND - CLASS R5 SGTTX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-06485 0000881466 SELIGMAN GLOBAL FUND SERIES INC 30 S000009658 COLUMBIA SELIGMAN GLOBAL TECHNOLOGY FUND C000094159 Columbia Seligman Global Technology Fund - Class Z CSGCX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-00229 0000316411 SELIGMAN GROWTH FUND INC 30 S000009569 SELIGMAN GROWTH FUND, INC. C000026136 SELIGMAN GROWTH FUND, INC., CLASS A SGRFX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-00229 0000316411 SELIGMAN GROWTH FUND INC 30 S000009569 SELIGMAN GROWTH FUND, INC. C000026137 SELIGMAN GROWTH FUND, INC., CLASS B SGBTX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-00229 0000316411 SELIGMAN GROWTH FUND INC 30 S000009569 SELIGMAN GROWTH FUND, INC. C000026138 SELIGMAN GROWTH FUND, INC., CLASS C SGRCX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-00229 0000316411 SELIGMAN GROWTH FUND INC 30 S000009569 SELIGMAN GROWTH FUND, INC. C000076414 SELIGMAN GROWTH FUND, INC., CLASS I NULL 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-00229 0000316411 SELIGMAN GROWTH FUND INC 30 S000009569 SELIGMAN GROWTH FUND, INC. C000026141 SELIGMAN GROWTH FUND, INC., CLASS R SGFRX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-00229 0000316411 SELIGMAN GROWTH FUND INC 30 S000009569 SELIGMAN GROWTH FUND, INC. C000076416 SELIGMAN GROWTH FUND, INC., CLASS R4 SGRSX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-00229 0000316411 SELIGMAN GROWTH FUND INC 30 S000009569 SELIGMAN GROWTH FUND, INC. C000026140 SELIGMAN GROWTH FUND, INC., CLASS R5 SGFIX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-21365 0001238182 Seligman LaSalle Real Estate Fund Series, Inc. 30 S000015096 RiverSource LaSalle Global Real Estate Fund C000041178 RiverSource LaSalle Global Real Estate Fund - Class A SLDAX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-21365 0001238182 Seligman LaSalle Real Estate Fund Series, Inc. 30 S000015096 RiverSource LaSalle Global Real Estate Fund C000041180 RiverSource LaSalle Global Real Estate Fund - Class C SLDCX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-21365 0001238182 Seligman LaSalle Real Estate Fund Series, Inc. 30 S000015096 RiverSource LaSalle Global Real Estate Fund C000080537 RiverSource LaSalle Global Real Estate Fund - Class I NULL 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-21365 0001238182 Seligman LaSalle Real Estate Fund Series, Inc. 30 S000015096 RiverSource 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Seligman LaSalle Real Estate Fund Series, Inc. 30 S000009593 RiverSource LaSalle Monthly Dividend Real Estate Fund C000026201 RiverSource LaSalle Monthly Dividend Real Estate Fund - Class B SREBX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-21365 0001238182 Seligman LaSalle Real Estate Fund Series, Inc. 30 S000009593 RiverSource LaSalle Monthly Dividend Real Estate Fund C000026202 RiverSource LaSalle Monthly Dividend Real Estate Fund - Class C SRECX 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-21365 0001238182 Seligman LaSalle Real Estate Fund Series, Inc. 30 S000009593 RiverSource LaSalle Monthly Dividend Real Estate Fund C000080534 RiverSource LaSalle Monthly Dividend Real Estate Fund - Class I NULL 50606 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5228 811-21365 0001238182 Seligman LaSalle Real Estate Fund Series, Inc. 30 S000009593 RiverSource LaSalle Monthly Dividend Real Estate Fund C000026205 RiverSource LaSalle Monthly 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4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA NULL 811-22138 0001412374 Separate Account VA YNY 32 S000020496 Separate Account VA YNY C000057447 Transamerica Axiom NY Variable Annuity NULL 440 MAMARONECK AVENUE HARRISON 10528 NY NULL 811-04940 0000808102 SEPARATE ACCOUNT VA-1 32 S000010532 SEPARATE ACCOUNT VA -1 C000029065 Prime Investor Variable Annuity NULL 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA NULL 811-07042 0000890041 SEPARATE ACCOUNT VA-2L 32 S000006777 SEPARATE ACCOUNT VA-2L C000018376 Dreyfus/Transamerica Triple Advantage Variable Annuity NULL 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA NULL 811-08158 0000914836 SEPARATE ACCOUNT VA-5 32 S000006782 SEPARATE ACCOUNT VA-5 C000018385 Distinct Asset Variable Annuity NULL 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52406-3183 IA NULL 811-08160 0000914838 SEPARATE ACCOUNT VA-5NLNY OF TFLIC 32 S000006783 SEPARATE ACCOUNT VA-5NLNY OF TFLIC C000018386 Distinct Asset Variable Annuity NY NULL 440 MAMARONECK AVENUE HARRISON 10528 NY NULL 811-07753 0001019664 SEPARATE ACCOUNT VA-6 32 S000006575 SEPARATE ACCOUNT VA-6 C000017948 Transamerica Catalyst Variable Annuity NULL 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA NULL 811-07753 0001019664 SEPARATE ACCOUNT VA-6 32 S000006575 SEPARATE ACCOUNT VA-6 C000017947 Transamerica Classic Variable Annuity NULL 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA NULL 811-09859 0001064458 SEPARATE ACCOUNT VA-8 32 S000010426 SEPARATE ACCOUNT VA-8 C000028819 Transmark Optimum Choice Variable Annuity NULL 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA NULL 811-01497 0000313754 SEPARATE ACCOUNT VA-A OF COMMONWEALTH ANNUITY & LIFE I NSURANCE CO 32 S000010120 SEPARATE ACCOUNT VA-A OF COMMONWEALTH ANNUITY & LIFE INS CO C000028081 VA-A (Non-Qual) (2-53206) NULL 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA NULL 811-01497 0000313754 SEPARATE ACCOUNT VA-A OF COMMONWEALTH ANNUITY & LIFE I NSURANCE CO 32 S000010120 SEPARATE ACCOUNT VA-A OF COMMONWEALTH ANNUITY & LIFE INS CO C000028082 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AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024755 Accumulator (2006) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000047290 Accumulator (2007) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000065471 Accumulator (2008-04 (NY)) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000070274 Accumulator (8.0 Series) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000078601 Accumulator (9.0 Series) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024758 Accumulator (IRA, NQ, QP) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024756 Accumulator (Oregon) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024757 Accumulator (Pre 2002) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024753 Accumulator Advisor (SA 49) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000050207 Accumulator Core (2006-JS) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024747 Accumulator Elite (2002) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024748 Accumulator Elite (2004) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE 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Accumulator Elite (9.0 Series) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024750 Accumulator Elite (Pre 2002) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000050998 Accumulator Elite 2007 NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024751 Accumulator Elite II NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024752 Accumulator Express NULL 1290 AVENUE OF THE 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SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000065472 Accumulator Plus (2008-04 (NY)) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000066355 Accumulator Plus (8.0 Series) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000066354 Accumulator Plus (8.0(NY) Series) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000075846 Accumulator Plus (9.0 Series) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA 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SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024741 Accumulator Select (2004) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024742 Accumulator Select (2006) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000050218 Accumulator Select (2006-JS) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000065473 Accumulator Select (2008-04 (NY)) NULL 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY NULL 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE 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Treasury Bond ETF BWX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000022924 SPDR(R) Barclays Capital Long Term Corporate Bond ETF C000066455 SPDR(R) Barclays Capital Long Term Corporate Bond ETF LWC ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000017329 SPDR(R) Barclays Capital Long Term Treasury ETF C000047966 SPDR(R) Barclays Capital Long Term Treasury ETF TLO ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000022922 SPDR(R) Barclays Capital Mortgage Backed Bond ETF C000066453 SPDR(R) Barclays Capital Mortgage Backed Bond ETF MBG ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000019666 SPDR(R) Barclays Capital Short Term Corporate Bond ETF C000055010 SPDR(R) Barclays Capital Short Term Corporate Bond ETF SCPB ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000023655 SPDR(R) Barclays Capital Short Term International Treasury Bond ETF C000069669 SPDR(R) Barclays Capital Short Term International Treasury Bond ETF BWZ ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000019665 SPDR(R) Barclays Capital Short Term Treasury ETF C000055009 SPDR(R) Barclays Capital Short Term Treasury ETF SST ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000017330 SPDR(R) Barclays Capital TIPS ETF C000047967 SPDR(R) Barclays Capital TIPS ETF IPE ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000029042 SPDR(R) Barclays Capital Zero Coupon Bond ETF C000089161 SPDR(R) Barclays Capital Zero Coupon Bond ETF NULL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000018783 SPDR(R) DB International Government Inflation-Protected Bond ETF C000051965 SPDR(R) DB International Government Inflation-Protected Bond ETF WIP ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006983 SPDR(R) Dow Jones Large Cap ETF C000019036 SPDR(R) Dow Jones Large Cap ETF ELR ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006986 SPDR(R) Dow Jones Mid Cap ETF C000019039 SPDR(R) Dow Jones Mid Cap ETF EMM ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006976 SPDR(R) Dow Jones REIT ETF C000019029 SPDR(R) Dow Jones REIT ETF RWR ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006973 SPDR(R) Dow Jones Total Market ETF C000019026 SPDR(R) Dow Jones Total Market ETF TMW ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006975 SPDR(R) Global Dow ETF C000019028 SPDR(R) Global Dow ETF DGT ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006980 SPDR(R) Morgan Stanley Technology ETF C000019033 SPDR(R) Morgan Stanley Technology ETF MTK ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000028875 SPDR(R) Nuveen Barclays Capital 2012 Municipal Bond ETF C000088527 SPDR(R) Nuveen Barclays Capital 2012 Municipal Bond ETF NULL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000028876 SPDR(R) Nuveen Barclays Capital 2013 Municipal Bond ETF C000088528 SPDR(R) Nuveen Barclays Capital 2013 Municipal Bond ETF NULL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000028877 SPDR(R) Nuveen Barclays Capital 2014 Municipal Bond ETF C000088529 SPDR(R) Nuveen Barclays Capital 2014 Municipal Bond ETF NULL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000028878 SPDR(R) Nuveen Barclays Capital 2015 Municipal Bond ETF C000088530 SPDR(R) Nuveen Barclays Capital 2015 Municipal Bond ETF NULL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000028879 SPDR(R) Nuveen Barclays Capital 2016 Municipal Bond ETF C000088531 SPDR(R) Nuveen Barclays Capital 2016 Municipal Bond ETF NULL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000028880 SPDR(R) Nuveen Barclays Capital 2017 Municipal Bond ETF C000088532 SPDR(R) Nuveen Barclays Capital 2017 Municipal Bond ETF NULL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000028881 SPDR(R) Nuveen Barclays Capital 2018 Municipal Bond ETF C000088533 SPDR(R) Nuveen Barclays Capital 2018 Municipal Bond ETF NULL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000028871 SPDR(R) Nuveen Barclays Capital 2019 Municipal Bond ETF C000088523 SPDR(R) Nuveen Barclays Capital 2019 Municipal Bond ETF NULL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000028872 SPDR(R) Nuveen Barclays Capital 2020 Municipal Bond ETF C000088524 SPDR(R) Nuveen Barclays Capital 2020 Municipal Bond ETF NULL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000028873 SPDR(R) Nuveen Barclays Capital 2021 Municipal Bond ETF C000088525 SPDR(R) Nuveen Barclays Capital 2021 Municipal Bond ETF NULL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000028874 SPDR(R) Nuveen Barclays Capital Build America Bond ETF C000088526 SPDR(R) Nuveen Barclays Capital Build America Bond ETF BABS ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000017331 SPDR(R) Nuveen Barclays Capital California Municipal Bond ETF C000047968 SPDR(R) Nuveen Barclays Capital California Municipal Bond ETF CXA ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000017333 SPDR(R) Nuveen Barclays Capital Municipal Bond ETF C000047970 SPDR(R) Nuveen Barclays Capital Municipal Bond ETF TFI ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000017332 SPDR(R) Nuveen Barclays Capital New York Municipal Bond ETF C000047969 SPDR(R) Nuveen Barclays Capital New York Municipal Bond ETF INY ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000017327 SPDR(R) Nuveen Barclays Capital Short Term Municipal Bond ETF C000047964 SPDR(R) Nuveen Barclays Capital Short Term Municipal Bond ETF SHM ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000028870 SPDR(R) Nuveen S&P(R) High Yield Municipal Bond ETF C000088522 SPDR(R) Nuveen S&P(R) High Yield Municipal Bond ETF HYMB ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000025944 SPDR(R) Nuveen S&P(R) VRDO Municipal Bond ETF C000077952 SPDR(R) Nuveen S&P(R) VRDO Municipal Bond ETF VRD ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006987 SPDR(R) S & P 400 Mid Cap Growth ETF C000019040 SPDR(R) S & P 400 Mid Cap Growth ETF MDYG ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006988 SPDR(R) S & P 400 Mid Cap Value ETF C000019041 SPDR(R) S & P 400 Mid Cap Value ETF MDYV ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006984 SPDR(R) S & P 500 Growth ETF C000019037 SPDR(R) S & P 500 Growth ETF SPYG ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006985 SPDR(R) S & P 500 Value ETF C000019038 SPDR(R) S & P 500 Value ETF SPYV ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006989 SPDR(R) S & P 600 Small Cap ETF C000019042 SPDR(R) S & P 600 Small Cap ETF SLY ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006990 SPDR(R) S & P 600 Small Cap Growth ETF C000019043 SPDR(R) S & P 600 Small Cap Growth ETF SLYG ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006974 SPDR(R) S & P 600 Small Cap Value ETF C000019027 SPDR(R) S & P 600 Small Cap Value ETF SLYV ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000029037 SPDR(R) S&P Agency Bond ETF C000089156 SPDR(R) S&P Agency Bond ETF NULL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006977 SPDR(R) S&P Bank ETF C000019030 SPDR(R) S&P Bank ETF KBE ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006978 SPDR(R) S&P Capital Markets ETF C000019031 SPDR(R) S&P Capital Markets ETF KCE ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006979 SPDR(R) S&P Insurance ETF C000019032 SPDR(R) S&P Insurance ETF KIE ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012326 SPDR(R) S&P Mortgage Finance(SM) ETF C000033542 SPDR(R) S&P Mortgage Finance(SM) ETF KME ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012325 SPDR(R) S&P Regional Banking(SM) ETF C000033541 SPDR(R) S&P Regional Banking(SM) ETF KRE ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012318 SPDR(R) S&P(R) Aerospace & Defense ETF C000033534 SPDR(R) S&P(R) Aerospace & Defense ETF XAR ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000010018 SPDR(R) S&P(R) Biotech ETF C000027706 SPDR(R) S&P(R) Biotech ETF XBI ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012327 SPDR(R) S&P(R) Building & Construction ETF C000033543 SPDR(R) S&P(R) Building & Construction ETF XBC ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000023411 SPDR(R) S&P(R) Commercial Paper ETF C000068635 SPDR(R) S&P(R) Commercial Paper ETF NULL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012328 SPDR(R) S&P(R) Computer Hardware ETF C000033544 SPDR(R) S&P(R) Computer Hardware ETF XHW ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006981 SPDR(R) S&P(R) Dividend ETF C000019034 SPDR(R) S&P(R) Dividend ETF SDY ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000025242 SPDR(R) S&P(R) Food & Beverage ETF C000075211 SPDR(R) S&P(R) Food & Beverage ETF NULL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012330 SPDR(R) S&P(R) Health Care Equipment ETF C000033546 SPDR(R) S&P(R) Health Care Equipment ETF XHE ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012331 SPDR(R) S&P(R) Health Care Services ETF C000033547 SPDR(R) S&P(R) Health Care Services ETF XHS ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000010019 SPDR(R) S&P(R) Homebuilders ETF C000027707 SPDR(R) S&P(R) Homebuilders ETF XHB ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012333 SPDR(R) S&P(R) Metals & Mining ETF C000033549 SPDR(R) S&P(R) Metals & Mining ETF XME ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012334 SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF C000033550 SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF XES ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012319 SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF C000033535 SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF XOP ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012320 SPDR(R) S&P(R) Outsourcing and IT Consulting ETF C000033536 SPDR(R) S&P(R) Outsourcing and IT Consulting ETF XOT ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012321 SPDR(R) S&P(R) Pharmaceuticals ETF C000033537 SPDR(R) S&P(R) Pharmaceuticals ETF XPH ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012322 SPDR(R) S&P(R) Retail ETF C000033538 SPDR(R) S&P(R) Retail ETF XRT ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000010020 SPDR(R) S&P(R) Semiconductor ETF C000027708 SPDR(R) S&P(R) Semiconductor ETF XSD ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012329 SPDR(R) S&P(R) Software & Services ETF C000033545 SPDR(R) S&P(R) Software & Services ETF XSW ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012323 SPDR(R) S&P(R) Telecom ETF C000033539 SPDR(R) S&P(R) Telecom ETF XTL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012324 SPDR(R) S&P(R) Transportation ETF C000033540 SPDR(R) S&P(R) Transportation ETF XTN ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000026152 SPDR(R) Wells Fargo Preferred Stock ETF C000078463 SPDR(R) Wells Fargo Preferred Stock ETF PSK ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08594 0000925764 SPECIAL EQUITIES PORTFOLIO 30 S000005246 SPECIAL EQUITIES PORTFOLIO C000014298 SPECIAL EQUITIES PORTFOLIO NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-08231 0001039667 SPIRIT OF AMERICA INVESTMENT FUND INC 30 S000021071 Spirit of America High Yield Tax Free Bond Fund C000059931 Class A Shares SOAMX 477 JERICHO TURNPIKE SYOSSET 11791 NY NULL 811-08231 0001039667 SPIRIT OF AMERICA INVESTMENT FUND INC 30 S000024753 Spirit of America Income Fund C000073513 Class A SOAIX 477 JERICHO TURNPIKE SYOSSET 11791 NY NULL 811-08231 0001039667 SPIRIT OF AMERICA INVESTMENT FUND INC 30 S000001449 SPIRIT OF AMERICA LARGE CAP VALUE FUND C000003857 CLASS A SOAVX 477 JERICHO TURNPIKE SYOSSET 11791 NY NULL 811-08231 0001039667 SPIRIT OF AMERICA INVESTMENT FUND INC 30 S000001448 SPIRIT OF AMERICA REAL ESTATE INCOME AND GROWTH FUND C000003855 CLASS A SOAAX 477 JERICHO TURNPIKE SYOSSET 11791 NY NULL 811-08231 0001039667 SPIRIT OF AMERICA INVESTMENT FUND INC 30 S000001448 SPIRIT OF AMERICA REAL ESTATE INCOME AND GROWTH FUND C000003856 CLASS B SOABX 477 JERICHO TURNPIKE SYOSSET 11791 NY NULL 811-22542 0001516212 SSgA Active ETF Trust 30 S000033064 SPDR Blackstone / GSO Senior Loan ETF C000101921 SPDR Blackstone / GSO Senior Loan ETF NULL ONE LINCOLN STREET BOSTON 02111 MA NULL 811-22542 0001516212 SSgA Active ETF Trust 30 S000033063 SPDR SSgA Aggressive Global Allocation ETF C000101920 SPDR SSgA Aggressive Global Allocation ETF NULL ONE LINCOLN STREET BOSTON 02111 MA NULL 811-22542 0001516212 SSgA Active ETF Trust 30 S000033061 SPDR SSgA Conservative Global Allocation ETF C000101918 SPDR SSgA Conservative Global Allocation ETF NULL ONE LINCOLN STREET BOSTON 02111 MA NULL 811-22542 0001516212 SSgA Active ETF Trust 30 S000033062 SPDR SSgA Global Allocation ETF C000101919 SPDR SSgA Global Allocation ETF NULL ONE LINCOLN STREET BOSTON 02111 MA NULL 811-22542 0001516212 SSgA Active ETF Trust 30 S000033060 SPDR SSgA Income Allocation ETF C000101917 SPDR SSgA Income Allocation ETF NULL ONE LINCOLN STREET BOSTON 02111 MA NULL 811-22542 0001516212 SSgA Active ETF Trust 30 S000033059 SPDR SSgA Multi-Asset Real Return ETF C000101916 SPDR SSgA Multi-Asset Real Return ETF NULL ONE LINCOLN STREET BOSTON 02111 MA NULL 811-05430 0000826686 SSGA FUNDS 30 S000005186 SSgA Bond Market Fund C000014164 Class R SBMRX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005186 SSgA Bond Market Fund C000014163 Institutional SSBMX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000018548 SSgA Core Edge Equity Fund C000051453 SSgA Core Edge Equity Fund SSCSX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005177 SSgA Directional Core Equity Fund C000014150 Institutional SDCQX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005182 SSgA Disciplined Equity Fund C000014158 Institutional SSMTX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005184 SSgA Dynamic Small Cap Fund C000014161 Class R SSCRX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005184 SSgA Dynamic Small Cap Fund C000014160 Institutional SVSCX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005187 SSgA Emerging Markets Fund C000014165 Institutional SSEMX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005187 SSgA Emerging Markets Fund C000033262 Select Class SEMXS 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005178 SSgA Enhanced Small Cap Fund C000014151 Institutional SESPX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005171 SSgA High Yield Bond Fund C000014143 Institutional SSHYX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005173 SSgA IAM SHARES Fund C000014146 Institutional SIAMX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005165 SSgA Intermediate Fund C000014136 Institutional SSINX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005168 SSgA International Stock Selection Fund C000014140 Class R SSARX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005168 SSgA International Stock Selection Fund C000014139 Institutional SSAIX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005179 SSgA Life Solutions Balanced Fund C000014153 Class R SLBRX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005179 SSgA Life Solutions Balanced Fund C000014152 Institutional SSLBX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005180 SSgA Life Solutions Growth Fund C000014155 Class R SLRRX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA 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SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005169 SSgA Tuckerman Active REIT Fund C000014141 Institutional SSREX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005174 SSgA U.S. Government Money Market Fund C000014147 Institutional SSGXX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-05430 0000826686 SSGA FUNDS 30 S000005188 SSgA U.S. Treasury Money Market Fund C000014166 Institutional SVTXX 1301 SECOND AVE SEATTLE 98101 WA 18TH FLOOR 811-22705 0001516211 SSgA Master Trust 30 S000037661 BLACKSTONE/GSO SENIOR LOAN PORTFOLIO C000116127 BLACKSTONE/GSO SENIOR LOAN PORTFOLIO NULL ONE LINCOLN STREET BOSTON 02111 MA NULL 811-22705 0001516211 SSgA Master Trust 30 S000037660 SSgA AGGRESSIVE GLOBAL ALLOCATION PORTFOLIO C000116126 SSgA AGGRESSIVE GLOBAL ALLOCATION PORTFOLIO NULL ONE LINCOLN STREET BOSTON 02111 MA NULL 811-22705 0001516211 SSgA Master Trust 30 S000037658 SSgA CONSERVATIVE GLOBAL ALLOCATION PORTFOLIO C000116124 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Funds Trust 30 S000027985 SteelPath MLP Income Fund C000101829 Class C Shares MLPRX 2100 MCKINNEY AVENUE DALLAS 75201 TX SUITE 1401 811-22363 0001478168 SteelPath MLP Funds Trust 30 S000027985 SteelPath MLP Income Fund C000085061 Class I Shares MLPZX 2100 MCKINNEY AVENUE DALLAS 75201 TX SUITE 1401 811-22363 0001478168 SteelPath MLP Funds Trust 30 S000027983 SteelPath MLP Select 40 Fund C000085055 Class A Shares MLPFX 2100 MCKINNEY AVENUE DALLAS 75201 TX SUITE 1401 811-22363 0001478168 SteelPath MLP Funds Trust 30 S000027983 SteelPath MLP Select 40 Fund C000101827 Class C Shares MLPEX 2100 MCKINNEY AVENUE DALLAS 75201 TX SUITE 1401 811-22363 0001478168 SteelPath MLP Funds Trust 30 S000027983 SteelPath MLP Select 40 Fund C000085056 Class I Shares MLPTX 2100 MCKINNEY AVENUE DALLAS 75201 TX SUITE 1401 811-22363 0001478168 SteelPath MLP Funds Trust 30 S000027983 SteelPath MLP Select 40 Fund C000085057 Class Y Shares MLPYX 2100 MCKINNEY AVENUE DALLAS 75201 TX SUITE 1401 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000033166 Sterling Capital Corporate Fund C000102096 S shares SCCPX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003555 STERLING CAPITAL EQUITY INCOME FUND C000009884 A CLASS BAEIX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003555 STERLING CAPITAL EQUITY INCOME FUND C000009885 B CLASS BEIBX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003555 STERLING CAPITAL EQUITY INCOME FUND C000009886 C CLASS BCEGX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003555 STERLING CAPITAL EQUITY INCOME FUND C000084352 Class R BAERX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003555 STERLING CAPITAL EQUITY INCOME FUND C000009883 INSTITUTIONAL CLASS BEGIX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003556 STERLING CAPITAL EQUITY INDEX FUND C000009888 A CLASS BAEQX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003556 STERLING CAPITAL EQUITY INDEX FUND C000009889 B CLASS BBEQX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003556 STERLING CAPITAL EQUITY INDEX FUND C000009887 C CLASS BCEQX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003556 STERLING CAPITAL EQUITY INDEX FUND C000047994 Institutional BIEQX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003557 STERLING CAPITAL INTERMEDIATE US GOVERNMENT FUND C000009891 A CLASS BGVAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003557 STERLING CAPITAL INTERMEDIATE US GOVERNMENT FUND C000009892 B CLASS BUSGX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003557 STERLING CAPITAL INTERMEDIATE US GOVERNMENT FUND C000009893 C CLASS BIUCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003557 STERLING CAPITAL INTERMEDIATE US GOVERNMENT FUND C000009890 INSTITUTIONAL CLASS BBGVX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003558 STERLING CAPITAL INTERNATIONAL FUND C000009895 A CLASS BIQAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003558 STERLING CAPITAL INTERNATIONAL FUND C000009896 B CLASS BIQBX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003558 STERLING CAPITAL INTERNATIONAL FUND C000009897 C CLASS BIQCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003558 STERLING CAPITAL INTERNATIONAL FUND C000009894 INSTITUTIONAL CLASS BBTIX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000035772 STERLING CAPITAL INTERNATIONAL INDEX FUND C000109615 A SHARES NULL 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000035772 STERLING CAPITAL INTERNATIONAL INDEX FUND C000109616 C SHARES NULL 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000035772 STERLING CAPITAL INTERNATIONAL INDEX FUND C000109617 INSTITUTIONAL SHARES NULL 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003559 STERLING CAPITAL KENTUCKY INTERMEDIATE TAX-FREE FUND C000009899 A CLASS BKTAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003559 STERLING CAPITAL KENTUCKY INTERMEDIATE TAX-FREE FUND C000112500 C Shares BKCAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003559 STERLING CAPITAL KENTUCKY INTERMEDIATE TAX-FREE FUND C000009898 INSTITUTIONAL CLASS BKITX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003540 STERLING CAPITAL MARYLAND INTERMEDIATE TAX-FREE FUND C000009836 A CLASS BMAAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003540 STERLING CAPITAL MARYLAND INTERMEDIATE TAX-FREE FUND C000112494 C Shares BMDCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003540 STERLING CAPITAL MARYLAND INTERMEDIATE TAX-FREE FUND C000009835 INSTITUTIONAL CLASS BMAIX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003539 STERLING CAPITAL MID VALUE FUND C000009832 A CLASS OVEAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003539 STERLING CAPITAL MID VALUE FUND C000009833 B CLASS OVEBX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003539 STERLING CAPITAL MID VALUE FUND C000009834 C CLASS OVECX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003539 STERLING CAPITAL MID VALUE FUND C000084349 Class R OVERX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003539 STERLING CAPITAL MID VALUE FUND C000009831 INSTITUTIONAL CLASS OVEIX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000012847 STERLING CAPITAL NATIONAL TAX-FREE MONEY MARKET FUND C000034745 A CLASS BNAXX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000012847 STERLING CAPITAL NATIONAL TAX-FREE MONEY MARKET FUND C000112501 C Shares BNCXX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000012847 STERLING CAPITAL NATIONAL TAX-FREE MONEY MARKET FUND C000034744 INSTITUTIONAL CLASS BNIXX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003541 STERLING CAPITAL NORTH CAROLINA INTERMEDIATE TAX-FREE FUND C000009838 A CLASS BNCAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003541 STERLING CAPITAL NORTH CAROLINA INTERMEDIATE TAX-FREE FUND C000112495 C Shares BBNCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003541 STERLING CAPITAL NORTH CAROLINA INTERMEDIATE TAX-FREE FUND C000009837 INSTITUTIONAL CLASS BBNTX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003542 STERLING CAPITAL PRIME MONEY MARKET FUND C000009840 A CLASS BBAXX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003542 STERLING CAPITAL PRIME MONEY MARKET FUND C000009841 B CLASS BPBXX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003542 STERLING CAPITAL PRIME MONEY MARKET FUND C000009842 C CLASS BBCXX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003542 STERLING CAPITAL PRIME MONEY MARKET FUND C000009839 INSTITUTIONAL CLASS BBPXX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000033167 Sterling Capital Securitized Opportunities Fund C000102097 S shares SCSPX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003536 STERLING CAPITAL SELECT EQUITY FUND C000009820 A CLASS BBTGX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003536 STERLING CAPITAL SELECT EQUITY FUND C000009821 B CLASS BGISX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003536 STERLING CAPITAL SELECT EQUITY FUND C000009822 C CLASS BCVCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003536 STERLING CAPITAL SELECT EQUITY FUND C000009819 INSTITUTIONAL CLASS BBISX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003547 STERLING CAPITAL SHORT-TERM BOND FUND C000009858 A CLASS BSGAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003547 STERLING CAPITAL SHORT-TERM BOND FUND C000112497 C Shares BBSCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003547 STERLING CAPITAL SHORT-TERM BOND FUND C000009857 INSTITUTIONAL CLASS BBSGX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000012930 Sterling Capital Small Value Fund C000084353 Class A SPSAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000012930 Sterling Capital Small Value Fund C000084354 Class B SPSBX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000012930 Sterling Capital Small Value Fund C000084355 Class C SPSDX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000012930 Sterling Capital Small Value Fund C000084356 Class R SPSRX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000012930 Sterling Capital Small Value Fund C000034900 INSTITUTIONAL SHARES SPSCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003545 STERLING CAPITAL SOUTH CAROLINA INTERMEDIATE TAX-FREE FUND C000009852 A CLASS BASCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003545 STERLING CAPITAL SOUTH CAROLINA INTERMEDIATE TAX-FREE FUND C000112496 C Shares BSCCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003545 STERLING CAPITAL SOUTH CAROLINA INTERMEDIATE TAX-FREE FUND C000009851 INSTITUTIONAL CLASS BSCIX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003543 STERLING CAPITAL SPECIAL OPPORTUNITIES FUND C000009844 A CLASS BOPAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003543 STERLING CAPITAL SPECIAL OPPORTUNITIES FUND C000009845 B CLASS BOPBX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003543 STERLING CAPITAL SPECIAL OPPORTUNITIES FUND C000009846 C CLASS BOPCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003543 STERLING CAPITAL SPECIAL OPPORTUNITIES FUND C000084350 Class R BOPRX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003543 STERLING CAPITAL SPECIAL OPPORTUNITIES FUND C000009843 INSTITUTIONAL CLASS BOPIX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003554 STERLING CAPITAL STRATEGIC ALLOCATION BALANCED FUND C000009880 A CLASS BAMGX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003554 STERLING CAPITAL STRATEGIC ALLOCATION BALANCED FUND C000009881 B CLASS BBMGX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003554 STERLING CAPITAL STRATEGIC ALLOCATION BALANCED FUND C000009882 C CLASS BCMCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003554 STERLING CAPITAL STRATEGIC ALLOCATION BALANCED FUND C000009879 INSTITUTIONAL CLASS BCGTX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003546 STERLING CAPITAL STRATEGIC ALLOCATION CONSERVATIVE FUND C000009854 A CLASS BCGAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003546 STERLING CAPITAL STRATEGIC ALLOCATION CONSERVATIVE FUND C000009855 B CLASS BCGBX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003546 STERLING CAPITAL STRATEGIC ALLOCATION CONSERVATIVE FUND C000009856 C CLASS BCCCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003546 STERLING CAPITAL STRATEGIC ALLOCATION CONSERVATIVE FUND C000009853 INSTITUTIONAL CLASS BMGTX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003535 STERLING CAPITAL STRATEGIC ALLOCATION EQUITY FUND C000009816 A CLASS BCAAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003535 STERLING CAPITAL STRATEGIC ALLOCATION EQUITY FUND C000009817 B CLASS BCABX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003535 STERLING CAPITAL STRATEGIC ALLOCATION EQUITY FUND C000009818 C CLASS BCACX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003535 STERLING CAPITAL STRATEGIC ALLOCATION EQUITY FUND C000009815 INSTITUTIONAL CLASS BCATX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003553 STERLING CAPITAL STRATEGIC ALLOCATION GROWTH FUND C000009876 A CLASS BCMAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003553 STERLING CAPITAL STRATEGIC ALLOCATION GROWTH FUND C000009877 B CLASS BCMBX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003553 STERLING CAPITAL STRATEGIC ALLOCATION GROWTH FUND C000009878 C CLASS BCGCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003553 STERLING CAPITAL STRATEGIC ALLOCATION GROWTH FUND C000009875 INSTITUTIONAL CLASS BCMTX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003549 STERLING CAPITAL TOTAL RETURN BOND FUND C000009864 A CLASS BICAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003549 STERLING CAPITAL TOTAL RETURN BOND FUND C000009865 B CLASS BICBX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003549 STERLING CAPITAL TOTAL RETURN BOND FUND C000009866 C CLASS BICCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003549 STERLING CAPITAL TOTAL RETURN BOND FUND C000084351 Class R BICRX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003549 STERLING CAPITAL TOTAL RETURN BOND FUND C000009863 INSTITUTIONAL CLASS BIBTX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003550 STERLING CAPITAL US TREASURY MONEY MARKET FUND C000009868 A CLASS BBUXX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003550 STERLING CAPITAL US TREASURY MONEY MARKET FUND C000009869 B CLASS BUSXX 434 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NE BELLEVUE 98004 WA SUITE 1200 811-22653 0001538307 Symetra Mutual Funds Trust 30 S000036559 Symetra DoubleLine Total Return Fund C000111874 Symetra DoubleLine Total Return Fund NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-22653 0001538307 Symetra Mutual Funds Trust 30 S000036575 Symetra Pension Reserve Fund 2016 (b. 1942-1947) C000111890 Symetra Pension Reserve Fund 2016 (b. 1942-1947) NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-22653 0001538307 Symetra Mutual Funds Trust 30 S000036578 Symetra Pension Reserve Fund 2016 (b. 1948-1952) C000111893 Symetra Pension Reserve Fund 2016 (b. 1948-1952) NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-22653 0001538307 Symetra Mutual Funds Trust 30 S000036563 Symetra Pension Reserve Fund 2016 (b. 1953-1957) C000111878 Symetra Pension Reserve Fund 2016 (b. 1953-1957) NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-22653 0001538307 Symetra Mutual Funds Trust 30 S000036576 Symetra Pension Reserve Fund 2020 (b. 1942-1947) C000111891 Symetra Pension Reserve Fund 2020 (b. 1942-1947) NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-22653 0001538307 Symetra Mutual Funds Trust 30 S000036560 Symetra Pension Reserve Fund 2020 (b. 1948-1952) C000111875 Symetra Pension Reserve Fund 2020 (b. 1948-1952) NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-22653 0001538307 Symetra Mutual Funds Trust 30 S000036564 Symetra Pension Reserve Fund 2020 (b. 1953-1957) C000111879 Symetra Pension Reserve Fund 2020 (b. 1953-1957) NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-22653 0001538307 Symetra Mutual Funds Trust 30 S000036567 Symetra Pension Reserve Fund 2020 (b. 1958-1962) C000111882 Symetra Pension Reserve Fund 2020 (b. 1958-1962) NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-22653 0001538307 Symetra Mutual Funds Trust 30 S000036577 Symetra Pension Reserve Fund 2024 (b. 1942-1947) C000111892 Symetra Pension Reserve Fund 2024 (b. 1942-1947) NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-22653 0001538307 Symetra Mutual Funds Trust 30 S000036561 Symetra Pension Reserve Fund 2024 (b. 1948-1952) C000111876 Symetra Pension Reserve Fund 2024 (b. 1948-1952) NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-22653 0001538307 Symetra Mutual Funds Trust 30 S000036565 Symetra Pension Reserve Fund 2024 (b. 1953-1957) C000111880 Symetra Pension Reserve Fund 2024 (b. 1953-1957) NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-22653 0001538307 Symetra Mutual Funds Trust 30 S000036568 Symetra Pension Reserve Fund 2024 (b. 1958-1962) C000111883 Symetra Pension Reserve Fund 2024 (b. 1958-1962) NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-22653 0001538307 Symetra Mutual Funds Trust 30 S000036562 Symetra Pension Reserve Fund 2028 (b. 1948-1952) C000111877 Symetra Pension Reserve Fund 2028 (b. 1948-1952) NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-22653 0001538307 Symetra Mutual Funds Trust 30 S000036566 Symetra Pension Reserve Fund 2028 (b. 1953-1957) C000111881 Symetra Pension Reserve Fund 2028 (b. 1953-1957) NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-22653 0001538307 Symetra Mutual Funds Trust 30 S000036569 Symetra Pension Reserve Fund 2028 (b. 1958-1962) C000111884 Symetra Pension Reserve Fund 2028 (b. 1958-1962) NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-22653 0001538307 Symetra Mutual Funds Trust 30 S000036572 Symetra Yacktman Focused Fund C000111887 Symetra Yacktman Focused Fund NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-04716 0000795890 SYMETRA RESOURCE VARIABLE ACCOUNT B 32 S000001241 SYMETRA RESOURCE VARIABLE ACCOUNT B C000003377 Resource B NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-04716 0000795890 SYMETRA RESOURCE VARIABLE ACCOUNT B 32 S000001241 SYMETRA RESOURCE VARIABLE ACCOUNT B C000003376 Spinnaker Plus NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-04716 0000795890 SYMETRA RESOURCE VARIABLE ACCOUNT B 32 S000001241 SYMETRA RESOURCE VARIABLE ACCOUNT B C000003375 SYMETRA RESOURCE VARIABLE ACCOUNT B NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-04716 0000795890 SYMETRA RESOURCE VARIABLE ACCOUNT B 32 S000001241 SYMETRA RESOURCE VARIABLE ACCOUNT B C000110650 Symetra True Variable Annuity NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-08052 0000912869 Symetra SEPARATE ACCOUNT C 32 S000001238 Symetra SEPARATE ACCOUNT C C000003369 Mainsail NULL 777 108TH AVE NE BELLEVUE 98004-5135 WA SUITE 1200 811-08052 0000912869 Symetra SEPARATE ACCOUNT C 32 S000001238 Symetra SEPARATE ACCOUNT C C000003366 Spinnaker NULL 777 108TH AVE NE BELLEVUE 98004-5135 WA SUITE 1200 811-08052 0000912869 Symetra SEPARATE ACCOUNT C 32 S000001238 Symetra SEPARATE ACCOUNT C C000003367 Spinnaker Advisor NULL 777 108TH AVE NE BELLEVUE 98004-5135 WA SUITE 1200 811-08052 0000912869 Symetra SEPARATE ACCOUNT C 32 S000001238 Symetra SEPARATE ACCOUNT C C000003368 Spinnaker Choice NULL 777 108TH AVE NE BELLEVUE 98004-5135 WA SUITE 1200 811-08052 0000912869 Symetra SEPARATE ACCOUNT C 32 S000001238 Symetra SEPARATE ACCOUNT C C000039522 Symetra Focus NULL 777 108TH AVE NE BELLEVUE 98004-5135 WA SUITE 1200 811-08052 0000912869 Symetra SEPARATE ACCOUNT C 32 S000001238 Symetra SEPARATE ACCOUNT C C000077288 Symetra Retirement Passport Group Variable Annuity NULL 777 108TH AVE NE BELLEVUE 98004-5135 WA SUITE 1200 811-08052 0000912869 Symetra SEPARATE ACCOUNT C 32 S000001238 Symetra SEPARATE ACCOUNT C C000003365 Symetra SEPARATE ACCOUNT C NULL 777 108TH AVE NE BELLEVUE 98004-5135 WA SUITE 1200 811-04909 0000806180 SYMETRA SEPARATE ACCOUNT SL 33 S000001239 SYMETRA SEPARATE ACCOUNT SL C000003372 EVUL NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-04909 0000806180 SYMETRA SEPARATE ACCOUNT SL 33 S000001239 SYMETRA SEPARATE ACCOUNT SL C000003371 PVUL NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-04909 0000806180 SYMETRA SEPARATE ACCOUNT SL 33 S000001239 SYMETRA SEPARATE ACCOUNT SL C000038169 Symetra Complete NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-04909 0000806180 SYMETRA SEPARATE ACCOUNT SL 33 S000001239 SYMETRA SEPARATE ACCOUNT SL C000038942 Symetra Complete Advisor NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-04909 0000806180 SYMETRA SEPARATE ACCOUNT SL 33 S000001239 SYMETRA SEPARATE ACCOUNT SL C000003370 SYMETRA SEPARATE ACCOUNT SL NULL 777 108TH AVE NE BELLEVUE 98004 WA SUITE 1200 811-06275 0000871839 T. Rowe Price Balanced Fund, Inc. 30 S000002068 T. Rowe Price Balanced Fund, Inc. C000005423 T. Rowe Price Balanced Fund, Inc. RPBAX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07059 0000902259 T. Rowe Price Blue Chip Growth Fund, Inc. 30 S000002069 T. Rowe Price Blue Chip Growth Fund, Inc. C000005424 T. Rowe Price Blue Chip Growth Fund, Inc. TRBCX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07059 0000902259 T. Rowe Price Blue Chip Growth Fund, Inc. 30 S000002069 T. Rowe Price Blue Chip Growth Fund, Inc. C000005425 T. Rowe Price Blue Chip Growth Fund-Advisor Class PABGX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07059 0000902259 T. Rowe Price Blue Chip Growth Fund, Inc. 30 S000002069 T. Rowe Price Blue Chip Growth Fund, Inc. C000005426 T. Rowe Price Blue Chip Growth Fund-R Class RRBGX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04525 0000798086 T. Rowe Price California Tax-Free Income Trust 30 S000002126 California Tax-Free Bond Fund C000005517 California Tax-Free Bond Fund PRXCX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04525 0000798086 T. Rowe Price California Tax-Free Income Trust 30 S000002127 California Tax-Free Money Fund C000005518 California Tax-Free Money Fund PCTXX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04519 0000793347 T. Rowe Price Capital Appreciation Fund 30 S000002070 T. Rowe Price Capital Appreciation Fund C000005427 T. Rowe Price Capital Appreciation Fund PRWCX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04519 0000793347 T. Rowe Price Capital Appreciation Fund 30 S000002070 T. Rowe Price Capital Appreciation Fund C000005428 T. Rowe Price Capital Appreciation Fund-Advisor Class PACLX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07225 0000931151 T. Rowe Price Capital Opportunity Fund, Inc. 30 S000002071 T. Rowe Price Capital Opportunity Fund, Inc. C000005429 T. Rowe Price Capital Opportunity Fund, Inc. PRCOX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07225 0000931151 T. Rowe Price Capital Opportunity Fund, Inc. 30 S000002071 T. Rowe Price Capital Opportunity Fund, Inc. C000005430 T. Rowe Price Capital Opportunity Fund-Advisor Class PACOX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07225 0000931151 T. Rowe Price Capital Opportunity Fund, Inc. 30 S000002071 T. Rowe Price Capital Opportunity Fund, Inc. C000005431 T. Rowe Price Capital Opportunity Fund-R Class RRCOX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07353 0000949820 T. Rowe Price Corporate Income Fund, Inc. 30 S000002128 T. Rowe Price Corporate Income Fund, Inc. C000005519 T. Rowe Price Corporate Income Fund, Inc. PRPIX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21454 0001267862 T. Rowe Price Diversified Mid-Cap Growth Fund, Inc. 30 S000002073 T. Rowe Price Diversified Mid-Cap Growth Fund, Inc. C000005433 T. Rowe Price Diversified Mid-Cap Growth Fund, Inc. PRDMX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-08203 0001038469 T. Rowe Price Diversified Small-Cap Growth Fund, Inc. 30 S000002074 T. Rowe Price Diversified Small-Cap Growth Fund, Inc. C000005434 T. Rowe Price Diversified Small-Cap Growth Fund, Inc. PRDSX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07055 0000894024 T. Rowe Price Dividend Growth Fund, Inc. 30 S000002075 T. Rowe Price Dividend Growth Fund, Inc. C000005435 T. Rowe Price Dividend Growth Fund, Inc. PRDGX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07055 0000894024 T. Rowe Price Dividend Growth Fund, Inc. 30 S000002075 T. Rowe Price Dividend Growth Fund, Inc. C000012104 T. Rowe Price Dividend Growth Fund-Advisor Class TADGX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04400 0000775688 T. Rowe Price Equity Income Fund 30 S000002076 T. Rowe Price Equity Income Fund C000005436 T. Rowe Price Equity Income Fund PRFDX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04400 0000775688 T. Rowe Price Equity Income Fund 30 S000002076 T. Rowe Price Equity Income Fund C000005437 T. Rowe Price Equity Income Fund-Advisor Class PAFDX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04400 0000775688 T. Rowe Price Equity Income Fund 30 S000002076 T. Rowe Price Equity Income Fund C000005438 T. Rowe Price Equity Income Fund-R Class RRFDX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002081 T. Rowe Price Blue Chip Growth Portfolio C000005445 T. Rowe Price Blue Chip Growth Portfolio NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002081 T. Rowe Price Blue Chip Growth Portfolio C000005446 T. Rowe Price Blue Chip Growth Portfolio-II NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002077 T. Rowe Price Equity Income Portfolio C000005439 T. Rowe Price Equity Income Portfolio NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002077 T. Rowe Price Equity Income Portfolio C000005440 T. Rowe Price Equity Income Portfolio-II NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002082 T. Rowe Price Equity Index 500 Portfolio C000005447 T. Rowe Price Equity Index 500 Portfolio NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002083 T. Rowe Price Health Sciences Portfolio C000005448 T. Rowe Price Health Sciences Portfolio NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002083 T. Rowe Price Health Sciences Portfolio C000005449 T. Rowe Price Health Sciences Portfolio-II NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002080 T. Rowe Price Mid-Cap Growth Portfolio C000005443 T. Rowe Price Mid-Cap Growth Portfolio NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002080 T. Rowe Price Mid-Cap Growth Portfolio C000005444 T. Rowe Price Mid-Cap Growth Portfolio-II NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002078 T. Rowe Price New America Growth Portfolio C000005441 T. Rowe Price New America Growth Portfolio NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002079 T. Rowe Price Personal Strategy Balanced Portfolio C000005442 T. Rowe Price Personal Strategy Balanced Portfolio NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07749 0001019286 T. Rowe Price Financial Services Fund, Inc. 30 S000002084 T. Rowe Price Financial Services Fund, Inc. C000005450 T. Rowe Price Financial Services Fund, Inc. PRISX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07153 0000920467 T. Rowe Price Fixed Income Series, Inc. 30 S000002129 T. Rowe Price Limited-Term Bond Portfolio C000005520 T. Rowe Price Limited-Term Bond Portfolio NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07153 0000920467 T. Rowe Price Fixed Income Series, Inc. 30 S000002129 T. Rowe Price Limited-Term Bond Portfolio C000005521 T. Rowe Price Limited-Term Bond Portfolio-II NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07153 0000920467 T. Rowe Price Fixed Income Series, Inc. 30 S000002130 T. Rowe Price Prime Reserve Portfolio C000005522 T. Rowe Price Prime Reserve Portfolio NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-22557 0001520245 T. Rowe Price Floating Rate Fund, Inc. 30 S000033565 T. Rowe Price Floating Rate Fund, Inc. C000103068 T. Rowe Price Floating Rate Fund, Inc. PRFRX 100 EAST BALTIMORE STREET BALTIMORE 21202 MD NULL 811-22557 0001520245 T. Rowe Price Floating Rate Fund, Inc. 30 S000033565 T. Rowe Price Floating Rate Fund, Inc. C000103069 T. Rowe Price Floating Rate Fund-Advisor Class PAFRX 100 EAST BALTIMORE STREET BALTIMORE 21202 MD NULL 811-22218 0001440930 T. Rowe Price Global Real Estate Fund, Inc. 30 S000024038 T. Rowe Price Global Real Estate Fund, Inc. C000070253 T. Rowe Price Global Real Estate Fund, Inc. TRGRX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-22218 0001440930 T. Rowe Price Global Real Estate Fund, Inc. 30 S000024038 T. Rowe Price Global Real Estate Fund, Inc. C000070254 T. Rowe Price Global Real Estate Fund--Advisor Class PAGEX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-09995 0001116626 T. Rowe Price Global Technology Fund, Inc. 30 S000002085 T. Rowe Price Global Technology Fund, Inc. C000005451 T. Rowe Price Global Technology Fund, Inc. PRGTX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04441 0000779785 T. Rowe Price GNMA Fund 30 S000002131 T. Rowe Price GNMA Fund C000005523 T. Rowe Price GNMA Fund PRGMX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-03566 0000706211 T. Rowe Price Growth & Income Fund, Inc. 30 S000002086 T. Rowe Price Growth & Income Fund, Inc. C000005452 T. Rowe Price Growth & Income Fund, Inc. PRGIX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-00579 0000080257 T. Rowe Price Growth Stock Fund, Inc. 30 S000002087 T. Rowe Price Growth Stock Fund, Inc. C000005453 T. Rowe Price Growth Stock Fund, Inc. PRGFX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-00579 0000080257 T. Rowe Price Growth Stock Fund, Inc. 30 S000002087 T. Rowe Price Growth Stock Fund, Inc. C000005454 T. Rowe Price Growth Stock Fund-Advisor Class TRSAX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-00579 0000080257 T. Rowe Price Growth Stock Fund, Inc. 30 S000002087 T. Rowe Price Growth Stock Fund, Inc. C000005455 T. Rowe Price Growth Stock Fund-R Class RRGSX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07381 0001002624 T. Rowe Price Health Sciences Fund, Inc. 30 S000002088 T. Rowe Price Health Sciences Fund, Inc. C000005456 T. Rowe Price Health Sciences Fund, Inc. PRHSX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04119 0000754915 T. Rowe Price High Yield Fund, Inc. 30 S000002132 T. Rowe Price High Yield Fund, Inc. C000005524 T. Rowe Price High Yield Fund, Inc. PRHYX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04119 0000754915 T. Rowe Price High Yield Fund, Inc. 30 S000002132 T. Rowe Price High Yield Fund, Inc. C000005525 T. Rowe Price High Yield Fund-Advisor Class PAHIX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-05986 0000858581 T. Rowe Price Index Trust, Inc. 30 S000002089 T. Rowe Price Equity Index 500 Fund C000005457 T. Rowe Price Equity Index 500 Fund PREIX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-05986 0000858581 T. Rowe Price Index Trust, Inc. 30 S000002090 T. Rowe Price Extended Equity Market Index Fund C000005458 T. Rowe Price Extended Equity Market Index Fund PEXMX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-05986 0000858581 T. Rowe Price Index Trust, Inc. 30 S000002091 T. Rowe Price Total Equity Market Index Fund C000005459 T. Rowe Price Total Equity Market Index Fund POMIX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21919 0001368135 T. Rowe Price Inflation Focused Bond Fund, Inc. 30 S000013369 T. Rowe Price Inflation Focused Bond Fund, Inc. C000036131 T. Rowe Price Inflation Focused Bond Fund, Inc. NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21185 0001181628 T. Rowe Price Inflation Protected Bond Fund, Inc. 30 S000002133 T. Rowe Price Inflation Protected Bond Fund, Inc. C000005526 T. Rowe Price Inflation Protected Bond Fund, Inc. PRIPX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07639 0001012968 T. Rowe Price Institutional Equity Funds, Inc. 30 S000002096 T. Rowe Price Institutional Large-Cap Core Growth Fund C000005464 T. Rowe Price Institutional Large-Cap Core Growth Fund TPLGX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07639 0001012968 T. Rowe Price Institutional Equity Funds, Inc. 30 S000002095 T. Rowe Price Institutional Large-Cap Growth Fund C000005463 T. Rowe Price Institutional Large-Cap Growth Fund TRLGX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07639 0001012968 T. Rowe Price Institutional Equity Funds, Inc. 30 S000002093 T. Rowe Price Institutional Large-Cap Value Fund C000005461 T. Rowe Price Institutional Large-Cap Value Fund TILCX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07639 0001012968 T. Rowe Price Institutional Equity Funds, Inc. 30 S000002092 T. Rowe Price Institutional Mid-Cap Equity Growth Fund C000005460 T. Rowe Price Institutional Mid-Cap Equity Growth Fund PMEGX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07639 0001012968 T. Rowe Price Institutional Equity Funds, Inc. 30 S000002094 T. Rowe Price Institutional Small-Cap Stock Fund C000005462 T. Rowe Price Institutional Small-Cap Stock Fund TRSSX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07639 0001012968 T. Rowe Price Institutional Equity Funds, Inc. 30 S000019417 T. Rowe Price Institutional U.S. Structured Research Fund C000053975 T. Rowe Price Institutional U.S. Structured Research Fund TRISX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21055 0001169187 T. Rowe Price Institutional Income Funds, Inc. 30 S000002135 T. Rowe Price Institutional Core Plus Fund C000005528 T. Rowe Price Institutional Core Plus Fund TICPX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21055 0001169187 T. Rowe Price Institutional Income Funds, Inc. 30 S000002135 T. Rowe Price Institutional Core Plus Fund C000092627 T. Rowe Price Institutional Core Plus Fund-F Class PFCPX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21055 0001169187 T. Rowe Price Institutional Income Funds, Inc. 30 S000020717 T. Rowe Price Institutional Floating Rate Fund C000057839 T. Rowe Price Institutional Floating Rate Fund RPIFX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21055 0001169187 T. Rowe Price Institutional Income Funds, Inc. 30 S000020717 T. Rowe Price Institutional Floating Rate Fund C000092115 T. Rowe Price Institutional Floating Rate Fund-F Class PFFRX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21055 0001169187 T. Rowe Price Institutional Income Funds, Inc. 30 S000002134 T. Rowe Price Institutional High Yield Fund C000005527 T. Rowe Price Institutional High Yield Fund TRHYX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000021841 T. Rowe Price Institutional Africa & Middle East Fund C000062668 T. Rowe Price Institutional Africa & Middle East Fund TRIAX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000029530 T. Rowe Price Institutional Concentrated International Equity Fund C000090615 T. Rowe Price Institutional Concentrated International Equity Fund RPICX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000014469 T. Rowe Price Institutional Emerging Markets Bond Fund C000039420 T. Rowe Price Institutional Emerging Markets Bond Fund TREBX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000002098 T. Rowe Price Institutional Emerging Markets Equity Fund C000005466 T. Rowe Price Institutional Emerging Markets Equity Fund IEMFX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000012706 T. Rowe Price Institutional Global Equity Fund C000034242 T. Rowe Price Institutional Global Equity Fund TRGSX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000023644 T. Rowe Price Institutional Global Large-Cap Equity Fund C000069641 T. Rowe Price Institutional Global Large-Cap Equity Fund RPIGX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000037806 T. Rowe Price Institutional Global Value Equity Fund C000116604 T. Rowe Price Institutional Global Value Equity Fund NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000017718 T. Rowe Price Institutional International Bond Fund C000048951 T. Rowe Price Institutional International Bond Fund RPIIX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000030204 T. Rowe Price Institutional International Core Equity Fund C000092968 T. Rowe Price Institutional International Core Equity Fund TRCEX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000002097 T. Rowe Price Institutional International Growth Equity Fund C000005465 T. Rowe Price Institutional International Growth Equity Fund PRFEX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000018747 T. Rowe Price Africa & Middle East Fund C000051889 T. Rowe Price Africa & Middle East Fund TRAMX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001488 T. Rowe Price Emerging Europe Fund C000004006 T. Rowe Price Emerging Europe Fund TREMX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001490 T. Rowe Price Emerging Markets Bond Fund C000004009 T. Rowe Price Emerging Markets Bond Fund PREMX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000037100 T. Rowe Price Emerging Markets Corporate Bond Fund C000114217 T. Rowe Price Emerging Markets Corporate Bond Fund TRECX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000037100 T. Rowe Price Emerging Markets Corporate Bond Fund C000114216 T. Rowe Price Emerging Markets Corporate Bond Fund-Advisor Class PACEX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000032784 T. Rowe Price Emerging Markets Local Currency Bond Fund C000102979 T. Rowe Price Emerging Markets Local Currency Bond Fund PRELX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000032784 T. Rowe Price Emerging Markets Local Currency Bond Fund C000101161 T. Rowe Price Emerging Markets Local Currency Bond Fund Advisor Class PAELX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001496 T. Rowe Price Emerging Markets Stock Fund C000004015 T. Rowe Price Emerging Markets Stock Fund PRMSX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001492 T. Rowe Price European Stock Fund C000004011 T. Rowe Price European Stock Fund PRESX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000027372 T. Rowe Price Global Infrastructure Fund C000082604 T. Rowe Price Global Infrastructure Fund TRGFX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000027372 T. Rowe Price Global Infrastructure Fund C000082605 T. Rowe Price Global Infrastructure Fund--Advisor Class PAGFX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000023645 T. Rowe Price Global Large-Cap Stock Fund C000069642 T. Rowe Price Global Large-Cap Stock Fund RPGEX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000023645 T. Rowe Price Global Large-Cap Stock Fund C000069643 T. Rowe Price Global Large-Cap Stock Fund--Advisor Class PAGLX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001497 T. Rowe Price Global Stock Fund C000004016 T. Rowe Price Global Stock Fund PRGSX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001497 T. Rowe Price Global Stock Fund C000033095 T. Rowe Price Global Stock Fund-Advisor Class PAGSX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001489 T. Rowe Price International Bond Fund C000004007 T. Rowe Price International Bond Fund RPIBX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001489 T. Rowe Price International Bond Fund C000004008 T. Rowe Price International Bond Fund-Advisor Class PAIBX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001491 T. Rowe Price International Discovery Fund C000004010 T.Rowe Price International Discovery Fund PRIDX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001498 T. Rowe Price International Growth & Income Fund C000004017 T. Rowe Price International Growth & Income Fund TRIGX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001498 T. Rowe Price International Growth & Income Fund C000004018 T. Rowe Price International Growth & Income Fund-Advisor Class PAIGX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001498 T. Rowe Price International Growth & Income Fund C000004019 T. Rowe Price International Growth & Income Fund-R Class RRIGX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001487 T. Rowe Price International Stock Fund C000004003 T. Rowe Price International Stock Fund PRITX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001487 T. Rowe Price International Stock Fund C000004004 T. Rowe Price International Stock Fund-Advisor Class PAITX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001487 T. Rowe Price International Stock Fund C000004005 T. Rowe Price International Stock Fund-R Class RRITX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001494 T. Rowe Price Japan Fund C000004013 T. Rowe Price Japan Fund PRJPX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001495 T. Rowe Price Latin America Fund C000004014 T. Rowe Price Latin America Fund PRLAX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001493 T. Rowe Price New Asia Fund C000004012 T. Rowe Price New Asia Fund PRASX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000014995 T. Rowe Price Overseas Stock Fund C000040834 T. Rowe Price Overseas Stock Fund TROSX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-10063 0001120925 T. Rowe Price International Index Fund, Inc. 30 S000002099 T. Rowe Price International Equity Index Fund C000005467 T. Rowe Price International Equity Index Fund PIEQX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07145 0000918292 T. Rowe Price International Series, Inc. 30 S000002100 T. Rowe Price International Stock Portfolio C000005468 T. Rowe Price International Stock Portfolio NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07075 0000910671 T. Rowe Price Media & Telecommunications Fund, Inc. 30 S000002101 T. Rowe Price Media & Telecommunications Fund, Inc. C000005469 T. Rowe Price Media & Telecommunications Fund, Inc. PRMTX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-06665 0000887147 T. Rowe Price Mid-Cap Growth Fund, Inc. 30 S000002102 T. Rowe Price Mid-Cap Growth Fund, Inc. C000005470 T. Rowe Price Mid-Cap Growth Fund, Inc. RPMGX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-06665 0000887147 T. Rowe Price Mid-Cap Growth Fund, Inc. 30 S000002102 T. Rowe Price Mid-Cap Growth Fund, Inc. C000005471 T. Rowe Price Mid-Cap Growth Fund-Advisor Class PAMCX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-06665 0000887147 T. Rowe Price Mid-Cap Growth Fund, Inc. 30 S000002102 T. Rowe Price Mid-Cap Growth Fund, Inc. C000005472 T. Rowe Price Mid-Cap Growth Fund-R Class RRMGX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07605 0001012678 T. Rowe Price Mid-Cap Value Fund, Inc. 30 S000002103 T. Rowe Price Mid-Cap Value Fund, Inc. C000005473 T. Rowe Price Mid-Cap Value Fund, Inc. TRMCX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07605 0001012678 T. Rowe Price Mid-Cap Value Fund, Inc. 30 S000002103 T. Rowe Price Mid-Cap Value Fund, Inc. C000005474 T. Rowe Price Mid-Cap Value Fund-Advisor Class TAMVX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07605 0001012678 T. Rowe Price Mid-Cap Value Fund, Inc. 30 S000002103 T. Rowe Price Mid-Cap Value Fund, Inc. C000005475 T. Rowe Price Mid-Cap Value Fund-R Class RRMVX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-22620 0001533490 T. Rowe Price Multi-Sector Account Portfolios, Inc. 30 S000036336 T. Rowe Price Emerging Markets Bond Multi-Sector Account Portfolio C000111135 T. Rowe Price Emerging Markets Bond Multi-Sector Account Portfolio NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-22620 0001533490 T. Rowe Price Multi-Sector Account Portfolios, Inc. 30 S000036337 T. Rowe Price Emerging Markets Local Multi-Sector Account Portfolio C000111136 T. Rowe Price Emerging Markets Local Multi-Sector Account Portfolio NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-22620 0001533490 T. Rowe Price Multi-Sector Account Portfolios, Inc. 30 S000036338 T. Rowe Price Floating Rate Multi-Sector Account Portfolio C000111137 T. Rowe Price Floating Rate Multi-Sector Account Portfolio NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-22620 0001533490 T. Rowe Price Multi-Sector Account Portfolios, Inc. 30 S000036339 T. Rowe Price High Yield Multi-Sector Account Portfolio C000111138 T. Rowe Price High Yield Multi-Sector Account Portfolio NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-22620 0001533490 T. Rowe Price Multi-Sector Account Portfolios, Inc. 30 S000036340 T. Rowe Price Investment-Grade Corporate Multi-Sector Account Portfolio C000111139 T. Rowe Price Investment-Grade Corporate Multi-Sector Account Portfolio NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-22620 0001533490 T. Rowe Price Multi-Sector Account Portfolios, Inc. 30 S000036341 T. Rowe Price Mortgage-Backed Securities Multi-Sector Account Portfolio C000111140 T. Rowe Price Mortgage-Backed Securities Multi-Sector Account Portfolio NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04358 0000773485 T. Rowe Price New America Growth Fund 30 S000002104 T. Rowe Price New America Growth Fund C000005476 T. Rowe Price New America Growth Fund PRWAX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04358 0000773485 T. Rowe Price New America Growth Fund 30 S000002104 T. Rowe Price New America Growth Fund C000012105 T. Rowe Price New America Growth Fund-Advisor Class PAWAX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-01710 0000216907 T. Rowe Price New Era Fund, Inc. 30 S000002105 T. Rowe Price New Era Fund, Inc. C000005477 T. Rowe Price New Era Fund, Inc. PRNEX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-00958 0000080248 T. Rowe Price New Horizons Fund, Inc. 30 S000002106 T. Rowe Price New Horizons Fund, Inc. C000005478 T. Rowe Price New Horizons Fund, Inc. PRNHX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02396 0000080249 T. Rowe Price New Income Fund, Inc. 30 S000002136 T. Rowe Price New Income Fund, Inc. C000005529 T. Rowe Price New Income Fund, Inc. PRCIX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02396 0000080249 T. Rowe Price New Income Fund, Inc. 30 S000002136 T. Rowe Price New Income Fund, Inc. C000005530 T. Rowe Price New Income Fund-Advisor Class PANIX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02396 0000080249 T. Rowe Price New Income Fund, Inc. 30 S000002136 T. Rowe Price New Income Fund, Inc. C000005531 T. Rowe Price New Income Fund-R Class RRNIX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07173 0000923084 T. Rowe Price Personal Strategy Funds, Inc. 30 S000002137 T. Rowe Price Personal Strategy Balanced Fund C000005532 T. Rowe Price Personal Strategy Balanced Fund TRPBX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07173 0000923084 T. Rowe Price Personal Strategy Funds, Inc. 30 S000002138 T. Rowe Price Personal Strategy Growth Fund C000005533 T. Rowe Price Personal Strategy Growth Fund TRSGX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-07173 0000923084 T. Rowe Price Personal Strategy Funds, Inc. 30 S000002139 T.Rowe Price Personal Strategy Income Fund C000005534 T. Rowe Price Personal Strategy Income Fund PRSIX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02603 0000316968 T. Rowe Price Prime Reserve Fund, Inc. 30 S000002140 T. Rowe Price Prime Reserve Fund, Inc. C000005535 T. Rowe Price Prime Reserve Fund, Inc. PRRXX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-22410 0001486048 T. Rowe Price Real Assets Fund, Inc. 30 S000029428 T. Rowe Price Real Assets Fund, Inc. C000090373 T. Rowe Price Real Assets Fund, Inc. PRAFX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-08371 0001046404 T. Rowe Price Real Estate Fund, Inc. 30 S000002107 T. Rowe Price Real Estate Fund, Inc. C000005479 T. Rowe Price Real Estate Fund, Inc. TRREX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-08371 0001046404 T. Rowe Price Real Estate Fund, Inc. 30 S000002107 T. Rowe Price Real Estate Fund, Inc. C000005480 T. Rowe Price Real Estate Fund-Advisor Class PAREX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-08279 0001034386 T. Rowe Price Reserve Investment Funds, Inc. 30 S000002154 T. Rowe Price Government Reserve Investment Fund C000005550 T. Rowe Price Government Reserve Investment Fund NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-08279 0001034386 T. Rowe Price Reserve Investment Funds, Inc. 30 S000002153 T. Rowe Price Reserve Investment Fund C000005549 T. Rowe Price Reserve Investment Fund NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002115 T. Rowe Price Retirement 2005 Fund C000005502 T. Rowe Price Retirement 2005 Fund TRRFX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002115 T. Rowe Price Retirement 2005 Fund C000049236 T. Rowe Price Retirement 2005 Fund-Advisor Class PARGX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002115 T. Rowe Price Retirement 2005 Fund C000049237 T. Rowe Price Retirement 2005 Fund-R Class RRTLX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002109 T. Rowe Price Retirement 2010 Fund C000005486 T. Rowe Price Retirement 2010 Fund TRRAX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002109 T. Rowe Price Retirement 2010 Fund C000005487 T. Rowe Price Retirement 2010 Fund-Advisor Class PARAX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002109 T. Rowe Price Retirement 2010 Fund C000005488 T. Rowe Price Retirement 2010 Fund-R Class RRTAX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002116 T. Rowe Price Retirement 2015 Fund C000005503 T. Rowe Price Retirement 2015 Fund TRRGX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002116 T. Rowe Price Retirement 2015 Fund C000049238 T. Rowe Price Retirement 2015 Fund-Advisor Class PARHX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002116 T. Rowe Price Retirement 2015 Fund C000049239 T. Rowe Price Retirement 2015 Fund-R Class RRTMX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002117 T. Rowe Price Retirement 2025 Fund C000005504 T. Rowe Price Retirement 2025 Fund TRRHX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002117 T. Rowe Price Retirement 2025 Fund C000049240 T. Rowe Price Retirement 2025 Fund-Advisor Class PARJX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002117 T. Rowe Price Retirement 2025 Fund C000049241 T. Rowe Price Retirement 2025 Fund-R Class RRTNX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002112 T. Rowe Price Retirement 2030 Fund C000005493 T. Rowe Price Retirement 2030 Fund TRRCX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002112 T. Rowe Price Retirement 2030 Fund C000005495 T. Rowe Price Retirement 2030 Fund- R Class RRTCX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002112 T. Rowe Price Retirement 2030 Fund C000005494 T. Rowe Price Retirement 2030 Fund-Advisor Class PARCX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002118 T. Rowe Price Retirement 2035 Fund C000005505 T. Rowe Price Retirement 2035 Fund TRRJX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002118 T. Rowe Price Retirement 2035 Fund C000049242 T. Rowe Price Retirement 2035 Fund-Advisor Class PARKX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002118 T. Rowe Price Retirement 2035 Fund C000049243 T. Rowe Price Retirement 2035 Fund-R Class RRTPX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002113 T. Rowe Price Retirement 2040 Fund C000005496 T. Rowe Price Retirement 2040 Fund TRRDX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002113 T. Rowe Price Retirement 2040 Fund C000005497 T. Rowe Price Retirement 2040 Fund-Advisor Class PARDX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002113 T. Rowe Price Retirement 2040 Fund C000005498 T. Rowe Price Retirement 2040 Fund-R Class RRTDX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002110 T. Rowe Price Retirement 2045 Fund C000005489 T. Rowe Price Retirement 2045 Fund TRRKX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002110 T. Rowe Price Retirement 2045 Fund C000049235 T. Rowe Price Retirement 2045 Fund-Advisor Class PARLX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002110 T. Rowe Price Retirement 2045 Fund C000049234 T. Rowe Price Retirement 2045 Fund-R Class RRTRX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000014996 T. Rowe Price Retirement 2050 Fund C000040835 T. Rowe Price Retirement 2050 Fund TRRMX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000014996 T. Rowe Price Retirement 2050 Fund C000040836 T. Rowe Price Retirement 2050 Fund-Advisor Class PARFX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000014996 T. Rowe Price Retirement 2050 Fund C000040837 T. Rowe Price Retirement 2050 Fund-R Class RRTFX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000014997 T. Rowe Price Retirement 2055 Fund C000040838 T. Rowe Price Retirement 2055 Fund TRRNX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000014997 T. Rowe Price Retirement 2055 Fund C000049244 T. Rowe Price Retirement 2055 Fund-Advisor Class PAROX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000014997 T. Rowe Price Retirement 2055 Fund C000049245 T. Rowe Price Retirement 2055 Fund-R Class RRTVX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002114 T. Rowe Price Retirement Income Fund C000005499 T. Rowe Price Retirement Income Fund TRRIX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002114 T. Rowe Price Retirement Income Fund C000005500 T. Rowe Price Retirement Income Fund-Advisor Class PARIX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002114 T. Rowe Price Retirement Income Fund C000005501 T. Rowe Price Retirement Income Fund-R Class RRTIX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002111 T.Rowe Price Retirement 2020 Fund C000005490 T. Rowe Price Retirement 2020 Fund TRRBX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002111 T.Rowe Price Retirement 2020 Fund C000005491 T. Rowe Price Retirement 2020 Fund-Advisor Class PARBX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002111 T.Rowe Price Retirement 2020 Fund C000005492 T. Rowe Price Retirement 2020 Fund-R Class RRTBX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-05299 0000819930 T. Rowe Price Science & Technology Fund, Inc. 30 S000002119 T. Rowe Price Science & Technology Fund, Inc. C000005506 T. Rowe Price Science & Technology Fund, Inc. PRSCX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-05299 0000819930 T. Rowe Price Science & Technology Fund, Inc. 30 S000002119 T. Rowe Price Science & Technology Fund, Inc. C000005507 T. Rowe Price Science & Technology Fund-Advisor Class PASTX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-03894 0000731890 T. Rowe Price Short-Term Bond Fund, Inc. 30 S000002141 T. Rowe Price Short-Term Bond Fund, Inc. C000005536 T. Rowe Price Short-Term Bond Fund, Inc. PRWBX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-03894 0000731890 T. Rowe Price Short-Term Bond Fund, Inc. 30 S000002141 T. Rowe Price Short-Term Bond Fund, Inc. C000005537 T. Rowe Price Short-Term Bond Fund-Advisor Class PASHX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-00696 0000075170 T. Rowe Price Small-Cap Stock Fund, Inc. 30 S000002120 T. Rowe Price Small-Cap Stock Fund, Inc. C000005508 T. Rowe Price Small-Cap Stock Fund, Inc. OTCFX 100 EAST PRATT STRET BALTIMORE 21202 MD NULL 811-00696 0000075170 T. Rowe Price Small-Cap Stock Fund, Inc. 30 S000002120 T. Rowe Price Small-Cap Stock Fund, Inc. C000005509 T. Rowe Price Small-Cap Stock Fund-Advisor Class PASSX 100 EAST PRATT STRET BALTIMORE 21202 MD NULL 811-02215-99 0000834798 T. Rowe Price Small-Cap Value Fund, Inc. 30 S000002121 T. Rowe Price Small-Cap Value Fund, Inc. C000005510 T. Rowe Price Small-Cap Value Fund, Inc. PRSVX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02215-99 0000834798 T. Rowe Price Small-Cap Value Fund, Inc. 30 S000002121 T. Rowe Price Small-Cap Value Fund, Inc. C000005511 T. Rowe Price Small-Cap Value Fund-Advisor Class PASVX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04998 0000808303 T. Rowe Price Spectrum Fund, Inc. 30 S000002123 Spectrum Growth Fund C000005513 Spectrum Growth Fund PRSGX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04998 0000808303 T. Rowe Price Spectrum Fund, Inc. 30 S000002122 Spectrum Income Fund C000005512 Spectrum Income Fund RPSIX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04998 0000808303 T. Rowe Price Spectrum Fund, Inc. 30 S000002124 Spectrum International Fund C000005514 Spectrum International Fund PSILX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04521 0000795384 T. Rowe Price State Tax-Free Income Trust 30 S000002149 Georgia Tax-Free Bond Fund C000005545 Georgia Tax-Free Bond Fund GTFBX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04521 0000795384 T. Rowe Price State Tax-Free Income Trust 30 S000002147 Maryland Short-Term Tax-Free Bond Fund C000005543 Maryland Short-Term Tax-Free Bond Fund PRMDX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04521 0000795384 T. Rowe Price State Tax-Free Income Trust 30 S000002144 Maryland Tax-Free Bond Fund C000005540 Maryland Tax-Free Bond Fund MDXBX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04521 0000795384 T. Rowe Price State Tax-Free Income Trust 30 S000002150 Maryland Tax-Free Money Fund C000005546 Maryland Tax-Free Money Fund TMDXX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-04521 0000795384 T. 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Rowe Price Tax-Free Income Fund, Inc. PRTAX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-02684 0000202927 T. Rowe Price Tax-Free Income Fund, Inc. 30 S000002163 T. Rowe Price Tax-Free Income Fund, Inc. C000005560 T. Rowe Price Tax-Free Income Fund-Advisor Class PATAX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-03872 0000730200 T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. 30 S000002165 T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. C000005562 T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. PRFSX 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-03872 0000730200 T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. 30 S000002165 T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. C000117196 T. Rowe Price Tax-Free Short-Intermediate Fund-Advisor Class NULL 100 EAST PRATT STREET BALTIMORE 21202 MD NULL 811-10093 0001120924 T. Rowe Price U.S. Bond Enhanced Index Fund, Inc. 30 S000002166 T. Rowe Price U.S. Bond Enhanced Index Fund, Inc. C000005563 T. 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MULBERRY STREET 811-08915 0001067442 TARGET ASSET ALLOCATION FUNDS 30 S000004703 TARGET CONSERVATIVE ALLOCATION FUND C000012791 Class X NULL GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-08915 0001067442 TARGET ASSET ALLOCATION FUNDS 30 S000004703 TARGET CONSERVATIVE ALLOCATION FUND C000012796 Class Z PDCZX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-08915 0001067442 TARGET ASSET ALLOCATION FUNDS 30 S000004705 TARGET GROWTH ALLOCATION FUND C000012807 Class A PHGAX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-08915 0001067442 TARGET ASSET ALLOCATION FUNDS 30 S000004705 TARGET GROWTH ALLOCATION FUND C000012808 Class B PIHGX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-08915 0001067442 TARGET ASSET ALLOCATION FUNDS 30 S000004705 TARGET GROWTH ALLOCATION FUND C000012809 Class C PHGCX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-08915 0001067442 TARGET ASSET ALLOCATION FUNDS 30 S000004705 TARGET GROWTH ALLOCATION FUND C000012806 Class R PGARX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-08915 0001067442 TARGET ASSET ALLOCATION FUNDS 30 S000004705 TARGET GROWTH ALLOCATION FUND C000012805 Class X NULL GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-08915 0001067442 TARGET ASSET ALLOCATION FUNDS 30 S000004705 TARGET GROWTH ALLOCATION FUND C000012810 Class Z PDHZX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-08915 0001067442 TARGET ASSET ALLOCATION FUNDS 30 S000004704 TARGET MODERATE ALLOCATION FUND C000012800 Class A PAMGX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-08915 0001067442 TARGET ASSET ALLOCATION FUNDS 30 S000004704 TARGET MODERATE ALLOCATION FUND C000012801 Class B DMGBX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-08915 0001067442 TARGET ASSET ALLOCATION FUNDS 30 S000004704 TARGET MODERATE ALLOCATION 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MULLBERRY STREET 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004685 INTERNATIONAL EQUITY C000035401 Class R TEQRX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULLBERRY STREET 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004685 INTERNATIONAL EQUITY C000012750 Class T TAIEX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULLBERRY STREET 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004682 LARGE CAPITALIZATION GROWTH C000035399 Class R TLCRX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULLBERRY STREET 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004682 LARGE CAPITALIZATION GROWTH C000012747 Class T TALGX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULLBERRY STREET 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004688 LARGE CAPITALIZATION VALUE C000035403 Class R TLVRX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULLBERRY STREET 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004688 LARGE CAPITALIZATION VALUE C000012753 Class T TALVX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULLBERRY STREET 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004687 MORTGAGE BACKED SECURITIES C000012752 Class T TGMBX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULLBERRY STREET 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004684 SMALL CAPITALIZATION GROWTH C000035400 Class R TSCRX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULLBERRY STREET 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004684 SMALL CAPITALIZATION GROWTH C000012749 Class T TASGX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULLBERRY STREET 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004689 SMALL CAPITALIZATION VALUE C000035404 Class R TSVRX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULLBERRY STREET 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004689 SMALL CAPITALIZATION VALUE C000012754 Class T TASVX GATEWAY CENTER THREE, 4TH FLOOR NEWARK 07102 NJ 100 MULLBERRY STREET 811-07064 0000890339 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ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-02421 0000050142 TAX EXEMPT BOND FUND OF AMERICA 30 S000009238 TAX EXEMPT BOND FUND OF AMERICA C000068567 Class F-2 TEAFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-02421 0000050142 TAX EXEMPT BOND FUND OF AMERICA 30 S000009238 TAX EXEMPT BOND FUND OF AMERICA C000114839 Class R-6 NULL 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA NULL 811-05698 0000843078 TAX EXEMPT PROCEEDS FUND INC 30 S000010222 TAX EXEMPT PROCEEDS FUND INC C000028280 TAX EXEMPT PROCEEDS FUND INC NULL C/O REICH & TANG ASSET MANAGEMENT LLC NEW YORK 10020-2302 NY 600 FIFTH AVENUE, 8TH FLOOR 811-07409 0001002667 TAX MANAGED GROWTH PORTFOLIO 30 S000005248 TAX-MANAGED GROWTH PORTFOLIO C000014300 TAX-MANAGED GROWTH PORTFOLIO NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-10597 0001163516 TAX MANAGED MID CAP CORE PORTFOLIO 30 S000005250 TAX-MANAGED MID-CAP CORE PORTFOLIO C000014302 TAX-MANAGED MID-CAP CORE PORTFOLIO NULL TWO INTERNATIONAL PLACE 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32ND FLOOR 811-08039 0001031661 THIRD AVENUE TRUST 30 S000001465 THIRD AVENUE SMALL-CAP VALUE FUND C000085635 Investor Class TVSVX 622 THIRD AVENUE NEW YORK 10017 NY 32ND FLOOR 811-08039 0001031661 THIRD AVENUE TRUST 30 S000001464 THIRD AVENUE VALUE FUND C000003885 Institutional Class TAVFX 622 THIRD AVENUE NEW YORK 10017 NY 32ND FLOOR 811-08039 0001031661 THIRD AVENUE TRUST 30 S000001464 THIRD AVENUE VALUE FUND C000085634 Investor Class TVFVX 622 THIRD AVENUE NEW YORK 10017 NY 32ND FLOOR 811-09395 0001089107 THIRD AVENUE VARIABLE SERIES TRUST 30 S000001468 THIRD AVENUE VARIABLE ANNUITY C000003889 THIRD AVENUE VARIABLE ANNUITY NULL 622 THIRD AVENUE NEW YORK 10017 NY 32ND FLOOR 811-04946 0000795264 THOMPSON PLUMB FUNDS INC 30 S000002452 Thompson Plumb Bond Fund C000006582 Thompson Plumb Bond Fund thopx 918 DEMING WAY MADISON 53717 WI 3RD FLOOR 811-04946 0000795264 THOMPSON PLUMB FUNDS INC 30 S000002451 Thompson Plumb Growth Fund C000006581 Thompson Plumb Growth Fund thpgx 918 DEMING WAY MADISON 53717 WI 3RD FLOOR 811-04946 0000795264 THOMPSON PLUMB FUNDS INC 30 S000021538 Thompson Plumb MidCap Fund C000061640 Thompson Plumb MidCap Fund thpmx 918 DEMING WAY MADISON 53717 WI 3RD FLOOR 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011841 Thornburg California Limited Term Municipal Fund C000032344 Thornburg California Limited Term Municipal Fund - Class A LTCAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011841 Thornburg California Limited Term Municipal Fund C000032345 Thornburg California Limited Term Municipal Fund - Class C LTCCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011841 Thornburg California Limited Term Municipal Fund C000032346 Thornburg California Limited Term Municipal Fund - Class I LTCIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011850 Thornburg Core Growth Fund C000032375 Thornburg Core Growth Fund - Class A THCGX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011850 Thornburg Core Growth Fund C000032376 Thornburg Core Growth Fund - Class C TCGCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011850 Thornburg Core Growth Fund C000032377 Thornburg Core Growth Fund - Class I THIGX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011850 Thornburg Core Growth Fund C000042674 Thornburg Core Growth Fund - Class R3 THCRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011850 Thornburg Core Growth Fund C000042673 Thornburg Core Growth Fund - Class R4 TCGRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011850 Thornburg Core Growth Fund C000032379 Thornburg Core Growth Fund - Class R5 THGRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000027135 Thornburg Developing World Fund C000081859 Thornburg Developing World Fund Class A THDAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000027135 Thornburg Developing World Fund C000081860 Thornburg Developing World Fund Class C THDCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000027135 Thornburg Developing World Fund C000081861 Thornburg Developing World Fund Class I THDIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000012859 Thornburg Global Opportunities Fund C000034775 Thornburg Global Opportunities Fund - Class A THOAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000012859 Thornburg Global Opportunities Fund C000034776 Thornburg Global Opportunities Fund - Class C THOCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000012859 Thornburg Global Opportunities Fund C000034777 Thornburg Global Opportunities Fund - Class I THOIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000012859 Thornburg Global Opportunities Fund C000058462 Thornburg Global Opportunities Fund - Class R3 THORX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000012859 Thornburg Global Opportunities Fund C000058463 Thornburg Global Opportunities Fund - Class R4 THOVX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000012859 Thornburg Global Opportunities Fund C000058464 Thornburg Global Opportunities Fund - Class R5 THOFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011844 Thornburg Intermediate Municipal Fund C000032354 Thornburg Intermediate Municipal Fund - Class A THIMX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011844 Thornburg Intermediate Municipal Fund C000032355 Thornburg Intermediate Municipal Fund - Class C THMCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011844 Thornburg Intermediate Municipal Fund C000032356 Thornburg Intermediate Municipal Fund - Class I THMIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000015648 Thornburg International Growth Fund C000042664 Thornburg International Growth Fund - Class A TIGAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000015648 Thornburg International Growth Fund C000042665 Thornburg International Growth Fund - Class C TIGCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000015648 Thornburg International Growth Fund C000042663 Thornburg International Growth Fund - Class I TINGX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000015648 Thornburg International Growth Fund C000058465 Thornburg International Growth Fund - Class R3 TIGVX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000015648 Thornburg International Growth Fund C000058466 Thornburg International Growth Fund - Class R4 TINVX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000015648 Thornburg International Growth Fund C000058467 Thornburg International Growth Fund - Class R5 TINFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011849 Thornburg International Value Fund C000032369 Thornburg International Value Fund - Class A TGVAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011849 Thornburg International Value Fund C000032370 Thornburg International Value Fund - Class B THGBX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011849 Thornburg International Value Fund C000032371 Thornburg International Value Fund - Class C THGCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011849 Thornburg International Value Fund C000032372 Thornburg International Value Fund - Class I TGVIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011849 Thornburg International Value Fund C000042672 Thornburg International Value Fund - Class R3 TGVRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011849 Thornburg International Value Fund C000042671 Thornburg International Value Fund - Class R4 THVRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011849 Thornburg International Value Fund C000032374 Thornburg International Value Fund - Class R5 TIVRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011849 Thornburg International Value Fund C000113849 Thornburg International Value Fund - Class R6: TGIRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011851 Thornburg Investment Income Builder Fund C000032380 Thornburg Investment Income Builder Fund - Class A TIBAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011851 Thornburg Investment Income Builder Fund C000032381 Thornburg Investment Income Builder Fund - Class C TIBCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011851 Thornburg Investment Income Builder Fund C000032382 Thornburg Investment Income Builder Fund - Class I TIBIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011851 Thornburg Investment Income Builder Fund C000042675 Thornburg Investment Income Builder Fund - Class R3 TIBRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011851 Thornburg Investment Income Builder Fund C000058461 Thornburg Investment Income Builder Fund - Class R4 TIBGX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011851 Thornburg Investment Income Builder Fund C000047041 Thornburg Investment Income Builder Fund - Class R5 TIBMX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011845 Thornburg Limited Term Income Fund C000032357 Thornburg Limited Term Income Fund - Class A THIFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011845 Thornburg Limited Term Income Fund C000032358 Thornburg Limited Term Income Fund - Class C THICX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011845 Thornburg Limited Term Income Fund C000032359 Thornburg Limited Term Income Fund - Class I THIIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011845 Thornburg Limited Term Income Fund C000042668 Thornburg Limited Term Income Fund - Class R3 THIRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011845 Thornburg Limited Term Income Fund C000113848 Thornburg Limited Term Income Fund - Class R5: THRRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000000540 Thornburg Limited Term Municipal Fund C000001427 Thornburg Limited Term Municipal Fund - Class A LTMFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000000540 Thornburg Limited Term Municipal Fund C000001438 Thornburg Limited Term Municipal Fund - Class C LTMCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000000540 Thornburg Limited Term Municipal Fund C000001449 Thornburg Limited Term Municipal Fund - Class I LTMIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011842 Thornburg Limited Term U.S. Government Fund C000032347 Thornburg Limited Term U.S. Government Fund - Class A LTUSX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011842 Thornburg Limited Term U.S. Government Fund C000032348 Thornburg Limited Term U.S. Government Fund - Class B LTUBX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011842 Thornburg Limited Term U.S. Government Fund C000032349 Thornburg Limited Term U.S. Government Fund - Class C LTUCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011842 Thornburg Limited Term U.S. Government Fund C000032350 Thornburg Limited Term U.S. Government Fund - Class I LTUIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011842 Thornburg Limited Term U.S. Government Fund C000042666 Thornburg Limited Term U.S. Government Fund - Class R3 LTURX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011842 Thornburg Limited Term U.S. Government Fund C000113847 Thornburg Limited Term U.S. Government Fund - Class R5: LTGRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011843 Thornburg New Mexico Intermediate Municipal Fund C000032352 Thornburg New Mexico Intermediate Municipal Fund - Class A THNMX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011843 Thornburg New Mexico Intermediate Municipal Fund C000032353 Thornburg New Mexico Intermediate Municipal Fund - Class D THNDX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011843 Thornburg New Mexico Intermediate Municipal Fund C000042667 Thornburg New Mexico Intermediate Municipal Fund - Class I THNIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011848 Thornburg New York Intermediate Municipal Fund C000032368 Thornburg New York Intermediate Municipal Fund - Class A THNYX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011848 Thornburg New York Intermediate Municipal Fund C000083544 Thornburg New York Intermediate Municipal Fund - Class I TNYIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000020097 Thornburg Strategic Income Fund C000056389 Thornburg Strategic Income Fund - Class A TSIAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000020097 Thornburg Strategic Income Fund C000056390 Thornburg Strategic Income Fund - Class C TSICX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000020097 Thornburg Strategic Income Fund C000056391 Thornburg Strategic Income Fund - Class I TSIIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000020097 Thornburg Strategic Income Fund C000113850 Thornburg Strategic Income Fund - Class R3: TSIRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000020097 Thornburg Strategic Income Fund C000113851 Thornburg Strategic Income Fund - Class R5: TSRRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000025152 Thornburg Strategic Municipal Income Fund C000075018 Thornburg Strategic Municipal Income Fund Class A TSSAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000025152 Thornburg Strategic Municipal Income Fund C000075019 Thornburg Strategic Municipal Income Fund Class C TSSCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000025152 Thornburg Strategic Municipal Income Fund C000075020 Thornburg Strategic Municipal Income Fund Class I TSSIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011846 Thornburg Value Fund C000032361 Thornburg Value Fund - Class A TVAFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011846 Thornburg Value Fund C000032362 Thornburg Value Fund - Class B TVBFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011846 Thornburg Value Fund C000032363 Thornburg Value Fund - Class C TVCFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011846 Thornburg Value Fund C000032364 Thornburg Value Fund - Class I TVIFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011846 Thornburg Value Fund C000042670 Thornburg Value Fund - Class R3 TVRFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM NULL 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 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Class TAAIX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN NULL 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000000701 Thrivent Balanced Fund C000002055 Class A AABFX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN NULL 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000000701 Thrivent Balanced Fund C000002056 Institutional Class IBBFX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN NULL 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000000702 Thrivent Core Bond Fund C000002058 Class A AAINX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN NULL 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000000702 Thrivent Core Bond Fund C000002059 Institutional Class IIINX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN NULL 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001341 Thrivent Diversified Income Plus Fund C000003588 Class A AAHYX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN NULL 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001341 Thrivent Diversified Income Plus Fund C000003590 Institutional 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NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000029604 TIAA-CREF Emerging Markets Equity Fund C000090852 Premier Class TEMPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000029604 TIAA-CREF Emerging Markets Equity Fund C000090850 Retail Class TEMRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000029604 TIAA-CREF Emerging Markets Equity Fund C000090851 Retirement Class TEMSX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000029605 TIAA-CREF Emerging Markets Equity Index Fund C000090857 Institutional Class TEQLX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000029605 TIAA-CREF Emerging Markets Equity Index Fund C000090856 Premier Class TEQPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000029605 TIAA-CREF Emerging Markets Equity Index Fund C000090854 Retail Class TEQKX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000029605 TIAA-CREF Emerging Markets Equity Index Fund C000090855 Retirement Class TEQSX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019656 TIAA-CREF Enhanced International Equity Index Fund C000054988 Institutional Class TFIIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019657 TIAA-CREF Enhanced Large-Cap Growth Index Fund C000054989 Institutional Class TLIIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019658 TIAA-CREF Enhanced Large-Cap Value Index Fund C000054990 Institutional Class TEVIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005360 TIAA-CREF Equity Index Fund C000014611 Institutional Class TIEIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005360 TIAA-CREF Equity Index Fund C000079551 Premier Class TCEPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005360 TIAA-CREF Equity Index Fund C000033988 Retail Class TINRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005360 TIAA-CREF Equity Index Fund C000033987 Retirement Class TIQRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034062 TIAA-CREF Global Natural Resources Fund C000104992 INSTITUTIONAL CLASS TNRIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034062 TIAA-CREF Global Natural Resources Fund C000107737 PREMIER CLASS TNRPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034062 TIAA-CREF Global Natural Resources Fund C000107738 RETAIL CLASS TNRLX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034062 TIAA-CREF Global Natural Resources Fund C000107739 RETIREMENT CLASS TNRRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005370 TIAA-CREF Growth & Income Fund C000014631 Institutional Class TIGRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005370 TIAA-CREF Growth & Income Fund C000079554 Premier Class TRPGX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005370 TIAA-CREF Growth & Income Fund C000033989 Retail Class TIIRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005370 TIAA-CREF Growth & Income Fund C000014632 Retirement Class TRGIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012196 TIAA-CREF High-Yield Fund C000033279 Institutional Class TIHYX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012196 TIAA-CREF High-Yield Fund C000079572 Premier Class TIHPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012196 TIAA-CREF High-Yield Fund C000033277 Retail Class TIYRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012196 TIAA-CREF High-Yield Fund C000033278 Retirement Class TIHRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005373 TIAA-CREF Inflation-Linked Bond Fund C000014636 Institutional Class TIILX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005373 TIAA-CREF Inflation-Linked Bond Fund C000079557 Premier Class TIKPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005373 TIAA-CREF Inflation-Linked Bond Fund C000014637 Retail Class TCILX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005373 TIAA-CREF Inflation-Linked Bond Fund C000033993 Retirement Class TIKRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005381 TIAA-CREF International Equity Fund C000014645 Institutional Class TIIEX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005381 TIAA-CREF International Equity Fund C000079565 Premier Class TREPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005381 TIAA-CREF International Equity Fund C000033996 Retail Class TIERX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005381 TIAA-CREF International Equity Fund C000014646 Retirement Class TRERX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005368 TIAA-CREF International Equity Index Fund C000014626 Institutional Class TCIEX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005368 TIAA-CREF International Equity Index Fund C000079552 Premier Class TRIPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005368 TIAA-CREF International Equity Index Fund C000014627 Retirement Class TRIEX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012197 TIAA-CREF Large-Cap Growth Fund C000033282 Institutional Class TILGX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012197 TIAA-CREF Large-Cap Growth Fund C000079573 Premier Class TILPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012197 TIAA-CREF Large-Cap Growth Fund C000033280 Retail Class TIRTX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012197 TIAA-CREF Large-Cap Growth Fund C000033281 Retirement Class TILRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005387 TIAA-CREF Large-Cap Growth Index Fund C000014660 Institutional Class TILIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005387 TIAA-CREF Large-Cap Growth Index Fund C000014661 Retirement Class TRIRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005383 TIAA-CREF Large-Cap Value Fund C000014648 Institutional Class TRLIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005383 TIAA-CREF Large-Cap Value Fund C000079567 Premier Class TRCPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005383 TIAA-CREF Large-Cap Value Fund C000014649 Retail Class TCLCX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005383 TIAA-CREF Large-Cap Value Fund C000014650 Retirement Class TRLCX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005388 TIAA-CREF Large-Cap Value Index Fund C000014662 Institutional Class TILVX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005388 TIAA-CREF Large-Cap Value Index Fund C000014663 Retirement Class TRCVX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005375 TIAA-CREF Lifecycle 2010 Fund C000047972 Institutional Class TCTIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005375 TIAA-CREF Lifecycle 2010 Fund C000079559 Premier Class TCTPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005375 TIAA-CREF Lifecycle 2010 Fund C000014639 Retirement Class TCLEX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005376 TIAA-CREF Lifecycle 2015 Fund C000047973 Institutional Class TCNIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005376 TIAA-CREF Lifecycle 2015 Fund C000079560 Premier Class TCFPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005376 TIAA-CREF Lifecycle 2015 Fund C000014640 Retirement Class TCLIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005377 TIAA-CREF Lifecycle 2020 Fund C000047974 Institutional Class TCWIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005377 TIAA-CREF Lifecycle 2020 Fund C000079561 Premier Class TCWPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005377 TIAA-CREF Lifecycle 2020 Fund C000014641 Retirement Class TCLTX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005378 TIAA-CREF Lifecycle 2025 Fund C000047975 Institutional Class TCYIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005378 TIAA-CREF Lifecycle 2025 Fund C000079562 Premier Class TCQPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005378 TIAA-CREF Lifecycle 2025 Fund C000014642 Retirement Class TCLFX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005379 TIAA-CREF Lifecycle 2030 Fund C000047976 Institutional Class TCRIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005379 TIAA-CREF Lifecycle 2030 Fund C000079563 Premier Class TCHPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005379 TIAA-CREF Lifecycle 2030 Fund C000014643 Retirement Class TCLNX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005380 TIAA-CREF Lifecycle 2035 Fund C000047977 Institutional Class TCIIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005380 TIAA-CREF Lifecycle 2035 Fund C000079564 Premier Class TCYPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005380 TIAA-CREF Lifecycle 2035 Fund C000014644 Retirement Class TCLRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005382 TIAA-CREF Lifecycle 2040 Fund C000047978 Institutional Class TCOIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005382 TIAA-CREF Lifecycle 2040 Fund C000079566 Premier Class TCZPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005382 TIAA-CREF Lifecycle 2040 Fund C000014647 Retirement Class TCLOX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019659 TIAA-CREF Lifecycle 2045 Fund C000054991 Institutional Class TTFIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019659 TIAA-CREF Lifecycle 2045 Fund C000079575 Premier Class TTFPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019659 TIAA-CREF Lifecycle 2045 Fund C000054992 Retirement Class TTFRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019660 TIAA-CREF Lifecycle 2050 Fund C000054993 Institutional Class TFTIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019660 TIAA-CREF Lifecycle 2050 Fund C000079576 Premier Class TCLPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019660 TIAA-CREF Lifecycle 2050 Fund C000054994 Retirement Class TLFRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000031927 TIAA-CREF LIFECYCLE 2055 FUND C000099417 INSTITUTIONAL CLASS TTRIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000031927 TIAA-CREF LIFECYCLE 2055 FUND C000099418 PREMIER CLASS TTRPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000031927 TIAA-CREF LIFECYCLE 2055 FUND C000099416 RETIREMENT CLASS TTRLX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026498 TIAA-CREF Lifecycle Index 2010 Fund C000079517 Institutional Class TLTIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026498 TIAA-CREF Lifecycle Index 2010 Fund C000079518 Premier Class TLTPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026498 TIAA-CREF Lifecycle Index 2010 Fund C000079519 Retirement Class TLTRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026501 TIAA-CREF Lifecycle Index 2015 Fund C000079527 Institutional Class TLFIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026501 TIAA-CREF Lifecycle Index 2015 Fund C000079528 Premier Class TLFPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026501 TIAA-CREF Lifecycle Index 2015 Fund C000079529 Retirement Class TLGRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026502 TIAA-CREF Lifecycle Index 2020 Fund C000079530 Institutional Class TLWIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026502 TIAA-CREF Lifecycle Index 2020 Fund C000079531 Premier Class TLWPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026502 TIAA-CREF Lifecycle Index 2020 Fund C000079532 Retirement Class TLWRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026503 TIAA-CREF Lifecycle Index 2025 Fund C000079533 Institutional Class TLQIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026503 TIAA-CREF Lifecycle Index 2025 Fund C000079534 Premier Class TLVPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026503 TIAA-CREF Lifecycle Index 2025 Fund C000079535 Retirement Class TLQRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026504 TIAA-CREF Lifecycle Index 2030 Fund C000079536 Institutional Class TLHIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026504 TIAA-CREF Lifecycle Index 2030 Fund C000079537 Premier Class TLHPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026504 TIAA-CREF Lifecycle Index 2030 Fund C000079538 Retirement Class TLHRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026505 TIAA-CREF Lifecycle Index 2035 Fund C000079539 Institutional Class TLYIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026505 TIAA-CREF Lifecycle Index 2035 Fund C000079540 Premier Class TLYPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026505 TIAA-CREF Lifecycle Index 2035 Fund C000079541 Retirement Class TLYRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026506 TIAA-CREF Lifecycle Index 2040 Fund C000079542 Institutional Class TLZIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026506 TIAA-CREF Lifecycle Index 2040 Fund C000079543 Premier Class TLPRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026506 TIAA-CREF Lifecycle Index 2040 Fund C000079544 Retirement Class TLZRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026507 TIAA-CREF Lifecycle Index 2045 Fund C000079545 Institutional Class TLXIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026507 TIAA-CREF Lifecycle Index 2045 Fund C000079546 Premier Class TLMPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026507 TIAA-CREF Lifecycle Index 2045 Fund C000079547 Retirement Class TLMRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026508 TIAA-CREF Lifecycle Index 2050 Fund C000079548 Institutional Class TLLIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026508 TIAA-CREF Lifecycle Index 2050 Fund C000079549 Premier Class TLLPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026508 TIAA-CREF Lifecycle Index 2050 Fund C000079550 Retirement Class TLLRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000031926 TIAA-CREF LIFECYCLE INDEX 2055 FUND C000099414 INSTITUTIONAL CLASS TTIIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000031926 TIAA-CREF LIFECYCLE INDEX 2055 FUND C000099415 PREMIER CLASS TTIPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000031926 TIAA-CREF LIFECYCLE INDEX 2055 FUND C000099413 RETIREMENT CLASS TTIRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026499 TIAA-CREF Lifecycle Index Retirement Income Fund C000079520 Institutional Class TRILX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026499 TIAA-CREF Lifecycle Index Retirement Income Fund C000079521 Premier Class TLIPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026499 TIAA-CREF Lifecycle Index Retirement Income Fund C000079522 Retirement Class TRCIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019661 TIAA-CREF Lifecycle Retirement Income Fund C000054996 Institutional Class TLRIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019661 TIAA-CREF Lifecycle Retirement Income Fund C000079577 Premier Class TPILX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019661 TIAA-CREF Lifecycle Retirement Income Fund C000054995 Retail Class TLRRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019661 TIAA-CREF Lifecycle Retirement Income Fund C000054997 Retirement Class TLIRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034958 TIAA-CREF Lifestyle Aggressive Growth Fund C000107517 Institutional Class TSAIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034958 TIAA-CREF Lifestyle Aggressive Growth Fund C000107518 Premier Class TSAPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034958 TIAA-CREF Lifestyle Aggressive Growth Fund C000107519 Retail Class TSALX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034958 TIAA-CREF Lifestyle Aggressive Growth Fund C000107520 Retirement Class TSARX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034959 TIAA-CREF Lifestyle Conservative Fund C000107521 Institutional Class TCSIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034959 TIAA-CREF Lifestyle Conservative Fund C000107522 Premier Class TLSPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034959 TIAA-CREF Lifestyle Conservative Fund C000107523 Retail Class TSCLX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034959 TIAA-CREF Lifestyle Conservative Fund C000107524 Retirement Class TSCTX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034960 TIAA-CREF Lifestyle Growth Fund C000107528 Institutional Class TSGGX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034960 TIAA-CREF Lifestyle Growth Fund C000107525 Premier Class TSGPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034960 TIAA-CREF Lifestyle Growth Fund C000107526 Retail Class TSGLX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034960 TIAA-CREF Lifestyle Growth Fund C000107527 Retirement Class TSGRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034961 TIAA-CREF Lifestyle Income Fund C000107529 Institutional Class TSITX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034961 TIAA-CREF Lifestyle Income Fund C000107530 Premier Class TSIPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034961 TIAA-CREF Lifestyle Income Fund C000107531 Retail Class TSILX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034961 TIAA-CREF Lifestyle Income Fund C000107532 Retirement Class TLSRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034962 TIAA-CREF Lifestyle Moderate Fund C000107533 Institutional Class TSIMX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034962 TIAA-CREF Lifestyle Moderate Fund C000107534 Premier Class TSMPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034962 TIAA-CREF Lifestyle Moderate Fund C000107535 Retail Class TSMLX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034962 TIAA-CREF Lifestyle Moderate Fund C000107536 Retirement Class TSMTX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012194 TIAA-CREF Managed Allocation Fund C000033273 Institutional Class TIMIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012194 TIAA-CREF Managed Allocation Fund C000033271 Retail Class TIMRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012194 TIAA-CREF Managed Allocation Fund C000033272 Retirement Class TITRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005384 TIAA-CREF Mid-Cap Growth Fund C000014651 Institutional Class TRPWX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005384 TIAA-CREF Mid-Cap Growth Fund C000079568 Premier Class TRGPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005384 TIAA-CREF Mid-Cap Growth Fund C000014652 Retail Class TCMGX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005384 TIAA-CREF Mid-Cap Growth Fund C000014653 Retirement Class TRGMX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005385 TIAA-CREF Mid-Cap Value Fund C000014654 Institutional Class TIMVX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005385 TIAA-CREF Mid-Cap Value Fund C000079569 Premier Class TRVPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005385 TIAA-CREF Mid-Cap Value Fund C000014655 Retail Class TCMVX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005385 TIAA-CREF Mid-Cap Value Fund C000014656 Retirement Class TRVRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005374 TIAA-CREF Money Market Fund C000014638 Institutional Class TCIXX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005374 TIAA-CREF Money Market Fund C000079558 Premier Class TPPXX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005374 TIAA-CREF Money Market Fund C000033995 Retail Class TIRXX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005374 TIAA-CREF Money Market Fund C000033994 Retirement Class TIEXX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005369 TIAA-CREF Real Estate Securities Fund C000014628 Institutional Class TIREX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005369 TIAA-CREF Real Estate Securities Fund C000079553 Premier Class TRRPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005369 TIAA-CREF Real Estate Securities Fund C000014629 Retail Class TCREX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005369 TIAA-CREF Real Estate Securities Fund C000014630 Retirement Class TRRSX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005361 TIAA-CREF S&P 500 Index Fund C000014612 Institutional Class TISPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005361 TIAA-CREF S&P 500 Index Fund C000014613 Retirement Class TRSPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012195 TIAA-CREF Short-Term Bond Fund C000033276 Institutional Class TISIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012195 TIAA-CREF Short-Term Bond Fund C000079571 Premier Class TSTPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012195 TIAA-CREF Short-Term Bond Fund C000033274 Retail Class TCTRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012195 TIAA-CREF Short-Term Bond Fund C000033275 Retirement Class TISRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005367 TIAA-CREF Small-Cap Blend Index Fund C000014624 Institutional Class TISBX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005367 TIAA-CREF Small-Cap Blend Index Fund C000014625 Retirement Class TRBIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005386 TIAA-CREF Small-Cap Equity Fund C000014657 Institutional Class TISEX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005386 TIAA-CREF Small-Cap Equity Fund C000079570 Premier Class TSRPX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005386 TIAA-CREF Small-Cap Equity Fund C000014658 Retail Class TCSEX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005386 TIAA-CREF Small-Cap Equity Fund C000014659 Retirement Class TRSEX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005371 TIAA-CREF Social Choice Equity Fund C000014633 Institutional Class TISCX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005371 TIAA-CREF Social Choice Equity Fund C000079555 Premier Class TRPSX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005371 TIAA-CREF Social Choice Equity Fund C000033990 Retail Class TICRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005371 TIAA-CREF Social Choice Equity Fund C000014634 Retirement Class TRSCX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012199 TIAA-CREF Tax-Exempt Bond Fund C000033287 Institutional Class TITIX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012199 TIAA-CREF Tax-Exempt Bond Fund C000033286 Retail Class TIXRX 730 THIRD AVE. NEW YORK 10017 NY NULL 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005097 Bond Fund C000013884 Bond Fund TLBDX 730 THIRD AVE NEW YORK 10017 NY NULL 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005090 Growth & Income Fund C000013877 Growth & Income Fund TLGWX 730 THIRD AVE NEW YORK 10017 NY NULL 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005088 Growth Equity Fund C000013875 Growth Equity Fund TLGQX 730 THIRD AVE NEW YORK 10017 NY NULL 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005091 International Equity Fund C000013878 International Equity Fund TLINX 730 THIRD AVE NEW YORK 10017 NY NULL 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005092 Large-Cap Value Fund C000013879 Large-Cap Value Fund TLLVX 730 THIRD AVE NEW YORK 10017 NY NULL 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005089 Money Market Fund C000013876 Money Market Fund TLMXX 730 THIRD AVE NEW YORK 10017 NY NULL 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005096 Real Estate Securities Fund C000013883 Real Estate Securities Fund TLRSX 730 THIRD AVE NEW YORK 10017 NY NULL 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005093 Small-Cap Equity Fund C000013880 Small-Cap Equity Fund TLEQX 730 THIRD AVE NEW YORK 10017 NY NULL 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005095 Social Choice Equity Fund C000013882 Social Choice Equity Fund TLCHX 730 THIRD AVE NEW YORK 10017 NY NULL 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005094 Stock Index Fund C000013881 Stock Index Fund TLSTX 730 THIRD AVE NEW YORK 10017 NY NULL 811-10393 0001141687 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-1 33 S000006180 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-1 C000017021 Flexible Premium Universal Life Insurance Policy NULL TIAA CREF NEW YORK 10017 NY 730 THIRD AVENUE 811-10393 0001141687 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-1 33 S000006180 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-1 C000017023 Intelligent Life Individual Flexible Premium Variable Universal Life Insurance Policy NULL TIAA CREF NEW YORK 10017 NY 730 THIRD AVENUE 811-10393 0001141687 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-1 33 S000006180 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-1 C000068215 Intelligent Life Survivorship Variable Universal Life Insurance Policy NULL TIAA CREF NEW YORK 10017 NY 730 THIRD AVENUE 811-10393 0001141687 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-1 33 S000006180 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-1 C000017022 Last Survivor Flexible Premium Variable Universal Life Insurance Policy NULL TIAA CREF NEW YORK 10017 NY 730 THIRD AVENUE 811-22659 0001540851 TIAA-CREF Life Separate Account VLI-2 33 S000036792 TIAA-CREF Life Separate Account VLI-2 C000112528 M Intelligent VUL NULL 8500 ANDREW CARNEGIE BOULEVARD CHARLOTTE 28262 NC NULL 811-08234 0000916622 TIFF INVESTMENT PROGRAM INC 30 S000006386 TIFF International Equity Fund C000017542 TIFF International Equity Fund NULL FOUR TOWER BRIDGE WEST CONSHOHOCKEN 19428 PA 200 BARR HARBOR DRIVE 811-08234 0000916622 TIFF INVESTMENT PROGRAM INC 30 S000006387 TIFF Multi-Asset Fund C000017543 TIFF Multi-Asset Fund NULL FOUR TOWER BRIDGE WEST CONSHOHOCKEN 19428 PA 200 BARR HARBOR DRIVE 811-08234 0000916622 TIFF INVESTMENT PROGRAM INC 30 S000006388 TIFF Short-Term Fund C000017544 TIFF Short-Term Fund NULL FOUR TOWER BRIDGE WEST CONSHOHOCKEN 19428 PA 200 BARR HARBOR DRIVE 811-08234 0000916622 TIFF INVESTMENT PROGRAM INC 30 S000006389 TIFF US Equity Fund C000017545 TIFF US Equity Fund NULL FOUR TOWER BRIDGE WEST CONSHOHOCKEN 19428 PA 200 BARR HARBOR DRIVE 811-21606 0001295908 TILSON INVESTMENT TRUST 30 S000010517 Tilson Dividend Fund C000029038 Tilson Dividend Fund TILDX 767 FIFTH AVENUE NEW YORK 10153 NY 18TH FLOOR 811-21606 0001295908 TILSON INVESTMENT TRUST 30 S000010516 Tilson Focus Fund C000029037 Tilson Focus Fund TILFX 767 FIFTH AVENUE NEW YORK 10153 NY 18TH FLOOR 811-08228 0000916490 TIMOTHY PLAN 30 S000004482 Timothy Aggressive Growth Fund C000012339 Timothy Aggressive Growth Fund Class A TAAGX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004482 Timothy Aggressive Growth Fund C000012339 Timothy Aggressive Growth Fund Class A TAAGX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004482 Timothy Aggressive Growth Fund C000012340 Timothy Aggressive Growth Fund Class B TBAGX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004482 Timothy Aggressive Growth Fund C000012340 Timothy Aggressive Growth Fund Class B TBAGX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004482 Timothy Aggressive Growth Fund C000012341 Timothy Aggressive Growth Fund Class C TCAGX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004482 Timothy Aggressive Growth Fund C000012341 Timothy Aggressive Growth Fund Class C TCAGX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004485 Timothy Conservative Growth Fund C000012348 Timothy Conservative Growth Fund Class A TCGAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004485 Timothy Conservative Growth Fund C000012348 Timothy Conservative Growth Fund Class A TCGAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004485 Timothy Conservative Growth Fund C000012349 Timothy Conservative Growth Fund Class B TCGBX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004485 Timothy Conservative Growth Fund C000012349 Timothy Conservative Growth Fund Class B TCGBX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004485 Timothy Conservative Growth Fund C000012350 Timothy Conservative Growth Fund Class C TCVCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004485 Timothy Conservative Growth Fund C000012350 Timothy Conservative Growth Fund Class C TCVCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000011344 Timothy Conservative Variable C000031436 Timothy Conservative Variable NULL 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000011344 Timothy Conservative Variable C000031436 Timothy Conservative Variable NULL 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004481 Timothy Fixed Income Fund C000012336 Timothy Fixed Income Fund Class A TFIAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004481 Timothy Fixed Income Fund C000012336 Timothy Fixed Income Fund Class A TFIAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004481 Timothy Fixed Income Fund C000012337 Timothy Fixed Income Fund Class B TFIBX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004481 Timothy Fixed Income Fund C000012337 Timothy Fixed Income Fund Class B TFIBX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004481 Timothy Fixed Income Fund C000012338 Timothy Fixed Income Fund Class C TFICX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004481 Timothy Fixed Income Fund C000012338 Timothy Fixed Income Fund Class C TFICX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000033751 Timothy Israel Common Values Fund C000104306 Class A TPAIX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000033751 Timothy Israel Common Values Fund C000104306 Class A TPAIX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000033751 Timothy Israel Common Values Fund C000104307 Class C TPCIX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000033751 Timothy Israel Common Values Fund C000104307 Class C TPCIX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004480 Timothy Large/Mid-Cap Value Fund C000012333 Timothy Large/Mid-Cap Value Fund Class A TLVAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004480 Timothy Large/Mid-Cap Value Fund C000012333 Timothy Large/Mid-Cap Value Fund Class A TLVAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004480 Timothy Large/Mid-Cap Value Fund C000012334 Timothy Large/Mid-Cap Value Fund Class B TLVBX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004480 Timothy Large/Mid-Cap Value Fund C000012334 Timothy Large/Mid-Cap Value Fund Class B TLVBX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004480 Timothy Large/Mid-Cap Value Fund C000012335 Timothy Large/Mid-Cap Value Fund Class C TLVCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004480 Timothy Large/Mid-Cap Value Fund C000012335 Timothy Large/Mid-Cap Value Fund Class C TLVCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004483 Timothy Large/Mip-Cap Growth Fund C000012342 Timothy Large/Mip-Cap Growth Fund Class A TLGAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004483 Timothy Large/Mip-Cap Growth Fund C000012342 Timothy Large/Mip-Cap Growth Fund Class A TLGAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004483 Timothy Large/Mip-Cap Growth Fund C000012343 Timothy Large/Mip-Cap Growth Fund Class B TLGBX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004483 Timothy Large/Mip-Cap Growth Fund C000012343 Timothy Large/Mip-Cap Growth Fund Class B TLGBX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004483 Timothy Large/Mip-Cap Growth Fund C000012344 Timothy Large/Mip-Cap Growth Fund Class C TLGCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004483 Timothy Large/Mip-Cap Growth Fund C000012344 Timothy Large/Mip-Cap Growth Fund Class C TLGCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004486 Timothy Money Market Fund C000012351 Timothy Money Market Fund TMAXX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004486 Timothy Money Market Fund C000012351 Timothy Money Market Fund TMAXX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000026812 Timothy Plan Defensive Strategies Fund C000080683 Class A TPDAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000026812 Timothy Plan Defensive Strategies Fund C000080683 Class A TPDAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000026812 Timothy Plan Defensive Strategies Fund C000080684 Class C TPDCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000026812 Timothy Plan Defensive Strategies Fund C000080684 Class C TPDCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000017791 Timothy Plan High Yield Bond Fund C000049122 Timothy Plan High Yield Bond Fund Class A TPHAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000017791 Timothy Plan High Yield Bond Fund C000049122 Timothy Plan High Yield Bond Fund Class A TPHAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000017791 Timothy Plan High Yield Bond Fund C000065171 TIMOTHY PLAN HIGH YIELD Bond FUND CLASS C TPHCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000017791 Timothy Plan High Yield Bond Fund C000065171 TIMOTHY PLAN HIGH YIELD Bond FUND CLASS C TPHCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000017790 Timothy Plan International Fund C000049121 Timothy Plan International Fund Class A TPIAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000017790 Timothy Plan International Fund C000049121 Timothy Plan International Fund Class A TPIAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000017790 Timothy Plan International Fund C000065170 TIMOTHY PLAN INTERNATIONAL FUND CLASS C TPICX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000017790 Timothy Plan International Fund C000065170 TIMOTHY PLAN INTERNATIONAL FUND CLASS C TPICX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004479 Timothy Small-Cap Value Fund C000012330 Timothy Small-Cap Value Fund Class A TPLNX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004479 Timothy Small-Cap Value Fund C000012330 Timothy Small-Cap Value Fund Class A TPLNX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004479 Timothy Small-Cap Value Fund C000012331 Timothy Small-Cap Value Fund Class B TIMBX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004479 Timothy Small-Cap Value Fund C000012331 Timothy Small-Cap Value Fund Class B TIMBX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004479 Timothy Small-Cap Value Fund C000012332 Timothy Small-Cap Value Fund Class C TSVCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004479 Timothy Small-Cap Value Fund C000012332 Timothy Small-Cap Value Fund Class C TSVCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004484 Timothy Strategic Growth Fund C000012345 Timothy Strategic Growth Fund Class A TSGAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004484 Timothy Strategic Growth Fund C000012345 Timothy Strategic Growth Fund Class A TSGAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004484 Timothy Strategic Growth Fund C000012346 Timothy Strategic Growth Fund Class B TSGBX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004484 Timothy Strategic Growth Fund C000012346 Timothy Strategic Growth Fund Class B TSGBX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004484 Timothy Strategic Growth Fund C000012347 Timothy Strategic Growth Fund Class C TSGCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000004484 Timothy Strategic Growth Fund C000012347 Timothy Strategic Growth Fund Class C TSGCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000011345 Timothy Strategic Variable C000031437 Timothy Strategic Variable NULL 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-08228 0000916490 TIMOTHY PLAN 30 S000011345 Timothy Strategic Variable C000031437 Timothy Strategic Variable NULL 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL NULL 811-10035 0001095225 TITANIUM ANNUITY VARIABLE ACCOUNT 32 S000009834 TITANIUM ANNUITY VARIABLE ACCOUNT C000027242 Titanium Investor Variable Annuity NULL P.O. BOX 10207 BIRMINGHAM 35202 AL NULL 811-09657 0001095222 TITANIUM UNIVERSAL LIFE VARIABLE ACCOUNT 33 S000009830 TITANIUM UNIVERSAL LIFE VARIABLE ACCOUNT C000027238 Titanium Investor Variable Universal Life NULL P.O. BOX 10207 BIRMINGHAM 35202 AL NULL 811-05242 0000819085 TLIC VARIABLE ANNUITY ACCOUNT A 32 S000002692 TLIC VARIABLE ANNUITY ACCOUNT A C000007345 VA NULL 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN NULL 811-04602 0000789545 TLIC VARIABLE INSURANCE ACCOUNT A 33 S000002693 TLIC VARIABLE INSURANCE ACCOUNT A C000007346 VUL NULL 625 FOURTH AVE S MINNEAPOLIS 55415 MN NULL 811-05222 0000814342 TLIC VARIABLE INSURANCE ACCOUNT B 33 S000002694 TLIC VARIABLE INSURANCE ACCOUNT B C000007347 SPVL NULL 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN NULL 811-04840 0000801444 TOCQUEVILLE TRUST 30 S000026564 The Delafield Fund C000079772 The Delafield Fund DEFIX 40 WEST 57TH ST. NEW YORK 10019 NY 19TH FL 811-04840 0000801444 TOCQUEVILLE TRUST 30 S000006346 The Tocqueville Fund C000017445 The Tocqueville Fund TOCQX 40 WEST 57TH ST. NEW YORK 10019 NY 19TH FL 811-04840 0000801444 TOCQUEVILLE TRUST 30 S000006349 The Tocqueville Gold Fund C000017448 The Tocqueville Gold Fund TGLDX 40 WEST 57TH ST. NEW YORK 10019 NY 19TH FL 811-04840 0000801444 TOCQUEVILLE TRUST 30 S000006348 The Tocqueville International Value Fund C000017447 The Tocqueville International Value Fund TIVFX 40 WEST 57TH ST. NEW YORK 10019 NY 19TH FL 811-04840 0000801444 TOCQUEVILLE TRUST 30 S000006347 The Tocqueville Opportunity Fund C000017446 The Tocqueville Opportunity Fund TOPPX 40 WEST 57TH ST. NEW YORK 10019 NY 19TH FL 811-04840 0000801444 TOCQUEVILLE TRUST 30 S000026565 The Tocqueville Select Fund C000079773 The Tocqueville Select Fund TSELX 40 WEST 57TH ST. NEW YORK 10019 NY 19TH FL 811-21122 0001175902 TORCHLIGHT VALUE FUND MASTER, LLC 30 S000011558 TORCHLIGHT VALUE FUND MASTER LLC C000031843 TORCHLIGHT VALUE FUND MASTER LLC NULL 230 PARK AVENUE NEW YORK 10169 NY NULL 811-08920 0000934588 TORCHLIGHT VALUE FUND, INC 30 S000011557 TORCHLIGHT VALUE FUND, INC C000031842 TORCHLIGHT VALUE FUND, INC NULL 230 PARK AVENUE NEW YORK 10169 NY NULL 811-06096 0000862696 TORRAY FUND 30 S000001452 THE TORRAY FUND C000003868 TORRAY FUND TORYX 7501 WISCONSIN AVENUE BETHESDA 20814-6523 MD SUITE 1100 811-06096 0000862696 TORRAY FUND 30 S000001453 THE TORRAY INSTITUTIONAL FUND C000003869 TORRAY INSTITUTIONAL FUND TORRX 7501 WISCONSIN AVENUE BETHESDA 20814-6523 MD SUITE 1100 811-06096 0000862696 TORRAY FUND 30 S000030919 The Torray Resolute Fund C000095909 Torray Resolute Fund TOREX 7501 WISCONSIN AVENUE BETHESDA 20814-6523 MD SUITE 1100 811-05040 0000811160 TOTAL RETURN U S TREASURY FUND INC 30 S000004625 Total Return U.S. Treasury Fund, Inc. C000012594 Total Return U.S. Treasury Fund Shares TRUSX C/O STATE STREET BANK AND TRUST COMPANY BOSTON 02116 MA 4 COPLEY PLACE, 5TH FLOOR 811-05448 0000827119 TOTAL RETURN VARIABLE ACCOUNT 31 S000002620 TOTAL RETURN VARIABLE ACCOUNT C000007207 Compass 2 NULL 500 BOYLSTON ST BOSTON 02116 MA NULL 811-05448 0000827119 TOTAL RETURN VARIABLE ACCOUNT 31 S000002620 TOTAL RETURN VARIABLE ACCOUNT C000007208 Compass 3 NULL 500 BOYLSTON ST BOSTON 02116 MA NULL 811-05448 0000827119 TOTAL RETURN VARIABLE ACCOUNT 31 S000002620 TOTAL RETURN VARIABLE ACCOUNT C000007209 Compass 3 - Level 2 NULL 500 BOYLSTON ST BOSTON 02116 MA NULL 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026597 Touchstone Capital Appreciation Fund C000079891 Class A NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026597 Touchstone Capital Appreciation Fund C000079892 Class C NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026597 Touchstone Capital Appreciation Fund C000079893 Class Y NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026597 Touchstone Capital Appreciation Fund C000079894 Institutional NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026595 Touchstone Emerging Markets Equity Fund C000079883 Class A NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026595 Touchstone Emerging Markets Equity Fund C000079884 Class C NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026595 Touchstone Emerging Markets Equity Fund C000079885 Class Y NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026595 Touchstone Emerging Markets Equity Fund C000079886 Institutional NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000031901 Touchstone Emerging Markets Equity Fund II C000099340 Class A NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000031901 Touchstone Emerging Markets Equity Fund II C000099341 Class C NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000031901 Touchstone Emerging Markets Equity Fund II C000099342 Class Y NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000031901 Touchstone Emerging Markets Equity Fund II C000099343 Institutional NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000027231 Touchstone Focused Equity Fund C000082193 Class A NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000027231 Touchstone Focused Equity Fund C000082194 Class C NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000027231 Touchstone Focused Equity Fund C000082195 Class Y NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000027231 Touchstone Focused Equity Fund C000082196 Institutional NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026602 Touchstone Global Equity Fund C000079911 Class A NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026602 Touchstone Global Equity Fund C000079912 Class C NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026602 Touchstone Global Equity Fund C000079913 Class Y NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026602 Touchstone Global Equity Fund C000079914 Institutional NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026599 Touchstone Global Real Estate Fund C000079899 Class A NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026599 Touchstone Global Real Estate Fund C000079900 Class C NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026599 Touchstone Global Real Estate Fund C000079901 Class Y NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026599 Touchstone Global Real Estate Fund C000079902 Institutional NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000005850 TOUCHSTONE INTERMEDIATE FIXED INCOME FUND C000016024 Institutional shares TCFIX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026596 Touchstone International Fixed Income Fund C000079887 Class A NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026596 Touchstone International Fixed Income Fund C000079888 Class C NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026596 Touchstone International Fixed Income Fund C000079889 Class Y NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026596 Touchstone International Fixed Income Fund C000079890 Institutional NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026600 Touchstone Large Cap Relative Value Fund C000079903 Class A NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026600 Touchstone Large Cap Relative Value Fund C000079904 Class C NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026600 Touchstone Large Cap Relative Value Fund C000079905 Class Y NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026600 Touchstone Large Cap Relative Value Fund C000079906 Institutional NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026603 Touchstone Market Neutral Equity Fund C000079915 Class A NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026603 Touchstone Market Neutral Equity Fund C000079916 Class C NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026603 Touchstone Market Neutral Equity Fund C000079917 Class Y NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000033560 Touchstone Merger Arbitrage Fund C000103037 Class A NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000033560 Touchstone Merger Arbitrage Fund C000103038 Class C NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000033560 Touchstone Merger Arbitrage Fund C000103039 Class Y NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000033560 Touchstone Merger Arbitrage Fund C000103040 Institutional NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000005842 TOUCHSTONE MID CAP FUND C000048891 Class A TMAPX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000005842 TOUCHSTONE MID CAP FUND C000048892 Class C TMCJX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000005842 TOUCHSTONE MID CAP FUND C000016016 Class Y TMCPX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000005842 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S000005840 TOUCHSTONE SANDS CAPITAL SELECT GROWTH FUND C000016014 CLASS Z PTSGX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000005841 TOUCHSTONE SHORT DURATION FIXED INCOME FUND C000076798 CLASS Y NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000005841 TOUCHSTONE SHORT DURATION FIXED INCOME FUND C000016015 CLASS Z TSDGX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026601 Touchstone Small Cap Core Fund C000079907 Class A NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026601 Touchstone Small Cap Core Fund C000079908 Class C NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026601 Touchstone Small Cap Core Fund C000079909 Class Y NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026601 Touchstone Small Cap Core Fund C000079910 Institutional NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000006456 TOUCHSTONE SMALL CAP VALUE FUND C000051266 Class A NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000006456 TOUCHSTONE SMALL CAP VALUE FUND C000051267 Class C NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000006456 TOUCHSTONE SMALL CAP VALUE FUND C000099303 Class Y NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000006456 TOUCHSTONE SMALL CAP VALUE FUND C000099304 Institutional NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026604 Touchstone Total Return Bond Fund C000079919 Class A NULL 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE 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811-02538 0000066117 TOUCHSTONE INVESTMENT TRUST 30 S000003088 Institutional Money Market Fund C000008393 Institutional Money Market Fund TINXX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-02538 0000066117 TOUCHSTONE INVESTMENT TRUST 30 S000003089 Money Market Fund C000008394 Money Market Fund Class A TMMXX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-02538 0000066117 TOUCHSTONE INVESTMENT TRUST 30 S000003089 Money Market Fund C000008395 Money Market Fund Class S TMSXX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000013004 Diversified Small Cap Growth Fund C000035145 Class A NULL 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000013004 Diversified Small Cap Growth Fund C000051425 Class C NULL 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000013004 Diversified Small Cap Growth Fund C000035146 Class Y NULL 303 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811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003126 Large Cap Core Equity Fund C000008472 Large Cap Core Equity Fund Class C TENCX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003123 Large Cap Growth Fund C000008461 Large Cap Growth Fund Class A TEQAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003123 Large Cap Growth Fund C000008462 Large Cap Growth Fund Class B TEQBX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003123 Large Cap Growth Fund C000008463 Large Cap Growth Fund Class C TEQCX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003123 Large Cap Growth Fund C000008460 Large Cap Growth Fund Class Y NULL 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003124 Mid Cap Growth Fund 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0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035680 Touchstone Capital Growth Fund C000109245 Y TCGYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035686 Touchstone Conservative Allocation Fund C000109266 A TSAAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035686 Touchstone Conservative Allocation Fund C000109267 C TSACX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035686 Touchstone Conservative Allocation Fund C000109268 Institutional TVAIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035686 Touchstone Conservative Allocation Fund C000109269 Y TSAYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035678 Touchstone Dynamic Equity Fund C000109234 A TDEAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 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PETERSBURG 33716 FL NULL 811-07495 0001004784 TRANSAMERICA PARTNERS FUNDS GROUP II 30 S000008614 Transamerica Partners Institutional Mid Growth Fund C000023556 Transamerica Partners Institutional Mid Growth Fund DIMGX 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-07495 0001004784 TRANSAMERICA PARTNERS FUNDS GROUP II 30 S000008613 Transamerica Partners Institutional Mid Value C000023555 Transamerica Partners Institutional Mid Value DIMVX 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-07495 0001004784 TRANSAMERICA PARTNERS FUNDS GROUP II 30 S000008609 Transamerica Partners Institutional Money Market C000023551 Transamerica Partners Institutional Money Market DFINX 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-07495 0001004784 TRANSAMERICA PARTNERS FUNDS GROUP II 30 S000008616 Transamerica Partners Institutional Small Core C000023558 Transamerica Partners Institutional Small Core DISEX 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-07495 0001004784 TRANSAMERICA PARTNERS FUNDS GROUP II 30 S000008617 Transamerica Partners Institutional Small Growth C000023559 Transamerica Partners Institutional Small Growth DISGX 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-07495 0001004784 TRANSAMERICA PARTNERS FUNDS GROUP II 30 S000008615 Transamerica Partners Institutional Small Value C000023557 Transamerica Partners Institutional Small Value DIVSX 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-07495 0001004784 TRANSAMERICA PARTNERS FUNDS GROUP II 30 S000008631 Transamerica Partners Institutional Stock Index C000023573 Transameric Partners Institutional Stock Index DISFX 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008550 Balanced Portfolio C000023466 Balanced Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008550 Balanced Portfolio C000023466 Balanced Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008548 Core Bond Portfolio C000023464 Core Bond Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008548 Core Bond Portfolio C000023464 Core Bond Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008537 High Quality Bond Portfolio C000023453 High Quality Bond Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008537 High Quality Bond Portfolio C000023453 High Quality Bond Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008549 High Yield Bond Portfolio C000023465 High Yield Bond Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008549 High Yield Bond Portfolio C000023465 High Yield Bond Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008546 Inflation-Protected Securities Portfolio C000023462 Inflation-Protected Securities Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008546 Inflation-Protected Securities Portfolio C000023462 Inflation-Protected Securities Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008545 International Equity Portfolio C000023461 International Equity Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008545 International Equity Portfolio C000023461 International Equity Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008553 Large Core Portfolio C000023469 Large Core Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008553 Large Core Portfolio C000023469 Large Core Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008538 Large Growth Portfolio C000023454 Large Growth Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008538 Large Growth Portfolio C000023454 Large Growth Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008551 Large Value Portfolio C000023467 Large Value Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008551 Large Value Portfolio C000023467 Large Value Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008540 Mid Growth Portfolio C000023456 Mid Growth Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008540 Mid Growth Portfolio C000023456 Mid Growth Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008539 Mid Value Portfolio C000023455 Mid Value Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008539 Mid Value Portfolio C000023455 Mid Value Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008479 Money Market Portfolio C000023250 Money Market Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008479 Money Market Portfolio C000023250 Money Market Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008542 Small Core Portfolio C000023458 Small Core Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008542 Small Core Portfolio C000023458 Small Core Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008543 Small Growth Portfolio C000023459 Small Growth Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008543 Small Growth Portfolio C000023459 Small Growth Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008541 Small Value Portfolio C000023457 Small Value Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008541 Small Value Portfolio C000023457 Small Value Portfolio NULL 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL NULL 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029763 Transamerica Partners Balanced Subaccount NULL 440 MAMARONECK AVE HARRISON 10528 NY NULL 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029758 Transamerica Partners Calvert Subaccount NULL 440 MAMARONECK AVE HARRISON 10528 NY NULL 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029761 Transamerica Partners Core Bond Subaccount NULL 440 MAMARONECK AVE HARRISON 10528 NY NULL 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029759 Transamerica Partners High Quality Bond Subaccount NULL 440 MAMARONECK AVE HARRISON 10528 NY NULL 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029762 Transamerica Partners High Yield Bond Subaccount NULL 440 MAMARONECK AVE HARRISON 10528 NY NULL 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029760 Transamerica Partners Inflation-Protected Securities Subaccount NULL 440 MAMARONECK AVE HARRISON 10528 NY NULL 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029757 Transamerica Partners International Equity Subaccount NULL 440 MAMARONECK AVE HARRISON 10528 NY NULL 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029765 Transamerica Partners Large Core Subaccount NULL 440 MAMARONECK AVE HARRISON 10528 NY NULL 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029766 Transamerica Partners Large Growth Subaccount NULL 440 MAMARONECK AVE HARRISON 10528 NY NULL 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029764 Transamerica Partners Large Value Subaccount NULL 440 MAMARONECK AVE HARRISON 10528 NY NULL 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000023599 Transamerica Partners Money Market Subaccount NULL 440 MAMARONECK AVE HARRISON 10528 NY NULL 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029755 Transamerica Partners Small Core Subaccount NULL 440 MAMARONECK AVE HARRISON 10528 NY NULL 811-22407 0001487499 Transamerica Separate Account R3 33 S000029375 Transamerica Separate Account R3 C000090241 Advantage R3 NULL 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000031950 Transamerica AEGON Active Asset Allocation - Conservative VP C000099459 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000031950 Transamerica AEGON Active Asset Allocation - Conservative VP C000099460 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000031951 Transamerica AEGON Active Asset Allocation - Moderate Growth VP C000099461 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000031951 Transamerica AEGON Active Asset Allocation - Moderate Growth VP C000099462 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000031952 Transamerica AEGON Active Asset Allocation - Moderate VP C000099463 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000031952 Transamerica AEGON Active Asset Allocation - Moderate VP C000099464 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007909 Transamerica AEGON High Yield Bond VP C000021463 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007909 Transamerica AEGON High Yield Bond VP C000021464 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007924 Transamerica AEGON Money Market VP C000021493 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007924 Transamerica AEGON Money Market VP C000021494 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007926 Transamerica AEGON U.S. Government Securities VP C000021497 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007926 Transamerica AEGON U.S. Government Securities VP C000021498 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007920 Transamerica AllianceBernstein Dynamic Allocation VP C000021485 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007920 Transamerica AllianceBernstein Dynamic Allocation VP C000021486 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007929 Transamerica Asset Allocation - Conservative VP C000021503 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007929 Transamerica Asset Allocation - Conservative VP C000021504 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007932 Transamerica Asset Allocation - Growth VP C000021509 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007932 Transamerica Asset Allocation - Growth VP C000021510 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007934 Transamerica Asset Allocation - Moderate Growth VP C000021513 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007934 Transamerica Asset Allocation - Moderate Growth VP C000021514 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007933 Transamerica Asset Allocation - Moderate VP C000021511 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007933 Transamerica Asset Allocation - Moderate VP C000021512 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025459 Transamerica BlackRock Global Allocation VP C000076205 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025459 Transamerica BlackRock Global Allocation VP C000076206 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007908 Transamerica BlackRock Large Cap Value VP C000021461 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007908 Transamerica BlackRock Large Cap Value VP C000021462 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025458 Transamerica BlackRock Tactical Allocation VP C000076203 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025458 Transamerica BlackRock Tactical Allocation VP C000076204 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007898 Transamerica Clarion Global Real Estate Securities VP C000021441 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007898 Transamerica Clarion Global Real Estate Securities VP C000021442 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000024043 Transamerica Efficient Markets VP C000070283 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000024043 Transamerica Efficient Markets VP C000070284 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025010 Transamerica Emerging Markets/Pacific Rim VP C000074406 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025010 Transamerica Emerging Markets/Pacific Rim VP C000074405 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025009 Transamerica Global Conservative VP C000074403 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025009 Transamerica Global Conservative VP C000074404 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025011 Transamerica Global Growth VP C000074408 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025011 Transamerica Global Growth VP C000074407 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025013 Transamerica Hanlon Balanced VP C000074412 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025013 Transamerica Hanlon Balanced VP C000074411 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025015 Transamerica Hanlon Growth and Income VP C000074416 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025015 Transamerica Hanlon Growth and Income VP C000074415 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025014 Transamerica Hanlon Growth VP C000074414 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025014 Transamerica Hanlon Growth VP C000074413 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025016 Transamerica Hanlon Income VP C000074418 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025016 Transamerica Hanlon Income VP C000074417 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000026903 Transamerica Index 100 VP C000080977 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000026903 Transamerica Index 100 VP C000080978 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000026902 Transamerica Index 35 VP C000080975 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000026902 Transamerica Index 35 VP C000080976 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000021746 Transamerica Index 50 VP C000062365 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000021746 Transamerica Index 50 VP C000062366 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000021747 Transamerica Index 75 VP C000062367 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000021747 Transamerica Index 75 VP C000062368 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000012821 Transamerica International Moderate Growth VP C000034664 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000012821 Transamerica International Moderate Growth VP C000034665 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025012 Transamerica Janus Balanced VP C000074410 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025012 Transamerica Janus Balanced VP C000074409 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007905 Transamerica Jennison Growth VP C000021455 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007905 Transamerica Jennison Growth VP C000021456 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007896 Transamerica JPMorgan Core Bond VP C000021437 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007896 Transamerica JPMorgan Core Bond VP C000021438 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007902 Transamerica JPMorgan Enhanced Index VP C000021449 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007902 Transamerica JPMorgan Enhanced Index VP C000021450 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007903 Transamerica JPMorgan Mid Cap Value VP C000021451 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007903 Transamerica JPMorgan Mid Cap Value VP C000021452 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007899 Transamerica JPMorgan Tactical Allocation VP C000021443 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007899 Transamerica JPMorgan Tactical Allocation VP C000021444 Service NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000036843 Transamerica Legg Mason Dynamic Allocation - Balanced VP C000112675 Initial NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000036843 Transamerica Legg Mason Dynamic Allocation - Balanced 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Intermediate-Term Tax-Exempt Fund C000007066 Investor Shares VCAIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04474 0000783401 VANGUARD CALIFORNIA TAX-FREE FUNDS 30 S000002567 Vanguard California Long-Term Tax-Exempt Fund C000007069 Admiral Shares VCLAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04474 0000783401 VANGUARD CALIFORNIA TAX-FREE FUNDS 30 S000002567 Vanguard California Long-Term Tax-Exempt Fund C000007068 Investor Shares VCITX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04474 0000783401 VANGUARD CALIFORNIA TAX-FREE FUNDS 30 S000002565 Vanguard California Tax-Exempt Money Market Fund C000007065 Investor Shares VCTXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-22619 0001532203 Vanguard Charlotte Funds 30 S000035730 Vanguard Emerging Markets Government Bond Index Fund C000109505 Admiral Shares NULL P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-22619 0001532203 Vanguard Charlotte Funds 30 S000035730 Vanguard Emerging Markets Government Bond Index Fund C000109507 ETF Shares NULL P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-22619 0001532203 Vanguard Charlotte Funds 30 S000035730 Vanguard Emerging Markets Government Bond Index Fund C000109506 Institutional Shares NULL P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-22619 0001532203 Vanguard Charlotte Funds 30 S000035730 Vanguard Emerging Markets Government Bond Index Fund C000109504 Investor Shares NULL P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-22619 0001532203 Vanguard Charlotte Funds 30 S000035729 Vanguard Total International Bond Index Fund C000109501 Admiral Shares NULL P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-22619 0001532203 Vanguard Charlotte Funds 30 S000035729 Vanguard Total International Bond Index Fund C000109503 ETF Shares NULL P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-22619 0001532203 Vanguard Charlotte Funds 30 S000035729 Vanguard Total International Bond Index Fund C000109502 Institutional Shares NULL P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-22619 0001532203 Vanguard Charlotte Funds 30 S000035729 Vanguard Total International Bond Index Fund C000109500 Investor Shares NULL P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000002568 Vanguard PRIMECAP Fund C000007071 Admiral Shares VPMAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000002568 Vanguard PRIMECAP Fund C000007070 Investor Shares VPMCX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000002570 Vanguard Target Retirement 2005 Fund C000007073 Investor Shares VTOVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000012758 Vanguard Target Retirement 2010 Fund C000034437 Investor Shares VTENX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000002571 Vanguard Target Retirement 2015 Fund C000007074 Investor Shares VTXVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000012759 Vanguard Target Retirement 2020 Fund C000034438 Investor Shares VTWNX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000002572 Vanguard Target Retirement 2025 Fund C000007075 Investor Shares VTTVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000012760 Vanguard Target Retirement 2030 Fund C000034439 Investor Shares VTHRX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000002573 Vanguard Target Retirement 2035 Fund C000007076 Investor Shares VTTHX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000012761 Vanguard Target Retirement 2040 Fund C000034440 Investor Shares VFORX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000002574 Vanguard Target Retirement 2045 Fund C000007077 Investor Shares VTIVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000012762 Vanguard Target Retirement 2050 Fund C000034441 Investor Shares VFIFX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000029700 Vanguard Target Retirement 2055 Fund C000091317 Investor Shares VFFVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000035453 Vanguard Target Retirement 2060 Fund C000108861 Investor Shares VTTSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000002569 Vanguard Target Retirement Income Fund C000007072 Investor Shares VTINX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-21478 0001273878 VANGUARD CMT FUNDS 30 S000002575 Vanguard Market Liquidity Fund C000007078 Vanguard Market Liquidity Fund NULL PO BOX 2600 MALVERN 19355 PA V26 811-21478 0001273878 VANGUARD CMT FUNDS 30 S000002576 Vanguard Municipal Cash Management Fund C000007079 Vanguard Municipal Cash Management Fund NULL PO BOX 2600 MALVERN 19355 PA V26 811-04627 0000791107 VANGUARD CONVERTIBLE SECURITIES FUND 30 S000002837 VANGUARD CONVERTIBLE SECURITIES FUND C000007767 Investor Shares VCVSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01530 0000034066 VANGUARD EXPLORER FUND 30 S000002578 VANGUARD EXPLORER FUND C000007082 Admiral Shares VEXRX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01530 0000034066 VANGUARD EXPLORER FUND 30 S000002578 VANGUARD EXPLORER FUND C000007081 Investor Shares VEXPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05445 0000826473 VANGUARD FENWAY FUNDS 30 S000002579 Vanguard Equity Income Fund C000007084 Admiral Shares VEIRX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05445 0000826473 VANGUARD FENWAY FUNDS 30 S000002579 Vanguard Equity Income Fund C000007083 Investor Shares VEIPX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05445 0000826473 VANGUARD FENWAY FUNDS 30 S000002580 Vanguard Growth Equity Fund C000007085 Investor Shares VGEQX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05445 0000826473 VANGUARD FENWAY FUNDS 30 S000002581 Vanguard PRIMECAP Core Fund C000007086 Investor Shares VPCCX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002582 Vanguard GNMA Fund C000007088 Admiral Shares VFIJX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002582 Vanguard GNMA Fund C000007087 Investor Shares VFIIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002584 Vanguard High-Yield Corporate Fund C000007093 Admiral Shares VWEAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002584 Vanguard High-Yield Corporate Fund C000007092 Investor Shares VWEHX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002586 Vanguard Intermediate-Term Investment-Grade Fund C000007098 Admiral Shares VFIDX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002586 Vanguard Intermediate-Term Investment-Grade Fund C000007097 Investor Shares VFICX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002587 Vanguard Intermediate-Term Treasury Fund C000007100 Admiral Shares VFIUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002587 Vanguard Intermediate-Term Treasury Fund C000007099 Investor Shares VFITX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002588 Vanguard Long-Term Investment-Grade Fund C000007102 Admiral Shares VWETX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002588 Vanguard Long-Term Investment-Grade Fund C000007101 Investor Shares VWESX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002589 Vanguard Long-Term Treasury Fund C000007104 Admiral Shares VUSUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002589 Vanguard Long-Term Treasury Fund C000007103 Investor Shares VUSTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002590 Vanguard Short-Term Federal Fund C000007106 Admiral Shares VSGDX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002590 Vanguard Short-Term Federal Fund C000007105 Investor Shares VSGBX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002591 Vanguard Short-Term Investment-Grade Fund C000007108 Admiral Shares VFSUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002591 Vanguard Short-Term Investment-Grade Fund C000007109 Institutional Shares VFSIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002591 Vanguard Short-Term Investment-Grade Fund C000007107 Investor Shares VFSTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002583 Vanguard Short-Term Treasury Fund C000007090 Admiral Shares VFIRX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002583 Vanguard Short-Term Treasury Fund C000007089 Investor Shares VFISX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-06709 0000888451 VANGUARD FLORIDA TAX-FREE FUNDS 30 S000002592 Vanguard Florida Focused Long-Term Tax-Exempt Fund C000007111 Admiral Shares VFLRX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-06709 0000888451 VANGUARD FLORIDA TAX-FREE FUNDS 30 S000002592 Vanguard Florida Focused Long-Term Tax-Exempt Fund C000007110 Investor Shares VFLTX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-07239 0000932471 VANGUARD HORIZON FUNDS 30 S000002594 Vanguard Capital Opportunity Fund C000007114 Admiral Shares VHCAX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-07239 0000932471 VANGUARD HORIZON FUNDS 30 S000002594 Vanguard Capital Opportunity Fund C000007113 Investor Shares VHCOX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-07239 0000932471 VANGUARD HORIZON FUNDS 30 S000002595 Vanguard Global Equity Fund C000007115 Investor Shares VHGEX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-07239 0000932471 VANGUARD HORIZON FUNDS 30 S000002593 Vanguard Strategic Equity Fund C000007112 Investor Shares VSEQX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-07239 0000932471 VANGUARD HORIZON FUNDS 30 S000012432 Vanguard Strategic Small-Cap Equity Fund C000033747 Investor Shares VSTCX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002839 Vanguard 500 Index Fund C000007774 Admiral Shares VFIAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002839 Vanguard 500 Index Fund C000092055 ETF Shares VOO PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002839 Vanguard 500 Index Fund C000007773 Investor Shares VFINX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002839 Vanguard 500 Index Fund C000035202 Signal Shares VIFSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002841 Vanguard Extended Market Index Fund C000007780 Admiral Shares VEXAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002841 Vanguard Extended Market Index Fund C000007782 ETF Shares VXF PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002841 Vanguard Extended Market Index Fund C000096110 Institutional Plus Shares VEMPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002841 Vanguard Extended Market Index Fund C000007781 Institutional Shares VIEIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002841 Vanguard Extended Market Index Fund C000007779 Investor Shares VEXMX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002841 Vanguard Extended Market Index Fund C000035204 Signal Shares VEMSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002842 Vanguard Growth Index Fund C000007784 Admiral Shares VIGAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002842 Vanguard Growth Index Fund C000007786 ETF Shares VUG PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002842 Vanguard Growth Index Fund C000007785 Institutional Shares VIGIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002842 Vanguard Growth Index Fund C000007783 Investor Shares VIGRX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002842 Vanguard Growth Index Fund C000035205 Signal Shares VIGSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002843 Vanguard Large-Cap Index Fund C000007788 Admiral Shares VLCAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002843 Vanguard Large-Cap Index Fund C000007790 ETF Shares VV PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002843 Vanguard Large-Cap Index Fund C000007789 Institutional Shares VLISX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002843 Vanguard Large-Cap Index Fund C000007787 Investor Shares VLACX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002843 Vanguard Large-Cap Index Fund C000035206 Signal Shares VLCSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000012756 Vanguard Mid-Cap Growth Index Fund C000105306 Admiral Shares VMGMX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000012756 Vanguard Mid-Cap Growth Index Fund C000034428 ETF Shares VOT PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000012756 Vanguard Mid-Cap Growth Index Fund C000034427 Investor Shares VMGIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002844 Vanguard Mid-Cap Index Fund C000007792 Admiral Shares VIMAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002844 Vanguard Mid-Cap Index Fund C000007794 ETF Shares VO PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002844 Vanguard Mid-Cap Index Fund C000096111 Institutional Plus Shares VMCPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002844 Vanguard Mid-Cap Index Fund C000007793 Institutional Shares VMCIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002844 Vanguard Mid-Cap Index Fund C000007791 Investor Shares VIMSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002844 Vanguard Mid-Cap Index Fund C000035207 Signal Shares VMISX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000012757 Vanguard Mid-Cap Value Index Fund C000105307 Admiral Shares VMVAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000012757 Vanguard Mid-Cap Value Index Fund C000034430 ETF Shares VOE PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000012757 Vanguard Mid-Cap Value Index Fund C000034429 Investor Shares VMVIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002846 Vanguard Small-Cap Growth Index Fund C000105304 Admiral Shares VSGAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002846 Vanguard Small-Cap Growth Index Fund C000007801 ETF Shares VBK PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002846 Vanguard Small-Cap Growth Index Fund C000007800 Institutional Shares VSGIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002846 Vanguard Small-Cap Growth Index Fund C000007799 Investor Shares VISGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002845 Vanguard Small-Cap Index Fund C000007796 Admiral Shares VSMAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002845 Vanguard Small-Cap Index Fund C000007798 ETF Shares VB PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002845 Vanguard Small-Cap Index Fund C000096112 Institutional Plus Shares VSCPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002845 Vanguard Small-Cap Index Fund C000007797 Institutional Shares VSCIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002845 Vanguard Small-Cap Index Fund C000007795 Investor Shares NAESX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002845 Vanguard Small-Cap Index Fund C000035208 Signal Shares VSISX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002847 Vanguard Small-Cap Value Index Fund C000105305 Admiral Shares VSIAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002847 Vanguard Small-Cap Value Index Fund C000007804 ETF Shares VBR PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002847 Vanguard Small-Cap Value Index Fund C000007803 Institutional Shares VSIIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002847 Vanguard Small-Cap Value Index Fund C000007802 Investor Shares VISVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002848 Vanguard Total Stock Market Index Fund C000007806 Admiral Shares VTSAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002848 Vanguard Total Stock Market Index Fund C000007808 ETF Shares VTI PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002848 Vanguard Total Stock Market Index Fund C000007807 Institutional Shares VITSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002848 Vanguard Total Stock Market Index Fund C000007805 Investor Shares VTSMX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002848 Vanguard Total Stock Market Index Fund C000035211 Signal Shares VTSSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002840 Vanguard Value Index Fund C000007776 Admiral Shares VVIAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002840 Vanguard Value Index Fund C000007778 ETF Shares VTV PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002840 Vanguard Value Index Fund C000007777 Institutional Shares VIVIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002840 Vanguard Value Index Fund C000007775 Investor Shares VIVAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002840 Vanguard Value Index Fund C000035203 Signal Shares VVISX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-06093 0000862084 VANGUARD INSTITUTIONAL INDEX FUNDS 30 S000002853 Vanguard Institutional Index Fund C000007826 Institutional Plus Shares VIIIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-06093 0000862084 VANGUARD INSTITUTIONAL INDEX FUNDS 30 S000002853 Vanguard Institutional Index Fund C000007825 Institutional Shares VINIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-06093 0000862084 VANGUARD INSTITUTIONAL INDEX FUNDS 30 S000002855 Vanguard Institutional Total Stock Market Index Fund C000007829 Institutional Plus Shares VITPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-06093 0000862084 VANGUARD INSTITUTIONAL INDEX FUNDS 30 S000002855 Vanguard Institutional Total Stock Market Index Fund C000007828 Institutional Shares VITNX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005786 Vanguard Emerging Markets Stock Index Fund C000035633 Admiral Shares VEMAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005786 Vanguard Emerging Markets Stock Index Fund C000015902 ETF Shares VWO PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005786 Vanguard Emerging Markets Stock Index Fund C000096106 Institutional Plus Shares VEMRX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005786 Vanguard Emerging Markets Stock Index Fund C000015901 Institutional Shares VEMIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005786 Vanguard Emerging Markets Stock Index Fund C000015900 Investor Shares VEIEX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005786 Vanguard Emerging Markets Stock Index Fund C000038994 Signal Shares VERSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005787 Vanguard European Stock Index Fund C000015904 Admiral Shares VEUSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005787 Vanguard European Stock Index Fund C000015906 ETF Shares VGK PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005787 Vanguard European Stock Index Fund C000096107 Institutional Plus Shares VEUPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005787 Vanguard European Stock Index Fund C000015905 Institutional Shares VESIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005787 Vanguard European Stock Index Fund C000015903 Investor Shares VEURX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005787 Vanguard European Stock Index Fund C000038995 Signal Shares VESSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000015871 Vanguard FTSE All-World ex-US Index Fund C000105302 Admiral Shares VFWAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000015871 Vanguard FTSE All-World ex-US Index Fund C000043572 ETF Shares VEU PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000015871 Vanguard FTSE All-World ex-US Index Fund C000096109 Institutional Plus Shares VFWPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000015871 Vanguard FTSE All-World ex-US Index Fund C000043573 Institutional Shares VFWSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000015871 Vanguard FTSE All-World ex-US Index Fund C000043571 Investor Shares VFWIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000025074 Vanguard FTSE All-World ex-US Small-Cap Index Fund C000074581 ETF Shares VSS PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000025074 Vanguard FTSE All-World ex-US Small-Cap Index Fund C000074580 Institutional Shares VFSNX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000025074 Vanguard FTSE All-World ex-US Small-Cap Index Fund C000074579 Investor Shares VFSVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000030007 Vanguard Global ex-U.S. Real Estate Index Fund C000092025 ETF VNQI PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000030007 Vanguard Global ex-U.S. Real Estate Index Fund C000092026 Institutional VGRNX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000030007 Vanguard Global ex-U.S. Real Estate Index Fund C000092023 Investor VGXRX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000030007 Vanguard Global ex-U.S. Real Estate Index Fund C000092024 Signal VGRLX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005788 Vanguard Pacific Stock Index Fund C000015908 Admiral Shares VPADX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005788 Vanguard Pacific Stock Index Fund C000015910 ETF Shares VPL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005788 Vanguard Pacific Stock Index Fund C000096108 Institutional Plus Shares VPAPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005788 Vanguard Pacific Stock Index Fund C000015909 Institutional Shares VPKIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005788 Vanguard Pacific Stock Index Fund C000015907 Investor Shares VPACX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005788 Vanguard Pacific Stock Index Fund C000038996 Signal Shares VPASX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000022482 Vanguard Total World Stock Index Fund C000065038 ETF Shares VT PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000022482 Vanguard Total World Stock Index Fund C000065039 Institutional Shares VTWIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000022482 Vanguard Total World Stock Index Fund C000065037 Investor Shares VTWSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05628 0000836906 VANGUARD MALVERN FUNDS 30 S000002868 Vanguard Capital Value Fund C000007885 Investor Shares VCVLX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05628 0000836906 VANGUARD MALVERN FUNDS 30 S000002869 Vanguard U.S. Value Fund C000007886 Investor Shares VUVLX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-09005 0001070414 VANGUARD MASSACHUSETTS TAX-EXEMPT FUNDS 30 S000002870 Vanguard Massachusetts Tax-Exempt Fund C000007887 Investor Shares VMATX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02554 0000106830 VANGUARD MONEY MARKET RESERVES 30 S000004462 Vanguard Federal Money Market Fund C000012238 Investor Shares VMFXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02554 0000106830 VANGUARD MONEY MARKET RESERVES 30 S000004463 Vanguard Prime Money Market Fund C000012240 Institutional Shares VMRXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02554 0000106830 VANGUARD MONEY MARKET RESERVES 30 S000004463 Vanguard Prime Money Market Fund C000012239 Investor Shares VMMXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-22114 0001409957 Vanguard Montgomery Funds 30 S000019457 Vanguard Market Neutral Fund C000054091 Institutional Shares VMNIX P.O. BOX 2600 VALLEY FORGE 19482 PA NULL 811-22114 0001409957 Vanguard Montgomery Funds 30 S000019457 Vanguard Market Neutral Fund C000054090 Investor Shares VMNFX P.O. BOX 2600 VALLEY FORGE 19482 PA NULL 811-01685 0000068138 VANGUARD MORGAN GROWTH FUND 30 S000002871 VANGUARD MORGAN GROWTH FUND C000007889 Admiral Shares VMRAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01685 0000068138 VANGUARD MORGAN GROWTH FUND 30 S000002871 VANGUARD MORGAN GROWTH FUND C000007888 Investor Shares VMRGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002892 Vanguard High-Yield Tax-Exempt Fund C000007950 Admiral Shares VWALX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002892 Vanguard High-Yield Tax-Exempt Fund C000007949 Investor Shares VWAHX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000030009 Vanguard Intermediate-Term Municipal Bond Index C000092029 Admiral Shares NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000030009 Vanguard Intermediate-Term Municipal Bond Index C000092030 ETF Shares NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002894 Vanguard Intermediate-Term Tax-Exempt Fund C000007954 Admiral Shares VWIUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002894 Vanguard Intermediate-Term Tax-Exempt Fund C000007953 Investor Shares VWITX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002895 Vanguard Limited-Term Tax-Exempt Fund C000007956 Admiral Shares VMLUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002895 Vanguard Limited-Term Tax-Exempt Fund C000007955 Investor Shares VMLTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000030010 Vanguard Long-Term Municipal Bond Index C000092031 Admiral Shares NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000030010 Vanguard Long-Term Municipal Bond Index C000092032 ETF Shares NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002896 Vanguard Long-Term Tax-Exempt Fund C000007958 Admiral Shares VWLUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002896 Vanguard Long-Term Tax-Exempt Fund C000007957 Investor Shares VWLTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000030008 Vanguard Short-Term Municipal Bond Index C000092027 Admiral Shares NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000030008 Vanguard Short-Term Municipal Bond Index C000092028 ETF Shares NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002897 Vanguard Short-Term Tax-Exempt Fund C000007960 Admiral Shares VWSUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002897 Vanguard Short-Term Tax-Exempt Fund C000007959 Investor Shares VWSTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002898 Vanguard Tax-Exempt Money Market Fund C000007961 Investor Shares VMSXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05340 0000821404 VANGUARD NEW JERSEY TAX-FREE FUNDS 30 S000002901 Vanguard New Jersey Long-Term Tax-Exempt Fund C000007965 Admiral Shares VNJUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05340 0000821404 VANGUARD NEW JERSEY TAX-FREE FUNDS 30 S000002901 Vanguard New Jersey Long-Term Tax-Exempt Fund C000007964 Investor Shares VNJTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05340 0000821404 VANGUARD NEW JERSEY TAX-FREE FUNDS 30 S000002902 Vanguard New Jersey Tax-Exempt Money Market Fund C000007966 Investor Shares VNJXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04570 0000788599 VANGUARD NEW YORK TAX-FREE FUNDS 30 S000002905 Vanguard New York Long-Term Tax-Exempt Fund C000007970 Admiral Shares VNYUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04570 0000788599 VANGUARD NEW YORK TAX-FREE FUNDS 30 S000002905 Vanguard New York Long-Term Tax-Exempt Fund C000007969 Investor Shares VNYTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04570 0000788599 VANGUARD NEW YORK TAX-FREE FUNDS 30 S000002906 Vanguard New York Tax-Exempt Money Market Fund C000007971 Investor Shares VYFXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-06083 0000862341 VANGUARD OHIO TAX-FREE FUNDS 30 S000002908 Vanguard Ohio Long-Term Tax-Exempt Fund C000007973 Investor Shares VOHIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-06083 0000862341 VANGUARD OHIO TAX-FREE FUNDS 30 S000002909 Vanguard Ohio Tax-Exempt Money Market Fund C000007974 Investor Shares VOHXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04571 0000788606 VANGUARD PENNSYLVANIA TAX-FREE FUNDS 30 S000002911 Vanguard Pennsylvania Long-Term Tax-Exempt Fund C000007977 Admiral Shares VPALX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04571 0000788606 VANGUARD PENNSYLVANIA TAX-FREE FUNDS 30 S000002911 Vanguard Pennsylvania Long-Term Tax-Exempt Fund C000007976 Investor Shares VPAIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04571 0000788606 VANGUARD PENNSYLVANIA TAX-FREE FUNDS 30 S000002912 Vanguard Pennsylvania Tax-Exempt Money Market Fund C000007978 Investor Shares VPTXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04526 0000799127 VANGUARD QUANTITATIVE FUNDS / 30 S000012022 Structured Large-Cap Equity Fund C000032755 Institutional Plus Shares VSLPX 100 VANGUARD BLVD MALVERN 19355 PA P O BOX 2600 811-04526 0000799127 VANGUARD QUANTITATIVE FUNDS / 30 S000012022 Structured Large-Cap Equity Fund C000032754 Institutional Shares VSLIX 100 VANGUARD BLVD MALVERN 19355 PA P O BOX 2600 811-04526 0000799127 VANGUARD QUANTITATIVE FUNDS / 30 S000002913 Vanguard Growth and Income Fund C000007980 Admiral Shares VGIAX 100 VANGUARD BLVD MALVERN 19355 PA P O BOX 2600 811-04526 0000799127 VANGUARD QUANTITATIVE FUNDS / 30 S000002913 Vanguard Growth and Income Fund C000007979 Investor Shares VQNPX 100 VANGUARD BLVD MALVERN 19355 PA P O BOX 2600 811-04526 0000799127 VANGUARD QUANTITATIVE FUNDS / 30 S000013496 Vanguard Structured Broad Market C000039426 Institutional Plus Shares VSBPX 100 VANGUARD BLVD MALVERN 19355 PA P O BOX 2600 811-04526 0000799127 VANGUARD QUANTITATIVE FUNDS / 30 S000013496 Vanguard Structured Broad Market C000036499 Institutional Shares VSBMX 100 VANGUARD BLVD MALVERN 19355 PA P O BOX 2600 811-04526 0000799127 VANGUARD QUANTITATIVE FUNDS / 30 S000013497 Vanguard Structured Large-Cap Growth C000039427 Institutional Plus Shares VSGPX 100 VANGUARD BLVD MALVERN 19355 PA P O BOX 2600 811-04526 0000799127 VANGUARD QUANTITATIVE FUNDS / 30 S000013497 Vanguard Structured Large-Cap Growth C000036500 Institutional Shares VSTLX 100 VANGUARD BLVD MALVERN 19355 PA P O BOX 2600 811-04526 0000799127 VANGUARD QUANTITATIVE FUNDS / 30 S000015173 Vanguard Structured Large-Cap Value Fund C000041684 Institutional Plus Shares VSLVX 100 VANGUARD BLVD MALVERN 19355 PA P O BOX 2600 811-04526 0000799127 VANGUARD QUANTITATIVE FUNDS / 30 S000015173 Vanguard Structured Large-Cap Value Fund C000041683 Institutional Shares VSEVX 100 VANGUARD BLVD MALVERN 19355 PA P O BOX 2600 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000028087 Vanguard Explorer Value Fund C000085513 Investor Shares VEVFX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026863 Vanguard Intermediate-Term Corporate Bond Index Fund C000080855 ETF Shares VCIT PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026863 Vanguard Intermediate-Term Corporate Bond Index Fund C000080854 Institutional Shares VICBX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026863 Vanguard Intermediate-Term Corporate Bond Index Fund C000080853 Signal Shares VICSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026860 Vanguard Intermediate-Term Government Bond Index Fund C000080846 ETF Shares VGIT PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026860 Vanguard Intermediate-Term Government Bond Index Fund C000080845 Institutional Shares VIIGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026860 Vanguard Intermediate-Term Government Bond Index Fund C000080844 Signal Shares VSIGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026864 Vanguard Long-Term Corporate Bond Index Fund C000080858 ETF Shares VCLT PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026864 Vanguard Long-Term Corporate Bond Index Fund C000080857 Institutional Shares VLCIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026864 Vanguard Long-Term Corporate Bond Index Fund C000080856 Signal Shares VLTCX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026861 Vanguard Long-Term Government Bond Index Fund C000080849 ETF Shares VGLT PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026861 Vanguard Long-Term Government Bond Index Fund C000080848 Institutional Shares VLGIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026861 Vanguard Long-Term Government Bond Index Fund C000080847 Signal Shares VLGSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026865 Vanguard Mortgage-Backed Securities Index Fund C000080861 ETF Shares VMBS PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026865 Vanguard Mortgage-Backed Securities Index Fund C000080860 Institutional Shares VMBIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026865 Vanguard Mortgage-Backed Securities Index Fund C000080859 Signal Shares VMBSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030002 Vanguard Russell 1000 Growth Index Fund C000092014 ETF Shares VONG PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030002 Vanguard Russell 1000 Growth Index Fund C000092013 Institutional Shares VRGWX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030000 Vanguard Russell 1000 Index Fund C000092010 ETF Shares VONE PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030000 Vanguard Russell 1000 Index Fund C000092009 Institutional Shares VRIIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030001 Vanguard Russell 1000 Value Index Fund C000092012 ETF Shares VONV PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030001 Vanguard Russell 1000 Value Index Fund C000092011 Institutional Shares VRVIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030005 Vanguard Russell 2000 Growth Index Fund C000092020 ETF Shares VTWG PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030005 Vanguard Russell 2000 Growth Index Fund C000092019 Institutional Shares VRTGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030003 Vanguard Russell 2000 Index Fund C000092016 ETF Shares VTWO PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030003 Vanguard Russell 2000 Index Fund C000092015 Institutional Shares VRTIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030004 Vanguard Russell 2000 Value Index Fund C000092017 ETF Shares VTWV PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030004 Vanguard Russell 2000 Value Index Fund C000092018 Institutional Shares VRTVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030006 Vanguard Russell 3000 Index Fund C000092022 ETF Shares VTHR PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030006 Vanguard Russell 3000 Index Fund C000092021 Institutional Shares VRTTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026862 Vanguard Short-Term Corporate Bond Index Fund C000080852 ETF Shares VCSH PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026862 Vanguard Short-Term Corporate Bond Index Fund C000080851 Institutional Shares VSTBX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026862 Vanguard Short-Term Corporate Bond Index Fund C000080850 Signal Shares VSCSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026859 Vanguard Short-Term Government Bond Index Fund C000080843 ETF Shares VGSH PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026859 Vanguard Short-Term Government Bond Index Fund C000080842 Institutional Shares VSBIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026859 Vanguard Short-Term Government Bond Index Fund C000080841 Signal Shares VSBSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000011322 Vanguard Dividend Appreciation Index Fund C000031350 ETF Shares VIG PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000011322 Vanguard Dividend Appreciation Index Fund C000031349 Investor Shares VDAIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002920 Vanguard Dividend Growth Fund C000008004 Investor Shares VDIGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002921 Vanguard Energy Fund C000008006 Admiral Shares VGELX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002921 Vanguard Energy Fund C000008005 Investor Shares VGENX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002922 Vanguard Health Care Fund C000008008 Admiral Shares VGHAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002922 Vanguard Health Care Fund C000008007 Investor Shares VGHCX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002923 Vanguard Precious Metals and Mining Fund C000008009 Investor Shares VGPMX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002924 Vanguard REIT Index Fund C000008011 Admiral Shares VGSLX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002924 Vanguard REIT Index Fund C000032424 ETF Shares VNQ PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002924 Vanguard REIT Index Fund C000008012 Institutional Shares VGSNX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002924 Vanguard REIT Index Fund C000008010 Investor Shares VGSIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002924 Vanguard REIT Index Fund C000038987 Signal Shares VGRSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002925 Vanguard Developed Markets Index Fund C000105303 Admiral Shares VDMAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002925 Vanguard Developed Markets Index Fund C000094035 Institutional Plus Shares VDMPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002925 Vanguard Developed Markets Index Fund C000081540 Institutional Shares NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002925 Vanguard Developed Markets Index Fund C000008013 Investor Shares VDMIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002927 Vanguard LifeStrategy Conservative Growth Fund C000008015 Investor Shares VSCGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002928 Vanguard LifeStrategy Growth Fund C000008016 Investor Shares VASGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002929 Vanguard LifeStrategy Income Fund C000008017 Investor Shares VASIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002930 Vanguard LifeStrategy Moderate Growth Fund C000008018 Investor Shares VSMGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002931 Vanguard Star Fund C000008019 Vanguard Star Fund VGSTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002932 Vanguard Total International Stock Index Fund C000094037 Admiral Shares VTIAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002932 Vanguard Total International Stock Index Fund C000094038 ETF Shares VXUS PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002932 Vanguard Total International Stock Index Fund C000094039 Institutional Plus Shares VTPSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002932 Vanguard Total International Stock Index Fund C000094036 Institutional Shares VTSNX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002932 Vanguard Total International Stock Index Fund C000008020 Investor Shares VGTSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002932 Vanguard Total International Stock Index Fund C000094040 Signal Shares VTSGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004383 Vanguard Tax-Managed Balanced Fund C000012133 Admiral Shares VTMFX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004384 Vanguard Tax-Managed Capital Appreciation Fund C000012135 Admiral Shares VTCLX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004384 Vanguard Tax-Managed Capital Appreciation Fund C000012136 Institutional Shares VTCIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004384 Vanguard Tax-Managed Capital Appreciation Fund C000012134 Investor Shares VMCAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004385 Vanguard Tax-Managed Growth and Income Fund C000012138 Admiral Shares VTGLX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004385 Vanguard Tax-Managed Growth and Income Fund C000012139 Institutional Shares VTMIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004385 Vanguard Tax-Managed Growth and Income Fund C000012137 Investor Shares VTGIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004386 Vanguard Tax-Managed International Fund C000012140 Admiral Shares VTMGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004386 Vanguard Tax-Managed International Fund C000051262 ETF Shares VEA PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004386 Vanguard Tax-Managed International Fund C000012141 Institutional Shares VTMNX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004387 Vanguard Tax-Managed Small-Cap Fund C000012142 Admiral Shares VTMSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004387 Vanguard Tax-Managed Small-Cap Fund C000012143 Institutional Shares VTSIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02968-99 0000313850 VANGUARD TRUSTEES' EQUITY FUND 30 S000011877 Vanguard Diversified Equity Fund C000032457 Investor Shares VDEQX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02968-99 0000313850 VANGUARD TRUSTEES' EQUITY FUND 30 S000032976 Vanguard Emerging Markets Select Stock Fund C000101729 Investor Shares VMMSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02968-99 0000313850 VANGUARD TRUSTEES' EQUITY FUND 30 S000004389 Vanguard International Value Fund C000012145 Investor Shares VTRIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-58431 0000889519 VANGUARD VALLEY FORGE FUNDS 30 S000002560 VANGUARD BALANCED INDEX FUND C000007055 ADMIRAL SHARES VBIAX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-58431 0000889519 VANGUARD VALLEY FORGE FUNDS 30 S000002560 VANGUARD BALANCED INDEX FUND C000007056 INSTITUTIONAL SHARES VBAIX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-58431 0000889519 VANGUARD VALLEY FORGE FUNDS 30 S000002560 VANGUARD BALANCED INDEX FUND C000007054 INVESTOR SHARES VBINX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-58431 0000889519 VANGUARD VALLEY FORGE FUNDS 30 S000002560 VANGUARD BALANCED INDEX FUND C000035201 Signal Shares VBASX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-58431 0000889519 VANGUARD VALLEY FORGE FUNDS 30 S000019762 Vanguard Managed Payout Distribution Focus Fund C000055413 Investor Shares VPDFX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-58431 0000889519 VANGUARD VALLEY FORGE FUNDS 30 S000019761 Vanguard Managed Payout Growth and Distribution Fund C000055412 Investor Shares VPGDX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-58431 0000889519 VANGUARD VALLEY FORGE FUNDS 30 S000019760 Vanguard Managed Payout Growth Focus Fund C000055411 Investor Shares VPGFX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004390 Balanced Portfolio C000012146 Balanced Portfolio NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004397 Capital Growth Portfolio C000012153 Capital Growth Portfolio NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000033473 Conservative Allocation Portfolio C000102905 Conservative Allocation Portfolio NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004398 Diversified Value Portfolio C000012154 Diversified Value Portfolio NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004399 Equity Income Portfolio C000012155 Equity Income Portfolio NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004400 Equity Index Portfolio C000012156 Equity Index Portfolio NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004401 Growth Portfolio C000012157 Growth Portfolio NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004402 High-Yield Bond Portfolio C000012158 High-Yield Bond Portfolio NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004403 International Portfolio C000012159 International Portfolio NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004404 Mid-Cap Index Portfolio C000012160 Mid-Cap Index Portfolio NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000033474 Moderate Allocation Portfolio C000102906 Moderate Allocation Portfolio NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004391 Money Market Portfolio C000012147 Money Market Portfolio NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004392 REIT Index Portfolio C000012148 REIT Index Portfolio NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004393 Short-Term Investment-Grade Portfolio C000012149 Short-Term Investment-Grade Portfolio NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004394 Small Company Growth Portfolio C000012150 Small Company Growth Portfolio NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004395 Total Bond Market Index Portfolio C000012151 Total Bond Market Index Portfolio NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004396 Total Stock Market Index Portfolio C000012152 Total Stock Market Index Portfolio NULL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01766 0000105544 VANGUARD WELLESLEY INCOME FUND 30 S000004405 VANGUARD WELLESLEY INCOME FUND C000012162 Admiral Shares VWIAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01766 0000105544 VANGUARD WELLESLEY INCOME FUND 30 S000004405 VANGUARD WELLESLEY INCOME FUND C000012161 Investor Shares VWINX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-00121 0000105563 VANGUARD WELLINGTON FUND 30 S000004406 VANGUARD WELLINGTON FUND C000012164 Admiral Shares VWENX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-00121 0000105563 VANGUARD WELLINGTON FUND 30 S000004406 VANGUARD WELLINGTON FUND C000012163 Investor Shares VWELX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000014011 Vanguard High Dividend Yield Index Fund C000038295 ETF Shares VYM PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000014011 Vanguard High Dividend Yield Index Fund C000038294 Investor Shares VHDYX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000004407 Vanguard International Explorer Fund C000012165 Investor Shares VINEX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000004408 Vanguard Mid-Cap Growth Fund C000012166 Investor Shares VMGRX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000004409 Vanguard Selected Value Fund C000012167 Investor Shares VASVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-00834 0000107606 VANGUARD WINDSOR FUNDS 30 S000004417 Vanguard Windsor Fund C000012179 Admiral Shares VWNEX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-00834 0000107606 VANGUARD WINDSOR FUNDS 30 S000004417 Vanguard Windsor Fund C000012178 Investor Shares VWNDX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-00834 0000107606 VANGUARD WINDSOR FUNDS 30 S000004418 Vanguard Windsor II Fund C000012181 Admiral Shares VWNAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-00834 0000107606 VANGUARD WINDSOR FUNDS 30 S000004418 Vanguard Windsor II Fund C000012180 Investor Shares VWNFX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004446 Vanguard Consumer Discretionary Index Fund C000012214 Admiral Shares VCDAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004446 Vanguard Consumer Discretionary Index Fund C000012215 ETF Shares VCR PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004447 Vanguard Consumer Staples Index Fund C000012216 Admiral Shares VCSAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004447 Vanguard Consumer Staples Index Fund C000012217 ETF Shares VDC PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004448 Vanguard Energy Index Fund C000012218 Admiral Shares VENAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004448 Vanguard Energy Index Fund C000012219 ETF Shares VDE PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000018789 Vanguard Extended Duration Treasury Index Fund C000051981 ETF Shares EDV PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000018789 Vanguard Extended Duration Treasury Index Fund C000051980 Institutional Plus Shares VEDIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000018789 Vanguard Extended Duration Treasury Index Fund C000051979 Institutional Shares VEDTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004449 Vanguard Financials Index Fund C000012220 Admiral Shares VFAIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004449 Vanguard Financials Index Fund C000012221 ETF Shares VFH PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004440 Vanguard FTSE Social Index Fund C000012204 Institutional Shares VFTNX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004440 Vanguard FTSE Social Index Fund C000012203 Investor Shares VFTSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004450 Vanguard Health Care Index Fund C000012222 Admiral Shares VHCIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004450 Vanguard Health Care Index Fund C000012223 ETF Shares VHT PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004451 Vanguard Industrials Index Fund C000012224 Admiral Shares VINAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004451 Vanguard Industrials Index Fund C000012225 ETF Shares VIS PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004452 Vanguard Information Technology Index Fund C000012226 Admiral Shares VITAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004452 Vanguard Information Technology Index Fund C000012227 ETF Shares VGT PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004453 Vanguard International Growth Fund C000012229 Admiral Shares VWILX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004453 Vanguard International Growth Fund C000012228 Investor Shares VWIGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004441 Vanguard Materials Index Fund C000012205 Admiral Shares VMIAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004441 Vanguard Materials Index Fund C000012206 ETF Shares VAW PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000019700 Vanguard Mega Cap 300 Growth Index Fund C000055216 ETF Shares MGK PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000019700 Vanguard Mega Cap 300 Growth Index Fund C000055215 Institutional Shares VMGAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000019698 Vanguard Mega Cap 300 Index Fund C000055210 ETF Shares MGC PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000019698 Vanguard Mega Cap 300 Index Fund C000055209 Institutional Shares VMCTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000019699 Vanguard Mega Cap 300 Value Index Fund C000055213 ETF Shares MGV PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000019699 Vanguard Mega Cap 300 Value Index Fund C000055212 Institutional Shares VMVLX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004443 Vanguard Telecommunication Services Index Fund C000012208 Admiral Shares VTCAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004443 Vanguard Telecommunication Services Index Fund C000012209 ETF Shares VOX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004444 Vanguard U.S. Growth Fund C000012211 Admiral Shares VWUAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004444 Vanguard U.S. Growth Fund C000012210 Investor Shares VWUSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004445 Vanguard Utilities Index Fund C000012212 Admiral Shares VUIAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004445 Vanguard Utilities Index Fund C000012213 ETF Shares VPU PO BOX 2600 VALLEY FORGE 19482 PA V26 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008107 Vantagepoint 500 Stock Index Fund C000022042 I Class VPFIX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008107 Vantagepoint 500 Stock Index Fund C000022043 II Class VPSKX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008118 Vantagepoint Aggressive Opportunities Fund C000022055 Vantagepoint Aggressive Opportunities Fund VPAOX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008128 Vantagepoint Broad Market Index Fund C000022066 I Class VPMIX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008128 Vantagepoint Broad Market Index Fund C000022067 II Class VPBMX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008129 Vantagepoint Core Bond Index Fund C000022068 I Class VPCIX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008129 Vantagepoint Core Bond Index Fund C000022069 II Class VPCDX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000020942 Vantagepoint Discovery Fund C000059145 Vantagepoint Discovery Fund VPDSX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000020943 Vantagepoint Diversifying Strategies Fund C000059146 Vantagepoint Diversifying Strategies Fund VPDAX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008130 Vantagepoint Equity Income Fund C000022070 Vantagepoint Equity Income Fund VPEIX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008131 Vantagepoint Growth & Income Fund C000022071 Vantagepoint Growth & Income Fund VPGIX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008132 Vantagepoint Growth Fund C000022072 Vantagepoint Growth Fund VPGRX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008126 Vantagepoint Inflation Protected Securities Fund C000022064 Vantagepoint Inflation Protected Securities Fund VPTSX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008133 Vantagepoint International Fund C000022073 Vantagepoint International Fund VPINX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008125 Vantagepoint Low Duration Bond Fund C000022063 Vantagepoint Low Duration Bond Fund VPIPX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008108 Vantagepoint Mid/Small Company Index Fund C000022044 I Class VPSIX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008108 Vantagepoint Mid/Small Company Index Fund C000022045 II Class VPMSX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008109 Vantagepoint Milestone 2010 Fund C000022046 Vantagepoint Milestone 2010 Fund VPRQX 777 NORTH 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30 S000026083 Viking Tax-Free Fund for North Dakota C000078180 Viking Tax-Free Fund for North Dakota VNDFX PO BOX 500 MINOT 58701 ND NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021174 VIRTUS BALANCED FUND C000060277 Class A PHBLX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021174 VIRTUS BALANCED FUND C000060278 Class B PBCBX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021174 VIRTUS BALANCED FUND C000060279 Class C PSBCX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021177 VIRTUS GROWTH & INCOME FUND C000060285 Class A PDIAX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021177 VIRTUS GROWTH & INCOME FUND C000060286 Class B PBGIX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021177 VIRTUS GROWTH & INCOME FUND C000060287 Class C PGICX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021177 VIRTUS GROWTH & INCOME FUND C000060288 Class I PXIIX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000025925 Virtus Mid-Cap Core Fund C000077895 Class A VMACX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000025925 Virtus Mid-Cap Core Fund C000077896 Class C VMCCX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000025925 Virtus Mid-Cap Core Fund C000077897 Class I VIMCX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021180 VIRTUS MID-CAP GROWTH FUND C000060294 Class A PHSKX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021180 VIRTUS MID-CAP GROWTH FUND C000060295 Class B PSKBX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021180 VIRTUS MID-CAP GROWTH FUND C000060296 Class C PSKCX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021180 VIRTUS MID-CAP GROWTH FUND C000060297 Class I PICMX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000001385 VIRTUS MID-CAP VALUE FUND C000003698 CLASS A FMIVX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000001385 VIRTUS MID-CAP VALUE FUND C000003699 CLASS C FMICX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000001385 VIRTUS MID-CAP VALUE FUND C000060301 Class I PIMVX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000001386 VIRTUS QUALITY LARGE-CAP VALUE FUND C000003700 CLASS A PPTAX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000001386 VIRTUS QUALITY LARGE-CAP VALUE FUND C000003701 CLASS C PPTCX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000001386 VIRTUS QUALITY LARGE-CAP VALUE FUND C000067139 Class I Shares PIPTX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021181 VIRTUS QUALITY SMALL-CAP FUND C000060298 Class A PQSAX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021181 VIRTUS QUALITY SMALL-CAP FUND C000060299 Class C PQSCX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021181 VIRTUS QUALITY SMALL-CAP FUND C000060300 Class I PXQSX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021172 VIRTUS SMALL-CAP CORE FUND C000060269 Class A PKSAX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021172 VIRTUS SMALL-CAP CORE FUND C000060271 Class C PKSCX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021172 VIRTUS SMALL-CAP CORE FUND C000060272 Class I PKSFX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021170 VIRTUS SMALL-CAP SUSTAINABLE GROWTH FUND C000060263 Class A PSGAX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021170 VIRTUS SMALL-CAP SUSTAINABLE GROWTH FUND C000060264 Class C PSGCX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021170 VIRTUS SMALL-CAP SUSTAINABLE GROWTH FUND C000060265 Class I PXSGX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021173 VIRTUS STRATEGIC GROWTH FUND C000060273 Class A PSTAX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021173 VIRTUS STRATEGIC GROWTH FUND C000060274 Class B PBTHX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021173 VIRTUS STRATEGIC GROWTH FUND C000060275 Class C SSTFX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021173 VIRTUS STRATEGIC GROWTH FUND C000060276 Class I PLXGX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021179 VIRTUS TACTICAL ALLOCATION FUND C000060291 Class A NAINX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021179 VIRTUS TACTICAL ALLOCATION FUND C000060292 Class B NBINX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021179 VIRTUS TACTICAL ALLOCATION FUND C000060293 Class C POICX 101 MUNSON STEET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001938 VIRTUS BALANCED ALLOCATION FUND C000005102 A SHARES HIBZX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001938 VIRTUS BALANCED ALLOCATION FUND C000035665 Class C PBCIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001938 VIRTUS BALANCED ALLOCATION FUND C000005103 Class I HIBLX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001936 VIRTUS CORE EQUITY FUND C000005096 A SHARES HGRZX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001936 VIRTUS CORE EQUITY FUND C000035663 Class C PICCX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001936 VIRTUS CORE EQUITY FUND C000005097 Class I HGRIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001933 VIRTUS EMERGING MARKETS OPPORTUNITIES FUND C000005088 A SHARES HEMZX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001933 VIRTUS EMERGING MARKETS OPPORTUNITIES FUND C000035661 Class C PICEX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001933 VIRTUS EMERGING MARKETS OPPORTUNITIES FUND C000005089 Class I HIEMX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001945 VIRTUS HIGH YIELD INCOME FUND C000005122 A SHARES HHYZX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001945 VIRTUS HIGH YIELD INCOME FUND C000035671 Class C PYHCX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001945 VIRTUS HIGH YIELD INCOME FUND C000005123 Class I HHYIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001930 VIRTUS INSIGHT GOVERNMENT MONEY MARKET FUND C000005080 A SHARES HIGXX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001930 VIRTUS INSIGHT GOVERNMENT MONEY MARKET FUND C000005081 Class I HGCXX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001941 VIRTUS INSIGHT MONEY MARKET FUND C000005108 A SHARES HICXX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001941 VIRTUS INSIGHT MONEY MARKET FUND C000005109 Class I HACXX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001942 VIRTUS INSIGHT TAX-EXEMPT MONEY MARKET FUND C000005112 A SHARES HITXX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001942 VIRTUS INSIGHT TAX-EXEMPT MONEY MARKET FUND C000005113 Class I HTCXX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001946 VIRTUS INTERMEDIATE GOVERNMENT BOND FUND C000005125 A SHARES HIGZX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001946 VIRTUS INTERMEDIATE GOVERNMENT BOND FUND C000005126 Class I HIGIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001947 VIRTUS INTERMEDIATE TAX-EXEMPT BOND FUND C000005128 A SHARES HIXZX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001947 VIRTUS INTERMEDIATE TAX-EXEMPT BOND FUND C000035672 Class C PCXIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001947 VIRTUS INTERMEDIATE TAX-EXEMPT BOND FUND C000005129 Class I HIXIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001948 VIRTUS LOW DURATION INCOME FUND C000005131 A SHARES HIMZX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001948 VIRTUS LOW DURATION INCOME FUND C000035673 Class C PCMZX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001948 VIRTUS LOW DURATION INCOME FUND C000005132 Class I HIBIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001944 VIRTUS TAX-EXEMPT BOND FUND C000005119 A SHARES HXBZX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001944 VIRTUS TAX-EXEMPT BOND FUND C000035670 Class C PXCZX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001944 VIRTUS TAX-EXEMPT BOND FUND C000005120 Class I HXBIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001932 VIRTUS VALUE EQUITY FUND C000005085 A SHARES HIEZX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001932 VIRTUS VALUE EQUITY FUND C000035660 Class C PIQCX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001932 VIRTUS VALUE EQUITY FUND C000005086 Class I HEQIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-09140 0001004658 VIRTUS INSTITUTIONAL TRUST 30 S000001398 VIRTUS INSTITUTIONAL BOND FUND C000003726 CLASS X PXMBX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-09140 0001004658 VIRTUS INSTITUTIONAL TRUST 30 S000001398 VIRTUS INSTITUTIONAL BOND FUND C000003727 CLASS Y PYMBX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000031600 Virtus Allocator Premium AlphaSector Fund C000098360 Class A VAAAX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000031600 Virtus Allocator Premium AlphaSector Fund C000098361 Class C VAACX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000031600 Virtus Allocator Premium AlphaSector Fund C000098362 Class I VAISX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018974 VIRTUS ALPHASECTOR ROTATION FUND C000052533 Class A PWBAX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018974 VIRTUS ALPHASECTOR ROTATION FUND C000052534 Class C PWBCX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018974 VIRTUS ALPHASECTOR ROTATION FUND C000081783 Class I VARIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018976 VIRTUS ALTERNATIVES DIVERSIFIER FUND C000052537 Class A PDPAX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018976 VIRTUS ALTERNATIVES DIVERSIFIER FUND C000052538 Class C PDPCX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018976 VIRTUS ALTERNATIVES DIVERSIFIER FUND C000081785 Class I VADIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000001336 VIRTUS BOND FUND C000003572 CLASS A SAVAX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000001336 VIRTUS BOND FUND C000003573 CLASS B SAVBX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000001336 VIRTUS BOND FUND C000003574 CLASS C SAVCX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000001336 VIRTUS BOND FUND C000003575 CLASS I SAVYX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018001 VIRTUS CA TAX-EXEMPT BOND FUND C000049899 Class A CTESX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018001 VIRTUS CA TAX-EXEMPT BOND FUND C000049900 Class I CTXEX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018010 VIRTUS DYNAMIC ALPHASECTOR FUND C000049924 Class A EMNAX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018010 VIRTUS DYNAMIC ALPHASECTOR FUND C000049925 Class B EMNBX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018010 VIRTUS DYNAMIC ALPHASECTOR FUND C000049926 Class C EMNCX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018010 VIRTUS DYNAMIC ALPHASECTOR FUND C000081782 Class I VIMNX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018969 VIRTUS FOREIGN OPPORTUNITIES FUND C000052519 Class A JVIAX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018969 VIRTUS FOREIGN OPPORTUNITIES FUND C000052520 Class C JVICX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018969 VIRTUS FOREIGN OPPORTUNITIES FUND C000052521 Class I JVXIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000030643 Virtus Global Commodities Stock Fund C000094976 Class A VGCAX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000030643 Virtus Global Commodities Stock Fund C000094977 Class C VGCCX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000030643 Virtus Global Commodities Stock Fund C000094978 Class I VGCIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018009 VIRTUS GLOBAL INFRASTRUCTURE FUND C000049922 Class A PGUAX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018009 VIRTUS GLOBAL INFRASTRUCTURE FUND C000049923 Class C PGUCX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018009 VIRTUS GLOBAL INFRASTRUCTURE FUND C000066829 Class I Shares PGIUX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018972 VIRTUS GLOBAL OPPORTUNITIES FUND C000052528 Class A NWWOX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018972 VIRTUS GLOBAL OPPORTUNITIES FUND C000052529 Class B WWOBX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018972 VIRTUS GLOBAL OPPORTUNITIES FUND C000052530 Class C WWOCX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000031601 Virtus Global Premium AlphaSector Fund C000098363 Class A VGPAX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000031601 Virtus Global Premium AlphaSector Fund C000098364 Class C VGPCX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000031601 Virtus Global Premium AlphaSector Fund C000098365 Class I VGPIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000025108 Virtus Global Real Estate Securities Fund C000074732 Class A VGSAX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000025108 Virtus Global Real Estate Securities Fund C000074733 Class C VGSCX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000025108 Virtus Global Real Estate Securities Fund C000074734 Class I VGISX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000025109 Virtus Greater Asia ex Japan Opportunities Fund C000074735 Class A VGAAX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000025109 Virtus Greater Asia ex Japan Opportunities Fund C000074736 Class C VGACX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000025109 Virtus Greater Asia ex Japan Opportunities Fund C000074737 Class I VGAIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000025110 Virtus Greater European Opportunities Fund C000074738 Class A VGEAX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000025110 Virtus Greater European Opportunities Fund C000074739 Class C VGECX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000025110 Virtus Greater European Opportunities Fund C000074740 Class I VGEIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018005 VIRTUS HIGH YIELD FUND C000049913 Class A PHCHX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018005 VIRTUS HIGH YIELD FUND C000049911 Class B PHCCX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018005 VIRTUS HIGH YIELD FUND C000049912 Class C PGHCX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000030077 Virtus International Equity Fund C000092267 Class A VIEAX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000030077 Virtus International Equity Fund C000092268 Class C VIECX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000030077 Virtus International Equity Fund C000092269 Class I VIIEX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018970 VIRTUS INTERNATIONAL REAL ESTATE SECURITIES FUND C000052522 Class A PXRAX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018970 VIRTUS INTERNATIONAL REAL ESTATE SECURITIES FUND C000052523 Class C PXRCX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018970 VIRTUS INTERNATIONAL REAL ESTATE SECURITIES FUND C000052524 Class I PXRIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018007 VIRTUS MULTI-SECTOR FIXED INCOME FUND C000049915 Class A NAMFX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018007 VIRTUS MULTI-SECTOR FIXED INCOME FUND C000049916 Class B NBMFX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018007 VIRTUS MULTI-SECTOR FIXED INCOME FUND C000049917 Class C NCMFX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018007 VIRTUS MULTI-SECTOR FIXED INCOME FUND C000081781 Class I VMFIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018008 VIRTUS MULTI-SECTOR SHORT TERM BOND FUND C000049918 Class A NARAX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018008 VIRTUS MULTI-SECTOR SHORT TERM BOND FUND C000049919 Class B PBARX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018008 VIRTUS MULTI-SECTOR SHORT TERM BOND FUND C000049920 Class C PSTCX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018008 VIRTUS MULTI-SECTOR SHORT TERM BOND FUND C000066828 Class I Shares PIMSX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018008 VIRTUS MULTI-SECTOR SHORT TERM BOND FUND C000049921 Class T PMSTX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000029390 Virtus Premium AlphaSector Fund C000090272 Class A VAPAX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000029390 Virtus Premium AlphaSector Fund C000090273 Class C VAPCX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000029390 Virtus Premium AlphaSector Fund C000090274 Class I VAPIX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018002 VIRTUS REAL ESTATE SECURITIES FUND C000049901 Class A PHRAX 101 MUNSON STREET GREENFIELD 01301 MA NULL 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018002 VIRTUS REAL ESTATE SECURITIES FUND C000049902 Class B PHRBX 101 MUNSON STREET GREENFIELD 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FUNDS TRUST 30 S000007390 California Tax-Free Fund C000020275 Administrator Class SGCAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007390 California Tax-Free Fund C000020272 Class A SCTAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007390 California Tax-Free Fund C000020273 Class B SGCBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007390 California Tax-Free Fund C000020274 Class C SCTCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007251 Capital Growth Fund C000019885 Administrator Class WFCDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007251 Capital Growth Fund C000053343 Class A WFCGX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007251 Capital Growth Fund C000053344 Class C WFCCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007251 Capital Growth Fund C000019887 Class Inv SLGIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007251 Capital Growth Fund C000019886 Institutional Class WWCIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007420 Cash Investment Money Market Fund C000020366 Administrator Class WFAXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007420 Cash Investment Money Market Fund C000020367 Institutional Class WFIXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007420 Cash Investment Money Market Fund C000052100 Select Class WFQXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007420 Cash Investment Money Market Fund C000020368 Service Class NWIXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029058 Classic Value Fund C000089276 Administrator Class EVTRX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029058 Classic Value Fund C000089272 Class A ETRAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029058 Classic Value Fund C000089273 Class B ETRBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029058 Classic Value Fund C000089274 Class C ETRCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029058 Classic Value Fund C000089275 Class R ETRRX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029058 Classic Value Fund C000092794 Institutional ETRNX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007391 Colorado Tax-Free Fund C000020278 Administrator Class NCOTX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007391 Colorado Tax-Free Fund C000020276 Class A NWCOX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007391 Colorado Tax-Free Fund C000020277 Class B NWCBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007391 Colorado Tax-Free Fund C000065586 Class C WCOTX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007339 Common Stock Fund C000092783 Administrator Class SCSDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007339 Common Stock Fund C000020143 Class A SCSAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007339 Common Stock Fund C000020144 Class B SCSKX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007339 Common Stock Fund C000020145 Class C STSAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007339 Common Stock Fund C000092784 Institutional Class SCNSX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007339 Common Stock Fund C000020146 Investor Class STCSX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007372 Conservative Allocation Fund C000020248 Administrator Class NVCBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000021192 CoreBuilder Shares Series G C000060324 CoreBuilder Shares Series G NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000021193 CoreBuilder Shares Series M C000060325 CoreBuilder Shares Series M NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007345 Discovery Fund C000020162 Administrator Class WFDDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007345 Discovery Fund C000053345 Class A WFDAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007345 Discovery Fund C000053346 Class C WDSCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007345 Discovery Fund C000035582 Institutional Class WFDSX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007345 Discovery Fund C000020163 Investor Class STDIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007259 Diversified Equity Fund C000019918 Administrator Class NVDEX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007259 Diversified Equity Fund C000019915 Class A NVDAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007259 Diversified Equity Fund C000019916 Class B NVDBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007259 Diversified Equity Fund C000019917 Class C WFDEX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007257 Diversified International Fund C000019910 Administrator Class WFIEX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007257 Diversified International Fund C000019907 Class A SILAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007257 Diversified International Fund C000019908 Class B SILBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007257 Diversified International Fund C000019909 Class C WFECX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007257 Diversified International Fund C000035577 Institutional Class WFISX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007257 Diversified International Fund C000064962 Investor Class WIEVX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007341 Diversified Small Cap Fund C000020151 Administrator Class NVDSX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000015703 Emerging Growth Fund C000042911 Administrator Class WFGDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000015703 Emerging Growth Fund C000064993 Class A WEMAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000015703 Emerging Growth Fund C000064994 Class C WEMCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000015703 Emerging Growth Fund C000064995 Institutional Class WEMIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000015703 Emerging Growth Fund C000042912 Investor Class WFGTX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029062 Emerging Markets Equity Fund (new) C000089295 Administrator Class EMGYX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029062 Emerging Markets Equity Fund (new) C000089292 Class A EMGAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029062 Emerging Markets Equity Fund (new) C000089293 Class B EMGBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029062 Emerging Markets Equity Fund (new) C000089294 Class C EMGCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029062 Emerging Markets Equity Fund (new) C000092796 Institutional EMGNX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007253 Endeavor Select Fund C000019893 Administrator Class WECDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007253 Endeavor Select Fund C000019895 Class A STAEX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007253 Endeavor Select Fund C000019891 Class B WECBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007253 Endeavor Select Fund C000019892 Class C WECCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007253 Endeavor Select Fund C000019894 Class I WFCIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007346 Enterprise Fund C000020166 Administrator Class SEPKX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007346 Enterprise Fund C000020165 Class A SENAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007346 Enterprise Fund C000103131 Class B WENBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007346 Enterprise Fund C000064969 Class C WENCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007346 Enterprise Fund C000020164 Institutional Class WFEIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007346 Enterprise Fund C000020167 Investor Class SENTX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007265 Equity Value Fund C000019935 Administrator Class WLVIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007265 Equity Value Fund C000019932 Class A WLVAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007265 Equity Value Fund C000019933 Class B WLVBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007265 Equity Value Fund C000019934 Class C WLVCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007265 Equity Value Fund C000103129 Class R WLVRX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007265 Equity Value Fund C000035580 Institutional Class WLVSX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007421 Government Money Market Fund C000020370 Administrator Class WGAXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007421 Government Money Market Fund C000020369 Class A WFGXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007421 Government Money Market Fund C000086822 Class Sweep NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007421 Government Money Market Fund C000020371 Institutional Class GVIXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007421 Government Money Market Fund C000020372 Service Class NWGXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007415 Government Securities Fund C000020348 Administrator Class WGSDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007415 Government Securities Fund C000020349 Class A SGVDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007415 Government Securities Fund C000064982 Class B WGSBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007415 Government Securities Fund C000020347 Class C WGSCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007415 Government Securities Fund C000020350 Institutional Class SGVIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007415 Government Securities Fund C000020351 Investor Class STVSX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007362 Growth Balanced Fund C000020219 Administrator Class NVGBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007362 Growth Balanced Fund C000020216 Class A WFGBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007362 Growth Balanced Fund C000020217 Class B NVGRX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007362 Growth Balanced Fund C000020218 Class C WFGWX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007267 Growth Fund C000019943 Administrator Class SGRKX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007267 Growth Fund C000019942 Class A SGRAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007267 Growth Fund C000019941 Class C WGFCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007267 Growth Fund C000019944 Institutional Class SGRNX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007267 Growth Fund C000019945 Investor Class SGROX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007422 Heritage Money Market Fund C000020373 Administrator Class SHMXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007422 Heritage Money Market Fund C000020374 Institutional Class SHIXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007422 Heritage Money Market Fund C000052101 Select Class WFJXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007422 Heritage Money Market Fund C000086823 Service Class WHTXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007416 High Income Fund C000092791 Administrator WFNDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007416 High Income Fund C000020352 Class A SHBAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007416 High Income Fund C000064983 Class B WFNBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007416 High Income Fund C000064984 Class C WFNCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007416 High Income Fund C000020353 Institutional Class SHYYX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007416 High Income Fund C000020354 Investor Class STHYX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007418 Income Plus Fund C000092792 Administrator WIPDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007418 Income Plus Fund C000020358 Class A STYAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007418 Income Plus Fund C000020359 Class B STYBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007418 Income Plus Fund C000020360 Class C WFIPX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007418 Income Plus Fund C000064985 Institutional Class WIPIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007418 Income Plus Fund C000064986 Investor Class WIPNX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007249 Index Fund C000019879 Administrator Class WFIOX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007249 Index Fund C000064960 Class A WFILX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007249 Index Fund C000064961 Class B WFIMX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007249 Index Fund C000089269 Class C WFINX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007249 Index Fund C000019878 Investor Class WFIRX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007407 Inflation-Protected Bond Fund C000020324 Administrator Class IPBIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007407 Inflation-Protected Bond Fund C000020321 Class A IPBAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007407 Inflation-Protected Bond Fund C000020322 Class B IPBBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007407 Inflation-Protected Bond Fund C000020323 Class C IPBCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007396 Intermediate Tax/AMT-Free Fund C000064977 Administrator Class WFITX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007396 Intermediate Tax/AMT-Free Fund C000053352 Class A WFTAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007396 Intermediate Tax/AMT-Free Fund C000053353 Class C WFTFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007396 Intermediate Tax/AMT-Free Fund C000064976 Institutional Class WITIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007396 Intermediate Tax/AMT-Free Fund C000020292 Investor Class SIMBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007255 International Equity Fund C000019904 Administrator Class WFEDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007255 International Equity Fund C000019901 Class A WFEAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007255 International Equity Fund C000019902 Class B WFEBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007255 International Equity Fund C000019903 Class C WFEFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007255 International Equity Fund C000089271 Class R WFERX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007255 International Equity Fund C000089270 Institutional Class WFENX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007258 International Value Fund C000019914 Administrator Class WFVDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007258 International Value Fund C000019911 Class A WFFAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007258 International Value Fund C000019912 Class B WFVBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007258 International Value Fund C000019913 Class C WFVCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007258 International Value Fund C000035579 Institutional Class WFVIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007365 Intrinsic Small Cap Value Fund C000020229 Administrator Class WFSDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007365 Intrinsic Small Cap Value Fund C000064973 Class A WFSMX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007365 Intrinsic Small Cap Value Fund C000064974 Class C WSCDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007365 Intrinsic Small Cap Value Fund C000020230 Institutional Class WFSSX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007365 Intrinsic Small Cap Value Fund C000020231 Investor Class SCOVX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029060 Large Cap Core Fund C000089285 Administrator Class WFLLX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029060 Large Cap Core Fund C000089281 Class A EGOAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029060 Large Cap Core Fund C000089282 Class C EGOCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029060 Large Cap Core Fund C000089284 Institutional Class EGOIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029060 Large Cap Core Fund C000089283 Investor Class WFLNX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007269 Large Cap Growth Fund C000092782 Administrator Class STDFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007269 Large Cap Growth Fund C000092780 Class A STAFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007269 Large Cap Growth Fund C000092781 Class C STOFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007269 Large Cap Growth Fund C000114241 Class R NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007269 Large Cap Growth Fund C000092779 Institutional Class STNFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007269 Large Cap Growth Fund C000019950 Investor Class STRFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007261 Large Company Core Fund C000019921 Class A SGNAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007261 Large Company Core Fund C000019922 Class Admin SGIKX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007261 Large Company Core Fund C000064963 Class B SGNBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007261 Large Company Core Fund C000064964 Class C SGNCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007261 Large Company Core Fund C000019923 Class I SGNIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007261 Large Company Core Fund C000019924 Class Inv SGRIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007273 Large Company Value Fund C000019968 Administrator Class WWIDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007273 Large Company Value Fund C000064965 Class A WLCAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007273 Large Company Value Fund C000064966 Class C WFLVX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007273 Large Company Value Fund C000064967 Institutional Class WLCIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007273 Large Company Value Fund C000019969 Investor Class SDVIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007424 Minnesota Money Market Fund C000020376 Class A WMNXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007424 Minnesota Money Market Fund C000086824 Class Sweep NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007392 Minnesota Tax-Free Fund C000020283 Administrator Class NWMIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007392 Minnesota Tax-Free Fund C000020281 Class A NMTFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007392 Minnesota Tax-Free Fund C000020282 Class B NWMBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007392 Minnesota Tax-Free Fund C000020279 Class C WMTCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007363 Moderate Balanced Fund C000020223 Administrator Class NVMBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007363 Moderate Balanced Fund C000020220 Class A WFMAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007363 Moderate Balanced Fund C000020221 Class B WMOBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007363 Moderate Balanced Fund C000020222 Class C WFBCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007425 Money Market Fund C000020379 Class A STGXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007425 Money Market Fund C000020377 Class B NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007425 Money Market Fund C000086827 Class C NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007425 Money Market Fund C000086825 Class Daily NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007425 Money Market Fund C000020378 Investor Class WMMXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007425 Money Market Fund C000086826 Service Class WMOXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007397 Municipal Bond Fund C000020296 Administrator Class WMFDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007397 Municipal Bond Fund C000020293 Class A WMFAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007397 Municipal Bond Fund C000020294 Class B WMFBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007397 Municipal Bond Fund C000020295 Class C WMFCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007397 Municipal Bond Fund C000064978 Institutional Class WMBIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007397 Municipal Bond Fund C000020297 Investor Class SXFIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000028412 Municipal Cash Management Money Market Fund C000090330 Administrator Class WUCXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000028412 Municipal Cash Management Money Market Fund C000086811 Institutional Class EMMXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000028412 Municipal Cash Management Money Market Fund C000086812 Service Class EISXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007435 Municipal Money Market Fund C000086831 Class A WMUXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007435 Municipal Money Market Fund C000086832 Class Sweep NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007435 Municipal Money Market Fund C000064991 Institutional Class WMTXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007435 Municipal Money Market Fund C000020403 Investor Class WMVXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007435 Municipal Money Market Fund C000086833 Service Class WMSXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007436 National Tax-Free Money Market Fund C000020404 Administator Class WNTXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007436 National Tax-Free Money Market Fund C000020405 Class A NWMXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007436 National Tax-Free Money Market Fund C000086834 Class Sweep NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007436 National Tax-Free Money Market Fund C000020406 Institutional Class WFNXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007436 National Tax-Free Money Market Fund C000020407 Service Class MMIXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000028413 New Jersey Municipal Money Market Fund C000086815 Class A ENJXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000028413 New Jersey Municipal Money Market Fund C000086814 Class Sweep NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000028413 New Jersey Municipal Money Market Fund C000086813 Service Class EJMXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000028414 New York Municipal Money Market Fund C000086818 Class A ENYXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000028414 New York Municipal Money Market Fund C000086817 Class Sweep NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000028414 New York Municipal Money Market Fund C000086816 Service Class ENIXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007344 Opportunity Fund C000020159 Administrator Class WOFDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007344 Opportunity Fund C000020160 Class A SOPVX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007344 Opportunity Fund C000103130 Class B SOPBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007344 Opportunity Fund C000064968 Class C WFOPX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007344 Opportunity Fund C000092786 Institutional WOFNX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007344 Opportunity Fund C000020161 Investor Class SOPFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000028415 Pennsylvania Municipal Money Market Fund C000086821 Class A EPPXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000028415 Pennsylvania Municipal Money Market Fund C000086820 Class Sweep NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000028415 Pennsylvania Municipal Money Market Fund C000086819 Service Class EPAXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029061 Premier Large Company Growth Fund C000089291 Administrator Class WFPDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029061 Premier Large Company Growth Fund C000089286 Class A EKJAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029061 Premier Large Company Growth Fund C000089287 Class B EKJBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029061 Premier Large Company Growth Fund C000089288 Class C EKJCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029061 Premier Large Company Growth Fund C000089290 Institutional Class EKJYX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029061 Premier Large Company Growth Fund C000089289 Investor Class WFPNX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007439 Prime Investment Money Market Fund C000020410 Institutional Class PIIXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007439 Prime Investment Money Market Fund C000020411 Service Class NWRXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007419 Short Duration Government Bond Fund C000020365 Administrator Class MNSGX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007419 Short Duration Government Bond Fund C000020362 Class A MSDAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007419 Short Duration Government Bond Fund C000020363 Class B MSDBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007419 Short Duration Government Bond Fund C000020364 Class C MSDCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007419 Short Duration Government Bond Fund C000020361 Institutional Class WSGIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007427 Short-Term Bond Fund C000020381 Class A SSTVX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007427 Short-Term Bond Fund C000064987 Class C WFSHX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007427 Short-Term Bond Fund C000020382 Institutional Class SSHIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007427 Short-Term Bond Fund C000020383 Investor Class SSTBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007428 Short-Term High Yield Bond Fund C000092793 Administrator WDHYX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007428 Short-Term High Yield Bond Fund C000020384 Class A SSTHX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007428 Short-Term High Yield Bond Fund C000064988 Class C WFHYX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007428 Short-Term High Yield Bond Fund C000020385 Investor Class STHBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007411 Short-Term Municipal Bond Fund C000092789 Administrator WSTMX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007411 Short-Term Municipal Bond Fund C000064979 Class A WSMAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007411 Short-Term Municipal Bond Fund C000020338 Class C WSSCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007411 Short-Term Municipal Bond Fund C000064980 Institutional Class WSBIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007411 Short-Term Municipal Bond Fund C000020339 Investor Class STSMX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007342 Small Cap Opportunities Fund C000020152 Administrator Class NVSOX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007366 Small Cap Value Fund C000092787 Administrator Class SMVDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007366 Small Cap Value Fund C000020232 Class A SMVAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007366 Small Cap Value Fund C000020233 Class B SMVBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007366 Small Cap Value Fund C000020234 Class C SMVCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007366 Small Cap Value Fund C000053349 Institutional Class WFSVX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007366 Small Cap Value Fund C000020235 Investor Class SSMVX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007361 Small Company Growth Fund C000020215 Administrator Class NVSCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007361 Small Company Growth Fund C000020212 Class A WFSAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007361 Small Company Growth Fund C000020213 Class B WFSBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007361 Small Company Growth Fund C000020214 Class C WSMCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007361 Small Company Growth Fund C000064972 Institutional Class WSCGX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007367 Small Company Value Fund C000020239 Administrator Class SCVIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007367 Small Company Value Fund C000020236 Class A SCVAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007367 Small Company Value Fund C000020237 Class B SCVBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007367 Small Company Value Fund C000020238 Class C SCVFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007367 Small Company Value Fund C000092788 Institutional SCVNX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007368 Small/Mid Cap Value Fund C000020240 Administrator Class WWMDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007368 Small/Mid Cap Value Fund C000053350 Class A WFVAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007368 Small/Mid Cap Value Fund C000053351 Class C WFCVX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007368 Small/Mid Cap Value Fund C000035583 Institutional Class WWMSX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007368 Small/Mid Cap Value Fund C000020241 Investor Class SMMVX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000023456 Social Sustainability Fund C000068931 Administrator Class WSRAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000023456 Social Sustainability Fund C000068929 Class A WSSAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000023456 Social Sustainability Fund C000068930 Class C WSRCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007349 Special Mid Cap Value Fund C000020178 Administrator Class WFMDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007349 Special Mid Cap Value Fund C000053347 Class A WFPAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007349 Special Mid Cap Value Fund C000053348 Class C WFPCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007349 Special Mid Cap Value Fund C000020179 Institutional Class WFMIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007349 Special Mid Cap Value Fund C000020180 Investor Class SMCDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007340 Specialized Technology Fund C000092785 Administrator WFTDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007340 Specialized Technology Fund C000020148 Class A WFSTX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007340 Specialized Technology Fund C000020149 Class B WFTBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007340 Specialized Technology Fund C000020150 Class C WFTCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007340 Specialized Technology Fund C000020147 Investor Class WFTZX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007410 Total Return Bond Fund C000020336 Administrator Class MNTRX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007410 Total Return Bond Fund C000020333 Class A MBFAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007410 Total Return Bond Fund C000020334 Class B MBFBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007410 Total Return Bond Fund C000020335 Class C MBFCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007410 Total Return Bond Fund C000088480 Class R WTRRX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007410 Total Return Bond Fund C000020337 Institutional Class MBFIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007410 Total Return Bond Fund C000020332 Investor Class WTRZX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007440 Treasury Plus Money Market Fund C000064992 Administrator Class WTPXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007440 Treasury Plus Money Market Fund C000020412 Class A PIVXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007440 Treasury Plus Money Market Fund C000086835 Class Sweep NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007440 Treasury Plus Money Market Fund C000020413 Institutional Class PISXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007440 Treasury Plus Money Market Fund C000020414 Service Class PRVXX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007431 Ultra Short-Term Income Fund C000020394 Administrator Class WUSDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007431 Ultra Short-Term Income Fund C000020395 Class A SADAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007431 Ultra Short-Term Income Fund C000064989 Class C WUSTX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007431 Ultra Short-Term Income Fund C000020396 Institutional Class SADIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007431 Ultra Short-Term Income Fund C000020397 Investor Class STADX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007412 Ultra Short-Term Municipal Income Fund C000092790 Administrator WUSMX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007412 Ultra Short-Term Municipal Income Fund C000020340 Class A SMAVX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007412 Ultra Short-Term Municipal Income Fund C000064981 Class C WFUSX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007412 Ultra Short-Term Municipal Income Fund C000020341 Institutional Class SMAIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007412 Ultra Short-Term Municipal Income Fund C000020342 Investor Class SMUAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007404 WealthBuilder Conservative Allocation Portfolio C000020315 WealthBuilder Conservative Allocation Portfolio WBCAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007405 WealthBuilder Equity Portfolio C000020316 WealthBuilder Equity Portfolio WBGIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007385 WealthBuilder Growth Allocation Portfolio C000020265 WealthBuilder Growth Allocation Portfolio WBGGX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007386 WealthBuilder Growth Balanced Portfolio C000020266 WealthBuilder Growth Balanced Portfolio WBGBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007387 WealthBuilder Moderate Balanced Portfolio C000020267 WealthBuilder Moderate Balanced Portfolio WBBBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007388 WealthBuilder Tactical Equity Portfolio C000020268 WealthBuilder Tactical Equity Portfolio WBGAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000036117 Wells Fargo Advantage Absolute Return Fund C000110556 Administrator Class WARDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000036117 Wells Fargo Advantage Absolute Return Fund C000110554 Class A WARAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000036117 Wells Fargo Advantage Absolute Return Fund C000110555 Class C WARCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029096 Wells Fargo Advantage Adjustable Rate Government Fund C000092798 Administrator ESADX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029096 Wells Fargo Advantage Adjustable Rate Government Fund C000089445 Class A ESAAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029096 Wells Fargo Advantage Adjustable Rate Government Fund C000089446 Class B ESABX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029096 Wells Fargo Advantage Adjustable Rate Government Fund C000089447 Class C ESACX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029096 Wells Fargo Advantage Adjustable Rate Government Fund C000089448 Institutional Class EKIZX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029123 Wells Fargo Advantage Asset Allocation Fund C000089555 Administrator Class EAIFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029123 Wells Fargo Advantage Asset Allocation Fund C000089552 Class A EAAFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029123 Wells Fargo Advantage Asset Allocation Fund C000089553 Class B EABFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029123 Wells Fargo Advantage Asset Allocation Fund C000089554 Class C EACFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029123 Wells Fargo Advantage Asset Allocation Fund C000089556 Class R EAXFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029104 Wells Fargo Advantage Disciplined U.S. Core Fund C000089479 Administrator Class EVSYX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029104 Wells Fargo Advantage Disciplined U.S. Core Fund C000089477 Class A EVSAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029104 Wells Fargo Advantage Disciplined U.S. Core Fund C000089478 Class C EVSTX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029104 Wells Fargo Advantage Disciplined U.S. Core Fund C000092805 Institutional EVSIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029102 Wells Fargo Advantage Diversified Capital Builder Fund C000092803 Administrator EKBDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029102 Wells Fargo Advantage Diversified Capital Builder Fund C000089469 Class A EKBAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029102 Wells Fargo Advantage Diversified Capital Builder Fund C000089470 Class B EKBBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029102 Wells Fargo Advantage Diversified Capital Builder Fund C000089471 Class C EKBCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029102 Wells Fargo Advantage Diversified Capital Builder Fund C000089472 Institutional Class EKBYX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029101 Wells Fargo Advantage Diversified Income Builder Fund C000092802 Administrator EKSDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029101 Wells Fargo Advantage Diversified Income Builder Fund C000089465 Class A EKSAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029101 Wells Fargo Advantage Diversified Income Builder Fund C000089466 Class B EKSBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029101 Wells Fargo Advantage Diversified Income Builder Fund C000089467 Class C EKSCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029101 Wells Fargo Advantage Diversified Income Builder Fund C000089468 Institutional Class EKSYX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007364 Wells Fargo Advantage Dow Jones Target 2010 Fund C000020227 Administrator Class WFLGX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007364 Wells Fargo Advantage Dow Jones Target 2010 Fund C000020224 Class A STNRX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007364 Wells Fargo Advantage Dow Jones Target 2010 Fund C000020225 Class B SPTBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007364 Wells Fargo Advantage Dow Jones Target 2010 Fund C000020226 Class C WFOCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007364 Wells Fargo Advantage Dow Jones Target 2010 Fund C000020228 Institutional Class WFOAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007364 Wells Fargo Advantage Dow Jones Target 2010 Fund C000044061 Investor Class WFCTX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017969 Wells Fargo Advantage Dow Jones Target 2015 Fund C000049808 Administrator Class WFFFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017969 Wells Fargo Advantage Dow Jones Target 2015 Fund C000049806 Institutional Class WFSCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017969 Wells Fargo Advantage Dow Jones Target 2015 Fund C000049807 Investor Class WFQEX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007384 Wells Fargo Advantage Dow Jones Target 2020 Fund C000020263 Administrator Class WFLPX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007384 Wells Fargo Advantage Dow Jones Target 2020 Fund C000020260 Class A STTRX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007384 Wells Fargo Advantage Dow Jones Target 2020 Fund C000020261 Class B STPBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007384 Wells Fargo Advantage Dow Jones Target 2020 Fund C000020262 Class C WFLAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007384 Wells Fargo Advantage Dow Jones Target 2020 Fund C000020264 Institutional Class WFOBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007384 Wells Fargo Advantage Dow Jones Target 2020 Fund C000044062 Investor Class WFDTX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017970 Wells Fargo Advantage Dow Jones Target 2025 Fund C000049811 Administrator Class WFTRX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017970 Wells Fargo Advantage Dow Jones Target 2025 Fund C000049809 Institutional Class WFTYX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017970 Wells Fargo Advantage Dow Jones Target 2025 Fund C000049810 Investor Class WFGYX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007395 Wells Fargo Advantage Dow Jones Target 2030 Fund C000020290 Administrator Class WFLIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007395 Wells Fargo Advantage Dow Jones Target 2030 Fund C000020287 Class A STHRX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007395 Wells Fargo Advantage Dow Jones Target 2030 Fund C000020288 Class B SGPBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007395 Wells Fargo Advantage Dow Jones Target 2030 Fund C000020289 Class C WFDMX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007395 Wells Fargo Advantage Dow Jones Target 2030 Fund C000020291 Institutional Class WFOOX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007395 Wells Fargo Advantage Dow Jones Target 2030 Fund C000044063 Investor Class WFETX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017971 Wells Fargo Advantage Dow Jones Target 2035 Fund C000049814 Administrator Class WFQWX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017971 Wells Fargo Advantage Dow Jones Target 2035 Fund C000049812 Institutional Class WFQRX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017971 Wells Fargo Advantage Dow Jones Target 2035 Fund C000049813 Investor Class WFQTX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007399 Wells Fargo Advantage Dow Jones Target 2040 Fund C000020305 Administrator Class WFLWX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007399 Wells Fargo Advantage Dow Jones Target 2040 Fund C000020302 Class A STFRX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007399 Wells Fargo Advantage Dow Jones Target 2040 Fund C000020303 Class B SLPBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007399 Wells Fargo Advantage Dow Jones Target 2040 Fund C000020304 Class C WFOFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007399 Wells Fargo Advantage Dow Jones Target 2040 Fund C000020306 Institutional Class WFOSX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007399 Wells Fargo Advantage Dow Jones Target 2040 Fund C000044064 Investor Class WFFTX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017972 Wells Fargo Advantage Dow Jones Target 2045 Fund C000049817 Administrator Class WFQYX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017972 Wells Fargo Advantage Dow Jones Target 2045 Fund C000049815 Institutional Class WFQPX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017972 Wells Fargo Advantage Dow Jones Target 2045 Fund C000049816 Investor Class WFQSX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017973 Wells Fargo Advantage Dow Jones Target 2050 Fund C000049820 Administrator Class WFQDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017973 Wells Fargo Advantage Dow Jones Target 2050 Fund C000049818 Institutional Class WFQFX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017973 Wells Fargo Advantage Dow Jones Target 2050 Fund C000049819 Investor Class WFQGX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000033047 Wells Fargo Advantage Dow Jones Target 2055 Fund C000101894 Administrator Class WFLHX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000033047 Wells Fargo Advantage Dow Jones Target 2055 Fund C000101893 Institutional Class WFQUX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000033047 Wells Fargo Advantage Dow Jones Target 2055 Fund C000101895 Investor Class WFQHX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007400 Wells Fargo Advantage Dow Jones Target Today Fund C000020310 Administrator Class WFLOX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007400 Wells Fargo Advantage Dow Jones Target Today Fund C000020307 Class A STWRX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007400 Wells Fargo Advantage Dow Jones Target Today Fund C000020308 Class B WFOKX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007400 Wells Fargo Advantage Dow Jones Target Today Fund C000020309 Class C WFODX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007400 Wells Fargo Advantage Dow Jones Target Today Fund C000020311 institutional Class WOTDX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007400 Wells Fargo Advantage Dow Jones Target Today Fund C000044065 Investor Class WFBTX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000037204 Wells Fargo Advantage Emerging Markets Equity Income Fund C000114591 Administrator Class NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000037204 Wells Fargo Advantage Emerging Markets Equity Income Fund C000114589 Class A NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000037204 Wells Fargo Advantage Emerging Markets Equity Income Fund C000114590 Class C NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000037204 Wells Fargo Advantage Emerging Markets Equity Income Fund C000114592 Institutional Class NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000037205 Wells Fargo Advantage Emerging Markets Local Bond Fund C000114595 Administrator Class NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000037205 Wells Fargo Advantage Emerging Markets Local Bond Fund C000114593 Class A NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000037205 Wells Fargo Advantage Emerging Markets Local Bond Fund C000114594 Class C NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000037205 Wells Fargo Advantage Emerging Markets Local Bond Fund C000114596 Institutional Class NULL 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029113 Wells Fargo Advantage Global Opportunities Fund C000089510 Administrator Class EKGYX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029113 Wells Fargo Advantage Global Opportunities Fund C000089507 Class A EKGAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029113 Wells Fargo Advantage Global Opportunities Fund C000089508 Class B EKGBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029113 Wells Fargo Advantage Global Opportunities Fund C000089509 Class C EKGCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029113 Wells Fargo Advantage Global Opportunities Fund C000092815 Institutional EKGIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029098 Wells Fargo Advantage Health Care Fund C000089456 Administrator Class EHCYX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029098 Wells Fargo Advantage Health Care Fund C000089453 Class A EHABX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029098 Wells Fargo Advantage Health Care Fund C000089454 Class B EHCBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029098 Wells Fargo Advantage Health Care Fund C000089455 Class C EHCCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029107 Wells Fargo Advantage High Yield Bond Fund C000089487 Administrator Class EKHYX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029107 Wells Fargo Advantage High Yield Bond Fund C000089484 Class A EKHAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029107 Wells Fargo Advantage High Yield Bond Fund C000089485 Class B EKHBX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029107 Wells Fargo Advantage High Yield Bond Fund C000089486 Class C EKHCX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007370 Wells Fargo Advantage Index Asset Allocation Fund C000020246 Administrator Class WFAIX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007370 Wells Fargo Advantage Index Asset Allocation Fund C000020243 Class A SFAAX 525 MARKET STREET SAN FRANCISCO 94163 CA NULL 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007370 Wells Fargo Advantage Index Asset Allocation Fund C000020244 Class B SASBX 525 MARKET STREET 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Wilshire 2015 ETF Fund C000032000 Wilshire 2015 ETF Fund NULL 1299 OCEAN AVENUE SANTA MONICA 90401 CA SUITE 700 811-07917 0001026708 WILSHIRE VARIABLE INSURANCE TRUST 30 S000011651 Wilshire 2025 ETF Fund C000032001 Wilshire 2025 ETF Fund NULL 1299 OCEAN AVENUE SANTA MONICA 90401 CA SUITE 700 811-07917 0001026708 WILSHIRE VARIABLE INSURANCE TRUST 30 S000011652 Wilshire 2035 ETF Fund C000032002 Wilshire 2035 ETF Fund NULL 1299 OCEAN AVENUE SANTA MONICA 90401 CA SUITE 700 811-07917 0001026708 WILSHIRE VARIABLE INSURANCE TRUST 30 S000022930 Wilshire Balanced ETF Portfolio C000066465 Wilshire Balanced ETF Portfolio NULL 1299 OCEAN AVENUE SANTA MONICA 90401 CA SUITE 700 811-07917 0001026708 WILSHIRE VARIABLE INSURANCE TRUST 30 S000022931 Wilshire Balanced Growth ETF Portfolio C000066466 Wilshire Balanced Growth ETF Portfolio NULL 1299 OCEAN AVENUE SANTA MONICA 90401 CA SUITE 700 811-07917 0001026708 WILSHIRE VARIABLE INSURANCE TRUST 30 S000022929 Wilshire Balanced Income ETF Portfolio C000066464 Wilshire Balanced Income ETF Portfolio NULL 1299 OCEAN AVENUE SANTA MONICA 90401 CA SUITE 700 811-07917 0001026708 WILSHIRE VARIABLE INSURANCE TRUST 30 S000001038 WILSHIRE VIT BALANCED FUND C000002798 WILSHIRE VIT BALANCED FUND NULL 1299 OCEAN AVENUE SANTA MONICA 90401 CA SUITE 700 811-07917 0001026708 WILSHIRE VARIABLE INSURANCE TRUST 30 S000001039 WILSHIRE VIT EQUITY FUND C000002799 WILSHIRE VIT EQUITY FUND HORMX 1299 OCEAN AVENUE SANTA MONICA 90401 CA SUITE 700 811-07917 0001026708 WILSHIRE VARIABLE INSURANCE TRUST 30 S000001040 WILSHIRE VIT INCOME FUND C000002800 WILSHIRE VIT INCOME FUND NULL 1299 OCEAN AVENUE SANTA MONICA 90401 CA SUITE 700 811-07917 0001026708 WILSHIRE VARIABLE INSURANCE TRUST 30 S000001041 WILSHIRE VIT INTERNATIONAL EQUITY FUND C000002801 WILSHIRE VIT INTERNATIONAL EQUITY FUND NULL 1299 OCEAN AVENUE SANTA MONICA 90401 CA SUITE 700 811-07917 0001026708 WILSHIRE VARIABLE INSURANCE TRUST 30 S000001043 WILSHIRE VIT SMALL CAP GROWTH FUND C000002803 WILSHIRE VIT SMALL CAP GROWTH FUND NULL 1299 OCEAN AVENUE SANTA MONICA 90401 CA SUITE 700 811-07917 0001026708 WILSHIRE VARIABLE INSURANCE TRUST 30 S000001044 WILSHIRE VIT SOCIALLY RESPONSIBLE FUND C000002804 WILSHIRE VIT SOCIALLY RESPONSIBLE FUND NULL 1299 OCEAN AVENUE SANTA MONICA 90401 CA SUITE 700 811-21764 0001326544 WINTERGREEN FUND, INC. 30 S000004620 WINTERGREEN FUND, INC. C000110188 Institutional Class WGRIX 333 ROUTE 46 WEST MOUNTAIN LAKES 07046 NJ SUITE 204 811-21764 0001326544 WINTERGREEN FUND, INC. 30 S000004620 WINTERGREEN FUND, INC. C000012589 Investor Class WGRNX 333 ROUTE 46 WEST MOUNTAIN LAKES 07046 NJ SUITE 204 811-22045 0001395397 WISCONSIN CAPITAL FUNDS INC 30 S000017840 Plumb Balanced Fund C000049545 Plumb Balanced Fund PLBBX 1200 JOHN Q HAMMONS DRIVE MADISON 53717 WI 2ND FLOOR 811-22045 0001395397 WISCONSIN CAPITAL FUNDS INC 30 S000017841 Plumb Equity Fund C000049546 Plumb Equity Fund PLBEX 1200 JOHN Q HAMMONS DRIVE MADISON 53717 WI 2ND FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000030945 WisdomTree Asia Local Debt Fund C000095965 None ALD 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012391 WisdomTree Asia Pacific ex-Japan Fund C000033629 None AXJL 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000034180 WisdomTree Asia Small Cap Fund C000105353 None NULL 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000021343 WisdomTree Australia & New Zealand Debt Fund C000060972 None AUNZ 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012383 WisdomTree Australia Dividend Fund C000033621 None AUSE 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000036809 WisdomTree China Dividend ex-Financials Fund C000112567 None NULL 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000033841 WisdomTree China Local Debt Fund C000104504 None NULL 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000013755 WisdomTree Commodity Country Equity Fund C000037719 None CCXE 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012395 WisdomTree DEFA Equity Income Fund C000033633 None DTH 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012388 WisdomTree DEFA Fund C000033626 None DWM 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012387 WisdomTree Dividend ex-Financials Fund C000033625 None DTN 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000021351 WisdomTree Dreyfus Brazilian Real Fund C000060980 N/A BZF 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000021353 WisdomTree Dreyfus Chinese Yuan Fund C000060982 N/A CYB 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000028136 WisdomTree Dreyfus Commodity Currency Fund C000085825 None CCX 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000021346 WisdomTree Dreyfus Emerging Currency Fund C000060975 None CEW 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000021341 WisdomTree Dreyfus Indian Rupee Fund C000060970 None ICN 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000021342 WisdomTree Dreyfus Japanese Yen Fund C000060971 None JYF 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000021344 WisdomTree Dreyfus South African Rand Fund C000060973 None SZR 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000015505 WisdomTree Earnings 500 Fund C000042151 None EPS 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000033843 WisdomTree Emerging Markets Corporate Bond Fund C000104506 None NULL 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000015483 WisdomTree Emerging Markets Equity Income Fund C000042129 None DEM 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000033844 WisdomTree Emerging Markets Inflation Protection Bond Fund C000104507 None NULL 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000028984 WisdomTree Emerging Markets Local Debt Fund C000088998 None ELD 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000019332 WisdomTree Emerging Markets SmallCap Dividend Fund C000053725 none DGS 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012390 WisdomTree Equity Income Fund C000033628 None DHS 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000021354 WisdomTree Euro Debt Fund C000060983 N/A EU 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012398 WisdomTree Europe SmallCap Dividend Fund C000033636 None DFE 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000034179 WisdomTree Germany Hedged Equity Fund C000105352 None NULL 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012397 WisdomTree Global Equity Income Fund C000033635 None DEW 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012381 WisdomTree Global ex-U.S. Growth Fund C000033619 None DNL 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000015502 WisdomTree Global ex-U.S. Real Estate Fund C000042148 None DRW 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000013756 WisdomTree Global ex-U.S. Utilities Fund C000037720 None DBU 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000013760 WisdomTree Global Natural Resources Fund C000037724 None GNAT 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000026386 WisdomTree Global Real Return Fund C000079237 None RRF 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000020636 WisdomTree India Earnings Fund C000057625 none EPI 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012389 WisdomTree International Dividend ex-Financials Fund C000033627 None DOO 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000023597 WisdomTree International Hedged Equity Fund C000069425 None HEDJ 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012384 WisdomTree International LargeCap Dividend Fund C000033622 None DOL 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012385 WisdomTree International MidCap Dividend Fund C000033623 None DIM 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012386 WisdomTree International SmallCap Dividend Fund C000033624 None DLS 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012380 WisdomTree Japan Hedged Equity Fund C000033618 None DXJ 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012382 WisdomTree Japan SmallCap Dividend Fund C000033620 None DFJ 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012392 WisdomTree LargeCap Dividend Fund C000033630 None DLN 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000022798 WisdomTree LargeCap Growth Fund C000065930 None ROI 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000015479 WisdomTree LargeCap Value Fund C000042125 None EZY 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000026387 WisdomTree Managed Futures Strategy Fund C000079238 None WDTI 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012393 WisdomTree MidCap Dividend Fund C000033631 None DON 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000015506 WisdomTree MidCap Earnings Fund C000042152 None EZM 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000022800 WisdomTree Middle East Dividend Fund C000065932 None GULF 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012394 WisdomTree SmallCap Dividend Fund C000033632 None DES 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000015507 WisdomTree SmallCap Earnings Fund C000042153 None EES 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012379 WisdomTree Total Dividend Fund C000033617 None DTD 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000015504 WisdomTree Total Earnings Fund C000042150 None EXT 380 MADISON AVE NEW YORK 10017 NY 21ST FLOOR 811-21254 0001205700 WOODMEN VARIABLE ANNUITY ACCOUNT 32 S000011299 WOODMEN VARIABLE ANNUITY ACCOUNT C000031125 Flexible Premium Deferred Variable Annuity Certificate NULL 1700 FARNAM STREET OMAHA 68102 NE NULL 811-08255 0001040674 WORLD FUNDS INC /MD/ 30 S000008418 Eastern European Equity Fund C000023106 Class A Shares VEEEX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-08255 0001040674 WORLD FUNDS INC /MD/ 30 S000008418 Eastern European Equity Fund C000023107 Class C Shares VEECX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-08255 0001040674 WORLD FUNDS INC /MD/ 30 S000008418 Eastern European Equity Fund C000023105 Institutional Shares NULL 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-08255 0001040674 WORLD FUNDS INC /MD/ 30 S000008412 REMS Real Estate Income 50/50 Fund C000023088 Class A Shares NULL 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-08255 0001040674 WORLD FUNDS INC /MD/ 30 S000008412 REMS Real Estate Income 50/50 Fund C000023089 Class C Shares NULL 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-08255 0001040674 WORLD FUNDS INC /MD/ 30 S000008412 REMS Real Estate Income 50/50 Fund C000023091 Institutional Shares NULL 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-08255 0001040674 WORLD FUNDS INC /MD/ 30 S000008412 REMS Real Estate Income 50/50 Fund C000023090 Investor Shares RREIX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-08255 0001040674 WORLD FUNDS INC /MD/ 30 S000008421 REMS Real Estate Value Opportunity Fund C000080660 Class P Shares HLPPX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-08255 0001040674 WORLD FUNDS INC /MD/ 30 S000008421 REMS Real Estate Value Opportunity Fund C000023113 Institutional Shares HLRRX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-08255 0001040674 WORLD FUNDS INC /MD/ 30 S000008415 Third Millennium Russia Fund C000023097 Class A Shares TMRFX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-08255 0001040674 WORLD FUNDS INC /MD/ 30 S000008415 Third Millennium Russia Fund C000023098 Class C Shares TMRCX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-08255 0001040674 WORLD FUNDS INC /MD/ 30 S000008415 Third Millennium Russia Fund C000023099 Institutional Shares TMRIX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000031129 GVM Managed Volatility Fund C000096547 Advisor Shares NULL 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000031129 GVM Managed Volatility Fund C000096548 Class A Shares NULL 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000031129 GVM Managed Volatility Fund C000103354 Class C Shares NULL 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000031129 GVM Managed Volatility Fund C000096549 Institutional Shares NULL 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000027294 Sector Rotation Fund C000082332 Class P Shares NULL 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000027294 Sector Rotation Fund C000082331 No Load Shares NULL 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000024943 Sherwood Forest Alternative Fund C000074169 Class A Shares NULL 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000024943 Sherwood Forest Alternative Fund C000074170 Class C Shares NULL 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000024943 Sherwood Forest Alternative Fund C000074172 Class P (Platform) Shares NULL 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000024943 Sherwood Forest Alternative Fund C000074171 Institutional Shares NULL 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000030539 Union Street Partners Value Fund C000094720 Class A Shares NULL 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000030539 Union Street Partners Value Fund C000100111 Class C Shares NULL 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-21802 0001336218 WorldCommodity Funds, Inc. 30 S000011568 WorldCommodity Fund C000031857 WorldCommodity Fund WCOMX 6700 VERNON WOODS DR. ATLANTA 30328 GA SUITE 100 811-07723 0001017967 WORLDWIDE HEALTH SCIENCES PORTFOLIO 30 S000005255 WORLDWIDE HEALTH SCIENCES PORTFOLIO C000014307 WORLDWIDE HEALTH SCIENCES PORTFOLIO NULL TWO INTERNATIONAL PLACE BOSTON 02110 MA NULL 811-03489 0000703499 Wright Managed Equity Trust 30 S000009484 Wright International Blue Chip Equities Fund C000025951 Wright International Blue Chip Equities Fund WIBCX 440 WHEELERS FARM RD. MILFORD 06461 CT NULL 811-03489 0000703499 Wright Managed Equity Trust 30 S000009483 Wright Major Blue Chip Equities Fund C000025950 Wright Major Blue Chip Equities Fund WQCEX 440 WHEELERS FARM RD. MILFORD 06461 CT NULL 811-03489 0000703499 Wright Managed Equity Trust 30 S000009482 Wright Selected Blue Chip Equities Fund C000025949 Wright Selected Blue Chip Equities Fund WSBEX 440 WHEELERS FARM RD. MILFORD 06461 CT NULL 811-03668 0000715165 WRIGHT MANAGED INCOME TRUST 30 S000009582 Wright Current Income Fund C000026174 Wright Current Income Fund WCIFX 440 WHEELERS FARM RD. MILFORD 06461 CT NULL 811-03668 0000715165 WRIGHT MANAGED INCOME TRUST 30 S000009581 Wright Total Return Bond Fund C000026173 Wright Total Return Bond Fund WTRBX 440 WHEELERS FARM RD. MILFORD 06461 CT NULL 811-05672 0000841056 WRL SERIES ANNUITY ACCOUNT 32 S000006801 WRL SERIES ANNUITY ACCOUNT C000018412 WRL Freedom Access NULL 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA NULL 811-05672 0000841056 WRL SERIES ANNUITY ACCOUNT 32 S000006801 WRL SERIES ANNUITY ACCOUNT C000018415 WRL Freedom Attainer NULL 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA NULL 811-05672 0000841056 WRL SERIES ANNUITY ACCOUNT 32 S000006801 WRL SERIES ANNUITY ACCOUNT C000018416 WRL Freedom Bellwether NULL 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA NULL 811-05672 0000841056 WRL SERIES ANNUITY ACCOUNT 32 S000006801 WRL SERIES ANNUITY ACCOUNT C000018417 WRL Freedom Conqueror NULL 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA NULL 811-05672 0000841056 WRL SERIES ANNUITY ACCOUNT 32 S000006801 WRL SERIES ANNUITY ACCOUNT C000018413 WRL Freedom Enhancer NULL 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA NULL 811-05672 0000841056 WRL SERIES ANNUITY ACCOUNT 32 S000006801 WRL SERIES ANNUITY ACCOUNT C000018411 WRL Freedom Premier NULL 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA NULL 811-05672 0000841056 WRL SERIES ANNUITY ACCOUNT 32 S000006801 WRL SERIES ANNUITY ACCOUNT C000018414 WRL Freedom Variable Annuity NULL 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA NULL 811-05672 0000841056 WRL SERIES ANNUITY ACCOUNT 32 S000006801 WRL SERIES ANNUITY ACCOUNT C000018418 WRL Freedom Wealth Creator NULL 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA NULL 811-07754 0000906320 WRL SERIES ANNUITY ACCOUNT B 32 S000006802 WRL SERIES ANNUITY ACCOUNT B C000018420 Janus Annuity NULL 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA NULL 811-04420 0000778209 WRL SERIES LIFE ACCOUNT 33 S000006588 WRL SERIES LIFE ACCOUNT C000017996 The Equity Protector NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04420 0000778209 WRL SERIES LIFE ACCOUNT 33 S000006588 WRL SERIES LIFE ACCOUNT C000018002 WRL Financial Freedom Builder NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04420 0000778209 WRL SERIES LIFE ACCOUNT 33 S000006588 WRL SERIES LIFE ACCOUNT C000035475 WRL ForLife NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04420 0000778209 WRL SERIES LIFE ACCOUNT 33 S000006588 WRL SERIES LIFE ACCOUNT C000018000 WRL Freedom Elite NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04420 0000778209 WRL SERIES LIFE ACCOUNT 33 S000006588 WRL SERIES LIFE ACCOUNT C000018003 WRL Freedom Elite Advisor NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04420 0000778209 WRL SERIES LIFE ACCOUNT 33 S000006588 WRL SERIES LIFE ACCOUNT C000017998 WRL Freedom Elite Builder NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04420 0000778209 WRL SERIES LIFE ACCOUNT 33 S000006588 WRL SERIES LIFE ACCOUNT C000017999 WRL Freedom Elite Builder II NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04420 0000778209 WRL SERIES LIFE ACCOUNT 33 S000006588 WRL SERIES LIFE ACCOUNT C000018001 WRL Freedom Equity Protector NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04420 0000778209 WRL SERIES LIFE ACCOUNT 33 S000006588 WRL SERIES LIFE ACCOUNT C000018004 WRL Freedom SP Plus NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04420 0000778209 WRL SERIES LIFE ACCOUNT 33 S000006588 WRL SERIES LIFE ACCOUNT C000017995 WRL Freedom Wealth Protector NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04420 0000778209 WRL SERIES LIFE ACCOUNT 33 S000006588 WRL SERIES LIFE ACCOUNT C000017997 WRL Xcelerator NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-04420 0000778209 WRL SERIES LIFE ACCOUNT 33 S000006588 WRL SERIES LIFE ACCOUNT C000069427 WRL Xcelerator Focus NULL 570 CARILLON PARKWAY ST PETERSBURG 33716 FL NULL 811-21929 0001366273 WRL Series Life Account G 33 S000013622 WRL Series Life Account G C000036921 WRL BeneFactor NULL 570 CARILLON PARKWAY ST. 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