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OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047115 AB Multi-Manager Select 2010 Fund C000147653 Class A TDBAX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047115 AB Multi-Manager Select 2010 Fund C000147655 Class C TDBCX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047115 AB Multi-Manager Select 2010 Fund C000147657 Class K TDBKX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047115 AB Multi-Manager Select 2010 Fund C000147658 Class R TDBRX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047115 AB Multi-Manager Select 2010 Fund C000147649 Advisor Class TDBYX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047115 AB Multi-Manager Select 2010 Fund C000147650 Class Z TDBZX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047115 AB Multi-Manager Select 2010 Fund C000147656 Class I TDIBX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047118 AB Multi-Manager Select 2015 Fund C000147680 Class 1 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047118 AB Multi-Manager Select 2015 Fund C000147681 Class 2 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047118 AB Multi-Manager Select 2015 Fund C000147683 Class B [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047118 AB Multi-Manager Select 2015 Fund C000147682 Class A TDCAX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047118 AB Multi-Manager Select 2015 Fund C000147684 Class C TDCCX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047118 AB Multi-Manager Select 2015 Fund C000147685 Class I TDCIX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047118 AB Multi-Manager Select 2015 Fund C000147686 Class K TDCKX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047118 AB Multi-Manager Select 2015 Fund C000147687 Class R TDCRX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047118 AB Multi-Manager Select 2015 Fund C000147679 Advisor Class TDCYX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047118 AB Multi-Manager Select 2015 Fund C000147688 Class Z TDCZX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047119 AB Multi-Manager Select 2020 Fund C000147690 Class 1 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047119 AB Multi-Manager Select 2020 Fund C000147691 Class 2 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047119 AB Multi-Manager Select 2020 Fund C000147693 Class B [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047119 AB Multi-Manager Select 2020 Fund C000147692 Class A TDDAX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047119 AB Multi-Manager Select 2020 Fund C000147694 Class C TDDCX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047119 AB Multi-Manager Select 2020 Fund C000147695 Class I TDDIX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047119 AB Multi-Manager Select 2020 Fund C000147696 Class K TDDKX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047119 AB Multi-Manager Select 2020 Fund C000147697 Class R TDDRX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047119 AB Multi-Manager Select 2020 Fund C000147689 Advisor Class TDDYX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047119 AB Multi-Manager Select 2020 Fund C000147698 Class Z TDDZX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047120 AB Multi-Manager Select 2025 Fund C000147700 Class 1 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047120 AB Multi-Manager Select 2025 Fund C000147701 Class 2 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047120 AB Multi-Manager Select 2025 Fund C000147703 Class B [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047120 AB Multi-Manager Select 2025 Fund C000147702 Class A TDAGX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047120 AB Multi-Manager Select 2025 Fund C000147704 Class C TDCGX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047120 AB Multi-Manager Select 2025 Fund C000147706 Class K TDGKX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047120 AB Multi-Manager Select 2025 Fund C000147707 Class R TDGRX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047120 AB Multi-Manager Select 2025 Fund C000147699 Advisor Class TDGYX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047120 AB Multi-Manager Select 2025 Fund C000147708 Class Z TDGZX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047120 AB Multi-Manager Select 2025 Fund C000147705 Class I TDIGX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047121 AB Multi-Manager Select 2030 Fund C000147710 Class 1 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047121 AB Multi-Manager Select 2030 Fund C000147711 Class 2 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047121 AB Multi-Manager Select 2030 Fund C000147713 Class B [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047121 AB Multi-Manager Select 2030 Fund C000147712 Class A TDHAX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047121 AB Multi-Manager Select 2030 Fund C000147714 Class C TDHCX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047121 AB Multi-Manager Select 2030 Fund C000147716 Class K TDHKX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047121 AB Multi-Manager Select 2030 Fund C000147717 Class R TDHRX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047121 AB Multi-Manager Select 2030 Fund C000147718 Class Z TDHZX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047121 AB Multi-Manager Select 2030 Fund C000147715 Class I TDIHX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047121 AB Multi-Manager Select 2030 Fund C000147709 Advisor Class TDYHX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047122 AB Multi-Manager Select 2035 Fund C000147720 Class 1 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047122 AB Multi-Manager Select 2035 Fund C000147721 Class 2 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047122 AB Multi-Manager Select 2035 Fund C000147723 Class B [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047122 AB Multi-Manager Select 2035 Fund C000147725 Class I TDIMX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047122 AB Multi-Manager Select 2035 Fund C000147722 Class A TDMAX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047122 AB Multi-Manager Select 2035 Fund C000147724 Class C TDMCX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047122 AB Multi-Manager Select 2035 Fund C000147726 Class K TDMKX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047122 AB Multi-Manager Select 2035 Fund C000147719 Advisor Class TDMYX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047122 AB Multi-Manager Select 2035 Fund C000147728 Class Z TDMZX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047122 AB Multi-Manager Select 2035 Fund C000147727 Class R TDRMX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047123 AB Multi-Manager Select 2040 Fund C000147730 Class 1 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047123 AB Multi-Manager Select 2040 Fund C000147731 Class 2 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047123 AB Multi-Manager Select 2040 Fund C000147733 Class B [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047123 AB Multi-Manager Select 2040 Fund C000147732 Class A TDJAX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047123 AB Multi-Manager Select 2040 Fund C000147734 Class C TDJCX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047123 AB Multi-Manager Select 2040 Fund C000147735 Class I TDJIX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047123 AB Multi-Manager Select 2040 Fund C000147736 Class K TDJKX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047123 AB Multi-Manager Select 2040 Fund C000147737 Class R TDJRX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047123 AB Multi-Manager Select 2040 Fund C000147729 Advisor Class TDJYX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047123 AB Multi-Manager Select 2040 Fund C000147738 Class Z TDJZX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047124 AB Multi-Manager Select 2045 Fund C000147740 Class 1 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047124 AB Multi-Manager Select 2045 Fund C000147741 Class 2 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047124 AB Multi-Manager Select 2045 Fund C000147743 Class B [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047124 AB Multi-Manager Select 2045 Fund C000147742 Class A TDNAX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047124 AB Multi-Manager Select 2045 Fund C000147744 Class C TDNCX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047124 AB Multi-Manager Select 2045 Fund C000147745 Class I TDNIX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047124 AB Multi-Manager Select 2045 Fund C000147746 Class K TDNKX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047124 AB Multi-Manager Select 2045 Fund C000147747 Class R TDNRX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047124 AB Multi-Manager Select 2045 Fund C000147739 Advisor Class TDNYX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047124 AB Multi-Manager Select 2045 Fund C000147748 Class Z TDNZX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047125 AB Multi-Manager Select 2050 Fund C000147750 Class 1 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047125 AB Multi-Manager Select 2050 Fund C000147751 Class 2 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047125 AB Multi-Manager Select 2050 Fund C000147753 Class B [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047125 AB Multi-Manager Select 2050 Fund C000147754 Class C TDCLX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047125 AB Multi-Manager Select 2050 Fund C000147752 Class A TDLAX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047125 AB Multi-Manager Select 2050 Fund C000147755 Class I TDLIX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047125 AB Multi-Manager Select 2050 Fund C000147756 Class K TDLKX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047125 AB Multi-Manager Select 2050 Fund C000147757 Class R TDLRX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047125 AB Multi-Manager Select 2050 Fund C000147749 Advisor Class TDLYX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047125 AB Multi-Manager Select 2050 Fund C000147758 Class Z TDLZX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047116 AB Multi-Manager Select 2055 Fund C000147661 Class 1 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047116 AB Multi-Manager Select 2055 Fund C000147662 Class 2 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047116 AB Multi-Manager Select 2055 Fund C000147664 Class B [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047116 AB Multi-Manager Select 2055 Fund C000147663 Class A TDAPX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047116 AB Multi-Manager Select 2055 Fund C000147665 Class C TDCPX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047116 AB Multi-Manager Select 2055 Fund C000147666 Class I TDIPX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047116 AB Multi-Manager Select 2055 Fund C000147667 Class K TDPKX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047116 AB Multi-Manager Select 2055 Fund C000147668 Class R TDPRX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047116 AB Multi-Manager Select 2055 Fund C000147660 Advisor Class TDPYX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047116 AB Multi-Manager Select 2055 Fund C000147659 Class Z TDPZX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047117 AB Multi-Manager Select Retirement Allocation Fund C000147670 Class 1 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047117 AB Multi-Manager Select Retirement Allocation Fund C000147671 Class 2 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047117 AB Multi-Manager Select Retirement Allocation Fund C000147673 Class B [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047117 AB Multi-Manager Select Retirement Allocation Fund C000147672 Class A TDAAX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047117 AB Multi-Manager Select Retirement Allocation Fund C000147674 Class C TDACX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047117 AB Multi-Manager Select Retirement Allocation Fund C000147675 Class I TDAIX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047117 AB Multi-Manager Select Retirement Allocation Fund C000147676 Class K TDAKX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047117 AB Multi-Manager Select Retirement Allocation Fund C000147677 Class R TDARX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047117 AB Multi-Manager Select Retirement Allocation Fund C000147669 Advisor Class TDAYX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000047117 AB Multi-Manager Select Retirement Allocation Fund C000147678 Class Z TDAZX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000034947 AB Select US Equity Portfolio C000107478 Class 1 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000034947 AB Select US Equity Portfolio C000107479 Class 2 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000034947 AB Select US Equity Portfolio C000107480 Class A AUUAX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000034947 AB Select US Equity Portfolio C000107481 Class C AUUCX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000034947 AB Select US Equity Portfolio C000107482 Class I AUUIX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000034947 AB Select US Equity Portfolio C000107483 Class K AUUKX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000034947 AB Select US Equity Portfolio C000107484 Class R AUURX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000034947 AB Select US Equity Portfolio C000107477 Advisor Class AUUYX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000039195 AB Select US Long/Short Portfolio C000120606 Class 1 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000039195 AB Select US Long/Short Portfolio C000120607 Class 2 [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000039195 AB Select US Long/Short Portfolio C000120609 Class C ASCLX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000039195 AB Select US Long/Short Portfolio C000120610 Class I ASILX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000039195 AB Select US Long/Short Portfolio C000120608 Class A ASLAX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000039195 AB Select US Long/Short Portfolio C000120611 Class K ASLKX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000039195 AB Select US Long/Short Portfolio C000120612 Class R ASRLX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000039195 AB Select US Long/Short Portfolio C000120605 Advisor Class ASYLX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000010309 AB Small Cap Growth Portfolio C000028522 Class B QUABX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000010309 AB Small Cap Growth Portfolio C000028523 Class C QUACX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000010309 AB Small Cap Growth Portfolio C000028527 Class I QUAIX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000010309 AB Small Cap Growth Portfolio C000028526 Class K QUAKX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000010309 AB Small Cap Growth Portfolio C000028525 Class R QUARX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000010309 AB Small Cap Growth Portfolio C000028521 Class A QUASX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000010309 AB Small Cap Growth Portfolio C000028524 Advisor Class QUAYX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000010309 AB Small Cap Growth Portfolio C000159958 Class Z QUAZX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000045542 AB Small Cap Value Portfolio C000141792 Class I [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-01716 0000081443 AB CAP FUND, INC. 30 S000045542 AB Small Cap Value Portfolio 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0001413594 Aberdeen Funds 30 S000026307 Aberdeen Emerging Markets Fund C000079068 Institutional Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000026307 Aberdeen Emerging Markets Fund C000081085 Institutional Service Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020312 Aberdeen Equity Long-Short Fund C000057064 Class A [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020312 Aberdeen Equity Long-Short Fund C000057066 Class C [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020312 Aberdeen Equity Long-Short Fund C000057067 Class R [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020312 Aberdeen Equity Long-Short Fund C000057068 Institutional Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020312 Aberdeen Equity Long-Short Fund C000057069 Institutional Service Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000039849 Aberdeen European Equity Fund C000123596 Class A [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000039849 Aberdeen European Equity Fund C000123597 Class C [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000039849 Aberdeen European Equity Fund C000123598 Class R [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000039849 Aberdeen European Equity Fund C000123599 Institutional Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000039849 Aberdeen European Equity Fund C000123600 Institutional Service Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020309 Aberdeen Global Equity Fund C000057046 Class A [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020309 Aberdeen Global Equity Fund C000057048 Class C [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020309 Aberdeen Global Equity Fund C000057049 Class R [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020309 Aberdeen Global Equity Fund C000057050 Institutional Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020309 Aberdeen Global Equity Fund C000057051 Institutional Service Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020296 Aberdeen Global Natural Resources Fund C000056972 Class A [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020296 Aberdeen Global Natural Resources Fund C000056968 Class C [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020296 Aberdeen Global Natural Resources Fund C000056969 Class R [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020296 Aberdeen Global Natural Resources Fund C000056970 Institutional Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020296 Aberdeen Global Natural Resources Fund C000056971 Institutional Service Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000025401 Aberdeen Global Unconstrained Fixed Income Fund (formerly, Aberdeen Global Fixed Income Fund) C000076084 Class A [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000025401 Aberdeen Global Unconstrained Fixed Income Fund (formerly, Aberdeen Global Fixed Income Fund) C000076085 Class C [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000025401 Aberdeen Global Unconstrained Fixed Income Fund (formerly, Aberdeen Global Fixed Income Fund) C000076086 Class R [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000025401 Aberdeen Global Unconstrained Fixed Income Fund (formerly, Aberdeen Global Fixed Income Fund) C000075913 Institutional Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000025401 Aberdeen Global Unconstrained Fixed Income Fund (formerly, Aberdeen Global Fixed Income Fund) C000076087 Institutional Service Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000036222 Aberdeen High Yield Fund C000110897 Class A [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000036222 Aberdeen High Yield Fund C000110898 Class C [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000036222 Aberdeen High Yield Fund C000110899 Class R [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000036222 Aberdeen High Yield Fund C000110900 Institutional Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000036222 Aberdeen High Yield Fund C000110901 Institutional Service Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020291 Aberdeen International Equity Fund C000056938 Class A [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020291 Aberdeen International Equity Fund C000056940 Class C [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020291 Aberdeen International Equity Fund C000056941 Class R [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020291 Aberdeen International Equity Fund C000056942 Institutional Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020291 Aberdeen International Equity Fund C000056943 Institutional Service Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000025402 Aberdeen International Small Cap Fund (formerly Aberdeen Global Small Cap Fund) C000076092 Class A [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000025402 Aberdeen International Small Cap Fund (formerly Aberdeen Global Small Cap Fund) C000076089 Class C [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000025402 Aberdeen International Small Cap Fund (formerly Aberdeen Global Small Cap Fund) C000076090 Class R [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000025402 Aberdeen International Small Cap Fund (formerly Aberdeen Global Small Cap Fund) C000075914 Institutional Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000025402 Aberdeen International Small Cap Fund (formerly Aberdeen Global Small Cap Fund) C000076091 Institutional Service Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000051714 Aberdeen Japanese Equities Fund C000162726 Class A Shares [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000051714 Aberdeen Japanese Equities Fund C000162727 Class C Shares [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000051714 Aberdeen Japanese Equities Fund C000162728 Class R Shares [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000051714 Aberdeen Japanese Equities Fund C000162729 Institutional Class Shares [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000051714 Aberdeen Japanese Equities Fund C000162730 Institutional Service Class Shares [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000040053 Aberdeen Latin American Equity Fund C000124344 Class A [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000040053 Aberdeen Latin American Equity Fund C000124345 Class C [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000040053 Aberdeen Latin American Equity Fund C000124346 Class R [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000040053 Aberdeen Latin American Equity Fund C000124347 Institutional Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000040053 Aberdeen Latin American Equity Fund C000124348 Institutional Service Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000051428 Aberdeen Multi-Manager Alternative Strategies Fund C000162030 Institutional Class Shares [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000051429 Aberdeen Multi-Manager Alternative Strategies Fund II C000162032 Class A Shares [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000051429 Aberdeen Multi-Manager Alternative Strategies Fund II C000162033 Class C Shares [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000051429 Aberdeen Multi-Manager Alternative Strategies Fund II C000162034 Class R Shares [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000051429 Aberdeen Multi-Manager Alternative Strategies Fund II C000162031 Institutional Class Shares [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020313 Aberdeen Tax-Free Income Fund C000057070 Class A [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020313 Aberdeen Tax-Free Income Fund C000057072 Class C [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020313 Aberdeen Tax-Free Income Fund C000123601 Class R [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020313 Aberdeen Tax-Free Income Fund C000123602 Institutional Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020313 Aberdeen Tax-Free Income Fund C000123603 Institutional Service Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000053020 Aberdeen U.S. Mid Cap Equity Fund C000166724 Class A [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000053020 Aberdeen U.S. Mid Cap Equity Fund C000166725 Class C [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000053020 Aberdeen U.S. Mid Cap Equity Fund C000166726 Class R [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000053020 Aberdeen U.S. Mid Cap Equity Fund C000166727 Institutional Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000053020 Aberdeen U.S. Mid Cap Equity Fund C000166728 Institutional Service Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000033658 Aberdeen U.S. Multi-Cap Equity Fund (formerly Aberdeen U.S. Equity Fund) C000103444 Class A [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000033658 Aberdeen U.S. Multi-Cap Equity Fund (formerly Aberdeen U.S. Equity Fund) C000103445 Class C [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000033658 Aberdeen U.S. Multi-Cap Equity Fund (formerly Aberdeen U.S. Equity Fund) C000103446 Class R [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000033658 Aberdeen U.S. Multi-Cap Equity Fund (formerly Aberdeen U.S. Equity Fund) C000103447 Institutional Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000033658 Aberdeen U.S. Multi-Cap Equity Fund (formerly Aberdeen U.S. Equity Fund) C000103448 Institutional Service Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020297 Aberdeen U.S. Small Cap Equity Fund (formerly Aberdeen Small Cap Fund) C000056974 Class A [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020297 Aberdeen U.S. Small Cap Equity Fund (formerly Aberdeen Small Cap Fund) C000056976 Class C [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020297 Aberdeen U.S. Small Cap Equity Fund (formerly Aberdeen Small Cap Fund) C000056977 Class R [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020297 Aberdeen U.S. Small Cap Equity Fund (formerly Aberdeen Small Cap Fund) C000056978 Institutional Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000020297 Aberdeen U.S. Small Cap Equity Fund (formerly Aberdeen Small Cap Fund) C000056979 Institutional Service Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000030140 Aberdeen Ultra-Short Duration Bond Fund C000092576 Class A [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000030140 Aberdeen Ultra-Short Duration Bond Fund C000092577 Class C [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000030140 Aberdeen Ultra-Short Duration Bond Fund C000092578 Class R [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000030140 Aberdeen Ultra-Short Duration Bond Fund C000092579 Institutional Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-22132 0001413594 Aberdeen Funds 30 S000030140 Aberdeen Ultra-Short Duration Bond Fund C000092580 Institutional Service Class [NULL] 1735 MARKET STREET PHILADELPHIA 19103 PA 32ND FLOOR 811-06652 0000887210 ABERDEEN INVESTMENT FUNDS 30 S000006116 Aberdeen Global High Income Fund C000016834 Class A BJBHX 1735 MARKET STREET, 32ND FLOOR PHILADELPHIA 19103 PA C/O ABERDEEN ASSET MANAGEMENT INC. 811-06652 0000887210 ABERDEEN INVESTMENT FUNDS 30 S000006116 Aberdeen Global High Income Fund C000016835 Institutional Class JHYIX 1735 MARKET STREET, 32ND FLOOR PHILADELPHIA 19103 PA C/O ABERDEEN ASSET MANAGEMENT INC. 811-06652 0000887210 ABERDEEN INVESTMENT FUNDS 30 S000006117 Aberdeen Select International Equity Fund C000016836 Class A BJBIX 1735 MARKET STREET, 32ND FLOOR PHILADELPHIA 19103 PA C/O ABERDEEN ASSET MANAGEMENT INC. 811-06652 0000887210 ABERDEEN INVESTMENT FUNDS 30 S000006117 Aberdeen Select International Equity Fund C000016837 Institutional Class JIEIX 1735 MARKET STREET, 32ND FLOOR PHILADELPHIA 19103 PA C/O ABERDEEN ASSET MANAGEMENT INC. 811-06652 0000887210 ABERDEEN INVESTMENT FUNDS 30 S000006118 Aberdeen Select International Equity Fund II C000016838 Class A JETAX 1735 MARKET STREET, 32ND FLOOR PHILADELPHIA 19103 PA C/O ABERDEEN ASSET MANAGEMENT INC. 811-06652 0000887210 ABERDEEN INVESTMENT FUNDS 30 S000006118 Aberdeen Select International Equity Fund II C000016839 Institutional Class JETIX 1735 MARKET STREET, 32ND FLOOR PHILADELPHIA 19103 PA C/O ABERDEEN ASSET MANAGEMENT INC. 811-06652 0000887210 ABERDEEN INVESTMENT FUNDS 30 S000006120 Aberdeen Total Return Bond Fund C000016842 Class A BJBGX 1735 MARKET STREET, 32ND FLOOR PHILADELPHIA 19103 PA C/O ABERDEEN ASSET MANAGEMENT INC. 811-06652 0000887210 ABERDEEN INVESTMENT FUNDS 30 S000006120 Aberdeen Total Return Bond Fund C000016843 Institutional Class JBGIX 1735 MARKET STREET, 32ND FLOOR PHILADELPHIA 19103 PA C/O ABERDEEN ASSET MANAGEMENT INC. 811-22917 0001591939 Absolute Shares Trust 30 S000055583 WBI Power Factor High Dividend Shares C000174967 WBI Power Factor High Dividend Shares [NULL] C/O WBI INVESTMENTS, INC. RED BANK 07701 NJ 331 NEWMAN SPRINGS ROAD, SUITE 122 811-22917 0001591939 Absolute Shares Trust 30 S000044176 WBI Tactical High Income Shares C000137326 WBI Tactical High Income Shares WBIH C/O WBI INVESTMENTS, INC. RED BANK 07701 NJ 331 NEWMAN SPRINGS ROAD, SUITE 122 811-22917 0001591939 Absolute Shares Trust 30 S000044184 WBI Tactical Income Shares C000137334 WBI Tactical Income Shares WBII C/O WBI INVESTMENTS, INC. RED BANK 07701 NJ 331 NEWMAN SPRINGS ROAD, SUITE 122 811-22917 0001591939 Absolute Shares Trust 30 S000044180 WBI Tactical LCG Shares C000137330 WBI Tactical LCG Shares WBIE C/O WBI INVESTMENTS, INC. RED BANK 07701 NJ 331 NEWMAN SPRINGS ROAD, SUITE 122 811-22917 0001591939 Absolute Shares Trust 30 S000044183 WBI Tactical LCS Shares C000137333 WBI Tactical LCS Shares WBIL C/O WBI INVESTMENTS, INC. RED BANK 07701 NJ 331 NEWMAN SPRINGS ROAD, SUITE 122 811-22917 0001591939 Absolute Shares Trust 30 S000044181 WBI Tactical LCV Shares C000137331 WBI Tactical LCV Shares WBIF C/O WBI INVESTMENTS, INC. RED BANK 07701 NJ 331 NEWMAN SPRINGS ROAD, SUITE 122 811-22917 0001591939 Absolute Shares Trust 30 S000044182 WBI Tactical LCY Shares C000137332 WBI Tactical LCY Shares WBIG C/O WBI INVESTMENTS, INC. RED BANK 07701 NJ 331 NEWMAN SPRINGS ROAD, SUITE 122 811-22917 0001591939 Absolute Shares Trust 30 S000051544 WBI Tactical Rotation Shares C000162217 WBI Tactical Rotation Shares WBIR C/O WBI INVESTMENTS, INC. RED BANK 07701 NJ 331 NEWMAN SPRINGS ROAD, SUITE 122 811-22917 0001591939 Absolute Shares Trust 30 S000044175 WBI Tactical SMG Shares C000137325 WBI Tactical SMG Shares WBIA C/O WBI INVESTMENTS, INC. RED BANK 07701 NJ 331 NEWMAN SPRINGS ROAD, SUITE 122 811-22917 0001591939 Absolute Shares Trust 30 S000044179 WBI Tactical SMS Shares C000137329 WBI Tactical SMS Shares WBID C/O WBI INVESTMENTS, INC. RED BANK 07701 NJ 331 NEWMAN SPRINGS ROAD, SUITE 122 811-22917 0001591939 Absolute Shares Trust 30 S000044177 WBI Tactical SMV Shares C000137327 WBI Tactical SMV Shares WBIB C/O WBI INVESTMENTS, INC. RED BANK 07701 NJ 331 NEWMAN SPRINGS ROAD, SUITE 122 811-22917 0001591939 Absolute Shares Trust 30 S000044178 WBI Tactical SMY Shares C000137328 WBI Tactical SMY Shares WBIC C/O WBI INVESTMENTS, INC. RED BANK 07701 NJ 331 NEWMAN SPRINGS ROAD, SUITE 122 811-22135 0001415726 Academy Funds Trust 30 S000047761 Innovator IBD(R) 50 Fund C000150102 Innovator IBD(R) 50 Fund FFTY 325 CHESTNUT STREET PHILADELPHIA 19106 PA SUITE 512 811-22135 0001415726 Academy Funds Trust 30 S000052312 Innovator IBD(R) Mid/Large-Cap Leaders Fund C000164458 Innovator IBD(R) Mid/Large-Cap Leaders Fund [NULL] 325 CHESTNUT STREET PHILADELPHIA 19106 PA SUITE 512 811-22135 0001415726 Academy Funds Trust 30 S000052311 Innovator IBD(R) Small/Mid-Cap Leaders Fund C000164457 Innovator IBD(R) Small/Mid-Cap Leaders Fund [NULL] 325 CHESTNUT STREET PHILADELPHIA 19106 PA SUITE 512 811-22135 0001415726 Academy Funds Trust 30 S000035016 Innovator McKinley Income Fund C000107666 Investor Class IMIFX 325 CHESTNUT STREET PHILADELPHIA 19106 PA SUITE 512 811-22135 0001415726 Academy Funds Trust 30 S000035016 Innovator McKinley Income Fund C000125606 Institutional Class IMIIX 325 CHESTNUT STREET PHILADELPHIA 19106 PA SUITE 512 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0000814679 ADVANCED SERIES TRUST 30 S000002010 AST HIGH YIELD PORTFOLIO C000005220 AST HIGH YIELD PORTFOLIO [NULL] 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-05186 0000814679 ADVANCED SERIES TRUST 30 S000001977 AST HOTCHKIS & WILEY LARGE-CAP VALUE PORTFOLIO C000005187 AST HOTCHKIS & WILEY LARGE-CAP VALUE PORTFOLIO [NULL] 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-05186 0000814679 ADVANCED SERIES TRUST 30 S000001985 AST INTERNATIONAL GROWTH PORTFOLIO C000005195 AST INTERNATIONAL GROWTH PORTFOLIO [NULL] 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-05186 0000814679 ADVANCED SERIES TRUST 30 S000001981 AST INTERNATIONAL VALUE PORTFOLIO C000005191 AST INTERNATIONAL VALUE PORTFOLIO [NULL] 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-05186 0000814679 ADVANCED SERIES TRUST 30 S000020634 AST Investment Grade Bond Portfolio C000057623 AST Investment Grade Bond Portfolio [NULL] 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-05186 0000814679 ADVANCED SERIES TRUST 30 S000019378 AST 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[NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000005712 ACADIAN EMERGING MARKETS PORTFOLIO C000015706 INVESTOR CLASS SHARES AEMGX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000031751 ALPHAONE MICRO CAP EQUITY FUND C000098862 INVESTOR CLASS SHARES AOMAX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000031751 ALPHAONE MICRO CAP EQUITY FUND C000098863 I CLASS SHARES AOMCX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000041987 AT Disciplined Equity Fund C000130396 Institutional Class Shares AWEIX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000041987 AT Disciplined Equity Fund C000130397 Investor Class Shares AWEVX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000042154 AT INCOME OPPORTUNITIES FUND C000130895 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19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000012716 WESTWOOD LARGECAP VALUE FUND C000058075 A CLASS SHARES WWLAX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000049017 WESTWOOD MARKET NEUTRAL INCOME FUND C000154540 INSTITUTIONAL SHARES WMNIX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000049017 WESTWOOD MARKET NEUTRAL INCOME FUND C000154539 ULTRA SHARES WMNUX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000047844 WESTWOOD MLP AND STRATEGIC ENERGY FUND C000150259 INSTITUTIONAL SHARES WMLPX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000047845 WESTWOOD OPPORTUNISTIC HIGH YIELD FUND C000150261 ULTRA SHARES WHYUX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000047845 WESTWOOD OPPORTUNISTIC HIGH YIELD FUND C000150260 INSTITUTIONAL SHARES WWHYX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000035444 WESTWOOD SHORT DURATION HIGH YIELD FUND C000108846 INSTITUTIONAL SHARES WHGHX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000035444 WESTWOOD SHORT DURATION HIGH YIELD FUND C000108845 A CLASS SHARES WSDAX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000013148 WESTWOOD SMALLCAP VALUE FUND C000035391 INSTITUTIONAL CLASS SHARES WHGSX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000011833 WESTWOOD SMIDCAP FUND C000032335 INSTITUTIONAL CLASS SHARES WHGMX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000031675 WESTWOOD SMIDCAP PLUS FUND C000098568 INSTITUTIONAL SHARES WHGPX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000049018 WESTWOOD STRATEGIC GLOBAL CONVERTIBLES FUND C000154541 INSTITUTIONAL SHARES WSGCX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-06400 0000878719 ADVISORS' INNER CIRCLE FUND 30 S000049019 WESTWOOD WORLDWIDE INCOME OPPORTUNITY FUND C000154542 INSTITUTIONAL SHARES WWIOX 1 FREEDOM VALLEY DRIVE OAKS 19087 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000044747 Cardinal Small Cap Value Fund C000139045 Institutional Class Shares CCMSX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000051071 CHAMPLAIN EMERGING MARKETS FUND C000160896 Advisor Shares CIPDX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000051071 CHAMPLAIN EMERGING MARKETS FUND C000160897 Institutional Shares CIPQX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000043604 Champlain Focused Large Cap Value Fund C000135199 Advisor Shares CIPYX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000022606 CHAMPLAIN MID CAP FUND C000096284 INSTITUTIONAL SHARES CIPIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000022606 CHAMPLAIN MID CAP FUND C000065363 ADVISOR SHARES CIPMX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000005803 CHAMPLAIN SMALL COMPANY FUND C000173316 Institutional Class Shares [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000005803 CHAMPLAIN SMALL COMPANY FUND C000015937 ADVISOR SHARES CIPSX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000045446 Frost Aggressive Allocation Fund C000141516 INVESTOR CLASS SHARES FCAAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000039103 Frost Cinque Large Cap Buy-Write Equity Fund C000120214 INVESTOR CLASS SHARES FCAWX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000039103 Frost Cinque Large Cap Buy-Write Equity Fund C000120213 Institutional Class Shares FCBWX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000030974 Frost Conservative Allocation Fund C000096016 INVESTOR CLASS SHARES FDSFX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000039102 Frost Credit Fund C000120212 INVESTOR CLASS SHARES FCFAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000039102 Frost Credit Fund C000120211 Institutional Class Shares FCFIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021627 FROST GROWTH EQUITY FUND C000061940 INVESTOR CLASS SHARES FACEX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021627 FROST GROWTH EQUITY FUND C000061941 INSTITUTIONAL CLASS SHARES FICEX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021634 FROST INTERNATIONAL EQUITY FUND C000061954 INVESTOR CLASS SHARES FANTX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021634 FROST INTERNATIONAL EQUITY FUND C000061953 INSTITUTIONAL CLASS SHARES FITNX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021632 FROST KEMPNER MULTI-CAP DEEP VALUE EQUITY FUND C000061949 INVESTOR CLASS SHARES FAKDX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021632 FROST KEMPNER MULTI-CAP DEEP VALUE EQUITY FUND C000061950 INSTITUTIONAL CLASS SHARES FIKDX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021628 FROST KEMPNER TREASURY AND INCOME FUND C000061942 INVESTOR CLASS SHARES [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021628 FROST KEMPNER TREASURY AND INCOME FUND C000061943 INSTITUTIONAL CLASS SHARES FIKTX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021635 FROST LOW DURATION BOND FUND C000061955 INVESTOR CLASS SHARES FADLX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021635 FROST LOW DURATION BOND FUND C000061956 INSTITUTIONAL CLASS SHARES FILDX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021630 FROST MID CAP EQUITY FUND C000061946 INVESTOR CLASS SHARES FAKSX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021630 FROST MID CAP EQUITY FUND C000065022 INSTITUTIONAL CLASS SHARES FIKSX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021745 Frost Moderate Allocation Fund C000062363 INVESTOR CLASS SHARES FASTX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021745 Frost Moderate Allocation Fund C000062364 INSTITUTIONAL CLASS SHARES FIBTX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021637 FROST MUNICIPAL BOND FUND C000061959 INVESTOR CLASS SHARES FAUMX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021637 FROST MUNICIPAL BOND FUND C000061960 INSTITUTIONAL CLASS SHARES FIMUX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000034041 FROST NATURAL RESOURCES FUND C000104923 INVESTOR CLASS SHARES FNATX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000034041 FROST NATURAL RESOURCES FUND C000104924 INSTITUTIONAL CLASS SHARES FNRFX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021633 FROST SMALL CAP EQUITY FUND C000061951 CLASS A SHARES FAHMX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021633 FROST SMALL CAP EQUITY FUND C000061952 INSTITUTIONAL CLASS SHARES FIHSX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021636 FROST TOTAL RETURN BOND FUND C000061957 INVESTOR CLASS SHARES FATRX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021636 FROST TOTAL RETURN BOND FUND C000061958 INSTITUTIONAL CLASS SHARES FIJEX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021631 FROST VALUE EQUITY FUND C000061947 INVESTOR CLASS SHARES FADVX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021631 FROST VALUE EQUITY FUND C000061948 INSTITUTIONAL CLASS SHARES FIDVX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000030495 GRT ABSOLUTE RETURN FUND C000093807 ADVISOR CLASS SHARES GRTHX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000021911 GRT VALUE FUND C000062870 ADVISOR CLASS SHARES GRTVX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000006464 HANCOCK HORIZON BURKENROAD SMALL CAP FUND C000017670 INVESTOR CLASS SHARES HHBUX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000006464 HANCOCK HORIZON BURKENROAD SMALL CAP FUND C000170436 Institutional Class HIBUX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000006464 HANCOCK HORIZON BURKENROAD SMALL CAP FUND C000017671 CLASS D SHARES HYBUX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000006462 HANCOCK HORIZON CORE BOND FUND C000017665 INVESTOR CLASS SHARES HHBAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000006462 HANCOCK HORIZON CORE BOND FUND C000017666 CLASS C SHARES HHBCX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000006462 HANCOCK HORIZON CORE BOND FUND C000017664 INSTITUTIONAL CLASS SHARES HHBTX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000038408 HANCOCK HORIZON DIVERSIFIED INCOME FUND C000118457 INVESTOR CLASS SHARES HHIAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000038408 HANCOCK HORIZON DIVERSIFIED INCOME FUND C000118458 CLASS C SHARES HHICX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000038408 HANCOCK HORIZON DIVERSIFIED INCOME FUND C000118456 INSTITUTIONAL CLASS SHARES HHIIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000023555 HANCOCK HORIZON DIVERSIFIED INTERNATIONAL FUND C000069322 INVESTOR CLASS SHARES HHDAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000023555 HANCOCK HORIZON DIVERSIFIED INTERNATIONAL FUND C000069323 CLASS C SHARES HHDCX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000023555 HANCOCK HORIZON DIVERSIFIED INTERNATIONAL FUND C000069321 INSTITUTIONAL CLASS SHARES HHDTX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000049423 Hancock Horizon Dynamic Asset Allocation Fund C000156288 INVESTOR CLASS SHARES HDAAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000049423 Hancock Horizon Dynamic Asset Allocation Fund C000156289 Class C HDACX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000049423 Hancock Horizon Dynamic Asset Allocation Fund C000156287 Institutional Class HDAIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000006458 HANCOCK HORIZON GOVERNMENT MONEY MARKET FUND C000017658 INVESTOR CLASS SHARES HHAXX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000006458 HANCOCK HORIZON GOVERNMENT MONEY MARKET FUND C000017657 INSTITUTIONAL SWEEP CLASS SHARES HHIXX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000006458 HANCOCK HORIZON GOVERNMENT MONEY MARKET FUND C000017656 INSTITUTIONAL CLASS SHARES HTRXX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000006461 HANCOCK HORIZON GROWTH FUND C000017662 INVESTOR CLASS SHARES HHRAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000006461 HANCOCK HORIZON GROWTH FUND C000017663 CLASS C SHARES HHRCX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000006461 HANCOCK HORIZON GROWTH FUND C000017661 INSTITUTIONAL CLASS SHARES HHRTX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000049424 Hancock Horizon International Small Cap Fund C000156292 Class C HICCX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000049424 Hancock Horizon International Small Cap Fund C000156290 Institutional Class HICIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000049424 Hancock Horizon International Small Cap Fund C000156291 INVESTOR CLASS SHARES HISAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000031105 HANCOCK HORIZON LOUISIANA TAX-FREE INCOME FUND C000096475 INVESTOR CLASS SHARES HHLAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000031105 HANCOCK HORIZON LOUISIANA TAX-FREE INCOME FUND C000129916 CLASS C SHARES HHLCX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000031105 HANCOCK HORIZON LOUISIANA TAX-FREE INCOME FUND C000096474 INSTITUTIONAL CLASS SHARES HHLTX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000049425 Hancock Horizon Microcap Fund C000156294 INVESTOR CLASS SHARES HMIAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000049425 Hancock Horizon Microcap Fund C000156295 Class C HMICX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000049425 Hancock Horizon Microcap Fund C000156293 Institutional Class HMIIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000031106 HANCOCK HORIZON MISSISSIPPI TAX-FREE INCOME FUND C000129917 CLASS C SHARES HAMCX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000031106 HANCOCK HORIZON MISSISSIPPI TAX-FREE INCOME FUND C000096476 INSTITUTIONAL CLASS SHARES HHMTX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000031106 HANCOCK HORIZON MISSISSIPPI TAX-FREE INCOME FUND C000096477 INVESTOR CLASS SHARES HIMAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000023556 HANCOCK HORIZON QUANTITATIVE LONG/SHORT FUND C000069325 INVESTOR CLASS SHARES HHQAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000023556 HANCOCK HORIZON QUANTITATIVE LONG/SHORT FUND C000069326 CLASS C SHARES HHQCX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000023556 HANCOCK HORIZON QUANTITATIVE LONG/SHORT FUND C000069324 INSTITUTIONAL CLASS SHARES HHQTX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000043514 HANCOCK HORIZON U.S. SMALL CAP FUND C000134935 CLASS C SHARES HHSCX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000043514 HANCOCK HORIZON U.S. SMALL CAP FUND C000134934 INVESTOR CLASS SHARES HSCAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000043514 HANCOCK HORIZON U.S. SMALL CAP FUND C000134933 INSTITUTIONAL CLASS SHARES HSCIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000006463 HANCOCK HORIZON VALUE FUND C000017668 INVESTOR CLASS SHARES HHGAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000006463 HANCOCK HORIZON VALUE FUND C000017669 CLASS C SHARES HHGCX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000006463 HANCOCK HORIZON VALUE FUND C000017667 INSTITUTIONAL CLASS SHARES HHGTX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000042718 KOPERNIK GLOBAL ALL-CAP FUND C000132088 CLASS A SHARES KGGAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000042718 KOPERNIK GLOBAL ALL-CAP FUND C000132089 CLASS I SHARES KGGIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000049911 KOPERNIK INTERNATIONAL FUND C000157593 CLASS I SHARES KGIIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000049911 KOPERNIK INTERNATIONAL FUND C000157592 CLASS A SHARES KGIRX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000039626 LM Capital Opportunistic Bond Fund C000122228 Retirement Class Shares LMCAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000039626 LM Capital Opportunistic Bond Fund C000122227 Institutional Class Shares LMCOX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000006467 REAVES UTILITIES AND ENERGY INFRASTRUCTURE FUND C000017674 CLASS A SHARES RSRAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000006467 REAVES UTILITIES AND ENERGY INFRASTRUCTURE FUND C000017675 INSTITUTIONAL CLASS SHARES RSRFX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000050565 RQSI SMALL CAP HEDGED EQUITY FUND C000159608 Retail Shares RQSAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000050565 RQSI SMALL CAP HEDGED EQUITY FUND C000159607 Institutional Shares RQSIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000043080 RSQ International Equity Fund C000133356 Institutional Class Shares RSQIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000043080 RSQ International Equity Fund C000133357 Investor Class Shares RSQVX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000041661 WESTFIELD CAPITAL DIVIDEND GROWTH FUND C000129344 Investor Class Shares WCDGX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000041661 WESTFIELD CAPITAL DIVIDEND GROWTH FUND C000129343 Institutional Class Shares WDIVX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000033176 WESTFIELD CAPITAL LARGE CAP GROWTH FUND C000102120 INVESTOR CLASS SHARES WCLCX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07102 0000890540 Advisors' Inner Circle Fund II 30 S000033176 WESTFIELD CAPITAL LARGE CAP GROWTH FUND C000102119 INSTITUTIONAL CLASS SHARES WCLGX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000050471 AMUNDI SMITH BREEDEN TOTAL RETURN BOND FUND C000159324 INSTITUTIONAL CLASS SHARES ATRBX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000050471 AMUNDI SMITH BREEDEN TOTAL RETURN BOND FUND C000159323 SERVICE CLASS SHARES ATRSX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000055390 CHILTON STRATEGIC EUROPEAN EQUITIES FUND C000174315 CHILTON STRATEGIC EUROPEAN EQUITIES FUND [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000051695 CHIRON CAPITAL ALLOCATION FUND C000162682 CLASS I SHARES CCAPX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000045830 Fiera Capital Diversified Alternatives Fund C000142864 INVESTOR CLASS SHARES RLLBX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000045830 Fiera Capital Diversified Alternatives Fund C000142865 INSTITUTIONAL CLASS SHARES RLLIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048262 KNIGHTS OF COLUMBUS CORE BOND FUND C000152509 Institutional Class Shares KCCIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048262 KNIGHTS OF COLUMBUS CORE BOND FUND C000158704 Class S Shares KCCSX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048262 KNIGHTS OF COLUMBUS CORE BOND FUND C000158705 Investor Shares KCCVX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048267 KNIGHTS OF COLUMBUS INTERNATIONAL EQUITY FUND C000152514 Institutional Class Shares KCIIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048267 KNIGHTS OF COLUMBUS INTERNATIONAL EQUITY FUND C000158714 Class S Shares KCISX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048267 KNIGHTS OF COLUMBUS INTERNATIONAL EQUITY FUND C000158715 Investor Shares KCIVX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048264 KNIGHTS OF COLUMBUS LARGE CAP GROWTH FUND C000152511 Institutional Class Shares KCGIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048264 KNIGHTS OF COLUMBUS LARGE CAP GROWTH FUND C000158708 Class S Shares KCGSX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048264 KNIGHTS OF COLUMBUS LARGE CAP GROWTH FUND C000158709 Investor Shares KCGVX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048265 KNIGHTS OF COLUMBUS LARGE CAP VALUE FUND C000152512 Institutional Class Shares KCVIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048265 KNIGHTS OF COLUMBUS LARGE CAP VALUE FUND C000158710 Class S Shares KCVSX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048265 KNIGHTS OF COLUMBUS LARGE CAP VALUE FUND C000158711 Investor Shares KCVVX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048263 KNIGHTS OF COLUMBUS LIMITED DURATION BOND FUND C000152510 Institutional Class Shares KCLIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048263 KNIGHTS OF COLUMBUS LIMITED DURATION BOND FUND C000158706 Class S Shares KCLSX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048263 KNIGHTS OF COLUMBUS LIMITED DURATION BOND FUND C000158707 Investor Shares KCLVX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048266 KNIGHTS OF COLUMBUS SMALL CAP EQUITY FUND C000152513 Institutional Class Shares KCSIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048266 KNIGHTS OF COLUMBUS SMALL CAP EQUITY FUND C000158713 Class S Shares KCSSX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000048266 KNIGHTS OF COLUMBUS SMALL CAP EQUITY FUND C000158712 Investor Shares KCSVX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000047684 LOGAN CIRCLE PARTNERS CORE PLUS FUND C000149725 I Class Shares LPCIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000047684 LOGAN CIRCLE PARTNERS CORE PLUS FUND C000149726 R Class Shares LPCYX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000047685 LOGAN CIRCLE PARTNERS HIGH YIELD FUND C000149727 I Class Shares [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000047685 LOGAN CIRCLE PARTNERS HIGH YIELD FUND C000149728 R Class Shares [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000047686 LOGAN CIRCLE PARTNERS MULTI-SECTOR FIXED INCOME FUND C000149729 I Class Shares [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000047686 LOGAN CIRCLE PARTNERS MULTI-SECTOR FIXED INCOME FUND C000149730 R Class Shares [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000045686 Nomura High Yield Fund C000142405 Class I Shares NPHIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000044283 NORTHPOINTE LARGE CAP VALUE FUND C000137949 Institutional Shares NPILX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000044283 NORTHPOINTE LARGE CAP VALUE FUND C000137950 Investor Shares NPLVX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000044282 NORTHPOINTE SMALL CAP VALUE FUND C000137947 Institutional Shares NPIVX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000044282 NORTHPOINTE SMALL CAP VALUE FUND C000137948 Investor Shares NPSVX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000052180 PineBridge Dynamic Asset Allocation Fund C000164187 Institutional Shares PDAIX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000052180 PineBridge Dynamic Asset Allocation Fund C000164186 Investor Servicing Shares PDAVX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000055328 RWC Global Emerging Equity Fund C000174121 Class I Shares [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000055328 RWC Global Emerging Equity Fund C000174120 Class N Shares [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000055328 RWC Global Emerging Equity Fund C000174122 Institutional Class Shares [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000055233 SGA GLOBAL EQUITY FUND C000173688 Institutional Shares [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000055233 SGA GLOBAL EQUITY FUND C000173687 Investor Shares [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000055230 SGA INTERNATIONAL EQUITY FUND C000173682 Institutional Shares [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000055230 SGA INTERNATIONAL EQUITY FUND C000173681 Investor Shares [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000055231 SGA INTERNATIONAL EQUITY PLUS FUND C000173684 Institutional Shares [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000055231 SGA INTERNATIONAL EQUITY PLUS FUND C000173683 Investor Shares [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000055232 SGA INTERNATIONAL SMALL CAP EQUITY FUND C000173686 Institutional Shares [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22920 0001593547 Advisors' Inner Circle Fund III 30 S000055232 SGA INTERNATIONAL SMALL CAP EQUITY FUND C000173685 Investor Shares [NULL] ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22110 0001408970 AdvisorShares Trust 30 S000028107 AdvisorShares Accuvest Global Long Short ETF C000085638 AdvisorShares Accuvest Global Long Short ETF AGLS 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000044117 AdvisorShares Athena High Dividend ETF C000137061 AdvisorShares Athena High Dividend ETF DIVI 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000053430 AdvisorShares Cornerstone Small Cap ETF C000168075 AdvisorShares Cornerstone Small Cap ETF SCAP 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000026954 AdvisorShares Dorsey Wright ADR ETF C000081186 AdvisorShares Dorsey Wright ADR ETF AADR 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000035881 AdvisorShares EquityPro ETF C000109984 AdvisorShares EquityPro ETF EPRO 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000055090 AdvisorShares Focused Equity ETF C000173320 AdvisorShares Focused Equity ETF CWS 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000039751 AdvisorShares Gartman Gold/Euro ETF C000123179 AdvisorShares Gartman Gold/Euro ETF GEUR 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000039749 AdvisorShares Gartman Gold/Yen ETF C000123177 AdvisorShares Gartman Gold/Yen ETF GYEN 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000034128 AdvisorShares Global Echo ETF C000105188 AdvisorShares Global Echo ETF GIVE 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000054175 AdvisorShares KIM Korea Equity ETF C000170232 AdvisorShares KIM Korea Equity ETF KOR 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000031214 AdvisorShares Madrona Domestic ETF C000096916 AdvisorShares Madrona Domestic ETF FWDD 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000031216 AdvisorShares Madrona Global Bond ETF C000096918 AdvisorShares Madrona Global Bond ETF FWDB 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000031215 AdvisorShares Madrona International ETF C000096917 AdvisorShares Madrona International ETF FWDI 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000043517 AdvisorShares Market Adaptive Unconstrained Income ETF C000134938 AdvisorShares Market Adaptive Unconstrained Income ETF MAUI 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000031642 AdvisorShares Meidell Tactical Advantage ETF C000098432 AdvisorShares Meidell Tactical Advantage ETF MATH 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000030071 AdvisorShares Morgan Creek Global Tactical ETF C000092238 AdvisorShares Morgan Creek Global Tactical ETF GTAA 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000038247 AdvisorShares Newfleet Multi-Sector Income ETF C000117922 AdvisorShares Newfleet Multi-Sector Income ETF MINC 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000045833 AdvisorShares Pacific Asset Enhanced Floating Rate ETF C000142873 AdvisorShares Pacific Asset Enhanced Floating Rate ETF FLRT 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000028889 AdvisorShares Peritus High Yield ETF C000088572 AdvisorShares Peritus High Yield ETF HYLD 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000037519 AdvisorShares Pring Turner Business Cycle ETF C000115824 AdvisorShares Pring Turner Business Cycle ETF DBIZ 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000034883 AdvisorShares QAM Equity Hedge ETF C000107280 AdvisorShares QAM Equity Hedge ETF QEH 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000030090 AdvisorShares Ranger Equity Bear ETF C000092409 AdvisorShares Ranger Equity Bear ETF HDGE 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000039806 AdvisorShares Sage Core Reserves ETF C000123404 AdvisorShares Sage Core Reserves ETF HOLD 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000034456 AdvisorShares STAR Global Buy-Write ETF C000105934 AdvisorShares STAR Global Buy-Write ETF VEGA 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000041986 AdvisorShares Treesdale Rising Rates ETF C000130389 AdvisorShares Treesdale Rising Rates ETF HDGB 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000031813 AdvisorShares Wilshire Buyback ETF C000099071 AdvisorShares Wilshire Buyback ETF TTFS 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-22110 0001408970 AdvisorShares Trust 30 S000042687 AdvisorShares YieldPro ETF C000131944 AdvisorShares YieldPro ETF YPRO 4800 MONTGOMERY LANE BETHESDA 20814 MD SUITE 150 811-21399 0001251896 AEGIS FUNDS 30 S000043790 Aegis Value Fund C000135823 Class I AVALX 6862 ELM STREET MCLEAN 22101 VA STE 830 811-21399 0001251896 AEGIS FUNDS 30 S000043790 Aegis Value Fund C000135824 Class A AVFAX 6862 ELM STREET MCLEAN 22101 VA STE 830 811-03493 0000225030 AFL CIO HOUSING INVESTMENT TRUST 30 S000009768 AFL CIO HOUSING INVESTMENT TRUST C000026832 AFL CIO HOUSING INVESTMENT TRUST [NULL] 2401 PENNSYLVANIA AVENUE, NW WASHINGTON 20037 DC SUITE 200 811-03493 0000225030 AFL CIO HOUSING INVESTMENT TRUST 30 S000023394 HIT Workforce Housing Fund C000068576 Series B [NULL] 2401 PENNSYLVANIA AVENUE, NW WASHINGTON 20037 DC SUITE 200 811-08862 0000932927 AG SEPARATE ACCOUNT A of AGL 32 S000001800 AG SEPARATE ACCOUNT A C000124655 AGL EPB VA [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08862 0000932927 AG SEPARATE ACCOUNT A of AGL 32 S000001800 AG SEPARATE ACCOUNT A C000124764 AGL One Multi Manager [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-01491 0000016190 AGL SEPARATE ACCOUNT A 32 S000003280 AGL SEPARATE ACCOUNT A C000008703 AGL Black VA (033-44745 Form N-4) Contract Nos. 9298/8380, 9893/9892, 8380, 8380.2 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-01491 0000016190 AGL SEPARATE ACCOUNT A 32 S000003280 AGL SEPARATE ACCOUNT A C000008704 AGL Blue VA (033-44745 Form N-4) Contract Nos. 101540.42 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-01491 0000016190 AGL SEPARATE ACCOUNT A 32 S000003280 AGL SEPARATE ACCOUNT A C000008705 AGL Green VA (033-44745 Form N-4) Contract Nos. 9301/8515, 9302/8516, 9303/9299 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-01491 0000016190 AGL SEPARATE ACCOUNT A 32 S000003280 AGL SEPARATE ACCOUNT A C000008706 AGL Orange VA (033-44744 Form N-4) Contract Nos. 9526.9529 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-01491 0000016190 AGL SEPARATE ACCOUNT A 32 S000003280 AGL SEPARATE ACCOUNT A C000008707 AGL Yellow VA (033-44744 Form N-4) Contract Nos. 9905.9649, 10010.9232, 10010.93921 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-02441 0000089031 AGL SEPARATE ACCOUNT D 32 S000000575 AGL SEPARATE ACCOUNT D C000008709 AGL Generations VA (033-43390 Form N-4) Contract Nos. 95020 & 95021 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX - 811-02441 0000089031 AGL SEPARATE ACCOUNT D 32 S000000575 AGL SEPARATE ACCOUNT D C000008711 AGL Individual VA Contracts (aka AGVH) (002-49805 Form N-4) Contract Nos. 74010, 74011, 76010 & 76011 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX - 811-02441 0000089031 AGL SEPARATE ACCOUNT D 32 S000000575 AGL SEPARATE ACCOUNT D C000001621 AGL Platinum Investor Immediate VA (333-109206 Form N-4) Contract No. 03017 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX - 811-02441 0000089031 AGL SEPARATE ACCOUNT D 32 S000000575 AGL SEPARATE ACCOUNT D C000008713 AGL Platinum Investor VA (333-70667 Form N-4) Contract No. 98020 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX - 811-02441 0000089031 AGL SEPARATE ACCOUNT D 32 S000000575 AGL SEPARATE ACCOUNT D C000008714 AGL Select Reserve VA (333-40637 Form N-4) Contract No. 97505 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX - 811-02441 0000089031 AGL SEPARATE ACCOUNT D 32 S000000575 AGL SEPARATE ACCOUNT D C000008710 AGL VAriety Plus VA (033-43390 Form N-4) Contract Nos. 91010, 91011, 93020 & 93021 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX - 811-02441 0000089031 AGL SEPARATE ACCOUNT D 32 S000000575 AGL SEPARATE ACCOUNT D C000008715 AGL WM Advantage VA (033-57730 Form N-4) Contract Nos. 93010 & 93011 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX - 811-02441 0000089031 AGL SEPARATE ACCOUNT D 32 S000000575 AGL SEPARATE ACCOUNT D C000004712 AGL WM Strategic Asset Manager VA (333-25549 Form N-4) Contract Nos. 97010 & 97011 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX - 811-07781 0001017656 AGL SEPARATE ACCOUNT VA-1 32 S000003281 AGL SEPARATE ACCOUNT VA-1 C000008718 AGL The Chairman VA (333-102302 Form N-4) (fka AFL 333-10489) Contract Nos. T1575 & T1575Z [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-01990 0000038748 AGL SEPARATE ACCOUNT VA-2 32 S000003282 AGL SEPARATE ACCOUNT VA-2 C000008719 AGL Individual VA Contracts (fka Franklin Life Variable Annuity Fund) (333-102303 Form N-4)(fka FL 002-36394) Contract Nos. 1170-1184 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX - 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000052755 AG INCOME ADVANTAGE VUL [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000144540 AG Platinum Choice VUL [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000051220 AGL AG Corporate Investor [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000008720 AGL AG Legacy Plus VUL (333-89897 Form N-6) Policy No. 99616 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000001614 AGL Corporate America VUL (333-80191 Form N-6) Policy No. 99301 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000070096 AGL Corporate Investor Select [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000001618 AGL Platinum Investor FlexDirector VUL (333-109613 Form N-6) Policy No. 03601 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000008722 AGL Platinum Investor I VUL (333-42567 Form S-6) Policy No. 97600 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000001615 AGL Platinum Investor II VUL (333-103361 Form N-6) Policy No. 97610 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000001616 AGL Platinum Investor III VUL (333-43264 Form N-6) Policy No. 00600 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000001617 AGL Platinum Investor IV VUL (333-118318 Form N-6) Policy No. 04604 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000001619 AGL Platinum Investor PLUS VUL (333-82982 Form N-6) Policy No. 02600 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000001620 AGL Platinum Investor Survivor II VUL (333-65170 Form N-6) Policy No. 01206 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000008724 AGL Platinum Investor Survivor VUL (333-90787 Form N-6) Policy No. 99206 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000040210 AGL Platinum Investor VIP (new) VUL (333-137817 Form N-6) Policy No. 05604 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000008723 AGL Platinum Investor VIP (original) VUL (333-129552 Form N-6) Policy No. 05604 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000069986 AGL Survivor Advantage [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000067477 Income Advantage Select [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-08561 0001051485 AGL SEPARATE ACCOUNT VL-R 33 S000000574 AGL SEPARATE ACCOUNT VL-R C000057397 PROTECTION ADVANTAGE SELECT [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-05794 0000847539 AGL SEPARATE ACCOUNT VUL 33 S000003283 AGL SEPARATE ACCOUNT VUL C000008725 AGL EquiBuilder VUL (333-102301 Form N-6)(fka AFL 033-27772) Policy No. T1735A [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX - 811-06366 0000877625 AGL SEPARATE ACCOUNT VUL-2 33 S000000464 AGL SEPARATE ACCOUNT VUL-2 C000001295 AGL EquiBuilder II VUL (333-102300 Form N-6)(fka AFL 033-41838) Policy No. T1735 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX - 811-06366 0000877625 AGL SEPARATE ACCOUNT VUL-2 33 S000000464 AGL SEPARATE ACCOUNT VUL-2 C000001296 AGL EquiBuilder III VUL (333-102299 Form N-6)(fka AFL 033-77470) Policy No. T1735 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX - 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027822 INVESCO AMERICAN FRANCHISE FUND C000084424 CLASS A VAFAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027822 INVESCO AMERICAN FRANCHISE FUND C000084425 CLASS B VAFBX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027822 INVESCO AMERICAN FRANCHISE FUND C000084426 CLASS C VAFCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027822 INVESCO AMERICAN FRANCHISE FUND C000120781 Class R6 VAFFX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027822 INVESCO AMERICAN FRANCHISE FUND C000084427 CLASS Y VAFIX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027822 INVESCO AMERICAN FRANCHISE FUND C000095845 CLASS R5 VAFNX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027822 INVESCO AMERICAN FRANCHISE FUND C000095844 Class R VAFRX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027815 INVESCO CALIFORNIA TAX-FREE INCOME FUND C000084398 CLASS A CLFAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027815 INVESCO CALIFORNIA TAX-FREE INCOME FUND C000084395 CLASS B CLFBX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027815 INVESCO CALIFORNIA TAX-FREE INCOME FUND C000084396 CLASS C CLFCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027815 INVESCO CALIFORNIA TAX-FREE INCOME FUND C000084397 CLASS Y CLFDX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000025657 INVESCO CORE PLUS BOND FUND C000076854 CLASS A ACPSX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000025657 INVESCO CORE PLUS BOND FUND C000076855 CLASS B CPBBX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000025657 INVESCO CORE PLUS BOND FUND C000120777 Class R6 CPBFX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000025657 INVESCO CORE PLUS BOND FUND C000076857 CLASS R CPBRX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000025657 INVESCO CORE PLUS BOND FUND C000076858 CLASS Y CPBYX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000025657 INVESCO CORE PLUS BOND FUND C000076856 CLASS C CPCFX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000025657 INVESCO CORE PLUS BOND FUND C000076859 CLASS R5 CPIIX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027817 INVESCO EQUALLY-WEIGHTED S&P 500 FUND C000084406 CLASS A VADAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027817 INVESCO EQUALLY-WEIGHTED S&P 500 FUND C000084403 CLASS B VADBX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027817 INVESCO EQUALLY-WEIGHTED S&P 500 FUND C000084404 CLASS C VADCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027817 INVESCO EQUALLY-WEIGHTED S&P 500 FUND C000084405 CLASS Y VADDX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027817 INVESCO EQUALLY-WEIGHTED S&P 500 FUND C000120780 Class R6 VADFX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027817 INVESCO EQUALLY-WEIGHTED S&P 500 FUND C000084407 CLASS R VADRX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027808 INVESCO EQUITY AND INCOME FUND C000084366 CLASS A ACEIX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027808 INVESCO EQUITY AND INCOME FUND C000084370 CLASS R5 ACEKX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027808 INVESCO EQUITY AND INCOME FUND C000084367 CLASS B ACEQX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027808 INVESCO EQUITY AND INCOME FUND C000084368 CLASS C ACERX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027808 INVESCO EQUITY AND INCOME FUND C000084371 CLASS R ACESX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027808 INVESCO EQUITY AND INCOME FUND C000084369 CLASS Y ACETX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000027808 INVESCO EQUITY AND INCOME FUND C000120778 Class R6 IEIFX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000011801 Invesco Floating Rate Fund C000032264 Class A AFRAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000011801 Invesco Floating Rate Fund C000032266 Class C AFRCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000011801 Invesco Floating Rate Fund C000120775 Class R6 AFRFX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000011801 Invesco Floating Rate Fund C000032268 CLASS R5 AFRIX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000011801 Invesco Floating Rate Fund C000032267 Class R AFRRX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000011801 Invesco Floating Rate Fund C000071348 Class Y AFRYX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000014560 Invesco Global Real Estate Income Fund C000039690 CLASS A ASRAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000014560 Invesco Global Real Estate Income Fund C000039692 CLASS C ASRCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000014560 Invesco Global Real Estate Income Fund C000120776 Class R6 ASRFX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-09913 0001112996 AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) 30 S000014560 Invesco Global Real 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SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000043320 Invesco Alternative Strategies Fund C000134064 Class R6 LQLSX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000043320 Invesco Alternative Strategies Fund C000134062 Class Y LQLYX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015565 INVESCO BALANCED-RISK RETIREMENT 2020 FUND C000042438 CLASS A AFTAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015565 INVESCO BALANCED-RISK RETIREMENT 2020 FUND C000042434 CLASS B AFTBX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015565 INVESCO BALANCED-RISK RETIREMENT 2020 FUND C000042435 CLASS C AFTCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO 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PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015566 INVESCO BALANCED-RISK RETIREMENT 2030 FUND C000085165 CLASS RX VRERX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015567 INVESCO BALANCED-RISK RETIREMENT 2040 FUND C000042448 CLASS A TNDAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015567 INVESCO BALANCED-RISK RETIREMENT 2040 FUND C000042444 CLASS B TNDBX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015567 INVESCO BALANCED-RISK RETIREMENT 2040 FUND C000042445 CLASS C TNDCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015567 INVESCO BALANCED-RISK RETIREMENT 2040 FUND C000120735 Class R6 TNDFX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015567 INVESCO BALANCED-RISK RETIREMENT 2040 FUND C000042447 CLASS R5 TNDIX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015567 INVESCO BALANCED-RISK RETIREMENT 2040 FUND C000042446 CLASS R TNDRX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015567 INVESCO BALANCED-RISK RETIREMENT 2040 FUND C000071364 Class Y TNDYX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015567 INVESCO BALANCED-RISK RETIREMENT 2040 FUND C000085166 CLASS AX VRGAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015567 INVESCO BALANCED-RISK RETIREMENT 2040 FUND C000085167 CLASS CX VRGCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015567 INVESCO BALANCED-RISK RETIREMENT 2040 FUND C000085168 CLASS RX VRGRX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015568 INVESCO BALANCED-RISK RETIREMENT 2050 FUND C000042453 CLASS A TNEAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015568 INVESCO BALANCED-RISK RETIREMENT 2050 FUND C000042449 CLASS B TNEBX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015568 INVESCO BALANCED-RISK RETIREMENT 2050 FUND C000042450 CLASS C TNECX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015568 INVESCO BALANCED-RISK RETIREMENT 2050 FUND C000120736 Class R6 TNEFX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015568 INVESCO BALANCED-RISK RETIREMENT 2050 FUND C000042452 CLASS R5 TNEIX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015568 INVESCO BALANCED-RISK RETIREMENT 2050 FUND C000042451 CLASS R TNERX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015568 INVESCO BALANCED-RISK RETIREMENT 2050 FUND C000071365 Class Y TNEYX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015568 INVESCO BALANCED-RISK RETIREMENT 2050 FUND C000085169 CLASS AX VRIAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015568 INVESCO BALANCED-RISK RETIREMENT 2050 FUND C000085170 CLASS CX VRICX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015568 INVESCO BALANCED-RISK RETIREMENT 2050 FUND C000085171 CLASS RX VRIRX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015569 INVESCO BALANCED-RISK RETIREMENT NOW FUND C000042454 CLASS A IANAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015569 INVESCO BALANCED-RISK RETIREMENT NOW FUND C000042455 CLASS B IANBX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015569 INVESCO BALANCED-RISK RETIREMENT NOW FUND C000042456 CLASS C IANCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015569 INVESCO BALANCED-RISK RETIREMENT NOW FUND C000120737 Class R6 IANFX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015569 INVESCO BALANCED-RISK RETIREMENT NOW FUND C000042458 CLASS R5 IANIX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015569 INVESCO BALANCED-RISK RETIREMENT NOW FUND C000042457 CLASS R IANRX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015569 INVESCO BALANCED-RISK RETIREMENT NOW FUND C000071366 Class Y IANYX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015569 INVESCO BALANCED-RISK RETIREMENT NOW FUND C000085172 CLASS AX VIRAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015569 INVESCO BALANCED-RISK RETIREMENT NOW FUND C000085173 CLASS CX VIRCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000015569 INVESCO BALANCED-RISK RETIREMENT NOW FUND C000085174 CLASS RX VIRRX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000011250 Invesco Conservative Allocation Fund C000031004 Class A CAAMX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000011250 Invesco Conservative Allocation Fund C000071360 Class Y CAAYX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000011250 Invesco Conservative Allocation Fund C000031006 Class C CACMX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000011250 Invesco Conservative Allocation Fund C000031003 CLASS R5 CMAIX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000011250 Invesco Conservative Allocation Fund C000031007 Class R CMARX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000011250 Invesco 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77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000027855 INVESCO CONVERTIBLE SECURITIES FUND C000120738 Class R6 CNSFX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000027855 INVESCO CONVERTIBLE SECURITIES FUND C000096004 CLASS R5 CNSIX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000473 Invesco Global Low Volatility Equity Yield Fund C000001315 Class B GNDBX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000473 Invesco Global Low Volatility Equity Yield Fund C000001316 Class C GNDCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000473 Invesco Global Low Volatility Equity Yield Fund C000023023 CLASS R5 GNDIX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000473 Invesco Global Low Volatility Equity Yield Fund C000001314 Class A GTNDX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000473 Invesco Global Low Volatility Equity Yield Fund C000029641 Class R GTNRX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000473 Invesco Global Low Volatility Equity Yield Fund C000071353 Class Y GTNYX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000465 INVESCO Growth Allocation Fund C000001297 Class A AADAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000465 INVESCO Growth Allocation Fund C000001299 Class C AADCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000465 INVESCO Growth Allocation Fund C000023020 CLASS R5 AADIX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000465 INVESCO Growth Allocation Fund C000001300 Class R AADRX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000465 INVESCO Growth Allocation Fund C000081509 CLASS S AADSX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000465 INVESCO Growth Allocation Fund C000071350 Class Y AADYX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000465 INVESCO Growth Allocation Fund C000001298 Class B AAEBX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000010731 INVESCO Income Allocation Fund C000029631 Class A ALAAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000010731 INVESCO Income Allocation Fund C000071357 Class Y ALAYX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000010731 INVESCO Income Allocation Fund C000029632 Class B BLIAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000010731 INVESCO Income Allocation Fund C000029633 Class C CLIAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000010731 INVESCO Income Allocation Fund C000029635 CLASS R5 ILAAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000010731 INVESCO Income Allocation Fund C000029634 Class R RLIAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000010732 INVESCO 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PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000474 INVESCO Mid Cap Core Equity Fund C000001318 Class B GTABX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000474 INVESCO Mid Cap Core Equity Fund C000001319 Class C GTACX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000474 INVESCO Mid Cap Core Equity Fund C000120731 Class R6 GTAFX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000474 INVESCO Mid Cap Core Equity Fund C000001317 Class A GTAGX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000474 INVESCO Mid Cap Core Equity Fund C000001320 Class R GTARX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000474 INVESCO Mid Cap Core Equity Fund C000023024 CLASS R5 GTAVX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000474 INVESCO Mid Cap Core Equity Fund C000071354 Class Y GTAYX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000475 INVESCO Moderate Allocation Fund C000071355 Class Y ABKYX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000475 INVESCO Moderate Allocation Fund C000001321 Class A AMKAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000475 INVESCO Moderate Allocation Fund C000001322 Class B AMKBX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000475 INVESCO Moderate Allocation Fund C000001323 Class C AMKCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000475 INVESCO Moderate Allocation Fund C000001324 Class R AMKRX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000475 INVESCO Moderate Allocation Fund C000081510 CLASS S AMKSX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000475 INVESCO Moderate Allocation Fund C000023025 CLASS R5 AMLIX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000045031 Invesco Multi-Asset Inflation Fund C000139714 Class A MIZAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000045031 Invesco Multi-Asset Inflation Fund C000139715 Class C MIZCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH 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PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000027862 Invesco Quality Income Fund C000084604 CLASS C VUSCX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000027862 Invesco Quality Income Fund C000084605 CLASS Y VUSIX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000027862 Invesco Quality Income Fund C000084606 CLASS R5 VUSJX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000476 INVESCO Small Cap Growth Fund C000001325 Class A GTSAX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000476 INVESCO Small Cap Growth Fund C000001326 Class B GTSBX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-02699 0000202032 AIM GROWTH SERIES (INVESCO GROWTH SERIES) 30 S000000476 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European Growth Fund C000000544 Investor Class EGINX 11 GREENWAY PLAZA STE 2500 HOUSTON 77046 TX [NULL] 811-06463 0000880859 AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) 30 S000000229 INVESCO Global Growth Fund C000000548 Class A AGGAX 11 GREENWAY PLAZA STE 2500 HOUSTON 77046 TX [NULL] 811-06463 0000880859 AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) 30 S000000229 INVESCO Global Growth Fund C000000549 Class B AGGBX 11 GREENWAY PLAZA STE 2500 HOUSTON 77046 TX [NULL] 811-06463 0000880859 AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) 30 S000000229 INVESCO Global Growth Fund C000000550 Class C AGGCX 11 GREENWAY PLAZA STE 2500 HOUSTON 77046 TX [NULL] 811-06463 0000880859 AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) 30 S000000229 INVESCO Global Growth Fund C000120686 Class R6 AGGFX 11 GREENWAY PLAZA STE 2500 HOUSTON 77046 TX [NULL] 811-06463 0000880859 AIM INTERNATIONAL MUTUAL FUNDS (INVESCO 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Equity Fund C000171595 Class C [NULL] 11 GREENWAY PLAZA STE 2500 HOUSTON 77046 TX [NULL] 811-06463 0000880859 AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) 30 S000054632 Invesco Global Responsibility Equity Fund C000171596 Class R [NULL] 11 GREENWAY PLAZA STE 2500 HOUSTON 77046 TX [NULL] 811-06463 0000880859 AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) 30 S000054632 Invesco Global Responsibility Equity Fund C000171598 Class R5 [NULL] 11 GREENWAY PLAZA STE 2500 HOUSTON 77046 TX [NULL] 811-06463 0000880859 AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) 30 S000054632 Invesco Global Responsibility Equity Fund C000171599 Class R6 [NULL] 11 GREENWAY PLAZA STE 2500 HOUSTON 77046 TX [NULL] 811-06463 0000880859 AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) 30 S000054632 Invesco Global Responsibility Equity Fund C000171597 Class Y [NULL] 11 GREENWAY PLAZA STE 2500 HOUSTON 77046 TX [NULL] 811-06463 0000880859 AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) 30 S000000228 INVESCO Global Small & Mid Cap Growth Fund C000000545 Class A AGAAX 11 GREENWAY PLAZA STE 2500 HOUSTON 77046 TX [NULL] 811-06463 0000880859 AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) 30 S000000228 INVESCO Global Small & Mid Cap Growth Fund C000000546 Class B AGABX 11 GREENWAY PLAZA STE 2500 HOUSTON 77046 TX [NULL] 811-06463 0000880859 AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) 30 S000000228 INVESCO Global Small & Mid Cap Growth Fund C000000547 Class C AGACX 11 GREENWAY PLAZA STE 2500 HOUSTON 77046 TX [NULL] 811-06463 0000880859 AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) 30 S000000228 INVESCO Global Small & Mid Cap Growth Fund C000071237 Class Y AGAYX 11 GREENWAY PLAZA STE 2500 HOUSTON 77046 TX [NULL] 811-06463 0000880859 AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) 30 S000000228 INVESCO Global Small & Mid Cap 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S000025654 INVESCO BALANCED-RISK ALLOCATION FUND C000076840 CLASS Y ABRYX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000025654 INVESCO BALANCED-RISK ALLOCATION FUND C000076836 CLASS A ABRZX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000025654 INVESCO BALANCED-RISK ALLOCATION FUND C000120702 CLASS R6 ALLFX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000030111 Invesco Balanced-Risk Commodity Strategy Fund C000092474 Class A BRCAX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000030111 Invesco Balanced-Risk Commodity Strategy Fund C000092475 Class B BRCBX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000030111 Invesco Balanced-Risk Commodity Strategy Fund C000092476 Class C BRCCX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000030111 Invesco Balanced-Risk Commodity Strategy Fund C000092479 CLASS R5 BRCNX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000030111 Invesco Balanced-Risk Commodity Strategy Fund C000092477 Class R BRCRX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000030111 Invesco Balanced-Risk Commodity Strategy Fund C000092478 Class Y BRCYX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000030111 Invesco Balanced-Risk Commodity Strategy Fund C000120704 CLASS R6 IBRFX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 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[NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000008410 INVESCO International Total Return Fund C000023079 Class C AUBCX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000008410 INVESCO International Total Return Fund C000120701 CLASS R6 AUBFX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000008410 INVESCO International Total Return Fund C000023080 CLASS R5 AUBIX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000008410 INVESCO International Total Return Fund C000071230 Class Y AUBYX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000043331 Invesco Long/Short Equity Fund C000134125 Class A LSQAX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000043331 Invesco Long/Short Equity Fund C000134126 Class C LSQCX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000043331 Invesco Long/Short Equity Fund C000134129 Class R5 LSQFX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000043331 Invesco Long/Short Equity Fund C000134127 Class R LSQRX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000043331 Invesco Long/Short Equity Fund C000134130 Class R6 LSQSX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000043331 Invesco Long/Short Equity Fund C000134128 Class Y LSQYX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 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2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000038362 Invesco Macro Allocation Strategy Fund C000131986 Class R5 GMSKX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000038362 Invesco Macro Allocation Strategy Fund C000131987 Class R6 GMSLX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000043333 Invesco Macro International Equity Fund C000134137 Class A VZMAX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000043333 Invesco Macro International Equity Fund C000134138 Class C VZMCX 11 GREENWAY PLAZA, SUITE 2500 HOUSTON 77046 TX [NULL] 811-05426 0000826644 AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) 30 S000043333 Invesco Macro International Equity Fund C000134141 Class R5 VZMFX 11 GREENWAY 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0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027870 INVESCO NEW YORK TAX FREE INCOME FUND C000084637 CLASS C VNYCX 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000027870 INVESCO NEW YORK TAX FREE INCOME FUND C000084638 CLASS Y VNYYX 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000000171 INVESCO Tax-Exempt Cash Fund C000071233 Class Y [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000000171 INVESCO Tax-Exempt Cash Fund C000000393 Class A ACSXX 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-07890 0000909466 AIM TAX EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) 30 S000000171 INVESCO Tax-Exempt Cash Fund C000000394 Investor Class TEIXX 11 GREENWAY PLAZA HOUSTON 77046 TX STE 100 811-05460 0000828806 AIM TREASURERS SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) 30 S000000173 Premier Portfolio C000029748 Institutional Class [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-05460 0000828806 AIM TREASURERS SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) 30 S000000173 Premier Portfolio C000173345 Personal Investment Class [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-05460 0000828806 AIM TREASURERS SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) 30 S000000173 Premier Portfolio C000173346 Private Investment Class [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-05460 0000828806 AIM TREASURERS SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) 30 S000000173 Premier Portfolio C000173347 Reserve Class [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-05460 0000828806 AIM TREASURERS SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) 30 S000000173 Premier Portfolio C000173348 Resource Class [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-05460 0000828806 AIM TREASURERS SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) 30 S000000173 Premier Portfolio C000000397 Investor Class IMRXX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-05460 0000828806 AIM TREASURERS SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) 30 S000000174 Premier Tax-Exempt Portfolio C000029749 Institutional Class [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-05460 0000828806 AIM TREASURERS SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) 30 S000000174 Premier Tax-Exempt Portfolio C000000398 Investor Class ITTXX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-05460 0000828806 AIM TREASURERS SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) 30 S000000176 Premier U.S. Government Money Portfolio C000029750 Institutional Class [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-05460 0000828806 AIM TREASURERS SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) 30 S000000176 Premier U.S. Government Money Portfolio C000000400 Investor Class FUGXX 11 GREENWAY PLAZA HOUSTON 77046 TX SUITE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027890 INVESCO V.I. AMERICAN FRANCHISE FUND C000084677 SERIES I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027890 INVESCO V.I. AMERICAN FRANCHISE FUND C000084678 SERIES II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027881 INVESCO V.I. AMERICAN VALUE FUND C000084659 SERIES I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027881 INVESCO V.I. AMERICAN VALUE FUND C000084660 SERIES II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000030663 Invesco V.I. Balanced-Risk Allocation Fund C000095034 Series I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000030663 Invesco V.I. Balanced-Risk Allocation Fund C000095035 Series II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027872 INVESCO V.I. COMSTOCK FUND C000084641 SERIES I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027872 INVESCO V.I. COMSTOCK FUND C000084642 SERIES II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000203 INVESCO V.I. Core Equity Fund C000000452 Series I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000203 INVESCO V.I. Core Equity Fund C000000453 Series II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000205 INVESCO V.I. Core Plus Bond Fund C000000456 Series I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000205 INVESCO V.I. Core Plus Bond Fund C000000457 Series II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027871 INVESCO V.I. Diversified Dividend Fund C000084639 SERIES I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027871 INVESCO V.I. Diversified Dividend Fund C000084640 SERIES II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027889 INVESCO V.I. EQUALLY-WEIGHTED S&P 500 FUND C000084675 SERIES I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027889 INVESCO V.I. EQUALLY-WEIGHTED S&P 500 FUND C000084676 SERIES II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027873 INVESCO V.I. EQUITY AND INCOME FUND C000084643 SERIES I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027873 INVESCO V.I. EQUITY AND INCOME FUND C000084644 SERIES II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027875 INVESCO V.I. GLOBAL CORE EQUITY FUND C000084647 SERIES I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027875 INVESCO V.I. GLOBAL CORE EQUITY FUND C000084648 SERIES II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000193 INVESCO V.I. Global Health Care Fund C000000432 Series I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000193 INVESCO V.I. Global Health Care Fund C000000433 Series II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000187 INVESCO V.I. Global Real Estate Fund C000000420 Series I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000187 INVESCO V.I. Global Real Estate Fund C000000421 Series II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000185 INVESCO V.I. Government Money Market Fund C000000416 Series I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000185 INVESCO V.I. Government Money Market Fund C000000417 Series II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000179 INVESCO V.I. Government Securities Fund C000000404 Series I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000179 INVESCO V.I. Government Securities Fund C000000405 Series II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027877 INVESCO V.I. GROWTH AND INCOME FUND C000084651 SERIES I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027877 INVESCO V.I. GROWTH AND INCOME FUND C000084652 SERIES II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000181 INVESCO V.I. High Yield Fund C000000408 Series I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000181 INVESCO V.I. High Yield Fund C000000409 Series II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000182 INVESCO V.I. International Growth Fund C000000410 Series I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000182 INVESCO V.I. International Growth Fund C000000411 Series II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000198 INVESCO V.I. Managed Volatility Fund C000000442 Series I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000198 INVESCO V.I. Managed Volatility Fund C000000443 Series II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000184 INVESCO V.I. Mid Cap Core Equity Fund C000000414 Series I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000184 INVESCO V.I. Mid Cap Core Equity Fund C000000415 Series II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027880 INVESCO V.I. MID CAP GROWTH FUND C000084657 SERIES I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027880 INVESCO V.I. MID CAP GROWTH FUND C000084658 SERIES II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027886 INVESCO V.I. S&P 500 INDEX FUND C000084670 SERIES I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000027886 INVESCO V.I. S&P 500 INDEX FUND C000084669 SERIES II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000188 INVESCO V.I. Small Cap Equity Fund C000000422 Series I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000188 INVESCO V.I. Small Cap Equity Fund C000000423 Series II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000196 INVESCO V.I. Technology Fund C000000438 Series I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000196 INVESCO V.I. Technology Fund C000000439 Series II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000199 INVESCO V.I. VALUE OPPORTUNITIES FUND C000000444 Series I [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-07452 0000896435 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) 30 S000000199 INVESCO V.I. VALUE OPPORTUNITIES FUND C000000445 Series II [NULL] 11 GREENWAY PLAZA HOUSTON 77046 TX STE 2500 811-22789 0001561722 AIP Series Trust 30 S000047003 AIP Dynamic Alpha Capture Fund C000146909 Class A DAFAX 100 FRONT STREET WEST CONSHOHOCKEN 19428-2881 PA SUITE 400 811-22789 0001561722 AIP Series Trust 30 S000047003 AIP Dynamic Alpha Capture Fund C000146910 Class C DAFCX 100 FRONT STREET WEST CONSHOHOCKEN 19428-2881 PA SUITE 400 811-22789 0001561722 AIP Series Trust 30 S000047003 AIP Dynamic Alpha Capture Fund C000146911 Class I DAFIX 100 FRONT STREET WEST CONSHOHOCKEN 19428-2881 PA SUITE 400 811-22789 0001561722 AIP Series Trust 30 S000047003 AIP Dynamic Alpha Capture Fund C000146912 Class IS DAFSX 100 FRONT STREET WEST CONSHOHOCKEN 19428-2881 PA SUITE 400 811-22789 0001561722 AIP Series Trust 30 S000040233 AIP Dynamic Alternative Strategies Fund C000125063 Class A [NULL] 100 FRONT STREET WEST CONSHOHOCKEN 19428-2881 PA SUITE 400 811-22789 0001561722 AIP Series Trust 30 S000040233 AIP Dynamic Alternative Strategies Fund C000125064 Class C [NULL] 100 FRONT STREET WEST CONSHOHOCKEN 19428-2881 PA SUITE 400 811-22789 0001561722 AIP Series Trust 30 S000040233 AIP Dynamic Alternative Strategies Fund C000125065 Class I [NULL] 100 FRONT STREET WEST CONSHOHOCKEN 19428-2881 PA SUITE 400 811-22789 0001561722 AIP Series Trust 30 S000040233 AIP Dynamic Alternative Strategies Fund C000125066 Class IS [NULL] 100 FRONT STREET WEST CONSHOHOCKEN 19428-2881 PA SUITE 400 811-08964 0000936600 ALAC Separate Account 1 32 S000011634 ALAC Separate Account 1 C000071755 Visionary Choice Variable Annuity [NULL] ATHENE ANNUITY AND LIFE COMPANY WEST DES MOINES 50266-3862 IA 7700 MILLS CIVIC PARKWAY 811-08964 0000936600 ALAC Separate Account 1 32 S000011634 ALAC Separate Account 1 C000071754 Visionary Variable Annuity [NULL] ATHENE ANNUITY AND LIFE COMPANY WEST DES MOINES 50266-3862 IA 7700 MILLS CIVIC PARKWAY 811-01355 0000003521 ALGER FUNDS 30 S000009163 Alger Capital Appreciation Fund C000024912 Alger Capital Appreciation Fund Class A ACAAX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009163 Alger Capital Appreciation Fund C000024913 Alger Capital Appreciation Fund Class B ACAPX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009163 Alger Capital Appreciation Fund C000095959 Alger Capital Appreciation Fund Class Z ACAZX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009163 Alger Capital Appreciation Fund C000024914 Alger Capital Appreciation Fund Class C ALCCX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009161 Alger Growth & Income Fund C000111113 Alger Growth & Income Fund Class Z AGIZX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009161 Alger Growth & Income Fund C000024906 Alger Growth & Income Fund Class A ALBAX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009161 Alger Growth & Income Fund C000024908 Alger Growth & Income Fund Class C ALBCX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009164 Alger Health Sciences Fund C000024915 Alger Health Sciences Fund Class A AHSAX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009164 Alger Health Sciences Fund C000024916 Alger Health Sciences Fund Class B AHSBX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009164 Alger Health Sciences Fund C000024917 Alger Health Sciences Fund Class C AHSCX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009164 Alger Health Sciences Fund C000156505 Alger Health Sciences Fund Class Z AHSZX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009159 Alger International Growth Fund C000024901 Alger International Growth Fund Class B AFGPX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009159 Alger International Growth Fund C000039971 Alger International Growth Fund Class I AIGIX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009159 Alger International Growth Fund C000095957 Alger International Growth Fund Class Z ALCZX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009159 Alger International Growth Fund C000024900 Alger International Growth Fund Class A ALGAX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009159 Alger International Growth Fund C000024902 Alger International Growth Fund Class C ALGCX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009162 Alger MidCap Growth Fund C000024910 Alger MidCap Growth Fund Class B AMCGX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009162 Alger MidCap Growth Fund C000156504 Alger MidCap Growth Fund Class Z AMCZX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009162 Alger MidCap Growth Fund C000024909 Alger MidCap Growth Fund Class A AMGAX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009162 Alger MidCap Growth Fund C000024911 Alger MidCap Growth Fund Class C AMGCX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000020958 Alger Small Cap Focus Fund C000095961 Alger Small Cap Focus Fund Class Z AGOZX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000020958 Alger Small Cap Focus Fund C000059337 Alger Small Cap Focus Fund Class A AOFAX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000020958 Alger Small Cap Focus Fund C000059339 Alger Small Cap Focus Fund Class C AOFCX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER 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NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009165 Alger SMidCap Growth Fund C000024919 Alger SMidCap Growth Fund Class B ALMBX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009165 Alger SMidCap Growth Fund C000024920 Alger SMidCap Growth Fund Class C ALMCX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009165 Alger SMidCap Growth Fund C000051550 Alger SMidCap Growth Fund Class I ASIMX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01355 0000003521 ALGER FUNDS 30 S000009165 Alger SMidCap Growth Fund C000095960 Alger SMidCap Growth Fund Class Z ASMZX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01743 0000092751 ALGER FUNDS II 30 S000026226 Alger Dynamic Opportunities Fund C000098121 Alger Dynamic Opportunities Fund Class C ADOCX 360 PARK AVENUE SOUTH NEW YORK 10010 NY [NULL] 811-01743 0000092751 ALGER FUNDS II 30 S000026226 Alger Dynamic Opportunities Fund C000095104 Alger Dynamic 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Allianz Funds Multi-Strategy Trust 30 S000024365 AllianzGI Retirement Income Fund C000072230 R ASRRX C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds Multi-Strategy Trust 30 S000024365 AllianzGI Retirement Income Fund C000072231 R6 AVRIX C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds Multi-Strategy Trust 30 S000033713 AllianzGI Short Duration High Income Fund C000103876 Class A ASHAX C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds Multi-Strategy Trust 30 S000033713 AllianzGI Short Duration High Income Fund C000103877 Class C ASHCX C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds Multi-Strategy Trust 30 S000033713 AllianzGI Short Duration High Income Fund C000103878 Institutional Class ASHIX C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds 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AllianzGI U.S. Equity Hedged Fund C000118779 Class A AZUAX C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds Multi-Strategy Trust 30 S000038496 AllianzGI U.S. Equity Hedged Fund C000118775 Class C AZUCX C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds Multi-Strategy Trust 30 S000038496 AllianzGI U.S. Equity Hedged Fund C000118776 Institutional Class AZUIX C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds Multi-Strategy Trust 30 S000038496 AllianzGI U.S. Equity Hedged Fund C000118777 Class P AZUPX C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds Multi-Strategy Trust 30 S000028362 AllianzGI U.S. Small-Cap Growth Fund C000086680 Administrative Class [NULL] C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds Multi-Strategy Trust 30 S000028362 AllianzGI U.S. Small-Cap Growth Fund C000165875 Class R6 [NULL] C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds Multi-Strategy Trust 30 S000028362 AllianzGI U.S. Small-Cap Growth Fund C000095008 Class A AEGAX C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds Multi-Strategy Trust 30 S000028362 AllianzGI U.S. Small-Cap Growth Fund C000095009 Class C AEGCX C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds Multi-Strategy Trust 30 S000028362 AllianzGI U.S. Small-Cap Growth Fund C000095011 Class P AEGPX C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds Multi-Strategy Trust 30 S000028362 AllianzGI U.S. Small-Cap Growth Fund C000095010 Class R AEGRX C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds Multi-Strategy Trust 30 S000028362 AllianzGI U.S. Small-Cap Growth Fund C000086679 Institutional Class AEMIX C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds Multi-Strategy Trust 30 S000028365 AllianzGI Ultra Micro Cap Fund C000096167 Class P AAUPX C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds Multi-Strategy Trust 30 S000028365 AllianzGI Ultra Micro Cap Fund C000086683 Institutional Class AUMIX C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-22167 0001423227 Allianz Funds Multi-Strategy Trust 30 S000028365 AllianzGI Ultra Micro Cap Fund C000108089 Class A GUCAX C/O ALLIANZ GLOBAL INVESTORS NEW YORK 10019 NY 1633 BROADWAY 811-05716 0000845775 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C 32 S000002607 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C C000007156 Allianz Advantage New York Variable Annuity [NULL] ALLIANZ LIFE INSURANCE COMPANY OF NY NEW YORK 10019 NY 152 WEST 57TH STREET, 18TH FLOOR 811-05716 0000845775 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C 32 S000002607 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C C000007158 Allianz Charter II New York Variable Annuity [NULL] ALLIANZ LIFE INSURANCE COMPANY OF NY NEW YORK 10019 NY 152 WEST 57TH STREET, 18TH FLOOR 811-05716 0000845775 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C 32 S000002607 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C C000007159 Allianz High Five New York Variable Annuity [NULL] ALLIANZ LIFE INSURANCE COMPANY OF NY NEW YORK 10019 NY 152 WEST 57TH STREET, 18TH FLOOR 811-05716 0000845775 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C 32 S000002607 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C C000174313 Allianz Index Advantage ADV NY [NULL] ALLIANZ LIFE INSURANCE COMPANY OF NY NEW YORK 10019 NY 152 WEST 57TH STREET, 18TH FLOOR 811-05716 0000845775 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C 32 S000002607 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C C000138153 Allianz Index Advantage New York [NULL] ALLIANZ LIFE INSURANCE COMPANY OF NY NEW YORK 10019 NY 152 WEST 57TH STREET, 18TH FLOOR 811-05716 0000845775 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C 32 S000002607 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C C000007157 Allianz Opportunity New York Variable Annuity [NULL] ALLIANZ LIFE INSURANCE COMPANY OF NY NEW YORK 10019 NY 152 WEST 57TH STREET, 18TH FLOOR 811-05716 0000845775 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C 32 S000002607 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C C000115836 Allianz Retirement Advantage NY [NULL] ALLIANZ LIFE INSURANCE COMPANY OF NY NEW YORK 10019 NY 152 WEST 57TH STREET, 18TH FLOOR 811-05716 0000845775 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C 32 S000002607 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C C000027772 Allianz Valuemark II New York Variable Annuity [NULL] ALLIANZ LIFE INSURANCE COMPANY OF NY NEW YORK 10019 NY 152 WEST 57TH STREET, 18TH FLOOR 811-05716 0000845775 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C 32 S000002607 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C C000098187 Allianz Vision New York Variable Annuity issued from May 2, 2011 through April 26, 2013 [NULL] ALLIANZ LIFE INSURANCE COMPANY OF NY NEW YORK 10019 NY 152 WEST 57TH STREET, 18TH FLOOR 811-05716 0000845775 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C 32 S000002607 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C C000119019 Allianz Vision New York Variable Annuity issued on or after April 29, 2013 [NULL] ALLIANZ LIFE INSURANCE COMPANY OF NY NEW YORK 10019 NY 152 WEST 57TH STREET, 18TH FLOOR 811-05716 0000845775 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C 32 S000002607 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C C000051278 Allianz Vision New York Variable Annuity issued on or prior to April 29, 2011 [NULL] ALLIANZ LIFE INSURANCE COMPANY OF NY NEW YORK 10019 NY 152 WEST 57TH STREET, 18TH FLOOR 811-05716 0000845775 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C 32 S000002607 ALLIANZ LIFE OF NY VARIABLE ACCOUNT C C000091400 Retirement Pro NY [NULL] ALLIANZ LIFE INSURANCE COMPANY OF NY NEW YORK 10019 NY 152 WEST 57TH STREET, 18TH FLOOR 811-04965 0000808468 ALLIANZ LIFE VARIABLE ACCOUNT A 33 S000009973 ALLIANZ LIFE VARIABLE ACCOUNT A C000027566 Life Fund VUL [NULL] 5701 GOLDEN 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811-05618 0000836346 ALLIANZ LIFE VARIABLE ACCOUNT B 32 S000002612 ALLIANZ LIFE VARIABLE ACCOUNT B C000124821 Allianz Index Advantage [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416-1297 MN [NULL] 811-05618 0000836346 ALLIANZ LIFE VARIABLE ACCOUNT B 32 S000002612 ALLIANZ LIFE VARIABLE ACCOUNT B C000174311 Allianz Index Advantage ADV [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416-1297 MN [NULL] 811-05618 0000836346 ALLIANZ LIFE VARIABLE ACCOUNT B 32 S000002612 ALLIANZ LIFE VARIABLE ACCOUNT B C000115834 Allianz Retirement Advantage [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416-1297 MN [NULL] 811-05618 0000836346 ALLIANZ LIFE VARIABLE ACCOUNT B 32 S000002612 ALLIANZ LIFE VARIABLE ACCOUNT B C000007180 Allianz Rewards Variable Annuity [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416-1297 MN [NULL] 811-05618 0000836346 ALLIANZ LIFE VARIABLE ACCOUNT B 32 S000002612 ALLIANZ LIFE VARIABLE ACCOUNT B C000098186 Allianz Vision Variable Annuity issued from May 2, 2011 through April 26, 2013 [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416-1297 MN [NULL] 811-05618 0000836346 ALLIANZ LIFE VARIABLE ACCOUNT B 32 S000002612 ALLIANZ LIFE VARIABLE ACCOUNT B C000119016 Allianz Vision Variable Annuity issued on or after April 29, 2013 [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416-1297 MN [NULL] 811-05618 0000836346 ALLIANZ LIFE VARIABLE ACCOUNT B 32 S000002612 ALLIANZ LIFE VARIABLE ACCOUNT B C000044001 Allianz Vision Variable Annuity issued on or prior to April 29, 2011 [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416-1297 MN [NULL] 811-05618 0000836346 ALLIANZ LIFE VARIABLE ACCOUNT B 32 S000002612 ALLIANZ LIFE VARIABLE ACCOUNT B C000090375 Retirement Pro [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416-1297 MN [NULL] 811-05618 0000836346 ALLIANZ LIFE VARIABLE ACCOUNT B 32 S000002612 ALLIANZ LIFE VARIABLE ACCOUNT B C000007174 Valuemark II Variable Annuity [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416-1297 MN [NULL] 811-05618 0000836346 ALLIANZ LIFE VARIABLE ACCOUNT B 32 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[NULL] 811-21624 0001301708 Allianz Variable Insurance Products Fund of Funds Trust 30 S000002347 AZL MVP Fusion Balanced Fnd C000006164 AZL MVP Fusion Balanced Fund [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416 MN [NULL] 811-21624 0001301708 Allianz Variable Insurance Products Fund of Funds Trust 30 S000025337 AZL MVP Fusion Conservative Fund C000075563 AZL MVP Fusion Conservative Fund [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416 MN [NULL] 811-21624 0001301708 Allianz Variable Insurance Products Fund of Funds Trust 30 S000002349 AZL MVP Fusion Growth Fund C000006166 AZL MVP Fusion Growth Fund [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416 MN [NULL] 811-21624 0001301708 Allianz Variable Insurance Products Fund of Funds Trust 30 S000002348 AZL MVP Fusion Moderate Fnd C000006165 AZL MVP Fusion Moderate Fund [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416 MN [NULL] 811-21624 0001301708 Allianz Variable Insurance Products Fund of Funds Trust 30 S000035082 AZL MVP Growth Index 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[NULL] 811-09491 0001091439 ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST 30 S000046868 AZL DFA Five-Year Global Fixed Income Fund C000146456 AZL DFA Five-Year Global Fixed Income Fund [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416 MN [NULL] 811-09491 0001091439 ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST 30 S000046865 AZL DFA International Core Equity Fund C000146453 AZL DFA International Core Equity Fund [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416 MN [NULL] 811-09491 0001091439 ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST 30 S000046867 AZL DFA U.S. Core Equity Fund C000146455 AZL DFA U.S. Core Equity Fund [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416 MN [NULL] 811-09491 0001091439 ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST 30 S000046866 AZL DFA U.S. Small Cap Fund C000146454 AZL DFA U.S. Small Cap Fund [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416 MN [NULL] 811-09491 0001091439 ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST 30 S000025364 AZL Enhanced Bond Index Fund C000075764 AZL Enhanced Bond Index Fund [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416 MN [NULL] 811-09491 0001091439 ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST 30 S000009968 AZL Federated Clover Small Value Fund C000027552 AZL Federated Clover Small Value Fund [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416 MN [NULL] 811-09491 0001091439 ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST 30 S000025365 AZL Franklin Templeton Founding Strategy Plus Fund C000075765 AZL Franklin Templeton Founding Strategy Plus Fund [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416 MN [NULL] 811-09491 0001091439 ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST 30 S000028739 AZL Gateway Fund C000087884 AZL Gateway Fund [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416 MN [NULL] 811-09491 0001091439 ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST 30 S000009943 AZL Government Money Market Fund C000027523 AZL Government Money Market Fund [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416 MN [NULL] 811-09491 0001091439 ALLIANZ VARIABLE INSURANCE 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DRIVE MINNEAPOLIS 55416 MN [NULL] 811-09491 0001091439 ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST 30 S000009961 AZL JPMorgan International Opportunities Fund C000027543 AZL JPMorgan International Opportunities Fund [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416 MN [NULL] 811-09491 0001091439 ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST 30 S000009950 AZL JPMorgan U.S. Equity Fund C000027531 AZL JPMorgan U.S. Equity Fund Class 1 [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416 MN [NULL] 811-09491 0001091439 ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST 30 S000009950 AZL JPMorgan U.S. Equity Fund C000027532 AZL JPMorgan U.S. Equity Fund Class 2 [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416 MN [NULL] 811-09491 0001091439 ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST 30 S000047272 AZL MetWest Total Return Bond Fund C000148201 AZL MetWest Total Return Bond Fund [NULL] 5701 GOLDEN HILLS DRIVE MINNEAPOLIS 55416 MN [NULL] 811-09491 0001091439 ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST 30 S000009969 AZL 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811-22213 0001438681 AlphaMark Investment Trust 30 S000023388 AlphaMark Large Cap Growth Fund C000068538 AlphaMark Large Cap Growth Fund AMLCX C/O ULTIMUS FUND SOLUTIONS, LLC CINCINNATI 45246 OH 225 PICTORIA DRIVE, SUITE 450 811-05684 0000842436 ALPINE EQUITY TRUST 30 S000023641 Alpine Emerging Markets Real Estate Fund C000109321 Class A AEAMX 2500 WESTCHESTER PURCHASE 10577 NY [NULL] 811-05684 0000842436 ALPINE EQUITY TRUST 30 S000023641 Alpine Emerging Markets Real Estate Fund C000069631 Institutional Class AEMEX 2500 WESTCHESTER PURCHASE 10577 NY [NULL] 811-05684 0000842436 ALPINE EQUITY TRUST 30 S000023642 Alpine Global Infrastructure Fund C000109322 Class A AIAFX 2500 WESTCHESTER PURCHASE 10577 NY [NULL] 811-05684 0000842436 ALPINE EQUITY TRUST 30 S000023642 Alpine Global Infrastructure Fund C000069632 Institutional Class AIFRX 2500 WESTCHESTER PURCHASE 10577 NY [NULL] 811-05684 0000842436 ALPINE EQUITY TRUST 30 S000051611 Alpine Global Realty Growth & Income Fund C000162377 Class A [NULL] 2500 WESTCHESTER PURCHASE 10577 NY [NULL] 811-05684 0000842436 ALPINE EQUITY TRUST 30 S000051611 Alpine Global Realty Growth & Income Fund C000162376 Institutional Class ARIGX 2500 WESTCHESTER PURCHASE 10577 NY [NULL] 811-05684 0000842436 ALPINE EQUITY TRUST 30 S000005194 Alpine International Real Estate Equity Fund C000109320 Class A EGALX 2500 WESTCHESTER PURCHASE 10577 NY [NULL] 811-05684 0000842436 ALPINE EQUITY TRUST 30 S000005194 Alpine International Real Estate Equity Fund C000014172 Institutional Class EGLRX 2500 WESTCHESTER PURCHASE 10577 NY [NULL] 811-05684 0000842436 ALPINE EQUITY TRUST 30 S000005193 Alpine Realty Income & Growth Fund C000109319 Class A AIAGX 2500 WESTCHESTER PURCHASE 10577 NY [NULL] 811-05684 0000842436 ALPINE EQUITY TRUST 30 S000005193 Alpine Realty Income & Growth Fund C000014171 Institutional Class AIGYX 2500 WESTCHESTER PURCHASE 10577 NY [NULL] 811-21210 0001194319 ALPINE INCOME TRUST 30 S000040093 Alpine High Yield Managed Duration Municipal Fund C000124455 Class A AAHMX 2500 WESTCHESTER AVENUE PURCHASE 10577-2540 NY SUITE 215 811-21210 0001194319 ALPINE INCOME TRUST 30 S000040093 Alpine High Yield Managed Duration Municipal Fund C000124456 Institutional Class AHYMX 2500 WESTCHESTER AVENUE PURCHASE 10577-2540 NY SUITE 215 811-21210 0001194319 ALPINE INCOME TRUST 30 S000005212 Alpine Ultra Short Municipal Income Fund C000014206 Class A ATOAX 2500 WESTCHESTER AVENUE PURCHASE 10577-2540 NY SUITE 215 811-21210 0001194319 ALPINE INCOME TRUST 30 S000005212 Alpine Ultra Short Municipal Income Fund C000014205 Institutional Class ATOIX 2500 WESTCHESTER AVENUE PURCHASE 10577-2540 NY SUITE 215 811-10405 0001142010 ALPINE SERIES TRUST 30 S000005206 Alpine Dynamic Dividend Fund C000109314 Class A ADAVX 2500 WESTCHESTER AVENUE PURCHASE 10577 NY SUITE 215 811-10405 0001142010 ALPINE SERIES TRUST 30 S000005206 Alpine Dynamic Dividend Fund C000014198 Institutional Class ADVDX 2500 WESTCHESTER AVENUE PURCHASE 10577 NY SUITE 215 811-10405 0001142010 ALPINE SERIES TRUST 30 S000005207 Alpine Financial Services Fund C000109315 Class A ADAFX 2500 WESTCHESTER AVENUE PURCHASE 10577 NY SUITE 215 811-10405 0001142010 ALPINE SERIES TRUST 30 S000005207 Alpine Financial Services Fund C000014199 Institutional Class ADFSX 2500 WESTCHESTER AVENUE PURCHASE 10577 NY SUITE 215 811-10405 0001142010 ALPINE SERIES TRUST 30 S000024118 Alpine Rising Dividend Fund C000109318 Class A AAADX 2500 WESTCHESTER AVENUE PURCHASE 10577 NY SUITE 215 811-10405 0001142010 ALPINE SERIES TRUST 30 S000024118 Alpine Rising Dividend Fund C000070833 Institutional Class AADDX 2500 WESTCHESTER AVENUE PURCHASE 10577 NY SUITE 215 811-10405 0001142010 ALPINE SERIES TRUST 30 S000012556 Alpine Small Cap Fund C000109316 Class A ADIAX 2500 WESTCHESTER AVENUE PURCHASE 10577 NY SUITE 215 811-10405 0001142010 ALPINE SERIES TRUST 30 S000012556 Alpine Small Cap Fund C000034138 Institutional Class ADINX 2500 WESTCHESTER AVENUE PURCHASE 10577 NY SUITE 215 811-22175 0001414040 ALPS ETF Trust 30 S000042676 Alerian Energy Infrastructure ETF C000131909 Alerian Energy Infrastructure ETF ENFR P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000029786 ALERIAN MLP ETF C000091496 ALERIAN MLP ETF AMLP P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000044070 ALPS Emerging Sector Dividend Dogs ETF C000136752 ALPS Emerging Sector Dividend Dogs ETF EDOG P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000048574 ALPS Enhanced Put Write Strategy ETF C000153142 ALPS Enhanced Put Write Strategy ETF PUTX P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000025771 Alps Equal Sector Weight ETF C000077058 Alps Equal Sector Weight ETF EQL P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000041000 ALPS International Sector Dividend Dogs ETF C000127212 ALPS International Sector Dividend Dogs ETF IDOG P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000047823 ALPS Medical Breakthroughs ETF C000150206 ALPS Medical Breakthroughs ETF SBIO P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000047826 ALPS MSCI EAFE Equal Sector Weighted ETF C000150209 ALPS MSCI EAFE Equal Sector Weighted ETF IEQL P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000047827 ALPS MSCI Emerging Markets Equal Sector Weighted ETF C000150210 ALPS MSCI Emerging Markets Equal Sector Weighted ETF EEQL P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000037495 ALPS Sector Dividend Dogs ETF C000115754 ALPS Sector Dividend Dogs ETF SDOG P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000049939 ALPS Sector Leaders ETF C000157692 ALPS Sector Leaders ETF SLDR P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000049940 ALPS Sector Low Volatility ETF C000157693 ALPS Sector Low Volatility ETF SLOW P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000046915 ALPS STOXX Europe 600 ETF C000146704 ALPS STOXX Europe 600 ETF STXX P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000040588 Barron's 400 ETF C000125863 Barron's 400 ETF BFOR P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000021672 Cohen & Steers Global Realty Majors ETF C000062111 Cohen & Steers Global Realty Majors ETF GRI P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000026188 Global Commodity Equity ETF C000078591 Global Commodity Equity ETF CRBQ P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000039052 Janus Velocity Tail Risk Hedged Large Cap ETF C000119980 Janus Velocity Tail Risk Hedged Large Cap ETF TRSK P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000039053 Janus Velocity Volatility Hedged Large Cap ETF C000119981 Janus Velocity Volatility Hedged Large Cap ETF SPXH P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000051619 RiverFront Dynamic Core Income ETF C000162390 RiverFront Dynamic Core Income ETF RFCI P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000051618 RiverFront Dynamic Unconstrained Income ETF C000162389 RiverFront Dynamic Unconstrained Income ETF RFUN P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000052852 RiverFront Dynamic US Dividend Advantage ETF C000166225 RiverFront Dynamic US Dividend Advantage ETF RFDA P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000052853 RiverFront Dynamic US Flex-Cap ETF C000166226 RiverFront Dynamic US Flex-Cap ETF RFFC P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000030145 RiverFront Strategic Income Fund C000092591 RiverFront Strategic Income Fund RIGS P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000053136 Sprott Buzz Social Media Insights ETF C000167204 Sprott Buzz Social Media Insights ETF BUZ P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000045876 Sprott Gold Miners ETF C000142963 Sprott Gold Miners ETF SGDM P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000048531 Sprott Junior Gold Miners ETF C000153001 Sprott Junior Gold Miners ETF SGDJ P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000036685 U.S. Equity High Volatility Put Write Index Fund C000112093 U.S. Equity High Volatility Put Write Index Fund HVPW P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22175 0001414040 ALPS ETF Trust 30 S000044013 Workplace Equality Portfolio C000136617 Workplace Equality Portfolio EQLT P.O. Box 328 Denver 80201-0328 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000053615 Clarkston Founders Fund C000168469 Institutional Class CIMDX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000050590 Clarkston Fund C000159698 Institutional Class CILGX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000050589 Clarkston Partners Fund C000159696 Founders Class CFSMX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000050589 Clarkston Partners Fund C000159697 Institutional Class CISMX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000053614 Clarkston Select Fund C000168468 Institutional Class CIDDX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000039135 Cognios Market Neutral Large Cap Fund C000120404 Institutional Class COGIX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000039135 Cognios Market Neutral Large Cap Fund C000120403 Investor Class COGMX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000043293 Crystal Strategy Absolute Income Fund C000133984 Class A CSTFX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000043293 Crystal Strategy Absolute Income Fund C000133985 Class I CSTNX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000043293 Crystal Strategy Absolute Income Fund C000133986 Class R CSTTX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000043294 Crystal Strategy Absolute Return Fund C000133987 Class A CSRAX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000043294 Crystal Strategy Absolute Return Fund C000133988 Class I CSRNX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000043294 Crystal Strategy Absolute Return Fund C000133989 Class R CSRTX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000043295 Crystal Strategy Absolute Return Plus Fund C000133990 Class A CSLFX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000043295 Crystal Strategy Absolute Return Plus Fund C000133991 Class I CSLNX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000043295 Crystal Strategy Absolute Return Plus Fund C000133992 Class R CSLTX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000045854 Cupps All Cap Growth Fund C000142915 Institutional Class CUPAX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000045855 Cupps Mid Cap Growth Fund C000142916 Institutional Class CUPMX 1290 BROADWAY, SUITE 1100 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Series Trust 30 S000046430 NEW SHERIDAN DEVELOPING WORLD FUND C000145094 Institutional Class [NULL] 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000046430 NEW SHERIDAN DEVELOPING WORLD FUND C000145093 Investor Class NSDWX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000044154 Riverside Frontier Markets Fund C000137303 Investor Class RFMFX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000044154 Riverside Frontier Markets Fund C000137304 Institutional Class RFMIX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000047598 VALSPRESSO GREEN ZONE SELECT TACTICAL FUND C000149431 Class A GZDAX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 811-22747 0001558107 ALPS Series Trust 30 S000047598 VALSPRESSO GREEN ZONE SELECT TACTICAL FUND C000149432 Class I GZDIX 1290 BROADWAY, SUITE 1100 DENVER 80203 CO [NULL] 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C000064322 R CLASS ARDRX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000022362 ONE CHOICE 2040 PORTFOLIO C000064320 INSTITUTIONAL CLASS ARDSX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000022362 ONE CHOICE 2040 PORTFOLIO C000064323 INVESTOR CLASS ARDVX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000022362 ONE CHOICE 2040 PORTFOLIO C000088023 C CLASS ARNOX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000041544 ONE CHOICE 2040 PORTFOLIO R6 C000129038 R6 CLASS ARDUX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005393 ONE CHOICE 2045 PORTFOLIO C000014681 INSTITUTIONAL CLASS AOOIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005393 ONE CHOICE 2045 PORTFOLIO C000014680 A CLASS AROAX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005393 ONE CHOICE 2045 PORTFOLIO C000088019 C CLASS AROCX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005393 ONE CHOICE 2045 PORTFOLIO C000014679 INVESTOR CLASS AROIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005393 ONE CHOICE 2045 PORTFOLIO C000014682 R CLASS ARORX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000041545 ONE CHOICE 2045 PORTFOLIO R6 C000129039 R6 CLASS ARDOX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000022363 ONE CHOICE 2050 PORTFOLIO C000088024 C CLASS ARFDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000022363 ONE CHOICE 2050 PORTFOLIO C000064326 A CLASS ARFMX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000022363 ONE CHOICE 2050 PORTFOLIO C000064325 INSTITUTIONAL CLASS ARFSX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000022363 ONE CHOICE 2050 PORTFOLIO C000064324 INVESTOR CLASS ARFVX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000022363 ONE CHOICE 2050 PORTFOLIO C000064327 R CLASS ARFWX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000041546 ONE CHOICE 2050 PORTFOLIO R6 C000129040 R6 CLASS ARFEX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000031554 ONE CHOICE 2055 PORTFOLIO C000098237 C CLASS AREFX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000031554 ONE CHOICE 2055 PORTFOLIO C000098236 A CLASS AREMX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000031554 ONE CHOICE 2055 PORTFOLIO C000098235 INSTITUTIONAL CLASS ARENX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000031554 ONE CHOICE 2055 PORTFOLIO C000098238 R CLASS AREOX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000031554 ONE CHOICE 2055 PORTFOLIO C000098234 INVESTOR CLASS AREVX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000041538 ONE CHOICE 2055 PORTFOLIO R6 C000129032 R6 CLASS AREUX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000050745 ONE CHOICE 2060 PORTFOLIO C000160246 C CLASS ARGHX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000050745 ONE CHOICE 2060 PORTFOLIO C000160245 A CLASS ARGMX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000050745 ONE CHOICE 2060 PORTFOLIO C000160244 INSTITUTIONAL CLASS ARGNX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000050745 ONE CHOICE 2060 PORTFOLIO C000160247 R CLASS ARGRX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000050745 ONE CHOICE 2060 PORTFOLIO C000160243 INVESTOR CLASS ARGVX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000050746 ONE CHOICE 2060 PORTFOLIO R6 C000160248 R6 CLASS ARGDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005394 ONE CHOICE IN RETIREMENT PORTFOLIO C000014686 R CLASS ARSRX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005394 ONE CHOICE IN RETIREMENT PORTFOLIO C000014684 A CLASS ARTAX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005394 ONE CHOICE IN RETIREMENT PORTFOLIO C000014683 INVESTOR CLASS ARTOX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005394 ONE CHOICE IN RETIREMENT PORTFOLIO C000088020 C CLASS ATTCX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005394 ONE CHOICE IN RETIREMENT PORTFOLIO C000014685 INSTITUTIONAL CLASS ATTIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000041537 ONE CHOICE IN RETIREMENT PORTFOLIO R6 C000129031 R6 CLASS ARDTX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005396 ONE CHOICE PORTFOLIO: AGGRESSIVE C000014688 INVESTOR CLASS AOGIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005396 ONE CHOICE PORTFOLIO: AGGRESSIVE C000153104 R CLASS AORYX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005398 ONE CHOICE PORTFOLIO: CONSERVATIVE C000014690 INVESTOR CLASS AOCIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005398 ONE CHOICE PORTFOLIO: CONSERVATIVE C000153106 R CLASS AORSX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005397 ONE CHOICE PORTFOLIO: MODERATE C000014689 INVESTOR CLASS AOMIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005397 ONE CHOICE PORTFOLIO: MODERATE C000153105 R CLASS AORMX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005395 ONE CHOICE PORTFOLIO: VERY AGGRESSIVE C000153103 R CLASS AORVX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005395 ONE CHOICE PORTFOLIO: VERY AGGRESSIVE C000014687 INVESTOR CLASS AOVIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005390 ONE CHOICE PORTFOLIO: VERY CONSERVATIVE C000014670 INVESTOR CLASS AONIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21591 0001293210 AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. 30 S000005390 ONE CHOICE PORTFOLIO: VERY CONSERVATIVE C000153102 R CLASS AORHX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-03706 0000717316 AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS 30 S000005667 CALIFORNIA HIGH-YIELD MUNICIPAL FUND C000087984 INSTITUTIONAL CLASS BCHIX 1665 CHARLESTON RD MOUNTAIN VIEW 94043 CA [NULL] 811-03706 0000717316 AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS 30 S000005667 CALIFORNIA HIGH-YIELD MUNICIPAL FUND C000015521 INVESTOR CLASS BCHYX 1665 CHARLESTON RD MOUNTAIN VIEW 94043 CA [NULL] 811-03706 0000717316 AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS 30 S000005667 CALIFORNIA HIGH-YIELD MUNICIPAL FUND C000015522 A CLASS CAYAX 1665 CHARLESTON RD MOUNTAIN VIEW 94043 CA [NULL] 811-03706 0000717316 AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS 30 S000005667 CALIFORNIA HIGH-YIELD MUNICIPAL FUND C000015524 C CLASS CAYCX 1665 CHARLESTON RD MOUNTAIN VIEW 94043 CA [NULL] 811-03706 0000717316 AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS 30 S000005668 CALIFORNIA INTERMEDIATE-TERM TAX-FREE BOND FUND C000087986 A CLASS BCIAX 1665 CHARLESTON RD MOUNTAIN VIEW 94043 CA [NULL] 811-03706 0000717316 AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS 30 S000005668 CALIFORNIA INTERMEDIATE-TERM TAX-FREE BOND FUND C000015525 INVESTOR CLASS BCITX 1665 CHARLESTON RD MOUNTAIN VIEW 94043 CA [NULL] 811-03706 0000717316 AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS 30 S000005668 CALIFORNIA INTERMEDIATE-TERM TAX-FREE BOND FUND C000087987 C CLASS BCIYX 1665 CHARLESTON RD MOUNTAIN VIEW 94043 CA [NULL] 811-03706 0000717316 AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS 30 S000005668 CALIFORNIA INTERMEDIATE-TERM TAX-FREE BOND FUND C000087985 INSTITUTIONAL CLASS BCTIX 1665 CHARLESTON RD MOUNTAIN VIEW 94043 CA [NULL] 811-03706 0000717316 AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS 30 S000005670 CALIFORNIA LONG-TERM TAX-FREE FUND C000055489 A CLASS ALTAX 1665 CHARLESTON RD MOUNTAIN VIEW 94043 CA [NULL] 811-03706 0000717316 AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS 30 S000005670 CALIFORNIA LONG-TERM TAX-FREE FUND C000055491 C CLASS ALTCX 1665 CHARLESTON RD MOUNTAIN VIEW 94043 CA [NULL] 811-03706 0000717316 AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS 30 S000005670 CALIFORNIA LONG-TERM TAX-FREE FUND C000087988 INSTITUTIONAL CLASS BCLIX 1665 CHARLESTON RD MOUNTAIN VIEW 94043 CA [NULL] 811-03706 0000717316 AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS 30 S000005670 CALIFORNIA LONG-TERM TAX-FREE FUND C000015527 INVESTOR CLASS BCLTX 1665 CHARLESTON RD MOUNTAIN VIEW 94043 CA [NULL] 811-03706 0000717316 AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS 30 S000005671 CALIFORNIA TAX-FREE MONEY MARKET FUND C000015528 INVESTOR CLASS BCTXX 1665 CHARLESTON RD MOUNTAIN VIEW 94043 CA [NULL] 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048992 AC ALTERNATIVES INCOME FUND C000154455 A CLASS ALNAX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048992 AC ALTERNATIVES INCOME FUND C000154452 R6 CLASS ALNDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048992 AC ALTERNATIVES INCOME FUND C000154451 C CLASS ALNHX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048992 AC ALTERNATIVES INCOME FUND C000154454 INSTITUTIONAL CLASS ALNIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048992 AC ALTERNATIVES INCOME FUND C000154453 INVESTOR CLASS ALNNX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048992 AC ALTERNATIVES INCOME FUND C000154450 R CLASS ALNRX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048991 AC ALTERNATIVES LONG SHORT FUND C000154449 R6 CLASS ALEDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048991 AC ALTERNATIVES LONG SHORT FUND C000154447 C CLASS ALEHX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048991 AC ALTERNATIVES LONG SHORT FUND C000154445 INSTITUTIONAL CLASS ALEJX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048991 AC ALTERNATIVES LONG SHORT FUND C000154446 A CLASS ALEQX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048991 AC ALTERNATIVES LONG SHORT FUND C000154444 INVESTOR CLASS ALEVX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048991 AC ALTERNATIVES LONG SHORT FUND C000154448 R CLASS ALEWX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000034235 AC ALTERNATIVES MARKET NEUTRAL VALUE FUND C000105522 C CLASS ACVHX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000034235 AC ALTERNATIVES MARKET NEUTRAL VALUE FUND C000105520 INSTITUTIONAL CLASS ACVKX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000034235 AC ALTERNATIVES MARKET NEUTRAL VALUE FUND C000105521 A CLASS ACVQX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000034235 AC ALTERNATIVES MARKET NEUTRAL VALUE FUND C000105519 INVESTOR CLASS ACVVX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000034235 AC ALTERNATIVES MARKET NEUTRAL VALUE FUND C000105523 R CLASS ACVWX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048993 AC ALTERNATIVES MULTI-STRATEGY FUND C000154458 A CLASS [NULL] 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048993 AC ALTERNATIVES MULTI-STRATEGY FUND C000154459 C CLASS [NULL] 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048993 AC ALTERNATIVES MULTI-STRATEGY FUND C000154457 INSTITUTIONAL CLASS [NULL] 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048993 AC ALTERNATIVES MULTI-STRATEGY FUND C000154456 INVESTOR CLASS [NULL] 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048993 AC ALTERNATIVES MULTI-STRATEGY FUND C000154460 R CLASS [NULL] 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048993 AC ALTERNATIVES MULTI-STRATEGY FUND C000154461 R6 CLASS [NULL] 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005776 EQUITY INCOME FUND C000015866 INSTITUTIONAL CLASS ACIIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005776 EQUITY INCOME FUND C000131602 R6 CLASS AEUDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005776 EQUITY INCOME FUND C000015868 R CLASS AEURX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005776 EQUITY INCOME FUND C000015867 C CLASS AEYIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005776 EQUITY INCOME FUND C000015865 A CLASS TWEAX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005776 EQUITY INCOME FUND C000015864 INVESTOR CLASS TWEIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000031879 GLOBAL REAL ESTATE FUND C000131610 R6 CLASS ARYDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000031879 GLOBAL REAL ESTATE FUND C000099280 A CLASS ARYMX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000031879 GLOBAL REAL ESTATE FUND C000099279 INSTITUTIONAL CLASS ARYNX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000031879 GLOBAL REAL ESTATE FUND C000099281 C CLASS ARYTX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000031879 GLOBAL REAL ESTATE FUND C000099278 INVESTOR CLASS ARYVX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000031879 GLOBAL REAL ESTATE FUND C000099282 R CLASS ARYWX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005778 LARGE COMPANY VALUE FUND C000015872 A CLASS ALPAX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005778 LARGE COMPANY VALUE FUND C000015876 C CLASS ALPCX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005778 LARGE COMPANY VALUE FUND C000131603 R6 CLASS ALVDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005778 LARGE COMPANY VALUE FUND C000015871 INVESTOR CLASS ALVIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005778 LARGE COMPANY VALUE FUND C000015877 R CLASS ALVRX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005778 LARGE COMPANY VALUE FUND C000015873 INSTITUTIONAL CLASS ALVSX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005779 MID CAP VALUE FUND C000087957 C CLASS ACCLX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005779 MID CAP VALUE FUND C000015879 A CLASS ACLAX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005779 MID CAP VALUE FUND C000015878 INVESTOR CLASS ACMVX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005779 MID CAP VALUE FUND C000131604 R6 CLASS AMDVX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005779 MID CAP VALUE FUND C000015881 R CLASS AMVRX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005779 MID CAP VALUE FUND C000015880 INSTITUTIONAL CLASS AVUAX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048193 NT GLOBAL REAL ESTATE FUND C000152354 R6 CLASS ANRDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000048193 NT 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9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005780 REAL ESTATE FUND C000131605 R6 CLASS AREDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005780 REAL ESTATE FUND C000015883 A CLASS AREEX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005780 REAL ESTATE FUND C000050997 R CLASS AREWX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005780 REAL ESTATE FUND C000050996 C CLASS ARYCX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005780 REAL ESTATE FUND C000015882 INVESTOR CLASS REACX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005780 REAL ESTATE FUND C000015884 INSTITUTIONAL CLASS REAIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005781 SMALL CAP VALUE FUND C000015886 A CLASS ACSCX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005781 SMALL CAP VALUE FUND C000015887 INSTITUTIONAL CLASS ACVIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005781 SMALL CAP VALUE FUND C000131606 R6 CLASS ASVDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005781 SMALL CAP VALUE FUND C000015885 INVESTOR CLASS ASVIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005781 SMALL CAP VALUE FUND C000087958 C CLASS ASVNX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005781 SMALL CAP VALUE FUND C000087959 R CLASS ASVRX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005782 VALUE FUND C000015894 C CLASS ACLCX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005782 VALUE FUND C000015891 INSTITUTIONAL CLASS AVLIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005782 VALUE FUND C000131607 R6 CLASS AVUDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005782 VALUE FUND C000015895 R CLASS AVURX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005782 VALUE FUND C000015890 A CLASS TWADX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07820 0000908186 AMERICAN CENTURY CAPITAL PORTFOLIOS INC 30 S000005782 VALUE FUND C000015889 INVESTOR CLASS TWVLX 4500 MAIN STREET 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FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012179 ADAPTIVE ALL CAP FUND C000033223 ADVISOR CLASS ACMFX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012179 ADAPTIVE ALL CAP FUND C000033222 INSTITUTIONAL CLASS ACMHX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012179 ADAPTIVE ALL CAP FUND C000033225 INVESTOR CLASS ACMNX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012177 FOCUSED DYNAMIC GROWTH FUND C000174988 R6 Class [NULL] 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012177 FOCUSED DYNAMIC GROWTH FUND C000033217 R CLASS ACFCX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012177 FOCUSED DYNAMIC GROWTH FUND C000033216 ADVISOR CLASS ACFDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012177 FOCUSED DYNAMIC GROWTH FUND C000033214 INVESTOR CLASS ACFOX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012177 FOCUSED DYNAMIC GROWTH FUND C000033215 INSTITUTIONAL CLASS ACFSX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012178 LEGACY LARGE CAP FUND C000033220 ADVISOR CLASS ACGDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012178 LEGACY LARGE CAP FUND C000033221 R CLASS ACGEX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012178 LEGACY LARGE CAP FUND C000033219 INSTITUTIONAL CLASS ACGHX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-21861 0001353176 AMERICAN CENTURY GROWTH FUNDS, INC. 30 S000012178 LEGACY LARGE CAP FUND C000033218 INVESTOR CLASS ACGOX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000046096 EMERGING MARKETS DEBT FUND C000144192 C CLASS AEDHX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000046096 EMERGING MARKETS DEBT FUND C000144190 INSTITUTIONAL CLASS AEDJX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000046096 EMERGING MARKETS DEBT FUND C000144191 A CLASS AEDQX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000046096 EMERGING MARKETS DEBT FUND C000144189 INVESTOR CLASS AEDVX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000046096 EMERGING MARKETS DEBT FUND C000144193 R CLASS AEDWX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000046096 EMERGING MARKETS DEBT FUND C000144194 R6 CLASS AEXDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000035738 GLOBAL BOND FUND C000109547 A CLASS AGBAX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000035738 GLOBAL BOND FUND C000131612 R6 CLASS AGBDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000035738 GLOBAL BOND FUND C000109546 INSTITUTIONAL CLASS AGBNX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000035738 GLOBAL BOND FUND C000109549 R CLASS AGBRX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000035738 GLOBAL BOND FUND C000109548 C CLASS AGBTX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000035738 GLOBAL BOND FUND C000109545 INVESTOR CLASS AGBVX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000005795 INTERNATIONAL BOND FUND C000015926 A CLASS AIBDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000005795 INTERNATIONAL BOND FUND C000055444 R CLASS AIBRX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000005795 INTERNATIONAL BOND FUND C000131611 R6 CLASS AIDDX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000005795 INTERNATIONAL BOND FUND C000015927 INSTITUTIONAL CLASS AIDIX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000005795 INTERNATIONAL BOND FUND C000055443 C CLASS AIQCX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-06441 0000880268 AMERICAN CENTURY INTERNATIONAL BOND FUNDS 30 S000005795 INTERNATIONAL BOND FUND C000015925 INVESTOR CLASS BEGBX 4500 MAIN STREET KANSAS CITY 64111 MO 9TH FLOOR 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000014384 CORE PLUS FUND C000039172 C CLASS ACCKX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000014384 CORE PLUS FUND C000039168 INVESTOR CLASS ACCNX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000014384 CORE PLUS FUND C000039173 R CLASS ACCPX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000014384 CORE PLUS FUND C000039170 A CLASS ACCQX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000014384 CORE PLUS FUND C000039169 INSTITUTIONAL CLASS ACCUX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006579 DIVERSIFIED BOND FUND C000017957 INSTITUTIONAL CLASS ACBPX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006579 DIVERSIFIED BOND FUND C000131613 R6 CLASS ADDVX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006579 DIVERSIFIED BOND FUND C000017956 A CLASS ADFAX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006579 DIVERSIFIED BOND FUND C000017955 INVESTOR CLASS ADFIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006579 DIVERSIFIED BOND FUND C000017961 R CLASS ADVRX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006579 DIVERSIFIED BOND FUND C000017960 C CLASS CDBCX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006580 HIGH-YIELD FUND C000017962 INVESTOR CLASS ABHIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006580 HIGH-YIELD FUND C000017964 INSTITUTIONAL CLASS ACYIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006580 HIGH-YIELD FUND C000017967 C CLASS AHDCX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006580 HIGH-YIELD FUND C000131614 R6 CLASS AHYDX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006580 HIGH-YIELD FUND C000017968 R CLASS AHYRX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006580 HIGH-YIELD FUND C000017963 A CLASS AHYVX 4500 MAIN STREET KANSAS 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CLASS APOAX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006581 SHORT DURATION INFLATION PROTECTION BOND FUND C000017973 C CLASS APOCX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006581 SHORT DURATION INFLATION PROTECTION BOND FUND C000131615 R6 CLASS APODX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006581 SHORT DURATION INFLATION PROTECTION BOND FUND C000017969 INVESTOR CLASS APOIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006581 SHORT DURATION INFLATION PROTECTION BOND FUND C000017974 R CLASS APORX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000046093 SHORT DURATION STRATEGIC INCOME FUND C000144164 A CLASS ASADX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000046093 SHORT DURATION STRATEGIC INCOME FUND C000144165 C CLASS ASCDX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000046093 SHORT DURATION STRATEGIC INCOME FUND C000144163 INSTITUTIONAL CLASS ASDJX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000046093 SHORT DURATION STRATEGIC INCOME FUND C000144166 R CLASS ASDRX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000046093 SHORT DURATION STRATEGIC INCOME FUND C000144162 INVESTOR CLASS ASDVX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000046093 SHORT DURATION STRATEGIC INCOME FUND C000144167 R6 CLASS ASXDX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000046094 STRATEGIC INCOME FUND C000144171 INVESTOR CLASS ASIEX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000046094 STRATEGIC INCOME FUND C000144168 C CLASS ASIHX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000046094 STRATEGIC INCOME FUND C000144172 INSTITUTIONAL CLASS ASIJX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000046094 STRATEGIC INCOME FUND C000144170 R6 CLASS ASIPX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000046094 STRATEGIC INCOME FUND C000144173 A CLASS ASIQX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000046094 STRATEGIC INCOME FUND C000144169 R CLASS ASIWX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006582 U.S. GOVERNMENT MONEY MARKET FUND C000162989 C CLASS AGHXX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006582 U.S. GOVERNMENT MONEY MARKET FUND C000162988 A CLASS AGQXX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-07822 0000908406 AMERICAN CENTURY INVESTMENT TRUST 30 S000006582 U.S. GOVERNMENT MONEY MARKET FUND C000017975 INVESTOR CLASS TCRXX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006471 HIGH-YIELD MUNICIPAL FUND C000017685 INVESTOR CLASS ABHYX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006471 HIGH-YIELD MUNICIPAL FUND C000017686 A CLASS AYMAX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006471 HIGH-YIELD MUNICIPAL FUND C000017688 C CLASS AYMCX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006471 HIGH-YIELD MUNICIPAL FUND C000088012 INSTITUTIONAL CLASS AYMIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006472 INTERMEDIATE-TERM TAX-FREE BOND FUND C000017691 INSTITUTIONAL CLASS AXBIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006472 INTERMEDIATE-TERM TAX-FREE BOND FUND C000088014 C CLASS TWTCX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006472 INTERMEDIATE-TERM TAX-FREE BOND FUND C000017689 INVESTOR CLASS TWTIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006472 INTERMEDIATE-TERM TAX-FREE BOND FUND C000088013 A CLASS TWWOX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006474 LONG-TERM TAX-FREE FUND C000017694 INSTITUTIONAL CLASS ACLSX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006474 LONG-TERM TAX-FREE FUND C000017693 INVESTOR CLASS ACLVX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006474 LONG-TERM TAX-FREE FUND C000017697 C CLASS ACTCX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006474 LONG-TERM TAX-FREE FUND C000017695 A CLASS MMBAX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-04025 0000746458 AMERICAN CENTURY MUNICIPAL TRUST 30 S000006473 TAX-FREE MONEY MARKET FUND C000017692 INVESTOR CLASS BNTXX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006196 ADAPTIVE EQUITY FUND C000174977 A CLASS [NULL] 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006196 ADAPTIVE EQUITY FUND C000174978 R CLASS [NULL] 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006196 ADAPTIVE EQUITY FUND C000174979 R6 CLASS [NULL] 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006196 ADAPTIVE EQUITY FUND C000017065 INVESTOR CLASS AMVIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006196 ADAPTIVE EQUITY FUND C000017066 INSTITUTIONAL CLASS AVDIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006204 ALL CAP GROWTH FUND C000105099 C CLASS ACAHX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006204 ALL CAP GROWTH FUND C000105097 INSTITUTIONAL CLASS ACAJX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006204 ALL CAP GROWTH FUND C000105098 A CLASS ACAQX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006204 ALL CAP GROWTH FUND C000105100 R CLASS ACAWX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006204 ALL CAP GROWTH FUND C000017100 INVESTOR CLASS TWGTX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006192 BALANCED FUND C000017047 INSTITUTIONAL CLASS ABINX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006192 BALANCED FUND C000017045 INVESTOR CLASS TWBIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006201 CAPITAL VALUE FUND C000017091 A CLASS ACCVX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006201 CAPITAL VALUE FUND C000017092 INSTITUTIONAL CLASS ACPIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006201 CAPITAL VALUE FUND C000017090 INVESTOR CLASS ACTIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006202 FOCUSED GROWTH FUND C000055519 A CLASS AFGAX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006202 FOCUSED GROWTH FUND C000055521 C CLASS AFGCX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006202 FOCUSED GROWTH FUND C000055518 INSTITUTIONAL CLASS AFGNX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006202 FOCUSED GROWTH FUND C000055522 R CLASS AFGRX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006202 FOCUSED GROWTH FUND C000017093 INVESTOR CLASS AFSIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006205 GROWTH FUND C000131599 R6 CLASS AGRDX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006205 GROWTH FUND C000017105 R CLASS AGWRX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006205 GROWTH FUND C000017102 A CLASS TCRAX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006205 GROWTH FUND C000017101 INVESTOR CLASS TWCGX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006205 GROWTH FUND C000017103 INSTITUTIONAL CLASS TWGIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006205 GROWTH FUND C000088050 C CLASS TWRCX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006206 HERITAGE FUND C000017109 C CLASS AHGCX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006206 HERITAGE FUND C000017107 A CLASS ATHAX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006206 HERITAGE FUND C000129042 R6 CLASS ATHDX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006206 HERITAGE FUND C000017108 INSTITUTIONAL CLASS ATHIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006206 HERITAGE FUND C000055524 R CLASS ATHWX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006206 HERITAGE FUND C000017106 INVESTOR CLASS TWHIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006207 NEW OPPORTUNITIES FUND C000088052 A CLASS TWNAX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006207 NEW OPPORTUNITIES FUND C000088053 C CLASS TWNCX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006207 NEW OPPORTUNITIES FUND C000088051 INSTITUTIONAL CLASS TWNIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006207 NEW OPPORTUNITIES FUND C000017110 INVESTOR CLASS TWNOX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006207 NEW OPPORTUNITIES FUND C000088054 R CLASS TWNRX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000010981 NT GROWTH FUND C000131600 R6 CLASS ACDTX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000010981 NT GROWTH FUND C000030355 INSTITUTIONAL CLASS ACLTX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000010982 NT HERITAGE FUND C000131601 R6 CLASS ACDUX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000010982 NT HERITAGE FUND C000030356 INSTITUTIONAL CLASS ACLWX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006194 SELECT FUND C000017058 C CLASS ACSLX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006194 SELECT FUND C000131597 R6 CLASS ASDEX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006194 SELECT FUND C000017059 R CLASS ASERX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006194 SELECT FUND C000017054 A CLASS TWCAX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006194 SELECT FUND C000017053 INVESTOR CLASS TWCIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006194 SELECT FUND C000017055 INSTITUTIONAL CLASS TWSIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006193 SMALL CAP GROWTH FUND C000017050 A CLASS ANOAX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006193 SMALL CAP GROWTH FUND C000017052 C CLASS ANOCX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006193 SMALL CAP GROWTH FUND C000131596 R6 CLASS ANODX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006193 SMALL CAP GROWTH FUND C000017049 INVESTOR CLASS ANOIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006193 SMALL CAP GROWTH FUND C000017048 INSTITUTIONAL CLASS ANONX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006193 SMALL CAP GROWTH FUND C000055516 R CLASS ANORX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006203 SUSTAINABLE EQUITY FUND C000017096 A CLASS AFDAX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006203 SUSTAINABLE EQUITY FUND C000017098 C CLASS AFDCX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006203 SUSTAINABLE EQUITY FUND C000017094 INVESTOR CLASS AFDIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006203 SUSTAINABLE EQUITY FUND C000017099 R CLASS AFDRX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006203 SUSTAINABLE EQUITY FUND C000017095 INSTITUTIONAL CLASS AFEIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006195 ULTRA FUND C000131598 R6 CLASS AULDX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006195 ULTRA FUND C000017064 R CLASS AULRX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006195 ULTRA FUND C000017063 C CLASS TWCCX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006195 ULTRA FUND C000017060 INVESTOR CLASS TWCUX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006195 ULTRA FUND C000017061 A CLASS TWUAX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-00816 0000100334 AMERICAN CENTURY MUTUAL FUNDS, INC. 30 S000006195 ULTRA FUND C000017062 INSTITUTIONAL CLASS TWUIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005980 AC ALTERNATIVES EQUITY MARKET NEUTRAL FUND C000016478 INVESTOR CLASS ALHIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005980 AC ALTERNATIVES EQUITY MARKET NEUTRAL FUND C000016480 A CLASS ALIAX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005980 AC ALTERNATIVES EQUITY MARKET NEUTRAL FUND C000016482 C CLASS ALICX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005980 AC ALTERNATIVES EQUITY MARKET NEUTRAL FUND C000016483 R CLASS ALIRX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005980 AC ALTERNATIVES EQUITY MARKET NEUTRAL FUND C000016479 INSTITUTIONAL CLASS ALISX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021731 CORE EQUITY PLUS FUND C000062328 C CLASS ACPHX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021731 CORE EQUITY PLUS FUND C000062331 INSTITUTIONAL CLASS ACPKX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021731 CORE EQUITY PLUS FUND C000062332 A CLASS ACPQX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021731 CORE EQUITY PLUS FUND C000062330 INVESTOR CLASS ACPVX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021731 CORE EQUITY PLUS FUND C000062329 R CLASS ACPWX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005976 DISCIPLINED GROWTH FUND C000055501 C CLASS ADCCX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005976 DISCIPLINED GROWTH FUND C000016464 INSTITUTIONAL CLASS ADCIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005976 DISCIPLINED GROWTH FUND C000016463 A CLASS ADCVX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005976 DISCIPLINED GROWTH FUND C000016465 R CLASS ADRRX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000005976 DISCIPLINED GROWTH FUND C000016462 INVESTOR CLASS ADSIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021730 DISCIPLINED GROWTH PLUS FUND C000062325 C CLASS ACDHX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021730 DISCIPLINED GROWTH PLUS FUND C000062321 INVESTOR CLASS ACDJX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021730 DISCIPLINED GROWTH PLUS FUND C000062322 INSTITUTIONAL CLASS ACDKX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021730 DISCIPLINED GROWTH PLUS FUND C000062323 A CLASS ACDQX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000021730 DISCIPLINED GROWTH PLUS FUND C000062326 R CLASS ACDWX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-05447 0000827060 AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. 30 S000042611 EMERGING MARKETS VALUE FUND C000131757 A CLASS AEVLX 4500 MAIN STREET KANSAS 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[NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000053101 FOCUSED INTERNATIONAL GROWTH FUND C000167114 INSTITUTIONAL CLASS AFCSX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000053101 FOCUSED INTERNATIONAL GROWTH FUND C000167117 R CLASS AFCWX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000006603 GLOBAL GROWTH FUND C000131623 R6 CLASS AGGDX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000006603 GLOBAL GROWTH FUND C000018027 INSTITUTIONAL CLASS AGGIX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000006603 GLOBAL GROWTH FUND C000018026 A CLASS AGGRX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000006603 GLOBAL GROWTH FUND C000018030 C CLASS AGLCX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000006603 GLOBAL GROWTH FUND C000018031 R CLASS AGORX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000006603 GLOBAL GROWTH FUND C000018025 INVESTOR CLASS TWGGX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000053103 GLOBAL SMALL CAP FUND C000167128 C CLASS AGCHX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000053103 GLOBAL SMALL CAP FUND C000167127 A CLASS AGCLX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000053103 GLOBAL SMALL CAP FUND C000167126 INSTITUTIONAL CLASS AGCSX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000053103 GLOBAL SMALL CAP FUND C000167130 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C000088081 R CLASS AIORX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000006606 INTERNATIONAL OPPORTUNITIES FUND C000088079 A CLASS AIVOX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000006610 INTERNATIONAL VALUE FUND C000018056 C CLASS ACCOX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000006610 INTERNATIONAL VALUE FUND C000018052 INVESTOR CLASS ACEVX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000006610 INTERNATIONAL VALUE FUND C000131625 R6 CLASS ACVDX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000006610 INTERNATIONAL VALUE FUND C000018057 R CLASS ACVRX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 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[NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000048405 NT INTERNATIONAL SMALL-MID CAP FUND C000152813 R6 CLASS ANTFX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000048405 NT INTERNATIONAL SMALL-MID CAP FUND C000152812 INSTITUTIONAL CLASS ANTMX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000048405 NT INTERNATIONAL SMALL-MID CAP FUND C000152811 INVESTOR CLASS ANTSX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000048406 NT INTERNATIONAL VALUE FUND C000152814 INVESTOR CLASS ANTVX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000048406 NT INTERNATIONAL VALUE FUND C000152816 R6 CLASS ANTWX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-06247 0000872825 AMERICAN CENTURY WORLD MUTUAL FUNDS INC 30 S000048406 NT INTERNATIONAL VALUE FUND C000152815 INSTITUTIONAL CLASS ANTYX 4500 MAIN STREET KANSAS CITY 64111 MO [NULL] 811-10097 0001121997 AMERICAN FAMILY VARIABLE ACCOUNT I 33 S000006651 AMERICAN FAMILY VARIABLE ACCOUNT I C000018145 AMERICAN FAMILY VARIABLE ACCOUNT I [NULL] 6000 AMERICAN PARKWAY MADISON 53783 WI [NULL] 811-10097 0001121997 AMERICAN FAMILY VARIABLE ACCOUNT I 33 S000006651 AMERICAN FAMILY VARIABLE ACCOUNT I C000058068 Variable Universal Life Insurance Policy Series II [NULL] 6000 AMERICAN PARKWAY MADISON 53783 WI [NULL] 811-10121 0001122003 AMERICAN FAMILY VARIABLE ACCOUNT II 32 S000006663 AMERICAN FAMILY VARIABLE ACCOUNT II C000018178 AMERICAN FAMILY VARIABLE ACCOUNT II [NULL] 6000 AMERICAN PARKWAY MADISON 53783 WI [NULL] 811-01764 0000005007 AMERICAN FIDELITY SEPARATE ACCOUNT A 32 S000009836 AMERICAN FIDELITY SEPARATE ACCOUNT A C000027244 AFPr1me Growth(R) Variable Annuity [NULL] 2000 CLASSEN CENTER OKLAHOMA CITY 73125 OK P.O. BOX 25523 811-08187 0001029446 AMERICAN FIDELITY SEPARATE ACCOUNT B 32 S000009838 AMERICAN FIDELITY SEPARATE ACCOUNT B C000027247 AFADVANTAGE VARIABLE ANNUITY(R) [NULL] 2000 N CLASSEN BOULEVARD OKLAHOMA CITY 73125-0523 OK PO BOX 25523 811-21313 0001220781 AMERICAN FIDELITY SEPARATE ACCOUNT C 32 S000009839 AMERICAN FIDELITY SEPARATE ACCOUNT C C000027248 457(b) GROUP VARIABLE ANNUITY [NULL] PO BOX 25523 OKLAHOMA CITY 73125 OK [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037539 American Funds College 2015 Fund C000115900 Class 529-A CFFAX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037539 American Funds College 2015 Fund C000115902 Class 529-C CFFCX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037539 American Funds College 2015 Fund C000115901 Class 529-B CFIBX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037539 American Funds College 2015 Fund C000115903 Class 529-E CFIEX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037539 American Funds College 2015 Fund C000115904 Class 529-F-1 CFIFX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037538 American Funds College 2018 Fund C000115895 Class 529-A CNEAX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037538 American Funds College 2018 Fund C000115896 Class 529-B CNEBX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037538 American Funds College 2018 Fund C000115897 Class 529-C CNECX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037538 American Funds College 2018 Fund C000115898 Class 529-E CNEEX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037538 American Funds College 2018 Fund C000115899 Class 529-F-1 CNEFX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037537 American Funds College 2021 Fund C000115890 Class 529-A CTOAX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037537 American Funds College 2021 Fund C000115891 Class 529-B CTOBX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037537 American Funds College 2021 Fund C000115892 Class 529-C CTOCX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037537 American Funds College 2021 Fund C000115893 Class 529-E CTOEX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037537 American Funds College 2021 Fund C000115894 Class 529-F-1 CTOFX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037536 American Funds College 2024 Fund C000115886 Class 529-B CCFBX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037536 American Funds College 2024 Fund C000115885 Class 529-A CFTAX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037536 American Funds College 2024 Fund C000115887 Class 529-C CTFCX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037536 American Funds College 2024 Fund C000115888 Class 529-E CTFEX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037536 American Funds College 2024 Fund C000115889 Class 529-F-1 CTFFX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037535 American Funds College 2027 Fund C000115881 Class 529-A CSTAX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037535 American Funds College 2027 Fund C000115882 Class 529-B CTSBX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037535 American Funds College 2027 Fund C000115883 Class 529-C CTSCX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037535 American Funds College 2027 Fund C000115884 Class 529-E CTSEX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037535 American Funds College 2027 Fund C000115880 Class 529-F-1 CTSFX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037534 American Funds College 2030 Fund C000115875 Class 529-A CTHAX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037534 American Funds College 2030 Fund C000115876 Class 529-B CTHBX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037534 American Funds College 2030 Fund C000115878 Class 529-E CTHEX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037534 American Funds College 2030 Fund C000115879 Class 529-F-1 CTHFX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037534 American Funds College 2030 Fund C000115877 Class 529-C CTYCX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000047905 American Funds College 2033 Fund C000150471 Class 529-A CTLAX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000047905 American Funds College 2033 Fund C000150472 Class 529-B CTLBX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000047905 American Funds College 2033 Fund C000150473 Class 529-C CTLCX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000047905 American Funds College 2033 Fund C000150474 Class 529-E CTLEX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000047905 American Funds College 2033 Fund C000150475 Class 529-F-1 CTLFX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037540 American Funds College Enrollment Fund C000115905 Class 529-A CENAX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037540 American Funds College Enrollment Fund C000115906 Class 529-B CENBX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037540 American Funds College Enrollment Fund C000115907 Class 529-C CENCX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037540 American Funds College Enrollment Fund C000115908 Class 529-E CENEX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22692 0001547011 AMERICAN FUNDS COLLEGE TARGET DATE SERIES 30 S000037540 American Funds College Enrollment Fund C000115909 Class 529-F-1 CENFX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000120242 Class A BFCAX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000120250 Class B BFCBX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000120251 Class C BFCCX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000120252 Class F-1 BFCFX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000120253 Class F-2 BFCGX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000120254 Class 529-A COBAX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000120255 Class 529-B COBBX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000120256 Class 529-C COBCX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000120257 Class 529-E COBEX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000120243 Class 529-F-1 COBFX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000120244 Class R-1 RCBAX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000120245 Class R-2 RCBBX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000120246 Class R-3 RCBCX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000120247 Class R-4 RCBDX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000120248 Class R-5 RCBEX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000120249 Class R-6 RCBFX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000148464 Class R-2E RCBGX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22744 0001553195 AMERICAN FUNDS CORPORATE BOND FUND 30 S000039110 AMERICAN FUNDS CORPORATE BOND FUND C000164799 Class R-5E RCBHX 333 SOUTH HOPE STREET, 55TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000133005 Class 529-A CDWAX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000133006 Class 529-B CDWBX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000133007 Class 529-C CDWCX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000133008 Class 529-E CDWEX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000132994 Class 529-F-1 CDWFX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000132993 Class A DWGAX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000133001 Class B DWGBX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000133002 Class C DWGCX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000133003 Class F-1 DWGFX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000133004 Class F-2 DWGHX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000148422 Class R-2E RDEGX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000132995 Class R-1 RDWAX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000132996 Class R-2 RDWBX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000132997 Class R-3 RDWCX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000132998 Class R-4 RDWEX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000132999 Class R-5 RDWFX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000133000 Class R-6 RDWGX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22881 0001584433 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND 30 S000042909 AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND C000164819 Class R-5E RDWHX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23122 0001660935 American Funds Emerging Markets Bond 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American Funds Emerging Markets Bond Fund C000166979 Class A EBNAX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23122 0001660935 American Funds Emerging Markets Bond Fund 30 S000053060 American Funds Emerging Markets Bond Fund C000166980 Class B EBNBX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23122 0001660935 American Funds Emerging Markets Bond Fund 30 S000053060 American Funds Emerging Markets Bond Fund C000166981 Class C EBNCX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23122 0001660935 American Funds Emerging Markets Bond Fund 30 S000053060 American Funds Emerging Markets Bond Fund C000166982 Class F-1 EBNEX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23122 0001660935 American Funds Emerging Markets Bond Fund 30 S000053060 American Funds Emerging Markets Bond Fund C000166966 Class F-2 EBNFX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23122 0001660935 American Funds Emerging Markets Bond Fund 30 S000053060 American Funds Emerging Markets Bond Fund C000166967 Class R-1 REGAX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23122 0001660935 American Funds Emerging Markets Bond Fund 30 S000053060 American Funds Emerging Markets Bond Fund C000166968 Class R-2 REGBX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23122 0001660935 American Funds Emerging Markets Bond Fund 30 S000053060 American Funds Emerging Markets Bond Fund C000166970 Class R-3 REGCX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23122 0001660935 American Funds Emerging Markets Bond Fund 30 S000053060 American Funds Emerging Markets Bond Fund C000166971 Class R-4 REGEX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23122 0001660935 American Funds Emerging Markets Bond Fund 30 S000053060 American Funds Emerging Markets Bond Fund C000166972 Class R-5 REGFX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23122 0001660935 American Funds Emerging Markets Bond Fund 30 S000053060 American Funds Emerging Markets Bond Fund C000166974 Class R-6 REGGX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23122 0001660935 American Funds Emerging Markets Bond Fund 30 S000053060 American Funds Emerging Markets Bond Fund C000166969 Class R-2E REGHX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23122 0001660935 American Funds Emerging Markets Bond Fund 30 S000053060 American Funds Emerging Markets Bond Fund C000166973 Class R-5E REGJX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000025056 Class B AFIBX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000025057 Class C AFICX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000025058 Class F-1 AFIFX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000025050 Class A ANCFX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000025059 Class 529-A CFNAX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000025060 Class 529-B CFNBX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000025061 Class 529-C CFNCX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000025062 Class 529-E CFNEX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000025063 Class 529-F-1 CFNFX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000068558 Class F-2 FINFX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000148457 Class R-2E RFEBX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000025051 Class R-1 RFNAX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000025052 Class R-2 RFNBX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000025053 Class R-3 RFNCX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000025054 Class R-4 RFNEX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000025055 Class R-5 RFNFX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000077853 Class R-6 RFNGX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-00032 0000039473 AMERICAN FUNDS FUNDAMENTAL INVESTORS 30 S000009227 AMERICAN FUNDS FUNDAMENTAL INVESTORS C000164826 Class R-5E RFNHX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22496 0001505612 AMERICAN FUNDS GLOBAL BALANCED FUND 30 S000031109 AMERICAN FUNDS GLOBAL BALANCED FUND C000096507 Class 529-A CBFAX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22496 0001505612 AMERICAN FUNDS GLOBAL 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GBLBX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22496 0001505612 AMERICAN FUNDS GLOBAL BALANCED FUND 30 S000031109 AMERICAN FUNDS GLOBAL BALANCED FUND C000096504 Class C GBLCX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22496 0001505612 AMERICAN FUNDS GLOBAL BALANCED FUND 30 S000031109 AMERICAN FUNDS GLOBAL BALANCED FUND C000096505 Class F-1 GBLEX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22496 0001505612 AMERICAN FUNDS GLOBAL BALANCED FUND 30 S000031109 AMERICAN FUNDS GLOBAL BALANCED FUND C000096506 Class F-2 GBLFX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22496 0001505612 AMERICAN FUNDS GLOBAL BALANCED FUND 30 S000031109 AMERICAN FUNDS GLOBAL BALANCED FUND C000096498 Class R-2 RGBBX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22496 0001505612 AMERICAN FUNDS GLOBAL BALANCED FUND 30 S000031109 AMERICAN FUNDS GLOBAL BALANCED FUND C000096499 Class R-3 RGBCX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22496 0001505612 AMERICAN FUNDS GLOBAL BALANCED FUND 30 S000031109 AMERICAN FUNDS GLOBAL BALANCED FUND C000096500 Class R-4 RGBEX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22496 0001505612 AMERICAN FUNDS GLOBAL BALANCED FUND 30 S000031109 AMERICAN FUNDS GLOBAL BALANCED FUND C000096501 Class R-5 RGBFX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22496 0001505612 AMERICAN FUNDS GLOBAL BALANCED FUND 30 S000031109 AMERICAN FUNDS GLOBAL BALANCED FUND C000096502 Class R-6 RGBGX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22496 0001505612 AMERICAN FUNDS GLOBAL BALANCED FUND 30 S000031109 AMERICAN FUNDS GLOBAL BALANCED FUND C000164811 Class R-5E RGBHX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22496 0001505612 AMERICAN FUNDS GLOBAL BALANCED FUND 30 S000031109 AMERICAN FUNDS GLOBAL BALANCED FUND C000096497 Class R-1 RGBLX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22496 0001505612 AMERICAN FUNDS GLOBAL BALANCED FUND 30 S000031109 AMERICAN FUNDS GLOBAL BALANCED FUND C000148460 Class R-2E RGGHX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000120302 Class 529-A CHFAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000120303 Class 529-B CHFBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000120304 Class 529-C CHFCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000120305 Class 529-E CHFEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000120291 Class 529-F-1 CHFFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000120290 Class A GHIAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000120298 Class B GHIBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000120299 Class C GHICX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000120300 Class F-1 GHIFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000120301 Class F-2 GHIGX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000120292 Class R-1 RGHAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000120293 Class R-2 RGHBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000120294 Class R-3 RGHCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000120295 Class R-4 RGHDX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000120296 Class R-5 RGHEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000120297 Class R-6 RGHFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000148448 Class R-2E RGHGX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22745 0001553196 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND 30 S000039113 AMERICAN FUNDS GLOBAL HIGH-INCOME OPPORTUNITIES FUND C000164822 Class R-5E RGHJX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000025132 Class A AMUSX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000025141 Class 529-A CGTAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000025142 Class 529-B CGTBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000025143 Class 529-C CGTCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000025144 Class 529-E CGTEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000025145 Class 529-F-1 CGTFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000068600 Class F-2 GVTFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000148357 Class R-2E RGEVX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000025133 Class R-1 RGVAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000025134 Class R-2 RGVBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000025135 Class R-3 RGVCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000025136 Class R-4 RGVEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000025137 Class R-5 RGVFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000077855 Class R-6 RGVGX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000164800 Class R-5E RGVJX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000025138 Class B UGSBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000025139 Class C UGSCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04318 0000770161 AMERICAN FUNDS INCOME SERIES 30 S000009235 U.S. Government Securities Fund C000025140 Class F-1 UGSFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000120322 Class A BFIAX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000120330 Class B BFIBX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000120331 Class C BFICX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000120332 Class F-1 BFIFX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000120333 Class F-2 BFIGX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000120334 Class 529-A CNLAX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000120335 Class 529-B CNLBX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000120336 Class 529-C CNLCX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000120337 Class 529-E CNLEX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000120323 Class 529-F-1 CNLFX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000120324 Class R-1 RILAX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000120325 Class R-2 RILBX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000120326 Class R-3 RILCX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000120327 Class R-4 RILDX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000120328 Class R-5 RILEX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000120329 Class R-6 RILFX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000148371 Class R-2E RILGX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-22746 0001553197 AMERICAN FUNDS INFLATION LINKED BOND FUND 30 S000039115 AMERICAN FUNDS INFLATION LINKED BOND FUND C000164814 Class R-5E RILHX 6455 IRVINE CENTER DRIVE IRVINE 92618-4518 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008796 Asset Allocation Fund C000023929 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008796 Asset Allocation Fund C000023930 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008796 Asset Allocation Fund C000023931 Class 3 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008796 Asset Allocation Fund C000121512 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008794 Blue Chip Income and Growth Fund C000023924 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008794 Blue Chip Income and Growth Fund C000023925 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008794 Blue Chip Income and Growth Fund C000121510 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008797 Bond Fund C000023932 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008797 Bond Fund C000023933 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008797 Bond Fund C000121513 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000045163 Capital Income Builder C000140604 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000045163 Capital Income Builder C000140605 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000045163 Capital Income Builder C000140606 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000040664 Corporate Bond Fund C000126051 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000040664 Corporate Bond Fund C000126052 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000040664 Corporate Bond Fund C000126053 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000031859 Global Balanced Fund C000099201 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000031859 Global Balanced Fund C000099202 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000031859 Global Balanced Fund C000121517 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000013796 Global Bond Fund C000037827 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000013796 Global Bond Fund C000037828 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000013796 Global Bond Fund C000121515 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000013710 Global Growth and Income Fund C000037623 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000013710 Global Growth and Income Fund C000037624 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000013710 Global Growth and Income Fund C000121514 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008786 Global Growth Fund C000023903 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008786 Global Growth Fund C000023904 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008786 Global Growth Fund C000121502 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008790 Global Small Capitalization Fund C000023914 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008790 Global Small Capitalization Fund C000023915 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008790 Global Small Capitalization Fund C000121506 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008791 Growth Fund C000023916 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008791 Growth Fund C000023917 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008791 Growth Fund C000023918 Class 3 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008791 Growth Fund C000121507 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008795 Growth-Income Fund C000023926 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008795 Growth-Income Fund C000023927 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008795 Growth-Income Fund C000023928 Class 3 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008795 Growth-Income Fund C000121511 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008787 High-Income Bond Fund C000023905 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008787 High-Income Bond Fund C000023906 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008787 High-Income Bond Fund C000023907 Class 3 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008787 High-Income Bond Fund C000121503 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008792 International Fund C000023919 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008792 International Fund C000023920 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008792 International Fund C000023921 Class 3 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008792 International Fund C000121508 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000023461 International Growth and Income Fund C000068980 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000023461 International Growth and Income Fund C000068981 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000023461 International Growth and Income Fund C000121516 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000038240 Managed Risk Asset Allocation Fund C000117906 Class P1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000038240 Managed Risk Asset Allocation Fund C000117907 Class P2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000040667 Managed Risk Blue Chip Income and Growth Fund C000126058 Class P1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000040667 Managed Risk Blue Chip Income and Growth Fund C000126059 Class P2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000040665 Managed Risk Growth Fund C000126054 Class P1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000040665 Managed Risk Growth Fund C000126055 Class P2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000040668 Managed Risk Growth-Income Fund C000126060 Class P1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000040668 Managed Risk Growth-Income Fund C000126061 Class P2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000040666 Managed Risk International Fund C000126056 Class P1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000040666 Managed Risk International Fund C000126057 Class P2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000031860 Mortgage Fund C000099203 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000031860 Mortgage Fund C000099204 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000031860 Mortgage Fund C000121518 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008793 New World Fund C000023922 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008793 New World Fund C000023923 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008793 New World Fund C000121509 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000048970 Portfolio Series - American Funds Global Growth Portfolio C000154330 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000048970 Portfolio Series - American Funds Global Growth Portfolio C000154331 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000048970 Portfolio Series - American Funds Global Growth Portfolio C000154332 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000048971 Portfolio Series - American Funds Growth and Income Portfolio C000154333 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000048971 Portfolio Series - American Funds Growth and Income Portfolio C000154334 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000048971 Portfolio Series - American Funds Growth and Income Portfolio C000154335 Class 4 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000048972 Portfolio Series - American Funds Managed Risk Global Allocation Portfolio C000154336 Class P1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000048972 Portfolio Series - American Funds Managed Risk Global Allocation Portfolio C000154337 Class P2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000048974 Portfolio Series - American Funds Managed Risk Growth and Income Portfolio C000154340 Class P1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000048974 Portfolio Series - American Funds Managed Risk Growth and Income Portfolio C000154341 Class P2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000048973 Portfolio Series - American Funds Managed Risk Growth Portfolio C000154339 Class P1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000048973 Portfolio Series - American Funds Managed Risk Growth Portfolio C000154338 Class P2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008788 U.S. Government/AAA-Rated Securities Fund C000023908 Class 1 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008788 U.S. Government/AAA-Rated Securities Fund C000023909 Class 2 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008788 U.S. Government/AAA-Rated Securities Fund C000023910 Class 3 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03857 0000729528 AMERICAN FUNDS INSURANCE SERIES 30 S000008788 U.S. Government/AAA-Rated Securities Fund C000121504 Class 4 [NULL] 333 S HOPE ST 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811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036465 American Funds Income Portfolio C000111681 Class R-4 RINEX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036465 American Funds Income Portfolio C000111682 Class R-5 RINFX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036465 American Funds Income Portfolio C000111683 Class R-6 RINGX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036465 American Funds Income Portfolio C000148387 Class R-2E RNBEX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036465 American Funds Income Portfolio C000111678 Class R-1 RNCAX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036465 American Funds Income Portfolio C000111680 Class R-3 RNCCX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000111637 Class 529-A CPPAX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000111638 Class 529-B CPPBX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000111639 Class 529-C CPPCX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000111640 Class 529-E CPPEX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000111641 Class 529-F-1 CPPFX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000111636 Class F-2 PPEFX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000111648 Class A PPVAX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000111649 Class B PPVBX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000111650 Class C PPVCX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000111651 Class F-1 PPVFX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000164829 Class R-5E RGMFX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000148386 Class R-2E RPBEX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000111643 Class R-2 RPPBX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000111644 Class R-3 RPPCX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000111645 Class R-4 RPPEX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000111646 Class R-5 RPPFX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000111647 Class R-6 RPPGX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036463 American Funds Preservation Portfolio C000111642 Class R-1 RPPVX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036464 American Funds Tax-Advantaged Income Portfolio C000111652 Class A TAIAX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036464 American Funds Tax-Advantaged Income Portfolio C000111654 Class C TAICX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036464 American Funds Tax-Advantaged Income Portfolio C000111655 Class F-1 TAIFX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036464 American Funds Tax-Advantaged Income Portfolio C000111653 Class B TXABX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036464 American Funds Tax-Advantaged Income Portfolio C000111656 Class F-2 TXIFX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036462 American Funds Tax-Exempt Preservation Portfolio C000111631 Class A TEPAX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036462 American Funds Tax-Exempt Preservation Portfolio C000111632 Class B TEPBX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036462 American Funds Tax-Exempt Preservation Portfolio C000111633 Class C TEPCX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036462 American Funds Tax-Exempt Preservation Portfolio C000111634 Class F-1 TEPFX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22656 0001537151 AMERICAN FUNDS PORTFOLIO SERIES 30 S000036462 American Funds Tax-Exempt Preservation Portfolio C000111635 Class F-2 TXEFX 333 S HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050187 American Funds Retirement Income Portfolio - Conservative C000158418 Class F-1 FAFWX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050187 American Funds Retirement Income Portfolio - Conservative C000158419 Class F-2 FDFWX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050187 American Funds Retirement Income Portfolio - Conservative C000158412 Class A NAARX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050187 American Funds Retirement Income Portfolio - Conservative C000158416 Class B NABRX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050187 American Funds Retirement Income Portfolio - Conservative C000158417 Class C NGCRX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050187 American Funds Retirement Income Portfolio - Conservative C000158420 Class R-1 RARPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050187 American Funds Retirement Income Portfolio - Conservative C000158421 Class R-2 RDRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050187 American Funds Retirement Income Portfolio - Conservative C000158422 Class R-2E RGRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050187 American Funds Retirement Income Portfolio - Conservative C000158423 Class R-3 RJRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050187 American Funds Retirement Income Portfolio - Conservative C000158413 Class R-4 RMRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050187 American Funds Retirement Income Portfolio - Conservative C000158414 Class R-5 RQRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050187 American Funds Retirement Income Portfolio - Conservative C000164836 Class R-5E RROPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050187 American Funds Retirement Income Portfolio - Conservative C000158415 Class R-6 RTRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050188 American Funds Retirement Income Portfolio - Enhanced C000158427 Class F-1 FCFWX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050188 American Funds Retirement Income Portfolio - Enhanced C000158428 Class F-2 FGFWX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050188 American Funds Retirement Income Portfolio - Enhanced C000158424 Class A NDARX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050188 American Funds Retirement Income Portfolio - Enhanced C000158425 Class B NDBRX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050188 American Funds Retirement Income Portfolio - Enhanced C000158426 Class C NDCRX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050188 American Funds Retirement Income Portfolio - Enhanced C000158429 Class R-1 RCRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050188 American Funds Retirement Income Portfolio - Enhanced C000158430 Class R-2 RFRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050188 American Funds Retirement Income Portfolio - Enhanced C000158431 Class R-2E RIRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050188 American Funds Retirement Income Portfolio - Enhanced C000158432 Class R-3 RLRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050188 American Funds Retirement Income Portfolio - Enhanced C000158433 Class R-4 RPRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050188 American Funds Retirement Income Portfolio - Enhanced C000164837 Class R-5E RRQPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050188 American Funds Retirement Income Portfolio - Enhanced C000158435 Class R-6 RVRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050188 American Funds Retirement Income Portfolio - Enhanced C000158434 Class R-5 RXRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050189 American Funds Retirement Income Portfolio - Moderate C000158439 Class F-1 FBFWX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050189 American Funds Retirement Income Portfolio - Moderate C000158440 Class F-2 FHFWX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050189 American Funds Retirement Income Portfolio - Moderate C000158436 Class A NBARX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050189 American Funds Retirement Income Portfolio - Moderate C000158437 Class B NBBRX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050189 American Funds Retirement Income Portfolio - Moderate C000158438 Class C NBCRX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050189 American Funds Retirement Income Portfolio - Moderate C000158441 Class R-1 RBRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050189 American Funds Retirement Income Portfolio - Moderate C000158442 Class R-2 RERPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050189 American Funds Retirement Income Portfolio - Moderate C000158443 Class R-2E RHRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050189 American Funds Retirement Income Portfolio - Moderate C000158444 Class R-3 RKRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050189 American Funds Retirement Income Portfolio - Moderate C000158445 Class R-4 RNRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050189 American Funds Retirement Income Portfolio - Moderate C000164838 Class R-5E RRPPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050189 American Funds Retirement Income Portfolio - Moderate C000158446 Class R-5 RRRPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23053 0001640102 American Funds Retirement Income Portfolio Series 30 S000050189 American Funds Retirement Income Portfolio - Moderate C000158447 Class R-6 RURPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-05750 0000845376 AMERICAN FUNDS SHORT-TERM TAX-EXEMPT BOND FUND 30 S000009233 AMERICAN FUNDS SHORT-TERM TAX-EXEMPT BOND FUND C000025125 Class A ASTEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05750 0000845376 AMERICAN FUNDS SHORT-TERM TAX-EXEMPT BOND FUND 30 S000009233 AMERICAN FUNDS SHORT-TERM TAX-EXEMPT BOND FUND C000079136 Class F-2 ASTFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05750 0000845376 AMERICAN FUNDS SHORT-TERM TAX-EXEMPT BOND FUND 30 S000009233 AMERICAN FUNDS SHORT-TERM TAX-EXEMPT BOND FUND C000079135 Class F-1 FSTTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164473 Class A ANBAX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164474 Class B ANBBX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164475 Class C ANBCX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164476 Class F-1 ANBEX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164460 Class F-2 ANBFX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164459 Class 529-A CANAX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164469 Class 529-B CANBX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164470 Class 529-C CANCX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164471 Class 529-E CANEX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164472 Class 529-F-1 CANFX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164461 Class R-1 RANAX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164462 Class R-2 RANBX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164464 Class R-3 RANCX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164465 Class R-4 RANEX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164466 Class R-5 RANFX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164468 Class R-6 RANGX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164463 Class R-2E RANHX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-23101 0001655146 AMERICAN FUNDS STRATEGIC BOND FUND 30 S000052313 American Funds Strategic Bond Fund C000164467 Class R-5E RANJX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015555 American Funds 2010 Target Date Retirement Fund C000042375 Class A AAATX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015555 American Funds 2010 Target Date Retirement Fund C000135733 Class B BBATX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015555 American Funds 2010 Target Date Retirement Fund C000135734 Class C CCATX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015555 American Funds 2010 Target Date Retirement Fund C000135735 Class F-1 FAATX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015555 American Funds 2010 Target Date Retirement Fund C000135736 Class F-2 FBATX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015555 American Funds 2010 Target Date Retirement Fund C000042376 Class R-1 RAATX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015555 American Funds 2010 Target Date Retirement Fund C000042377 Class R-2 RBATX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015555 American Funds 2010 Target Date Retirement Fund C000148403 Class R-2E RBEAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015555 American Funds 2010 Target Date Retirement Fund C000042378 Class R-3 RCATX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015555 American Funds 2010 Target Date Retirement Fund C000042379 Class R-4 RDATX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015555 American Funds 2010 Target Date Retirement Fund C000042380 Class R-5 REATX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015555 American Funds 2010 Target Date Retirement Fund C000077951 Class R-6 RFTTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015555 American Funds 2010 Target Date Retirement Fund C000164839 Class R-5E RHATX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015556 American Funds 2015 Target Date Retirement Fund C000042384 Class A AABTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015556 American Funds 2015 Target Date Retirement Fund C000135737 Class B BBBTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015556 American Funds 2015 Target Date Retirement Fund C000135738 Class C CCBTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015556 American Funds 2015 Target Date Retirement Fund C000135739 Class F-1 FAKTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015556 American Funds 2015 Target Date Retirement Fund C000135740 Class F-2 FBBTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015556 American Funds 2015 Target Date Retirement Fund C000042385 Class R-1 RAJTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015556 American Funds 2015 Target Date Retirement Fund C000148404 Class R-2E RBEJX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015556 American Funds 2015 Target Date Retirement Fund C000042386 Class R-2 RBJTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015556 American Funds 2015 Target Date Retirement Fund C000042381 Class R-3 RCJTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015556 American Funds 2015 Target Date Retirement Fund C000042382 Class R-4 RDBTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015556 American Funds 2015 Target Date Retirement Fund C000042383 Class R-5 REJTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015556 American Funds 2015 Target Date Retirement Fund C000078486 Class R-6 RFJTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015556 American Funds 2015 Target Date Retirement Fund C000164840 Class R-5E RHBTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015557 American Funds 2020 Target Date Retirement Fund C000042387 Class A AACTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015557 American Funds 2020 Target Date Retirement Fund C000135744 Class B BBCTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015557 American Funds 2020 Target Date Retirement Fund C000135741 Class C CCCTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015557 American Funds 2020 Target Date Retirement Fund C000135742 Class F-1 FAOTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015557 American Funds 2020 Target Date Retirement Fund C000135743 Class F-2 FBCTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015557 American Funds 2020 Target Date Retirement Fund C000042388 Class R-1 RACTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015557 American Funds 2020 Target Date Retirement Fund C000042389 Class R-2 RBCTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015557 American Funds 2020 Target Date Retirement Fund C000148405 Class R-2E RBEHX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015557 American Funds 2020 Target Date Retirement Fund C000042390 Class R-3 RCCTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015557 American Funds 2020 Target Date Retirement Fund C000042391 Class R-4 RDCTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015557 American Funds 2020 Target Date Retirement Fund C000042392 Class R-5 RECTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015557 American Funds 2020 Target Date Retirement Fund C000164841 Class R-5E RHCTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015557 American Funds 2020 Target Date Retirement Fund C000078487 Class R-6 RRCTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015558 American Funds 2025 Target Date Retirement Fund C000042393 Class A AADTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015558 American Funds 2025 Target Date Retirement Fund C000135745 Class B BBDTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015558 American Funds 2025 Target Date Retirement Fund C000135746 Class C CCDTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015558 American Funds 2025 Target Date Retirement Fund C000135747 Class F-1 FAPTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015558 American Funds 2025 Target Date Retirement Fund C000135748 Class F-2 FBDTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015558 American Funds 2025 Target Date Retirement Fund C000042394 Class R-1 RADTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015558 American Funds 2025 Target Date Retirement Fund C000042395 Class R-2 RBDTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015558 American Funds 2025 Target Date Retirement Fund C000148406 Class R-2E RBEDX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015558 American Funds 2025 Target Date Retirement Fund C000042396 Class R-3 RCDTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015558 American Funds 2025 Target Date Retirement Fund C000042397 Class R-4 RDDTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015558 American Funds 2025 Target Date Retirement Fund C000042398 Class R-5 REDTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015558 American Funds 2025 Target Date Retirement Fund C000078488 Class R-6 RFDTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015558 American Funds 2025 Target Date Retirement Fund C000164842 Class R-5E RHDTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015559 American Funds 2030 Target Date Retirement Fund C000042399 Class A AAETX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015559 American Funds 2030 Target Date Retirement Fund C000135749 Class B BBETX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015559 American Funds 2030 Target Date Retirement Fund C000135750 Class C CCETX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015559 American Funds 2030 Target Date Retirement Fund C000135751 Class F-1 FAETX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015559 American Funds 2030 Target Date Retirement Fund C000135752 Class F-2 FBETX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015559 American Funds 2030 Target Date Retirement Fund C000042400 Class R-1 RAETX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015559 American Funds 2030 Target Date Retirement Fund C000148407 Class R-2E RBEEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015559 American Funds 2030 Target Date Retirement Fund C000042401 Class R-2 RBETX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015559 American Funds 2030 Target Date Retirement Fund C000042402 Class R-3 RCETX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015559 American Funds 2030 Target Date Retirement Fund C000042403 Class R-4 RDETX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015559 American Funds 2030 Target Date Retirement Fund C000042404 Class R-5 REETX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015559 American Funds 2030 Target Date Retirement Fund C000078489 Class R-6 RFETX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015559 American Funds 2030 Target Date Retirement Fund C000164843 Class R-5E RHETX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015560 American Funds 2035 Target Date Retirement Fund C000042405 Class A AAFTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015560 American Funds 2035 Target Date Retirement Fund C000135753 Class B BBFTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015560 American Funds 2035 Target Date Retirement Fund C000135754 Class C CCFTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015560 American Funds 2035 Target Date Retirement Fund C000135755 Class F-1 FAQTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015560 American Funds 2035 Target Date Retirement Fund C000135756 Class F-2 FBFTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015560 American Funds 2035 Target Date Retirement Fund C000042406 Class R-1 RAFTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015560 American Funds 2035 Target Date Retirement Fund C000148408 Class R-2E RBEFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015560 American Funds 2035 Target Date Retirement Fund C000042407 Class R-2 RBFTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015560 American Funds 2035 Target Date Retirement Fund C000042408 Class R-3 RCFTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015560 American Funds 2035 Target Date Retirement Fund C000042409 Class R-4 RDFTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015560 American Funds 2035 Target Date Retirement Fund C000042410 Class R-5 REFTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015560 American Funds 2035 Target Date Retirement Fund C000078490 Class R-6 RFFTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015560 American Funds 2035 Target Date Retirement Fund C000164844 Class R-5E RHFTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015561 American Funds 2040 Target Date Retirement Fund C000042411 Class A AAGTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015561 American Funds 2040 Target Date Retirement Fund C000135757 Class B BBGTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015561 American Funds 2040 Target Date Retirement Fund C000135758 Class C CCGTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015561 American Funds 2040 Target Date Retirement Fund C000135759 Class F-1 FAUTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015561 American Funds 2040 Target Date Retirement Fund C000135760 Class F-2 FBGTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015561 American Funds 2040 Target Date Retirement Fund C000042412 Class R-1 RAKTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015561 American Funds 2040 Target Date Retirement Fund C000148409 Class R-2E RBEKX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015561 American Funds 2040 Target Date Retirement Fund C000042413 Class R-2 RBKTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015561 American Funds 2040 Target Date Retirement Fund C000042414 Class R-3 RCKTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015561 American Funds 2040 Target Date Retirement Fund C000042415 Class R-4 RDGTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015561 American Funds 2040 Target Date Retirement Fund C000042416 Class R-5 REGTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015561 American Funds 2040 Target Date Retirement Fund C000078491 Class R-6 RFGTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015561 American Funds 2040 Target Date Retirement Fund C000164845 Class R-5E RHGTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015562 American Funds 2045 Target Date Retirement Fund C000042417 Class A AAHTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015562 American Funds 2045 Target Date Retirement Fund C000135761 Class B BBHTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015562 American Funds 2045 Target Date Retirement Fund C000135762 Class C CCHTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015562 American Funds 2045 Target Date Retirement Fund C000135763 Class F-1 FATTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015562 American Funds 2045 Target Date Retirement Fund C000135764 Class F-2 FBHTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015562 American Funds 2045 Target Date Retirement Fund C000042418 Class R-1 RAHTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015562 American Funds 2045 Target Date Retirement Fund C000148410 Class R-2E RBHHX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015562 American Funds 2045 Target Date Retirement Fund C000042419 Class R-2 RBHTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015562 American Funds 2045 Target Date Retirement Fund C000042420 Class R-3 RCHTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015562 American Funds 2045 Target Date Retirement Fund C000042421 Class R-4 RDHTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015562 American Funds 2045 Target Date Retirement Fund C000042422 Class R-5 REHTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015562 American Funds 2045 Target Date Retirement Fund C000078492 Class R-6 RFHTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015562 American Funds 2045 Target Date Retirement Fund C000164846 Class R-5E RHHTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015563 American Funds 2050 Target Date Retirement Fund C000042423 Class A AALTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015563 American Funds 2050 Target Date Retirement Fund C000135765 Class B BBITX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015563 American Funds 2050 Target Date Retirement Fund C000135766 Class C CCITX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015563 American Funds 2050 Target Date Retirement Fund C000135767 Class F-1 FAITX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015563 American Funds 2050 Target Date Retirement Fund C000135768 Class F-2 FBITX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015563 American Funds 2050 Target Date Retirement Fund C000042424 Class R-1 RAITX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015563 American Funds 2050 Target Date Retirement Fund C000148411 Class R-2E RBHEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015563 American Funds 2050 Target Date Retirement Fund C000042425 Class R-2 RBITX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015563 American Funds 2050 Target Date Retirement Fund C000042426 Class R-3 RCITX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015563 American Funds 2050 Target Date Retirement Fund C000042427 Class R-4 RDITX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015563 American Funds 2050 Target Date Retirement Fund C000042428 Class R-5 REITX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015563 American Funds 2050 Target Date Retirement Fund C000078493 Class R-6 RFITX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000015563 American Funds 2050 Target Date Retirement Fund C000164847 Class R-5E RHITX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000027236 American Funds 2055 Target Date Retirement Fund C000082210 Class A AAMTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000027236 American Funds 2055 Target Date Retirement Fund C000135769 Class B BBJTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000027236 American Funds 2055 Target Date Retirement Fund C000135770 Class C CCJTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000027236 American Funds 2055 Target Date Retirement Fund C000135771 Class F-1 FAJTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000027236 American Funds 2055 Target Date Retirement Fund C000135772 Class F-2 FBJTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000027236 American Funds 2055 Target Date Retirement Fund C000082211 Class R-1 RAMTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000027236 American Funds 2055 Target Date Retirement Fund C000148412 Class R-2E RBEMX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000027236 American Funds 2055 Target Date Retirement Fund C000082212 Class R-2 RBMTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000027236 American Funds 2055 Target Date Retirement Fund C000082213 Class R-3 RCMTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000027236 American Funds 2055 Target Date Retirement Fund C000082214 Class R-4 RDJTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000027236 American Funds 2055 Target Date Retirement Fund C000082215 Class R-5 REKTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000027236 American Funds 2055 Target Date Retirement Fund C000082216 Class R-6 RFKTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000027236 American Funds 2055 Target Date Retirement Fund C000164848 Class R-5E RHJTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000047903 American Funds 2060 Target Date Retirement Fund C000150454 Class A AANTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000047903 American Funds 2060 Target Date Retirement Fund C000150458 Class B BBKTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000047903 American Funds 2060 Target Date Retirement Fund C000150459 Class C CCKTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000047903 American Funds 2060 Target Date Retirement Fund C000150460 Class F-1 FAWTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000047903 American Funds 2060 Target Date Retirement Fund C000150461 Class F-2 FBKTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000047903 American Funds 2060 Target Date Retirement Fund C000150462 Class R-1 RANTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000047903 American Funds 2060 Target Date Retirement Fund C000150464 Class R-2E RBENX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000047903 American Funds 2060 Target Date Retirement Fund C000150463 Class R-2 RBNTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000047903 American Funds 2060 Target Date Retirement Fund C000150465 Class R-3 RCNTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000047903 American Funds 2060 Target Date Retirement Fund C000150455 Class R-4 RDKTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000047903 American Funds 2060 Target Date Retirement Fund C000150456 Class R-5 REMTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000047903 American Funds 2060 Target Date Retirement Fund C000150457 Class R-6 RFUTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21981 0001380175 American Funds Target Date Retirement Series 30 S000047903 American Funds 2060 Target Date Retirement Fund C000164849 Class R-5E RHKTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04694 0000794389 AMERICAN FUNDS TAX EXEMPT SERIES II / CA 30 S000009239 Tax-Exempt Fund of California C000025170 Class A TAFTX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04694 0000794389 AMERICAN FUNDS TAX EXEMPT SERIES II / CA 30 S000009239 Tax-Exempt Fund of California C000025171 Class B TECBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04694 0000794389 AMERICAN FUNDS TAX EXEMPT SERIES II / CA 30 S000009239 Tax-Exempt Fund of California C000025172 Class C TECCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04694 0000794389 AMERICAN FUNDS TAX EXEMPT SERIES II / CA 30 S000009239 Tax-Exempt Fund of California C000025173 Class F-1 TECFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-04694 0000794389 AMERICAN 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529-E EAFXX 333 SOUTH HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22277 0001454975 American Funds U.S. Government Money Market Fund 30 S000025394 American Funds U.S. Government Money Market Fund C000075887 Class 529-F-1 FARXX 333 SOUTH HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22277 0001454975 American Funds U.S. Government Money Market Fund 30 S000025394 American Funds U.S. Government Money Market Fund C000075888 Class R-1 RAAXX 333 SOUTH HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22277 0001454975 American Funds U.S. Government Money Market Fund 30 S000025394 American Funds U.S. Government Money Market Fund C000075889 Class R-2 RABXX 333 SOUTH HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22277 0001454975 American Funds U.S. Government Money Market Fund 30 S000025394 American Funds U.S. Government Money Market Fund C000075890 Class R-3 RACXX 333 SOUTH HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22277 0001454975 American Funds U.S. Government Money Market Fund 30 S000025394 American Funds U.S. Government Money Market Fund C000075891 Class R-4 RADXX 333 SOUTH HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22277 0001454975 American Funds U.S. Government Money Market Fund 30 S000025394 American Funds U.S. Government Money Market Fund C000075892 Class R-5 RAEXX 333 SOUTH HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22277 0001454975 American Funds U.S. Government Money Market Fund 30 S000025394 American Funds U.S. Government Money Market Fund C000075893 Class R-6 RAFXX 333 SOUTH HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22277 0001454975 American Funds U.S. Government Money Market Fund 30 S000025394 American Funds U.S. Government Money Market Fund C000164807 Class R-5E RAGXX 333 SOUTH HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-22277 0001454975 American Funds U.S. Government Money Market Fund 30 S000025394 American Funds U.S. Government Money Market Fund C000148462 Class R-2E RBEXX 333 SOUTH HOPE STREET LOS ANGELES 90071 CA 55TH FLOOR 811-00825 0000005138 AMERICAN GROWTH FUND INC 30 S000012125 AMERICAN GROWTH FUND Series One C000110218 c000033067 [NULL] 1636 LOGAN STREET DENVER 80203 CO [NULL] 811-00825 0000005138 AMERICAN GROWTH FUND INC 30 S000012125 AMERICAN GROWTH FUND Series One C000110219 c000033068 [NULL] 1636 LOGAN STREET DENVER 80203 CO [NULL] 811-00825 0000005138 AMERICAN GROWTH FUND INC 30 S000012125 AMERICAN GROWTH FUND Series One C000110220 c000033069 [NULL] 1636 LOGAN STREET DENVER 80203 CO [NULL] 811-00825 0000005138 AMERICAN GROWTH FUND INC 30 S000012125 AMERICAN GROWTH FUND Series One C000110221 c000033070 [NULL] 1636 LOGAN STREET DENVER 80203 CO [NULL] 811-00825 0000005138 AMERICAN GROWTH FUND INC 30 S000012125 AMERICAN GROWTH FUND Series One C000033068 SERIES ONE CLASS A AMRAX 1636 LOGAN STREET DENVER 80203 CO [NULL] 811-00825 0000005138 AMERICAN GROWTH FUND INC 30 S000012125 AMERICAN GROWTH FUND Series One C000033069 SERIES ONE CLASS B AMRBX 1636 LOGAN STREET DENVER 80203 CO [NULL] 811-00825 0000005138 AMERICAN GROWTH FUND INC 30 S000012125 AMERICAN GROWTH FUND Series One C000033070 SERIES ONE CLASS C AMRCX 1636 LOGAN STREET DENVER 80203 CO [NULL] 811-00825 0000005138 AMERICAN GROWTH FUND INC 30 S000012125 AMERICAN GROWTH FUND Series One C000033067 SERIES ONE CLASS D AMRGX 1636 LOGAN STREET DENVER 80203 CO [NULL] 811-00825 0000005138 AMERICAN GROWTH FUND INC 30 S000030968 AMERICAN GROWTH FUND Series Two C000096005 SERIES TWO CLASS E AMREX 1636 LOGAN STREET DENVER 80203 CO [NULL] 811-00825 0000005138 AMERICAN GROWTH FUND INC 30 S000030968 AMERICAN GROWTH FUND Series Two C000096006 SERIES TWO CLASS F AMRHX 1636 LOGAN STREET DENVER 80203 CO [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000068571 Class F-2 AHIFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000025083 Class A AHITX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000025089 Class B AHTBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000025090 Class C AHTCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000025091 Class F-1 AHTFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000025092 Class 529-A CITAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000025093 Class 529-B CITBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000025094 Class 529-C CITCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000025095 Class 529-E CITEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000025096 Class 529-F-1 CITFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000025084 Class R-1 RITAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000025085 Class R-2 RITBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000025086 Class R-3 RITCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000025087 Class R-4 RITEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000025088 Class R-5 RITFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000077919 Class R-6 RITGX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000164805 Class R-5E RITHX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05364 0000823620 AMERICAN HIGH INCOME TRUST 30 S000009230 AMERICAN HIGH INCOME TRUST C000148436 Class R-2E RTEHX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-08576 0000925950 AMERICAN HIGH-INCOME MUNICIPAL BOND FUND 30 S000009229 AMERICAN HIGH-INCOME MUNICIPAL BOND FUND C000114834 Class R-6 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-08576 0000925950 AMERICAN HIGH-INCOME MUNICIPAL BOND FUND 30 S000009229 AMERICAN HIGH-INCOME MUNICIPAL BOND FUND C000025081 Class F-1 ABHFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-08576 0000925950 AMERICAN HIGH-INCOME MUNICIPAL BOND FUND 30 S000009229 AMERICAN HIGH-INCOME MUNICIPAL BOND FUND C000025079 Class B ABHMX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-08576 0000925950 AMERICAN HIGH-INCOME MUNICIPAL BOND FUND 30 S000009229 AMERICAN HIGH-INCOME MUNICIPAL BOND FUND C000025080 Class C AHICX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-08576 0000925950 AMERICAN HIGH-INCOME MUNICIPAL BOND FUND 30 S000009229 AMERICAN HIGH-INCOME MUNICIPAL BOND FUND C000068565 Class F-2 AHMFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-08576 0000925950 AMERICAN HIGH-INCOME MUNICIPAL BOND FUND 30 S000009229 AMERICAN HIGH-INCOME MUNICIPAL BOND FUND C000025078 Class A AMHIX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21757 0001324443 American Independence Funds Trust 30 S000011461 American Independence Boyd Watterson Core Plus Fund C000031728 Class A IBFSX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000011461 American Independence Boyd Watterson Core Plus Fund C000031689 Institutional Class IIISX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000052272 American Independence Hillcrest Small Cap Value Fund C000164387 Class A HLCAX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000052272 American Independence Hillcrest Small Cap Value Fund C000164388 Class C HLCCX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000052272 American Independence Hillcrest Small Cap Value Fund C000164386 Institutional Class HLCIX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000042029 American Independence JAForlines Risk-Managed Allocation Fund C000130574 Class A AARMX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000042029 American Independence JAForlines Risk-Managed Allocation Fund C000130575 Class C ACRMX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000042029 American Independence JAForlines Risk-Managed Allocation Fund C000130573 Institutional Class RMAIX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000011462 American Independence Kansas Tax-Exempt Bond Fund C000031691 Class A IKSTX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000011462 American Independence Kansas Tax-Exempt Bond Fund C000031721 Class C IKTEX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000011462 American Independence Kansas Tax-Exempt Bond Fund C000031690 Institutional Class SEKSX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000011458 American Independence Navellier Defensive Alpha Fund C000031723 Class C FMGCX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000011458 American Independence Navellier Defensive Alpha Fund C000031686 Institutional Class FMGRX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000011458 American Independence Navellier Defensive Alpha Fund C000031722 Class A IFCSX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000011459 American Independence Navellier International Fund C000031724 Class A IIESX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000011459 American Independence Navellier International Fund C000031687 Institutional Class IMSSX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000050130 American Independence Navellier Large Cap Growth Fund C000158128 Class A LGNAX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000050130 American Independence Navellier Large Cap Growth Fund C000158129 Class C LGNCX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000050130 American Independence Navellier Large Cap Growth Fund C000158127 Institutional Class LGNIX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000021676 American Independence U.S. Inflation-Protected Fund C000125523 Premier Class AIIPX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000021676 American Independence U.S. Inflation-Protected Fund C000062134 Class C FCIHX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000021676 American Independence U.S. Inflation-Protected Fund C000062135 Institutional Class FFIHX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-21757 0001324443 American Independence Funds Trust 30 S000021676 American Independence U.S. Inflation-Protected Fund C000062133 Class A FNIHX 1345 AVENUE OF THE AMERICAS NEW YORK 10105 NY 2ND FLOOR 811-07761 0001020807 AMERICAN MATURITY LIFE INSURANCE CO SEPARATE ACCOUNT AMLVA 32 S000000781 AMERICAN MATURITY LIFE INSURANCE CO SEPARATE ACCOUNT AMLVA C000002325 The AARP Variable Annuity [NULL] 200 HOPMEADOW ST SIMSBURY 06089 CT AMERICAN MATURITY LIFE INSURANCE CO 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000024455 Class B AMFBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000024456 Class C AMFCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000024457 Class F-1 AMFFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000068556 Class F-2 AMRFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000024449 Class A AMRMX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000024458 Class 529-A CMLAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000024459 Class 529-B CMLBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000024460 Class 529-C CMLCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000024461 Class 529-E CMLEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000024462 Class 529-F-1 CMLFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000148452 Class R-2E RMEBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000024450 Class R-1 RMFAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000024451 Class R-2 RMFBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000024452 Class R-3 RMFCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000024453 Class R-4 RMFEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000024454 Class R-5 RMFFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000077851 Class R-6 RMFGX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00572 0000005506 AMERICAN MUTUAL FUND 30 S000008999 AMERICAN MUTUAL FUND C000164809 Class R-5E RMFHX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-07600 0000899732 AMERICAN NATIONAL VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000009807 AMERICAN NATIONAL VARIABLE ANNUITY SEPARATE ACCOUNT C000027099 Investrac Gold Variable Annuity [NULL] ONE MOODY PLAZA GALVESTON 77550 TX CORPORATE COMPLIANCE 14TH FL 811-07600 0000899732 AMERICAN NATIONAL VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000009807 AMERICAN NATIONAL VARIABLE ANNUITY SEPARATE ACCOUNT C000027097 WealthQuest III Group Unallocated Variable Annuity [NULL] ONE MOODY PLAZA GALVESTON 77550 TX CORPORATE COMPLIANCE 14TH FL 811-07600 0000899732 AMERICAN NATIONAL VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000009807 AMERICAN NATIONAL VARIABLE ANNUITY SEPARATE ACCOUNT C000027096 WealthQuest III Variable Annuity [NULL] ONE MOODY PLAZA GALVESTON 77550 TX CORPORATE COMPLIANCE 14TH FL 811-07600 0000899732 AMERICAN NATIONAL VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000009807 AMERICAN NATIONAL VARIABLE ANNUITY SEPARATE ACCOUNT C000027098 WealthQuest Variable Annuity II [NULL] ONE MOODY PLAZA GALVESTON 77550 TX CORPORATE COMPLIANCE 14TH FL 811-06160 0000867289 AMERICAN NATIONAL VARIABLE LIFE SEPARATE ACCOUNT 33 S000009805 AMERICAN NATIONAL VARIABLE LIFE SEPARATE ACCOUNT C000027089 Investrac Advantage Variable Universal Life [NULL] ONE MOODY PLAZA GALVESTON 77550 TX CORPORATE COMPLIANCE 14TH FL 811-06160 0000867289 AMERICAN NATIONAL VARIABLE LIFE SEPARATE ACCOUNT 33 S000009805 AMERICAN NATIONAL VARIABLE LIFE SEPARATE ACCOUNT C000027088 Investrac Gold Variable Universal Life [NULL] ONE MOODY PLAZA GALVESTON 77550 TX CORPORATE COMPLIANCE 14TH FL 811-06160 0000867289 AMERICAN NATIONAL VARIABLE LIFE SEPARATE ACCOUNT 33 S000009805 AMERICAN NATIONAL VARIABLE LIFE SEPARATE ACCOUNT C000027090 Survivorship Advantage Variable Universal Life [NULL] ONE MOODY PLAZA GALVESTON 77550 TX CORPORATE COMPLIANCE 14TH FL 811-06160 0000867289 AMERICAN NATIONAL VARIABLE LIFE SEPARATE ACCOUNT 33 S000009805 AMERICAN NATIONAL VARIABLE LIFE SEPARATE ACCOUNT C000027091 Wealthquest III Variable Universal Life [NULL] ONE MOODY PLAZA GALVESTON 77550 TX CORPORATE COMPLIANCE 14TH FL 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008425 API Capital Income Fund C000023129 Institutional Class Shares AFAAX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008425 API Capital Income Fund C000023128 Class L Shares AFDDX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008425 API Capital Income Fund C000023130 Class A Shares APIGX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008425 API Capital Income Fund C000169019 Class C APPVX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008427 API Efficient Frontier Value Fund C000023134 Class A Shares ADVAX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008427 API Efficient Frontier Value Fund C000169021 Class C ADVCX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008427 API Efficient Frontier Value Fund C000127243 Institutional Class APIVX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008427 API Efficient Frontier Value Fund C000023133 Class L Shares YCVTX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008424 API Growth Fund C000023127 Class A Shares AFGGX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008424 API Growth Fund C000169018 Class C APGGX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008424 API Growth Fund C000127241 Institutional Class APGRX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008424 API Growth Fund C000023126 Class L Shares APITX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000025174 API Master Allocation Fund C000075062 Class A Shares APIFX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000025174 API Master Allocation Fund C000075063 Class L Shares APILX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000025174 API Master Allocation Fund C000127244 Institutional Class APMAX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000025174 API Master Allocation Fund C000169023 Class C APMQX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008428 API Multi-Asset Income Fund C000169022 Class C AFFCX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008428 API Multi-Asset Income Fund C000023135 Class L Shares AFFIX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008428 API Multi-Asset Income Fund C000085545 Institutional Class Shares APIIX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008428 API Multi-Asset Income Fund C000023136 Class A Shares APIUX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008426 API Short Term Bond Fund C000023131 Class L Shares AFMMX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008426 API Short Term Bond Fund C000127242 Institutional Class APIBX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008426 API Short Term Bond Fund C000023132 Class A Shares APIMX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000008426 API Short Term Bond Fund C000169020 Class C APIQX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000053764 YORKTOWN MID-CAP FUND C000169014 Class A YWBAX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000053764 YORKTOWN MID-CAP FUND C000169015 Class C YWBCX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000053764 YORKTOWN MID-CAP FUND C000169017 Institutional Class YWBIX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000053764 YORKTOWN MID-CAP FUND C000169016 Class L YWBLX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000053763 YORKTOWN SMALL-CAP FUND C000169010 Class A YOVAX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000053763 YORKTOWN SMALL-CAP FUND C000169011 Class C YOVCX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000053763 YORKTOWN SMALL-CAP FUND C000169013 Institutional Class YOVIX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-04262 0000764859 AMERICAN PENSION INVESTORS TRUST 30 S000053763 YORKTOWN SMALL-CAP FUND C000169012 Class L YOVLX 2303 YORKTOWN AVE LYNCHBURG 24501 VA [NULL] 811-07904 0000909758 AMERICAN SEPARATE ACCOUNT NO 2 32 S000009424 AMERICAN SEPARATE ACCOUNT NO 2 C000025778 Flexible Premium Deferred Annuity and Individual Retirement Annuity Contracts [NULL] 666 FIFTH AVE NEW YORK 10103 NY [NULL] 811-08368 0000919020 AMERICAN SEPARATE ACCOUNT NO 3 33 S000011563 AMERICAN SEPARATE ACCOUNT NO 3 C000031852 Variable Universal Life Insurance Policy [NULL] 666 FIFTH AVE NEW YORK 10103 NY [NULL] 811-08087 0001035215 AMERICAN SKANDIA MASTER TRUST 30 S000002549 ASMT MONEY MARKET PORTFOLIO C000007018 ASMT MONEY MARKET PORTFOLIO [NULL] ONE CORPORATE DR SHELTON 06484 CT [NULL] 811-07661 0001016274 AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVA 32 S000011629 AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVA C000031967 Advisor Select [NULL] 5900 O STREET LINCOLN 68510 NE P O BOX 81889 811-07661 0001016274 AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVA 32 S000011629 AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVA C000159769 Ameritas Advisor No-Load VA [NULL] 5900 O STREET LINCOLN 68510 NE P O BOX 81889 811-07661 0001016274 AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVA 32 S000011629 AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVA C000031965 NLVA (4080) [NULL] 5900 O STREET LINCOLN 68510 NE P O BOX 81889 811-07661 0001016274 AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVA 32 S000011629 AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVA C000031966 NLVA (6150) [NULL] 5900 O STREET LINCOLN 68510 NE P O BOX 81889 811-07661 0001016274 AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVA 32 S000011629 AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVA C000117517 No-Load VA 6150 [NULL] 5900 O STREET LINCOLN 68510 NE P O BOX 81889 811-08868 0000933094 AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVL 33 S000011628 AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVL C000068217 Ameritas Advisor VUL [NULL] 5900 O ST P O BOX 81889 LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-08868 0000933094 AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVL 33 S000011628 AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVL C000031963 LLSVUL [NULL] 5900 O ST P O BOX 81889 LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-08868 0000933094 AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVL 33 S000011628 AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVL C000031964 LLVL [NULL] 5900 O ST P O BOX 81889 LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-09977 0001116493 AMERITAS LIFE OF NY SEPARATE ACCOUNT VA 32 S000011633 AMERITAS LIFE OF NY SEPARATE ACCOUNT VA C000031972 Accent [NULL] 1350 BROADWAY NEW YORK 10018 NY SUITE 2201 811-09977 0001116493 AMERITAS LIFE OF NY SEPARATE ACCOUNT VA 32 S000011633 AMERITAS LIFE OF NY SEPARATE ACCOUNT VA C000031973 Acclaim [NULL] 1350 BROADWAY NEW YORK 10018 NY SUITE 2201 811-09977 0001116493 AMERITAS LIFE OF NY SEPARATE ACCOUNT VA 32 S000011633 AMERITAS LIFE OF NY SEPARATE ACCOUNT VA C000031971 Annuity IIIP [NULL] 1350 BROADWAY NEW YORK 10018 NY SUITE 2201 811-09979 0001116492 AMERITAS LIFE OF NY SEPARATE ACCOUNT VUL 33 S000011632 AMERITAS LIFE OF NY SEPARATE ACCOUNT VUL C000031970 Encore II [NULL] 1350 BROADWAY NEW YORK 10018 NY SUITE 2201 811-04473 0000783402 AMERITAS VARIABLE SEPARATE ACCOUNT V 33 S000011620 AMERITAS VARIABLE SEPARATE ACCOUNT V C000050465 Applause! [NULL] 5900 O ST P O BOX 81889 LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-04473 0000783402 AMERITAS VARIABLE SEPARATE ACCOUNT V 33 S000011620 AMERITAS VARIABLE SEPARATE ACCOUNT V C000050466 Applause! II [NULL] 5900 O ST P O BOX 81889 LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-04473 0000783402 AMERITAS VARIABLE SEPARATE ACCOUNT V 33 S000011620 AMERITAS VARIABLE SEPARATE ACCOUNT V C000050468 Bravo! [NULL] 5900 O ST P O BOX 81889 LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-04473 0000783402 AMERITAS VARIABLE SEPARATE ACCOUNT V 33 S000011620 AMERITAS VARIABLE SEPARATE ACCOUNT V C000050470 Corporate Benefit [NULL] 5900 O ST P O BOX 81889 LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-04473 0000783402 AMERITAS VARIABLE SEPARATE ACCOUNT V 33 S000011620 AMERITAS VARIABLE SEPARATE ACCOUNT V C000050467 Encore! [NULL] 5900 O ST P O BOX 81889 LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-04473 0000783402 AMERITAS VARIABLE SEPARATE ACCOUNT V 33 S000011620 AMERITAS VARIABLE SEPARATE ACCOUNT V C000068218 Excel Performance VUL [NULL] 5900 O ST P O BOX 81889 LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-04473 0000783402 AMERITAS VARIABLE SEPARATE ACCOUNT V 33 S000011620 AMERITAS VARIABLE SEPARATE ACCOUNT V C000050473 Ovation! [NULL] 5900 O ST P O BOX 81889 LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-04473 0000783402 AMERITAS VARIABLE SEPARATE ACCOUNT V 33 S000011620 AMERITAS VARIABLE SEPARATE ACCOUNT V C000050476 Protector [NULL] 5900 O ST P O BOX 81889 LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-04473 0000783402 AMERITAS VARIABLE SEPARATE ACCOUNT V 33 S000011620 AMERITAS VARIABLE SEPARATE ACCOUNT V C000050464 SPVUL [NULL] 5900 O ST P O BOX 81889 LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-04473 0000783402 AMERITAS VARIABLE SEPARATE ACCOUNT V 33 S000011620 AMERITAS VARIABLE SEPARATE ACCOUNT V C000050463 Uni-Var [NULL] 5900 O ST P O BOX 81889 LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-04473 0000783402 AMERITAS VARIABLE SEPARATE ACCOUNT V 33 S000011620 AMERITAS VARIABLE SEPARATE ACCOUNT V C000050469 Viva [NULL] 5900 O ST P O BOX 81889 LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-21135 0001175163 AMERITAS VARIABLE SEPARATE ACCOUNT VA 32 S000011622 AMERITAS VARIABLE SEPARATE ACCOUNT VA C000050472 Allocator Annuity [NULL] PO BOX 81889 LINCOLN 68501-1889 NE C/O AMERITAS LIFE INSURANCE CORP 811-21135 0001175163 AMERITAS VARIABLE SEPARATE ACCOUNT VA 32 S000011622 AMERITAS VARIABLE SEPARATE ACCOUNT VA C000050471 Designer Annuity [NULL] PO BOX 81889 LINCOLN 68501-1889 NE C/O AMERITAS LIFE INSURANCE CORP 811-05192 0000814848 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 32 S000011621 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 C000050483 Accent! [NULL] 5900 O ST LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-05192 0000814848 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 32 S000011621 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 C000050482 Acclaim! [NULL] 5900 O ST LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-05192 0000814848 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 32 S000011621 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 C000050478 Annuity III-P [NULL] 5900 O ST LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-05192 0000814848 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 32 S000011621 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 C000162725 Direction Variable Annuity [NULL] 5900 O ST LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-05192 0000814848 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 32 S000011621 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 C000050462 Medley! [NULL] 5900 O ST LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-05192 0000814848 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 32 S000011621 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 C000050479 Overture Annuity [NULL] 5900 O ST LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-05192 0000814848 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 32 S000011621 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 C000050480 Overture Annuity II [NULL] 5900 O ST LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-05192 0000814848 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 32 S000011621 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 C000050481 Overture Annuity III [NULL] 5900 O ST LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-05192 0000814848 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 32 S000011621 AMERITAS VARIABLE SEPARATE ACCOUNT VA-2 C000117515 Overture Medley [NULL] 5900 O ST LINCOLN 68510 NE C/O AMERITAS LIFE INSURANCE CORP 811-21136 0001175164 AMERITAS VARIABLE SEPARATE ACCOUNT VL 33 S000011627 AMERITAS VARIABLE SEPARATE ACCOUNT VL C000050474 Allocator [NULL] PO BOX 81889 LINCOLN 68501-1889 NE C/O AMERITAS LIFE INSURANCE CORP 811-21136 0001175164 AMERITAS VARIABLE SEPARATE ACCOUNT VL 33 S000011627 AMERITAS VARIABLE SEPARATE ACCOUNT VL C000050477 Exec Select [NULL] PO BOX 81889 LINCOLN 68501-1889 NE C/O AMERITAS LIFE INSURANCE CORP 811-21136 0001175164 AMERITAS VARIABLE SEPARATE ACCOUNT VL 33 S000011627 AMERITAS VARIABLE SEPARATE ACCOUNT VL C000050475 Regent [NULL] PO BOX 81889 LINCOLN 68501-1889 NE C/O AMERITAS LIFE INSURANCE CORP 811-09521 0001089951 AMG FUNDS 30 S000047833 AMG Chicago Equity Partners Small Cap Value Fund C000150226 Institutional Class CESIX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000047833 AMG Chicago Equity Partners Small Cap Value Fund C000150225 Service Class CESSX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000047833 AMG Chicago Equity Partners Small Cap Value Fund C000150224 Investor Class CESVX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000025838 AMG GW&K Municipal Bond Fund C000077267 Institutional Class GWMIX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000025838 AMG GW&K Municipal Bond Fund C000077268 Service Class GWMSX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000025838 AMG GW&K Municipal Bond Fund C000077269 Investor Class GWMTX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000023781 AMG GW&K Municipal Enhanced Yield Fund C000069909 Institutional Class GWMEX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000023781 AMG GW&K Municipal Enhanced Yield Fund C000078885 Investor Class GWMNX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000023781 AMG GW&K Municipal Enhanced Yield Fund C000078886 Service Class GWMRX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000023782 AMG GW&K Small Cap Core Fund C000069911 Institutional Class GWEIX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000023782 AMG GW&K Small Cap Core Fund C000078887 Service Class GWESX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000023782 AMG GW&K Small Cap Core Fund C000069910 Investor Class GWETX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000049941 AMG GW&K SMALL CAP GROWTH FUND C000157696 INVESTOR CLASS [NULL] 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000049941 AMG GW&K SMALL CAP GROWTH FUND C000157695 SERVICE CLASS [NULL] 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000049941 AMG GW&K SMALL CAP GROWTH FUND C000157694 INSTITUTIONAL CLASS GWGIX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000009875 AMG Managers Essex Small/Micro Cap Growth Fund C000027321 Investor Class MBRSX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000020207 AMG Managers Skyline Special Equities Fund C000056573 AMG Managers Skyline Special Equities Fund SKSEX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000054277 AMG Multi-Asset Income Fund C000170444 Institutional Class [NULL] 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000054277 AMG Multi-Asset Income Fund C000170446 Investor Class [NULL] 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000054277 AMG Multi-Asset Income Fund C000170445 Service Class [NULL] 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000045695 AMG Renaissance International Equity Fund C000142454 Investor Class RIEIX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000045695 AMG Renaissance International Equity Fund C000142456 Institutional Class RIELX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000045695 AMG Renaissance International Equity Fund C000142455 Service Class RIESX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000025839 AMG Renaissance Large Cap Growth Fund C000077270 Institutional Class MRLIX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000025839 AMG Renaissance Large Cap Growth Fund C000077271 Service Class MRLSX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000025839 AMG Renaissance Large Cap Growth Fund C000077272 Investor Class MRLTX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000054540 AMG SOUTHERNSUN GLOBAL OPPORTUNITIES FUND C000171224 INSTITUTIONAL CLASS SSOLX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000054540 AMG SOUTHERNSUN GLOBAL OPPORTUNITIES FUND C000171225 INVESTOR CLASS SSOVX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000044449 AMG SouthernSun Small Cap Fund C000138296 Investor Class SSSFX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000044449 AMG SouthernSun Small Cap Fund C000138297 Institutional Class SSSIX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000044448 AMG SouthernSun U.S. Equity Fund C000138295 Class C SSECX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000044448 AMG SouthernSun U.S. Equity Fund C000138293 Investor Class SSEFX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000044448 AMG SouthernSun U.S. Equity Fund C000138294 Institutional Class SSEIX 600 STEAMBOAT ROAD GREENWICH 06830 CT SUITE 300 811-09521 0001089951 AMG FUNDS 30 S000009874 AMG Systematic Large 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452015423 OH PO BOX 5423 811-08017 0001030213 ANNUITY INVESTORS VARIABLE ACCOUNT B 32 S000010745 ANNUITY INVESTORS VARIABLE ACCOUNT B C000029684 The Commodore Independence [NULL] C/O ANNUITY INVESTORS LIFE INSURANCE CO CINCINNATI 452015423 OH PO BOX 5423 811-08017 0001030213 ANNUITY INVESTORS VARIABLE ACCOUNT B 32 S000010745 ANNUITY INVESTORS VARIABLE ACCOUNT B C000029685 The Commodore Spirit [NULL] C/O ANNUITY INVESTORS LIFE INSURANCE CO CINCINNATI 452015423 OH PO BOX 5423 811-21095 0001170238 ANNUITY INVESTORS VARIABLE ACCOUNT C 32 S000010766 ANNUITY INVESTORS VARIABLE ACCOUNT C C000061638 Access100 [NULL] C/O ANNUITY INVESTORS LIFE INSURANCE CO CINCINNATI 45201-5423 OH PO BOX 5423 811-21095 0001170238 ANNUITY INVESTORS VARIABLE ACCOUNT C 32 S000010766 ANNUITY INVESTORS VARIABLE ACCOUNT C C000060934 ContributorPlus [NULL] C/O ANNUITY INVESTORS LIFE INSURANCE CO CINCINNATI 45201-5423 OH PO BOX 5423 811-21095 0001170238 ANNUITY INVESTORS VARIABLE ACCOUNT C 32 S000010766 ANNUITY INVESTORS VARIABLE ACCOUNT C C000060874 Flex(b) [NULL] C/O ANNUITY INVESTORS LIFE INSURANCE CO CINCINNATI 45201-5423 OH PO BOX 5423 811-21095 0001170238 ANNUITY INVESTORS VARIABLE ACCOUNT C 32 S000010766 ANNUITY INVESTORS VARIABLE ACCOUNT C C000029746 The Commodore Helmsman [NULL] C/O ANNUITY INVESTORS LIFE INSURANCE CO CINCINNATI 45201-5423 OH PO BOX 5423 811-21095 0001170238 ANNUITY INVESTORS VARIABLE ACCOUNT C 32 S000010766 ANNUITY INVESTORS VARIABLE ACCOUNT C C000029745 The Commodore Majesty [NULL] C/O ANNUITY INVESTORS LIFE INSURANCE CO CINCINNATI 45201-5423 OH PO BOX 5423 811-21095 0001170238 ANNUITY INVESTORS VARIABLE ACCOUNT C 32 S000010766 ANNUITY INVESTORS VARIABLE ACCOUNT C C000062308 TotalGroup [NULL] C/O ANNUITY INVESTORS LIFE INSURANCE CO CINCINNATI 45201-5423 OH PO BOX 5423 811-21095 0001170238 ANNUITY INVESTORS VARIABLE ACCOUNT C 32 S000010766 ANNUITY INVESTORS VARIABLE ACCOUNT C C000060714 Transition20 [NULL] C/O ANNUITY INVESTORS LIFE INSURANCE CO CINCINNATI 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S000041643 Aquila Tax-Free Fund For Utah C000129284 Class C UTACX 120 WEST 45TH STREET NEW YORK 10036 NY STE 3600 811-04503 0000784056 AQUILA MUNICIPAL TRUST 30 S000041643 Aquila Tax-Free Fund For Utah C000129283 Class A UTAHX 120 WEST 45TH STREET NEW YORK 10036 NY STE 3600 811-04503 0000784056 AQUILA MUNICIPAL TRUST 30 S000041643 Aquila Tax-Free Fund For Utah C000129285 Class I UTAIX 120 WEST 45TH STREET NEW YORK 10036 NY STE 3600 811-04503 0000784056 AQUILA MUNICIPAL TRUST 30 S000041643 Aquila Tax-Free Fund For Utah C000129286 Class Y UTAYX 120 WEST 45TH STREET NEW YORK 10036 NY STE 3600 811-04503 0000784056 AQUILA MUNICIPAL TRUST 30 S000041640 Aquila Tax-Free Fund of Colorado C000129272 Class C COTCX 120 WEST 45TH STREET NEW YORK 10036 NY STE 3600 811-04503 0000784056 AQUILA MUNICIPAL TRUST 30 S000041640 Aquila Tax-Free Fund of Colorado C000129271 Class A COTFX 120 WEST 45TH STREET NEW YORK 10036 NY STE 3600 811-04503 0000784056 AQUILA MUNICIPAL TRUST 30 S000041640 Aquila Tax-Free Fund of Colorado C000129273 Class I COTIX 120 WEST 45TH STREET NEW YORK 10036 NY STE 3600 811-04503 0000784056 AQUILA MUNICIPAL TRUST 30 S000041640 Aquila Tax-Free Fund of Colorado C000129274 Class Y COTYX 120 WEST 45TH STREET NEW YORK 10036 NY STE 3600 811-04503 0000784056 AQUILA MUNICIPAL TRUST 30 S000009132 AQUILA TAX-FREE TRUST OF ARIZONA C000024834 Class C AZTCX 120 WEST 45TH STREET NEW YORK 10036 NY STE 3600 811-04503 0000784056 AQUILA MUNICIPAL TRUST 30 S000009132 AQUILA TAX-FREE TRUST OF ARIZONA C000024833 Class A AZTFX 120 WEST 45TH STREET NEW YORK 10036 NY STE 3600 811-04503 0000784056 AQUILA MUNICIPAL TRUST 30 S000009132 AQUILA TAX-FREE TRUST OF ARIZONA C000024835 Class I AZTIX 120 WEST 45TH STREET NEW YORK 10036 NY STE 3600 811-04503 0000784056 AQUILA MUNICIPAL TRUST 30 S000009132 AQUILA TAX-FREE TRUST OF ARIZONA C000024836 Class Y AZTYX 120 WEST 45TH STREET NEW YORK 10036 NY STE 3600 811-09815 0001105076 ARBITRAGE FUNDS 30 S000047725 Arbitrage Tactical Equity Fund 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DENVER 80203 CO 1290 BROADWAY, SUITE 1100 811-09815 0001105076 ARBITRAGE FUNDS 30 S000047725 Arbitrage Tactical Equity Fund C000149947 Class C ATQCX C/O ALPS FUND SERVICES, INC. DENVER 80203 CO 1290 BROADWAY, SUITE 1100 811-09815 0001105076 ARBITRAGE FUNDS 30 S000047725 Arbitrage Tactical Equity Fund C000149945 Class R ATQFX C/O ALPS FUND SERVICES, INC. DENVER 80203 CO 1290 BROADWAY, SUITE 1100 811-09815 0001105076 ARBITRAGE FUNDS 30 S000047725 Arbitrage Tactical Equity Fund C000149946 Class I ATQIX C/O ALPS FUND SERVICES, INC. DENVER 80203 CO 1290 BROADWAY, SUITE 1100 811-09815 0001105076 ARBITRAGE FUNDS 30 S000039281 THE ARBITRAGE CREDIT OPPORTUNITIES FUND C000120978 Class I ACFIX C/O ALPS FUND SERVICES, INC. DENVER 80203 CO 1290 BROADWAY, SUITE 1100 811-09815 0001105076 ARBITRAGE FUNDS 30 S000039281 THE ARBITRAGE CREDIT OPPORTUNITIES FUND C000127230 Class A AGCAX C/O ALPS FUND SERVICES, INC. DENVER 80203 CO 1290 BROADWAY, SUITE 1100 811-09815 0001105076 ARBITRAGE FUNDS 30 S000039281 THE ARBITRAGE CREDIT OPPORTUNITIES FUND C000120979 Class C ARCCX C/O ALPS FUND SERVICES, INC. DENVER 80203 CO 1290 BROADWAY, SUITE 1100 811-09815 0001105076 ARBITRAGE FUNDS 30 S000039281 THE ARBITRAGE CREDIT OPPORTUNITIES FUND C000120977 Class R ARCFX C/O ALPS FUND SERVICES, INC. DENVER 80203 CO 1290 BROADWAY, SUITE 1100 811-09815 0001105076 ARBITRAGE FUNDS 30 S000030113 THE ARBITRAGE EVENT-DRIVEN FUND C000092484 Class R AEDFX C/O ALPS FUND SERVICES, INC. DENVER 80203 CO 1290 BROADWAY, SUITE 1100 811-09815 0001105076 ARBITRAGE FUNDS 30 S000030113 THE ARBITRAGE EVENT-DRIVEN FUND C000092485 Class I AEDNX C/O ALPS FUND SERVICES, INC. DENVER 80203 CO 1290 BROADWAY, SUITE 1100 811-09815 0001105076 ARBITRAGE FUNDS 30 S000030113 THE ARBITRAGE EVENT-DRIVEN FUND C000115402 Class C AEFCX C/O ALPS FUND SERVICES, INC. DENVER 80203 CO 1290 BROADWAY, SUITE 1100 811-09815 0001105076 ARBITRAGE FUNDS 30 S000030113 THE ARBITRAGE EVENT-DRIVEN FUND C000127229 Class A AGEAX C/O ALPS FUND SERVICES, INC. DENVER 80203 CO 1290 BROADWAY, SUITE 1100 811-09815 0001105076 ARBITRAGE FUNDS 30 S000006440 THE ARBITRAGE FUND C000115401 Class C ARBCX C/O ALPS FUND SERVICES, INC. DENVER 80203 CO 1290 BROADWAY, SUITE 1100 811-09815 0001105076 ARBITRAGE FUNDS 30 S000006440 THE ARBITRAGE FUND C000017637 Class R ARBFX C/O ALPS FUND SERVICES, INC. DENVER 80203 CO 1290 BROADWAY, SUITE 1100 811-09815 0001105076 ARBITRAGE FUNDS 30 S000006440 THE ARBITRAGE FUND C000017638 Class I ARBNX C/O ALPS FUND SERVICES, INC. DENVER 80203 CO 1290 BROADWAY, SUITE 1100 811-09815 0001105076 ARBITRAGE FUNDS 30 S000006440 THE ARBITRAGE FUND C000127228 Class A ARGAX C/O ALPS FUND SERVICES, INC. DENVER 80203 CO 1290 BROADWAY, SUITE 1100 811-22356 0001477491 ARCHER INVESTMENT SERIES TRUST 30 S000028092 Archer Balanced Fund C000085570 Archer Balanced Fund ARCHX 9000 KEYSTONE CROSSING INDIANAPOLIS 46240 IN SUITE 630 811-22356 0001477491 ARCHER INVESTMENT SERIES TRUST 30 S000054409 Archer Dividend Growth Fund C000170898 Archer Dividend Growth Fund ARDGX 9000 KEYSTONE CROSSING INDIANAPOLIS 46240 IN SUITE 630 811-22356 0001477491 ARCHER INVESTMENT SERIES TRUST 30 S000030455 Archer Income Fund C000093505 Archer Income Fund ARINX 9000 KEYSTONE CROSSING INDIANAPOLIS 46240 IN SUITE 630 811-22356 0001477491 ARCHER INVESTMENT SERIES TRUST 30 S000030456 Archer Stock Fund C000093506 Archer Stock Fund ARSKX 9000 KEYSTONE CROSSING INDIANAPOLIS 46240 IN SUITE 630 811-22701 0001547625 Arden Investment Series Trust 30 S000037639 Arden Alternative Strategies Fund C000116093 Class I Shares ARDNX 375 PARK AVENUE, 32 FLOOR NEW YORK 10152 NY [NULL] 811-22701 0001547625 Arden Investment Series Trust 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FUNDS TRUST (f/k/a BARON ASSET FUND) 30 S000000586 BARON FIFTH AVENUE GROWTH FUND C000165213 Class R6 BFTUX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-05032 0000810902 BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) 30 S000000583 BARON GROWTH FUND C000001636 BARON GROWTH FUND BGRFX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-05032 0000810902 BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) 30 S000000583 BARON GROWTH FUND C000077819 Institutional Shares BGRIX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-05032 0000810902 BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) 30 S000000583 BARON GROWTH FUND C000165211 Class R6 BGRUX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-05032 0000810902 BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) 30 S000000585 BARON OPPORTUNITY FUND C000174753 R6 Shares [NULL] 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-05032 0000810902 BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) 30 S000000585 BARON OPPORTUNITY FUND C000077821 Institutional Shares BIOIX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-05032 0000810902 BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) 30 S000000585 BARON OPPORTUNITY FUND C000001638 BARON OPPORTUNITY FUND BIOPX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-05032 0000810902 BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) 30 S000000584 BARON SMALL CAP FUND C000001637 BARON SMALL CAP FUND BSCFX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-05032 0000810902 BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) 30 S000000584 BARON SMALL CAP FUND C000165212 Class R6 BSCUX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-05032 0000810902 BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND) 30 S000000584 BARON SMALL CAP FUND C000077820 Institutional Shares BSFIX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000030894 Baron Emerging Markets Fund C000095861 Baron Emerging Markets Fund BEXFX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000030894 Baron Emerging Markets Fund C000095862 Institutional Shares BEXIX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000030894 Baron Emerging Markets Fund C000165215 Class R6 BEXUX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000033824 Baron Energy and Resources Fund C000174763 R6 Shares [NULL] 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000033824 Baron Energy and Resources Fund C000104476 Baron Energy and Resources Fund BENFX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000033824 Baron Energy and Resources Fund C000111291 Institutional Shares BENIX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000022521 Baron Focused Growth Fund C000174761 R6 Shares [NULL] 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000022521 Baron Focused Growth Fund C000065146 Baron Focused Growth Fund BFGFX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000022521 Baron Focused Growth Fund C000077806 Institutional Shares BFGIX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000036767 Baron Global Advantage Fund C000174764 R6 Shares [NULL] 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000036767 Baron Global Advantage Fund C000112440 Baron Global Advantage Fund BGAFX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000036767 Baron Global Advantage Fund C000112441 Institutional Shares BGAIX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000024707 Baron International Growth Fund C000174762 R6 Shares [NULL] 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000024707 Baron International Growth Fund C000073358 Baron International Growth Fund BIGFX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000024707 Baron International Growth Fund C000077807 Institutional Shares BINIX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000000588 Baron Partners Fund C000174760 R6 Shares [NULL] 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000000588 Baron Partners Fund C000077805 Institutional Shares BPTIX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000000588 Baron Partners Fund C000001642 Baron Partners Fund BPTRX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000027257 Baron Real Estate Fund C000082256 Baron Real Estate Fund BREFX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000027257 Baron Real Estate Fund C000082257 Institutional Shares BREIX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-21296 0001217673 BARON SELECT FUNDS 30 S000027257 Baron Real Estate Fund C000165214 Class R6 BREUX 767 FIFTH AVE NEW YORK 10153 NY 49TH FL 811-02884 0000277585 BARRETT OPPORTUNITY FUND, INC. 30 S000008740 BARRETT OPPORTUNITY FUND, INC. C000023798 Class O SAOPX BARRETT ASSET MANAGEMENT, LLC NEW YORK 10016 NY 90 PARK AVENUE 811-21829 0001342947 BBH Trust 30 S000015104 BBH Core Select C000041204 Class N Shares BBTEX 50 POST OFFICE SQUARE BOSTON 02110 MA [NULL] 811-21829 0001342947 BBH Trust 30 S000015104 BBH Core Select C000092545 Retail Class Shares BBTRX 50 POST OFFICE SQUARE BOSTON 02110 MA [NULL] 811-21829 0001342947 BBH Trust 30 S000039385 BBH Global Core Select C000121369 Class N Shares BBGNX 50 POST OFFICE SQUARE BOSTON 02110 MA [NULL] 811-21829 0001342947 BBH Trust 30 S000039385 BBH Global Core Select C000121370 Retail Class Shares BBGRX 50 POST OFFICE SQUARE BOSTON 02110 MA [NULL] 811-21829 0001342947 BBH Trust 30 S000034202 BBH Intermediate Municipal Bond Fund C000105435 Class I Shares [NULL] 50 POST OFFICE SQUARE BOSTON 02110 MA [NULL] 811-21829 0001342947 BBH Trust 30 S000034202 BBH Intermediate Municipal Bond Fund C000105434 Class N Shares [NULL] 50 POST OFFICE SQUARE BOSTON 02110 MA [NULL] 811-21829 0001342947 BBH Trust 30 S000015105 BBH International Equity Fund C000041205 Class N Shares BBHEX 50 POST OFFICE SQUARE BOSTON 02110 MA [NULL] 811-21829 0001342947 BBH Trust 30 S000015105 BBH International Equity Fund C000041206 Class I Shares BBHLX 50 POST OFFICE SQUARE BOSTON 02110 MA [NULL] 811-21829 0001342947 BBH Trust 30 S000015110 BBH Limited Duration Fund C000041214 Class I Shares BBBIX 50 POST OFFICE SQUARE BOSTON 02110 MA [NULL] 811-21829 0001342947 BBH Trust 30 S000015110 BBH Limited Duration Fund C000041213 Class N Shares BBBMX 50 POST OFFICE SQUARE BOSTON 02110 MA [NULL] 811-21829 0001342947 BBH Trust 30 S000015108 BBH U.S. Government Money Market Fund C000041210 Regular Shares BBMXX 50 POST OFFICE SQUARE BOSTON 02110 MA [NULL] 811-21829 0001342947 BBH Trust 30 S000015108 BBH U.S. Government Money Market Fund C000041211 Institutional Shares BBSXX 50 POST OFFICE SQUARE BOSTON 02110 MA [NULL] 811-21197 0001186233 BBIF GOVERNMENT SECURITIES FUND 30 S000002954 BBIF GOVERNMENT SECURITIES FUND C000008084 Class 1 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21197 0001186233 BBIF GOVERNMENT SECURITIES FUND 30 S000002954 BBIF GOVERNMENT SECURITIES FUND C000008085 Class 2 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21197 0001186233 BBIF GOVERNMENT SECURITIES FUND 30 S000002954 BBIF GOVERNMENT SECURITIES FUND C000008086 Class 3 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21197 0001186233 BBIF GOVERNMENT SECURITIES FUND 30 S000002954 BBIF GOVERNMENT SECURITIES FUND C000008087 Class 4 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21196 0001186231 BBIF MONEY FUND 30 S000002951 BBIF MONEY FUND C000008078 Class 1 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21196 0001186231 BBIF MONEY FUND 30 S000002951 BBIF MONEY FUND C000008079 Class 2 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21196 0001186231 BBIF MONEY FUND 30 S000002951 BBIF MONEY FUND C000008080 Class 3 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21196 0001186231 BBIF MONEY FUND 30 S000002951 BBIF MONEY FUND C000008081 Class 4 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21198 0001186235 BBIF TAX EXEMPT FUND 30 S000002960 BBIF TAX EXEMPT FUND C000008096 Class 1 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21198 0001186235 BBIF TAX EXEMPT FUND 30 S000002960 BBIF TAX EXEMPT FUND C000008097 Class 2 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21198 0001186235 BBIF TAX EXEMPT FUND 30 S000002960 BBIF TAX EXEMPT FUND C000008098 Class 3 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21198 0001186235 BBIF TAX EXEMPT FUND 30 S000002960 BBIF TAX EXEMPT FUND C000008099 Class 4 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21199 0001186237 BBIF TREASURY FUND 30 S000002957 BBIF TREASURY FUND C000008090 Class 1 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21199 0001186237 BBIF TREASURY FUND 30 S000002957 BBIF TREASURY FUND C000008091 Class 2 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21199 0001186237 BBIF TREASURY FUND 30 S000002957 BBIF TREASURY FUND C000008092 Class 3 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21199 0001186237 BBIF TREASURY FUND 30 S000002957 BBIF TREASURY FUND C000008093 Class 4 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-08043 0001030979 BERKSHIRE FUNDS 30 S000004886 Berkshire Focus Fund C000013240 Berkshire Focus Fund BFOCX C/O BERKSHIRE CAPITAL HOLDINGS INC SAN JOSE 95134-2453 CA 475 MILAN DR SUITE 103 811-23100 0001653463 Bernstein Fund Inc 30 S000051866 International Small Cap Portfolio C000163285 Advisor Class [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051866 International Small Cap Portfolio C000163286 Class A [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051866 International Small Cap Portfolio C000163287 Class C [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051866 International Small Cap Portfolio C000163290 Class I [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051866 International Small Cap Portfolio C000163289 Class K [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051866 International Small Cap Portfolio C000163288 Class R [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051866 International Small Cap Portfolio C000163291 Class Z [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051866 International Small Cap Portfolio C000163292 SCB Class [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051865 International Strategic Equities Portfolio C000163278 Advisor Class [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051865 International Strategic Equities Portfolio C000163279 Class A [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051865 International Strategic Equities Portfolio C000163280 Class C [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051865 International Strategic Equities Portfolio C000163283 Class I [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051865 International Strategic Equities Portfolio C000163282 Class K [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051865 International Strategic Equities Portfolio C000163281 Class R [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051865 International Strategic Equities Portfolio C000163284 Class Z [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051865 International Strategic Equities Portfolio C000163277 SCB Class [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051867 Small Cap Core Portfolio C000163294 Advisor Class [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051867 Small Cap Core Portfolio C000163295 Class A [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051867 Small Cap Core Portfolio C000163296 Class C [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051867 Small Cap Core Portfolio C000163299 Class I [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051867 Small Cap Core Portfolio C000163298 Class K [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051867 Small Cap Core Portfolio C000163297 Class R [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051867 Small Cap Core Portfolio C000163300 Class Z [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-23100 0001653463 Bernstein Fund Inc 30 S000051867 Small Cap Core Portfolio C000163293 SCB Class [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-21034 0001166729 BERNSTEIN SANFORD C FUND II INC 30 S000011063 Bernstein Intermediate Duration Institutional Portfolio C000030507 Bernstein Intermediate Duration Institutional Portfolio [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011051 California Municipal Portfolio C000030482 AB Intermediate California Municipal Class B ACLBX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011051 California Municipal Portfolio C000030483 AB Intermediate California Municipal Class C ACMCX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011051 California Municipal Portfolio C000030481 AB Intermediate California Municipal Class A AICAX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011051 California Municipal Portfolio C000157745 Advisor Class AICYX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011051 California Municipal Portfolio C000084881 California Municipal Class SNCAX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011055 Diversified Municipal Portfolio C000030490 AB Intermediate Diversified Municipal Class A AIDAX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011055 Diversified Municipal Portfolio C000030491 AB Intermediate Diversified Municipal Class B AIDBX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011055 Diversified Municipal Portfolio C000157746 Advisor Class AIDYX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011055 Diversified Municipal Portfolio C000030492 AB Intermediate Diversified Municipal Class C AIMCX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011055 Diversified Municipal Portfolio C000084883 Diversified Municipal Class SNDPX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011056 Emerging Markets Portfolio C000164576 Emerging Markets Portfolio Class Z EGMZX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011056 Emerging Markets Portfolio C000030493 Emerging Markets Portfolio SNEMX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011057 Intermediate Duration Portfolio C000030494 Intermediate Duration Portfolio SNIDX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011059 International Portfolio C000030498 AB International Class R [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011059 International Portfolio C000084885 International Class [NULL] ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011059 International Portfolio C000030499 AB International Class A AIZAX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011059 International Portfolio C000030500 AB International Class B AIZBX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011059 International Portfolio C000030501 AB International Class C AIZCX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011059 International Portfolio C000164578 AB International Class Z AIZZX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011060 New York Municipal Portfolio C000030502 AB Intermediate New York Municipal Class A ANIAX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011060 New York Municipal Portfolio C000157747 Advisor Class ANIYX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011060 New York Municipal Portfolio C000030504 AB Intermediate New York Municipal Class C ANMCX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011060 New York Municipal Portfolio C000030503 AB Intermediate New York Municipal Class B ANYBX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011060 New York Municipal Portfolio C000084886 New York Municipal Class SNNYX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000027647 Overlay A Portfolio C000083494 Class 1 SAOOX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000027647 Overlay A Portfolio C000083495 Class 2 SAOTX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000027649 Overlay B Portfolio C000083498 Class 1 SBOOX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000027649 Overlay B Portfolio C000083499 Class 2 SBOTX ALLIANCEBERNSTEIN LP NEW YORK 10105 NY 1345 AVENUE OF THE AMERICAS 811-05555 0000832808 BERNSTEIN SANFORD C FUND INC 30 S000011061 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PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000050371 BlackRock Developed Real Estate Index Fund C000159045 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000039982 BlackRock Disciplined Small Cap Core Fund C000166014 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000039982 BlackRock Disciplined Small Cap Core Fund C000124019 Institutional Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000039982 BlackRock Disciplined Small Cap Core Fund C000124020 Investor A Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000039982 BlackRock Disciplined Small Cap Core Fund C000124021 Investor C Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000030675 BlackRock Emerging Markets Dividend Fund C000095061 Institutional Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000030675 BlackRock Emerging Markets Dividend Fund C000095059 Investor A Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000030675 BlackRock Emerging Markets Dividend Fund C000095060 Investor C Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000052876 BlackRock Emerging Markets Equity Strategies Fund C000166356 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000052876 BlackRock Emerging Markets Equity Strategies Fund C000166355 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000052876 BlackRock Emerging Markets Equity Strategies Fund C000166353 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000052876 BlackRock Emerging Markets Equity Strategies Fund C000166354 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000033603 BlackRock Emerging Markets Long/Short Equity Fund C000103258 Institutional Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000033603 BlackRock Emerging Markets Long/Short Equity Fund C000103256 Investor A Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000033603 BlackRock Emerging Markets Long/Short Equity Fund C000103257 Investor C Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001875 BLACKROCK ENERGY & RESOURCES PORTFOLIO C000037659 R Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001875 BLACKROCK ENERGY & RESOURCES PORTFOLIO C000004902 INSTITUTIONAL SGLSX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001875 BLACKROCK ENERGY & RESOURCES PORTFOLIO C000004906 INVESTOR C SSGDX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001875 BLACKROCK ENERGY & RESOURCES PORTFOLIO C000004905 INVESTOR B SSGPX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001875 BLACKROCK ENERGY & RESOURCES PORTFOLIO C000004904 INVESTOR A SSGRX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001875 BLACKROCK ENERGY & RESOURCES PORTFOLIO C000004903 SERVICE SSRGX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001878 BLACKROCK EXCHANGE PORTFOLIO C000004917 BLACKROCK STSEX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001871 BLACKROCK FLEXIBLE EQUITY FUND C000037656 R Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001871 BLACKROCK FLEXIBLE EQUITY FUND C000004885 INVESTOR A BMCAX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001871 BLACKROCK FLEXIBLE EQUITY FUND C000004887 INVESTOR C BMCCX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001871 BLACKROCK FLEXIBLE EQUITY FUND C000004886 INVESTOR B BMCVX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001871 BLACKROCK FLEXIBLE EQUITY FUND C000004883 INSTITUTIONAL CMVIX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001871 BLACKROCK FLEXIBLE EQUITY FUND C000004884 SERVICE CMVSX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000033600 BlackRock Global Long/Short Credit Fund C000166018 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000033600 BlackRock Global Long/Short Credit Fund C000103249 Institutional Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000033600 BlackRock Global Long/Short Credit Fund C000103247 Investor A Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000033600 BlackRock Global Long/Short Credit Fund C000103248 Investor C Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000039460 BlackRock Global Long/Short Equity Fund C000166017 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000039460 BlackRock Global Long/Short Equity Fund C000121567 Institutional Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000039460 BlackRock Global Long/Short Equity Fund C000121568 Investor A Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000039460 BlackRock Global Long/Short Equity Fund C000121569 Investor C Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000008399 BLACKROCK GLOBAL OPPORTUNITIES PORTFOLIO C000023028 INSTITUTIONAL CLASS [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000008399 BLACKROCK GLOBAL OPPORTUNITIES PORTFOLIO C000023030 INVESTOR A CLASS [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000008399 BLACKROCK GLOBAL OPPORTUNITIES PORTFOLIO C000023032 INVESTOR C CLASS [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000008399 BLACKROCK GLOBAL OPPORTUNITIES PORTFOLIO C000037670 R Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000008399 BLACKROCK GLOBAL OPPORTUNITIES PORTFOLIO C000023029 SERVICE CLASS [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001877 BLACKROCK HEALTH SCIENCES OPPORTUNITIES PORTFOLIO C000172900 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001877 BLACKROCK HEALTH SCIENCES OPPORTUNITIES PORTFOLIO C000037661 R Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001877 BLACKROCK HEALTH SCIENCES OPPORTUNITIES PORTFOLIO C000004913 SERVICE SHISX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001877 BLACKROCK HEALTH SCIENCES OPPORTUNITIES PORTFOLIO C000004914 INVESTOR A SHSAX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001877 BLACKROCK HEALTH SCIENCES OPPORTUNITIES PORTFOLIO C000004916 INVESTOR C SHSCX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001877 BLACKROCK HEALTH SCIENCES OPPORTUNITIES PORTFOLIO C000004915 INVESTOR B SHSPX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001877 BLACKROCK HEALTH SCIENCES OPPORTUNITIES PORTFOLIO C000004912 INSTITUTIONAL SHSSX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054980 BlackRock Impact Bond Fund C000172939 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054980 BlackRock Impact Bond Fund C000172938 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054980 BlackRock Impact Bond Fund C000172936 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054980 BlackRock Impact Bond Fund C000172937 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000051092 BlackRock Impact U.S. Equity Fund C000166019 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000051092 BlackRock Impact U.S. Equity Fund C000160936 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000051092 BlackRock Impact U.S. Equity Fund C000160934 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000051092 BlackRock Impact U.S. Equity Fund C000160935 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000053863 BlackRock International Aggregate Bond Index Fund C000169540 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000053863 BlackRock International Aggregate Bond Index Fund C000169539 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000053863 BlackRock International Aggregate Bond Index Fund C000169538 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001511 BLACKROCK INTERNATIONAL OPPORTUNITIES PORTFOLIO C000037631 R Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001511 BLACKROCK INTERNATIONAL OPPORTUNITIES PORTFOLIO C000004067 INSTITUTIONAL BISIX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001511 BLACKROCK INTERNATIONAL OPPORTUNITIES PORTFOLIO C000004069 INVESTOR A BREAX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001511 BLACKROCK INTERNATIONAL OPPORTUNITIES PORTFOLIO C000004070 INVESTOR B BREBX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001511 BLACKROCK INTERNATIONAL OPPORTUNITIES PORTFOLIO C000004071 INVESTOR C BRECX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001511 BLACKROCK INTERNATIONAL OPPORTUNITIES PORTFOLIO C000004068 SERVICE BRESX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000047066 BlackRock Macro Themes Fund C000147135 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000047066 BlackRock Macro Themes Fund C000147136 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000047066 BlackRock Macro Themes Fund C000147137 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001505 BLACKROCK MID CAP GROWTH EQUITY PORTFOLIO C000166016 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001505 BLACKROCK MID CAP GROWTH EQUITY PORTFOLIO C000004038 INVESTOR A BMGAX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001505 BLACKROCK MID CAP GROWTH EQUITY PORTFOLIO C000004039 INVESTOR B BMGBX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001505 BLACKROCK MID CAP GROWTH EQUITY PORTFOLIO C000004040 INVESTOR C BMGCX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001505 BLACKROCK MID CAP GROWTH EQUITY PORTFOLIO C000037625 R Shares BMRRX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001505 BLACKROCK MID CAP GROWTH EQUITY PORTFOLIO C000004036 INSTITUTIONAL CMGIX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001505 BLACKROCK MID CAP GROWTH EQUITY PORTFOLIO C000004037 SERVICE CMGSX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000049319 BlackRock Midcap Index Fund C000155941 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000049319 BlackRock Midcap Index Fund C000155940 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000049319 BlackRock Midcap Index Fund C000163604 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054537 BlackRock Min Vol EAFE Index Fund C000171206 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054537 BlackRock Min Vol EAFE Index Fund C000171205 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054537 BlackRock Min Vol EAFE Index Fund C000171203 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054537 BlackRock Min Vol EAFE Index Fund C000171204 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054536 BlackRock Min Vol USA Index Fund C000171201 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054536 BlackRock Min Vol USA Index Fund C000171200 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054536 BlackRock Min Vol USA Index Fund C000171202 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054536 BlackRock Min Vol USA Index Fund C000171199 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001503 BLACKROCK MONEY MARKET PORTFOLIO C000004029 INVESTOR C BMCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001503 BLACKROCK MONEY MARKET PORTFOLIO C000004028 INVESTOR B CIBXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001503 BLACKROCK MONEY MARKET PORTFOLIO C000004027 INVESTOR A PINXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001503 BLACKROCK MONEY MARKET PORTFOLIO C000004025 INSTITUTIONAL PNIXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001503 BLACKROCK MONEY MARKET PORTFOLIO C000004026 SERVICE PNPXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000049320 BlackRock MSCI Asia ex Japan Index Fund C000163605 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000049320 BlackRock MSCI Asia ex Japan Index Fund C000155976 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000049321 BlackRock MSCI World Index Fund C000163603 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000049321 BlackRock MSCI World Index Fund C000155979 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000039483 BlackRock Multi-Asset Real Return Fund C000121615 Institutional Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000039483 BlackRock Multi-Asset Real Return Fund C000121616 Investor A Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000039483 BlackRock Multi-Asset Real Return Fund C000121617 Investor C Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000043623 BlackRock Multi-Manager Alternative Strategies Fund C000135248 Institutional Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000043623 BlackRock Multi-Manager Alternative Strategies Fund C000135249 Investor A Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000043623 BlackRock Multi-Manager Alternative Strategies Fund C000135250 Investor C Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054535 BlackRock Multifactor International Index Fund C000171198 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054535 BlackRock Multifactor International Index Fund C000171197 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054535 BlackRock Multifactor International Index Fund C000171195 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054535 BlackRock Multifactor International Index Fund C000171196 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054534 BlackRock Multifactor USA Index Fund C000171194 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054534 BlackRock Multifactor USA Index Fund C000171193 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054534 BlackRock Multifactor USA Index Fund C000171191 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000054534 BlackRock Multifactor USA Index Fund C000171192 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001522 BLACKROCK MUNICIPAL MONEY MARKET PORTFOLIO C000004132 INVESTOR A CPAXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001522 BLACKROCK MUNICIPAL MONEY MARKET PORTFOLIO C000004130 INSTITUTIONAL PNMXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001522 BLACKROCK MUNICIPAL MONEY MARKET PORTFOLIO C000004131 SERVICE PNTXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001524 BLACKROCK NC MUNI MONEY MARKET PORTFOLIO C000004142 INVESTOR A CNAXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001524 BLACKROCK NC MUNI MONEY MARKET PORTFOLIO C000004141 SERVICE CNCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001524 BLACKROCK NC MUNI MONEY MARKET PORTFOLIO C000004140 INSTITUTIONAL PNCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001523 BLACKROCK NJ MUNI MONEY MARKET PORTFOLIO C000004136 INSTITUTIONAL BNJXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001523 BLACKROCK NJ MUNI MONEY MARKET PORTFOLIO C000004137 SERVICE CMFXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001523 BLACKROCK NJ MUNI MONEY MARKET PORTFOLIO C000004138 INVESTOR A CNJXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001525 BLACKROCK OHIO MUNI MONEY MARKET PORTFOLIO C000004148 INVESTOR A COHXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001525 BLACKROCK OHIO MUNI MONEY MARKET PORTFOLIO C000004146 INSTITUTIONAL COIXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001525 BLACKROCK OHIO MUNI MONEY MARKET PORTFOLIO C000004147 SERVICE POSXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001526 BLACKROCK PA MUNI MONEY MARKET PORTFOLIO C000004153 INVESTOR A PENXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001526 BLACKROCK PA MUNI MONEY MARKET PORTFOLIO C000004152 SERVICE PNSXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001526 BLACKROCK PA MUNI MONEY MARKET PORTFOLIO C000004151 INSTITUTIONAL PPIXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000038448 BlackRock Real Estate Securities Fund C000118601 Institutional Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000038448 BlackRock Real Estate Securities Fund C000118599 Investor A Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000038448 BlackRock Real Estate Securities Fund C000118600 Investor C Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001510 BLACKROCK SCIENCE & TECHNOLOGY OPPORTUNITIES PORTFOLIO C000037630 R Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001510 BLACKROCK SCIENCE & TECHNOLOGY OPPORTUNITIES PORTFOLIO C000004064 INVESTOR A BGSAX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001510 BLACKROCK SCIENCE & TECHNOLOGY OPPORTUNITIES PORTFOLIO C000004066 INVESTOR C BGSCX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001510 BLACKROCK SCIENCE & TECHNOLOGY OPPORTUNITIES PORTFOLIO C000004062 INSTITUTIONAL BGSIX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001510 BLACKROCK SCIENCE & TECHNOLOGY OPPORTUNITIES PORTFOLIO C000004063 SERVICE BSTSX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000038550 BlackRock Short Obligations Fund C000119004 Class K Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000038550 BlackRock Short Obligations Fund C000129315 Institutional Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000052837 BlackRock Short-Term Inflation-Protected Securities Index Fund C000166150 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000052837 BlackRock Short-Term Inflation-Protected Securities Index Fund C000166149 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000052837 BlackRock Short-Term Inflation-Protected Securities Index Fund C000166148 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001507 BLACKROCK SMALL CAP GROWTH EQUITY PORTFOLIO C000037627 R Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001507 BLACKROCK SMALL CAP GROWTH EQUITY PORTFOLIO C000004051 INVESTOR C CGICX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001507 BLACKROCK SMALL CAP GROWTH EQUITY PORTFOLIO C000004049 INVESTOR A CSGEX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001507 BLACKROCK SMALL CAP GROWTH EQUITY PORTFOLIO C000004048 SERVICE PCGEX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001507 BLACKROCK SMALL CAP GROWTH EQUITY PORTFOLIO C000004047 INSTITUTIONAL PSGIX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000050373 BlackRock Small/Mid Cap Index Fund C000159053 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000050373 BlackRock Small/Mid Cap Index Fund C000159052 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000050373 BlackRock Small/Mid Cap Index Fund C000159051 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000039515 BlackRock Strategic Risk Allocation Fund C000121711 Institutional Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000039515 BlackRock Strategic Risk Allocation Fund C000121712 Investor A Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000039515 BlackRock Strategic Risk Allocation Fund C000121713 Investor C Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001870 BLACKROCK TACTICAL OPPORTUNITIES FUND C000173964 Class K Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001870 BLACKROCK TACTICAL OPPORTUNITIES FUND C000037655 R Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001870 BLACKROCK TACTICAL OPPORTUNITIES FUND C000004882 INVESTOR C BRBCX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001870 BLACKROCK TACTICAL OPPORTUNITIES FUND C000004881 INVESTOR B CBIBX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001870 BLACKROCK TACTICAL OPPORTUNITIES FUND C000004878 INSTITUTIONAL PBAIX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001870 BLACKROCK TACTICAL OPPORTUNITIES FUND C000004880 INVESTOR A PCBAX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001870 BLACKROCK TACTICAL OPPORTUNITIES FUND C000004879 SERVICE PCBSX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000040403 BlackRock Total Emerging Markets Fund C000125531 Institutional Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000040403 BlackRock Total Emerging Markets Fund C000125532 Investor A Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000040403 BlackRock Total Emerging Markets Fund C000125533 Investor C Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000050372 BlackRock Total Stock Market Index Fund C000159050 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000050372 BlackRock Total Stock Market Index Fund C000159049 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000050372 BlackRock Total Stock Market Index Fund C000159048 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001509 BLACKROCK U.S. OPPORTUNITIES PORTFOLIO C000037629 R Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001509 BLACKROCK U.S. OPPORTUNITIES PORTFOLIO C000004057 INSTITUTIONAL BMCIX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001509 BLACKROCK U.S. OPPORTUNITIES PORTFOLIO C000004058 SERVICE BMCSX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001509 BLACKROCK U.S. OPPORTUNITIES PORTFOLIO C000004059 INVESTOR A BMEAX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001509 BLACKROCK U.S. OPPORTUNITIES PORTFOLIO C000004061 INVESTOR C BMECX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001509 BLACKROCK U.S. OPPORTUNITIES PORTFOLIO C000004060 INVESTOR B BRMBX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001514 BLACKROCK U.S. TREASURY MONEY MARKET PORTFOLIO C000004087 INVESTOR A CUAXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001514 BLACKROCK U.S. TREASURY MONEY MARKET PORTFOLIO C000004085 INSTITUTIONAL PGIXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001514 BLACKROCK U.S. TREASURY MONEY MARKET PORTFOLIO C000004086 SERVICE PNGXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000038551 BlackRock Ultra-Short Obligations Fund C000119005 Class K Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000038551 BlackRock Ultra-Short Obligations Fund C000129316 Institutional Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001527 BLACKROCK VA MUNI MONEY MARKET PORTFOLIO C000004156 INSTITUTIONAL PVIXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05742 0000844779 BLACKROCK FUNDS 30 S000001527 BLACKROCK VA MUNI MONEY MARKET PORTFOLIO C000004157 SERVICE VASXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018373 BLACKROCK 20/80 TARGET ALLOCATION FUND C000166012 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018373 BLACKROCK 20/80 TARGET ALLOCATION FUND C000050785 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018373 BLACKROCK 20/80 TARGET ALLOCATION FUND C000050786 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018373 BLACKROCK 20/80 TARGET ALLOCATION FUND C000050787 INVESTOR C SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018373 BLACKROCK 20/80 TARGET ALLOCATION FUND C000050788 R SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018360 BLACKROCK 40/60 TARGET ALLOCATION FUND C000166011 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018360 BLACKROCK 40/60 TARGET ALLOCATION FUND C000050742 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018360 BLACKROCK 40/60 TARGET ALLOCATION FUND C000050743 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018360 BLACKROCK 40/60 TARGET ALLOCATION FUND C000050744 INVESTOR C SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018360 BLACKROCK 40/60 TARGET ALLOCATION FUND C000050745 R SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018380 BLACKROCK 60/40 TARGET ALLOCATION FUND C000166013 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018380 BLACKROCK 60/40 TARGET ALLOCATION FUND C000050829 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018380 BLACKROCK 60/40 TARGET ALLOCATION FUND C000050830 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018380 BLACKROCK 60/40 TARGET ALLOCATION FUND C000050831 INVESTOR C SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018380 BLACKROCK 60/40 TARGET ALLOCATION FUND C000050832 R SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018351 BLACKROCK 80/20 TARGET ALLOCATION FUND C000166010 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018351 BLACKROCK 80/20 TARGET ALLOCATION FUND C000050684 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018351 BLACKROCK 80/20 TARGET ALLOCATION FUND C000050685 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018351 BLACKROCK 80/20 TARGET ALLOCATION FUND C000050686 INVESTOR C SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018351 BLACKROCK 80/20 TARGET ALLOCATION FUND C000050687 R SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018375 BLACKROCK CORE BOND PORTFOLIO C000050796 CLASS K SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018375 BLACKROCK CORE BOND PORTFOLIO C000050797 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018375 BLACKROCK CORE BOND PORTFOLIO C000050798 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018375 BLACKROCK CORE BOND PORTFOLIO C000050800 INVESTOR C SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018375 BLACKROCK CORE BOND PORTFOLIO C000050801 R SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018375 BLACKROCK CORE BOND PORTFOLIO C000050802 SERVICE SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000027975 BlackRock Credit Strategies Income Fund C000173966 Class K Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000027975 BlackRock Credit Strategies Income Fund C000085041 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000027975 BlackRock Credit Strategies Income Fund C000085039 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000027975 BlackRock Credit Strategies Income Fund C000085040 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000047012 BlackRock Dynamic High Income Portfolio C000166008 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000047012 BlackRock Dynamic High Income Portfolio C000146953 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000047012 BlackRock Dynamic High Income Portfolio C000146951 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000047012 BlackRock Dynamic High Income Portfolio C000146952 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000020790 BLACKROCK EMERGING MARKETS FLEXIBLE DYNAMIC BOND PORTFOLIO C000058053 CLASS K SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000020790 BLACKROCK EMERGING MARKETS FLEXIBLE DYNAMIC BOND PORTFOLIO C000058054 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000020790 BLACKROCK EMERGING MARKETS FLEXIBLE DYNAMIC BOND PORTFOLIO C000058055 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000020790 BLACKROCK EMERGING MARKETS FLEXIBLE DYNAMIC BOND PORTFOLIO C000058056 INVESTOR C SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000029307 BlackRock Floating Rate Income Portfolio C000166007 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000029307 BlackRock Floating Rate Income Portfolio C000090127 Institutional Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000029307 BlackRock Floating Rate Income Portfolio C000090125 Investor A Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000029307 BlackRock Floating Rate Income Portfolio C000090126 Investor C Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000029307 BlackRock Floating Rate Income Portfolio C000093814 Investor C1 Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000020791 BLACKROCK GLOBAL DIVIDEND PORTFOLIO C000172902 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000020791 BLACKROCK GLOBAL DIVIDEND PORTFOLIO C000058057 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000020791 BLACKROCK GLOBAL DIVIDEND PORTFOLIO C000058058 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000020791 BLACKROCK GLOBAL DIVIDEND PORTFOLIO C000058059 INVESTOR C SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018378 BLACKROCK GNMA PORTFOLIO C000050813 CLASS K SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018378 BLACKROCK GNMA PORTFOLIO C000050814 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018378 BLACKROCK GNMA PORTFOLIO C000050815 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018378 BLACKROCK GNMA PORTFOLIO C000050817 INVESTOR C SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018378 BLACKROCK GNMA PORTFOLIO C000050818 R SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018378 BLACKROCK GNMA PORTFOLIO C000050819 SERVICE SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018381 BLACKROCK HIGH YIELD BOND PORTFOLIO C000050833 B1 SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018381 BLACKROCK HIGH YIELD BOND PORTFOLIO C000050835 C1 SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018381 BLACKROCK HIGH YIELD BOND PORTFOLIO C000050834 CLASS K SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018381 BLACKROCK HIGH YIELD BOND PORTFOLIO C000050836 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018381 BLACKROCK HIGH YIELD BOND PORTFOLIO C000050837 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018381 BLACKROCK HIGH YIELD BOND PORTFOLIO C000050838 INVESTOR B SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018381 BLACKROCK HIGH YIELD BOND PORTFOLIO C000050839 INVESTOR C SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018381 BLACKROCK HIGH YIELD BOND PORTFOLIO C000050840 R SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018381 BLACKROCK HIGH YIELD BOND PORTFOLIO C000050841 SERVICE SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018352 BLACKROCK INFLATION PROTECTED BOND PORTFOLIO C000050688 CLASS K SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018352 BLACKROCK INFLATION PROTECTED BOND PORTFOLIO C000050689 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018352 BLACKROCK INFLATION PROTECTED BOND PORTFOLIO C000050690 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018352 BLACKROCK INFLATION PROTECTED BOND PORTFOLIO C000050692 INVESTOR C SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018352 BLACKROCK INFLATION PROTECTED BOND PORTFOLIO C000050693 R SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018352 BLACKROCK INFLATION PROTECTED BOND PORTFOLIO C000050694 SERVICE SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018357 BLACKROCK INVESTMENT GRADE BOND PORTFOLIO C000050720 CLASS K SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018357 BLACKROCK INVESTMENT GRADE BOND PORTFOLIO C000050721 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018357 BLACKROCK INVESTMENT GRADE BOND PORTFOLIO C000050722 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018357 BLACKROCK INVESTMENT GRADE BOND PORTFOLIO C000174022 INVESTOR C SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018357 BLACKROCK INVESTMENT GRADE BOND PORTFOLIO C000050723 R SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018365 BLACKROCK LIFEPATH ACTIVE 2020 FUND C000120981 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018365 BLACKROCK LIFEPATH ACTIVE 2020 FUND C000050763 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018365 BLACKROCK LIFEPATH ACTIVE 2020 FUND C000050764 K SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018365 BLACKROCK LIFEPATH 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BlackRock Funds II 30 S000018368 BLACKROCK LIFEPATH ACTIVE 2035 FUND C000050774 R SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018369 BLACKROCK LIFEPATH ACTIVE 2040 FUND C000120985 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018369 BLACKROCK LIFEPATH ACTIVE 2040 FUND C000050776 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018369 BLACKROCK LIFEPATH ACTIVE 2040 FUND C000050775 K SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018369 BLACKROCK LIFEPATH ACTIVE 2040 FUND C000050777 R SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018370 BLACKROCK LIFEPATH ACTIVE 2045 FUND C000120986 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018370 BLACKROCK LIFEPATH ACTIVE 2045 FUND C000050779 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018370 BLACKROCK LIFEPATH ACTIVE 2045 FUND C000050778 K SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018370 BLACKROCK LIFEPATH ACTIVE 2045 FUND C000050780 R SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018371 BLACKROCK LIFEPATH ACTIVE 2050 FUND C000120987 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018371 BLACKROCK LIFEPATH ACTIVE 2050 FUND C000050782 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018371 BLACKROCK LIFEPATH ACTIVE 2050 FUND C000050781 K SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018371 BLACKROCK LIFEPATH ACTIVE 2050 FUND C000050783 R SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000039928 BLACKROCK LIFEPATH ACTIVE 2055 FUND C000123832 Class K Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000039928 BLACKROCK LIFEPATH ACTIVE 2055 FUND C000123831 Class R Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000039928 BLACKROCK LIFEPATH ACTIVE 2055 FUND C000123830 Institutional Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000039928 BLACKROCK LIFEPATH ACTIVE 2055 FUND C000123829 Investor A Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018364 BLACKROCK LIFEPATH ACTIVE RETIREMENT FUND C000120980 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DURATION BOND PORTFOLIO C000050729 CLASS K SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018358 BLACKROCK LOW DURATION BOND PORTFOLIO C000050732 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018358 BLACKROCK LOW DURATION BOND PORTFOLIO C000050733 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018358 BLACKROCK LOW DURATION BOND PORTFOLIO C000050735 INVESTOR C SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018358 BLACKROCK LOW DURATION BOND PORTFOLIO C000100235 Investor C3 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018358 BLACKROCK LOW DURATION BOND PORTFOLIO C000050724 R SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018358 BLACKROCK LOW DURATION BOND PORTFOLIO C000050725 SERVICE SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000020792 BLACKROCK MULTI-ASSET INCOME PORTFOLIO C000058061 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000020792 BLACKROCK MULTI-ASSET INCOME PORTFOLIO C000058062 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000020792 BLACKROCK MULTI-ASSET INCOME PORTFOLIO C000058060 INVESTOR C SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000020793 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO C000166006 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000020793 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO C000058063 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000020793 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO C000058064 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000020793 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO C000058065 INVESTOR C SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018354 BLACKROCK U.S.GOVERNMENT BOND PORTFOLIO C000100231 CLASS K SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018354 BLACKROCK U.S.GOVERNMENT BOND PORTFOLIO C000050702 INSTITUTIONAL SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 BlackRock Funds II 30 S000018354 BLACKROCK U.S.GOVERNMENT BOND PORTFOLIO C000050703 INVESTOR A SHARES [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22061 0001398078 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S000003118 BlackRock Small Cap Index Fund C000008451 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000018499 BlackRock Event Driven Equity Fund C000051321 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000018499 BlackRock Event Driven Equity Fund C000051319 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000018499 BlackRock Event Driven Equity Fund C000051320 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001973 BlackRock Large Cap Core Fund C000005175 Class R [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001973 BlackRock Large Cap Core Fund C000005174 Institutional [NULL] 100 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SERIES FUNDS, INC. 30 S000001974 BlackRock Large Cap Growth Fund C000005180 Class R [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001974 BlackRock Large Cap Growth Fund C000005179 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001974 BlackRock Large Cap Growth Fund C000005176 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001974 BlackRock Large Cap Growth Fund C000005177 Investor B [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001974 BlackRock Large Cap Growth Fund C000005178 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001974 BlackRock Large Cap Growth Fund C000037858 Service [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000018858 BlackRock Large Cap Growth Retirement Portfolio C000052206 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001975 BlackRock Large Cap Value Fund C000005185 Class R [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001975 BlackRock Large Cap Value Fund C000005184 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001975 BlackRock Large Cap Value Fund C000005181 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001975 BlackRock Large Cap Value Fund C000005182 Investor B [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001975 BlackRock Large Cap Value Fund C000005183 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000001975 BlackRock Large Cap Value Fund C000037859 Service [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09637 0001097077 BLACKROCK LARGE CAP SERIES FUNDS, INC. 30 S000018859 BlackRock Large Cap Value Retirement Portfolio C000052207 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-06349 0000877151 BLACKROCK LATIN AMERICA FUND, INC. 30 S000002247 BLACKROCK LATIN AMERICA FUND, INC. 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C000005802 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003980 CASH PLUS [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003979 CASH RESERVE [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003978 PLUS [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003981 PREMIER [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003983 PRIVATE CLIENT BCAXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003987 SELECT BCBXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003986 CASH MANAGEMENT BCCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003977 PREMIER CHOICE BLBXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003984 ADMINISTRATION BLCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003982 INSTITUTIONAL MUCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001481 BLACKROCK LIQUIDITY CALIFORNIA MONEY FUND C000003985 DOLLAR MUDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000003942 ADMINISTRATION [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000003943 CASH MANAGEMENT [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000003947 CASH RESERVE [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000003945 PREMIER [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000003946 PREMIER CHOICE [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000003944 PRIVATE CLIENT [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000060558 SELECT [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000003948 INSTITUTIONAL TFFXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001477 BLACKROCK LIQUIDITY FEDERAL TRUST FUND C000003949 DOLLAR TSDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003924 CASH MANAGEMENT [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003925 CASH PLUS [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003927 PREMIER CHOICE [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003932 SELECT BFBXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003931 CASH RESERVE BFRXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003923 ADMINISTRATION BLFXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003929 PRIVATE CLIENT BRPXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003926 PREMIER BUPXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003930 DOLLAR TDDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001475 BLACKROCK LIQUIDITY FEDFUND C000003928 INSTITUTIONAL TFDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003968 ADMINISTRATION [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003969 CASH PLUS [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003970 CASH RESERVE [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003972 PREMIER [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003973 PREMIER CHOICE [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003971 PRIVATE CLIENT [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000060560 SELECT [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003976 CASH MANAGEMENT BRCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003975 DOLLAR MCDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001480 BLACKROCK LIQUIDITY MUNICASH C000003974 INSTITUTIONAL MCSXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003958 PLUS [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003959 PREMIER CHOICE [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003964 CASH MANAGEMENT BCMXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003963 ADMINISTRATION BIAXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003967 PREMIER BLSXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003966 SELECT BMBXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003965 CASH RESERVE BMFXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003961 PRIVATE CLIENT BMPXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003962 DOLLAR MFDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001479 BLACKROCK LIQUIDITY MUNIFUND C000003960 INSTITUTIONAL MFTXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003906 CASH PLUS [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003907 CASH RESERVE [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003905 PLUS [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003904 PREMIER CHOICE [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003914 SELECT BIBXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003912 ADMINISTRATION BLNXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003913 CASH MANAGEMENT BLYXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003908 PREMIER BNBXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003911 DOLLAR BPDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003910 PRIVATE CLIENT BYPXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001473 BLACKROCK LIQUIDITY NEW YORK MONEY FUND C000003909 INSTITUTIONAL MUNXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003937 CASH RESERVE [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003933 PLUS [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003935 PREMIER [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003936 PREMIER CHOICE [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003934 PRIVATE CLIENT [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000060557 SELECT [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003941 CASH MANAGEMENT BPTXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003940 ADMINISTRATION BTAXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003939 DOLLAR TFEXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001476 BLACKROCK LIQUIDITY T-FUND C000003938 INSTITUTIONAL TSTXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000003915 ADMINISTRATION [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000003916 CASH MANAGEMENT [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000003917 CASH PLUS [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000003918 CASH RESERVE [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000003919 PREMIER [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000003920 PREMIER CHOICE [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000060556 PRIVATE CLIENT [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000060555 SELECT [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000003922 DOLLAR TCDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001474 BLACKROCK LIQUIDITY TEMPCASH C000003921 INSTITUTIONAL TMCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003895 PLUS [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003894 PREMIER CHOICE [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003902 PREMIER BFPXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003900 CASH RESERVE BRRXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003899 CASH MANAGEMENT BRTXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003901 SELECT BTBXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003898 ADMINISTRATION BTMXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003903 PRIVATE CLIENT BTVXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003897 DOLLAR TDOXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001472 BLACKROCK LIQUIDITY TEMPFUND C000003896 INSTITUTIONAL TMPXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000003953 CASH RESERVE [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000003951 PREMIER [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000003952 PREMIER CHOICE [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000003950 PRIVATE CLIENT [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000060559 SELECT [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000003956 ADMINISTRATION BITXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000003957 CASH MANAGEMENT BTCXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000003955 DOLLAR TTDXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02354 0000097098 BLACKROCK LIQUIDITY FUNDS 30 S000001478 BLACKROCK LIQUIDITY TREASURY TRUST FUND C000003954 INSTITUTIONAL TTTXX 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21759 0001324285 BlackRock Long-Horizon Equity Fund 30 S000002718 BlackRock Long-Horizon Equity Fund C000047292 Class R [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21759 0001324285 BlackRock Long-Horizon Equity Fund 30 S000002718 BlackRock Long-Horizon Equity Fund C000007415 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21759 0001324285 BlackRock Long-Horizon Equity Fund 30 S000002718 BlackRock Long-Horizon Equity Fund C000007412 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21759 0001324285 BlackRock Long-Horizon Equity Fund 30 S000002718 BlackRock Long-Horizon Equity Fund C000007413 Investor B [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21759 0001324285 BlackRock Long-Horizon Equity Fund 30 S000002718 BlackRock Long-Horizon Equity Fund C000007414 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09049 0001062805 BLACKROCK MASTER LLC 30 S000002289 BlackRock Master International Portfolio C000005975 BlackRock Master International Portfolio [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-09049 0001062805 BLACKROCK MASTER LLC 30 S000002288 BlackRock Master SmallCap Growth Portfolio C000005974 BlackRock Master SmallCap Growth Portfolio [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-07177 0000918848 BLACKROCK MID CAP VALUE OPPORTUNITIES SERIES INC. 30 S000002541 BlackRock Mid Cap Value Opportunities Fund C000007002 Class R [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-07177 0000918848 BLACKROCK MID CAP VALUE OPPORTUNITIES SERIES INC. 30 S000002541 BlackRock Mid Cap Value Opportunities Fund C000007001 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-07177 0000918848 BLACKROCK MID CAP VALUE OPPORTUNITIES SERIES INC. 30 S000002541 BlackRock Mid Cap Value Opportunities Fund C000006998 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-07177 0000918848 BLACKROCK MID CAP VALUE OPPORTUNITIES SERIES INC. 30 S000002541 BlackRock Mid Cap Value Opportunities Fund C000007000 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004033 BlackRock New Jersey Municipal Bond Fund C000011312 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004033 BlackRock New Jersey Municipal Bond Fund C000038245 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004033 BlackRock New Jersey Municipal Bond Fund C000011309 Investor A1 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004033 BlackRock New Jersey Municipal Bond Fund C000038247 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004033 BlackRock New Jersey Municipal Bond Fund C000011311 Investor C1 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004033 BlackRock New Jersey Municipal Bond Fund C000038248 Service [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004034 BlackRock New York Municipal Opportunities Fund C000011316 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004034 BlackRock New York Municipal Opportunities Fund C000038358 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004034 BlackRock New York Municipal Opportunities Fund C000011313 Investor A1 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004034 BlackRock New York Municipal Opportunities Fund C000038359 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004034 BlackRock New York Municipal Opportunities Fund C000011315 Investor C1 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004035 BlackRock Pennsylvania Municipal Bond Fund C000011320 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04375 0000774013 BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST 30 S000004035 BlackRock Pennsylvania Municipal Bond Fund C000038303 Investor A [NULL] 100 BELLEVUE 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100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002335 BlackRock Short-Term Municipal Fund C000038034 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002335 BlackRock Short-Term Municipal Fund C000006122 Investor A1 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02688 0000225635 BLACKROCK MUNICIPAL BOND FUND, INC. 30 S000002335 BlackRock Short-Term Municipal Fund C000006124 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04802 0000799113 BLACKROCK MUNICIPAL SERIES TRUST 30 S000004053 BlackRock Strategic Municipal Opportunities Fund of BlackRock Municipal Series Trust C000011342 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04802 0000799113 BLACKROCK MUNICIPAL SERIES TRUST 30 S000004053 BlackRock Strategic Municipal Opportunities Fund of BlackRock Municipal Series Trust C000038983 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04802 0000799113 BLACKROCK MUNICIPAL SERIES TRUST 30 S000004053 BlackRock Strategic Municipal Opportunities Fund of BlackRock Municipal Series Trust C000011339 Investor A1 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04802 0000799113 BLACKROCK MUNICIPAL SERIES TRUST 30 S000004053 BlackRock Strategic Municipal Opportunities Fund of BlackRock Municipal Series Trust C000038984 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04282 0000766555 BLACKROCK NATURAL RESOURCES TRUST 30 S000002176 BLACKROCK NATURAL RESOURCES TRUST C000005586 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04282 0000766555 BLACKROCK NATURAL RESOURCES TRUST 30 S000002176 BLACKROCK NATURAL RESOURCES TRUST C000005583 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-04282 0000766555 BLACKROCK NATURAL RESOURCES TRUST 30 S000002176 BLACKROCK NATURAL RESOURCES TRUST 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C000162768 Class K [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05603 0000835620 BlackRock Strategic Global Bond Fund, Inc. 30 S000002866 BlackRock Strategic Global Bond Fund, Inc. C000007882 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05603 0000835620 BlackRock Strategic Global Bond Fund, Inc. 30 S000002866 BlackRock Strategic Global Bond Fund, Inc. C000007879 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05603 0000835620 BlackRock Strategic Global Bond Fund, Inc. 30 S000002866 BlackRock Strategic Global Bond Fund, Inc. C000038980 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05603 0000835620 BlackRock Strategic Global Bond Fund, Inc. 30 S000002866 BlackRock Strategic Global Bond Fund, Inc. C000007881 Investor C1 [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-02809 0000230382 BlackRock Value Opportunities Fund, Inc. 30 S000002323 BlackRock Value Opportunities Fund, Inc. C000006083 Class R [NULL] 100 BELLEVUE PARKWAY WILMINGNTON 19809 DE [NULL] 811-02809 0000230382 BlackRock Value Opportunities Fund, Inc. 30 S000002323 BlackRock Value Opportunities Fund, Inc. C000006082 Institutional [NULL] 100 BELLEVUE PARKWAY WILMINGNTON 19809 DE [NULL] 811-02809 0000230382 BlackRock Value Opportunities Fund, Inc. 30 S000002323 BlackRock Value Opportunities Fund, Inc. C000006079 Investor A [NULL] 100 BELLEVUE PARKWAY WILMINGNTON 19809 DE [NULL] 811-02809 0000230382 BlackRock Value Opportunities Fund, Inc. 30 S000002323 BlackRock Value Opportunities Fund, Inc. C000006080 Investor B [NULL] 100 BELLEVUE PARKWAY WILMINGNTON 19809 DE [NULL] 811-02809 0000230382 BlackRock Value Opportunities Fund, Inc. 30 S000002323 BlackRock Value Opportunities Fund, Inc. C000006081 Investor C [NULL] 100 BELLEVUE PARKWAY WILMINGNTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002882 BlackRock Basic Value V.I. Fund C000007923 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002882 BlackRock Basic Value V.I. Fund C000007924 Class II [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002882 BlackRock Basic Value V.I. Fund C000007925 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002885 BlackRock Capital Appreciation V.I. Fund C000007932 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002885 BlackRock Capital Appreciation V.I. Fund C000007933 Class II [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002885 BlackRock Capital Appreciation V.I. Fund C000007934 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002880 BlackRock Equity Dividend V.I. Fund C000007917 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002880 BlackRock Equity Dividend V.I. Fund C000007918 Class II [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002880 BlackRock Equity Dividend V.I. Fund C000007919 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002887 BlackRock Global Allocation V.I. Fund C000007938 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002887 BlackRock Global Allocation V.I. Fund C000007939 Class II [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002887 BlackRock Global Allocation V.I. Fund C000007940 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002886 BlackRock Global Opportunities V.I. Fund C000007935 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002886 BlackRock Global Opportunities V.I. Fund C000007936 Class II [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002886 BlackRock Global Opportunities V.I. Fund C000007937 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002884 BlackRock Government Money Market V.I. Fund C000007929 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002884 BlackRock Government Money Market V.I. Fund C000007930 Class II [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002884 BlackRock Government Money Market V.I. Fund C000007931 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002889 BlackRock High Yield V.I.Fund C000007944 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002889 BlackRock High Yield V.I.Fund C000007945 Class II [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002889 BlackRock High Yield V.I.Fund C000007946 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002881 BlackRock International V.I. Fund C000007920 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002881 BlackRock International V.I. Fund C000007921 Class II [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002881 BlackRock International V.I. Fund C000007922 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000045355 BlackRock iShares(R) Alternative Strategies V.I. Fund C000141136 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000045355 BlackRock iShares(R) Alternative Strategies V.I. Fund C000141137 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000045356 BlackRock iShares(R) Dynamic Allocation V.I. Fund C000141138 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000045356 BlackRock iShares(R) Dynamic Allocation V.I. Fund C000141139 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000045357 BlackRock iShares(R) Dynamic Fixed Income V.I. Fund C000141140 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000045357 BlackRock iShares(R) Dynamic Fixed Income V.I. Fund C000141141 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000045358 BlackRock iShares(R) Equity Appreciation V.I. Fund C000141142 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000045358 BlackRock iShares(R) Equity Appreciation V.I. Fund C000141143 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002876 BlackRock Large Cap Core V.I. Fund C000007905 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002876 BlackRock Large Cap Core V.I. Fund C000007906 Class II [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002876 BlackRock Large Cap Core V.I. Fund C000007907 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002877 BlackRock Large Cap Growth V.I. Fund C000007908 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002877 BlackRock Large Cap Growth V.I. Fund C000007909 Class II [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002877 BlackRock Large Cap Growth V.I. Fund C000007910 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002878 BlackRock Large Cap Value V.I. Fund C000007911 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002878 BlackRock Large Cap Value V.I. Fund C000007912 Class II [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002878 BlackRock Large Cap Value V.I. Fund C000007913 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002874 BlackRock Managed Volatility V.I. Fund C000007899 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002874 BlackRock Managed Volatility V.I. Fund C000007900 Class II [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002874 BlackRock Managed Volatility V.I. Fund C000007901 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002875 BlackRock S&P 500 Index V.I. Fund C000007902 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002875 BlackRock S&P 500 Index V.I. Fund C000007903 Class II [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002875 BlackRock S&P 500 Index V.I. Fund C000007904 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002883 BlackRock Total Return V.I. Fund C000007926 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002883 BlackRock Total Return V.I. Fund C000007927 Class II [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002883 BlackRock Total Return V.I. Fund C000007928 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002888 BlackRock U.S.Government Bond V.I. Fund C000007941 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002888 BlackRock U.S.Government Bond V.I. Fund C000007942 Class II [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002888 BlackRock U.S.Government Bond V.I. Fund C000007943 Class III [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002879 BlackRock Value Opportunities V.I. Fund C000007914 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002879 BlackRock Value Opportunities V.I. Fund C000007915 Class II [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03290 0000355916 BlackRock Variable Series Funds, Inc. 30 S000002879 BlackRock Value Opportunities V.I. 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[NULL] 811-58433 0000889366 BMO FUNDS, INC. 30 S000043646 BMO Target Retirement 2015 Fund C000135321 Class R3 BRTCX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI [NULL] 811-58433 0000889366 BMO FUNDS, INC. 30 S000043646 BMO Target Retirement 2015 Fund C000135322 Class R6 BRTDX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI [NULL] 811-58433 0000889366 BMO FUNDS, INC. 30 S000041355 BMO Target Retirement 2020 Fund C000128290 Class Y BTRDX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI [NULL] 811-58433 0000889366 BMO FUNDS, INC. 30 S000041355 BMO Target Retirement 2020 Fund C000128291 Class I BTREX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI [NULL] 811-58433 0000889366 BMO FUNDS, INC. 30 S000041355 BMO Target Retirement 2020 Fund C000128288 Class R3 BTRFX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI [NULL] 811-58433 0000889366 BMO FUNDS, INC. 30 S000041355 BMO Target Retirement 2020 Fund C000128289 Class R6 BTRGX 111 EAST KILBOURN AVENUE MILWAUKEE 53202 WI [NULL] 811-58433 0000889366 BMO FUNDS, 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Portfolio C000030368 Calvert VP S&P MidCap 400 Index Portfolio - I Class [NULL] 4550 MONTGOMERY AVENUE BETHESDA 20814 MD SUITE 1000N 811-04000 0000743773 Calvert Variable Products, Inc. 30 S000010983 Calvert VP SRI Large Cap Core Portfolio C000030357 Calvert VP SRI Large Cap Core Portfolio [NULL] 4550 MONTGOMERY AVENUE BETHESDA 20814 MD SUITE 1000N 811-04000 0000743773 Calvert Variable Products, Inc. 30 S000040490 Calvert VP Volatility Managed Growth Portfolio C000125701 Class F [NULL] 4550 MONTGOMERY AVENUE BETHESDA 20814 MD SUITE 1000N 811-04000 0000743773 Calvert Variable Products, Inc. 30 S000040491 Calvert VP Volatility Managed Moderate Growth Portfolio C000125702 Class F [NULL] 4550 MONTGOMERY AVENUE BETHESDA 20814 MD SUITE 1000N 811-04000 0000743773 Calvert Variable Products, Inc. 30 S000040492 Calvert VP Volatility Managed Moderate Portfolio C000125703 Class F [NULL] 4550 MONTGOMERY AVENUE BETHESDA 20814 MD SUITE 1000N 811-03591 0000708950 CALVERT VARIABLE SERIES INC 30 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BETHESDA 20814 MD 4550 MONTGOMERY AVE 811-06563 0000884110 CALVERT WORLD VALUES FUND INC 30 S000008725 Calvert Capital Accumulation Fund C000023782 Class C CCACX 4550 MONTGOMERY AVE BETHESDA 20801 MD STE 1000N 811-06563 0000884110 CALVERT WORLD VALUES FUND INC 30 S000008725 Calvert Capital Accumulation Fund C000023780 Class A CCAFX 4550 MONTGOMERY AVE BETHESDA 20801 MD STE 1000N 811-06563 0000884110 CALVERT WORLD VALUES FUND INC 30 S000008725 Calvert Capital Accumulation Fund C000099329 Class Y CCAYX 4550 MONTGOMERY AVE BETHESDA 20801 MD STE 1000N 811-06563 0000884110 CALVERT WORLD VALUES FUND INC 30 S000008725 Calvert Capital Accumulation Fund C000023783 Class I CCPIX 4550 MONTGOMERY AVE BETHESDA 20801 MD STE 1000N 811-06563 0000884110 CALVERT WORLD VALUES FUND INC 30 S000038363 Calvert Emerging Markets Equity Fund C000118372 Class A CVMAX 4550 MONTGOMERY AVE BETHESDA 20801 MD STE 1000N 811-06563 0000884110 CALVERT WORLD VALUES FUND INC 30 S000038363 Calvert Emerging Markets Equity 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S000008724 Calvert International Equity Fund C000023779 Class I CWVIX 4550 MONTGOMERY AVE BETHESDA 20801 MD STE 1000N 811-06563 0000884110 CALVERT WORLD VALUES FUND INC 30 S000017170 Calvert International Opportunities Fund C000047589 Class A CIOAX 4550 MONTGOMERY AVE BETHESDA 20801 MD STE 1000N 811-06563 0000884110 CALVERT WORLD VALUES FUND INC 30 S000017170 Calvert International Opportunities Fund C000047591 Class C COICX 4550 MONTGOMERY AVE BETHESDA 20801 MD STE 1000N 811-06563 0000884110 CALVERT WORLD VALUES FUND INC 30 S000017170 Calvert International Opportunities Fund C000047592 Class I COIIX 4550 MONTGOMERY AVE BETHESDA 20801 MD STE 1000N 811-06563 0000884110 CALVERT WORLD VALUES FUND INC 30 S000017170 Calvert International Opportunities Fund C000073561 Class Y CWVYX 4550 MONTGOMERY AVE BETHESDA 20801 MD STE 1000N 811-22704 0001529390 Cambria ETF Trust 30 S000054375 BP Capital Long/Short MLP ETF C000170797 BP Capital Long/Short MLP ETF [NULL] 2321 ROSECRANS AVENUE EL SEGUNDO 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90245 CA SUITE 4210 811-22704 0001529390 Cambria ETF Trust 30 S000037633 Cambria Global Income and Currency Strategies ETF C000116081 Cambria Global Income and Currency Strategies ETF FXFX 2321 ROSECRANS AVENUE EL SEGUNDO 90245 CA SUITE 4210 811-22704 0001529390 Cambria ETF Trust 30 S000043316 Cambria Global Momentum ETF C000134055 Cambria Global Momentum ETF GMOM 2321 ROSECRANS AVENUE EL SEGUNDO 90245 CA SUITE 4210 811-22704 0001529390 Cambria ETF Trust 30 S000043317 Cambria Global Value ETF C000134056 Cambria Global Value ETF GVAL 2321 ROSECRANS AVENUE EL SEGUNDO 90245 CA SUITE 4210 811-22704 0001529390 Cambria ETF Trust 30 S000054374 Cambria Long Short ETF C000170796 Cambria Long Short ETF [NULL] 2321 ROSECRANS AVENUE EL SEGUNDO 90245 CA SUITE 4210 811-22704 0001529390 Cambria ETF Trust 30 S000054368 Cambria Managed Futures Strategy ETF C000170790 Cambria Managed Futures Strategy ETF [NULL] 2321 ROSECRANS AVENUE EL SEGUNDO 90245 CA SUITE 4210 811-22704 0001529390 Cambria ETF Trust 30 S000054372 Cambria Omaha ETF C000170794 Cambria Omaha ETF [NULL] 2321 ROSECRANS AVENUE EL SEGUNDO 90245 CA SUITE 4210 811-22704 0001529390 Cambria ETF Trust 30 S000054370 Cambria Risk Parity ETF C000170792 Cambria Risk Parity ETF [NULL] 2321 ROSECRANS AVENUE EL SEGUNDO 90245 CA SUITE 4210 811-22704 0001529390 Cambria ETF Trust 30 S000037634 Cambria Shareholder Yield ETF C000116082 Cambria Shareholder Yield ETF SYLD 2321 ROSECRANS AVENUE EL SEGUNDO 90245 CA SUITE 4210 811-22704 0001529390 Cambria ETF Trust 30 S000043318 Cambria Sovereign High Yield Bond ETF C000134057 Cambria Sovereign High Yield Bond ETF SOVB 2321 ROSECRANS AVENUE EL SEGUNDO 90245 CA SUITE 4210 811-22704 0001529390 Cambria ETF Trust 30 S000054369 Cambria Tail Risk ETF C000170791 Cambria Tail Risk ETF [NULL] 2321 ROSECRANS AVENUE EL SEGUNDO 90245 CA SUITE 4210 811-22704 0001529390 Cambria ETF Trust 30 S000054373 Cambria Trendfollowing ETF C000170795 Cambria Trendfollowing ETF [NULL] 2321 ROSECRANS AVENUE EL SEGUNDO 90245 CA SUITE 4210 811-22704 0001529390 Cambria ETF Trust 30 S000043319 Cambria Value and Momentum ETF C000134058 Cambria Value and Momentum ETF VAMO 2321 ROSECRANS AVENUE EL SEGUNDO 90245 CA SUITE 4210 811-22704 0001529390 Cambria ETF Trust 30 S000055291 Dhandho Junoon ETF C000173962 Dhandho Junoon ETF [NULL] 2321 ROSECRANS AVENUE EL SEGUNDO 90245 CA SUITE 4210 811-02481 0000093832 CAPITAL CASH MANAGEMENT TRUST 30 S000009154 Capital Cash Management Trust C000024893 Capital Cash Management Trust Original Shares [NULL] 120 WEST 45TH STREET NEW YORK 10036 NY STE 3600 811-02481 0000093832 CAPITAL CASH MANAGEMENT TRUST 30 S000009154 Capital Cash Management Trust C000024894 Capital Cash Management Trust Service Shares [NULL] 120 WEST 45TH STREET NEW YORK 10036 NY STE 3600 811-22605 0001527972 CAPITAL GROUP EMERGING MARKETS TOTAL OPPORTUNITIES FUND 30 S000034625 CAPITAL GROUP EMERGING MARKETS TOTAL OPPORTUNITIES FUND C000106603 Share class ETOPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22349 0001474365 CAPITAL GROUP PRIVATE CLIENT SERVICES FUNDS 30 S000027396 Capital Group California Core Municipal Fund C000082664 Share class CCCMX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22349 0001474365 CAPITAL GROUP PRIVATE CLIENT SERVICES FUNDS 30 S000027397 Capital Group California Short-Term Municipal Fund C000082665 Share class CCSTX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22349 0001474365 CAPITAL GROUP PRIVATE CLIENT SERVICES FUNDS 30 S000027398 Capital Group Core Bond Fund C000082666 Share class CCBPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22349 0001474365 CAPITAL GROUP PRIVATE CLIENT SERVICES FUNDS 30 S000027394 Capital Group Core Municipal Fund C000082662 Share class CCMPX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22349 0001474365 CAPITAL GROUP PRIVATE CLIENT SERVICES FUNDS 30 S000031199 Capital Group Global Equity Fund C000096877 Share class CGLOX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22349 0001474365 CAPITAL GROUP PRIVATE CLIENT SERVICES FUNDS 30 S000031200 Capital Group International Equity Fund C000096878 Share class CNUSX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22349 0001474365 CAPITAL GROUP PRIVATE CLIENT SERVICES FUNDS 30 S000027395 Capital Group Short-Term Municipal Fund C000082663 Share class CSTMX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-22349 0001474365 CAPITAL GROUP PRIVATE CLIENT SERVICES FUNDS 30 S000031201 Capital Group U.S. Equity Fund C000096879 Share class CUSEX 6455 IRVINE CENTER DRIVE IRVINE 92618 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000024463 Class A CAIBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000068596 Class F-2 CAIFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000024469 Class B CIBBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000024470 Class C CIBCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000024471 Class F-1 CIBFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000024472 Class 529-A CIRAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000024473 Class 529-B CIRBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000024474 Class 529-C CIRCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000024475 Class 529-E CIREX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000024476 Class 529-F-1 CIRFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000148440 Class R-2E RCEEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000024464 Class R-1 RIRAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000024465 Class R-2 RIRBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000024466 Class R-3 RIRCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000024467 Class R-4 RIREX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000024468 Class R-5 RIRFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000077881 Class R-6 RIRGX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-05085 0000811968 CAPITAL INCOME BUILDER 30 S000009000 CAPITAL INCOME BUILDER C000164810 Class R-5E RIRHX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-08822 0000931491 CAPITAL MANAGEMENT INVESTMENT TRUST 30 S000010456 Capital Management Mid-Cap Fund C000028883 Investor Shares CMCIX 630 FITZWATERTOWN ROAD WILLOW GROVE 19090-1904 PA BUILDING "A", 2ND FLOOR 811-08822 0000931491 CAPITAL MANAGEMENT INVESTMENT TRUST 30 S000010456 Capital Management Mid-Cap Fund C000028882 Institutional Shares CMEIX 630 FITZWATERTOWN ROAD WILLOW GROVE 19090-1904 PA BUILDING "A", 2ND 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811-07923 0001026977 CITY NATIONAL ROCHDALE FUNDS 30 S000005828 CITY NATIONAL ROCHDALE HIGH YIELD BOND FUND C000015988 CITY NATIONAL ROCHDALE HIGH YIELD BOND FUND - SERVICING CHYIX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA [NULL] 811-07923 0001026977 CITY NATIONAL ROCHDALE FUNDS 30 S000005828 CITY NATIONAL ROCHDALE HIGH YIELD BOND FUND C000107179 CITY NATIONAL ROCHDALE HIGH YIELD BOND FUND - INSTITUTIONAL CNIHX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA [NULL] 811-07923 0001026977 CITY NATIONAL ROCHDALE FUNDS 30 S000039724 City National Rochdale Intermediate Fixed Income Fund C000133171 Institutional Class CNRIX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA [NULL] 811-07923 0001026977 CITY NATIONAL ROCHDALE FUNDS 30 S000039724 City National Rochdale Intermediate Fixed Income Fund C000123070 Class N RIMCX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA [NULL] 811-07923 0001026977 CITY NATIONAL ROCHDALE FUNDS 30 S000018801 CITY NATIONAL ROCHDALE MULTI-ASSET FUND C000052023 CITY NATIONAL ROCHDALE MULTI-ASSET FUND - CLASS N CNIAX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA [NULL] 811-07923 0001026977 CITY NATIONAL ROCHDALE FUNDS 30 S000018801 CITY NATIONAL ROCHDALE MULTI-ASSET FUND C000052022 CITY NATIONAL ROCHDALE MULTI-ASSET FUND - SERVICING CNIIX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA [NULL] 811-07923 0001026977 CITY NATIONAL ROCHDALE FUNDS 30 S000018801 CITY NATIONAL ROCHDALE MULTI-ASSET FUND C000107180 CITY NATIONAL ROCHDALE MULTI-ASSET FUND - INSTITUTIONAL CNIMX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA [NULL] 811-07923 0001026977 CITY NATIONAL ROCHDALE FUNDS 30 S000043469 City National Rochdale Municipal High Income Fund C000134825 Servicing Class CNRMX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA [NULL] 811-07923 0001026977 CITY NATIONAL ROCHDALE FUNDS 30 S000043469 City National Rochdale Municipal High Income Fund C000134824 Class N CNRNX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA [NULL] 811-07923 0001026977 CITY NATIONAL ROCHDALE FUNDS 30 S000005832 CITY NATIONAL ROCHDALE PRIME MONEY MARKET FUND C000015997 CITY NATIONAL ROCHDALE PRIME MONEY MARKET FUND - SERVICING CNMXX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA [NULL] 811-07923 0001026977 CITY NATIONAL ROCHDALE FUNDS 30 S000005832 CITY NATIONAL ROCHDALE PRIME MONEY MARKET FUND C000015996 CITY NATIONAL ROCHDALE PRIME MONEY MARKET FUND - CLASS N CNPXX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA [NULL] 811-07923 0001026977 CITY NATIONAL ROCHDALE FUNDS 30 S000005832 CITY NATIONAL ROCHDALE PRIME MONEY MARKET FUND C000120112 CITY NATIONAL ROCHDALE PRIME MONEY MARKET FUND - INSTITUTIONAL CNRXX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA [NULL] 811-07923 0001026977 CITY NATIONAL ROCHDALE FUNDS 30 S000005832 CITY NATIONAL ROCHDALE PRIME MONEY MARKET FUND C000015998 CITY NATIONAL ROCHDALE PRIME MONEY MARKET FUND - CLASS S CNSXX 400 NORTH ROXBURY DRIVE BEVERLY HILLS 90210 CA [NULL] 811-07923 0001026977 CITY NATIONAL ROCHDALE FUNDS 30 S000005771 CITY NATIONAL 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MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000054173 Guggenheim Behavioral Small Cap ETF C000170230 Guggenheim Behavioral Small Cap ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000012988 Guggenheim BRIC ETF C000035086 Guggenheim BRIC ETF EEB C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000027342 Guggenheim BulletShares 2013 Corporate Bond ETF C000082551 Guggenheim BulletShares 2013 Corporate Bond ETF BSCD C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000030304 Guggenheim BulletShares 2013 High Yield Corporate Bond ETF C000093274 Guggenheim BulletShares 2013 High Yield Corporate Bond ETF BSJD C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000027343 Guggenheim BulletShares 2014 Corporate Bond ETF C000082552 Guggenheim BulletShares 2014 Corporate Bond ETF BSCE C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000030305 Guggenheim BulletShares 2014 High Yield Corporate Bond ETF C000093275 Guggenheim BulletShares 2014 High Yield Corporate Bond ETF BSJE C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000027344 Guggenheim BulletShares 2015 Corporate Bond ETF C000082553 Guggenheim BulletShares 2015 Corporate Bond ETF BSCF C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000030306 Guggenheim BulletShares 2015 High Yield Corporate Bond ETF C000093276 Guggenheim BulletShares 2015 High Yield Corporate Bond ETF BSJF C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000027345 Guggenheim BulletShares 2016 Corporate Bond ETF C000082554 Guggenheim BulletShares 2016 Corporate Bond ETF BSCG C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000030307 Guggenheim BulletShares 2016 High Yield Corporate Bond ETF C000093277 Guggenheim BulletShares 2016 High Yield Corporate Bond ETF BSJG C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000027346 Guggenheim BulletShares 2017 Corporate Bond ETF C000082555 Guggenheim BulletShares 2017 Corporate Bond ETF BSCH C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000030308 Guggenheim BulletShares 2017 High Yield Corporate Bond ETF C000093278 Guggenheim BulletShares 2017 High Yield Corporate Bond ETF BSJH C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000027347 Guggenheim BulletShares 2018 Corporate Bond ETF C000082556 Guggenheim BulletShares 2018 Corporate Bond ETF BSCI C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000030309 Guggenheim BulletShares 2018 High Yield Corporate Bond ETF C000093279 Guggenheim BulletShares 2018 High Yield Corporate Bond ETF BSJI C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000027348 Guggenheim BulletShares 2019 Corporate Bond ETF C000082557 Guggenheim BulletShares 2019 Corporate Bond ETF BSCJ C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000030310 Guggenheim BulletShares 2019 High Yield Corporate Bond ETF C000093280 Guggenheim BulletShares 2019 High Yield Corporate Bond ETF BSJJ C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000027340 Guggenheim BulletShares 2020 Corporate Bond ETF C000082549 Guggenheim BulletShares 2020 Corporate Bond ETF BSCK C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000030311 Guggenheim BulletShares 2020 High Yield Corporate Bond ETF C000093281 Guggenheim BulletShares 2020 High Yield Corporate Bond ETF BSJK C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000035788 Guggenheim BulletShares 2021 Corporate Bond ETF C000109649 Guggenheim BulletShares 2021 Corporate Bond ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000046687 Guggenheim BulletShares 2021 High Yield Corporate Bond ETF C000145690 Guggenheim BulletShares 2021 High Yield Corporate Bond ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000041182 Guggenheim BulletShares 2022 Corporate Bond ETF C000127770 Guggenheim BulletShares 2022 Corporate Bond ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000046688 Guggenheim BulletShares 2022 High Yield Corporate Bond ETF C000145691 Guggenheim BulletShares 2022 High Yield Corporate Bond ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000041183 Guggenheim BulletShares 2023 Corporate Bond ETF C000127771 Guggenheim BulletShares 2023 Corporate Bond ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000046689 Guggenheim BulletShares 2023 High Yield Corporate Bond ETF C000145692 Guggenheim BulletShares 2023 High Yield Corporate Bond ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000041184 Guggenheim BulletShares 2024 Corporate Bond ETF C000127772 Guggenheim BulletShares 2024 Corporate Bond ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000046690 Guggenheim BulletShares 2024 High Yield Corporate Bond ETF C000145693 Guggenheim BulletShares 2024 High Yield Corporate Bond ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000041185 Guggenheim BulletShares 2025 Corporate Bond ETF C000127773 Guggenheim BulletShares 2025 Corporate Bond ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000046691 Guggenheim BulletShares 2025 High Yield Corporate Bond ETF C000145694 Guggenheim BulletShares 2025 High Yield Corporate Bond ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000054475 Guggenheim BulletShares 2026 Corporate Bond ETF C000171039 Guggenheim BulletShares 2026 Corporate Bond ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000054479 Guggenheim BulletShares 2026 High Yield Corporate Bond ETF C000171043 Guggenheim BulletShares 2026 High Yield Corporate Bond ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000054476 Guggenheim BulletShares 2027 Corporate Bond ETF C000171040 Guggenheim BulletShares 2027 Corporate Bond ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000054477 Guggenheim BulletShares 2028 Corporate Bond ETF C000171041 Guggenheim BulletShares 2028 Corporate Bond ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000014620 Guggenheim Defensive Equity ETF C000040015 Guggenheim Defensive Equity ETF DEF C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000051791 Guggenheim Dow Jones Industrial Average Dividend ETF C000162944 Guggenheim Dow Jones Industrial Average Dividend ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000033327 Guggenheim Enhanced Adjustable Rate Senior Loan ETF C000102388 Guggenheim Enhanced Adjustable Rate Senior Loan ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000020358 Guggenheim Enhanced Core Bond ETF C000057144 Guggenheim Enhanced Core Bond ETF GIY C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000020359 Guggenheim Enhanced Short Duration ETF C000057145 Guggenheim Enhanced Short Duration ETF GSY C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000031406 Guggenheim Enhanced Short Duration High Yield Bond ETF C000097718 Guggenheim Enhanced Short Duration High Yield Bond ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000012989 Guggenheim Insider Sentiment ETF C000035087 Guggenheim Insider Sentiment ETF NFO C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000052317 Guggenheim Large Cap Optimized Diversification ETF C000164481 Guggenheim Large Cap Optimized Diversification ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000054380 Guggenheim Limited Duration ETF C000170802 Guggenheim Limited Duration ETF [NULL] C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000016401 Guggenheim Mid-Cap Core ETF C000045532 Guggenheim Mid-Cap Core ETF CZA C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000012992 Guggenheim Multi-Asset Income ETF C000035090 Guggenheim Multi-Asset Income ETF CVY C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000023006 Guggenheim Raymond James SB-1 Equity ETF C000066993 Guggenheim Raymond James SB-1 Equity ETF RYJ C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000016396 Guggenheim S&P Global Dividend Opportunities Index ETF C000045527 Guggenheim S&P Global Dividend Opportunities Index ETF LVL C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000014618 Guggenheim S&P Spin-Off ETF C000040013 Guggenheim S&P Spin-Off ETF CSD C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000012990 Wilshire Micro-Cap ETF C000035088 Wilshire Micro-Cap ETF WMCR C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21906 0001364089 Claymore Exchange-Traded Fund Trust 30 S000028049 Wilshire US REIT ETF C000085366 Wilshire US REIT ETF WREI C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS CHICAGO 60606 IL 227 W. MONROE STREET 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000043120 Guggenheim ASEAN Leaders ETF C000133464 Guggenheim ASEAN Leaders ETF [NULL] C/O CLAYMORE SECURITIES, INC. CHICAGO 60606 IL 227 WEST MONROE STREET 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000017280 Guggenheim Canadian Energy Income ETF C000047825 Guggenheim Canadian Energy Income ETF ENY C/O CLAYMORE SECURITIES, INC. CHICAGO 60606 IL 227 WEST MONROE STREET 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000026796 Guggenheim China All-Cap ETF C000080566 Guggenheim China All-Cap ETF YAO C/O CLAYMORE SECURITIES, INC. CHICAGO 60606 IL 227 WEST MONROE STREET 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000019626 Guggenheim China Real Estate ETF C000054711 Guggenheim China Real Estate ETF TAO C/O CLAYMORE SECURITIES, INC. CHICAGO 60606 IL 227 WEST MONROE STREET 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000020486 Guggenheim China Small Cap ETF C000057433 Guggenheim China Small Cap ETF HAO C/O CLAYMORE SECURITIES, INC. CHICAGO 60606 IL 227 WEST MONROE STREET 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000027069 Guggenheim China Technology ETF C000081479 Guggenheim China Technology ETF CQQQ C/O CLAYMORE SECURITIES, INC. CHICAGO 60606 IL 227 WEST MONROE STREET 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000046686 Guggenheim Emerging Markets Real Estate ETF C000145689 Guggenheim Emerging Markets Real Estate ETF EMRE C/O CLAYMORE SECURITIES, INC. CHICAGO 60606 IL 227 WEST MONROE STREET 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000022470 Guggenheim Frontier Markets ETF C000065012 Guggenheim Frontier Markets ETF FRN C/O CLAYMORE SECURITIES, INC. CHICAGO 60606 IL 227 WEST MONROE STREET 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000031949 Guggenheim International High Dividend ETF C000099456 Guggenheim International High Dividend ETF [NULL] C/O CLAYMORE SECURITIES, INC. CHICAGO 60606 IL 227 WEST MONROE STREET 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000017282 Guggenheim International Multi-Asset Income ETF C000047827 Guggenheim International Multi-Asset Income ETF HGI C/O CLAYMORE SECURITIES, INC. CHICAGO 60606 IL 227 WEST MONROE STREET 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000053392 Guggenheim International Optimized Volatility ETF C000167923 Guggenheim International Optimized Volatility ETF [NULL] C/O CLAYMORE SECURITIES, INC. CHICAGO 60606 IL 227 WEST MONROE STREET 811-21910 0001365662 Claymore Exchange-Traded Fund Trust 2 30 S000019498 Guggenheim MSCI Global Timber ETF C000054146 Guggenheim MSCI Global Timber ETF CUT C/O CLAYMORE SECURITIES, INC. 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S000010796 Columbia Capital Allocation Moderate Conservative Portfolio C000029872 Columbia Capital Allocation Moderate Conservative Portfolio Class R CLIRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010796 Columbia Capital Allocation Moderate Conservative Portfolio C000122585 Columbia Capital Allocation Moderate Conservative Portfolio Class R5 CLRRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010796 Columbia Capital Allocation Moderate Conservative Portfolio C000129844 Columbia Capital Allocation Moderate Conservative Portfolio Class Y CPDGX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010796 Columbia Capital Allocation Moderate Conservative Portfolio C000029871 Columbia Capital Allocation Moderate Conservative Portfolio Class C NIICX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010796 Columbia Capital Allocation Moderate Conservative Portfolio C000029873 Columbia Capital Allocation Moderate Conservative Portfolio Class Z NIPAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010796 Columbia Capital Allocation Moderate Conservative Portfolio C000029869 Columbia Capital Allocation Moderate Conservative Portfolio Class A NLGAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010796 Columbia Capital Allocation Moderate Conservative Portfolio C000029870 Columbia Capital Allocation Moderate Conservative Portfolio Class B NLIBX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010789 Columbia Convertible Securities Fund C000094641 Columbia Convertible Securities Fund Class I CCSIX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010789 Columbia Convertible Securities Fund C000122575 Columbia Convertible Securities Fund Class R5 COCRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010789 Columbia Convertible Securities Fund C000122574 Columbia Convertible Securities Fund Class R4 COVRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010789 Columbia Convertible Securities Fund C000149202 Columbia Convertible Securities Fund Class Y CSFYX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010789 Columbia Convertible Securities Fund C000109944 Columbia Convertible Securities Fund Class R CVBRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010789 Columbia Convertible Securities Fund C000109945 Columbia Convertible Securities Fund Class W CVBWX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010789 Columbia Convertible Securities Fund C000029840 Columbia Convertible Securities Fund Class Z NCIAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010789 Columbia Convertible Securities Fund C000029838 Columbia Convertible Securities Fund Class B NCVBX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010789 Columbia Convertible Securities Fund C000029837 Columbia Convertible Securities Fund Class A PACIX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010789 Columbia Convertible Securities Fund C000029839 Columbia Convertible Securities Fund Class C PHIKX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010785 Columbia Global Strategic Equity Fund C000170390 Columbia Global Strategic Equity Fund Class Y [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010785 Columbia Global Strategic Equity Fund C000122573 Columbia Global Strategic Equity Fund Class R5 CGPRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010785 Columbia Global Strategic Equity Fund C000097720 Columbia Global Strategic Equity Fund Class K CGRUX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010785 Columbia Global Strategic Equity Fund C000029823 Columbia Global Strategic Equity Fund Class R CLGRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010785 Columbia Global Strategic Equity Fund C000122572 Columbia Global Strategic Equity Fund Class R4 CWPRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010785 Columbia Global Strategic Equity Fund C000029824 Columbia Global Strategic Equity Fund Class Z NGPAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010785 Columbia Global Strategic Equity Fund C000029821 Columbia Global Strategic Equity Fund Class B NLGBX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010785 Columbia Global Strategic Equity Fund C000029822 Columbia Global Strategic Equity Fund Class C NLGCX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010785 Columbia Global Strategic Equity Fund C000029820 Columbia Global Strategic Equity Fund Class A NLGIX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010804 Columbia International Opportunities Fund C000122592 Columbia International Opportunities Fund Class R4 CLFRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010804 Columbia International Opportunities Fund C000094658 Columbia International Opportunities Fund Class I CMOIX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010804 Columbia International Opportunities Fund C000029907 Columbia International Opportunities Fund Class R CMORX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010804 Columbia International Opportunities Fund C000029904 Columbia International Opportunities Fund Class A MAIOX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010804 Columbia International Opportunities Fund C000029905 Columbia International Opportunities Fund Class B MBIOX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010804 Columbia International Opportunities Fund C000029906 Columbia International Opportunities Fund Class C MCIOX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010804 Columbia International Opportunities Fund C000029908 Columbia International Opportunities Fund Class Z NMOAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010802 Columbia International Value Fund C000094654 Columbia International Value Fund Class R CIVRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010802 Columbia International Value Fund C000122589 Columbia International Value Fund Class R5 CLVRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010802 Columbia International Value Fund C000122588 Columbia International Value Fund Class R4 CVFRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010802 Columbia International Value Fund C000094653 Columbia International Value Fund Class I CVLIX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010802 Columbia International Value Fund C000029898 Columbia International Value Fund Class Z EMIEX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010802 Columbia International Value Fund C000029896 Columbia International Value Fund Class B NBIVX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010802 Columbia International Value Fund C000029895 Columbia International Value Fund Class A NIVLX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010802 Columbia International Value Fund C000029897 Columbia International Value Fund Class C NVICX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010818 Columbia Large Cap Enhanced Core Fund C000094659 Columbia Large Cap Enhanced Core Fund Class I CCEIX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010818 Columbia Large Cap Enhanced Core Fund C000030032 Columbia Large Cap Enhanced Core Fund Class R CCERX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010818 Columbia Large Cap Enhanced Core Fund C000159973 Columbia Large Cap Enhanced Core Fund Class R4 CECFX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010818 Columbia Large Cap Enhanced Core Fund C000079027 Columbia Large Cap Enhanced Core Fund Class Y CECYX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010818 Columbia Large Cap Enhanced Core Fund C000145446 Columbia Large Cap Enhanced Core Fund Class R5 CLNCX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010818 Columbia Large Cap Enhanced Core Fund C000030031 Columbia Large Cap Enhanced Core Fund Class A NMIAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010818 Columbia Large Cap Enhanced Core Fund C000030033 Columbia Large Cap Enhanced Core Fund Class Z NMIMX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010799 Columbia Large Cap Growth Fund II C000171352 Columbia Large Cap Growth Fund II Class Y [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010799 Columbia Large Cap Growth Fund II C000138350 Columbia Large Cap Growth Fund II Class R5 CADQX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010799 Columbia Large Cap Growth Fund II C000029885 Columbia Large Cap Growth Fund II Class R CMTRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010799 Columbia Large Cap Growth Fund II C000122587 Columbia Large Cap Growth Fund II Class R4 CTFRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010799 Columbia Large Cap Growth Fund II C000029882 Columbia Large Cap Growth Fund II Class A NMTAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010799 Columbia Large Cap Growth Fund II C000029883 Columbia Large Cap Growth Fund II Class B NMTBX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010799 Columbia Large Cap Growth Fund II C000029886 Columbia Large Cap Growth Fund II Class Z NMYAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010799 Columbia Large Cap Growth Fund II C000029884 Columbia Large Cap Growth Fund II Class C NMYCX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010797 Columbia Large Cap Growth Fund III C000171353 Columbia Large Cap Growh Fund III Class Y [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010797 Columbia Large Cap Growth Fund III C000136868 Columbia Large Cap Growth Fund III Class R5 CADRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010797 Columbia Large Cap Growth Fund III C000094652 Columbia Large Cap Growth Fund III Class I CMRIX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010797 Columbia Large Cap Growth Fund III C000122586 Columbia Large Cap Growth Fund III Class R4 CSFRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010797 Columbia Large Cap Growth Fund III C000029874 Columbia Large Cap Growth Fund III Class A NFEAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010797 Columbia Large Cap Growth Fund III C000029875 Columbia Large Cap Growth Fund III Class B NFEBX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010797 Columbia Large Cap Growth Fund III C000029876 Columbia Large Cap Growth Fund III Class C NFECX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010797 Columbia Large Cap Growth Fund III C000029877 Columbia Large Cap Growth Fund III Class Z NFEPX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010794 Columbia Large Cap Growth Fund V C000171390 Columbia Large Cap Growth Fund V Class Y [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010794 Columbia Large Cap Growth Fund V C000094649 Columbia Large Cap Growth Fund V Class W CMSWX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010794 Columbia Large Cap Growth Fund V C000094648 Columbia Large Cap Growth Fund V Class I CMWIX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010794 Columbia Large Cap Growth Fund V C000029863 Columbia Large Cap Growth Fund V Class R CMWRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010794 Columbia Large Cap Growth Fund V C000122582 Columbia Large Cap Growth Fund V Class R5 CTGRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010794 Columbia Large Cap Growth Fund V C000122581 Columbia Large Cap Growth Fund V Class R4 CWSRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010794 Columbia Large Cap Growth Fund V C000029861 Columbia Large Cap Growth Fund V Class B NGIBX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010794 Columbia Large Cap Growth Fund V C000029864 Columbia Large Cap Growth Fund V Class Z NGIPX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010794 Columbia Large Cap Growth Fund V C000029860 Columbia Large Cap Growth Fund V Class A NMGIX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010794 Columbia Large Cap Growth Fund V C000029862 Columbia Large Cap Growth Fund V Class C NMICX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010825 Columbia Large Cap Index Fund C000173199 Columbia Large Cap Index Fund Class Y [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010825 Columbia Large Cap Index Fund C000109947 Columbia Large Cap Index Fund Class I CCXIX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010825 Columbia Large Cap Index Fund C000030052 Columbia Large Cap Index Fund Class B CLIBX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010825 Columbia Large Cap Index Fund C000122593 Columbia Large Cap Index Fund Class R5 CLXRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010825 Columbia Large Cap Index Fund C000030051 Columbia Large Cap Index Fund Class A NEIAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010825 Columbia Large Cap Index Fund C000030053 Columbia Large Cap Index Fund Class Z NINDX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010826 Columbia Mid Cap Index Fund C000173200 Columbia Mid Cap Index Fund Class Y [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010826 Columbia Mid Cap Index Fund C000094660 Columbia Mid Cap Index Fund Class I CIDIX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010826 Columbia Mid Cap Index Fund C000122594 Columbia Mid Cap Index Fund Class R5 CPXRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010826 Columbia Mid Cap Index Fund C000030055 Columbia Mid Cap Index Fund Class Z NMPAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010826 Columbia Mid Cap Index Fund C000030054 Columbia Mid Cap Index Fund Class A NTIAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000122576 Columbia Mid Cap Value Fund Class R4 CFDRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000029850 Columbia Mid Cap Value Fund Class A CMUAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000029851 Columbia Mid Cap Value Fund Class B CMUBX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000029852 Columbia Mid Cap Value Fund Class C CMUCX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000094645 Columbia Mid Cap Value Fund Class K CMUFX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000094646 Columbia Mid Cap Value Fund Class W CMUWX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000029853 Columbia Mid Cap Value Fund Class R CMVRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000094644 Columbia Mid Cap Value Fund Class I CMVUX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000079026 Columbia Mid Cap Value Fund Class Y CMVYX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000122577 Columbia Mid Cap Value Fund Class R5 CVERX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010792 Columbia Mid Cap Value Fund C000029854 Columbia Mid Cap Value Fund Class Z NAMAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000021046 Columbia Overseas Value Fund C000059843 Columbia Overseas Value Fund Class A COAVX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000021046 Columbia Overseas Value Fund C000121784 Columbia Overseas Value Fund Class B COBVX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000021046 Columbia Overseas Value Fund C000059844 Columbia Overseas Value Fund Class C COCVX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000021046 Columbia Overseas Value Fund C000121785 Columbia Overseas Value Fund Class K COKVX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000021046 Columbia Overseas Value Fund C000159975 Columbia Overseas Value Fund Class R5 COSSX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000021046 Columbia Overseas Value Fund C000159974 Columbia Overseas Value Fund Class R4 COSVX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000021046 Columbia Overseas Value Fund C000159976 Columbia Overseas Value Fund Class Y COSYX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000021046 Columbia Overseas Value Fund C000059846 Columbia Overseas Value Fund Class Z COSZX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000021046 Columbia Overseas Value Fund C000101817 Columbia Overseas Value Fund Class I COVIX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000021046 Columbia Overseas Value Fund C000059845 Columbia Overseas Value Fund Class R COVUX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000021046 Columbia Overseas Value Fund C000101818 Columbia Overseas Value Fund Class W COVWX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000022025 Columbia Select Global Growth Fund C000171391 Columbia Select Global Growth Fund Class Y [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000022025 Columbia Select Global Growth Fund C000138351 Columbia Select Global Growth Fund Class R4 CADHX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000022025 Columbia Select Global Growth Fund C000138352 Columbia Select Global Growth Fund Class R5 CADIX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000022025 Columbia Select Global Growth Fund C000063263 Columbia Select Global Growth Fund Class A COGAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000022025 Columbia Select Global Growth Fund C000063264 Columbia Select Global Growth Fund Class C COGCX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000022025 Columbia Select Global Growth Fund C000063265 Columbia Select Global Growth Fund Class R COGRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000022025 Columbia Select Global Growth Fund C000063266 Columbia Select Global Growth Fund Class Z COGZX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Select International Equity Fund C000029902 Columbia Select International Equity Fund Class R CIERX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Select International Equity Fund C000094657 Columbia Select International Equity Fund Class W CMAWX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Select International Equity Fund C000094656 Columbia Select International Equity Fund Class K CMEFX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Select International Equity Fund C000097721 Columbia Select International Equity Fund Class Y CMIYX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Select International Equity Fund C000122591 Columbia Select International Equity Fund Class R5 CQQRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Select International Equity Fund C000122590 Columbia Select International Equity Fund Class R4 CQYRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Select International Equity Fund C000094655 Columbia Select International Equity Fund Class I CUAIX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Select International Equity Fund C000029900 Columbia Select International Equity Fund Class B NIENX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Select International Equity Fund C000029903 Columbia Select International Equity Fund Class Z NIEQX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Select International Equity Fund C000029899 Columbia Select International Equity Fund Class A NIIAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010803 Columbia Select International Equity Fund C000029901 Columbia Select International Equity Fund Class C NITRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010795 Columbia Select Large Cap Equity Fund C000173198 Columbia Select Large Cap Equity Fund Class Y [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010795 Columbia Select Large Cap Equity Fund C000122583 Columbia Select Large Cap Equity Fund Class R5 CLCRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09645 0001097519 COLUMBIA FUNDS SERIES TRUST 30 S000010795 Columbia Select Large Cap Equity Fund C000094651 Columbia Select Large Cap Equity Fund Class W CLCWX 225 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S000031369 Columbia Strategic Municipal Income Fund C000126955 Columbia Strategic Municipal Income Fund Class R4 CATRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031369 Columbia Strategic Municipal Income Fund C000097545 Columbia Strategic Municipal Income Fund Class Z CATZX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031369 Columbia Strategic Municipal Income Fund C000097542 Columbia Strategic Municipal Income Fund Class A INTAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031369 Columbia Strategic Municipal Income Fund C000097543 Columbia Strategic Municipal Income Fund Class B ITEBX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031369 Columbia Strategic Municipal Income Fund C000097544 Columbia Strategic Municipal Income Fund Class C RTCEX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031344 Columbia U.S. Government Mortgage Fund C000097356 Columbia U.S. Government Mortgage Fund Class A AUGAX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031344 Columbia U.S. Government Mortgage Fund C000097357 Columbia U.S. Government Mortgage Fund Class B AUGBX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031344 Columbia U.S. Government Mortgage Fund C000097358 Columbia U.S. Government Mortgage Fund Class C AUGCX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031344 Columbia U.S. Government Mortgage Fund C000117662 Columbia U.S. Government Mortgage Fund Class W CGMWX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031344 Columbia U.S. Government Mortgage Fund C000121134 Columbia U.S. Government Mortgage Fund Class R5 CGVRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031344 Columbia U.S. Government Mortgage Fund C000169181 Columbia U.S. Government Mortgage Fund Class R CUGUX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031344 Columbia U.S. Government Mortgage Fund C000149222 Columbia U.S. Government Mortgage Fund Class Y CUGYX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031344 Columbia U.S. Government Mortgage Fund C000097361 Columbia U.S. Government Mortgage Fund Class Z CUGZX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031344 Columbia U.S. Government Mortgage Fund C000121133 Columbia U.S. Government Mortgage Fund Class R4 CUVRX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031344 Columbia U.S. Government Mortgage Fund C000097360 Columbia U.S. Government Mortgage Fund Class K RSGYX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-21852 0001352280 Columbia Funds Series Trust II 30 S000031344 Columbia U.S. Government Mortgage Fund C000097359 Columbia U.S. Government Mortgage Fund Class I RVGIX 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000010656 Columbia Variable Portfolio - Asset Allocation Fund C000029532 Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000010656 Columbia Variable Portfolio - Asset Allocation Fund C000029533 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000036673 Columbia Variable Portfolio - Contrarian Core Fund C000112074 Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000036673 Columbia Variable Portfolio - Contrarian Core Fund C000112075 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000036675 Columbia Variable Portfolio - Diversified Absolute Return Fund C000112078 Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000036675 Columbia Variable Portfolio - Diversified Absolute Return Fund C000112079 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000040388 Columbia Variable Portfolio - Long Government/Credit Bond Fund C000125446 Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000040388 Columbia Variable Portfolio - Long Government/Credit Bond Fund C000125447 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000040389 Columbia Variable Portfolio - Managed Volatility Conservative Fund C000125448 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000040390 Columbia Variable Portfolio - Managed Volatility Conservative Growth Fund C000125449 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000040391 Columbia Variable Portfolio - Managed Volatility Growth Fund C000125450 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000023271 Columbia Variable Portfolio - Select Large Cap Growth Fund C000068054 Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000023271 Columbia Variable Portfolio - Select Large Cap Growth Fund C000068055 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000012561 Columbia Variable Portfolio - Small Cap Value Fund C000034145 Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000012561 Columbia Variable Portfolio - Small Cap Value Fund C000034146 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000010658 Columbia Variable Portfolio - Small Company Growth Fund C000029536 Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000010658 Columbia Variable Portfolio - Small Company Growth Fund C000029537 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000012560 Columbia Variable Portfolio - Strategic Income Fund C000034143 Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000012560 Columbia Variable Portfolio - Strategic Income Fund C000034144 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000055414 Columbia Variable Portfolio - U.S. Flexible Conservative Growth Fund C000174387 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000055415 Columbia Variable Portfolio - U.S. Flexible Growth Fund C000174388 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000055416 Columbia Variable Portfolio - U.S. Flexible Moderate Growth Fund C000174389 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000036674 Variable Portfolio - AQR Managed Futures Strategy Fund C000112076 Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000036674 Variable Portfolio - AQR Managed Futures Strategy Fund C000112077 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000040392 Variable Portfolio - Lazard International Equity Advantage Fund C000125451 Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000040392 Variable Portfolio - Lazard International Equity Advantage Fund C000125452 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000045788 Variable Portfolio - Multi-Manager Diversified Income Fund C000142738 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-05199 0000815425 COLUMBIA FUNDS VARIABLE INSURANCE TRUST 30 S000045789 Variable Portfolio - Multi-Manager Interest Rate Adaptive Fund C000142739 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-08481 0001049787 COLUMBIA FUNDS VARIABLE INSURANCE TRUST I 30 S000010948 Columbia Variable Portfolio - International Opportunities Fund C000030303 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-08481 0001049787 COLUMBIA FUNDS VARIABLE INSURANCE TRUST I 30 S000010953 Columbia Variable Portfolio - Large Cap Growth Fund II C000030309 Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-08481 0001049787 COLUMBIA FUNDS VARIABLE INSURANCE TRUST I 30 S000010953 Columbia Variable Portfolio - Large Cap Growth Fund II C000038186 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-08481 0001049787 COLUMBIA FUNDS VARIABLE INSURANCE TRUST I 30 S000010951 Columbia Variable Portfolio - Large Cap Growth Fund III C000030307 Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-08481 0001049787 COLUMBIA FUNDS VARIABLE INSURANCE TRUST I 30 S000010951 Columbia Variable Portfolio - Large Cap Growth Fund III C000038185 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-08481 0001049787 COLUMBIA FUNDS VARIABLE INSURANCE TRUST I 30 S000010954 Variable Portfolio - Loomis Sayles Growth Fund II C000030310 Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-08481 0001049787 COLUMBIA FUNDS VARIABLE INSURANCE TRUST I 30 S000010954 Variable Portfolio - Loomis Sayles Growth Fund II C000038187 Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019838 Columbia Variable Portfolio - Balanced Fund C000143976 Columbia VP - Balanced Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019838 Columbia Variable Portfolio - Balanced Fund C000143977 Columbia VP - Balanced Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019838 Columbia Variable Portfolio - Balanced Fund C000055675 Columbia VP - Balanced Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000040393 Columbia Variable Portfolio - Commodity Strategy Fund C000125454 Columbia VP - Commodity Strategy Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000040393 Columbia Variable Portfolio - Commodity Strategy Fund C000125455 Columbia VP - Commodity Strategy Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019855 Columbia Variable Portfolio - Core Equity Fund C000055692 Columbia VP - Core Equity Fund [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019844 Columbia Variable Portfolio - Disciplined Core Fund C000088765 Columbia VP - Disciplined Core Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019844 Columbia Variable Portfolio - Disciplined Core Fund C000088766 Columbia VP - Disciplined Core Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019844 Columbia Variable Portfolio - Disciplined Core Fund C000055681 Columbia VP - Disciplined Core Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019857 Columbia Variable Portfolio - Dividend Opportunity Fund C000088785 Columbia VP - Dividend Opportunity Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019857 Columbia Variable Portfolio - Dividend Opportunity Fund C000088786 Columbia VP - Dividend Opportunity Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019857 Columbia Variable Portfolio - Dividend Opportunity Fund C000055694 Columbia VP - Dividend Opportunity Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000036677 Columbia Variable Portfolio - Emerging Markets Bond Fund C000112082 Columbia VP - Emerging Markets Bond Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000036677 Columbia Variable Portfolio - Emerging Markets Bond Fund C000112083 Columbia VP - Emerging Markets Bond Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019858 Columbia Variable Portfolio - Emerging Markets Fund C000088787 Columbia VP - Emerging Markets Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019858 Columbia Variable Portfolio - Emerging Markets Fund C000088788 Columbia VP - Emerging Markets Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019858 Columbia Variable Portfolio - Emerging Markets Fund C000055695 Columbia VP - Emerging Markets Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019860 Columbia Variable Portfolio - Global Bond Fund C000088791 Columbia VP - Global Bond Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019860 Columbia Variable Portfolio - Global Bond Fund C000088792 Columbia VP - Global Bond Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019860 Columbia Variable Portfolio - Global Bond Fund C000055697 Columbia VP - Global Bond Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019849 Columbia Variable Portfolio - Government Money Market Fund C000088773 Columbia VP - Government Money Market Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019849 Columbia Variable Portfolio - Government Money Market Fund C000088774 Columbia VP - Government Money Market Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019849 Columbia Variable Portfolio - Government Money Market Fund C000055686 Columbia VP - Government Money Market Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019841 Columbia Variable Portfolio - High Yield Bond Fund C000088759 Columbia VP - High Yield Bond Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019841 Columbia Variable Portfolio - High Yield Bond Fund C000088760 Columbia VP - High Yield Bond Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019841 Columbia Variable Portfolio - High Yield Bond Fund C000055678 Columbia VP - High Yield Bond Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019842 Columbia Variable Portfolio - Income Opportunities Fund C000088761 Columbia VP - Income Opportunities Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019842 Columbia Variable Portfolio - Income Opportunities Fund C000088762 Columbia VP - Income Opportunities Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019842 Columbia Variable Portfolio - Income Opportunities Fund C000055679 Columbia VP - Income Opportunities Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019856 Columbia Variable Portfolio - Intermediate Bond Fund C000088784 Columbia VP - Intermediate Bond Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019856 Columbia Variable Portfolio - Intermediate Bond Fund C000088783 Columbia VP - Intermediate Bond Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019856 Columbia Variable Portfolio - Intermediate Bond Fund C000055693 Columbia VP - Intermediate Bond Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019840 Columbia Variable Portfolio - Large Cap Growth Fund C000088757 Columbia VP - Large Cap Growth Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019840 Columbia Variable Portfolio - Large Cap Growth Fund C000088758 Columbia VP - Large Cap Growth Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019840 Columbia Variable Portfolio - Large Cap Growth Fund C000055677 Columbia VP - Large Cap Growth Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019848 Columbia Variable Portfolio - Large Cap Index Fund C000098158 Columbia VP - Large Cap Index Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019848 Columbia Variable Portfolio - Large Cap Index Fund C000098159 Columbia VP - Large Cap Index Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019848 Columbia Variable Portfolio - Large Cap Index Fund C000055685 Columbia VP - Large Cap Index Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028705 Columbia Variable Portfolio - Limited Duration Credit Fund C000087828 Columbia VP - Limited Duration Credit Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028705 Columbia Variable Portfolio - Limited Duration Credit Fund C000087829 Columbia VP - Limited Duration Credit Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000036785 Columbia Variable Portfolio - Managed Volatility Moderate Growth Fund C000112515 Columbia VP - Managed Volatility Moderate Growth Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019846 Columbia Variable Portfolio - Mid Cap Growth Fund C000088769 Columbia VP - Mid Cap Growth Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019846 Columbia Variable Portfolio - Mid Cap Growth Fund C000088770 Columbia VP - Mid Cap Growth Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019846 Columbia Variable Portfolio - Mid Cap Growth Fund C000055683 Columbia VP - Mid Cap Growth Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019847 Columbia Variable Portfolio - Mid Cap Value Fund C000088771 Columbia VP - Mid Cap Value Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019847 Columbia Variable Portfolio - Mid Cap Value Fund C000088772 Columbia VP - Mid Cap Value Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019847 Columbia Variable Portfolio - Mid Cap Value Fund C000055684 Columbia VP - Mid Cap Value Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019843 Columbia Variable Portfolio - Select International Equity Fund C000088763 Columbia VP - Select International Equity Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019843 Columbia Variable Portfolio - Select International Equity Fund C000088764 Columbia VP - Select International Equity Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019843 Columbia Variable Portfolio - Select International Equity Fund C000055680 Columbia VP - Select International Equity Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019845 Columbia Variable Portfolio - Select Large-Cap Value Fund C000088767 Columbia VP - Select Large-Cap Value Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019845 Columbia Variable Portfolio - Select Large-Cap Value Fund C000088768 Columbia VP - Select Large-Cap Value Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019845 Columbia Variable Portfolio - Select Large-Cap Value Fund C000055682 Columbia VP - Select Large-Cap Value Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019852 Columbia Variable Portfolio - Select Smaller-Cap Value Fund C000088779 Columbia VP - Select Smaller-Cap Value Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019852 Columbia Variable Portfolio - Select Smaller-Cap Value Fund C000088780 Columbia VP - Select Smaller-Cap Value Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019852 Columbia Variable Portfolio - Select Smaller-Cap Value Fund C000055689 Columbia VP - Select Smaller-Cap Value Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000031384 Columbia Variable Portfolio - Seligman Global Technology Fund C000097668 Columbia VP - Seligman Global Technology Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000031384 Columbia Variable Portfolio - Seligman Global Technology Fund C000097669 Columbia VP - Seligman Global Technology Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028699 Columbia Variable Portfolio - U.S. Equities Fund C000087816 CVP - U.S. Equities Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028699 Columbia Variable Portfolio - U.S. Equities Fund C000087817 CVP - U.S. Equities Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019851 Columbia Variable Portfolio - U.S. Government Mortgage Fund C000088777 Columbia VP - U.S. Government Mortgage Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019851 Columbia Variable Portfolio - U.S. Government Mortgage Fund C000088778 Columbia VP - U.S. Government Mortgage Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019851 Columbia Variable Portfolio - U.S. Government Mortgage Fund C000055688 Columbia VP - U.S. Government Mortgage Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028683 Variable Portfolio - Aggressive Portfolio C000087784 VP - Aggressive Portfolio Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028683 Variable Portfolio - Aggressive Portfolio C000087785 VP - Aggressive Portfolio Class 4 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028684 Variable Portfolio - American Century Diversified Bond Fund C000087786 VP - American Century Diversified Bond Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028684 Variable Portfolio - American Century Diversified Bond Fund C000087787 VP - American Century Diversified Bond Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019839 Variable Portfolio - BlackRock Global Inflation-Protected Securities Fund C000088755 VP - BlackRock Global Inflation-Protected Securities Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019839 Variable Portfolio - BlackRock Global Inflation-Protected Securities Fund C000088756 VP - BlackRock Global Inflation-Protected Securities Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019839 Variable Portfolio - BlackRock Global Inflation-Protected Securities Fund C000055676 VP - BlackRock Global Inflation-Protected Securities Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028695 Variable Portfolio - CenterSquare Real Estate Fund C000087808 VP - CenterSquare Real Estate Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028695 Variable Portfolio - CenterSquare Real Estate Fund C000087809 VP - CenterSquare Real Estate Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028689 Variable Portfolio - Columbia Wanger International Equities Fund C000087796 VP - Columbia Wanger International Equities Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028689 Variable Portfolio - Columbia Wanger International Equities Fund C000087797 VP - Columbia Wanger International Equities Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028704 Variable Portfolio - Conservative Portfolio C000087827 VP - Conservative Portfolio Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028704 Variable Portfolio - Conservative Portfolio C000087826 VP - Conservative Portfolio Class 4 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028708 Variable Portfolio - DFA International Value Fund C000087834 VP - DFA International Value Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028708 Variable Portfolio - DFA International Value Fund C000087835 VP - DFA International Value Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028686 Variable Portfolio - Eaton Vance Floating-Rate Income Fund C000087790 VP - Eaton Vance Floating-Rate Income Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028686 Variable Portfolio - Eaton Vance Floating-Rate Income Fund C000087791 VP - Eaton Vance Floating-Rate Income Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028690 Variable Portfolio - J.P. Morgan Core Bond Fund C000087798 VP - J.P. Morgan Core Bond Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028690 Variable Portfolio - J.P. Morgan Core Bond Fund C000087799 VP - J.P. Morgan Core Bond Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028691 Variable Portfolio - Jennison Mid Cap Growth Fund C000087800 VP - Jennison Mid Cap Growth Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028691 Variable Portfolio - Jennison Mid Cap Growth Fund C000087801 VP - Jennison Mid Cap Growth Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028685 Variable Portfolio - Loomis Sayles Growth Fund C000087788 VP - Loomis Sayles Growth Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028685 Variable Portfolio - Loomis Sayles Growth Fund C000087789 VP - Loomis Sayles Growth Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019859 Variable Portfolio - MFS Blended Research Core Equity Fund C000088789 VP - MFS Blended Research Core Equity Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019859 Variable Portfolio - MFS Blended Research Core Equity Fund C000088790 VP - MFS Blended Research Core Equity Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019859 Variable Portfolio - MFS Blended Research Core Equity Fund C000055696 VP - MFS Blended Research Core Equity Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028692 Variable Portfolio - MFS Value Fund C000087802 VP - MFS Value Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028692 Variable Portfolio - MFS Value Fund C000087803 VP - MFS Value Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028702 Variable Portfolio - Moderate Portfolio C000087822 VP - Moderate Portfolio Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028702 Variable Portfolio - Moderate Portfolio C000087823 VP - Moderate Portfolio Class 4 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028694 Variable Portfolio - Moderately Aggressive Portfolio C000087806 VP - Moderately Aggressive Portfolio Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028694 Variable Portfolio - Moderately Aggressive Portfolio C000087807 VP - Moderately Aggressive Portfolio Class 4 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028703 Variable Portfolio - Moderately Conservative Portfolio C000087824 VP - Moderately Conservative Portfolio Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028703 Variable Portfolio - Moderately Conservative Portfolio C000087825 VP - Moderately Conservative Portfolio Class 4 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028688 Variable Portfolio - Morgan Stanley Advantage Fund C000087794 VP - Morgan Stanley Advantage Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028688 Variable Portfolio - Morgan Stanley Advantage Fund C000087795 VP - Morgan Stanley Advantage Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028696 Variable Portfolio - NFJ Dividend Value Fund C000087810 VP - NFJ Dividend Value Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028696 Variable Portfolio - NFJ Dividend Value Fund C000087811 VP - NFJ Dividend Value Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028700 Variable Portfolio - Nuveen Winslow Large Cap Growth Fund C000087818 VP - Nuveen Winslow Large Cap Growth Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028700 Variable Portfolio - Nuveen Winslow Large Cap Growth Fund C000087819 VP - Nuveen Winslow Large Cap Growth Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028707 Variable Portfolio - Oppenheimer International Growth Fund C000087832 VP - Oppenheimer International Growth Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028707 Variable Portfolio - Oppenheimer International Growth Fund C000087833 VP - Oppenheimer International Growth Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028697 Variable Portfolio - Partners Small Cap Growth Fund C000087812 VP - Partners Small Cap Growth Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028697 Variable Portfolio - Partners Small Cap Growth Fund C000087813 VP - Partners Small Cap Growth Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019853 Variable Portfolio - Partners Small Cap Value Fund C000088781 VP - Partners Small Cap Value Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019853 Variable Portfolio - Partners Small Cap Value Fund C000088782 VP - Partners Small Cap Value Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019853 Variable Portfolio - Partners Small Cap Value Fund C000055690 VP - Partners Small Cap Value Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028687 Variable Portfolio - Pyramis International Equity Fund C000087792 VP - Pyramis International Equity Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028687 Variable Portfolio - Pyramis International Equity Fund C000087793 VP - Pyramis International Equity Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028698 Variable Portfolio - TCW Core Plus Bond Fund C000087814 VP - TCW Core Plus Bond Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028698 Variable Portfolio - TCW Core Plus Bond Fund C000087815 VP - TCW Core Plus Bond Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019850 Variable Portfolio - Victory Sycamore Established Value Fund C000088775 VP - Victory Sycamore Established Value Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019850 Variable Portfolio - Victory Sycamore Established Value Fund C000088776 VP - Victory Sycamore Established Value Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000019850 Variable Portfolio - Victory Sycamore Established Value Fund C000055687 VP - Victory Sycamore Established Value Fund Class 3 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028701 Variable Portfolio - Wells Fargo Short Duration Government Fund C000087820 VP - Wells Fargo Short Duration Government Fund Class 1 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-22127 0001413032 Columbia Funds Variable Series Trust II 30 S000028701 Variable Portfolio - Wells Fargo Short Duration Government Fund C000087821 VP - Wells Fargo Short Duration Government Fund Class 2 [NULL] 225 FRANKLIN STREET BOSTON 02110 MA [NULL] 811-09337 0001077130 COLUMBUS LIFE SEPARATE ACCOUNT 1 33 S000000889 COLUMBUS LIFE INSURANCE COMPANY SEPARATE ACCOUNT 1 C000002529 Columbus Life Variable Universal Life [NULL] 400 E 4TH STREET CINCINNATI 45202 OH [NULL] 811-09337 0001077130 COLUMBUS LIFE SEPARATE ACCOUNT 1 33 S000000889 COLUMBUS LIFE INSURANCE COMPANY SEPARATE ACCOUNT 1 C000002526 Legacy [NULL] 400 E 4TH STREET CINCINNATI 45202 OH [NULL] 811-09337 0001077130 COLUMBUS LIFE SEPARATE ACCOUNT 1 33 S000000889 COLUMBUS LIFE INSURANCE COMPANY SEPARATE ACCOUNT 1 C000002527 Pinnacle [NULL] 400 E 4TH STREET CINCINNATI 45202 OH [NULL] 811-09337 0001077130 COLUMBUS LIFE SEPARATE ACCOUNT 1 33 S000000889 COLUMBUS LIFE INSURANCE COMPANY SEPARATE ACCOUNT 1 C000002528 Pinnacle II [NULL] 400 E 4TH STREET CINCINNATI 45202 OH [NULL] 811-08598 0000926243 COMMERCE FUNDS 30 S000010030 The Bond Fund C000027728 The Bond Fund [NULL] 1000 WALNUT ST KANSAS CITY 64121 MO [NULL] 811-08598 0000926243 COMMERCE FUNDS 30 S000010030 The Bond Fund C000027729 Shares CFBNX 1000 WALNUT ST KANSAS CITY 64121 MO [NULL] 811-08598 0000926243 COMMERCE FUNDS 30 S000010025 The Growth Fund C000027718 The Growth Fund [NULL] 1000 WALNUT ST KANSAS CITY 64121 MO [NULL] 811-08598 0000926243 COMMERCE FUNDS 30 S000010025 The Growth Fund C000027719 Shares CFGRX 1000 WALNUT ST KANSAS CITY 64121 MO [NULL] 811-08598 0000926243 COMMERCE FUNDS 30 S000010024 The Kansas Tax-Free Intermediate Bond Fund C000027716 The Kansas Tax-Free Intermediate Bond Fund [NULL] 1000 WALNUT ST KANSAS CITY 64121 MO [NULL] 811-08598 0000926243 COMMERCE FUNDS 30 S000010024 The Kansas Tax-Free Intermediate Bond Fund C000027717 Shares KTXIX 1000 WALNUT ST KANSAS CITY 64121 MO [NULL] 811-08598 0000926243 COMMERCE FUNDS 30 S000010027 The MidCap Growth Fund C000027722 The MidCap Growth Fund [NULL] 1000 WALNUT ST KANSAS CITY 64121 MO [NULL] 811-08598 0000926243 COMMERCE FUNDS 30 S000010027 The MidCap Growth Fund C000027723 Shares CFAGX 1000 WALNUT ST KANSAS CITY 64121 MO [NULL] 811-08598 0000926243 COMMERCE FUNDS 30 S000010023 The Missouri Tax-Free Intermediate Bond Fund C000027714 The Missouri Tax-Free Intermediate Bond Fund [NULL] 1000 WALNUT ST KANSAS CITY 64121 MO [NULL] 811-08598 0000926243 COMMERCE FUNDS 30 S000010023 The Missouri Tax-Free Intermediate Bond Fund C000027715 Shares CFMOX 1000 WALNUT ST KANSAS CITY 64121 MO [NULL] 811-08598 0000926243 COMMERCE FUNDS 30 S000010032 The National Tax-Free Intermediate Bond Fund C000027732 The National Tax-Free Intermediate Bond Fund [NULL] 1000 WALNUT ST KANSAS CITY 64121 MO [NULL] 811-08598 0000926243 COMMERCE FUNDS 30 S000010032 The National Tax-Free Intermediate Bond Fund C000027733 Shares CFNLX 1000 WALNUT ST KANSAS CITY 64121 MO [NULL] 811-08598 0000926243 COMMERCE FUNDS 30 S000010031 The Short Term Government Fund C000027730 The Short Term Government Fund [NULL] 1000 WALNUT ST KANSAS CITY 64121 MO [NULL] 811-08598 0000926243 COMMERCE FUNDS 30 S000010031 The Short Term Government Fund C000027731 Shares CFSTX 1000 WALNUT ST KANSAS CITY 64121 MO [NULL] 811-08598 0000926243 COMMERCE FUNDS 30 S000010026 The Value Fund C000027720 The Value Fund [NULL] 1000 WALNUT ST KANSAS CITY 64121 MO [NULL] 811-08598 0000926243 COMMERCE FUNDS 30 S000010026 The Value Fund C000027721 Shares CFVLX 1000 WALNUT ST KANSAS CITY 64121 MO [NULL] 811-22024 0001391312 Commonwealth Annuity Separate Account A 32 S000017354 COMMONWEALTH ANNUITY SEPARATE ACCOUNT A OF COMMONWEALTH ANNUITY & LIFE INS CO C000048054 Commonwealth Annuity Advantage IV [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-22024 0001391312 Commonwealth Annuity Separate Account A 32 S000017354 COMMONWEALTH ANNUITY SEPARATE ACCOUNT A OF COMMONWEALTH ANNUITY & LIFE INS CO C000075832 Commonwealth Annuity Horizon [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-22024 0001391312 Commonwealth Annuity Separate Account A 32 S000017354 COMMONWEALTH ANNUITY SEPARATE ACCOUNT A OF COMMONWEALTH ANNUITY & LIFE INS CO C000048045 Commonwealth Annuity Preferred Plus [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-04665 0000793601 COMMONWEALTH INTERNATIONAL SERIES TRUST 30 S000034335 AFRICA FUND C000105717 AFRICA FUND CAFRX 791 TOWN & COUNTRY BLVD. 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HOUSTON 77024 TX SUITE 250 811-06632 0000886134 COMMONWEALTH SEL ACCT OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009761 COMMONWEALTH ANNUITY SELECT SEPARATE ACCT OF COMMONWEALTH ANNUITY & LIFE INS CO C000028001 Optim-L (333-86274) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-06632 0000886134 COMMONWEALTH SEL ACCT OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009761 COMMONWEALTH ANNUITY SELECT SEPARATE ACCT OF COMMONWEALTH ANNUITY & LIFE INS CO C000028000 Select Acclaim(333-92115) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-06632 0000886134 COMMONWEALTH SEL ACCT OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009761 COMMONWEALTH ANNUITY SELECT SEPARATE ACCT OF COMMONWEALTH ANNUITY & LIFE INS CO C000028002 Select Advocate (333-90531) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-06632 0000886134 COMMONWEALTH SEL ACCT OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009761 COMMONWEALTH ANNUITY SELECT SEPARATE ACCT OF COMMONWEALTH ANNUITY & LIFE INS CO C000027999 Select Charter (333-63093) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-06632 0000886134 COMMONWEALTH SEL ACCT OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009761 COMMONWEALTH ANNUITY SELECT SEPARATE ACCT OF COMMONWEALTH ANNUITY & LIFE INS CO C000026819 Select Resource (33-47216) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-06632 0000886134 COMMONWEALTH SEL ACCT OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009761 COMMONWEALTH ANNUITY SELECT SEPARATE ACCT OF COMMONWEALTH ANNUITY & LIFE INS CO C000026820 Select Reward (333-78245) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-08859 0001039782 COMMONWEALTH SEL SEP ACCT III OF COMMONWELATH ANNUITY & LIFE INSURANCE CO 33 S000010012 ALLMERICA SEL SEP ACCT III OF ALLMERICA FIN LIFE IN & ANN CO C000027685 Select III (Allmerica Select SPL) (333-58551) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-08859 0001039782 COMMONWEALTH SEL SEP ACCT III OF COMMONWELATH ANNUITY & LIFE INSURANCE CO 33 S000010012 ALLMERICA SEL SEP ACCT III OF ALLMERICA FIN LIFE IN & ANN CO C000027684 SPL II (333-84306) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-08746 0000929345 COMMONWEALTH SELECT SEP ACCT II OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 33 S000009568 Allmerica Select Separate Account II (33-83604) C000026135 Allmerica Select Life II (Select Vel) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-09221 0001078195 Community Capital Trust 30 S000040913 CCM Alternative Income Fund C000126863 Institutional Shares CCMNX 2500 WESTON ROAD WESTON 33331 FL SUITE 101 811-09221 0001078195 Community Capital Trust 30 S000001913 COMMUNITY REINVESTMENT ACT QUALIFIED INVESTMENT FUND C000005044 CRA Shares CRAIX 2500 WESTON ROAD WESTON 33331 FL SUITE 101 811-09221 0001078195 Community Capital Trust 30 S000001913 COMMUNITY REINVESTMENT ACT QUALIFIED INVESTMENT FUND C000048038 Institutional Shares CRANX 2500 WESTON ROAD WESTON 33331 FL SUITE 101 811-09221 0001078195 Community Capital Trust 30 S000001913 COMMUNITY REINVESTMENT ACT QUALIFIED INVESTMENT FUND C000048039 Retail Shares CRATX 2500 WESTON ROAD WESTON 33331 FL SUITE 101 811-23080 0001649227 Community Development Fund 30 S000051233 THE COMMUNITY DEVELOPMENT FUND C000161514 Class A Shares CDCDX 6255 CHAPMAN FIELD DRIVE MIAMI 33156 FL [NULL] 811-08027 0001031507 COMPANION LIFE SEPARATE ACCOUNT B 33 S000010462 COMPANION LIFE SEPARATE ACCOUNT B C000028912 ULTRA VARIABLE LIFE FPVUL [NULL] MUTUAL OF OMAHA PLAZA 3-LAW OMAHA 68175-1008 NE [NULL] 811-08814 0000931424 COMPANION LIFE SEPARATE ACCOUNT C 32 S000010458 COMPANION LIFE SEPARATE ACCOUNT C C000028888 ULTRANNUITY SERIES I [NULL] 3 LAW DIVISION OMAHA 68175-1008 NE MUTUAL OF OMAHA PLAZA 811-08814 0000931424 COMPANION LIFE SEPARATE ACCOUNT C 32 S000010458 COMPANION LIFE SEPARATE ACCOUNT C C000028889 ULTRANNUITY SERIES V [NULL] 3 LAW DIVISION OMAHA 68175-1008 NE MUTUAL OF OMAHA PLAZA 811-05502 0000830779 COMSTOCK FUNDS INC 30 S000001057 COMSTOCK CAPITAL VALUE FUND C000073498 Class AAA COMVX ONE CORPORATE CENTER RYE 10580-1434 NY [NULL] 811-05502 0000830779 COMSTOCK FUNDS INC 30 S000001057 COMSTOCK CAPITAL VALUE FUND C000002843 RETAIL CLASS C CPCCX ONE CORPORATE CENTER RYE 10580-1434 NY [NULL] 811-05502 0000830779 COMSTOCK FUNDS INC 30 S000001057 COMSTOCK CAPITAL VALUE FUND C000002844 RETAIL CLASS I CPCRX ONE CORPORATE CENTER RYE 10580-1434 NY [NULL] 811-05502 0000830779 COMSTOCK FUNDS INC 30 S000001057 COMSTOCK CAPITAL VALUE FUND C000002841 RETAIL CLASS A DRCVX ONE CORPORATE CENTER RYE 10580-1434 NY [NULL] 811-05339 0000822519 CONCORDE FUNDS INC 30 S000000830 Concorde Value Fund C000002445 Concorde Value Fund CONVX 1000 THREE LINCOLN CENTRE DALLAS 75240-2650 TX 5430 LBJ FREEWAY LB3 811-05339 0000822519 CONCORDE FUNDS INC 30 S000054433 Concorde Wealth Management Fund C000170957 Concorde Wealth Management Fund CONWX 1000 THREE LINCOLN CENTRE DALLAS 75240-2650 TX 5430 LBJ FREEWAY LB3 811-21120 0001175813 CONESTOGA FUNDS 30 S000004756 Conestoga Small Cap Fund C000142731 Institutional Class CCALX 550 E. 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WEALTH BUILDER FUND C000006371 DELAWARE WEALTH BUILDER FUND CLASS R DDDRX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-04997 0000809821 DELAWARE GROUP EQUITY FUNDS V 30 S000002399 DELAWARE WEALTH BUILDER FUND C000006368 DELAWARE WEALTH BUILDER FUND CLASS A DDIAX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-04997 0000809821 DELAWARE GROUP EQUITY FUNDS V 30 S000002399 DELAWARE WEALTH BUILDER FUND C000006370 DELAWARE WEALTH BUILDER FUND CLASS C DDICX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-04997 0000809821 DELAWARE GROUP EQUITY FUNDS V 30 S000002399 DELAWARE WEALTH BUILDER FUND C000006372 DELAWARE WEALTH BUILDER FUND INSTITUTIONAL CLASS DDIIX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-08457 0001048133 DELAWARE GROUP FOUNDATION FUNDS 30 S000004198 DELAWARE FOUNDATION CONSERVATIVE ALLOCATION FUND C000011815 CLASS A DFIAX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET ST 811-08457 0001048133 DELAWARE GROUP FOUNDATION FUNDS 30 S000004198 DELAWARE FOUNDATION CONSERVATIVE ALLOCATION FUND C000011813 CLASS C DFICX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET ST 811-08457 0001048133 DELAWARE GROUP FOUNDATION FUNDS 30 S000004198 DELAWARE FOUNDATION CONSERVATIVE ALLOCATION FUND C000011814 INSTITUTIONAL CLASS DFIIX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET ST 811-08457 0001048133 DELAWARE GROUP FOUNDATION FUNDS 30 S000004198 DELAWARE FOUNDATION CONSERVATIVE ALLOCATION FUND C000011816 CLASS R DFIRX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET ST 811-08457 0001048133 DELAWARE GROUP FOUNDATION FUNDS 30 S000004197 DELAWARE FOUNDATION GROWTH ALLOCATION FUND C000011810 CLASS A DFGAX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET ST 811-08457 0001048133 DELAWARE GROUP FOUNDATION FUNDS 30 S000004197 DELAWARE FOUNDATION GROWTH ALLOCATION FUND C000011808 CLASS C DFGCX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET ST 811-08457 0001048133 DELAWARE GROUP FOUNDATION FUNDS 30 S000004197 DELAWARE FOUNDATION GROWTH ALLOCATION FUND C000011809 INSTITUTIONAL CLASS DFGIX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET ST 811-08457 0001048133 DELAWARE GROUP FOUNDATION FUNDS 30 S000004197 DELAWARE FOUNDATION GROWTH ALLOCATION FUND C000011811 CLASS R DFGRX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET ST 811-08457 0001048133 DELAWARE GROUP FOUNDATION FUNDS 30 S000004196 DELAWARE FOUNDATION MODERATE ALLOCATION FUND C000011805 CLASS A DFBAX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET ST 811-08457 0001048133 DELAWARE GROUP FOUNDATION FUNDS 30 S000004196 DELAWARE FOUNDATION MODERATE ALLOCATION FUND C000011803 CLASS C DFBCX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET ST 811-08457 0001048133 DELAWARE GROUP FOUNDATION FUNDS 30 S000004196 DELAWARE FOUNDATION MODERATE ALLOCATION FUND C000011806 CLASS R DFBRX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET ST 811-08457 0001048133 DELAWARE GROUP FOUNDATION FUNDS 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2005 MARKET STREET 811-02071 0000027825 DELAWARE GROUP INCOME FUNDS 30 S000003921 DELAWARE CORPORATE BOND FUND C000011005 INSTITUTIONAL CLASS DGCIX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-02071 0000027825 DELAWARE GROUP INCOME FUNDS 30 S000003921 DELAWARE CORPORATE BOND FUND C000011004 CLASS R DGCRX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-02071 0000027825 DELAWARE GROUP INCOME FUNDS 30 S000028004 Delaware Diversified Floating Rate Fund C000085181 Class A DDFAX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-02071 0000027825 DELAWARE GROUP INCOME FUNDS 30 S000028004 Delaware Diversified Floating Rate Fund C000085182 Class C DDFCX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-02071 0000027825 DELAWARE GROUP INCOME FUNDS 30 S000028004 Delaware Diversified Floating Rate Fund C000085183 Class R DDFFX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-02071 0000027825 DELAWARE GROUP INCOME FUNDS 30 S000028004 Delaware Diversified Floating Rate Fund C000085184 Institutional Class DDFLX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-02071 0000027825 DELAWARE GROUP INCOME FUNDS 30 S000003923 DELAWARE EXTENDED DURATION BOND FUND C000169262 Class R6 [NULL] ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-02071 0000027825 DELAWARE GROUP INCOME FUNDS 30 S000003923 DELAWARE EXTENDED DURATION BOND FUND C000011010 CLASS A DEEAX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-02071 0000027825 DELAWARE GROUP INCOME FUNDS 30 S000003923 DELAWARE EXTENDED DURATION BOND FUND C000011012 CLASS C DEECX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-02071 0000027825 DELAWARE GROUP INCOME FUNDS 30 S000003923 DELAWARE EXTENDED DURATION BOND FUND C000011014 INSTITUTIONAL CLASS DEEIX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-02071 0000027825 DELAWARE GROUP INCOME FUNDS 30 S000003923 DELAWARE EXTENDED 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C000006362 DELAWARE LIMITED-TERM DIVERSIFIED INCOME FUND CLASS R DLTRX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-03363 0000357059 DELAWARE GROUP LIMITED-TERM GOVERNMENT FUNDS 30 S000002397 DELAWARE LIMITED-TERM DIVERSIFIED INCOME FUND C000006361 DELAWARE LIMITED-TERM DIVERSIFIED INCOME FUND CLASS C DTICX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-03363 0000357059 DELAWARE GROUP LIMITED-TERM GOVERNMENT FUNDS 30 S000002397 DELAWARE LIMITED-TERM DIVERSIFIED INCOME FUND C000006363 DELAWARE LIMITED-TERM DIVERSIFIED INCOME FUND INSTITUTIONAL CLASS DTINX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-03363 0000357059 DELAWARE GROUP LIMITED-TERM GOVERNMENT FUNDS 30 S000002397 DELAWARE LIMITED-TERM DIVERSIFIED INCOME FUND C000006359 DELAWARE LIMITED-TERM DIVERSIFIED INCOME FUND CLASS A DTRIX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-02715 0000201670 DELAWARE GROUP STATE TAX-FREE INCOME TRUST 30 S000002393 DELAWARE TAX-FREE PENNSYLVANIA FUND C000006342 DELAWARE TAX-FREE PENNSYLVANIA FUND CLASS A DELIX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-02715 0000201670 DELAWARE GROUP STATE TAX-FREE INCOME TRUST 30 S000002393 DELAWARE TAX-FREE PENNSYLVANIA FUND C000006344 DELAWARE TAX-FREE PENNSYLVANIA FUND CLASS C DPTCX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-02715 0000201670 DELAWARE GROUP STATE TAX-FREE INCOME TRUST 30 S000002393 DELAWARE TAX-FREE PENNSYLVANIA FUND C000135933 Institutional Class DTPIX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-03850 0000728352 DELAWARE GROUP TAX FREE FUND 30 S000002403 DELAWARE TAX-FREE USA FUND C000006385 DELAWARE TAX-FREE USA FUND CLASS A DMTFX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-03850 0000728352 DELAWARE GROUP TAX FREE FUND 30 S000002403 DELAWARE TAX-FREE USA FUND C000074146 Institutional Class DTFIX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-03850 0000728352 DELAWARE GROUP TAX FREE FUND 30 S000002403 DELAWARE TAX-FREE USA FUND C000006387 DELAWARE TAX-FREE USA FUND CLASS C DUSCX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-03850 0000728352 DELAWARE GROUP TAX FREE FUND 30 S000002404 DELAWARE TAX-FREE USA INTERMEDIATE FUND C000006388 DELAWARE TAX-FREE USA INTERMEDIATE FUND CLASS A DMUSX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-03850 0000728352 DELAWARE GROUP TAX FREE FUND 30 S000002404 DELAWARE TAX-FREE USA INTERMEDIATE FUND C000006390 DELAWARE TAX-FREE USA INTERMEDIATE FUND CLASS C DUICX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-03850 0000728352 DELAWARE GROUP TAX FREE FUND 30 S000002404 DELAWARE TAX-FREE USA INTERMEDIATE FUND C000074147 Institutional Class DUSIX ONE COMMERCE SQUARE PHILADELPHIA 19103 PA 2005 MARKET STREET 811-04184 0000759814 DELAWARE LIFE NY VARIABLE ACCOUNT A 32 S000002336 DELAWARE LIFE NY VARIABLE ACCOUNT A C000006126 Compass 1 NY [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04183 0000759818 DELAWARE LIFE NY VARIABLE ACCOUNT B 32 S000002338 DELAWARE LIFE NY VARIABLE ACCOUNT B C000006131 Compass 2 NY [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04183 0000759818 DELAWARE LIFE NY VARIABLE ACCOUNT B 32 S000002338 DELAWARE LIFE NY VARIABLE ACCOUNT B C000006132 Compass 3 NY [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04440 0000779923 DELAWARE LIFE NY VARIABLE ACCOUNT C 32 S000008073 DELAWARE LIFE NY VARIABLE ACCOUNT C C000021912 Futurity Accolade NY and Regatta Extra NY [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04440 0000779923 DELAWARE LIFE NY VARIABLE ACCOUNT C 32 S000008073 DELAWARE LIFE NY VARIABLE ACCOUNT C C000021913 Masters Access NY and Columbia All-Star Freedom NY [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04440 0000779923 DELAWARE LIFE NY VARIABLE ACCOUNT C 32 S000008073 DELAWARE LIFE NY VARIABLE ACCOUNT C C000098585 Masters Choice II NY [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04440 0000779923 DELAWARE LIFE NY VARIABLE ACCOUNT C 32 S000008073 DELAWARE LIFE NY VARIABLE ACCOUNT C C000021916 Masters Choice NY [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04440 0000779923 DELAWARE LIFE NY VARIABLE ACCOUNT C 32 S000008073 DELAWARE LIFE NY VARIABLE ACCOUNT C C000098587 Masters Extra II NY [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04440 0000779923 DELAWARE LIFE NY VARIABLE ACCOUNT C 32 S000008073 DELAWARE LIFE NY VARIABLE ACCOUNT C C000021915 Masters Extra NY and Columbia All-Star Extra NY [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04440 0000779923 DELAWARE LIFE NY VARIABLE ACCOUNT C 32 S000008073 DELAWARE LIFE NY VARIABLE ACCOUNT C C000098590 Masters Flex II NY [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04440 0000779923 DELAWARE LIFE NY VARIABLE ACCOUNT C 32 S000008073 DELAWARE LIFE NY VARIABLE ACCOUNT C C000021914 Masters Flex NY and Columbia All-Star NY [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04440 0000779923 DELAWARE LIFE NY VARIABLE ACCOUNT C 32 S000008073 DELAWARE LIFE NY VARIABLE ACCOUNT C C000098593 Masters I Share NY [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04440 0000779923 DELAWARE LIFE NY VARIABLE ACCOUNT C 32 S000008073 DELAWARE LIFE NY VARIABLE ACCOUNT C C000021917 Masters Reward NY [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04440 0000779923 DELAWARE LIFE NY VARIABLE ACCOUNT C 32 S000008073 DELAWARE LIFE NY VARIABLE ACCOUNT C C000021918 Masters Select NY [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04440 0000779923 DELAWARE LIFE NY VARIABLE ACCOUNT C 32 S000008073 DELAWARE LIFE NY VARIABLE ACCOUNT C C000021911 Regatta Gold NY and Futurity NY [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04440 0000779923 DELAWARE LIFE NY VARIABLE ACCOUNT C 32 S000008073 DELAWARE LIFE NY VARIABLE ACCOUNT C C000021910 Regatta NY [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04633 0000791683 DELAWARE LIFE NY VARIABLE ACCOUNT D 33 S000003285 DELAWARE LIFE NY VARIABLE ACCOUNT D C000052830 Executive VUL [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04633 0000791683 DELAWARE LIFE NY VARIABLE ACCOUNT D 33 S000003285 DELAWARE LIFE NY VARIABLE ACCOUNT D C000008735 Futurity Accumulator II [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04633 0000791683 DELAWARE LIFE NY VARIABLE ACCOUNT D 33 S000003285 DELAWARE LIFE NY VARIABLE ACCOUNT D C000008736 Futurity Protector II [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04633 0000791683 DELAWARE LIFE NY VARIABLE ACCOUNT D 33 S000003285 DELAWARE LIFE NY VARIABLE ACCOUNT D C000008737 Futurity Survivorship II VUL [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04633 0000791683 DELAWARE LIFE NY VARIABLE ACCOUNT D 33 S000003285 DELAWARE LIFE NY VARIABLE ACCOUNT D C000068081 Prime Survivorship [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04633 0000791683 DELAWARE LIFE NY VARIABLE ACCOUNT D 33 S000003285 DELAWARE LIFE NY VARIABLE ACCOUNT D C000058380 Prime VUL [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04633 0000791683 DELAWARE LIFE NY VARIABLE ACCOUNT D 33 S000003285 DELAWARE LIFE NY VARIABLE ACCOUNT D C000052829 Protector VUL [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-03530 0000704843 DELAWARE LIFE VARIABLE ACCOUNT C 32 S000002326 DELAWARE LIFE VARIABLE ACCOUNT C C000006092 Compass 1 [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-03745 0000719799 DELAWARE LIFE VARIABLE ACCOUNT D 32 S000002328 DELAWARE LIFE VARIABLE ACCOUNT D C000006097 Compass G [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-04584 0000789316 DELAWARE LIFE VARIABLE ACCOUNT E 33 S000009889 DELAWARE LIFE VARIABLE ACCOUNT E C000027368 Compass Life [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000021932 Futurity [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000021927 Masters Access, Futurity Select Freedom and Columbia All-Star Freedom [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000092926 Masters Choice II [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000021928 Masters Choice, Futurity Select Seven, and Columbia All-Star Traditions [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000092928 Masters Extra II [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000021926 Masters Extra, Futurity Select Incentive and Columbia All-Star Extra [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000092930 Masters Flex II [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000021939 Masters Flex, Futurity Select Four Plus and Columbia All-Star [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000092943 Masters I Shares [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000021930 Masters IV [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000021931 Masters VII [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000021925 Regatta [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000021937 Regatta Access and Futurity Focus II [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000021936 Regatta Choice and Futurity III [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000021940 Regatta Choice II [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000021934 Regatta Classic and Futurity Focus [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000021935 Regatta Extra and Futurity Accolade [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000021938 Regatta Flex 4 and Futurity Select Four [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000021929 Regatta Flex II [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-05846 0000853285 DELAWARE LIFE VARIABLE ACCOUNT F 32 S000008074 DELAWARE LIFE VARIABLE ACCOUNT F C000021933 Regatta Gold, Regatta Platinum and Futurity II [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-07837 0001020523 DELAWARE LIFE VARIABLE ACCOUNT G 33 S000003286 DELAWARE LIFE VARIABLE ACCOUNT G C000008739 Corporate VUL [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-07837 0001020523 DELAWARE LIFE VARIABLE ACCOUNT G 33 S000003286 DELAWARE LIFE 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0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005705 Deutsche Capital Growth Fund C000015673 Class C SDGCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005705 Deutsche Capital Growth Fund C000015674 Class R SDGRX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005705 Deutsche Capital Growth Fund C000015676 Institutional Class SDGTX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005705 Deutsche Capital Growth Fund C000144535 Class R6 SDGZX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005706 Deutsche Core Equity Fund C000015682 Class S SCDGX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005706 Deutsche Core Equity Fund C000015677 Class A SUWAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005706 Deutsche Core Equity Fund C000015680 Class C SUWCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005706 Deutsche Core Equity Fund C000015683 Institutional Class SUWIX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005706 Deutsche Core Equity Fund C000015681 Class R SUWTX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005706 Deutsche Core Equity Fund C000148203 Class R6 SUWZX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000048744 Deutsche CROCI U.S. Fund C000153533 Class A [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000048744 Deutsche CROCI U.S. Fund C000153534 Class C [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000048744 Deutsche CROCI U.S. Fund C000153536 Class R6 [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000048744 Deutsche CROCI U.S. Fund C000153537 Class S [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000048744 Deutsche CROCI U.S. Fund C000153535 Institutional Class [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005707 Deutsche Large Cap Focus Growth Fund C000015689 Class S SCQGX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005707 Deutsche Large Cap Focus Growth Fund C000015684 Class A SGGAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005707 Deutsche Large Cap Focus Growth Fund C000015687 Class C SGGCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005707 Deutsche Large Cap Focus Growth Fund C000015690 Institutional Class SGGIX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000031149 Deutsche Mid Cap Growth Fund C000096643 Institutional Class BTEAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000031149 Deutsche Mid Cap Growth Fund C000096639 Class A SMCAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000031149 Deutsche Mid Cap Growth Fund C000096641 Class C SMCCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000031149 Deutsche Mid Cap Growth Fund C000096642 Class S SMCSX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005709 Deutsche Small Cap Core Fund C000172343 Class R6 [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005709 Deutsche Small Cap Core Fund C000172344 Institutional Class [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005709 Deutsche Small Cap Core Fund C000015700 Class S SSLCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005709 Deutsche Small Cap Core Fund C000015696 Class A SZCAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000005709 Deutsche Small Cap Core Fund C000015699 Class C SZCCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000031150 Deutsche Small Cap Growth Fund C000096645 Class A SSDAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000031150 Deutsche Small Cap Growth Fund C000096647 Class C SSDCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000031150 Deutsche Small Cap Growth Fund C000113854 Class R SSDGX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000031150 Deutsche Small Cap Growth Fund C000096644 Institutional Class SSDIX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000031150 Deutsche Small Cap Growth Fund C000096648 Class S SSDSX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00043 0000088064 DEUTSCHE INVESTMENT TRUST 30 S000031150 Deutsche Small Cap Growth Fund C000148204 Class R6 SSDZX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-07507 0001006373 DEUTSCHE INVESTMENTS VIT FUNDS 30 S000006221 Deutsche Equity 500 Index VIP C000017151 Class A [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-07507 0001006373 DEUTSCHE INVESTMENTS VIT FUNDS 30 S000006221 Deutsche Equity 500 Index VIP C000017152 Class B [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-07507 0001006373 DEUTSCHE INVESTMENTS VIT FUNDS 30 S000006221 Deutsche Equity 500 Index VIP C000019285 Class B2 [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-07507 0001006373 DEUTSCHE INVESTMENTS VIT FUNDS 30 S000006223 Deutsche Small Cap Index VIP C000017156 Class A [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-07507 0001006373 DEUTSCHE INVESTMENTS VIT FUNDS 30 S000006223 Deutsche Small Cap Index VIP C000017157 Class B [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000034871 Deutsche Diversified Market Neutral Fund C000107245 Class A DDMAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000034871 Deutsche Diversified Market Neutral Fund C000107246 Class C DDMCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000034871 Deutsche Diversified Market Neutral Fund C000107247 Institutional Class DDMIX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000034871 Deutsche Diversified Market Neutral Fund C000107248 Class S DDMSX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000006138 Deutsche Global Income Builder Fund C000016894 Class A KTRAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000006138 Deutsche Global Income Builder Fund C000016897 Class C KTRCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000006138 Deutsche Global Income Builder Fund C000016900 Institutional Class KTRIX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000006138 Deutsche Global Income Builder Fund C000016899 Class S KTRSX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000006138 Deutsche Global Income Builder Fund C000148117 Class R6 KTRZX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000032019 Deutsche Real Assets Fund C000151995 Class R6 [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000032019 Deutsche Real Assets Fund C000099688 Class A AAAAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000032019 Deutsche Real Assets Fund C000099689 Class C AAAPX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000032019 Deutsche Real Assets Fund C000101767 Class R AAAQX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000032019 Deutsche Real Assets Fund C000099690 Class S AAASX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000032019 Deutsche Real Assets Fund C000099691 Institutional Class AAAZX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000034872 Deutsche Select Alternative Allocation Fund C000152062 Class R6 [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000034872 Deutsche Select Alternative Allocation Fund C000107249 Class A SELAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000034872 Deutsche Select Alternative Allocation Fund C000107250 Class C SELEX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000034872 Deutsche Select Alternative Allocation Fund C000107251 Institutional Class SELIX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000034872 Deutsche Select Alternative Allocation Fund C000113862 Class R SELRX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000034872 Deutsche Select Alternative Allocation Fund C000107252 Class S SELSX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000044765 Deutsche Strategic Equity Long/Short Fund C000139079 Class A DSLAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000044765 Deutsche Strategic Equity Long/Short Fund C000139080 Class C DSLCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000044765 Deutsche Strategic Equity Long/Short Fund C000139081 Institutional Class DSLIX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-01236 0000095603 DEUTSCHE MARKET TRUST 30 S000044765 Deutsche Strategic Equity Long/Short Fund C000139082 Class S DSLSX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02527 0000055189 DEUTSCHE MONEY FUNDS 30 S000006073 Deutsche Money Market Prime Series C000035161 Deutsche Cash Investment Trust - Class A DOAXX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02527 0000055189 DEUTSCHE MONEY FUNDS 30 S000006073 Deutsche Money Market Prime Series C000035163 Deutsche Cash Investment Trust - Class C DOCXX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02527 0000055189 DEUTSCHE MONEY FUNDS 30 S000006073 Deutsche Money Market Prime Series C000035164 Deutsche Cash Investment Trust - Class S DOSXX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02527 0000055189 DEUTSCHE MONEY FUNDS 30 S000006073 Deutsche Money Market Prime Series C000016691 Deutsche Money Market Fund KMMXX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-03495 0000703642 DEUTSCHE MONEY MARKET TRUST 30 S000034486 Daily Assets Fund C000166152 Institutional Shares [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-03495 0000703642 DEUTSCHE MONEY MARKET TRUST 30 S000034486 Daily Assets Fund C000106004 Capital Shares DAFXX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-03495 0000703642 DEUTSCHE MONEY MARKET TRUST 30 S000032031 Deutsche Government Cash Management Fund C000099741 Institutional Shares BICXX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-03495 0000703642 DEUTSCHE MONEY MARKET TRUST 30 S000032032 Deutsche Government Cash Reserves Fund Institutional C000099742 Institutional Class BIRXX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-03495 0000703642 DEUTSCHE MONEY MARKET TRUST 30 S000006076 Deutsche Government Money Market Series C000016694 Institutional Shares ICAXX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-03495 0000703642 DEUTSCHE MONEY MARKET TRUST 30 S000032033 NY Tax Free Money Fund C000099743 Investment Class BNYXX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-03495 0000703642 DEUTSCHE MONEY MARKET TRUST 30 S000032033 NY Tax Free Money Fund C000099744 Tax-Exempt New York Money Market Fund Class NYFXX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-03495 0000703642 DEUTSCHE MONEY MARKET TRUST 30 S000032034 Tax Free Money Fund Investment C000099746 Premier Shares BTXXX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02671 0000203142 DEUTSCHE MUNICIPAL TRUST 30 S000006095 Deutsche Managed Municipal Bond Fund C000016744 Class S SCMBX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02671 0000203142 DEUTSCHE MUNICIPAL TRUST 30 S000006095 Deutsche Managed Municipal Bond Fund C000016740 Class A SMLAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02671 0000203142 DEUTSCHE MUNICIPAL TRUST 30 S000006095 Deutsche Managed Municipal Bond Fund C000016743 Class C SMLCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02671 0000203142 DEUTSCHE MUNICIPAL TRUST 30 S000006095 Deutsche Managed Municipal Bond Fund C000016745 Institutional Class SMLIX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02671 0000203142 DEUTSCHE MUNICIPAL TRUST 30 S000031144 Deutsche Short-Term Municipal Bond Fund C000096620 Institutional Class MGSMX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02671 0000203142 DEUTSCHE MUNICIPAL TRUST 30 S000031144 Deutsche Short-Term Municipal Bond Fund C000096616 Class A SRMAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02671 0000203142 DEUTSCHE MUNICIPAL TRUST 30 S000031144 Deutsche Short-Term Municipal Bond Fund C000096618 Class C SRMCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02671 0000203142 DEUTSCHE MUNICIPAL TRUST 30 S000031144 Deutsche Short-Term Municipal Bond Fund C000096619 Class S SRMSX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02671 0000203142 DEUTSCHE MUNICIPAL TRUST 30 S000006094 Deutsche Strategic High Yield Tax-Free Fund C000016734 Class A NOTAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02671 0000203142 DEUTSCHE MUNICIPAL TRUST 30 S000006094 Deutsche Strategic High Yield Tax-Free Fund C000016737 Class C NOTCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02671 0000203142 DEUTSCHE MUNICIPAL TRUST 30 S000006094 Deutsche Strategic High Yield Tax-Free Fund C000016739 Institutional Class NOTIX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02671 0000203142 DEUTSCHE MUNICIPAL TRUST 30 S000006094 Deutsche Strategic High Yield Tax-Free Fund C000016738 Class S SHYTX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00042 0000088063 DEUTSCHE PORTFOLIO TRUST 30 S000006101 Deutsche Core Plus Income Fund C000016774 Class S SCSBX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00042 0000088063 DEUTSCHE PORTFOLIO TRUST 30 S000006101 Deutsche Core Plus Income Fund C000016770 Class A SZIAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00042 0000088063 DEUTSCHE PORTFOLIO TRUST 30 S000006101 Deutsche Core Plus Income Fund C000016773 Class C SZICX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00042 0000088063 DEUTSCHE PORTFOLIO TRUST 30 S000006101 Deutsche Core Plus Income Fund C000016775 Institutional Class SZIIX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00042 0000088063 DEUTSCHE PORTFOLIO TRUST 30 S000017996 Deutsche Floating Rate Fund C000049879 Class A DFRAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00042 0000088063 DEUTSCHE PORTFOLIO TRUST 30 S000017996 Deutsche Floating Rate Fund C000049880 Class C DFRCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00042 0000088063 DEUTSCHE PORTFOLIO TRUST 30 S000017996 Deutsche Floating Rate Fund C000049881 Class S DFRPX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00042 0000088063 DEUTSCHE PORTFOLIO TRUST 30 S000017996 Deutsche Floating Rate Fund C000146897 Class R6 DFRRX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-00042 0000088063 DEUTSCHE PORTFOLIO TRUST 30 S000017996 Deutsche Floating Rate Fund C000049882 Institutional Class DFRTX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000032042 Deutsche Communications Fund C000099773 Institutional Class FLICX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000032042 Deutsche Communications Fund C000099772 Class C FTICX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000032042 Deutsche Communications Fund C000099770 Class A TISHX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000045606 Deutsche CROCI Sector Opportunities Fund C000141866 Class A DSOAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000045606 Deutsche CROCI Sector Opportunities Fund C000141867 Class C DSOCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000045606 Deutsche CROCI Sector Opportunities Fund C000141868 Institutional Class DSOIX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000045606 Deutsche CROCI Sector Opportunities Fund C000141869 Class S DSOSX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000032043 Deutsche Enhanced Commodity Strategy Fund C000172345 Class R6 [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000032043 Deutsche Enhanced Commodity Strategy Fund C000099777 Class C SKCRX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000032043 Deutsche Enhanced Commodity Strategy Fund C000099774 Institutional Class SKIRX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000032043 Deutsche Enhanced Commodity Strategy Fund C000099775 Class A SKNRX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000032043 Deutsche Enhanced Commodity Strategy Fund C000099779 Class S SKSRX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000032044 Deutsche Global Real Estate Securities Fund C000099780 Class A RRGAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000032044 Deutsche Global Real Estate Securities Fund C000099781 Class C RRGCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000032044 Deutsche Global Real Estate Securities Fund C000099784 Institutional Class RRGIX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000032044 Deutsche Global Real Estate Securities Fund C000099783 Class S RRGTX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000031521 Deutsche Gold & Precious Metals Fund C000098004 Class S SCGDX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000031521 Deutsche Gold & Precious Metals Fund C000098001 Class A SGDAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000031521 Deutsche Gold & Precious Metals Fund C000098003 Class C SGDCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000031521 Deutsche Gold & Precious Metals Fund C000098005 Institutional Class SGDIX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000006103 Deutsche Health and Wellness Fund C000016786 Class S SCHLX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000006103 Deutsche Health and Wellness Fund C000016782 Class A SUHAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000006103 Deutsche Health and Wellness Fund C000016785 Class C SUHCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000006103 Deutsche Health and Wellness Fund C000016787 Institutional Class SUHIX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000047963 Deutsche MLP & Energy Infrastructure Fund C000151072 Class A [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000047963 Deutsche MLP & Energy Infrastructure Fund C000151073 Class C [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000047963 Deutsche MLP & Energy Infrastructure Fund C000151075 Class S [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000047963 Deutsche MLP & Energy Infrastructure Fund C000151074 Institutional Class [NULL] 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000032045 Deutsche Real Estate Securities Fund C000099785 Class A RRRAX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000032045 Deutsche Real Estate Securities Fund C000099787 Class C RRRCX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000032045 Deutsche Real Estate Securities Fund C000099789 Class S RRREX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 DEUTSCHE SECURITIES TRUST 30 S000032045 Deutsche Real Estate Securities Fund C000099790 Institutional Class RRRRX 345 PARK AVENUE NEW YORK 10154-0004 NY [NULL] 811-02021 0000088048 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30 S000024504 DFA VA Global Moderate Allocation Portfolio C000072675 Class L10 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000024504 DFA VA Global Moderate Allocation Portfolio C000125332 Institutional Class Shares [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000034651 DFA World ex U.S. Government Fixed Income Portfolio C000106763 Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000050933 DIMENSIONAL 2005 TARGET DATE RETIREMENT INCOME FUND C000160533 INSTITUTIONAL CLASS [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000050934 DIMENSIONAL 2010 TARGET DATE RETIREMENT INCOME FUND C000160534 INSTITUTIONAL CLASS [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000050935 DIMENSIONAL 2015 TARGET DATE RETIREMENT INCOME FUND C000160535 INSTITUTIONAL CLASS [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000050936 DIMENSIONAL 2020 TARGET DATE RETIREMENT INCOME FUND C000160536 INSTITUTIONAL CLASS [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000050937 DIMENSIONAL 2025 TARGET DATE RETIREMENT INCOME FUND C000160537 INSTITUTIONAL CLASS [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000050938 DIMENSIONAL 2030 TARGET DATE RETIREMENT INCOME FUND C000160538 INSTITUTIONAL CLASS [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000050939 DIMENSIONAL 2035 TARGET DATE RETIREMENT INCOME FUND C000160539 INSTITUTIONAL CLASS [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000050940 DIMENSIONAL 2040 TARGET DATE RETIREMENT INCOME FUND C000160540 INSTITUTIONAL CLASS [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000050929 DIMENSIONAL 2045 TARGET DATE RETIREMENT INCOME FUND C000160529 INSTITUTIONAL CLASS [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000050930 DIMENSIONAL 2050 TARGET DATE RETIREMENT INCOME FUND C000160530 INSTITUTIONAL CLASS [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000050931 DIMENSIONAL 2055 TARGET DATE RETIREMENT INCOME FUND C000160531 INSTITUTIONAL CLASS [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000050932 DIMENSIONAL 2060 TARGET DATE RETIREMENT INCOME FUND C000160532 INSTITUTIONAL CLASS [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000033392 DIMENSIONAL RETIREMENT FIXED INCOME FUND I C000102635 Class R10 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000033392 DIMENSIONAL RETIREMENT FIXED INCOME FUND I C000102636 Class R25 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000033392 DIMENSIONAL RETIREMENT FIXED INCOME FUND I C000102634 Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000033393 DIMENSIONAL RETIREMENT FIXED INCOME FUND II C000102638 Class R10 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000033393 DIMENSIONAL RETIREMENT FIXED INCOME FUND II C000102639 Class R25 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000033393 DIMENSIONAL RETIREMENT FIXED INCOME FUND II C000102637 Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000044045 Dimensional Retirement Fixed Income Fund IV C000136693 Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000050928 DIMENSIONAL RETIREMENT INCOME FUND C000160528 INSTITUTIONAL CLASS [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000978 EMERGING MARKETS CORE EQUITY PORTFOLIO C000053637 Emerging Markets Core Equity Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000978 EMERGING MARKETS CORE EQUITY PORTFOLIO C000053638 Emerging Markets Core Equity Portfolio - Class R2 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000978 EMERGING MARKETS CORE EQUITY PORTFOLIO C000102747 Emerging Markets Core Equity Portfolio - Class R25 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000978 EMERGING MARKETS CORE EQUITY PORTFOLIO C000002729 EMERGING MARKETS CORE EQUITY PORTFOLIO - INSTITUTIONAL CLASS DFCEX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000957 EMERGING MARKETS PORTFOLIO C000053621 Emerging Markets Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000957 EMERGING MARKETS PORTFOLIO C000053622 Emerging Markets Portfolio - Class R2 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000957 EMERGING MARKETS PORTFOLIO C000002708 EMERGING MARKETS PORTFOLIO - INSTITUTIONAL CLASS DFEMX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000981 EMERGING MARKETS SMALL CAP PORTFOLIO C000002732 EMERGING MARKETS SMALL CAP PORTFOLIO - INSTITUTIONAL CLASS DEMSX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000012960 Emerging Markets Social Core Equity Portfolio C000035022 Emerging Markets Social Core Equity Portfolio Shares [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000959 EMERGING MARKETS VALUE PORTFOLIO C000053626 Emerging Markets Value Portfolio - Class R [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000959 EMERGING MARKETS VALUE PORTFOLIO C000053625 Emerging Markets Value Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000959 EMERGING MARKETS VALUE PORTFOLIO C000095345 Emerging Markets Value Portfolio - Class R2 Shares [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000959 EMERGING MARKETS VALUE PORTFOLIO C000102744 Emerging Markets Value Portfolio - Class R25 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000959 EMERGING MARKETS VALUE PORTFOLIO C000002710 EMERGING MARKETS VALUE PORTFOLIO - INSTITUTIONAL CLASS DFEVX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000956 ENHANCED U.S. LARGE COMPANY PORTFOLIO C000053619 Enhanced U.S. Large Company Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000956 ENHANCED U.S. LARGE COMPANY PORTFOLIO C000053620 Enhanced U.S. Large Company Portfolio - Class R2 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000956 ENHANCED U.S. LARGE COMPANY PORTFOLIO C000002707 ENHANCED U.S. LARGE COMPANY PORTFOLIO DFELX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000037713 Global Fixed Income (GBP Hedge) Portfolio C000116292 Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000983 INTERNATIONAL CORE EQUITY PORTFOLIO C000053645 International Core Equity Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000983 INTERNATIONAL CORE EQUITY PORTFOLIO C000053646 International Core Equity Portfolio - Class R2 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000983 INTERNATIONAL CORE EQUITY PORTFOLIO C000102749 International Core Equity Portfolio - Class R25 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000983 INTERNATIONAL CORE EQUITY PORTFOLIO C000002734 INTERNATIONAL CORE EQUITY PORTFOLIO - INSTITUTIONAL CLASS DFIEX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000039440 International Large Cap Growth Portfolio C000121547 Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000039441 International Small Cap Growth Portfolio C000121548 Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000967 INTERNATIONAL SMALL COMPANY PORTFOLIO C000053627 International Small Company Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000967 INTERNATIONAL SMALL COMPANY PORTFOLIO C000053628 International Small Company Portfolio - Class R2 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000967 INTERNATIONAL SMALL COMPANY PORTFOLIO C000002718 INTERNATIONAL SMALL COMPANY PORTFOLIO - INSTITUTIONAL CLASS DFISX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000038669 International Social Core Equity Portfolio C000119189 Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000020423 International Sustainability Core 1 Portfolio C000102753 International Sustainability Core 1 Portfolio - Class R25 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000020423 International Sustainability Core 1 Portfolio C000057264 International Sustainability Core 1 Portfolio Shares [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000022895 International Vector Equity Portfolio C000066387 International Vector Equity Portfolio Shares [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000963 JAPANESE SMALL COMPANY PORTFOLIO C000002714 JAPANESE SMALL COMPANY PORTFOLIO - INSTITUTIONAL CLASS DFJSX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000985 LARGE CAP INTERNATIONAL PORTFOLIO C000053649 Large Cap International Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000985 LARGE CAP INTERNATIONAL PORTFOLIO C000053650 Large Cap International Portfolio - Class R2 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000985 LARGE CAP INTERNATIONAL PORTFOLIO C000002736 LARGE CAP INTERNATIONAL PORTFOLIO - INSTITUTIONAL CLASS DFALX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000960 LWAS/DFA INTERNATIONAL HIGH BOOK TO MARKET PORTFOLIO C000002711 LWAS/DFA INTERNATIONAL HIGH BOOK TO MARKET PORTFOLIO DFHBX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000034541 Selectively Hedged Global Equity Portfolio C000106201 Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000016732 T.A. U.S. Core Equity 2 Portfolio C000046748 T.A. U.S. Core Equity 2 Portfolio - Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000020997 T.A. World ex U.S. Core Equity Portfolio C000059643 T.A. World ex U.S. Core Equity Portfolio - Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000975 TAX-MANAGED DFA INTERNATIONAL VALUE PORTFOLIO C000002726 TAX-MANAGED DFA INTERNATIONAL VALUE PORTFOLIO DTMIX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000972 TAX-MANAGED U.S. EQUITY PORTFOLIO C000002723 TAX-MANAGED U.S. EQUITY PORTFOLIO DTMEX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000974 TAX-MANAGED U.S. MARKETWIDE VALUE PORTFOLIO C000002725 TAX-MANAGED U.S. MARKETWIDE VALUE PORTFOLIO DTMMX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000976 TAX-MANAGED U.S. SMALL CAP PORTFOLIO C000002727 TAX-MANAGED U.S. SMALL CAP PORTFOLIO DFTSX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000977 Tax-Managed U.S. Targeted Value Portfolio C000002728 Tax-Managed U.S. Targeted Value Portfolio DTMVX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000979 U.S. CORE EQUITY 1 PORTFOLIO C000053639 U.S. Core Equity 1 Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000979 U.S. CORE EQUITY 1 PORTFOLIO C000053640 U.S. Core Equity 1 Portfolio - Class R2 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000979 U.S. CORE EQUITY 1 PORTFOLIO C000102748 U.S. Core Equity 1 Portfolio - Class R25 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000979 U.S. CORE EQUITY 1 PORTFOLIO C000002730 U.S. CORE EQUITY 1 PORTFOLIO - INSTITUTIONAL CLASS DFEOX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000980 U.S. CORE EQUITY 2 PORTFOLIO C000053641 U.S. Core Equity 2 Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000980 U.S. CORE EQUITY 2 PORTFOLIO C000053642 U.S. Core Equity 2 Portfolio - Class R2 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000980 U.S. CORE EQUITY 2 PORTFOLIO C000002731 U.S. CORE EQUITY 2 PORTFOLIO - INSTITUTIONAL CLASS DFQTX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000041113 U.S. Large Cap Equity Portfolio C000127650 Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000039438 U.S. Large Cap Growth Portfolio C000121545 Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000988 U.S. LARGE CAP VALUE PORTFOLIO C000053653 U.S. Large Cap Value Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000988 U.S. LARGE CAP VALUE PORTFOLIO C000053654 U.S. Large Cap Value Portfolio - Class R2 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000988 U.S. LARGE CAP VALUE PORTFOLIO C000102750 U.S. Large Cap Value Portfolio - Class R25 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000988 U.S. LARGE CAP VALUE PORTFOLIO C000002739 U.S. LARGE CAP VALUE PORTFOLIO - INSTITUTIONAL CLASS DFLVX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000958 U.S. LARGE COMPANY PORTFOLIO C000053624 U.S. Large Company Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000958 U.S. LARGE COMPANY PORTFOLIO C000053623 U.S. Large Company Portfolio - Class R2 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000958 U.S. LARGE COMPANY PORTFOLIO C000002709 U.S. LARGE COMPANY PORTFOLIO - INSTITUTIONAL CLASS DFLCX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000948 U.S. MICRO CAP PORTFOLIO C000002699 U.S. MICRO CAP PORTFOLIO - INSTITUTIONAL CLASS DFSCX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000039439 U.S. Small Cap Growth Portfolio C000121546 Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000971 U.S. SMALL CAP PORTFOLIO C000053635 U.S. Small Cap Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000971 U.S. SMALL CAP PORTFOLIO C000053636 U.S. Small Cap Portfolio - Class R2 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000971 U.S. SMALL CAP PORTFOLIO C000002722 U.S. SMALL CAP PORTFOLIO - INSTITUTIONAL CLASS DFSTX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000987 U.S. SMALL CAP VALUE PORTFOLIO C000002738 U.S. SMALL CAP VALUE PORTFOLIO - INSTITUTIONAL CLASS DFSVX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000018154 U.S. Social Core Equity 2 Portfolio C000050178 U.S. Social Core Equity 2 Portfolio Shares [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000020422 U.S. Sustainability Core 1 Portfolio C000102752 U.S. Sustainability Core 1 Portfolio - Class R25 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000020422 U.S. Sustainability Core 1 Portfolio C000057263 U.S. Sustainability Core 1 Portfolio Shares [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000970 U.S. Targeted Value Portfolio C000053633 U.S. Targeted Value Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000970 U.S. Targeted Value Portfolio C000102745 U.S. Targeted Value Portfolio - Class R10 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000970 U.S. Targeted Value Portfolio C000053634 U.S. Targeted Value Portfolio - Class R2 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000970 U.S. Targeted Value Portfolio C000102746 U.S. Targeted Value Portfolio - Class R25 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000970 U.S. Targeted Value Portfolio C000002721 U.S. Targeted Value Portfolio - Institutional Class DFFVX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000982 U.S. VECTOR EQUITY PORTFOLIO C000053643 U.S. Vector Equity Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000982 U.S. VECTOR EQUITY PORTFOLIO C000053644 U.S. Vector Equity Portfolio - Class R2 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000982 U.S. VECTOR EQUITY PORTFOLIO C000002733 U.S. VECTOR EQUITY PORTFOLIO - INSTITUTIONAL CLASS DFVEX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000964 UNITED KINGDOM SMALL COMPANY PORTFOLIO C000002715 UNITED KINGDOM SMALL COMPANY PORTFOLIO - INSTITUTIONAL CLASS DFUKX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000962 VA GLOBAL BOND PORTFOLIO C000002713 VA GLOBAL BOND PORTFOLIO [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000951 VA INTERNATIONAL SMALL PORTFOLIO C000002702 VA INTERNATIONAL SMALL PORTFOLIO [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000952 VA INTERNATIONAL VALUE PORTFOLIO C000002703 VA INTERNATIONAL VALUE PORTFOLIO [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000954 VA SHORT-TERM FIXED PORTFOLIO C000002705 VA SHORT-TERM FIXED PORTFOLIO [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000961 VA U.S. LARGE VALUE PORTFOLIO C000002712 VA U.S. LARGE VALUE PORTFOLIO [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000000953 VA U.S. TARGETED VALUE PORTFOLIO C000002704 VA U.S. TARGETED VALUE PORTFOLIO [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000049213 VIT Inflation-Protected Securities Portfolio C000155213 Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000033391 World Core Equity Portfolio C000102632 Class R10 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000033391 World Core Equity Portfolio C000102633 Class R25 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000033391 World Core Equity Portfolio C000102631 Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000039915 World ex U.S. Core Equity Portfolio C000123798 Institutional Class Shares [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000038670 World ex U.S. Targeted Value Portfolio C000119190 Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-03258 0000355437 DFA INVESTMENT DIMENSIONS GROUP INC 30 S000029683 World ex U.S. Value Portfolio C000091238 Institutional Class [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000033058 Dimensional Retirement Equity Fund I C000101912 Dimensional Retirement Equity Fund I [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000001007 THE ASIA PACIFIC SMALL COMPANY SERIES C000002758 THE ASIA PACIFIC SMALL COMPANY SERIES [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000017804 The Canadian Small Company Series C000049318 The Canadian Small Company Series [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000001006 THE CONTINENTAL SMALL COMPANY SERIES C000002757 THE CONTINENTAL SMALL COMPANY SERIES [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000000994 THE DFA INTERNATIONAL VALUE SERIES C000002745 THE DFA INTERNATIONAL VALUE SERIES [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000028293 The DFA Short Term Investment Fund C000086468 The DFA Short Term Investment Fund [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000000992 THE EMERGING MARKETS SERIES C000002743 THE EMERGING MARKETS SERIES [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000001000 THE EMERGING MARKETS SMALL CAP SERIES C000002751 THE EMERGING MARKETS SMALL CAP SERIES [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000001004 THE JAPANESE SMALL COMPANY SERIES C000002755 THE JAPANESE SMALL COMPANY SERIES [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000000998 THE TAX-MANAGED U.S. MARKETWIDE VALUE SERIES C000002749 THE TAX-MANAGED U.S. MARKETWIDE VALUE SERIES [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000000993 THE U.S. LARGE CAP VALUE SERIES C000002744 THE U.S. LARGE CAP VALUE SERIES [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-07436 0000896162 DFA INVESTMENT TRUST CO 30 S000001005 THE UNITED KINGDOM SMALL COMPANY SERIES C000002756 THE UNITED KINGDOM SMALL COMPANY SERIES [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000055044 Diamond Hill Core Bond Fund C000173086 Diamond Hill Core Bond Fund Class A DHRAX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000055044 Diamond Hill Core Bond Fund C000173087 Diamond Hill Core Bond Fund Class I DHRIX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000055044 Diamond Hill Core Bond Fund C000173088 Diamond Hill Core Bond Fund Class Y DHRYX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003158 Diamond Hill Corporate Credit Fund C000008544 Corporate Credit Fund Class I DHSTX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003158 Diamond Hill Corporate Credit Fund C000008542 Corporate Credit Fund Class A DSIAX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003158 Diamond Hill Corporate Credit Fund C000008543 Corporate Credit Fund Class C DSICX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003158 Diamond Hill Corporate Credit Fund C000108466 Corporate Credit Fund Class Y DSIYX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003157 Diamond Hill Financial Long-Short Fund C000008540 Diamond Hill Financial Long-Short Fund Class A BANCX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003157 Diamond Hill Financial Long-Short Fund C000008541 Diamond Hill Financial Long-Short Fund Class C BSGCX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003157 Diamond Hill Financial Long-Short Fund C000008539 Diamond Hill Financial Long-Short Fund Class I DHFSX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000052103 Diamond Hill High Yield Fund C000163958 Diamond Hill High Yield Fund Class A DHHAX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000052103 Diamond Hill High Yield Fund C000163959 Diamond Hill High Yield Fund Class I DHHIX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000052103 Diamond Hill High Yield Fund C000163960 Diamond Hill High Yield Fund Class Y DHHYX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003155 Diamond Hill Large Cap Fund C000008533 Diamond Hill Large Cap Fund Class A DHLAX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003155 Diamond Hill Large Cap Fund C000008534 Diamond Hill Large Cap Fund Class C DHLCX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003155 Diamond Hill Large Cap Fund C000008535 Diamond Hill Large Cap Fund Class I DHLRX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003155 Diamond Hill Large Cap Fund C000108464 Diamond Hill Large Cap Fund Class Y DHLYX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003156 Diamond Hill Long-Short Fund C000008537 Diamond Hill Long-Short Fund Class C DHFCX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003156 Diamond Hill Long-Short Fund C000008538 Diamond Hill Long-Short Fund Class I DHLSX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003156 Diamond Hill Long-Short Fund C000008536 Diamond Hill Long-Short Fund Class A DIAMX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003156 Diamond Hill Long-Short Fund C000108465 Diamond Hill Long-Short Fund Class Y DIAYX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000043502 Diamond Hill Mid Cap Fund C000134907 Diamond Hill Mid Cap Fund Class A DHPAX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000043502 Diamond Hill Mid Cap Fund C000134908 Diamond Hill Mid Cap Fund Class C DHPCX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000043502 Diamond Hill Mid Cap Fund C000134909 Diamond Hill Mid Cap Fund Class I DHPIX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000043502 Diamond Hill Mid Cap Fund C000134910 Diamond Hill Mid Cap Fund Class Y DHPYX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000035035 Diamond Hill Research Opportunities Fund C000107761 Diamond Hill Research Opportunities Fund Class A DHROX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000035035 Diamond Hill Research Opportunities Fund C000107762 Diamond Hill Research Opportunities Fund Class C DROCX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000035035 Diamond Hill Research Opportunities Fund C000107763 Diamond Hill Research Opportunities Fund Class I DROIX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000035035 Diamond Hill Research Opportunities Fund C000107764 Diamond Hill Research Opportunities Fund Class Y DROYX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000012191 Diamond Hill Select Fund C000033261 Diamond Hill Select Fund Class I DHLTX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000012191 Diamond Hill Select Fund C000033259 Diamond Hill Select Fund Class A DHTAX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000012191 Diamond Hill Select Fund C000033260 Diamond Hill Select Fund Class C DHTCX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000012191 Diamond Hill Select Fund C000108468 Diamond Hill Select Fund Class Y DHTYX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000055043 Diamond Hill Short Duration Total Return Fund C000173083 Diamond Hill Short Duration Total Return Fund Class A DHEAX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000055043 Diamond Hill Short Duration Total Return Fund C000173084 Diamond Hill Short Duration Total Return Fund Class I DHEIX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000055043 Diamond Hill Short Duration Total Return Fund C000173085 Diamond Hill Short Duration Total Return Fund Class Y DHEYX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003154 Diamond Hill Small Cap Fund C000008530 Diamond Hill Small Cap Fund Class A DHSCX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003154 Diamond Hill Small Cap Fund C000008532 Diamond Hill Small Cap Fund Class I DHSIX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003154 Diamond Hill Small Cap Fund C000008531 Diamond Hill Small Cap Fund Class C DHSMX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000003154 Diamond Hill Small Cap Fund C000108463 Diamond Hill Small Cap Fund Class Y DHSYX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000012190 Diamond Hill Small-Mid Cap Fund C000033256 Diamond Hill Small-Mid Cap Fund Class A DHMAX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000012190 Diamond Hill Small-Mid Cap Fund C000033257 Diamond Hill Small-Mid Cap Fund Class C DHMCX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000012190 Diamond Hill Small-Mid Cap Fund C000033258 Diamond Hill Small-Mid Cap Fund Class I DHMIX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-08061 0001032423 DIAMOND HILL FUNDS 30 S000012190 Diamond Hill Small-Mid Cap Fund C000108467 Diamond Hill Small-Mid Cap Fund Class Y DHMYX 325 JOHN H. MCCONNELL BOULEVARD COLUMBUS 43215 OH SUITE 150 811-07440 0000896163 DIMENSIONAL EMERGING MARKETS VALUE FUND 30 S000001027 DIMENSIONAL EMERGING MARKETS VALUE FUND INC C000002781 DIMENSIONAL EMERGING MARKETS VALUE FUND INC [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001022 DFA INTERNATIONAL VALUE PORTFOLIO C000053613 DFA International Value Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001022 DFA INTERNATIONAL VALUE PORTFOLIO C000053614 DFA International Value Portfolio - Class R2 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001022 DFA INTERNATIONAL VALUE PORTFOLIO C000102765 DFA INTERNATIONAL VALUE PORTFOLIO - Class R25 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001022 DFA INTERNATIONAL VALUE PORTFOLIO C000002776 DFA INTERNATIONAL VALUE PORTFOLIO- INSTITUTIONAL CLASS DFIVX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001023 DFA INTERNATIONAL VALUE PORTFOLIO II C000002777 DFA INTERNATIONAL VALUE PORTFOLIO II DIVTX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001025 DFA INTERNATIONAL VALUE PORTFOLIO III C000002779 DFA INTERNATIONAL VALUE PORTFOLIO III DFVIX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001024 DFA INTERNATIONAL VALUE PORTFOLIO IV C000002778 DFA INTERNATIONAL VALUE PORTFOLIO IV DFVFX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001020 EMERGING MARKETS PORTFOLIO II C000002774 EMERGING MARKETS PORTFOLIO II DFETX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001018 GLOBAL ALLOCATION 25/75 PORTFOLIO C000053612 Global Allocation 25/75 Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001018 GLOBAL ALLOCATION 25/75 PORTFOLIO C000002771 GLOBAL ALLOCATION 25/75 PORTFOLIO - CLASS R2 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001018 GLOBAL ALLOCATION 25/75 PORTFOLIO C000102764 GLOBAL ALLOCATION 25/75 PORTFOLIO - Class R25 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001018 GLOBAL ALLOCATION 25/75 PORTFOLIO C000002772 GLOBAL ALLOCATION 25/75 PORTFOLIO - INSITUTIONAL CLASS DGTSX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001017 GLOBAL ALLOCATION 60/40 PORTFOLIO C000053611 Global Allocation 60/40 Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001017 GLOBAL ALLOCATION 60/40 PORTFOLIO C000002769 GLOBAL ALLOCATION 60/40 PORTFOLIO - CLASS R2 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001017 GLOBAL ALLOCATION 60/40 PORTFOLIO C000102763 GLOBAL ALLOCATION 60/40 PORTFOLIO - Class R25 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001017 GLOBAL ALLOCATION 60/40 PORTFOLIO C000002770 GLOBAL ALLOCATION 60/40 PORTFOLIO - INSTITUTIONAL CLASS DGSIX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001016 GLOBAL EQUITY PORTFOLIO C000053610 Global Equity Portfolio - Class R1 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001016 GLOBAL EQUITY PORTFOLIO C000002767 GLOBAL EQUITY PORTFOLIO - CLASS R2 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001016 GLOBAL EQUITY PORTFOLIO C000102762 GLOBAL EQUITY PORTFOLIO - Class R25 [NULL] 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001016 GLOBAL EQUITY PORTFOLIO C000002768 GLOBAL EQUITY PORTFOLIO - INSTITUTIONAL CLASS DGEIX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001026 LWAS/DFA TWO YEAR FIXED INCOME PORTFOLIO C000002780 LWAS/DFA TWO YEAR FIXED INCOME PORTFOLIO DFCFX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001010 LWAS/DFA TWO YEAR GOVERNMENT PORTFOLIO C000002761 LWAS/DFA TWO YEAR GOVERNMENT PORTFOLIO DFYGX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001021 LWAS/DFA U.S. HIGH BOOK TO MARKET PORTFOLIO C000002775 LWAS/DFA U.S. HIGH BOOK TO MARKET PORTFOLIO DFBMX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001015 TAX-MANAGED U.S. MARKETWIDE VALUE PORTFOLIO II C000002766 TAX-MANAGED U.S. MARKETWIDE VALUE PORTFOLIO II DFMVX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001012 THE U.S. LARGE CAP VALUE PORTFOLIO II C000002763 THE U.S. LARGE CAP VALUE PORTFOLIO II DFCVX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001019 U.S. LARGE CAP VALUE PORTFOLIO III C000002773 U.S. LARGE CAP VALUE PORTFOLIO III DFUVX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-06067 0000861929 DIMENSIONAL INVESTMENT GROUP INC 30 S000001014 U.S. LARGE COMPANY PORTFOLIO C000002765 U.S. LARGE COMPANY PORTFOLIO DFUSX 6300 BEE CAVE ROAD AUSTIN 78746 TX BUILDING ONE 811-08243 0001040587 DIREXION FUNDS 30 S000007026 Direxion Dynamic HY Bond Fund C000019203 Investor Class PDHYX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000046967 DIREXION HILTON TACTICAL INCOME FUND C000146784 Class A HCYAX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000046967 DIREXION HILTON TACTICAL INCOME FUND C000157075 Class C HCYCX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000046967 DIREXION HILTON TACTICAL INCOME FUND C000146785 Institutional Class HCYIX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000022439 Direxion Indexed Commodity Strategy Fund C000077353 Institutional Class DXCIX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000022439 Direxion Indexed Commodity Strategy Fund C000064568 Class A DXCTX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000022439 Direxion Indexed Commodity Strategy Fund C000085812 Class C DXSCX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000043995 Direxion Indexed CVT Strategy Bear Fund C000136539 Direxion Indexed CVT Strategy Bear Fund DXCVX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000043994 Direxion Indexed CVT Strategy Fund C000136538 Direxion Indexed CVT Strategy Fund DXCBX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000035918 Direxion Indexed Managed Futures Strategy Fund C000110083 Class A DXMAX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000035918 Direxion Indexed Managed Futures Strategy Fund C000110084 Class C DXMCX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000035918 Direxion Indexed Managed Futures Strategy Fund C000110085 Institutional Class DXMIX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000050720 Direxion Monthly 25+ Year Treasury Bear 1X Fund C000160168 Investor Class DXSTX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000050719 Direxion Monthly 25+ Year Treasury Bull 1.2X Fund C000160167 Investor Class DXLTX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000007050 Direxion Monthly 7-10 Year Treasury Bear 2X Fund C000019229 Investor Class DXKSX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000007025 Direxion Monthly 7-10 Year Treasury Bull 2X Fund C000019202 Investor Class DXKLX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000019293 Direxion Monthly China Bull 2X Fund C000053173 Investor Class DXHLX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000007037 Direxion Monthly Emerging Markets Bull 2X Fund C000019214 Investor Class DXELX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000052787 DIREXION MONTHLY HIGH YIELD BULL 1.2X FUND C000165828 Investor Class DXHYX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000011945 Direxion Monthly Latin America Bull 2X Fund C000032616 Investor Class DXZLX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000053319 Direxion Monthly MSCI EAFE Bear 1.25X Fund C000167769 Direxion Monthly MSCI EAFE Bear 1.25X Fund [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000053318 Direxion Monthly MSCI Europe Bear 1.25X Fund C000167768 Direxion Monthly MSCI Europe Bear 1.25X Fund [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000053321 Direxion Monthly MSCI Europe Bull 2X Fund C000167771 Direxion Monthly MSCI Europe Bull 2X Fund [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000053317 Direxion Monthly NASDAQ Biotechnology Bear 1.25X Fund C000167767 Direxion Monthly NASDAQ Biotechnology Bear 1.25X Fund [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000053320 Direxion Monthly NASDAQ Biotechnology Bull 2X Fund C000167770 Direxion Monthly NASDAQ Biotechnology Bull 2X Fund [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000053316 Direxion Monthly NASDAQ-100(R) Bear 1.25X Fund C000167766 Investor Class DXNSX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000053315 Direxion Monthly NASDAQ-100(R) Bull 1.25X Fund C000167765 Investor Class DXNLX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000011960 Direxion Monthly NASDAQ-100(R) Bull 2X Fund C000032646 Investor Class DXQLX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000007032 Direxion Monthly Natural Resources Bull 2X Fund C000019209 Investor Class DXCLX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000011964 Direxion Monthly S&P 500(R) Bear 2X Fund C000032654 Investor Class DXSSX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000011950 Direxion Monthly S&P 500(R) Bull 2X Fund C000032626 Investor Class DXSLX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000007045 Direxion Monthly Small Cap Bear 2X Fund C000019222 Investor Class DXRSX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000007044 Direxion Monthly Small Cap Bull 2X Fund C000019221 Investor Class DXRLX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08243 0001040587 DIREXION FUNDS 30 S000053322 Direxion MSCI EAFE Bull 2X Fund C000167772 Direxion MSCI EAFE Bull 2X Fund [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-09761 0001102060 DIREXION INSURANCE TRUST 30 S000007158 Direxion Dynamic VP HY Bond Fund C000019562 Class A [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-09761 0001102060 DIREXION INSURANCE TRUST 30 S000043050 Direxion VP Indexed Commodity Strategy Fund C000133254 Direxion VP Indexed Commodity Strategy Fund [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-09761 0001102060 DIREXION INSURANCE TRUST 30 S000043051 Direxion VP Indexed Managed Futures Strategy Fund C000133255 Direxion VP Indexed Managed Futures Strategy Fund [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000034439 Direxion All Cap Insider Sentiment Shares C000105914 Direxion All Cap Insider Sentiment Shares KNOW 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000054803 Direxion Auspice Broad Commodity Strategy ETF C000172242 Direxion Auspice Broad Commodity Strategy ETF COM 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000051212 Direxion Credit Suisse U.S. Hedged Equity Index ETF C000161369 Direxion Credit Suisse U.S. Hedged Equity Index ETF [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000025254 Direxion Daily 20+ Year Treasury Bear 1X Shares C000075250 Direxion Daily 20+ Year Treasury Bear 1X Shares TYBS 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000037959 Direxion Daily 20+ Year Treasury Bear 2X Shares C000117143 Direxion Daily 20+ Year Treasury Bear 2X Shares TYTS 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000025258 Direxion Daily 20+ Year Treasury Bear 3X Shares C000075254 Direxion Daily 20+ Year Treasury Bear 3X Shares TMV 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000046304 Direxion Daily 20+ Year Treasury Bull 1.25X Shares C000144711 Direxion Daily 20+ Year Treasury Bull 1.25X Shares LLTT 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000037958 Direxion Daily 20+ Year Treasury Bull 2X Shares C000117142 Direxion Daily 20+ Year Treasury Bull 2X Shares TYTL 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000025257 Direxion Daily 20+ Year Treasury Bull 3X Shares C000075253 Direxion Daily 20+ Year Treasury Bull 3X Shares TMF 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000025253 Direxion Daily 7-10 Year Treasury Bear 1X Shares C000075249 Direxion Daily 7-10 Year Treasury Bear 1X Shares TYNS 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000046252 Direxion Daily 7-10 Year Treasury Bear 2X Shares C000144566 Direxion Daily 7-10 Year Treasury Bear 2X Shares SYTS 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000025256 Direxion Daily 7-10 Year Treasury Bear 3X Shares C000075252 Direxion Daily 7-10 Year Treasury Bear 3X Shares TYO 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000046313 Direxion Daily 7-10 Year Treasury Bull 1.25X Shares C000144720 Direxion Daily 7-10 Year Treasury Bull 1.25X Shares LLST 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000046250 Direxion Daily 7-10 Year Treasury Bull 2X Shares C000144564 Direxion Daily 7-10 Year Treasury Bull 2X Shares SYTL 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000025255 Direxion Daily 7-10 Year Treasury Bull 3X Shares C000075251 Direxion Daily 7-10 Year Treasury Bull 3X Shares TYD 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000027482 Direxion Daily Basic Materials Bull 3X Shares C000082793 Direxion Daily Basic Materials Bull 3X Shares MATL 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000051932 Direxion Daily Biotech Bear 2X Shares C000163387 Direxion Daily Biotech Bear 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000051931 Direxion Daily Biotech Bull 2X Shares C000163386 Direxion Daily Biotech Bull 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029326 Direxion Daily Brazil Bear 3X Shares C000090169 Direxion Daily Brazil Bear 3X Shares BRZS 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029346 Direxion Daily Brazil Bull 3X Shares C000090189 Direxion Daily Brazil Bull 3X Shares BRZU 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029327 Direxion Daily Canada Bear 3X Shares C000090170 Direxion Daily Canada Bear 3X Shares CAND 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029354 Direxion Daily Canada Bull 3X Shares C000090197 Direxion Daily Canada Bull 3X Shares CANU 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000051929 Direxion Daily Clean Energy Bear 2X Shares C000163384 Direxion Daily Clean Energy Bear 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000023808 Direxion Daily Clean Energy Bear 3X Shares C000069999 Direxion Daily Clean Energy Bear 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000051928 Direxion Daily Clean Energy Bull 2X Shares C000163383 Direxion Daily Clean Energy Bull 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000023807 Direxion Daily Clean Energy Bull 3X Shares C000069998 Direxion Daily Clean Energy Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000053325 Direxion Daily Consumer Discretionary Bear 1X Shares C000167775 Direxion Daily Consumer Discretionary Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000053324 Direxion Daily Consumer Staples Bear 1X Shares C000167774 Direxion Daily Consumer Staples Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000031295 Direxion Daily Corporate Bond Bear 1X Shares C000097010 Direxion Daily Corporate Bond Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000031283 Direxion Daily Corporate Bond Bear 3X Shares C000096998 Direxion Daily Corporate Bond Bear 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000031278 Direxion Daily Corporate Bond Bull 3X Shares C000096993 Direxion Daily Corporate Bond Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000048906 Direxion Daily CSI 300 China A Share Bear 1X Shares C000154004 Direxion Daily CSI 300 China A Share Bear 1X Shares CHAD 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000048742 Direxion Daily CSI 300 China A Share Bull 2X Shares C000153531 Direxion Daily CSI 300 China A Share Bull 2X Shares CHAU 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000055200 Direxion Daily CSI China Internet Bear 1X Shares C000173595 Direxion Daily CSI China Internet Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000055198 Direxion Daily CSI China Internet Bull 2X Shares C000173593 Direxion Daily CSI China Internet Bull 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000051925 Direxion Daily Cyber Security & IT Bear 1X Shares C000163380 Direxion Daily Cyber Security & IT Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050536 Direxion Daily Cyber Security & IT Bear 2X Shares C000159445 Direxion Daily Cyber Security & IT Bear 2X Shares HAKD 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050531 Direxion Daily Cyber Security & IT Bear 3X Shares C000159440 Direxion Daily Cyber Security & IT Bear 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050535 Direxion Daily Cyber Security & IT Bull 2X Shares C000159444 Direxion Daily Cyber Security & IT Bull 2X Shares HAKK 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050541 Direxion Daily Cyber Security & IT Bull 3X Shares C000159450 Direxion Daily Cyber Security & IT Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000031296 Direxion Daily Developed Markets Bear 1X Shares C000097011 Direxion Daily Developed Markets Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022772 Direxion Daily Developed Markets Bear 3X Shares C000065900 Direxion Daily Developed Markets Bear 3X Shares DPK 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022788 Direxion Daily Developed Markets Bull 3X Shares C000065916 Direxion Daily Developed Markets Bull 3X Shares DZK 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000031291 Direxion Daily Dow 30 Bear 1X Shares C000097006 Direxion Daily Dow 30 Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000031289 Direxion Daily Emerging Market Bear 1X Shares C000097004 Direxion Daily Emerging Market Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022773 Direxion Daily Emerging Markets Bear 3X Shares C000065901 Direxion Daily Emerging Markets Bear 3X Shares EDZ 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022789 Direxion Daily Emerging Markets Bull 3X Shares C000065917 Direxion Daily Emerging Markets Bull 3X Shares EDC 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000053326 Direxion Daily Energy Bear 1X Shares C000167776 Direxion Daily Energy Bear 1X Shares ERYY 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022780 Direxion Daily Energy Bear 3X Shares C000065908 Direxion Daily Energy Bear 3X Shares ERY 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022760 Direxion Daily Energy Bull 3X Shares C000065888 Direxion Daily Energy Bull 3X Shares ERX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000054613 Direxion Daily European Financials Bear 1X Shares C000171496 Direxion Daily European Financials Bear 1X Shares EUFS 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000054616 Direxion Daily European Financials Bear 2X Shares C000171499 Direxion Daily European Financials Bear 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000054615 Direxion Daily European Financials Bull 2X Shares C000171498 Direxion Daily European Financials Bull 2X Shares EUFL 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000053327 Direxion Daily Financial Bear 1X Shares C000167777 Direxion Daily Financial Bear 1X Shares FAZZ 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022781 Direxion Daily Financial Bear 3X Shares C000065909 Direxion Daily Financial Bear 3X Shares FAZ 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022761 Direxion Daily Financial Bull 3X Shares C000065889 Direxion Daily Financial Bull 3X Shares FAS 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000053323 Direxion Daily Frontier 100 Bear 1X Shares C000167773 Direxion Daily Frontier 100 Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022775 Direxion Daily FTSE China Bear 3X Shares C000065903 Direxion Daily FTSE China Bear 3X Shares YANG 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022791 Direxion Daily FTSE China Bull 3X Shares C000065919 Direxion Daily FTSE China Bull 3X Shares YINN 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050134 Direxion Daily FTSE Curex EUR Bear 3X Shares C000158133 Direxion Daily FTSE Curex EUR Bear 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050133 Direxion Daily FTSE Curex EUR Bull 3X Shares C000158132 Direxion Daily FTSE Curex EUR Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050132 Direxion Daily FTSE Curex USD Bear 3X Shares C000158131 Direxion Daily FTSE Curex USD Bear 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050131 Direxion Daily FTSE Curex USD Bull 3X Shares C000158130 Direxion Daily FTSE Curex USD Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050136 Direxion Daily FTSE Curex YEN Bear 3X Shares C000158135 Direxion Daily FTSE Curex YEN Bear 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050135 Direxion Daily FTSE Curex YEN Bull 3X Shares C000158134 Direxion Daily FTSE Curex YEN Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000046311 Direxion Daily FTSE Developed Markets Bull 1.25X Shares C000144718 Direxion Daily FTSE Developed Markets Bull 1.25X Shares LLDM 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000046312 Direxion Daily FTSE Emerging Markets Bull 1.25X Shares C000144719 Direxion Daily FTSE Emerging Markets Bull 1.25X Shares LLEM 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000038650 Direxion Daily FTSE Europe Bear 3X Shares C000119159 Direxion Daily FTSE Europe Bear 3X Shares EURZ 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000038649 Direxion Daily FTSE Europe Bull 3X Shares C000119158 Direxion Daily FTSE Europe Bull 3X Shares EURL 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000054614 Direxion Daily Gold Miners Index Bear 1X Shares C000171497 Direxion Daily Gold Miners Index Bear 1X Shares MELT 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000048739 Direxion Daily Gold Miners Index Bear 2X Shares C000153528 Direxion Daily Gold Miners Index Bear 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029348 Direxion Daily Gold Miners Index Bear 3X Shares C000090191 Direxion Daily Gold Miners Index Bear 3X Shares DUST 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000048738 Direxion Daily Gold Miners Index Bull 2X Shares C000153527 Direxion Daily Gold Miners Index Bull 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029338 Direxion Daily Gold Miners Index Bull 3X Shares C000090181 Direxion Daily Gold Miners Index Bull 3X Shares NUGT 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000051926 Direxion Daily Greece Bear 1X Shares C000163381 Direxion Daily Greece Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000051930 Direxion Daily Greece Bull 2X Shares C000163385 Direxion Daily Greece Bull 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000051664 Direxion Daily Healthcare Bear 1X Shares C000162472 Direxion Daily Healthcare Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000027480 Direxion Daily Healthcare Bear 3X Shares C000082791 Direxion Daily Healthcare Bear 3X Shares SICK 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000027486 Direxion Daily Healthcare Bull 3X Shares C000082797 Direxion Daily Healthcare Bull 3X Shares CURE 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000055199 Direxion Daily High Yield Bear 1X Shares C000173594 Direxion Daily High Yield Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000031285 Direxion Daily High Yield Bear 2X Shares C000097000 Direxion Daily High Yield Bear 2X Shares HYDD 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000031279 Direxion Daily High Yield Bull 2X Shares C000096994 Direxion Daily High Yield Bull 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050344 Direxion Daily Homebuilders & Supplies Bear 2X Shares C000158933 Direxion Daily Homebuilders & Supplies Bear 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022783 Direxion Daily Homebuilders & Supplies Bear 3X Shares C000065911 Direxion Daily Homebuilders & Supplies Bear 3X Shares CLAW 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050343 Direxion Daily Homebuilders & Supplies Bull 2X Shares C000158932 Direxion Daily Homebuilders & Supplies Bull 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022763 Direxion Daily Homebuilders & Supplies Bull 3X Shares C000065891 Direxion Daily Homebuilders & Supplies Bull 3X Shares NAIL 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022757 Direxion Daily India Bull 3X Shares C000065885 Direxion Daily India Bull 3X Shares INDL 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029328 Direxion Daily Indonesia Bear 3X Shares C000090171 Direxion Daily Indonesia Bear 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029355 Direxion Daily Indonesia Bull 3X Shares C000090198 Direxion Daily Indonesia Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000053328 Direxion Daily Industrials Bear 1X Shares C000167778 Direxion Daily Industrials Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000041173 DIREXION DAILY JAPAN BEAR 3X SHARES C000127745 DIREXION DAILY JAPAN BEAR 3X SHARES JPNS 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000041172 DIREXION DAILY JAPAN BULL 3X SHARES C000127744 DIREXION DAILY JAPAN BULL 3X SHARES JPNL 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000048741 Direxion Daily Junior Gold Miners Index Bear 2X Shares C000153530 Direxion Daily Junior Gold Miners Index Bear 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000034517 DIREXION DAILY JUNIOR GOLD MINERS INDEX BEAR 3X SHARES C000106085 DIREXION DAILY JUNIOR GOLD MINERS INDEX BEAR 3X SHARES JDST 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000048740 Direxion Daily Junior Gold Miners Index Bull 2X Shares C000153529 Direxion Daily Junior Gold Miners Index Bull 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000034516 DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X SHARES C000106084 DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X SHARES JNUG 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022758 Direxion Daily Latin America Bull 3X Shares C000065886 Direxion Daily Latin America Bull 3X Shares LBJ 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029329 Direxion Daily Malaysia Bear 3X Shares C000090172 Direxion Daily Malaysia Bear 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029356 Direxion Daily Malaysia Bull 3X Shares C000090199 Direxion Daily Malaysia Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000053329 Direxion Daily Materials Bear 1X Shares C000167779 Direxion Daily Materials Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000041175 DIREXION DAILY MEXICO BEAR 3X SHARES C000127747 DIREXION DAILY MEXICO BEAR 3X SHARES [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000041174 DIREXION DAILY MEXICO BULL 3X SHARES C000127746 DIREXION DAILY MEXICO BULL 3X SHARES [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022769 Direxion Daily Mid Cap Bear 3X Shares C000065897 Direxion Daily Mid Cap Bear 3X Shares MIDZ 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022778 Direxion Daily Mid Cap Bull 3X Shares C000065906 Direxion Daily Mid Cap Bull 3X Shares MIDU 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000051662 Direxion Daily MSCI China A Bear 1X Shares C000162470 Direxion Daily MSCI China A Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000051666 Direxion Daily MSCI China A Bull 2X Shares C000162474 Direxion Daily MSCI China A Bull 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049537 Direxion Daily MSCI EAFE Currency Hedged Bear 2X Shares C000156463 Direxion Daily MSCI EAFE Currency Hedged Bear 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049530 Direxion Daily MSCI EAFE Currency Hedged Bear 3X Shares C000156456 Direxion Daily MSCI EAFE Currency Hedged Bear 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049526 Direxion Daily MSCI EAFE Currency Hedged Bull 2X Shares C000156452 Direxion Daily MSCI EAFE Currency Hedged Bull 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049541 Direxion Daily MSCI EAFE Currency Hedged Bull 3X Shares C000156467 Direxion Daily MSCI EAFE Currency Hedged Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049538 Direxion Daily MSCI Emerging Markets Currency Hedged Bear 2X Shares C000156464 Direxion Daily MSCI Emerging Markets Currency Hedged Bear 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049531 Direxion Daily MSCI Emerging Markets Currency Hedged Bear 3X Shares C000156457 Direxion Daily MSCI Emerging Markets Currency Hedged Bear 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049534 Direxion Daily MSCI Emerging Markets Currency Hedged Bull 2X Shares C000156460 Direxion Daily MSCI Emerging Markets Currency Hedged Bull 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049527 Direxion Daily MSCI Emerging Markets Currency Hedged Bull 3X Shares C000156453 Direxion Daily MSCI Emerging Markets Currency Hedged Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049539 Direxion Daily MSCI Europe Currency Hedged Bear 2X Shares C000156465 Direxion Daily MSCI Europe Currency Hedged Bear 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049532 Direxion Daily MSCI Europe Currency Hedged Bear 3X Shares C000156458 Direxion Daily MSCI Europe Currency Hedged Bear 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049535 Direxion Daily MSCI Europe Currency Hedged Bull 2X Shares C000156461 Direxion Daily MSCI Europe Currency Hedged Bull 2X Shares HEGE 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049528 Direxion Daily MSCI Europe Currency Hedged Bull 3X Shares C000156454 Direxion Daily MSCI Europe Currency Hedged Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050534 Direxion Daily MSCI Germany Currency Hedged Bear 2X Shares C000159443 Direxion Daily MSCI Germany Currency Hedged Bear 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050540 Direxion Daily MSCI Germany Currency Hedged Bear 3X Shares C000159449 Direxion Daily MSCI Germany Currency Hedged Bear 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050530 Direxion Daily MSCI Germany Currency Hedged Bull 2X Shares C000159439 Direxion Daily MSCI Germany Currency Hedged Bull 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050539 Direxion Daily MSCI Germany Currency Hedged Bull 3X Shares C000159448 Direxion Daily MSCI Germany Currency Hedged Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049540 Direxion Daily MSCI Japan Currency Hedged Bear 2X Shares C000156466 Direxion Daily MSCI Japan Currency Hedged Bear 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049533 Direxion Daily MSCI Japan Currency Hedged Bear 3X Shares C000156459 Direxion Daily MSCI Japan Currency Hedged Bear 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049536 Direxion Daily MSCI Japan Currency Hedged Bull 2X Shares C000156462 Direxion Daily MSCI Japan Currency Hedged Bull 2X Shares HEGJ 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049529 Direxion Daily MSCI Japan Currency Hedged Bull 3X Shares C000156455 Direxion Daily MSCI Japan Currency Hedged Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000031286 Direxion Daily Municipal Bond Taxable Bear 1X Shares C000097001 Direxion Daily Municipal Bond Taxable Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000031280 Direxion Daily Municipal Bond Taxable Bull 3X Shares C000096995 Direxion Daily Municipal Bond Taxable Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029350 Direxion Daily Natural Gas Related Bear 3X Shares C000090193 Direxion Daily Natural Gas Related Bear 3X Shares GASX 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029340 Direxion Daily Natural Gas Related Bull 3X Shares C000090183 Direxion Daily Natural Gas Related Bull 3X Shares GASL 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000051927 Direxion Daily Pharmaceutical & Medical Bear 1X Shares C000163382 Direxion Daily Pharmaceutical & Medical Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050538 Direxion Daily Pharmaceutical & Medical Bear 2X Shares C000159447 Direxion Daily Pharmaceutical & Medical Bear 2X Shares PILS 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050533 Direxion Daily Pharmaceutical & Medical Bear 3X Shares C000159442 Direxion Daily Pharmaceutical & Medical Bear 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050537 Direxion Daily Pharmaceutical & Medical Bull 2X Shares C000159446 Direxion Daily Pharmaceutical & Medical Bull 2X Shares PILL 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000050532 Direxion Daily Pharmaceutical & Medical Bull 3X Shares C000159441 Direxion Daily Pharmaceutical & Medical Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022782 Direxion Daily Real Estate Bear 3X Shares C000065910 Direxion Daily Real Estate Bear 3X Shares DRV 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022762 Direxion Daily Real Estate Bull 3X Shares C000065890 Direxion Daily Real Estate Bull 3X Shares DRN 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029351 Direxion Daily Regional Banks Bear 3X Shares C000090194 Direxion Daily Regional Banks Bear 3X Shares WDRW 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029341 Direxion Daily Regional Banks Bull 3X Shares C000090184 Direxion Daily Regional Banks Bull 3X Shares DPST 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000027487 Direxion Daily Retail Bull 3X Shares C000082798 Direxion Daily Retail Bull 3X Shares RETL 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029330 Direxion Daily Russia Bear 3X Shares C000090173 Direxion Daily Russia Bear 3X Shares RUSS 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029357 Direxion Daily Russia Bull 3X Shares C000090200 Direxion Daily Russia Bull 3X Shares RUSL 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049376 Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 3X Shares C000156152 Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 3X Shares DRIP 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049375 Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 3X Shares C000156151 Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 3X Shares GUSH 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000031292 Direxion Daily S&P 500 (R) Bear 1X Shares C000097007 Direxion Daily S&P 500 (R) Bear 1X Shares SPDN 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000046307 Direxion Daily S&P 500 Bull 1.25X Shares C000144714 Direxion Daily S&P 500 Bull 1.25X Shares LLSP 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022765 Direxion Daily S&P 500(R) Bear 3X Shares C000065893 Direxion Daily S&P 500(R) Bear 3X Shares SPXS 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022767 Direxion Daily S&P 500(R) Bull 3X Shares C000065895 Direxion Daily S&P 500(R) Bull 3X Shares SPXL 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000027923 Direxion Daily S&P 500? Bear 2X Shares C000084848 Direxion Daily S&P 500? Bear 2X Shares SFVS 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000027922 Direxion Daily S&P 500? Bull 2X Shares C000084847 Direxion Daily S&P 500? Bull 2X Shares SPUU 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000051663 Direxion Daily S&P Biotech Bear 1X Shares C000162471 Direxion Daily S&P Biotech Bear 1X Shares LABS 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049374 Direxion Daily S&P Biotech Bear 3X Shares C000156150 Direxion Daily S&P Biotech Bear 3X Shares LABD 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000049373 Direxion Daily S&P Biotech Bull 3X Shares C000156149 Direxion Daily S&P Biotech Bull 3X Shares LABU 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000027921 Direxion Daily Semiconductor Bear 3X Shares C000084846 Direxion Daily Semiconductor Bear 3X Shares SOXS 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000027920 Direxion Daily Semiconductor Bull 3X Shares C000084845 Direxion Daily Semiconductor Bull 3X Shares SOXL 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000034519 Direxion Daily Silver Miners Index Bear 2X Shares C000106087 Direxion Daily Silver Miners Index Bear 2X Shares DULL 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000034518 Direxion Daily Silver Miners Index Bull 2X Shares C000106086 Direxion Daily Silver Miners Index Bull 2X Shares SHNY 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000031293 Direxion Daily Small Cap Bear 1X Shares C000097008 Direxion Daily Small Cap Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000037957 Direxion Daily Small Cap Bear 2X Shares C000117141 Direxion Daily Small Cap Bear 2X Shares SMSS 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022770 Direxion Daily Small Cap Bear 3X Shares C000065898 Direxion Daily Small Cap Bear 3X Shares TZA 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000046309 Direxion Daily Small Cap Bull 1.25X Shares C000144716 Direxion Daily Small Cap Bull 1.25X Shares LLSC 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000037956 Direxion Daily Small Cap Bull 2X Shares C000117140 Direxion Daily Small Cap Bull 2X Shares SMLL 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000022786 Direxion Daily Small Cap Bull 3X Shares C000065914 Direxion Daily Small Cap Bull 3X Shares TNA 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000051661 Direxion Daily SME-ChiNext 100 China A Shares Bear 1X Shares C000162469 Direxion Daily SME-ChiNext 100 China A Shares Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000051665 Direxion Daily SME-ChiNext 100 China A Shares Bull 2X Shares C000162473 Direxion Daily SME-ChiNext 100 China A Shares Bull 2X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029331 Direxion Daily South Korea Bear 3X Shares C000090174 Direxion Daily South Korea Bear 3X Shares KORZ 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029358 Direxion Daily South Korea Bull 3X Shares C000090201 Direxion Daily South Korea Bull 3X Shares KORU 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029332 Direxion Daily Taiwan Bear 3X Shares C000090175 Direxion Daily Taiwan Bear 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029359 Direxion Daily Taiwan Bull 3X Shares C000090202 Direxion Daily Taiwan Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000037955 Direxion Daily Technology Bear 1X Shares C000117139 Direxion Daily Technology Bear 1X Shares TECZ 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000023810 Direxion Daily Technology Bear 3X Shares C000070001 Direxion Daily Technology Bear 3X Shares TECS 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000023809 Direxion Daily Technology Bull 3X Shares C000070000 Direxion Daily Technology Bull 3X Shares TECL 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029333 Direxion Daily Thailand Bear 3X Shares C000090176 Direxion Daily Thailand Bear 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000029325 Direxion Daily Thailand Bull 3X Shares C000090168 Direxion Daily Thailand Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000031288 Direxion Daily Total Bond Market Bear 1X Shares C000097003 Direxion Daily Total Bond Market Bear 1X Shares SAGG 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000031282 Direxion Daily Total Bond Market Bull 3X Shares C000096997 Direxion Daily Total Bond Market Bull 3X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000031294 Direxion Daily Total Market Bear 1X Shares C000097009 Direxion Daily Total Market Bear 1X Shares TOTS 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000053330 Direxion Daily Utilities Bear 1X Shares C000167780 Direxion Daily Utilities Bear 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000037954 Direxion Financial Bull 1X Shares C000117138 Direxion Financial Bull 1X Shares [NULL] 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000045674 Direxion iBillionaire Index ETF C000142299 Direxion iBillionaire Index ETF IBLN 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000033634 Direxion NASDAQ-100(R) Equal Weighted Index Shares C000103352 Direxion NASDAQ-100(R) Equal Weighted Index Shares QQQE 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000034443 Direxion S&P 500 (R) Volatility Response Shares C000105918 Direxion S&P 500 (R) Volatility Response Shares VSPY 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-22201 0001424958 Direxion Shares ETF Trust 30 S000042038 Direxion Zacks MLP High Income Index Shares C000130595 Direxion Zacks MLP High Income Index Shares ZMLP 1301 AVENUE OF THE AMERICAS (6TH AVENUE) NEW YORK 10019 NY 35TH FLOOR 811-08014 0000912751 Dividend Builder Portfolio 30 S000005254 DIVIDEND BUILDER PORTFOLIO C000014306 DIVIDEND BUILDER PORTFOLIO [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22706 0001547679 DMS FUNDS 30 S000040956 DMS Baltic Index Fund C000127056 Class A Shares DBABX 2619 LEISCZ'S BRIDGE ROAD LEESPORT 19533 PA SUITE 200 811-22706 0001547679 DMS FUNDS 30 S000040956 DMS Baltic Index Fund C000129697 Class I Shares DBIAX 2619 LEISCZ'S BRIDGE ROAD LEESPORT 19533 PA SUITE 200 811-22706 0001547679 DMS FUNDS 30 S000038934 DMS India Bank Index Fund C000132105 Class I Shares DIIBX 2619 LEISCZ'S BRIDGE ROAD LEESPORT 19533 PA SUITE 200 811-22706 0001547679 DMS FUNDS 30 S000037670 DMS India MidCap Index Fund C000131969 Class I Shares DIIMX 2619 LEISCZ'S BRIDGE ROAD LEESPORT 19533 PA SUITE 200 811-00173 0000029440 DODGE & COX FUNDS 30 S000011204 Dodge & Cox Balanced Fund C000030877 Dodge & Cox Balanced Fund DODBX 555 CALIFORNIA ST SAN FRANCISCO 94104 CA 40 TH FLOOR 811-00173 0000029440 DODGE & COX FUNDS 30 S000045260 Dodge & Cox Global Bond Fund C000140963 Dodge & Cox Global Bond Fund DODLX 555 CALIFORNIA ST SAN FRANCISCO 94104 CA 40 TH FLOOR 811-00173 0000029440 DODGE & COX FUNDS 30 S000022057 Dodge & Cox Global Stock Fund C000063339 Dodge & Cox Global Stock Fund DODWX 555 CALIFORNIA ST SAN FRANCISCO 94104 CA 40 TH FLOOR 811-00173 0000029440 DODGE & COX FUNDS 30 S000011205 Dodge & Cox Income Fund C000030878 Dodge & Cox Income Fund DODIX 555 CALIFORNIA ST SAN FRANCISCO 94104 CA 40 TH FLOOR 811-00173 0000029440 DODGE & COX FUNDS 30 S000011203 Dodge & Cox International Stock Fund C000030876 Dodge & Cox International Stock Fund DODFX 555 CALIFORNIA ST SAN FRANCISCO 94104 CA 40 TH FLOOR 811-00173 0000029440 DODGE & COX FUNDS 30 S000011202 Dodge & Cox Stock Fund C000030875 Dodge & Cox Stock Fund DODGX 555 CALIFORNIA ST SAN FRANCISCO 94104 CA 40 TH FLOOR 811-05823 0000851680 DOMINI SOCIAL INVESTMENT TRUST 30 S000014393 Domini International Social Equity Fund C000071458 Class A Shares DOMAX 532 BROADWAY NEW YORK 10012-3939 NY 9TH FLOOR 811-05823 0000851680 DOMINI SOCIAL INVESTMENT TRUST 30 S000014393 Domini International Social Equity Fund C000039201 Investor Shares DOMIX 532 BROADWAY NEW YORK 10012-3939 NY 9TH FLOOR 811-05823 0000851680 DOMINI SOCIAL INVESTMENT TRUST 30 S000014393 Domini International Social Equity Fund C000123188 Institutional Shares DOMOX 532 BROADWAY NEW YORK 10012-3939 NY 9TH FLOOR 811-05823 0000851680 DOMINI SOCIAL INVESTMENT TRUST 30 S000003424 Domini Social Bond Fund C000009468 Investor Shares DSBFX 532 BROADWAY NEW YORK 10012-3939 NY 9TH FLOOR 811-05823 0000851680 DOMINI SOCIAL INVESTMENT TRUST 30 S000003424 Domini Social Bond Fund C000110199 Institutional Shares DSBIX 532 BROADWAY NEW YORK 10012-3939 NY 9TH FLOOR 811-05823 0000851680 DOMINI SOCIAL INVESTMENT TRUST 30 S000003423 Domini Social Equity Fund C000071456 Institutional Shares DIEQX 532 BROADWAY NEW YORK 10012-3939 NY 9TH FLOOR 811-05823 0000851680 DOMINI SOCIAL INVESTMENT TRUST 30 S000003423 Domini Social Equity Fund C000009466 Investor Shares DSEFX 532 BROADWAY NEW YORK 10012-3939 NY 9TH FLOOR 811-05823 0000851680 DOMINI SOCIAL INVESTMENT TRUST 30 S000003423 Domini Social Equity Fund C000071455 Class A Shares DSEPX 532 BROADWAY NEW YORK 10012-3939 NY 9TH FLOOR 811-05823 0000851680 DOMINI SOCIAL INVESTMENT TRUST 30 S000003423 Domini Social Equity Fund C000009467 Class R Shares DSFRX 532 BROADWAY NEW YORK 10012-3939 NY 9TH FLOOR 811-22790 0001566671 DoubleLine Equity Funds 30 S000040283 DoubleLine Equities Growth Fund C000125165 Class I DBEGX C/O DOUBLELINE EQUITY LP LOS ANGELES 90071 CA 333 SOUTH GRAND AVENUE, SUITE 800 811-22790 0001566671 DoubleLine Equity Funds 30 S000040283 DoubleLine Equities Growth Fund C000125166 Class A DDEGX C/O DOUBLELINE EQUITY LP LOS ANGELES 90071 CA 333 SOUTH GRAND AVENUE, SUITE 800 811-22378 0001480207 DoubleLine Funds Trust 30 S000028164 DoubleLine Core Fixed Income Fund C000086128 Class I DBLFX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000028164 DoubleLine Core Fixed Income Fund C000086129 Class N DLFNX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000028165 DoubleLine Emerging Markets Fixed Income Fund C000086130 Class I DBLEX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000028165 DoubleLine Emerging Markets Fixed Income Fund C000086131 Class N DLENX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000044832 DoubleLine Flexible Income Fund C000139216 Class I DFLEX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000044832 DoubleLine Flexible Income Fund C000139217 Class N DLINX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000039682 DoubleLine Floating Rate Fund C000122989 Class I DBFRX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000039682 DoubleLine Floating Rate Fund C000122990 Class N DLFRX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000051748 DoubleLine Global Bond Fund C000162858 Class I DBLGX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000051748 DoubleLine Global Bond Fund C000162859 Class N DLGBX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000053014 DoubleLine Infrastructure Income Fund C000166676 Class I BILDX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000053014 DoubleLine Infrastructure Income Fund C000166677 Class N BILTX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000047461 DoubleLine Long Duration Total Return Bond Fund C000148998 Class N DBLDX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000047461 DoubleLine Long Duration Total Return Bond Fund C000148999 Class I DLLDX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000034129 DoubleLine Low Duration Bond Fund C000105189 Class I DBLSX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000034129 DoubleLine Low Duration Bond Fund C000105190 Class N DLSNX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000044833 DoubleLine Low Duration Emerging Markets Fixed Income Fund C000139218 Class I DBLLX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000044833 DoubleLine Low Duration Emerging Markets Fixed Income Fund C000139219 Class N DELNX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000030112 DoubleLine Multi-Asset Growth Fund C000092480 Class A DMLAX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000030112 DoubleLine Multi-Asset Growth Fund C000092481 Class C DMLCX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000030112 DoubleLine Multi-Asset Growth Fund C000092482 Class I DMLIX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000030112 DoubleLine Multi-Asset Growth Fund C000092483 Class N DMLNX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000046335 Doubleline Selective Credit Fund C000144794 Class I DBSCX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000042768 DoubleLine Shiller Enhanced CAPE C000132287 Class I DSEEX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000042768 DoubleLine Shiller 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DoubleLine Funds Trust 30 S000028163 DoubleLine Total Return Bond Fund C000086127 Class N DLTNX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000054429 DoubleLine Ultra Short Bond Fund C000170950 Class I DBULX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-22378 0001480207 DoubleLine Funds Trust 30 S000054429 DoubleLine Ultra Short Bond Fund C000170951 Class N DLUSX 333 SOUTH GRAND AVENUE LOS ANGELES 90071 CA SUITE 1800 811-03081 0000318478 DREYFUS APPRECIATION FUND INC 30 S000000008 DREYFUS APPRECIATION FUND INC C000000012 Investor Shares DGAGX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-03081 0000318478 DREYFUS APPRECIATION FUND INC 30 S000000008 DREYFUS APPRECIATION FUND INC C000173298 Class I DGIGX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-03081 0000318478 DREYFUS APPRECIATION FUND INC 30 S000000008 DREYFUS APPRECIATION FUND INC C000130309 Class Y DGYGX THE DREYFUS CORPORATION 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CORPORATION 811-06490 0000881773 DREYFUS PREMIER INVESTMENT FUNDS INC 30 S000047409 Dreyfus Global Infrastructure Fund C000148827 Class Y DYGNX 200 PARK AVE 8TH FLOOR NEW YORK 10166 NY THE DREYFUS CORPORATION 811-06490 0000881773 DREYFUS PREMIER INVESTMENT FUNDS INC 30 S000019790 Dreyfus Global Real Estate Securities C000055459 Class C DGBCX 200 PARK AVE 8TH FLOOR NEW YORK 10166 NY THE DREYFUS CORPORATION 811-06490 0000881773 DREYFUS PREMIER INVESTMENT FUNDS INC 30 S000019790 Dreyfus Global Real Estate Securities C000055458 Class A DRLAX 200 PARK AVE 8TH FLOOR NEW YORK 10166 NY THE DREYFUS CORPORATION 811-06490 0000881773 DREYFUS PREMIER INVESTMENT FUNDS INC 30 S000019790 Dreyfus Global Real Estate Securities C000055460 Class I DRLIX 200 PARK AVE 8TH FLOOR NEW YORK 10166 NY THE DREYFUS CORPORATION 811-06490 0000881773 DREYFUS PREMIER INVESTMENT FUNDS INC 30 S000019790 Dreyfus Global Real Estate Securities C000130451 Class Y DRLYX 200 PARK AVE 8TH FLOOR NEW YORK 10166 NY THE DREYFUS 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WORLDWIDE GROWTH FUND INC 30 S000000096 DREYFUS WORLDWIDE GROWTH FUND C000000155 Class A PGROX C/O DREYFUS FUND NEW YORK 10166 NY 200 PARK AVE 811-01899 0000030162 DREYFUS RESEARCH GROWTH FUND, INC 30 S000000071 DREYFUS RESEARCH GROWTH FUND INC C000000108 Class Z DREQX 200 PARK AVENUE, 8TH FLOOR NEW YORK 10166 NY THE DREYFUS CORPORATION 811-01899 0000030162 DREYFUS RESEARCH GROWTH FUND, INC 30 S000000071 DREYFUS RESEARCH GROWTH FUND INC C000127666 Class Y DRYQX 200 PARK AVENUE, 8TH FLOOR NEW YORK 10166 NY THE DREYFUS CORPORATION 811-01899 0000030162 DREYFUS RESEARCH GROWTH FUND, INC 30 S000000071 DREYFUS RESEARCH GROWTH FUND INC C000069523 Class A DWOAX 200 PARK AVENUE, 8TH FLOOR NEW YORK 10166 NY THE DREYFUS CORPORATION 811-01899 0000030162 DREYFUS RESEARCH GROWTH FUND, INC 30 S000000071 DREYFUS RESEARCH GROWTH FUND INC C000069524 Class C DWOCX 200 PARK AVENUE, 8TH FLOOR NEW YORK 10166 NY THE DREYFUS CORPORATION 811-01899 0000030162 DREYFUS RESEARCH GROWTH FUND, INC 30 S000000071 DREYFUS RESEARCH GROWTH FUND INC C000069525 Class I DWOIX 200 PARK AVENUE, 8TH FLOOR NEW YORK 10166 NY THE DREYFUS CORPORATION 811-07044 0000890064 DREYFUS SOCIALLY RESPONSIBLE GROWTH FUND INC 30 S000001910 The Dreyfus Socially Responsible Growth Fund, Inc. C000005026 The Dreyfus Socially Responsible Growth Fund, Inc. - Initial Shares [NULL] 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPORATION 811-07044 0000890064 DREYFUS SOCIALLY RESPONSIBLE GROWTH FUND INC 30 S000001910 The Dreyfus Socially Responsible Growth Fund, Inc. C000005027 The Dreyfus Socially Responsible Growth Fund, Inc. - Service Shares [NULL] 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPORATION 811-04906 0000806176 DREYFUS STATE MUNICIPAL BOND FUNDS 30 S000000343 Dreyfus Connecticut Fund C000132934 Class Y DPMYX C/O DREYFUS CORP NEW YORK 10166 NY 200 PARK AVE 8TH FL. W. 811-04906 0000806176 DREYFUS STATE MUNICIPAL BOND FUNDS 30 S000000343 Dreyfus Connecticut Fund C000041029 Class Z DPMZX C/O DREYFUS CORP NEW YORK 10166 NY 200 PARK AVE 8TH FL. W. 811-04906 0000806176 DREYFUS STATE MUNICIPAL BOND FUNDS 30 S000000343 Dreyfus Connecticut Fund C000073390 Class I DTCIX C/O DREYFUS CORP NEW YORK 10166 NY 200 PARK AVE 8TH FL. W. 811-04906 0000806176 DREYFUS STATE MUNICIPAL BOND FUNDS 30 S000000343 Dreyfus Connecticut Fund C000000875 Class C PMCCX C/O DREYFUS CORP NEW YORK 10166 NY 200 PARK AVE 8TH FL. W. 811-04906 0000806176 DREYFUS STATE MUNICIPAL BOND FUNDS 30 S000000343 Dreyfus Connecticut Fund C000000873 Class A PSCTX C/O DREYFUS CORP NEW YORK 10166 NY 200 PARK AVE 8TH FL. W. 811-04906 0000806176 DREYFUS STATE MUNICIPAL BOND FUNDS 30 S000000348 Dreyfus Massachusetts Fund C000000890 Class C PCMAX C/O DREYFUS CORP NEW YORK 10166 NY 200 PARK AVE 8TH FL. W. 811-04906 0000806176 DREYFUS STATE MUNICIPAL BOND FUNDS 30 S000000348 Dreyfus Massachusetts Fund C000007820 Class Z PMAZX C/O DREYFUS CORP NEW YORK 10166 NY 200 PARK AVE 8TH FL. W. 811-04906 0000806176 DREYFUS STATE MUNICIPAL BOND FUNDS 30 S000000348 Dreyfus Massachusetts Fund C000000888 Class A PSMAX C/O DREYFUS CORP NEW YORK 10166 NY 200 PARK AVE 8TH FL. 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W. 811-21236 0001199348 DREYFUS STOCK FUNDS 30 S000000354 Dreyfus International Equity Fund C000000906 Class A DIEAX 200 PARK AVENUE NEW YORK 10166 NY [NULL] 811-21236 0001199348 DREYFUS STOCK FUNDS 30 S000000354 Dreyfus International Equity Fund C000000908 Class C DIECX 200 PARK AVENUE NEW YORK 10166 NY [NULL] 811-21236 0001199348 DREYFUS STOCK FUNDS 30 S000000354 Dreyfus International Equity Fund C000000909 Class I DIERX 200 PARK AVENUE NEW YORK 10166 NY [NULL] 811-21236 0001199348 DREYFUS STOCK FUNDS 30 S000000354 Dreyfus International Equity Fund C000158972 Class Y DIEYX 200 PARK AVENUE NEW YORK 10166 NY [NULL] 811-21236 0001199348 DREYFUS STOCK FUNDS 30 S000047987 Dreyfus International Small Cap Fund C000151128 Class A DYAPX 200 PARK AVENUE NEW YORK 10166 NY [NULL] 811-21236 0001199348 DREYFUS STOCK FUNDS 30 S000047987 Dreyfus International Small Cap Fund C000151129 Class C DYCPX 200 PARK AVENUE NEW YORK 10166 NY [NULL] 811-21236 0001199348 DREYFUS STOCK FUNDS 30 S000047987 Dreyfus International Small Cap Fund C000151130 Class I DYIPX 200 PARK AVENUE NEW YORK 10166 NY [NULL] 811-21236 0001199348 DREYFUS STOCK FUNDS 30 S000047987 Dreyfus International Small Cap Fund C000151131 Class Y DYYPX 200 PARK AVENUE NEW YORK 10166 NY [NULL] 811-21236 0001199348 DREYFUS STOCK FUNDS 30 S000000356 Dreyfus Small Cap Equity Fund C000000916 Class A DSEAX 200 PARK AVENUE NEW YORK 10166 NY [NULL] 811-21236 0001199348 DREYFUS STOCK FUNDS 30 S000000356 Dreyfus Small Cap Equity Fund C000000918 Class C DSECX 200 PARK AVENUE NEW YORK 10166 NY [NULL] 811-21236 0001199348 DREYFUS STOCK FUNDS 30 S000000356 Dreyfus Small Cap Equity Fund C000000919 Class I DSERX 200 PARK AVENUE NEW YORK 10166 NY [NULL] 811-05719 0000846800 DREYFUS STOCK INDEX FUND INC 30 S000001911 Dreyfus Stock Index Fund, Inc. 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10166 NY 200 PARK AVENUE 811-03954 0000740123 DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS 30 S000000098 DREYFUS TAX EXEMPT CASH MANAGEMENT FUND C000000163 DREYFUS TAX EXEMPT CASH MANAGEMENT - Administrative Shares DEAXX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-03954 0000740123 DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS 30 S000000098 DREYFUS TAX EXEMPT CASH MANAGEMENT FUND C000000161 DREYFUS TAX EXEMPT CASH MANAGEMENT - Institutional Shares DEIXX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-03954 0000740123 DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS 30 S000000098 DREYFUS TAX EXEMPT CASH MANAGEMENT FUND C000000164 DREYFUS TAX EXEMPT CASH MANAGEMENT - Participant Shares DEPXX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-03954 0000740123 DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS 30 S000000098 DREYFUS TAX EXEMPT CASH MANAGEMENT FUND C000000162 DREYFUS TAX EXEMPT CASH MANAGEMENT - Investor Shares DEVXX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-02192 0000030167 DREYFUS THIRD CENTURY FUND INC 30 S000000095 DREYFUS THIRD CENTURY FUND INC C000174003 Class Y [NULL] THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-02192 0000030167 DREYFUS THIRD CENTURY FUND INC 30 S000000095 DREYFUS THIRD CENTURY FUND INC C000000152 Class I DRTCX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-02192 0000030167 DREYFUS THIRD CENTURY FUND INC 30 S000000095 DREYFUS THIRD CENTURY FUND INC C000000154 Class Z DRTHX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-02192 0000030167 DREYFUS THIRD CENTURY FUND INC 30 S000000095 DREYFUS THIRD CENTURY FUND INC C000000149 Class A DTCAX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-02192 0000030167 DREYFUS THIRD CENTURY FUND INC 30 S000000095 DREYFUS THIRD CENTURY FUND INC C000000151 Class C DTCCX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-04723 0000796251 DREYFUS TREASURY & AGENCY CASH MANAGEMENT 30 S000000112 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0000796251 DREYFUS TREASURY & AGENCY CASH MANAGEMENT 30 S000000112 DREYFUS TREASURY & AGENCY CASH MANAGEMENT C000000252 Investor Shares DTVXX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARKA VENUE 811-04723 0000796251 DREYFUS TREASURY & AGENCY CASH MANAGEMENT 30 S000000112 DREYFUS TREASURY & AGENCY CASH MANAGEMENT C000053665 Agency Shares DYAXX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARKA VENUE 811-04723 0000796251 DREYFUS TREASURY & AGENCY CASH MANAGEMENT 30 S000000112 DREYFUS TREASURY & AGENCY CASH MANAGEMENT C000053675 Premier Shares DYPXX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARKA VENUE 811-05718 0000843781 DREYFUS TREASURY SECURITIES CASH MANAGEMENT 30 S000000113 DREYFUS TREASURY SECURITIES CASH MANAGEMENT C000000257 Administrative Shares DARXX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05718 0000843781 DREYFUS TREASURY SECURITIES CASH MANAGEMENT 30 S000000113 DREYFUS TREASURY SECURITIES CASH MANAGEMENT C000000255 Institutional Shares DIRXX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05718 0000843781 DREYFUS TREASURY SECURITIES CASH MANAGEMENT 30 S000000113 DREYFUS TREASURY SECURITIES CASH MANAGEMENT C000000258 Participant Shares DPRXX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05718 0000843781 DREYFUS TREASURY SECURITIES CASH MANAGEMENT 30 S000000113 DREYFUS TREASURY SECURITIES CASH MANAGEMENT C000053666 Agency Shares DSAXX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05718 0000843781 DREYFUS TREASURY SECURITIES CASH MANAGEMENT 30 S000000113 DREYFUS TREASURY SECURITIES CASH MANAGEMENT C000000256 Investor Shares DVRXX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-04888 0000804887 DREYFUS ULTRA SHORT INCOME FUND 30 S000000097 DREYFUS ULTRA SHORT INCOME FUND C000136230 Class D DSDDX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-04888 0000804887 DREYFUS ULTRA SHORT INCOME FUND 30 S000000097 DREYFUS ULTRA SHORT INCOME FUND C000136231 Class I DSIDX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-04888 0000804887 DREYFUS ULTRA SHORT INCOME FUND 30 S000000097 DREYFUS ULTRA SHORT INCOME FUND C000000160 Class Z DSIGX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-04888 0000804887 DREYFUS ULTRA SHORT INCOME FUND 30 S000000097 DREYFUS ULTRA SHORT INCOME FUND C000136232 Institutional Shares DSYDX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-04428 0000779131 Dreyfus US Treasury Intermediate Term Fund 30 S000000114 DREYFUS US TREASURY INTERMEDIATE TERM FUND C000000259 DREYFUS US TREASURY INTERMEDIATE TERM FUND DRGIX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-04429 0000779129 DREYFUS US TREASURY LONG TERM FUND 30 S000000115 DREYFUS US TREASURY LONG TERM FUND C000000260 DREYFUS US TREASURY LONG TERM FUND DRGBX THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05125 0000813383 DREYFUS VARIABLE INVESTMENT FUND 30 S000001912 Appreciation Portfolio C000005030 Appreciation Portfolio - Initial Shares [NULL] THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05125 0000813383 DREYFUS VARIABLE INVESTMENT FUND 30 S000001912 Appreciation Portfolio C000005036 Appreciation Portfolio - Service Shares [NULL] THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05125 0000813383 DREYFUS VARIABLE INVESTMENT FUND 30 S000001923 Government Money Market Portfolio C000005072 Government Money Market Portfolio [NULL] THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05125 0000813383 DREYFUS VARIABLE INVESTMENT FUND 30 S000001919 Growth and Income Portfolio C000005064 Growth and Income Portfolio - Initial Shares [NULL] THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05125 0000813383 DREYFUS VARIABLE INVESTMENT FUND 30 S000001919 Growth and Income Portfolio C000005065 Growth and Income Portfolio - Service Shares [NULL] THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05125 0000813383 DREYFUS VARIABLE INVESTMENT FUND 30 S000001920 International Equity Portfolio C000005066 International Equity Portfolio - Initial Shares [NULL] THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05125 0000813383 DREYFUS VARIABLE INVESTMENT FUND 30 S000001920 International Equity Portfolio C000005067 International Equity Portfolio - Service Shares [NULL] THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05125 0000813383 DREYFUS VARIABLE INVESTMENT FUND 30 S000001921 International Value Portfolio C000005068 International Value Portfolio - Initial Shares [NULL] THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05125 0000813383 DREYFUS VARIABLE INVESTMENT FUND 30 S000001921 International Value Portfolio C000005069 International Value Portfolio - Service Shares [NULL] THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05125 0000813383 DREYFUS VARIABLE INVESTMENT FUND 30 S000001917 Opportunistic Small Cap Portfolio C000005060 Opportunistic Small Cap Portfolio - Initial Shares [NULL] THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05125 0000813383 DREYFUS VARIABLE INVESTMENT FUND 30 S000001917 Opportunistic Small Cap Portfolio C000005061 Opportunistic Small Cap Portfolio - Service Shares [NULL] THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05125 0000813383 DREYFUS VARIABLE INVESTMENT FUND 30 S000001924 Quality Bond Portfolio C000005073 Quality Bond Portfolio - Initial Shares [NULL] THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05125 0000813383 DREYFUS VARIABLE INVESTMENT FUND 30 S000001924 Quality Bond Portfolio C000005074 Quality Bond Portfolio - Service Shares [NULL] THE DREYFUS CORPORATION NEW YORK 10166 NY 200 PARK AVENUE 811-05202 0000819940 DREYFUS/LAUREL FUNDS INC 30 S000000307 Dreyfus Bond Market Index Fund C000000766 Class I DBIRX 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPOORATION 811-05202 0000819940 DREYFUS/LAUREL FUNDS INC 30 S000000307 Dreyfus Bond Market Index Fund C000000765 Investor Shares DBMIX 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPOORATION 811-05202 0000819940 DREYFUS/LAUREL FUNDS INC 30 S000000300 Dreyfus Core Equity Fund C000000735 Class A DLTSX 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPOORATION 811-05202 0000819940 DREYFUS/LAUREL FUNDS INC 30 S000000300 Dreyfus Core Equity Fund C000000737 Class C DPECX 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPOORATION 811-05202 0000819940 DREYFUS/LAUREL FUNDS INC 30 S000000300 Dreyfus Core Equity Fund C000000738 Class I DPERX 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPOORATION 811-05202 0000819940 DREYFUS/LAUREL FUNDS INC 30 S000000308 Dreyfus Disciplined Stock Fund C000000767 Dreyfus Disciplined Stock Fund DDSTX 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPOORATION 811-05202 0000819940 DREYFUS/LAUREL FUNDS INC 30 S000042108 Dreyfus Floating Rate Income Fund C000130748 Class A DFLAX 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPOORATION 811-05202 0000819940 DREYFUS/LAUREL 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CORPOORATION 811-05202 0000819940 DREYFUS/LAUREL FUNDS INC 30 S000000305 Dreyfus Tax Managed Growth Fund C000023266 Class I DPTRX 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPOORATION 811-05202 0000819940 DREYFUS/LAUREL FUNDS INC 30 S000000305 Dreyfus Tax Managed Growth Fund C000000759 Class A DTMGX 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPOORATION 811-05202 0000819940 DREYFUS/LAUREL FUNDS INC 30 S000000313 General AMT-Free Municipal Money Market Fund C000050489 Dreyfus Class DLRXX 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPOORATION 811-05202 0000819940 DREYFUS/LAUREL FUNDS INC 30 S000000313 General AMT-Free Municipal Money Market Fund C000000773 Class A DLTXX 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPOORATION 811-05202 0000819940 DREYFUS/LAUREL FUNDS INC 30 S000000313 General AMT-Free Municipal Money Market Fund C000050490 Class B DMBXX 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPOORATION 811-05202 0000819940 DREYFUS/LAUREL FUNDS INC 30 S000000313 General AMT-Free Municipal Money Market Fund C000000774 Class R DTMXX 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPOORATION 811-05202 0000819940 DREYFUS/LAUREL FUNDS INC 30 S000000306 General Treasury and Agency Money Market Fund C000164992 Class B DABXX 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPOORATION 811-05202 0000819940 DREYFUS/LAUREL FUNDS INC 30 S000000306 General Treasury and Agency Money Market Fund C000000763 Class A DUIXX 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPOORATION 811-05202 0000819940 DREYFUS/LAUREL FUNDS INC 30 S000000306 General Treasury and Agency Money Market Fund C000000764 Dreyfus Class DUTXX 200 PARK AVENUE NEW YORK 10166 NY THE DREYFUS CORPOORATION 811-07655 0001016073 DRIEHAUS MUTUAL FUNDS 30 S000025648 Driehaus Active Income Fund C000076810 Driehaus Active Income Fund LCMAX 25 EAST ERIE ST CHICAGO 60611 IL 25 EAST ERIE STREET 811-07655 0001016073 DRIEHAUS MUTUAL FUNDS 30 S000001909 DRIEHAUS EMERGING MARKETS GROWTH FUND C000005025 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Eagle International Stock Fund C000123873 I EISIX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000039949 Eagle International Stock Fund C000123874 R-3 EISRX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000039949 Eagle International Stock Fund C000123875 R-5 EISSX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000039949 Eagle International Stock Fund C000123876 R-6 EISVX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000026685 Eagle Investment Grade Bond Fund C000103753 Class R-6 [NULL] 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000026685 Eagle Investment Grade Bond Fund C000080094 Class A EGBAX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000026685 Eagle Investment Grade Bond Fund C000080095 Class C EGBCX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000026685 Eagle Investment Grade Bond Fund C000080096 Class I EGBLX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000026685 Eagle Investment Grade Bond Fund C000080097 Class R-3 EGBRX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000026685 Eagle Investment Grade Bond Fund C000080098 Class R-5 EGBTX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008481 Eagle Mid Cap Growth Fund C000023254 Class A HAGAX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008481 Eagle Mid Cap Growth Fund C000023256 Class C HAGCX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008481 Eagle Mid Cap Growth Fund C000023257 Class I HAGIX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008481 Eagle Mid Cap Growth Fund C000023258 Class R-3 HAREX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008481 Eagle Mid Cap Growth Fund C000023259 Class R-5 HARSX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008481 Eagle Mid Cap Growth Fund C000103747 Class R-6 HRAUX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008483 Eagle Mid Cap Stock Fund C000023267 Class A HMCAX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008483 Eagle Mid Cap Stock Fund C000023269 Class C HMCCX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008483 Eagle Mid Cap Stock Fund C000023270 Class I HMCJX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008483 Eagle Mid Cap Stock Fund C000023271 Class R-3 HMRRX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008483 Eagle Mid Cap Stock Fund C000023272 Class R-5 HMRSX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008483 Eagle Mid Cap Stock Fund C000103749 Class R-6 HMRUX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008482 Eagle Small Cap Growth Fund C000023260 Class A HRSCX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008482 Eagle Small Cap Growth Fund C000023262 Class C HSCCX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008482 Eagle Small Cap Growth Fund C000023263 Class I HSIIX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008482 Eagle Small Cap Growth Fund C000023264 Class R-3 HSRRX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008482 Eagle Small Cap Growth Fund C000023265 Class R-5 HSRSX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000008482 Eagle Small Cap Growth Fund C000103748 Class R-6 HSRUX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000023397 Eagle Smaller Company Fund C000068585 Class A EGEAX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000023397 Eagle Smaller Company Fund C000068586 Class C EGECX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000023397 Eagle Smaller Company Fund C000068587 Class I EGEIX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000023397 Eagle Smaller Company Fund C000068588 Class R-3 EGERX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000023397 Eagle Smaller Company Fund C000068589 Class R-5 EGESX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000023397 Eagle Smaller Company Fund C000103752 Class R-6 EGEUX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000051825 Eagle Tactical Allocation Fund C000163084 Class A ETAFX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000051825 Eagle Tactical Allocation Fund C000163085 Class C ETDFX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000051825 Eagle Tactical Allocation Fund C000163086 Class I ETIFX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000051825 Eagle Tactical Allocation Fund C000163087 Class R-3 ETRFX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000051825 Eagle Tactical Allocation Fund C000163088 Class R-5 ETSFX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000051825 Eagle Tactical Allocation Fund C000163089 Class R-6 ETUFX 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000038433 Eagle Tax-Exempt Bond Fund C000118507 Class A [NULL] 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000038433 Eagle Tax-Exempt Bond Fund C000118508 Class C [NULL] 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000038433 Eagle Tax-Exempt Bond Fund C000118509 Class I [NULL] 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000038433 Eagle Tax-Exempt Bond Fund C000118510 Class R-3 [NULL] 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000038433 Eagle Tax-Exempt Bond Fund C000118511 Class R-5 [NULL] 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-07470 0000897111 EAGLE SERIES TRUST 30 S000038433 Eagle Tax-Exempt Bond Fund C000118512 Class R-6 [NULL] 880 CARILLON PARKWAY ST PETERSBURG 33716 FL [NULL] 811-09987 0001116914 EATON VANCE FLOATING RATE PORTFOLIO/MA 30 S000005230 Eaton Vance Floating Rate Portfolio C000014255 Eaton Vance Floating Rate Portfolio [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005197 Eaton Vance Atlanta Capital Focused Growth Fund C000102330 Eaton Vance Atlanta Capital Focused Growth Fund Class C [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005197 Eaton Vance Atlanta Capital Focused Growth Fund C000014177 Eaton Vance Atlanta Capital Focused Growth Fund Class A EAALX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005197 Eaton Vance Atlanta Capital Focused Growth Fund C000014178 Eaton Vance Atlanta Capital Focused Growth Fund Class I EILGX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000035208 Eaton Vance Atlanta Capital Select Equity Fund C000108310 Eaton Vance Atlanta Capital Select Equity Fund Class A ESEAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000035208 Eaton Vance Atlanta Capital Select Equity Fund C000108311 Eaton Vance Atlanta Capital Select Equity Fund Class C ESECX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000035208 Eaton Vance Atlanta Capital Select Equity Fund C000108312 Eaton Vance Atlanta Capital Select Equity Fund Class I ESEIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005198 Eaton Vance Atlanta Capital SMID-Cap Fund C000081644 Eaton Vance Atlanta Capital SMID-Cap Fund Class C [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005198 Eaton Vance Atlanta Capital SMID-Cap Fund C000080480 Eaton Vance Atlanta Capital SMID-Cap Fund Class R [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005198 Eaton Vance Atlanta Capital SMID-Cap Fund C000142448 Eaton Vance Atlanta Capital SMID-Cap Fund Class R6 [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005198 Eaton Vance Atlanta Capital SMID-Cap Fund C000014179 Eaton Vance Atlanta Capital SMID-Cap Fund Class A EAASX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005198 Eaton Vance Atlanta Capital SMID-Cap Fund C000014180 Eaton Vance Atlanta Capital SMID-Cap Fund Class I EISMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000052054 Eaton Vance Focused Global Opportunities Fund C000163807 Eaton Vance Focused Global Opportunities Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000031537 Eaton Vance Focused Growth Opportunities Fund C000098128 Eaton Vance Focused Growth Opportunities Fund Class A [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000031537 Eaton Vance Focused Growth Opportunities Fund C000098129 Eaton Vance Focused Growth Opportunities Fund Class C [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000031537 Eaton Vance Focused Growth Opportunities Fund C000098130 Eaton Vance Focused Growth Opportunities Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000052055 Eaton Vance Focused International Opportunities Fund C000163810 Eaton Vance Focused International Opportunities Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000031538 Eaton Vance Focused Value Opportunities Fund C000098131 Eaton Vance Focused Value Opportunities Fund Class A [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000031538 Eaton Vance Focused Value Opportunities Fund C000098132 Eaton Vance Focused Value Opportunities Fund Class C [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000031538 Eaton Vance Focused Value Opportunities Fund C000098133 Eaton Vance Focused Value Opportunities Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005200 Eaton Vance Greater China Growth Fund C000014184 Eaton Vance Greater China Growth Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005200 Eaton Vance Greater China Growth Fund C000014187 Eaton Vance Greater China Growth Fund Class C ECCGX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005200 Eaton Vance Greater China Growth Fund C000014186 Eaton Vance Greater China Growth Fund Class B EMCGX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005200 Eaton Vance Greater China Growth Fund C000014185 Eaton Vance Greater China Growth Fund Class A EVCGX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000038179 Eaton Vance Hexavest Emerging Markets Equity Fund C000117754 Eaton Vance Hexavest Emerging Markets Equity Fund Class A [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000038179 Eaton Vance Hexavest Emerging Markets Equity Fund C000117756 Eaton Vance Hexavest Emerging Markets Equity Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000038180 Eaton Vance Hexavest Global Equity Fund C000117757 Eaton Vance Hexavest Global Equity Fund Class A [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000038180 Eaton Vance Hexavest Global Equity Fund C000117759 Eaton Vance Hexavest Global Equity Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000038181 Eaton Vance Hexavest International Equity Fund C000117760 Eaton Vance Hexavest International Equity Fund Class A [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000038181 Eaton Vance Hexavest International Equity Fund C000117762 Eaton Vance Hexavest International Equity Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000052056 Eaton Vance International Small-Cap Fund C000163811 Eaton Vance International Small-Cap Fund Class A [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000052056 Eaton Vance International Small-Cap Fund C000163813 Eaton Vance International Small-Cap Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000033974 Eaton Vance Richard Bernstein All Asset Strategy Fund C000104752 Eaton Vance Richard Bernstein All Asset Strategy Fund Class A [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000033974 Eaton Vance Richard Bernstein All Asset Strategy Fund C000104753 Eaton Vance Richard Bernstein All Asset Strategy Fund Class C [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000033974 Eaton Vance Richard Bernstein All Asset Strategy Fund C000104754 Eaton Vance Richard Bernstein All Asset Strategy Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000030159 Eaton Vance Richard Bernstein Equity Strategy Fund C000092730 Eaton Vance Richard Bernstein Equity Strategy Fund Class A [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000030159 Eaton Vance Richard Bernstein Equity Strategy Fund C000092731 Eaton Vance Richard Bernstein Equity Strategy Fund Class C [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000030159 Eaton Vance Richard Bernstein Equity Strategy Fund C000092732 Eaton Vance Richard Bernstein Equity Strategy Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000046248 Eaton Vance Richard Bernstein Market Opportunities Fund C000144560 Eaton Vance Richard Bernstein Market Opportunities Fund Class A ERMAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000046248 Eaton Vance Richard Bernstein Market Opportunities Fund C000144561 Eaton Vance Richard Bernstein Market Opportunities Fund Class C ERMCX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000046248 Eaton Vance Richard Bernstein Market Opportunities Fund C000144562 Eaton Vance Richard Bernstein Market Opportunities Fund Class I ERMIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005202 Eaton Vance Worldwide Health Sciences Fund C000081646 Eaton Vance Worldwide Health Sciences Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005202 Eaton Vance Worldwide Health Sciences Fund C000014193 Eaton Vance Worldwide Health Sciences Fund Class C ECHSX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005202 Eaton Vance Worldwide Health Sciences Fund C000014192 Eaton Vance Worldwide Health Sciences Fund Class B EMHSX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005202 Eaton Vance Worldwide Health Sciences Fund C000014194 Eaton Vance Worldwide Health Sciences Fund Class R ERHSX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01241 0000102816 EATON VANCE GROWTH TRUST 30 S000005202 Eaton Vance Worldwide Health Sciences Fund C000014191 Eaton Vance Worldwide Health Sciences Fund Class A ETHSX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004825 Eaton Vance Floating-Rate Municipal Income Fund C000091009 Eaton Vance Floating-Rate Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PL BOSTON 02110 MA [NULL] 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004825 Eaton Vance Floating-Rate Municipal Income Fund C000013046 Eaton Vance Floating-Rate Municipal Income Fund Class A EXFLX TWO INTERNATIONAL PL BOSTON 02110 MA [NULL] 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004826 Eaton Vance Massachusetts Limited Maturity Municipal Income Fund C000091010 Eaton Vance Massachusetts Limited Maturity Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PL BOSTON 02110 MA [NULL] 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004826 Eaton Vance Massachusetts Limited Maturity Municipal Income Fund C000013049 Eaton Vance Massachusetts Limited Maturity Municipal Income Fund Class A EXMAX TWO INTERNATIONAL PL BOSTON 02110 MA [NULL] 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004826 Eaton Vance Massachusetts Limited Maturity Municipal Income Fund C000013051 Eaton Vance Massachusetts Limited Maturity Municipal Income Fund Class C EZMAX TWO INTERNATIONAL PL BOSTON 02110 MA [NULL] 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004827 Eaton Vance National Limited Maturity Municipal Income Fund C000081647 Eaton Vance National Limited Maturity Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PL BOSTON 02110 MA [NULL] 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004827 Eaton Vance National Limited Maturity Municipal Income Fund C000013053 Eaton Vance National Limited Maturity Municipal Income Fund Class B ELNAX TWO INTERNATIONAL PL BOSTON 02110 MA [NULL] 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004827 Eaton Vance National Limited Maturity Municipal Income Fund C000013052 Eaton Vance National Limited Maturity Municipal Income Fund Class A EXNAX TWO INTERNATIONAL PL BOSTON 02110 MA [NULL] 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004827 Eaton Vance National Limited Maturity Municipal Income Fund C000013054 Eaton Vance National Limited Maturity Municipal Income Fund Class C EZNAX TWO INTERNATIONAL PL BOSTON 02110 MA [NULL] 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004829 Eaton Vance New York Municipal Opportunities Fund C000091012 Eaton Vance New York Municipal Opportunities Fund Class I [NULL] TWO INTERNATIONAL PL BOSTON 02110 MA [NULL] 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004829 Eaton Vance New York Municipal Opportunities Fund C000013057 Eaton Vance New York Municipal Opportunities Fund Class A EXNYX TWO INTERNATIONAL PL BOSTON 02110 MA [NULL] 811-04443 0000779991 EATON VANCE INVESTMENT TRUST 30 S000004829 Eaton Vance New York Municipal Opportunities Fund C000013059 Eaton Vance New York Municipal Opportunities Fund Class C EZNYX TWO INTERNATIONAL PL BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004849 Eaton Vance Arizona Municipal Income Fund C000092720 Eaton Vance Arizona Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004849 Eaton Vance Arizona Municipal Income Fund C000013135 Eaton Vance Arizona Municipal Income Fund Class C ECAZX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004849 Eaton Vance Arizona Municipal Income Fund C000013133 Eaton Vance Arizona Municipal Income Fund Class A ETAZX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004849 Eaton Vance Arizona Municipal Income Fund C000013134 Eaton Vance Arizona Municipal Income Fund Class B EVAZX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004860 Eaton Vance California Municipal Opportunities Fund C000063954 Eaton Vance California Municipal Opportunities Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004860 Eaton Vance California Municipal Opportunities Fund C000013166 Eaton Vance California Municipal Opportunities Fund Class A EACAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004860 Eaton Vance California Municipal Opportunities Fund C000013168 Eaton Vance California Municipal Opportunities Fund Class C ECCAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004862 Eaton Vance Connecticut Municipal Income Fund C000063955 Eaton Vance Connecticut Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004862 Eaton Vance Connecticut Municipal Income Fund C000013172 Eaton Vance Connecticut Municipal Income Fund Class C ECCTX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004862 Eaton Vance Connecticut Municipal Income Fund C000013173 Eaton Vance Connecticut Municipal Income Fund Class A ETCTX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004862 Eaton Vance Connecticut Municipal Income Fund C000013174 Eaton Vance Connecticut Municipal Income Fund Class B EVCTX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004864 Eaton Vance Georgia Municipal Income Fund C000063956 Eaton Vance Georgia Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004864 Eaton Vance Georgia Municipal Income Fund C000013180 Eaton Vance Georgia Municipal Income Fund Class C ECGAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004864 Eaton Vance Georgia Municipal Income Fund C000013178 Eaton Vance Georgia Municipal Income Fund Class A ETGAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004864 Eaton Vance Georgia Municipal Income Fund C000013179 Eaton Vance Georgia Municipal Income Fund Class B EVGAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004840 Eaton Vance Maryland Municipal Income Fund C000063947 Eaton Vance Maryland Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004840 Eaton Vance Maryland Municipal Income Fund C000013106 Eaton Vance Maryland Municipal Income Fund Class C ECMDX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004840 Eaton Vance Maryland Municipal Income Fund C000013104 Eaton Vance Maryland Municipal Income Fund Class A ETMDX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004840 Eaton Vance Maryland Municipal Income Fund C000013105 Eaton Vance Maryland Municipal Income Fund Class B EVMYX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004841 Eaton Vance Massachusetts Municipal Income Fund C000034083 Eaton Vance Massachusetts Municipal Income Fund Class C ECMMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004841 Eaton Vance Massachusetts Municipal Income Fund C000013110 Eaton Vance Massachusetts Municipal Income Fund Class I EIMAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004841 Eaton Vance Massachusetts Municipal Income Fund C000013108 Eaton Vance Massachusetts Municipal Income Fund Class A ETMAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004843 Eaton Vance Minnesota Municipal Income Fund C000092718 Eaton Vance Minnesota Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004843 Eaton Vance Minnesota Municipal Income Fund C000013116 Eaton Vance Minnesota Municipal Income Fund Class C ECMNX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004843 Eaton Vance Minnesota Municipal Income Fund C000013114 Eaton Vance Minnesota Municipal Income Fund Class A ETMNX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004843 Eaton Vance Minnesota Municipal Income Fund C000013115 Eaton Vance Minnesota Municipal Income Fund Class B EVMNX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004845 Eaton Vance Missouri Municipal Income Fund C000092719 Eaton Vance Missouri Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004845 Eaton Vance Missouri Municipal Income Fund C000013122 Eaton Vance Missouri Municipal Income Fund Class C ECMOX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004845 Eaton Vance Missouri Municipal Income Fund C000013120 Eaton Vance Missouri Municipal Income Fund Class A ETMOX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004845 Eaton Vance Missouri Municipal Income Fund C000013121 Eaton Vance Missouri Municipal Income Fund Class B EVMOX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000032714 Eaton Vance Municipal Opportunities Fund C000100969 Eaton Vance Municipal Opportunities Fund Class A [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000032714 Eaton Vance Municipal Opportunities Fund C000100970 Eaton Vance Municipal Opportunities Fund Class C [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000032714 Eaton Vance Municipal Opportunities Fund C000100971 Eaton Vance Municipal Opportunities Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004846 Eaton Vance National Municipal Income Fund C000013123 Eaton Vance National Municipal Income Fund Class A EANAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004846 Eaton Vance National Municipal Income Fund C000013125 Eaton Vance National Municipal Income Fund Class C ECHMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004846 Eaton Vance National Municipal Income Fund C000013126 Eaton Vance National Municipal Income Fund Class I EIHMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004846 Eaton Vance National Municipal Income Fund C000013124 Eaton Vance National Municipal Income Fund Class B EVHMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004847 Eaton Vance New Jersey Municipal Income Fund C000063948 Eaton Vance New Jersey Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004847 Eaton Vance New Jersey Municipal Income Fund C000013129 Eaton Vance New Jersey Municipal Income Fund Class C ECNJX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004847 Eaton Vance New Jersey Municipal Income Fund C000013127 Eaton Vance New Jersey Municipal Income Fund Class A ETNJX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004848 Eaton Vance New York Municipal Income Fund C000063949 Eaton Vance New York Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004848 Eaton Vance New York Municipal Income Fund C000013132 Eaton Vance New York Municipal Income Fund Class C ECNYX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004848 Eaton Vance New York Municipal Income Fund C000013130 Eaton Vance New York Municipal Income Fund Class A ETNYX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004848 Eaton Vance New York Municipal Income Fund C000013131 Eaton Vance New York Municipal Income Fund Class B EVNYX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004850 Eaton Vance North Carolina Municipal Income Fund C000063950 Eaton Vance North Carolina Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004850 Eaton Vance North Carolina Municipal Income Fund C000013138 Eaton Vance North Carolina Municipal Income Fund Class C ECNCX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004850 Eaton Vance North Carolina Municipal Income Fund C000013136 Eaton Vance North Carolina Municipal Income Fund Class A ETNCX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004850 Eaton Vance North Carolina Municipal Income Fund C000013137 Eaton Vance North Carolina Municipal Income Fund Class B EVNCX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004851 Eaton Vance Ohio Municipal Income Fund C000092721 Eaton Vance Ohio Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004851 Eaton Vance Ohio Municipal Income Fund C000013141 Eaton Vance Ohio Municipal Income Fund Class C ECOHX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004851 Eaton Vance Ohio Municipal Income Fund C000013139 Eaton Vance Ohio Municipal Income Fund Class A ETOHX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004852 Eaton Vance Oregon Municipal Income Fund C000092722 Eaton Vance Oregon Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004852 Eaton Vance Oregon Municipal Income Fund C000013144 Eaton Vance Oregon Municipal Income Fund Class C ECORX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004852 Eaton Vance Oregon Municipal Income Fund C000013142 Eaton Vance Oregon Municipal Income Fund Class A ETORX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004852 Eaton Vance Oregon Municipal Income Fund C000013143 Eaton Vance Oregon Municipal Income Fund Class B EVORX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004853 Eaton Vance Pennsylvania Municipal Income Fund C000063951 Eaton Vance Pennsylvania Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004853 Eaton Vance Pennsylvania Municipal Income Fund C000013147 Eaton Vance Pennsylvania Municipal Income Fund Class C ECPAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004853 Eaton Vance Pennsylvania Municipal Income Fund C000013145 Eaton Vance Pennsylvania Municipal Income Fund Class A ETPAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004853 Eaton Vance Pennsylvania Municipal Income Fund C000013146 Eaton Vance Pennsylvania Municipal Income Fund Class B EVPAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004855 Eaton Vance South Carolina Municipal Income Fund C000063952 Eaton Vance South Carolina Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004855 Eaton Vance South Carolina Municipal Income Fund C000013151 Eaton Vance South Carolina Municipal Income Fund Class A EASCX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004855 Eaton Vance South Carolina Municipal Income Fund C000013153 Eaton Vance South Carolina Municipal Income Fund Class C ECSCX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004855 Eaton Vance South Carolina Municipal Income Fund C000013152 Eaton Vance South Carolina Municipal Income Fund Class B EVSCX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004857 Eaton Vance Virginia Municipal Income Fund C000063953 Eaton Vance Virginia Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004857 Eaton Vance Virginia Municipal Income Fund C000013159 Eaton Vance Virginia Municipal Income Fund Class C ECVAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004857 Eaton Vance Virginia Municipal Income Fund C000013157 Eaton Vance Virginia Municipal Income Fund Class A ETVAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04409 0000778365 EATON VANCE MUNICIPALS TRUST 30 S000004857 Eaton Vance Virginia Municipal Income Fund C000013158 Eaton Vance Virginia Municipal Income Fund Class B EVVAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000004834 Eaton Vance High Yield Municipal Income Fund C000048637 Eaton Vance High Yield Municipal Income Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000004834 Eaton Vance High Yield Municipal Income Fund C000013071 Eaton Vance High Yield Municipal Income Fund Class C ECHYX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000004834 Eaton Vance High Yield Municipal Income Fund C000013069 Eaton Vance High Yield Municipal Income Fund Class A ETHYX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000004834 Eaton Vance High Yield Municipal Income Fund C000013070 Eaton Vance High Yield Municipal Income Fund Class B EVHYX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000049164 Eaton Vance TABS 1-to-10 Year Laddered Municipal Bond Fund C000154967 Eaton Vance TABS 1-to-10 Year Laddered Municipal Bond Fund Class A [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000049164 Eaton Vance TABS 1-to-10 Year Laddered Municipal Bond Fund C000154968 Eaton Vance TABS 1-to-10 Year Laddered Municipal Bond Fund Class C [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000049164 Eaton Vance TABS 1-to-10 Year Laddered Municipal Bond Fund C000154969 Eaton Vance TABS 1-to-10 Year Laddered Municipal Bond Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000049165 Eaton Vance TABS 10-to-20 Year Laddered Municipal Bond Fund C000154970 Eaton Vance TABS 10-to-20 Year Laddered Municipal Bond Fund Class A [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000049165 Eaton Vance TABS 10-to-20 Year Laddered Municipal Bond Fund C000154971 Eaton Vance TABS 10-to-20 Year Laddered Municipal Bond Fund Class C [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000049165 Eaton Vance TABS 10-to-20 Year Laddered Municipal Bond Fund C000154972 Eaton Vance TABS 10-to-20 Year Laddered Municipal Bond Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000027034 Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond Fund C000081348 Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond Fund Class A [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000027034 Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond Fund C000081349 Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond Fund Class C [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000027034 Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond Fund C000081350 Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000027033 Eaton Vance TABS Intermediate-Term Municipal Bond Fund C000081345 Eaton Vance TABS Intermediate-Term Municipal Bond Fund Class A [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000027033 Eaton Vance TABS Intermediate-Term Municipal Bond Fund C000081346 Eaton Vance TABS Intermediate-Term Municipal Bond Fund Class C [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000027033 Eaton Vance TABS Intermediate-Term Municipal Bond Fund C000081347 Eaton Vance TABS Intermediate-Term Municipal Bond Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000024906 Eaton Vance TABS Short-Term Municipal Bond Fund C000074079 Eaton Vance TABS Short-Term Municipal Bond Fund Class A [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000024906 Eaton Vance TABS Short-Term Municipal Bond Fund C000074080 Eaton Vance TABS Short-Term Municipal Bond Fund Class C [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-08134 0000914529 EATON VANCE MUNICIPALS TRUST II 30 S000024906 Eaton Vance TABS Short-Term Municipal Bond Fund C000074081 Eaton Vance TABS Short-Term Municipal Bond Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005300 Eaton Vance AMT-Free Municipal Income Fund C000014477 Eaton Vance AMT-Free Municipal Income Fund Class B EBMBX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005300 Eaton Vance AMT-Free Municipal Income Fund C000038314 Eaton Vance AMT-Free Municipal Income Fund Class C ECMBX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005300 Eaton Vance AMT-Free Municipal Income Fund C000014476 Eaton Vance AMT-Free Municipal Income Fund Class A ETMBX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005300 Eaton Vance AMT-Free Municipal Income Fund C000014478 Eaton Vance AMT-Free Municipal Income Fund Class I EVMBX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000026932 Eaton Vance Core Plus Bond Fund C000081142 Eaton Vance Core Plus Bond Fund Class A EBABX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000026932 Eaton Vance Core Plus Bond Fund C000081143 Eaton Vance Core Plus Bond Fund Class C ECBAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000026932 Eaton Vance Core Plus Bond Fund C000081144 Eaton Vance Core Plus Bond Fund Class I EIBAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000041937 Eaton Vance Currency Income Advantage Fund C000130235 Eaton Vance Currency Income Advantage Fund Class A ECIAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000041937 Eaton Vance Currency Income Advantage Fund C000130237 Eaton Vance Currency Income Advantage Fund Class I ECIIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017967 Eaton Vance Diversified Currency Income Fund C000049804 Eaton Vance Diversified Currency Income Fund Class A EAIIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017967 Eaton Vance Diversified Currency Income Fund C000100401 Eaton Vance Diversified Currency Income Fund Class C ECIMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017967 Eaton Vance Diversified Currency Income Fund C000100402 Eaton Vance Diversified Currency Income Fund Class I EIIMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017968 Eaton Vance Emerging Markets Local Income Fund C000049805 Eaton Vance Emerging Markets Local Income Fund Class A EEIAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017968 Eaton Vance Emerging Markets Local Income Fund C000092670 Eaton Vance Emerging Markets Local Income Fund Class C EEICX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017968 Eaton Vance Emerging Markets Local Income Fund C000084543 Eaton Vance Emerging Markets Local Income Fund Class I Shares EEIIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005287 Eaton Vance Floating-Rate & High Income Fund C000171616 Eaton Vance Floating-Rate & High Income Fund Class R6 [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005287 Eaton Vance Floating-Rate & High Income Fund C000014445 Eaton Vance Floating-Rate & High Income Fund Advisers Class EAFHX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005287 Eaton Vance Floating-Rate & High Income Fund C000014447 Eaton Vance Floating-Rate & High Income Fund Class B EBFHX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005287 Eaton Vance Floating-Rate & High Income Fund C000014448 Eaton Vance Floating-Rate & High Income Fund Class C ECFHX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005287 Eaton Vance Floating-Rate & High Income Fund C000014449 Eaton Vance Floating-Rate & High Income Fund Class I EIFHX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005287 Eaton Vance Floating-Rate & High Income Fund C000014446 Eaton Vance Floating-Rate & High Income Fund Class A EVFHX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000019373 Eaton Vance Floating-Rate Advantage Fund C000053809 Eaton Vance Floating-Rate Advantage Fund Class A EAFAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000019373 Eaton Vance Floating-Rate Advantage Fund C000053810 Eaton Vance Floating-Rate Advantage Fund Class B EBFAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000019373 Eaton Vance Floating-Rate Advantage Fund C000053811 Eaton Vance Floating-Rate Advantage Fund Class C ECFAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000019373 Eaton Vance Floating-Rate Advantage Fund C000053812 Eaton Vance Floating-Rate Advantage Fund Class I EIFAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000019373 Eaton Vance Floating-Rate Advantage Fund C000053808 Eaton Vance Floating-Rate Advantage Fund Advisers Class EVFAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005286 Eaton Vance Floating-Rate Fund C000014440 Eaton Vance Floating-Rate Fund Advisers Class EABLX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005286 Eaton Vance Floating-Rate Fund C000014442 Eaton Vance Floating-Rate Fund Class B EBBLX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005286 Eaton Vance Floating-Rate Fund C000014443 Eaton Vance Floating-Rate Fund Class C ECBLX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005286 Eaton Vance Floating-Rate Fund C000014444 Eaton Vance Floating-Rate Fund Class I EIBLX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005286 Eaton Vance Floating-Rate Fund C000014441 Eaton Vance Floating-Rate Fund Class A EVBLX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000008473 Eaton Vance Global Income Builder Fund C000023227 Eaton Vance Global Income Builder Fund Class A EDIAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000008473 Eaton Vance Global Income Builder Fund C000023228 Eaton Vance Global Income Builder Fund Class C EDICX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000008473 Eaton Vance Global Income Builder Fund C000023230 Eaton Vance Global Income Builder Fund Class I EDIIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000008473 Eaton Vance Global Income Builder Fund C000023229 Eaton Vance Global Income Builder Fund Class R EDIRX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000029759 Eaton Vance Global Macro Absolute Return Advantage Fund C000091467 Eaton Vance Global Macro Absolute Return Advantage Fund Class A EGRAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000029759 Eaton Vance Global Macro Absolute Return Advantage Fund C000091468 Eaton Vance Global Macro Absolute Return Advantage Fund Class C EGRCX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000029759 Eaton Vance Global Macro Absolute Return Advantage Fund C000091469 Eaton Vance Global Macro Absolute Return Advantage Fund Class I EGRIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000029759 Eaton Vance Global Macro Absolute Return Advantage Fund C000096923 Eaton Vance Global Macro Absolute Return Advantage Fund Class R EGRRX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017966 Eaton Vance Global Macro Absolute Return Fund C000049802 Eaton Vance Global Macro Absolute Return Fund Class A EAGMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017966 Eaton Vance Global Macro Absolute Return Fund C000081636 Eaton Vance Global Macro Absolute Return Fund Class C ECGMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017966 Eaton Vance Global Macro Absolute Return Fund C000049803 Eaton Vance Global Macro Absolute Return Fund Class I EIGMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000017966 Eaton Vance Global Macro Absolute Return Fund C000089783 Eaton Vance Global Macro Absolute Return Fund Class R ERGMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000047244 Eaton Vance Global Macro Capital Opportunities Fund C000148037 Eaton Vance Global Macro Capital Opportunities Fund Class A [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000047244 Eaton Vance Global Macro Capital Opportunities Fund C000148039 Eaton Vance Global Macro Capital Opportunities Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005288 Eaton Vance Government Obligations Fund C000014453 Eaton Vance Government Obligations Fund Class C ECGOX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005288 Eaton Vance Government Obligations Fund C000077399 Eaton Vance Government Obligations Fund Class I EIGOX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005288 Eaton Vance Government Obligations Fund C000014452 Eaton Vance Government Obligations Fund Class B EMGOX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005288 Eaton Vance Government Obligations Fund C000014450 Eaton Vance Government Obligations Fund Class R ERGOX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005288 Eaton Vance Government Obligations Fund C000014451 Eaton Vance Government Obligations Fund Class A EVGOX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005289 Eaton Vance High Income Opportunities Fund C000014456 Eaton Vance High Income Opportunities Fund Class C ECHIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005289 Eaton Vance High Income Opportunities Fund C000081635 Eaton Vance High Income Opportunities Fund Class I EIHIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005289 Eaton Vance High Income Opportunities Fund C000014454 Eaton Vance High Income Opportunities Fund Class A ETHIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005289 Eaton Vance High Income Opportunities Fund C000014455 Eaton Vance High Income Opportunities Fund Class B EVHIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005260 Eaton Vance Multi-Strategy Absolute Return Fund C000081631 Eaton Vance Multi-Strategy Absolute Return Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005260 Eaton Vance Multi-Strategy Absolute Return Fund C000014365 Eaton Vance Multi-Strategy Absolute Return Fund Class A EADDX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005260 Eaton Vance Multi-Strategy Absolute Return Fund C000014366 Eaton Vance Multi-Strategy Absolute Return Fund Class B EBDDX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005260 Eaton Vance Multi-Strategy Absolute Return Fund C000014367 Eaton Vance Multi-Strategy Absolute Return Fund Class C ECDDX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000033949 Eaton Vance Multi-Strategy All Market Fund C000104668 Eaton Vance Multi-Strategy All Market Fund Class A EAAMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000033949 Eaton Vance Multi-Strategy All Market Fund C000104757 Eaton Vance Multi-Strategy All Market Fund Class C ECAMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000033949 Eaton Vance Multi-Strategy All Market Fund C000104670 Eaton Vance Multi-Strategy All Market Fund Class I EIAMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005290 Eaton Vance Short Duration Government Income Fund C000014457 Eaton Vance Short Duration Government Income Fund Class A EALDX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005290 Eaton Vance Short Duration Government Income Fund C000014458 Eaton Vance Short Duration Government Income Fund Class B EBLDX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005290 Eaton Vance Short Duration Government Income Fund C000014459 Eaton Vance Short Duration Government Income Fund Class C ECLDX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005290 Eaton Vance Short Duration Government Income Fund C000078260 Eaton Vance Short Duration Government Income Fund Class I EILDX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000042789 Eaton Vance Short Duration High Income Fund C000132340 Eaton Vance Short Duration High Income Fund Class A ESHAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000042789 Eaton Vance Short Duration High Income Fund C000132342 Eaton Vance Short Duration High Income Fund Class I ESHIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005301 Eaton Vance Short Duration Strategic Income Fund C000014481 Eaton Vance Short Duration Strategic Income Fund Class C ECSIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005301 Eaton Vance Short Duration Strategic Income Fund C000080481 Eaton Vance Short Duration Strategic Income Fund Class R ERSIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005301 Eaton Vance Short Duration Strategic Income Fund C000077400 Eaton Vance Short Duration Strategic Income Fund Class I ESIIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005301 Eaton Vance Short Duration Strategic Income Fund C000014479 Eaton Vance Short Duration Strategic Income Fund Class A ETSIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005301 Eaton Vance Short Duration Strategic Income Fund C000014480 Eaton Vance Short Duration Strategic Income Fund Class B EVSGX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005278 Eaton Vance Stock Fund C000014418 Eaton Vance Stock Fund Class A EAERX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005278 Eaton Vance Stock Fund C000081632 Eaton Vance Stock Fund Class C ECERX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005278 Eaton Vance Stock Fund C000047558 Eaton Vance Stock Fund Class I EIERX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005292 Eaton Vance Tax-Managed Equity Asset Allocation Fund C000162692 Eaton Vance Tax-Managed Equity Asset Allocation Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005292 Eaton Vance Tax-Managed Equity Asset Allocation Fund C000014463 Eaton Vance Tax-Managed Equity Asset Allocation Fund Class A EAEAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005292 Eaton Vance Tax-Managed Equity Asset Allocation Fund C000014464 Eaton Vance Tax-Managed Equity Asset Allocation Fund Class B EBEAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005292 Eaton Vance Tax-Managed Equity Asset Allocation Fund C000014465 Eaton Vance Tax-Managed Equity Asset Allocation Fund Class C ECEAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005291 Eaton Vance Tax-Managed Global Dividend Income Fund C000014460 Eaton Vance Tax-Managed Global Dividend Income Fund Class A EADIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005291 Eaton Vance Tax-Managed Global Dividend Income Fund C000014461 Eaton Vance Tax-Managed Global Dividend Income Fund Class B EBDIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005291 Eaton Vance Tax-Managed Global Dividend Income Fund C000014462 Eaton Vance Tax-Managed Global Dividend Income Fund Class C ECDIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005291 Eaton Vance Tax-Managed Global Dividend Income Fund C000054103 Eaton Vance Tax-Managed Global Dividend Income Fund Class I EIDIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005284 Eaton Vance Tax-Managed Global Small-Cap Fund C000014434 Eaton Vance Tax-Managed Global Small-Cap Fund Class A ESVAX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005284 Eaton Vance Tax-Managed Global Small-Cap Fund C000014436 Eaton Vance Tax-Managed Global Small-Cap Fund Class C ESVCX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005284 Eaton Vance Tax-Managed Global Small-Cap Fund C000081634 Eaton Vance Tax-Managed Global Small-Cap Fund Class I ESVIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005304 Eaton Vance Tax-Managed Growth Fund 1.1 C000014487 Eaton Vance Tax-Managed Growth Fund 1.1 Class C ECTGX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005304 Eaton Vance Tax-Managed Growth Fund 1.1 C000014488 Eaton Vance Tax-Managed Growth Fund 1.1 Class I EITMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005304 Eaton Vance Tax-Managed Growth Fund 1.1 C000014486 Eaton Vance Tax-Managed Growth Fund 1.1 Class B EMTGX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005304 Eaton Vance Tax-Managed Growth Fund 1.1 C000014485 Eaton Vance Tax-Managed Growth Fund 1.1 Class A ETTGX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005293 Eaton Vance Tax-Managed Growth Fund 1.2 C000014469 Eaton Vance Tax-Managed Growth Fund 1.2 Class I EITGX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005293 Eaton Vance Tax-Managed Growth Fund 1.2 C000014466 Eaton Vance Tax-Managed Growth Fund 1.2 Class A EXTGX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005293 Eaton Vance Tax-Managed Growth Fund 1.2 C000014467 Eaton Vance Tax-Managed Growth Fund 1.2 Class B EYTGX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005293 Eaton Vance Tax-Managed Growth Fund 1.2 C000014468 Eaton Vance Tax-Managed Growth Fund 1.2 Class C EZTGX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005281 Eaton Vance Tax-Managed Multi-Cap Growth Fund C000014425 Eaton Vance Tax-Managed Multi-Cap Growth Fund Class A EACPX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005281 Eaton Vance Tax-Managed Multi-Cap Growth Fund C000014426 Eaton Vance Tax-Managed Multi-Cap Growth Fund Class B EBCPX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005281 Eaton Vance Tax-Managed Multi-Cap Growth Fund C000014427 Eaton Vance Tax-Managed Multi-Cap Growth Fund Class C ECCPX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005283 Eaton Vance Tax-Managed Small-Cap Fund C000081633 Eaton Vance Tax-Managed Small-Cap Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005283 Eaton Vance Tax-Managed Small-Cap Fund C000014431 Eaton Vance Tax-Managed Small-Cap Fund Class A EXMGX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005283 Eaton Vance Tax-Managed Small-Cap Fund C000014432 Eaton Vance Tax-Managed Small-Cap Fund Class B EYMGX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005283 Eaton Vance Tax-Managed Small-Cap Fund C000014433 Eaton Vance Tax-Managed Small-Cap Fund Class C EZMGX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005285 Eaton Vance Tax-Managed Value Fund C000014437 Eaton Vance Tax-Managed Value Fund Class A EATVX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005285 Eaton Vance Tax-Managed Value Fund C000014439 Eaton Vance Tax-Managed Value Fund Class C ECTVX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005285 Eaton Vance Tax-Managed Value Fund C000058335 Eaton Vance Tax-Managed Value Fund Class I EITVX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000032773 Parametric Commodity Strategy Fund C000111445 Parametric Commodity Strategy Fund Investor Class EAPCX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000032773 Parametric Commodity Strategy Fund C000101132 Parametric Commodity Strategy Fund Institutional Class EIPCX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000044370 Parametric Dividend Income Fund C000138167 Parametric Dividend Income Fund Institutional Class [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000044370 Parametric Dividend Income Fund C000138166 Parametric Dividend Income Fund Investor Class [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000042121 Parametric Emerging Markets Core Fund C000130792 Parametric Emerging Markets Core Fund Investor Class EAPEX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000042121 Parametric Emerging Markets Core Fund C000130793 Parametric Emerging Markets Core Fund Institutional Class EIPEX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000012701 Parametric Emerging Markets Fund C000142449 Parametric Emerging Markets Fund Class R6 [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000012701 Parametric Emerging Markets Fund C000034229 Parametric Emerging Markets Fund Investor Class EAEMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000012701 Parametric Emerging Markets Fund C000034230 Parametric Emerging Markets Fund Class C ECEMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000012701 Parametric Emerging Markets Fund C000034231 Parametric Emerging Markets Fund Institutional Class EIEMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000028355 Parametric International Equity Fund C000161753 Parametric International Equity Fund Class R [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000028355 Parametric International Equity Fund C000161754 Parametric International Equity Fund Class R6 [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000028355 Parametric International Equity Fund C000086647 Parametric International Equity Fund Investor Class EAISX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000028355 Parametric International Equity Fund C000086649 Parametric International Equity Fund Institutional Class EIISX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005279 Parametric Tax-Managed International Equity Fund C000014421 Parametric Tax-Managed International Equity Fund Class C ECIGX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005279 Parametric Tax-Managed International Equity Fund C000070574 Parametric Tax-Managed International Equity Fund Institutional Class EITIX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-04015 0000745463 EATON VANCE MUTUAL FUNDS TRUST 30 S000005279 Parametric Tax-Managed International Equity Fund C000014419 Parametric Tax-Managed International Equity Fund Investor Class ETIGX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22982 0001573035 Eaton Vance NextShares Trust 30 S000046941 Eaton Vance Balanced NextShares C000146758 Eaton Vance Balanced NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22982 0001573035 Eaton Vance NextShares Trust 30 S000046943 Eaton Vance Global Income Builder NextShares C000146760 Eaton Vance Global Income Builder NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22982 0001573035 Eaton Vance NextShares Trust 30 S000046944 Eaton Vance Growth NextShares C000146761 Eaton Vance Growth NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22982 0001573035 Eaton Vance NextShares Trust 30 S000046945 Eaton Vance Large-Cap Value NextShares C000146762 Eaton Vance Large-Cap Value NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22982 0001573035 Eaton Vance NextShares Trust 30 S000046948 Eaton Vance Richard Bernstein All Asset Strategy NextShares C000146765 Eaton Vance Richard Bernstein All Asset Strategy NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22982 0001573035 Eaton Vance NextShares Trust 30 S000046949 Eaton Vance Richard Bernstein Equity Strategy NextShares C000146766 Eaton Vance Richard Bernstein Equity Strategy NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22982 0001573035 Eaton Vance NextShares Trust 30 S000046946 Eaton Vance Small-Cap NextShares C000146763 Eaton Vance Small-Cap NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22982 0001573035 Eaton Vance NextShares Trust 30 S000046947 Eaton Vance Stock NextShares C000146764 Eaton Vance Stock NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22982 0001573035 Eaton Vance NextShares Trust 30 S000046950 Parametric Emerging Markets NextShares C000146767 Parametric Emerging Markets NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22982 0001573035 Eaton Vance NextShares Trust 30 S000046942 Parametric International Equity NextShares C000146759 Parametric International Equity NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22983 0001614522 Eaton Vance NextShares Trust II 30 S000046959 Eaton Vance Bond NextShares C000146776 Eaton Vance Bond NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22983 0001614522 Eaton Vance NextShares Trust II 30 S000046960 Eaton Vance Floating-Rate & High Income NextShares C000146777 Eaton Vance Floating-Rate & High Income NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22983 0001614522 Eaton Vance NextShares Trust II 30 S000046961 Eaton Vance Global Macro Absolute Return NextShares C000146778 Eaton Vance Global Macro Absolute Return NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22983 0001614522 Eaton Vance NextShares Trust II 30 S000046962 Eaton Vance Government Obligations NextShares C000146779 Eaton Vance Government Obligations NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22983 0001614522 Eaton Vance NextShares Trust II 30 S000046963 Eaton Vance High Income Opportunities NextShares C000146780 Eaton Vance High Income Opportunities NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22983 0001614522 Eaton Vance NextShares Trust II 30 S000046965 Eaton Vance High Yield Municipal Income NextShares C000146782 Eaton Vance High Yield Municipal Income NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22983 0001614522 Eaton Vance NextShares Trust II 30 S000046966 Eaton Vance National Municipal Income NextShares C000146783 Eaton Vance National Municipal Income NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22983 0001614522 Eaton Vance NextShares Trust II 30 S000046964 Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond NextShares C000146781 Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond NextShares [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22714 0001552324 Eaton Vance Series Fund, Inc 30 S000038184 Eaton Vance Emerging Markets Debt Opportunities Fund C000162463 Eaton Vance Emerging Markets Debt Opportunities Fund Class A [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22714 0001552324 Eaton Vance Series Fund, Inc 30 S000038184 Eaton Vance Emerging Markets Debt Opportunities Fund C000162464 Eaton Vance Emerging Markets Debt Opportunities Fund Class I [NULL] TWO 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INVESTMENT TRUST 30 S000005215 Eaton Vance Dividend Builder Fund C000014215 Eaton Vance Dividend Builder Fund Class C ECTMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01545 0000031266 EATON VANCE SPECIAL INVESTMENT TRUST 30 S000005215 Eaton Vance Dividend Builder Fund C000014216 Eaton Vance Dividend Builder Fund Class I EIUTX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01545 0000031266 EATON VANCE SPECIAL INVESTMENT TRUST 30 S000005215 Eaton Vance Dividend Builder Fund C000014213 Eaton Vance Dividend Builder Fund Class A EVTMX TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01545 0000031266 EATON VANCE SPECIAL INVESTMENT TRUST 30 S000005223 Eaton Vance Global Small-Cap Fund C000081649 Eaton Vance Global Small-Cap Fund Class I [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-01545 0000031266 EATON VANCE SPECIAL INVESTMENT TRUST 30 S000005223 Eaton Vance Global Small-Cap Fund C000014234 Eaton Vance Global Small-Cap Fund Class A EAVSX TWO INTERNATIONAL PLACE 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Consumer ETF C000088095 EGShares Emerging Markets Consumer ETF ECON 155 WEST 19TH STREET NEW YORK 10011 NY [NULL] 811-22255 0001450501 EGA Emerging Global Shares Trust 30 S000038198 EGShares Emerging Markets Core Balanced ETF C000117788 EGShares Emerging Markets Core Balanced ETF CRBL 155 WEST 19TH STREET NEW YORK 10011 NY [NULL] 811-22255 0001450501 EGA Emerging Global Shares Trust 30 S000038196 EGShares Emerging Markets Core ETF C000117786 EGShares Emerging Markets Core ETF EMCR 155 WEST 19TH STREET NEW YORK 10011 NY [NULL] 811-22255 0001450501 EGA Emerging Global Shares Trust 30 S000032847 EGShares India Consumer ETF C000101379 EGShares India Consumer ETF INCO 155 WEST 19TH STREET NEW YORK 10011 NY [NULL] 811-22255 0001450501 EGA Emerging Global Shares Trust 30 S000027356 EGShares India Infrastructure ETF C000082565 EGShares India Infrastructure ETF INXX 155 WEST 19TH STREET NEW YORK 10011 NY [NULL] 811-22255 0001450501 EGA Emerging Global Shares Trust 30 S000027359 EGShares India 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INTERNATIONAL PROPERTY FUND C000003292 INSTITUTIONAL CLASS SHARE EIIPX 640 FIFTH AVENUE NEW YORK 10019 NY 8TH FLOOR 811-08649 0001054556 EII REALTY SECURITIES TRUST 30 S000001205 E.I.I. REALTY SECURITIES FUND C000003287 ADVISER CLASS SHARE [NULL] 640 FIFTH AVENUE NEW YORK 10019 NY 8TH FLOOR 811-08649 0001054556 EII REALTY SECURITIES TRUST 30 S000001205 E.I.I. REALTY SECURITIES FUND C000003288 INVESTOR CLASS SHARE EIIIX 640 FIFTH AVENUE NEW YORK 10019 NY 8TH FLOOR 811-08649 0001054556 EII REALTY SECURITIES TRUST 30 S000001205 E.I.I. REALTY SECURITIES FUND C000003289 INSTITUTIONAL CLASS SHARE EIIRX 640 FIFTH AVENUE NEW YORK 10019 NY 8TH FLOOR 811-21940 0001350049 EIP INVESTMENT TRUST 30 S000013896 EIP Growth and Income Fund C000038105 EIP Growth and Income Fund [NULL] 49 RIVERSIDE AVENUE WESTPORT 06880 CT [NULL] 811-21940 0001350049 EIP INVESTMENT TRUST 30 S000055057 Growth and Income Fund C000173138 Class I [NULL] 49 RIVERSIDE AVENUE WESTPORT 06880 CT [NULL] 811-21940 0001350049 EIP INVESTMENT TRUST 30 S000055057 Growth and Income Fund C000173139 Investor Class [NULL] 49 RIVERSIDE AVENUE WESTPORT 06880 CT [NULL] 811-23125 0001655319 Elevation ETF Trust 30 S000053158 Dhandho Junoon ETF C000167265 Dhandho Junoon ETF JUNE 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-23125 0001655319 Elevation ETF Trust 30 S000053157 Summit Water Infrastructure Multifactor ETF C000167264 Summit Water Infrastructure Multifactor ETF WTRX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-05324 0000821484 ELFUN DIVERSIFIED FUND 30 S000011823 ELFUN DIVERSIFIED FUND C000032307 Elfun Diversified Fund eldfx 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-05904 0000855630 ELFUN GOVERNMENT MONEY MARKET FUND 30 S000011834 ELFUN GOVERNMENT MONEY MARKET FUND C000032336 Elfun Government Money Market Fund elmxx 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-03715 0000717854 ELFUN INCOME FUND 30 S000011831 ELFUN INCOME FUND C000032333 Elfun Income Fund einfx 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-05216 0000817656 ELFUN INTERNATIONAL EQUITY FUND 30 S000011817 ELFUN INTERNATIONAL EQUITY FUND C000032294 Elfun International Equity Fund eglbx 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-02735 0000215740 ELFUN TAX EXEMPT INCOME FUND 30 S000011830 ELFUN TAX EXEMPT INCOME FUND C000032332 Elfun Tax Exempt Income Fund elftx 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-00483 0000032339 ELFUN TRUSTS 30 S000011821 ELFUN TRUSTS C000032303 Elfun Trusts elfnx 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-22926 0001595106 Elkhorn ETF Trust 30 S000053747 Elkhorn Commodity Rotation Strategy ETF C000168942 Elkhorn Commodity Rotation ETF DWAC 207 REBER STREET WHEATON 60187 IL SUITE 201 811-22926 0001595106 Elkhorn ETF Trust 30 S000051587 Elkhorn FTSE RAFI Developed ex-U.S. Equity Income ETF C000162293 Elkhorn FTSE RAFI Developed ex-U.S. Equity Income ETF [NULL] 207 REBER STREET WHEATON 60187 IL SUITE 201 811-22926 0001595106 Elkhorn ETF Trust 30 S000051588 Elkhorn FTSE RAFI Emerging Equity Income ETF C000162294 Elkhorn FTSE RAFI Emerging Equity Income ETF [NULL] 207 REBER STREET WHEATON 60187 IL SUITE 201 811-22926 0001595106 Elkhorn ETF Trust 30 S000051586 Elkhorn FTSE RAFI U.S. Equity Income ETF C000162292 Elkhorn FTSE RAFI U.S. Equity Income ETF ELKU 207 REBER STREET WHEATON 60187 IL SUITE 201 811-22926 0001595106 Elkhorn ETF Trust 30 S000052599 Elkhorn Fundamental Commodity Strategy ETF C000165124 Elkhorn Fundamental Commodity Strategy ETF RCOM 207 REBER STREET WHEATON 60187 IL SUITE 201 811-22926 0001595106 Elkhorn ETF Trust 30 S000055264 Elkhorn Lunt Low Vol/High Beta Tactical ETF C000173761 Elkhorn Lunt Low Vol/High Beta Tactical ETF [NULL] 207 REBER STREET WHEATON 60187 IL SUITE 201 811-22926 0001595106 Elkhorn ETF Trust 30 S000048655 Elkhorn S&P 500 Capital Expenditures Portfolio C000153335 Elkhorn S&P 500 Capital Expenditures Portfolio CAPX 207 REBER STREET WHEATON 60187 IL SUITE 201 811-22926 0001595106 Elkhorn ETF Trust 30 S000052600 Elkhorn S&P GSCI Dynamic Roll Commodity ETF C000165125 Elkhorn S&P GSCI Dynamic Roll Commodity ETF [NULL] 207 REBER STREET WHEATON 60187 IL SUITE 201 811-22926 0001595106 Elkhorn ETF Trust 30 S000051507 Elkhorn S&P High Quality Preferred ETF C000162138 Elkhorn S&P High Quality Preferred ETF EPRF 207 REBER STREET WHEATON 60187 IL SUITE 201 811-22926 0001595106 Elkhorn ETF Trust 30 S000053843 Elkhorn S&P MidCap Consumer Discretionary Portfolio C000169516 Elkhorn S&P MidCap Consumer Discretionary Portfolio [NULL] 207 REBER STREET WHEATON 60187 IL SUITE 201 811-22926 0001595106 Elkhorn ETF Trust 30 S000053844 Elkhorn S&P MidCap Consumer Staples Portfolio C000169517 Elkhorn S&P MidCap Consumer Staples Portfolio [NULL] 207 REBER STREET WHEATON 60187 IL SUITE 201 811-22926 0001595106 Elkhorn ETF Trust 30 S000053845 Elkhorn S&P MidCap Energy Portfolio C000169518 Elkhorn S&P MidCap Energy Portfolio [NULL] 207 REBER STREET WHEATON 60187 IL SUITE 201 811-22926 0001595106 Elkhorn ETF Trust 30 S000053846 Elkhorn S&P MidCap Financials Portfolio C000169519 Elkhorn S&P MidCap Financials Portfolio [NULL] 207 REBER STREET WHEATON 60187 IL SUITE 201 811-22926 0001595106 Elkhorn ETF Trust 30 S000053847 Elkhorn S&P MidCap Health Care Portfolio C000169520 Elkhorn S&P MidCap Health Care Portfolio [NULL] 207 REBER STREET WHEATON 60187 IL SUITE 201 811-22926 0001595106 Elkhorn ETF Trust 30 S000053848 Elkhorn S&P MidCap Industrials Portfolio C000169521 Elkhorn S&P MidCap Industrials Portfolio [NULL] 207 REBER STREET WHEATON 60187 IL SUITE 201 811-22926 0001595106 Elkhorn ETF Trust 30 S000053849 Elkhorn S&P MidCap Information Technology Portfolio C000169522 Elkhorn S&P MidCap Information Technology Portfolio [NULL] 207 REBER STREET WHEATON 60187 IL SUITE 201 811-22926 0001595106 Elkhorn ETF Trust 30 S000053850 Elkhorn S&P MidCap Materials Portfolio C000169523 Elkhorn S&P MidCap Materials Portfolio [NULL] 207 REBER STREET WHEATON 60187 IL SUITE 201 811-22926 0001595106 Elkhorn ETF Trust 30 S000053851 Elkhorn S&P MidCap Utilities Portfolio C000169524 Elkhorn S&P MidCap Utilities Portfolio [NULL] 207 REBER STREET WHEATON 60187 IL SUITE 201 811-04692 0000794458 EMERGING MARKETS GROWTH FUND INC 30 S000011439 EMERGING MARKETS GROWTH FUND INC C000031644 SHARES OF COMMON STOCK [NULL] 11100 SANTA MONICA BLVD - 15TH FL (MICG) LOS ANGELES 90025 CA [NULL] 811-22048 0001394395 Emerging Markets Local Income Portfolio 30 S000017994 Emerging Markets Local Income Portfolio C000049877 Emerging Markets Local Income Portfolio [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-06388 0000878467 EMPIRE FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT A 32 S000008820 EMPIRE FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT A C000024025 Empire Fidelity Freedom Lifetime Income [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06388 0000878467 EMPIRE FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT A 32 S000008820 EMPIRE FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT A C000049535 Growth and Guaranteed Income Annuity [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06388 0000878467 EMPIRE FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT A 32 S000008820 EMPIRE FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT A C000024024 Income Advantage [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06388 0000878467 EMPIRE FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT A 32 S000008820 EMPIRE FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT A C000024026 Personal Retirement Annuity [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06388 0000878467 EMPIRE FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT A 32 S000008820 EMPIRE FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT A C000024023 Retirement Reserves [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21604 0001297990 Empire Fidelity Investments Variable Life Account A 33 S000008821 Empire Fidelity Investments Variable Life Account A C000024027 Lifetime Reserves [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-22436 0001495922 EntrepreneurShares Series Trust 30 S000030987 Entrepreneur US All Cap Fund C000131994 Retail Class [NULL] C/O WESTON CAPITAL ADVISORS, LLC BOSTON 02210 MA 470 ATLANTIC AVENUE, SUITE 400 811-22436 0001495922 EntrepreneurShares Series Trust 30 S000030987 Entrepreneur US All Cap Fund C000096041 Institutional Class IMPAX C/O WESTON CAPITAL ADVISORS, LLC BOSTON 02210 MA 470 ATLANTIC AVENUE, SUITE 400 811-22436 0001495922 EntrepreneurShares Series Trust 30 S000045873 Entrepreneur US Large Cap Fund C000142960 Retail Class [NULL] C/O WESTON CAPITAL ADVISORS, LLC BOSTON 02210 MA 470 ATLANTIC AVENUE, SUITE 400 811-22436 0001495922 EntrepreneurShares Series Trust 30 S000045873 Entrepreneur US Large Cap Fund C000142959 Institutional Class IMPLX C/O WESTON CAPITAL ADVISORS, LLC BOSTON 02210 MA 470 ATLANTIC AVENUE, SUITE 400 811-22436 0001495922 EntrepreneurShares Series Trust 30 S000030086 EntrepreneurShares Global Fund C000096915 Class A ENTAX C/O WESTON CAPITAL ADVISORS, LLC BOSTON 02210 MA 470 ATLANTIC AVENUE, SUITE 400 811-22436 0001495922 EntrepreneurShares Series Trust 30 S000030086 EntrepreneurShares Global Fund C000092399 Institutional Class ENTIX C/O WESTON CAPITAL ADVISORS, LLC BOSTON 02210 MA 470 ATLANTIC AVENUE, SUITE 400 811-22436 0001495922 EntrepreneurShares Series Trust 30 S000030086 EntrepreneurShares Global Fund C000092398 Retail Class ENTRX C/O WESTON CAPITAL ADVISORS, LLC BOSTON 02210 MA 470 ATLANTIC AVENUE, SUITE 400 811-21962 0001377031 EPIPHANY FUNDS 30 S000015061 Epiphany FFV Fund C000051241 Epiphany FFV Fund Class A shares EPVAX 106 DECKER COURT IRVING 75062 TX SUITE 226 811-21962 0001377031 EPIPHANY FUNDS 30 S000015061 Epiphany FFV Fund C000051242 Epiphany FFV Fund Class C shares EPVCX 106 DECKER COURT IRVING 75062 TX SUITE 226 811-21962 0001377031 EPIPHANY FUNDS 30 S000015061 Epiphany FFV Fund C000041031 Epiphany FFV Fund Class N shares EPVNX 106 DECKER COURT IRVING 75062 TX SUITE 226 811-21962 0001377031 EPIPHANY FUNDS 30 S000036397 Epiphany FFV Latin America Fund C000111343 Epiphany FFV Latin America Fund Class A shares ELAAX 106 DECKER COURT IRVING 75062 TX SUITE 226 811-21962 0001377031 EPIPHANY FUNDS 30 S000036397 Epiphany FFV Latin America Fund C000111344 Epiphany FFV Latin America Fund Class C shares ELACX 106 DECKER COURT IRVING 75062 TX SUITE 226 811-21962 0001377031 EPIPHANY FUNDS 30 S000036397 Epiphany FFV Latin America Fund C000111345 Epiphany FFV Latin America Fund Class N shares ELANX 106 DECKER COURT IRVING 75062 TX SUITE 226 811-21962 0001377031 EPIPHANY FUNDS 30 S000027960 Epiphany FFV Strategic Income Fund C000084989 Epiphany FFV Strategic Income Fund Class A shares EPIAX 106 DECKER COURT IRVING 75062 TX SUITE 226 811-21962 0001377031 EPIPHANY FUNDS 30 S000027960 Epiphany FFV Strategic Income Fund C000084990 Epiphany FFV Strategic Income Fund Class C shares EPICX 106 DECKER COURT IRVING 75062 TX SUITE 226 811-21962 0001377031 EPIPHANY FUNDS 30 S000027960 Epiphany FFV Strategic Income Fund C000084992 Epiphany FFV Strategic Income Fund Class N shares EPINX 106 DECKER COURT IRVING 75062 TX SUITE 226 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036612 All Asset Aggressive-Alt 25 Portfolio C000111957 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036612 All Asset Aggressive-Alt 25 Portfolio C000111958 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000042513 All Asset Aggressive-Alt 50 Portfolio C000131496 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000042513 All Asset Aggressive-Alt 50 Portfolio C000131497 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000042514 All Asset Aggressive-Alt 75 Portfolio C000131498 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000042514 All Asset Aggressive-Alt 75 Portfolio C000131499 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009051 All Asset Growth-Alt 20 Portfolio C000024594 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009051 All Asset Growth-Alt 20 Portfolio C000024595 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009051 All Asset Growth-Alt 20 Portfolio C000104165 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036611 All Asset Moderate Growth-Alt 15 Portfolio C000111955 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036611 All Asset Moderate Growth-Alt 15 Portfolio C000111956 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025793 ATM International Managed Volatility Portfolio C000077107 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025793 ATM International Managed Volatility Portfolio C000104214 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025795 ATM Large Cap Managed Volatility Portfolio C000077110 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025795 ATM Large Cap Managed Volatility Portfolio C000077111 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025795 ATM Large Cap Managed Volatility Portfolio C000104215 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025798 ATM Mid Cap Managed Volatility Portfolio C000077117 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025798 ATM Mid Cap Managed Volatility Portfolio C000077116 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025798 ATM Mid Cap Managed Volatility Portfolio C000104217 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025801 ATM Small Cap Managed Volatility Portfolio C000077122 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025801 ATM Small Cap Managed Volatility Portfolio C000077123 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025801 ATM Small Cap Managed Volatility Portfolio C000104219 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025800 AXA 2000 Managed Volatility Portfolio C000077120 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025800 AXA 2000 Managed Volatility Portfolio C000077121 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025800 AXA 2000 Managed Volatility Portfolio C000104218 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025797 AXA 400 Managed Volatility Portfolio C000077114 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025797 AXA 400 Managed Volatility Portfolio C000077115 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025797 AXA 400 Managed Volatility Portfolio C000104216 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025791 AXA 500 Managed Volatility Portfolio C000077102 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025791 AXA 500 Managed Volatility Portfolio C000077103 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025791 AXA 500 Managed Volatility Portfolio C000104212 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036613 AXA Aggressive Strategy Portfolio C000111959 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036613 AXA Aggressive Strategy Portfolio C000111960 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025181 AXA Balanced Strategy Portfolio C000075076 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025181 AXA Balanced Strategy Portfolio C000075077 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025181 AXA Balanced Strategy Portfolio C000104209 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025180 AXA Conservative Growth Strategy Portfolio C000075074 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025180 AXA Conservative Growth Strategy Portfolio C000075075 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025180 AXA Conservative Growth Strategy Portfolio C000104208 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025179 AXA Conservative Strategy Portfolio C000075072 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025179 AXA Conservative Strategy Portfolio C000075073 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025179 AXA Conservative Strategy Portfolio C000104207 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009210 AXA Global Equity Managed Volatility Portfolio C000025016 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009210 AXA Global Equity Managed Volatility Portfolio C000025017 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009210 AXA Global Equity Managed Volatility Portfolio C000104196 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025329 AXA Growth Strategy Portfolio C000075514 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025329 AXA Growth Strategy Portfolio C000075515 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025329 AXA Growth Strategy Portfolio C000104211 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009047 AXA International Core Managed Volatility Portfolio C000024586 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009047 AXA International Core Managed Volatility Portfolio C000024587 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009047 AXA International Core Managed Volatility Portfolio C000104163 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025792 AXA International Managed Volatility Portfolio C000077105 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025792 AXA International Managed Volatility Portfolio C000104213 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009172 AXA International Value Managed Volatility Portfolio C000024931 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009172 AXA International Value Managed Volatility Portfolio C000024932 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009172 AXA International Value Managed Volatility Portfolio C000104182 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009174 AXA Large Cap Core Managed Volatility Portfolio C000024935 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009174 AXA Large Cap Core Managed Volatility Portfolio C000024936 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009174 AXA Large Cap Core Managed Volatility Portfolio C000104184 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009173 AXA Large Cap Growth Managed Volatility Portfolio C000024933 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009173 AXA Large Cap Growth Managed Volatility Portfolio C000024934 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009173 AXA Large Cap Growth Managed Volatility Portfolio C000104183 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009059 AXA Large Cap Value Managed Volatility Portfolio C000024610 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009059 AXA Large Cap Value Managed Volatility Portfolio C000024611 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009059 AXA Large Cap Value Managed Volatility Portfolio C000104171 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009149 AXA Mid Cap Value Managed Volatility Portfolio C000024883 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009149 AXA Mid Cap Value Managed Volatility Portfolio C000024884 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009149 AXA Mid Cap Value Managed Volatility Portfolio C000104176 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025182 AXA Moderate Growth Strategy Portfolio C000075078 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025182 AXA Moderate Growth Strategy Portfolio C000075079 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000025182 AXA Moderate Growth Strategy Portfolio C000104210 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036608 AXA Natural Resources Portfolio C000111949 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036608 AXA Natural Resources Portfolio C000111950 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036609 AXA Real Estate Portfolio C000111951 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036609 AXA Real Estate Portfolio C000111952 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000042512 AXA SmartBeta Equity Portfolio C000131494 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000042512 AXA SmartBeta Equity Portfolio C000131495 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000033627 AXA Ultra Conservative Strategy Portfolio C000103341 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000033627 AXA Ultra Conservative Strategy Portfolio C000103342 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000033627 AXA Ultra Conservative Strategy Portfolio C000112719 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000048889 AXA/AB Dynamic Growth Portfolio C000153794 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000048889 AXA/AB Dynamic Growth Portfolio C000154468 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000030678 AXA/AB Dynamic Moderate Growth Portfolio C000095067 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000030678 AXA/AB Dynamic Moderate Growth Portfolio C000095068 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000030678 AXA/AB Dynamic Moderate Growth Portfolio C000104222 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000029400 AXA/AB Short Duration Government Bond Portfolio C000090305 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000029400 AXA/AB Short Duration Government Bond Portfolio C000090306 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000029400 AXA/AB Short Duration Government Bond Portfolio C000104221 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009056 AXA/AB Small Cap Growth Portfolio C000024604 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009056 AXA/AB Small Cap Growth Portfolio C000024605 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009056 AXA/AB Small Cap Growth Portfolio C000104170 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000048890 AXA/DoubleLine Opportunistic Core Plus Bond Portfolio C000153795 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000048890 AXA/DoubleLine Opportunistic Core Plus Bond Portfolio C000153796 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013248 AXA/Franklin Balanced Managed Volatility Portfolio C000035599 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013248 AXA/Franklin Balanced Managed Volatility Portfolio C000035600 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013248 AXA/Franklin Balanced Managed Volatility Portfolio C000104201 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013249 AXA/Franklin Small Cap Value Managed Volatility Portfolio C000035601 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013249 AXA/Franklin Small Cap Value Managed Volatility Portfolio C000035602 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013249 AXA/Franklin Small Cap Value Managed Volatility Portfolio C000104202 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000017102 AXA/Franklin Templeton Allocation Managed Volatility Portfolio C000047444 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000017102 AXA/Franklin Templeton Allocation Managed Volatility Portfolio C000047445 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000017102 AXA/Franklin Templeton Allocation Managed Volatility Portfolio C000104206 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000048891 AXA/Goldman Sachs Strategic Allocation Portfolio C000153797 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000048891 AXA/Goldman Sachs Strategic Allocation Portfolio C000154469 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000044687 AXA/Horizon Small Cap Value Portfolio C000138904 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000044687 AXA/Horizon Small Cap Value Portfolio C000138905 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000048892 AXA/Invesco Strategic Allocation Portfolio C000153798 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000048892 AXA/Invesco Strategic Allocation Portfolio C000154470 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000052083 AXA/Legg Mason Strategic Allocation Portfolio C000163880 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000052083 AXA/Legg Mason Strategic Allocation Portfolio C000163881 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009194 AXA/Loomis Sayles Growth Portfolio C000024984 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009194 AXA/Loomis Sayles Growth Portfolio C000024985 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009194 AXA/Loomis Sayles Growth Portfolio C000104190 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000044688 AXA/Lord Abbett Micro Cap Portfolio C000138906 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000044688 AXA/Lord Abbett Micro Cap Portfolio C000138907 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000044689 AXA/Morgan Stanley Small Cap Growth Portfolio C000138908 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000044689 AXA/Morgan Stanley Small Cap Growth Portfolio C000138909 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013250 AXA/Mutual Large Cap Equity Managed Volatility Portfolio C000035604 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013250 AXA/Mutual Large Cap Equity Managed Volatility Portfolio C000035603 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013250 AXA/Mutual Large Cap Equity Managed Volatility Portfolio C000104203 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000044690 AXA/Pacific Global Small Cap Value Portfolio C000138910 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000044690 AXA/Pacific Global Small Cap Value Portfolio C000138911 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013254 AXA/Templeton Global Equity Managed Volatility Portfolio C000035611 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013254 AXA/Templeton Global Equity Managed Volatility Portfolio C000035612 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013254 AXA/Templeton Global Equity Managed Volatility Portfolio C000104205 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009171 EQ/BlackRock Basic Value Equity Portfolio C000024929 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009171 EQ/BlackRock Basic Value Equity Portfolio C000024930 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009171 EQ/BlackRock Basic Value Equity Portfolio C000104181 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009044 EQ/Boston Advisors Equity Income Portfolio C000024580 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009044 EQ/Boston Advisors Equity Income Portfolio C000024581 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009044 EQ/Boston Advisors Equity Income Portfolio C000104161 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009045 EQ/Calvert Socially Responsible Portfolio C000024582 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009045 EQ/Calvert Socially Responsible Portfolio C000024583 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009045 EQ/Calvert Socially Responsible Portfolio C000104162 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009048 EQ/Capital Guardian Research Portfolio C000024588 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009048 EQ/Capital Guardian Research Portfolio C000024589 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009048 EQ/Capital Guardian Research Portfolio C000104164 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000010734 EQ/Common Stock Index Portfolio C000029648 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000010734 EQ/Common Stock Index Portfolio C000029649 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000010734 EQ/Common Stock Index Portfolio C000104198 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000042511 EQ/Convertible Securities Portfolio C000131492 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000042511 EQ/Convertible Securities Portfolio C000131493 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009176 EQ/Core Bond Index Portfolio C000024939 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009176 EQ/Core Bond Index Portfolio C000024940 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009176 EQ/Core Bond Index Portfolio C000104185 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036606 EQ/Emerging Markets Equity PLUS Portfolio C000111945 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036606 EQ/Emerging Markets Equity PLUS Portfolio C000111946 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000042515 EQ/Energy ETF Portfolio C000131501 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000042515 EQ/Energy ETF Portfolio C000131500 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009145 EQ/Equity 500 Index Portfolio C000024875 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009145 EQ/Equity 500 Index Portfolio C000024876 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009145 EQ/Equity 500 Index Portfolio C000104172 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009150 EQ/GAMCO Mergers and Acquisitions Portfolio C000024885 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009150 EQ/GAMCO Mergers and Acquisitions Portfolio C000024886 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009150 EQ/GAMCO Mergers and Acquisitions Portfolio C000104177 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009151 EQ/GAMCO Small Company Value Portfolio C000024887 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009151 EQ/GAMCO Small Company Value Portfolio C000024888 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009151 EQ/GAMCO Small Company Value Portfolio C000104178 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009146 EQ/Global Bond PLUS Portfolio C000024877 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009146 EQ/Global Bond PLUS Portfolio C000024878 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009146 EQ/Global Bond PLUS Portfolio C000104173 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036793 EQ/High Yield Bond Portfolio C000112529 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036793 EQ/High Yield Bond Portfolio C000112530 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009052 EQ/Intermediate Government Bond Portfolio C000024596 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009052 EQ/Intermediate Government Bond Portfolio C000024597 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009052 EQ/Intermediate Government Bond Portfolio C000104166 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009053 EQ/International Equity Index Portfolio C000024598 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009053 EQ/International Equity Index Portfolio C000024599 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009053 EQ/International Equity Index Portfolio C000104167 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013246 EQ/International ETF Portfolio C000035595 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013246 EQ/International ETF Portfolio C000104199 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009209 EQ/Invesco Comstock Portfolio C000025014 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009209 EQ/Invesco Comstock Portfolio C000025015 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009209 EQ/Invesco Comstock Portfolio C000104195 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009177 EQ/JPMorgan Value Opportunities Portfolio C000024941 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009177 EQ/JPMorgan Value Opportunities Portfolio C000024942 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009177 EQ/JPMorgan Value Opportunities Portfolio C000104186 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009054 EQ/Large Cap Growth Index Portfolio C000024600 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009054 EQ/Large Cap Growth Index Portfolio C000024601 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009054 EQ/Large Cap Growth Index Portfolio C000104168 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009179 EQ/Large Cap Value Index Portfolio C000024945 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009179 EQ/Large Cap Value Index Portfolio C000024946 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009179 EQ/Large Cap Value Index Portfolio C000104187 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000042516 EQ/Low Volatility Global ETF Portfolio C000131502 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000042516 EQ/Low Volatility Global ETF Portfolio C000131503 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009168 EQ/MFS International Growth Portfolio C000024923 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009168 EQ/MFS International Growth Portfolio C000024924 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009168 EQ/MFS International Growth Portfolio C000104179 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009148 EQ/Mid Cap Index Portfolio C000024881 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009148 EQ/Mid Cap Index Portfolio C000024882 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009148 EQ/Mid Cap Index Portfolio C000104175 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009193 EQ/Money Market Portfolio C000024982 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009193 EQ/Money Market Portfolio C000024983 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009193 EQ/Money Market Portfolio C000104189 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009211 EQ/Morgan Stanley Mid Cap Growth Portfolio C000025018 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009211 EQ/Morgan Stanley Mid Cap Growth Portfolio C000025019 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009211 EQ/Morgan Stanley Mid Cap Growth Portfolio C000104197 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013251 EQ/Oppenheimer Global Portfolio C000035605 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013251 EQ/Oppenheimer Global Portfolio C000035606 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000013251 EQ/Oppenheimer Global Portfolio C000104204 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036610 EQ/PIMCO Global Real Return Portfolio C000111954 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000036610 EQ/PIMCO Global Real Return Portfolio C000111953 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009195 EQ/PIMCO Ultra Short Bond Portfolio C000024986 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009195 EQ/PIMCO Ultra Short Bond Portfolio C000024987 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009195 EQ/PIMCO Ultra Short Bond Portfolio C000104191 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009055 EQ/Quality Bond PLUS Portfolio C000024602 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009055 EQ/Quality Bond PLUS Portfolio C000024603 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009055 EQ/Quality Bond PLUS Portfolio C000104169 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009197 EQ/Small Company Index Portfolio C000024990 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009197 EQ/Small Company Index Portfolio C000024991 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009197 EQ/Small Company Index Portfolio C000104192 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009207 EQ/T. Rowe Price Growth Stock Portfolio C000025010 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009207 EQ/T. Rowe Price Growth Stock Portfolio C000025011 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009207 EQ/T. Rowe Price Growth Stock Portfolio C000104193 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009208 EQ/UBS Growth and Income Portfolio C000025012 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009208 EQ/UBS Growth and Income Portfolio C000025013 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009208 EQ/UBS Growth and Income Portfolio C000104194 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009147 EQ/Wells Fargo Omega Growth Portfolio C000024879 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000009147 EQ/Wells Fargo Omega Growth Portfolio C000024880 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 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0001027263 EQ ADVISORS TRUST 30 S000044692 Multimanager Core Bond Portfolio C000138917 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000044693 Multimanager Mid Cap Growth Portfolio C000138918 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000044693 Multimanager Mid Cap Growth Portfolio C000138919 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000044693 Multimanager Mid Cap Growth Portfolio C000138920 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000044694 Multimanager Mid Cap Value Portfolio C000138921 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000044694 Multimanager Mid Cap Value Portfolio C000138922 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000044694 Multimanager Mid Cap Value Portfolio C000138923 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000044695 Multimanager Technology Portfolio C000138924 Class IA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000044695 Multimanager Technology Portfolio C000138925 Class IB [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07953 0001027263 EQ ADVISORS TRUST 30 S000044695 Multimanager Technology Portfolio C000138926 Class K [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-22447 0001498272 Equinox Funds Trust 30 S000047271 Equinox Aspect Core Diversified Strategy Fund C000161625 Class A EQAAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY [NULL] 811-22447 0001498272 Equinox Funds Trust 30 S000047271 Equinox Aspect Core Diversified Strategy Fund C000161626 Class C EQACX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY [NULL] 811-22447 0001498272 Equinox Funds Trust 30 S000047271 Equinox Aspect Core Diversified Strategy Fund C000148182 Class I EQAIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY [NULL] 811-22447 0001498272 Equinox Funds Trust 30 S000043157 Equinox BH-DG Strategy Fund C000133560 Class I EBHIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY [NULL] 811-22447 0001498272 Equinox Funds Trust 30 S000039100 Equinox Campbell Strategy Fund C000120205 Class A EBSAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY [NULL] 811-22447 0001498272 Equinox Funds Trust 30 S000039100 Equinox Campbell Strategy Fund C000132320 Class C EBSCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY [NULL] 811-22447 0001498272 Equinox Funds Trust 30 S000039100 Equinox Campbell Strategy Fund C000120206 Class I EBSIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY [NULL] 811-22447 0001498272 Equinox Funds Trust 30 S000039100 Equinox Campbell Strategy Fund C000120207 Class P EBSPX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY [NULL] 811-22447 0001498272 Equinox Funds Trust 30 S000033104 Equinox Chesapeake Strategy Fund C000161623 Class A ECHAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY [NULL] 811-22447 0001498272 Equinox Funds Trust 30 S000033104 Equinox Chesapeake Strategy Fund C000161624 Class C ECHCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY [NULL] 811-22447 0001498272 Equinox Funds Trust 30 S000033104 Equinox Chesapeake Strategy Fund C000101993 Class I EQCHX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY [NULL] 811-22447 0001498272 Equinox Funds Trust 30 S000033105 Equinox Crabel Strategy Fund C000101994 Class I EQCRX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY [NULL] 811-22447 0001498272 Equinox Funds Trust 30 S000033128 Equinox EquityHedge U.S. Strategy Fund C000102021 Class A EEHAX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY [NULL] 811-22447 0001498272 Equinox Funds Trust 30 S000033128 Equinox EquityHedge U.S. Strategy Fund C000102022 Class C EEHCX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY [NULL] 811-22447 0001498272 Equinox Funds Trust 30 S000033128 Equinox EquityHedge U.S. Strategy Fund C000102023 Class I EEHIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY [NULL] 811-22447 0001498272 Equinox Funds Trust 30 S000050003 Equinox IPM Systematic Macro Fund C000157904 Class I EQIPX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY [NULL] 811-22447 0001498272 Equinox Funds Trust 30 S000045739 Equinox Systematica Macro Fund C000142556 Class I EBCIX 450 WIRELESS BOULEVARD HAUPPAUGE 11788 NY [NULL] 811-08665 0001055367 EQUITRUST LIFE ANNUITY ACCOUNT 32 S000007217 EQUITRUST LIFE ANNUITY ACCOUNT C000019813 Individual Flexible Premium Deferred Variable Annuity Contract [NULL] 5400 UNIVERSITY AVE WEST DES MOINES 50266 IA [NULL] 811-08665 0001055367 EQUITRUST LIFE ANNUITY ACCOUNT 32 S000007217 EQUITRUST LIFE ANNUITY ACCOUNT C000061844 Variable Annuity Contract [NULL] 5400 UNIVERSITY AVE WEST DES MOINES 50266 IA [NULL] 811-08967 0001058149 EQUITRUST LIFE ANNUITY ACCOUNT II 32 S000007262 EQUITRUST LIFE ANNUITY ACCOUNT II 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Managers Trust 30 S000054643 PureFunds ETFx HealthTech ETF C000171624 PureFunds ETFx HealthTech ETF IMED 30 MAPLE STREET, 2ND FLOOR SUMMIT 07901 NJ [NULL] 811-22310 0001467831 ETF Managers Trust 30 S000050190 PureFunds ISE Big Data ETF C000158448 PureFunds ISE Big Data ETF BIGD 30 MAPLE STREET, 2ND FLOOR SUMMIT 07901 NJ [NULL] 811-22310 0001467831 ETF Managers Trust 30 S000047480 PureFunds ISE Cyber Security ETF C000149086 PureFunds ISE Cyber Security ETF HACK 30 MAPLE STREET, 2ND FLOOR SUMMIT 07901 NJ [NULL] 811-22310 0001467831 ETF Managers Trust 30 S000038223 PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF C000117864 PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF SILJ 30 MAPLE STREET, 2ND FLOOR SUMMIT 07901 NJ [NULL] 811-22310 0001467831 ETF Managers Trust 30 S000050191 PureFunds ISE Mobile Payments ETF C000158449 PureFunds ISE Mobile Payments ETF IPAY 30 MAPLE STREET, 2ND FLOOR SUMMIT 07901 NJ [NULL] 811-22310 0001467831 ETF Managers Trust 30 S000054642 PureFunds Solactive FinTech ETF C000171623 PureFunds Solactive FinTech ETF FINQ 30 MAPLE STREET, 2ND FLOOR SUMMIT 07901 NJ [NULL] 811-22310 0001467831 ETF Managers Trust 30 S000053022 PureFunds Video Game Tech ETF C000166730 PureFunds Video Game Tech ETF GAMR 30 MAPLE STREET, 2ND FLOOR SUMMIT 07901 NJ [NULL] 811-22310 0001467831 ETF Managers Trust 30 S000054761 QuantumShares Limited-Duration U.S. Government/Corporate ETF C000171959 QuantumShares Limited-Duration U.S. Government/Corporate ETF KEEP 30 MAPLE STREET, 2ND FLOOR SUMMIT 07901 NJ [NULL] 811-22310 0001467831 ETF Managers Trust 30 S000054389 QuantumShares Ultra-Short Treasury/Government ETF C000170836 QuantumShares Ultra-Short Treasury/Government ETF KASH 30 MAPLE STREET, 2ND FLOOR SUMMIT 07901 NJ [NULL] 811-22310 0001467831 ETF Managers Trust 30 S000054930 Spirited Funds/ETFMG Whiskey & Spirits ETF C000172794 Spirited Funds/ETFMG Whiskey & Spirits ETF WSKY 30 MAPLE STREET, 2ND FLOOR SUMMIT 07901 NJ [NULL] 811-22310 0001467831 ETF Managers Trust 30 S000051222 The Restaurant ETF C000161452 The Restaurant ETF BITE 30 MAPLE STREET, 2ND FLOOR SUMMIT 07901 NJ [NULL] 811-22310 0001467831 ETF Managers Trust 30 S000051172 Tierra XP Latin America Real Estate ETF C000161092 Tierra XP Latin America Real Estate ETF LARE 30 MAPLE STREET, 2ND FLOOR SUMMIT 07901 NJ [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000053715 Aerospace & Defense ETF C000168878 Aerospace & Defense ETF [NULL] 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000051149 AlphaClone Activist Manager ETF C000161046 AlphaClone Activist Manager ETF ALFD 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000036971 AlphaClone Alternative Alpha ETF C000113128 AlphaClone Alternative Alpha ETF ALFA 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000051148 AlphaClone International ETF C000161045 AlphaClone International ETF ALFI 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000051147 AlphaClone Small Cap ETF C000161044 AlphaClone Small Cap ETF ALFS 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000051150 AlphaClone Value Manager ETF C000161047 AlphaClone Value Manager ETF ALFV 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000049009 AlphaMark Actively Managed Small Cap ETF C000154531 AlphaMark Actively Managed Small Cap ETF SMCP 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000055313 American Customer Satisfaction Index ETF C000174087 American Customer Satisfaction Index ETF [NULL] 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000054088 Aptus Behavioral Momentum ETF C000170004 Aptus Behavioral Momentum ETF BEMO 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000046243 Deep Value ETF C000144551 Deep Value ETF DVP 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000047531 Diamond Hill Valuation-Weighted 500 ETF C000149256 Diamond Hill Valuation-Weighted 500 ETF DHVW 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000054491 Drone ETF C000171068 Drone ETF [NULL] 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000046378 Falah Russell-IdealRatings U.S. Large Cap ETF C000144919 Falah Russell-IdealRatings U.S. Large Cap ETF FIA 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000049983 FFI U.S. Large Cap Fossil Free ETF C000157830 FFI U.S. Large Cap Fossil Free ETF [NULL] 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000054641 GO GOLD Kitco U.S. Global Precious Minerals Equity ETF C000171622 GO GOLD Kitco U.S. Global Precious Minerals Equity ETF [NULL] 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000050740 Loncar Cancer Immunotherapy ETF C000160229 Loncar Cancer Immunotherapy ETF CNCR 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000047624 Master Income ETF C000149481 Master Income ETF HIPS 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000055268 Premise Capital Frontier Advantage Diversified Tactical ETF C000173765 Premise Capital Frontier Advantage Diversified Tactical ETF TCTL 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000055501 SerenityShares Core Multi-Asset ETF C000174569 SerenityShares Core Multi-Asset ETF [NULL] 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000055500 SerenityShares Core U.S. ETF C000174568 SerenityShares Core U.S. ETF [NULL] 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000055502 SerenityShares Impact ETF C000174570 SerenityShares Impact ETF [NULL] 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000048544 U.S. Global Jets ETF C000153068 U.S. Global Jets ETF JETS 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000051660 U.S. Global Luxury Goods ETF C000162468 U.S. Global Luxury Goods ETF LUXE 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000046827 Validea Market Legends ETF C000146316 Validea Market Legends ETF VALX 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000046801 Vident Core U.S. Bond Strategy ETF C000146217 Vident Core U.S. Bond Strategy ETF VBND 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000043147 Vident Core U.S. Equity Fund C000133545 Vident Core U.S. Equity Fund VUSE 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000042078 Vident International Equity Fund C000130685 Vident International Equity Fund VIDI 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22668 0001540305 ETF Series Solutions 30 S000053717 Whetstone Energy Infrastructure ETF C000168880 Whetstone Energy Infrastructure ETF PIPE 615 EAST MICHIGAN ST MILWAUKEE 53202 WI [NULL] 811-22819 0001559109 ETFis Series Trust I 30 S000050436 Active Alts Long/Short U.S. Equity Fund C000159234 Active Alts Long/Short U.S. Equity Fund [NULL] 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-22819 0001559109 ETFis Series Trust I 30 S000049688 ActiveAlts Contrarian ETF C000157111 ActiveAlts Contrarian ETF SQZZ 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-22819 0001559109 ETFis Series Trust I 30 S000050199 Altshares Long/Short High Yield Fund C000158467 Altshares Long/Short High Yield Fund [NULL] 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-22819 0001559109 ETFis Series Trust I 30 S000047353 BioShares Biotechnology Clinical Trials Fund C000148681 BioShares Biotechnology Clinical Trials Fund [NULL] 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-22819 0001559109 ETFis Series Trust I 30 S000047354 BioShares Biotechnology Products Fund C000148682 BioShares Biotechnology Products Fund [NULL] 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-22819 0001559109 ETFis Series Trust I 30 S000050303 Cumberland Municipal Bond ETF C000158848 Cumberland Municipal Bond ETF [NULL] 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-22819 0001559109 ETFis Series Trust I 30 S000045418 InfraCap MLP ETF C000141421 InfraCap MLP ETF AMZA 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-22819 0001559109 ETFis Series Trust I 30 S000047494 InfraCap REIT Preferred ETF C000149129 InfraCap REIT Preferred ETF [NULL] 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-22819 0001559109 ETFis Series Trust I 30 S000052824 iSectors(R) Post-MPT Growth ETF C000166086 iSectors(R) Post-MPT Growth ETF [NULL] 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-22819 0001559109 ETFis Series Trust I 30 S000049397 Reaves Utilities ETF C000156214 Reaves Utilities ETF [NULL] 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-22819 0001559109 ETFis Series Trust I 30 S000053756 Telsey Millennial Consumer ETF C000168971 Telsey Millennial Consumer ETF [NULL] 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-22819 0001559109 ETFis Series Trust I 30 S000048618 The Credit Strategist High Yield Opportunities Fund C000153264 The Credit Strategist High Yield Opportunities Fund TCSY 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-22819 0001559109 ETFis Series Trust I 30 S000048975 Tuttle Tactical Management Multi-Strategy Income ETF C000154353 Tuttle Tactical Management Multi-Strategy Income ETF TUTI 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-22819 0001559109 ETFis Series Trust I 30 S000046910 Tuttle Tactical Management U.S. Core ETF C000146649 Tuttle Tactical Management U.S. Core ETF [NULL] 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-22819 0001559109 ETFis Series Trust I 30 S000048895 Virtus Newfleet Multi-Sector Unconstrained Bond ETF C000153845 Virtus Newfleet Multi-Sector Unconstrained Bond ETF NFLT 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-22819 0001559109 ETFis Series Trust I 30 S000051938 Virtus Newfleet Short Duration Income ETF C000163402 Virtus Newfleet Short Duration Income ETF [NULL] 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-22986 0001597934 ETFS Trust 30 S000047757 ETFS Diversified-Factor Developed Europe Index Fund C000150098 ETFS Diversified-Factor Developed Europe Index Fund SBEU 48 WALL STREET NEW YORK 10005 NY [NULL] 811-22986 0001597934 ETFS Trust 30 S000047758 ETFS Diversified-Factor U.S. Large Cap Index Fund C000150099 ETFS Diversified-Factor U.S. Large Cap Index Fund SBUS 48 WALL STREET NEW YORK 10005 NY [NULL] 811-22986 0001597934 ETFS Trust 30 S000047201 ETFS Zacks Earnings Large-Cap U.S. Index Fund C000147917 ETFS Zacks Earnings Large-Cap 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333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026340 Class 529-E CEUEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026341 Class 529-F-1 CEUFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000148435 Class R-2E REEBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026329 Class R-1 RERAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026330 Class R-2 RERBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026331 Class R-3 RERCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026332 Class R-4 REREX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000026333 Class R-5 RERFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000077411 Class R-6 RERGX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03734 0000719603 EUROPACIFIC GROWTH FUND 30 S000009618 EUROPACIFIC GROWTH FUND C000164824 Class R-5E RERHX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-22335 0001472754 Evermore Funds Trust 30 S000027063 Evermore Global Value Fund C000081463 Evermore Global Value Fund Investor Class EVGBX 89 SUMMIT AVENUE SUMMIT 07901 NJ 3RD FLOOR 811-22335 0001472754 Evermore Funds Trust 30 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Institutional Shares FKAIX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000009730 Federated Kaufmann Small Cap Fund C000026733 Class A Shares FKASX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000009730 Federated Kaufmann Small Cap Fund C000026734 Class B Shares FKBSX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000009730 Federated Kaufmann Small Cap Fund C000026735 Class C Shares FKCSX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000009730 Federated Kaufmann Small Cap Fund C000026736 Class R Shares FKKSX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000043134 Federated Managed Risk Fund C000133506 Class A Shares FDRAX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000043134 Federated Managed Risk Fund C000133507 Institutional Shares FDRIX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000047453 Federated Managed Volatility Fund C000148975 Class A Shares FVOAX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000047453 Federated Managed Volatility Fund C000148976 Class C Shares FVOCX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000047453 Federated Managed Volatility Fund C000148977 Institutional Shares FVOIX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000009733 Federated MDT Mid-Cap Growth Strategies Fund C000026743 Class A Shares FGSAX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000009733 Federated MDT Mid-Cap Growth Strategies Fund C000026744 Class B Shares FGSBX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000009733 Federated MDT Mid-Cap Growth Strategies Fund C000026745 Class C Shares FGSCX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000009733 Federated MDT Mid-Cap Growth Strategies Fund C000082649 Institutional Shares FGSIX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000009733 Federated MDT Mid-Cap Growth Strategies Fund C000043493 Class R6 Shares FGSKX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000023465 Federated Prudent Bear Fund C000068994 Class A Shares BEARX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000023465 Federated Prudent Bear Fund C000068995 Class C Shares PBRCX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000023465 Federated Prudent Bear Fund C000068996 Institutional Shares PBRIX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000009734 Federated Strategic Value Dividend Fund C000170851 Class R6 Shares [NULL] 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000009734 Federated Strategic Value Dividend Fund C000026746 Class A Shares SVAAX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000009734 Federated Strategic Value Dividend Fund C000026747 Class C Shares SVACX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04017 0000745968 FEDERATED EQUITY FUNDS 30 S000009734 Federated Strategic Value Dividend Fund C000026748 Institutional Shares SVAIX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04743 0000799704 FEDERATED EQUITY INCOME FUND INC 30 S000009101 FEDERATED EQUITY INCOME FUND INC C000123387 Class R Shares FDERX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04743 0000799704 FEDERATED EQUITY INCOME FUND INC 30 S000009101 FEDERATED EQUITY INCOME FUND INC C000024717 Class B Shares LEIBX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04743 0000799704 FEDERATED EQUITY INCOME FUND INC 30 S000009101 FEDERATED EQUITY INCOME FUND INC C000024718 Class C Shares LEICX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04743 0000799704 FEDERATED EQUITY INCOME FUND INC 30 S000009101 FEDERATED EQUITY INCOME FUND INC C000024716 Class A Shares LEIFX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04743 0000799704 FEDERATED EQUITY INCOME FUND INC 30 S000009101 FEDERATED EQUITY INCOME FUND INC C000114966 Institutional Shares LEISX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04743 0000799704 FEDERATED EQUITY INCOME FUND INC 30 S000009101 FEDERATED EQUITY INCOME FUND INC C000024719 Class F Shares LFEIX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-06447 0000879569 FEDERATED FIXED INCOME SECURITIES INC 30 S000009738 Federated Municipal Ultrashort Fund C000026756 Institutional Shares FMUSX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-06447 0000879569 FEDERATED FIXED INCOME SECURITIES INC 30 S000009738 Federated Municipal Ultrashort Fund C000026755 Class A Shares FMUUX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-06447 0000879569 FEDERATED FIXED INCOME SECURITIES INC 30 S000009739 Federated Strategic Income Fund C000026758 Class B Shares SINBX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-06447 0000879569 FEDERATED FIXED INCOME SECURITIES INC 30 S000009739 Federated Strategic Income Fund C000026759 Class C Shares SINCX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-06447 0000879569 FEDERATED FIXED INCOME SECURITIES INC 30 S000009739 Federated Strategic Income Fund C000026760 Class F Shares STFSX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-06447 0000879569 FEDERATED FIXED INCOME SECURITIES INC 30 S000009739 Federated Strategic Income Fund C000026757 Class A Shares STIAX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-06447 0000879569 FEDERATED FIXED INCOME SECURITIES INC 30 S000009739 Federated Strategic Income Fund C000062222 Institutional Shares STISX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-00001 0000013386 FEDERATED GLOBAL ALLOCATION FUND 30 S000009117 FEDERATED GLOBAL ALLOCATION FUND C000170844 Class R6 Shares [NULL] 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-00001 0000013386 FEDERATED GLOBAL ALLOCATION FUND 30 S000009117 FEDERATED GLOBAL ALLOCATION FUND C000024798 Class B Shares FSBBX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-00001 0000013386 FEDERATED GLOBAL ALLOCATION FUND 30 S000009117 FEDERATED GLOBAL ALLOCATION FUND C000024799 Class C Shares FSBCX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-00001 0000013386 FEDERATED GLOBAL ALLOCATION FUND 30 S000009117 FEDERATED GLOBAL ALLOCATION FUND C000024800 Class R Shares FSBKX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-00001 0000013386 FEDERATED GLOBAL ALLOCATION FUND 30 S000009117 FEDERATED GLOBAL ALLOCATION FUND C000024797 Class A Shares FSTBX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-00001 0000013386 FEDERATED GLOBAL ALLOCATION FUND 30 S000009117 FEDERATED GLOBAL ALLOCATION FUND C000077842 Institutional Shares SBFIX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-03266 0000355691 FEDERATED GOVERNMENT INCOME SECURITIES INC 30 S000009042 FEDERATED GOVERNMENT INCOME SECURITIES INC C000024574 Class A Shares FGOAX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-03266 0000355691 FEDERATED GOVERNMENT INCOME SECURITIES INC 30 S000009042 FEDERATED GOVERNMENT INCOME SECURITIES INC C000024575 Class B Shares FGOBX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-03266 0000355691 FEDERATED GOVERNMENT INCOME SECURITIES INC 30 S000009042 FEDERATED GOVERNMENT INCOME SECURITIES INC C000024576 Class C Shares FGOCX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-03266 0000355691 FEDERATED GOVERNMENT INCOME SECURITIES INC 30 S000009042 FEDERATED GOVERNMENT INCOME SECURITIES INC C000024577 Class F Shares FGOIX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-03352 0000357052 FEDERATED GOVERNMENT INCOME TRUST 30 S000009040 FEDERATED GOVERNMENT INCOME TRUST C000024569 Institutional Shares FICMX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-03352 0000357052 FEDERATED GOVERNMENT INCOME TRUST 30 S000009040 FEDERATED GOVERNMENT INCOME TRUST C000024570 Service Shares FITSX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-02782 0000225318 FEDERATED HIGH INCOME BOND FUND INC 30 S000009068 FEDERATED HIGH INCOME BOND FUND INC C000024640 Class B Shares FHBBX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-02782 0000225318 FEDERATED HIGH INCOME BOND FUND INC 30 S000009068 FEDERATED HIGH INCOME BOND FUND INC C000024641 Class C Shares FHICX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-02782 0000225318 FEDERATED HIGH INCOME BOND FUND INC 30 S000009068 FEDERATED HIGH INCOME BOND FUND INC C000024639 Class A Shares FHIIX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04018 0000745967 FEDERATED HIGH YIELD TRUST 30 S000052866 Federated Equity Advantage Fund C000166290 Class A Shares FEKAX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04018 0000745967 FEDERATED HIGH YIELD TRUST 30 S000052866 Federated Equity Advantage Fund C000166291 Institutional Shares FEKIX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04018 0000745967 FEDERATED HIGH YIELD TRUST 30 S000009061 FEDERATED HIGH YIELD TRUST C000130168 Institutional Shares FHTIX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04018 0000745967 FEDERATED HIGH YIELD TRUST 30 S000009061 FEDERATED HIGH YIELD TRUST C000143970 Class A Shares FHYAX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04018 0000745967 FEDERATED HIGH YIELD TRUST 30 S000009061 FEDERATED HIGH YIELD TRUST C000143971 Class C Shares FHYCX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04018 0000745967 FEDERATED HIGH YIELD TRUST 30 S000009061 FEDERATED HIGH YIELD TRUST C000024613 Service Shares FHYTX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000009073 Federated Capital Income Fund C000024648 Class A Shares CAPAX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000009073 Federated Capital Income Fund C000024649 Class B Shares CAPBX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000009073 Federated Capital Income Fund C000024650 Class C Shares CAPCX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000009073 Federated Capital Income Fund C000024651 Class F Shares CAPFX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000009073 Federated Capital Income Fund C000130424 Class R Shares CAPRX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000009073 Federated Capital Income Fund C000114947 Institutional Shares CAPSX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000051291 Federated Enhanced Treasury Income Fund C000161703 Federated Enhanced Treasury Income Fund FETIX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000030463 Federated Floating Rate Strategic Income Fund C000093604 Institutional Shares FFRSX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000030463 Federated Floating Rate Strategic Income Fund C000133131 Class C Shares FRICX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000030463 Federated Floating Rate Strategic Income Fund C000100297 Class A Shares FRSAX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000009074 Federated Fund for U.S. Government Securities C000024653 Class B Shares FUSBX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000009074 Federated Fund for U.S. Government Securities C000024654 Class C Shares FUSCX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000009074 Federated Fund for U.S. Government Securities C000024652 Class A Shares FUSGX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000009075 Federated Intermediate Corporate Bond Fund C000024655 Institutional Shares FIIFX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000009075 Federated Intermediate Corporate Bond Fund C000024656 Service Shares INISX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000009076 Federated Muni and Stock Advantage Fund C000024658 Class B Shares FMNBX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000009076 Federated Muni and Stock Advantage Fund C000024657 Class A Shares FMUAX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000009076 Federated Muni and Stock Advantage Fund C000024659 Class C Shares FMUCX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000009076 Federated Muni and Stock Advantage Fund C000051328 Class F Shares FMUFX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000009076 Federated Muni and Stock Advantage Fund C000098257 Institutional Shares FMUIX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000023467 Federated Prudent DollarBear Fund C000069001 Class C Shares FPGCX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000023467 Federated Prudent DollarBear Fund C000069002 Institutional Shares FPGIX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000023467 Federated Prudent DollarBear Fund C000069000 Class A Shares PSAFX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES TRUST 30 S000009078 Federated Real Return Bond Fund C000024664 Class A Shares RRFAX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-04577 0000789281 FEDERATED INCOME SECURITIES 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FEDERATED INDEX TRUST 30 S000009097 Federated Max-Cap Index Fund C000024708 Class C Shares MXCCX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-06061 0000861469 FEDERATED INDEX TRUST 30 S000009098 Federated Mid-Cap Index Fund C000174245 Class R6 Shares [NULL] 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-06061 0000861469 FEDERATED INDEX TRUST 30 S000009098 Federated Mid-Cap Index Fund C000111618 Institutional Shares FMCRX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-06061 0000861469 FEDERATED INDEX TRUST 30 S000009098 Federated Mid-Cap Index Fund C000024712 Service Shares FMDCX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-07193 0000925723 FEDERATED INSTITUTIONAL TRUST 30 S000009740 Federated Government Ultrashort Duration Fund C000026762 Service Shares FEUSX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-07193 0000925723 FEDERATED INSTITUTIONAL TRUST 30 S000009740 Federated Government Ultrashort Duration Fund C000026761 Class A Shares 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4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-07193 0000925723 FEDERATED INSTITUTIONAL TRUST 30 S000009741 Federated Short-Intermediate Total Return Bond Fund C000026765 Institutional Shares FGCIX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-07193 0000925723 FEDERATED INSTITUTIONAL TRUST 30 S000009741 Federated Short-Intermediate Total Return Bond Fund C000026764 Service Shares FGCSX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-07193 0000925723 FEDERATED INSTITUTIONAL TRUST 30 S000009741 Federated Short-Intermediate Total Return Bond Fund C000136801 Class R6 Shares SRBRX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-08042 0000912577 FEDERATED INSURANCE SERIES 30 S000009748 Federated Fund for U.S. Government Securities II C000026775 Federated Fund for U.S. Government Securities II [NULL] 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-08042 0000912577 FEDERATED INSURANCE SERIES 30 S000009743 Federated Government Money Fund II C000168164 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FIDELITY ABERDEEN STREET TRUST 30 S000004878 Fidelity Advisor Freedom 2015 Fund C000013205 Class B FFVBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004878 Fidelity Advisor Freedom 2015 Fund C000013206 Class C FFVCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004878 Fidelity Advisor Freedom 2015 Fund C000013208 Class I FFVIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004878 Fidelity Advisor Freedom 2015 Fund C000013207 Class T FFVTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004879 Fidelity Advisor Freedom 2020 Fund C000013209 Class A FDAFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004879 Fidelity Advisor Freedom 2020 Fund C000013210 Class B FDBFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004879 Fidelity Advisor Freedom 2020 Fund C000013211 Class C FDCFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004879 Fidelity Advisor Freedom 2020 Fund C000013213 Class I FDIFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004879 Fidelity Advisor Freedom 2020 Fund C000013212 Class T FDTFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004880 Fidelity Advisor Freedom 2025 Fund C000013214 Class A FATWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004880 Fidelity Advisor Freedom 2025 Fund C000013215 Class B FBTWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004880 Fidelity Advisor Freedom 2025 Fund C000013216 Class C FCTWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004880 Fidelity Advisor Freedom 2025 Fund C000013218 Class I FITWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004880 Fidelity Advisor Freedom 2025 Fund C000013217 Class T FTTWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004881 Fidelity Advisor Freedom 2030 Fund C000013219 Class A FAFEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004881 Fidelity Advisor Freedom 2030 Fund C000013220 Class B FBFEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004881 Fidelity Advisor Freedom 2030 Fund C000013221 Class C FCFEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004881 Fidelity Advisor Freedom 2030 Fund C000013223 Class I FEFIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004881 Fidelity Advisor Freedom 2030 Fund C000013222 Class T FTFEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004882 Fidelity Advisor Freedom 2035 Fund C000013224 Class A FATHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004882 Fidelity Advisor Freedom 2035 Fund C000013225 Class B FBTHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004882 Fidelity Advisor Freedom 2035 Fund C000013226 Class C FCTHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004882 Fidelity Advisor Freedom 2035 Fund C000013228 Class I FITHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004882 Fidelity Advisor Freedom 2035 Fund C000013227 Class T FTTHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004883 Fidelity Advisor Freedom 2040 Fund C000013229 Class A FAFFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004883 Fidelity Advisor Freedom 2040 Fund C000013230 Class B FBFFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004883 Fidelity Advisor Freedom 2040 Fund C000013231 Class C FCFFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004883 Fidelity Advisor Freedom 2040 Fund C000013233 Class I FIFFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004883 Fidelity Advisor Freedom 2040 Fund C000013232 Class T FTFFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000012119 Fidelity Advisor Freedom 2045 Fund C000033054 Class I FFFIX 245 SUMMER STREET BOSTON 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C000013190 Fidelity Freedom 2005 Fund FFFVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004869 Fidelity Freedom 2010 Fund C000013191 Fidelity Freedom 2010 Fund FFFCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004870 Fidelity Freedom 2015 Fund C000013192 Fidelity Freedom 2015 Fund FFVFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004871 Fidelity Freedom 2020 Fund C000013193 Fidelity Freedom 2020 Fund FFFDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004872 Fidelity Freedom 2025 Fund C000013194 Fidelity Freedom 2025 Fund FFTWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004873 Fidelity Freedom 2030 Fund C000013195 Fidelity Freedom 2030 Fund FFFEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004874 Fidelity Freedom 2035 Fund C000013196 Fidelity Freedom 2035 Fund FFTHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004875 Fidelity Freedom 2040 Fund C000013197 Fidelity Freedom 2040 Fund FFFFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000012117 Fidelity Freedom 2045 Fund C000033048 Fidelity Freedom 2045 Fund FFFGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000012118 Fidelity Freedom 2050 Fund C000033049 Fidelity Freedom 2050 Fund FFFHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000032801 Fidelity Freedom 2055 Fund C000101224 Fidelity Freedom 2055 Fund FDEEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000046197 Fidelity Freedom 2060 Fund C000144492 Fidelity Freedom 2060 Fund FDKVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000004876 Fidelity Freedom Income Fund C000013198 Fidelity Freedom Income Fund FFFAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000026412 Fidelity Freedom Index 2005 Fund C000157960 Institutional Premium Class FFGFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000026412 Fidelity Freedom Index 2005 Fund C000079280 Investor Class FJIFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000026413 Fidelity Freedom Index 2010 Fund C000157961 Institutional Premium Class FFWTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000026413 Fidelity Freedom Index 2010 Fund C000079281 Investor Class FKIFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000026414 Fidelity Freedom Index 2015 Fund C000157962 Institutional Premium Class FIWFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000026414 Fidelity Freedom Index 2015 Fund C000079282 Investor Class FLIFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000026415 Fidelity Freedom Index 2020 Fund C000157963 Institutional Premium Class FIWTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000026415 Fidelity Freedom Index 2020 Fund C000079283 Investor Class FPIFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000026416 Fidelity Freedom Index 2025 Fund C000157964 Institutional Premium Class FFEDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000026416 Fidelity Freedom Index 2025 Fund C000079284 Investor Class FQIFX 245 SUMMER STREET BOSTON 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C000157967 Institutional Premium Class FFIZX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000026409 Fidelity Freedom Index 2045 Fund C000157957 Institutional Premium Class FFOLX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000026409 Fidelity Freedom Index 2045 Fund C000079277 Investor Class FIOFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000026410 Fidelity Freedom Index 2050 Fund C000157958 Institutional Premium Class FFOPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000026410 Fidelity Freedom Index 2050 Fund C000079278 Investor Class FIPFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000032802 Fidelity Freedom Index 2055 Fund C000101225 Investor Class FDEWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000032802 Fidelity Freedom Index 2055 Fund C000157968 Institutional Premium Class FFLDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000046198 Fidelity Freedom Index 2060 Fund C000144493 Investor Class FDKLX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000046198 Fidelity Freedom Index 2060 Fund C000157969 Institutional Premium Class FFLEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000026411 Fidelity Freedom Index Income Fund C000157959 Institutional Premium Class FFGZX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000026411 Fidelity Freedom Index Income Fund C000079279 Investor Class FIKFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000025622 Fidelity Freedom K 2005 Fund C000076757 Fidelity Freedom K 2005 Fund FFKVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000025623 Fidelity Freedom K 2010 Fund C000076758 Fidelity Freedom K 2010 Fund FFKCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000025624 Fidelity Freedom K 2015 Fund C000076759 Fidelity Freedom K 2015 Fund FKVFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000025625 Fidelity Freedom K 2020 Fund C000076760 Fidelity Freedom K 2020 Fund FFKDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000025626 Fidelity Freedom K 2025 Fund C000076761 Fidelity Freedom K 2025 Fund FKTWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000025627 Fidelity Freedom K 2030 Fund C000076762 Fidelity Freedom K 2030 Fund FFKEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000025628 Fidelity Freedom K 2035 Fund C000076763 Fidelity Freedom K 2035 Fund FKTHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000025618 Fidelity Freedom K 2040 Fund C000076753 Fidelity Freedom K 2040 Fund FFKFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000025619 Fidelity Freedom K 2045 Fund C000076754 Fidelity Freedom K 2045 Fund FFKGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000025620 Fidelity Freedom K 2050 Fund C000076755 Fidelity Freedom K 2050 Fund FFKHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000032803 Fidelity Freedom K 2055 Fund C000101226 Fidelity Freedom K 2055 Fund FDENX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06440 0000880195 FIDELITY ABERDEEN STREET TRUST 30 S000046199 Fidelity Freedom K 2060 Fund C000144494 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Class B FAISX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005118 Fidelity Advisor Balanced Fund C000130150 Class Z FZAAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005119 Fidelity Advisor Dividend Growth Fund C000013976 Class A FADAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005119 Fidelity Advisor Dividend Growth Fund C000013977 Class B FADBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005119 Fidelity Advisor Dividend Growth Fund C000013978 Class C FDGCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005119 Fidelity Advisor Dividend Growth Fund C000013980 Class I FDGIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005119 Fidelity Advisor Dividend Growth Fund C000013979 Class T FDGTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005119 Fidelity Advisor Dividend Growth Fund C000130151 Class Z FZADX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005121 Fidelity Advisor Equity Growth Fund C000013986 Class A EPGAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005121 Fidelity Advisor Equity Growth Fund C000013987 Class B EPGBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005121 Fidelity Advisor Equity Growth Fund C000013988 Class C EPGCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005121 Fidelity Advisor Equity Growth Fund C000013990 Class I EQPGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005121 Fidelity Advisor Equity Growth Fund C000013989 Class T FAEGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005121 Fidelity Advisor Equity Growth Fund C000130152 Class Z FZAFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005122 Fidelity Advisor Equity Income Fund C000013995 Class I EQPIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005122 Fidelity Advisor Equity Income Fund C000013991 Class A FEIAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005122 Fidelity Advisor Equity Income Fund C000013992 Class B FEIBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005122 Fidelity Advisor Equity Income Fund C000013993 Class C FEICX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005122 Fidelity Advisor Equity Income Fund C000013994 Class T FEIRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005122 Fidelity Advisor Equity Income Fund C000130153 Class Z FZAGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005123 Fidelity Advisor Equity Value Fund C000014000 Class I FAIVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005123 Fidelity Advisor Equity Value Fund C000013996 Class A FAVAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005123 Fidelity Advisor Equity Value Fund C000013997 Class B FAVBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005123 Fidelity Advisor Equity Value Fund C000013998 Class C FAVCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005123 Fidelity Advisor Equity Value Fund C000013999 Class T FAVTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017683 Fidelity Advisor Floating Rate High Income Fund C000048858 Class A FFRAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017683 Fidelity Advisor Floating Rate High Income Fund C000048859 Class B FFRBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017683 Fidelity Advisor Floating Rate High Income Fund C000048860 Class C FFRCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017683 Fidelity Advisor Floating Rate High Income Fund C000048863 Fidelity Floating Rate High Income Fund FFRHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017683 Fidelity Advisor Floating Rate High Income Fund C000048862 Class I FFRIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017683 Fidelity Advisor Floating Rate High Income Fund C000048861 Class T FFRTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005125 Fidelity Advisor Growth & Income Fund C000014010 Class I FGIOX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005125 Fidelity Advisor Growth & Income Fund C000014006 Class A FGIRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005125 Fidelity Advisor Growth & Income Fund C000014007 Class B FGISX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005125 Fidelity Advisor Growth & Income Fund C000014009 Class T FGITX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005125 Fidelity Advisor Growth & Income Fund C000014008 Class C FGIUX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005111 Fidelity Advisor Growth Opportunities Fund C000013937 Class B FABGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005111 Fidelity Advisor Growth Opportunities Fund C000013938 Class C FACGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005111 Fidelity Advisor Growth Opportunities Fund C000013936 Class A FAGAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005111 Fidelity Advisor Growth Opportunities Fund C000013940 Class I FAGCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005111 Fidelity Advisor Growth Opportunities Fund C000013939 Class T FAGOX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005111 Fidelity Advisor Growth Opportunities Fund C000130147 Class Z FZAHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017684 Fidelity Advisor High Income Advantage Fund C000048867 Class B FAHBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017684 Fidelity Advisor High Income Advantage Fund C000048865 Class I FAHCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017684 Fidelity Advisor High Income Advantage Fund C000048866 Class A FAHDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017684 Fidelity Advisor High Income Advantage Fund C000048868 Class C FAHEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017684 Fidelity Advisor High Income Advantage Fund C000048864 Class T FAHYX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017685 Fidelity Advisor High Income Fund C000048870 Class B FHCBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017685 Fidelity Advisor High Income Fund C000048869 Class A FHIAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017685 Fidelity Advisor High Income Fund C000048872 Class T FHITX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017685 Fidelity Advisor High Income Fund C000048871 Class C FHNCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017685 Fidelity Advisor High Income Fund C000048873 Class I FHNIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005112 Fidelity Advisor Large Cap Fund C000013941 Class A FALAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005112 Fidelity Advisor Large Cap Fund C000013944 Class T FALGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005112 Fidelity Advisor Large Cap Fund C000013942 Class B FALHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005112 Fidelity Advisor Large Cap Fund C000013945 Class I FALIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005112 Fidelity Advisor Large Cap Fund C000013943 Class C FLCCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005113 Fidelity Advisor Leveraged Company Stock Fund C000013947 Class B FLCBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005113 Fidelity Advisor Leveraged Company Stock Fund C000013946 Class A FLSAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005113 Fidelity Advisor Leveraged Company Stock Fund C000013948 Class C FLSCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005113 Fidelity Advisor Leveraged Company Stock Fund C000013949 Class T FLSTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005113 Fidelity Advisor Leveraged Company Stock Fund C000013950 Class I FLVIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005113 Fidelity Advisor Leveraged Company Stock Fund C000130148 Class Z FZAKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017686 Fidelity Advisor Mid Cap II Fund C000048874 Class A FIIAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017686 Fidelity Advisor Mid Cap II Fund C000048875 Class B FIIBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017686 Fidelity Advisor Mid Cap II Fund C000048876 Class C FIICX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017686 Fidelity Advisor Mid Cap II Fund C000048878 Class I FIIMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017686 Fidelity Advisor Mid Cap II Fund C000048877 Class T FITIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017686 Fidelity Advisor Mid Cap II Fund C000130154 Class Z FZAMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000045650 Fidelity Advisor Series Equity Growth Fund C000141933 Fidelity Advisor Series Equity Growth Fund FMFMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000042623 Fidelity Advisor Series Growth Opportunities Fund C000131778 Fidelity Advisor Series Growth Opportunities Fund FAOFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000042622 Fidelity Advisor Series Small Cap Fund C000131777 Fidelity Advisor Series Small Cap Fund FSSFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005115 Fidelity Advisor Small Cap Fund C000013957 Class B FSCBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005115 Fidelity Advisor Small Cap Fund C000013956 Class A FSCDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005115 Fidelity Advisor Small Cap Fund C000013958 Class C FSCEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005115 Fidelity Advisor Small Cap Fund C000013960 Class I FSCIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005115 Fidelity Advisor Small Cap Fund C000013959 Class T FSCTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005115 Fidelity Advisor Small Cap Fund C000130149 Class Z FZAOX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005114 Fidelity Advisor Stock Selector Mid Cap Fund C000013954 Class T FMCAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005114 Fidelity Advisor Stock Selector Mid Cap Fund C000013952 Class B FMCBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005114 Fidelity Advisor Stock Selector Mid Cap Fund C000013955 Class I FMCCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005114 Fidelity Advisor Stock Selector Mid Cap Fund C000013951 Class A FMCDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005114 Fidelity Advisor Stock Selector Mid Cap Fund C000013953 Class C FMCEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005114 Fidelity Advisor Stock Selector Mid Cap Fund C000115525 Fidelity Stock Selector Mid Cap Fund FSSMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017687 Fidelity Advisor Value Fund C000048879 Class A FAVFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017687 Fidelity Advisor Value Fund C000048880 Class B FBVFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017687 Fidelity Advisor Value Fund C000048881 Class C FCVFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017687 Fidelity Advisor Value Fund C000048882 Class T FTVFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017687 Fidelity Advisor Value Fund C000048883 Class I FVIFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005117 Fidelity Advisor Value Strategies C000013967 Class B FASBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005117 Fidelity Advisor Value Strategies C000013970 Class I FASOX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005117 Fidelity Advisor Value Strategies C000013969 Class T FASPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005117 Fidelity Advisor Value Strategies C000014249 Fidelity Value Strategies Fund FSLSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005117 Fidelity Advisor Value Strategies C000013966 Class A FSOAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005117 Fidelity Advisor Value Strategies C000013968 Class C FVCSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000005117 Fidelity Advisor Value Strategies C000064234 Fidelity Value Strategies Fund Class K FVSKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03785 0000722574 FIDELITY ADVISOR SERIES I 30 S000017688 Fidelity Real Estate High Income Fund C000048884 Fidelity Real Estate High Income Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005131 Fidelity Advisor Limited Term Bond Fund C000014036 Class I EFIPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005131 Fidelity Advisor Limited Term Bond Fund C000014032 Class A FDIAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005131 Fidelity Advisor Limited Term Bond Fund C000014033 Class B FIBBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005131 Fidelity Advisor Limited Term Bond Fund C000132104 Fidelity Limited Term Bond Fund FJRLX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005131 Fidelity Advisor Limited Term Bond Fund C000014034 Class C FNBCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005131 Fidelity Advisor Limited Term Bond Fund C000014035 Class T FTBRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005133 Fidelity Advisor Mortgage Securities Fund C000014042 Class A FMGAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005133 Fidelity Advisor Mortgage Securities Fund C000014045 Class T FMSAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005133 Fidelity Advisor Mortgage Securities Fund C000014043 Class B FMSBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005133 Fidelity Advisor Mortgage Securities Fund C000014046 Class I FMSCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005133 Fidelity Advisor Mortgage Securities Fund C000014129 Fidelity Mortgage Securities Fund FMSFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005133 Fidelity Advisor Mortgage Securities Fund C000014044 Class C FOMCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005134 Fidelity Advisor Municipal Income Fund C000014050 Class T FAHIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005134 Fidelity Advisor Municipal Income Fund C000014048 Class B FAIBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005134 Fidelity Advisor Municipal Income Fund C000014049 Class C FAMCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005134 Fidelity Advisor Municipal Income Fund C000014047 Class A FAMUX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005134 Fidelity Advisor Municipal Income Fund C000014051 Class I FMPIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005135 Fidelity Advisor Short Fixed-Income Fund C000014055 Class T FASFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005135 Fidelity Advisor Short Fixed-Income Fund C000014053 Class B FBSFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005135 Fidelity Advisor Short Fixed-Income Fund C000014052 Class A FSFAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005135 Fidelity Advisor Short Fixed-Income Fund C000014054 Class C FSFCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005135 Fidelity Advisor Short Fixed-Income Fund C000014056 Class I FSXIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005152 Fidelity Advisor Strategic Income Fund C000014113 Class T FSIAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005152 Fidelity Advisor Strategic Income Fund C000014111 Class B FSINX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005152 Fidelity Advisor Strategic Income Fund C000014112 Class C FSRCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005152 Fidelity Advisor Strategic Income Fund C000014114 Class I FSRIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04707 0000795422 FIDELITY ADVISOR SERIES II 30 S000005152 Fidelity Advisor Strategic Income Fund C000014110 Class A FSTAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03737 0000719451 FIDELITY ADVISOR SERIES IV 30 S000005156 Fidelity Limited Term Government Fund C000014122 Fidelity Limited Term Government Fund FFXSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005321 Fidelity Advisor Biotechnology Fund C000014519 Class A FBTAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005321 Fidelity Advisor Biotechnology Fund C000014520 Class B FBTBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005321 Fidelity Advisor Biotechnology Fund C000014521 Class C FBTCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005321 Fidelity Advisor Biotechnology Fund C000014523 Class I FBTIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005321 Fidelity Advisor Biotechnology Fund C000014522 Class T FBTTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005326 Fidelity Advisor Communications Equipment Fund C000014544 Class A FDMAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005326 Fidelity Advisor Communications Equipment Fund C000014545 Class B FDMBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005326 Fidelity Advisor Communications Equipment Fund C000014546 Class C FDMCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005326 Fidelity Advisor Communications Equipment Fund C000014548 Class I FDMIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005326 Fidelity Advisor Communications Equipment Fund C000014547 Class T FDMTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005324 Fidelity Advisor Consumer Discretionary Fund C000014537 Class T FACPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005324 Fidelity Advisor Consumer Discretionary Fund C000014536 Class C FCECX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005324 Fidelity Advisor Consumer Discretionary Fund C000014535 Class B FCIBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005324 Fidelity Advisor Consumer Discretionary Fund C000014534 Class A FCNAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005324 Fidelity Advisor Consumer Discretionary Fund C000014538 Class I FCNIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005327 Fidelity Advisor Electronics Fund C000014549 Class A FELAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005327 Fidelity Advisor Electronics Fund C000014550 Class B FELBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005327 Fidelity Advisor Electronics Fund C000014551 Class C FELCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005327 Fidelity Advisor Electronics Fund C000014553 Class I FELIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005327 Fidelity Advisor Electronics Fund C000014552 Class T FELTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005330 Fidelity Advisor Energy Fund C000014567 Class T FAGNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005330 Fidelity Advisor Energy Fund C000014564 Class A FANAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005330 Fidelity Advisor Energy Fund C000014568 Class I FANIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005330 Fidelity Advisor Energy Fund C000014565 Class B FANRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005330 Fidelity Advisor Energy Fund C000014566 Class C FNRCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005328 Fidelity Advisor Financial Services Fund C000014555 Class B FAFBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005328 Fidelity Advisor Financial Services Fund C000014556 Class C FAFCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005328 Fidelity Advisor Financial Services Fund C000014554 Class A FAFDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005328 Fidelity Advisor Financial Services Fund C000014557 Class T FAFSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005328 Fidelity Advisor Financial Services Fund C000014558 Class I FFSIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000054816 Fidelity Advisor Global Real Estate Fund C000172330 Class A FWRAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000054816 Fidelity Advisor Global Real Estate Fund C000172332 Class C FWRCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000054816 Fidelity Advisor Global Real Estate Fund C000172333 Class I FWRIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000054816 Fidelity Advisor Global Real Estate Fund C000172331 Class T FWRTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005329 Fidelity Advisor Health Care Fund C000014559 Class A FACDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005329 Fidelity Advisor Health Care Fund C000014562 Class T FACTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005329 Fidelity Advisor Health Care Fund C000014560 Class B FAHTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005329 Fidelity Advisor Health Care Fund C000014561 Class C FHCCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005329 Fidelity Advisor Health Care Fund C000014563 Class I FHCIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005325 Fidelity Advisor Industrials Fund C000014539 Class A FCLAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005325 Fidelity Advisor Industrials Fund C000014540 Class B FCLBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005325 Fidelity Advisor Industrials Fund C000014541 Class C FCLCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005325 Fidelity Advisor Industrials Fund C000014543 Class I FCLIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005325 Fidelity Advisor Industrials Fund C000014542 Class T FCLTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005331 Fidelity Advisor Real Estate Fund C000014569 Class A FHEAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005331 Fidelity Advisor Real Estate Fund C000014570 Class B FHEBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005331 Fidelity Advisor Real Estate Fund C000014571 Class C FHECX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005331 Fidelity Advisor Real Estate Fund C000014573 Class I FHEIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005331 Fidelity Advisor Real Estate Fund C000014572 Class T FHETX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005322 Fidelity Advisor Technology Fund C000014525 Class B FABTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005322 Fidelity Advisor Technology Fund C000014524 Class A FADTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005322 Fidelity Advisor Technology Fund C000014527 Class T FATEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005322 Fidelity Advisor Technology Fund C000014528 Class I FATIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005322 Fidelity Advisor Technology Fund C000014526 Class C FTHCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005323 Fidelity Advisor Utilities Fund C000014530 Class B FAUBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005323 Fidelity Advisor Utilities Fund C000014532 Class T FAUFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005323 Fidelity Advisor Utilities Fund C000014529 Class A FUGAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005323 Fidelity Advisor Utilities Fund C000014531 Class C FUGCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03010 0000315700 FIDELITY ADVISOR SERIES VII 30 S000005323 Fidelity Advisor Utilities Fund C000014533 Class I FUGIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005432 Fidelity Advisor Diversified International Fund C000014778 Class C FADCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005432 Fidelity Advisor Diversified International Fund C000014779 Class T FADIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005432 Fidelity Advisor Diversified International Fund C000014777 Class B FDIBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005432 Fidelity Advisor Diversified International Fund C000014776 Class A FDVAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005432 Fidelity Advisor Diversified International Fund C000014780 Class I FDVIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005432 Fidelity Advisor Diversified International Fund C000130139 Class Z FZABX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005436 Fidelity Advisor Emerging Asia Fund C000014796 Class A FEAAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005436 Fidelity Advisor Emerging Asia Fund C000014799 Class T FEATX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005436 Fidelity Advisor Emerging Asia Fund C000014797 Class B FERBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005436 Fidelity Advisor Emerging Asia Fund C000014798 Class C FERCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005436 Fidelity Advisor Emerging Asia Fund C000014800 Class I FERIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005437 Fidelity Advisor Emerging Markets Fund C000014801 Class A FAMKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005437 Fidelity Advisor Emerging Markets Fund C000014802 Class B FBMKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005437 Fidelity Advisor Emerging Markets Fund C000014805 Class I FIMKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005437 Fidelity Advisor Emerging Markets Fund C000014803 Class C FMCKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005437 Fidelity Advisor Emerging Markets Fund C000014804 Class T FTMKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005437 Fidelity Advisor Emerging Markets Fund C000130140 Class Z FZAEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005438 Fidelity Advisor Emerging Markets Income Fund C000014809 Class T FAEMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005438 Fidelity Advisor Emerging Markets Income Fund C000014807 Class B FBEMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005438 Fidelity Advisor Emerging Markets Income Fund C000014806 Class A FMKAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005438 Fidelity Advisor Emerging Markets Income Fund C000014808 Class C FMKCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005438 Fidelity Advisor Emerging Markets Income Fund C000014810 Class I FMKIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005440 Fidelity Advisor Global Capital Appreciation Fund C000014818 Class C FEUCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005440 Fidelity Advisor Global Capital Appreciation Fund C000014820 Class I FEUIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005440 Fidelity Advisor Global Capital Appreciation Fund C000014816 Class A FGEAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005440 Fidelity Advisor Global Capital Appreciation Fund C000014817 Class B FGEBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005440 Fidelity Advisor Global Capital Appreciation Fund C000014819 Class T FGETX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000036873 Fidelity Advisor Global Equity Income Fund C000112810 Class A FBLYX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000036873 Fidelity Advisor Global Equity Income Fund C000112813 Class I FBUSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000036873 Fidelity Advisor Global Equity Income Fund C000112811 Class T FGABX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000036873 Fidelity Advisor Global Equity Income Fund C000112812 Class C FGTNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005441 Fidelity Advisor International Capital Appreciation Fund C000014821 Class A FCPAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005441 Fidelity Advisor International Capital Appreciation Fund C000014822 Class B FCPBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005441 Fidelity Advisor International Capital Appreciation Fund C000014823 Class C FCPCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005441 Fidelity Advisor International Capital Appreciation Fund C000014825 Class I FCPIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005441 Fidelity Advisor International Capital Appreciation Fund C000014824 Class T FIATX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005434 Fidelity Advisor Overseas Fund C000014789 Class T FAERX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005434 Fidelity Advisor Overseas Fund C000014786 Class A FAOAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005434 Fidelity Advisor Overseas Fund C000014787 Class B FAOBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005434 Fidelity Advisor Overseas Fund C000014788 Class C FAOCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005434 Fidelity Advisor Overseas Fund C000014790 Class I FAOIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005435 Fidelity Advisor Value Leaders Fund C000014791 Class A FVLAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005435 Fidelity Advisor Value Leaders Fund C000014792 Class B FVLBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005435 Fidelity Advisor Value Leaders Fund C000014793 Class C FVLCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005435 Fidelity Advisor Value Leaders Fund C000014795 Class I FVLIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03855 0000729218 FIDELITY ADVISOR SERIES VIII 30 S000005435 Fidelity Advisor Value Leaders Fund C000014794 Class T FVLTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02933 0000311884 FIDELITY BEACON STREET TRUST 30 S000005445 Fidelity Tax Managed Stock Fund C000014842 Fidelity Tax Managed Stock Fund FTXMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039375 Fidelity Multi-Manager 2005 Fund C000121333 Fidelity Multi-Manager 2005 Fund FEHPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039375 Fidelity Multi-Manager 2005 Fund C000134767 Class L FMJRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039375 Fidelity Multi-Manager 2005 Fund C000134768 Class N FMJSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039376 Fidelity Multi-Manager 2010 Fund C000121334 Fidelity Multi-Manager 2010 Fund FEMPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039376 Fidelity Multi-Manager 2010 Fund C000134769 Class L FMJTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039376 Fidelity Multi-Manager 2010 Fund C000134770 Class N FMJUX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039377 Fidelity Multi-Manager 2015 Fund C000121335 Fidelity Multi-Manager 2015 Fund FEJPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039377 Fidelity Multi-Manager 2015 Fund C000134772 Class L FMJVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039377 Fidelity Multi-Manager 2015 Fund C000134771 Class N FMJWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039378 Fidelity Multi-Manager 2020 Fund C000121336 Fidelity Multi-Manager 2020 Fund FEKPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039378 Fidelity Multi-Manager 2020 Fund C000134773 Class L FMJYX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039378 Fidelity Multi-Manager 2020 Fund C000134774 Class N FMJZX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039379 Fidelity Multi-Manager 2025 Fund C000121337 Fidelity Multi-Manager 2025 Fund FEDPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039379 Fidelity Multi-Manager 2025 Fund C000134775 Class L FMJAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039379 Fidelity Multi-Manager 2025 Fund C000134776 Class N FMJBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039380 Fidelity Multi-Manager 2030 Fund C000121338 Fidelity Multi-Manager 2030 Fund FECPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039380 Fidelity Multi-Manager 2030 Fund C000134777 Class L FMJIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039380 Fidelity Multi-Manager 2030 Fund C000134778 Class N FMJJX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039381 Fidelity Multi-Manager 2035 Fund C000121339 Fidelity Multi-Manager 2035 Fund FENPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039381 Fidelity Multi-Manager 2035 Fund C000134779 Class L FMJCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039381 Fidelity Multi-Manager 2035 Fund C000134780 Class N FMJEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039382 Fidelity Multi-Manager 2040 Fund C000121340 Fidelity Multi-Manager 2040 Fund FEWPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039382 Fidelity Multi-Manager 2040 Fund C000134781 Class L FJMVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039382 Fidelity Multi-Manager 2040 Fund C000134782 Class N FMJKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039372 Fidelity Multi-Manager 2045 Fund C000121330 Fidelity Multi-Manager 2045 Fund FEZPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039372 Fidelity Multi-Manager 2045 Fund C000134761 Class L FMJFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039372 Fidelity Multi-Manager 2045 Fund C000134762 Class N FMJGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039373 Fidelity Multi-Manager 2050 Fund C000121331 Fidelity Multi-Manager 2050 Fund FEYPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039373 Fidelity Multi-Manager 2050 Fund C000134763 Class L FMJLX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 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STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000046195 Fidelity Multi-Manager 2060 Fund C000144487 Class N FNPQX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039371 Fidelity Multi-Manager Income Fund C000121329 Fidelity Multi-Manager Income Fund FEBPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039371 Fidelity Multi-Manager Income Fund C000134759 Class L FMJPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03407 0000700859 FIDELITY BOYLSTON STREET TRUST 30 S000039371 Fidelity Multi-Manager Income Fund C000134760 Class N FMJQX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03725 0000718891 FIDELITY CALIFORNIA MUNICIPAL TRUST 30 S000005448 Fidelity California Limited Term Tax-Free Bond Fund C000014849 Fidelity California Limited Term Tax-Free Bond Fund FCSTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03725 0000718891 FIDELITY CALIFORNIA 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[NULL] 811-21667 0001303459 Fidelity Central Investment Portfolios LLC 30 S000008406 Fidelity Specialized High Income Central Fund C000023057 Fidelity Specialized High Income Central Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21667 0001303459 Fidelity Central Investment Portfolios LLC 30 S000013532 Fidelity Telecom Services Central Fund C000036718 Fidelity Telecom Services Central Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21667 0001303459 Fidelity Central Investment Portfolios LLC 30 S000013524 Fidelity Utilities Central Fund C000036710 Fidelity Utilities Central Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000005459 Fidelity Asset Manager 20% C000014860 Fidelity Asset Manager 20% FASIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000005459 Fidelity Asset Manager 20% C000037751 Fidelity Advisor Asset Manager 20%: Class A FTAWX 245 SUMMER STREET 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811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000019187 Fidelity Asset Manager 30% C000052990 Fidelity Advisor Asset Manager 30%: Class A FTAAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000019187 Fidelity Asset Manager 30% C000052989 Fidelity Asset Manager 30% FTANX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000019187 Fidelity Asset Manager 30% C000052991 Fidelity Advisor Asset Manager 30%: Class B FTBNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000019187 Fidelity Asset Manager 30% C000052994 Fidelity Advisor Asset Manager 30%: Class I FTINX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000019187 Fidelity Asset Manager 30% C000052993 Fidelity Advisor Asset Manager 30%: Class T FTTNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET 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Class I FFIMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000005456 Fidelity Asset Manager 50% C000037744 Fidelity Advisor Asset Manager 50%: Class T FFTMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000019189 Fidelity Asset Manager 60% C000053002 Fidelity Advisor Asset Manager 60%: Class A FSAAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000019189 Fidelity Asset Manager 60% C000053003 Fidelity Advisor Asset Manager 60%: Class B FSABX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000019189 Fidelity Asset Manager 60% C000053001 Fidelity Asset Manager 60% FSANX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000019189 Fidelity Asset Manager 60% C000053005 Fidelity Advisor Asset Manager 60%: Class T FSATX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000019189 Fidelity Asset Manager 60% C000053004 Fidelity Advisor Asset Manager 60%: Class C FSCNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000019189 Fidelity Asset Manager 60% C000053006 Fidelity Advisor Asset Manager 60%: Class I FSNIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000005458 Fidelity Asset Manager 70% C000069451 Fidelity Advisor Asset Manager 70%: Class I FAAIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000005458 Fidelity Asset Manager 70% C000069447 Fidelity Advisor Asset Manager 70%: Class A FAASX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000005458 Fidelity Asset Manager 70% C000014859 Fidelity Asset Manager 70% FASGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000005458 Fidelity Asset Manager 70% C000069448 Fidelity Advisor Asset Manager 70%: Class B FBASX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000005458 Fidelity Asset Manager 70% C000069449 Fidelity Advisor Asset Manager 70%: Class C FCASX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000005458 Fidelity Asset Manager 70% C000069450 Fidelity Advisor Asset Manager 70%: Class T FTASX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000005457 Fidelity Asset Manager 85% C000014858 Fidelity Asset Manager 85% FAMRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000005457 Fidelity Asset Manager 85% C000037747 Fidelity Advisor Asset Manager 85%: Class A FEYAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03221 0000354046 FIDELITY CHARLES STREET TRUST 30 S000005457 Fidelity Asset 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STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000054090 Prime Reserves Portfolio C000170007 Class II FEPXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000054090 Prime Reserves Portfolio C000170008 Class III FFPXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000054090 Prime Reserves Portfolio C000170009 Select Class FGPXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000054090 Prime Reserves Portfolio C000170010 Institutional Class FHPXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000004823 Tax-Exempt Portfolio C000013090 Class III FETXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000004823 Tax-Exempt Portfolio C000013089 Class II FEXXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000004823 Tax-Exempt Portfolio C000013091 Select Class FSXXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000004823 Tax-Exempt Portfolio C000013042 Class I FTCXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000004818 Treasury Only Portfolio C000013075 Class III FOIXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000004818 Treasury Only Portfolio C000056567 Class IV FOPXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000004818 Treasury Only Portfolio C000013074 Class II FOXXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000004818 Treasury Only Portfolio C000141702 Institutional Class FRSXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000004818 Treasury Only Portfolio C000013037 Class I FSIXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000004818 Treasury Only Portfolio C000013076 Select Class FTYXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000004819 Treasury Portfolio C000013077 Class II FCEXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000004819 Treasury Portfolio C000013078 Class III FCSXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000004819 Treasury Portfolio C000013038 Class I FISXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000004819 Treasury Portfolio C000141703 Institutional Class FRBXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03320 0000356173 Fidelity Colchester Street Trust 30 S000004819 Treasury 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S000043252 Fidelity Event Driven Opportunities Fund C000133824 Fidelity Event Driven Opportunities Fund FARNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02546 0000205323 FIDELITY COMMONWEALTH TRUST 30 S000006008 Fidelity Large Cap Stock Fund C000016524 Fidelity Large Cap Stock Fund FLCSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02546 0000205323 FIDELITY COMMONWEALTH TRUST 30 S000006009 Fidelity Mid-Cap Stock Fund C000064235 Class K FKMCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02546 0000205323 FIDELITY COMMONWEALTH TRUST 30 S000006009 Fidelity Mid-Cap Stock Fund C000016525 Fidelity Mid-Cap Stock Fund FMCSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02546 0000205323 FIDELITY COMMONWEALTH TRUST 30 S000006010 Fidelity Nasdaq Composite Index Fund C000016526 Fidelity Nasdaq Composite Index Fund FNCMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02546 0000205323 FIDELITY COMMONWEALTH TRUST 30 S000006011 Fidelity Nasdaq Composite Index Tracking Stock C000016527 Fidelity Nasdaq 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BOSTON 02210 MA [NULL] 811-21990 0001364923 Fidelity Commonwealth Trust II 30 S000019927 Fidelity Mid Cap Enhanced Index Fund C000055929 Fidelity Mid Cap Enhanced Index Fund FMEIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21990 0001364923 Fidelity Commonwealth Trust II 30 S000019928 Fidelity Small Cap Enhanced Index Fund C000055930 Fidelity Small Cap Enhanced Index Fund FCPEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000006027 Fidelity 500 Index Fund C000016556 Investor Class FUSEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000006027 Fidelity 500 Index Fund C000016555 Premium Class FUSVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000006027 Fidelity 500 Index Fund C000100045 Institutional Premium Class FXAIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000006027 Fidelity 500 Index Fund C000100044 Institutional Class FXSIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000055362 Fidelity Advisor Event Driven Opportunities Fund C000174177 Class A [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000055362 Fidelity Advisor Event Driven Opportunities Fund C000174179 Class C [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000055362 Fidelity Advisor Event Driven Opportunities Fund C000174180 Class I [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000055362 Fidelity Advisor Event Driven Opportunities Fund C000174178 Class T [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000055363 Fidelity Event Driven Opportunities Fund C000174181 Fidelity Event Driven Opportunities Fund [NULL] 245 SUMMER STREET 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C000103356 Institutional FSPNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000006023 Fidelity International Index Fund C000103357 Institutional Premium Class FSPSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000055364 Fidelity Large Cap Stock Fund C000174182 Fidelity Large Cap Stock Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000055365 Fidelity Mid-Cap Stock Fund C000174184 Class K [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000055365 Fidelity Mid-Cap Stock Fund C000174183 Fidelity Mid-Cap Stock Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000055366 Fidelity Nasdaq Composite Index Fund C000174185 Fidelity Nasdaq Composite Index Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000055367 Fidelity Series 100 Index Fund C000174187 Class F [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000055367 Fidelity Series 100 Index Fund C000174186 Fidelity Series 100 Index Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000055368 Fidelity Series Small Cap Discovery Fund C000174189 Class F [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000055368 Fidelity Series Small Cap Discovery Fund C000174188 Fidelity Series Small Cap Discovery Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000055370 Fidelity Small Cap Discovery Fund C000174191 Fidelity Small Cap Discovery Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000055369 Fidelity Small Cap Stock Fund C000174190 Fidelity Small Cap Stock Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000006026 Fidelity Total Market Index Fund C000079288 Class F FFSMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000006026 Fidelity Total Market Index Fund C000103359 Institutional Premium Class FSKAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000006026 Fidelity Total Market Index Fund C000103358 Institutional FSKTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000006026 Fidelity Total Market Index Fund C000016554 Investor Class FSTMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05251 0000819118 FIDELITY CONCORD STREET TRUST 30 S000006026 Fidelity Total Market Index Fund C000016553 Premium Class FSTVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-00971 0000023355 FIDELITY CONGRESS STREET FUND 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Fund C000130145 Class Z FZANX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01400 0000024238 FIDELITY CONTRAFUND 30 S000039221 Fidelity Advisor Series Opportunistic Insights Fund C000120658 Fidelity Advisor Series Opportunistic Insights Fund FAMGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01400 0000024238 FIDELITY CONTRAFUND 30 S000006037 Fidelity Contrafund C000064233 Class K FCNKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01400 0000024238 FIDELITY CONTRAFUND 30 S000006037 Fidelity Contrafund C000016601 Fidelity Contrafund FCNTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01400 0000024238 FIDELITY CONTRAFUND 30 S000039220 Fidelity Series Opportunistic Insights Fund C000120656 Fidelity Series Opportunistic Insights Fund FVWSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01400 0000024238 FIDELITY CONTRAFUND 30 S000039220 Fidelity Series Opportunistic Insights Fund C000120657 Class F FWWEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02741 0000225323 FIDELITY COURT STREET TRUST 30 S000006038 Fidelity Connecticut Municipal Income Fund C000016602 Fidelity Connecticut Municipal Income Fund FICNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02741 0000225323 FIDELITY COURT STREET TRUST 30 S000006040 Fidelity New Jersey Municipal Income Fund C000016604 Fidelity New Jersey Municipal Income Fund FNJHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06453 0000880709 FIDELITY COURT STREET TRUST II 30 S000006050 Fidelity Connecticut Municipal Money Market Fund C000016619 Fidelity Connecticut Municipal Money Market Fund FCMXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06453 0000880709 FIDELITY COURT STREET TRUST II 30 S000006052 Fidelity New Jersey AMT Tax-Free Money Market Fund C000047921 Fidelity New Jersey AMT Tax-Free Money Market Fund: Service Class FNNXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06453 0000880709 FIDELITY COURT STREET TRUST II 30 S000006052 Fidelity New Jersey AMT Tax-Free Money Market Fund C000016621 Fidelity New Jersey AMT Tax-Free Money Market Fund FSJXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06453 0000880709 FIDELITY COURT STREET TRUST II 30 S000006052 Fidelity New Jersey AMT Tax-Free Money Market Fund C000047920 Fidelity New Jersey AMT Tax-Free Money Market Fund: Institutional Class FSKXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06453 0000880709 FIDELITY COURT STREET TRUST II 30 S000006053 Fidelity New Jersey Municipal Money Market Fund C000016622 Fidelity New Jersey Municipal Money Market Fund FNJXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07319 0000945908 FIDELITY COVINGTON TRUST 30 S000054749 Fidelity Core Dividend ETF C000171930 Fidelity Core Dividend ETF FDVV 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07319 0000945908 FIDELITY COVINGTON TRUST 30 S000054750 Fidelity Dividend ETF for Rising Rates C000171931 Fidelity Dividend ETF for Rising Rates FDRR 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07319 0000945908 FIDELITY COVINGTON TRUST 30 S000054751 Fidelity Low Volatility Factor ETF C000171932 Fidelity Low Volatility Factor ETF FDLO 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07319 0000945908 FIDELITY COVINGTON TRUST 30 S000054752 Fidelity Momentum Factor ETF C000171933 Fidelity Momentum Factor ETF FDMO 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07319 0000945908 FIDELITY COVINGTON TRUST 30 S000042570 Fidelity MSCI Consumer Discretionary Index ETF C000131662 Fidelity MSCI Consumer Discretionary Index ETF FDIS 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07319 0000945908 FIDELITY COVINGTON TRUST 30 S000042572 Fidelity MSCI Consumer Staples Index ETF C000131664 Fidelity MSCI Consumer Staples Index ETF FSTA 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07319 0000945908 FIDELITY COVINGTON TRUST 30 S000042573 Fidelity MSCI Energy Index ETF C000131665 Fidelity MSCI Energy Index ETF FENY 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07319 0000945908 FIDELITY COVINGTON TRUST 30 S000042574 Fidelity MSCI Financials Index ETF C000131666 Fidelity MSCI Financials Index ETF FNCL 245 SUMMER STREET 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0000945908 FIDELITY COVINGTON TRUST 30 S000042579 Fidelity MSCI Telecommunication Services Index ETF C000131671 Fidelity MSCI Telecommunication Services Index ETF FCOM 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07319 0000945908 FIDELITY COVINGTON TRUST 30 S000042571 Fidelity MSCI Utilities Index ETF C000131663 Fidelity MSCI Utilities Index ETF FUTY 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07319 0000945908 FIDELITY COVINGTON TRUST 30 S000054753 Fidelity Quality Factor ETF C000171934 Fidelity Quality Factor ETF FQAL 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07319 0000945908 FIDELITY COVINGTON TRUST 30 S000054754 Fidelity Value Factor ETF C000171935 Fidelity Value Factor ETF FVAL 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006056 Fidelity Advisor Capital Development Fund C000016637 Fidelity Advisor Capital Development Fund: Class B FDEBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 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FIDELITY DESTINY PORTFOLIOS 30 S000006055 Fidelity Advisor Diversified Stock Fund C000016628 Class O FDESX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006055 Fidelity Advisor Diversified Stock Fund C000016630 Fidelity Advisor Diversified Stock Fund: Class B FDTBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006055 Fidelity Advisor Diversified Stock Fund C000016631 Fidelity Advisor Diversified Stock Fund: Class C FDTCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006055 Fidelity Advisor Diversified Stock Fund C000016632 Fidelity Advisor Diversified Stock Fund: Class T FDTEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006055 Fidelity Advisor Diversified Stock Fund C000016633 Fidelity Advisor Diversified Stock Fund: Class I FDTIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006055 Fidelity Advisor Diversified Stock Fund C000016627 Fidelity Advisor Diversified Stock Fund: Class A FDTOX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01796 0000035331 FIDELITY DESTINY PORTFOLIOS 30 S000006055 Fidelity Advisor Diversified Stock Fund C000130143 Class Z FZACX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000039217 Fidelity Advisor Series Equity-Income Fund C000120652 Fidelity Advisor Series Equity-Income Fund FLMLX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000039219 Fidelity Advisor Series Stock Selector Large Cap Value Fund C000120655 Fidelity Advisor Series Stock Selector Large Cap Value Fund FMMLX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006064 Fidelity Equity-Income Fund C000064236 Class K FEIKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006064 Fidelity Equity-Income Fund C000016682 Fidelity Equity-Income Fund FEQIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006068 Fidelity Mid Cap Value Fund C000043323 Fidelity Advisor Mid Cap Value Fund: Class A FMPAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006068 Fidelity Mid Cap Value Fund C000043324 Fidelity Advisor Mid Cap Value Fund: Class B FMPBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006068 Fidelity Mid Cap Value Fund C000043325 Fidelity Advisor Mid Cap Value Fund: Class C FMPEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006068 Fidelity Mid Cap Value Fund C000043327 Fidelity Advisor Mid Cap Value Fund: Class I FMPOX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006068 Fidelity Mid Cap Value Fund C000043326 Fidelity Advisor Mid Cap Value Fund: Class T FMPTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006068 Fidelity Mid Cap Value Fund C000016686 Fidelity Mid Cap Value Fund FSMVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000023603 Fidelity Series All-Sector Equity Fund C000069435 Fidelity Series All-Sector Equity Fund FSAEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000023603 Fidelity Series All-Sector Equity Fund C000076767 Class F FSFFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000039216 Fidelity Series Equity-Income Fund C000120650 Fidelity Series Equity-Income Fund FNKLX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000039216 Fidelity Series Equity-Income Fund C000120651 Class F FRLLX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000039218 Fidelity Series Stock Selector Large Cap Value Fund C000120653 Fidelity Series Stock Selector Large Cap Value Fund FBLEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000039218 Fidelity Series Stock Selector Large Cap Value Fund C000120654 Class F FRGEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006066 Fidelity Stock Selector Large Cap Value Fund C000043314 Fidelity Advisor Stock Selector Large Cap Value Fund: Class A FLUAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006066 Fidelity Stock Selector Large Cap Value Fund C000043315 Fidelity Advisor Stock Selector Large Cap Value Fund: Class B FLUBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006066 Fidelity Stock Selector Large Cap Value Fund C000043316 Fidelity Advisor Stock Selector Large Cap Value Fund: Class C FLUEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006066 Fidelity Stock Selector Large Cap Value Fund C000043313 Fidelity Advisor Stock Selector Large Cap Value Fund: Class I FLUIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006066 Fidelity Stock Selector Large Cap Value Fund C000043317 Fidelity Advisor Stock Selector Large Cap Value Fund: Class T FLUTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01352 0000035341 FIDELITY DEVONSHIRE TRUST 30 S000006066 Fidelity Stock Selector Large Cap Value Fund C000016684 Fidelity Stock Selector Large Cap Value Fund FSLVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02614 0000320254 FIDELITY EXCHANGE FUND 30 S000006057 Fidelity Exchange Fund C000016641 Fidelity Exchange Fund FDLEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006969 Fidelity Convertible Securities Fund C000074867 Fidelity Advisor Convertible Securities Fund: Class A FACVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006969 Fidelity Convertible Securities Fund C000074868 Fidelity Advisor Convertible Securities Fund: Class B FCBVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006969 Fidelity Convertible Securities Fund C000074869 Fidelity Advisor Convertible Securities Fund: Class C FCCVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006969 Fidelity Convertible Securities Fund C000019022 Fidelity Convertible Securities Fund FCVSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006969 Fidelity Convertible Securities Fund C000074871 Fidelity Advisor Convertible Securities Fund: Class I FICVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006969 Fidelity Convertible Securities Fund C000074870 Fidelity Advisor Convertible Securities Fund: Class T FTCVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006970 Fidelity Equity Dividend Income Fund C000019023 Fidelity Equity Dividend Income Fund FEQTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006970 Fidelity Equity Dividend Income Fund C000064237 Class K FETKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006971 Fidelity Independence Fund C000019024 Fidelity Independence Fund FDFFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03587 0000708191 FIDELITY FINANCIAL TRUST 30 S000006971 Fidelity Independence Fund C000064238 Class K FDFKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04861 0000803013 FIDELITY GARRISON STREET TRUST 30 S000007011 Fidelity Money Market Central Fund C000019137 Fidelity Money Market Central Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04861 0000803013 FIDELITY GARRISON STREET TRUST 30 S000013236 Fidelity VIP Investment Grade Central Fund C000035576 Fidelity VIP Investment Grade Central Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03466 0000702533 FIDELITY HANOVER STREET TRUST 30 S000032745 Fidelity Emerging Markets Debt Central Fund C000101068 Fidelity Emerging Markets Debt Central Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000039215 Fidelity Advisor Series Growth & Income Fund C000120649 Fidelity Advisor Series Growth & Income Fund FMALX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007021 Fidelity Fund C000064240 Class K FFDKX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007021 Fidelity Fund C000019193 Fidelity Fund FFIDX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007019 Fidelity Growth Discovery Fund C000019191 Fidelity Growth Discovery Fund FDSVX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007019 Fidelity Growth Discovery Fund C000064239 Class K FGDKX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007022 Fidelity Mega Cap Stock Fund C000059100 Fidelity Advisor Mega Cap Stock Fund: Class B FGRBX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007022 Fidelity Mega Cap Stock Fund C000059101 Fidelity Advisor Mega Cap Stock Fund: Class C FGRCX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007022 Fidelity Mega Cap Stock Fund C000019194 Fidelity Mega Cap Stock Fund FGRTX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007022 Fidelity Mega Cap Stock Fund C000059099 Fidelity Advisor Mega Cap Stock Fund: Class A FGTAX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007022 Fidelity Mega Cap Stock Fund C000059102 Fidelity Advisor Mega Cap Stock Fund: Class T FTGRX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007022 Fidelity Mega Cap Stock Fund C000059103 Fidelity Advisor Mega Cap Stock Fund: Class I FTRIX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000007022 Fidelity Mega Cap Stock Fund C000130146 Fidelity Advisor Mega Cap Stock Fund: Class Z FZALX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000031547 Fidelity Series Emerging Markets Debt Fund C000098197 Fidelity Series Emerging Markets Debt Fund FEDCX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000031547 Fidelity Series Emerging Markets Debt Fund C000098198 Class F FEDFX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000039214 Fidelity Series Growth & Income Fund C000120647 Fidelity Series Growth & Income Fund FGLGX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-00215 0000035348 FIDELITY HASTINGS STREET TRUST 30 S000039214 Fidelity Series Growth & Income Fund C000120648 Class F FTBTX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-07139 0000917286 FIDELITY HEREFORD STREET TRUST 30 S000007051 Fidelity Government Money Market Fund C000154303 Capital Reserves Class FZAXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07139 0000917286 FIDELITY HEREFORD STREET TRUST 30 S000007051 Fidelity Government Money Market Fund C000154304 Daily Money Class FZBXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07139 0000917286 FIDELITY HEREFORD STREET TRUST 30 S000007051 Fidelity Government Money Market Fund C000154305 Premium Class FZCXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07139 0000917286 FIDELITY HEREFORD STREET TRUST 30 S000007051 Fidelity Government Money Market Fund C000019230 Fidelity Government Money Market Fund SPAXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07139 0000917286 FIDELITY HEREFORD STREET TRUST 30 S000007052 Fidelity Money Market Fund C000154306 Premium Class FZDXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07139 0000917286 FIDELITY HEREFORD STREET TRUST 30 S000007052 Fidelity Money Market Fund C000019231 Fidelity Money Market Fund SPRXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07139 0000917286 FIDELITY HEREFORD STREET TRUST 30 S000007053 Fidelity Treasury Only Money Market Fund C000019232 Fidelity Treasury Only Money Market Fund FDLXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007068 Fidelity GNMA Fund C000019282 Fidelity GNMA Fund FGMNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007069 Fidelity Government Income Fund C000019283 Fidelity Government Income Fund FGOVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007069 Fidelity Government Income Fund C000038098 Fidelity Advisor Government Income Fund: Class A FVIAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007069 Fidelity Government Income Fund C000038099 Fidelity Advisor Government Income Fund: Class B FVIBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007069 Fidelity Government Income Fund C000038100 Fidelity Advisor Government Income Fund: Class C FVICX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007069 Fidelity Government Income Fund C000038102 Fidelity Advisor Government Income Fund: Class I FVIIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007069 Fidelity Government Income Fund C000038101 Fidelity Advisor Government Income Fund: Class T FVITX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018463 Fidelity Income Replacement 2016 Fund C000051065 Fidelity Income Replacement 2016 Fund FIRJX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018463 Fidelity Income Replacement 2016 Fund C000051066 Fidelity Advisor Income Replacement 2016 Fund: Class A FRJAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018463 Fidelity Income Replacement 2016 Fund C000051067 Fidelity Advisor Income Replacement 2016 Fund: Class C FRJCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018463 Fidelity Income Replacement 2016 Fund C000051069 Fidelity Advisor Income Replacement 2016 Fund: Class I FRJIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018463 Fidelity Income Replacement 2016 Fund C000051068 Fidelity Advisor Income Replacement 2016 Fund: Class T FRJTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018466 Fidelity Income Replacement 2018 Fund C000051081 Fidelity Income Replacement 2018 Fund FIRKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018466 Fidelity Income Replacement 2018 Fund C000051082 Fidelity Advisor Income Replacement 2018 Fund: Class A FRKAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018466 Fidelity Income Replacement 2018 Fund C000051083 Fidelity Advisor Income Replacement 2018 Fund: Class C FRKCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018466 Fidelity Income Replacement 2018 Fund C000051080 Fidelity Advisor Income Replacement 2018 Fund: Class I FRKIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018466 Fidelity Income Replacement 2018 Fund C000051084 Fidelity Advisor Income Replacement 2018 Fund: Class T FRKTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018467 Fidelity Income Replacement 2020 Fund C000051086 Fidelity Advisor Income Replacement 2020 Fund: Class A FILAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018467 Fidelity Income Replacement 2020 Fund C000051087 Fidelity Advisor Income Replacement 2020 Fund: Class C FILCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018467 Fidelity Income Replacement 2020 Fund C000051089 Fidelity Advisor Income Replacement 2020 Fund: Class I FILIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018467 Fidelity Income Replacement 2020 Fund C000051088 Fidelity Advisor Income Replacement 2020 Fund: Class T FILTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018467 Fidelity Income Replacement 2020 Fund C000051085 Fidelity Income Replacement 2020 Fund FIRLX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018468 Fidelity Income Replacement 2022 Fund C000051090 Fidelity Income Replacement 2022 Fund FIRMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018468 Fidelity Income Replacement 2022 Fund C000051091 Fidelity Advisor Income Replacement 2022 Fund: Class A FRAMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018468 Fidelity Income Replacement 2022 Fund C000051092 Fidelity Advisor Income Replacement 2022 Fund: Class C FRCMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018468 Fidelity Income Replacement 2022 Fund C000051094 Fidelity Advisor Income Replacement 2022 Fund: Class I FRIMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018468 Fidelity Income Replacement 2022 Fund C000051093 Fidelity Advisor Income Replacement 2022 Fund: Class T FRTMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018469 Fidelity Income Replacement 2024 Fund C000051095 Fidelity Income Replacement 2024 Fund FIRNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018469 Fidelity Income Replacement 2024 Fund C000051096 Fidelity Advisor Income Replacement 2024 Fund: Class A FRNAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018469 Fidelity Income Replacement 2024 Fund C000051097 Fidelity Advisor Income Replacement 2024 Fund: Class C FRNCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018469 Fidelity Income Replacement 2024 Fund C000051099 Fidelity Advisor Income Replacement 2024 Fund: Class I FRNIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018469 Fidelity Income Replacement 2024 Fund C000051098 Fidelity Advisor Income Replacement 2024 Fund: Class T FRNTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018470 Fidelity Income Replacement 2026 Fund C000051101 Fidelity Advisor Income Replacement 2026 Fund: Class A FIOAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018470 Fidelity Income Replacement 2026 Fund C000051102 Fidelity Advisor Income Replacement 2026 Fund: Class C FIOCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018470 Fidelity Income Replacement 2026 Fund C000051104 Fidelity Advisor Income Replacement 2026 Fund: Class I FIOIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018470 Fidelity Income Replacement 2026 Fund C000051103 Fidelity Advisor Income Replacement 2026 Fund: Class T FIOTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018470 Fidelity Income Replacement 2026 Fund C000051100 Fidelity Income Replacement 2026 Fund FIROX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018471 Fidelity Income Replacement 2028 Fund C000051106 Fidelity Advisor Income Replacement 2028 Fund: Class A FARPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018471 Fidelity Income Replacement 2028 Fund C000051107 Fidelity Advisor Income Replacement 2028 Fund: Class C FCRPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018471 Fidelity Income Replacement 2028 Fund C000051105 Fidelity Income Replacement 2028 Fund FIRPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018471 Fidelity Income Replacement 2028 Fund C000051109 Fidelity Advisor Income Replacement 2028 Fund: Class I FRAPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018471 Fidelity Income Replacement 2028 Fund C000051108 Fidelity Advisor Income Replacement 2028 Fund: Class T FTRPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018472 Fidelity Income Replacement 2030 Fund C000051110 Fidelity Income Replacement 2030 Fund FIRQX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018472 Fidelity Income Replacement 2030 Fund C000051111 Fidelity Advisor Income Replacement 2030 Fund: Class A FRQAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018472 Fidelity Income Replacement 2030 Fund C000051112 Fidelity Advisor Income Replacement 2030 Fund: Class C FRQCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018472 Fidelity Income Replacement 2030 Fund C000051114 Fidelity Advisor Income Replacement 2030 Fund: Class I FRQIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018472 Fidelity Income Replacement 2030 Fund C000051113 Fidelity Advisor Income Replacement 2030 Fund: Class T FRQTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018473 Fidelity Income Replacement 2032 Fund C000051116 Fidelity Advisor Income Replacement 2032 Fund: Class A FIARX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018473 Fidelity Income Replacement 2032 Fund C000051117 Fidelity Advisor Income Replacement 2032 Fund: Class C FICRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018473 Fidelity Income Replacement 2032 Fund C000051119 Fidelity Advisor Income Replacement 2032 Fund: Class I FIIRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018473 Fidelity Income Replacement 2032 Fund C000051115 Fidelity Income Replacement 2032 Fund FIRRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018473 Fidelity Income Replacement 2032 Fund C000051118 Fidelity Advisor Income Replacement 2032 Fund: Class T FTIRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018464 Fidelity Income Replacement 2034 Fund C000051071 Fidelity Advisor Income Replacement 2034 Fund: Class A FARSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018464 Fidelity Income Replacement 2034 Fund C000051072 Fidelity Advisor Income Replacement 2034 Fund: Class C FCRSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018464 Fidelity Income Replacement 2034 Fund C000051070 Fidelity Income Replacement 2034 Fund FIRSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018464 Fidelity Income Replacement 2034 Fund C000051074 Fidelity Advisor Income Replacement 2034 Fund: Class I FRASX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018464 Fidelity Income Replacement 2034 Fund C000051073 Fidelity Advisor Income Replacement 2034 Fund: Class T FTRSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018465 Fidelity Income Replacement 2036 Fund C000051075 Fidelity Income Replacement 2036 Fund FIRUX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018465 Fidelity Income Replacement 2036 Fund C000051076 Fidelity Advisor Income Replacement 2036 Fund: Class A FURAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018465 Fidelity Income Replacement 2036 Fund C000051077 Fidelity Advisor Income Replacement 2036 Fund: Class C FURCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018465 Fidelity Income Replacement 2036 Fund C000051079 Fidelity Advisor Income Replacement 2036 Fund: Class I FURIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000018465 Fidelity Income Replacement 2036 Fund C000051078 Fidelity Advisor Income Replacement 2036 Fund: Class T FURTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019923 Fidelity Income Replacement 2038 Fund C000055913 Fidelity Advisor Income Replacement 2038 Fund: Class A FARVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019923 Fidelity Income Replacement 2038 Fund C000055914 Fidelity Advisor Income Replacement 2038 Fund: Class C FCRVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019923 Fidelity Income Replacement 2038 Fund C000055916 Fidelity Advisor Income Replacement 2038 Fund: Class I FIIVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019923 Fidelity Income Replacement 2038 Fund C000055912 Fidelity Income Replacement 2038 Fund FIRVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019923 Fidelity Income Replacement 2038 Fund C000055915 Fidelity Advisor Income Replacement 2038 Fund: Class T FTRVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019924 Fidelity Income Replacement 2040 Fund C000055919 Fidelity Advisor Income Replacement 2040 Fund: Class A FARWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019924 Fidelity Income Replacement 2040 Fund C000055920 Fidelity Advisor Income Replacement 2040 Fund: Class C FCRWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019924 Fidelity Income Replacement 2040 Fund C000055917 Fidelity Advisor Income Replacement 2040 Fund: Class I FIIWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019924 Fidelity Income Replacement 2040 Fund C000055918 Fidelity Income Replacement 2040 Fund FIRWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019924 Fidelity Income Replacement 2040 Fund C000055921 Fidelity Advisor Income Replacement 2040 Fund: Class T FTRWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019925 Fidelity Income Replacement 2042 Fund C000055923 Fidelity Advisor Income Replacement 2042 Fund: Class A FARFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019925 Fidelity Income Replacement 2042 Fund C000055924 Fidelity Advisor Income Replacement 2042 Fund: Class C FCRFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019925 Fidelity Income Replacement 2042 Fund C000055926 Fidelity Advisor Income Replacement 2042 Fund: Class I FIRFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019925 Fidelity Income Replacement 2042 Fund C000055925 Fidelity Advisor Income Replacement 2042 Fund: Class T FITTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000019925 Fidelity Income Replacement 2042 Fund C000055922 Fidelity Income Replacement 2042 Fund FIXRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007070 Fidelity Intermediate Government Income Fund C000019284 Fidelity Intermediate Government Income Fund FSTGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007066 Fidelity Total Bond Fund C000019274 Fidelity Advisor Total Bond Fund: Class B FBEPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007066 Fidelity Total Bond Fund C000150510 Class Z FBKWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007066 Fidelity Total Bond Fund C000019275 Fidelity Advisor Total Bond Fund: Class C FCEPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007066 Fidelity Total Bond Fund C000019273 Fidelity Advisor Total Bond Fund: Class A FEPAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007066 Fidelity Total Bond Fund C000019277 Fidelity Advisor Total Bond Fund: Class I FEPIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007066 Fidelity Total Bond Fund C000019276 Fidelity Advisor Total Bond Fund: Class T FEPTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04085 0000751199 FIDELITY INCOME FUND /MA/ 30 S000007066 Fidelity Total Bond Fund C000019272 Fidelity Total Bond Fund FTBFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007107 Fidelity Canada Fund C000047986 Fidelity Advisor Canada Fund: Class A FACNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007107 Fidelity Canada Fund C000047987 Fidelity Advisor Canada Fund: Class B FBCNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007107 Fidelity Canada Fund C000047988 Fidelity Advisor Canada Fund: Class C FCCNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007107 Fidelity Canada Fund C000047990 Fidelity Advisor Canada Fund: Class I FICCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007107 Fidelity Canada Fund C000019436 Fidelity Canada Fund FICDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007107 Fidelity Canada Fund C000047989 Fidelity Advisor Canada Fund: Class T FTCNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007108 Fidelity China Region Fund C000064263 Fidelity Advisor China Region Fund: Class C FCHKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007108 Fidelity China Region Fund C000064261 Fidelity Advisor China Region Fund: Class A FHKAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007108 Fidelity China Region Fund C000064262 Fidelity Advisor China Region Fund: Class B FHKBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007108 Fidelity China Region Fund C000019437 Fidelity China Region Fund FHKCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007108 Fidelity China Region Fund C000064265 Fidelity Advisor China Region Fund: Class I FHKIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007108 Fidelity China Region Fund C000064264 Fidelity Advisor China Region Fund: Class T FHKTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007109 Fidelity Diversified International Fund C000064266 Class K FDIKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007109 Fidelity Diversified International Fund C000019438 Fidelity Diversified International Fund FDIVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007102 Fidelity Emerging Asia Fund C000019421 Fidelity Emerging Asia Fund FSEAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000022100 Fidelity Emerging Europe, Middle East, Africa (EMEA) Fund C000063414 Fidelity Advisor Emerging Europe, Middle East, Africa (EMEA) Fund: Class B FEMBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000022100 Fidelity Emerging Europe, Middle East, Africa (EMEA) Fund C000063415 Fidelity Advisor Emerging Europe, Middle East, Africa (EMEA) Fund: Class C FEMCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000022100 Fidelity Emerging Europe, Middle East, Africa (EMEA) Fund C000063412 Fidelity Emerging Europe, Middle East, Africa (EMEA) Fund FEMEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000022100 Fidelity Emerging Europe, Middle East, Africa (EMEA) Fund C000063416 Fidelity Advisor Emerging Europe, Middle East, Africa (EMEA) Fund: Class T FEMTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000022100 Fidelity Emerging Europe, Middle East, Africa (EMEA) Fund C000063417 Fidelity Advisor Emerging Europe, Middle East, Africa (EMEA) Fund: Class I FIEMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000022100 Fidelity Emerging Europe, Middle East, Africa (EMEA) Fund C000063413 Fidelity Advisor Emerging Europe, Middle East, Africa (EMEA) Fund: Class A FMEAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034264 Fidelity Emerging Markets Discovery Fund C000105578 Fidelity Advisor Emerging Markets Discovery Fund: Class A FEDAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034264 Fidelity Emerging Markets Discovery Fund C000105577 Fidelity Emerging Markets Discovery Fund FEDDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034264 Fidelity Emerging Markets Discovery Fund C000105579 Fidelity Advisor Emerging Markets Discovery Fund: Class C FEDGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034264 Fidelity Emerging Markets Discovery Fund C000105581 Fidelity Advisor Emerging Markets Discovery Fund: Class I FEDIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034264 Fidelity Emerging Markets Discovery Fund C000105580 Fidelity Advisor Emerging Markets Discovery Fund: Class T FEDTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007110 Fidelity Emerging Markets Fund C000019439 Fidelity Emerging Markets Fund FEMKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007110 Fidelity Emerging Markets Fund C000064267 Class K FKEMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007094 Fidelity Europe Fund C000136836 Fidelity Advisor Europe Fund: Class I FHJMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007094 Fidelity Europe Fund C000136834 Fidelity Advisor Europe Fund: Class C FHJTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007094 Fidelity Europe Fund C000136832 Fidelity Advisor Europe Fund: Class A FHJUX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007094 Fidelity Europe Fund C000136835 Fidelity Advisor Europe Fund: Class T FHJVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007094 Fidelity Europe Fund C000136833 Fidelity Advisor Europe Fund: Class B FHJWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007094 Fidelity Europe Fund C000019413 Fidelity Europe Fund FIEUX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000024314 Fidelity Global Commodity Stock Fund C000071916 Fidelity Advisor Global Commodity Stock Fund: Class C FCGCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000024314 Fidelity Global Commodity Stock Fund C000071914 Fidelity Advisor Global Commodity Stock Fund: Class A FFGAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000024314 Fidelity Global Commodity Stock Fund C000071915 Fidelity Advisor Global Commodity Stock Fund: Class B FFGBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000024314 Fidelity Global Commodity Stock Fund C000071913 Fidelity Global Commodity Stock Fund FFGCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000024314 Fidelity Global Commodity Stock Fund C000071918 Fidelity Advisor Global Commodity Stock Fund: Class I FFGIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000024314 Fidelity Global Commodity Stock Fund C000071917 Fidelity Advisor Global Commodity Stock Fund: Class T FFGTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000036874 Fidelity Global Equity Income Fund C000112814 Fidelity Global Equity Income Fund FGILX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007106 Fidelity International Capital Appreciation Fund C000019435 Fidelity International Capital Appreciation Fund FIVFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007093 Fidelity International Discovery Fund C000019409 Fidelity Advisor International Discovery Fund: Class B FADDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007093 Fidelity International Discovery Fund C000019408 Fidelity Advisor International Discovery Fund: Class A FAIDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007093 Fidelity International Discovery Fund C000019410 Fidelity Advisor International Discovery Fund: Class C FCADX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007093 Fidelity International Discovery Fund C000019412 Fidelity Advisor International Discovery Fund: Class I FIADX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007093 Fidelity International Discovery Fund C000064259 Class K FIDKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007093 Fidelity International Discovery Fund C000019407 Fidelity International Discovery Fund FIGRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007093 Fidelity International Discovery Fund C000019411 Fidelity Advisor International Discovery Fund: Class T FTADX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007093 Fidelity International Discovery Fund C000130141 Fidelity Advisor International Discovery Fund: Class Z FZAIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019397 Fidelity International Growth Fund C000053904 Fidelity Advisor International Growth Fund: Class B FBIGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019397 Fidelity International Growth Fund C000053903 Fidelity Advisor International Growth Fund: Class A FIAGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019397 Fidelity International Growth Fund C000053905 Fidelity Advisor International Growth Fund: Class C FIGCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019397 Fidelity International Growth Fund C000053902 Fidelity International Growth Fund FIGFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019397 Fidelity International Growth Fund C000053907 Fidelity Advisor International Growth Fund: Class I FIIIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019397 Fidelity International Growth Fund C000053906 Fidelity Advisor International Growth Fund: Class T FITGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019397 Fidelity International Growth Fund C000130142 Fidelity Advisor International Growth Fund: Class Z FZAJX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007104 Fidelity International Small Cap Fund C000019424 Fidelity Advisor International Small Cap Fund: Class A FIASX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007104 Fidelity International Small Cap Fund C000019425 Fidelity Advisor International Small Cap Fund: Class B FIBSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007104 Fidelity International Small Cap Fund C000019426 Fidelity Advisor International Small Cap Fund: Class C FICSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007104 Fidelity International Small Cap Fund C000019423 Fidelity International Small Cap Fund FISMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007104 Fidelity International Small Cap Fund C000019428 Fidelity Advisor International Small Cap Fund: Class I FIXIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007104 Fidelity International Small Cap Fund C000019427 Fidelity Advisor International Small Cap Fund: Class T FTISX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007105 Fidelity International Small Cap Opportunities Fund C000019430 Fidelity Advisor International Small Cap Opportunities Fund: Class A FOPAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007105 Fidelity International Small Cap Opportunities Fund C000019431 Fidelity Advisor International Small Cap Opportunities Fund: Class B FOPBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007105 Fidelity International Small Cap Opportunities Fund C000019432 Fidelity Advisor International Small Cap Opportunities Fund: Class C FOPCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007105 Fidelity International Small Cap Opportunities Fund C000019434 Fidelity Advisor International Small Cap Opportunities Fund: Class I FOPIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007105 Fidelity International Small Cap Opportunities Fund C000019433 Fidelity Advisor International Small Cap Opportunities Fund: Class T FOPTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007105 Fidelity International Small Cap Opportunities Fund C000019429 Fidelity International Small Cap Opportunities Fund FSCOX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000012165 Fidelity International Value Fund C000033179 Fidelity International Value Fund FIVLX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000012165 Fidelity International Value Fund C000033180 Fidelity Advisor International Value Fund: Class A FIVMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000012165 Fidelity International Value Fund C000033181 Fidelity Advisor International Value Fund: Class B FIVNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000012165 Fidelity International Value Fund C000033182 Fidelity Advisor International Value Fund: Class C FIVOX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000012165 Fidelity International Value Fund C000033183 Fidelity Advisor International Value Fund: Class T FIVPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000012165 Fidelity International Value Fund C000033184 Fidelity Advisor International Value Fund: Class I FIVQX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007096 Fidelity Japan Fund C000093327 Fidelity Advisor Japan Fund: Class B FJPBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007096 Fidelity Japan Fund C000093328 Fidelity Advisor Japan Fund: Class C FJPCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007096 Fidelity Japan Fund C000093330 Fidelity Advisor Japan Fund: Class I FJPIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007096 Fidelity Japan Fund C000019415 Fidelity Japan Fund FJPNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007096 Fidelity Japan Fund C000093329 Fidelity Advisor Japan Fund: Class T FJPTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007096 Fidelity Japan Fund C000093326 Fidelity Advisor Japan Fund: Class A FPJAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007097 Fidelity Japan Smaller Companies Fund C000019416 Fidelity Japan Smaller Companies Fund FJSCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007098 Fidelity Latin America Fund C000019417 Fidelity Latin America Fund FLATX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007098 Fidelity Latin America Fund C000092709 Fidelity Advisor Latin America Fund: Class A FLFAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007098 Fidelity Latin America Fund C000092710 Fidelity Advisor Latin America Fund: Class B FLFBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007098 Fidelity Latin America Fund C000092711 Fidelity Advisor Latin America Fund: Class C FLFCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007098 Fidelity Latin America Fund C000092713 Fidelity Advisor Latin America Fund: Class I FLFIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007098 Fidelity Latin America Fund C000092712 Fidelity Advisor Latin America Fund: Class T FLFTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007099 Fidelity Nordic Fund C000019418 Fidelity Nordic Fund FNORX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007100 Fidelity Overseas Fund C000019419 Fidelity Overseas Fund FOSFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007100 Fidelity Overseas Fund C000064260 Class K FOSKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007101 Fidelity Pacific Basin Fund C000019420 Fidelity Pacific Basin Fund FPBFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000023605 Fidelity Series Emerging Markets Fund C000076784 Class F FEMFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000023605 Fidelity Series Emerging Markets Fund C000069437 Fidelity Series Emerging Markets Fund FEMSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000026866 Fidelity Series International Growth Fund C000080863 Class F FFIGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000026866 Fidelity Series International Growth Fund C000080862 Fidelity Series International Growth Fund FIGSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000026868 Fidelity Series International Small Cap Fund C000080867 Class F FFSTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000026868 Fidelity Series International Small Cap Fund C000080866 Fidelity Series International Small Cap Fund FSTSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000026867 Fidelity Series International Value Fund C000080865 Class F FFVNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000026867 Fidelity Series International Value Fund C000080864 Fidelity Series International Value Fund FINVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034265 Fidelity Total Emerging Markets Fund C000105584 Fidelity Advisor Total Emerging Markets Fund: Class A FTEDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034265 Fidelity Total Emerging Markets Fund C000105585 Fidelity Advisor Total Emerging Markets Fund: Class C FTEFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034265 Fidelity Total Emerging Markets Fund C000105586 Fidelity Advisor Total Emerging Markets Fund: Class T FTEHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034265 Fidelity Total Emerging Markets Fund C000105582 Fidelity Advisor Total Emerging Markets Fund: Class I FTEJX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000034265 Fidelity Total Emerging Markets Fund C000105583 Fidelity Total Emerging Markets Fund FTEMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019398 Fidelity Total International Equity Fund C000053912 Fidelity Advisor Total International Equity Fund: Class A FTAEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019398 Fidelity Total International Equity Fund C000053913 Fidelity Advisor Total International Equity Fund: Class B FTBEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019398 Fidelity Total International Equity Fund C000053908 Fidelity Advisor Total International Equity Fund: Class C FTCEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019398 Fidelity Total International Equity Fund C000053910 Fidelity Advisor Total International Equity Fund: Class I FTEIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019398 Fidelity Total International Equity Fund C000053911 Fidelity Total International Equity Fund FTIEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000019398 Fidelity Total International Equity Fund C000053909 Fidelity Advisor Total International Equity Fund: Class T FTTEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007103 Fidelity Worldwide Fund C000074282 Fidelity Advisor Worldwide Fund: Class A FWAFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007103 Fidelity Worldwide Fund C000074283 Fidelity Advisor Worldwide Fund: Class B FWBFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007103 Fidelity Worldwide Fund C000074284 Fidelity Advisor Worldwide Fund: Class C FWCFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007103 Fidelity Worldwide Fund C000074286 Fidelity Advisor Worldwide Fund: Class I FWIFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007103 Fidelity Worldwide Fund C000074285 Fidelity Advisor Worldwide Fund: Class T FWTFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04008 0000744822 FIDELITY INVESTMENT TRUST 30 S000007103 Fidelity Worldwide Fund C000019422 Fidelity Worldwide Fund FWWFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05315 0000821051 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I 32 S000008822 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I C000024031 Fidelity Freedom Lifetime Income [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05315 0000821051 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I 32 S000008822 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I C000049509 Fidelity Growth and Guaranteed Income Annuity [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05315 0000821051 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I 32 S000008822 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I C000024029 Fidelity Income Advantage [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05315 0000821051 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I 32 S000008822 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I C000024030 Fidelity Personal Retirement Annuity [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05315 0000821051 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I 32 S000008822 FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I C000024028 Fidelity Retirement Reserves [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05258 0000819543 FIDELITY INVESTMENTS VARIABLE LIFE ACCOUNT I 33 S000008823 FIDELITY INVESTMENTS VARIABLE LIFE ACCOUNT I C000024032 Fidelity Lifetime Reserves [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-01193 0000061397 FIDELITY MAGELLAN FUND 30 S000007112 Fidelity Magellan Fund C000019441 Fidelity Magellan Fund FMAGX 245 SUMMER STREET BOSTON 02210 MA MAIL ZONE TS1H 811-01193 0000061397 FIDELITY MAGELLAN FUND 30 S000007112 Fidelity Magellan Fund C000064273 Class K FMGKX 245 SUMMER STREET BOSTON 02210 MA MAIL ZONE TS1H 811-03361 0000357057 FIDELITY MASSACHUSETTS MUNICIPAL TRUST 30 S000007113 Fidelity Massachusetts AMT Tax-Free Money Market Fund C000047913 Fidelity Massachusetts AMT Tax-Free Money Market Fund: Institutional Class FMAXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03361 0000357057 FIDELITY MASSACHUSETTS MUNICIPAL TRUST 30 S000007113 Fidelity Massachusetts AMT Tax-Free Money Market Fund C000047914 Fidelity Massachusetts AMT Tax-Free Money Market Fund: Service Class FMHXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03361 0000357057 FIDELITY MASSACHUSETTS MUNICIPAL TRUST 30 S000007113 Fidelity Massachusetts AMT Tax-Free Money Market Fund C000019442 Fidelity Massachusetts AMT Tax-Free Money Market Fund FMSXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03361 0000357057 FIDELITY MASSACHUSETTS MUNICIPAL TRUST 30 S000007114 Fidelity Massachusetts Municipal Income Fund C000019443 Fidelity Massachusetts Municipal Income Fund FDMMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03361 0000357057 FIDELITY MASSACHUSETTS MUNICIPAL TRUST 30 S000007115 Fidelity Massachusetts Municipal Money Market Fund C000019444 Fidelity Massachusetts Municipal Money Market Fund FDMXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-22796 0001562565 Fidelity Merrimack Street Trust 30 S000040431 Fidelity Corporate Bond ETF C000125598 Fidelity Corporate Bond ETF FCOR 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-22796 0001562565 Fidelity Merrimack Street Trust 30 S000042569 Fidelity Limited Term Bond ETF C000131661 Fidelity Limited Term Bond ETF FLTB 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-22796 0001562565 Fidelity Merrimack Street Trust 30 S000042567 Fidelity Total Bond ETF C000131659 Fidelity Total Bond ETF FBND 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02861 0000276516 FIDELITY MONEY MARKET TRUST 30 S000007117 Retirement Government Money Market II Portfolio C000019446 Retirement Government Money Market II Portfolio FRTXX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-02861 0000276516 FIDELITY MONEY MARKET TRUST 30 S000007116 Retirement Government Money Market Portfolio C000019445 Retirement Government Money Market Portfolio FGMXX 245 SUMMER STREET BOSTON 02110 MA [NULL] 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000007119 Fidelity Growth Company Fund C000019448 Fidelity Growth Company Fund FDGRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000007119 Fidelity Growth Company Fund C000064242 Class K FGCKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000007118 Fidelity Growth Strategies Fund C000064241 Class K FAGKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000007118 Fidelity Growth Strategies Fund C000019447 Fidelity Growth Strategies Fund FDEGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000007120 Fidelity New Millennium Fund C000019449 Fidelity New Millennium Fund FMILX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000042626 Fidelity Series Growth Company Fund C000131784 Class F FCGSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03583 0000707823 FIDELITY MT VERNON STREET TRUST 30 S000042626 Fidelity Series Growth Company Fund C000131783 Fidelity Series Growth Company Fund FFGSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000042537 Fidelity Conservative Income Municipal Bond Fund C000131628 Fidelity Conservative Income Municipal Bond Fund FCRDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000042537 Fidelity Conservative Income Municipal Bond Fund C000131629 Institutional Class FMNDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007128 Fidelity Limited Term Municipal Income Fund C000019498 Fidelity Advisor Limited Term Municipal Income Fund: Class A FASHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007128 Fidelity Limited Term Municipal Income Fund C000019499 Fidelity Advisor Limited Term Municipal Income Fund: Class B FBSHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007128 Fidelity Limited Term Municipal Income Fund C000019500 Fidelity Advisor Limited Term Municipal Income Fund: Class C FCSHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007128 Fidelity Limited Term Municipal Income Fund C000019502 Fidelity Advisor Limited Term Municipal Income Fund: Class I FISHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007128 Fidelity Limited Term Municipal Income Fund C000019497 Fidelity Limited Term Municipal Income Fund FSTFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007128 Fidelity Limited Term Municipal Income Fund C000019501 Fidelity Advisor Limited Term Municipal Income Fund: Class T FTSHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007129 Fidelity Michigan Municipal Income Fund C000019503 Fidelity Michigan Municipal Income Fund FMHTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007130 Fidelity Minnesota Municipal Income Fund C000019504 Fidelity Minnesota Municipal Income Fund FIMIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007131 Fidelity Municipal Income Fund C000019505 Fidelity Municipal Income Fund FHIGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007132 Fidelity Ohio Municipal Income Fund C000019506 Fidelity Ohio Municipal Income Fund FOHFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02628 0000035373 FIDELITY MUNICIPAL TRUST 30 S000007133 Fidelity Pennsylvania Municipal Income Fund C000019507 Fidelity Pennsylvania Municipal Income Fund FPXTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06454 0000880799 FIDELITY MUNICIPAL TRUST II 30 S000007134 Fidelity Michigan Municipal Money Market Fund C000019508 Fidelity Michigan Municipal Money Market Fund FMIXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06454 0000880799 FIDELITY MUNICIPAL TRUST II 30 S000007135 Fidelity Ohio Municipal Money Market Fund C000019509 Fidelity Ohio Municipal Money Market Fund FOMXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06454 0000880799 FIDELITY MUNICIPAL TRUST II 30 S000007136 Fidelity Pennsylvania Municipal Money Market Fund C000019510 Fidelity Pennsylvania Municipal Money Market Fund FPTXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03723 0000718581 FIDELITY NEW YORK MUNICIPAL TRUST 30 S000007145 Fidelity New York Municipal Income Fund C000019549 Fidelity Advisor New York Municipal Income Fund: Class I FEMIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03723 0000718581 FIDELITY NEW YORK MUNICIPAL TRUST 30 S000007145 Fidelity New York Municipal Income Fund C000019545 Fidelity Advisor New York Municipal Income Fund: Class A FNMAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03723 0000718581 FIDELITY NEW YORK MUNICIPAL TRUST 30 S000007145 Fidelity New York Municipal Income Fund C000019546 Fidelity Advisor New York Municipal Income Fund: Class B FNYBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03723 0000718581 FIDELITY NEW YORK MUNICIPAL TRUST 30 S000007145 Fidelity New York Municipal Income Fund C000019547 Fidelity Advisor New York Municipal Income Fund: Class C FNYCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03723 0000718581 FIDELITY NEW YORK MUNICIPAL TRUST 30 S000007145 Fidelity New York Municipal Income Fund C000019548 Fidelity Advisor New York Municipal Income Fund: Class T FNYPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03723 0000718581 FIDELITY NEW YORK MUNICIPAL TRUST 30 S000007145 Fidelity New York Municipal Income Fund C000019544 Fidelity New York Municipal Income Fund FTFMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06398 0000878663 FIDELITY NEW YORK MUNICIPAL TRUST II 30 S000007146 Fidelity New York AMT Tax-Free Money Market Fund C000047915 Fidelity New York AMT Tax-Free Money Market Fund: Institutional Class FNKXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06398 0000878663 FIDELITY NEW YORK MUNICIPAL TRUST II 30 S000007146 Fidelity New York AMT Tax-Free Money Market Fund C000047916 Fidelity New York AMT Tax-Free Money Market Fund: Service Class FNOXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06398 0000878663 FIDELITY NEW YORK MUNICIPAL TRUST II 30 S000007146 Fidelity New York AMT Tax-Free Money Market Fund C000019550 Fidelity New York AMT Tax-Free Money Market Fund FSNXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06398 0000878663 FIDELITY NEW YORK MUNICIPAL TRUST II 30 S000007147 Fidelity New York Municipal Money Market Fund C000019551 Fidelity New York Municipal Money Market Fund FNYXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007504 Fidelity Tax-Exempt Money Market Fund C000020480 Daily Money Class FDEXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007504 Fidelity Tax-Exempt Money Market Fund C000020479 Capital Reserves Class FERXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007504 Fidelity Tax-Exempt Money Market Fund C000020481 Fidelity Tax-Exempt Money Market Fund FMOXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007504 Fidelity Tax-Exempt Money Market Fund C000154297 Premium Class FZEXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007505 Fidelity Treasury Money Market Fund C000020482 Advisor B Class FDBXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007505 Fidelity Treasury Money Market Fund C000020483 Advisor C Class FDCXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007505 Fidelity Treasury Money Market Fund C000020485 Daily Money Class FDUXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007505 Fidelity Treasury Money Market Fund C000020484 Capital Reserves Class FSRXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007505 Fidelity Treasury Money Market Fund C000154298 Fidelity Treasury Money Market Fund FZFXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007503 Prime Fund C000020478 Daily Money Class FDAXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03518 0000704207 Fidelity Newbury Street Trust 30 S000007503 Prime Fund C000020477 Capital Reserves Class FPRXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03480 0000028540 FIDELITY OXFORD STREET TRUST 30 S000042145 Fidelity Series Commodity Strategy Fund C000130875 Class F FCSFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03480 0000028540 FIDELITY OXFORD STREET TRUST 30 S000042145 Fidelity Series Commodity Strategy Fund C000130874 Fidelity Series Commodity Strategy Fund FCSSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-22893 0001586462 Fidelity Oxford Street Trust II 30 S000043247 Fidelity Commodity Strategy Central Fund C000133805 Fidelity Commodity Strategy Central Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02890 0000278001 FIDELITY PHILLIPS STREET TRUST 30 S000007149 Fidelity Government Cash Reserves C000019553 Fidelity Government Cash Reserves FDRXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02890 0000278001 FIDELITY PHILLIPS STREET TRUST 30 S000007150 Fidelity U.S. Government Reserves C000019554 Fidelity U.S. Government Reserves FGRXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000007151 Fidelity Balanced Fund C000064274 Class K FBAKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000007151 Fidelity Balanced Fund C000019555 Fidelity Balanced Fund FBALX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000007152 Fidelity Low-Priced Stock Fund C000064275 Class K FLPKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000007152 Fidelity Low-Priced Stock Fund C000019556 Fidelity Low-Priced Stock Fund FLPSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000007153 Fidelity Puritan Fund C000064276 Class K FPUKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000007153 Fidelity Puritan Fund C000019557 Fidelity Puritan Fund FPURX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000039222 Fidelity Series Intrinsic Opportunities Fund C000120659 Fidelity Series Intrinsic Opportunities Fund FDMLX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000039222 Fidelity Series Intrinsic Opportunities Fund C000120660 Class F FGLLX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000007154 Fidelity Value Discovery Fund C000019558 Fidelity Value Discovery Fund FVDFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-00649 0000081205 FIDELITY PURITAN TRUST 30 S000007154 Fidelity Value Discovery Fund C000064277 Class K FVDKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07807 0001022695 FIDELITY REVERE STREET TRUST 30 S000007179 Fidelity Cash Central Fund C000019654 Fidelity Cash Central Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07807 0001022695 FIDELITY REVERE STREET TRUST 30 S000007180 Fidelity Municipal Cash Central Fund C000019655 Fidelity Municipal Cash Central Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07807 0001022695 FIDELITY REVERE STREET TRUST 30 S000007181 Fidelity Securities Lending Cash Central Fund C000019656 Fidelity Securities Lending Cash Central Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-07807 0001022695 FIDELITY REVERE STREET TRUST 30 S000007182 Fidelity Tax-Free Cash Central Fund C000019657 Fidelity Tax-Free Cash Central Fund [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21439 0001265551 FIDELITY RUTLAND SQUARE TRUST 30 S000007184 PAS Small-Mid Cap Fund of Funds C000019663 PAS Small-Mid Cap Fund of Funds FSCFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000027161 Strategic Advisers Core Fund C000081963 Strategic Advisers Core Fund FCSAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000029150 Strategic Advisers Core Income Fund C000089632 Strategic Advisers Core Income Fund FPCIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000037394 Strategic Advisers Core Income Multi-Manager Fund C000121436 Class F FMAKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000037394 Strategic Advisers Core Income Multi-Manager Fund C000132562 Class L FQANX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000037394 Strategic Advisers Core Income Multi-Manager Fund C000132563 Class N FQAOX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000037394 Strategic Advisers Core Income Multi-Manager Fund C000115480 Strategic Advisers Core Income Multi-Manager Fund FWHBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000034418 Strategic Advisers Core Multi-Manager Fund C000121430 Class F FHJSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000034418 Strategic Advisers Core Multi-Manager Fund C000105889 Strategic Advisers Core Multi-Manager Fund FLAUX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000034418 Strategic Advisers Core Multi-Manager Fund C000132550 Class L FQAPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000034418 Strategic Advisers Core Multi-Manager Fund C000132551 Class N FQAQX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000030092 Strategic Advisers Emerging Markets Fund C000092425 Strategic Advisers Emerging Markets Fund FSAMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000036744 Strategic Advisers Emerging Markets Fund of Funds C000112392 Strategic Advisers Emerging Markets Fund of Funds FLILX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000036744 Strategic Advisers Emerging Markets Fund of Funds C000132558 Class L FQAAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000036744 Strategic Advisers Emerging Markets Fund of Funds C000132559 Class N FQABX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000036744 Strategic Advisers Emerging Markets Fund of Funds C000121434 Class F FSWPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000028572 Strategic Advisers Growth Fund C000087464 Strategic Advisers Growth Fund FSGFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000034419 Strategic Advisers Growth Multi-Manager Fund C000121431 Class F FFSPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000034419 Strategic Advisers Growth Multi-Manager Fund C000105890 Strategic Advisers Growth Multi-Manager Fund FMELX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000034419 Strategic Advisers Growth Multi-Manager Fund C000132552 Class L FQACX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000034419 Strategic Advisers Growth Multi-Manager Fund C000132553 Class N FQAEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000029151 Strategic Advisers Income Opportunities Fund C000089633 Strategic Advisers Income Opportunities Fund FPIOX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000037395 Strategic Advisers Income Opportunities Fund of Funds C000121437 Class F FLTSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000037395 Strategic Advisers Income Opportunities Fund of Funds C000132564 Class L FQAFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000037395 Strategic Advisers Income Opportunities Fund of Funds C000132565 Class N FQAGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000037395 Strategic Advisers Income Opportunities Fund of Funds C000115481 Strategic Advisers Income Opportunities Fund of Funds FSADX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000029152 Strategic Advisers International Fund C000089634 Strategic Advisers International Fund FILFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000029153 Strategic Advisers International II Fund C000089635 Strategic Advisers International II Fund FUSIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000036745 Strategic Advisers International Multi-Manager Fund C000121435 Class F FMBKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000036745 Strategic Advisers International Multi-Manager Fund C000112393 Strategic Advisers International Multi-Manager Fund FMJDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000036745 Strategic Advisers International Multi-Manager Fund C000132561 Class L FQAHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000036745 Strategic Advisers International Multi-Manager Fund C000132560 Class N FQAIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000035122 Strategic Advisers Short Duration Fund C000108059 Strategic Advisers Short Duration Fund FAUDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000029154 Strategic Advisers Small-Mid Cap Fund C000089636 Strategic Advisers Small-Mid Cap Fund FSCFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000035121 Strategic Advisers Small-Mid Cap Multi-Manager Fund C000121433 Class F FARMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000035121 Strategic Advisers Small-Mid Cap Multi-Manager Fund C000108058 Strategic Advisers Small-Mid Cap Multi-Manager Fund FNAPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000035121 Strategic Advisers Small-Mid Cap Multi-Manager Fund C000132556 Class L FQAJX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000035121 Strategic Advisers Small-Mid Cap Multi-Manager Fund C000132557 Class N FQAKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000029157 Strategic Advisers Value Fund C000089639 Strategic Advisers Value Fund FVSAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000034420 Strategic Advisers Value Multi-Manager Fund C000121432 Class F FGWBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000034420 Strategic Advisers Value Multi-Manager Fund C000105891 Strategic Advisers Value Multi-Manager Fund FKMOX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000034420 Strategic Advisers Value Multi-Manager Fund C000132554 Class L FQALX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-21991 0001364924 Fidelity Rutland Square Trust II 30 S000034420 Strategic Advisers Value Multi-Manager Fund C000132555 Class N FQAMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000048584 Fidelity Advisor Series Short-Term Credit Fund C000153160 Fidelity Advisor Series Short-Term Credit Fund FYATX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000031520 Fidelity Conservative Income Bond Fund C000098000 Fidelity Conservative Income Bond Fund: Institutional Class FCNVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000031520 Fidelity Conservative Income Bond Fund C000097999 Fidelity Conservative Income Bond Fund FCONX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000028761 Fidelity Corporate Bond Fund C000088097 Fidelity Advisor Corporate Bond Fund: Class A FCBAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000028761 Fidelity Corporate Bond Fund C000088096 Fidelity Corporate Bond Fund FCBFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000028761 Fidelity Corporate Bond Fund C000088101 Fidelity Advisor Corporate Bond Fund: Class I FCBIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000028761 Fidelity Corporate Bond Fund C000088100 Fidelity Advisor Corporate Bond Fund: Class T FCBTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000028761 Fidelity Corporate Bond Fund C000088099 Fidelity Advisor Corporate Bond Fund: Class C FCCCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033635 Fidelity Emerging Markets Index Fund C000103361 Institutional Premium Class FPADX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033635 Fidelity Emerging Markets Index Fund C000103363 Investor Class FPEMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033635 Fidelity Emerging Markets Index Fund C000103360 Premium Class FPMAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033635 Fidelity Emerging Markets Index Fund C000103362 Institutional Class FPMIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033636 Fidelity Global ex U.S. Index Fund C000103364 Premium Class FSGDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033636 Fidelity Global ex U.S. Index Fund C000103365 Institutional Premium Class FSGGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033636 Fidelity Global ex U.S. Index Fund C000103366 Institutional Class FSGSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033636 Fidelity Global ex U.S. Index Fund C000103367 Investor Class FSGUX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000019396 Fidelity Global Strategies Fund C000053897 Fidelity Advisor Global Strategies Fund: Class A FDASX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000019396 Fidelity Global Strategies Fund C000053898 Fidelity Advisor Global Strategies Fund: Class B FDBSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000019396 Fidelity Global Strategies Fund C000053899 Fidelity Advisor Global Strategies Fund: Class C FDCSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000019396 Fidelity Global Strategies Fund C000053900 Fidelity Advisor Global Strategies Fund: Class T FDTSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000019396 Fidelity Global Strategies Fund C000053901 Fidelity Advisor Global Strategies Fund: Class I FDYIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000019396 Fidelity Global Strategies Fund C000053896 Fidelity Global Strategies Fund FDYSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007003 Fidelity Inflation-Protected Bond Fund C000019116 Fidelity Advisor Inflation-Protected Bond Fund: Class B FBIPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007003 Fidelity Inflation-Protected Bond Fund C000019114 Fidelity Inflation-Protected Bond Fund FINPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007003 Fidelity Inflation-Protected Bond Fund C000019115 Fidelity Advisor Inflation-Protected Bond Fund: Class A FIPAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007003 Fidelity Inflation-Protected Bond Fund C000019117 Fidelity Advisor Inflation-Protected Bond Fund: Class C FIPCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007003 Fidelity Inflation-Protected Bond Fund C000019119 Fidelity Advisor Inflation-Protected Bond Fund: Class I FIPIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007003 Fidelity Inflation-Protected Bond Fund C000019118 Fidelity Advisor Inflation-Protected Bond Fund: Class T FIPTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000037003 Fidelity Inflation-Protected Bond Index Fund C000113281 Institutional Class FIPBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000037003 Fidelity Inflation-Protected Bond Index Fund C000113282 Institutional Premium Class FIPDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000037003 Fidelity Inflation-Protected Bond Index Fund C000113279 Investor Class FSIQX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000037003 Fidelity Inflation-Protected Bond Index Fund C000113280 Premium Class FSIYX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017674 Fidelity Intermediate Bond Fund C000048836 Fidelity Intermediate Bond Fund FTHRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017677 Fidelity Intermediate Treasury Bond Index Fund C000048845 Premium Class FIBAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017677 Fidelity Intermediate Treasury Bond Index Fund C000048844 Investor Class FIBIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007004 Fidelity Investment Grade Bond Fund C000019120 Fidelity Investment Grade Bond Fund FBNDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007004 Fidelity Investment Grade Bond Fund C000019121 Fidelity Advisor Investment Grade Bond Fund: Class A FGBAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007004 Fidelity Investment Grade Bond Fund C000019122 Fidelity Advisor Investment Grade Bond Fund: Class B FGBBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007004 Fidelity Investment Grade Bond Fund C000019123 Fidelity Advisor Investment Grade Bond Fund: Class C FGBCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007004 Fidelity Investment Grade Bond Fund C000019125 Fidelity Advisor Investment Grade Bond Fund: Class I FGBPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007004 Fidelity Investment Grade Bond Fund C000019124 Fidelity Advisor Investment Grade Bond Fund: Class T FGBTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000054095 Fidelity Large Cap Growth Index Fund C000170033 Institutional Premium Class FSPGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000054095 Fidelity Large Cap Growth Index Fund C000170030 Investor Class FSUIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000054095 Fidelity Large Cap Growth Index Fund C000170031 Premium Class FSUPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000054095 Fidelity Large Cap Growth Index Fund C000170032 Institutional Class FSWIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000054096 Fidelity Large Cap Value Index Fund C000170035 Investor Class FLCDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000054096 Fidelity Large Cap Value Index Fund C000170034 Premium Class FLCHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000054096 Fidelity Large Cap Value Index Fund C000170036 Institutional Class FLCMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000054096 Fidelity Large Cap Value Index Fund C000170037 Institutional Premium Class FLCOX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017678 Fidelity Long-Term Treasury Bond Index Fund C000048846 Premium Class FLBAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017678 Fidelity Long-Term Treasury Bond Index Fund C000048847 Investor Class FLBIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033637 Fidelity Mid Cap Index Fund C000103371 Premium Class FSCKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033637 Fidelity Mid Cap Index Fund C000103370 Investor Class FSCLX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033637 Fidelity Mid Cap Index Fund C000103368 Institutional Premium Class FSMDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033637 Fidelity Mid Cap Index Fund C000103369 Institutional Class FSTPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032620 Fidelity Municipal Income 2017 Fund C000100601 Fidelity Advisor Municipal Income 2017 Fund: Class A FAMMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032620 Fidelity Municipal Income 2017 Fund C000100599 Fidelity Advisor Municipal Income 2017 Fund: Class I FAVIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032620 Fidelity Municipal Income 2017 Fund C000100600 Fidelity Municipal Income 2017 Fund FMIFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032621 Fidelity Municipal Income 2019 Fund C000100602 Fidelity Advisor Municipal Income 2019 Fund: Class I FACIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032621 Fidelity Municipal Income 2019 Fund C000100604 Fidelity Advisor Municipal Income 2019 Fund: Class A FAPAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032621 Fidelity Municipal Income 2019 Fund C000100603 Fidelity Municipal Income 2019 Fund FMCFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032622 Fidelity Municipal Income 2021 Fund C000100606 Fidelity Municipal Income 2021 Fund FOCFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032622 Fidelity Municipal Income 2021 Fund C000100607 Fidelity Advisor Municipal Income 2021 Fund: Class A FOMAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000032622 Fidelity Municipal Income 2021 Fund C000100605 Fidelity Advisor Municipal Income 2021 Fund: Class I FOMIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000040416 Fidelity Municipal Income 2023 Fund C000125570 Fidelity Municipal Income 2023 Fund FCHPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000040416 Fidelity Municipal Income 2023 Fund C000125571 Fidelity Advisor Municipal Income 2023 Fund: Class A FSODX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000040416 Fidelity Municipal Income 2023 Fund C000125572 Fidelity Advisor Municipal Income 2023 Fund: Class I FSWTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033639 Fidelity Real Estate Index Fund C000103378 Investor Class FRXIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033639 Fidelity Real Estate Index Fund C000103377 Institutional Class FSRNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033639 Fidelity Real Estate Index Fund C000103376 Premium Class FSRVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000051995 Fidelity SAI Emerging Markets Index Fund C000163541 Fidelity SAI Emerging Markets Index Fund FERGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000051996 Fidelity SAI International Index Fund C000163542 Fidelity SAI International Index Fund FIONX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000049310 Fidelity SAI International Minimum Volatility Index Fund C000155835 Fidelity SAI International Minimum Volatility Index Fund FSKLX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000051138 Fidelity SAI Long-Term Treasury Bond Index Fund C000161035 Fidelity SAI Long-Term Treasury Bond Index Fund FBLTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000051993 Fidelity SAI Real Estate Index Fund C000163539 Fidelity SAI Real Estate Index Fund FESIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000050321 Fidelity SAI Small-Mid Cap 500 Index Fund C000158877 Fidelity SAI Small-Mid Cap 500 Index Fund FZFLX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000051994 Fidelity SAI U.S. Large Cap Index Fund C000163540 Fidelity SAI U.S. Large Cap Index Fund FLCPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000049309 Fidelity SAI U.S. Minimum Volatility Index Fund C000155834 Fidelity SAI U.S. Minimum Volatility Index Fund FSUVX 245 SUMMER STREET 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811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000053607 Fidelity Series Government Money Market Fund C000168451 Class F FFGXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000053607 Fidelity Series Government Money Market Fund C000168450 Fidelity Series Government Money Market Fund FGNXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000026423 Fidelity Series Inflation-Protected Bond Index Fund C000079294 Class F FFIPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000026423 Fidelity Series Inflation-Protected Bond Index Fund C000079293 Fidelity Series Inflation-Protected Bond Index Fund FSIPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000023604 Fidelity Series Investment Grade Bond Fund C000076770 Class F FIBFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000023604 Fidelity Series Investment Grade Bond Fund C000069436 Fidelity Series Investment Grade Bond Fund FSIGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000054519 Fidelity Series Long-Term Treasury Bond Index Fund C000171138 Class F FFTTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000054519 Fidelity Series Long-Term Treasury Bond Index Fund C000171137 Fidelity Series Long-Term Treasury Bond Index Fund FTLTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000048583 Fidelity Series Short-Term Credit Fund C000153158 Fidelity Series Short-Term Credit Fund FYBTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000048583 Fidelity Series Short-Term Credit Fund C000153159 Class F FYCTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007007 Fidelity Short-Term Bond Fund C000171439 Fidelity Advisor Short-Term Bond Fund: Class C FANCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007007 Fidelity Short-Term Bond Fund C000171437 Fidelity Advisor Short-Term Bond Fund: Class A FBNAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007007 Fidelity Short-Term Bond Fund C000171440 Fidelity Advisor Short-Term Bond Fund: Class I FBNIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007007 Fidelity Short-Term Bond Fund C000171438 Fidelity Advisor Short-Term Bond Fund: Class T FBNTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000007007 Fidelity Short-Term Bond Fund C000019128 Fidelity Short-Term Bond Fund FSHBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017679 Fidelity Short-Term Treasury Bond Index Fund C000048848 Premium Class FSBAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017679 Fidelity Short-Term Treasury Bond Index Fund C000048849 Investor Class FSBIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033638 Fidelity Small Cap Index Fund C000103373 Institutional Premium Class FSSNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033638 Fidelity Small Cap Index Fund C000103375 Investor Class FSSPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033638 Fidelity Small Cap Index Fund C000103374 Institutional Class FSSSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000033638 Fidelity Small Cap Index Fund C000103372 Premium Class FSSVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY 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Income Fund: Class I FSIDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017681 Fidelity Strategic Dividend & Income Fund C000048855 Fidelity Advisor Strategic Dividend & Income Fund: Class T FTSDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017675 Fidelity Strategic Real Return Fund C000048840 Fidelity Advisor Strategic Real Return Fund: Class C FCSRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017675 Fidelity Strategic Real Return Fund C000048839 Fidelity Advisor Strategic Real Return Fund: Class B FSBRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017675 Fidelity Strategic Real Return Fund C000048842 Fidelity Advisor Strategic Real Return Fund: Class I FSIRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017675 Fidelity 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C000170041 Institutional Premium Class FTIHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000054097 Fidelity Total International Index Fund C000170039 Premium Class FTIPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000054097 Fidelity Total International Index Fund C000170038 Institutional Class FTIUX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017676 Fidelity U.S. Bond Index Fund C000048843 Investor Class FBIDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017676 Fidelity U.S. Bond Index Fund C000100041 Premium Class FSITX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017676 Fidelity U.S. Bond Index Fund C000079295 Class F FUBFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017676 Fidelity U.S. Bond Index Fund C000100043 Institutional Premium Class FXNAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017676 Fidelity U.S. Bond Index Fund C000100042 Institutional Class FXSTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02105 0000035315 FIDELITY SALEM STREET TRUST 30 S000017682 Money Market Portfolio C000048857 Money Market Portfolio FSLXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000050482 Fidelity Advisor Multi-Asset Income Fund C000159361 Class I FAYZX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000050482 Fidelity Advisor Multi-Asset Income Fund C000159359 Class T FAZYX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000050482 Fidelity Advisor Multi-Asset Income Fund C000159358 Class A FWATX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000050482 Fidelity Advisor Multi-Asset Income Fund C000159360 Class C FWBTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037006 Fidelity Global Bond Fund C000113301 Fidelity Global Bond Fund FGBFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037006 Fidelity Global Bond Fund C000113300 Fidelity Advisor Global Bond Fund: Class I FGBIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037006 Fidelity Global Bond Fund C000113298 Fidelity Advisor Global Bond Fund: Class T FGBWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037006 Fidelity Global Bond Fund C000113299 Fidelity Advisor Global Bond Fund: Class C FGBYX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037006 Fidelity Global Bond Fund C000113297 Fidelity 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FIDELITY SCHOOL STREET TRUST 30 S000007186 Fidelity Intermediate Municipal Income Fund C000019670 Fidelity Advisor Intermediate Municipal Income Fund: Class I FZIIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000007186 Fidelity Intermediate Municipal Income Fund C000019669 Fidelity Advisor Intermediate Municipal Income Fund: Class T FZITX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037007 Fidelity International Bond Fund C000113306 Fidelity Advisor International Bond Fund: Class I FINOX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037007 Fidelity International Bond Fund C000113305 Fidelity Advisor International Bond Fund: Class C FINRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02676 0000215829 FIDELITY SCHOOL STREET TRUST 30 S000037007 Fidelity International Bond Fund C000113304 Fidelity Advisor International Bond Fund: Class T 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811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007200 Fidelity Leveraged Company Stock Fund C000019698 Fidelity Leveraged Company Stock Fund FLVCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007191 Fidelity OTC Portfolio C000064268 Class K FOCKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007191 Fidelity OTC Portfolio C000019679 Fidelity OTC Portfolio FOCPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007192 Fidelity Real Estate Income Fund C000019680 Fidelity Real Estate Income Fund FRIFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007192 Fidelity Real Estate Income Fund C000087887 Fidelity Advisor Real Estate Income Fund: Class A FRINX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007192 Fidelity Real Estate Income Fund C000087889 Fidelity Advisor Real Estate Income Fund: Class C FRIOX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007192 Fidelity Real Estate Income Fund C000087890 Fidelity Advisor Real Estate Income Fund: Class T FRIQX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007192 Fidelity Real Estate Income Fund C000087891 Fidelity Advisor Real Estate Income Fund: Class I FRIRX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000042624 Fidelity Series Blue Chip Growth Fund C000131779 Fidelity Series Blue Chip Growth Fund FSBDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000042624 Fidelity Series Blue Chip Growth Fund C000131780 Class F FSBEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000033805 Fidelity Series Real Estate Equity Fund C000104444 Fidelity Series Real Estate Equity Fund FREDX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000033805 Fidelity Series Real Estate Equity Fund C000104445 Class F FREFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000031548 Fidelity Series Real Estate Income Fund C000098199 Fidelity Series Real Estate Income Fund FSREX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000031548 Fidelity Series Real Estate Income Fund C000098200 Class F FSRWX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000015587 Fidelity Series Small Cap Opportunities Fund C000076776 Class F FSOFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000015587 Fidelity Series Small Cap Opportunities Fund C000042507 Fidelity Series Small Cap Opportunities Fund FSOPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY 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Fidelity Small Cap Growth Fund C000019685 Fidelity Advisor Small Cap Growth Fund: Class T FCTGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007194 Fidelity Small Cap Value Fund C000019687 Fidelity Small Cap Value Fund FCPVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007194 Fidelity Small Cap Value Fund C000019688 Fidelity Advisor Small Cap Value Fund: Class A FCVAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007194 Fidelity Small Cap Value Fund C000019689 Fidelity Advisor Small Cap Value Fund: Class B FCVBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007194 Fidelity Small Cap Value Fund C000019690 Fidelity Advisor Small Cap Value Fund: Class C FCVCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007194 Fidelity Small Cap Value Fund C000019692 Fidelity Advisor Small Cap Value Fund: Class I FCVIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04118 0000754510 FIDELITY SECURITIES FUND 30 S000007194 Fidelity Small Cap Value Fund C000019691 Fidelity Advisor Small Cap Value Fund: Class T FCVTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007453 Air Tranportation Portfolio C000020427 Air Transportation Portfolio FSAIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007464 Automotive Portfolio C000020438 Automotive Portfolio FSAVX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007475 Banking Portfolio C000020449 Banking Portfolio FSRBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007486 Biotechnology Portfolio C000020460 Biotechnology Portfolio FBIOX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007490 Brokerage and Investment Management Portfolio C000020464 Brokerage and Investment Management Portfolio FSLBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007492 Chemicals Portfolio C000020466 Chemicals Portfolio FSCHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007457 Communications Equipment Portfolio C000020431 Communications Equipment Portfolio FSDCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007493 Computers Portfolio C000020467 Computers Portfolio FDCPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007494 Construction and Housing Portfolio C000020468 Construction and Housing Portfolio FSHOX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007454 Consumer Discretionary Portfolio C000020428 Consumer Discretionary Portfolio FSCPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007467 Consumer Finance Portfolio C000020441 Consumer Finance Portfolio FSVLX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007463 Consumer Staples Portfolio C000040616 Fidelity Advisor Consumer Staples Fund: Class A FDAGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007463 Consumer Staples Portfolio C000040617 Fidelity Advisor Consumer Staples Fund: Class B FDBGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007463 Consumer Staples Portfolio C000040618 Fidelity Advisor Consumer Staples Fund: Class C FDCGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007463 Consumer Staples Portfolio C000020437 Consumer Staples Portfolio FDFAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007463 Consumer Staples Portfolio C000040620 Fidelity Advisor Consumer Staples Fund: Class I FDIGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007463 Consumer Staples Portfolio C000040619 Fidelity Advisor Consumer Staples Fund: Class T FDTGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007456 Defense and Aerospace Portfolio C000020430 Defense and Aerospace Portfolio FSDAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007458 Electronics Portfolio C000020432 Electronics Portfolio FSELX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007459 Energy Portfolio C000020433 Energy Portfolio FSENX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007460 Energy Service Portfolio C000020434 Energy Service Portfolio FSESX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007461 Environment and Alternative Energy Portfolio C000020435 Environment and Alternative Energy Portfolio FSLEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000039314 Fidelity International Real Estate Fund C000121125 Fidelity Advisor International Real Estate Fund: Class A FIRAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000039314 Fidelity International Real Estate Fund C000121126 Fidelity Advisor International Real Estate Fund: Class B FIRBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000039314 Fidelity International Real Estate Fund C000121127 Fidelity Advisor International Real Estate Fund: Class C FIRCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000039314 Fidelity International Real Estate Fund C000121129 Fidelity International Real Estate Fund FIREX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000039314 Fidelity International Real Estate Fund C000121130 Fidelity Advisor International Real Estate Fund: Class I FIRIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000039314 Fidelity International Real Estate Fund C000121128 Fidelity Advisor International Real Estate Fund: Class T FIRTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000039313 Fidelity Real Estate Investment Portfolio C000121124 Fidelity Real Estate Investment Portfolio FRESX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000039312 Fidelity Telecom and Utilities Fund C000121123 Fidelity Telecom and Utilities Fund FIUIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007462 Financial Services Portfolio C000020436 Financial Services Portfolio FIDSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007465 Gold Portfolio C000040622 Fidelity Advisor Gold Fund: Class A FGDAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007465 Gold Portfolio C000040623 Fidelity Advisor Gold Fund: Class B FGDBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007465 Gold Portfolio C000040624 Fidelity Advisor Gold Fund: Class C FGDCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007465 Gold Portfolio C000040621 Fidelity Advisor Gold Fund: Class I FGDIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007465 Gold Portfolio C000040625 Fidelity Advisor Gold Fund: Class T FGDTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007465 Gold Portfolio C000020439 Gold Portfolio FSAGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007466 Health Care Portfolio C000020440 Health Care Portfolio FSPHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007472 Health Care Services Portfolio C000020446 Health Care Services Portfolio FSHCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007468 Industrial Equipment Portfolio C000020442 Industrial Equipment Portfolio FSCGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007455 Industrials Portfolio C000020429 Industrials Portfolio FCYIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007470 Insurance Portfolio C000020444 Insurance Portfolio FSPCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007491 IT Services Portfolio C000020465 IT Services Portfolio FBSOX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007471 Leisure Portfolio C000020445 Leisure Portfolio FDLSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007469 Materials Portfolio C000040626 Fidelity Advisor Materials Fund: Class A FMFAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007469 Materials Portfolio C000040627 Fidelity Advisor Materials Fund: Class B FMFBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007469 Materials Portfolio C000040628 Fidelity Advisor Materials Fund: Class C FMFCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007469 Materials Portfolio C000040630 Fidelity Advisor Materials Fund: Class I FMFEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007469 Materials Portfolio C000040629 Fidelity Advisor Materials Fund: Class T FMFTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007469 Materials Portfolio C000020443 Materials Portfolio FSDPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007473 Medical Equipment and Systems Portfolio C000020447 Medical Equipment and Systems Portfolio FSMEX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007476 Multimedia Portfolio C000020450 Multimedia Portfolio FBMPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007477 Natural Gas Portfolio C000020451 Natural Gas Portfolio FSNGX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007478 Natural Resources Portfolio C000020452 Natural Resources Portfolio FNARX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007481 Pharmaceuticals Portfolio C000020455 Pharmaceuticals Portfolio FPHAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007482 Retailing Portfolio C000020456 Retailing Portfolio FSRPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007483 Software and IT Services Portfolio C000020457 Software and IT Services Portfolio FSCSX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007484 Technology Portfolio C000020458 Technology Portfolio FSPTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007485 Telecommunications Portfolio C000020459 Telecommunications Portfolio FSTCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007485 Telecommunications Portfolio C000040631 Fidelity Advisor Telecommunications Fund: Class A FTUAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007485 Telecommunications Portfolio C000040632 Fidelity Advisor Telecommunications Fund: Class B FTUBX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007485 Telecommunications Portfolio C000040633 Fidelity Advisor Telecommunications Fund: Class C FTUCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007485 Telecommunications Portfolio C000040635 Fidelity Advisor Telecommunications Fund: Class I FTUIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007485 Telecommunications Portfolio C000040634 Fidelity Advisor Telecommunications Fund: Class T FTUTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007487 Transportation Portfolio C000020461 Transportation Portfolio FSRFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007488 Utilities Portfolio C000020462 Utilities Portfolio FSUTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03114 0000320351 FIDELITY SELECT PORTFOLIOS 30 S000007489 Wireless Portfolio C000020463 Wireless Portfolio FWRLX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000007495 Fidelity Capital & Income Fund C000020469 Fidelity Capital & Income Fund FAGIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000017691 Fidelity Export and Multinational Fund C000064282 Class K FEXKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000017691 Fidelity Export and Multinational Fund C000048887 Fidelity Export and Multinational Fund FEXPX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000017689 Fidelity Focused High Income Fund C000048885 Fidelity Focused High Income Fund FHIFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000032505 Fidelity Global High Income Fund C000100278 Fidelity Advisor Global High Income Fund: Class A FGHAX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000032505 Fidelity Global High Income Fund C000100279 Fidelity Advisor Global High Income Fund: Class C FGHCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000032505 Fidelity Global High Income Fund C000100281 Fidelity Advisor Global High Income Fund: Class I FGHIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000032505 Fidelity Global High Income Fund C000100277 Fidelity Global High Income Fund FGHNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000032505 Fidelity Global High Income Fund C000100280 Fidelity Advisor Global High Income Fund: Class T FGHTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000017690 Fidelity High Income Fund C000048886 Fidelity High Income Fund SPHIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000017692 Fidelity New Markets Income Fund C000048888 Fidelity New Markets Income Fund FNMIX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000031533 Fidelity Series Floating Rate High Income Fund C000098083 Fidelity Series Floating Rate High Income Fund FFHCX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000031533 Fidelity Series Floating Rate High Income Fund C000098084 Class F FFHFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000031534 Fidelity Series High Income Fund C000098086 Class F FSHFX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000031534 Fidelity Series High Income Fund C000098085 Fidelity Series High Income Fund FSHNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000042758 Fidelity Short Duration High Income Fund C000132244 Fidelity Short Duration High Income Fund FSAHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000042758 Fidelity Short Duration High Income Fund C000132246 Fidelity Advisor Short Duration High Income Fund: Class A FSBHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000042758 Fidelity Short Duration High Income Fund C000132248 Fidelity Advisor Short Duration High Income Fund: Class C FSDHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000042758 Fidelity Short Duration High Income Fund C000132247 Fidelity Advisor Short Duration High Income Fund: Class T FSEHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02737 0000225322 FIDELITY SUMMER STREET TRUST 30 S000042758 Fidelity Short Duration High Income Fund C000132245 Fidelity Advisor Short Duration High Income Fund: Class I FSFHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-00790 0000035402 FIDELITY TREND FUND 30 S000007496 Fidelity Trend Fund C000020470 Fidelity Trend Fund FTRNX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02460 0000035330 FIDELITY UNION STREET TRUST 30 S000007497 Fidelity Arizona Municipal Income Fund C000020471 Fidelity Arizona Municipal Income Fund FSAZX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-02460 0000035330 FIDELITY UNION STREET TRUST 30 S000007499 Fidelity Maryland Municipal Income Fund C000020473 Fidelity Maryland Municipal Income Fund SMDMX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06452 0000880797 FIDELITY UNION STREET TRUST II 30 S000007501 Fidelity Arizona Municipal Money Market Fund C000020475 Fidelity Arizona Municipal Money Market Fund FSAXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-06452 0000880797 FIDELITY UNION STREET TRUST II 30 S000007502 Fidelity Municipal Money Market Fund C000020476 Fidelity Municipal Money Market Fund FTEXX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-04758 0000797461 FIDELITY VARIABLE ACCOUNT OF MONARCH LIFE INSURANCE CO 33 S000011245 FIDELITY VARIABLE ACCOUNT OF MONARCH LIFE INSURANCE CO C000030973 Fidelity Joint Life [NULL] ONE MONARCH PL SPRINGFIELD 01133 MA [NULL] 811-04758 0000797461 FIDELITY VARIABLE ACCOUNT OF MONARCH LIFE INSURANCE CO 33 S000011245 FIDELITY VARIABLE ACCOUNT OF MONARCH LIFE INSURANCE CO C000030972 Fidelity Single Life [NULL] ONE MONARCH PL SPRINGFIELD 01133 MA [NULL] 811-04758 0000797461 FIDELITY VARIABLE ACCOUNT OF MONARCH LIFE INSURANCE CO 33 S000011245 FIDELITY VARIABLE ACCOUNT OF MONARCH LIFE INSURANCE CO C000030971 FIDELITY VARIABLE ACCOUNT OF MONARCH LIFE INSURANCE CO [NULL] ONE MONARCH PL SPRINGFIELD 01133 MA [NULL] 811-02954 0000726352 FIDELITY VARIABLE ANNUITY ACCOUNT /IA/ 32 S000006779 FIDELITY VARIABLE ANNUITY ACCOUNT /IA/ C000018378 Fidelity Income Plus Variable Annuity [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-01144 0000035616 FINANCE CO OF PENNSYLVANIA 30 S000010602 FINANCE CO OF PENNSYLVANIA C000029293 FINANCE CO OF PENNSYLVANIA [NULL] 400 MARKET STREET PHILADELPHIA 19106 PA SUITE 425 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000050039 ALPS | Metis Global Micro Cap Fund C000157976 Class A METAX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000050039 ALPS | Metis Global Micro Cap Fund C000157977 Class C METCX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000050039 ALPS | Metis Global Micro Cap Fund C000157978 Class I METIX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000039008 ALPS/Alerian MLP Infrastructure Index Fund C000119877 Class A ALERX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000039008 ALPS/Alerian MLP Infrastructure Index Fund C000119878 Class C ALRCX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000039008 ALPS/Alerian MLP Infrastructure Index Fund C000119879 Class I ALRIX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000028470 ALPS/CoreCommodity Management CompleteCommoditiesSM Strategy Fund C000087089 Class A JCRAX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000028470 ALPS/CoreCommodity Management CompleteCommoditiesSM Strategy Fund C000087090 Class C JCRCX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000028470 ALPS/CoreCommodity Management CompleteCommoditiesSM Strategy Fund C000087091 Class I JCRIX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000030224 ALPS/Kotak India Growth Fund C000093015 Class A INDAX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000030224 ALPS/Kotak India Growth Fund C000093017 Class I INDIX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000030224 ALPS/Kotak India Growth Fund C000093016 Class C INFCX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000019569 ALPS/Red Rocks Listed Private Equity Fund C000054404 Class A LPEFX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000019569 ALPS/Red Rocks Listed Private Equity Fund C000054405 Class I LPEIX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000019569 ALPS/Red Rocks Listed Private Equity Fund C000054406 Class R LPERX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000019569 ALPS/Red Rocks Listed Private Equity Fund C000090359 Class C LPFCX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000045872 ALPS/Sterling ETF Tactical Rotation Fund C000142956 Class A ETRAX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000045872 ALPS/Sterling ETF Tactical Rotation Fund C000142957 Class C ETRCX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000045872 ALPS/Sterling ETF Tactical Rotation Fund C000142958 Class I ETRIX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000043426 ALPS/Westport Resources Hedged High Income Fund C000134582 Class A INCAX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000043426 ALPS/Westport Resources Hedged High Income Fund C000134583 Class C INCCX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000043426 ALPS/Westport Resources Hedged High Income Fund C000134584 Class I INCIX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000026159 ALPS/WMC Research Value Fund C000090360 Class C AMWCX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000026159 ALPS/WMC Research Value Fund C000078497 Class I AMWIX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000026159 ALPS/WMC Research Value Fund C000078496 Class A AMWYX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000032472 Aspen Managed Futures Strategy Fund C000100186 Class A MFBPX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000032472 Aspen Managed Futures Strategy Fund C000100187 Class I MFBTX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000055654 ASPEN PORTFOLIO STRATEGY FUND C000175173 Class A Shares [NULL] P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000055654 ASPEN PORTFOLIO STRATEGY FUND C000175174 Class I Shares [NULL] P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000026776 Clough China Fund C000080470 Class A CHNAX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000026776 Clough China Fund C000080471 Class C CHNCX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000026776 Clough China Fund C000080472 Class I CHNIX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000050216 Ellington Credit Income Fund C000158507 Class A [NULL] P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000050216 Ellington Credit Income Fund C000158508 Class C [NULL] P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000050216 Ellington Credit Income Fund C000158509 Class I [NULL] P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000036389 Emerald Banking and Finance Fund C000111286 Investor Class FFBFX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000036389 Emerald Banking and Finance Fund C000111283 Class A HSSAX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000036389 Emerald Banking and Finance Fund C000111284 Class C HSSCX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000036389 Emerald Banking and Finance Fund C000111285 Institutional Class HSSIX P.O. BOX 328 DENVER 80201-0328 CO [NULL] 811-08194 0000915802 FINANCIAL INVESTORS TRUST 30 S000036390 Emerald Growth Fund C000111290 Investor Class FFGRX P.O. 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S000010589 FIRST INVESTORS GLOBAL FUND C000029248 CLASS B FIBGX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010589 FIRST INVESTORS GLOBAL FUND C000029247 CLASS A FIISX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010589 FIRST INVESTORS GLOBAL FUND C000123970 Advisor Class FIITX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010589 FIRST INVESTORS GLOBAL FUND C000123969 Institutional Class FIIUX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010587 FIRST INVESTORS GROWTH & INCOME FUND C000029244 CLASS B FGIBX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010587 FIRST INVESTORS GROWTH & INCOME FUND C000029243 CLASS A FGINX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010587 FIRST INVESTORS GROWTH & INCOME FUND C000123967 Advisor Class FGIPX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010587 FIRST INVESTORS GROWTH & INCOME FUND C000123968 Institutional Class FGIQX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000054700 First Investors Hedged U.S. Equity Opportunities Fund C000171865 Class A FHEJX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000054700 First Investors Hedged U.S. Equity Opportunities Fund C000171866 Advisor Class FHEKX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000054700 First Investors Hedged U.S. Equity Opportunities Fund C000171867 Institutional Class FHELX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000012416 First Investors International Fund C000033679 Class A FIINX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000012416 First Investors International Fund C000033680 Class B FIIOX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000012416 First Investors International Fund C000123975 Advisor Class FIIPX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000012416 First Investors International Fund C000123976 Institutional Class FIIQX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000055542 First Investors Long Short Fund C000174841 Advisor Class [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000055542 First Investors Long Short Fund C000174840 Class A [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000055542 First Investors Long Short Fund C000174842 Institutional Class [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010584 FIRST INVESTORS OPPORTUNITY FUND C000029238 CLASS B FIMBX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010584 FIRST INVESTORS OPPORTUNITY FUND C000029237 CLASS A FIUSX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010584 FIRST INVESTORS OPPORTUNITY FUND C000123961 Advisor Class FIVUX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010584 FIRST INVESTORS OPPORTUNITY FUND C000123962 Institutional Class FIVVX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000048533 First Investors Real Estate Fund C000153020 Class A FIRDX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000048533 First Investors Real Estate Fund C000153021 Advisor Class FIRGX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000048533 First Investors Real Estate Fund C000153022 Institutional Class FIRHX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010585 FIRST INVESTORS SELECT GROWTH FUND C000029239 CLASS A FICGX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010585 FIRST INVESTORS SELECT GROWTH FUND C000123963 Advisor Class FICHX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010585 FIRST INVESTORS SELECT GROWTH FUND C000123964 Institutional Class FICIX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010585 FIRST INVESTORS SELECT GROWTH FUND C000029240 CLASS B FIGBX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010592 FIRST INVESTORS SPECIAL SITUATIONS FUND C000029254 CLASS B FISBX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010592 FIRST INVESTORS SPECIAL SITUATIONS FUND C000029253 CLASS A FISSX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010592 FIRST INVESTORS SPECIAL SITUATIONS FUND C000123973 Advisor Class FISTX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010592 FIRST INVESTORS SPECIAL SITUATIONS FUND C000123974 Institutional Class FISUX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010591 FIRST INVESTORS TOTAL RETURN FUND C000029252 CLASS B FBTRX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010591 FIRST INVESTORS TOTAL RETURN FUND C000029251 CLASS A FITRX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010591 FIRST INVESTORS TOTAL RETURN FUND C000123971 Advisor Class FITUX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06618 0000886048 FIRST INVESTORS EQUITY FUNDS 30 S000010591 FIRST INVESTORS TOTAL RETURN FUND C000123972 Institutional Class FITVX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000050644 First Investors Balanced Income Fund C000159968 Class A FBIJX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000050644 First Investors Balanced Income Fund C000159969 Advisor Class FBIKX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000050644 First Investors Balanced Income Fund C000159970 Institutional Class FBILX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000010578 FIRST INVESTORS CASH MANAGEMENT FUND C000029224 CLASS B [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000010578 FIRST INVESTORS CASH MANAGEMENT FUND C000029225 CLASS A FICXX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000010578 FIRST INVESTORS CASH MANAGEMENT FUND C000123916 Institutional Class FIFXX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000042009 First Investors Floating Rate Fund C000130521 Class A FRFDX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000042009 First Investors Floating Rate Fund C000130522 Advisor Class FRFEX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000042009 First Investors Floating Rate Fund C000130523 Institutional Class FRFNX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000010579 FIRST INVESTORS FUND FOR INCOME C000029226 CLASS A FIFIX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000010579 FIRST INVESTORS FUND FOR INCOME C000029227 CLASS B FIFJX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000010579 FIRST INVESTORS FUND FOR INCOME C000123917 Advisor Class FIFKX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000010579 FIRST INVESTORS FUND FOR INCOME C000123918 Institutional Class FIFLX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000010577 FIRST INVESTORS GOVERNMENT FUND C000029222 CLASS A FIGVX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000010577 FIRST INVESTORS GOVERNMENT FUND C000029223 CLASS B FIGYX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000010577 FIRST INVESTORS GOVERNMENT FUND C000123913 Advisor Class FIHUX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000010577 FIRST INVESTORS GOVERNMENT FUND C000123914 Institutional Class FIHVX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000037814 First Investors International Opportunities Bond Fund C000116613 Class A FIOBX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000037814 First Investors International Opportunities Bond Fund C000123922 Advisor Class FIODX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000037814 First Investors International Opportunities Bond Fund C000123921 Institutional Class FIOEX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000010580 FIRST INVESTORS INVESTMENT GRADE FUND C000029228 CLASS A FIIGX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000010580 FIRST INVESTORS INVESTMENT GRADE FUND C000029229 CLASS B FIIHX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000010580 FIRST INVESTORS INVESTMENT GRADE FUND C000123919 Advisor Class FIIJX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000010580 FIRST INVESTORS INVESTMENT GRADE FUND C000123920 Institutional Class FIIKX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000045420 First Investors Limited Duration High Quality Bond Fund C000141426 Class A FLDKX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000045420 First Investors Limited Duration High Quality Bond Fund C000141427 Advisor Class FLDLX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000045420 First Investors Limited Duration High Quality Bond Fund C000141428 Institutional Class FLDMX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000039986 First Investors Strategic Income Fund C000124044 Class A FSIFX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03967 0000740967 FIRST INVESTORS INCOME FUNDS 30 S000039986 First Investors Strategic Income Fund C000124045 Advisor Class FSIHX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-04328 0000770952 FIRST INVESTORS LIFE LEVEL PREMIUM VARIABLE LIF INS SEP AC B 33 S000011071 FIRST INVESTORS LIFE LEVEL PREMIUM VARIABLE LIF INS SEP AC B C000030517 INSURED SERIES POLICY [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-04328 0000770952 FIRST INVESTORS LIFE LEVEL PREMIUM VARIABLE LIF INS SEP AC B 33 S000011071 FIRST INVESTORS LIFE LEVEL PREMIUM VARIABLE LIF INS SEP AC B C000063566 ISP Choice [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-21742 0001322453 First Investors Life Separate Account E 33 S000011074 First Investors Life Separate Account E C000030520 SPVL MODIFIED SINGLE PREMIUM VARIABLE LIFE INSURANCE POLICY [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-21742 0001322453 First Investors Life Separate Account E 33 S000011074 First Investors Life Separate Account E C000135857 Variable Universal Life [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-04325 0000770906 FIRST INVESTORS LIFE SERIES FUNDS 30 S000051089 First Investors Life Series Balanced Income Fund C000160931 First Investors Life Series Balanced Income Fund [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-04325 0000770906 FIRST INVESTORS LIFE SERIES FUNDS 30 S000010199 FIRST INVESTORS LIFE SERIES CASH MANAGEMENT FUND C000028239 FIRST INVESTORS LIFE SERIES CASH MANAGEMENT FUND [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-04325 0000770906 FIRST INVESTORS LIFE SERIES FUNDS 30 S000053736 First Investors Life Series Covered Call Strategy Fund C000168911 First Investors Life Series Covered Call Strategy Fund [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-04325 0000770906 FIRST INVESTORS LIFE SERIES FUNDS 30 S000010193 First Investors Life Series Equity Income Fund C000028233 FIRST INVESTORS LIFE SERIES EQUITY INCOME FUND [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-04325 0000770906 FIRST INVESTORS LIFE SERIES FUNDS 30 S000010198 FIRST INVESTORS LIFE SERIES FUND FOR INCOME C000028238 FIRST INVESTORS LIFE SERIES FUND FOR INCOME [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-04325 0000770906 FIRST INVESTORS LIFE SERIES FUNDS 30 S000010191 FIRST INVESTORS LIFE SERIES GOVERNMENT FUND C000028231 FIRST INVESTORS LIFE SERIES GOVERNMENT FUND [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-04325 0000770906 FIRST INVESTORS LIFE SERIES FUNDS 30 S000010201 FIRST INVESTORS LIFE SERIES GROWTH & INCOME FUND C000028241 FIRST INVESTORS LIFE SERIES GROWTH & INCOME FUND [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-04325 0000770906 FIRST INVESTORS LIFE SERIES FUNDS 30 S000010200 FIRST INVESTORS LIFE SERIES INTERNATIONAL FUND C000028240 FIRST INVESTORS LIFE SERIES INTERNATIONAL FUND [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-04325 0000770906 FIRST INVESTORS LIFE SERIES FUNDS 30 S000010192 FIRST INVESTORS LIFE SERIES INVESTMENT GRADE FUND C000028232 FIRST INVESTORS LIFE SERIES INVESTMENT GRADE FUND [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-04325 0000770906 FIRST INVESTORS LIFE SERIES FUNDS 30 S000045500 First Investors Life Series Limited Duration High Quality Bond Fund C000141629 First Investors Life Series Limited Duration High Quality Bond Fund [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-04325 0000770906 FIRST INVESTORS LIFE SERIES FUNDS 30 S000039212 First Investors Life Series Opportunity Fund C000120645 First Investors Life Series Opportunity Fund [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-04325 0000770906 FIRST INVESTORS LIFE SERIES FUNDS 30 S000048998 First Investors Life Series Real Estate Fund C000154497 First Investors Life Series Real Estate Fund [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-04325 0000770906 FIRST INVESTORS LIFE SERIES FUNDS 30 S000010197 FIRST INVESTORS LIFE SERIES SELECT GROWTH FUND C000028237 FIRST INVESTORS LIFE SERIES SELECT GROWTH FUND [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-04325 0000770906 FIRST INVESTORS LIFE SERIES FUNDS 30 S000010190 FIRST INVESTORS LIFE SERIES SPECIAL SITUATIONS FUND C000028230 FIRST INVESTORS LIFE SERIES SPECIAL SITUATIONS FUND [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-04325 0000770906 FIRST INVESTORS LIFE SERIES FUNDS 30 S000039213 First Investors Life Series Total Return Fund C000120646 First Investors Life Series Total Return Fund [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-02982 0000314391 FIRST INVESTORS LIFE VARIABLE ANNUITY FUND A 32 S000011070 FIRST INVESTORS LIFE VARIABLE ANNUITY FUND A C000030514 FIRST INVESTORS LIFE VARIABLE ANNUITY FUND A [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06130 0000860516 FIRST INVESTORS LIFE VARIABLE ANNUITY FUND C 32 S000011067 FIRST INVESTORS LIFE VARIABLE ANNUITY FUND C C000089308 First Choice [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-06130 0000860516 FIRST INVESTORS LIFE VARIABLE ANNUITY FUND C 32 S000011067 FIRST INVESTORS LIFE VARIABLE ANNUITY FUND C C000030511 THE TAX TAMER I [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-08205 0001037242 FIRST INVESTORS LIFE VARIABLE ANNUITY FUND D 32 S000011068 FIRST INVESTORS LIFE VARIABLE ANNUITY FUND D C000125573 First Choice Bonus Annuity [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-08205 0001037242 FIRST INVESTORS LIFE VARIABLE ANNUITY FUND D 32 S000011068 FIRST INVESTORS LIFE VARIABLE ANNUITY FUND D C000030512 THE TAX TAMER II [NULL] 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011433 First Investors Tax Exempt California Fund C000031629 Class A FICAX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011433 First Investors Tax Exempt California Fund C000031628 Class B FICFX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011433 First Investors Tax Exempt California Fund C000126148 Advisor Class FICJX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011433 First Investors Tax Exempt California Fund C000126149 Institutional Class FICLX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011435 First Investors Tax Exempt Connecticut Fund C000031632 Class A FICTX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011435 First Investors Tax Exempt Connecticut Fund C000031633 Class B FICUX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011435 First Investors Tax Exempt Connecticut Fund C000126150 Advisor Class FICYX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011435 First Investors Tax Exempt Connecticut Fund C000126151 Institutional Class FICZX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011417 First Investors Tax Exempt Income Fund C000031596 Class A FITAX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011417 First Investors Tax Exempt Income Fund C000031597 Class B FITCX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011417 First Investors Tax Exempt Income Fund C000126124 Advisor Class FITDX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011417 First Investors Tax Exempt Income Fund C000126125 Institutional Class FITEX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011419 First Investors Tax Exempt Massachusetts Fund C000031600 Class A FIMAX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011419 First Investors Tax Exempt Massachusetts Fund C000031601 Class B FIMGX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011419 First Investors Tax Exempt Massachusetts Fund C000126126 Advisor Class FIMHX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011419 First Investors Tax Exempt Massachusetts Fund C000126127 Institutional Class FIMJX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011420 First Investors Tax Exempt Michigan Fund C000031602 Class A FTMIX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011420 First Investors Tax Exempt Michigan Fund C000031603 Class B FTMJX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011420 First Investors Tax Exempt Michigan Fund C000126128 Advisor Class FTMLX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011420 First Investors Tax Exempt Michigan Fund C000126129 Institutional Class FTMMX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011421 First Investors Tax Exempt Minnesota Fund C000031604 Class A FIMNX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011421 First Investors Tax Exempt Minnesota Fund C000031605 Class B FIMOX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011421 First Investors Tax Exempt Minnesota Fund C000126130 Advisor Class FIMQX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011421 First Investors Tax Exempt Minnesota Fund C000126131 Institutional Class FIMRX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011423 First Investors Tax Exempt New Jersey Fund C000031608 Class A FINJX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011423 First Investors Tax Exempt New Jersey Fund C000031609 Class B FINKX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011423 First Investors Tax Exempt New Jersey Fund C000126133 Advisor Class FINLX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011423 First Investors Tax Exempt New Jersey Fund C000126132 Institutional Class FINNX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011424 First Investors Tax Exempt New York Fund C000031610 Class A FNYFX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011424 First Investors Tax Exempt New York Fund C000031611 Class B FNYGX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011424 First Investors Tax Exempt New York Fund C000126134 Advisor Class FNYHX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011424 First Investors Tax Exempt New York Fund C000126135 Institutional Class FNYJX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011425 First Investors Tax Exempt North Carolina Fund C000031612 Class A FMTNX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011425 First Investors Tax Exempt North Carolina Fund C000031613 Class B FMTQX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011425 First Investors Tax Exempt North Carolina Fund C000126136 Advisor Class FMTTX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011425 First Investors Tax Exempt North Carolina Fund C000126137 Institutional Class FMTUX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011426 First Investors Tax Exempt Ohio Fund C000031614 Class A FIOHX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011426 First Investors Tax Exempt Ohio Fund C000031615 Class B FIOJX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011426 First Investors Tax Exempt Ohio Fund C000126138 Advisor Class FIOKX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011426 First Investors Tax Exempt Ohio Fund C000126139 Institutional Class FIOLX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011428 First Investors Tax Exempt Opportunities Fund C000126142 Advisor Class EIIAX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011428 First Investors Tax Exempt Opportunities Fund C000126143 Institutional Class EIINX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011428 First Investors Tax Exempt Opportunities Fund C000031618 Class A EIITX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011428 First Investors Tax Exempt Opportunities Fund C000031619 Class B EIIUX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011427 First Investors Tax Exempt Oregon Fund C000031617 Class B FTOBX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011427 First Investors Tax Exempt Oregon Fund C000031616 Class A FTORX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011427 First Investors Tax Exempt Oregon Fund C000126140 Advisor Class FTOTX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011427 First Investors Tax Exempt Oregon Fund C000126141 Institutional Class FTOUX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011429 First Investors Tax Exempt Pennsylvania Fund C000031620 Class A FTPAX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011429 First Investors Tax Exempt Pennsylvania Fund C000031621 Class B FTPDX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011429 First Investors Tax Exempt Pennsylvania Fund C000126144 Advisor Class FTPEX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011429 First Investors Tax Exempt Pennsylvania Fund C000126145 Institutional Class FTPFX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011430 First Investors Tax Exempt Virginia Fund C000031622 Class A FIVAX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011430 First Investors Tax Exempt Virginia Fund C000031623 Class B FIVBX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011430 First Investors Tax Exempt Virginia Fund C000126146 Advisor Class FIVCX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-03690 0000716792 FIRST INVESTORS TAX EXEMPT FUNDS 30 S000011430 First Investors Tax Exempt Virginia Fund C000126147 Institutional Class FIVDX 40 WALL STREET NEW YORK 10005-1343 NY 10TH FLOOR 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014066 Class A [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014064 Class AA [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014065 Class B [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014063 Class C (offered between September 4, 2001 and October 7, 2011) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000106663 Class C (offered on and after October 7, 2011) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014068 Class L [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014069 Class L - 4 Year (offered between November 22, 2004 and October 7, 2011) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000106662 Class L - 4 Year (offered between October 7, 2011 and April 28, 2013) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000125464 Class L - 4 Year (offered on and after April 29, 2013) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000110905 Class O (offered between April 30, 2012 and September 20, 2015) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000159767 Class O (offered on and after September 21, 2015) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000039423 Class S (offered between April 30, 2007 and October 7, 2011) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000106652 Class S (offered between October 7, 2011 and May 1, 2016) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000168035 Class S (offered on and after May 2, 2016) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000108044 Class S - L Share Option (offered between October 7, 2011 and May 1, 2016) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000168036 Class S - L Share Option (offered on and after May 2, 2016) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014059 Class VA (offered between June 15, 2001 and October 7, 2011) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000106661 Class VA (offered between October 7, 2011 and May 1, 2016) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000168029 Class VA (offered on and after May 2, 2016) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000094883 Class VA-4 (offered between May 1, 2011 and October 7, 2011) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000106653 Class VA-4 (offered between October 7, 2011 and May 1, 2016) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000168028 Class VA-4 (offered on and after May 2, 2016) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014067 Class XC [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000069430 Class XTRA [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000075156 Class XTRA 6 [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000021946 First COVA VA [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000166936 Flexible Premium Deferred Variable Annuity [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014061 Marquis Portfolios (offered between November 7, 2005 and April 30, 2012) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000112437 Marquis Portfolios (offered on and after April 30, 2012) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000078063 MetLife Simple Solutions/SM/ [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000056587 NY 3 [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000062198 Pioneer PRISM [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000062200 Pioneer PRISM L [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000062199 Pioneer PRISM XC [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014060 PrimElite III [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000040657 PrimElite IV [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014062 Protected Equity Portfolio (PEP) [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014071 Vintage L [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-08306 0000917952 First MetLife Investors Variable Annuity Account One 32 S000005137 FIRST METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000014070 Vintage XC [NULL] FIRST METLIFE INVESTORS INSURANCE CO IRVINE 92614 CA 5 PARK PLAZA, SUITE 1900 811-07949 0001027495 FIRST SYMETRA NATIONAL LIFE INSURANCE CO OF NY SEP ACCT S 32 S000001242 FIRST SYMETRA NATIONAL LIFE INSURANCE CO OF NY SEP ACCT S C000003378 FIRST SYMETRA NATIONAL LIFE INSURANCE CO OF NY SEP ACCT S [NULL] 260 MADISON AVENUE NEW YORK 10016 NY 8TH FLOOR 811-07949 0001027495 FIRST SYMETRA NATIONAL LIFE INSURANCE CO OF NY SEP ACCT S 32 S000001242 FIRST SYMETRA NATIONAL LIFE INSURANCE CO OF NY SEP ACCT S C000003379 New York Spinnaker [NULL] 260 MADISON AVENUE NEW YORK 10016 NY 8TH FLOOR 811-07949 0001027495 FIRST SYMETRA NATIONAL LIFE INSURANCE CO OF NY SEP ACCT S 32 S000001242 FIRST SYMETRA NATIONAL LIFE INSURANCE CO OF NY SEP ACCT S C000003380 New York Spinnaker Plus [NULL] 260 MADISON AVENUE NEW YORK 10016 NY 8TH FLOOR 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017696 First Trust Consumer Discretionary AlphaDEX Fund C000048896 First Trust Consumer Discretionary AlphaDEX Fund FXD 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017697 First Trust Consumer Staples AlphaDEX Fund C000048897 First Trust Consumer Staples AlphaDEX Fund FXG 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017698 First Trust Energy AlphaDEX Fund C000048898 First Trust Energy AlphaDEX Fund FXN 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017699 First Trust Financials AlphaDEX Fund C000048899 First Trust Financials AlphaDEX Fund FXO 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017700 First Trust Health Care AlphaDEX Fund C000048900 First Trust Health Care AlphaDEX Fund FXH 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017701 First Trust Industrials/Producer Durables AlphaDEX Fund C000048901 First Trust Industrials/Producer Durables AlphaDEX Fund FXR 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017337 First Trust Large Cap Core AlphaDEX Fund C000047995 First Trust Large Cap Core AlphaDEX Fund FEX 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017341 First Trust Large Cap Growth AlphaDEX Fund C000047999 First Trust Large Cap Growth AlphaDEX Fund FTC 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017340 First Trust Large Cap Value AlphaDEX Fund C000047998 First Trust Large Cap Value Opportunities AlphaDEX Fund FTA 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017702 First Trust Materials AlphaDEX Fund C000048902 First Trust Materials AlphaDEX Fund FXZ 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000032963 First Trust Mega Cap AlphaDEX Fund C000101702 First Trust Mega Cap AlphaDEX Fund FMK 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017338 First Trust Mid Cap Core AlphaDEX Fund C000047996 First Trust Mid Cap Core AlphaDEX Fund FNX 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000031804 First Trust Mid Cap Growth AlphaDEX Fund C000099059 First Trust Mid Cap Growth AlphaDEX Fund FNY 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000031805 First Trust Mid Cap Value AlphaDEX Fund C000099060 First Trust Mid Cap Value AlphaDEX Fund FNK 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017343 First Trust Multi Cap Growth AlphaDEX Fund C000048001 First Trust Multi Cap Growth AlphaDEX Fund FAD 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017342 First Trust Multi Cap Value AlphaDEX Fund C000048000 First Trust Multi Cap Value AlphaDEX Fund FAB 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017339 First Trust Small Cap Core AlphaDEX Fund C000047997 First Trust Small Cap Core AlphaDEX Fund FYX 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000031806 First Trust Small Cap Growth AlphaDEX Fund C000099061 First Trust Small Cap Growth AlphaDEX Fund FYC 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000031807 First Trust Small Cap Value AlphaDEX Fund C000099062 First Trust Small Cap Value AlphaDEX Fund FYT 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017703 First Trust Technology AlphaDEX Fund C000048903 First Trust Technology AlphaDEX Fund FXL 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22019 0001383496 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND 30 S000017704 First Trust Utilities AlphaDEX Fund C000048904 First Trust Utilities AlphaDEX Fund FXU 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000031803 First Trust Asia Pacific Ex-Japan AlphaDEX Fund C000099057 First Trust Asia Pacific Ex-Japan AlphaDEX Fund FPA 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000036501 First Trust Australia AlphaDEX Fund C000111806 First Trust Australia AlphaDEX Fund FAUS 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000031798 First Trust Brazil AlphaDEX Fund C000099052 First Trust Brazil AlphaDEX Fund FBZ 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000036502 First Trust Canada AlphaDEX Fund C000111807 First Trust Canada AlphaDEX Fund FCAN 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000031799 First Trust China AlphaDEX Fund C000099053 First Trust China AlphaDEX Fund FCA 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000031802 First Trust Developed Markets Ex-US AlphaDEX Fund C000099056 First Trust Developed Markets Ex-US AlphaDEX Fund FDT 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000036654 First Trust Developed Markets ex-US Small Cap AlphaDEX Fund C000112036 First Trust Developed Markets ex-US Small Cap AlphaDEX Fund FDTS 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000031795 First Trust Emerging Markets AlphaDEX Fund C000099049 First Trust Emerging Markets AlphaDEX Fund FEM 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000036655 First Trust Emerging Markets Small Cap AlphaDEX Fund C000112037 First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000031796 First Trust Europe AlphaDEX Fund C000099050 First Trust Europe AlphaDEX Fund FEP 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000047035 First Trust Eurozone AlphaDEX ETF C000147004 First Trust Eurozone AlphaDEX ETF FEUZ 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000036503 First Trust Germany AlphaDEX Fund C000111808 First Trust Germany AlphaDEX Fund FGM 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000052845 First Trust Hedged Eurozone AlphaDEX ETF C000166165 First Trust Hedged Eurozone AlphaDEX ETF [NULL] 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000052846 First Trust Hedged Japan AlphaDEX ETF C000166166 First Trust Hedged Japan AlphaDEX ETF [NULL] 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000036504 First Trust Hong Kong AlphaDEX Fund C000111809 First Trust Hong Kong AlphaDEX Fund FHK 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000031800 First Trust Japan AlphaDEX Fund C000099054 First Trust Japan AlphaDEX Fund FJP 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000031797 First Trust Latin America AlphaDEX Fund C000099051 First Trust Latin America AlphaDEX Fund FLN 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000031801 First Trust South Korea AlphaDEX Fund C000099055 First Trust South Korea AlphaDEX Fund FKO 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000036505 First Trust Switzerland AlphaDEX Fund C000111810 First Trust Switzerland AlphaDEX Fund FSZ 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000036506 First Trust Taiwan AlphaDEX Fund C000111811 First Trust Taiwan AlphaDEX Fund FTW 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22519 0001510337 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II 30 S000036507 First Trust United Kingdom AlphaDEX Fund C000111812 First Trust United Kingdom AlphaDEX Fund FKU 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000012555 First Trust Capital Strength ETF C000034137 First Trust Capital Strength ETF FTCS 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000035456 First Trust CBOE S&P 500 VIX Tail Hedge Fund C000108867 First Trust CBOE S&P 500 VIX Tail Hedge Fund VIXH 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000012479 First Trust Dow Jones Internet Index Fund C000033930 First Trust Dow Jones Internet Index Fund FDN 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000010772 First Trust Dow Jones Select MicroCap Index Fund C000029773 First Trust Dow Jones Select MicroCap Index Fund FDM 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000017179 First Trust ISE Chindia Index Fund C000047629 First Trust ISE Chindia Index Fund FNI 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000017178 First Trust ISE Water Index Fund C000047628 First Trust ISE Water Index Fund FIW 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000017177 First Trust ISE-Revere Natural Gas Index Fund C000047627 First Trust ISE-Revere Natural Gas Index Fund FCG 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000010976 First Trust Morningstar Dividend Leaders Index Fund C000030350 First Trust Morningstar Dividend Leaders Index Fund FDL 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000026211 First Trust NASDAQ ABA Community Bank Index Fund C000078718 First Trust NASDAQ ABA Community Bank Index Fund QABA 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000015169 First Trust Nasdaq Clean Edge Green Energy Index Fund C000041643 First Trust Nasdaq Clean Edge Green Energy Index Fund QCLN 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000011047 First Trust NASDAQ-100 Equal Weighted Index Fund C000030477 First Trust NASDAQ-100 Equal Weighted Index Fund QQEW 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000013259 First Trust Nasdaq-100 Ex-Technology Sector Index Fund C000035622 First Trust Nasdaq-100 Ex-Technology Sector Index Fund QQXT 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000011048 First Trust NASDAQ-100-Technology Sector Index Fund C000030478 First Trust NASDAQ-100-Technology Sector Index Fund QTEC 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000012478 First Trust NYSE Arca Biotechnology Index Fund C000033929 First Trust NYSE Arca Biotechnology Index Fund FBT 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000017163 First Trust S&P REIT Index Fund C000047557 First Trust S&P REIT Index Fund FRI 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000013797 First Trust Total US Market AlphaDEX ETF C000037851 First Trust Total US Market AlphaDEX ETF TUSA 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000010977 First Trust US IPO Index Fund C000030351 First Trust US IPO Index Fund FPX 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000017115 First Trust Value Line 100 Exchange-Traded Fund C000047485 First Trust Value Line 100 Exchange-Traded Fund FVL 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21774 0001329377 FIRST TRUST EXCHANGE-TRADED FUND 30 S000013817 First Trust Value Line Dividend Index Fund C000037913 First Trust Value Line Dividend Index Fund FVD 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21944 0001364608 FIRST TRUST EXCHANGE-TRADED FUND II 30 S000028547 First Trust BICK Index Fund C000087412 First Trust BICK Index Fund BICK 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21944 0001364608 FIRST TRUST EXCHANGE-TRADED FUND II 30 S000019507 First Trust Dow Jones Global Select Dividend Index Fund C000054156 First Trust Dow Jones Global Select Dividend Index Fund FGD 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21944 0001364608 FIRST TRUST EXCHANGE-TRADED FUND II 30 S000018785 First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund C000051967 First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund FFR 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21944 0001364608 FIRST TRUST EXCHANGE-TRADED FUND II 30 S000028546 First Trust Indxx Global Agriculture ETF C000087411 First Trust Indxx Global Agriculture ETF FTAG 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21944 0001364608 FIRST TRUST EXCHANGE-TRADED FUND II 30 S000028545 First Trust Indxx Global Natural Resources Income ETF C000087410 First Trust Indxx Global Natural Resources Income ETF FTRI 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21944 0001364608 FIRST TRUST EXCHANGE-TRADED FUND II 30 S000046902 First Trust International IPO ETF C000146603 First Trust International IPO ETF FPXI 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21944 0001364608 FIRST TRUST EXCHANGE-TRADED FUND II 30 S000033237 First Trust ISE Cloud Computing Index Fund C000102221 First Trust ISE Cloud Computing Index Fund SKYY 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21944 0001364608 FIRST TRUST EXCHANGE-TRADED FUND II 30 S000024215 First Trust ISE Global Engineering and Construction Index Fund C000071160 First Trust ISE Global Engineering and Construction Index Fund FLM 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21944 0001364608 FIRST TRUST EXCHANGE-TRADED FUND II 30 S000022933 First Trust ISE Global Wind Energy Index Fund C000066484 First Trust ISE Global Wind Energy Index Fund FAN 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21944 0001364608 FIRST TRUST EXCHANGE-TRADED FUND II 30 S000026919 First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund C000081044 First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund GRID 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21944 0001364608 FIRST TRUST EXCHANGE-TRADED FUND II 30 S000050385 First Trust NASDAQ Cybersecurity ETF C000159087 First Trust NASDAQ Cybersecurity ETF CIBR 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21944 0001364608 FIRST TRUST EXCHANGE-TRADED FUND II 30 S000032974 First Trust NASDAQ Global Auto Index Fund C000101722 First Trust NASDAQ Global Auto Index Fund CARZ 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21944 0001364608 FIRST TRUST EXCHANGE-TRADED FUND II 30 S000030172 First Trust NASDAQ Smartphone Index Fund C000092838 First Trust NASDAQ Smartphone Index Fund FONE 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21944 0001364608 FIRST TRUST EXCHANGE-TRADED FUND II 30 S000018784 First Trust STOXX European Select Dividend Index Fund C000051966 First Trust STOXX European Select Dividend Index Fund FDD 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-21944 0001364608 FIRST TRUST EXCHANGE-TRADED FUND II 30 S000054962 First Trust ZyFin India Quality and Governance ETF C000172843 First Trust ZyFin India Quality and Governance ETF [NULL] 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22245 0001424212 First Trust Exchange-Traded Fund III 30 S000046751 First Trust Emerging Markets Local Currency Bond ETF C000146034 First Trust Emerging Markets Local Currency Bond ETF FEMB 120 EAST LIBERTY DRIVE WHEATON 60187 IL SUITE 400 811-22245 0001424212 First Trust Exchange-Traded Fund III 30 S000054959 First Trust Horizon Managed Volatility Developed International ETF C000172840 First Trust Horizon Managed Volatility Developed International ETF HDMV 120 EAST LIBERTY DRIVE WHEATON 60187 IL SUITE 400 811-22245 0001424212 First Trust Exchange-Traded Fund III 30 S000054960 First Trust Horizon Managed Volatility Domestic ETF C000172841 First Trust Horizon Managed Volatility Domestic ETF HUSV 120 EAST LIBERTY DRIVE WHEATON 60187 IL SUITE 400 811-22245 0001424212 First Trust Exchange-Traded Fund III 30 S000045700 First Trust Long/Short Equity ETF C000142474 First Trust Long/Short Equity ETF FTLS 120 EAST LIBERTY DRIVE WHEATON 60187 IL SUITE 400 811-22245 0001424212 First Trust Exchange-Traded Fund III 30 S000044373 First Trust Managed Municipal ETF C000138174 First Trust Managed Municipal ETF FMB 120 EAST LIBERTY DRIVE WHEATON 60187 IL SUITE 400 811-22245 0001424212 First Trust Exchange-Traded Fund III 30 S000051606 First Trust Municipal High Income ETF C000162358 First Trust Municipal High Income ETF [NULL] 120 EAST LIBERTY DRIVE WHEATON 60187 IL SUITE 400 811-22245 0001424212 First Trust Exchange-Traded Fund III 30 S000034980 First Trust Preferred Securities and Income ETF C000107588 First Trust Preferred Securities and Income ETF FPE 120 EAST LIBERTY DRIVE WHEATON 60187 IL SUITE 400 811-22245 0001424212 First Trust Exchange-Traded Fund III 30 S000052735 First Trust RiverFront Dynamic Asia Pacific ETF C000165607 First Trust RiverFront Dynamic Asia Pacific ETF RFAP 120 EAST LIBERTY DRIVE WHEATON 60187 IL SUITE 400 811-22245 0001424212 First Trust Exchange-Traded Fund III 30 S000052736 First Trust RiverFront Dynamic Developed International ETF C000165608 First Trust RiverFront Dynamic Developed International ETF RFDI 120 EAST LIBERTY DRIVE WHEATON 60187 IL SUITE 400 811-22245 0001424212 First Trust Exchange-Traded Fund III 30 S000052737 First Trust RiverFront Dynamic Emerging Markets ETF C000165609 First Trust RiverFront Dynamic Emerging Markets ETF RFEM 120 EAST LIBERTY DRIVE WHEATON 60187 IL SUITE 400 811-22245 0001424212 First Trust Exchange-Traded Fund III 30 S000052738 First Trust RiverFront Dynamic Europe ETF C000165610 First Trust RiverFront Dynamic Europe ETF RFEU 120 EAST LIBERTY DRIVE WHEATON 60187 IL SUITE 400 811-22559 0001517936 FIRST TRUST EXCHANGE-TRADED FUND IV 30 S000045797 First Trust Enhanced Short Maturity ETF C000142755 First Trust Enhanced Short Maturity ETF FTSM 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22559 0001517936 FIRST TRUST EXCHANGE-TRADED FUND IV 30 S000051581 First Trust Heitman Global Prime Real Estate ETF C000162279 First Trust Heitman Global Prime Real Estate ETF PRME 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22559 0001517936 FIRST TRUST EXCHANGE-TRADED FUND IV 30 S000046204 First Trust Low Duration Opportunities ETF C000144500 First Trust Low Duration Opportunities ETF LMBS 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22559 0001517936 FIRST TRUST EXCHANGE-TRADED FUND IV 30 S000033458 First Trust North American Energy Infrastructure Fund C000102880 First Trust North American Energy Infrastructure Fund EMLP 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22559 0001517936 FIRST TRUST EXCHANGE-TRADED FUND IV 30 S000034146 First Trust Senior Loan Fund C000105232 First Trust Senior Loan Fund FTSL 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22559 0001517936 FIRST TRUST EXCHANGE-TRADED FUND IV 30 S000050640 First Trust SSI Strategic Convertible Securities ETF C000159952 First Trust SSI Strategic Convertible Securities ETF FCVT 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22559 0001517936 FIRST TRUST EXCHANGE-TRADED FUND IV 30 S000048936 First Trust Strategic Floating Rate ETF C000154151 First Trust Strategic Floating Rate ETF [NULL] 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22559 0001517936 FIRST TRUST EXCHANGE-TRADED FUND IV 30 S000046109 First Trust Strategic Income ETF C000144296 First Trust Strategic Income ETF FDIV 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22559 0001517936 FIRST TRUST EXCHANGE-TRADED FUND IV 30 S000039493 First Trust Tactical High Yield ETF C000121641 First Trust Tactical High Yield ETF HYLS 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22709 0001549548 FIRST TRUST EXCHANGE-TRADED FUND V 30 S000037848 First Trust Morningstar Managed Futures Strategy Fund C000116776 First Trust Morningstar Managed Futures Strategy Fund FMF 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000051669 First Trust Dorsey Wright Dynamic Focus 5 ETF C000162607 First Trust Dorsey Wright Dynamic Focus 5 ETF FVC 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000044369 First Trust Dorsey Wright Focus 5 ETF C000138164 First Trust Dorsey Wright Focus 5 ETF FV 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000046116 First Trust Dorsey Wright International Focus 5 ETF C000144324 First Trust Dorsey Wright International Focus 5 ETF IFV 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000040302 First Trust High Income ETF C000125197 First Trust High Income ETF FTHI 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000040305 First Trust Low Beta Income ETF C000125204 First Trust Low Beta Income ETF FTLB 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000053942 First Trust Nasdaq Bank ETF C000169744 First Trust Nasdaq Bank ETF FTXO 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000053943 First Trust Nasdaq Food & Beverage ETF C000169745 First Trust Nasdaq Food & Beverage ETF FTXG 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000053944 First Trust Nasdaq Oil & Gas ETF C000169746 First Trust Nasdaq Oil & Gas ETF FTXN 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000053945 First Trust Nasdaq Pharmaceuticals ETF C000169747 First Trust Nasdaq Pharmaceuticals ETF FTXH 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000053946 First Trust Nasdaq Retail ETF C000169748 First Trust Nasdaq Retail ETF FTXD 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000043486 First Trust NASDAQ Rising Dividend Achievers ETF C000134868 First Trust NASDAQ Rising Dividend Achievers ETF RDVY 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000053947 First Trust Nasdaq Semiconductor ETF C000169749 First Trust Nasdaq Semiconductor ETF FTXL 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000038244 First Trust NASDAQ Technology Dividend Index Fund C000117913 First Trust NASDAQ Technology Dividend Index Fund TDIV 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000053948 First Trust Nasdaq Transportation ETF C000169750 First Trust Nasdaq Transportation ETF FTXR 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000044209 First Trust RBA American Industrial Renaissance(TM) ETF C000137472 First Trust RBA American Industrial Renaissance(TM) ETF AIRR 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000044210 First Trust RBA Quality Income ETF C000137473 First Trust RBA Quality Income ETF QINC 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000041989 International Multi-Asset Diversified Income Index Fund C000130399 International Multi-Asset Diversified Income Index Fund YDIV 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22717 0001552740 FIRST TRUST EXCHANGE-TRADED FUND VI 30 S000038245 Multi-Asset Diversified Income Index Fund C000117914 Multi-Asset Diversified Income Index Fund MDIV 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22767 0001561785 FIRST TRUST EXCHANGE-TRADED FUND VII 30 S000053488 First Trust Alternative Absolute Return Strategy ETF C000168150 First Trust Alternative Absolute Return Strategy ETF FAAR 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-22767 0001561785 FIRST TRUST EXCHANGE-TRADED FUND VII 30 S000039654 First Trust Global Tactical Commodity Strategy Fund C000122820 First Trust Global Tactical Commodity Strategy Fund FTGC 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-23147 0001667919 FIRST TRUST EXCHANGE-TRADED FUND VIII 30 S000053967 First Trust CEF Income Opportunity ETF C000169819 First Trust CEF Income Opportunity ETF [NULL] 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON 60187 IL [NULL] 811-23147 0001667919 FIRST 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MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000052669 Global Atlantic Goldman Sachs Large Cap Growth Insights Portfolio C000165357 Global Atlantic Goldman Sachs Large Cap Growth Insights Portfolio Class I Shares [NULL] 300 N. MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000052669 Global Atlantic Goldman Sachs Large Cap Growth Insights Portfolio C000165358 Global Atlantic Goldman Sachs Large Cap Growth Insights Portfolio Class II Shares [NULL] 300 N. MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000052669 Global Atlantic Goldman Sachs Large Cap Growth Insights Portfolio C000165359 Global Atlantic Goldman Sachs Large Cap Growth Insights Portfolio Class III Shares [NULL] 300 N. MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000052670 Global Atlantic Goldman Sachs Mid Cap Value Insights Portfolio C000165360 Global Atlantic Goldman Sachs Mid Cap Value Insights Portfolio Class I Shares [NULL] 300 N. MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000052670 Global Atlantic Goldman Sachs Mid Cap Value Insights Portfolio C000165361 Global Atlantic Goldman Sachs Mid Cap Value Insights Portfolio Class II Shares [NULL] 300 N. MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000052670 Global Atlantic Goldman Sachs Mid Cap Value Insights Portfolio C000165362 Global Atlantic Goldman Sachs Mid Cap Value Insights Portfolio Class III Shares [NULL] 300 N. MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000045294 Global Atlantic Growth Managed Risk Portfolio C000141029 Global Atlantic Growth Managed Risk Portfolio Class II shares [NULL] 300 N. MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000045293 Global Atlantic Moderate Growth Managed Risk Portfolio C000141028 Global Atlantic Moderate Growth Managed Risk Portfolio Class II shares [NULL] 300 N. MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000054434 Global Atlantic Motif Aging of America Portfolio C000170958 Class II Shares [NULL] 300 N. MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000054435 Global Atlantic Motif Real Estate Trends Portfolio C000170959 Class II Shares [NULL] 300 N. MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000054436 Global Atlantic Motif Technological Innovations Portfolio C000170960 Class II Shares [NULL] 300 N. MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000049085 Global Atlantic PIMCO Tactical Allocation Portfolio C000154818 Global Atlantic PIMCO Tactical Allocation Portfolio [NULL] 300 N. MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000042092 Global Atlantic Select Advisor Managed Risk Portfolio C000130713 Global Atlantic Select Advisor Managed Risk Portfolio [NULL] 300 N. MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000042090 Global Atlantic Wellington Research Managed Risk Portfolio C000130711 Global Atlantic Wellington Research Managed Risk Portfolio [NULL] 300 N. MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000053709 Global Atlantic Wilshire Dynamic Conservative Allocation Portfolio C000168869 Global Atlantic Wilshire Dynamic Conservative Allocation Portfolio Class II shares [NULL] 300 N. MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000053710 Global Atlantic Wilshire Dynamic Global Allocation Portfolio C000168870 Global Atlantic Wilshire Dynamic Global Allocation Portfolio Class II shares [NULL] 300 N. MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000053711 Global Atlantic Wilshire Dynamic Growth Allocation Portfolio C000168871 Global Atlantic Wilshire Dynamic Growth Allocation Portfolio Class II shares [NULL] 300 N. MERIDIAN STREET, SUITE 1800 INDIANAPOLIS 46204 IN [NULL] 811-22865 0001580353 Forethought Variable Insurance Trust 30 S000053712 Global Atlantic Wilshire Dynamic Moderate Allocation Portfolio C000168872 Global Atlantic Wilshire Dynamic Moderate Allocation Portfolio Class II shares [NULL] 300 N. 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811-22842 0001576367 FORUM FUNDS II 30 S000047313 The BDC Income Fund C000148495 C Shares NBDCX THREE CANAL PLAZA, SUITE 600 PORTLAND 04101 ME [NULL] 811-06722 0000889188 Forward Funds 30 S000023202 Forward Balanced Allocation Fund C000067551 Institutional Class ABAAX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023202 Forward Balanced Allocation Fund C000067553 Class C ABAFX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023202 Forward Balanced Allocation Fund C000067552 Investor Class ACBIX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023202 Forward Balanced Allocation Fund C000067554 Class A AOBAX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000013500 Forward Global Dividend Fund C000063093 Class C [NULL] 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000013500 Forward Global Dividend Fund C000036529 Class A FFLAX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000013500 Forward Global Dividend Fund C000036531 Investor Class FFLRX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000013500 Forward Global Dividend Fund C000036530 Institutional Class FFLSX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023200 Forward Growth & Income Allocation Fund C000067545 Class C AGIGX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023200 Forward Growth & Income Allocation Fund C000067544 Investor Class AGIIX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023200 Forward Growth & Income Allocation Fund C000067543 Institutional Class AGWAX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023200 Forward Growth & Income Allocation Fund C000067546 Class A AOIAX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023203 Forward Income & Growth Allocation Fund C000067556 Investor Class ACIGX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023203 Forward Income & Growth Allocation Fund C000067555 Institutional Class AIGAX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023203 Forward Income & Growth Allocation Fund C000067557 Class C AIGMX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023203 Forward Income & Growth Allocation Fund C000067558 Class A AOLAX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000023199 Forward Multi-Strategy Fund C000067542 Institutional Class AAGRX 101 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SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000031987 Forward Select EM Dividend Fund C000099575 Advisor Class FSLMX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000031987 Forward Select EM Dividend Fund C000099576 Investor Class FSLRX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000001216 Forward Small Cap Equity Fund C000063074 Class C [NULL] 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000001216 Forward Small Cap Equity Fund C000003309 Class A FFHAX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000001216 Forward Small Cap Equity Fund C000003310 Institutional Class FFHIX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000001216 Forward Small Cap Equity Fund C000003311 Investor Class FFSCX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000001216 Forward Small Cap Equity Fund C000082477 Advisor Class FSCMX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000030890 Forward Tactical Enhanced Fund C000095850 Class A FTEAX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000030890 Forward Tactical Enhanced Fund C000095853 Investor Class FTEEX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000030890 Forward Tactical Enhanced Fund C000095851 Class C FTEGX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000030890 Forward Tactical Enhanced Fund C000095852 Advisor Class FTENX 101 CALIFORNIA STREET SAN FRANCISCO 94111 CA SUITE 1600 811-06722 0000889188 Forward Funds 30 S000030890 Forward Tactical Enhanced Fund C000095854 Institutional Class FTETX 101 CALIFORNIA STREET SAN 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[NULL] 60 STATE STREET BOSTON 02109 MA SUITE 700 811-22540 0001479599 FQF Trust 30 S000039243 QuantShares U.S. Low Beta Absolute Return Fund C000120791 QuantShares U.S. Low Beta Absolute Return Fund [NULL] 60 STATE STREET BOSTON 02109 MA SUITE 700 811-22540 0001479599 FQF Trust 30 S000033013 QuantShares U.S. Market Neutral Anti-Beta Fund C000101802 QuantShares U.S. Market Neutral Anti-Beta Fund BTAL 60 STATE STREET BOSTON 02109 MA SUITE 700 811-22540 0001479599 FQF Trust 30 S000033007 QuantShares U.S. Market Neutral Momentum Fund C000101796 QuantShares U.S. Market Neutral Momentum Fund MOM 60 STATE STREET BOSTON 02109 MA SUITE 700 811-22540 0001479599 FQF Trust 30 S000033010 QuantShares U.S. Market Neutral Size Fund C000101799 QuantShares U.S. Market Neutral Size Fund SIZ 60 STATE STREET BOSTON 02109 MA SUITE 700 811-22540 0001479599 FQF Trust 30 S000033008 QuantShares U.S. Market Neutral Value Fund C000101797 QuantShares U.S. Market Neutral Value Fund CHEP 60 STATE STREET BOSTON 02109 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Commodities Strategy Fund C000131845 Class R FLSWX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-22641 0001535538 Franklin Alternative Strategies Funds 30 S000036064 Franklin Pelagos Commodities Strategy Fund C000131846 Class R6 FPELX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-22641 0001535538 Franklin Alternative Strategies Funds 30 S000036064 Franklin Pelagos Commodities Strategy Fund C000110406 Advisor Class FSLPX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-02790 0000225375 FRANKLIN CALIFORNIA TAX FREE INCOME FUND 30 S000006665 FRANKLIN CALIFORNIA TAX-FREE INCOME FUND C000018184 FRANKLIN CALIFORNIA TAX-FREE INCOME FUND - ADVISOR CLASS FCAVX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-02790 0000225375 FRANKLIN CALIFORNIA TAX FREE INCOME FUND 30 S000006665 FRANKLIN CALIFORNIA TAX-FREE INCOME FUND C000018181 FRANKLIN CALIFORNIA TAX-FREE INCOME FUND - CLASS A FKTFX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-02790 0000225375 FRANKLIN CALIFORNIA TAX FREE INCOME FUND 30 S000006665 FRANKLIN CALIFORNIA TAX-FREE INCOME FUND C000018183 FRANKLIN CALIFORNIA TAX-FREE INCOME FUND - CLASS C FRCTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04356 0000773478 FRANKLIN CALIFORNIA TAX FREE TRUST 30 S000006718 FRANKLIN CALIFORNIA INSURED TAX-FREE INCOME C000018280 CLASS C FRCAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04356 0000773478 FRANKLIN CALIFORNIA TAX FREE TRUST 30 S000006718 FRANKLIN CALIFORNIA INSURED TAX-FREE INCOME C000018278 CLASS A FRCIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04356 0000773478 FRANKLIN CALIFORNIA TAX FREE TRUST 30 S000006718 FRANKLIN CALIFORNIA INSURED TAX-FREE INCOME C000073518 ADVISOR FZCAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04356 0000773478 FRANKLIN CALIFORNIA TAX FREE TRUST 30 S000006719 FRANKLIN CALIFORNIA INTERMEDIATE-TERM TAX-FREE C000018282 CLASS C FCCIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04356 0000773478 FRANKLIN CALIFORNIA TAX FREE TRUST 30 S000006719 FRANKLIN CALIFORNIA INTERMEDIATE-TERM TAX-FREE C000018281 CLASS A FKCIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04356 0000773478 FRANKLIN CALIFORNIA TAX FREE TRUST 30 S000006719 FRANKLIN CALIFORNIA INTERMEDIATE-TERM TAX-FREE C000073519 ADVISOR FRCZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04356 0000773478 FRANKLIN CALIFORNIA TAX FREE TRUST 30 S000052415 Franklin California Ultra-Short Tax-Free Income Fund C000164795 Class A1 FCUAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04356 0000773478 FRANKLIN CALIFORNIA TAX FREE TRUST 30 S000052415 Franklin California Ultra-Short Tax-Free Income Fund C000164794 Advisor Class FCUZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006754 FRANKLIN DYNATECH FUND C000068977 Class R FDNRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006754 FRANKLIN DYNATECH FUND C000128785 Class R6 FDTRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006754 FRANKLIN DYNATECH FUND C000018323 CLASS C FDYNX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006754 FRANKLIN DYNATECH FUND C000066417 ADVISOR CLASS FDYZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006754 FRANKLIN DYNATECH FUND C000018321 CLASS A FKDNX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000053414 Franklin Focused Growth Fund C000168044 Advisor Class [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000053414 Franklin Focused Growth Fund C000168045 Class A [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000053414 Franklin Focused Growth Fund C000168046 Class C [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000053414 Franklin Focused Growth Fund C000168047 Class R [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000053414 Franklin Focused Growth Fund C000168048 Class R6 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006755 FRANKLIN GROWTH FUND C000018327 ADVISOR CLASS FCGAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006755 FRANKLIN GROWTH FUND C000018328 CLASS R FGSRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006755 FRANKLIN GROWTH FUND C000128786 Class R6 FIFRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006755 FRANKLIN GROWTH FUND C000018324 CLASS A FKGRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006755 FRANKLIN GROWTH FUND C000018326 CLASS C FRGSX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006756 FRANKLIN INCOME FUND C000018332 CLASS C FCISX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006756 FRANKLIN INCOME FUND C000018334 CLASS R FISRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006756 FRANKLIN INCOME FUND C000018329 CLASS A FKINX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006756 FRANKLIN INCOME FUND C000128787 Class R6 FNCFX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006756 FRANKLIN INCOME FUND C000018333 ADVISOR CLASS FRIAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006757 FRANKLIN U.S. GOVERNMENT SECURITIES FUND C000128788 Class R6 FGORX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006757 FRANKLIN U.S. GOVERNMENT SECURITIES FUND C000018335 CLASS A FKUSX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006757 FRANKLIN U.S. GOVERNMENT SECURITIES FUND C000018337 CLASS C FRUGX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006757 FRANKLIN U.S. GOVERNMENT SECURITIES FUND C000018338 ADVISOR CLASS FUSAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006757 FRANKLIN U.S. GOVERNMENT SECURITIES FUND C000018339 CLASS R FUSRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006758 FRANKLIN UTILITIES FUND C000018340 CLASS A FKUTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006758 FRANKLIN UTILITIES FUND C000018343 ADVISOR CLASS FRUAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006758 FRANKLIN UTILITIES FUND C000018344 CLASS R FRURX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006758 FRANKLIN UTILITIES FUND C000018342 CLASS C FRUSX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-00537 0000038721 FRANKLIN CUSTODIAN FUNDS 30 S000006758 FRANKLIN UTILITIES FUND C000128789 Class R6 FUFRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-22801 0001551895 Franklin ETF Trust 30 S000040579 Franklin Short Duration U.S. Government ETF C000125848 Franklin Liberty Short Duration U.S. Government ETF [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-03395 0000357310 FRANKLIN FEDERAL TAX FREE INCOME FUND 30 S000006760 FRANKLIN FEDERAL TAX-FREE INCOME FUND C000018349 ADVISOR CLASS FAFTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-03395 0000357310 FRANKLIN FEDERAL TAX FREE INCOME FUND 30 S000006760 FRANKLIN FEDERAL TAX-FREE INCOME FUND C000018346 CLASS A FKTIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-03395 0000357310 FRANKLIN FEDERAL TAX FREE INCOME FUND 30 S000006760 FRANKLIN FEDERAL TAX-FREE INCOME FUND C000018348 CLASS C FRFTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-09869 0001109441 FRANKLIN FLOATING RATE MASTER TRUST 30 S000007441 FRANKLIN FLOATING RATE MASTER SERIES C000020415 CLASS A XFFLX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-09869 0001109441 FRANKLIN FLOATING RATE MASTER TRUST 30 S000052548 Franklin Lower Tier Floating Rate Fund C000165008 Advisor Class [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-09869 0001109441 FRANKLIN FLOATING RATE MASTER TRUST 30 S000052547 Franklin Middle Tier Floating Rate Fund C000165007 Advisor Class [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007239 FRANKLIN CONSERVATIVE ALLOCATION FUND C000126011 Class R6 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007239 FRANKLIN CONSERVATIVE ALLOCATION FUND C000019842 CLASS C FTCCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007239 FRANKLIN CONSERVATIVE ALLOCATION FUND C000019841 CLASS A FTCIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007239 FRANKLIN CONSERVATIVE ALLOCATION FUND C000019843 CLASS R FTCRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007239 FRANKLIN CONSERVATIVE ALLOCATION FUND C000019840 ADVISOR CLASS FTCZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007240 FRANKLIN COREFOLIO ALLOCATION FUND C000019847 CLASS R [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007240 FRANKLIN COREFOLIO ALLOCATION FUND C000019848 ADVISOR CLASS FCAZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007240 FRANKLIN COREFOLIO ALLOCATION FUND C000019846 CLASS C FTCLX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007240 FRANKLIN COREFOLIO ALLOCATION FUND C000019844 CLASS A FTCOX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007241 FRANKLIN FOUNDING FUNDS ALLOCATION FUND C000019853 ADVISOR CLASS FFAAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007241 FRANKLIN FOUNDING FUNDS ALLOCATION FUND C000019851 CLASS C FFACX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007241 FRANKLIN FOUNDING FUNDS ALLOCATION FUND C000019849 CLASS A FFALX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007241 FRANKLIN FOUNDING FUNDS ALLOCATION FUND C000019852 CLASS R FFARX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007242 FRANKLIN GROWTH ALLOCATION FUND C000126012 Class R6 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007242 FRANKLIN GROWTH ALLOCATION FUND C000019856 CLASS A FGTIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007242 FRANKLIN GROWTH ALLOCATION FUND C000019858 CLASS R FGTRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007242 FRANKLIN GROWTH ALLOCATION FUND C000019855 ADVISOR CLASS FGTZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007242 FRANKLIN GROWTH ALLOCATION FUND C000019857 CLASS C FTGTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041337 Franklin LifeSmart 2020 Retirement Target Fund C000128212 Class A FLRMX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041337 Franklin LifeSmart 2020 Retirement Target Fund C000128216 Advisor Class FLROX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041337 Franklin LifeSmart 2020 Retirement Target Fund C000128213 Class C FLRQX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041337 Franklin LifeSmart 2020 Retirement Target Fund C000128214 Class R FLRVX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041337 Franklin LifeSmart 2020 Retirement Target Fund C000128215 Class R6 FRTSX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012938 Franklin LifeSmart 2025 Retirement Target Fund C000034932 ADVISOR CLASS FLRFX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012938 Franklin LifeSmart 2025 Retirement Target Fund C000034931 CLASS R FRELX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012938 Franklin LifeSmart 2025 Retirement Target Fund C000126015 Class R6 FTLMX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012938 Franklin LifeSmart 2025 Retirement Target Fund C000034929 CLASS A FTRTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012938 Franklin LifeSmart 2025 Retirement Target Fund C000034930 CLASS C FTTCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041338 Franklin LifeSmart 2030 Retirement Target Fund C000128221 Class R6 FLERX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041338 Franklin LifeSmart 2030 Retirement Target Fund C000128218 Class A FLRSX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041338 Franklin LifeSmart 2030 Retirement Target Fund C000128219 Class C FLRTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041338 Franklin LifeSmart 2030 Retirement Target Fund C000128220 Class R FLRWX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041338 Franklin LifeSmart 2030 Retirement Target Fund C000128217 Advisor Class FLRZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012939 Franklin LifeSmart 2035 Retirement Target Fund C000034934 CLASS R FLRGX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012939 Franklin LifeSmart 2035 Retirement Target Fund C000034935 ADVISOR CLASS FLRHX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012939 Franklin LifeSmart 2035 Retirement Target Fund C000126016 Class R6 FMTLX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012939 Franklin LifeSmart 2035 Retirement Target Fund C000034936 CLASS A FRTAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012939 Franklin LifeSmart 2035 Retirement Target Fund C000034933 CLASS C FTRCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041339 Franklin LifeSmart 2040 Retirement Target Fund C000128222 Class A FLADX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041339 Franklin LifeSmart 2040 Retirement Target Fund C000128223 Class C FLOLX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041339 Franklin LifeSmart 2040 Retirement Target Fund C000128225 Class R6 FLREX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041339 Franklin LifeSmart 2040 Retirement Target Fund C000128224 Class R FLSGX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041339 Franklin LifeSmart 2040 Retirement Target Fund C000128226 Advisor Class FLSHX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012940 Franklin LifeSmart 2045 Retirement Target Fund C000034938 CLASS C FLRIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012940 Franklin LifeSmart 2045 Retirement Target Fund C000034939 CLASS R FLRJX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012940 Franklin LifeSmart 2045 Retirement Target Fund C000034940 ADVISOR CLASS FLRLX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012940 Franklin LifeSmart 2045 Retirement Target Fund C000126017 Class R6 FMLTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012940 Franklin LifeSmart 2045 Retirement Target Fund C000034937 CLASS A FTTAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041340 Franklin LifeSmart 2050 Retirement Target Fund C000128227 Class A FLSJX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041340 Franklin LifeSmart 2050 Retirement Target Fund C000128228 Class C FLSKX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041340 Franklin LifeSmart 2050 Retirement Target Fund C000128229 Class R FLSNX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041340 Franklin LifeSmart 2050 Retirement Target Fund C000128231 Advisor Class FLSOX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000041340 Franklin LifeSmart 2050 Retirement Target Fund C000128230 Class R6 FRLEX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049109 Franklin LifeSmart 2055 Retirement Target Fund C000154869 Class R FLSBX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049109 Franklin LifeSmart 2055 Retirement Target Fund C000154870 Class R6 FLSZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049109 Franklin LifeSmart 2055 Retirement Target Fund C000154867 Class A FLTFX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049109 Franklin LifeSmart 2055 Retirement Target Fund C000154871 Class Advisor FLTKX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049109 Franklin LifeSmart 2055 Retirement Target Fund C000154868 Class C FLTNX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012937 Franklin LifeSmart Retirement Income Fund C000034927 CLASS R FBRLX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012937 Franklin LifeSmart Retirement Income Fund C000126014 Class R6 FLMTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012937 Franklin LifeSmart Retirement Income Fund C000034928 ADVISOR CLASS FLRDX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012937 Franklin LifeSmart Retirement Income Fund C000034926 CLASS C FRTCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000012937 Franklin LifeSmart Retirement Income Fund C000034925 CLASS A FTRAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007243 FRANKLIN MODERATE ALLOCATION FUND C000126013 Class R6 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007243 FRANKLIN MODERATE ALLOCATION FUND C000019861 CLASS A FMTIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007243 FRANKLIN MODERATE ALLOCATION FUND C000019860 ADVISOR CLASS FMTZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007243 FRANKLIN MODERATE ALLOCATION FUND C000019863 CLASS R FTMRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000007243 FRANKLIN MODERATE ALLOCATION FUND C000019862 CLASS C FTMTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000052797 Franklin NextStep Conservative Fund C000165854 Class A FNCAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000052797 Franklin NextStep Conservative Fund C000165855 Class C FNCDX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000052797 Franklin NextStep Conservative Fund C000172220 Advisor Class FNCVX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000052799 Franklin NextStep Growth Fund C000165858 Class A FNGBX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000052799 Franklin NextStep Growth Fund C000165859 Class C FNGCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000052799 Franklin NextStep Growth Fund C000172222 Advisor Class FNGVX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000052798 Franklin NextStep Moderate Fund C000165856 Class A FNMDX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000052798 Franklin NextStep Moderate Fund C000165857 Class C FNMFX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000052798 Franklin NextStep Moderate Fund C000172221 Advisor Class FNMZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049452 Franklin Payout 2017 Fund C000156344 Advisor Class FPOBX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049452 Franklin Payout 2017 Fund C000156343 Class R6 FPOKX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049453 Franklin Payout 2018 Fund C000156346 Advisor Class FPODX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049453 Franklin Payout 2018 Fund C000156345 Class R6 FPOLX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049454 Franklin Payout 2019 Fund C000156347 Class R6 FPOEX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049454 Franklin Payout 2019 Fund C000156348 Advisor Class FPOFX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049455 Franklin Payout 2020 Fund C000156349 Class R6 FPOGX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049455 Franklin Payout 2020 Fund C000156350 Advisor Class FPOHX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049456 Franklin Payout 2021 Fund C000156352 Class R6 FPOJX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049456 Franklin Payout 2021 Fund C000156351 Advisor Class FPOMX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049457 Franklin Payout 2022 Fund C000156354 Advisor Class [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049457 Franklin Payout 2022 Fund C000156353 Class R6 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049458 Franklin Payout 2023 Fund C000156356 Advisor Class [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-07851 0001022804 FRANKLIN FUND ALLOCATOR SERIES 30 S000049458 Franklin Payout 2023 Fund C000156355 Class R6 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000012347 Franklin Emerging Market Debt Opportunities Fund C000033574 Franklin Emerging Market Debt Opportunities Fund FEMDX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000041984 Franklin Global Listed Infrastructure Fund C000130385 Advisor Class [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000041984 Franklin Global Listed Infrastructure Fund C000130382 Class C [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000041984 Franklin Global Listed Infrastructure Fund C000130383 Class R [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000041984 Franklin Global Listed Infrastructure Fund C000130384 Class R6 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000041984 Franklin Global Listed Infrastructure Fund C000130381 Class A FLGIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000012528 Franklin Global Real Estate Fund C000128791 Class R6 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000012528 Franklin Global Real Estate Fund C000034062 CLASS C FCGRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000012528 Franklin Global Real Estate Fund C000034061 CLASS A FGRRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000012528 Franklin Global Real Estate Fund C000034063 ADVISOR CLASS FVGRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000022425 Franklin International Growth Fund C000067641 CLASS C [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000022425 Franklin International Growth Fund C000067642 CLASS R [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000022425 Franklin International Growth Fund C000128792 Class R6 FILRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000022425 Franklin International Growth Fund C000064524 CLASS A FNGAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000022425 Franklin International Growth Fund C000067643 ADVISOR CLASS FNGZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000007443 FRANKLIN INTERNATIONAL SMALL CAP GROWTH FUND C000128790 Class R6 FCAPX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000007443 FRANKLIN INTERNATIONAL SMALL CAP GROWTH FUND C000071208 CLASS C FCSMX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000007443 FRANKLIN INTERNATIONAL SMALL CAP GROWTH FUND C000071207 CLASS A FINAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000007443 FRANKLIN INTERNATIONAL SMALL CAP GROWTH FUND C000071209 CLASS R FISDX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-10157 0001124459 FRANKLIN GLOBAL TRUST 30 S000007443 FRANKLIN INTERNATIONAL SMALL CAP GROWTH FUND C000020417 ADVISOR CLASS FKSCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-01700 0000083293 FRANKLIN GOLD & PRECIOUS METALS FUND 30 S000006839 FRANKLIN GOLD & PRECIOUS METALS FUND C000128741 Class R6 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-01700 0000083293 FRANKLIN GOLD & PRECIOUS METALS FUND 30 S000006839 FRANKLIN GOLD & PRECIOUS METALS FUND C000018489 ADVISOR CLASS FGADX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-01700 0000083293 FRANKLIN GOLD & PRECIOUS METALS FUND 30 S000006839 FRANKLIN GOLD & PRECIOUS METALS FUND C000018486 CLASS A FKRCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-01700 0000083293 FRANKLIN GOLD & PRECIOUS METALS FUND 30 S000006839 FRANKLIN GOLD & PRECIOUS METALS FUND C000018488 CLASS C FRGOX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-01608 0000002768 FRANKLIN HIGH INCOME TRUST 30 S000006840 FRANKLIN HIGH INCOME FUND C000018492 CLASS C FCHIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-01608 0000002768 FRANKLIN HIGH INCOME TRUST 30 S000006840 FRANKLIN HIGH INCOME FUND C000018490 CLASS A FHAIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-01608 0000002768 FRANKLIN HIGH INCOME TRUST 30 S000006840 FRANKLIN HIGH INCOME FUND C000018494 CLASS R FHIRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-01608 0000002768 FRANKLIN HIGH INCOME TRUST 30 S000006840 FRANKLIN HIGH INCOME FUND C000128780 Class R6 FHRRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-01608 0000002768 FRANKLIN HIGH INCOME TRUST 30 S000006840 FRANKLIN HIGH INCOME FUND C000018493 ADVISOR CLASS FVHIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006850 FRANKLIN ADJUSTABLE U.S. GOVERNMENT SECURITIES FUND C000133492 Class R6 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006850 FRANKLIN ADJUSTABLE U.S. GOVERNMENT SECURITIES FUND C000140480 Class A1 FAUGX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006850 FRANKLIN ADJUSTABLE U.S. GOVERNMENT SECURITIES FUND C000064441 ADVISOR CLASS FAUZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006850 FRANKLIN ADJUSTABLE U.S. GOVERNMENT SECURITIES FUND C000018510 CLASS C FCSCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006850 FRANKLIN ADJUSTABLE U.S. GOVERNMENT SECURITIES FUND C000018509 CLASS A FISAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000012705 Franklin Balanced Fund C000034240 CLASS R [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000012705 Franklin Balanced Fund C000128884 Class R6 FBFRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000012705 Franklin Balanced Fund C000034241 ADVISOR CLASS FBFZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000012705 Franklin Balanced Fund C000034238 CLASS A FBLAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000012705 Franklin Balanced Fund C000034239 CLASS C FBMCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006851 FRANKLIN CONVERTIBLE SECURITIES FUND C000141439 Class R6 FCSKX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006851 FRANKLIN CONVERTIBLE SECURITIES FUND C000064442 ADVISOR CLASS FCSZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006851 FRANKLIN CONVERTIBLE SECURITIES FUND C000018511 CLASS A FISCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006851 FRANKLIN CONVERTIBLE SECURITIES FUND C000018512 CLASS C FROTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006852 FRANKLIN EQUITY INCOME FUND C000064443 ADVISOR CLASS FEIFX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006852 FRANKLIN EQUITY INCOME FUND C000128878 Class R6 FEIQX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006852 FRANKLIN EQUITY INCOME FUND C000018513 CLASS A FISEX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006852 FRANKLIN EQUITY INCOME FUND C000018516 CLASS R FREIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006852 FRANKLIN EQUITY INCOME FUND C000018515 CLASS C FRETX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006853 FRANKLIN FLOATING RATE DAILY ACCESS FUND C000018517 CLASS A FAFRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006853 FRANKLIN FLOATING RATE DAILY ACCESS FUND C000018519 CLASS C FCFRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006853 FRANKLIN FLOATING RATE DAILY ACCESS FUND C000018520 ADVISOR CLASS FDAAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006853 FRANKLIN FLOATING RATE DAILY ACCESS FUND C000128879 Class R6 FFRDX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006855 FRANKLIN LOW DURATION TOTAL RETURN FUND C000018523 CLASS A FLDAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006855 FRANKLIN LOW DURATION TOTAL RETURN FUND C000120960 Class C FLDCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006855 FRANKLIN LOW DURATION TOTAL RETURN FUND C000064444 ADVISOR CLASS FLDZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006855 FRANKLIN LOW DURATION TOTAL RETURN FUND C000128881 Class R6 FLRRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006856 FRANKLIN REAL RETURN FUND C000018524 ADVISOR CLASS FARRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006856 FRANKLIN REAL RETURN FUND C000018525 CLASS A FRRAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006856 FRANKLIN REAL RETURN FUND C000073537 CLASS C FRRCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006856 FRANKLIN REAL RETURN FUND C000128882 Class R6 FRRRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006857 FRANKLIN TOTAL RETURN FUND C000018529 ADVISOR CLASS FBDAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006857 FRANKLIN TOTAL RETURN FUND C000018528 CLASS C FCTLX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006857 FRANKLIN TOTAL RETURN FUND C000018526 CLASS A FKBAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006857 FRANKLIN TOTAL RETURN FUND C000128883 Class R6 FRERX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04986 0000809707 FRANKLIN INVESTORS SECURITIES TRUST 30 S000006857 FRANKLIN TOTAL RETURN FUND C000018530 CLASS R FTRRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04894 0000805650 FRANKLIN MANAGED TRUST 30 S000006858 FRANKLIN RISING DIVIDENDS FUND C000018531 ADVISOR CLASS FRDAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04894 0000805650 FRANKLIN MANAGED TRUST 30 S000006858 FRANKLIN RISING DIVIDENDS FUND C000018532 CLASS A FRDPX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04894 0000805650 FRANKLIN MANAGED TRUST 30 S000006858 FRANKLIN RISING DIVIDENDS FUND C000018535 CLASS R FRDRX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04894 0000805650 FRANKLIN MANAGED TRUST 30 S000006858 FRANKLIN RISING DIVIDENDS FUND C000018534 CLASS C FRDTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04894 0000805650 FRANKLIN MANAGED TRUST 30 S000006858 FRANKLIN RISING DIVIDENDS FUND C000128832 Class R6 FRISX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06481 0000881309 FRANKLIN MUNICIPAL SECURITIES TRUST 30 S000006860 FRANKLIN CALIFORNIA HIGH YIELD MUNICIPAL FUND C000018539 CLASS C FCAHX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06481 0000881309 FRANKLIN MUNICIPAL SECURITIES TRUST 30 S000006860 FRANKLIN CALIFORNIA HIGH YIELD MUNICIPAL FUND C000018537 CLASS A FCAMX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06481 0000881309 FRANKLIN MUNICIPAL SECURITIES TRUST 30 S000006860 FRANKLIN CALIFORNIA HIGH YIELD MUNICIPAL FUND C000040036 ADVISOR CLASS FVCAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06481 0000881309 FRANKLIN MUNICIPAL SECURITIES TRUST 30 S000006861 FRANKLIN TENNESSEE MUNICIPAL BOND FUND C000173664 Advisor Class [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06481 0000881309 FRANKLIN MUNICIPAL SECURITIES TRUST 30 S000006861 FRANKLIN TENNESSEE MUNICIPAL BOND FUND C000018540 CLASS A FRTIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05387 0000825063 FRANKLIN MUTUAL SERIES FUNDS 30 S000007860 FRANKLIN MUTUAL BEACON FUND C000082421 CLASS R [NULL] 101 JOHN F KENNEDY PARKWAY SHORT HILLS 07078 NJ [NULL] 811-05387 0000825063 FRANKLIN MUTUAL SERIES FUNDS 30 S000007860 FRANKLIN MUTUAL BEACON FUND C000021376 CLASS Z BEGRX 101 JOHN F KENNEDY PARKWAY SHORT HILLS 07078 NJ [NULL] 811-05387 0000825063 FRANKLIN MUTUAL SERIES FUNDS 30 S000007860 FRANKLIN MUTUAL BEACON FUND C000128727 Class R6 FMBRX 101 JOHN F 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FRANKLIN STRATEGIC SERIES 30 S000050257 Franklin Flexible Alpha Bond Fund C000158681 Class A FABFX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000050257 Franklin Flexible Alpha Bond Fund C000158683 Class R FABMX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000050257 Franklin Flexible Alpha Bond Fund C000158684 Class R6 FABNX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000050257 Franklin Flexible Alpha Bond Fund C000158680 Advisor Class FZBAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000019837 Franklin Focused Core Equity Fund C000055671 CLASS C FCEDX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000019837 Franklin Focused Core Equity Fund C000055670 CLASS A FCEQX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000019837 Franklin Focused Core Equity Fund C000055672 CLASS R FCERX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000019837 Franklin Focused Core Equity Fund C000128866 Class R6 FCEZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000019837 Franklin Focused Core Equity Fund C000055673 ADVISOR CLASS FEFCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000041983 Franklin Global Government Bond Fund C000130380 Advisor Class [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000041983 Franklin Global Government Bond Fund C000130377 Class C [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06243 0000872625 FRANKLIN STRATEGIC SERIES 30 S000041983 Franklin Global Government Bond Fund 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C000018757 ADVISOR CLASS FHYVX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006913 FRANKLIN HIGH YIELD TAX-FREE INCOME FUND C000018758 CLASS A FRHIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006914 FRANKLIN INSURED TAX-FREE INCOME FUND C000068548 ADVISOR CLASS FINZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006914 FRANKLIN INSURED TAX-FREE INCOME FUND C000018763 CLASS C FRITX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006914 FRANKLIN INSURED TAX-FREE INCOME FUND C000018761 CLASS A FTFIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006915 FRANKLIN KENTUCKY TAX-FREE INCOME FUND C000173667 Advisor Class [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006915 FRANKLIN KENTUCKY TAX-FREE INCOME FUND C000018764 CLASS A FRKYX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006916 FRANKLIN LOUISIANA TAX-FREE INCOME FUND C000173668 Advisor Class [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006916 FRANKLIN LOUISIANA TAX-FREE INCOME FUND C000018765 CLASS A FKLAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006916 FRANKLIN LOUISIANA TAX-FREE INCOME FUND C000018766 CLASS C FLAIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006917 FRANKLIN MARYLAND TAX-FREE INCOME FUND C000018768 CLASS C FMDIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006917 FRANKLIN MARYLAND TAX-FREE INCOME FUND C000018767 CLASS A FMDTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006917 FRANKLIN MARYLAND TAX-FREE INCOME FUND C000079635 ADVISOR CLASS FMDZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006918 FRANKLIN MASSACHUSETTS TAX-FREE INCOME FUND C000079636 ADVISOR CLASS FMAHX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006918 FRANKLIN MASSACHUSETTS TAX-FREE INCOME FUND C000018770 CLASS C FMAIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006918 FRANKLIN MASSACHUSETTS TAX-FREE INCOME FUND C000018769 CLASS A FMISX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006919 FRANKLIN MICHIGAN TAX-FREE INCOME FUND C000068549 ADVISOR CLASS FMTFX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006919 FRANKLIN MICHIGAN TAX-FREE INCOME FUND C000018773 CLASS C FRMTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006919 FRANKLIN MICHIGAN TAX-FREE INCOME FUND C000018771 CLASS A FTTMX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006920 FRANKLIN MINNESOTA TAX-FREE INCOME FUND C000018774 CLASS A FMINX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006920 FRANKLIN MINNESOTA TAX-FREE INCOME FUND C000018775 CLASS C FMNIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006920 FRANKLIN MINNESOTA TAX-FREE INCOME FUND C000079637 ADVISOR CLASS FMNZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006921 FRANKLIN MISSOURI TAX-FREE INCOME FUND C000018777 CLASS C FMOIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006921 FRANKLIN MISSOURI TAX-FREE INCOME FUND C000018776 CLASS A FRMOX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006921 FRANKLIN MISSOURI TAX-FREE INCOME FUND C000079638 ADVISOR CLASS FRMZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006923 FRANKLIN NEW JERSEY TAX-FREE INCOME FUND C000018783 CLASS C FNIIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006923 FRANKLIN NEW JERSEY TAX-FREE INCOME FUND C000068551 ADVISOR CLASS FNJZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006923 FRANKLIN NEW JERSEY TAX-FREE INCOME FUND C000018781 CLASS A FRNJX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006924 FRANKLIN NORTH CAROLINA TAX-FREE INCOME FUND C000018785 CLASS C FNCIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006924 FRANKLIN NORTH CAROLINA TAX-FREE INCOME FUND C000079639 ADVISOR CLASS FNCZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006924 FRANKLIN NORTH CAROLINA TAX-FREE INCOME FUND C000018784 CLASS A FXNCX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006925 FRANKLIN OHIO TAX-FREE INCOME FUND C000018788 CLASS C FOITX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006925 FRANKLIN OHIO TAX-FREE INCOME FUND C000068552 ADVISOR CLASS FROZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006925 FRANKLIN OHIO TAX-FREE INCOME FUND C000018786 CLASS A FTOIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006926 FRANKLIN OREGON TAX-FREE INCOME FUND C000079640 ADVISOR CLASS FOFZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006926 FRANKLIN OREGON TAX-FREE INCOME FUND C000018790 CLASS C FORIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006926 FRANKLIN OREGON TAX-FREE INCOME FUND C000018789 CLASS A FRORX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006927 FRANKLIN PENNSYLVANIA TAX-FREE INCOME FUND C000079641 ADVISOR CLASS FPFZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006927 FRANKLIN PENNSYLVANIA TAX-FREE INCOME FUND C000018791 CLASS A FRPAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006927 FRANKLIN PENNSYLVANIA TAX-FREE INCOME FUND C000018793 CLASS C FRPTX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006928 FRANKLIN VIRGINIA TAX-FREE INCOME FUND C000018794 CLASS A FRVAX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006928 FRANKLIN VIRGINIA TAX-FREE INCOME FUND C000079642 ADVISOR CLASS FRVZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04149 0000757010 FRANKLIN TAX FREE TRUST 30 S000006928 FRANKLIN VIRGINIA TAX-FREE INCOME FUND C000018795 CLASS C FVAIX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-23124 0001655589 Franklin Templeton ETF Trust 30 S000053776 Franklin Liberty International Opportunities ETF C000169126 Franklin Liberty International Opportunities ETF [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403 CA [NULL] 811-23124 0001655589 Franklin Templeton ETF Trust 30 S000053775 Franklin Liberty Investment Grade Corporate ETF C000169125 Franklin Liberty Investment Grade Corporate ETF [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403 CA [NULL] 811-23124 0001655589 Franklin Templeton ETF Trust 30 S000053774 Franklin Liberty U.S. Low Volatility ETF C000169124 Franklin Liberty U.S. Low Volatility ETF [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403 CA [NULL] 811-23124 0001655589 Franklin Templeton ETF Trust 30 S000053152 Franklin LibertyQ Emerging Markets ETF C000167259 Franklin LibertyQ Emerging Markets ETF [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403 CA [NULL] 811-23124 0001655589 Franklin Templeton ETF Trust 30 S000053153 Franklin LibertyQ Global Dividend ETF C000167260 Franklin LibertyQ Global Dividend ETF [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403 CA [NULL] 811-23124 0001655589 Franklin Templeton ETF Trust 30 S000053154 Franklin LibertyQ Global Equity ETF C000167261 Franklin LibertyQ Global Equity ETF [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403 CA [NULL] 811-23124 0001655589 Franklin Templeton ETF Trust 30 S000053151 Franklin LibertyQ International Equity Hedged ETF C000167258 Franklin LibertyQ International Equity Hedged ETF [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403 CA [NULL] 811-04450 0000780379 FRANKLIN TEMPLETON GLOBAL TRUST 30 S000007245 TEMPLETON GLOBAL CURRENCY FUND C000019869 ADVISOR CLASS ICHHX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-04450 0000780379 FRANKLIN TEMPLETON GLOBAL TRUST 30 S000007245 TEMPLETON GLOBAL CURRENCY FUND C000019868 CLASS A ICPHX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06336 0000876441 FRANKLIN TEMPLETON INTERNATIONAL TRUST 30 S000019801 Franklin India Growth Fund C000128877 Class R6 FIGEX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06336 0000876441 FRANKLIN TEMPLETON INTERNATIONAL TRUST 30 S000019801 Franklin India Growth Fund C000055545 ADVISOR CLASS FIGZX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06336 0000876441 FRANKLIN TEMPLETON INTERNATIONAL TRUST 30 S000019801 Franklin India Growth Fund C000055544 CLASS C FINDX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-06336 0000876441 FRANKLIN TEMPLETON INTERNATIONAL TRUST 30 S000019801 Franklin India Growth Fund C000055543 CLASS A FINGX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-08962 0000936373 FRANKLIN TEMPLETON MONEY FUND TRUST 30 S000007559 FRANKLIN TEMPLETON U.S. GOVERNMENT MONEY FUND C000041689 CLASS A [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-08962 0000936373 FRANKLIN TEMPLETON MONEY FUND TRUST 30 S000007559 FRANKLIN TEMPLETON U.S. GOVERNMENT MONEY FUND C000020619 CLASS R FMRXX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-08962 0000936373 FRANKLIN TEMPLETON MONEY FUND TRUST 30 S000007559 FRANKLIN TEMPLETON U.S. GOVERNMENT MONEY FUND C000020618 CLASS C FRIXX ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007312 FRANKLIN FLEX CAP GROWTH VIP FUND C000020093 CLASS 2 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007312 FRANKLIN FLEX CAP GROWTH VIP FUND C000061775 CLASS 4 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000017299 Franklin Founding Funds Allocation VIP Fund C000047853 CLASS 1 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000017299 Franklin Founding Funds Allocation VIP Fund C000047854 CLASS 2 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000017299 Franklin Founding Funds Allocation VIP Fund C000061795 CLASS 4 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007333 FRANKLIN GLOBAL REAL ESTATE VIP FUND C000020136 CLASS 1 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007333 FRANKLIN GLOBAL REAL ESTATE VIP FUND C000020137 CLASS 2 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007327 FRANKLIN GROWTH AND INCOME VIP FUND C000020125 CLASS 1 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007327 FRANKLIN GROWTH AND INCOME VIP FUND C000020126 CLASS 2 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007328 FRANKLIN HIGH INCOME VIP FUND C000020127 CLASS 1 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007328 FRANKLIN HIGH INCOME VIP FUND C000020128 CLASS 2 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007328 FRANKLIN HIGH INCOME VIP FUND C000061790 CLASS 4 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007329 FRANKLIN INCOME VIP FUND C000020129 CLASS 1 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007329 FRANKLIN INCOME VIP FUND C000020130 CLASS 2 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007329 FRANKLIN INCOME VIP FUND C000061791 CLASS 4 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007330 FRANKLIN LARGE CAP GROWTH VIP FUND C000020131 CLASS 1 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007330 FRANKLIN LARGE CAP GROWTH VIP FUND C000020132 CLASS 2 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007319 FRANKLIN MUTUAL GLOBAL DISCOVERY VIP FUND C000020106 CLASS 1 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007319 FRANKLIN MUTUAL GLOBAL DISCOVERY VIP FUND C000020107 CLASS 2 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007319 FRANKLIN MUTUAL GLOBAL DISCOVERY VIP FUND C000061781 CLASS 4 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007320 FRANKLIN MUTUAL SHARES VIP FUND C000020108 CLASS 1 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007320 FRANKLIN MUTUAL SHARES VIP FUND C000020109 CLASS 2 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007320 FRANKLIN MUTUAL SHARES VIP FUND C000061782 CLASS 4 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007313 FRANKLIN RISING DIVIDENDS VIP FUND C000020094 CLASS 1 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007313 FRANKLIN RISING DIVIDENDS VIP FUND C000020095 CLASS 2 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007313 FRANKLIN RISING DIVIDENDS VIP FUND C000061776 CLASS 4 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007315 FRANKLIN SMALL CAP VALUE VIP FUND C000020098 CLASS 1 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007315 FRANKLIN SMALL CAP VALUE VIP FUND C000020099 CLASS 2 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007315 FRANKLIN SMALL CAP VALUE VIP FUND C000061778 CLASS 4 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007314 FRANKLIN SMALL-MID CAP GROWTH VIP FUND C000020096 CLASS 1 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007314 FRANKLIN SMALL-MID CAP GROWTH VIP FUND C000020097 CLASS 2 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007314 FRANKLIN SMALL-MID CAP GROWTH VIP FUND C000061777 CLASS 4 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007316 FRANKLIN STRATEGIC INCOME VIP FUND C000020100 CLASS 1 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007316 FRANKLIN STRATEGIC INCOME VIP FUND C000020101 CLASS 2 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007316 FRANKLIN STRATEGIC INCOME VIP FUND C000061779 CLASS 4 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-05583 0000837274 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 30 S000007317 FRANKLIN U.S. GOVERNMENT SECURITIES VIP FUND C000020102 CLASS 1 [NULL] ONE FRANKLIN PARKWAY SAN MATEO 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ORCHARD ROAD GREENWOOD VILLAGE 80111 CO [NULL] 811-22041 0001394166 Gabelli 787 Fund, Inc. 30 S000017793 Enterprise Mergers and Acquisitions Fund C000085566 Class AAA EAAAX 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-22041 0001394166 Gabelli 787 Fund, Inc. 30 S000017793 Enterprise Mergers and Acquisitions Fund C000049130 Class A EMAAX 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-22041 0001394166 Gabelli 787 Fund, Inc. 30 S000017793 Enterprise Mergers and Acquisitions Fund C000049132 Class C EMACX 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-22041 0001394166 Gabelli 787 Fund, Inc. 30 S000017793 Enterprise Mergers and Acquisitions Fund C000049133 Class Y EMAYX 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-04494 0000783898 GABELLI ASSET FUND 30 S000001087 THE GABELLI ASSET FUND C000002943 CLASS AAA GABAX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04494 0000783898 GABELLI ASSET FUND 30 S000001087 THE GABELLI ASSET FUND C000034307 CLASS I GABIX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04494 0000783898 GABELLI ASSET FUND 30 S000001087 THE GABELLI ASSET FUND C000002940 CLASS A GATAX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04494 0000783898 GABELLI ASSET FUND 30 S000001087 THE GABELLI ASSET FUND C000002942 CLASS C GATCX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-07644 0000901246 GABELLI CAPITAL SERIES FUNDS INC 30 S000001060 GABELLI CAPITAL ASSET FUND C000002849 CLASS AAA [NULL] ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-09377 0001086884 GABELLI DIVIDEND GROWTH FUND 30 S000001071 THE GABELLI DIVIDEND GROWTH FUND C000002887 CLASS I [NULL] ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-09377 0001086884 GABELLI DIVIDEND GROWTH FUND 30 S000001071 THE GABELLI DIVIDEND GROWTH FUND C000002889 CLASS AAA GABBX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-09377 0001086884 GABELLI DIVIDEND GROWTH FUND 30 S000001071 THE GABELLI DIVIDEND GROWTH FUND C000002888 CLASS A GBCAX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-09377 0001086884 GABELLI DIVIDEND GROWTH FUND 30 S000001071 THE GABELLI DIVIDEND GROWTH FUND C000002891 CLASS C GBCCX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-06367 0000877670 GABELLI EQUITY SERIES FUNDS INC 30 S000001061 THE GABELLI EQUITY INCOME FUND C000002851 CLASS AAA GABEX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-06367 0000877670 GABELLI EQUITY SERIES FUNDS INC 30 S000001061 THE GABELLI EQUITY INCOME FUND C000002850 CLASS A GCAEX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-06367 0000877670 GABELLI EQUITY SERIES FUNDS INC 30 S000001061 THE GABELLI EQUITY INCOME FUND C000002853 CLASS C GCCEX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-06367 0000877670 GABELLI EQUITY SERIES FUNDS INC 30 S000001061 THE GABELLI EQUITY INCOME FUND C000061072 Class I GCIEX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-06367 0000877670 GABELLI EQUITY SERIES FUNDS INC 30 S000001063 THE GABELLI FOCUS FIVE FUND C000002858 CLASS A GWSAX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-06367 0000877670 GABELLI EQUITY SERIES FUNDS INC 30 S000001063 THE GABELLI FOCUS FIVE FUND C000002860 CLASS C GWSCX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-06367 0000877670 GABELLI EQUITY SERIES FUNDS INC 30 S000001063 THE GABELLI FOCUS FIVE FUND C000061074 Class I GWSIX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-06367 0000877670 GABELLI EQUITY SERIES FUNDS INC 30 S000001063 THE GABELLI FOCUS FIVE FUND C000002861 CLASS AAA GWSVX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-06367 0000877670 GABELLI EQUITY SERIES FUNDS INC 30 S000001062 THE GABELLI SMALL CAP GROWTH FUND C000002855 CLASS AAA GABSX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-06367 0000877670 GABELLI EQUITY SERIES FUNDS INC 30 S000001062 THE GABELLI SMALL CAP GROWTH FUND C000061073 Class I GACIX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-06367 0000877670 GABELLI EQUITY SERIES FUNDS INC 30 S000001062 THE GABELLI SMALL CAP GROWTH FUND C000002854 CLASS A GCASX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-06367 0000877670 GABELLI EQUITY SERIES FUNDS INC 30 S000001062 THE GABELLI SMALL CAP GROWTH FUND C000002857 CLASS C GCCSX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-22026 0001391839 Gabelli ESG Fund, Inc. 30 S000017367 Gabelli ESG Fund, Inc. C000048072 Class A SRIAX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-22026 0001391839 Gabelli ESG Fund, Inc. 30 S000017367 Gabelli ESG Fund, Inc. C000048073 Class C SRICX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-22026 0001391839 Gabelli ESG Fund, Inc. 30 S000017367 Gabelli ESG Fund, Inc. C000048074 Class I SRIDX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-22026 0001391839 Gabelli ESG Fund, Inc. 30 S000017367 Gabelli ESG Fund, Inc. C000048071 Class AAA SRIGX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-08518 0000923459 Gabelli Gold Fund, Inc. 30 S000001068 GABELLI GOLD FUND INC C000002878 CLASS A GLDAX ONE CORPORATE CENTER RYE 10580-1434 NY [NULL] 811-08518 0000923459 Gabelli Gold Fund, Inc. 30 S000001068 GABELLI GOLD FUND INC C000002881 CLASS C GLDCX ONE CORPORATE CENTER RYE 10580-1434 NY [NULL] 811-08518 0000923459 Gabelli Gold Fund, Inc. 30 S000001068 GABELLI GOLD FUND INC C000034312 CLASS I GLDIX ONE CORPORATE CENTER RYE 10580-1434 NY [NULL] 811-08518 0000923459 Gabelli Gold Fund, Inc. 30 S000001068 GABELLI GOLD FUND INC C000002879 CLASS AAA GOLDX ONE CORPORATE CENTER RYE 10580-1434 NY [NULL] 811-07326 0000893783 GABELLI INVESTOR FUNDS INC 30 S000001070 THE GABELLI ABC FUND C000002886 CLASS AAA GABCX ONE CORPORATE CENTER RYE 10580-1434 NY [NULL] 811-07326 0000893783 GABELLI INVESTOR FUNDS INC 30 S000001070 THE GABELLI ABC FUND C000050409 Advisor Shares GADVX ONE CORPORATE CENTER RYE 10580-1434 NY [NULL] 811-06687 0000888129 GABELLI MONEY MARKET FUNDS 30 S000001074 THE GABELLI U.S. TREASURY MONEY MARKET FUND C000002897 Class AAA Shares GABXX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-06687 0000888129 GABELLI MONEY MARKET FUNDS 30 S000001074 THE GABELLI U.S. TREASURY MONEY MARKET FUND C000072954 Class A GBAXX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-06687 0000888129 GABELLI MONEY MARKET FUNDS 30 S000001074 THE GABELLI U.S. TREASURY MONEY MARKET FUND C000072955 Class C GBCXX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-23160 0001637520 GABELLI NEXTSHARES TRUST 30 S000054952 Gabelli All Cap NextShares C000172833 Gabelli All Cap NextShares [NULL] ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-23160 0001637520 GABELLI NEXTSHARES TRUST 30 S000054954 Gabelli Equity Income NextShares C000172835 Gabelli Equity Income NextShares [NULL] ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-23160 0001637520 GABELLI NEXTSHARES TRUST 30 S000054953 Gabelli ESG NextShares C000172834 Gabelli ESG NextShares [NULL] ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-23160 0001637520 GABELLI NEXTSHARES TRUST 30 S000054955 Gabelli Media Mogul NextShares C000172836 Gabelli Media Mogul NextShares [NULL] ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-23160 0001637520 GABELLI NEXTSHARES TRUST 30 S000054956 Gabelli Small and Mid Cap Value NextShares C000172837 Gabelli Small and Mid Cap Value NextShares [NULL] ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-09397 0001087966 GABELLI UTILITIES FUND 30 S000001075 THE GABELLI UTILITIES FUND C000002899 CLASS AAA GABUX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-09397 0001087966 GABELLI UTILITIES FUND 30 S000001075 THE GABELLI UTILITIES FUND C000002898 CLASS A GAUAX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-09397 0001087966 GABELLI UTILITIES FUND 30 S000001075 THE GABELLI UTILITIES FUND C000002901 CLASS C GAUCX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-09397 0001087966 GABELLI UTILITIES FUND 30 S000001075 THE GABELLI UTILITIES FUND C000034315 CLASS I GAUIX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-05848 0000853438 GABELLI VALUE 25 FUND INC 30 S000001076 THE GABELLI VALUE 25 FUND INC. C000002902 CLASS A GABVX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-05848 0000853438 GABELLI VALUE 25 FUND INC 30 S000001076 THE GABELLI VALUE 25 FUND INC. C000088645 Class AAA GVCAX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-05848 0000853438 GABELLI VALUE 25 FUND INC 30 S000001076 THE GABELLI VALUE 25 FUND INC. C000002904 CLASS C GVCCX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-05848 0000853438 GABELLI VALUE 25 FUND INC 30 S000001076 THE GABELLI VALUE 25 FUND INC. C000034316 CLASS I GVCIX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-23091 0001651872 Gallery Trust 30 S000051620 MONDRIAN INTERNATIONAL EQUITY FUND C000162391 MONDRIAN INTERNATIONAL EQUITY FUND DPIEX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07896 0000909504 GAMCO GLOBAL SERIES FUNDS, INC 30 S000001065 GAMCO GLOBAL GROWTH FUND C000002866 CLASS A GGGAX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-07896 0000909504 GAMCO GLOBAL SERIES FUNDS, INC 30 S000001065 GAMCO GLOBAL GROWTH FUND C000002869 CLASS C GGGCX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-07896 0000909504 GAMCO GLOBAL SERIES FUNDS, INC 30 S000001065 GAMCO GLOBAL GROWTH FUND C000034309 CLASS I GGGIX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-07896 0000909504 GAMCO GLOBAL SERIES FUNDS, INC 30 S000001065 GAMCO GLOBAL GROWTH FUND C000002867 CLASS AAA GICPX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-07896 0000909504 GAMCO GLOBAL SERIES FUNDS, INC 30 S000001066 GAMCO GLOBAL OPPORTUNITY FUND C000002873 CLASS AAA GABOX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-07896 0000909504 GAMCO GLOBAL SERIES FUNDS, INC 30 S000001066 GAMCO GLOBAL OPPORTUNITY FUND C000002871 CLASS C GGLCX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-07896 0000909504 GAMCO GLOBAL SERIES FUNDS, INC 30 S000001066 GAMCO GLOBAL OPPORTUNITY FUND C000034310 CLASS I GLOIX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-07896 0000909504 GAMCO GLOBAL SERIES FUNDS, INC 30 S000001066 GAMCO GLOBAL OPPORTUNITY FUND C000002872 CLASS A GOCAX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-07896 0000909504 GAMCO GLOBAL SERIES FUNDS, INC 30 S000001067 GAMCO GLOBAL TELECOMMUNICATIONS FUND C000002875 CLASS AAA GABTX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-07896 0000909504 GAMCO GLOBAL SERIES FUNDS, INC 30 S000001067 GAMCO GLOBAL TELECOMMUNICATIONS FUND C000002874 CLASS A GTCAX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-07896 0000909504 GAMCO GLOBAL SERIES FUNDS, INC 30 S000001067 GAMCO GLOBAL TELECOMMUNICATIONS FUND C000002877 CLASS C GTCCX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-07896 0000909504 GAMCO GLOBAL SERIES FUNDS, INC 30 S000001067 GAMCO GLOBAL TELECOMMUNICATIONS FUND C000034311 CLASS I GTTIX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-07896 0000909504 GAMCO GLOBAL SERIES FUNDS, INC 30 S000001064 The Gabelli Global Rising Income and Dividend Fund C000002864 CLASS C GACCX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-07896 0000909504 GAMCO GLOBAL SERIES FUNDS, INC 30 S000001064 The Gabelli Global Rising Income and Dividend Fund C000002862 CLASS A GAGAX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-07896 0000909504 GAMCO GLOBAL SERIES FUNDS, INC 30 S000001064 The Gabelli Global Rising Income and Dividend Fund C000002865 CLASS AAA GAGCX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-07896 0000909504 GAMCO GLOBAL SERIES FUNDS, INC 30 S000001064 The Gabelli Global Rising Income and Dividend Fund C000034308 CLASS I GAGIX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04873 0000806857 GAMCO GROWTH FUND 30 S000001072 THE GABELLI GROWTH FUND C000002893 CLASS AAA GABGX ONE CORPORATE CENTER RYE 10580-1434 NY [NULL] 811-04873 0000806857 GAMCO GROWTH FUND 30 S000001072 THE GABELLI GROWTH FUND C000002892 CLASS A GGCAX ONE CORPORATE CENTER RYE 10580-1434 NY [NULL] 811-04873 0000806857 GAMCO GROWTH FUND 30 S000001072 THE GABELLI GROWTH FUND C000002895 CLASS C GGCCX ONE CORPORATE CENTER RYE 10580-1434 NY [NULL] 811-04873 0000806857 GAMCO GROWTH FUND 30 S000001072 THE GABELLI GROWTH FUND C000034313 CLASS I GGCIX ONE CORPORATE CENTER RYE 10580-1434 NY [NULL] 811-08560 0000925463 GAMCO INTERNATIONAL GROWTH FUND, INC 30 S000001069 GAMCO INTERNATIONAL GROWTH FUND, INC C000034314 CLASS I [NULL] ONE CORPOATE CENTER RYE 10580-1434 NY [NULL] 811-08560 0000925463 GAMCO INTERNATIONAL GROWTH FUND, INC 30 S000001069 GAMCO INTERNATIONAL GROWTH FUND, INC C000002882 CLASS A GAIGX ONE CORPOATE CENTER RYE 10580-1434 NY [NULL] 811-08560 0000925463 GAMCO INTERNATIONAL GROWTH FUND, INC 30 S000001069 GAMCO INTERNATIONAL GROWTH FUND, INC C000002885 CLASS C GCIGX ONE CORPOATE CENTER RYE 10580-1434 NY [NULL] 811-08560 0000925463 GAMCO INTERNATIONAL GROWTH FUND, INC 30 S000001069 GAMCO INTERNATIONAL GROWTH FUND, INC C000002883 CLASS AAA GIGRX ONE CORPOATE CENTER RYE 10580-1434 NY [NULL] 811-01311 0000063210 GAMCO MATHERS FUND 30 S000001073 THE GAMCO MATHERS FUND C000002896 CLASS AAA MATRX ONE CORPORATE CENTER RYE 10580-1434 NY [NULL] 811-22099 0001406305 Gateway Trust 30 S000046840 Gateway Equity Call Premium Fund C000146363 Class A GCPAX 399 BOYLSTON STREET BOSTON 02116 MA [NULL] 811-22099 0001406305 Gateway Trust 30 S000046840 Gateway Equity Call Premium Fund C000146364 Class C GCPCX 399 BOYLSTON STREET BOSTON 02116 MA [NULL] 811-22099 0001406305 Gateway Trust 30 S000046840 Gateway Equity Call Premium Fund C000146365 Class Y GCPYX 399 BOYLSTON STREET BOSTON 02116 MA [NULL] 811-22099 0001406305 Gateway Trust 30 S000019169 Gateway Fund C000052969 Class A Shares GATEX 399 BOYLSTON STREET BOSTON 02116 MA [NULL] 811-22099 0001406305 Gateway Trust 30 S000019169 Gateway Fund C000052970 Class C Shares GTECX 399 BOYLSTON STREET BOSTON 02116 MA [NULL] 811-22099 0001406305 Gateway Trust 30 S000019169 Gateway Fund C000052971 Class Y Shares GTEYX 399 BOYLSTON STREET BOSTON 02116 MA [NULL] 811-22794 0001567138 Gator Series Trust 30 S000040310 Gator Focus Fund C000125210 Investor Shares GFFAX 100 SOUTH ASHLEY DRIVE TAMPA 33602 FL SUITE 855 811-22794 0001567138 Gator Series Trust 30 S000040310 Gator Focus Fund C000125209 Institutional Shares GFFIX 100 SOUTH ASHLEY DRIVE TAMPA 33602 FL SUITE 855 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001626 Income Fund C000004419 Service Class GEISX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001626 Income Fund C000004420 Investment Class GFIIX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001627 International Equity Fund C000004422 Investment Class GIEIX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001627 International Equity Fund C000004421 Service Class GIESX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001628 Money Market Fund C000004423 Investment Class GEIXX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001628 Money Market Fund C000004424 Service Class GSSXX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001629 Premier Growth Equity Fund C000004425 Investment Class GEIPX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001629 Premier Growth Equity Fund C000004426 Service Class GEPSX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001630 S&P 500 Index Fund C000004428 Investment Class GIDIX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001630 S&P 500 Index Fund C000004427 Service Class GIDSX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001631 Small-Cap Equity Fund C000004430 Service Class GSQSX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001631 Small-Cap Equity Fund C000004429 Investment Class GSVIX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001632 Strategic Investment Fund C000004431 Investment Class GSIVX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001632 Strategic Investment Fund C000004432 Service Class GSRVX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001633 U.S. Equity Fund C000004434 Investment Class GUSIX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001633 U.S. Equity Fund C000004433 Service Class GUSSX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001634 U.S. Large-Cap Core Equity Fund C000004436 Investment Class GEIVX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-08257 0001040061 GE INSTITUTIONAL FUNDS 30 S000001634 U.S. Large-Cap Core Equity Fund C000004435 Service Class GEVSX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-04041 0000746687 GE INVESTMENTS FUNDS INC 30 S000001640 Core Value Equity Fund C000004442 Class 1 Shares GEVEX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-04041 0000746687 GE INVESTMENTS FUNDS INC 30 S000001643 Income Fund C000004445 Class 1 Shares GEIMX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-04041 0000746687 GE INVESTMENTS FUNDS INC 30 S000001647 Premier Growth Equity Fund C000004449 Class 1 Shares GEPGX 1600 SUMMER STREET STAMFORD 06905 CT [NULL] 811-04041 0000746687 GE INVESTMENTS FUNDS INC 30 S000001638 Real Estate Securities Fund C000004440 Class 1 Shares 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Variable General Select Plus & Russell VUL [NULL] 13045 TESSON FERRY ROAD ST LOUIS 63128 MO [NULL] 811-07252 0000892775 GENERAL AMERICAN SEPARATE ACCOUNT TWENTY NINE 32 S000005028 GENERAL AMERICAN SEPARATE ACCOUNT TWENTY NINE C000013710 GENERAL AMERICAN SEPARATE ACCOUNT TWENTY NINE [NULL] GENERAL AMERICAN LIFE INSURANCE CO ST LOUIS 63128 MO 13405 TESSON FERRY ROAD 811-07248 0000892566 GENERAL AMERICAN SEPARATE ACCOUNT TWENTY-EIGHT 32 S000004949 GENERAL AMERICAN SEPARATE ACCOUNT TWENTY-EIGHT C000013365 GENERAL AMERICAN SEPARATE ACCOUNT TWENTY-EIGHT [NULL] GENERAL AMERICAN LIFE INSURANCE CO ST LOUIS 63128 MO 13405 TESSON FERRY ROAD 811-02162 0000278360 GENERAL AMERICAN SEPARATE ACCOUNT TWO 32 S000004948 GENERAL AMERICAN SEPARATE ACCOUNT TWO C000013364 GENERAL AMERICAN SEPARATE ACCOUNT TWO [NULL] GENERAL AMERICAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13405 TESSON FERRY ROAD 811-04871 0000803951 GENERAL CALIFORNIA MUNICIPAL MONEY MARKET FUND 30 S000000118 GENERAL CALIFORNIA MUNICIPAL 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Central America Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033902 Global X Central and Northern Europe ETF C000104588 Global X Central and Northern Europe ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033906 Global X Central Asia & Mongolia Index ETF C000104592 Global X Central Asia & Mongolia Index ETF AZIA 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000026979 Global X China Consumer ETF C000081214 Global X China Consumer ETF CHIQ 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000026984 Global X China Energy ETF C000081219 Global X China Energy ETF CHIE 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000026985 Global X China Financials ETF C000081220 Global X China Financials ETF CHIX 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000026986 Global X China Industrials ETF C000081221 Global X China Industrials ETF CHII 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000026987 Global X China Materials ETF C000081222 Global X China Materials ETF CHIM 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000029216 Global X China Mid Cap ETF C000089869 Global X China Mid Cap ETF CHIA 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000046257 Global X Commodities Strategy ETF C000144571 Global X Commodities Strategy ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000054297 Global X Conscious Companies ETF C000170551 Global X Conscious Companies ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000028727 Global X Copper Miners ETF C000087858 Global X Copper Miners ETF COPX 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033913 Global X Czech Republic Index ETF C000104599 Global X Czech Republic Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033904 Global X Eastern Europe ETF C000104590 Global X Eastern Europe ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000054690 Global X Education Thematic ETF C000171850 Global X Education Thematic ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000046255 Global X Emerging & Frontier Bond ETF C000144569 Global X Emerging & Frontier Bond ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000026990 Global X Emerging Africa ETF C000081225 Global X Emerging Africa ETF AFR 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000032486 Global X Fertilizers/Potash ETF C000100201 Global X Fertilizers/Potash ETF SOIL 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000052399 Global X FinTech ETF C000164738 Global X FinTech ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000054691 Global X FinTech Thematic ETF C000171851 Global X FinTech Thematic ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000031096 Global X FTSE Andean 40 ETF C000096447 Global X FTSE Andean 40 ETF AND 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033897 Global X FTSE Bangladesh Index ETF C000104583 Global X FTSE Bangladesh Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000026989 Global X FTSE Denmark 20 ETF C000081224 Global X FTSE Denmark 20 ETF DENM 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000026991 Global X FTSE Finland 25 ETF C000081226 Global X FTSE Finland 25 ETF FNLD 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033900 Global X FTSE Frontier Markets ETF C000104586 Global X FTSE Frontier Markets ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000047303 Global X FTSE Luxury Consumer ETF C000148372 Global X FTSE Luxury Consumer ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033912 Global X FTSE Morocco 20 Index ETF C000104598 Global X FTSE Morocco 20 Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000023259 Global X FTSE Nordic Region ETF C000068030 Global X FTSE Nordic Region ETF GXF 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033894 Global X FTSE Portugal 20 ETF C000104580 Global X FTSE Portugal 20 ETF PGAL 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000034187 Global X FTSE Railroads ETF C000105360 Global X FTSE Railroads ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033898 Global X FTSE Sri Lanka Index ETF C000104584 Global X FTSE Sri Lanka Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000034186 Global X FTSE Toll Roads & Ports ETF C000105359 Global X FTSE Toll Roads & Ports ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033905 Global X FTSE Ukraine Index ETF C000104591 Global X FTSE Ukraine Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000026983 Global X FTSE United Arab Emirates 20 ETF C000081218 Global X FTSE United Arab Emirates 20 ETF UAEX 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000032489 Global X Germany Small-Cap ETF C000100204 Global X Germany Small-Cap ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000045417 Global X GF China Bond ETF C000141420 Global X GF China Bond ETF CHNB 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000030226 Global X Gold Explorers ETF C000093019 Global X Gold Explorers ETF GLDX 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000037878 Global X Guru Activist Index ETF C000116929 Global X Activist Investor Holdings Index ETF ACTX 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000046363 Global X Guru Brazil Index ETF C000144876 Global X Guru Brazil Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000046361 Global X Guru China Index ETF C000144874 Global X Guru China Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000037879 Global X Guru Index ETF C000116930 Global X Guru Index ETF GURU 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000046362 Global X Guru India Index ETF C000144875 Global X Guru India Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000044065 Global X Guru International Index ETF C000136743 Global X Guru International Index ETF GURI 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000046359 Global X Guru Japan Index ETF C000144872 Global X Guru Japan Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000044064 Global X Guru Small Cap Index ETF C000136742 Global X Guru Small Cap Index ETF GURX 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000046360 Global X Guru United Kingdom Index ETF C000144873 Global X Guru United Kingdom Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000037880 Global X Guru Value Index ETF C000116931 Global X Value Guru Holdings Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000054161 Global X Health & Wellness Thematic ETF C000170215 Global X Health & Wellness Thematic ETF BFIT 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000052400 Global X Healthy Lifestyle ETF C000164739 Global X Healthy Lifestyle ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000050649 Global X High Quality Dividend Yield Index ETF C000159979 Global X High Quality Dividend Yield Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000032491 Global X Hong Kong Small-Cap ETF C000100206 Global X Hong Kong Small-Cap ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033910 Global X Hungary Index ETF C000104596 Global X Hungary Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000050650 Global X International High Quality Dividend Yield Index ETF C000159980 Global X International High Quality Dividend Yield Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000049687 Global X International Index ETF C000157110 Global X International Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000052401 Global X Internet of Things ETF C000164740 Global X Internet of Things ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000054692 Global X Internet of Things Thematic ETF C000171852 Global X Internet of Things Thematic ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000031098 Global X Junior Miners ETF C000096449 Global X Junior Miners ETF JUNR 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000038891 Global X Junior MLP ETF C000119669 Global X Junior MLP ETF MLPJ 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033899 Global X Kazakhstan Index ETF C000104585 Global X Kazakhstan Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033895 Global X Kuwait ETF C000104581 Global X Kuwait ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000034188 Global X Land ETF C000105361 Global X Land ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000038865 Global X Latin America Consumer ETF C000119627 Global X Latin America Consumer ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000029441 Global X Lithium ETF C000090392 Global X Lithium ETF LIT 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000054162 Global X Longevity Thematic ETF C000170216 Global X Longevity Thematic ETF LNGR 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033911 Global X Luxembourg ETF C000104597 Global X Luxembourg ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000054163 Global X Millennials Thematic ETF C000170217 Global X Millennials Thematic ETF MILN 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000040076 Global X MLP & Energy Infrastructure ETF C000124409 Global X MLP & Energy Infrastructure ETF MLPX 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033201 Global X MLP ETF C000102168 Global X MLP ETF MLPA 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033202 Global X MLP Natural Gas ETF C000102169 Global X MLP Natural Gas ETF MLPZ 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000024772 Global X MSCI Argentina ETF C000073663 Global X MSCI Argentina ETF ARGT 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000024773 Global X MSCI Colombia ETF C000073664 Global X MSCI Colombia ETF GXG 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033909 Global X MSCI Greece ETF C000104595 Global X MSCI Greece ETF GREK 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033896 Global X MSCI Nigeria ETF C000104582 Global X MSCI Nigeria ETF NGE 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000026980 Global X MSCI Norway ETF C000081215 Global X MSCI Norway ETF NORW 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000026981 Global X MSCI Pakistan ETF C000081216 Global X MSCI Pakistan ETF PAK 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000044782 Global X MSCI Saudi Arabia ETF C000139110 Global X MSCI Saudi Arabia ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000055354 Global X MSCI SuperDividend EAFE ETF C000174155 Global X MSCI SuperDividend EAFE ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000035132 Global X NASDAQ 100 Global Technology Index ETF C000108075 Global X NASDAQ 100 Global Technology Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000026988 Global X NASDAQ China Technology ETF C000081223 Global X NASDAQ China Technology ETF QQQC 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000031099 Global X Next Emerging & Frontier ETF C000096450 Global X Next Emerging & Frontier ETF EMFM 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000035815 Global X Permanent ETF C000109764 Global X Permanent ETF PERM 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000028729 Global X Platinum Miners ETF C000087860 Global X Platinum Miners ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000028728 Global X Pure Gold Miners ETF C000087859 Global X Pure Gold Miners ETF GGGG 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033915 Global X Qatar ETF C000104601 Global X Qatar ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000032487 Global X Rare Earths ETF C000100202 Global X Rare Earths ETF RERX 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000037606 Global X Risk Parity ETF C000116040 Global X Risk Parity ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000054693 Global X Robotics & Artificial Intelligence Thematic ETF C000171853 Global X Robotics & Artificial Intelligence Thematic ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000050646 Global X S&P 500 Catholic Values Custom ETF C000159972 Global X S&P 500 Catholic Values ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033908 Global X S&P Pan Arab Index ETF C000104594 Global X S&P Pan Arab Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000049486 Global X Scientific Beta Asia ex-Japan ETF C000156408 Global X Scientific Beta Asia ex-Japan ETF SCIX 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000049487 Global X Scientific Beta Developed Markets ex-US ETF C000156409 Global X Scientific Beta Developed Markets ex-US ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000053413 Global X Scientific Beta Emerging Markets ETF C000168043 Global X Scientific Beta Emerging Markets ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000049484 Global X Scientific Beta Europe ETF C000156406 Global X Scientific Beta Europe ETF SCID 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000049485 Global X Scientific Beta Japan ETF C000156407 Global X Scientific Beta Japan ETF SCIJ 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000049483 Global X Scientific Beta US ETF C000156405 Global X Scientific Beta US ETF SCIU 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000028730 Global X Silver Miners ETF C000087861 Global X Silver Miners ETF SIL 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000032492 Global X Singapore Small-Cap ETF C000100207 Global X Singapore Small-Cap ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033914 Global X Slovakia Index ETF C000104600 Global X Slovakia Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000034155 Global X Social Media Index ETF C000105277 Global X Social Media Index ETF SOCL 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000032493 Global X South Korea Small-Cap ETF C000100208 Global X South Korea Small-Cap ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000031097 Global X Southeast Asia ETF C000096448 Global X Southeast Asia ETF ASEA 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033903 Global X Southern Europe ETF C000104589 Global X Southern Europe ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000032488 Global X Strategic Metals ETF C000100203 Global X Strategic Metals ETF SMX 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000033907 Global X Sub-Saharan Africa Index ETF C000104593 Global X Sub-Saharan Africa Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000049563 Global X SuperDividend Alternatives ETF C000156499 Global X SuperDividend Alternatives ETF ALTY 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000048110 Global X SuperDividend Emerging Markets ETF C000152059 Global X SuperDividend Emerging Markets ETF SDEM 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000032495 Global X SuperDividend ETF C000100210 Global X SuperDividend ETF SDIV 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000036905 Global X SuperDividend REIT ETF C000112948 Global X SuperDividend REIT ETF SRET 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000039638 Global X SuperDividend U.S. ETF C000122244 Global X SuperDividend U.S. ETF DIV 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000036903 Global X SuperIncome ETF C000112946 Global X SuperIncome ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000036904 Global X SuperIncome Preferred ETF C000112947 Global X SuperIncome Preferred ETF SPFF 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000046358 Global X SuperValue International ETF C000144871 Global X SuperValue International ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000046357 Global X SuperValue U.S. ETF C000144870 Global X SuperValue U.S. ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000032494 Global X Taiwan Small-Cap ETF C000100209 Global X Taiwan Small-Cap ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000032485 Global X UK Small-Cap ETF C000100200 Global X UK Small-Cap ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000029442 Global X Uranium ETF C000090393 Global X Uranium ETF URA 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000049686 Global X US Yieldco Index ETF C000157109 Global X US Yieldco Index ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000049685 Global X Yieldco Index ETF C000157108 Global X Yieldco Index ETF YLCO 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000052962 Millennial Generation ETF C000166510 Millennial Generation ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000052969 Nanotechnology ETF C000166517 Nanotechnology ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000052970 Robotics & Artificial Intelligence ETF C000166518 Robotics & Artificial Intelligence ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22209 0001432353 Global X Funds 30 S000052961 Urbanization & Smart Cities ETF C000166509 Urbanization & Smart Cities ETF [NULL] 600 LEXINGTON AVENUE NEW YORK 10022 NY 20TH FLOOR 811-22564 0001521894 GMO Series Trust 30 S000035218 GMO Benchmark-Free Allocation Series Fund C000174015 Class PS [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035218 GMO Benchmark-Free Allocation Series Fund C000108342 Class R4 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035218 GMO Benchmark-Free Allocation Series Fund C000108343 Class R5 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035218 GMO Benchmark-Free Allocation Series Fund C000108344 Class R6 GBMRX 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035211 GMO Core Plus Bond Series Fund C000174010 Class PS [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035211 GMO Core Plus Bond Series Fund C000108321 Class R4 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035211 GMO Core Plus Bond Series Fund C000108322 Class R5 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035211 GMO Core Plus Bond Series Fund C000108323 Class R6 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035227 GMO Emerging Countries Series Fund C000174017 Class PS [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035227 GMO Emerging Countries Series Fund C000108368 Class R4 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035227 GMO Emerging Countries Series Fund C000108369 Class R5 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035227 GMO Emerging Countries Series Fund C000108370 Class R6 GECRX 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035213 GMO Emerging Country Debt Series Fund C000174011 Class PS [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035213 GMO Emerging Country Debt Series Fund C000108327 Class R4 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035213 GMO Emerging Country Debt Series Fund C000108328 Class R5 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035213 GMO Emerging Country Debt Series Fund C000108329 Class R6 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035226 GMO Foreign Series Fund C000174016 Class PS [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035226 GMO Foreign Series Fund C000108365 Class R4 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035226 GMO Foreign Series Fund C000108366 Class R5 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035226 GMO Foreign Series Fund C000108367 Class R6 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035217 GMO Global Asset Allocation Series Fund C000174014 Class PS [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035217 GMO Global Asset Allocation Series Fund C000108339 Class R4 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035217 GMO Global Asset Allocation Series Fund C000108340 Class R5 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035217 GMO Global Asset Allocation Series Fund C000108341 Class R6 GATRX 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035216 GMO Global Equity Allocation Series Fund C000174013 Class PS [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035216 GMO Global Equity Allocation Series Fund C000108336 Class R4 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035216 GMO Global Equity Allocation Series Fund C000108337 Class R5 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035216 GMO Global Equity Allocation Series Fund C000108338 Class R6 GGASX 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035212 GMO International Bond Series Fund C000108324 Class R4 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035212 GMO International Bond Series Fund C000108325 Class R5 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035212 GMO International Bond Series Fund C000108326 Class R6 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000041748 GMO International Developed Equity Allocation Series Fund C000174018 Class PS [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000041748 GMO International Developed Equity Allocation Series Fund C000129605 Class R4 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000041748 GMO International Developed Equity Allocation Series Fund C000129606 Class R5 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000041748 GMO International Developed Equity Allocation Series Fund C000129607 Class R6 GIDRX 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035215 GMO International Equity Allocation Series Fund C000174012 Class PS [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035215 GMO International Equity Allocation Series Fund C000108333 Class R4 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035215 GMO International Equity Allocation Series Fund C000108335 Class R6 GEARX 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035215 GMO International Equity Allocation Series Fund C000108334 Class R5 GEAUX 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035210 GMO Quality Series Fund C000174009 Class PS [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035210 GMO Quality Series Fund C000108318 Class R4 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035210 GMO Quality Series Fund C000108319 Class R5 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000035210 GMO Quality Series Fund C000108320 Class R6 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000052330 GMO SGM Major Markets Series Fund C000174019 Class PS [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000052330 GMO SGM Major Markets Series Fund C000164579 Class R4 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000052330 GMO SGM Major Markets Series Fund C000164580 Class R5 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000052330 GMO SGM Major Markets Series Fund C000164581 Class R6 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000033569 GMO U.S. Equity Allocation Series Fund C000174008 Class PS [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000033569 GMO U.S. Equity Allocation Series Fund C000108415 Class R4 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000033569 GMO U.S. Equity Allocation Series Fund C000108416 Class R5 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-22564 0001521894 GMO Series Trust 30 S000033569 GMO U.S. Equity Allocation Series Fund C000103077 Class R6 [NULL] 40 ROWES WHARF BOSTON 02210 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004926 GMO Alpha Only Fund C000013336 Class I [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004926 GMO Alpha Only Fund C000013337 Class II [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004926 GMO Alpha Only Fund C000034336 Class M [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004926 GMO Alpha Only Fund C000013340 Class V [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004926 GMO Alpha Only Fund C000013341 Class VI [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004926 GMO Alpha Only Fund C000013339 Class IV GAPOX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004926 GMO Alpha Only Fund C000013338 Class III GGHEX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000025199 GMO Asset Allocation Bond Fund C000075103 Class VI GABFX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000025199 GMO Asset Allocation Bond Fund C000075099 Class III GMOBX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000005485 GMO Benchmark-Free Allocation Fund C000014925 Class I [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000005485 GMO Benchmark-Free Allocation Fund C000014926 Class II [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000005485 GMO Benchmark-Free Allocation Fund C000034338 Class M [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000005485 GMO Benchmark-Free Allocation Fund C000110912 Class MF [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000005485 GMO Benchmark-Free Allocation Fund C000128910 Class V [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000005485 GMO Benchmark-Free Allocation Fund C000128911 Class VI [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000005485 GMO Benchmark-Free Allocation Fund C000109350 Class IV GBMBX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000005485 GMO Benchmark-Free Allocation Fund C000014927 Class III GBMFX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000046725 GMO Benchmark-Free Bond Fund C000145950 Class IV [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000046725 GMO Benchmark-Free Bond Fund C000145951 Class V [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000046725 GMO Benchmark-Free Bond Fund C000145952 Class VI [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000046725 GMO Benchmark-Free Bond Fund C000145949 Class III GBMTX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000033464 GMO Benchmark-Free Fund C000102896 Class III GBFFX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004917 GMO Core Plus Bond Fund C000013292 Class I [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004917 GMO Core Plus Bond Fund C000013293 Class II [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004917 GMO Core Plus Bond Fund C000034330 Class M [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004917 GMO Core Plus Bond Fund C000013296 Class V [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004917 GMO Core Plus Bond Fund C000013297 Class VI [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004917 GMO Core Plus Bond Fund C000013298 Class VII [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004917 GMO Core Plus Bond Fund C000013299 Class VIII [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004917 GMO Core Plus Bond Fund C000013295 Class IV GPBFX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004917 GMO Core Plus Bond Fund C000013294 Class III GUGAX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004919 GMO Currency Hedged International Bond Fund C000013308 Class I [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004919 GMO Currency Hedged International Bond Fund C000013309 Class II [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004919 GMO Currency Hedged International Bond Fund C000013311 Class IV [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004919 GMO Currency Hedged International Bond Fund C000034332 Class M [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004919 GMO Currency Hedged International Bond Fund C000013312 Class V [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004919 GMO Currency Hedged International Bond Fund C000013313 Class VI [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004919 GMO Currency Hedged International Bond Fund C000013314 Class VII [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004919 GMO Currency Hedged International Bond Fund C000013315 Class VIII [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004919 GMO Currency Hedged International Bond Fund C000013310 Class III GMHBX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000007516 GMO Debt Opportunities Fund C000137450 Class III [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000007516 GMO Debt Opportunities Fund C000020548 Class VI GMODX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004227 GMO Developed World Stock Fund C000011894 Class V [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004227 GMO Developed World Stock Fund C000011895 Class VI [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004227 GMO Developed World Stock Fund C000011893 Class IV GDWFX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004227 GMO Developed World Stock Fund C000011892 Class III GDWTX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004912 GMO Emerging Countries Fund C000013273 Class I [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004912 GMO Emerging Countries Fund C000013274 Class II [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004912 GMO Emerging Countries Fund C000013276 Class IV [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004912 GMO Emerging Countries Fund C000013277 Class V [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004912 GMO Emerging Countries Fund C000013278 Class VI [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004912 GMO Emerging Countries Fund C000013279 Class M GECMX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004912 GMO Emerging Countries Fund C000013275 Class III GMCEX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004922 GMO Emerging Country Debt Fund C000013325 Class I [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004922 GMO Emerging Country Debt Fund C000013326 Class II [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004922 GMO Emerging Country Debt Fund C000013329 Class V [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004922 GMO Emerging Country Debt Fund C000013330 Class VI [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004922 GMO Emerging Country Debt Fund C000013327 Class III GMCDX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004922 GMO Emerging Country Debt Fund C000013328 Class IV GMDFX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000029579 GMO Emerging Domestic Opportunities Fund C000090809 Class VI GEDFX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000029579 GMO Emerging Domestic Opportunities Fund C000090807 Class IV GEDIX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000029579 GMO Emerging Domestic Opportunities Fund C000090808 Class V GEDOX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000029579 GMO Emerging Domestic Opportunities Fund C000090806 Class III GEDSX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000029579 GMO Emerging Domestic Opportunities Fund C000090805 Class II GEDTX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004911 GMO Emerging Markets Fund C000013267 Class I [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004911 GMO Emerging Markets Fund C000013272 Class VI GEMMX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004911 GMO Emerging Markets Fund C000013271 Class V GEMVX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004911 GMO Emerging Markets Fund C000013270 Class IV GMEFX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004911 GMO Emerging Markets Fund C000013268 Class II GMEMX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004911 GMO Emerging Markets Fund C000013269 Class III GMOEX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004229 GMO Foreign Fund C000011903 Class I [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004229 GMO Foreign Fund C000011907 Class V [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004229 GMO Foreign Fund C000011908 Class VI [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004229 GMO Foreign Fund C000011906 Class IV GMFFX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004229 GMO Foreign Fund C000011909 Class M GMFMX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004229 GMO Foreign Fund C000011904 Class II GMFRX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004229 GMO Foreign Fund C000011905 Class III GMOFX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004230 GMO Foreign Small Companies Fund C000011911 Class IV GFSFX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004230 GMO Foreign Small Companies Fund C000011910 Class III GMFSX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000005487 GMO Global Asset Allocation Fund C000014931 Class I [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000005487 GMO Global Asset Allocation Fund C000014932 Class II [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000005487 GMO Global Asset Allocation Fund C000034340 Class M [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000005487 GMO Global Asset Allocation Fund C000014933 Class III GMWAX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004920 GMO Global Bond Fund C000013316 Class I [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004920 GMO Global Bond Fund C000013317 Class II [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004920 GMO Global Bond Fund C000013319 Class IV [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004920 GMO Global Bond Fund C000034333 Class M [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004920 GMO Global Bond Fund C000013320 Class V [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004920 GMO Global Bond Fund C000013321 Class VI [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004920 GMO Global Bond Fund C000013322 Class VII [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004920 GMO Global Bond Fund C000013323 Class VIII [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000004920 GMO Global Bond Fund C000013318 Class III GMGBX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000005490 GMO Global Developed Equity Allocation Fund C000014938 Class III GWOAX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000005488 GMO Global Equity Allocation Fund C000014934 Class I [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000005488 GMO Global Equity Allocation Fund C000014935 Class II [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000005488 GMO Global Equity Allocation Fund C000034341 Class M [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000005488 GMO Global Equity Allocation Fund C000014936 Class III GMGEX 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000033802 GMO Global Focused Equity Fund C000104436 Class IV [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000033802 GMO Global Focused Equity Fund C000104437 Class V [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000033802 GMO Global Focused Equity Fund C000104438 Class VI [NULL] 40 ROWES WHARF BOSTON 02110 MA [NULL] 811-04347 0000772129 GMO TRUST 30 S000033802 GMO Global Focused Equity Fund C000104435 Class III GGFEX 40 ROWES WHARF BOSTON 02110 MA [NULL] 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811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009241 Goldman Sachs Short Duration Tax-Free Fund C000025194 Class C GSTCX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000044037 Goldman Sachs Short-Term Conservative Income Fund C000174582 Class A Shares [NULL] 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000044037 Goldman Sachs Short-Term Conservative Income Fund C000174583 Preferred Shares [NULL] 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000044037 Goldman Sachs Short-Term Conservative Income Fund C000136681 Administration Shares GPPAX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000044037 Goldman Sachs Short-Term Conservative Income Fund C000136680 Institutional Shares GPPIX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 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S000009329 Goldman Sachs Small Cap Equity Insights Fund C000058969 Class R GDSRX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009329 Goldman Sachs Small Cap Equity Insights Fund C000058970 Class IR GDSTX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000014930 Goldman Sachs Small Cap Growth Insights Fund C000158460 Class R6 Shares GINUX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000014930 Goldman Sachs Small Cap Growth Insights Fund C000040533 Class A GSAOX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000014930 Goldman Sachs Small Cap Growth Insights Fund C000040535 Class C GSCOX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000014930 Goldman Sachs Small Cap Growth Insights Fund C000040536 Institutional GSIOX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000014930 Goldman Sachs Small Cap Growth Insights Fund C000058990 Class R GSROX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000014930 Goldman Sachs Small Cap Growth Insights Fund C000058991 Class IR GSTOX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009323 Goldman Sachs Small Cap Value Fund C000055757 Class R GSQRX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009323 Goldman Sachs Small Cap Value Fund C000055758 Class IR GSQTX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009323 Goldman Sachs Small Cap Value Fund C000025505 Class C GSSCX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 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DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009322 Goldman Sachs Small/Mid Cap Growth Fund C000025499 Class C GSMGX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009322 Goldman Sachs Small/Mid Cap Growth Fund C000025496 Service GSMQX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009322 Goldman Sachs Small/Mid Cap Growth Fund C000025495 Institutional GSMYX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009322 Goldman Sachs Small/Mid Cap Growth Fund C000055755 Class R GTMRX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009322 Goldman Sachs Small/Mid Cap Growth Fund C000055756 Class IR GTMTX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS 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CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000014928 Goldman Sachs Strategic International Equity Fund C000040525 Class C GSCKX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000014928 Goldman Sachs Strategic International Equity Fund C000040526 Institutional GSIKX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000014928 Goldman Sachs Strategic International Equity Fund C000058986 Class R GSRKX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000014928 Goldman Sachs Strategic International Equity Fund C000058987 Class IR GSTKX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000014928 Goldman Sachs Strategic International Equity Fund C000169234 Class R6 GSUKX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000046190 Goldman Sachs Tactical Tilt Overlay Fund C000144475 Institutional Shares TTIFX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000018302 Goldman Sachs Tax-Advantaged Global Equity Portfolio C000050456 Class A TAGGX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000018302 Goldman Sachs Tax-Advantaged Global Equity Portfolio C000050455 Institutional TIGGX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009339 Goldman Sachs Technology Opportunities Fund C000092626 Class IR GISTX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009339 Goldman Sachs Technology Opportunities Fund C000025597 Class A GITAX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009339 Goldman Sachs Technology Opportunities Fund C000025599 Class C GITCX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009339 Goldman Sachs Technology Opportunities Fund C000025595 Institutional GITIX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009339 Goldman Sachs Technology Opportunities Fund C000025596 Service GITSX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009324 Goldman Sachs U.S. Equity Dividend and Premium Fund C000025508 Class A GSPAX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009324 Goldman Sachs U.S. Equity Dividend and Premium Fund C000025507 Institutional GSPKX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009324 Goldman Sachs U.S. Equity Dividend and Premium Fund C000025509 Class C GSPQX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009324 Goldman Sachs U.S. Equity Dividend and Premium Fund C000091963 Class IR Shares GVIRX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009327 Goldman Sachs U.S. Equity Insights Fund C000025523 Institutional GSELX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009327 Goldman Sachs U.S. Equity Insights Fund C000025524 Service GSESX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009327 Goldman Sachs U.S. Equity Insights Fund C000158456 Class R6 Shares GSEUX 71 SOUTH WACKER DRIVE CHICAGO 60606 IL C/O GOLDMAN SACHS & CO 811-05349 0000822977 GOLDMAN SACHS TRUST 30 S000009327 Goldman Sachs U.S. Equity Insights Fund C000025525 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10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000040071 GOLDMAN SACHS MULTI-MANAGER ALTERNATIVES FUND C000124404 CLASS R GRMMX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000040071 GOLDMAN SACHS MULTI-MANAGER ALTERNATIVES FUND C000124402 INSTITUTIONAL GSMMX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000049146 Goldman Sachs Multi-Manager Global Equity Fund C000154942 Institutional Shares GSEQX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000048067 Goldman Sachs Multi-Manager Non-Core Fixed Income Fund C000151918 Institutional Shares GNCFX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000049147 Goldman Sachs Multi-Manager Real Assets Strategy Fund C000154943 Institutional Shares GRASX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054314 Goldman Sachs Target Date 2020 Portfolio C000170648 Class A Shares GTAHX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054314 Goldman Sachs Target Date 2020 Portfolio C000170649 Institutional Shares GTIHX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054314 Goldman Sachs Target Date 2020 Portfolio C000170651 Class IR Shares GTMHX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054314 Goldman Sachs Target Date 2020 Portfolio C000170652 Class R Shares GTRHX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054314 Goldman Sachs Target Date 2020 Portfolio C000170650 Service Shares GTVHX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054314 Goldman Sachs Target Date 2020 Portfolio C000170653 Class R6 Shares GTZHX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054315 Goldman Sachs Target Date 2025 Portfolio C000170657 Class A Shares GTADX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054315 Goldman Sachs Target Date 2025 Portfolio C000170658 Institutional Shares GTIFX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054315 Goldman Sachs Target Date 2025 Portfolio C000170654 Class IR Shares GTMFX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054315 Goldman Sachs Target Date 2025 Portfolio C000170655 Class R Shares GTRDX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054315 Goldman Sachs Target Date 2025 Portfolio C000170659 Service Shares GTVFX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054315 Goldman Sachs Target Date 2025 Portfolio C000170656 Class R6 Shares GTZFX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054316 Goldman Sachs Target Date 2030 Portfolio C000170660 Class A Shares GTAJX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054316 Goldman Sachs Target Date 2030 Portfolio C000170661 Institutional Shares GTIJX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054316 Goldman Sachs Target Date 2030 Portfolio C000170663 Class IR Shares GTMJX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054316 Goldman Sachs Target Date 2030 Portfolio C000170664 Class R Shares GTRJX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054316 Goldman Sachs Target Date 2030 Portfolio C000170662 Service Shares GTVJX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054316 Goldman Sachs Target Date 2030 Portfolio C000170665 Class R6 Shares GTZJX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054317 Goldman Sachs Target Date 2035 Portfolio C000170666 Class A Shares GTALX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054317 Goldman Sachs Target Date 2035 Portfolio C000170667 Institutional Shares GTIOX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054317 Goldman Sachs Target Date 2035 Portfolio C000170669 Class IR Shares GTMPX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054317 Goldman Sachs Target Date 2035 Portfolio C000170670 Class R Shares GTROX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054317 Goldman Sachs Target Date 2035 Portfolio C000170668 Service Shares GTVOX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054317 Goldman Sachs Target Date 2035 Portfolio C000170671 Class R6 Shares GTZLX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054318 Goldman Sachs Target Date 2040 Portfolio C000170672 Class A Shares GTAMX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054318 Goldman Sachs Target Date 2040 Portfolio C000170673 Institutional Shares GTIMX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054318 Goldman Sachs Target Date 2040 Portfolio C000170675 Class IR Shares GTMMX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054318 Goldman Sachs Target Date 2040 Portfolio C000170676 Class R Shares GTRMX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054318 Goldman Sachs Target Date 2040 Portfolio C000170674 Service Shares GTVMX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054318 Goldman Sachs Target Date 2040 Portfolio C000170677 Class R6 Shares GTZMX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054319 Goldman Sachs Target Date 2045 Portfolio C000170678 Class A Shares GTAQX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054319 Goldman Sachs Target Date 2045 Portfolio C000170679 Institutional Shares GTIQX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054319 Goldman Sachs Target Date 2045 Portfolio C000170681 Class IR Shares GTMQX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054319 Goldman Sachs Target Date 2045 Portfolio C000170682 Class R Shares GTREX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054319 Goldman Sachs Target Date 2045 Portfolio C000170680 Service Shares GTVEX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054319 Goldman Sachs Target Date 2045 Portfolio C000170683 Class R6 Shares GTZQX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054320 Goldman Sachs Target Date 2050 Portfolio C000170684 Class A Shares GTASX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054320 Goldman Sachs Target Date 2050 Portfolio C000170685 Institutional Shares GTIPX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054320 Goldman Sachs Target Date 2050 Portfolio C000170687 Class IR Shares GTMAX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054320 Goldman Sachs Target Date 2050 Portfolio C000170688 Class R Shares GTRSX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054320 Goldman Sachs Target Date 2050 Portfolio C000170686 Service Shares GTVSX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054320 Goldman Sachs Target Date 2050 Portfolio C000170689 Class R6 Shares GTZSX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054321 Goldman Sachs Target Date 2055 Portfolio C000170690 Class A Shares GTANX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054321 Goldman Sachs Target Date 2055 Portfolio C000170691 Institutional Shares GTIWX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054321 Goldman Sachs Target Date 2055 Portfolio C000170693 Class IR Shares GTMWX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054321 Goldman Sachs Target Date 2055 Portfolio C000170694 Class R Shares GTRZX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054321 Goldman Sachs Target Date 2055 Portfolio C000170692 Service Shares GTVIX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000054321 Goldman Sachs Target Date 2055 Portfolio C000170695 Class R6 Shares GTZWX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000049850 Multi-Manager International Equity Fund C000157436 Institutional Shares MMITX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000049851 Multi-Manager U.S. Dynamic Equity Fund C000157437 Institutional Shares MMUSX 200 WEST STREET NEW YORK 10282 NY 15TH FLOOR 811-22781 0001557156 Goldman Sachs Trust II 30 S000051363 Multi-Manager U.S. Small Cap Equity Fund C000161913 Institutional Shares MMSMX 200 WEST STREET NEW 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S000008805 Guggenheim StylePlus - Large Core Fund C000152095 R6 [NULL] GUGGENHEIM INVESTMENTS ROCKVILLE 20850 MD 805 KING FARM BOULEVARD, SUITE 600 811-01136 0000088525 GUGGENHEIM FUNDS TRUST 30 S000008805 Guggenheim StylePlus - Large Core Fund C000110205 Institutional GILIX GUGGENHEIM INVESTMENTS ROCKVILLE 20850 MD 805 KING FARM BOULEVARD, SUITE 600 811-01136 0000088525 GUGGENHEIM FUNDS TRUST 30 S000008805 Guggenheim StylePlus - Large Core Fund C000023958 A SECEX GUGGENHEIM INVESTMENTS ROCKVILLE 20850 MD 805 KING FARM BOULEVARD, SUITE 600 811-01136 0000088525 GUGGENHEIM FUNDS TRUST 30 S000008805 Guggenheim StylePlus - Large Core Fund C000023960 C SFECX GUGGENHEIM INVESTMENTS ROCKVILLE 20850 MD 805 KING FARM BOULEVARD, SUITE 600 811-01136 0000088525 GUGGENHEIM FUNDS TRUST 30 S000008805 Guggenheim StylePlus - Large Core Fund C000155959 P SFEPX GUGGENHEIM INVESTMENTS ROCKVILLE 20850 MD 805 KING FARM BOULEVARD, SUITE 600 811-01136 0000088525 GUGGENHEIM FUNDS TRUST 30 S000043993 Guggenheim 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C000027862 A [NULL] GUGGENHEIM INVESTMENTS ROCKVILLE 20850 MD 805 KING FARM BOULEVARD, SUITE 600 811-02753 0000217087 Guggenheim Variable Funds Trust 30 S000010064 SERIES C (MONEY MARKET SERIES) C000027863 A [NULL] GUGGENHEIM INVESTMENTS ROCKVILLE 20850 MD 805 KING FARM BOULEVARD, SUITE 600 811-02753 0000217087 Guggenheim Variable Funds Trust 30 S000010065 SERIES D (WORLD EQUITY INCOME SERIES) C000027864 A [NULL] GUGGENHEIM INVESTMENTS ROCKVILLE 20850 MD 805 KING FARM BOULEVARD, SUITE 600 811-02753 0000217087 Guggenheim Variable Funds Trust 30 S000010066 SERIES E (TOTAL RETURN BOND SERIES) C000027865 A [NULL] GUGGENHEIM INVESTMENTS ROCKVILLE 20850 MD 805 KING FARM BOULEVARD, SUITE 600 811-02753 0000217087 Guggenheim Variable Funds Trust 30 S000040553 SERIES F (FLOATING RATE STRATEGIES SERIES) C000125779 A [NULL] GUGGENHEIM INVESTMENTS ROCKVILLE 20850 MD 805 KING FARM BOULEVARD, SUITE 600 811-02753 0000217087 Guggenheim Variable Funds Trust 30 S000010069 SERIES J (STYLEPLUS - MID GROWTH 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C000169231 Institutional GAGYX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001164 Aggressive Allocation Fund C000003117 Investor GGBZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001162 Balanced Allocation Fund C000169229 Institutional GBAYX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001162 Balanced Allocation Fund C000003111 Investor GGIZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001153 Conservative Allocation Fund C000169228 Institutional GCAYX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001153 Conservative Allocation Fund C000003076 Investor GFIZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000033730 Defensive Market Strategies Fund C000104139 Institutional GDMYX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000033730 Defensive Market Strategies Fund C000104140 Investor GDMZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000041653 Emerging Markets Equity Fund C000129313 Institutional GEMYX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000041653 Emerging Markets Equity Fund C000129314 Investor GEMZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001157 EQUITY INDEX C000003091 Institutional GEQYX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001157 EQUITY INDEX C000003092 Investor GEQZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001156 EXTENDED-DURATION BOND C000003087 Institutional GEDYX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001156 EXTENDED-DURATION BOND C000003088 Investor GEDZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000041384 Flexible Income Fund C000128365 Investor GFLZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000014481 Global Bond Fund C000158246 Institutional GGBEX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000014481 Global Bond Fund C000039452 Investor GGBFX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000041386 Global Natural Resources Equity Fund C000128367 Investor GNRZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001163 Growth Allocation Fund C000003114 Investor GCOZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001163 Growth Allocation Fund C000169230 Institutional GGRYX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001159 GROWTH EQUITY C000003099 Institutional GGEYX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001159 GROWTH EQUITY C000003100 Investor GGEZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000026177 Inflation Protected Bond Fund C000158248 Institutional GIPYX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000026177 Inflation Protected Bond Fund C000078523 Investor GIPZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001161 INTERNATIONAL EQUITY C000003107 Institutional GIEYX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001161 INTERNATIONAL EQUITY C000003108 Investor GIEZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000049460 International Equity Index Fund C000156358 Institutional GIIYX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001154 LOW-DURATION BOND C000003079 Institutional GLDYX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001154 LOW-DURATION BOND C000003080 Investor GLDZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001155 MEDIUM-DURATION BOND C000003083 Institutional GMDYX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001155 MEDIUM-DURATION BOND C000003084 Investor GMDZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001169 MONEY MARKET C000003124 Institutional GMYXX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001169 MONEY MARKET C000003125 Investor GMZXX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000014476 MyDestination 2005 Fund C000039437 Investor GMIZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000014477 MyDestination 2015 Fund C000039440 Investor GMTZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000014478 MyDestination 2025 Fund C000039443 Investor GMWZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000014479 MyDestination 2035 Fund C000039446 Investor GMHZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000014480 MyDestination 2045 Fund C000039449 Investor GMFZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000035302 MyDestination 2055 Fund C000108559 Investor GMGZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000014482 Real Estate Securities Fund C000158247 Institutional GREYX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000014482 Real Estate Securities Fund C000039453 Investor GREZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001160 SMALL CAP EQUITY C000003103 Institutional GSCYX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001160 SMALL CAP EQUITY C000003104 Investor GSCZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001158 VALUE EQUITY C000003095 Institutional GVEYX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-10263 0001131013 GuideStone Funds 30 S000001158 VALUE EQUITY C000003096 Investor GVEZX BNY MELLON INVESTMENT SERVICING (US) INC WILMINGTON 19809-3706 DE 301 BELLVUE PARKWAY 811-08360 0000919160 GUINNESS ATKINSON FUNDS 30 S000009156 Guinness Atkinson Alternative Energy Fund C000024897 Guinness Atkinson Alternative Energy Fund GAAEX 21550 OXNARD STREET WOODLAND HILLS 91367 CA SUITE 850 811-08360 0000919160 GUINNESS ATKINSON FUNDS 30 S000005893 Guinness Atkinson Asia Focus Fund C000016117 Guinness Atkinson Asia Focus Fund IASMX 21550 OXNARD STREET WOODLAND HILLS 91367 CA SUITE 850 811-08360 0000919160 GUINNESS ATKINSON FUNDS 30 S000009157 Guinness Atkinson Asia Pacific Dividend Builder Fund C000024898 Guinness Atkinson Asia Pacific Dividend Builder Fund GAADX 21550 OXNARD STREET WOODLAND HILLS 91367 CA SUITE 850 811-08360 0000919160 GUINNESS ATKINSON FUNDS 30 S000005894 Guinness Atkinson China & Hong Kong Fund C000016118 Guinness Atkinson China & Hong Kong Fund ICHKX 21550 OXNARD STREET WOODLAND HILLS 91367 CA SUITE 850 811-08360 0000919160 GUINNESS ATKINSON FUNDS 30 S000036495 Guinness Atkinson Dividend Builder Fund C000161073 Guinness Atkinson Dividend Builder Fund - Investor Share [NULL] 21550 OXNARD STREET WOODLAND HILLS 91367 CA SUITE 850 811-08360 0000919160 GUINNESS ATKINSON FUNDS 30 S000036495 Guinness Atkinson Dividend Builder Fund C000111794 Guinness Atkinson Dividend Builder Fund GAINX 21550 OXNARD STREET WOODLAND HILLS 91367 CA SUITE 850 811-08360 0000919160 GUINNESS ATKINSON FUNDS 30 S000005896 Guinness Atkinson Global Energy Fund C000016120 Guinness Atkinson Global Energy Fund GAGEX 21550 OXNARD STREET WOODLAND HILLS 91367 CA SUITE 850 811-08360 0000919160 GUINNESS ATKINSON FUNDS 30 S000005895 Guinness Atkinson Global Innovators Fund C000161072 Guinness Atkinson Global Innovators Fund - Institutional Class GINNX 21550 OXNARD STREET WOODLAND HILLS 91367 CA SUITE 850 811-08360 0000919160 GUINNESS ATKINSON FUNDS 30 S000005895 Guinness Atkinson Global Innovators Fund C000016119 Guinness Atkinson Global Innovators Fund - Investor Class IWIRX 21550 OXNARD STREET WOODLAND HILLS 91367 CA SUITE 850 811-08360 0000919160 GUINNESS ATKINSON FUNDS 30 S000032927 Renminbi Yuan & Bond Fund C000101629 Renminbi Yuan & Bond Fund GARBX 21550 OXNARD STREET WOODLAND HILLS 91367 CA SUITE 850 811-07782 0000906790 HANCOCK JOHN VARIABLE LIFE ACCOUNT S 33 S000009931 HANCOCK JOHN VARIABLE LIFE ACCOUNT S C000085972 Majestic Performance Variable Universal Life (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07782 0000906790 HANCOCK JOHN VARIABLE LIFE ACCOUNT S 33 S000009931 HANCOCK JOHN VARIABLE LIFE ACCOUNT S C000085980 Majestic Variable Estate Protection (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07782 0000906790 HANCOCK JOHN VARIABLE LIFE ACCOUNT S 33 S000009931 HANCOCK JOHN VARIABLE LIFE ACCOUNT S C000085977 Majestic Variable Estate Protection 98 (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07782 0000906790 HANCOCK JOHN VARIABLE LIFE ACCOUNT S 33 S000009931 HANCOCK JOHN VARIABLE LIFE ACCOUNT S C000085962 Majestic Variable Universal Life (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07782 0000906790 HANCOCK JOHN VARIABLE LIFE ACCOUNT S 33 S000009931 HANCOCK JOHN VARIABLE LIFE ACCOUNT S C000085963 Majestic Variable Universal Life 98 (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07782 0000906790 HANCOCK JOHN VARIABLE LIFE ACCOUNT S 33 S000009931 HANCOCK JOHN VARIABLE LIFE ACCOUNT S C000085959 Medallion Executive Variable Life II (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07782 0000906790 HANCOCK JOHN VARIABLE LIFE ACCOUNT S 33 S000009931 HANCOCK JOHN VARIABLE LIFE ACCOUNT S C000085960 Medallion Executive Variable Life III (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07782 0000906790 HANCOCK JOHN VARIABLE LIFE ACCOUNT S 33 S000009931 HANCOCK JOHN VARIABLE LIFE ACCOUNT S C000085958 MEVL Medallion Executive Variable Life (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07782 0000906790 HANCOCK JOHN VARIABLE LIFE ACCOUNT S 33 S000009931 HANCOCK JOHN VARIABLE LIFE ACCOUNT S C000085968 MVCOLI (Majestic Variable COLI) (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07782 0000906790 HANCOCK JOHN VARIABLE LIFE ACCOUNT S 33 S000009931 HANCOCK JOHN VARIABLE LIFE ACCOUNT S C000085976 Performance Executive Variable Life (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07782 0000906790 HANCOCK JOHN VARIABLE LIFE ACCOUNT S 33 S000009931 HANCOCK JOHN VARIABLE LIFE ACCOUNT S C000085973 Performance Survivorship Universal Life (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07782 0000906790 HANCOCK JOHN VARIABLE LIFE ACCOUNT S 33 S000009931 HANCOCK JOHN VARIABLE LIFE ACCOUNT S C000085979 Variable Estate Protection (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07782 0000906790 HANCOCK JOHN VARIABLE LIFE ACCOUNT S 33 S000009931 HANCOCK JOHN VARIABLE LIFE ACCOUNT S C000085971 Variable Estate Protection Edge (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07782 0000906790 HANCOCK JOHN VARIABLE LIFE ACCOUNT S 33 S000009931 HANCOCK JOHN VARIABLE LIFE ACCOUNT S C000085978 Variable Estate Protection Plus (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07782 0000906790 HANCOCK JOHN VARIABLE LIFE ACCOUNT S 33 S000009931 HANCOCK JOHN VARIABLE LIFE ACCOUNT S C000085965 VCOLI (JHUSA) or Variable Master Plan Plus (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-03068 0000317411 HANCOCK JOHN VARIABLE LIFE ACCOUNT U 33 S000009938 HANCOCK JOHN VARIABLE LIFE ACCOUNT U C000086009 eVariable Life (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-03068 0000317411 HANCOCK JOHN VARIABLE LIFE ACCOUNT U 33 S000009938 HANCOCK JOHN VARIABLE LIFE ACCOUNT U C000086007 Medallion Variable Life Edge (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-03068 0000317411 HANCOCK JOHN VARIABLE LIFE ACCOUNT U 33 S000009938 HANCOCK JOHN VARIABLE LIFE ACCOUNT U C000086005 Medallion Variable Life Plus (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-03068 0000317411 HANCOCK JOHN VARIABLE LIFE ACCOUNT U 33 S000009938 HANCOCK JOHN VARIABLE LIFE ACCOUNT U C000086004 Medallion Variable Universal Life (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-03068 0000317411 HANCOCK JOHN VARIABLE LIFE ACCOUNT U 33 S000009938 HANCOCK JOHN VARIABLE LIFE ACCOUNT U C000086008 MVL Edge II (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-03068 0000317411 HANCOCK JOHN VARIABLE LIFE ACCOUNT U 33 S000009938 HANCOCK JOHN VARIABLE LIFE ACCOUNT U C000086006 VLI - Annual Premium Variable Life (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07766 0000906470 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ 33 S000009936 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ C000085983 Flex V1 - NY (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07766 0000906470 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ 33 S000009936 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ C000085986 Flex V2 - NY (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07766 0000906470 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ 33 S000009936 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ C000085993 Majestic Performance Survivorship Variable Universal Life - NY (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07766 0000906470 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ 33 S000009936 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ C000086002 Majestic Variable COLI - NY (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07766 0000906470 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ 33 S000009936 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ C000085996 Majestic Variable Estate Protection 98 - NY (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07766 0000906470 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ 33 S000009936 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ C000085992 Majestic Variable Universal Life 98 - NY (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07766 0000906470 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ 33 S000009936 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ C000086000 Medallion Variable Life Edge - NY (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07766 0000906470 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ 33 S000009936 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ C000086001 Medallion Variable Life Edge II - NY (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07766 0000906470 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ 33 S000009936 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ C000085999 Medallion Variable Life Plus - NY (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07766 0000906470 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ 33 S000009936 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ C000085987 Medallion Variable Universal Life - NY (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07766 0000906470 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ 33 S000009936 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ C000085998 MEVL III - NY (Medallion Executive Variable Life III - NY) (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07766 0000906470 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ 33 S000009936 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ C000086003 Performance Executive Variable Life - NY (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07766 0000906470 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ 33 S000009936 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ C000085995 Performance Survivorship Variable Universal Life - NY (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07766 0000906470 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ 33 S000009936 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ C000085989 Variable Estate Protection - NY (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07766 0000906470 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ 33 S000009936 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ C000085994 Variable Estate Protection Edge - NY (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07766 0000906470 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ 33 S000009936 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ C000085990 Variable Estate Protection Plus - NY (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-07766 0000906470 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ 33 S000009936 HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/ C000085982 VLI - NY Annual Premium Variable Life (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-05290 0000820299 HANCOCK JOHN VARIABLE LIFE ACCOUNT V 33 S000009980 HANCOCK JOHN VARIABLE LIFE ACCOUNT V C000086010 Flex V1 (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-05290 0000820299 HANCOCK JOHN VARIABLE LIFE ACCOUNT V 33 S000009980 HANCOCK JOHN VARIABLE LIFE ACCOUNT V C000086011 Flex V2 (JHUSA) [NULL] JOHN HANCOCK LIFE INSURANCE CO. (U.S.A.) BOSTON 02116 MA 197 CLARENDON STREET, C-1 811-04676 0000793769 HARBOR FUNDS 30 S000000682 Harbor Bond Fund C000001976 Institutional Class HABDX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000682 Harbor Bond Fund C000001977 Administrative Class HRBDX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000681 Harbor Capital Appreciation Fund C000001973 Institutional Class HACAX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000681 Harbor Capital Appreciation Fund C000001975 Investor Class HCAIX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000681 Harbor Capital Appreciation Fund C000166746 Retirement Class HNACX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000681 Harbor Capital Appreciation Fund C000001974 Administrative Class HRCAX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000023114 Harbor Commodity Real Return Strategy Fund C000067390 Institutional Class HACMX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000023114 Harbor Commodity Real Return Strategy Fund C000067391 Administrative Class HCMRX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000032104 Harbor Convertible Securities Fund C000099979 Institutional Class HACSX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000032104 Harbor Convertible Securities Fund C000099981 Investor Class HICSX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000032104 Harbor Convertible Securities Fund C000166756 Retirement Class HNCVX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000032104 Harbor Convertible Securities Fund C000099980 Administrative Class HRCSX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000051342 Harbor Diversified International All Cap Fund C000161865 Institutional Class HAIDX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000051342 Harbor Diversified International All Cap Fund C000161867 Investor Class HIIDX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000051342 Harbor Diversified International All Cap Fund C000166759 Retirement Class HNIDX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000051342 Harbor Diversified International All Cap Fund C000161866 Administrative Class HRIDX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000042777 Harbor Emerging Markets Equity Fund C000132317 Institutional Class HAEMX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000042777 Harbor Emerging Markets Equity Fund C000132319 Investor Class HIEEX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000042777 Harbor Emerging Markets Equity Fund C000166757 Retirement Class HNEMX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000042777 Harbor Emerging Markets Equity Fund C000132318 Administrative Class HREMX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000025062 Harbor Global Growth Fund C000074559 Institutional Class HGGAX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000025062 Harbor Global Growth Fund C000074561 Investor Class HGGIX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000025062 Harbor Global Growth Fund C000166755 Retirement Class HNGIX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000025062 Harbor Global Growth Fund C000074560 Administrative Class HRGAX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000692 Harbor High-Yield Bond Fund C000166754 Retirement Class HNHYX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000692 Harbor High-Yield Bond Fund C000002003 Institutional Class HYFAX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000692 Harbor High-Yield Bond Fund C000002005 Investor Class HYFIX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000692 Harbor High-Yield Bond Fund C000002004 Administrative Class HYFRX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000690 Harbor International Fund C000001997 Institutional Class HAINX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000690 Harbor International Fund C000001999 Investor Class HIINX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000690 Harbor International Fund C000166752 Retirement Class HNINX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000690 Harbor International Fund C000001998 Administrative Class HRINX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000691 Harbor International Growth Fund C000002000 Institutional Class HAIGX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000691 Harbor International Growth Fund C000002002 Investor Class HIIGX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000691 Harbor International Growth Fund C000166753 Retirement Class HNGFX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000691 Harbor International Growth Fund C000002001 Administrative Class HRIGX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000052663 Harbor International Small Cap Fund C000165335 Institutional Class HAISX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000052663 Harbor International Small Cap Fund C000165337 Investor Class HIISX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000052663 Harbor International Small Cap Fund C000165338 Retirement Class HNISX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000052663 Harbor International Small Cap Fund C000165336 Administrative Class HRISX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000687 Harbor Large Cap Value Fund C000001988 Institutional Class HAVLX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000687 Harbor Large Cap Value Fund C000001990 Investor Class HILVX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000687 Harbor Large Cap Value Fund C000166749 Retirement Class HNLVX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000687 Harbor Large Cap Value Fund C000001989 Administrative Class HRLVX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000685 Harbor Mid Cap Growth Fund C000001982 Institutional Class HAMGX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000685 Harbor Mid Cap Growth Fund C000001984 Investor Class HIMGX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000685 Harbor Mid Cap Growth Fund C000166747 Retirement Class HNMGX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000685 Harbor Mid Cap Growth Fund C000001983 Administrative Class HRMGX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000688 Harbor Mid Cap Value Fund C000001991 Institutional Class HAMVX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000688 Harbor Mid Cap Value Fund C000001993 Investor Class HIMVX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000688 Harbor Mid Cap Value Fund C000166750 Retirement Class HNMVX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000688 Harbor Mid Cap Value Fund C000001992 Administrative Class HRMVX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000684 Harbor Money Market Fund C000001980 Institutional Class HARXX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000684 Harbor Money Market Fund C000001981 Administrative Class HRMXX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000004237 Harbor Real Return Fund C000011929 Institutional Class HARRX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000004237 Harbor Real Return Fund C000011930 Administrative Class HRRRX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000686 Harbor Small Cap Growth Fund C000001985 Institutional Class HASGX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000686 Harbor Small Cap Growth Fund C000001987 Investor Class HISGX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000686 Harbor Small Cap Growth Fund C000166748 Retirement Class HNSGX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 0000793769 HARBOR FUNDS 30 S000000686 Harbor Small Cap Growth Fund C000001986 Administrative Class HRSGX 111 SOUTH WACKER DRIVE CHICAGO 60606 IL 34TH FLOOR 811-04676 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PLAZA HARTFORD 06155 CT [NULL] 811-08580 0000925997 HARTFORD LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE 32 S000002294 HARTFORD LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE C000006000 Select Dimensions I [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08580 0000925997 HARTFORD LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE 32 S000002294 HARTFORD LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE C000006008 Select Dimensions II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08580 0000925997 HARTFORD LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE 32 S000002294 HARTFORD LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE C000005998 The Director M [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08580 0000925997 HARTFORD LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE 32 S000002294 HARTFORD LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE C000006002 The Director M Edge [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08580 0000925997 HARTFORD LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE 32 S000002294 HARTFORD LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE C000006004 The Director M Outlook [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08580 0000925997 HARTFORD LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE 32 S000002294 HARTFORD LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE C000006003 The Director M Plus [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08580 0000925997 HARTFORD LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE 32 S000002294 HARTFORD LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE C000059358 Wells Fargo Director M [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08580 0000925997 HARTFORD LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE 32 S000002294 HARTFORD LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE C000059367 Wells Fargo Director M Outlook [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07329 0001017963 HARTFORD LIFE & ANNUITY INSURANCE CO SEP ACCOUNT VL I 33 S000003058 HARTFORD LIFE & ANNUITY INSURANCE CO SEP ACCOUNT VL I C000008326 Stag Accumulator Variable Universal Life (Series I and 1.5) [NULL] HARTFORD LIFE INSURANCE CO HARTFORD 06104 CT PO BOX 2999 811-07329 0001017963 HARTFORD LIFE & ANNUITY INSURANCE CO SEP ACCOUNT VL I 33 S000003058 HARTFORD LIFE & ANNUITY INSURANCE CO SEP ACCOUNT VL I C000059501 Stag Accumulator VUL (Series 1.5) [NULL] HARTFORD LIFE INSURANCE CO HARTFORD 06104 CT PO BOX 2999 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005943 Director Access I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005952 Director Access II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059447 Director Elite Outlook Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059414 Director Elite Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005951 Director Epic I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005957 Director Epic Outlook I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005955 Director Epic Plus I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005948 Director Immediate Variable Annuity [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005946 Director Outlook I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059448 Director Preferred Outlook Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059400 Director Preferred Outlook Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059434 Director Preferred Plus Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059393 Director Preferred Plus Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059415 Director Preferred Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059388 Director Preferred Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059449 Director Select Outlook Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059401 Director Select Outlook Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005949 Director VI [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005947 Director Vision I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005944 The Director Edge I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005953 THe Director Edge II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005950 The Director IV/V [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005956 The Director Outlook II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005945 The Director Plus I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005954 The Director Plus II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059435 The Director Select Plus Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059459 The Director Select Series I [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059416 The Director Select Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059450 The Director Solution Outlook Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059436 The Director Solution Plus Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059417 The Director Solution Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005958 The Director VII/VIIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000005942 The Director VIII/VIIIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059451 Wells Fargo Director Outlook Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059402 Wells Fargo Director Outlook Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059418 Wells Fargo Director Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07426 0000895764 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 32 S000002285 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE C000059389 Wells Fargo Director Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000061177 Hartford Leaders [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000005960 Hartford Leaders Access I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000005965 Hartford Leaders Access II/IIR/III [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000061168 Hartford Leaders Edge [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000005961 Hartford Leaders Edge I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000005966 Hartford Leaders Edge II/IIR/III [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000059457 Hartford Leaders Elite Outlook Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000005969 Hartford Leaders Epic I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000005971 Hartford Leaders Epic Outlook I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000005970 Hartford Leaders Epic Plus I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000061192 Hartford Leaders Foundation [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000005972 Hartford Leaders I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000005959 Hartford Leaders II/IIR/III [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000005963 Hartford Leaders Outlook I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000005968 Hartford Leaders Outlook II/IIR/III [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000005962 Hartford Leaders Plus I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000005967 Hartford Leaders Plus II/IIR/III [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000059458 Hartford Leaders Solution Outlook Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000059439 Hartford Leaders Solution Plus Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000059425 Hartford Leaders Solution Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000005964 Hartford Leaders Vision I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000062647 Hartford Select Leaders Outlook Series III [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000062645 Hartford Select Leaders Series V [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000061191 Hartford's Personal Retirement Manager [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000037969 Hartford's Personal Retirement Manager Foundation II [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000103263 Hartford's Personal Retirement Manager Foundation O-Share Variable Annuity [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000093061 Hartford's Personal Retirement Manager II [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000105764 Hartford's Personal Retirement Manager III [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000105765 Hartford's Personal Retirement Manager III Series V-A [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000078889 Hartford's Personal Retirement Manager V-A [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000093063 Version II of Hartford's Personal Retirement Manager Series V-A [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000059373 Wells Fargo Leaders I/IR/II [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-09295 0001084147 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002286 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN C000059379 Wells Fargo Leaders Outlook Series I/IR/II [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07622 0000900043 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002293 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN C000005995 Putnam Hartford Capital Access I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07622 0000900043 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002293 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN C000005990 Putnam Hartford Capital Access II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07622 0000900043 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002293 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN C000005996 Putnam Hartford Capital Manager Edge I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07622 0000900043 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002293 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN C000005991 Putnam Hartford Capital Manager Edge III/IIIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07622 0000900043 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002293 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN C000059428 Putnam Hartford Capital Manager Edge Series II [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07622 0000900043 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002293 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN C000005989 Putnam Hartford Capital Manager III/IV [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07622 0000900043 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002293 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN C000005987 Putnam Hartford Capital Manager Outlook I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07622 0000900043 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002293 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN C000005993 Putnam Hartford Capital Manager Outlook II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07622 0000900043 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002293 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN C000005997 Putnam Hartford Capital Manager Plus I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07622 0000900043 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002293 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN C000005992 Putnam Hartford Capital Manager Plus II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07622 0000900043 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002293 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN C000059421 Putnam Hartford Capital Manager Series VII [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07622 0000900043 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002293 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN C000005988 Putnam Hartford Capital Manager V [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07622 0000900043 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002293 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN C000005994 Putnam Hartford Capital Manager VI/VIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-07622 0000900043 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002293 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT TEN C000005986 Putnam Hartford Capital Manager VIII/VIIIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08860 0000932834 HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUT SIX 32 S000002292 ITT HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUT SIX C000005985 Hartford Pathmaker [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-02627 0000109907 HARTFORD LIFE INSURANCE CO DC VARIABLE ACCOUNT I 32 S000002856 HARTFORD LIFE INSURANCE CO DC VARIABLE ACCOUNT I C000007833 DC Plus (HV-1009-36/S) [NULL] BOX 2999 HARTFORD 06104 CT [NULL] 811-10559 0001140019 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 32 S000002559 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 C000054147 Group Variable Annuity Contracts [NULL] PO BOX 2999 HARTFORD 06102 CT [NULL] 811-10559 0001140019 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 32 S000002559 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 C000078453 Hartford 403(b) Cornerstone Innovations [NULL] PO BOX 2999 HARTFORD 06102 CT [NULL] 811-10559 0001140019 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 32 S000002559 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 C000068094 Premier Innovations [NULL] PO BOX 2999 HARTFORD 06102 CT [NULL] 811-10559 0001140019 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 32 S000002559 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 C000078454 Premier Innovations (Series II) [NULL] PO BOX 2999 HARTFORD 06102 CT [NULL] 811-10559 0001140019 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 32 S000002559 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 C000055029 Premier Solutions Chicago Public Schools [NULL] PO BOX 2999 HARTFORD 06102 CT [NULL] 811-10559 0001140019 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 32 S000002559 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 C000055030 Premier Solutions Cornerstone [NULL] PO BOX 2999 HARTFORD 06102 CT [NULL] 811-10559 0001140019 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 32 S000002559 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 C000065160 Premier Solutions Cornerstone (Series II) [NULL] PO BOX 2999 HARTFORD 06102 CT [NULL] 811-10559 0001140019 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 32 S000002559 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 C000055031 Premier Solutions New Jersey Institutions of Higher Ed. [NULL] PO BOX 2999 HARTFORD 06102 CT [NULL] 811-10559 0001140019 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 32 S000002559 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 C000055032 Premier Solutions Standard [NULL] PO BOX 2999 HARTFORD 06102 CT [NULL] 811-10559 0001140019 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 32 S000002559 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 C000055033 Premier Solutions Standard (Series A) [NULL] PO BOX 2999 HARTFORD 06102 CT [NULL] 811-10559 0001140019 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 32 S000002559 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 C000078455 Premier Solutions Standard (Series A-II) [NULL] PO BOX 2999 HARTFORD 06102 CT [NULL] 811-10559 0001140019 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 32 S000002559 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 C000055034 Premier Solutions Standard (Series II) [NULL] PO BOX 2999 HARTFORD 06102 CT [NULL] 811-10559 0001140019 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 32 S000002559 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 C000055035 Premier Solutions State of Connecticut [NULL] PO BOX 2999 HARTFORD 06102 CT [NULL] 811-10559 0001140019 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 32 S000002559 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT 11 C000082531 State of Iowa Retirement Investors Club 403(b) [NULL] PO BOX 2999 HARTFORD 06102 CT [NULL] 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059368 Classic Hartford Leaders [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059452 Classic Hartford Leaders Outlook Series I [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059374 Classic Hartford Leaders Outlook Series II/IIR/III [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059422 Director Focus Series I/IR [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000005819 Hartford Leaders Access I/IR [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000005824 Hartford Leaders Access II/IIR/III [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000061167 Hartford Leaders Edge [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000005820 Hartford Leaders Edge I/IR [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000005825 Hartford Leaders Edge II/IIR/III [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059453 Hartford Leaders Elite Outlook Series I/IR [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059437 Hartford Leaders Elite Plus Series I/IR [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059423 Hartford Leaders Elite Series I/IR [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000005828 Hartford Leaders Epic I/IR [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000005830 Hartford Leaders Epic Outlook I/IR [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000005829 Hartford Leaders Epic Plus I/IR [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000061166 Hartford Leaders Foundation [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000005831 Hartford Leaders I/IR [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000005818 Hartford Leaders II/IIR/III [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000061266 Hartford Leaders IV [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000005822 Hartford Leaders Outlook I/IR [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000005827 Hartford Leaders Outlook II/IIR/III [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000061271 Hartford Leaders Platinum [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000005821 Hartford Leaders Plus I/IR [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000005826 Hartford Leaders Plus II/IIR/III [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059369 Hartford Leaders Select I [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000061273 Hartford Leaders Select II [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059375 Hartford Leaders Select Outlook [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059454 Hartford Leaders Solution Outlook Series I/IR [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059438 Hartford Leaders Solution Plus Series I/IR [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059424 Hartford Leaders Solution Series I/IR [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000061276 Hartford Leaders Ultra [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000005823 Hartford Leaders Vision I/IR [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000061270 Hartford Leaders/Chase [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059370 Hartford Leaders/Chase Series I/II [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000062646 Hartford Select Leaders Outlook Series III [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000062644 Hartford Select Leaders Series V [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000061190 Hartford's Personal Retirement Manager [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000037968 Hartford's Personal Retirement Manager Foundation II [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000103262 Hartford's Personal Retirement Manager Foundation O-Share Variable Annuity [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000093059 Hartford's Personal Retirement Manager II [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000105761 Hartford's Personal Retirement Manager III [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000105763 Hartford's Personal Retirement Manager III Series V-A [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000080961 Hartford's Personal Retirement Manager Select [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000105760 Hartford's Personal Retirement Manager Select III [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000078888 Hartford's Personal Retirement Manager V-A [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059371 Huntington Hartford Leaders I [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000061264 Huntington Hartford Leaders II [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059455 Huntington Hartford Leaders Outlook Series I [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059376 Huntington Hartford Leaders Outlook Series II/IIR/III [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000080962 Huntington Hartford's Personal Retirement Manager [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000105762 Huntington Hartford's Personal Retirement Manager III [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059456 Nations Outlook Variable Annuity Series I/IR [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059377 Nations Outlook Variable Annuity Series II/IIR/III [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000093064 Series II of Hartford's Personal Retirement Manager Select [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000093060 Series II of Huntington Hartford's Personal Retirement Manager [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000093062 Version II of Hartford's Personal Retirement Manager Series V-A [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059378 Wells Fargo Leaders Outlook Series I/IR/II [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-04972 0000809013 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 32 S000002251 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN C000059372 Wells Fargo Leaders Series I/IR/II [NULL] HARTFORD LIFE INSURANCE HARTFORD 06155 CT ONE HARTFORD PLAZA 811-06285 0000821581 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002256 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN C000059419 Putnam Hartford Asset Manager Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-06285 0000821581 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002256 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN C000005845 Putnam Hartford Capital Access I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-06285 0000821581 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002256 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN C000005840 Putnam Hartford Capital Access II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-06285 0000821581 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002256 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN C000005846 Putnam Hartford Capital Manager Edge I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-06285 0000821581 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002256 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN C000005841 Putnam Hartford Capital Manager Edge III/IIIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-06285 0000821581 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002256 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN C000059427 Putnam Hartford Capital Manager Edge Series II [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-06285 0000821581 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002256 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN C000005839 Putnam Hartford Capital Manager I/II/III/IV [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-06285 0000821581 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002256 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN C000005837 Putnam Hartford Capital Manager Outlook I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-06285 0000821581 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002256 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN C000005843 Putnam Hartford Capital Manager Outlook II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-06285 0000821581 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002256 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN C000005847 Putnam Hartford Capital Manager Plus I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-06285 0000821581 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002256 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN C000005842 Putnam Hartford Capital Manager Plus II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-06285 0000821581 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002256 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN C000059420 Putnam Hartford Capital Manager Series VII [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-06285 0000821581 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002256 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN C000005838 Putnam Hartford Capital Manager V [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-06285 0000821581 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002256 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN C000005844 Putnam Hartford Capital Manager VI/VIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-06285 0000821581 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN 32 S000002256 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TEN C000005836 Putnam Hartford Capital Manager VIII/VIIIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000059350 AmSouth Variable Annuity M [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000059361 AmSouth Variable Annuity M Outlook [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000059359 AmSouth Variable Annuity M Plus [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000059351 Classic Director M [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000059362 Classic Director M Outlook [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000005736 Director M Access [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000037958 Director M Horizon [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000059352 Director M Platinum [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000059363 Director M Platinum Outlook [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000059353 Director M Ultra [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000059354 Fifth Third Director M [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000005742 Hartford Select Leaders I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000005740 Hartford Select Leaders II/IIR/III/IV [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000005741 Hartford Select Leaders Outlook I/IR/II [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000059364 Huntington Director M Outlook [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000005734 Select Dimensions Asset Manager I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000005735 Select Dimensions I [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000005743 Select Dimensions II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000005733 The Director M [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000005737 The Director M Edge [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000005739 The Director M Outlook [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000005738 The Director M Plus [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000059355 The Director M Select [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000059365 The Director M Select Outlook [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000059360 The Director M Select Plus [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000059356 The Huntington Director M [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000059357 Wells Fargo Director M [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-08584 0000925999 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE 32 S000002234 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT THREE C000059366 Wells Fargo Director M Outlook [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059440 AmSouth Variable Annuity Outlook Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059394 AmSouth Variable Annuity Outlook Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059429 AmSouth Variable Annuity Plus Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059391 AmSouth Variable Annuity Plus Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059460 AmSouth Variable Annuity Series I [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059403 AmSouth Variable Annuity Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059380 AmSouth Variable Annuity Series III/IIIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059441 BB&T Director Outlook Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059442 Classic Director Outlook Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059395 Classic Director Outlook Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007121 Director Access I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007136 Director Access II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059426 Director Choice Access Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059390 Director Choice Access Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059406 Director Classic Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059443 Director Elite Outlook Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059430 Director Elite Plus Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059407 Director Elite Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007129 Director Epic I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007141 Director Epic Outlook I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007139 Director Epic Plus I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007126 Director Immediate Variable Annuity [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007124 Director Outlook I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059431 Director Preferred Plus Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059408 Director Preferred Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059444 Director Select Outlook Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059396 Director Select Outlook Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059381 Director Ultra [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007125 Director Vision I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059409 Fifth Third Director Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059382 Fifth Third Director Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059445 Huntington Director Outlook Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059397 Huntington Director Outlook Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007130 Nations Variable Annuity I [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007120 Nations Variable Annuity II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007135 Nations Variable Annuity III/IIIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059398 The BB&T Director Outlook Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059461 The BB&T Director Series I [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059410 The BB&T Director Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059383 The BB&T Director Series III/IIIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059462 The Director Choice Series I [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059411 The Director Choice Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059384 The Director Choice Series III/IIIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007122 The Director Edge I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007137 The Director Edge II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007131 The Director I [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007132 The Director II/III/IV/V [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007140 The Director Outlook II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007123 The Director Plus I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007138 The Director Plus II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059432 The Director Select Plus Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059392 The Director Select Plus Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059463 The Director Select Series I [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059412 The Director Select Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059385 The Director Select Series III/IIIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059446 The Director Solution Outlook Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059433 The Director Solution Plus Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059413 The Director Solution Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007128 The Director VI [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007119 The Director VII/VIIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000007118 The Director VIII/VIIIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059404 The Huntington Director Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059386 The Huntington Director Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059405 The Wachovia Director Series I/IR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059399 Wells Fargo Director Outlook Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-04732 0000796330 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO 32 S000002597 HARTFORD LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO C000059387 Wells Fargo Director Series II/IIR [NULL] ONE HARTFORD PLAZA HARTFORD 06155 CT [NULL] 811-03072-01 0000790560 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO DC VAR AC II 32 S000002857 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO DC VAR AC II C000007834 DC Plus (HV-1009-36) [NULL] 200 HOPMEADOW ST SIMSBURY 06089 CT [NULL] 811-03072-01 0000790560 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO DC VAR AC II 32 S000002857 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO DC VAR AC II C000007835 Gardner and White (HV-1524) [NULL] 200 HOPMEADOW ST SIMSBURY 06089 CT [NULL] 811-03072-01 0000790560 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO DC VAR AC II 32 S000002857 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO DC VAR AC II C000031481 New TSA (HV-2025) [NULL] 200 HOPMEADOW ST SIMSBURY 06089 CT [NULL] 811-02711 0000276183 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO QP VARI ACCO 32 S000012550 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT TWO QP VARI ACCO C000034122 Variable Account QP [NULL] C/O HARTFORD LIFE INSURANCE COMPANIES HARTFORD 06104 CT P O BOX 2999 811-07271 0000940421 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT VL II 33 S000002938 HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT VL II C000115950 Hartford Leaders VUL Liberty 2012 [NULL] 200 HOPMEADOW ST SIMBURY 06089 CT [NULL] 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054850 Hartford Schroders Emerging Markets Debt and Currency Fund C000172552 Class A [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054850 Hartford Schroders Emerging Markets Debt and Currency Fund C000172553 Class C [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054850 Hartford Schroders Emerging Markets Debt and Currency Fund C000172554 Class I [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054850 Hartford Schroders Emerging Markets Debt and Currency Fund C000172556 Class SDR [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054850 Hartford Schroders Emerging Markets Debt and Currency Fund C000172555 Class Y [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054853 Hartford Schroders Emerging Markets Equity Fund C000172570 Class A [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054853 Hartford Schroders Emerging Markets Equity Fund C000172571 Class C [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054853 Hartford Schroders Emerging Markets Equity Fund C000172572 Class I [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054853 Hartford Schroders Emerging Markets Equity Fund C000172573 Class R3 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054853 Hartford Schroders Emerging Markets Equity Fund C000172574 Class R4 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054853 Hartford Schroders Emerging Markets Equity Fund C000172575 Class R5 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054853 Hartford Schroders Emerging Markets Equity Fund C000172577 Class SDR [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054853 Hartford Schroders Emerging Markets Equity Fund C000172576 Class Y [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054854 Hartford Schroders Emerging Markets Multi-Sector Bond Fund C000172578 Class A [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054854 Hartford Schroders Emerging Markets Multi-Sector Bond Fund C000172579 Class C [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054854 Hartford Schroders Emerging Markets Multi-Sector Bond Fund C000172580 Class I [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054854 Hartford Schroders Emerging Markets Multi-Sector Bond Fund C000172581 Class R3 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054854 Hartford Schroders Emerging Markets Multi-Sector Bond Fund C000172582 Class R4 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054854 Hartford Schroders Emerging Markets Multi-Sector Bond Fund C000172583 Class R5 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054854 Hartford Schroders Emerging Markets Multi-Sector Bond Fund C000172585 Class SDR [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054854 Hartford Schroders Emerging Markets Multi-Sector Bond Fund C000172584 Class Y [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054856 Hartford Schroders Global Strategic Bond Fund C000172594 Class A [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054856 Hartford Schroders Global Strategic Bond Fund C000172595 Class C [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054856 Hartford Schroders Global Strategic Bond Fund C000172596 Class I [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054856 Hartford Schroders Global Strategic Bond Fund C000172597 Class R3 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054856 Hartford Schroders Global Strategic Bond Fund C000172598 Class R4 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054856 Hartford Schroders Global Strategic Bond Fund C000172599 Class R5 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054856 Hartford Schroders Global Strategic Bond Fund C000172601 Class SDR [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054856 Hartford Schroders Global Strategic Bond Fund C000172600 Class Y [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054855 Hartford Schroders Income Builder Fund C000172586 Class A [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054855 Hartford Schroders Income Builder Fund C000172587 Class C [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054855 Hartford Schroders Income Builder Fund C000172588 Class I [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054855 Hartford Schroders Income Builder Fund C000172589 Class R3 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054855 Hartford Schroders Income Builder Fund C000172590 Class R4 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054855 Hartford Schroders Income Builder Fund C000172591 Class R5 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054855 Hartford Schroders Income Builder Fund C000172593 Class SDR [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054855 Hartford Schroders Income Builder Fund C000172592 Class Y [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054858 Hartford Schroders International Multi-Cap Value Fund C000172610 Class A [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054858 Hartford Schroders International Multi-Cap Value Fund C000172611 Class C [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054858 Hartford Schroders International Multi-Cap Value Fund C000172612 Class I [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054858 Hartford Schroders International Multi-Cap Value Fund C000172613 Class R3 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054858 Hartford Schroders International Multi-Cap Value Fund C000172614 Class R4 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054858 Hartford Schroders International Multi-Cap Value Fund C000172615 Class R5 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054858 Hartford Schroders International Multi-Cap Value Fund C000172617 Class SDR [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054858 Hartford Schroders International Multi-Cap Value Fund C000172616 Class Y [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054857 Hartford Schroders International Stock Fund C000172602 Class A [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054857 Hartford Schroders International Stock Fund C000172603 Class C [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054857 Hartford Schroders International Stock Fund C000172604 Class I [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054857 Hartford Schroders International Stock Fund C000172605 Class R3 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054857 Hartford Schroders International Stock Fund C000172606 Class R4 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054857 Hartford Schroders International Stock Fund C000172607 Class R5 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054857 Hartford Schroders International Stock Fund C000172609 Class SDR [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054857 Hartford Schroders International Stock Fund C000172608 Class Y [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054852 Hartford Schroders Tax-Aware Bond Fund C000172566 Class A [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054852 Hartford Schroders Tax-Aware Bond Fund C000172567 Class C [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054852 Hartford Schroders Tax-Aware Bond Fund C000172568 Class I [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054852 Hartford Schroders Tax-Aware Bond Fund C000172565 Class SDR [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054852 Hartford Schroders Tax-Aware Bond Fund C000172569 Class Y [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054859 Hartford Schroders US Small Cap Opportunities Fund C000172618 Class A [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054859 Hartford Schroders US Small Cap Opportunities Fund C000172619 Class C [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054859 Hartford Schroders US Small Cap Opportunities Fund C000172620 Class I [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054859 Hartford Schroders US Small Cap Opportunities Fund C000172621 Class R3 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054859 Hartford Schroders US Small Cap Opportunities Fund C000172622 Class R4 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054859 Hartford Schroders US Small Cap Opportunities Fund C000172623 Class R5 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054859 Hartford Schroders US Small Cap Opportunities Fund C000172625 Class SDR [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054859 Hartford Schroders US Small Cap Opportunities Fund C000172624 Class Y [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054851 Hartford Schroders US Small/Mid Cap Opportunities Fund C000172557 Class A [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054851 Hartford Schroders US Small/Mid Cap Opportunities Fund C000172558 Class C [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054851 Hartford Schroders US Small/Mid Cap Opportunities Fund C000172559 Class I [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054851 Hartford Schroders US Small/Mid Cap Opportunities Fund C000172560 Class R3 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054851 Hartford Schroders US Small/Mid Cap Opportunities Fund C000172561 Class R4 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054851 Hartford Schroders US Small/Mid Cap Opportunities Fund C000172562 Class R5 [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054851 Hartford Schroders US Small/Mid Cap Opportunities Fund C000172564 Class SDR [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000054851 Hartford Schroders US Small/Mid Cap Opportunities Fund C000172563 Class Y [NULL] 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004013 THE HARTFORD GROWTH OPPORTUNITIES FUND C000011236 Class A HGOAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004013 THE HARTFORD GROWTH OPPORTUNITIES FUND C000011237 Class B HGOBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004013 THE HARTFORD GROWTH OPPORTUNITIES FUND C000011238 Class C HGOCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004013 THE HARTFORD GROWTH OPPORTUNITIES FUND C000035166 Class I HGOIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004013 THE HARTFORD GROWTH OPPORTUNITIES FUND C000040918 Class R3 HGORX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004013 THE HARTFORD GROWTH OPPORTUNITIES FUND C000040919 Class R4 HGOSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004013 THE HARTFORD GROWTH OPPORTUNITIES FUND C000040920 Class R5 HGOTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004013 THE HARTFORD GROWTH OPPORTUNITIES FUND C000148302 Class R6 HGOVX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004013 THE HARTFORD GROWTH OPPORTUNITIES FUND C000011243 Class Y HGOYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004016 THE HARTFORD MUNICIPAL REAL RETURN FUND C000011262 Class A HTNAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004016 THE HARTFORD MUNICIPAL REAL RETURN FUND C000011263 Class B HTNBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004016 THE HARTFORD MUNICIPAL REAL RETURN FUND C000011264 Class C HTNCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004016 THE HARTFORD MUNICIPAL REAL RETURN FUND C000048991 Class I HTNIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004016 THE HARTFORD MUNICIPAL REAL RETURN FUND C000011270 Class Y HTNYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004014 THE HARTFORD SMALL CAP GROWTH FUND C000011245 Class A HSLAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004014 THE HARTFORD SMALL CAP GROWTH FUND C000011246 Class B HSLBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004014 THE HARTFORD SMALL CAP GROWTH FUND C000011247 Class C HSLCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004014 THE HARTFORD SMALL CAP GROWTH FUND C000035167 Class I HSLIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 S000004014 THE HARTFORD SMALL CAP GROWTH FUND C000040921 Class R3 HSLRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-00558 0000049905 HARTFORD MUTUAL FUNDS II INC 30 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ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003571 THE HARTFORD BALANCED FUND C000009914 Class C HAFCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003571 THE HARTFORD BALANCED FUND C000009913 Class B IHABX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003571 THE HARTFORD BALANCED FUND C000009915 Class Y IHAYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003571 THE HARTFORD BALANCED FUND C000009912 Class A ITTAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003571 THE HARTFORD BALANCED FUND C000155857 Class I ITTIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003571 THE HARTFORD BALANCED FUND C000040927 Class R3 ITTRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003571 THE HARTFORD BALANCED FUND C000040928 Class R4 ITTSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003571 THE HARTFORD BALANCED FUND C000040929 Class R5 ITTTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000012949 THE HARTFORD BALANCED INCOME FUND C000034969 Class A HBLAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000012949 THE HARTFORD BALANCED INCOME FUND C000034970 Class B HBLBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000012949 THE HARTFORD BALANCED INCOME FUND C000034971 Class C HBLCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000012949 THE HARTFORD BALANCED INCOME FUND C000085296 Class I HBLIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000012949 THE HARTFORD BALANCED INCOME FUND C000089747 Class R3 HBLRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000012949 THE HARTFORD BALANCED INCOME FUND C000089748 Class R4 HBLSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000012949 THE HARTFORD BALANCED INCOME FUND C000089749 Class R5 HBLTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000012949 THE HARTFORD BALANCED INCOME FUND C000148299 Class R6 HBLVX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000012949 THE HARTFORD BALANCED INCOME FUND C000034972 Class Y HBLYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003604 THE HARTFORD CAPITAL APPRECIATION FUND C000010040 Class C HCACX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003604 THE HARTFORD CAPITAL APPRECIATION FUND C000010041 Class Y HCAYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003604 THE HARTFORD CAPITAL APPRECIATION FUND C000010039 Class B IHCAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003604 THE HARTFORD CAPITAL APPRECIATION FUND C000010038 Class A ITHAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003604 THE HARTFORD CAPITAL APPRECIATION FUND C000035178 Class I ITHIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003604 THE HARTFORD CAPITAL APPRECIATION FUND C000040984 Class R3 ITHRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003604 THE HARTFORD CAPITAL APPRECIATION FUND C000040985 Class R4 ITHSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003604 THE HARTFORD CAPITAL APPRECIATION FUND C000040986 Class R5 ITHTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003604 THE HARTFORD CAPITAL APPRECIATION FUND C000148295 Class R6 ITHVX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017745 THE HARTFORD CHECKS AND BALANCES FUND C000048992 Class A HCKAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017745 THE HARTFORD CHECKS AND BALANCES FUND C000048993 Class B HCKBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017745 THE HARTFORD CHECKS AND BALANCES FUND C000048994 Class C HCKCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017745 THE HARTFORD CHECKS AND BALANCES FUND C000059904 Class I HCKIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017745 THE HARTFORD CHECKS AND BALANCES FUND C000068458 Class R3 HCKRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017745 THE HARTFORD CHECKS AND BALANCES FUND C000068459 Class R4 HCKSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017745 THE HARTFORD CHECKS AND BALANCES FUND C000068460 Class R5 HCKTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003608 THE HARTFORD CONSERVATIVE ALLOCATION FUND C000010054 Class A HCVAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003608 THE HARTFORD CONSERVATIVE ALLOCATION FUND C000010055 Class B HCVBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003608 THE HARTFORD CONSERVATIVE ALLOCATION FUND C000010056 Class C HCVCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003608 THE HARTFORD CONSERVATIVE ALLOCATION FUND C000035181 Class I HCVIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003608 THE HARTFORD CONSERVATIVE ALLOCATION FUND C000040996 Class R3 HCVRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003608 THE HARTFORD CONSERVATIVE ALLOCATION FUND C000040997 Class R4 HCVSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003608 THE HARTFORD CONSERVATIVE ALLOCATION FUND C000040998 Class R5 HCVTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003610 THE HARTFORD DIVIDEND AND GROWTH FUND C000010063 Class C HDGCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003610 THE HARTFORD DIVIDEND AND GROWTH FUND C000035182 Class I HDGIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003610 THE HARTFORD DIVIDEND AND GROWTH FUND C000041002 Class R3 HDGRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003610 THE HARTFORD DIVIDEND AND GROWTH FUND C000041003 Class R4 HDGSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003610 THE HARTFORD DIVIDEND AND GROWTH FUND C000041004 Class R5 HDGTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003610 THE HARTFORD DIVIDEND AND GROWTH FUND C000148297 Class R6 HDGVX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003610 THE HARTFORD DIVIDEND AND GROWTH FUND C000010064 Class Y HDGYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003610 THE HARTFORD DIVIDEND AND GROWTH FUND C000010061 Class A IHGIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003610 THE HARTFORD DIVIDEND AND GROWTH FUND C000010062 Class B ITDGX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032809 The Hartford Emerging Markets Local Debt Fund C000101254 Class A HLDAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032809 The Hartford Emerging Markets Local Debt Fund C000101255 Class C HLDCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032809 The Hartford Emerging Markets Local Debt Fund C000101256 Class I HLDIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032809 The Hartford Emerging Markets Local Debt Fund C000101257 Class R3 HLDRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032809 The Hartford Emerging Markets Local Debt Fund C000101258 Class R4 HLDSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032809 The Hartford Emerging Markets Local Debt Fund C000101259 Class R5 HLDTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032809 The Hartford Emerging Markets Local Debt Fund C000101260 Class Y HLDYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003611 THE HARTFORD EQUITY INCOME FUND C000010065 Class A HQIAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003611 THE HARTFORD EQUITY INCOME FUND C000010066 Class B HQIBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003611 THE HARTFORD EQUITY INCOME FUND C000010067 Class C HQICX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003611 THE HARTFORD EQUITY INCOME FUND C000035183 Class I HQIIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003611 THE HARTFORD EQUITY INCOME FUND C000041005 Class R3 HQIRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003611 THE HARTFORD EQUITY INCOME FUND C000041006 Class R4 HQISX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003611 THE HARTFORD EQUITY INCOME FUND C000041007 Class R5 HQITX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003611 THE HARTFORD EQUITY INCOME FUND C000148298 Class R6 HQIVX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003611 THE HARTFORD EQUITY INCOME FUND C000010068 Class Y HQIYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003572 THE HARTFORD FLOATING RATE FUND C000009916 Class A HFLAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003572 THE HARTFORD FLOATING RATE FUND C000009917 Class B HFLBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003572 THE HARTFORD FLOATING RATE FUND C000009918 Class C HFLCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003572 THE HARTFORD FLOATING RATE FUND C000035169 Class I HFLIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003572 THE HARTFORD FLOATING RATE FUND C000040930 Class R3 HFLRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003572 THE HARTFORD FLOATING RATE FUND C000040931 Class R4 HFLSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003572 THE HARTFORD FLOATING RATE FUND C000040932 Class R5 HFLTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003572 THE HARTFORD FLOATING RATE FUND C000009919 Class Y HFLYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000034093 The Hartford Floating Rate High Income Fund C000105103 Class A HFHAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000034093 The Hartford Floating Rate High Income Fund C000105104 Class C HFHCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000034093 The Hartford Floating Rate High Income Fund C000105105 Class I HFHIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000034093 The Hartford Floating Rate High Income Fund C000105106 Class R3 HFHRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000034093 The Hartford Floating Rate High Income Fund C000105107 Class R4 HFHSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000034093 The Hartford Floating Rate High Income Fund C000105108 Class R5 HFHTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000034093 The Hartford Floating Rate High Income Fund C000105109 Class Y HFHYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029044 The Hartford Global All-Asset Fund C000089166 Class A HLAAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029044 The Hartford Global All-Asset Fund C000089167 Class C HLACX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029044 The Hartford Global All-Asset Fund C000089168 Class I HLAIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029044 The Hartford Global All-Asset Fund C000089169 Class R3 HLARX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029044 The Hartford Global All-Asset Fund C000089170 Class R4 HLASX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029044 The Hartford Global All-Asset Fund C000089171 Class R5 HLATX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029044 The Hartford Global All-Asset Fund C000089172 Class Y HLAYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000039125 The Hartford Global Alpha Fund C000120385 Class A HAPAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000039125 The Hartford Global Alpha Fund C000120386 Class C HAPCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000039125 The Hartford Global Alpha Fund C000120380 Class I HAPIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000039125 The Hartford Global Alpha Fund C000120381 Class R3 HAPRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000039125 The Hartford Global Alpha Fund C000120382 Class R4 HAPSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000039125 The Hartford Global Alpha Fund C000120383 Class R5 HAPTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000039125 The Hartford Global Alpha Fund C000120384 Class Y HAPYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029045 The Hartford Global Real Asset Fund C000089178 Class A HRLAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029045 The Hartford Global Real Asset Fund C000089179 Class C HRLCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029045 The Hartford Global Real Asset Fund C000089173 Class I HRLIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029045 The Hartford Global Real Asset Fund C000089174 Class R3 HRLRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029045 The Hartford Global Real Asset Fund C000089175 Class R4 HRLSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029045 The Hartford Global Real Asset Fund C000089176 Class R5 HRLTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029045 The Hartford Global Real Asset Fund C000089177 Class Y HRLYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003579 THE HARTFORD GROWTH ALLOCATION FUND C000009944 Class A HRAAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003579 THE HARTFORD GROWTH ALLOCATION FUND C000009945 Class B HRABX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003579 THE HARTFORD GROWTH ALLOCATION FUND C000009946 Class C HRACX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003579 THE HARTFORD GROWTH ALLOCATION FUND C000035171 Class I HRAIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003579 THE HARTFORD GROWTH ALLOCATION FUND C000040939 Class R3 HRARX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003579 THE HARTFORD GROWTH ALLOCATION FUND C000040940 Class R4 HRASX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003579 THE HARTFORD GROWTH ALLOCATION FUND C000040941 Class R5 HRATX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003576 THE HARTFORD HEALTHCARE FUND C000009932 Class A HGHAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003576 THE HARTFORD HEALTHCARE FUND C000009933 Class B HGHBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003576 THE HARTFORD HEALTHCARE FUND C000009934 Class C HGHCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003576 THE HARTFORD HEALTHCARE FUND C000035170 Class I HGHIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003576 THE HARTFORD HEALTHCARE FUND C000040933 Class R3 HGHRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003576 THE HARTFORD HEALTHCARE FUND C000040934 Class R4 HGHSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003576 THE HARTFORD HEALTHCARE FUND C000040935 Class R5 HGHTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003576 THE HARTFORD HEALTHCARE FUND C000009935 Class Y HGHYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003580 THE HARTFORD HIGH YIELD FUND C000009947 Class A HAHAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003580 THE HARTFORD HIGH YIELD FUND C000009948 Class B HAHBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003580 THE HARTFORD HIGH YIELD FUND C000009949 Class C HAHCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003580 THE HARTFORD HIGH YIELD FUND C000049003 Class I HAHIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003580 THE HARTFORD HIGH YIELD FUND C000040942 Class R3 HAHRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003580 THE HARTFORD HIGH YIELD FUND C000040943 Class R4 HAHSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003580 THE HARTFORD HIGH YIELD FUND C000040944 Class R5 HAHTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003580 THE HARTFORD HIGH YIELD FUND C000009950 Class Y HAHYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003584 THE HARTFORD INFLATION PLUS FUND C000009961 Class A HIPAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003584 THE HARTFORD INFLATION PLUS FUND C000009962 Class B HIPBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003584 THE HARTFORD INFLATION PLUS FUND C000009963 Class C HIPCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003584 THE HARTFORD INFLATION PLUS FUND C000035174 Class I HIPIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003584 THE HARTFORD INFLATION PLUS FUND C000040951 Class R3 HIPRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003584 THE HARTFORD INFLATION PLUS FUND C000040952 Class R4 HIPSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003584 THE HARTFORD INFLATION PLUS FUND C000040953 Class R5 HIPTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003584 THE HARTFORD INFLATION PLUS FUND C000009964 Class Y HIPYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003585 THE HARTFORD INTERNATIONAL GROWTH FUND C000009965 Class A HNCAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003585 THE HARTFORD INTERNATIONAL GROWTH FUND C000009966 Class B HNCBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003585 THE HARTFORD INTERNATIONAL GROWTH FUND C000009967 Class C HNCCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003585 THE HARTFORD INTERNATIONAL GROWTH FUND C000035175 Class I HNCJX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003585 THE HARTFORD INTERNATIONAL GROWTH FUND C000040954 Class R3 HNCRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003585 THE HARTFORD INTERNATIONAL GROWTH FUND C000040955 Class R4 HNCSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003585 THE HARTFORD INTERNATIONAL GROWTH FUND C000040956 Class R5 HNCTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003585 THE HARTFORD INTERNATIONAL GROWTH FUND C000009968 Class Y HNCYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003586 THE HARTFORD INTERNATIONAL OPPORTUNITIES FUND C000009972 Class Y HAOYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003586 THE HARTFORD INTERNATIONAL OPPORTUNITIES FUND C000009970 Class B HIOBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003586 THE HARTFORD INTERNATIONAL OPPORTUNITIES FUND C000009971 Class C HIOCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003586 THE HARTFORD INTERNATIONAL OPPORTUNITIES FUND C000009969 Class A IHOAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003586 THE HARTFORD INTERNATIONAL OPPORTUNITIES FUND C000064694 Class I IHOIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003586 THE HARTFORD INTERNATIONAL OPPORTUNITIES FUND C000040957 Class R3 IHORX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003586 THE HARTFORD INTERNATIONAL OPPORTUNITIES FUND C000040958 Class R4 IHOSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003586 THE HARTFORD INTERNATIONAL OPPORTUNITIES FUND C000040959 Class R5 IHOTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003586 THE HARTFORD INTERNATIONAL OPPORTUNITIES FUND C000148292 Class R6 IHOVX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003587 THE HARTFORD INTERNATIONAL SMALL COMPANY FUND C000009973 Class A HNSAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003587 THE HARTFORD INTERNATIONAL SMALL COMPANY FUND C000009974 Class B HNSBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003587 THE HARTFORD INTERNATIONAL SMALL COMPANY FUND C000009975 Class C HNSCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003587 THE HARTFORD INTERNATIONAL SMALL COMPANY FUND C000049004 Class I HNSJX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003587 THE HARTFORD INTERNATIONAL SMALL COMPANY FUND C000089740 Class R3 HNSRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003587 THE HARTFORD INTERNATIONAL SMALL COMPANY FUND C000089741 Class R4 HNSSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003587 THE HARTFORD INTERNATIONAL SMALL COMPANY FUND C000089742 Class R5 HNSTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003587 THE HARTFORD INTERNATIONAL SMALL COMPANY FUND C000009976 Class Y HNSYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029046 The Hartford International Value Fund C000089180 Class A HILAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029046 The Hartford International Value Fund C000089181 Class C HILCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029046 The Hartford International Value Fund C000089182 Class I HILIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029046 The Hartford International Value Fund C000089183 Class R3 HILRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029046 The Hartford International Value Fund C000089184 Class R4 HILSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029046 The Hartford International Value Fund C000089185 Class R5 HILTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000029046 The Hartford International Value Fund C000089186 Class Y HILYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003588 THE HARTFORD MIDCAP FUND C000009978 Class B HAMBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003588 THE HARTFORD MIDCAP FUND C000009977 Class A HFMCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003588 THE HARTFORD MIDCAP FUND C000074606 Class I HFMIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003588 THE HARTFORD MIDCAP FUND C000077363 Class R3 HFMRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003588 THE HARTFORD MIDCAP FUND C000077364 Class R4 HFMSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003588 THE HARTFORD MIDCAP FUND C000077365 Class R5 HFMTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003588 THE HARTFORD MIDCAP FUND C000148293 Class R6 HFMVX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003588 THE HARTFORD MIDCAP FUND C000009979 Class C HMDCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003588 THE HARTFORD MIDCAP FUND C000009980 Class Y HMDYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003589 THE HARTFORD MIDCAP VALUE FUND C000009981 Class A HMVAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003589 THE HARTFORD MIDCAP VALUE FUND C000009982 Class B HMVBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003589 THE HARTFORD MIDCAP VALUE FUND C000009983 Class C HMVCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003589 THE HARTFORD MIDCAP VALUE FUND C000089745 Class I HMVJX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003589 THE HARTFORD MIDCAP VALUE FUND C000089746 Class R3 HMVRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003589 THE HARTFORD MIDCAP VALUE FUND C000089743 Class R4 HMVSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003589 THE HARTFORD MIDCAP VALUE FUND C000089744 Class R5 HMVTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003589 THE HARTFORD MIDCAP VALUE FUND C000009984 Class Y HMVYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017746 THE HARTFORD MUNICIPAL OPPORTUNITIES FUND C000048995 Class A HHMAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017746 THE HARTFORD MUNICIPAL OPPORTUNITIES FUND C000048996 Class B HHMBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017746 THE HARTFORD MUNICIPAL OPPORTUNITIES FUND C000048997 Class C HHMCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017746 THE HARTFORD MUNICIPAL OPPORTUNITIES FUND C000048998 Class I HHMIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000039124 The Hartford Quality Bond Fund C000120373 Class A HQBAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000039124 The Hartford Quality Bond Fund C000120374 Class C HQBCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000039124 The Hartford Quality Bond Fund C000120375 Class I HQBIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000039124 The Hartford Quality Bond Fund C000120376 Class R3 HQBRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000039124 The Hartford Quality Bond Fund C000120377 Class R4 HQBSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000039124 The Hartford Quality Bond Fund C000120378 Class R5 HQBTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000039124 The Hartford Quality Bond Fund C000120379 Class Y HQBYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003596 THE HARTFORD SHORT DURATION FUND C000010008 Class A HSDAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003596 THE HARTFORD SHORT DURATION FUND C000010009 Class B HSDBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003596 THE HARTFORD SHORT DURATION FUND C000010010 Class C HSDCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003596 THE HARTFORD SHORT DURATION FUND C000085295 Class I HSDIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003596 THE HARTFORD SHORT DURATION FUND C000105490 Class R3 HSDRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003596 THE HARTFORD SHORT DURATION FUND C000105491 Class R4 HSDSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003596 THE HARTFORD SHORT DURATION FUND C000105492 Class R5 HSDTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003596 THE HARTFORD SHORT DURATION FUND C000010011 Class Y HSDYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003597 THE HARTFORD SMALL COMPANY FUND C000010013 Class B HSCBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003597 THE HARTFORD SMALL COMPANY FUND C000010015 Class Y HSCYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003597 THE HARTFORD SMALL COMPANY FUND C000010014 Class C HSMCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003597 THE HARTFORD SMALL COMPANY FUND C000010012 Class A IHSAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003597 THE HARTFORD SMALL COMPANY FUND C000035177 Class I IHSIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003597 THE HARTFORD SMALL COMPANY FUND C000040969 Class R3 IHSRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003597 THE HARTFORD SMALL COMPANY FUND C000040970 Class R4 IHSSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003597 THE HARTFORD SMALL COMPANY FUND C000040971 Class R5 IHSUX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003597 THE HARTFORD SMALL COMPANY FUND C000148294 Class R6 IHSVX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017747 THE HARTFORD STRATEGIC INCOME FUND C000049001 Class A HSNAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017747 THE HARTFORD STRATEGIC INCOME FUND C000049002 Class B HSNBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017747 THE HARTFORD STRATEGIC INCOME FUND C000048999 Class C HSNCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017747 THE HARTFORD STRATEGIC INCOME FUND C000049000 Class I HSNIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017747 THE HARTFORD STRATEGIC INCOME FUND C000105493 Class R3 HSNRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017747 THE HARTFORD STRATEGIC INCOME FUND C000105494 Class R4 HSNSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017747 THE HARTFORD STRATEGIC INCOME FUND C000105495 Class R5 HSNTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017747 THE HARTFORD STRATEGIC INCOME FUND C000148300 Class R6 HSNVX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000017747 THE HARTFORD STRATEGIC INCOME FUND C000052097 Class Y HSNYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003605 THE HARTFORD TOTAL RETURN BOND FUND C000010044 Class C HABCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003605 THE HARTFORD TOTAL RETURN BOND FUND C000010045 Class Y HABYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003605 THE HARTFORD TOTAL RETURN BOND FUND C000010042 Class A ITBAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003605 THE HARTFORD TOTAL RETURN BOND FUND C000010043 Class B ITBBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003605 THE HARTFORD TOTAL RETURN BOND FUND C000035179 Class I ITBIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003605 THE HARTFORD TOTAL RETURN BOND FUND C000040987 Class R3 ITBRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003605 THE HARTFORD TOTAL RETURN BOND FUND C000040989 Class R5 ITBTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003605 THE HARTFORD TOTAL RETURN BOND FUND C000040988 Class R4 ITBUX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003605 THE HARTFORD TOTAL RETURN BOND FUND C000148296 Class R6 ITBVX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003583 THE HARTFORD UNCONSTRAINED BOND FUND C000009957 Class A HTIAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003583 THE HARTFORD UNCONSTRAINED BOND FUND C000009958 Class B HTIBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003583 THE HARTFORD UNCONSTRAINED BOND FUND C000009959 Class C HTICX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003583 THE HARTFORD UNCONSTRAINED BOND FUND C000115407 Class I HTIIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003583 THE HARTFORD UNCONSTRAINED BOND FUND C000105484 Class R3 HTIRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003583 THE HARTFORD UNCONSTRAINED BOND FUND C000105485 Class R4 HTISX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003583 THE HARTFORD UNCONSTRAINED BOND FUND C000105486 Class R5 HTITX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000003583 THE HARTFORD UNCONSTRAINED BOND FUND C000009960 Class Y HTIYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032811 The Hartford World Bond Fund C000101268 Class A HWDAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032811 The Hartford World Bond Fund C000101269 Class C HWDCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032811 The Hartford World Bond Fund C000101270 Class I HWDIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032811 The Hartford World Bond Fund C000101271 Class R3 HWDRX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032811 The Hartford World Bond Fund C000101272 Class R4 HWDSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032811 The Hartford World Bond Fund C000101273 Class R5 HWDTX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032811 The Hartford World Bond Fund C000148301 Class R6 HWDVX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-07589 0001006415 HARTFORD MUTUAL FUNDS INC/CT 30 S000032811 The Hartford World Bond Fund C000101274 Class Y HWDYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003205 HARTFORD BALANCED HLS FUND C000008596 IA HADAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003205 HARTFORD BALANCED HLS FUND C000008597 IB HAIBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003205 HARTFORD BALANCED HLS FUND C000141202 IC HICBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003216 HARTFORD CAPITAL APPRECIATION HLS FUND C000141206 IC HCPCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003216 HARTFORD CAPITAL APPRECIATION HLS FUND C000008618 IA HIACX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003216 HARTFORD CAPITAL APPRECIATION HLS FUND C000008619 IB HIBCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003224 HARTFORD DISCIPLINED EQUITY HLS FUND C000008635 IB HBGIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003224 HARTFORD DISCIPLINED EQUITY HLS FUND C000008634 IA HIAGX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003225 HARTFORD DIVIDEND AND GROWTH HLS FUND C000008637 IB HDGBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003225 HARTFORD DIVIDEND AND GROWTH HLS FUND C000141208 IC HDICX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003225 HARTFORD DIVIDEND AND GROWTH HLS FUND C000008636 IA HIADX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003207 HARTFORD GLOBAL GROWTH HLS FUND C000008601 IB HBGLX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003207 HARTFORD GLOBAL GROWTH HLS FUND C000141203 IC HCGLX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003207 HARTFORD GLOBAL GROWTH HLS FUND C000008600 IA HIALX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003206 HARTFORD HEALTHCARE HLS FUND C000008599 IB HBGHX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003206 HARTFORD HEALTHCARE HLS FUND C000008598 IA HIAHX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003210 HARTFORD HIGH YIELD HLS FUND C000008607 IB HBHYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003210 HARTFORD HIGH YIELD HLS FUND C000008606 IA HIAYX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003213 HARTFORD INTERNATIONAL OPPORTUNITIES HLS FUND C000008613 IB HBIOX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003213 HARTFORD INTERNATIONAL OPPORTUNITIES HLS FUND C000141204 IC HCIOX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003213 HARTFORD INTERNATIONAL OPPORTUNITIES HLS FUND C000008612 IA HIAOX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003215 HARTFORD MIDCAP HLS FUND C000008617 IB HBMCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003215 HARTFORD MIDCAP HLS FUND C000141205 IC HCMCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003215 HARTFORD MIDCAP HLS FUND C000008616 IA HIMCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003217 HARTFORD MIDCAP VALUE HLS FUND C000008621 IB HBMVX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003217 HARTFORD MIDCAP VALUE HLS FUND C000008620 IA HMVIX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003220 HARTFORD SMALL COMPANY HLS FUND C000008627 IB HDMBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003220 HARTFORD SMALL COMPANY HLS FUND C000008626 IA HIASX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003221 HARTFORD STOCK HLS FUND C000008629 IB HIBSX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003221 HARTFORD STOCK HLS FUND C000008628 IA HSTAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003221 HARTFORD STOCK HLS FUND C000141207 IC HSTCX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003222 HARTFORD TOTAL RETURN BOND HLS FUND C000008631 IB HBNBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003222 HARTFORD TOTAL RETURN BOND HLS FUND C000008630 IA HIABX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003218 HARTFORD ULTRASHORT BOND HLS FUND C000008622 IA HUBAX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003218 HARTFORD ULTRASHORT BOND HLS FUND C000008623 IB HUBBX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003223 HARTFORD VALUE HLS FUND C000008633 IB HBVLX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-08629 0001053425 HARTFORD SERIES FUND INC 30 S000003223 HARTFORD VALUE HLS FUND C000008632 IA HIAVX 5 RADNOR CORPORATE CENTER RADNOR 19087 PA 100 MATSONFORD ROAD, SUITE 300 811-04084 0000750909 HAWAIIAN TAX FREE TRUST 30 S000009108 HAWAIIAN TAX-FREE TRUST C000024776 HAWAIIAN TAX-FREE TRUST CLASS I HITIX 120 WEST 45TH STREET NEW YORK 10036 NY #3600 811-04084 0000750909 HAWAIIAN TAX FREE TRUST 30 S000009108 HAWAIIAN TAX-FREE TRUST C000024774 HAWAIIAN TAX-FREE TRUST CLASS A HULAX 120 WEST 45TH STREET NEW YORK 10036 NY #3600 811-04084 0000750909 HAWAIIAN TAX FREE TRUST 30 S000009108 HAWAIIAN TAX-FREE TRUST C000024775 HAWAIIAN TAX-FREE TRUST CLASS C HULCX 120 WEST 45TH STREET NEW YORK 10036 NY #3600 811-04084 0000750909 HAWAIIAN TAX FREE TRUST 30 S000009108 HAWAIIAN TAX-FREE TRUST C000024777 HAWAIIAN TAX-FREE TRUST CLASS Y HULYX 120 WEST 45TH STREET NEW YORK 10036 NY #3600 811-23049 0001639456 Hays Series Trust 30 S000050051 Hays Tactical Multi-Asset Fund C000158010 Hays Tactical Multi-Asset Fund Class A Shares HAZAX 17605 WRIGHT STREET OMAHA 68130 NE SUITE 2 811-23049 0001639456 Hays Series Trust 30 S000050051 Hays Tactical Multi-Asset Fund C000158012 Hays Tactical Multi-Asset Fund Class C Shares HAZCX 17605 WRIGHT STREET OMAHA 68130 NE SUITE 2 811-23049 0001639456 Hays Series Trust 30 S000050051 Hays Tactical Multi-Asset Fund C000158011 Hays Tactical Multi-Asset Fund Class I Shares HAZIX 17605 WRIGHT STREET OMAHA 68130 NE SUITE 2 811-23049 0001639456 Hays Series Trust 30 S000050051 Hays Tactical Multi-Asset Fund C000158013 Hays Tactical Multi-Asset Fund Class N Shares HAZNX 17605 WRIGHT STREET OMAHA 68130 NE SUITE 2 811-23049 0001639456 Hays Series Trust 30 S000050050 Hays US Opportunity Fund C000158006 Hays US Opportunity Fund Class A Shares HUOAX 17605 WRIGHT STREET OMAHA 68130 NE SUITE 2 811-23049 0001639456 Hays Series Trust 30 S000050050 Hays US Opportunity Fund C000158008 Hays US Opportunity Fund Class C Shares HUOCX 17605 WRIGHT STREET OMAHA 68130 NE SUITE 2 811-23049 0001639456 Hays Series Trust 30 S000050050 Hays US Opportunity Fund C000158007 Hays US Opportunity Fund Class I Shares HUOIX 17605 WRIGHT STREET OMAHA 68130 NE SUITE 2 811-23049 0001639456 Hays Series Trust 30 S000050050 Hays US Opportunity Fund C000158009 Hays US Opportunity Fund Class N Shares HUONX 17605 WRIGHT STREET OMAHA 68130 NE SUITE 2 811-08918 0000934563 HC CAPITAL TRUST 30 S000052277 The Catholic SRI Growth Portfolio C000164403 HC Strategic Shares HCSRX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000052277 The Catholic SRI Growth Portfolio C000164402 HC Advisors Shares HCSVX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000028206 The Commodity Returns Strategy Portfolio C000086271 HC Advisors Shares HCCAX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000028206 The Commodity Returns Strategy Portfolio C000086272 HC Strategic Shares HCCSX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000009382 The Core Fixed Income Portfolio C000085461 HC Advisors Shares HCFNX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000009382 The Core Fixed Income Portfolio C000025697 HC Strategic Shares HCIIX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000022579 The Emerging Markets Portfolio C000065289 HC Strategic Shares HCEMX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000022579 The Emerging Markets Portfolio C000085468 HC Advisors Shares HCEPX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000049974 The ESG Growth Portfolio C000157800 HC Strategic Shares HCESX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000049974 The ESG Growth Portfolio C000157801 HC Advisors Shares HCSGX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000009383 The Fixed Income Opportunity Portfolio C000085462 HC Advisors Shares HCFOX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000009383 The Fixed Income Opportunity Portfolio C000025698 HC Strategic Shares HCHYX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000009379 The Growth Equity Portfolio C000025694 HC Strategic Shares HCEGX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000009379 The Growth Equity Portfolio C000085458 HC Advisors Shares HCGWX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000044187 The Inflation Protected Securities Portfolio C000137340 HC Advisors Shares HCPAX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000044187 The Inflation Protected Securities Portfolio C000137339 HC Strategic Shares HCPBX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000021773 The Institutional Growth Equity Portfolio C000062556 HC Strategic Shares HCIGX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000021773 The Institutional Growth Equity Portfolio C000085465 HC Advisors Shares HCIWX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000022550 The Institutional International Equity Portfolio C000065218 HC Strategic Shares HCINX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000022550 The Institutional International Equity Portfolio C000085467 HC Advisors Shares HCITX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000022549 The Institutional Small Capitalization - Mid Capitalization Equity Portfolio C000085466 HC Advisors Shares HCISX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000022549 The Institutional Small Capitalization - Mid Capitalization Equity Portfolio C000065217 HC Strategic Shares HCSCX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000021772 The Institutional Value Equity Portfolio C000085464 HC Advisors Shares HCEIX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000021772 The Institutional Value Equity Portfolio C000062555 HC Strategic Shares HCIVX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000028077 THE INTERMEDIATE TERM MUNICIPAL BOND II PORTFOLIO C000085452 HC ADVISORS SHARES HCBAX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000028077 THE INTERMEDIATE TERM MUNICIPAL BOND II PORTFOLIO C000085451 HC STRATEGIC SHARES HCBSX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000009376 The Intermediate Term Municipal Bond Portfolio C000085455 HC Advisors Shares HCIBX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000009376 The Intermediate Term Municipal Bond Portfolio C000025691 HC Strategic Shares HCIMX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000009381 The International Equity Portfolio C000085460 HC Advisors Shares HCIAX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000009381 The International Equity Portfolio C000025696 HC Strategic Shares HCIEX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000023669 The Real Estate Securities Portfolio C000069687 HC Strategic Shares HCREX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000023669 The Real Estate Securities Portfolio C000085469 HC Advisors Shares HCRSX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000009384 The Short-Term Municipal Bond Portfolio C000025699 HC Strategic Shares HCSBX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000009384 The Short-Term Municipal Bond Portfolio C000085463 HC Advisors Shares HCSTX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000009380 The Small Capitalization - Mid Capitalization Equity Portfolio C000025695 HC Strategic Shares HCCEX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000009380 The Small Capitalization - Mid Capitalization Equity Portfolio C000085459 HC Advisors Shares HCSAX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000029853 The U.S. Corporate Fixed Income Securities Portfolio C000091789 HC Advisors Shares HCXAX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000029853 The U.S. Corporate Fixed Income Securities Portfolio C000091788 HC Strategic Shares HCXSX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000029852 The U.S. Government Fixed Income Securities Portfolio C000091787 HC Advisors Shares HCUAX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000029852 The U.S. Government Fixed Income Securities Portfolio C000091786 HC Strategic Shares HCUSX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000029854 The U.S. Mortgage/Asset Backed Fixed Income Securities Portfolio C000091791 HC Advisors Shares HCAAX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000029854 The U.S. Mortgage/Asset Backed Fixed Income Securities Portfolio C000091790 HC Strategic Shares HCASX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000009378 The Value Equity Portfolio C000025693 HC Strategic Shares HCVEX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-08918 0000934563 HC CAPITAL TRUST 30 S000009378 The Value Equity Portfolio C000085457 HC Advisors Shares HCVPX 300 BARR HARBOR DRIVE, SUITE 500 WEST CONSHOHOCKEN 19428 PA [NULL] 811-04982 0000809586 HEARTLAND GROUP INC 30 S000041558 HEARTLAND INTERNATIONAL VALUE FUND C000129064 Investor Class HINVX 789 N. WATER ST. MILWAUKEE 53202 WI [NULL] 811-04982 0000809586 HEARTLAND GROUP INC 30 S000047207 HEARTLAND MID CAP VALUE FUND C000147928 Institutional Class HNMDX 789 N. WATER ST. MILWAUKEE 53202 WI [NULL] 811-04982 0000809586 HEARTLAND GROUP INC 30 S000047207 HEARTLAND MID CAP VALUE FUND C000147929 Investor Class HRMDX 789 N. WATER ST. MILWAUKEE 53202 WI [NULL] 811-04982 0000809586 HEARTLAND GROUP INC 30 S000003525 HEARTLAND SELECT VALUE FUND C000063873 Institutional Class HNSVX 789 N. WATER ST. MILWAUKEE 53202 WI [NULL] 811-04982 0000809586 HEARTLAND GROUP INC 30 S000003525 HEARTLAND SELECT VALUE FUND C000009767 Investor Class HRSVX 789 N. WATER ST. MILWAUKEE 53202 WI [NULL] 811-04982 0000809586 HEARTLAND GROUP INC 30 S000003523 HEARTLAND VALUE FUND C000063871 Institutional Class HNTVX 789 N. WATER ST. MILWAUKEE 53202 WI [NULL] 811-04982 0000809586 HEARTLAND GROUP INC 30 S000003523 HEARTLAND VALUE FUND C000009765 Investor Class HRTVX 789 N. WATER ST. MILWAUKEE 53202 WI [NULL] 811-04982 0000809586 HEARTLAND GROUP INC 30 S000003524 HEARTLAND VALUE PLUS FUND C000063872 Institutional Class HNVIX 789 N. WATER ST. MILWAUKEE 53202 WI [NULL] 811-04982 0000809586 HEARTLAND GROUP INC 30 S000003524 HEARTLAND VALUE PLUS FUND C000009766 Investor Class HRVIX 789 N. WATER ST. MILWAUKEE 53202 WI [NULL] 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000035108 Henderson All Asset Fund C000163665 Class R6 [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000035108 Henderson All Asset Fund C000108023 Class A HGAAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000035108 Henderson All Asset Fund C000108024 Class C HGACX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000035108 Henderson All Asset Fund C000108025 Class I HGAIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000037421 Henderson Dividend & Income Builder Fund C000163666 Class R6 [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000037421 Henderson Dividend & Income Builder Fund C000115529 Class A HDAVX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000037421 Henderson Dividend & Income Builder Fund C000115530 Class C HDCVX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000037421 Henderson Dividend & Income Builder Fund C000115531 Class I HDIVX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000030733 Henderson Emerging Markets Fund C000163664 Class R6 [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000030733 Henderson Emerging Markets Fund C000095329 Class A HEMAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000030733 Henderson Emerging Markets Fund C000095330 Class C HEMCX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000030733 Henderson Emerging Markets Fund C000095331 Class I HEMIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000589 Henderson European Focus Fund C000163659 Class R6 [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000589 Henderson European Focus Fund C000001643 Class A HFEAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000589 Henderson European Focus Fund C000001645 Class C HFECX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000589 Henderson European Focus Fund C000074878 Class I HFEIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000014459 Henderson Global Equity Income Fund C000163663 Class R6 [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000014459 Henderson Global Equity Income Fund C000039398 Class A HFQAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000014459 Henderson Global Equity Income Fund C000039399 Class C HFQCX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000014459 Henderson Global Equity Income Fund C000074881 Class I HFQIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000590 Henderson Global Technology Fund C000163660 Class R6 [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000590 Henderson Global Technology Fund C000001646 Class A HFGAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000590 Henderson Global Technology Fund C000001648 Class C HFGCX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000590 Henderson Global Technology Fund C000074879 Class I HFGIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000040218 Henderson High Yield Opportunities Fund C000163667 Class R6 [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000040218 Henderson High Yield Opportunities Fund C000125004 Class A HYOAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000040218 Henderson High Yield Opportunities Fund C000125005 Class C HYOCX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000040218 Henderson High Yield Opportunities Fund C000125006 Class I HYOIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000046777 Henderson International Long/Short Equity Fund C000163670 Class R6 [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000046777 Henderson International Long/Short Equity Fund C000146119 Class A HLNAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000046777 Henderson International Long/Short Equity Fund C000146120 Class C HLNCX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000046777 Henderson International Long/Short Equity Fund C000146121 Class I HLNIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000591 Henderson International Opportunities Fund C000167191 Class IF [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000591 Henderson International Opportunities Fund C000163661 Class R6 [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000591 Henderson International Opportunities Fund C000001649 Class A HFOAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000591 Henderson International Opportunities Fund C000001651 Class C HFOCX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000591 Henderson International Opportunities Fund C000074880 Class I HFOIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000591 Henderson International Opportunities Fund C000007421 Class R HFORX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000046776 Henderson International Select Equity Fund C000163669 Class R6 [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000046776 Henderson International Select Equity Fund C000146116 Class A HSQAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000046776 Henderson International Select Equity Fund C000146117 Class C HSQCX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000046776 Henderson International Select Equity Fund C000146118 Class I HSQIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000055225 Henderson International Small Cap Fund C000173673 Class A [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000055225 Henderson International Small Cap Fund C000173674 Class C [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000055225 Henderson International Small Cap Fund C000173675 Class I [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000055225 Henderson International Small Cap Fund C000173676 Class R6 [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000592 Henderson Strategic Income Fund C000163662 Class R6 [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000592 Henderson Strategic Income Fund C000001652 Class A HFAAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000592 Henderson Strategic Income Fund C000001654 Class C HFACX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000000592 Henderson Strategic Income Fund C000100458 Class I HFAIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000043477 Henderson Unconstrained Bond Fund C000163668 Class R6 [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000043477 Henderson Unconstrained Bond Fund C000134845 Class A HUNAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000043477 Henderson Unconstrained Bond Fund C000134846 Class C HUNCX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000043477 Henderson Unconstrained Bond Fund C000134847 Class I HUNIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000047907 Henderson US Growth Opportunities Fund C000163671 Class R6 [NULL] 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000047907 Henderson US Growth Opportunities Fund C000150479 Class A HGRAX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000047907 Henderson US Growth Opportunities Fund C000150480 Class C HGRCX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-10399 0001141306 HENDERSON GLOBAL FUNDS 30 S000047907 Henderson US Growth Opportunities Fund C000150481 Class I HGRIX 737 NORTH MICHIGAN AVENUE CHICAGO 60611 IL SUITE 1950 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000044804 Hennessy Balanced Fund C000139158 Investor Class HBFBX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000038535 Hennessy Core Bond Fund C000118925 Investor Class HCBFX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000038535 Hennessy Core Bond Fund C000118926 Institutional Class HCBIX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000044800 Hennessy Cornerstone Growth Fund C000139151 Investor Class HFCGX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000044800 Hennessy Cornerstone Growth Fund C000139152 Institutional Class HICGX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000019531 Hennessy Cornerstone Large Growth Fund C000054248 Hennessy Cornerstone Large Growth Fund - Investor Class HFLGX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000019531 Hennessy Cornerstone Large Growth Fund C000074662 Hennessy Cornerstone Large Growth Fund - Institutional Class HILGX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000044801 Hennessy Cornerstone Mid Cap 30 Fund C000139153 Investor Class HFMDX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000044801 Hennessy Cornerstone Mid Cap 30 Fund C000139154 Institutional Class HIMDX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000044802 Hennessy Cornerstone Value Fund C000139155 Investor Class HFCVX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000044802 Hennessy Cornerstone Value Fund C000139156 Institutional Class HICVX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000038534 Hennessy Equity and Income Fund C000118923 Institutional Class HEIFX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000038534 Hennessy Equity and Income Fund C000118924 Investor Class HEIIX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000038529 Hennessy Focus Fund C000118916 Institutional Class HFCIX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000038529 Hennessy Focus Fund C000118915 Investor Class HFCSX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000038533 Hennessy Gas Utility Fund C000118922 Investor Class GASFX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000044805 Hennessy Japan Fund C000139159 Institutional Class HJPIX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000044805 Hennessy Japan Fund C000139160 Investor Class HJPNX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000044806 Hennessy Japan Small Cap Fund C000139161 Investor Class HJPSX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000044806 Hennessy Japan Small Cap Fund C000157631 Institutional Class HJSIX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000038530 Hennessy Large Cap Financial Fund C000157630 Institutional Class HILFX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000038530 Hennessy Large Cap Financial Fund C000118917 Investor Class HLFNX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000025096 Hennessy Large Value Fund C000074660 Hennessy Large Value Fund - Investor Class HLVFX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000025096 Hennessy Large Value Fund C000074661 Hennessy Large Value Fund - Institutional Class HLVIX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000038531 Hennessy Small Cap Financial Fund C000118919 Institutional Class HISFX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000038531 Hennessy Small Cap Financial Fund C000118918 Investor Class HSFNX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000038532 Hennessy Technology Fund C000118921 Institutional Class HTCIX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000038532 Hennessy Technology Fund C000118920 Investor Class HTECX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-07168 0000891944 HENNESSY FUNDS TRUST 30 S000044803 Hennessy Total Return Fund C000139157 Investor Class HDOGX 7250 REDWOOD BOULEVARD NOVATO 94945 CA SUITE 200 811-08659 0001055744 HENSSLER FUNDS INC 30 S000006682 The Henssler Equity Fund C000101900 Institutional Class HEQCX 3735 CHEROKEE STREET KENNESAW 30144 GA [NULL] 811-08659 0001055744 HENSSLER FUNDS INC 30 S000006682 The Henssler Equity Fund C000018208 Investor Class HEQFX 3735 CHEROKEE STREET KENNESAW 30144 GA [NULL] 811-08885 0001065899 HEWITT SERIES TRUST 30 S000008685 Hewitt Money Market Fund C000023649 Administrative Shares [NULL] HEWITT INVESTMENT GROUP LINCOLNSHIRE 60069 IL 100 HALF DAY RD 811-08464 0000921370 HIGH INCOME OPPORTUNITIES PORTFOLIO 30 S000005235 HIGH INCOME OPPORTUNITIES PORTFOLIO C000014260 HIGH INCOME OPPORTUNITIES PORTFOLIO [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-23150 0001669930 High Yield Municipal Income Portfolio 30 S000054110 High Yield Municipal Income Portfolio C000170077 High Yield Municipal Income Portfolio [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-21866 0001354917 Highland Funds I 30 S000048782 HIGHLAND EQUITY HEDGE FUNDAMENTAL GROWTH ETF C000153575 HIGHLAND EQUITY HEDGE FUNDAMENTAL GROWTH ETF [NULL] 200 CRESCENT COURT DALLAS 75201 TX SUITE 700 811-21866 0001354917 Highland Funds I 30 S000048794 HIGHLAND EQUITY HEDGE HEALTHCARE ETF C000153587 HIGHLAND EQUITY HEDGE HEALTHCARE ETF [NULL] 200 CRESCENT COURT DALLAS 75201 TX SUITE 700 811-21866 0001354917 Highland Funds I 30 S000048793 HIGHLAND EQUITY HEDGE TECHNOLOGY ETF C000153586 HIGHLAND EQUITY HEDGE TECHNOLOGY ETF [NULL] 200 CRESCENT COURT DALLAS 75201 TX SUITE 700 811-21866 0001354917 Highland Funds I 30 S000048795 HIGHLAND EVENT-DRIVEN ACTIVIST ETF C000153588 HIGHLAND EVENT-DRIVEN ACTIVIST ETF [NULL] 200 CRESCENT COURT DALLAS 75201 TX SUITE 700 811-21866 0001354917 Highland Funds I 30 S000048796 HIGHLAND EVENT-DRIVEN CREDIT ARBITRAGE ETF 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Investor Class [NULL] 13024 BALLANTYNE CORPORATE PLACE CHARLOTTE 28277 NC SUITE 225 811-23063 0001643174 Horizon Funds 30 S000055166 Horizon Dynamic Dividend Fund C000173472 Institutional Class [NULL] 13024 BALLANTYNE CORPORATE PLACE CHARLOTTE 28277 NC SUITE 225 811-23063 0001643174 Horizon Funds 30 S000055166 Horizon Dynamic Dividend Fund C000173471 Investor Class [NULL] 13024 BALLANTYNE CORPORATE PLACE CHARLOTTE 28277 NC SUITE 225 811-22918 0001581539 Horizons ETF Trust 30 S000044190 Horizons Canada S&P/TSX 60 ETF C000137354 Horizons Canada S&P/TSX 60 ETF [NULL] 1350 AVENUE OF THE AMERICAS NEW YORK 10019 NY 33RD FLOOR 811-22918 0001581539 Horizons ETF Trust 30 S000044188 Horizons China High Dividend Yield ETF C000137352 Horizons China High Dividend Yield ETF [NULL] 1350 AVENUE OF THE AMERICAS NEW YORK 10019 NY 33RD FLOOR 811-22918 0001581539 Horizons ETF Trust 30 S000044189 Horizons Korea KOSPI 200 ETF C000137353 Horizons Korea KOSPI 200 ETF [NULL] 1350 AVENUE OF THE AMERICAS NEW 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HOTCHKIS & WILEY FUNDS /DE/ 30 S000006212 Hotchkis & Wiley Diversified Value Fund C000017123 Class I HWCIX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000039502 Hotchkis & Wiley Global Value Fund C000121674 Class C [NULL] 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000039502 Hotchkis & Wiley Global Value Fund C000121673 Class A HWGAX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000039502 Hotchkis & Wiley Global Value Fund C000121672 Class I HWGIX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000025241 Hotchkis & Wiley High Yield Fund C000075208 Class A HWHAX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000025241 Hotchkis & Wiley High Yield Fund C000075209 Class C HWHCX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000025241 Hotchkis & Wiley High Yield Fund C000075210 Class I HWHIX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000006213 Hotchkis & Wiley Large Cap Value Fund C000017127 Class A HWLAX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000006213 Hotchkis & Wiley Large Cap Value Fund C000017128 Class C HWLCX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000006213 Hotchkis & Wiley Large Cap Value Fund C000017126 Class I HWLIX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000006213 Hotchkis & Wiley Large Cap Value Fund C000017129 Class R HWLRX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000006214 Hotchkis & Wiley Mid-Cap Value Fund C000017131 Class A HWMAX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000006214 Hotchkis & Wiley Mid-Cap Value Fund C000017132 Class C HWMCX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000006214 Hotchkis & Wiley Mid-Cap Value Fund C000017130 Class I HWMIX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000006214 Hotchkis & Wiley Mid-Cap Value Fund C000017133 Class R HWMRX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000045868 Hotchkis & Wiley Small Cap Diversified Value Fund C000142949 Class C [NULL] 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000045868 Hotchkis & Wiley Small Cap Diversified Value Fund C000142948 Class A HWVAX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000045868 Hotchkis & Wiley Small Cap Diversified Value Fund C000142947 Class I HWVIX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000006215 Hotchkis & Wiley Small Cap Value Fund C000017135 Class A HWSAX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000006215 Hotchkis & Wiley Small Cap Value Fund C000017136 Class C HWSCX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000006215 Hotchkis & Wiley Small Cap Value Fund C000017134 Class I HWSIX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000006216 Hotchkis & Wiley Value Opportunities Fund C000017138 Class A HWAAX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000006216 Hotchkis & Wiley Value Opportunities Fund C000017139 Class C HWACX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000006216 Hotchkis & Wiley Value Opportunities Fund C000017137 Class I HWAIX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000052191 Hotchkis and Wiley International Value Fund C000164216 Class A [NULL] 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000052191 Hotchkis and Wiley International Value Fund C000164217 Class C [NULL] 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-10487 0001145022 HOTCHKIS & WILEY FUNDS /DE/ 30 S000052191 Hotchkis and Wiley International Value Fund C000164215 Class I HWNIX 725 SOUTH FIGUEROA STREET LOS ANGELES 90017-5439 CA 39TH FLOOR 811-07583 0001010296 HSBC ADVISOR FUNDS TRUST 30 S000009285 Opportunity Fund C000025347 Class I Shares RESCX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER RD 811-04782 0000798290 HSBC FUNDS 30 S000005043 Aggressive Strategy Fund C000013767 A Shares HAAGX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005043 Aggressive Strategy Fund C000013769 B Shares HBAGX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005043 Aggressive Strategy Fund C000013770 C Shares HCAGX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005044 Balanced Strategy Fund C000013771 A Shares HAGRX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005044 Balanced Strategy Fund C000013774 C Shares HCGRX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005044 Balanced Strategy Fund C000013773 B Shares HSBGX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005046 Conservative Strategy Fund C000013779 A Shares HACGX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005046 Conservative Strategy Fund C000013781 B Shares HBCGX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005046 Conservative Strategy Fund C000013782 C Shares HCCGX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000045658 HSBC Asia ex-Japan Smaller Companies Equity Fund C000141956 Class A [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000045658 HSBC Asia ex-Japan Smaller Companies Equity Fund C000141957 Class I [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000045658 HSBC Asia ex-Japan Smaller Companies Equity Fund C000141958 Class S [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000049144 HSBC Economic Scale Index Emerging Markets Equity Fund C000154938 Class A [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000049144 HSBC Economic Scale Index Emerging Markets Equity Fund C000154939 Class I [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000012975 HSBC EMERGING MARKETS DEBT FUND C000085785 Class S [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000012975 HSBC EMERGING MARKETS DEBT FUND C000035069 CLASS A HCGAX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000012975 HSBC EMERGING MARKETS DEBT FUND C000035070 CLASS I HCGIX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000028025 HSBC Emerging Markets Local Debt Fund C000085247 A Shares HBMAX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000028025 HSBC Emerging Markets Local Debt Fund C000085248 I Shares HBMIX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000028025 HSBC Emerging Markets Local Debt Fund C000085249 S Shares HBMSX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000052295 HSBC Euro High Yield Bond Fund C000164422 Class A [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000052295 HSBC Euro High Yield Bond Fund C000164423 Class I [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000033240 HSBC Frontier Markets Fund C000102226 A [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000033240 HSBC Frontier Markets Fund C000102227 I [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000049145 HSBC Global Equity Volatility Focused Fund C000154940 Class A [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000049145 HSBC Global Equity Volatility Focused Fund C000154941 Class I [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000048474 HSBC Global High Income Bond Fund C000152924 Class A [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000048474 HSBC Global High Income Bond Fund C000152925 Class I [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000048475 HSBC Global High Yield Bond Fund C000152926 Class A [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000048475 HSBC Global High Yield Bond Fund C000152927 Class I [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005042 HSBC Growth Fund C000013763 A Shares HOTAX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005042 HSBC Growth Fund C000013765 B Shares HOTBX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005042 HSBC Growth Fund C000013766 C Shares HOTCX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005042 HSBC Growth Fund C000013764 I Shares HOTYX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005038 HSBC Opportunity Fund C000013750 B Shares HOPBX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005038 HSBC Opportunity Fund C000013751 C Shares HOPCX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005038 HSBC Opportunity Fund C000013749 A Shares HSOAX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000053727 HSBC Opportunity Fund Class I C000168898 Class I [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000055061 HSBC Opportunity Portfolio C000173143 Master Portfolio [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000053644 HSBC Prime 60 Money Market Fund C000168600 Class D [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000053644 HSBC Prime 60 Money Market Fund C000168601 Class E [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000053644 HSBC Prime 60 Money Market Fund C000168602 Class I [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000053644 HSBC Prime 60 Money Market Fund C000168603 Class Y [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000053644 HSBC Prime 60 Money Market Fund C000168604 Intermediary Class [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000053644 HSBC Prime 60 Money Market Fund C000168605 Intermediary Service Class [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005051 HSBC Prime Money Market Fund C000081885 E Shares [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005051 HSBC Prime Money Market Fund C000167216 Intermediary Class [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005051 HSBC Prime Money Market Fund C000167217 Intermediary Service Class [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005051 HSBC Prime Money Market Fund C000013806 D Shares HIMXX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005051 HSBC Prime Money Market Fund C000013805 C Shares HMMXX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005051 HSBC Prime Money Market Fund C000013807 I Shares HSIXX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005051 HSBC Prime Money Market Fund C000013804 B Shares HSMXX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005051 HSBC Prime Money Market Fund C000013802 A Shares REAXX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005051 HSBC Prime Money Market Fund C000013803 Y Shares RMYXX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000036747 HSBC RMB Fixed Income Fund C000112401 Class A [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000036747 HSBC RMB Fixed Income Fund C000112402 Class I [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000036747 HSBC RMB Fixed Income Fund C000112403 Class S [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000035922 HSBC Total Return Fund C000110089 Class A [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000035922 HSBC Total Return Fund C000110090 Class I [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000035922 HSBC Total Return Fund C000110091 Class S [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005047 HSBC U.S. Government Money Market Fund C000081883 E Shares [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005047 HSBC U.S. Government Money Market Fund C000167214 Intermediary Class [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005047 HSBC U.S. Government Money Market Fund C000167215 Intermediary Service Class [NULL] C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005047 HSBC U.S. Government Money Market Fund C000013783 A Shares FTRXX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005047 HSBC U.S. Government Money Market Fund C000013787 D Shares HGDXX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005047 HSBC U.S. Government Money Market Fund C000013788 I Shares HGIXX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005047 HSBC U.S. Government Money Market Fund C000013785 B Shares HUBXX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005047 HSBC U.S. Government Money Market Fund C000013786 C Shares HUMXX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 811-04782 0000798290 HSBC FUNDS 30 S000005047 HSBC U.S. Government Money Market Fund C000013784 Y Shares RGYXX C/O CITI COLUMBUS 43219-3035 OH 3435 STELZER ROAD 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ANGELES 90071 CA [NULL] 811-00116 0000051931 INVESTMENT CO OF AMERICA 30 S000009597 INVESTMENT CO OF AMERICA C000026216 Class R-2 RICBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00116 0000051931 INVESTMENT CO OF AMERICA 30 S000009597 INVESTMENT CO OF AMERICA C000026217 Class R-3 RICCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00116 0000051931 INVESTMENT CO OF AMERICA 30 S000009597 INVESTMENT CO OF AMERICA C000026218 Class R-4 RICEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00116 0000051931 INVESTMENT CO OF AMERICA 30 S000009597 INVESTMENT CO OF AMERICA C000026219 Class R-5 RICFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00116 0000051931 INVESTMENT CO OF AMERICA 30 S000009597 INVESTMENT CO OF AMERICA C000077857 Class R-6 RICGX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00116 0000051931 INVESTMENT CO OF AMERICA 30 S000009597 INVESTMENT CO OF AMERICA C000164820 Class R-5E RICHX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-10529 0001160363 INVESTMENT HOUSE FUNDS 30 S000001543 The Investment House Growth Fund C000004197 The Investment House Growth Fund TIHGX C/O ULTIMUS FUND SOLUTIONS, LLC CINCINNATI 45246 OH 225 PICTORIA DRIVE, SUITE 450 811-21719 0001318342 Investment Managers Series Trust 30 S000053339 361 Domestic Long/Short Equity Fund C000167801 Investor Class ADMQX 235 WEST GALENA STREET MILWAUKEE 53212 WI [NULL] 811-21719 0001318342 Investment Managers Series Trust 30 S000053339 361 Domestic Long/Short Equity Fund C000167803 Class Y ADMWX 235 WEST GALENA STREET MILWAUKEE 53212 WI [NULL] 811-21719 0001318342 Investment Managers Series Trust 30 S000053339 361 Domestic Long/Short Equity Fund C000167802 Class I ADMZX 235 WEST GALENA STREET MILWAUKEE 53212 WI [NULL] 811-21719 0001318342 Investment Managers Series Trust 30 S000043915 361 Global Counter-Trend Fund C000136262 Investor Class AGFQX 235 WEST GALENA STREET MILWAUKEE 53212 WI [NULL] 811-21719 0001318342 Investment Managers Series Trust 30 S000043915 361 Global Counter-Trend Fund C000136263 Class I AGFZX 235 WEST GALENA STREET MILWAUKEE 53212 WI [NULL] 811-21719 0001318342 Investment Managers Series Trust 30 S000047418 361 Global Long/Short Equity Fund C000148870 Investor Class AGAQX 235 WEST GALENA STREET MILWAUKEE 53212 WI [NULL] 811-21719 0001318342 Investment Managers Series Trust 30 S000047418 361 Global Long/Short Equity Fund C000148872 Class Y AGAWX 235 WEST GALENA STREET MILWAUKEE 53212 WI [NULL] 811-21719 0001318342 Investment Managers Series Trust 30 S000047418 361 Global Long/Short Equity Fund C000148871 Class I AGAZX 235 WEST GALENA STREET MILWAUKEE 53212 WI [NULL] 811-21719 0001318342 Investment Managers Series Trust 30 S000050744 361 Long/Short Credit Fund C000160240 Class I [NULL] 235 WEST GALENA STREET MILWAUKEE 53212 WI [NULL] 811-21719 0001318342 Investment Managers Series Trust 30 S000050744 361 Long/Short Credit Fund C000160241 Class Y [NULL] 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811-09102 0000930667 iSHARES INC 30 S000034697 iShares MSCI Emerging Markets Asia ETF C000106873 iShares MSCI Emerging Markets Asia ETF EEMA 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000034699 iShares MSCI Emerging Markets Consumer Discretionary ETF C000106875 iShares MSCI Emerging Markets Consumer Discretionary ETF EMDI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000022494 iShares MSCI Emerging Markets Eastern Europe ETF C000065070 iShares MSCI Emerging Markets Eastern Europe ETF ESR 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000035394 iShares MSCI Emerging Markets EMEA ETF C000108745 iShares MSCI Emerging Markets EMEA ETF EEME 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000035749 iShares MSCI Emerging Markets Energy Capped ETF C000109582 iShares MSCI Emerging Markets Energy Capped ETF EMEY 400 HOWARD STREET SAN 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0000930667 iSHARES INC 30 S000047938 iShares MSCI Emerging Workforce ETF C000150699 iShares MSCI Emerging Workforce ETF EMWK 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000004268 iShares MSCI Eurozone ETF C000011972 iShares MSCI Eurozone ETF EZU 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000004267 iShares MSCI France ETF C000011971 iShares MSCI France ETF EWQ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000036005 iShares MSCI Frontier 100 ETF C000110342 iShares MSCI Frontier 100 ETF FM 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000004269 iShares MSCI Germany ETF C000011973 iShares MSCI Germany ETF EWG 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000035883 iShares MSCI Global Agriculture Producers ETF C000109986 iShares MSCI Global Agriculture Producers ETF VEGI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000035884 iShares MSCI Global Energy Producers ETF C000109987 iShares MSCI Global Energy Producers ETF FILL 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000035882 iShares MSCI Global Gold Miners ETF C000109985 iShares MSCI Global Gold Miners ETF RING 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000035885 iShares MSCI Global Metals & Mining Producers ETF C000109988 iShares MSCI Global Metals & Mining Producers ETF PICK 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000035880 iShares MSCI Global Silver Miners ETF C000109983 iShares MSCI Global Silver Miners ETF SLVP 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000004247 iShares MSCI Hong Kong ETF C000011951 iShares MSCI Hong Kong ETF EWH 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000021462 iShares MSCI Israel Capped ETF C000061365 iShares MSCI Israel Capped ETF EIS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000004248 iShares MSCI Italy Capped ETF C000011952 iShares MSCI Italy Capped ETF EWI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000004249 iShares MSCI Japan ETF C000011953 iShares MSCI Japan ETF EWJ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000019126 iShares MSCI Japan Small-Cap ETF C000052898 iShares MSCI Japan Small-Cap ETF SCJ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000004250 iShares MSCI Malaysia ETF C000011954 iShares MSCI Malaysia ETF EWM 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000004251 iShares MSCI Mexico Capped ETF C000011955 iShares MSCI Mexico Capped ETF EWW 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000004252 iShares MSCI Netherlands ETF C000011956 iShares MSCI Netherlands ETF EWN 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000004253 iShares MSCI Pacific ex Japan ETF C000011957 iShares MSCI Pacific ex Japan ETF EPP 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000047227 iShares MSCI Russia Capped ETF C000147985 iShares MSCI Russia Capped ETF ERUS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000004254 iShares MSCI Singapore ETF C000011958 iShares MSCI Singapore ETF EWS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000004255 iShares MSCI South Africa ETF C000011959 iShares MSCI South Africa ETF EZA 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000004258 iShares MSCI South Korea Capped ETF C000011962 iShares MSCI South Korea Capped ETF EWY 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000004256 iShares MSCI Spain Capped ETF C000011960 iShares MSCI Spain Capped ETF EWP 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000004259 iShares MSCI Sweden ETF C000011963 iShares MSCI Sweden ETF EWD 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000004260 iShares MSCI Switzerland Capped ETF C000011964 iShares MSCI Switzerland Capped ETF EWL 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000004261 iShares MSCI Taiwan ETF C000011965 iShares MSCI Taiwan ETF EWT 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000018072 iShares MSCI Thailand Capped ETF C000050068 iShares MSCI Thailand Capped ETF THD 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000018073 iShares MSCI Turkey ETF C000050069 iShares MSCI Turkey ETF TUR 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000028709 iShares MSCI USA Equal Weighted ETF C000087836 iShares MSCI USA Equal Weighted ETF EUSA 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09102 0000930667 iSHARES INC 30 S000035395 iShares MSCI World ETF C000108746 iShares MSCI World ETF URTH 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000042353 iShares 0-5 Year High Yield Corporate Bond ETF C000131291 iShares 0-5 Year High Yield Corporate Bond ETF SHYG 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000042354 iShares 0-5 Year Investment Grade Corporate Bond ETF C000131292 iShares 0-5 Year Investment Grade Corporate Bond ETF SLQD 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000030481 iShares 0-5 Year TIPS Bond ETF C000093655 iShares 0-5 Year TIPS Bond ETF STIP 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000013697 iShares 1-3 Year Credit Bond ETF C000037539 iShares 1-3 Year Credit Bond ETF CSJ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000023615 iShares 1-3 Year International Treasury Bond ETF C000069478 iShares 1-3 Year International Treasury Bond ETF ISHG 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004357 iShares 1-3 Year Treasury Bond ETF C000012087 iShares 1-3 Year Treasury Bond ETF SHY 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000026651 iShares 10+ Year Credit Bond ETF C000080009 iShares 10+ Year Credit Bond ETF CLY 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000013696 iShares 10-20 Year Treasury Bond ETF C000037538 iShares 10-20 Year Treasury Bond ETF TLH 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004360 iShares 20+ Year Treasury Bond ETF C000012090 iShares 20+ Year Treasury Bond ETF TLT 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000013695 iShares 3-7 Year Treasury Bond ETF C000037537 iShares 3-7 Year Treasury Bond ETF IEI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000055401 iShares 5-10 Year USD Bond ETF C000174365 iShares 5-10 Year USD Bond ETF [NULL] 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004358 iShares 7-10 Year Treasury Bond ETF C000012088 iShares 7-10 Year Treasury Bond ETF IEF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035916 iShares Aaa - A Rated Corporate Bond ETF C000110081 iShares Aaa - A Rated Corporate Bond ETF QLTA 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000052533 iShares Adaptive Currency Hedged MSCI EAFE ETF C000164987 iShares Adaptive Currency Hedged MSCI EAFE ETF DEFA 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000052534 iShares Adaptive Currency Hedged MSCI Eurozone ETF C000164988 iShares Adaptive Currency Hedged MSCI Eurozone ETF DEZU 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000052535 iShares Adaptive Currency Hedged MSCI Japan ETF C000164989 iShares Adaptive Currency Hedged MSCI Japan ETF DEWJ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000023506 iShares Agency Bond ETF C000069125 iShares Agency Bond ETF AGZ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000017778 iShares Asia 50 ETF C000049095 iShares Asia 50 ETF AIA 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000018148 iShares Asia Developed Real Estate ETF C000050171 iShares Asia Developed Real Estate ETF IFAS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000038686 iShares Australian Dollar ETF C000119209 iShares Australian Dollar ETF AUDS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000036774 iShares B - Ca Rated Corporate Bond ETF C000112472 iShares B - Ca Rated Corporate Bond ETF QLTC 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000036775 iShares Baa - Ba Rated Corporate Bond ETF C000112473 iShares Baa - Ba Rated Corporate Bond ETF QLTB 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000038692 iShares British Pound ETF C000119215 iShares British Pound ETF GBPS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000019341 iShares California Muni Bond ETF C000053739 iShares California Muni Bond ETF CMF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000038693 iShares Canadian Dollar ETF C000119216 iShares Canadian Dollar ETF CADS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004364 iShares China Large-Cap ETF C000012094 iShares China Large-Cap ETF FXI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000038694 iShares Chinese Offshore Renminbi ETF C000119217 iShares Chinese Offshore Renminbi ETF CNHS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035914 iShares CMBS ETF C000110079 iShares CMBS ETF CMBS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004349 iShares Cohen & Steers REIT ETF C000012079 iShares Cohen & Steers REIT ETF ICF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000048637 iShares Convertible Bond ETF C000153287 iShares Convertible Bond ETF ICVT 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000038926 iShares Core 1-5 Year USD Bond ETF C000119711 iShares Core 1-5 Year USD Bond ETF ISTB 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000026652 iShares Core 10+ Year USD Bond ETF C000080010 iShares Core 10+ Year USD Bond ETF ILTB 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000023588 iShares Core Aggressive Allocation ETF C000069400 iShares Core Aggressive Allocation ETF AOA 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000023585 iShares Core Conservative Allocation ETF C000069397 iShares Core Conservative Allocation ETF AOK 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000045648 iShares Core Dividend Growth ETF C000141931 iShares Core Dividend Growth ETF DGRO 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000023587 iShares Core Growth Allocation ETF C000069399 iShares Core Growth Allocation ETF AOR 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000031844 iShares Core High Dividend ETF C000099165 iShares Core High Dividend ETF HDV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000051261 iShares Core International Aggregate Bond ETF C000161648 iShares Core International Aggregate Bond ETF IAGG 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000023586 iShares Core Moderate Allocation ETF C000069398 iShares Core Moderate Allocation ETF AOM 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000038930 iShares Core MSCI EAFE ETF C000119715 iShares Core MSCI EAFE ETF IEFA 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000045102 iShares Core MSCI Europe ETF C000140337 iShares Core MSCI Europe ETF IEUR 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000045103 iShares Core MSCI Pacific ETF C000140338 iShares Core MSCI Pacific ETF IPAC 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000038931 iShares Core MSCI Total International Stock ETF C000119716 iShares Core MSCI Total International Stock ETF IXUS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004340 iShares Core Russell U.S. Growth ETF C000012070 iShares Core Russell U.S. Growth ETF IUSG 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004339 iShares Core Russell U.S. Value ETF C000012069 iShares Core Russell U.S. Value ETF IUSV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004310 iShares Core S&P 500 ETF C000012040 iShares Core S&P 500 ETF IVV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004307 iShares Core S&P Mid-Cap ETF C000012037 iShares Core S&P Mid-Cap ETF IJH 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004313 iShares Core S&P Small-Cap ETF C000012043 iShares Core S&P Small-Cap ETF IJR 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004317 iShares Core S&P Total U.S. Stock Market ETF C000012047 iShares Core S&P Total U.S. Stock Market ETF ITOT 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000045644 iShares Core Total USD Bond Market ETF C000141927 iShares Core Total USD Bond Market ETF IUSB 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004362 iShares Core U.S. Aggregate Bond ETF C000012092 iShares Core U.S. Aggregate Bond ETF AGG 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000013699 iShares Core U.S. Credit Bond ETF C000037541 iShares Core U.S. Credit Bond ETF CRED 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035919 iShares Core U.S. Treasury Bond ETF C000110086 iShares Core U.S. Treasury Bond ETF GOVT 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000050212 iShares Currency Hedged International High Yield Bond ETF C000158495 iShares Currency Hedged International High Yield Bond ETF HHYX 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000050721 iShares Currency Hedged JPX-Nikkei 400 ETF C000160171 iShares Currency Hedged JPX-Nikkei 400 ETF HJPX 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000049791 iShares Currency Hedged MSCI ACWI ETF C000157302 iShares Currency Hedged MSCI ACWI ETF HACW 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000049792 iShares Currency Hedged MSCI ACWI ex U.S. ETF C000157303 iShares Currency Hedged MSCI ACWI ex U.S. ETF HAWX 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000049793 iShares Currency Hedged MSCI Australia ETF C000157304 iShares Currency Hedged MSCI Australia ETF HAUD 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000049794 iShares Currency Hedged MSCI Canada ETF C000157305 iShares Currency Hedged MSCI Canada ETF HEWC 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000043040 iShares Currency Hedged MSCI EAFE ETF C000133231 iShares Currency Hedged MSCI EAFE ETF HEFA 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000049795 iShares Currency Hedged MSCI EAFE Small-Cap ETF C000157306 iShares Currency Hedged MSCI EAFE Small-Cap ETF HSCZ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000051289 iShares Currency Hedged MSCI Europe Small-Cap ETF C000161701 iShares Currency Hedged MSCI Europe Small-Cap ETF HEUS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000045646 iShares Currency Hedged MSCI Eurozone ETF C000141929 iShares Currency Hedged MSCI Eurozone ETF HEZU 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000043042 iShares Currency Hedged MSCI Germany ETF C000133233 iShares Currency Hedged MSCI Germany ETF HEWG 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000049796 iShares Currency Hedged MSCI Italy ETF C000157307 iShares Currency Hedged MSCI Italy ETF HEWI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000043043 iShares Currency Hedged MSCI Japan ETF C000133234 iShares Currency Hedged MSCI Japan ETF HEWJ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000049797 iShares Currency Hedged MSCI Mexico ETF C000157308 iShares Currency Hedged MSCI Mexico ETF HEWW 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000049798 iShares Currency Hedged MSCI South Korea ETF C000157309 iShares Currency Hedged MSCI South Korea ETF HEWY 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000049799 iShares Currency Hedged MSCI Spain ETF C000157310 iShares Currency Hedged MSCI Spain ETF HEWP 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000049800 iShares Currency Hedged MSCI Switzerland ETF C000157311 iShares Currency Hedged MSCI Switzerland ETF HEWL 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000049801 iShares Currency Hedged MSCI United Kingdom ETF C000157312 iShares Currency Hedged MSCI United Kingdom ETF HEWU 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004330 iShares Dow Jones U.S. ETF C000012060 iShares Dow Jones U.S. ETF IYY 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000047503 iShares Edge MSCI Intl Momentum Factor ETF C000149147 iShares Edge MSCI Intl Momentum Factor ETF IMTM 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000047504 iShares Edge MSCI Intl Quality Factor ETF C000149148 iShares Edge MSCI Intl Quality Factor ETF IQLT 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000049572 iShares Edge MSCI Intl Size Factor ETF C000156613 iShares Edge MSCI Intl Size Factor ETF ISZE 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000049573 iShares Edge MSCI Intl Value Factor ETF C000156614 iShares Edge MSCI Intl Value Factor ETF IVLU 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000045087 iShares Edge MSCI Min Vol Asia ex Japan ETF C000140144 iShares Edge MSCI Min Vol Asia ex Japan ETF AXJV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000051287 iShares Edge MSCI Min Vol EAFE Currency Hedged ETF C000161699 iShares Edge MSCI Min Vol EAFE Currency Hedged ETF HEFV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000031837 iShares Edge MSCI Min Vol EAFE ETF C000099140 iShares Edge MSCI Min Vol EAFE ETF EFAV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000051288 iShares Edge MSCI Min Vol Europe Currency Hedged ETF C000161700 iShares Edge MSCI Min Vol Europe Currency Hedged ETF HEUV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000045088 iShares Edge MSCI Min Vol Europe ETF C000140146 iShares Edge MSCI Min Vol Europe ETF EUMV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000051286 iShares Edge MSCI Min Vol Global Currency Hedged ETF C000161698 iShares Edge MSCI Min Vol Global Currency Hedged ETF HACV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000045089 iShares Edge MSCI Min Vol Japan ETF C000140236 iShares Edge MSCI Min Vol Japan ETF JPMV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000031838 iShares Edge MSCI Min Vol USA ETF C000099141 iShares Edge MSCI Min Vol USA ETF USMV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000054723 iShares Edge MSCI Min Vol USA Small-Cap ETF C000171896 iShares Edge MSCI Min Vol USA Small-Cap ETF SMMV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000052495 iShares Edge MSCI Multifactor Consumer Discretionary ETF C000164943 iShares Edge MSCI Multifactor Consumer Discretionary ETF CNDF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000052499 iShares Edge MSCI Multifactor Consumer Staples ETF C000164947 iShares Edge MSCI Multifactor Consumer Staples ETF CNSF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000052500 iShares Edge MSCI Multifactor Energy ETF C000164948 iShares Edge MSCI Multifactor Energy ETF ERGF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000052501 iShares Edge MSCI Multifactor Financials ETF C000164949 iShares Edge MSCI Multifactor Financials ETF FNCF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000048622 iShares Edge MSCI Multifactor Global ETF C000153270 iShares Edge MSCI Multifactor Global ETF ACWF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000052502 iShares Edge MSCI Multifactor Healthcare ETF C000164950 iShares Edge MSCI Multifactor Healthcare ETF HCRF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000052503 iShares Edge MSCI Multifactor Industrials ETF C000164951 iShares Edge MSCI Multifactor Industrials ETF INDF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000049024 iShares Edge MSCI Multifactor Intl ETF C000154547 iShares Edge MSCI Multifactor Intl ETF INTF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000049025 iShares Edge MSCI Multifactor Intl Small-Cap ETF C000154548 iShares Edge MSCI Multifactor Intl Small-Cap ETF ISCF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000052504 iShares Edge MSCI Multifactor Materials ETF C000164952 iShares Edge MSCI Multifactor Materials ETF MATF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000052505 iShares Edge MSCI Multifactor Technology ETF C000164953 iShares Edge MSCI Multifactor Technology ETF TCHF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000048623 iShares Edge MSCI Multifactor USA ETF C000153271 iShares Edge MSCI Multifactor USA ETF LRGF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000048624 iShares Edge MSCI Multifactor USA Small-Cap ETF C000153272 iShares Edge MSCI Multifactor USA Small-Cap ETF SMLF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000052506 iShares Edge MSCI Multifactor Utilities ETF C000164954 iShares Edge MSCI Multifactor Utilities ETF UTLF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000040316 iShares Edge MSCI USA Momentum Factor ETF C000125223 iShares Edge MSCI USA Momentum Factor ETF MTUM 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000041444 iShares Edge MSCI USA Quality Factor ETF C000128677 iShares Edge MSCI USA Quality Factor ETF QUAL 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000040204 iShares Edge MSCI USA Size Factor ETF C000124960 iShares Edge MSCI USA Size Factor ETF SIZE 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000040205 iShares Edge MSCI USA Value Factor ETF C000124961 iShares Edge MSCI USA Value Factor ETF VLUE 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000047945 iShares Emerging Markets Diversified Country Strategy ETF C000150793 iShares Emerging Markets Diversified Country Strategy ETF [NULL] 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000022497 iShares Emerging Markets Infrastructure ETF C000065073 iShares Emerging Markets Infrastructure ETF EMIF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000038695 iShares Euro ETF C000119218 iShares Euro ETF EURS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000018147 iShares Europe Developed Real Estate ETF C000050170 iShares Europe Developed Real Estate ETF IFEU 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004315 iShares Europe ETF C000012045 iShares Europe ETF IEV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000048311 iShares Exponential Technologies ETF C000152570 iShares Exponential Technologies ETF XT 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000054186 iShares Fallen Angels USD Bond ETF C000170247 iShares Fallen Angels USD Bond ETF FALN 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035920 iShares Financials Bond ETF C000110087 iShares Financials Bond ETF MONY 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000033136 iShares Floating Rate Bond ETF C000102031 iShares Floating Rate Bond ETF FLOT 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000022495 iShares FTSE China ETF C000065071 iShares FTSE China ETF FCHI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004326 iShares Global 100 ETF C000012056 iShares Global 100 ETF IOO 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000022498 iShares Global Clean Energy ETF C000065074 iShares Global Clean Energy ETF ICLN 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000008880 iShares Global Consumer Discretionary ETF C000024194 iShares Global Consumer Discretionary ETF RXI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000008881 iShares Global Consumer Staples ETF C000024195 iShares Global Consumer Staples ETF KXI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004359 iShares Global Energy ETF C000012089 iShares Global Energy ETF IXC 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004370 iShares Global Financials ETF C000012100 iShares Global Financials ETF IXG 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004372 iShares Global Healthcare ETF C000012102 iShares Global Healthcare ETF IXJ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000008882 iShares Global Industrials ETF C000024196 iShares Global Industrials ETF EXI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000030319 iShares Global Inflation-Linked Bond ETF C000093296 iShares Global Inflation-Linked Bond ETF GTIP 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000019356 iShares Global Infrastructure ETF C000053784 iShares Global Infrastructure ETF IGF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000008884 iShares Global Materials ETF C000024198 iShares Global Materials ETF MXI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000045649 iShares Global REIT ETF C000141932 iShares Global REIT ETF REET 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004305 iShares Global Tech ETF C000012035 iShares Global Tech ETF IXN 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004373 iShares Global Telecom ETF C000012103 iShares Global Telecom ETF IXP 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000022500 iShares Global Timber & Forestry ETF C000065076 iShares Global Timber & Forestry ETF WOOD 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000008883 iShares Global Utilities ETF C000024197 iShares Global Utilities ETF JXI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035915 iShares GNMA Bond ETF C000110080 iShares GNMA Bond ETF GNMA 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000013701 iShares Government/Credit Bond ETF C000037543 iShares Government/Credit Bond ETF GBF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000037043 iShares Human Rights ETF C000113877 iShares Human Rights ETF HUMN 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000045101 iShares iBonds Dec 2016 Term Corporate ETF C000140336 iShares iBonds Dec 2016 Term Corporate ETF IBDF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000048146 iShares iBonds Dec 2017 Term Corporate ETF C000152173 iShares iBonds Dec 2017 Term Corporate ETF IBDJ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000044135 iShares iBonds Dec 2018 Term Corporate ETF C000137194 iShares iBonds Dec 2018 Term Corporate ETF IBDH 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000048148 iShares iBonds Dec 2019 Term Corporate ETF C000152175 iShares iBonds Dec 2019 Term Corporate ETF IBDK 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000047423 iShares iBonds Dec 2020 Term Corporate ETF C000148879 iShares iBonds Dec 2020 Term Corporate ETF IBDL 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000048149 iShares iBonds Dec 2021 Term Corporate ETF C000152176 iShares iBonds Dec 2021 Term Corporate ETF IBDM 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000048147 iShares iBonds Dec 2021 Term Muni Bond ETF C000152174 iShares iBonds Dec 2021 Term Muni Bond ETF IBMJ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000048150 iShares iBonds Dec 2022 Term Corporate ETF C000152177 iShares iBonds Dec 2022 Term Corporate ETF IBDN 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000049023 iShares iBonds Dec 2022 Term Muni Bond ETF C000154546 iShares iBonds Dec 2022 Term Muni Bond ETF IBMK 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000048151 iShares iBonds Dec 2023 Term Corporate ETF C000152178 iShares iBonds Dec 2023 Term Corporate ETF IBDO 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000054724 iShares iBonds Dec 2023 Term Muni Bond ETF C000171897 iShares iBonds Dec 2023 Term Muni Bond ETF [NULL] 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000048152 iShares iBonds Dec 2024 Term Corporate ETF C000152179 iShares iBonds Dec 2024 Term Corporate ETF IBDP 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000054725 iShares iBonds Dec 2024 Term Muni Bond ETF C000171898 iShares iBonds Dec 2024 Term Muni Bond ETF [NULL] 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000048153 iShares iBonds Dec 2025 Term Corporate ETF C000152180 iShares iBonds Dec 2025 Term Corporate ETF IBDQ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000055059 iShares iBonds Dec 2026 Term Corporate ETF C000173141 iShares iBonds Dec 2026 Term Corporate ETF IBDR 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000040344 iShares iBonds Mar 2016 Corporate ETF C000125273 iShares iBonds Mar 2016 Corporate ETF IBDA 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000039661 iShares iBonds Mar 2016 Corporate ex-Financials ETF C000122831 iShares iBonds Mar 2016 Corporate ex-Financials ETF IBCB 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000040345 iShares iBonds Mar 2018 Term Corporate ETF C000125274 iShares iBonds Mar 2018 Term Corporate ETF IBDB 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000039610 iShares iBonds Mar 2018 Term Corporate ex-Financials ETF C000122190 iShares iBonds Mar 2018 Term Corporate ex-Financials ETF IBCC 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000040346 iShares iBonds Mar 2020 Term Corporate ETF C000125275 iShares iBonds Mar 2020 Term Corporate ETF IBDC 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000039662 iShares iBonds Mar 2020 Term Corporate ex-Financials ETF C000122832 iShares iBonds Mar 2020 Term Corporate ex-Financials ETF IBCD 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000040347 iShares iBonds Mar 2023 Term Corporate ETF C000125276 iShares iBonds Mar 2023 Term Corporate ETF IBDD 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000039663 iShares iBonds Mar 2023 Term Corporate ex-Financials ETF C000122833 iShares iBonds Mar 2023 Term Corporate ex-Financials ETF IBCE 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000027300 iShares iBonds Sep 2015 AMT-Free Muni Bond ETF C000082338 iShares iBonds Sep 2015 AMT-Free Muni Bond ETF IBMD 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000027301 iShares iBonds Sep 2016 Term Muni Bond ETF C000082339 iShares iBonds Sep 2016 Term Muni Bond ETF IBME 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000027302 iShares iBonds Sep 2017 Term Muni Bond ETF C000082340 iShares iBonds Sep 2017 Term Muni Bond ETF IBMF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035137 iShares iBonds Sep 2018 Term Muni Bond ETF C000108082 iShares iBonds Sep 2018 Term Muni Bond ETF IBMG 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035136 iShares iBonds Sep 2019 Term Muni Bond ETF C000108081 iShares iBonds Sep 2019 Term Muni Bond ETF IBMH 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000044301 iShares iBonds Sep 2020 Term Muni Bond ETF C000138049 iShares iBonds Sep 2020 Term Muni Bond ETF IBMI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000016772 iShares iBoxx $ High Yield Corporate Bond ETF C000046846 iShares iBoxx $ High Yield Corporate Bond ETF HYG 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000054184 iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF C000170245 iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF HYXE 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004361 iShares iBoxx $ Investment Grade Corporate Bond ETF C000012091 iShares iBoxx $ Investment Grade Corporate Bond ETF LQD 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000022341 iShares India 50 ETF C000064225 iShares India 50 ETF INDY 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035917 iShares Industrials Bond ETF C000110082 iShares Industrials Bond ETF ENGN 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000013698 iShares Intermediate Credit Bond ETF C000037540 iShares Intermediate Credit Bond ETF CIU 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000013700 iShares Intermediate Government/Credit Bond ETF C000037542 iShares Intermediate Government/Credit Bond ETF GVI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000017779 iShares International Developed Property ETF C000049096 iShares International Developed Property ETF WPS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000018146 iShares International Developed Real Estate ETF C000050169 iShares International Developed Real Estate ETF IFGL 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000053600 iShares International Dividend Growth ETF C000168437 iShares International Dividend Growth ETF IGRO 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000030318 iShares International Inflation-Linked Bond ETF C000093295 iShares International Inflation-Linked Bond ETF ITIP 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000031906 iShares International Preferred Stock ETF C000099357 iShares International Preferred Stock ETF IPFF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000017777 iShares International Select Dividend ETF C000049094 iShares International Select Dividend ETF IDV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000023614 iShares International Treasury Bond ETF C000069477 iShares International Treasury Bond ETF IGOV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000019798 iShares J.P. Morgan USD Emerging Markets Bond ETF C000055529 iShares J.P. Morgan USD Emerging Markets Bond ETF EMB 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000038696 iShares Japanese Yen ETF C000119219 iShares Japanese Yen ETF JPYS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004337 iShares JPX-Nikkei 400 ETF C000012067 iShares JPX-Nikkei 400 ETF JPXN 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004348 iShares Latin America 40 ETF C000012078 iShares Latin America 40 ETF ILF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000013702 iShares MBS ETF C000037544 iShares MBS ETF MBB 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000038697 iShares Mexican Peso ETF C000119220 iShares Mexican Peso ETF MXNS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004439 iShares Micro-Cap ETF C000012202 iShares Micro-Cap ETF IWC 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004367 iShares Morningstar Large-Cap ETF C000012097 iShares Morningstar Large-Cap ETF JKD 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004368 iShares Morningstar Large-Cap Growth ETF C000012098 iShares Morningstar Large-Cap Growth ETF JKE 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004369 iShares Morningstar Large-Cap Value ETF C000012099 iShares Morningstar Large-Cap Value ETF JKF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004371 iShares Morningstar Mid-Cap ETF C000012101 iShares Morningstar Mid-Cap ETF JKG 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004430 iShares Morningstar Mid-Cap Growth ETF C000012193 iShares Morningstar Mid-Cap Growth ETF JKH 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004432 iShares Morningstar Mid-Cap Value ETF C000012195 iShares Morningstar Mid-Cap Value ETF JKI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000036830 iShares Morningstar Multi-Asset Income ETF C000112640 iShares Morningstar Multi-Asset Income ETF IYLD 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004433 iShares Morningstar Small-Cap ETF C000012196 iShares Morningstar Small-Cap ETF JKJ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004434 iShares Morningstar Small-Cap Growth ETF C000012197 iShares Morningstar Small-Cap Growth ETF JKK 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004435 iShares Morningstar Small-Cap Value ETF C000012198 iShares Morningstar Small-Cap Value ETF JKL 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000015626 iShares Mortgage Real Estate Capped ETF C000042587 iShares Mortgage Real Estate Capped ETF REM 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000021461 iShares MSCI ACWI ETF C000061364 iShares MSCI ACWI ETF ACWI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000021460 iShares MSCI ACWI ex U.S. ETF C000061363 iShares MSCI ACWI ex U.S. ETF ACWX 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000047644 iShares MSCI ACWI Low Carbon Target ETF C000149539 iShares MSCI ACWI Low Carbon Target ETF CRBN 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000022496 iShares MSCI All Country Asia ex Japan ETF C000065072 iShares MSCI All Country Asia ex Japan ETF AAXJ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000034703 iShares MSCI All Country Asia ex Japan Small-Cap ETF C000106879 iShares MSCI All Country Asia ex Japan Small-Cap ETF AXJS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035748 iShares MSCI All Country Asia Information Technology ETF C000109581 iShares MSCI All Country Asia Information Technology ETF AAIT 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000024426 iShares MSCI All Peru Capped ETF C000072477 iShares MSCI All Peru Capped ETF EPU 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035381 iShares MSCI Australia Small-Cap ETF C000108731 iShares MSCI Australia Small-Cap ETF EWAS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000028677 iShares MSCI Brazil Small-Cap ETF C000087775 iShares MSCI Brazil Small-Cap ETF EWZS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035382 iShares MSCI Canada Small-Cap ETF C000108732 iShares MSCI Canada Small-Cap ETF EWCS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000047435 iShares MSCI China A ETF C000148919 iShares MSCI China A ETF CNYA 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000031717 iShares MSCI China ETF C000098688 iShares MSCI China ETF MCHI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000028552 iShares MSCI China Small-Cap ETF C000087422 iShares MSCI China Small-Cap ETF ECNS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035383 iShares MSCI Denmark Capped ETF C000108733 iShares MSCI Denmark Capped ETF EDEN 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000054185 iShares MSCI EAFE ESG Optimized ETF C000170246 iShares MSCI EAFE ESG Optimized ETF ESGD 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004351 iShares MSCI EAFE ETF C000012081 iShares MSCI EAFE ETF EFA 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004437 iShares MSCI EAFE Growth ETF C000012200 iShares MSCI EAFE Growth ETF EFG 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000019124 iShares MSCI EAFE Small-Cap ETF C000052896 iShares MSCI EAFE Small-Cap ETF SCZ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004438 iShares MSCI EAFE Value ETF C000012201 iShares MSCI EAFE Value ETF EFV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000027325 iShares MSCI Emerging Markets Financials ETF C000082527 iShares MSCI Emerging Markets Financials ETF EMFN 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035385 iShares MSCI Emerging Markets Latin America ETF C000108736 iShares MSCI Emerging Markets Latin America ETF EEML 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000027326 iShares MSCI Emerging Markets Materials ETF C000082528 iShares MSCI Emerging Markets Materials ETF EMMT 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000027327 iShares MSCI Europe Financials ETF C000082529 iShares MSCI Europe Financials ETF EUFN 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000018145 iShares MSCI Europe Small-Cap ETF C000050168 iShares MSCI Europe Small-Cap ETF IEUS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000027328 iShares MSCI Far East Financials ETF C000082530 iShares MSCI Far East Financials ETF FEFN 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035386 iShares MSCI Finland Capped ETF C000108737 iShares MSCI Finland Capped ETF EFNL 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035387 iShares MSCI Germany Small-Cap ETF C000108738 iShares MSCI Germany Small-Cap ETF EWGS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000053601 iShares MSCI Global Impact ETF C000168438 iShares MSCI Global Impact ETF MPCT 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035388 iShares MSCI Hong Kong Small-Cap ETF C000108739 iShares MSCI Hong Kong Small-Cap ETF EWHS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000034702 iShares MSCI India ETF C000106878 iShares MSCI India ETF INDA 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000034700 iShares MSCI India Small-Cap ETF C000106876 iShares MSCI India Small-Cap ETF SMIN 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000028553 iShares MSCI Indonesia ETF C000087423 iShares MSCI Indonesia ETF EIDO 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000028681 iShares MSCI Ireland Capped ETF C000087779 iShares MSCI Ireland Capped ETF EIRL 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000013931 iShares MSCI KLD 400 Social ETF C000038163 iShares MSCI KLD 400 Social ETF DSI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000019898 iShares MSCI Kokusai ETF C000055846 iShares MSCI Kokusai ETF TOK 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000028554 iShares MSCI New Zealand Capped ETF C000087424 iShares MSCI New Zealand Capped ETF ENZL 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035389 iShares MSCI Norway Capped ETF C000108740 iShares MSCI Norway Capped ETF ENOR 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000028735 iShares MSCI Philippines ETF C000087875 iShares MSCI Philippines ETF EPHE 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000028556 iShares MSCI Poland Capped ETF C000087428 iShares MSCI Poland Capped ETF EPOL 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000045074 iShares MSCI Qatar Capped ETF C000140043 iShares MSCI Qatar Capped ETF QAT 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000047939 iShares MSCI Saudi Arabia Capped ETF C000150700 iShares MSCI Saudi Arabia Capped ETF KSA 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035390 iShares MSCI Singapore Small-Cap ETF C000108741 iShares MSCI Singapore Small-Cap ETF EWSS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000045075 iShares MSCI UAE Capped ETF C000140044 iShares MSCI UAE Capped ETF UAE 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000046586 iShares MSCI United Kingdom ETF C000145378 iShares MSCI United Kingdom ETF EWU 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035393 iShares MSCI United Kingdom Small-Cap ETF C000108744 iShares MSCI United Kingdom Small-Cap ETF EWUS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000055381 iShares MSCI USA ESG Optimized ETF C000174221 iShares MSCI USA ESG Optimized ETF [NULL] 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004436 iShares MSCI USA ESG Select ETF C000012199 iShares MSCI USA ESG Select ETF KLD 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004350 iShares Nasdaq Biotechnology ETF C000012080 iShares Nasdaq Biotechnology ETF IBB 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000018861 iShares National Muni Bond ETF C000052220 iShares National Muni Bond ETF MUB 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000019342 iShares New York Muni Bond ETF C000053740 iShares New York Muni Bond ETF NYF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000038698 iShares New Zealand Dollar ETF C000119221 iShares New Zealand Dollar ETF NZDS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000018149 iShares North America Real Estate ETF C000050172 iShares North America Real Estate ETF IFNA 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004356 iShares North American Natural Resources ETF C000012086 iShares North American Natural Resources ETF IGE 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004352 iShares North American Tech ETF C000012082 iShares North American Tech ETF IGM 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004353 iShares North American Tech-Multimedia Networking ETF C000012083 iShares North American Tech-Multimedia Networking ETF IGN 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004355 iShares North American Tech-Software ETF C000012085 iShares North American Tech-Software ETF IGV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000038699 iShares Norwegian Krone ETF C000119222 iShares Norwegian Krone ETF NOKS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004366 iShares NYSE 100 ETF C000012096 iShares NYSE 100 ETF NY 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004365 iShares NYSE Composite ETF C000012095 iShares NYSE Composite ETF NYC 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004354 iShares PHLX Semiconductor ETF C000012084 iShares PHLX Semiconductor ETF SOXX 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000015627 iShares Real Estate 50 ETF C000042588 iShares Real Estate 50 ETF FTY 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000015623 iShares Residential Real Estate Capped ETF C000042584 iShares Residential Real Estate Capped ETF REZ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004347 iShares Russell 1000 ETF C000012077 iShares Russell 1000 ETF IWB 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004346 iShares Russell 1000 Growth ETF C000012076 iShares Russell 1000 Growth ETF IWF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004345 iShares Russell 1000 Value ETF C000012075 iShares Russell 1000 Value ETF IWD 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004344 iShares Russell 2000 ETF C000012074 iShares Russell 2000 ETF IWM 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004343 iShares Russell 2000 Growth ETF C000012073 iShares Russell 2000 Growth ETF IWO 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004342 iShares Russell 2000 Value ETF C000012072 iShares Russell 2000 Value ETF IWN 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004341 iShares Russell 3000 ETF C000012071 iShares Russell 3000 ETF IWV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004338 iShares Russell Mid-Cap ETF C000012068 iShares Russell Mid-Cap ETF IWR 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004336 iShares Russell Mid-Cap Growth ETF C000012066 iShares Russell Mid-Cap Growth ETF IWP 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004335 iShares Russell Mid-Cap Value ETF C000012065 iShares Russell Mid-Cap Value ETF IWS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000026553 iShares Russell Top 200 ETF C000079752 iShares Russell Top 200 ETF IWL 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000026552 iShares Russell Top 200 Growth ETF C000079751 iShares Russell Top 200 Growth ETF IWY 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000026554 iShares Russell Top 200 Value ETF C000079753 iShares Russell Top 200 Value ETF IWX 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004306 iShares S&P 100 ETF C000012036 iShares S&P 100 ETF OEF 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004311 iShares S&P 500 Growth ETF C000012041 iShares S&P 500 Growth ETF IVW 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004312 iShares S&P 500 Value ETF C000012042 iShares S&P 500 Value ETF IVE 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004308 iShares S&P Mid-Cap 400 Growth ETF C000012038 iShares S&P Mid-Cap 400 Growth ETF IJK 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004309 iShares S&P Mid-Cap 400 Value ETF C000012039 iShares S&P Mid-Cap 400 Value ETF IJJ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004314 iShares S&P Small-Cap 600 Growth ETF C000012044 iShares S&P Small-Cap 600 Growth ETF IJT 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004316 iShares S&P Small-Cap 600 Value ETF C000012046 iShares S&P Small-Cap 600 Value ETF IJS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004334 iShares Select Dividend ETF C000012064 iShares Select Dividend ETF DVY 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000013694 iShares Short Treasury Bond ETF C000037536 iShares Short Treasury Bond ETF SHV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000023507 iShares Short-Term National Muni Bond ETF C000069126 iShares Short-Term National Muni Bond ETF SUB 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000038687 iShares Singapore Dollar ETF C000119210 iShares Singapore Dollar ETF SGDS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000038688 iShares Swedish Krona ETF C000119211 iShares Swedish Krona ETF SEKS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000038689 iShares Swiss Franc ETF C000119212 iShares Swiss Franc ETF CHFS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000023578 iShares Target Date 2010 ETF C000069390 iShares Target Date 2010 ETF TZD 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000023579 iShares Target Date 2015 ETF C000069391 iShares Target Date 2015 ETF TZE 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000023580 iShares Target Date 2020 ETF C000069392 iShares Target Date 2020 ETF TZG 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000023581 iShares Target Date 2025 ETF C000069393 iShares Target Date 2025 ETF TZI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000023582 iShares Target Date 2030 ETF C000069394 iShares Target Date 2030 ETF TZL 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000023583 iShares Target Date 2035 ETF C000069395 iShares Target Date 2035 ETF TZO 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000023584 iShares Target Date 2040 ETF C000069396 iShares Target Date 2040 ETF TZV 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000033219 iShares Target Date 2045 ETF C000102198 iShares Target Date 2045 ETF TZW 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000033220 iShares Target Date 2050 ETF C000102199 iShares Target Date 2050 ETF TZY 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000023577 iShares Target Date Retirement Income ETF C000069389 iShares Target Date Retirement Income ETF TGR 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000038690 iShares Thai Offshore Baht ETF C000119213 iShares Thai Offshore Baht ETF THBS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004363 iShares TIPS Bond ETF C000012093 iShares TIPS Bond ETF TIP 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004331 iShares Transportation Average ETF C000012061 iShares Transportation Average ETF IYT 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000044143 iShares Treasury Floating Rate Bond ETF C000137225 iShares Treasury Floating Rate Bond ETF TFLO 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000038691 iShares Turkish Lira ETF C000119214 iShares Turkish Lira ETF TRYS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000009423 iShares U.S. Aerospace & Defense ETF C000025777 iShares U.S. Aerospace & Defense ETF ITA 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004318 iShares U.S. Basic Materials ETF C000012048 iShares U.S. Basic Materials ETF IYM 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000009420 iShares U.S. Broker-Dealers & Securities Exchanges ETF C000025774 iShares U.S. Broker-Dealers & Securities Exchanges ETF IAI 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000048366 iShares U.S. CapEx ETF C000152747 iShares U.S. CapEx ETF CPEX 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004431 iShares U.S. Consumer Goods ETF C000012194 iShares U.S. Consumer Goods ETF IYK 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004320 iShares U.S. Consumer Services ETF C000012050 iShares U.S. Consumer Services ETF IYC 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004321 iShares U.S. Energy ETF C000012051 iShares U.S. Energy ETF IYE 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004322 iShares U.S. Financial Services ETF C000012052 iShares U.S. Financial Services ETF IYG 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004323 iShares U.S. Financials ETF C000012053 iShares 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Real Estate ETF IYR 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000009422 iShares U.S. Regional Banks ETF C000025776 iShares U.S. Regional Banks ETF IAT 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004329 iShares U.S. Technology ETF C000012059 iShares U.S. Technology ETF IYW 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004333 iShares U.S. Telecommunications ETF C000012063 iShares U.S. Telecommunications ETF IYZ 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000004332 iShares U.S. Utilities ETF C000012062 iShares U.S. Utilities ETF IDU 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000035921 iShares Utilities Bond ETF C000110088 iShares Utilities Bond ETF AMPS 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-09729 0001100663 iSHARES TRUST 30 S000044409 iShares Yield 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Trust 30 S000036361 iShares Enhanced U.S. Large-Cap ETF C000111162 iShares Enhanced U.S. Large-Cap ETF IELG 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-22649 0001524513 iShares U.S. ETF Trust 30 S000036359 iShares Enhanced U.S. Small-Cap ETF C000111160 iShares Enhanced U.S. Small-Cap ETF IESM 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-22649 0001524513 iShares U.S. ETF Trust 30 S000052517 iShares iBonds Dec 2023 AMT-Free Muni Bond ETF C000164965 iShares iBonds Dec 2023 AMT-Free Muni Bond ETF [NULL] 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-22649 0001524513 iShares U.S. ETF Trust 30 S000052518 iShares iBonds Dec 2024 AMT-Free Muni Bond ETF C000164966 iShares iBonds Dec 2024 AMT-Free Muni Bond ETF [NULL] 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-22649 0001524513 iShares U.S. ETF Trust 30 S000052519 iShares iBonds Dec 2025 AMT-Free Muni Bond ETF C000164967 iShares iBonds Dec 2025 AMT-Free Muni Bond ETF [NULL] 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-22649 0001524513 iShares U.S. ETF Trust 30 S000052520 iShares iBonds Dec 2026 AMT-Free Muni Bond ETF C000164968 iShares iBonds Dec 2026 AMT-Free Muni Bond ETF [NULL] 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-22649 0001524513 iShares U.S. ETF Trust 30 S000044144 iShares Interest Rate Hedged 0-5 Year High Yield Bond ETF C000137260 iShares Interest Rate Hedged 0-5 Year High Yield Bond ETF [NULL] 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-22649 0001524513 iShares U.S. ETF Trust 30 S000044145 iShares Interest Rate Hedged 10+ Year Credit Bond ETF C000137261 iShares Interest Rate Hedged 10+ Year Credit Bond ETF CLYH 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-22649 0001524513 iShares U.S. ETF Trust 30 S000042862 iShares Interest Rate Hedged Corporate Bond ETF C000132817 iShares Interest Rate Hedged Corporate Bond ETF LQDH 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-22649 0001524513 iShares U.S. ETF Trust 30 S000044146 iShares Interest Rate Hedged Emerging Markets Bond ETF C000137262 iShares Interest Rate Hedged Emerging Markets Bond ETF EMBH 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-22649 0001524513 iShares U.S. ETF Trust 30 S000042863 iShares Interest Rate Hedged High Yield Bond ETF C000132818 iShares Interest Rate Hedged High Yield Bond ETF HYGH 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-22649 0001524513 iShares U.S. ETF Trust 30 S000037042 iShares Short Maturity Bond ETF C000113876 iShares Short Maturity Bond ETF NEAR 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-22649 0001524513 iShares U.S. ETF Trust 30 S000047352 iShares Short Maturity Municipal Bond ETF C000148680 iShares Short Maturity Municipal Bond ETF MEAR 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-22649 0001524513 iShares U.S. ETF Trust 30 S000040474 iShares Ultra Short-Term Bond ETF C000125661 iShares Ultra Short-Term Bond ETF ICSH 400 HOWARD STREET SAN FRANCISCO 94105 CA [NULL] 811-22211 0001437921 IVA Fiduciary Trust 30 S000023282 IVA International Fund C000068089 Class C IVICX 717 FIFTH AVENUE, 10TH FLOOR NEW YORK 10022 NY [NULL] 811-22211 0001437921 IVA Fiduciary Trust 30 S000023282 IVA International Fund C000068088 Class A IVIOX 717 FIFTH AVENUE, 10TH FLOOR NEW YORK 10022 NY [NULL] 811-22211 0001437921 IVA Fiduciary Trust 30 S000023282 IVA International Fund C000068090 Class I IVIQX 717 FIFTH AVENUE, 10TH FLOOR NEW YORK 10022 NY [NULL] 811-22211 0001437921 IVA Fiduciary Trust 30 S000023283 IVA Worldwide Fund C000068091 Class A IVWAX 717 FIFTH AVENUE, 10TH FLOOR NEW YORK 10022 NY [NULL] 811-22211 0001437921 IVA Fiduciary Trust 30 S000023283 IVA Worldwide Fund C000068092 Class C IVWCX 717 FIFTH AVENUE, 10TH FLOOR NEW YORK 10022 NY [NULL] 811-22211 0001437921 IVA Fiduciary Trust 30 S000023283 IVA Worldwide Fund C000068093 Class I IVWIX 717 FIFTH AVENUE, 10TH FLOOR NEW YORK 10022 NY [NULL] 811-06569 0000883622 IVY FUNDS 30 S000051066 Ivy Apollo Multi-Asset Income Fund C000160887 Class A IMAAX 6300 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Strategy Fund C000017255 Class A WASAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006283 Ivy Asset Strategy Fund C000017256 Class B WASBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006283 Ivy Asset Strategy Fund C000017257 Class C WASCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006283 Ivy Asset Strategy Fund C000017258 Class Y WASYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024823 Ivy Balanced Fund C000073857 Class E [NULL] 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024823 Ivy Balanced Fund C000146686 Class R6 IBARX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024823 Ivy Balanced Fund C000073854 Class A IBNAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024823 Ivy Balanced Fund C000073855 Class B IBNBX 6300 LAMAR 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Ivy Bond Fund C000073916 Class C IBOCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024833 Ivy Bond Fund C000073919 Class Y IBOYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024833 Ivy Bond Fund C000073917 Class E IVBEX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024833 Ivy Bond Fund C000073918 Class I IVBIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024833 Ivy Bond Fund C000122161 Class R IYBDX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000055249 Ivy California Municipal High Income Fund C000173730 Class A [NULL] 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000055249 Ivy California Municipal High Income Fund C000173731 Class C [NULL] 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000055249 Ivy California Municipal High Income 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ICNGX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024834 Ivy Cundill Global Value Fund C000073923 Class E ICVEX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024834 Ivy Cundill Global Value Fund C000073924 Class I ICVIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024834 Ivy Cundill Global Value Fund C000122162 Class R IYCUX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024835 Ivy Dividend Opportunities Fund C000073928 Class E IDIEX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024835 Ivy Dividend Opportunities Fund C000146695 Class R6 IDOTX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024835 Ivy Dividend Opportunities Fund C000073931 Class A IVDAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024835 Ivy Dividend Opportunities Fund C000073926 Class B IVDBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024835 Ivy Dividend Opportunities Fund C000073927 Class C IVDCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024835 Ivy Dividend Opportunities Fund C000073929 Class I IVDIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024835 Ivy Dividend Opportunities Fund C000073930 Class Y IVDYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024835 Ivy Dividend Opportunities Fund C000122163 Class R IYDVX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024829 Ivy Emerging Markets Equity Fund C000073893 Class E [NULL] 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024829 Ivy Emerging Markets Equity Fund C000146689 Class R6 IMEGX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024829 Ivy Emerging Markets Equity Fund C000073890 Class A IPOAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024829 Ivy Emerging Markets Equity Fund C000073891 Class B IPOBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024829 Ivy Emerging Markets Equity Fund C000073892 Class C IPOCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024829 Ivy Emerging Markets Equity Fund C000073894 Class I IPOIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024829 Ivy Emerging Markets Equity Fund C000073889 Class Y IPOYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024829 Ivy Emerging Markets Equity Fund C000122158 Class R IYPCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000043807 Ivy Emerging Markets Local Currency Debt Fund C000135880 Class A IECAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000043807 Ivy Emerging Markets Local Currency Debt Fund C000135881 Class C IECCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000043807 Ivy Emerging Markets Local Currency Debt Fund C000135882 Class E IECEX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000043807 Ivy Emerging Markets Local Currency Debt Fund C000135883 Class I IECIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000043807 Ivy Emerging Markets Local Currency Debt Fund C000135884 Class R IECRX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000043807 Ivy Emerging Markets Local Currency Debt Fund C000135885 Class Y IECYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000043807 Ivy Emerging Markets Local Currency Debt Fund C000154020 Class R6 IMMCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000011242 Ivy Energy Fund C000043908 Class E [NULL] 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000011242 Ivy Energy Fund C000146685 Class R6 IENRX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000011242 Ivy Energy Fund C000030961 Class A IEYAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000011242 Ivy Energy Fund C000030962 Class B IEYBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000011242 Ivy Energy Fund C000030963 Class C IEYCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000011242 Ivy Energy Fund C000030964 Class Y IEYYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000011242 Ivy Energy Fund C000045550 Class I IVEIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000011242 Ivy Energy Fund C000122152 Class R IYEFX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024836 Ivy European Opportunities Fund C000073934 Class E [NULL] 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024836 Ivy European Opportunities Fund C000073937 Class A IEOAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024836 Ivy European Opportunities Fund C000073932 Class B IEOBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024836 Ivy European Opportunities Fund C000073933 Class C IEOCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024836 Ivy European Opportunities Fund C000073935 Class I IEOIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024836 Ivy European Opportunities Fund C000073936 Class Y IEOYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024836 Ivy European Opportunities Fund C000146696 Class R6 IEURX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024836 Ivy European Opportunities Fund C000122164 Class R IYEUX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024837 Ivy Global Bond Fund C000146697 Class R6 IVBDX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024837 Ivy Global Bond Fund C000073942 Class A IVSAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024837 Ivy Global Bond Fund C000073938 Class B IVSBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024837 Ivy Global Bond Fund C000073939 Class C IVSCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024837 Ivy Global Bond Fund C000073940 Class I IVSIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024837 Ivy Global Bond Fund C000073941 Class Y IVSYX 6300 LAMAR 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LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000037255 Ivy Global Equity Income Fund C000119096 Class R IYGEX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024824 Ivy Global Growth Fund C000073864 Class E [NULL] 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024824 Ivy Global Growth Fund C000073865 Class I IGIIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024824 Ivy Global Growth Fund C000146687 Class R6 ITGRX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024824 Ivy Global Growth Fund C000073862 Class B IVIBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024824 Ivy Global Growth Fund C000073860 Class A IVINX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024824 Ivy Global Growth Fund C000073861 Class Y IVIYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024824 Ivy Global Growth Fund C000073863 Class C IVNCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024824 Ivy Global Growth Fund C000122154 Class R IYIGX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024839 Ivy Global Income Allocation Fund C000073952 Class E IIBEX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024839 Ivy Global Income Allocation Fund C000073953 Class I IIBIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024839 Ivy Global Income Allocation Fund C000146699 Class R6 ILIAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024839 Ivy Global Income Allocation Fund C000073955 Class A IVBAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024839 Ivy Global Income Allocation Fund C000073950 Class B IVBBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024839 Ivy Global Income Allocation Fund C000073951 Class C IVBCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024839 Ivy Global Income Allocation Fund C000073954 Class Y IVBYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024839 Ivy Global Income Allocation Fund C000119095 Class R IYGBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024838 Ivy Global Natural Resources Fund C000073949 Class A IGNAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024838 Ivy Global Natural Resources Fund C000073943 Class B IGNBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024838 Ivy Global Natural Resources Fund C000073944 Class C IGNCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024838 Ivy Global Natural Resources Fund C000073945 Class E IGNEX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024838 Ivy Global Natural Resources Fund C000073946 Class I IGNIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024838 Ivy Global Natural Resources Fund C000073947 Class R IGNRX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024838 Ivy Global Natural Resources Fund C000073948 Class Y IGNYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024838 Ivy Global Natural Resources Fund C000146698 Class R6 INRSX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006289 Ivy High Income Fund C000146681 Class R6 IHIFX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006289 Ivy High Income Fund C000043903 Class E IVHEX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006289 Ivy High Income Fund C000045546 Class I IVHIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006289 Ivy High Income Fund C000122150 Class R IYHIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006289 Ivy High Income Fund C000017281 Class A WHIAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006289 Ivy High Income Fund C000017282 Class B WHIBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006289 Ivy High Income Fund C000017284 Class Y WHIYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006289 Ivy High Income Fund C000017283 Class C WRHIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024840 Ivy International Core Equity Fund C000073960 Class I ICEIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024840 Ivy International Core Equity Fund C000073959 Class E IICEX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024840 Ivy International Core Equity Fund C000073957 Class B IIFBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024840 Ivy International Core Equity Fund C000146700 Class R6 IINCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024840 Ivy International Core Equity Fund C000073961 Class A IVIAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024840 Ivy International Core Equity Fund C000073958 Class C IVIFX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024840 Ivy International Core Equity Fund C000073956 Class Y IVVYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024840 Ivy International Core Equity Fund C000122166 Class R IYITX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006291 Ivy Large Cap Growth Fund C000043904 Class E ILCEX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006291 Ivy Large Cap Growth Fund C000146682 Class R6 ILGRX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006291 Ivy Large Cap Growth Fund C000045547 Class I IYGIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006291 Ivy Large Cap Growth Fund C000017290 Class A WLGAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006291 Ivy Large Cap Growth Fund C000017291 Class B WLGBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006291 Ivy Large Cap Growth Fund C000017292 Class C WLGCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006291 Ivy Large Cap Growth Fund C000017289 Class R WLGRX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006291 Ivy Large Cap Growth Fund C000017293 Class Y WLGYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000040037 Ivy LaSalle Global Real Estate Fund C000124273 Class A IREAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000040037 Ivy LaSalle Global Real Estate Fund C000124274 Class B IREBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000040037 Ivy LaSalle Global Real Estate Fund C000124275 Class C IRECX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000040037 Ivy LaSalle Global Real Estate Fund C000124277 Class R IRERX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000040037 Ivy LaSalle Global Real Estate Fund C000124276 Class I IRESX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000040037 Ivy LaSalle Global Real Estate Fund C000124278 Class Y IREYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000040038 Ivy LaSalle Global Risk-Managed Real Estate Fund C000124279 Class I IVIRX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000040038 Ivy LaSalle Global Risk-Managed Real Estate Fund C000124282 Class A IVRAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000040038 Ivy LaSalle Global Risk-Managed Real Estate Fund C000124283 Class B IVRBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000040038 Ivy LaSalle Global Risk-Managed Real Estate Fund C000124284 Class C IVRCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000040038 Ivy LaSalle Global Risk-Managed Real Estate Fund C000124280 Class R IVRRX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000040038 Ivy LaSalle Global Risk-Managed Real Estate Fund C000124281 Class Y IVRYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006292 Ivy Limited-Term Bond Fund C000146683 Class R6 ILMDX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006292 Ivy Limited-Term Bond Fund C000045548 Class I ILTIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006292 Ivy Limited-Term Bond Fund C000043905 Class E IVLEX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006292 Ivy Limited-Term Bond Fund C000122151 Class R IYLTX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006292 Ivy Limited-Term Bond Fund C000017296 Class C WLBCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006292 Ivy Limited-Term Bond Fund C000017294 Class A WLTAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006292 Ivy Limited-Term Bond Fund C000017295 Class B WLTBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006292 Ivy Limited-Term Bond Fund C000017297 Class Y WLTYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024826 Ivy Managed International Opportunities Fund C000073876 Class E [NULL] 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024826 Ivy Managed International Opportunities Fund C000073873 Class A IVTAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024826 Ivy Managed International Opportunities Fund C000073874 Class B IVTBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024826 Ivy Managed International Opportunities Fund C000073875 Class C IVTCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024826 Ivy Managed International Opportunities Fund C000073877 Class I IVTIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024826 Ivy Managed International Opportunities Fund C000073872 Class Y IVTYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024826 Ivy Managed International Opportunities Fund C000122156 Class R IYMGX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024827 Ivy Micro Cap Growth Fund C000073879 Class A IGWAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024827 Ivy Micro Cap Growth Fund C000073880 Class B IGWBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024827 Ivy Micro Cap Growth Fund C000073881 Class C IGWCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024827 Ivy Micro Cap Growth Fund C000073882 Class I IGWIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024827 Ivy Micro Cap Growth Fund C000073878 Class Y IGWYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024827 Ivy Micro Cap Growth Fund C000146688 Class R6 IMIGX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024827 Ivy Micro Cap Growth Fund C000122157 Class R IYMRX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006293 Ivy Mid Cap Growth Fund C000146684 Class R6 IGRFX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006293 Ivy Mid Cap Growth Fund C000043906 Class E IMCEX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006293 Ivy Mid Cap Growth Fund C000045549 Class I IYMIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006293 Ivy Mid Cap Growth Fund C000017299 Class A WMGAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006293 Ivy Mid Cap Growth Fund C000017300 Class B WMGBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006293 Ivy Mid Cap Growth Fund C000017301 Class C WMGCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006293 Ivy Mid Cap Growth Fund C000017298 Class R WMGRX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006293 Ivy Mid Cap Growth Fund C000017302 Class Y WMGYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000046881 Ivy Mid Cap Income Opportunities Fund C000146475 Class A IVOAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000046881 Ivy Mid Cap Income Opportunities Fund C000146476 Class C IVOCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000046881 Ivy Mid Cap Income Opportunities Fund C000146477 Class E IVOEX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000046881 Ivy Mid Cap Income Opportunities Fund C000146478 Class I IVOIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000046881 Ivy Mid Cap Income Opportunities Fund C000146479 Class R IVORX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000046881 Ivy Mid Cap Income Opportunities Fund C000146481 Class R6 IVOSX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000046881 Ivy Mid Cap Income Opportunities Fund C000146480 Class Y IVOYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006294 Ivy Money Market Fund C000043907 Class E IVEXX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006294 Ivy Money Market Fund C000017303 Class A WRAXX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006294 Ivy Money Market Fund C000017304 Class B WRBXX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006294 Ivy Money Market Fund C000017305 Class C WRCXX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006284 Ivy Municipal Bond Fund C000081154 Class I IMBIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006284 Ivy Municipal Bond Fund C000017259 Class A WMBAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006284 Ivy Municipal Bond Fund C000017260 Class B WMBBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006284 Ivy Municipal Bond Fund C000017261 Class C WMBCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006284 Ivy Municipal Bond Fund C000017262 Class Y WMBYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000025600 Ivy Municipal High Income Fund C000076687 Class A IYIAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000025600 Ivy Municipal High Income Fund C000076688 Class B IYIBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 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[NULL] 811-06569 0000883622 IVY FUNDS 30 S000024830 Ivy Real Estate Securities Fund C000073898 Class C IRSCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024830 Ivy Real Estate Securities Fund C000146690 Class R6 IRSEX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024830 Ivy Real Estate Securities Fund C000073901 Class R IRSRX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024830 Ivy Real Estate Securities Fund C000073895 Class Y IRSYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006285 Ivy Science and Technology Fund C000043899 Class E ISTEX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006285 Ivy Science and Technology Fund C000045542 Class I ISTIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000006285 Ivy Science and Technology Fund C000146678 Class R6 ISTNX 6300 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811-06569 0000883622 IVY FUNDS 30 S000024832 Ivy Value Fund C000073909 Class B IYVBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024832 Ivy Value Fund C000073910 Class C IYVCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024832 Ivy Value Fund C000122160 Class R IYVLX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-06569 0000883622 IVY FUNDS 30 S000024832 Ivy Value Fund C000073913 Class Y IYVYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-05017 0000810016 Ivy Funds Variable Insurance Portfolios 30 S000006224 Ivy Funds VIP Asset Strategy C000017158 SAME [NULL] 6300 LAMAR AVENUE OVERLAND PARK 66202 KS [NULL] 811-05017 0000810016 Ivy Funds Variable Insurance Portfolios 30 S000006235 Ivy Funds VIP Balanced C000017169 SAME [NULL] 6300 LAMAR AVENUE OVERLAND PARK 66202 KS [NULL] 811-05017 0000810016 Ivy Funds Variable Insurance Portfolios 30 S000006237 Ivy Funds VIP Bond C000017171 SAME [NULL] 6300 LAMAR AVENUE OVERLAND PARK 66202 KS [NULL] 811-05017 0000810016 Ivy Funds Variable Insurance Portfolios 30 S000006238 Ivy Funds VIP Core Equity C000017172 SAME [NULL] 6300 LAMAR AVENUE OVERLAND PARK 66202 KS [NULL] 811-05017 0000810016 Ivy Funds Variable Insurance Portfolios 30 S000006239 Ivy Funds VIP Dividend Opportunities C000017173 SAME [NULL] 6300 LAMAR AVENUE OVERLAND PARK 66202 KS [NULL] 811-05017 0000810016 Ivy Funds Variable Insurance Portfolios 30 S000011749 Ivy Funds VIP Energy C000032174 SAME [NULL] 6300 LAMAR AVENUE OVERLAND PARK 66202 KS [NULL] 811-05017 0000810016 Ivy Funds Variable Insurance Portfolios 30 S000029765 Ivy Funds VIP Global Bond C000091475 Ivy Funds VIP Global Bond [NULL] 6300 LAMAR AVENUE OVERLAND PARK 66202 KS [NULL] 811-05017 0000810016 Ivy Funds Variable Insurance Portfolios 30 S000006243 Ivy Funds VIP Global Growth C000017177 SAME [NULL] 6300 LAMAR AVENUE OVERLAND PARK 66202 KS [NULL] 811-05017 0000810016 Ivy Funds Variable Insurance Portfolios 30 S000006240 Ivy Funds VIP Global Natural Resources C000017174 SAME [NULL] 6300 LAMAR AVENUE OVERLAND PARK 66202 KS [NULL] 811-05017 0000810016 Ivy Funds Variable Insurance Portfolios 30 S000006241 Ivy Funds VIP Growth C000017175 SAME [NULL] 6300 LAMAR AVENUE OVERLAND PARK 66202 KS [NULL] 811-05017 0000810016 Ivy Funds Variable Insurance Portfolios 30 S000006242 Ivy Funds VIP High Income C000017176 SAME [NULL] 6300 LAMAR AVENUE OVERLAND PARK 66202 KS [NULL] 811-05017 0000810016 Ivy Funds Variable Insurance Portfolios 30 S000006225 Ivy Funds VIP International Core Equity C000017159 SAME [NULL] 6300 LAMAR AVENUE OVERLAND PARK 66202 KS [NULL] 811-05017 0000810016 Ivy Funds Variable Insurance Portfolios 30 S000029766 Ivy Funds VIP Limited-Term Bond C000091476 Ivy Funds VIP Limited-Term Bond [NULL] 6300 LAMAR AVENUE OVERLAND PARK 66202 KS [NULL] 811-05017 0000810016 Ivy Funds Variable Insurance Portfolios 30 S000006227 Ivy Funds VIP Micro Cap Growth C000017161 SAME [NULL] 6300 LAMAR AVENUE OVERLAND PARK 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I 32 S000010906 JACKSON NATIONAL SEPARATE ACCOUNT - I C000119140 Perspective II (Contracts offered for sale on and after September 10, 2012) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08664 0000927730 JACKSON NATIONAL SEPARATE ACCOUNT - I 32 S000010906 JACKSON NATIONAL SEPARATE ACCOUNT - I C000101318 Perspective II (Single Share) (Contracts offered for sale before September 10, 2012) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08664 0000927730 JACKSON NATIONAL SEPARATE ACCOUNT - I 32 S000010906 JACKSON NATIONAL SEPARATE ACCOUNT - I C000119145 Perspective II (Single Share) (Contracts offered for sale on and after September 10, 2012) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08664 0000927730 JACKSON NATIONAL SEPARATE ACCOUNT - I 32 S000010906 JACKSON NATIONAL SEPARATE ACCOUNT - I C000116107 Perspective II, Perspective L Series [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08664 0000927730 JACKSON NATIONAL SEPARATE ACCOUNT - I 32 S000010906 JACKSON NATIONAL SEPARATE ACCOUNT - I C000101316 Perspective L Series (6% CE) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08664 0000927730 JACKSON NATIONAL SEPARATE ACCOUNT - I 32 S000010906 JACKSON NATIONAL SEPARATE ACCOUNT - I C000030222 Perspective L Series (Contracts offered for sale before December 12, 2011) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08664 0000927730 JACKSON NATIONAL SEPARATE ACCOUNT - I 32 S000010906 JACKSON NATIONAL SEPARATE ACCOUNT - I C000105265 Perspective L Series (Contracts offered for sale on and after December 12, 2011) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08664 0000927730 JACKSON NATIONAL SEPARATE ACCOUNT - I 32 S000010906 JACKSON NATIONAL SEPARATE ACCOUNT - I C000074188 Perspective Rewards [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08664 0000927730 JACKSON NATIONAL SEPARATE ACCOUNT - I 32 S000010906 JACKSON NATIONAL SEPARATE ACCOUNT - I C000033251 Retirement Latitudes [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08521 0001045034 JACKSON NATIONAL SEPARATE ACCOUNT III 32 S000010915 JACKSON NATIONAL SEPARATE ACCOUNT III C000030237 Perspective Advisors [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-09933 0001113683 JACKSON NATIONAL SEPARATE ACCOUNT IV 33 S000010921 JACKSON NATIONAL SEPARATE ACCOUNT IV C000030247 Jackson Advisor VUL [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-09933 0001113683 JACKSON NATIONAL SEPARATE ACCOUNT IV 33 S000010921 JACKSON NATIONAL SEPARATE ACCOUNT IV C000030245 Perspective Investor VUL [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-09933 0001113683 JACKSON NATIONAL SEPARATE ACCOUNT IV 33 S000010921 JACKSON NATIONAL SEPARATE ACCOUNT IV C000030246 Ultimate Investor VUL [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-09119 0001072423 JACKSON NATIONAL SEPARATE ACCOUNT V 32 S000010923 JACKSON NATIONAL SEPARATE ACCOUNT V C000030250 Perspective Advantage [NULL] JACKSON NATIONAL SEPARATE ACCOUNT V LANSING 48951 MI 1 CORPORATE WAY 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000035593 JNAM Guidance - Alt 100 Fund C000109004 JNAM Guidance - Alt 100 Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000035568 JNAM Guidance - Conservative Fund C000108979 JNAM Guidance - Conservative Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000037896 JNAM Guidance - Equity 100 Fund C000116992 JNAM Guidance - Equity 100 Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000037897 JNAM Guidance - Fixed Income 100 Fund C000116993 JNAM Guidance - Fixed Income 100 Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000040543 JNAM Guidance - Growth Fund C000125766 JNAM Guidance - Growth Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000040531 JNAM Guidance - Interest Rate Opportunities Fund C000125754 JNAM Guidance - Interest Rate Opportunities Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000035589 JNAM Guidance - Maximum Growth Fund C000109000 JNAM Guidance - Maximum Growth Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000035579 JNAM Guidance - Moderate Fund C000108990 JNAM Guidance - Moderate Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000035588 JNAM Guidance - Moderate Growth Fund C000108999 JNAM Guidance - Moderate Growth Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000040549 JNAM Guidance - Real Assets Fund C000125772 JNAM Guidance - Real Assets Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000035569 JNL Tactical ETF Conservative Fund C000108980 JNL Tactical ETF Conservative Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000035571 JNL Tactical ETF Growth Fund C000108982 JNL Tactical ETF Growth Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000035570 JNL Tactical ETF Moderate Fund C000108981 JNL Tactical ETF Moderate Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000041929 JNL/American Funds Global Growth Fund C000130223 JNL/American Funds Global Growth Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000035575 JNL/American Funds Growth Fund C000108986 JNL/American Funds Growth Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000035576 JNL/AQR Risk Parity Fund C000108987 JNL/AQR Risk Parity Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000040535 JNL/BlackRock Global Long Short Credit Fund C000125758 JNL/BlackRock Global Long Short Credit Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000037898 JNL/DFA U.S. Micro Cap Fund C000116994 JNL/DFA U.S. Micro Cap Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000041930 JNL/DoubleLine Total Return Fund C000130224 JNL/DoubleLine Total Return Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000040536 JNL/Eaton Vance Global Macro Absolute Return Advantage Fund C000125759 JNL/Eaton Vance Global Macro Absolute Return Advantage Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000035577 JNL/Epoch Global Shareholder Yield Fund C000108988 JNL/Epoch Global Shareholder Yield Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000035578 JNL/FAMCO Flex Core Covered Call Fund C000108989 JNL/FAMCO Flex Core Covered Call Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000040537 JNL/Lazard International Strategic Equity Fund C000125760 JNL/Lazard International Strategic Equity Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000037899 JNL/Mellon Capital Frontier Markets 100 Index Fund C000116995 JNL/Mellon Capital Frontier Markets 100 Index Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000037900 JNL/Neuberger Berman Currency Fund C000116996 JNL/Neuberger Berman Currency Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000045525 JNL/Neuberger Berman Risk Balanced Commodity Strategy Fund C000141741 JNL/Neuberger Berman Risk Balanced Commodity Strategy Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000035582 JNL/Nicholas Convertible Arbitrage Fund C000108993 JNL/Nicholas Convertible Arbitrage Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000035583 JNL/PIMCO Credit Income Fund C000108994 JNL/PIMCO Credit Income Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000040538 JNL/PPM America Long Short Credit Fund C000125761 JNL/PPM America Long Short Credit Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000041933 JNL/T. Rowe Price Capital Appreciation Fund C000130227 JNL/T. Rowe Price Capital Appreciation Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000035585 JNL/The Boston Company Equity Income Fund C000108996 JNL/The Boston Company Equity Income Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000041932 JNL/The London Company Focused U.S. Equity Fund C000130226 JNL/The London Company Focused U.S. Equity Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000037901 JNL/Van Eck International Gold Fund C000116997 JNL/Van Eck International Gold Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22613 0001532747 JACKSON VARIABLE SERIES TRUST 30 S000041931 JNL/WCM Focused International Equity Fund C000130225 JNL/WCM Focused International Equity Fund [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-07547 0001007009 JACKSON VFL VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000007653 JACKSON VFL VARIABLE ANNUITY SEPARATE ACCOUNT C000124641 Capital Select (JNL) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-07547 0001007009 JACKSON VFL VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000007653 JACKSON VFL VARIABLE ANNUITY SEPARATE ACCOUNT C000124637 Capital Select Plus - Capital Advantage (JNL) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-07569 0001007010 JACKSON VFL VARIABLE LIFE SEPARATE ACCOUNT 33 S000007654 JACKSON VFL VARIABLE LIFE SEPARATE ACCOUNT C000124624 Capital Select (JNL) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-07569 0001007010 JACKSON VFL VARIABLE LIFE SEPARATE ACCOUNT 33 S000007654 JACKSON VFL VARIABLE LIFE SEPARATE ACCOUNT C000124632 Dimension Four - Dimension Five (JNL) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-07569 0001007010 JACKSON VFL VARIABLE LIFE SEPARATE ACCOUNT 33 S000007654 JACKSON VFL VARIABLE LIFE SEPARATE ACCOUNT C000124628 Dimension One (JNL) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-07569 0001007010 JACKSON VFL VARIABLE LIFE SEPARATE ACCOUNT 33 S000007654 JACKSON VFL VARIABLE LIFE SEPARATE ACCOUNT C000124629 Dimension Two - Dimension Three (JNL) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-09447 0001090372 Jacob Funds Inc. 30 S000005257 Jacob Internet Fund C000014360 Investor Class JAMFX 653 MANHATTAN BEACH BLVD. MANHATTAN BEACH 90266 CA [NULL] 811-09447 0001090372 Jacob Funds Inc. 30 S000038991 Jacob Micro Cap Growth Fund C000119838 Investor Class JMCGX 653 MANHATTAN BEACH BLVD. MANHATTAN BEACH 90266 CA [NULL] 811-09447 0001090372 Jacob Funds Inc. 30 S000038991 Jacob Micro Cap Growth Fund C000119839 Institutional Class JMIGX 653 MANHATTAN BEACH BLVD. MANHATTAN BEACH 90266 CA [NULL] 811-09447 0001090372 Jacob Funds Inc. 30 S000027365 Jacob Small Cap Growth Fund C000082574 Investor Class JSCGX 653 MANHATTAN BEACH BLVD. MANHATTAN BEACH 90266 CA [NULL] 811-09447 0001090372 Jacob Funds Inc. 30 S000027365 Jacob Small Cap Growth Fund C000119840 Institutional Class JSIGX 653 MANHATTAN BEACH BLVD. MANHATTAN BEACH 90266 CA [NULL] 811-09447 0001090372 Jacob Funds Inc. 30 S000027366 Jacob Wisdom Fund C000082575 Investor Class JWSFX 653 MANHATTAN BEACH BLVD. MANHATTAN BEACH 90266 CA [NULL] 811-08411 0001045487 JAMES ADVANTAGE FUNDS 30 S000049901 James Aggressive Allocation Fund C000157576 James Aggressive Allocation Fund JAVAX 1349 FAIRGROUND RD BEAVERCREEK 45385 OH [NULL] 811-08411 0001045487 JAMES ADVANTAGE FUNDS 30 S000003560 James Balanced: Golden Rainbow Fund C000009900 Retail Class GLRBX 1349 FAIRGROUND RD BEAVERCREEK 45385 OH [NULL] 811-08411 0001045487 JAMES ADVANTAGE FUNDS 30 S000003560 James Balanced: Golden Rainbow Fund C000075008 Institutional Class GLRIX 1349 FAIRGROUND RD BEAVERCREEK 45385 OH [NULL] 811-08411 0001045487 JAMES ADVANTAGE FUNDS 30 S000025221 James Long-Short Fund C000075177 James Long-Short Fund JAZZX 1349 FAIRGROUND RD BEAVERCREEK 45385 OH [NULL] 811-08411 0001045487 JAMES ADVANTAGE FUNDS 30 S000029269 JAMES MICRO CAP FUND C000090023 JAMES MICRO CAP FUND JMCRX 1349 FAIRGROUND RD BEAVERCREEK 45385 OH [NULL] 811-08411 0001045487 JAMES ADVANTAGE FUNDS 30 S000012708 James Mid Cap Fund C000034244 James Mid Cap Fund JAMDX 1349 FAIRGROUND RD BEAVERCREEK 45385 OH [NULL] 811-08411 0001045487 JAMES ADVANTAGE FUNDS 30 S000003563 James Small Cap Fund C000009903 James Small Cap Fund JASCX 1349 FAIRGROUND RD BEAVERCREEK 45385 OH [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010394 Balanced Portfolio C000028716 Service Shares [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010394 Balanced Portfolio C000028717 Institutional Shares JABLX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010396 Enterprise Portfolio C000028720 Service Shares [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010396 Enterprise Portfolio C000028721 Institutional Shares JAAGX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010404 Flexible Bond Portfolio C000028733 Service Shares [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010404 Flexible Bond Portfolio C000028734 Institutional Shares JAFLX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010406 Forty Portfolio C000028736 Service Shares [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010406 Forty Portfolio C000028737 Institutional Shares JACAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000025476 Global Allocation Portfolio - Moderate C000076272 Service Shares [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000025476 Global Allocation Portfolio - Moderate C000106522 Institutional Shares JMAPX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000049002 Global Bond Portfolio C000154509 Institutional Shares [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000049002 Global Bond Portfolio C000154508 Service Shares [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010402 Global Research Portfolio C000028728 Service Shares [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010402 Global Research Portfolio C000028730 Institutional Shares JAWGX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010408 Global Technology Portfolio C000028740 Service Shares [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010408 Global Technology Portfolio C000028742 Institutional Shares JGLTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000048014 Global Unconstrained Bond Portfolio C000151364 Service Shares [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000048014 Global Unconstrained Bond Portfolio C000151365 Institutional Shares JUCBX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000038239 Janus Aspen INTECH U.S. Low Volatility Portfolio C000117905 Service Shares [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010397 Janus Aspen Perkins Mid Cap Value Portfolio C000028722 Service Shares [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010397 Janus Aspen Perkins Mid Cap Value Portfolio C000028723 Institutional Shares JAMVX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000035099 Janus Aspen Preservation Series - Growth C000107985 Service Shares [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000035099 Janus Aspen Preservation Series - Growth C000107986 Institutional Shares JAPGX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010395 Janus Portfolio C000028718 Service Shares [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010395 Janus Portfolio C000028719 Institutional Shares JAGRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010410 Overseas Portfolio C000028745 Service Shares [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-07736 0000906185 JANUS ASPEN SERIES 30 S000010410 Overseas Portfolio C000028747 Institutional Shares JAIGX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-23112 0001500604 Janus Detroit Street Trust 30 S000055524 Janus SG Global Quality Income ETF C000174750 Janus SG Global Quality Income ETF [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-23112 0001500604 Janus Detroit Street Trust 30 S000055281 Janus Short Duration Income ETF C000173876 Janus Short Duration Income ETF [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-23112 0001500604 Janus Detroit Street Trust 30 S000052563 Janus Small Cap Growth Alpha ETF C000165024 Janus Small Cap Growth Alpha ETF JSML 151 DETROIT STREET DENVER 80206 CO [NULL] 811-23112 0001500604 Janus Detroit Street Trust 30 S000052564 Janus Small/Mid Cap Growth Alpha ETF C000165025 Janus Small/Mid Cap Growth Alpha ETF JSMD 151 DETROIT STREET DENVER 80206 CO [NULL] 811-23112 0001500604 Janus Detroit Street Trust 30 S000052565 Janus Velocity Tail Risk Hedged Large Cap ETF C000165026 Janus Velocity Tail Risk Hedged Large Cap ETF [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-23112 0001500604 Janus Detroit Street Trust 30 S000052566 Janus Velocity Volatility Hedged Large Cap ETF C000165027 Janus Velocity Volatility Hedged Large Cap ETF [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-23112 0001500604 Janus Detroit Street Trust 30 S000054081 The Health and Fitness ETF C000169983 The Health and Fitness ETF FITS 151 DETROIT STREET DENVER 80206 CO [NULL] 811-23112 0001500604 Janus Detroit Street Trust 30 S000054082 The Long-Term Care ETF C000169984 The Long-Term Care ETF OLD 151 DETROIT STREET DENVER 80206 CO [NULL] 811-23112 0001500604 Janus Detroit Street Trust 30 S000054083 The Obesity ETF C000169985 The Obesity ETF SLIM 151 DETROIT STREET DENVER 80206 CO [NULL] 811-23112 0001500604 Janus Detroit Street Trust 30 S000054084 The Organics ETF C000169986 The Organics ETF ORG 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000047643 INTECH Emerging Markets Managed Volatility Fund C000149532 Class A JOLAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000047643 INTECH Emerging Markets Managed Volatility Fund C000149533 Class C JOLCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000047643 INTECH Emerging Markets Managed Volatility Fund C000149534 Class D JOLDX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000047643 INTECH Emerging Markets Managed Volatility Fund C000149535 Class I JOLIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000047643 INTECH Emerging Markets Managed Volatility Fund C000149536 Class N JOLNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000047643 INTECH Emerging Markets Managed Volatility Fund C000149537 Class S JOLSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000047643 INTECH Emerging Markets Managed Volatility Fund C000149538 Class T JOLTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035091 INTECH Global Income Managed Volatility Fund C000107960 Class T JDGTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035091 INTECH Global Income Managed Volatility Fund C000107955 Class A JGDAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035091 INTECH Global Income Managed Volatility Fund C000107956 Class C JGDCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035091 INTECH Global Income Managed Volatility Fund C000107957 Class D JGDDX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035091 INTECH Global Income Managed Volatility Fund C000107958 Class I JGDIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035091 INTECH Global Income Managed Volatility Fund C000107959 Class S JGDSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035091 INTECH Global Income Managed Volatility Fund C000147335 Class N JGGNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025897 INTECH International Managed Volatility Fund C000155043 Class D JIIDX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025897 INTECH International Managed Volatility Fund C000077640 Class A JMIAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025897 INTECH International Managed Volatility Fund C000077641 Class C JMICX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025897 INTECH International Managed Volatility Fund C000077642 Class I JMIIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025897 INTECH International Managed Volatility Fund C000077643 Class S JMISX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025897 INTECH International Managed Volatility Fund C000147333 Class N JMRNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025897 INTECH International Managed Volatility Fund C000077644 Class T JRMTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010478 INTECH U.S. Core Fund C000077697 Class A JDOAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010478 INTECH U.S. Core Fund C000083524 Class D JIRMX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010478 INTECH U.S. Core Fund C000077698 Class C JLCCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010478 INTECH U.S. Core Fund C000077700 Class S JLCIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010478 INTECH U.S. Core Fund C000147331 Class N JRCNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010478 INTECH U.S. Core Fund C000077699 Class I JRMCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010478 INTECH U.S. Core Fund C000028937 Class T JRMSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025898 INTECH U.S. Managed Volatility Fund C000077645 Class A JRSAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025898 INTECH U.S. Managed Volatility Fund C000077646 Class C JRSCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025898 INTECH U.S. Managed Volatility Fund C000150517 Class D JRSDX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025898 INTECH U.S. Managed Volatility Fund C000077647 Class I JRSIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025898 INTECH U.S. Managed Volatility Fund C000147334 Class N JRSNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025898 INTECH U.S. Managed Volatility Fund C000077648 Class S JRSSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025898 INTECH U.S. Managed Volatility Fund C000077649 Class T JRSTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025896 INTECH U.S. Managed Volatility Fund II C000077636 Class C JCGCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025896 INTECH U.S. Managed Volatility Fund II C000077638 Class S JCGIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025896 INTECH U.S. Managed Volatility Fund II C000077635 Class A JDRAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025896 INTECH U.S. Managed Volatility Fund II C000077639 Class T JDRTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025896 INTECH U.S. Managed Volatility Fund II C000077637 Class I JRMGX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000049766 Janus Adaptive Global Allocation Fund C000157258 Class A JAGAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000049766 Janus Adaptive Global Allocation Fund C000157260 Class D JAGDX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000049766 Janus Adaptive Global Allocation Fund C000157262 Class N JAGNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000049766 Janus Adaptive Global Allocation Fund C000157263 Class S JAGSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000049766 Janus Adaptive Global Allocation Fund C000157259 Class C JAVCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000049766 Janus Adaptive Global Allocation Fund C000157261 Class I JVGIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000049766 Janus Adaptive Global Allocation Fund C000157264 Class T JVGTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000033204 Janus Asia Equity Fund C000102172 Class A JAQAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000033204 Janus Asia Equity Fund C000102173 Class C JAQCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000033204 Janus Asia Equity Fund C000102174 Class D JAQDX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000033204 Janus Asia Equity Fund C000102175 Class I JAQIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000033204 Janus Asia Equity Fund C000102176 Class S JAQSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000033204 Janus Asia Equity Fund C000102177 Class T JAQTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010464 Janus Balanced Fund C000028918 Class T JABAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010464 Janus Balanced Fund C000077651 Class C JABCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010464 Janus Balanced Fund C000114869 Class N JABNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010464 Janus Balanced Fund C000077654 Class S JABRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010464 Janus Balanced Fund C000083512 Class D JANBX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010464 Janus Balanced Fund C000077652 Class I JBALX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010464 Janus Balanced Fund C000077650 Class A JDBAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010464 Janus Balanced Fund C000077653 Class R JDBRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010475 Janus Contrarian Fund C000114875 Class N [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010475 Janus Contrarian Fund C000083521 Class D JACNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010475 Janus Contrarian Fund C000077683 Class A JCNAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010475 Janus Contrarian Fund C000077684 Class C JCNCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010475 Janus Contrarian Fund C000077687 Class S JCNIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010475 Janus Contrarian Fund C000077686 Class R JCNRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010475 Janus Contrarian Fund C000077685 Class I JCONX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010475 Janus Contrarian Fund C000028934 Class T JSVAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000039510 Janus Diversified Alternatives Fund C000121692 Class D JDADX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000039510 Janus Diversified Alternatives Fund C000121693 Class I JDAIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000039510 Janus Diversified Alternatives Fund C000121694 Class N JDANX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000039510 Janus Diversified Alternatives Fund C000121695 Class S JDASX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000039510 Janus Diversified Alternatives Fund C000121696 Class T JDATX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000039510 Janus Diversified Alternatives Fund C000121690 Class A JDDAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000039510 Janus Diversified Alternatives Fund C000121691 Class C JDDCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030900 Janus Emerging Markets Fund C000114891 Class N [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030900 Janus Emerging Markets Fund C000095868 Class A JMFAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030900 Janus Emerging Markets Fund C000095869 Class C JMFCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030900 Janus Emerging Markets Fund C000095870 Class D JMFDX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030900 Janus Emerging Markets Fund C000095871 Class I JMFIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030900 Janus Emerging Markets Fund C000095872 Class S JMFSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030900 Janus Emerging Markets Fund C000095873 Class T JMFTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010490 Janus Enterprise Fund C000028952 Class T JAENX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010490 Janus Enterprise Fund C000083535 Class D JANEX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010490 Janus Enterprise Fund C000077737 Class A JDMAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010490 Janus Enterprise Fund C000114883 Class N JDMNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010490 Janus Enterprise Fund C000077740 Class R JDMRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010490 Janus Enterprise Fund C000077738 Class C JGRCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010490 Janus Enterprise Fund C000077741 Class S JGRTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010490 Janus Enterprise Fund C000077739 Class I JMGRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010492 Janus Flexible Bond Fund C000077746 Class S JADFX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010492 Janus Flexible Bond Fund C000028954 Class T JAFIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010492 Janus Flexible Bond Fund C000083536 Class D JANFX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010492 Janus Flexible Bond Fund C000077742 Class A JDFAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010492 Janus Flexible Bond Fund C000114884 Class N JDFNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010492 Janus Flexible Bond Fund C000077745 Class R JDFRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010492 Janus Flexible Bond Fund C000077743 Class C JFICX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010492 Janus Flexible Bond Fund C000077744 Class I JFLEX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025893 Janus Forty Fund C000077619 Class C JACCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025893 Janus Forty Fund C000077623 Class T JACTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025893 Janus Forty Fund C000077622 Class S JARTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025893 Janus Forty Fund C000077620 Class I JCAPX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025893 Janus Forty Fund C000077618 Class A JDCAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025893 Janus Forty Fund C000077621 Class R JDCRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025893 Janus Forty Fund C000114888 Class N JFRNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010493 Janus Fund C000083537 Class D JANDX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010493 Janus Fund C000028955 Class T JANSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010493 Janus Fund C000077747 Class A JDGAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010493 Janus Fund C000114885 Class N JDGNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010493 Janus Fund C000077750 Class R JDGRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010493 Janus Fund C000077748 Class C JGOCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010493 Janus Fund C000077751 Class S JGORX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010493 Janus Fund C000077749 Class I JGROX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010483 Janus Global Allocation Fund - Conservative C000077718 Class A JCAAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010483 Janus Global Allocation Fund - Conservative C000077719 Class C JCACX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010483 Janus Global Allocation Fund - Conservative C000077720 Class I JCAIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010483 Janus Global Allocation Fund - Conservative C000077721 Class S JCASX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010483 Janus Global Allocation Fund - Conservative C000083529 Class D JMSCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010483 Janus Global Allocation Fund - Conservative C000028943 Class T JSPCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010481 Janus Global Allocation Fund - Growth C000077710 Class A JGCAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010481 Janus Global Allocation Fund - Growth C000077711 Class C JGCCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010481 Janus Global Allocation Fund - Growth C000077712 Class I JGCIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010481 Janus Global Allocation Fund - Growth C000077713 Class S JGCSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010481 Janus Global Allocation Fund - Growth C000083527 Class D JNSGX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010481 Janus Global Allocation Fund - Growth C000028941 Class T JSPGX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010482 Janus Global Allocation Fund - Moderate C000077714 Class A JMOAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010482 Janus Global Allocation Fund - Moderate C000077715 Class C JMOCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010482 Janus Global Allocation Fund - Moderate C000077716 Class I JMOIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010482 Janus Global Allocation Fund - Moderate C000077717 Class S JMOSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010482 Janus Global Allocation Fund - Moderate C000083528 Class D JNSMX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010482 Janus Global Allocation Fund - Moderate C000028942 Class T JSPMX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030901 Janus Global Bond Fund C000095877 Class A JGBAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030901 Janus Global Bond Fund C000095878 Class C JGBCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030901 Janus Global Bond Fund C000095879 Class D JGBDX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030901 Janus Global Bond Fund C000095874 Class I JGBIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030901 Janus Global Bond Fund C000095875 Class S JGBSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030901 Janus Global Bond Fund C000114892 Class N JGLNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000030901 Janus Global Bond Fund C000095876 Class T JHBTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010494 Janus Global Life Sciences Fund C000028956 Class T JAGLX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010494 Janus Global Life Sciences Fund C000077752 Class A JFNAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010494 Janus Global Life Sciences Fund C000077753 Class C JFNCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010494 Janus Global Life Sciences Fund C000077754 Class I JFNIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010494 Janus Global Life Sciences Fund C000077755 Class S JFNSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010494 Janus Global Life Sciences Fund C000083538 Class D JNGLX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025889 Janus Global Real Estate Fund C000077597 Class A JERAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025889 Janus Global Real Estate Fund C000077598 Class C JERCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025889 Janus Global Real Estate Fund C000077599 Class I JERIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025889 Janus Global Real Estate Fund C000077600 Class S JERSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025889 Janus Global Real Estate Fund C000077601 Class T JERTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025889 Janus Global Real Estate Fund C000083540 Class D JNGSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010489 Janus Global Research Fund C000114882 Class N [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010489 Janus Global Research Fund C000083534 Class D JANWX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010489 Janus Global Research Fund C000028951 Class T JAWWX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010489 Janus Global Research Fund C000077732 Class A JDWAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010489 Janus Global Research Fund C000077735 Class R JDWRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010489 Janus Global Research Fund C000077736 Class S JWGRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010489 Janus Global Research Fund C000077733 Class C JWWCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010489 Janus Global Research Fund C000077734 Class I JWWFX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010474 Janus Global Select Fund C000083520 Class D JANRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010474 Janus Global Select Fund C000077678 Class A JORAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010474 Janus Global Select Fund C000077679 Class C JORCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010474 Janus Global Select Fund C000077680 Class I JORFX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010474 Janus Global Select Fund C000077682 Class S JORIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010474 Janus Global Select Fund C000028933 Class T JORNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010474 Janus Global Select Fund C000077681 Class R JORRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010474 Janus Global Select Fund C000114874 Class N JSLNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010465 Janus Global Technology Fund C000077656 Class C JAGCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010465 Janus Global Technology Fund C000028919 Class T JAGTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010465 Janus Global Technology Fund C000077655 Class A JATAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010465 Janus Global Technology Fund C000077657 Class I JATIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010465 Janus Global Technology Fund C000077658 Class S JATSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010465 Janus Global Technology Fund C000083513 Class D JNGTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000044287 Janus Global Unconstrained Bond Fund C000137972 Class A JUCAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000044287 Janus Global Unconstrained Bond Fund C000137973 Class C JUCCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000044287 Janus Global Unconstrained Bond Fund C000137974 Class D JUCDX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000044287 Janus Global Unconstrained Bond Fund C000137975 Class I JUCIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000044287 Janus Global Unconstrained Bond Fund C000137976 Class N JUCNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000044287 Janus Global Unconstrained Bond Fund C000151361 Class R JUCRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000044287 Janus Global Unconstrained Bond Fund C000137977 Class S JUCSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000044287 Janus Global Unconstrained Bond Fund C000137978 Class T JUCTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010466 Janus Government Money Market Fund C000028921 Class T JAGXX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010466 Janus Government Money Market Fund C000083514 Class D JGVXX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010467 Janus Growth and Income Fund C000114870 Class N [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010467 Janus Growth and Income Fund C000077663 Class S JADGX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010467 Janus Growth and Income Fund C000028923 Class T JAGIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010467 Janus Growth and Income Fund C000077659 Class A JDNAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010467 Janus Growth and Income Fund C000077662 Class R JDNRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010467 Janus Growth and Income Fund C000077660 Class C JGICX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010467 Janus Growth and Income Fund C000077661 Class I JGINX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010467 Janus Growth and Income Fund C000083515 Class D JNGIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010468 Janus High-Yield Fund C000028924 Class T JAHYX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010468 Janus High-Yield Fund C000077665 Class C JDHCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010468 Janus High-Yield Fund C000077668 Class S JDHYX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010468 Janus High-Yield Fund C000077664 Class A JHYAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010468 Janus High-Yield Fund C000077666 Class I JHYFX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010468 Janus High-Yield Fund C000114871 Class N JHYNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010468 Janus High-Yield Fund C000077667 Class R JHYRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010468 Janus High-Yield Fund C000083516 Class D JNHYX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025894 Janus International Equity Fund C000077624 Class A JAIEX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025894 Janus International Equity Fund C000077629 Class T JAITX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025894 Janus International Equity Fund C000077625 Class C JCIEX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025894 Janus International Equity Fund C000077626 Class I JIIEX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025894 Janus International Equity Fund C000114889 Class N JNIEX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025894 Janus International Equity Fund C000083542 Class D JNISX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025894 Janus International Equity Fund C000077627 Class R JRIEX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025894 Janus International Equity Fund C000077628 Class S JSIEX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010472 Janus Money Market Fund C000028930 Class T JAMXX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010472 Janus Money Market Fund C000083519 Class D JNMXX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000044285 Janus Multi-Sector Income Fund C000137962 Class N JMTNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000044285 Janus Multi-Sector Income Fund C000137958 Class A JMUAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000044285 Janus Multi-Sector Income Fund C000137959 Class C JMUCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000044285 Janus Multi-Sector Income Fund C000137960 Class D JMUDX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000044285 Janus Multi-Sector Income Fund C000137961 Class I JMUIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000044285 Janus Multi-Sector Income Fund C000137963 Class S JMUSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000044285 Janus Multi-Sector Income Fund C000137964 Class T JMUTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010476 Janus Overseas Fund C000028935 Class T JAOSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010476 Janus Overseas Fund C000077688 Class A JDIAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010476 Janus Overseas Fund C000114876 Class N JDINX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010476 Janus Overseas Fund C000077691 Class R JDIRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010476 Janus Overseas Fund C000077689 Class C JIGCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010476 Janus Overseas Fund C000077690 Class I JIGFX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010476 Janus Overseas Fund C000077692 Class S JIGRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010476 Janus Overseas Fund C000083522 Class D JNOSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035098 Janus Preservation Series - Global C000107980 Class C JGGCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035098 Janus Preservation Series - Global C000107981 Class D JGGDX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035098 Janus Preservation Series - Global C000107979 Class A JGSAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035098 Janus Preservation Series - Global C000107982 Class I JGSIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035098 Janus Preservation Series - Global C000107983 Class S JGSSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035098 Janus Preservation Series - Global C000107984 Class T JGSTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000031892 Janus Preservation Series - Growth C000099318 Class A JPGAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000031892 Janus Preservation Series - Growth C000099320 Class D JPGDX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000031892 Janus Preservation Series - Growth C000099321 Class I JPGIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000031892 Janus Preservation Series - Growth C000099323 Class T JPGTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000031892 Janus Preservation Series - Growth C000099319 Class C JPTCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000031892 Janus Preservation Series - Growth C000099322 Class S JPTSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000032050 Janus Real Return Fund C000099809 Class A JURAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000032050 Janus Real Return Fund C000099810 Class C JURCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000032050 Janus Real Return Fund C000099811 Class D JURDX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000032050 Janus Real Return Fund C000099812 Class I JURIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000032050 Janus Real Return Fund C000099813 Class S JURSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000032050 Janus Real Return Fund C000099814 Class T JURTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010470 Janus Research Fund C000028926 Class T JAMRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010470 Janus Research Fund C000083517 Class D JNRFX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010470 Janus Research Fund C000077669 Class A JRAAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010470 Janus Research Fund C000077670 Class C JRACX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010470 Janus Research Fund C000077671 Class I JRAIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010470 Janus Research Fund C000114872 Class N JRANX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010470 Janus Research Fund C000077672 Class S JRASX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010479 Janus Short-Term Bond Fund C000028938 Class T JASBX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010479 Janus Short-Term Bond Fund C000083525 Class D JNSTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010479 Janus Short-Term Bond Fund C000077701 Class A JSHAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010479 Janus Short-Term Bond Fund C000077702 Class C JSHCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010479 Janus Short-Term Bond Fund C000077703 Class I JSHIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010479 Janus Short-Term Bond Fund C000114878 Class N JSHNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010479 Janus Short-Term Bond Fund C000077704 Class S JSHSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010485 Janus Triton Fund C000083530 Class D JANIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010485 Janus Triton Fund C000028947 Class T JATTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010485 Janus Triton Fund C000077722 Class A JGMAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010485 Janus Triton Fund C000077723 Class C JGMCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010485 Janus Triton Fund C000077726 Class S JGMIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010485 Janus Triton Fund C000114880 Class N JGMNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010485 Janus Triton Fund C000077725 Class R JGMRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010485 Janus Triton Fund C000077724 Class I JSMGX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010487 Janus Twenty Fund C000028949 Class T JAVLX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010487 Janus Twenty Fund C000083532 Class D JNTFX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010488 Janus Venture Fund C000083533 Class D JANVX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010488 Janus Venture Fund C000028950 Class T JAVTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010488 Janus Venture Fund C000100475 Class A JVTAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010488 Janus Venture Fund C000100476 Class C JVTCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010488 Janus Venture Fund C000100477 Class I JVTIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010488 Janus Venture Fund C000114881 Class N JVTNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010488 Janus Venture Fund C000100478 Class S JVTSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010495 Perkins Global Value Fund C000028957 Class T JGVAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010495 Perkins Global Value Fund C000083539 Class D JNGOX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010495 Perkins Global Value Fund C000077756 Class A JPPAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010495 Perkins Global Value Fund C000077757 Class C JPPCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010495 Perkins Global Value Fund C000077758 Class I JPPIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010495 Perkins Global Value Fund C000114886 Class N JPPNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010495 Perkins Global Value Fund C000077759 Class S JPPSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000040232 Perkins International Value Fund C000125056 Class A JIFAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000040232 Perkins International Value Fund C000125057 Class C JIFCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000040232 Perkins International Value Fund C000125058 Class D JIFDX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000040232 Perkins International Value Fund C000125059 Class I JIFIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000040232 Perkins International Value Fund C000125060 Class N JIFNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000040232 Perkins International Value Fund C000125061 Class S JIFSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000040232 Perkins International Value Fund C000125062 Class T JIFTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025890 Perkins Large Cap Value Fund C000077602 Class A JAPAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025890 Perkins Large Cap Value Fund C000077603 Class C JAPCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025890 Perkins Large Cap Value Fund C000077604 Class I JAPIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025890 Perkins Large Cap Value Fund C000077605 Class S JAPSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025890 Perkins Large Cap Value Fund C000083541 Class D JNPLX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025890 Perkins Large Cap Value Fund C000114887 Class N JPLNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000025890 Perkins Large Cap Value Fund C000077606 Class T JPLTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010471 Perkins Mid Cap Value Fund C000077673 Class A JDPAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010471 Perkins Mid Cap Value Fund C000114873 Class N JDPNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010471 Perkins Mid Cap Value Fund C000077676 Class R JDPRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010471 Perkins Mid Cap Value Fund C000028928 Class T JMCVX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010471 Perkins Mid Cap Value Fund C000028927 Class L JMIVX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010471 Perkins Mid Cap Value Fund C000077675 Class I JMVAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010471 Perkins Mid Cap Value Fund C000077674 Class C JMVCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010471 Perkins Mid Cap Value Fund C000077677 Class S JMVIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010471 Perkins Mid Cap Value Fund C000083518 Class D JNMCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035097 Perkins Select Value Fund C000114893 Class N [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035097 Perkins Select Value Fund C000107975 Class D JSVDX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035097 Perkins Select Value Fund C000107977 Class S JSVSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035097 Perkins Select Value Fund C000107978 Class T JSVTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035097 Perkins Select Value Fund C000107973 Class A JVSAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035097 Perkins Select Value Fund C000107974 Class C JVSCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000035097 Perkins Select Value Fund C000107976 Class I JVSIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010480 Perkins Small Cap Value Fund C000077706 Class C JCSCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010480 Perkins Small Cap Value Fund C000077705 Class A JDSAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010480 Perkins Small Cap Value Fund C000114879 Class N JDSNX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010480 Perkins Small Cap Value Fund C000077708 Class R JDSRX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010480 Perkins Small Cap Value Fund C000077709 Class S JISCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010480 Perkins Small Cap Value Fund C000083526 Class D JNPSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010480 Perkins Small Cap Value Fund C000077707 Class I JSCOX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010480 Perkins Small Cap Value Fund C000028940 Class T JSCVX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000010480 Perkins Small Cap Value Fund C000028939 Class L JSIVX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000029570 Perkins Value Plus Income Fund C000114890 Class N [NULL] 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000029570 Perkins Value Plus Income Fund C000090764 Class A JPVAX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000029570 Perkins Value Plus Income Fund C000090765 Class C JPVCX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000029570 Perkins Value Plus Income Fund C000090766 Class D JPVDX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000029570 Perkins Value Plus Income Fund C000090767 Class I JPVIX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000029570 Perkins Value Plus Income Fund C000090768 Class S JPVSX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-01879 0000277751 JANUS INVESTMENT FUND 30 S000029570 Perkins Value Plus Income Fund C000090769 Class T JPVTX 151 DETROIT STREET DENVER 80206 CO [NULL] 811-04819 0000786418 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT C 32 S000005320 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT C C000033874 22-4025 [NULL] 9920 CORPORATE CAMPUS DR LOUISVILLE 40223 KY SUITE 1000 811-04819 0000786418 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT C 32 S000005320 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT C C000033875 32-4000 [NULL] 9920 CORPORATE CAMPUS DR LOUISVILLE 40223 KY SUITE 1000 811-08288 0000917573 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT E 32 S000005928 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT E C000033877 32-4002 [NULL] 9920 CORPORATE CAMPUS DRIVE LOUISVILLE 40223 KY SUITE 1000 811-08288 0000917573 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT E 32 S000005928 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT E C000033876 32-4003 [NULL] 9920 CORPORATE CAMPUS DRIVE LOUISVILLE 40223 KY SUITE 1000 811-08288 0000917573 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT E 32 S000005928 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT E C000016293 Achievement Contract No. 22-4047 [NULL] 9920 CORPORATE CAMPUS DRIVE LOUISVILLE 40223 KY SUITE 1000 811-08288 0000917573 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT E 32 S000005928 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT E C000032791 Educator Contract No. 22-4048 [NULL] 9920 CORPORATE CAMPUS DRIVE LOUISVILLE 40223 KY SUITE 1000 811-08483 0001049750 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT F 32 S000005241 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT F C000014266 Advantage Contract No. 22-4061 [NULL] 9920 CORPORATE CAMPUS DRIVE LOUISVILLE 40223 KY SUITE 1000 811-07501 0001005336 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G 32 S000005256 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G C000034754 JNL-2300-1 [NULL] 9920 CORPORATE CAMPUS DRIVE LOUISVILLE 40223 KY SUITE 1000 811-07501 0001005336 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G 32 S000005256 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G C000047103 JNL-2300-2 [NULL] 9920 CORPORATE CAMPUS DRIVE LOUISVILLE 40223 KY SUITE 1000 811-07501 0001005336 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G 32 S000005256 JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G C000014324 Monument Advisor Contract No. JNL-2300 [NULL] 9920 CORPORATE CAMPUS DRIVE LOUISVILLE 40223 KY SUITE 1000 811-22994 0001618629 Jefferson National Life of New York Annuity Account 1 32 S000047360 Jefferson National Life of New York Annuity Account 1 C000148690 Monument Advisor NY [NULL] 10350 ORMSBY PARK PLACE LOUISVILLE 40223 KY [NULL] 811-06653 0000887215 JENSEN PORTFOLIO INC 30 S000004905 The Jensen Portfolio doing business as Jensen Quality Growth Fund C000013260 I Shares JENIX 5300 MEADOWS ROAD LAKE OSWEGO 97035 OR SUITE 250 811-06653 0000887215 JENSEN PORTFOLIO INC 30 S000004905 The Jensen Portfolio doing business as Jensen Quality Growth Fund C000013261 R Shares JENRX 5300 MEADOWS ROAD LAKE OSWEGO 97035 OR SUITE 250 811-06653 0000887215 JENSEN PORTFOLIO INC 30 S000004905 The Jensen Portfolio doing business as Jensen Quality Growth Fund C000013259 J Shares JENSX 5300 MEADOWS ROAD LAKE OSWEGO 97035 OR SUITE 250 811-10041 0001121257 JNL INVESTORS SERIES TRUST 30 S000001684 JNL MONEY MARKET FUND C000004572 JNL MONEY MARKET FUND (I) [NULL] 1 CORPORATE WAY LANSING 48951 MI ATTN: LEGAL DEPARTMENT 811-10041 0001121257 JNL INVESTORS SERIES TRUST 30 S000041910 JNL/PPM America Low Duration Bond Fund C000130192 JNL/PPM America Low Duration Bond Fund (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI ATTN: LEGAL DEPARTMENT 811-10041 0001121257 JNL INVESTORS SERIES TRUST 30 S000024194 JNL/PPM America Total Return Fund C000071009 JNL/PPM America Total Return Fund (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI ATTN: LEGAL DEPARTMENT 811-08894 0000933691 JNL SERIES TRUST 30 S000025072 JNL ALT 65 FUND C000074575 JNL ALT 65 FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000014519 JNL DISCIPLINED GROWTH FUND C000039497 JNL DISCIPLINED GROWTH FUND [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000014517 JNL DISCIPLINED MODERATE FUND C000039495 JNL DISCIPLINED MODERATE FUND [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000014518 JNL DISCIPLINED MODERATE GROWTH FUND C000039496 JNL DISCIPLINED MODERATE GROWTH FUND [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000025069 JNL INSTITUTIONAL ALT 20 FUND C000074572 JNL INSTITUTIONAL ALT 20 FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000025070 JNL INSTITUTIONAL ALT 35 FUND C000074573 JNL INSTITUTIONAL ALT 35 FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000025071 JNL INSTITUTIONAL ALT 50 FUND C000074574 JNL INSTITUTIONAL ALT 50 FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000044435 JNL INVESTMENT COMMITTEE - STRATEGIC MODERATELY AGGRESSIVE FUND C000138278 JNL INVESTMENT COMMITTEE - STRATEGIC MODERATELY AGGRESSIVE FUND [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000048717 JNL Multi-Manager Alternative Fund C000153487 JNL Multi-Manager Alternative Fund (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000054971 JNL MULTI-MANAGER MID CAP FUND C000172890 JNL MULTI-MANAGER MID CAP FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001776 JNL Multi-Manager Small Cap Growth Fund C000004683 JNL Multi-Manager Small Cap Growth Fund (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001776 JNL Multi-Manager Small Cap Growth Fund C000067991 JNL Multi-Manager Small Cap Growth Fund (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001798 JNL MULTI-MANAGER SMALL CAP VALUE FUND C000004705 JNL MULTI-MANAGER SMALL CAP VALUE FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001798 JNL MULTI-MANAGER SMALL CAP VALUE FUND C000067994 JNL MULTI-MANAGER SMALL CAP VALUE FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000044434 JNL/AB DYNAMIC ASSET ALLOCATION FUND C000138276 JNL/AB DYNAMIC ASSET ALLOCATION FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000036378 JNL/AMERICAN FUNDS BALANCED ALLOCATION FUND C000111243 JNL/AMERICAN FUNDS BALANCED ALLOCATION FUND [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000028038 JNL/AMERICAN FUNDS BLUE CHIP INCOME AND GROWTH FUND C000085345 JNL/AMERICAN FUNDS BLUE CHIP INCOME AND GROWTH FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000028038 JNL/AMERICAN FUNDS BLUE CHIP INCOME AND GROWTH FUND C000085346 JNL/AMERICAN FUNDS BLUE CHIP INCOME AND GROWTH FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000028039 JNL/AMERICAN FUNDS GLOBAL BOND FUND C000085347 JNL/AMERICAN FUNDS GLOBAL BOND FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000028039 JNL/AMERICAN FUNDS GLOBAL BOND FUND C000085348 JNL/AMERICAN FUNDS GLOBAL BOND FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000028040 JNL/AMERICAN FUNDS GLOBAL SMALL CAPITALIZATION FUND C000085349 JNL/AMERICAN FUNDS GLOBAL SMALL CAPITALIZATION FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000028040 JNL/AMERICAN FUNDS GLOBAL SMALL CAPITALIZATION FUND C000085350 JNL/AMERICAN FUNDS GLOBAL SMALL CAPITALIZATION FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000036379 JNL/AMERICAN FUNDS GROWTH ALLOCATION FUND C000111244 JNL/AMERICAN FUNDS GROWTH ALLOCATION FUND [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000028041 JNL/AMERICAN FUNDS GROWTH-INCOME FUND C000085351 JNL/AMERICAN FUNDS GROWTH-INCOME FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000028041 JNL/AMERICAN FUNDS GROWTH-INCOME FUND C000085352 JNL/AMERICAN FUNDS GROWTH-INCOME FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000028042 JNL/AMERICAN FUNDS INTERNATIONAL FUND C000085354 JNL/AMERICAN FUNDS INTERNATIONAL FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000028042 JNL/AMERICAN FUNDS INTERNATIONAL FUND C000085353 JNL/AMERICAN FUNDS INTERNATIONAL FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000028043 JNL/AMERICAN FUNDS NEW WORLD FUND C000085355 JNL/AMERICAN FUNDS NEW WORLD FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000028043 JNL/AMERICAN FUNDS NEW WORLD FUND C000085356 JNL/AMERICAN FUNDS NEW WORLD FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000033504 JNL/AQR MANAGED FUTURES STRATEGY FUND C000102951 JNL/AQR MANAGED FUTURES STRATEGY FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000033504 JNL/AQR MANAGED FUTURES STRATEGY FUND C000102952 JNL/AQR MANAGED FUTURES STRATEGY FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000029611 JNL/BLACKROCK GLOBAL ALLOCATION FUND C000090917 JNL/BLACKROCK GLOBAL ALLOCATION FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000029611 JNL/BLACKROCK GLOBAL ALLOCATION FUND C000090918 JNL/BLACKROCK GLOBAL ALLOCATION FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001746 JNL/BLACKROCK LARGE CAP SELECT GROWTH FUND C000004653 JNL/BLACKROCK LARGE CAP SELECT GROWTH FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001746 JNL/BLACKROCK LARGE CAP SELECT GROWTH FUND C000067984 JNL/BLACKROCK LARGE CAP SELECT GROWTH FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000014502 JNL/BLACKROCK NATURAL RESOURCES FUND C000039480 JNL/BLACKROCK NATURAL RESOURCES FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000014502 JNL/BLACKROCK NATURAL RESOURCES FUND C000067999 JNL/BLACKROCK NATURAL RESOURCES FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000046368 JNL/Boston Partners Global Long Short Equity Fund C000144891 JNL/Boston Partners Global Long Short Equity Fund (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000034689 JNL/BROOKFIELD GLOBAL INFRASTRUCTURE AND MLP FUND C000106863 JNL/BROOKFIELD GLOBAL INFRASTRUCTURE AND MLP FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000034689 JNL/BROOKFIELD GLOBAL INFRASTRUCTURE AND MLP FUND C000106864 JNL/BROOKFIELD GLOBAL INFRASTRUCTURE AND MLP FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001787 JNL/CAPITAL GUARDIAN GLOBAL BALANCED FUND C000004694 JNL/CAPITAL GUARDIAN GLOBAL BALANCED FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001787 JNL/CAPITAL GUARDIAN GLOBAL BALANCED FUND C000067992 JNL/CAPITAL GUARDIAN GLOBAL BALANCED FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001745 JNL/CAPITAL GUARDIAN GLOBAL DIVERSIFIED RESEARCH FUND C000004652 JNL/CAPITAL GUARDIAN GLOBAL DIVERSIFIED RESEARCH FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001745 JNL/CAPITAL GUARDIAN GLOBAL DIVERSIFIED RESEARCH FUND C000067983 JNL/CAPITAL GUARDIAN GLOBAL DIVERSIFIED RESEARCH FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001724 JNL/CAUSEWAY INTERNATIONAL VALUE SELECT FUND C000004631 JNL/CAUSEWAY INTERNATIONAL VALUE SELECT FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001724 JNL/CAUSEWAY INTERNATIONAL VALUE SELECT FUND C000067965 JNL/CAUSEWAY INTERNATIONAL VALUE SELECT FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000052994 JNL/CRESCENT HIGH INCOME FUND C000166581 JNL/CRESCENT HIGH INCOME FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001765 JNL/DFA U.S. CORE EQUITY FUND C000004672 JNL/DFA U.S. CORE EQUITY FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001765 JNL/DFA U.S. CORE EQUITY FUND C000067990 JNL/DFA U.S. CORE EQUITY FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000052995 JNL/DOUBLELINE EMERGING MARKETS FIXED INCOME FUND C000166582 JNL/DOUBLELINE EMERGING MARKETS FIXED INCOME FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000050455 JNL/DoubleLine Shiller Enhanced CAPE Fund C000159263 JNL/DoubleLine Shiller Enhanced CAPE Fund (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000019489 JNL/EASTSPRING INVESTMENTS ASIA EX-JAPAN FUND C000054132 JNL/EASTSPRING INVESTMENTS ASIA EX-JAPAN FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000019489 JNL/EASTSPRING INVESTMENTS ASIA EX-JAPAN FUND C000068012 JNL/EASTSPRING INVESTMENTS ASIA EX-JAPAN FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000026435 JNL/FPA + DOUBLELINE FLEXIBLE ALLOCATION FUND C000079326 JNL/FPA + DOUBLELINE FLEXIBLE ALLOCATION FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000026435 JNL/FPA + DOUBLELINE FLEXIBLE ALLOCATION FUND C000079327 JNL/FPA + DOUBLELINE FLEXIBLE ALLOCATION FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000014513 JNL/FRANKLIN TEMPLETON FOUNDING STRATEGY FUND C000039491 JNL/FRANKLIN TEMPLETON FOUNDING STRATEGY FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000014514 JNL/FRANKLIN TEMPLETON GLOBAL GROWTH FUND C000039492 JNL/FRANKLIN TEMPLETON GLOBAL GROWTH FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000014514 JNL/FRANKLIN TEMPLETON GLOBAL GROWTH FUND C000068002 JNL/FRANKLIN TEMPLETON GLOBAL GROWTH FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000034688 JNL/FRANKLIN TEMPLETON GLOBAL MULTISECTOR BOND FUND C000106861 JNL/FRANKLIN TEMPLETON GLOBAL MULTISECTOR BOND FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000034688 JNL/FRANKLIN TEMPLETON GLOBAL MULTISECTOR BOND FUND C000106862 JNL/FRANKLIN TEMPLETON GLOBAL MULTISECTOR BOND FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000010705 JNL/FRANKLIN TEMPLETON INCOME FUND C000029596 JNL/FRANKLIN TEMPLETON INCOME FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000010705 JNL/FRANKLIN TEMPLETON INCOME FUND C000067995 JNL/FRANKLIN TEMPLETON INCOME FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000019479 JNL/FRANKLIN TEMPLETON INTERNATIONAL SMALL CAP GROWTH FUND C000054122 JNL/FRANKLIN TEMPLETON INTERNATIONAL SMALL CAP GROWTH FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000019479 JNL/FRANKLIN TEMPLETON INTERNATIONAL SMALL CAP GROWTH FUND C000068007 JNL/FRANKLIN TEMPLETON INTERNATIONAL SMALL CAP GROWTH FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000014515 JNL/FRANKLIN TEMPLETON MUTUAL SHARES FUND C000039493 JNL/FRANKLIN TEMPLETON MUTUAL SHARES FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000014515 JNL/FRANKLIN TEMPLETON MUTUAL SHARES FUND C000068003 JNL/FRANKLIN TEMPLETON MUTUAL SHARES FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001741 JNL/GOLDMAN SACHS CORE PLUS BOND FUND C000004648 JNL/GOLDMAN SACHS CORE PLUS BOND FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001741 JNL/GOLDMAN SACHS CORE PLUS BOND FUND C000067979 JNL/GOLDMAN SACHS CORE PLUS BOND FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000023246 JNL/GOLDMAN SACHS EMERGING MARKETS DEBT FUND C000067950 JNL/GOLDMAN SACHS EMERGING MARKETS DEBT FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000023246 JNL/GOLDMAN SACHS EMERGING MARKETS DEBT FUND C000067951 JNL/GOLDMAN SACHS EMERGING MARKETS DEBT FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001722 JNL/GOLDMAN SACHS MID CAP VALUE FUND C000004629 JNL/GOLDMAN SACHS MID CAP VALUE FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001722 JNL/GOLDMAN SACHS MID CAP VALUE FUND C000067963 JNL/GOLDMAN SACHS MID CAP VALUE FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000014512 JNL/GOLDMAN SACHS U.S. EQUITY FLEX FUND C000039490 JNL/GOLDMAN SACHS U.S. EQUITY FLEX FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000014512 JNL/GOLDMAN SACHS U.S. EQUITY FLEX FUND C000068000 JNL/GOLDMAN SACHS U.S. EQUITY FLEX FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000048718 JNL/Harris Oakmark Global Equity Fund C000153488 JNL/Harris Oakmark Global Equity Fund (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000019487 JNL/INVESCO CHINA-INDIA FUND C000054130 JNL/INVESCO CHINA-INDIA FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000019487 JNL/INVESCO CHINA-INDIA FUND C000068011 JNL/INVESCO CHINA-INDIA FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001732 JNL/INVESCO GLOBAL REAL ESTATE FUND C000004639 JNL/INVESCO GLOBAL REAL ESTATE FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001732 JNL/INVESCO GLOBAL REAL ESTATE FUND C000067973 JNL/INVESCO GLOBAL REAL ESTATE FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001723 JNL/INVESCO INTERNATIONAL GROWTH FUND C000004630 JNL/INVESCO INTERNATIONAL GROWTH FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001723 JNL/INVESCO INTERNATIONAL GROWTH FUND C000067964 JNL/INVESCO INTERNATIONAL GROWTH FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001721 JNL/INVESCO LARGE CAP GROWTH FUND C000004628 JNL/INVESCO LARGE CAP GROWTH FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001721 JNL/INVESCO LARGE CAP GROWTH FUND C000067962 JNL/INVESCO LARGE CAP GROWTH FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001725 JNL/INVESCO MID CAP VALUE FUND C000004632 JNL/INVESCO MID CAP VALUE FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001725 JNL/INVESCO MID CAP VALUE FUND C000067966 JNL/INVESCO MID CAP VALUE FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001743 JNL/INVESCO SMALL CAP GROWTH FUND C000004650 JNL/INVESCO SMALL CAP GROWTH FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001743 JNL/INVESCO SMALL CAP GROWTH FUND C000067981 JNL/INVESCO SMALL CAP GROWTH FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001797 JNL/JPMORGAN MIDCAP GROWTH FUND C000004704 JNL/JPMORGAN MIDCAP GROWTH FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001797 JNL/JPMORGAN MIDCAP GROWTH FUND C000067993 JNL/JPMORGAN MIDCAP GROWTH FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001742 JNL/JPMORGAN US GOVT & QUALITY BOND FUND C000067980 JNL/JPMORGAN U.S. GOVERNMENT & QUALITY BOND FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001742 JNL/JPMORGAN US GOVT & QUALITY BOND FUND C000004649 JNL/JPMORGAN US GOVT & QUALITY BOND FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000010709 JNL/LAZARD EMERGING MARKETS FUND C000029600 JNL/LAZARD EMERGING MARKETS FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000010709 JNL/LAZARD EMERGING MARKETS FUND C000067997 JNL/LAZARD EMERGING MARKETS FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000017157 JNL/MELLON CAPITAL 10 x 10 FUND C000047544 JNL/MELLON CAPITAL 10 x 10 FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001731 JNL/MELLON CAPITAL BOND INDEX FUND C000004638 JNL/MELLON CAPITAL BOND INDEX FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001731 JNL/MELLON CAPITAL BOND INDEX FUND C000067972 JNL/MELLON CAPITAL BOND INDEX FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000033505 JNL/MELLON CAPITAL EMERGING MARKETS INDEX FUND C000102953 JNL/MELLON CAPITAL EMERGING MARKETS INDEX FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000033505 JNL/MELLON CAPITAL EMERGING MARKETS INDEX FUND C000102954 JNL/MELLON CAPITAL EMERGING MARKETS INDEX FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000023250 JNL/MELLON CAPITAL EUROPEAN 30 FUND C000067958 JNL/MELLON CAPITAL EUROPEAN 30 FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000023250 JNL/MELLON CAPITAL EUROPEAN 30 FUND C000067959 JNL/MELLON CAPITAL EUROPEAN 30 FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000017156 JNL/MELLON CAPITAL INDEX 5 FUND C000047543 JNL/MELLON CAPITAL INDEX 5 FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001730 JNL/MELLON CAPITAL INTERNATIONAL INDEX FUND C000004637 JNL/MELLON CAPITAL INTERNATIONAL INDEX FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001730 JNL/MELLON CAPITAL INTERNATIONAL INDEX FUND C000067971 JNL/MELLON CAPITAL INTERNATIONAL INDEX FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000023249 JNL/MELLON CAPITAL PACIFIC RIM 30 FUND C000067956 JNL/MELLON CAPITAL PACIFIC RIM 30 FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000023249 JNL/MELLON CAPITAL PACIFIC RIM 30 FUND C000067957 JNL/MELLON CAPITAL PACIFIC RIM 30 FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001728 JNL/MELLON CAPITAL S&P 400 MIDCAP INDEX FUND C000004635 JNL/MELLON CAPITAL S&P 400 MIDCAP INDEX FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001728 JNL/MELLON CAPITAL S&P 400 MIDCAP INDEX FUND C000067969 JNL/MELLON CAPITAL S&P 400 MIDCAP INDEX FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001727 JNL/MELLON CAPITAL S&P 500 INDEX FUND C000004634 JNL/MELLON CAPITAL S&P 500 INDEX FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001727 JNL/MELLON CAPITAL S&P 500 INDEX FUND C000067968 JNL/MELLON CAPITAL S&P 500 INDEX FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001729 JNL/MELLON CAPITAL SMALL CAP INDEX FUND C000004636 JNL/MELLON CAPITAL SMALL CAP INDEX FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001729 JNL/MELLON CAPITAL SMALL CAP INDEX FUND C000067970 JNL/MELLON CAPITAL SMALL CAP INDEX FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000040007 JNL/MELLON CAPITAL UTILITIES SECTOR FUND C000124095 JNL/MELLON CAPITAL UTILITIES SECTOR FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000044438 JNL/MMRS CONSERVATIVE FUND C000138281 JNL/MMRS CONSERVATIVE FUND [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000044436 JNL/MMRS GROWTH FUND C000138279 JNL/MMRS GROWTH FUND [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000044437 JNL/MMRS MODERATE FUND C000138280 JNL/MMRS MODERATE FUND [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000036381 JNL/MORGAN STANLEY MID CAP GROWTH FUND C000111247 JNL/MORGAN STANLEY MID CAP GROWTH FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000036381 JNL/MORGAN STANLEY MID CAP GROWTH FUND C000111248 JNL/MORGAN STANLEY MID CAP GROWTH FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000036382 JNL/NEUBERGER BERMAN STRATEGIC INCOME FUND C000111249 JNL/NEUBERGER BERMAN STRATEGIC INCOME FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000036382 JNL/NEUBERGER BERMAN STRATEGIC INCOME FUND C000111250 JNL/NEUBERGER BERMAN STRATEGIC INCOME FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000048719 JNL/Oppenheimer Emerging Markets Innovator Fund C000153490 JNL/Oppenheimer Emerging Markets Innovator Fund (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001734 JNL/OPPENHEIMER GLOBAL GROWTH FUND C000004641 JNL/OPPENHEIMER GLOBAL GROWTH FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001734 JNL/OPPENHEIMER GLOBAL GROWTH FUND C000067975 JNL/OPPENHEIMER GLOBAL GROWTH FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000010711 JNL/PIMCO REAL RETURN FUND C000029602 JNL/PIMCO REAL RETURN FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000010711 JNL/PIMCO REAL RETURN FUND C000067998 JNL/PIMCO REAL RETURN FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001736 JNL/PIMCO TOTAL RETURN BOND FUND C000004643 JNL/PIMCO TOTAL RETURN BOND FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001736 JNL/PIMCO TOTAL RETURN BOND FUND C000067976 JNL/PIMCO TOTAL RETURN BOND FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000030878 JNL/PPM AMERICA FLOATING RATE INCOME FUND C000095821 JNL/PPM AMERICA FLOATING RATE INCOME FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001740 JNL/PPM AMERICA HIGH YIELD BOND FUND C000004647 JNL/PPM AMERICA HIGH YIELD BOND FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001740 JNL/PPM AMERICA HIGH YIELD BOND FUND C000067978 JNL/PPM AMERICA HIGH YIELD BOND FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000020933 JNL/PPM AMERICA MID CAP VALUE FUND C000059129 JNL/PPM AMERICA MID CAP VALUE FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000020933 JNL/PPM AMERICA MID CAP VALUE FUND C000068016 JNL/PPM AMERICA MID CAP VALUE FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000020931 JNL/PPM AMERICA SMALL CAP VALUE FUND C000059127 JNL/PPM AMERICA SMALL CAP VALUE FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000020931 JNL/PPM AMERICA SMALL CAP VALUE FUND C000068015 JNL/PPM AMERICA SMALL CAP VALUE FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000052996 JNL/PPM AMERICA TOTAL RETURN FUND C000166583 JNL/PPM AMERICA TOTAL RETURN FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000014516 JNL/PPM AMERICA VALUE EQUITY FUND C000039494 JNL/PPM AMERICA VALUE EQUITY FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000014516 JNL/PPM AMERICA VALUE EQUITY FUND C000068004 JNL/PPM AMERICA VALUE EQUITY FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000023251 JNL/RED ROCKS LISTED PRIVATE EQUITY FUND C000067960 JNL/RED ROCKS LISTED PRIVATE EQUITY FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000023251 JNL/RED ROCKS LISTED PRIVATE EQUITY FUND C000067961 JNL/RED ROCKS LISTED PRIVATE EQUITY FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000019485 JNL/S&P 4 FUND C000054128 JNL/S&P 4 FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000019493 JNL/S&P COMPETITIVE ADVANTAGE FUND C000054136 JNL/S&P COMPETITIVE ADVANTAGE FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000019493 JNL/S&P COMPETITIVE ADVANTAGE FUND C000068014 JNL/S&P COMPETITIVE ADVANTAGE FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000019483 JNL/S&P DIVIDEND INCOME & GROWTH FUND C000054126 JNL/S&P DIVIDEND INCOME & GROWTH FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000019483 JNL/S&P DIVIDEND INCOME & GROWTH FUND C000068009 JNL/S&P DIVIDEND INCOME & GROWTH FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000046369 JNL/S&P International 5 Fund C000144893 JNL/S&P International 5 Fund (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000019481 JNL/S&P INTRINSIC VALUE FUND C000054124 JNL/S&P INTRINSIC VALUE FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000019481 JNL/S&P INTRINSIC VALUE FUND C000068008 JNL/S&P INTRINSIC VALUE FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001757 JNL/S&P MANAGED AGGRESSIVE GROWTH FUND C000004664 JNL/S&P MANAGED AGGRESSIVE GROWTH FUND [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001752 JNL/S&P MANAGED CONSERVATIVE FUND C000004659 JNL/S&P MANAGED CONSERVATIVE FUND [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001756 JNL/S&P MANAGED GROWTH FUND C000004663 JNL/S&P MANAGED GROWTH FUND [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001753 JNL/S&P MANAGED MODERATE FUND C000004660 JNL/S&P MANAGED MODERATE FUND [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001755 JNL/S&P MANAGED MODERATE GROWTH FUND C000004662 JNL/S&P MANAGED MODERATE GROWTH FUND [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000044439 JNL/S&P MID 3 FUND C000138282 JNL/S&P MID 3 FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000044439 JNL/S&P MID 3 FUND C000138283 JNL/S&P MID 3 FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000019491 JNL/S&P TOTAL YIELD FUND C000054134 JNL/S&P TOTAL YIELD FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000019491 JNL/S&P TOTAL YIELD FUND C000068013 JNL/S&P TOTAL YIELD FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000044440 JNL/SCOUT UNCONSTRAINED BOND FUND C000138284 JNL/SCOUT UNCONSTRAINED BOND FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001749 JNL/T. ROWE PRICE ESTABLISHED GROWTH FUND C000004656 JNL/T. ROWE PRICE ESTABLISHED GROWTH FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001749 JNL/T. ROWE PRICE ESTABLISHED GROWTH FUND C000067987 JNL/T. ROWE PRICE ESTABLISHED GROWTH FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001750 JNL/T. ROWE PRICE MID-CAP GROWTH FUND C000004657 JNL/T. ROWE PRICE MID-CAP GROWTH FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001750 JNL/T. ROWE PRICE MID-CAP GROWTH FUND C000067988 JNL/T. ROWE PRICE MID-CAP GROWTH FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000010707 JNL/T. ROWE PRICE SHORT-TERM BOND FUND C000029598 JNL/T. ROWE PRICE SHORT-TERM BOND FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000010707 JNL/T. ROWE PRICE SHORT-TERM BOND FUND C000067996 JNL/T. ROWE PRICE SHORT-TERM BOND FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001751 JNL/T. ROWE PRICE VALUE FUND C000004658 JNL/T. ROWE PRICE VALUE FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001751 JNL/T. ROWE PRICE VALUE FUND C000067989 JNL/T. ROWE PRICE VALUE FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000048720 JNL/Westchester Capital Event Driven Fund C000153492 JNL/Westchester Capital Event Driven Fund (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001744 JNL/WMC BALANCED FUND C000004651 JNL/WMC BALANCED FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001744 JNL/WMC BALANCED FUND C000067982 JNL/WMC BALANCED FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001747 JNL/WMC MONEY MARKET FUND C000004654 JNL/WMC MONEY MARKET FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001747 JNL/WMC MONEY MARKET FUND C000067985 JNL/WMC MONEY MARKET FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001748 JNL/WMC VALUE FUND C000004655 JNL/WMC VALUE FUND (A) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-08894 0000933691 JNL SERIES TRUST 30 S000001748 JNL/WMC VALUE FUND C000067986 JNL/WMC VALUE FUND (B) [NULL] 1 CORPORATE WAY LANSING 48951 MI [NULL] 811-22730 0001555553 JNL Strategic Income Fund LLC 30 S000038643 JNL/PPM America Strategic Income Fund C000119152 JNL/PPM America Strategic Income Fund [NULL] 225 W. 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Discretionary ETF JHMC 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-22733 0001478482 John Hancock Exchange-Traded Fund Trust 30 S000052474 John Hancock Multifactor Consumer Staples ETF C000164921 John Hancock Multifactor Consumer Staples ETF JHMS 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-22733 0001478482 John Hancock Exchange-Traded Fund Trust 30 S000052475 John Hancock Multifactor Energy ETF C000164922 John Hancock Multifactor Energy ETF JHME 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-22733 0001478482 John Hancock Exchange-Traded Fund Trust 30 S000050956 John Hancock Multifactor Financials ETF C000160566 John Hancock Multifactor Financials ETF JHMF 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-22733 0001478482 John Hancock Exchange-Traded Fund Trust 30 S000050957 John Hancock Multifactor Healthcare ETF C000160567 John Hancock Multifactor Healthcare ETF JHMH 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-22733 0001478482 John Hancock Exchange-Traded Fund Trust 30 S000052476 John Hancock Multifactor Industrials ETF C000164923 John Hancock Multifactor Industrials ETF JHMI 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-22733 0001478482 John Hancock Exchange-Traded Fund Trust 30 S000050077 John Hancock Multifactor Large Cap ETF C000158043 John Hancock Multifactor Large Cap ETF JHML 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-22733 0001478482 John Hancock Exchange-Traded Fund Trust 30 S000052477 John Hancock Multifactor Materials ETF C000164924 John Hancock Multifactor Materials ETF JHMA 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-22733 0001478482 John Hancock Exchange-Traded Fund Trust 30 S000050079 John Hancock Multifactor Mid Cap ETF C000158045 John Hancock Multifactor Mid Cap ETF JHMM 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-22733 0001478482 John Hancock Exchange-Traded Fund Trust 30 S000050958 John Hancock Multifactor Technology ETF C000160568 John Hancock Multifactor Technology ETF JHMT 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-22733 0001478482 John Hancock Exchange-Traded Fund Trust 30 S000052478 John Hancock Multifactor Utilities ETF C000164925 John Hancock Multifactor Utilities ETF JHMU 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000029556 Absolute Return Currency Fund C000090703 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000029556 Absolute Return Currency Fund C000153969 Class R4 JARRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000029556 Absolute Return Currency Fund C000090701 Class A JCUAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000029556 Absolute Return Currency Fund C000145674 Class C JCUCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000029556 Absolute Return Currency Fund C000090702 Class I JCUIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000029556 Absolute Return Currency Fund C000106481 Class R6 JCURX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000029556 Absolute Return Currency Fund C000153968 Class R2 JHCCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003305 Active Bond Fund C000008825 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003305 Active Bond Fund C000008826 Class 1 JIADX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009795 All Cap Core Fund C000027014 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000023553 Alpha Opportunities Fund C000069306 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000023552 Alternative Asset Allocation Fund C000069283 Class A JAAAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000023552 Alternative Asset Allocation Fund C000102118 Class C JAACX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000023552 Alternative Asset Allocation Fund C000098166 Class I JAAIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000023552 Alternative Asset Allocation Fund C000113512 Class R2 JAAPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000023552 Alternative Asset Allocation Fund C000106470 Class R6 JAARX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000023552 Alternative Asset Allocation Fund C000128529 Class R4 JAASX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000039618 Asia Pacific Total Return Bond Fund C000122206 Class A [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000039618 Asia Pacific Total Return Bond Fund C000122207 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000039618 Asia Pacific Total Return Bond Fund C000122208 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003311 Blue Chip Growth Fund C000153949 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003311 Blue Chip Growth Fund C000008867 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003311 Blue Chip Growth Fund C000153947 Class A JBGAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003311 Blue Chip Growth Fund C000153948 Class C JBGCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003311 Blue Chip Growth Fund C000008868 Class 1 JIBCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003312 Capital Appreciation Fund C000008876 Class NAV JHCPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003312 Capital Appreciation Fund C000008877 Class 1 JICPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000030799 Capital Appreciation Value Fund C000095456 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003313 Core Bond Fund C000008885 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003313 Core Bond Fund C000008886 Class 1 JICDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000034045 Diversified Strategies Fund C000104935 Class I JDSIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000034045 Diversified Strategies Fund C000104934 Class A JDSTX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000027304 Emerging Markets Debt Fund C000082348 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000027304 Emerging Markets Debt Fund C000153967 Class R6 JEMIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000027304 Emerging Markets Debt Fund C000153965 Class R2 JHEMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000027304 Emerging Markets Debt Fund C000153966 Class R4 JHMDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000027304 Emerging Markets Debt Fund C000082346 Class A JMKAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000027304 Emerging Markets Debt Fund C000145673 Class C JMKCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000027304 Emerging Markets Debt Fund C000082347 Class I JMKIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000017260 Emerging Markets Fund C000047777 Class 1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000017260 Emerging Markets Fund C000099352 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000017260 Emerging Markets Fund C000099353 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000017260 Emerging Markets Fund C000099354 Class R4 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000017260 Emerging Markets Fund C000099355 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000017260 Emerging Markets Fund C000099349 Class A JEVAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000017260 Emerging Markets Fund C000099350 Class C JEVCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000017260 Emerging Markets Fund C000099351 Class I JEVIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000017260 Emerging Markets Fund C000047776 Class NAV JEVNX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000017260 Emerging Markets Fund C000106468 Class R6 JEVRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003317 Equity Income Fund C000153952 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003317 Equity Income Fund C000008921 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003317 Equity Income Fund C000153950 Class A JHEIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003317 Equity Income Fund C000153951 Class C JHERX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003317 Equity Income Fund C000008922 Class 1 JIEMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000020234 Floating Rate Income Fund C000056652 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000020234 Floating Rate Income Fund C000056647 Class A JFIAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000020234 Floating Rate Income Fund C000056648 Class B JFIBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000020234 Floating Rate Income Fund C000056649 Class C JFIGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000020234 Floating Rate Income Fund C000056650 Class 1 JFIHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000020234 Floating Rate Income Fund C000056651 Class I JFIIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000020234 Floating Rate Income Fund C000106469 Class R6 JFIRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032685 Fundamental All Cap Core Fund C000100849 Class 1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032685 Fundamental All Cap Core Fund C000100848 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032685 Fundamental All Cap Core Fund C000100844 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032685 Fundamental All Cap Core Fund C000100845 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032685 Fundamental All Cap Core Fund C000100847 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032685 Fundamental All Cap Core Fund C000153970 Class R2 JFACX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032685 Fundamental All Cap Core Fund C000153971 Class R6 JFAIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032685 Fundamental All Cap Core Fund C000100846 Class R4 JFARX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032685 Fundamental All Cap Core Fund C000100841 Class A JFCAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032685 Fundamental All Cap Core Fund C000100842 Class C JFCCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032685 Fundamental All Cap Core Fund C000100843 Class I JFCIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000037602 Fundamental Global Franchise Fund C000116036 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000037602 Fundamental Global Franchise Fund C000116034 Class A JFGAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000037602 Fundamental Global Franchise Fund C000116035 Class I JFGIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032686 Fundamental Large Cap Core Fund C000100858 Class 1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032686 Fundamental Large Cap Core Fund C000100851 Class C [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032686 Fundamental Large Cap Core Fund C000100857 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032686 Fundamental Large Cap Core Fund C000100853 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032686 Fundamental Large Cap Core Fund C000100854 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032686 Fundamental Large Cap Core Fund C000100855 Class R4 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032686 Fundamental Large Cap Core Fund C000100856 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032686 Fundamental Large Cap Core Fund C000100850 Class A JFLAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032686 Fundamental Large Cap Core Fund C000100852 Class I JFLIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000100867 Class 1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000100866 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000100862 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000100863 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000100865 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000153972 Class R2 JFLCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000100864 Class R4 JFLRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000153973 Class R6 JFLVX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000100859 Class A JFVAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000100860 Class C JFVCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000032687 Fundamental Large Cap Value Fund C000100861 Class I JFVIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000035066 Global Absolute Return Strategies Fund C000107912 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000035066 Global Absolute Return Strategies Fund C000128544 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000035066 Global Absolute Return Strategies Fund C000128545 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000035066 Global Absolute Return Strategies Fund C000128546 Class R4 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000035066 Global Absolute Return Strategies Fund C000128547 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000035066 Global Absolute Return Strategies Fund C000107909 Class A JHAAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000035066 Global Absolute Return Strategies Fund C000107910 Class C JHACX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000035066 Global Absolute Return Strategies Fund C000107911 Class I JHAIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000035066 Global Absolute Return Strategies Fund C000113522 Class R2 JHARX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000035066 Global Absolute Return Strategies Fund C000107913 Class R6 JHASX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003319 Global Bond Fund C000008939 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003319 Global Bond Fund C000008940 Class 1 JIGDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000040959 Global Equity Fund C000127065 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000040959 Global Equity Fund C000152689 Class C JGECX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000040959 Global Equity Fund C000127064 Class I JGEFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000040959 Global Equity Fund C000152692 Class R6 JGEMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000040959 Global Equity Fund C000152690 Class R2 JGERX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000040959 Global Equity Fund C000152691 Class R4 JGETX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000040959 Global Equity Fund C000127063 Class A JHGEX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026717 Global Income Fund C000080188 Class 1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026717 Global Income Fund C000128530 Class C [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026717 Global Income Fund C000080189 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026717 Global Income Fund C000128531 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026717 Global Income Fund C000128532 Class R2 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026717 Global Income Fund C000128533 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026717 Global Income Fund C000128534 Class R4 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026717 Global Income Fund C000128535 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026717 Global Income Fund C000128536 Class R6 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026717 Global Income Fund C000080186 Class A JYGAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026717 Global Income Fund C000080187 Class I JYGIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009780 Global Real Estate Fund C000026887 Class 1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009780 Global Real Estate Fund C000026885 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000034046 Health Sciences Fund C000104936 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003320 High Yield Fund C000008948 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003320 High Yield Fund C000008949 Class 1 JIHDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000045160 Income Allocation Fund C000140586 Class A JIAFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000045160 Income Allocation Fund C000140587 Class C JIAGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000045160 Income Allocation Fund C000140588 Class I JIAIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000045160 Income Allocation Fund C000140589 Class R6 JIASX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000017261 Income Fund C000047779 Class 1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000017261 Income Fund C000047778 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000037601 International Growth Opportunities Fund C000116031 Class A [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000037601 International Growth Opportunities Fund C000128548 Class C [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000037601 International Growth Opportunities Fund C000116032 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000037601 International Growth Opportunities Fund C000116033 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000037601 International Growth Opportunities Fund C000128549 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000037601 International Growth Opportunities Fund C000128550 Class R2 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000037601 International Growth Opportunities Fund C000128551 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000037601 International Growth Opportunities Fund C000128552 Class R4 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000037601 International Growth Opportunities Fund C000128553 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000037601 International Growth Opportunities Fund C000128554 Class R6 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000029558 International Growth Stock Fund C000090706 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003322 International Small Cap Fund C000008966 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003322 International Small Cap Fund C000008967 Class 1 JIIMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009779 International Small Company Fund C000026878 Class 1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009779 International Small Company Fund C000026876 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009779 International Small Company Fund C000128523 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009779 International Small Company Fund C000128524 Class R2 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009779 International Small Company Fund C000128525 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009779 International Small Company Fund C000128526 Class R4 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009779 International Small Company Fund C000128527 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009779 International Small Company Fund C000128528 Class R6 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009779 International Small Company Fund C000128520 Class A JISAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009779 International Small Company Fund C000128521 Class C JISDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009779 International Small Company Fund C000128522 Class I JSCIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000055170 International Strategic Equity Allocation Fund C000173477 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003324 International Value Fund C000008984 Class NAV JHVIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003324 International Value Fund C000008985 Class 1 JIVIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003325 Investment Quality Bond Fund C000008993 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003325 Investment Quality Bond Fund C000008994 Class 1 JIQBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Portfolio C000009050 Class A JALAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Portfolio C000009051 Class B JBLAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Portfolio C000009052 Class C JCLAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Portfolio C000009056 Class 1 JILAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Portfolio C000036288 Class R1 JPLAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Portfolio C000113497 Class R2 JQLAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Portfolio C000009053 Class R3 JRLAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Portfolio C000009054 Class R4 JSLAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Portfolio C000155628 Class I JTAIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Portfolio C000009055 Class R5 JTLAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003335 Lifestyle Aggressive Portfolio C000106452 Class R6 JULAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Portfolio C000009062 Class A JALBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Portfolio C000009063 Class B JBLBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Portfolio C000009064 Class C JCLBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Portfolio C000034075 Class 5 JHLAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Portfolio C000009068 Class 1 JILBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Portfolio C000036291 Class R1 JPLBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Portfolio C000113498 Class R2 JQLBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Portfolio C000009065 Class R3 JRLBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Portfolio C000009066 Class R4 JSLBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Portfolio C000155629 Class I JTBIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Portfolio C000009067 Class R5 JTSBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003337 Lifestyle Balanced Portfolio C000106453 Class R6 JULBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Portfolio C000009071 Class A JALRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Portfolio C000009072 Class B JBLCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Portfolio C000009073 Class C JCLCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Portfolio C000009077 Class 1 JILCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Portfolio C000036294 Class R1 JPLCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Portfolio C000113499 Class R2 JQLCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Portfolio C000009074 Class R3 JRLCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Portfolio C000009075 Class R4 JSLCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Portfolio C000009076 Class R5 JTLRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Portfolio C000155630 Class I JTOIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003338 Lifestyle Conservative Portfolio C000106454 Class R6 JULCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Portfolio C000009080 Class A JALGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Portfolio C000009081 Class B JBLGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Portfolio C000009082 Class C JCLGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Portfolio C000034076 Class 5 JHLGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Portfolio C000009086 Class 1 JILGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Portfolio C000036297 Class R1 JPLGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Portfolio C000113500 Class R2 JQLGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Portfolio C000009083 Class R3 JRLGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Portfolio C000009084 Class R4 JSLGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Portfolio C000155631 Class I JTGIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Portfolio C000009085 Class R5 JTLGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003339 Lifestyle Growth Portfolio C000106455 Class R6 JULGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043433 Lifestyle II Aggressive Portfolio C000134635 Class A [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043433 Lifestyle II Aggressive Portfolio C000134636 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043433 Lifestyle II Aggressive Portfolio C000134637 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043433 Lifestyle II Aggressive Portfolio C000134638 Class R2 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043433 Lifestyle II Aggressive Portfolio C000134639 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043433 Lifestyle II Aggressive Portfolio C000134640 Class R4 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043433 Lifestyle II Aggressive Portfolio C000134641 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043433 Lifestyle II Aggressive Portfolio C000134634 Class 1 JIIOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043433 Lifestyle II Aggressive Portfolio C000134642 Class R6 JIIRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043434 Lifestyle II Balanced Portfolio C000134644 Class A [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043434 Lifestyle II Balanced Portfolio C000134645 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043434 Lifestyle II Balanced Portfolio C000134646 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043434 Lifestyle II Balanced Portfolio C000134647 Class R2 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043434 Lifestyle II Balanced Portfolio C000134648 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043434 Lifestyle II Balanced Portfolio C000134649 Class R4 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043434 Lifestyle II Balanced Portfolio C000134650 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043434 Lifestyle II Balanced Portfolio C000134643 Class 1 JIBOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043434 Lifestyle II Balanced Portfolio C000134651 Class R6 JIBRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043435 Lifestyle II Conservative Portfolio C000134653 Class A [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043435 Lifestyle II Conservative Portfolio C000134654 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043435 Lifestyle II Conservative Portfolio C000134655 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043435 Lifestyle II Conservative Portfolio C000134656 Class R2 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043435 Lifestyle II Conservative Portfolio C000134657 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043435 Lifestyle II Conservative Portfolio C000134658 Class R4 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043435 Lifestyle II Conservative Portfolio C000134659 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043435 Lifestyle II Conservative Portfolio C000134652 Class 1 JLCGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043435 Lifestyle II Conservative Portfolio C000134660 Class R6 JLCSX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043436 Lifestyle II Growth Portfolio C000134662 Class A [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043436 Lifestyle II Growth Portfolio C000134663 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043436 Lifestyle II Growth Portfolio C000134664 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043436 Lifestyle II Growth Portfolio C000134665 Class R2 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043436 Lifestyle II Growth Portfolio C000134666 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043436 Lifestyle II Growth Portfolio C000134667 Class R4 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043436 Lifestyle II Growth Portfolio C000134668 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043436 Lifestyle II Growth Portfolio C000134661 Class 1 JLGOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043436 Lifestyle II Growth Portfolio C000134669 Class R6 JLGSX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043437 Lifestyle II Moderate Portfolio C000134671 Class A [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043437 Lifestyle II Moderate Portfolio C000134672 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043437 Lifestyle II Moderate Portfolio C000134673 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043437 Lifestyle II Moderate Portfolio C000134674 Class R2 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043437 Lifestyle II Moderate Portfolio C000134675 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043437 Lifestyle II Moderate Portfolio C000134676 Class R4 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043437 Lifestyle II Moderate Portfolio C000134677 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043437 Lifestyle II Moderate Portfolio C000134670 Class 1 JLMOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000043437 Lifestyle II Moderate Portfolio C000134678 Class R6 JLMRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Portfolio C000009099 Class A JALMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Portfolio C000009100 Class B JBLMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Portfolio C000009101 Class C JCLMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Portfolio C000034077 Class 5 JHLMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Portfolio C000009105 Class 1 JILMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Portfolio C000036300 Class R1 JPLMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Portfolio C000113501 Class R2 JQLMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Portfolio C000009102 Class R3 JRLMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Portfolio C000009103 Class R4 JSLMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Portfolio C000009104 Class R5 JTLMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Portfolio C000155632 Class I JTMIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003342 Lifestyle Moderate Portfolio C000106456 Class R6 JULMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003344 Mid Cap Stock Fund C000009122 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003344 Mid Cap Stock Fund C000009123 Class 1 JIMSX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000024677 Mid Value Fund C000073279 Class 1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000024677 Mid Value Fund C000073278 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003346 Natural Resources Fund C000009140 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003346 Natural Resources Fund C000009141 Class 1 JINRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003346 Natural Resources Fund C000085585 Class A JNRAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003346 Natural Resources Fund C000085586 Class I JNRIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003346 Natural Resources Fund C000106457 Class R6 JRNRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003360 New Opportunities Fund C000009220 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003360 New Opportunities Fund C000141730 Class A JASOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003360 New Opportunities Fund C000141733 Class C JBSOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003360 New Opportunities Fund C000141732 Class ADV JDSOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003360 New Opportunities Fund C000141734 Class I JHSOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003360 New Opportunities Fund C000009221 Class 1 JISOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003360 New Opportunities Fund C000141735 Class R1 JRSOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003360 New Opportunities Fund C000141736 Class R2 JSSOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003360 New Opportunities Fund C000141737 Class R3 JTSOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003360 New Opportunities Fund C000141738 Class R4 JUSOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003360 New Opportunities Fund C000141739 Class R5 JVSOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003360 New Opportunities Fund C000141731 Class R6 JWSOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009781 Real Estate Equity Fund C000026894 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003356 Real Estate Securities Fund C000009188 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003356 Real Estate Securities Fund C000009189 Class 1 JIREX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003357 Real Return Bond Fund C000009197 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003357 Real Return Bond Fund C000009198 Class 1 JIRRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000034047 Redwood Fund C000104937 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000034047 Redwood Fund C000135671 Class A JTRAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000034047 Redwood Fund C000143712 Class C JTRCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000034047 Redwood Fund C000135672 Class I JTRIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000034047 Redwood Fund C000135673 Class R6 JTRRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028820 Retirement Choices at 2010 Portfolio C000088356 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028820 Retirement Choices at 2010 Portfolio C000088358 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028820 Retirement Choices at 2010 Portfolio C000088353 Class 1 JRTOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028820 Retirement Choices at 2010 Portfolio C000088357 Class R4 JRTPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028820 Retirement Choices at 2010 Portfolio C000088355 Class R1 JRTQX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028820 Retirement Choices at 2010 Portfolio C000113515 Class R2 JRTRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028820 Retirement Choices at 2010 Portfolio C000106474 Class R6 JRTSX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028822 Retirement Choices at 2020 Portfolio C000088368 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028822 Retirement Choices at 2020 Portfolio C000088370 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028822 Retirement Choices at 2020 Portfolio C000088372 Class 1 JRWOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028822 Retirement Choices at 2020 Portfolio C000088369 Class R4 JRWPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028822 Retirement Choices at 2020 Portfolio C000088367 Class R1 JRWQX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028822 Retirement Choices at 2020 Portfolio C000113517 Class R2 JRWRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028822 Retirement Choices at 2020 Portfolio C000106476 Class R6 JRWSX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028823 Retirement Choices at 2025 Portfolio C000088375 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028823 Retirement Choices at 2025 Portfolio C000088377 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028823 Retirement Choices at 2025 Portfolio C000088379 Class 1 JREOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028823 Retirement Choices at 2025 Portfolio C000088376 Class R4 JREPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028823 Retirement Choices at 2025 Portfolio C000088374 Class R1 JREQX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028823 Retirement Choices at 2025 Portfolio C000113518 Class R2 JRERX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028823 Retirement Choices at 2025 Portfolio C000106477 Class R6 JRESX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028824 Retirement Choices at 2030 Portfolio C000088382 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028824 Retirement Choices at 2030 Portfolio C000088384 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028824 Retirement Choices at 2030 Portfolio C000088386 Class 1 JRHOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028824 Retirement Choices at 2030 Portfolio C000088383 Class R4 JRHPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028824 Retirement Choices at 2030 Portfolio C000088381 Class R1 JRHQX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028824 Retirement Choices at 2030 Portfolio C000113519 Class R2 JRHRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028824 Retirement Choices at 2030 Portfolio C000106478 Class R6 JRHSX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028825 Retirement Choices at 2035 Portfolio C000088389 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028825 Retirement Choices at 2035 Portfolio C000088391 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028825 Retirement Choices at 2035 Portfolio C000088393 Class 1 JRYOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028825 Retirement Choices at 2035 Portfolio C000088390 Class R4 JRYPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028825 Retirement Choices at 2035 Portfolio C000088388 Class R1 JRYQX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028825 Retirement Choices at 2035 Portfolio C000113520 Class R2 JRYRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028825 Retirement Choices at 2035 Portfolio C000106479 Class R6 JRYSX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028826 Retirement Choices at 2040 Portfolio C000088396 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028826 Retirement Choices at 2040 Portfolio C000088398 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028826 Retirement Choices at 2040 Portfolio C000088400 Class 1 JRROX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028826 Retirement Choices at 2040 Portfolio C000088397 Class R4 JRRPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028826 Retirement Choices at 2040 Portfolio C000088395 Class R1 JRRQX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028826 Retirement Choices at 2040 Portfolio C000113521 Class R2 JRRRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028826 Retirement Choices at 2040 Portfolio C000106480 Class R6 JRRSX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028817 Retirement Choices at 2045 Portfolio C000088338 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028817 Retirement Choices at 2045 Portfolio C000088340 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028817 Retirement Choices at 2045 Portfolio C000088342 Class 1 JRVOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028817 Retirement Choices at 2045 Portfolio C000088339 Class R4 JRVPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028817 Retirement Choices at 2045 Portfolio C000088337 Class R1 JRVQX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028817 Retirement Choices at 2045 Portfolio C000113513 Class R2 JRVRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028817 Retirement Choices at 2045 Portfolio C000106472 Class R6 JRVSX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028818 Retirement Choices at 2050 Portfolio C000088345 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028818 Retirement Choices at 2050 Portfolio C000088347 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028818 Retirement Choices at 2050 Portfolio C000113514 Class R2 JRINX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028818 Retirement Choices at 2050 Portfolio C000088349 Class 1 JRIOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028818 Retirement Choices at 2050 Portfolio C000088346 Class R4 JRIPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028818 Retirement Choices at 2050 Portfolio C000088344 Class R1 JRIQX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028818 Retirement Choices at 2050 Portfolio C000106473 Class R6 JRISX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044501 Retirement Choices at 2055 Portfolio C000138468 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044501 Retirement Choices at 2055 Portfolio C000138470 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044501 Retirement Choices at 2055 Portfolio C000138466 Class R1 JRITX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044501 Retirement Choices at 2055 Portfolio C000138467 Class R2 JRIUX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044501 Retirement Choices at 2055 Portfolio C000138469 Class R4 JRIVX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044501 Retirement Choices at 2055 Portfolio C000138471 Class R6 JRIWX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044501 Retirement Choices at 2055 Portfolio C000138465 Class 1 JRIYX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053253 Retirement Choices at 2060 Portfolio C000167615 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053253 Retirement Choices at 2060 Portfolio C000167617 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053253 Retirement Choices at 2060 Portfolio C000167612 Class 1 JCHOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053253 Retirement Choices at 2060 Portfolio C000167613 Class R1 JKIMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053253 Retirement Choices at 2060 Portfolio C000167616 Class R4 JPORX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053253 Retirement Choices at 2060 Portfolio C000167614 Class R2 JSATX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053253 Retirement Choices at 2060 Portfolio C000167618 Class R6 JTFOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028821 Retirement Choices Income Portfolio C000088361 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028821 Retirement Choices Income Portfolio C000088363 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028821 Retirement Choices Income Portfolio C000113516 Class R2 JRFNX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028821 Retirement Choices Income Portfolio C000088365 Class 1 JRFOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028821 Retirement Choices Income Portfolio C000088362 Class R4 JRFPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028821 Retirement Choices Income Portfolio C000088360 Class R1 JRFQX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000028821 Retirement Choices Income Portfolio C000106475 Class R6 JRFSX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000153956 Class I JHRLX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000037307 Class A JLAAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000037314 Class R1 JLADX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000113503 Class R2 JLAEX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000037316 Class R3 JLAFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000037317 Class R4 JLAGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000037308 Class R5 JLAHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000106459 Class R6 JLAIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013649 Retirement Living through 2010 Portfolio C000037309 Class 1 JLAOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000153957 Class I JHREX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000037330 Class A JLBAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000037335 Class R1 JLBDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000037337 Class R3 JLBFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000037338 Class R4 JLBGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000037339 Class R5 JLBHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000106460 Class R6 JLBJX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000113504 Class R2 JLBKX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013652 Retirement Living through 2015 Portfolio C000037340 Class 1 JLBOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000153958 Class I JHRVX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000037341 Class A JLDAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000037346 Class R1 JLDDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000113505 Class R2 JLDEX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000037348 Class R3 JLDFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000037349 Class R4 JLDGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000037350 Class R5 JLDHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000106461 Class R6 JLDIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013653 Retirement Living through 2020 Portfolio C000037351 Class 1 JLDOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000153959 Class I JHRNX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000037352 Class A JLEAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000037357 Class R1 JLEDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000113506 Class R2 JLEEX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000037359 Class R3 JLEFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000037360 Class R4 JLEGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000037361 Class R5 JLEHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000106462 Class R6 JLEIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013654 Retirement Living through 2025 Portfolio C000037362 Class 1 JLEOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000153960 Class I JHRGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000037363 Class A JLFAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000037368 Class R1 JLFDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000113507 Class R2 JLFEX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000037370 Class R3 JLFFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000037371 Class R4 JLFGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000037372 Class R5 JLFHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000106463 Class R6 JLFIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013655 Retirement Living through 2030 Portfolio C000037373 Class 1 JLFOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000153961 Class I JHRMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000037374 Class A JLHAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000037379 Class R1 JLHDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000113508 Class R2 JLHEX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000037381 Class R3 JLHFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000037382 Class R4 JLHGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000037383 Class R5 JLHHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000106464 Class R6 JLHIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013656 Retirement Living through 2035 Portfolio C000037384 Class 1 JLHOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000153962 Class I JHRDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000037385 Class A JLIAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000037390 Class R1 JLIDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000113509 Class R2 JLIEX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000037392 Class R3 JLIFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000037393 Class R4 JLIGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000037394 Class R5 JLIHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000106465 Class R6 JLIIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013657 Retirement Living through 2040 Portfolio C000037395 Class 1 JLIOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000153963 Class I JHROX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000037396 Class A JLJAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000037401 Class R1 JLJDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000113510 Class R2 JLJEX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000037403 Class R3 JLJFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000037404 Class R4 JLJGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000037405 Class R5 JLJHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000106466 Class R6 JLJIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013658 Retirement Living through 2045 Portfolio C000037406 Class 1 JLJOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000153964 Class I JHRPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000037407 Class A JLKAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000037412 Class R1 JLKDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000113511 Class R2 JLKEX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000037414 Class R3 JLKFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000037415 Class R4 JLKGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000037416 Class R5 JLKHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000037417 Class 1 JLKOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000013659 Retirement Living through 2050 Portfolio C000106467 Class R6 JLKRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044502 Retirement Living through 2055 Portfolio C000153974 Class I JHRTX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044502 Retirement Living through 2055 Portfolio C000138479 Class A JLKLX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044502 Retirement Living through 2055 Portfolio C000138472 Class R1 JLKMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044502 Retirement Living through 2055 Portfolio C000138473 Class R2 JLKNX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044502 Retirement Living through 2055 Portfolio C000138474 Class R3 JLKPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044502 Retirement Living through 2055 Portfolio C000138475 Class R4 JLKQX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044502 Retirement Living through 2055 Portfolio C000138476 Class R5 JLKSX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044502 Retirement Living through 2055 Portfolio C000138477 Class R6 JLKTX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044502 Retirement Living through 2055 Portfolio C000138478 Class 1 JLKUX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053254 Retirement Living through 2060 Portfolio C000167625 Class R6 JESRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053254 Retirement Living through 2060 Portfolio C000167624 Class R5 JGHTX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053254 Retirement Living through 2060 Portfolio C000167622 Class R3 JGTHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053254 Retirement Living through 2060 Portfolio C000167627 Class A JJERX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053254 Retirement Living through 2060 Portfolio C000167619 Class I JMENX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053254 Retirement Living through 2060 Portfolio C000167626 Class 1 JRETX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053254 Retirement Living through 2060 Portfolio C000167623 Class R4 JROUX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053254 Retirement Living through 2060 Portfolio C000167620 Class R1 JTLOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053254 Retirement Living through 2060 Portfolio C000167621 Class R2 JVIMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042847 Retirement Living through II 2010 Portfolio C000132736 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042847 Retirement Living through II 2010 Portfolio C000132737 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042847 Retirement Living through II 2010 Portfolio C000132739 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042847 Retirement Living through II 2010 Portfolio C000132741 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042847 Retirement Living through II 2010 Portfolio C000132735 Class 1 JRLDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042847 Retirement Living through II 2010 Portfolio C000132738 Class R2 JRLEX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042847 Retirement Living through II 2010 Portfolio C000132740 Class R4 JRLFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042847 Retirement Living through II 2010 Portfolio C000132742 Class R6 JRLHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042848 Retirement Living through II 2015 Portfolio C000132743 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042848 Retirement Living through II 2015 Portfolio C000132744 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042848 Retirement Living through II 2015 Portfolio C000132746 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042848 Retirement Living through II 2015 Portfolio C000132748 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042848 Retirement Living through II 2015 Portfolio C000132750 Class 1 JRLIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042848 Retirement Living through II 2015 Portfolio C000132745 Class R2 JRLJX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042848 Retirement Living through II 2015 Portfolio C000132747 Class R4 JRLKX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042848 Retirement Living through II 2015 Portfolio C000132749 Class R6 JRLLX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042849 Retirement Living through II 2020 Portfolio C000132752 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042849 Retirement Living through II 2020 Portfolio C000132753 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042849 Retirement Living through II 2020 Portfolio C000132755 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042849 Retirement Living through II 2020 Portfolio C000132757 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042849 Retirement Living through II 2020 Portfolio C000132754 Class R2 JRLNX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042849 Retirement Living through II 2020 Portfolio C000132751 Class 1 JRLOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042849 Retirement Living through II 2020 Portfolio C000132756 Class R4 JRLPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042849 Retirement Living through II 2020 Portfolio C000132758 Class R6 JRTAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042850 Retirement Living through II 2025 Portfolio C000132760 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042850 Retirement Living through II 2025 Portfolio C000132761 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042850 Retirement Living through II 2025 Portfolio C000132763 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042850 Retirement Living through II 2025 Portfolio C000132765 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042850 Retirement Living through II 2025 Portfolio C000132759 Class 1 JRTBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042850 Retirement Living through II 2025 Portfolio C000132762 Class R2 JRTCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042850 Retirement Living through II 2025 Portfolio C000132764 Class R4 JRTDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042850 Retirement Living through II 2025 Portfolio C000132766 Class R6 JRTFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042851 Retirement Living through II 2030 Portfolio C000132768 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042851 Retirement Living through II 2030 Portfolio C000132769 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042851 Retirement Living through II 2030 Portfolio C000132771 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042851 Retirement Living through II 2030 Portfolio C000132773 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042851 Retirement Living through II 2030 Portfolio C000132767 Class 1 JRTGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042851 Retirement Living through II 2030 Portfolio C000132770 Class R2 JRTHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042851 Retirement Living through II 2030 Portfolio C000132772 Class R4 JRTIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042851 Retirement Living through II 2030 Portfolio C000132774 Class R6 JRTJX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042852 Retirement Living through II 2035 Portfolio C000132776 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042852 Retirement Living through II 2035 Portfolio C000132777 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042852 Retirement Living through II 2035 Portfolio C000132779 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042852 Retirement Living through II 2035 Portfolio C000132781 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042852 Retirement Living through II 2035 Portfolio C000132775 Class 1 JRTKX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042852 Retirement Living through II 2035 Portfolio C000132778 Class R2 JRTLX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042852 Retirement Living through II 2035 Portfolio C000132780 Class R4 JRTMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042852 Retirement Living through II 2035 Portfolio C000132782 Class R6 JRTNX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042853 Retirement Living through II 2040 Portfolio C000132784 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042853 Retirement Living through II 2040 Portfolio C000132785 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042853 Retirement Living through II 2040 Portfolio C000132787 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042853 Retirement Living through II 2040 Portfolio C000132789 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042853 Retirement Living through II 2040 Portfolio C000132783 Class 1 JRTTX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042853 Retirement Living through II 2040 Portfolio C000132786 Class R2 JRTUX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042853 Retirement Living through II 2040 Portfolio C000132788 Class R4 JRTVX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042853 Retirement Living through II 2040 Portfolio C000132790 Class R6 JRTWX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042854 Retirement Living through II 2045 Portfolio C000132792 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042854 Retirement Living through II 2045 Portfolio C000132793 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042854 Retirement Living through II 2045 Portfolio C000132795 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042854 Retirement Living through II 2045 Portfolio C000132797 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042854 Retirement Living through II 2045 Portfolio C000132791 Class 1 JRLQX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042854 Retirement Living through II 2045 Portfolio C000132794 Class R2 JRLSX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042854 Retirement Living through II 2045 Portfolio C000132796 Class R4 JRLUX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042854 Retirement Living through II 2045 Portfolio C000132798 Class R6 JRLVX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042855 Retirement Living through II 2050 Portfolio C000132800 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042855 Retirement Living through II 2050 Portfolio C000132801 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042855 Retirement Living through II 2050 Portfolio C000132803 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042855 Retirement Living through II 2050 Portfolio C000132805 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042855 Retirement Living through II 2050 Portfolio C000132799 Class 1 JRLWX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042855 Retirement Living through II 2050 Portfolio C000132802 Class R2 JRLYX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042855 Retirement Living through II 2050 Portfolio C000132806 Class R6 JRLZX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000042855 Retirement Living through II 2050 Portfolio C000132804 Class R4 JRTYX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044503 Retirement Living through II 2055 Portfolio C000138481 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044503 Retirement Living through II 2055 Portfolio C000138482 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044503 Retirement Living through II 2055 Portfolio C000138484 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044503 Retirement Living through II 2055 Portfolio C000138486 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044503 Retirement Living through II 2055 Portfolio C000138483 Class R2 JLKVX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044503 Retirement Living through II 2055 Portfolio C000138485 Class R4 JLKWX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044503 Retirement Living through II 2055 Portfolio C000138487 Class R6 JLKYX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000044503 Retirement Living through II 2055 Portfolio C000138480 Class 1 JLKZX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053255 Retirement Living through II 2060 Portfolio C000167629 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053255 Retirement Living through II 2060 Portfolio C000167631 Class R2 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053255 Retirement Living through II 2060 Portfolio C000167632 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053255 Retirement Living through II 2060 Portfolio C000167634 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053255 Retirement Living through II 2060 Portfolio C000167630 Class R1 JASGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053255 Retirement Living through II 2060 Portfolio C000167633 Class R4 JHIKX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053255 Retirement Living through II 2060 Portfolio C000167635 Class R6 JIEHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000053255 Retirement Living through II 2060 Portfolio C000167628 Class 1 JRODX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009815 Science & Technology Fund C000027161 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026718 Short Duration Credit Opportunities Fund C000080192 Class 1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026718 Short Duration Credit Opportunities Fund C000080193 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026718 Short Duration Credit Opportunities Fund C000128538 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026718 Short Duration Credit Opportunities Fund C000128540 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026718 Short Duration Credit Opportunities Fund C000128542 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026718 Short Duration Credit Opportunities Fund C000128541 Class R4 JHDCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026718 Short Duration Credit Opportunities Fund C000128539 Class R2 JHDOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026718 Short Duration Credit Opportunities Fund C000080190 Class A JMBAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026718 Short Duration Credit Opportunities Fund C000128537 Class C JMBCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026718 Short Duration Credit Opportunities Fund C000080191 Class I JMBIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026718 Short Duration Credit Opportunities Fund C000128543 Class R6 JSDEX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000024676 Short Term Government Income Fund C000073277 Class 1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000024676 Short Term Government Income Fund C000073276 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009817 Small Cap Growth Fund C000027179 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009819 Small Cap Value Fund C000027197 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009819 Small Cap Value Fund C000135638 Class A JSCAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009819 Small Cap Value Fund C000135639 Class I JSCBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009819 Small Cap Value Fund C000135640 Class R6 JSCCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003363 Small Company Growth Fund C000009243 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003364 Small Company Value Fund C000009252 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003364 Small Company Value Fund C000009253 Class 1 JISVX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003366 Spectrum Income Fund C000153955 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003366 Spectrum Income Fund C000009270 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003366 Spectrum Income Fund C000153953 Class A JHSIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003366 Spectrum Income Fund C000153954 Class C JHSRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000036500 Strategic Equity Allocation Fund C000111805 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009820 Strategic Income Opportunities Fund C000027206 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009820 Strategic Income Opportunities Fund C000085587 Class A JIPAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009820 Strategic Income Opportunities Fund C000085588 Class C JIPCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009820 Strategic Income Opportunities Fund C000085589 Class I JIPIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009820 Strategic Income Opportunities Fund C000113502 Class R2 JIPPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009820 Strategic Income Opportunities Fund C000106458 Class R6 JIPRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026195 Technical Opportunities Fund C000078656 Class 1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026195 Technical Opportunities Fund C000078657 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026195 Technical Opportunities Fund C000078654 Class A JTCAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026195 Technical Opportunities Fund C000145672 Class C JTCDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000026195 Technical Opportunities Fund C000078655 Class I JTCIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003394 Total Return Fund C000009325 Class NAV JHTRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003394 Total Return Fund C000009326 Class 1 JITRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003401 U.S. Equity Fund (FKA U.S. Multi Sector Fund) C000111336 Class A JHUAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003401 U.S. Equity Fund (FKA U.S. Multi Sector Fund) C000145671 Class C JHUCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003401 U.S. Equity Fund (FKA U.S. Multi Sector Fund) C000111337 Class I JHUIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003401 U.S. Equity Fund (FKA U.S. Multi Sector Fund) C000009376 Class NAV JHUMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003401 U.S. Equity Fund (FKA U.S. Multi Sector Fund) C000009374 Class 1 JHUPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003401 U.S. Equity Fund (FKA U.S. Multi Sector Fund) C000173130 Class R6 JUSEX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003400 U.S. High Yield Bond Fund C000009366 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000003400 U.S. High Yield Bond Fund C000009367 Class 1 JIHLX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000055171 U.S. Strategic Equity Allocation Fund C000173478 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21779 0001331971 John Hancock Funds II 30 S000009812 Value Fund C000027134 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000025272 John Hancock Core High Yield Fund C000075289 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000025272 John Hancock Core High Yield Fund C000153992 Class R4 JCHRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000025272 John Hancock Core High Yield Fund C000153991 Class R2 JCHYK 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000025272 John Hancock Core High Yield Fund C000153993 Class R6 JHCHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000025272 John Hancock Core High Yield Fund C000075286 Class A JYIAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000025272 John Hancock Core High Yield Fund C000075288 Class C JYICX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000025272 John Hancock Core High Yield Fund C000075290 Class I JYIIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000078798 Class 1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000078799 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000076626 Class R4 JDVFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000076625 Class R3 JDVHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000076624 Class R1 JDVOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000111293 Class R2 JDVPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000076627 Class R5 JDVVX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000104499 Class R6 JDVWX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000069762 Class A JVLAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000069763 Class B JVLBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000069764 Class C JVLCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000069766 Class I JVLIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000023715 John Hancock Disciplined Value Fund C000069767 Class I2 JVLTX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000088538 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000128513 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000128514 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000128516 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000088535 Class A JVMAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000105879 Class C JVMCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000088536 Class I JVMIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000106449 Class R6 JVMRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000113318 Class R2 JVMSX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000128515 Class R4 JVMTX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000028882 John Hancock Disciplined Value Mid Cap Fund C000088537 Class ADV JVMVX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000015906 John Hancock Global Shareholder Yield Fund C000043687 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000015906 John Hancock Global Shareholder Yield Fund C000106446 Class R6 JGRSX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000015906 John Hancock Global Shareholder Yield Fund C000113315 Class R2 JGSRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000015906 John Hancock Global Shareholder Yield Fund C000043689 Class A JGYAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000015906 John Hancock Global Shareholder Yield Fund C000043690 Class B JGYBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000015906 John Hancock Global Shareholder Yield Fund C000043691 Class C JGYCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000015906 John Hancock Global Shareholder Yield Fund C000043686 Class I JGYIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000003778 Class 1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000003783 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000003779 Class A GIDEX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000003780 Class B GOCBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000003781 Class C GOCCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000003782 Class I GOCIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000003784 Class R1 GOCRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000106445 Class R6 JICEX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000078723 Class R4 JICFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000113314 Class R2 JICGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000078722 Class R3 JICHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001411 John Hancock International Core Fund C000078724 Class R5 JICWX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001412 John Hancock International Growth Fund C000156262 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001412 John Hancock International Growth Fund C000003788 Class I GOGIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001412 John Hancock International Growth Fund C000003785 Class A GOIGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001412 John Hancock International Growth Fund C000003791 Class 1 GOIOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001412 John Hancock International Growth Fund C000003786 Class B GONBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001412 John Hancock International Growth Fund C000003787 Class C GONCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001412 John Hancock International Growth Fund C000153988 Class R2 JHIGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001412 John Hancock International Growth Fund C000153989 Class R4 JIGIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000001412 John Hancock International Growth Fund C000153990 Class R6 JIGTX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000030739 John Hancock International Value Equity Fund C000095348 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000030739 John Hancock International Value Equity Fund C000095346 Class A JIEAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000030739 John Hancock International Value Equity Fund C000095347 Class I JIEEX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000030739 John Hancock International Value Equity Fund C000145657 Class C JIEVX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000030739 John Hancock International Value Equity Fund C000128517 Class R2 JIVSX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000030739 John Hancock International Value Equity Fund C000128518 Class R4 JIVTX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000030739 John Hancock International Value Equity Fund C000128519 Class R6 JIVUX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Select Growth Fund C000061650 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Select Growth Fund C000066458 Class T JRGTX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Select Growth Fund C000061647 Class B RGRBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Select Growth Fund C000061648 Class C RGRCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Select Growth Fund C000061646 Class ADV RGRDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Select Growth Fund C000061644 Class R4 RGRFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Select Growth Fund C000061654 Class R3 RGRHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Select Growth Fund C000061643 Class A RGROX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Select Growth Fund C000113316 Class R2 RGRTX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Select Growth Fund C000106447 Class R6 RGRUX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Select Growth Fund C000061645 Class R5 RGRVX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Select Growth Fund C000061652 Class R1 RGRWX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000021539 John Hancock Select Growth Fund C000061649 Class I RLGIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000080575 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000080572 Class A JCSAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000080574 Class ADV JCSDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000088575 Class R4 JCSFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000088574 Class R3 JCSHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000080573 Class I JCSIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000088573 Class R1 JCSOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000113317 Class R2 JCSPX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000088576 Class R5 JCSVX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000026800 John Hancock Small Company Fund C000106448 Class R6 JCSWX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000035055 John Hancock Strategic Growth Fund C000107857 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000035055 John Hancock Strategic Growth Fund C000153995 Class R4 JHSGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000035055 John Hancock Strategic Growth Fund C000107855 Class A JSGAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000035055 John Hancock Strategic Growth Fund C000145658 Class C JSGCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000035055 John Hancock Strategic Growth Fund C000107856 Class I JSGIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000035055 John Hancock Strategic Growth Fund C000153994 Class R2 JSGRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-21777 0001329954 John Hancock Funds III 30 S000035055 John Hancock Strategic Growth Fund C000153996 Class R6 JSGTX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000067864 Class R4 JBAFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000067863 Class R3 JBAHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000067861 Class R1 JBAOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000113485 Class R2 JBATX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000067865 Class R5 JBAVX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000106438 Class R6 JBAWX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000001788 Class A SVBAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000001789 Class B SVBBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000001790 Class C SVBCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000629 Balanced Fund C000001791 Class I SVBIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Fundamental Large Cap Core Fund C000001794 Class C JHLVX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Fundamental Large Cap Core Fund C000078716 Class R4 JLCFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Fundamental Large Cap Core Fund C000078715 Class R3 JLCHX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Fundamental Large Cap Core Fund C000078714 Class R1 JLCRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Fundamental Large Cap Core Fund C000078717 Class R5 JLCVX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Fundamental Large Cap Core Fund C000106439 Class R6 JLCWX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Fundamental Large Cap Core Fund C000113486 Class R2 JLCYX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Fundamental Large Cap Core Fund C000001795 Class I JLVIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Fundamental Large Cap Core Fund C000001792 Class A TAGRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000000630 Fundamental Large Cap Core Fund C000001793 Class B TSGWX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045751 John Hancock Disciplined Value International Fund C000142611 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045751 John Hancock Disciplined Value International Fund C000142612 Class R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045751 John Hancock Disciplined Value International Fund C000142614 Class R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045751 John Hancock Disciplined Value International Fund C000142616 Class R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045751 John Hancock Disciplined Value International Fund C000142607 Class A JDIBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045751 John Hancock Disciplined Value International Fund C000142609 Class C JDICX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045751 John Hancock Disciplined Value International Fund C000142613 Class R2 JDISX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045751 John Hancock Disciplined Value International Fund C000142615 Class R4 JDITX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045751 John Hancock Disciplined Value International Fund C000142610 Class I JDVIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045751 John Hancock Disciplined Value International Fund C000142608 Class R6 JHIUX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000049614 John Hancock Emerging Markets Equity Fund C000156917 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000049614 John Hancock Emerging Markets Equity Fund C000156920 Class R6 JEMGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000049614 John Hancock Emerging Markets Equity Fund C000156918 Class R2 JEMKX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000049614 John Hancock Emerging Markets Equity Fund C000156916 Class I JEMMX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000049614 John Hancock Emerging Markets Equity Fund C000156919 Class R4 JEMNX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000049614 John Hancock Emerging Markets Equity Fund C000156914 Class A JEMQX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000049614 John Hancock Emerging Markets Equity Fund C000156915 Class C JEMZX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000043448 John Hancock Enduring Assets Fund C000134713 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000043448 John Hancock Enduring Assets Fund C000134711 Class A JEEBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000043448 John Hancock Enduring Assets Fund C000134714 Class R6 JEEDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000043448 John Hancock Enduring Assets Fund C000141694 Class C JEEFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000043448 John Hancock Enduring Assets Fund C000134712 Class I JEEIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000053960 John Hancock ESG All Cap Core Fund C000169800 Class A [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000053960 John Hancock ESG All Cap Core Fund C000169801 Class C [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000053960 John Hancock ESG All Cap Core Fund C000169802 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000053960 John Hancock ESG All Cap Core Fund C000169803 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000053960 John Hancock ESG All Cap Core Fund C000169804 Class R2 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000053960 John Hancock ESG All Cap Core Fund C000169805 Class R4 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000053960 John Hancock ESG All Cap Core Fund C000169806 Class R6 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000053961 John Hancock ESG Large Cap Core Fund C000169812 Class A [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000053961 John Hancock ESG Large Cap Core Fund C000169813 Class C [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000053961 John Hancock ESG Large Cap Core Fund C000169807 Class I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000053961 John Hancock ESG Large Cap Core Fund C000169808 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000053961 John Hancock ESG Large Cap Core Fund C000169809 Class R2 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000053961 John Hancock ESG Large Cap Core Fund C000169810 Class R4 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000053961 John Hancock ESG Large Cap Core Fund C000169811 Class R6 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000051964 John Hancock Global Focused Strategies Fund C000163482 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000051964 John Hancock Global Focused Strategies Fund C000163483 Class R2 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000051964 John Hancock Global Focused Strategies Fund C000163484 Class R4 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000051964 John Hancock Global Focused Strategies Fund C000163485 Class R6 JGFDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000051964 John Hancock Global Focused Strategies Fund C000163480 Class C JGFEX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000051964 John Hancock Global Focused Strategies Fund C000163481 Class I JGFGX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000051964 John Hancock Global Focused Strategies Fund C000163479 Class A JGFOX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000050609 John Hancock Global Real Estate Fund C000159750 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000050609 John Hancock Global Real Estate Fund C000159751 Class R2 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000050609 John Hancock Global Real Estate Fund C000159752 Class R4 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000050609 John Hancock Global Real Estate Fund C000159748 Class C JHGCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000050609 John Hancock Global Real Estate Fund C000159753 Class R6 JHGNX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000050609 John Hancock Global Real Estate Fund C000159747 Class A JHGRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000050609 John Hancock Global Real Estate Fund C000159749 Class I JHGSX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000043449 John Hancock Seaport Fund C000134717 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000043449 John Hancock Seaport Fund C000134715 Class A JSFBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000043449 John Hancock Seaport Fund C000134716 Class I JSFDX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000043449 John Hancock Seaport Fund C000134718 Class R6 JSFRX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000043449 John Hancock Seaport Fund C000141695 Class C JSFTX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000043450 John Hancock Small Cap Core Fund C000134720 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000043450 John Hancock Small Cap Core Fund C000134721 Class A JCCAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000043450 John Hancock Small Cap Core Fund C000134719 Class I JCCIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045676 John Hancock Value Equity Fund C000142314 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045676 John Hancock Value Equity Fund C000142315 R1 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045676 John Hancock Value Equity Fund C000142316 R2 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045676 John Hancock Value Equity Fund C000142317 R3 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045676 John Hancock Value Equity Fund C000142318 R4 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045676 John Hancock Value Equity Fund C000142319 R5 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045676 John Hancock Value Equity Fund C000142310 A JVEAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045676 John Hancock Value Equity Fund C000142312 C JVECX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045676 John Hancock Value Equity Fund C000142313 I JVEIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-00560 0000022370 JOHN HANCOCK INVESTMENT TRUST 30 S000045676 John Hancock Value Equity Fund C000142311 R6 JVERX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000634 Financial Industries Fund C000128459 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000634 Financial Industries Fund C000001809 Class A FIDAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000634 Financial Industries Fund C000001810 Class B FIDBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000634 Financial Industries Fund C000001811 Class C FIDCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000634 Financial Industries Fund C000173131 Class I JFIFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000635 Regional Bank Fund C000001813 Class A FRBAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000635 Regional Bank Fund C000001815 Class C FRBCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000635 Regional Bank Fund C000001814 Class B FRBFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000635 Regional Bank Fund C000173132 Class I JRBFX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000636 Small Cap Equity Fund C000001816 Class A SPVAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000636 Small Cap Equity Fund C000001817 Class B SPVBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000636 Small Cap Equity Fund C000001818 Class C SPVCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000636 Small Cap Equity Fund C000001819 Class I SPVIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-03999 0000743861 JOHN HANCOCK INVESTMENT TRUST II 30 S000000636 Small Cap Equity Fund C000106444 Class R6 SPVSX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04630 0000791271 JOHN HANCOCK INVESTMENT TRUST III 30 S000000639 Greater China Opportunities Fund C000043937 Class NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04630 0000791271 JOHN HANCOCK INVESTMENT TRUST III 30 S000000639 Greater China Opportunities Fund C000001829 Class A JCOAX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04630 0000791271 JOHN HANCOCK INVESTMENT TRUST III 30 S000000639 Greater China Opportunities Fund C000001830 Class B JCOBX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04630 0000791271 JOHN HANCOCK INVESTMENT TRUST III 30 S000000639 Greater China Opportunities Fund C000001831 Class C JCOCX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04630 0000791271 JOHN HANCOCK INVESTMENT TRUST III 30 S000000639 Greater China Opportunities Fund C000001832 Class I JCOIX 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-07711 0001012969 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT Q 32 S000002861 John Hancock Life Insurance Company (U.S.A.) Separate Account Q C000085924 Declaration (NY) - JHLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-07711 0001012969 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT Q 32 S000002861 John Hancock Life Insurance Company (U.S.A.) Separate Account Q C000085925 Patriot (NY) - JHLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-07711 0001012969 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT Q 32 S000002861 John Hancock Life Insurance Company (U.S.A.) Separate Account Q C000085940 Rev Access - JHLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-07711 0001012969 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT Q 32 S000002861 John Hancock Life Insurance Company (U.S.A.) Separate Account Q C000085941 Rev Extra - JHLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-07711 0001012969 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT Q 32 S000002861 John Hancock Life Insurance Company (U.S.A.) Separate Account Q C000085942 Rev Extra II - JHLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-07711 0001012969 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT Q 32 S000002861 John Hancock Life Insurance Company (U.S.A.) Separate Account Q C000085948 Rev Value - JHLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-07711 0001012969 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT Q 32 S000002861 John Hancock Life Insurance Company (U.S.A.) Separate Account Q C000085949 Rev Value II - JHLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-07711 0001012969 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT Q 32 S000002861 John Hancock Life Insurance Company (U.S.A.) Separate Account Q C000085950 Wealth Builder - JHLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-08696 0000926424 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) 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SEPARATE ACCOUNT T 32 S000002865 John Hancock Life Insurance Company (U.S.A.) Separate Account T C000085936 Patriot - JHVLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-07451 0001003466 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT T 32 S000002865 John Hancock Life Insurance Company (U.S.A.) Separate Account T C000085929 Rev. Access - JHVLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-07451 0001003466 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT T 32 S000002865 John Hancock Life Insurance Company (U.S.A.) Separate Account T C000085930 Rev. Extra - JHVLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-07451 0001003466 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT T 32 S000002865 John Hancock Life Insurance Company (U.S.A.) Separate Account T C000085931 Rev. Value - JHVLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-02143 0000045299 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT W 32 S000002862 John Hancock Life Insurance Company (U.S.A.) Separate Account W C000085944 Accommodator - JHLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-02143 0000045299 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT W 32 S000002862 John Hancock Life Insurance Company (U.S.A.) Separate Account W C000085943 Independence - JHLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-05140 0000818276 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT X 32 S000002863 John Hancock Life Insurance Company (U.S.A.) Separate Account X C000085951 Accommodator 2000 - JHLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-05140 0000818276 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT X 32 S000002863 John Hancock Life Insurance Company (U.S.A.) Separate Account X C000085938 Independence 2000 - JHLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-05140 0000818276 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT X 32 S000002863 John Hancock Life Insurance Company (U.S.A.) Separate Account X C000085939 Independence Preferred - JHLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-05140 0000818276 JOHN HANCOCK LIFE INSURANCE Co (U.S.A.) SEPARATE ACCOUNT X 32 S000002863 John Hancock Life Insurance Company (U.S.A.) Separate Account X C000085928 Patriot - JHLICO [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000027512 Accumulation [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000049287 Accumulation Survivorship Variable Universal Life [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000069364 Accumulation Variable Universal Life [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000141200 Accumulation Variable Universal Life 2014 [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000027510 Accumulator II [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000027511 EPVUL [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000027517 Majestic Performance VUL [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000062401 Majestic Survivorship VULX [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000070692 Majestic VCOLIX [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000067661 Majestic VULX [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000049286 Protection Survivorship Variable Universal Life [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000076060 Protection Variable Universal Life [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000113133 Protection Variable Universal Life 2012 [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000027513 Protector [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000027516 PVUL (Protection VUL) [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000142067 Simplified Life [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000027514 SPVL [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04834 0000801019 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A 33 S000009939 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT A C000027515 SVUL (Survivorship VUL) [NULL] 200 BLOOR STREET EAST ST 11 TORONTO M4W 1E5 A6 [NULL] 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000091149 AnnuityNote Portfolios A Share [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000091148 AnnuityNote Portfolios ADV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04113 0000753892 JOHN HANCOCK LIFE 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[NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000056589 Venture Opportunity A Share [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000106097 Venture Opportunity A-Series Variable Annuity [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000057092 Venture Opportunity B Share [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000106100 Venture Opportunity O-Series Variable Annuity [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000007842 Venture Variable Annuity [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000007837 Vis 25 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000043115 Vision 2007 [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04113 0000753892 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H 32 S000002858 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT H C000007838 VV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-05228 0000817980 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT I 33 S000011331 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT I C000031374 Venture Life (inactive) [NULL] 500 BOYLSTON STREET BOSTON 02116 MA 4TH FLOOR 811-03933 0000736950 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT L 33 S000011330 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT L C000031373 Director 2000 (inactive) [NULL] 200 BLOOR STREET EAST NT 10 ONTARIO CANADA M4W 1E5 A6 TORONTO 811-05179 0000814501 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT M 32 S000002859 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT M C000007848 Lifestyle Annuity [NULL] 200 BLOOR STREET EAST ST 10 ONTARIO CANADA 48304 A6 TORONTO M4W 1E5 811-05179 0000814501 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT M 32 S000002859 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT M C000007849 Variable Annuity [NULL] 200 BLOOR STREET EAST ST 10 ONTARIO CANADA 48304 A6 TORONTO M4W 1E5 811-05130 0000813572 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT N 33 S000009940 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT N C000069370 Corporate VUL [NULL] 200 BLOOR STREET EAST ST 10 ONTARIO CANADA 48304 A6 TORONTO M4W 1EF 811-05130 0000813572 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT N 33 S000009940 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT N C000027518 CVUL 03 [NULL] 200 BLOOR STREET EAST ST 10 ONTARIO CANADA 48304 A6 TORONTO M4W 1EF 811-05130 0000813572 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT N 33 S000009940 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT N C000027519 CVUL 04 [NULL] 200 BLOOR STREET EAST ST 10 ONTARIO CANADA 48304 A6 TORONTO M4W 1EF 811-05130 0000813572 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT N 33 S000009940 JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT N C000027520 CVUL 05 [NULL] 200 BLOOR STREET EAST ST 10 ONTARIO CANADA 48304 A6 TORONTO M4W 1EF 811-06584 0000884525 JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT A 32 S000002860 JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT A C000091146 AnnuityNote Portfolios A Share [NULL] 100 SUMMIT LAKE DRIVE VALHALLA 10595 NY SECOND FLOOR 811-06584 0000884525 JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT A 32 S000002860 JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT A C000091147 AnnuityNote Portfolios ADV [NULL] 100 SUMMIT LAKE DRIVE VALHALLA 10595 NY SECOND FLOOR 811-06584 0000884525 JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT A 32 S000002860 JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT A C000088468 AnnuityNote Portfolios C Share [NULL] 100 SUMMIT LAKE DRIVE VALHALLA 10595 NY SECOND FLOOR 811-06584 0000884525 JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT A 32 S000002860 JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT A C000051223 AnnuityNote Series 1 A Share [NULL] 100 SUMMIT LAKE DRIVE VALHALLA 10595 NY SECOND FLOOR 811-06584 0000884525 JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT A 32 S000002860 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SUMMIT LAKE DRIVE VALHALLA 10595 NY SECOND FLOOR 811-08329 0001043846 JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT B 33 S000009972 JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT B C000141201 Accumulation Variable Universal Life 2014 [NULL] 100 SUMMIT LAKE DRIVE VALHALLA 10595 NY SECOND FLOOR 811-08329 0001043846 JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT B 33 S000009972 JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT B C000069368 Corporate VUL [NULL] 100 SUMMIT LAKE DRIVE VALHALLA 10595 NY SECOND FLOOR 811-08329 0001043846 JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT B 33 S000009972 JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT B C000034066 Majestic Performance Variable Universal Life [NULL] 100 SUMMIT LAKE DRIVE VALHALLA 10595 NY SECOND FLOOR 811-08329 0001043846 JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT B 33 S000009972 JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT B 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INSURANCE TRUST 30 S000017255 Emerging Markets Value Trust C000047761 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017255 Emerging Markets Value Trust C000047759 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017255 Emerging Markets Value Trust C000047760 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008228 Equity Income Trust C000022398 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008228 Equity Income Trust C000022399 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008228 Equity Income Trust C000022400 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008229 Financial Industries Trust (formerly Financial Services Trust) C000022402 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008229 Financial Industries Trust (formerly Financial Services Trust) C000022403 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008229 Financial Industries Trust (formerly Financial Services Trust) C000022404 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017251 Franklin Templeton Founding Allocation Trust C000047748 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017251 Franklin Templeton Founding Allocation Trust C000047747 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017251 Franklin Templeton Founding Allocation Trust C000047749 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008296 Fundamental All Cap Core Trust C000022664 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008296 Fundamental All Cap Core Trust C000022665 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008296 Fundamental All Cap Core Trust C000022666 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008321 Fundamental Large Cap Value Trust C000022743 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008321 Fundamental Large Cap Value Trust C000022744 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008321 Fundamental Large Cap Value Trust C000022745 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008233 Global Bond Trust C000022418 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008233 Global Bond Trust C000022419 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008233 Global Bond Trust C000022420 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008231 Global Trust C000022410 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008231 Global Trust C000022411 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008231 Global Trust C000022412 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008239 Health Sciences Trust C000022442 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008239 Health Sciences Trust C000022443 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008239 Health Sciences Trust C000022444 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008240 High Yield Trust C000022446 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008240 High Yield Trust C000022447 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008240 High Yield Trust C000022448 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017252 Income Trust C000047751 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017252 Income Trust C000047750 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017252 Income Trust C000047752 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008872 International Core Trust C000024160 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008872 International Core Trust C000024161 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008872 International Core Trust C000024162 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008297 International Equity Index Trust B C000022668 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008297 International Equity Index Trust B C000117969 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008297 International Equity Index Trust B C000117970 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000029541 International Growth Stock Trust C000090648 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000029541 International Growth Stock Trust C000090646 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000029541 International Growth Stock Trust C000090647 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008301 International Small Company Trust C000022684 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008301 International Small Company Trust C000022685 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008301 International Small Company Trust C000022686 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008302 International Value Trust C000022688 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008302 International Value Trust C000022689 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008302 International Value Trust C000022690 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008273 Investment Quality Bond Trust C000022567 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008273 Investment Quality Bond Trust C000022568 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008273 Investment Quality Bond Trust C000022569 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020245 Lifecycle 2010 Trust C000056709 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020245 Lifecycle 2010 Trust C000056710 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020245 Lifecycle 2010 Trust C000056711 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020246 Lifecycle 2015 Trust C000056712 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020246 Lifecycle 2015 Trust C000056713 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020246 Lifecycle 2015 Trust C000056714 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020247 Lifecycle 2020 Trust C000056715 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020247 Lifecycle 2020 Trust C000056716 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020247 Lifecycle 2020 Trust C000056717 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020248 Lifecycle 2025 Trust C000056718 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020248 Lifecycle 2025 Trust C000056719 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020248 Lifecycle 2025 Trust C000056720 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020249 Lifecycle 2030 Trust C000056721 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020249 Lifecycle 2030 Trust C000056722 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020249 Lifecycle 2030 Trust C000056723 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020250 Lifecycle 2035 Trust C000056724 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020250 Lifecycle 2035 Trust C000056725 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020250 Lifecycle 2035 Trust C000056726 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020239 Lifecycle 2040 Trust C000056691 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020239 Lifecycle 2040 Trust C000056692 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020239 Lifecycle 2040 Trust C000056693 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020240 Lifecycle 2045 Trust C000056694 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020240 Lifecycle 2045 Trust C000056695 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020240 Lifecycle 2045 Trust C000056696 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020241 Lifecycle 2050 Trust C000056697 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020241 Lifecycle 2050 Trust C000056698 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000020241 Lifecycle 2050 Trust C000056699 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008277 Lifestyle Aggressive MVP C000022583 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008277 Lifestyle Aggressive MVP C000022584 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008277 Lifestyle Aggressive MVP C000022585 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000042142 Lifestyle Aggressive PS Series C000130861 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000042142 Lifestyle Aggressive PS Series C000130862 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000042142 Lifestyle Aggressive PS Series C000130863 Series NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008279 Lifestyle Balanced MVP C000022593 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008279 Lifestyle Balanced MVP C000022594 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008279 Lifestyle Balanced MVP C000022595 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032004 Lifestyle Balanced PS Series C000099622 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032004 Lifestyle Balanced PS Series C000099620 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032004 Lifestyle Balanced PS Series C000099621 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008281 Lifestyle Conservative MVP C000022603 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008281 Lifestyle Conservative MVP C000022604 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008281 Lifestyle Conservative MVP C000022605 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032005 Lifestyle Conservative PS Series C000099625 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032005 Lifestyle Conservative PS Series C000099623 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032005 Lifestyle Conservative PS Series C000099624 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008278 Lifestyle Growth MVP C000022588 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008278 Lifestyle Growth MVP C000022589 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008278 Lifestyle Growth MVP C000022590 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032006 Lifestyle Growth PS Series C000099628 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032006 Lifestyle Growth PS Series C000099626 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032006 Lifestyle Growth PS Series C000099627 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008280 Lifestyle Moderate MVP C000022598 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008280 Lifestyle Moderate MVP C000022599 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008280 Lifestyle Moderate MVP C000022600 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032007 Lifestyle Moderate PS Series C000099631 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032007 Lifestyle Moderate PS Series C000099629 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000032007 Lifestyle Moderate PS Series C000099630 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008285 Mid Cap Index Trust C000022620 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008285 Mid Cap Index Trust C000022621 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008285 Mid Cap Index Trust C000022622 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008286 Mid Cap Stock Trust C000022624 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008286 Mid Cap Stock Trust C000022625 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008286 Mid Cap Stock Trust C000022626 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008289 Mid Value Trust C000022636 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008289 Mid Value Trust C000022637 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008289 Mid Value Trust C000022638 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008290 Money Market Trust C000022640 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008290 Money Market Trust C000022641 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008290 Money Market Trust C000022642 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008291 Money Market Trust B C000022644 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008291 Money Market Trust B C000022645 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008291 Money Market Trust B C000022646 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017253 Mutual Shares Trust C000047755 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017253 Mutual Shares Trust C000047753 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000017253 Mutual Shares Trust C000047754 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008318 New Income Trust C000022731 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008318 New Income Trust C000022732 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008318 New Income Trust C000022733 Series II [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008338 Real Estate Securities Trust C000022811 NAV [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008338 Real Estate Securities Trust C000022812 Series I [NULL] 601 CONGRESS STREET BOSTON 02210 MA [NULL] 811-04146 0000756913 JOHN HANCOCK VARIABLE INSURANCE TRUST 30 S000008338 Real Estate Securities Trust C000022813 Series II [NULL] 601 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NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000018068 JPMorgan SmartRetirement 2050 Fund C000148433 Class R6 JTSYX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000018068 JPMorgan SmartRetirement 2050 Fund C000070636 Class R2 JTSZX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000035832 JPMorgan SmartRetirement 2055 Fund C000109814 Class A JFFAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000035832 JPMorgan SmartRetirement 2055 Fund C000109815 Class C JFFCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000035832 JPMorgan SmartRetirement 2055 Fund C000109818 Institutional Class JFFIX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000035832 JPMorgan SmartRetirement 2055 Fund C000169497 Class R3 JFFPX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000035832 JPMorgan SmartRetirement 2055 Fund C000169498 Class R4 JFFQX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000035832 JPMorgan SmartRetirement 2055 Fund C000109817 Class R2 JFFRX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000035832 JPMorgan SmartRetirement 2055 Fund C000109816 Select Class JFFSX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000035832 JPMorgan SmartRetirement 2055 Fund C000148434 Class R6 JFFYX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000054775 JPMorgan SmartRetirement 2060 Fund C000172118 Class A JAKAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000054775 JPMorgan SmartRetirement 2060 Fund C000172119 Class C JAKCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000054775 JPMorgan SmartRetirement 2060 Fund C000172121 Institutional Class JAKIX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000054775 JPMorgan SmartRetirement 2060 Fund C000172123 Class R3 JAKPX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000054775 JPMorgan SmartRetirement 2060 Fund C000172124 Class R4 JAKQX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000054775 JPMorgan SmartRetirement 2060 Fund C000172120 Select Class JAKSX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000054775 JPMorgan SmartRetirement 2060 Fund C000172125 Class R6 JAKYX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000054775 JPMorgan SmartRetirement 2060 Fund C000172122 Class R2 JAKZX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000054776 JPMorgan SmartRetirement Blend 2060 Fund C000172131 Class A [NULL] C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000054776 JPMorgan SmartRetirement Blend 2060 Fund C000172126 Class C [NULL] C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000054776 JPMorgan SmartRetirement Blend 2060 Fund C000172128 Class R2 [NULL] C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000054776 JPMorgan SmartRetirement Blend 2060 Fund C000172129 Class R5 JAABX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000054776 JPMorgan SmartRetirement Blend 2060 Fund C000172130 Class R6 JAAYX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000054776 JPMorgan SmartRetirement Blend 2060 Fund C000172127 Select Class JACSX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000011871 JPMorgan SmartRetirement Income Fund C000032436 Institutional Class JSIIX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000011871 JPMorgan SmartRetirement Income Fund C000169479 Class R3 JSIPX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000011871 JPMorgan SmartRetirement Income Fund C000169480 Class R4 JSIQX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000011871 JPMorgan SmartRetirement Income Fund C000148425 Class R6 JSIYX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000011871 JPMorgan SmartRetirement Income Fund C000070627 Class R2 JSIZX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000011871 JPMorgan SmartRetirement Income Fund C000032433 Class A JSRAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000011871 JPMorgan SmartRetirement Income Fund C000032434 Class C JSRCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000011871 JPMorgan SmartRetirement Income Fund C000032435 Select Class JSRSX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037363 JPMorgan SmartRetirement* Blend 2015 Fund C000115323 Class A JSBAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037363 JPMorgan SmartRetirement* Blend 2015 Fund C000115324 Class C JSBCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037363 JPMorgan SmartRetirement* Blend 2015 Fund C000115325 Select Class JSBEX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037363 JPMorgan SmartRetirement* Blend 2015 Fund C000115320 Class R2 JSBRX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037363 JPMorgan SmartRetirement* Blend 2015 Fund C000115321 Class R5 JSBWX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037363 JPMorgan SmartRetirement* Blend 2015 Fund C000115322 Class R6 JSBYX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037364 JPMorgan SmartRetirement* Blend 2020 Fund C000115330 Class R5 JBSRX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037364 JPMorgan SmartRetirement* Blend 2020 Fund C000115329 Class R2 JIORX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037364 JPMorgan SmartRetirement* Blend 2020 Fund C000115327 Class C JPCCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037364 JPMorgan SmartRetirement* Blend 2020 Fund C000115326 Class A JPOAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037364 JPMorgan SmartRetirement* Blend 2020 Fund C000115328 Select Class JSSRX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037364 JPMorgan SmartRetirement* Blend 2020 Fund C000115331 Class R6 JSYRX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037365 JPMorgan SmartRetirement* Blend 2025 Fund C000115332 Class A JBASX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037365 JPMorgan SmartRetirement* Blend 2025 Fund C000115336 Class R5 JBBSX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037365 JPMorgan SmartRetirement* Blend 2025 Fund C000115333 Class C JBCSX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037365 JPMorgan SmartRetirement* Blend 2025 Fund C000115335 Class R2 JBRSX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037365 JPMorgan SmartRetirement* Blend 2025 Fund C000115334 Select Class JBSSX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037365 JPMorgan SmartRetirement* Blend 2025 Fund C000115337 Class R6 JBYSX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037366 JPMorgan SmartRetirement* Blend 2030 Fund C000115338 Class A JRBAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037366 JPMorgan SmartRetirement* Blend 2030 Fund C000115342 Class R5 JRBBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037366 JPMorgan SmartRetirement* Blend 2030 Fund C000115339 Class C JRBCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037366 JPMorgan SmartRetirement* Blend 2030 Fund C000115340 Select Class JRBEX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037366 JPMorgan SmartRetirement* Blend 2030 Fund C000115341 Class R2 JRBRX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037366 JPMorgan SmartRetirement* Blend 2030 Fund C000115343 Class R6 JRBYX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037367 JPMorgan SmartRetirement* Blend 2035 Fund C000115344 Class A JPARX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037367 JPMorgan SmartRetirement* Blend 2035 Fund C000115348 Class R5 JPBRX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037367 JPMorgan SmartRetirement* Blend 2035 Fund C000115345 Class C JPCRX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037367 JPMorgan SmartRetirement* Blend 2035 Fund C000115347 Class R2 JPRRX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037367 JPMorgan SmartRetirement* Blend 2035 Fund C000115346 Select Class JPSRX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037367 JPMorgan SmartRetirement* Blend 2035 Fund C000115349 Class R6 JPYRX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037368 JPMorgan SmartRetirement* Blend 2040 Fund C000115350 Class A JOBAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037368 JPMorgan SmartRetirement* Blend 2040 Fund C000115354 Class R5 JOBBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037368 JPMorgan SmartRetirement* Blend 2040 Fund C000115351 Class C JOBCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037368 JPMorgan SmartRetirement* Blend 2040 Fund C000115352 Select Class JOBEX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037368 JPMorgan SmartRetirement* Blend 2040 Fund C000115353 Class R2 JOBRX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037368 JPMorgan SmartRetirement* Blend 2040 Fund C000115355 Class R6 JOBYX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037369 JPMorgan SmartRetirement* Blend 2045 Fund C000115356 Class A JMAAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037369 JPMorgan SmartRetirement* Blend 2045 Fund C000115360 Class R5 JMBRX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037369 JPMorgan SmartRetirement* Blend 2045 Fund C000115358 Select Class JMSSX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037369 JPMorgan SmartRetirement* Blend 2045 Fund C000115361 Class R6 JMYAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037369 JPMorgan SmartRetirement* Blend 2045 Fund C000115359 Class R2 JNARX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037369 JPMorgan SmartRetirement* Blend 2045 Fund C000115357 Class C JPACX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037370 JPMorgan SmartRetirement* Blend 2050 Fund C000115362 Class A JNAAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037370 JPMorgan SmartRetirement* Blend 2050 Fund C000115366 Class R5 JNABX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037370 JPMorgan SmartRetirement* Blend 2050 Fund C000115363 Class C JNCAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037370 JPMorgan SmartRetirement* Blend 2050 Fund C000115364 Select Class JNEAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037370 JPMorgan SmartRetirement* Blend 2050 Fund C000115365 Class R2 JNNRX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037370 JPMorgan SmartRetirement* Blend 2050 Fund C000115367 Class R6 JNYAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037360 JPMorgan SmartRetirement* Blend 2055 Fund C000115304 Select Class JPTBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037360 JPMorgan SmartRetirement* Blend 2055 Fund C000115302 Class A JTABX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037360 JPMorgan SmartRetirement* Blend 2055 Fund C000115306 Class R5 JTBBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037360 JPMorgan SmartRetirement* Blend 2055 Fund C000115303 Class C JTCBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037360 JPMorgan SmartRetirement* Blend 2055 Fund C000115305 Class R2 JTRBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037360 JPMorgan SmartRetirement* Blend 2055 Fund C000115307 Class R6 JTYBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037359 JPMorgan SmartRetirement* Blend Income Fund C000115296 Class A JIABX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037359 JPMorgan SmartRetirement* Blend Income Fund C000115300 Class R5 JIBBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037359 JPMorgan SmartRetirement* Blend Income Fund C000115297 Class C JICBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037359 JPMorgan SmartRetirement* Blend Income Fund C000115298 Select Class JIJSX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037359 JPMorgan SmartRetirement* Blend Income Fund C000115299 Class R2 JIRBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000037359 JPMorgan SmartRetirement* Blend Income Fund C000115301 Class R6 JIYBX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000022994 JPMorgan Strategic Income Opportunities Fund C000066702 Class A JSOAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000022994 JPMorgan Strategic Income Opportunities Fund C000066703 Class C JSOCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000022994 JPMorgan Strategic Income Opportunities Fund C000066704 Class R5 JSORX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000022994 JPMorgan Strategic Income Opportunities Fund C000066701 Select Class JSOSX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000039327 JPMorgan Systematic Alpha Fund C000121197 Class R6 JALPX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000039327 JPMorgan Systematic Alpha Fund C000121194 Class A JSALX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000039327 JPMorgan Systematic Alpha Fund C000121195 Class C JSYAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000039327 JPMorgan Systematic Alpha Fund C000121196 Select Class SSALX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000002600 JPMorgan Tax Aware Equity Fund C000007148 Institutional Class JPDEX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000002600 JPMorgan Tax Aware Equity Fund C000097986 Class A JPEAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000002600 JPMorgan Tax Aware Equity Fund C000097987 Class C JPECX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000002600 JPMorgan Tax Aware Equity Fund C000097988 Select Class JPESX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000018749 JPMorgan Tax Aware High Income Fund C000051894 Class A JTIAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000018749 JPMorgan Tax Aware High Income Fund C000051895 Class C JTICX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000018749 JPMorgan Tax Aware High Income Fund C000051893 Select Class JTISX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000031382 JPMorgan Tax Aware Income Opportunities Fund C000097660 Class A JTAAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000031382 JPMorgan Tax Aware Income Opportunities Fund C000097661 Class C JTACX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-21295 0001217286 JPMorgan Trust I 30 S000031382 JPMorgan Tax Aware Income Opportunities Fund C000097662 Select Class JTASX C/O JPMORGAN DISTRIBUTION SERVICES, INC. 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NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003846 JPMorgan Equity Income Fund C000173562 Class R4 OIEQX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003846 JPMorgan Equity Income Fund C000098141 Class R5 OIERX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003846 JPMorgan Equity Income Fund C000010746 Class C OINCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003847 JPMorgan Equity Index Fund C000010747 Select Class HLEIX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003847 JPMorgan Equity Index Fund C000010750 Class C OEICX C/O JPMORGAN DISTRIBUTION SERVICES, INC. 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NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003905 JPMorgan Liquid Assets Money Market Fund C000010924 Premier PJLXX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003858 JPMorgan Market Expansion Enhanced Index Fund C000070646 Class R2 JMEZX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003858 JPMorgan Market Expansion Enhanced Index Fund C000010808 Class A OMEAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003858 JPMorgan Market Expansion Enhanced Index Fund C000010810 Class C OMECX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003858 JPMorgan Market Expansion Enhanced Index Fund C000010807 Select Class PGMIX C/O JPMORGAN DISTRIBUTION SERVICES, INC. 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NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003488 JPMorgan Mortgage-Backed Securities Fund C000009647 Class A OMBAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003488 JPMorgan Mortgage-Backed Securities Fund C000009646 Select Class OMBIX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003650 JPMorgan Multi-Cap Market Neutral Fund C000010142 Class A OGNAX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003650 JPMorgan Multi-Cap Market Neutral Fund C000010144 Class C OGNCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003650 JPMorgan Multi-Cap Market Neutral Fund C000010141 Select Class OGNIX C/O JPMORGAN DISTRIBUTION SERVICES, INC. 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NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003906 JPMorgan Municipal Money Market Fund C000010933 Service SJMXX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003498 JPMorgan Ohio Municipal Bond Fund C000009687 Select Class HLOMX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003498 JPMorgan Ohio Municipal Bond Fund C000009690 Class C JOMCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003498 JPMorgan Ohio Municipal Bond Fund C000009688 Class A ONOHX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003490 JPMorgan Short Duration Bond Fund C000009653 Select Class HLLVX C/O JPMORGAN DISTRIBUTION SERVICES, INC. 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NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003859 JPMorgan Small Cap Growth Fund C000070647 Class R2 JSGZX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003859 JPMorgan Small Cap Growth Fund C000010811 Select Class OGGFX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003859 JPMorgan Small Cap Growth Fund C000010815 Class C OSGCX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003859 JPMorgan Small Cap Growth Fund C000010813 Class A PGSGX C/O JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK 10017 NY 270 PARK AVENUE 811-04236 0000763852 JPMORGAN TRUST II 30 S000003899 JPMorgan Small Cap Value Fund C000173568 Class R3 JSVPX C/O JPMORGAN DISTRIBUTION SERVICES, INC. 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[NULL] 811-06312 0000874964 LAZARD FUNDS INC 30 S000010265 Lazard US Corporate Income Portfolio C000028362 Open Shares LZHOX 30 ROCKEFELLER PLAZA NEW YORK 10112 NY [NULL] 811-06312 0000874964 LAZARD FUNDS INC 30 S000010265 Lazard US Corporate Income Portfolio C000028363 Institutional Shares LZHYX 30 ROCKEFELLER PLAZA NEW YORK 10112 NY [NULL] 811-06312 0000874964 LAZARD FUNDS INC 30 S000010265 Lazard US Corporate Income Portfolio C000134186 R6 Shares RLCIX 30 ROCKEFELLER PLAZA NEW YORK 10112 NY [NULL] 811-06312 0000874964 LAZARD FUNDS INC 30 S000010267 Lazard US Equity Concentrated Portfolio C000028367 Institutional Shares LEVIX 30 ROCKEFELLER PLAZA NEW YORK 10112 NY [NULL] 811-06312 0000874964 LAZARD FUNDS INC 30 S000010267 Lazard US Equity Concentrated Portfolio C000028366 Open Shares LEVOX 30 ROCKEFELLER PLAZA NEW YORK 10112 NY [NULL] 811-06312 0000874964 LAZARD FUNDS INC 30 S000010267 Lazard US Equity Concentrated Portfolio C000134188 R6 Shares RLUEX 30 ROCKEFELLER PLAZA NEW YORK 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YORK 10112 NY [NULL] 811-06312 0000874964 LAZARD FUNDS INC 30 S000046424 Lazard US Small Cap Equity Growth Portfolio C000145074 Institutional Shares GRWIX 30 ROCKEFELLER PLAZA NEW YORK 10112 NY [NULL] 811-06312 0000874964 LAZARD FUNDS INC 30 S000046424 Lazard US Small Cap Equity Growth Portfolio C000145075 Open Shares GRWOX 30 ROCKEFELLER PLAZA NEW YORK 10112 NY [NULL] 811-06312 0000874964 LAZARD FUNDS INC 30 S000046424 Lazard US Small Cap Equity Growth Portfolio C000145076 R6 Shares RLSGX 30 ROCKEFELLER PLAZA NEW YORK 10112 NY [NULL] 811-06312 0000874964 LAZARD FUNDS INC 30 S000010269 Lazard US Small-Mid Cap Equity Portfolio C000028370 Open Shares LZCOX 30 ROCKEFELLER PLAZA NEW YORK 10112 NY [NULL] 811-06312 0000874964 LAZARD FUNDS INC 30 S000010269 Lazard US Small-Mid Cap Equity Portfolio C000028371 Institutional Shares LZSCX 30 ROCKEFELLER PLAZA NEW YORK 10112 NY [NULL] 811-06312 0000874964 LAZARD FUNDS INC 30 S000010269 Lazard US Small-Mid Cap Equity Portfolio C000134190 R6 Shares 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30 S000037000 Lazard Retirement Global Dynamic Multi Asset Portfolio C000113249 Service Shares [NULL] 30 ROCKEFELLER PLAZA NEW YORK 10020 NY [NULL] 811-08071 0001033669 LAZARD RETIREMENT SERIES INC 30 S000028754 Lazard Retirement Global Listed Infrastructure Portfolio C000088072 Investor Shares [NULL] 30 ROCKEFELLER PLAZA NEW YORK 10020 NY [NULL] 811-08071 0001033669 LAZARD RETIREMENT SERIES INC 30 S000028754 Lazard Retirement Global Listed Infrastructure Portfolio C000088071 Service Shares [NULL] 30 ROCKEFELLER PLAZA NEW YORK 10020 NY [NULL] 811-08071 0001033669 LAZARD RETIREMENT SERIES INC 30 S000046419 Lazard Retirement Global Strategic Equity Portfolio C000145062 Investor Shares [NULL] 30 ROCKEFELLER PLAZA NEW YORK 10020 NY [NULL] 811-08071 0001033669 LAZARD RETIREMENT SERIES INC 30 S000046419 Lazard Retirement Global Strategic Equity Portfolio C000145063 Service Shares [NULL] 30 ROCKEFELLER PLAZA NEW YORK 10020 NY [NULL] 811-08071 0001033669 LAZARD RETIREMENT SERIES INC 30 S000051022 Lazard Retirement International Equity Advantage Portfolio C000160755 Investor Shares [NULL] 30 ROCKEFELLER PLAZA NEW YORK 10020 NY [NULL] 811-08071 0001033669 LAZARD RETIREMENT SERIES INC 30 S000051022 Lazard Retirement International Equity Advantage Portfolio C000160756 Service Shares [NULL] 30 ROCKEFELLER PLAZA NEW YORK 10020 NY [NULL] 811-08071 0001033669 LAZARD RETIREMENT SERIES INC 30 S000046420 Lazard Retirement International Equity Concentrated Portfolio C000145064 Investor Shares [NULL] 30 ROCKEFELLER PLAZA NEW YORK 10020 NY [NULL] 811-08071 0001033669 LAZARD RETIREMENT SERIES INC 30 S000046420 Lazard Retirement International Equity Concentrated Portfolio C000145065 Service Shares [NULL] 30 ROCKEFELLER PLAZA NEW YORK 10020 NY [NULL] 811-08071 0001033669 LAZARD RETIREMENT SERIES INC 30 S000010300 Lazard Retirement International Equity Portfolio C000028479 Investor Shares [NULL] 30 ROCKEFELLER PLAZA NEW YORK 10020 NY [NULL] 811-08071 0001033669 LAZARD RETIREMENT 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SERIES INC 30 S000010297 Lazard Retirement US Equity Concentrated Portfolio C000028472 Service Shares [NULL] 30 ROCKEFELLER PLAZA NEW YORK 10020 NY [NULL] 811-08071 0001033669 LAZARD RETIREMENT SERIES INC 30 S000010298 Lazard Retirement US Small-Mid Cap Equity Portfolio C000028475 Investor Shares [NULL] 30 ROCKEFELLER PLAZA NEW YORK 10020 NY [NULL] 811-08071 0001033669 LAZARD RETIREMENT SERIES INC 30 S000010298 Lazard Retirement US Small-Mid Cap Equity Portfolio C000028474 Service Shares [NULL] 30 ROCKEFELLER PLAZA NEW YORK 10020 NY [NULL] 811-08071 0001033669 LAZARD RETIREMENT SERIES INC 30 S000010294 Lazard Retirement US Strategic Equity Portfolio C000028467 Investor Shares [NULL] 30 ROCKEFELLER PLAZA NEW YORK 10020 NY [NULL] 811-08071 0001033669 LAZARD RETIREMENT SERIES INC 30 S000010294 Lazard Retirement US Strategic Equity Portfolio C000028466 Service Shares [NULL] 30 ROCKEFELLER PLAZA NEW YORK 10020 NY [NULL] 811-05631 0000837351 LEE FINANCIAL MUTUAL FUND, INC. 30 S000004837 Hawaii Municipal Fund C000013095 Hawaii Municipal Fund Investor Class SURFX 3113 OLU STREET HONOLULU 96816 HI [NULL] 811-05631 0000837351 LEE FINANCIAL MUTUAL FUND, INC. 30 S000032611 Lee Financial Tactical Fund C000100552 Lee Financial Tactical Fund Investor Class LOVIX 3113 OLU STREET HONOLULU 96816 HI [NULL] 811-22507 0001508033 LEEWARD INVESTMENT TRUST 30 S000045191 MAI Energy Infrastructure and MLP Fund C000140729 Institutional Class Shares VMLIX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22507 0001508033 LEEWARD INVESTMENT TRUST 30 S000045191 MAI Energy Infrastructure and MLP Fund C000140730 Advisor Class Shares VMLPX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22507 0001508033 LEEWARD INVESTMENT TRUST 30 S000045189 Oakhurst Defined Risk Fund C000140725 Institutional Class Shares OAKDX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22507 0001508033 LEEWARD INVESTMENT TRUST 30 S000045189 Oakhurst Defined Risk Fund C000140726 Advisor Class Shares OAKRX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22507 0001508033 LEEWARD INVESTMENT TRUST 30 S000055587 Ultra Short Government Fund C000174984 Ultra Short Government Fund [NULL] 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22507 0001508033 LEEWARD INVESTMENT TRUST 30 S000055588 Ultra Short Prime Fund C000174985 Ultra Short Prime Fund [NULL] 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-23096 0001645194 Legg Mason ETF Equity Trust 30 S000051683 Legg Mason Developed ex-US Diversified Core ETF C000162622 Legg Mason Developed ex-US Diversified Core ETF DDBI 620 EIGHTH AVE NEW YORK 10018 NY 49TH FLOOR 811-23096 0001645194 Legg Mason ETF Equity Trust 30 S000051684 Legg Mason Emerging Markets Diversified Core ETF C000162623 Legg Mason Emerging Markets Diversified Core ETF EDBI 620 EIGHTH AVE NEW YORK 10018 NY 49TH FLOOR 811-23096 0001645194 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S000036165 ClearBridge Small Cap Fund C000110738 Class FI LGASX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036165 ClearBridge Small Cap Fund C000110733 Class R LMARX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036165 ClearBridge Small Cap Fund C000110737 Class C LMASX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036165 ClearBridge Small Cap Fund C000110735 Class I LMNSX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036165 ClearBridge Small Cap Fund C000110736 Class A LMSAX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036164 ClearBridge Value Trust C000164621 Class IS [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD 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0001474103 Legg Mason Global Asset Management Trust 30 S000029727 Legg Mason BW Diversified Large Cap Value Fund C000091410 Class FI [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000029727 Legg Mason BW Diversified Large Cap Value Fund C000091412 Class R1 [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000029727 Legg Mason BW Diversified Large Cap Value Fund C000091411 Class R LBDRX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000029727 Legg Mason BW Diversified Large Cap Value Fund C000091414 Class IS LBISX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000029727 Legg Mason BW Diversified Large Cap Value Fund C000091408 Class A LBWAX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000029727 Legg Mason BW Diversified Large Cap Value Fund C000091409 Class C LBWCX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000029727 Legg Mason BW Diversified Large Cap Value Fund C000091413 Class I LBWIX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000029727 Legg Mason BW Diversified Large Cap Value Fund C000119611 Class A2 LLVAX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000047047 Legg Mason BW Dynamic Large Cap Value Fund C000147056 Class FI [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000047047 Legg Mason BW Dynamic Large Cap Value Fund C000147055 Class C LMBBX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg 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0001474103 Legg Mason Global Asset Management Trust 30 S000051513 Legg Mason BW Global Macro Fund C000162184 Class I [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000051513 Legg Mason BW Global Macro Fund C000162185 Class IS [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000051513 Legg Mason BW Global Macro Fund C000162183 Class R [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036894 Legg Mason BW Global Opportunities Bond Fund C000112917 Class A GOBAX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036894 Legg Mason BW Global Opportunities Bond Fund C000112918 Class C1 GOBCX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 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S000027197 Legg Mason BW International Opportunities Bond Fund C000082104 Class FI LWOFX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000027197 Legg Mason BW International Opportunities Bond Fund C000082105 Class I LWOIX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000027197 Legg Mason BW International Opportunities Bond Fund C000100469 Class R LWORX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000049068 Martin Currie Emerging Markets Fund C000154769 Class A [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000049068 Martin Currie Emerging Markets Fund C000154770 Class A2 [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000049068 Martin Currie Emerging Markets Fund C000154771 Class C [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000049068 Martin Currie Emerging Markets Fund C000154772 Class FI [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000049068 Martin Currie Emerging Markets Fund C000154774 Class I [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000049068 Martin Currie Emerging Markets Fund C000154775 Class IS [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000049068 Martin Currie Emerging Markets Fund C000154773 Class R [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000051299 Martin Currie International Unconstrained Equity Fund 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A LMCJX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000044288 Miller Income Opportunity Trust C000137982 Class FI LMCKX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000044288 Miller Income Opportunity Trust C000137984 Class I LMCLX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000044288 Miller Income Opportunity Trust C000137985 Class IS LMCMX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036892 QS Emerging Markets Fund C000112907 Class R1 [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036892 QS Emerging Markets Fund C000112906 Class R LBERX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036892 QS Emerging Markets Fund C000112908 Class I LGEMX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036892 QS Emerging Markets Fund C000112905 Class FI LGFMX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036892 QS Emerging Markets Fund C000112909 Class IS LGMSX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036892 QS Emerging Markets Fund C000112904 Class C LMEMX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036892 QS Emerging Markets Fund C000112903 Class A LMRAX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000051512 QS Global Market Neutral Fund C000162172 Class A [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000051512 QS Global Market Neutral Fund C000162173 Class A2 [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000051512 QS Global Market Neutral Fund C000162174 Class C [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000051512 QS Global Market Neutral Fund C000162175 Class FI [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000051512 QS Global Market Neutral Fund C000162177 Class I [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000051512 QS Global Market Neutral Fund C000162178 Class IS [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management 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DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036893 QS International Equity Fund C000112915 Class A LMEAX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036893 QS International Equity Fund C000112916 Class C LMGEX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036893 QS International Equity Fund C000112911 Class R LMIRX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000027987 QS Strategic Real Return Fund C000085066 Class FI [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000027987 QS Strategic Real Return Fund C000085069 Class R [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 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[NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036895 QS U.S. Small Capitalization Equity Fund C000112928 Class I LMSIX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000036895 QS U.S. Small Capitalization Equity Fund C000119613 Class A2 LUSAX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000053331 RARE Global Infrastructure Value Fund C000167781 Class A [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000053331 RARE Global Infrastructure Value Fund C000167782 Class A2 [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason Global Asset Management Trust 30 S000053331 RARE Global Infrastructure Value Fund C000167783 Class C [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22338 0001474103 Legg Mason 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Variable Trust 30 S000044278 Legg Mason BW Absolute Return Opportunities VIT C000137941 Class II LBRPX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22670 0001541759 Legg Mason Investment Trust 30 S000037001 Legg Mason Opportunity Trust C000169123 Class IS [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22670 0001541759 Legg Mason Investment Trust 30 S000037001 Legg Mason Opportunity Trust C000113257 Class R1 [NULL] 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22670 0001541759 Legg Mason Investment Trust 30 S000037001 Legg Mason Opportunity Trust C000113253 Class A LGOAX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22670 0001541759 Legg Mason Investment Trust 30 S000037001 Legg Mason Opportunity Trust C000113258 Class I LMNOX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22670 0001541759 Legg Mason Investment Trust 30 S000037001 Legg Mason Opportunity Trust C000113255 Class FI LMOFX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22670 0001541759 Legg Mason Investment Trust 30 S000037001 Legg Mason Opportunity Trust C000113254 Class C LMOPX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-22670 0001541759 Legg Mason Investment Trust 30 S000037001 Legg Mason Opportunity Trust C000113256 Class R LMORX 100 INTERNATIONAL DRIVE BALTIMORE 21202 MD [NULL] 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016235 ClearBridge Aggressive Growth Fund C000082476 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016235 ClearBridge Aggressive Growth Fund C000044861 Class FI LMPFX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016235 ClearBridge Aggressive Growth Fund C000044860 Class R LMPRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016235 ClearBridge Aggressive Growth Fund C000066226 Class IS LSIFX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016235 ClearBridge Aggressive Growth Fund C000044857 Class B SAGBX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016235 ClearBridge Aggressive Growth Fund C000044858 Class C SAGCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016235 ClearBridge Aggressive Growth Fund C000044859 Class I SAGYX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016235 ClearBridge Aggressive Growth Fund C000044856 Class A SHRAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016245 ClearBridge All Cap Value Fund C000058933 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016245 ClearBridge All Cap Value Fund C000058934 Class R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016245 ClearBridge All Cap Value Fund C000082537 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016245 ClearBridge All Cap Value Fund C000066227 Class IS LSISX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016245 ClearBridge All Cap Value Fund C000044901 Class B SFVBX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016245 ClearBridge All Cap Value Fund C000044902 Class C SFVCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016245 ClearBridge All Cap Value Fund C000044903 Class I SFVYX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016245 ClearBridge All Cap Value Fund C000044900 Class A SHFVX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016651 ClearBridge Appreciation Fund C000076730 Class R1 LAPRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016651 ClearBridge Appreciation Fund C000063669 Class IS LMESX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016651 ClearBridge Appreciation Fund C000046519 Class FI LMPIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016651 ClearBridge Appreciation Fund C000046518 Class R LMPPX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016651 ClearBridge Appreciation Fund C000046515 Class B SAPBX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016651 ClearBridge Appreciation Fund C000046516 Class C SAPCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016651 ClearBridge Appreciation Fund C000046517 Class I SAPYX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016651 ClearBridge Appreciation Fund C000046514 Class A SHAPX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016665 ClearBridge Dividend Strategy Fund C000088432 Class IS [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016665 ClearBridge Dividend Strategy Fund C000088431 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016665 ClearBridge Dividend Strategy Fund C000063673 Class FI LBRIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016665 ClearBridge Dividend Strategy Fund C000097989 Class 1 LCBOX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016665 ClearBridge Dividend Strategy Fund C000063674 Class R LMMRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016665 ClearBridge Dividend Strategy Fund C000046579 Class C SBPLX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016665 ClearBridge Dividend Strategy Fund C000046577 Class A SOPAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016665 ClearBridge Dividend Strategy Fund C000046578 Class B SOPTX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016665 ClearBridge Dividend Strategy Fund C000046580 Class I SOPYX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000041698 ClearBridge Energy MLP & Infrastructure Fund C000129477 CLASS R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000041698 ClearBridge Energy MLP & Infrastructure Fund C000129476 CLASS FI LCIFX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000041698 ClearBridge Energy MLP & Infrastructure Fund C000129474 CLASS A LCPAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000041698 ClearBridge Energy MLP & Infrastructure Fund C000129475 CLASS C LCPCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000041698 ClearBridge Energy MLP & Infrastructure Fund C000129478 CLASS I LCPIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000041698 ClearBridge Energy MLP & Infrastructure Fund C000129479 CLASS IS LCPSX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016667 ClearBridge Equity Fund C000046586 Class B [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016667 ClearBridge Equity Fund C000063678 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016667 ClearBridge Equity Fund C000063679 Class R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016667 ClearBridge Equity Fund C000083429 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016667 ClearBridge Equity Fund C000046585 Class A LMQAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016667 ClearBridge Equity Fund C000046587 Class C LMQCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016667 ClearBridge Equity Fund C000046589 Class I LMQIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016667 ClearBridge Equity Fund C000046588 Class O SABRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000053237 ClearBridge Global Health Care Innovations Fund C000167511 Class A [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000053237 ClearBridge Global Health Care Innovations Fund C000167512 Class A2 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000053237 ClearBridge Global Health Care Innovations Fund C000167513 Class C [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000053237 ClearBridge Global Health Care Innovations Fund C000167514 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000053237 ClearBridge Global Health Care Innovations Fund C000167516 Class I [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000053237 ClearBridge Global Health Care Innovations Fund C000167517 Class IS [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000053237 ClearBridge Global Health Care Innovations Fund C000167515 Class R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000029827 ClearBridge International Small Cap Fund C000091727 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000029827 ClearBridge International Small Cap Fund C000091728 Class R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000029827 ClearBridge International Small Cap Fund C000091731 Class IS CBISX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000029827 ClearBridge International Small Cap Fund C000091725 Class A LCOAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000029827 ClearBridge International Small Cap Fund C000091726 Class C LCOCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000029827 ClearBridge International Small Cap Fund C000091730 Class I LCOIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000029827 ClearBridge International Small Cap Fund C000091729 Class A2 LCRNX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016247 ClearBridge International Value Fund C000059793 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016247 ClearBridge International Value Fund C000083427 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016247 ClearBridge International Value Fund C000059794 Class R LIORX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016247 ClearBridge International Value Fund C000066228 Class IS LSIUX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016247 ClearBridge International Value Fund C000044910 Class B SBIBX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016247 ClearBridge International Value Fund C000044911 Class C SBICX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016247 ClearBridge International Value Fund C000044909 Class A SBIEX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016247 ClearBridge International Value Fund C000044912 Class I SBIYX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004161 ClearBridge Large Cap Growth Fund C000086038 Class O LCMMX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004161 ClearBridge Large Cap Growth Fund C000039152 Class FI LMPGX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004161 ClearBridge Large Cap Growth Fund C000039153 Class R LMPLX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004161 ClearBridge Large Cap Growth Fund C000066224 Class IS LSITX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004161 ClearBridge Large Cap Growth Fund C000011720 Class B SBLBX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004161 ClearBridge Large Cap Growth Fund C000011719 Class A SBLGX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004161 ClearBridge Large Cap Growth Fund C000011722 Class I SBLYX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004161 ClearBridge Large Cap Growth Fund C000011721 Class C SLCCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016669 ClearBridge Large Cap Value Fund C000127016 Class 1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016669 ClearBridge Large Cap Value Fund C000063681 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016669 ClearBridge Large Cap Value Fund C000063680 Class R LCBVX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016669 ClearBridge Large Cap Value Fund C000076733 Class A2 LIVVX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016669 ClearBridge Large Cap Value Fund C000063682 Class IS LMLSX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016669 ClearBridge Large Cap Value Fund C000046599 Class I SAIFX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016669 ClearBridge Large Cap Value Fund C000046596 Class B SBINX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016669 ClearBridge Large Cap Value Fund C000046595 Class A SINAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016669 ClearBridge Large Cap Value Fund C000046597 Class C SINOX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004162 ClearBridge Mid Cap Fund C000060699 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004162 ClearBridge Mid Cap Fund C000083423 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004162 ClearBridge Mid Cap Fund C000060700 Class R LMREX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004162 ClearBridge Mid Cap Fund C000066225 Class IS LSIRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004162 ClearBridge Mid Cap Fund C000011723 Class A SBMAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004162 ClearBridge Mid Cap Fund C000011724 Class B SBMDX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004162 ClearBridge Mid Cap Fund C000011725 Class C SBMLX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004162 ClearBridge Mid Cap Fund C000011726 Class I SMBYX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004162 ClearBridge Mid Cap Fund C000011727 Class 1 SMCPX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000029718 ClearBridge Mid Cap Growth Fund C000091378 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000029718 ClearBridge Mid Cap Growth Fund C000091376 Class A LBGAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000029718 ClearBridge Mid Cap Growth Fund C000091377 Class C LBGCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000029718 ClearBridge Mid Cap Growth Fund C000091381 Class I LBGIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000029718 ClearBridge Mid Cap Growth Fund C000091380 Class A2 LCBGX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000029718 ClearBridge Mid Cap Growth Fund C000091382 Class IS LCMIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000029718 ClearBridge Mid Cap Growth Fund C000091379 Class R LCMRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039065 ClearBridge Select Fund C000120103 Class A [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039065 ClearBridge Select Fund C000120104 Class C [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039065 ClearBridge Select Fund C000120106 Class R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039065 ClearBridge Select Fund C000120108 Class I LBFIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039065 ClearBridge Select Fund C000120105 Class FI LCBSX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039065 ClearBridge Select Fund C000120107 Class IS LCSSX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016663 ClearBridge Small Cap Growth Fund C000076731 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016663 ClearBridge Small Cap Growth Fund C000063670 Class IS LMOIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016663 ClearBridge Small Cap Growth Fund C000046572 Class 1 LMPMX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016663 ClearBridge Small Cap Growth Fund C000046570 Class R LMPOX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016663 ClearBridge Small Cap Growth Fund C000046569 Class FI LMPSX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016663 ClearBridge Small Cap Growth Fund C000046565 Class A SASMX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016663 ClearBridge Small Cap Growth Fund C000046571 Class I SBPYX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016663 ClearBridge Small Cap Growth Fund C000046566 Class B SBSMX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016663 ClearBridge Small Cap Growth Fund C000046567 Class C SCSMX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016238 ClearBridge Small Cap Value Fund C000058931 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016238 ClearBridge Small Cap Value Fund C000127028 Class IS [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016238 ClearBridge Small Cap Value Fund C000058932 Class R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016238 ClearBridge Small Cap Value Fund C000082536 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016238 ClearBridge Small Cap Value Fund C000044871 Class A SBVAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016238 ClearBridge Small Cap Value Fund C000044872 Class B SBVBX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016238 ClearBridge Small Cap Value Fund C000044873 Class C SBVLX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016238 ClearBridge Small Cap Value Fund C000044874 Class I SMCYX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000048737 ClearBridge Sustainability Leaders Fund C000153520 Class A [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000048737 ClearBridge Sustainability Leaders Fund C000153521 Class A2 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000048737 ClearBridge Sustainability Leaders Fund C000153522 Class C [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000048737 ClearBridge Sustainability Leaders Fund C000153523 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000048737 ClearBridge Sustainability Leaders Fund C000153525 Class I [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000048737 ClearBridge Sustainability Leaders Fund C000153526 Class IS [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000048737 ClearBridge Sustainability Leaders Fund C000153524 Class R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016241 ClearBridge Tactical Dividend Income Fund C000044884 Class B [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016241 ClearBridge Tactical Dividend Income Fund C000059787 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016241 ClearBridge Tactical Dividend Income Fund C000059788 Class R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016241 ClearBridge Tactical Dividend Income Fund C000044883 Class A CFLGX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016241 ClearBridge Tactical Dividend Income Fund C000044886 Class I LADIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016241 ClearBridge Tactical Dividend Income Fund C000083424 Class A2 LBDAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016241 ClearBridge Tactical Dividend Income Fund C000127029 Class IS LCBDX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016241 ClearBridge Tactical Dividend Income Fund C000044885 Class C SMDLX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000025317 EnTrustPermal Alternative Core Fund C000075481 Class R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000025317 EnTrustPermal Alternative Core Fund C000075478 Class A LPTAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000025317 EnTrustPermal Alternative Core Fund C000075479 Class C LPTCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000025317 EnTrustPermal Alternative Core Fund C000075480 Class FI LPTFX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000025317 EnTrustPermal Alternative Core Fund C000075482 Class I LPTIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000025317 EnTrustPermal Alternative Core Fund C000075483 Class IS LPTSX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000043635 EnTrustPermal Alternative Select Fund C000135282 Class A [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000043635 EnTrustPermal Alternative Select Fund C000135283 Class C [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000043635 EnTrustPermal Alternative Select Fund C000135284 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000043635 EnTrustPermal Alternative Select Fund C000135286 Class I [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000043635 EnTrustPermal Alternative Select Fund C000135287 Class IS [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000043635 EnTrustPermal Alternative Select Fund C000135285 Class R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016244 Legg Mason Investment Counsel Financial Services Fund C000066314 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016244 Legg Mason Investment Counsel Financial Services Fund C000066315 Class R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016244 Legg Mason Investment Counsel Financial Services Fund C000091070 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016244 Legg Mason Investment Counsel Financial Services Fund C000044899 Class I LMRIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016244 Legg Mason Investment Counsel Financial Services Fund C000044896 Class A SBFAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016244 Legg Mason Investment Counsel Financial Services Fund C000044898 Class C SFSLX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016664 Legg Mason Investment Counsel Social Awareness Fund C000063671 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016664 Legg Mason Investment Counsel Social Awareness Fund C000063672 Class R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016664 Legg Mason Investment Counsel Social Awareness Fund C000089314 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016664 Legg Mason Investment Counsel Social Awareness Fund C000046576 Class I LMRNX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016664 Legg Mason Investment Counsel Social Awareness Fund C000046574 Class B SESIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016664 Legg Mason Investment Counsel Social Awareness Fund C000046575 Class C SESLX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016664 Legg Mason Investment Counsel Social Awareness Fund C000046573 Class A SSIAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016652 QS Conservative Growth Fund C000089309 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016652 QS Conservative Growth Fund C000058252 Fi [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016652 QS Conservative Growth Fund C000058251 R LLARX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016652 QS Conservative Growth Fund C000046523 Class I LMEIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016652 QS Conservative Growth Fund C000046520 Class A SBBAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016652 QS Conservative Growth Fund C000046521 Class B SCBBX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016652 QS Conservative Growth Fund C000046522 Class C SCBCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016653 QS Defensive Growth Fund C000089310 Class C [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016653 QS Defensive Growth Fund C000058253 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016653 QS Defensive Growth Fund C000046527 Class I LMGIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016653 QS Defensive Growth Fund C000058254 Class R LMLRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016653 QS Defensive Growth Fund C000046525 Class B SBCBX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016653 QS Defensive Growth Fund C000046526 Class C1 SBCLX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016653 QS Defensive Growth Fund C000046524 Class A SBCPX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000037543 QS Dynamic Multi-Strategy Fund C000115919 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000037543 QS Dynamic Multi-Strategy Fund C000115922 Class IS [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000037543 QS Dynamic Multi-Strategy Fund C000115917 Class A LDFAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000037543 QS Dynamic Multi-Strategy Fund C000115921 Class I LDIIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000037543 QS Dynamic Multi-Strategy Fund C000115918 Class C LDYCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000037543 QS Dynamic Multi-Strategy Fund C000115920 Class R LMDRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039864 QS Global Dividend Fund C000123679 Class A [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039864 QS Global Dividend Fund C000154578 Class A2 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039864 QS Global Dividend Fund C000123680 Class C [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039864 QS Global Dividend Fund C000123682 Class R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039864 QS Global Dividend Fund C000123684 Class IS LDIFX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039864 QS Global Dividend Fund C000123681 Class FI LDIGX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039864 QS Global Dividend Fund C000123683 Class I LTTMX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016668 QS Global Equity Fund C000062525 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016668 QS Global Equity Fund C000062526 Class R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016668 QS Global Equity Fund C000046590 Class A CFIPX LEGG MASON & CO., LLC NEW 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MASON PARTNERS EQUITY TRUST 30 S000016655 QS Growth Fund C000089312 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016655 QS Growth Fund C000058257 Fi [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016655 QS Growth Fund C000046535 Class I LANIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016655 QS Growth Fund C000058258 R LLLRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016655 QS Growth Fund C000046532 Class A SCHAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016655 QS Growth Fund C000046533 Class B SCHBX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016655 QS Growth Fund C000046534 Class C SCHCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039863 QS International Dividend Fund C000123676 Class R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039863 QS International Dividend Fund C000123678 Class IS LDIVX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039863 QS International Dividend Fund C000123673 Class A LGDAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039863 QS International Dividend Fund C000123674 Class C LGDCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039863 QS International Dividend Fund C000123675 Class FI LTIDX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000039863 QS International Dividend Fund C000123677 Class I LVIDX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023092 QS Legg Mason Target Retirement 2015 C000077401 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023092 QS Legg Mason Target Retirement 2015 C000067321 Class A LMFAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023092 QS Legg Mason Target Retirement 2015 C000067322 Class C LMFCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023092 QS Legg Mason Target Retirement 2015 C000067325 Class I LMFIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023092 QS Legg Mason Target Retirement 2015 C000067324 Class R LMFRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023092 QS Legg Mason Target Retirement 2015 C000067326 Class IS LMFSX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023092 QS Legg Mason Target Retirement 2015 C000067323 Class FI LMMFX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023093 QS Legg Mason Target Retirement 2020 C000077402 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023093 QS Legg Mason Target Retirement 2020 C000067330 Class A LMWAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023093 QS Legg Mason Target Retirement 2020 C000067331 Class C LMWCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023093 QS Legg Mason Target Retirement 2020 C000067332 Class FI LMWFX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023093 QS Legg Mason Target Retirement 2020 C000067328 Class I LMWIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023093 QS Legg Mason Target Retirement 2020 C000067327 Class R LMWRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023093 QS Legg Mason Target Retirement 2020 C000067329 Class IS LMWSX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023094 QS Legg Mason Target Retirement 2025 C000077403 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023094 QS Legg Mason Target Retirement 2025 C000067333 Class A LMXAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023094 QS Legg Mason Target Retirement 2025 C000067334 Class C LMXCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023094 QS Legg Mason Target Retirement 2025 C000067335 Class FI LMXFX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023094 QS Legg Mason Target Retirement 2025 C000067337 Class I LMXIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023094 QS Legg Mason Target Retirement 2025 C000067336 Class R LMXRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023094 QS Legg Mason Target Retirement 2025 C000067338 Class IS LMXSX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023095 QS Legg Mason Target Retirement 2030 C000077404 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023095 QS Legg Mason Target Retirement 2030 C000067341 Class FI LMQFX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023095 QS Legg Mason Target Retirement 2030 C000067342 Class R LMQRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023095 QS Legg Mason Target Retirement 2030 C000067339 Class A LMVAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023095 QS Legg Mason Target Retirement 2030 C000067340 Class C LMVCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023095 QS Legg Mason Target Retirement 2030 C000067343 Class I LMVIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023095 QS Legg Mason Target Retirement 2030 C000067344 Class IS LMVSX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023096 QS Legg Mason Target Retirement 2035 C000077405 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023096 QS Legg Mason Target Retirement 2035 C000067347 Class FI LMEFX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023096 QS Legg Mason Target Retirement 2035 C000067345 Class A LMNAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023096 QS Legg Mason Target Retirement 2035 C000067349 Class I LMNIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023096 QS Legg Mason Target Retirement 2035 C000067348 Class R LMRRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023096 QS Legg Mason Target Retirement 2035 C000067350 Class IS LMSSX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023096 QS Legg Mason Target Retirement 2035 C000067346 Class C LMTCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023097 QS Legg Mason Target Retirement 2040 C000077406 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023097 QS Legg Mason Target Retirement 2040 C000067352 Class C LMHCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023097 QS Legg Mason Target Retirement 2040 C000067355 Class I LMNRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023097 QS Legg Mason Target Retirement 2040 C000067351 Class A LMYAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023097 QS Legg Mason Target Retirement 2040 C000067353 Class FI LMYFX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023097 QS Legg Mason Target Retirement 2040 C000067354 Class R LMYRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023097 QS Legg Mason Target Retirement 2040 C000067356 Class IS LMYSX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023098 QS Legg Mason Target Retirement 2045 C000077407 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023098 QS Legg Mason Target Retirement 2045 C000067357 Class A LMKAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023098 QS Legg Mason Target Retirement 2045 C000067358 Class C LMKCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023098 QS Legg Mason Target Retirement 2045 C000067359 Class FI LMKFX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023098 QS Legg Mason Target Retirement 2045 C000067361 Class I LMKIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023098 QS Legg Mason Target Retirement 2045 C000067360 Class R LMKRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023098 QS Legg Mason Target Retirement 2045 C000067362 Class IS LMKSX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023099 QS Legg Mason Target Retirement 2050 C000077408 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023099 QS Legg Mason Target Retirement 2050 C000067363 Class A LMJAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023099 QS Legg Mason Target Retirement 2050 C000067364 Class C LMJCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023099 QS Legg Mason Target Retirement 2050 C000067365 Class FI LMJFX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023099 QS Legg Mason Target Retirement 2050 C000067367 Class I LMJIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023099 QS Legg Mason Target Retirement 2050 C000067366 Class R LMJRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023099 QS Legg Mason Target Retirement 2050 C000067368 Class IS LMJSX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023100 QS Legg Mason Target Retirement Fund C000077409 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023100 QS Legg Mason Target Retirement Fund C000067372 Class R LMERX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023100 QS Legg Mason Target Retirement Fund C000067373 Class I LMIMX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023100 QS Legg Mason Target Retirement Fund C000067369 Class A LMPAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023100 QS Legg Mason Target Retirement Fund C000067370 Class C LMRCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023100 QS Legg Mason Target Retirement Fund C000067371 Class FI LMRPX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000023100 QS Legg Mason Target Retirement Fund C000067374 Class IS LMRSX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016654 QS Moderate Growth Fund C000089311 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016654 QS Moderate Growth Fund C000058255 Fi [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016654 QS Moderate Growth Fund C000046531 Class I LLAIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016654 QS Moderate Growth Fund C000058256 R LLMRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016654 QS Moderate Growth Fund C000046530 Class C SCGCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016654 QS Moderate Growth Fund C000046528 Class A SCGRX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000016654 QS Moderate Growth Fund C000046529 Class B SGRBX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004163 QS S&P 500 Index Fund C000011729 Class D SBSDX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000004163 QS S&P 500 Index Fund C000011728 Class A SBSPX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000022091 QS U.S. Large Cap Equity Fund C000086039 Class R1 [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000022091 QS U.S. Large Cap Equity Fund C000063389 Class IS LMISX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000022091 QS U.S. Large Cap Equity Fund C000063388 Class I LMTIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000022091 QS U.S. Large Cap Equity Fund C000063385 Class C LMUGX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000022091 QS U.S. Large Cap Equity Fund C000063387 Class R LMUOX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000022091 QS U.S. Large Cap Equity Fund C000063384 Class A LMUPX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-06444 0000880366 LEGG MASON PARTNERS EQUITY TRUST 30 S000022091 QS U.S. Large Cap Equity Fund C000063386 Class FI LMUSX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016624 Western Asset Adjustable Rate Income Fund C000068524 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016624 Western Asset Adjustable Rate Income Fund C000118948 Class IS [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016624 Western Asset Adjustable Rate Income Fund C000068525 Class R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016624 Western Asset Adjustable Rate Income Fund C000080302 Class C1 ARMGX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016624 Western Asset Adjustable Rate Income Fund C000046410 Class A ARMZX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016624 Western Asset Adjustable Rate Income Fund C000046412 Class C LWAIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016624 Western Asset Adjustable Rate Income Fund C000046413 Class I SBAYX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016644 Western Asset California Municipals Fund C000064958 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016644 Western Asset California Municipals Fund C000046488 Class I LMCUX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016644 Western Asset California Municipals Fund C000046487 Class C SCACX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016644 Western Asset California Municipals Fund C000046489 Class A SHRCX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016627 Western Asset Corporate Bond Fund C000062456 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016627 Western Asset Corporate Bond Fund C000118996 Class IS [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016627 Western Asset Corporate Bond Fund C000062457 Class R [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016627 Western Asset Corporate Bond Fund C000046423 Class B HBDIX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016627 Western Asset Corporate Bond Fund C000076699 Class P LCBPX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016627 Western Asset Corporate Bond Fund C000088506 Class C LWBOX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016627 Western Asset Corporate Bond Fund C000046424 Class C1 SBILX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016627 Western Asset Corporate Bond Fund C000046422 Class A SIGAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016627 Western Asset Corporate Bond Fund C000046425 Class I SIGYX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016642 Western Asset Emerging Markets Debt Fund C000064739 Class FI LMWDX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016642 Western Asset Emerging Markets Debt Fund C000074217 Class A LWEAX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016642 Western Asset Emerging Markets Debt Fund C000074218 Class C1 LWECX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016642 Western Asset Emerging Markets Debt Fund C000074219 Class IS LWISX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016642 Western Asset Emerging Markets Debt Fund C000046484 Class I SEMDX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016642 Western Asset Emerging Markets Debt Fund C000116258 Class C WAEOX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016642 Western Asset Emerging Markets Debt Fund C000116257 Class R WAERX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016642 Western Asset Emerging Markets Debt Fund C000130594 CLASS A2 WEMDX LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 LEGG MASON PARTNERS INCOME TRUST 30 S000016648 Western Asset Global High Yield Bond Fund C000118878 Class FI [NULL] LEGG MASON & CO., LLC NEW YORK 10018 NY 620 EIGHTH AVENUE, 49TH FLOOR 811-04254 0000764624 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ABBETT MUNICIPAL INCOME FUND INC 30 S000007537 Lord Abbett National Tax-Free Income Fund C000054746 Class F LANFX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-03942 0000737800 LORD ABBETT MUNICIPAL INCOME FUND INC 30 S000007537 Lord Abbett National Tax-Free Income Fund C000020589 Class A LANSX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-03942 0000737800 LORD ABBETT MUNICIPAL INCOME FUND INC 30 S000007537 Lord Abbett National Tax-Free Income Fund C000050290 Class I LTNIX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-03942 0000737800 LORD ABBETT MUNICIPAL INCOME FUND INC 30 S000007537 Lord Abbett National Tax-Free Income Fund C000020591 Class C LTNSX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-03942 0000737800 LORD ABBETT MUNICIPAL INCOME FUND INC 30 S000007538 Lord Abbett New Jersey Tax-Free Income Fund C000020592 Class P [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-03942 0000737800 LORD ABBETT MUNICIPAL INCOME FUND INC 30 S000007538 Lord Abbett New Jersey Tax-Free Income Fund C000020593 Class A LANJX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-03942 0000737800 LORD ABBETT MUNICIPAL INCOME FUND INC 30 S000007538 Lord Abbett New Jersey Tax-Free Income Fund C000096846 Class I LINJX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-03942 0000737800 LORD ABBETT MUNICIPAL INCOME FUND INC 30 S000007538 Lord Abbett New Jersey Tax-Free Income Fund C000054747 Class F LNJFX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-03942 0000737800 LORD ABBETT MUNICIPAL INCOME FUND INC 30 S000007539 Lord Abbett New York Tax-Free Income Fund C000020594 Class P [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-03942 0000737800 LORD ABBETT MUNICIPAL INCOME FUND INC 30 S000007539 Lord Abbett New York Tax-Free Income Fund C000020595 Class A LANYX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-03942 0000737800 LORD ABBETT MUNICIPAL INCOME FUND INC 30 S000007539 Lord Abbett New York Tax-Free Income Fund C000054748 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I LICYX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000022492 Lord Abbett International Dividend Income Fund C000065059 Class B [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000022492 Lord Abbett International Dividend Income Fund C000065062 Class I LAIDX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000022492 Lord Abbett International Dividend Income Fund C000065058 Class A LIDAX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000022492 Lord Abbett International Dividend Income Fund C000065060 Class C LIDCX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000022492 Lord Abbett International Dividend Income Fund C000065061 Class F LIDFX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000022492 Lord Abbett International Dividend Income Fund C000065063 Class R2 LIDRX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000022492 Lord Abbett International Dividend Income Fund C000065064 Class R3 LIRRX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000022492 Lord Abbett International Dividend Income Fund C000155682 Class R4 LIRSX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000022492 Lord Abbett International Dividend Income Fund C000155683 Class R5 LIRTX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000022492 Lord Abbett International Dividend Income Fund C000155684 Class R6 LIRVX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007183 Lord Abbett International Opportunities Fund C000019658 Class A LAIEX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007183 Lord Abbett International Opportunities Fund C000019659 Class B LINBX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007183 Lord Abbett International Opportunities Fund C000019660 Class C LINCX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007183 Lord Abbett International Opportunities Fund C000054937 Class F LINFX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007183 Lord Abbett International Opportunities Fund C000019661 Class P LINPX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007183 Lord Abbett International Opportunities Fund C000054938 Class R2 LINQX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007183 Lord Abbett International Opportunities Fund C000054939 Class R3 LINRX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007183 Lord Abbett International Opportunities Fund C000155679 Class R4 LINSX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007183 Lord Abbett International Opportunities Fund C000155680 Class R5 LINTX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007183 Lord Abbett International Opportunities Fund C000155681 Class R6 LINVX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007183 Lord Abbett International Opportunities Fund C000019662 Class I LINYX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007142 Lord Abbett Micro-Cap Growth Fund C000019535 Class A [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007142 Lord Abbett Micro-Cap Growth Fund C000019536 Class I LMIYX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007143 Lord Abbett Micro-Cap Value Fund C000019537 Class A [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007143 Lord Abbett Micro-Cap Value Fund C000019538 Class I LMVYX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007144 Lord Abbett Value Opportunities Fund C000019539 Class A LVOAX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007144 Lord Abbett Value Opportunities Fund C000019540 Class B LVOBX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007144 Lord Abbett Value Opportunities Fund C000019541 Class C LVOCX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007144 Lord Abbett Value Opportunities Fund C000054934 Class F LVOFX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007144 Lord Abbett Value Opportunities Fund C000019542 Class P LVOPX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007144 Lord Abbett Value Opportunities Fund C000054935 Class R2 LVOQX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007144 Lord Abbett Value Opportunities Fund C000054936 Class R3 LVORX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007144 Lord Abbett Value Opportunities Fund C000155676 Class R4 LVOSX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007144 Lord Abbett Value Opportunities Fund C000155677 Class R5 LVOTX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007144 Lord Abbett Value Opportunities Fund C000155678 Class R6 LVOVX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-07538 0000898031 LORD ABBETT SECURITIES TRUST 30 S000007144 Lord Abbett Value Opportunities Fund C000019543 Class I LVOYX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-05876 0000855396 LORD ABBETT SERIES FUND INC 30 S000007299 Bond-Debenture Portfolio C000020055 Class VC [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-05876 0000855396 LORD ABBETT SERIES FUND INC 30 S000007298 Calibrated Dividend Growth Portfolio C000020054 Class VC [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-05876 0000855396 LORD ABBETT SERIES FUND INC 30 S000007303 Classic Stock Portfolio C000020059 Class VC [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-05876 0000855396 LORD ABBETT SERIES FUND INC 30 S000028719 Developing Growth Portfolio C000087850 Class VC [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-05876 0000855396 LORD ABBETT SERIES FUND INC 30 S000007297 Fundamental Equity Portfolio C000020053 Class VC [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-05876 0000855396 LORD ABBETT SERIES FUND INC 30 S000007300 Growth and Income Portfolio C000020056 Class VC [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-05876 0000855396 LORD ABBETT SERIES FUND INC 30 S000007301 Growth Opportunities Portfolio C000020057 Class VC [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-05876 0000855396 LORD ABBETT SERIES FUND INC 30 S000028720 International Core Equity Portfolio C000087851 Class VC [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-05876 0000855396 LORD ABBETT SERIES FUND INC 30 S000007302 International Opportunities Portfolio C000020058 Class VC [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-05876 0000855396 LORD ABBETT SERIES FUND INC 30 S000007304 Mid Cap Stock Portfolio C000020060 Class VC [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-05876 0000855396 LORD ABBETT SERIES FUND INC 30 S000045029 Short Duration Income Portfolio C000139705 VC [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-05876 0000855396 LORD ABBETT SERIES FUND INC 30 S000028721 Total Return Portfolio C000087852 Class VC [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-05876 0000855396 LORD ABBETT SERIES FUND INC 30 S000028722 Value Opportunities Portfolio C000087853 Class VC [NULL] 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-02924 0000311635 LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND 30 S000006869 LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND C000018566 Class B LABXX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-02924 0000311635 LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND 30 S000006869 LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND C000018565 Class A LACXX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-02924 0000311635 LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND 30 S000006869 LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND C000018564 Class I LAYXX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-02924 0000311635 LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND 30 S000006869 LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND C000018567 Class C LCCXX 90 HUDSON STREET JERSEY CITY 07302 NJ 11TH FLOOR 811-08348 0000918949 LORD ASSET MANAGEMENT TRUST 30 S000011014 Thomas White American Opportunities Fund C000030411 Investor Class TWAOX 440 S LASALLE ST CHICAGO 60605 IL [NULL] 811-08348 0000918949 LORD ASSET MANAGEMENT TRUST 30 S000029285 Thomas White Emerging Markets Fund C000090055 Investor Class TWEMX 440 S LASALLE ST CHICAGO 60605 IL [NULL] 811-08348 0000918949 LORD ASSET MANAGEMENT TRUST 30 S000029285 Thomas White Emerging Markets Fund C000118137 Class A TWIAX 440 S LASALLE ST CHICAGO 60605 IL [NULL] 811-08348 0000918949 LORD ASSET MANAGEMENT TRUST 30 S000029285 Thomas White Emerging Markets Fund C000118138 Class C TWICX 440 S LASALLE ST CHICAGO 60605 IL [NULL] 811-08348 0000918949 LORD ASSET MANAGEMENT TRUST 30 S000029285 Thomas White Emerging Markets Fund C000118139 Class I TWIIX 440 S LASALLE ST CHICAGO 60605 IL [NULL] 811-08348 0000918949 LORD ASSET MANAGEMENT TRUST 30 S000011015 Thomas White International Fund C000118134 Class A TWWAX 440 S LASALLE ST CHICAGO 60605 IL [NULL] 811-08348 0000918949 LORD ASSET MANAGEMENT TRUST 30 S000011015 Thomas White International Fund C000118135 Class C TWWCX 440 S LASALLE ST CHICAGO 60605 IL [NULL] 811-08348 0000918949 LORD ASSET MANAGEMENT TRUST 30 S000011015 Thomas White International Fund C000030412 Investor Class TWWDX 440 S LASALLE ST CHICAGO 60605 IL [NULL] 811-08348 0000918949 LORD ASSET MANAGEMENT TRUST 30 S000011015 Thomas White International Fund C000118136 Class I TWWIX 440 S LASALLE ST CHICAGO 60605 IL [NULL] 811-08890 0000933666 LPLA SEPARATE ACCOUNT ONE 32 S000010229 LPLA SEPARATE ACCOUNT ONE C000028297 Fidelity Security Regency - Series 1 VA [NULL] C/O FIDELITY SECURITY LIFE INSURANCE CO KANSAS CITY 64111-2406 MO 3130 BROADWAY 811-08890 0000933666 LPLA SEPARATE ACCOUNT ONE 32 S000010229 LPLA SEPARATE ACCOUNT ONE C000028298 Fidelity Security Regency - Series 2 VA [NULL] C/O FIDELITY SECURITY LIFE INSURANCE CO KANSAS CITY 64111-2406 MO 3130 BROADWAY 811-08890 0000933666 LPLA SEPARATE ACCOUNT ONE 32 S000010229 LPLA SEPARATE ACCOUNT ONE C000028295 LPLA Regency - Series 1 VA [NULL] C/O FIDELITY SECURITY LIFE INSURANCE CO KANSAS CITY 64111-2406 MO 3130 BROADWAY 811-08890 0000933666 LPLA SEPARATE ACCOUNT ONE 32 S000010229 LPLA SEPARATE ACCOUNT ONE C000028296 LPLA Regency - Series 2 VA [NULL] C/O FIDELITY SECURITY LIFE INSURANCE CO KANSAS CITY 64111-2406 MO 3130 BROADWAY 811-23045 0001636108 Lyons Funds 30 S000049699 LYONS SMALL CAP FUND C000157141 No-Load LFSAX 807 W. MORSE BOULEVARD, SUITE 105 WINTER PARK 32789 FL [NULL] 811-23045 0001636108 Lyons Funds 30 S000049699 LYONS SMALL CAP FUND C000157142 CLASS C LFSCX 807 W. MORSE BOULEVARD, SUITE 105 WINTER PARK 32789 FL [NULL] 811-23045 0001636108 Lyons Funds 30 S000049699 LYONS SMALL CAP FUND C000157143 CLASS I LFSIX 807 W. MORSE BOULEVARD, SUITE 105 WINTER PARK 32789 FL [NULL] 811-09082 0000948258 M FUND INC 30 S000006153 M Capital Appreciation Fund C000016960 M Capital Appreciation Fund MFCPX 1125 NW COUCH STREET PORTLAND 97209 OR SUITE 900 811-09082 0000948258 M FUND INC 30 S000006151 M International Equity Fund C000016958 M International Equity Fund MBEQX 1125 NW COUCH STREET PORTLAND 97209 OR SUITE 900 811-09082 0000948258 M FUND INC 30 S000006154 M Large Cap Growth Fund C000016961 M Large Cap Growth Fund MTCGX 1125 NW COUCH STREET PORTLAND 97209 OR SUITE 900 811-09082 0000948258 M FUND INC 30 S000006152 M Large Cap Value Fund C000016959 M Large Cap Value Fund MBOVX 1125 NW COUCH STREET PORTLAND 97209 OR SUITE 900 811-23089 0001643838 M3Sixty Funds Trust 30 S000055442 Cognios Large Cap Growth Fund C000174440 Institutional Class Shares [NULL] 4520 MAIN STREET, SUITE 1425 KANSAS CITY 64111 MO [NULL] 811-23089 0001643838 M3Sixty Funds Trust 30 S000055442 Cognios Large Cap Growth Fund C000174439 Investor Class Shares [NULL] 4520 MAIN STREET, SUITE 1425 KANSAS CITY 64111 MO [NULL] 811-23089 0001643838 M3Sixty Funds Trust 30 S000055441 Cognios Large Cap Value Fund C000174438 Institutional Class Shares [NULL] 4520 MAIN STREET, SUITE 1425 KANSAS CITY 64111 MO [NULL] 811-23089 0001643838 M3Sixty Funds Trust 30 S000055441 Cognios Large Cap Value Fund C000174437 Investor Class Shares [NULL] 4520 MAIN STREET, SUITE 1425 KANSAS CITY 64111 MO [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020662 Madison Aggressive Allocation Fund C000060605 Aggressive Allocation Fund Class C maacx 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020662 Madison Aggressive Allocation Fund C000057674 Aggressive Allocation Fund Class B magbx 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020662 Madison Aggressive Allocation Fund C000057675 Aggressive Allocation Fund Class A magsx 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020660 Madison Conservative Allocation Fund C000057671 Conservative Allocation Fund Class A mcnax 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020660 Madison Conservative Allocation Fund C000057670 Conservative Allocation Fund Class B mcnbx 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020660 Madison Conservative Allocation Fund C000060603 Conservative Allocation Fund Class C mcocx 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020646 Madison Core Bond Fund C000057637 Core Bond Fund Class A mboax 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020646 Madison Core Bond Fund C000057638 Core Bond Fund Class B mbobx 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020646 Madison Core Bond Fund C000057639 Core Bond Fund Class Y MBOYX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020646 Madison Core Bond Fund C000124802 Core Bond Fund Class R6 MCBRX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000040130 Madison Corporate Bond Fund C000124793 Corporate Bond Fund Class Y COINX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000026831 Madison Covered Call & Equity Income Fund C000080723 Covered Call & Equity Income Fund Class A menax 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000026831 Madison Covered Call & Equity Income Fund C000116937 Covered Call & Equity Income Fund Class C MENCX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000026831 Madison Covered Call & Equity Income Fund C000116936 Covered Call & Equity Income Fund Class R6 MENRX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000026831 Madison Covered Call & Equity Income Fund C000080724 Covered Call & Equity Income Fund Class Y menyx 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020653 Madison Diversified Income Fund C000057658 Diversified Income Fund Class A mblax 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020653 Madison Diversified Income Fund C000116935 Diversified Income Fund Class C MBLCX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020653 Madison Diversified Income Fund C000057659 Diversified Income Fund Class B mblnx 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000040132 Madison Dividend Income Fund C000124795 Dividend Income Fund Class Y BHBFX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020645 Madison Government Money Market Fund C000057634 Government Money Market Fund Class A mfaxx 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020645 Madison Government Money Market Fund C000057635 Government Money Market Fund Class B mfbxx 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000045467 Madison Hansberger International Growth Fund C000141550 Hansberger International Growth Fund Class Y HIGGX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000045467 Madison Hansberger International Growth Fund C000141551 Hansberger International Growth Fund Class I HITGX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020647 Madison High Income Fund C000057640 High Income Fund Class A mhnax 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020647 Madison High Income Fund C000057641 High Income Fund Class B mhnbx 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020647 Madison High Income Fund C000057642 High Income Fund Class Y MHNYX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000040129 Madison High Quality Bond Fund C000124792 High Quality Bond Fund Class Y MIIBX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020652 Madison International Stock Fund C000057655 International Stock Fund Class A minax 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020652 Madison International Stock Fund C000057656 International Stock Fund Class B minbx 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020652 Madison International Stock Fund C000057657 International Stock Fund Class Y MINYX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000040131 Madison Investors Fund C000124794 Investors Fund Class Y MINVX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000040131 Madison Investors Fund C000130691 Investors Fund Class A MNVAX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000040131 Madison Investors Fund C000130690 Investors Fund Class R6 MNVRX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020648 Madison Large Cap Value Fund C000057643 Large Cap Value Fund Class A mgwax 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020648 Madison Large Cap Value Fund C000057644 Large Cap Value Fund Class B mgwbx 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020648 Madison Large Cap Value Fund C000057645 Large Cap Value Fund Class Y MYLVX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020651 Madison Mid Cap Fund C000057654 Mid Cap Fund Class Y GTSGX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020651 Madison Mid Cap Fund C000057652 Mid Cap Fund Class A merax 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020651 Madison Mid Cap Fund C000057653 Mid Cap Fund Class B merbx 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020651 Madison Mid Cap Fund C000124803 Mid Cap Fund Class R6 MMCRX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020661 Madison Moderate Allocation Fund C000057673 Moderate Allocation Fund Class A MMDAX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020661 Madison Moderate Allocation Fund C000060604 Moderate Allocation Fund Class C MMDCX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020661 Madison Moderate Allocation Fund C000057672 Moderate Allocation Fund Class B MMDRX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000040134 Madison NorthRoad International Fund C000124798 NorthRoad International Fund Class Y NRIEX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000040134 Madison NorthRoad International Fund C000124799 NorthRoad International Fund Class R6 NRRIX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020659 Madison Small Cap Fund C000057667 Small Cap Fund Class A masvx 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020659 Madison Small Cap Fund C000057668 Small Cap Fund Class B mbsvx 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000020659 Madison Small Cap Fund C000057669 Small Cap Fund Class Y mysvx 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000045463 Madison Target Retirement 2020 Fund C000141546 Target Retirement 2020 Fund Class R6 MTWRX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000045464 Madison Target Retirement 2030 Fund C000141547 Target Retirement 2030 Fund Class R6 MTIRX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000045465 Madison Target Retirement 2040 Fund C000141548 Target Retirement 2040 Fund Class R6 MFRRX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000045466 Madison Target Retirement 2050 Fund C000141549 Target Retirement 2050 Fund Class R6 MFTRX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000040135 Madison Tax-Free National Fund C000124800 Tax-Free National Fund Class Y GTFHX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-08261 0001040612 MADISON FUNDS 30 S000040136 Madison Tax-Free Virginia Fund C000124801 Tax-Free Virginia Fund Class Y GTVAX 550 SCIENCE DRIVE MADISON 53711 WI [NULL] 811-22492 0001505064 MainGate Trust 30 S000031058 MainGate MLP Fund C000096312 Class A AMLPX 6075 POPLAR AVE. MEMPHIS 38119 TN SUITE 720 811-22492 0001505064 MainGate Trust 30 S000031058 MainGate MLP Fund C000096313 Class I IMLPX 6075 POPLAR AVE. MEMPHIS 38119 TN SUITE 720 811-22492 0001505064 MainGate Trust 30 S000031058 MainGate MLP Fund C000142071 Class C MLCPX 6075 POPLAR AVE. MEMPHIS 38119 TN SUITE 720 811-04550 0000787441 MAINSTAY FUNDS 30 S000006903 MainStay Common Stock Fund C000060799 INVESTOR CLASS MCSSX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006903 MainStay Common Stock Fund C000018721 Class C MGOCX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006903 MainStay Common Stock Fund C000018720 Class B MOPBX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006903 MainStay Common Stock Fund C000018719 Class A MSOAX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006903 MainStay Common Stock Fund C000018722 Class I MSOIX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006903 MainStay Common Stock Fund C000057100 Class R2 MSORX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006903 MainStay Common Stock Fund C000166837 Class R3 MSOSX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006899 MainStay Convertible Fund C000018705 Class C MCCVX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006899 MainStay Convertible Fund C000060795 INVESTOR CLASS MCINX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006899 MainStay Convertible Fund C000087595 Class I MCNVX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006899 MainStay Convertible Fund C000018703 Class A MCOAX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006899 MainStay Convertible Fund C000018704 Class B MCSVX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006901 MainStay Global High Income Fund C000018710 Class A MGHAX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006901 MainStay Global High Income Fund C000018711 Class B MGHBX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006901 MainStay Global High Income Fund C000060797 INVESTOR CLASS MGHHX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006901 MainStay Global High Income Fund C000052120 Class I MGHIX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006901 MainStay Global High Income Fund C000018712 Class C MHYCX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006895 MainStay Government Fund C000018690 Class B MCSGX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006895 MainStay Government Fund C000018692 Class I MGOIX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006895 MainStay Government Fund C000018689 Class A MGVAX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006895 MainStay Government Fund C000018691 Class C MGVCX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006895 MainStay Government Fund C000060791 INVESTOR CLASS MGVNX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006896 MainStay High Yield Corporate Bond Fund C000018693 Class A MHCAX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006896 MainStay High Yield Corporate Bond Fund C000060792 INVESTOR CLASS MHHIX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006896 MainStay High Yield Corporate Bond Fund C000116272 Class R1 MHHRX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006896 MainStay High Yield Corporate Bond Fund C000018696 Class I MHYIX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006896 MainStay High Yield Corporate Bond Fund C000057099 Class R2 MHYRX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006896 MainStay High Yield Corporate Bond Fund C000127160 Class R6 MHYSX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006896 MainStay High Yield Corporate Bond Fund C000166835 Class R3 MHYTX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006896 MainStay High Yield Corporate Bond Fund C000018694 Class B MKHCX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006896 MainStay High Yield Corporate Bond Fund C000018695 Class C MYHCX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006900 MainStay Income Builder Fund C000018708 Class C MCTRX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006900 MainStay Income Builder Fund C000018707 Class B MKTRX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006900 MainStay Income Builder Fund C000060796 INVESTOR CLASS MTINX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006900 MainStay Income Builder Fund C000018709 Class I MTOIX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006900 MainStay Income Builder Fund C000018706 Class A MTRAX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006900 MainStay Income Builder Fund C000153007 Class R2 MTXRX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006900 MainStay Income Builder Fund C000166836 Class R3 MTXVX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006902 MainStay International Equity Fund C000018715 Class C MIECX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006902 MainStay International Equity Fund C000018717 Class R1 MIERX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006902 MainStay International Equity Fund C000030957 Class R3 MIFRX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006902 MainStay International Equity Fund C000018714 Class B MINEX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006902 MainStay International Equity Fund C000060798 INVESTOR CLASS MINNX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006902 MainStay International Equity Fund C000018718 Class R2 MIRRX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006902 MainStay International Equity Fund C000018713 Class A MSEAX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006902 MainStay International Equity Fund C000018716 Class I MSIIX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006905 MainStay Large Cap Growth Fund C000018724 Class A MLAAX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006905 MainStay Large Cap Growth Fund C000018725 Class B MLABX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006905 MainStay Large Cap Growth Fund C000018726 Class C MLACX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006905 MainStay Large Cap Growth Fund C000018727 Class I MLAIX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006905 MainStay Large Cap Growth Fund C000030958 Class R3 MLGRX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006905 MainStay Large Cap Growth Fund C000060800 INVESTOR CLASS MLINX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006905 MainStay Large Cap Growth Fund C000018728 Class R1 MLRRX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006905 MainStay Large Cap Growth Fund C000127162 Class R6 MLRSX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006905 MainStay Large Cap Growth Fund C000018729 Class R2 MLRTX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006906 MainStay MAP Fund C000018730 Class A MAPAX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006906 MainStay MAP Fund C000018731 Class B MAPBX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006906 MainStay MAP Fund C000018734 Class R1 MAPRX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006906 MainStay MAP Fund C000030959 Class R3 MMAPX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006906 MainStay MAP Fund C000018732 Class C MMPCX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006906 MainStay MAP Fund C000018735 Class R2 MPRRX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006906 MainStay MAP Fund C000060801 INVESTOR CLASS MSMIX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006906 MainStay MAP Fund C000018733 Class I MUBFX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006897 MainStay Money Market Fund C000018698 Class B MKMXX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006897 MainStay Money Market Fund C000060793 INVESTOR CLASS MKTXX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006897 MainStay Money Market Fund C000018697 Class A MMAXX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006897 MainStay Money Market Fund C000018699 Class C MSCXX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006898 MainStay Tax Free Bond Fund C000060794 INVESTOR CLASS MKINX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006898 MainStay Tax Free Bond Fund C000018701 Class B MKTBX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006898 MainStay Tax Free Bond Fund C000018700 Class A MTBAX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006898 MainStay Tax Free Bond Fund C000082082 Class I MTBIX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006898 MainStay Tax Free Bond Fund C000018702 Class C MTFCX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006894 MainStay Unconstrained Bond Fund C000018685 Class A MASAX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006894 MainStay Unconstrained Bond Fund C000018686 Class B MASBX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006894 MainStay Unconstrained Bond Fund C000018688 Class I MSDIX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006894 MainStay Unconstrained Bond Fund C000166834 Class R3 MSDJX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006894 MainStay Unconstrained Bond Fund C000018687 Class C MSICX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006894 MainStay Unconstrained Bond Fund C000138226 Class R2 MSIRX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-04550 0000787441 MAINSTAY FUNDS 30 S000006894 MainStay Unconstrained Bond Fund C000060790 INVESTOR CLASS MSYDX 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000049393 MainStay Absolute Return Multi-Strategy Fund C000156205 Class A MSAKX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000049393 MainStay Absolute Return Multi-Strategy Fund C000156208 Investor Class MSANX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000049393 MainStay Absolute Return Multi-Strategy Fund C000156206 Class C MSHEX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000049393 MainStay Absolute Return Multi-Strategy Fund C000156207 Class I MSNIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036714 MainStay Balanced Fund C000112260 Class C MBACX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036714 MainStay Balanced Fund C000112261 Class I MBAIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036714 MainStay Balanced Fund C000112263 Class R2 MBCRX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036714 MainStay Balanced Fund C000112264 Class R3 MBDRX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036714 MainStay Balanced Fund C000112265 Investor Class MBINX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036714 MainStay Balanced Fund C000112258 Class A MBNAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036714 MainStay Balanced Fund C000112259 Class B MBNBX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036714 MainStay Balanced Fund C000112262 Class R1 MBNRX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000039903 MainStay California Tax Free Opportunities Fund C000123765 Class I MCOIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000039903 MainStay California Tax Free Opportunities Fund C000123763 Class A MSCAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000039903 MainStay California Tax Free Opportunities Fund C000123764 Class C MSCCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000039903 MainStay California Tax Free Opportunities Fund C000123766 Investor Class MSCVX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028532 MainStay Conservative Allocation Fund C000087351 Class A MCKAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028532 MainStay Conservative Allocation Fund C000087352 Class B MCKBX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028532 MainStay Conservative Allocation Fund C000087353 Class C MCKCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028532 MainStay Conservative Allocation Fund C000087354 Class I MCKIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028532 MainStay Conservative Allocation Fund C000087350 Investor Class MCKNX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028532 MainStay Conservative Allocation Fund C000166840 Class R3 MCKRX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000039358 MainStay Cornerstone Growth Fund C000121293 Class A KLGAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000039358 MainStay Cornerstone Growth Fund C000121294 Class B KLGBX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000039358 MainStay Cornerstone Growth Fund C000121295 Class C KLGCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000039358 MainStay Cornerstone Growth Fund C000121296 Class I KLGIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000039358 MainStay Cornerstone Growth Fund C000121298 Investor Class KLGNX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000039358 MainStay Cornerstone Growth Fund C000121297 Class R2 KLGRX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000045770 MainStay Cushing Energy Income Fund C000142701 Class A CURAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000045770 MainStay Cushing Energy Income Fund C000142698 Class C CURCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000045770 MainStay Cushing Energy Income Fund C000142700 Investor Class CURNX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000045770 MainStay Cushing Energy Income Fund C000142699 Class I CURZX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000045768 MainStay Cushing MLP Premier Fund C000142690 Class A CSHAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000045768 MainStay Cushing MLP Premier Fund C000142691 Class C CSHCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000045768 MainStay Cushing MLP Premier Fund C000142693 Investor Class CSHNX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000045768 MainStay Cushing MLP Premier Fund C000142692 Class I CSHZX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000045769 MainStay Cushing Renaissance Advantage Fund C000142694 Class A CRZAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000045769 MainStay Cushing Renaissance Advantage Fund C000142695 Class C CRZCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000045769 MainStay Cushing Renaissance Advantage Fund C000142697 Investor Class CRZNX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000045769 MainStay Cushing Renaissance Advantage Fund C000142696 Class I CRZZX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000042017 MainStay Emerging Markets Opportunities Fund C000130541 Class A MEOAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000042017 MainStay Emerging Markets Opportunities Fund C000130542 Class C MEOCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000042017 MainStay Emerging Markets Opportunities Fund C000130543 Class I MEOIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000042017 MainStay Emerging Markets Opportunities Fund C000130544 Investor Class MEOVX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000054257 MainStay Epoch Capital Growth Fund C000170407 Class A MECDX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000054257 MainStay Epoch Capital Growth Fund C000170408 Class C MECEX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000054257 MainStay Epoch Capital Growth Fund C000170409 Class I MECFX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000054257 MainStay Epoch Capital Growth Fund C000170410 Investor Class MECVX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026785 MainStay Epoch Global Choice Fund C000080513 Class I EPACX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026785 MainStay Epoch Global Choice Fund C000080510 Investor Class EPAIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026785 MainStay Epoch Global Choice Fund C000080512 Class C EPAKX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026785 MainStay Epoch Global Choice Fund C000080511 Class A EPAPX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026786 MainStay Epoch Global Equity Yield Fund C000166838 Class R3 EPSHX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026786 MainStay Epoch Global Equity Yield Fund C000080517 Investor Class EPSIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026786 MainStay Epoch Global Equity Yield Fund C000080515 Class C EPSKX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026786 MainStay Epoch Global Equity Yield Fund C000080514 Class A EPSPX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026786 MainStay Epoch Global Equity Yield Fund C000127145 Class R6 EPSRX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026786 MainStay Epoch Global Equity Yield Fund C000080516 Class I EPSYX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026786 MainStay Epoch Global Equity Yield Fund C000138227 Class R2 EPSZX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026787 MainStay Epoch International Small Cap Fund C000080521 Class I EPIEX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026787 MainStay Epoch International Small Cap Fund C000080518 Investor Class EPIIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026787 MainStay Epoch International Small Cap Fund C000080520 Class C EPIKX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026787 MainStay Epoch International Small Cap Fund C000080519 Class A EPIPX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028523 MainStay Epoch U.S. All Cap Fund C000087303 Class A MAAAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028523 MainStay Epoch U.S. All Cap Fund C000087306 Class I MATIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028523 MainStay Epoch U.S. All Cap Fund C000087304 Class B MAWBX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028523 MainStay Epoch U.S. All Cap Fund C000087305 Class C MAWCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028523 MainStay Epoch U.S. All Cap Fund C000087302 Investor Class MAWNX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026784 MainStay Epoch U.S. Equity Yield Fund C000080509 Class I EPLCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026784 MainStay Epoch U.S. Equity Yield Fund C000080506 Investor Class EPLIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026784 MainStay Epoch U.S. Equity Yield Fund C000080508 Class C EPLKX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000026784 MainStay Epoch U.S. Equity Yield Fund C000080507 Class A EPLPX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036715 MainStay Epoch U.S. Small Cap Fund C000112269 Investor Class MOINX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036715 MainStay Epoch U.S. Small Cap Fund C000112270 Class A MOPAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036715 MainStay Epoch U.S. Small Cap Fund C000112267 Class C MOPCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036715 MainStay Epoch U.S. Small Cap Fund C000112268 Class I MOPIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036715 MainStay Epoch U.S. Small Cap Fund C000118993 Class R1 MOPRX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036715 MainStay Epoch U.S. Small Cap Fund C000112266 Class B MOTBX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036715 MainStay Epoch U.S. Small Cap Fund C000118994 Class R2 MOTRX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036715 MainStay Epoch U.S. Small Cap Fund C000166845 Class R3 MOVRX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028529 MainStay Floating Rate Fund C000087334 Class A MXFAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028529 MainStay Floating Rate Fund C000087335 Class B MXFBX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028529 MainStay Floating Rate Fund C000087336 Class C MXFCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028529 MainStay Floating Rate Fund C000166839 Class R3 MXFHX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028529 MainStay Floating Rate Fund C000087337 Class I MXFIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028529 MainStay Floating Rate Fund C000087333 Investor Class MXFNX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028535 MainStay Growth Allocation Fund C000087366 Class A MGXAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028535 MainStay Growth Allocation Fund C000087367 Class B MGXBX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028535 MainStay Growth Allocation Fund C000087368 Class C MGXCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028535 MainStay Growth Allocation Fund C000087369 Class I MGXIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028535 MainStay Growth Allocation Fund C000087365 Investor Class MGXNX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028535 MainStay Growth Allocation Fund C000166843 Class R3 MGXRX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028227 MainStay High Yield Municipal Bond Fund C000086336 Class A MMHAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028227 MainStay High Yield Municipal Bond Fund C000086337 Class C MMHDX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028227 MainStay High Yield Municipal Bond Fund C000086338 Class I MMHIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028227 MainStay High Yield Municipal Bond Fund C000086335 Investor Class MMHVX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028541 MainStay High Yield Opportunities Fund C000087390 Class A MYHAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028541 MainStay High Yield Opportunities Fund C000087392 Class I MYHIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028541 MainStay High Yield Opportunities Fund C000087389 Investor Class MYHNX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028541 MainStay High Yield Opportunities Fund C000087391 Class C MYHYX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028519 MainStay ICAP Equity Fund C000087279 Class I ICAEX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028519 MainStay ICAP Equity Fund C000087276 Investor Class ICANX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028519 MainStay ICAP Equity Fund C000087277 Class A ICAUX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028519 MainStay ICAP Equity Fund C000087278 Class C ICAVX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028519 MainStay ICAP Equity Fund C000087280 Class R1 ICAWX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028519 MainStay ICAP Equity Fund C000087281 Class R2 ICAYX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028519 MainStay ICAP Equity Fund C000087282 Class R3 ICAZX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028522 MainStay ICAP International Fund C000087295 Investor Class ICELX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028522 MainStay ICAP International Fund C000087299 Class R1 ICETX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028522 MainStay ICAP International Fund C000087298 Class I ICEUX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028522 MainStay ICAP International Fund C000087296 Class A ICEVX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028522 MainStay ICAP International Fund C000087297 Class C ICEWX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028522 MainStay ICAP International Fund C000087300 Class R2 ICEYX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028522 MainStay ICAP International Fund C000087301 Class R3 ICEZX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028520 MainStay ICAP Select Equity Fund C000127147 Class R6 ICSDX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028520 MainStay ICAP Select Equity Fund C000087287 Class I ICSLX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028520 MainStay ICAP Select Equity Fund C000087283 Investor Class ICSOX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028520 MainStay ICAP Select Equity Fund C000087285 Class B ICSQX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028520 MainStay ICAP Select Equity Fund C000087284 Class A ICSRX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028520 MainStay ICAP Select Equity Fund C000087286 Class C ICSVX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028520 MainStay ICAP Select Equity Fund C000087288 Class R1 ICSWX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028520 MainStay ICAP Select Equity Fund C000087289 Class R2 ICSYX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028520 MainStay ICAP Select Equity Fund C000087290 Class R3 ICSZX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028536 MainStay Indexed Bond Fund C000087372 Class A MIXAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028536 MainStay Indexed Bond Fund C000087370 Class I MIXIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028536 MainStay Indexed Bond Fund C000087371 Investor Class MIXNX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028542 MainStay International Opportunities Fund C000087395 Class C MYICX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028542 MainStay International Opportunities Fund C000087396 Class I MYIIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028542 MainStay International Opportunities Fund C000087393 Investor Class MYINX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028542 MainStay International Opportunities Fund C000087394 Class A MYITX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000038282 MainStay Marketfield Fund C000120997 Class A MFADX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000038282 MainStay Marketfield Fund C000120998 Class C MFCDX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000038282 MainStay Marketfield Fund C000118167 Class I MFLDX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000038282 MainStay Marketfield Fund C000121000 Investor Class MFNDX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000038282 MainStay Marketfield Fund C000127153 Class P MFPDX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000038282 MainStay Marketfield Fund C000120999 Class R2 MFRDX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000038282 MainStay Marketfield Fund C000127155 Class R6 MFRIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028533 MainStay Moderate Allocation Fund C000087356 Class A MMRAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028533 MainStay Moderate Allocation Fund C000087357 Class B MMRBX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028533 MainStay Moderate Allocation Fund C000087358 Class C MMRCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028533 MainStay Moderate Allocation Fund C000087355 Investor Class MMRDX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028533 MainStay Moderate Allocation Fund C000166841 Class R3 MMRHX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028533 MainStay Moderate Allocation Fund C000087359 Class I MMRIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028534 MainStay Moderate Growth Allocation Fund C000087361 Class A MGDAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028534 MainStay Moderate Growth Allocation Fund C000087362 Class B MGDBX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028534 MainStay Moderate Growth Allocation Fund C000087363 Class C MGDCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028534 MainStay Moderate Growth Allocation Fund C000087364 Class I MGDIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028534 MainStay Moderate Growth Allocation Fund C000087360 Investor Class MGDNX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028534 MainStay Moderate Growth Allocation Fund C000166842 Class R3 MGDRX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036992 MainStay New York Tax Free Opportunities Fund C000113210 Class A MNOAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036992 MainStay New York Tax Free Opportunities Fund C000113211 Class C MNOCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036992 MainStay New York Tax Free Opportunities Fund C000113212 Class I MNOIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000036992 MainStay New York Tax Free Opportunities Fund C000113213 Investor Class MNOVX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028526 MainStay Retirement 2010 Fund C000087316 Class A MYRAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028526 MainStay Retirement 2010 Fund C000087315 Investor Class MYRDX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028526 MainStay Retirement 2010 Fund C000087320 Class R3 MYREX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028526 MainStay Retirement 2010 Fund C000087317 Class I MYRIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028526 MainStay Retirement 2010 Fund C000087318 Class R1 MYRRX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028526 MainStay Retirement 2010 Fund C000087319 Class R2 MYRWX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028527 MainStay Retirement 2020 Fund C000087322 Class A MYROX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028527 MainStay Retirement 2020 Fund C000087323 Class I MYRTX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028527 MainStay Retirement 2020 Fund C000087324 Class R1 MYRUX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028527 MainStay Retirement 2020 Fund C000087325 Class R2 MYRVX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028527 MainStay Retirement 2020 Fund C000087321 Investor Class MYRYX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028527 MainStay Retirement 2020 Fund C000087326 Class R3 MYRZX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028528 MainStay Retirement 2030 Fund C000087327 Investor Class MRTFX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028528 MainStay Retirement 2030 Fund C000087329 Class I MRTIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028528 MainStay Retirement 2030 Fund C000087330 Class R1 MRTOX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028528 MainStay Retirement 2030 Fund C000087328 Class A MRTTX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028528 MainStay Retirement 2030 Fund C000087331 Class R2 MRTUX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028528 MainStay Retirement 2030 Fund C000087332 Class R3 MRTVX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028530 MainStay Retirement 2040 Fund C000087341 Class R1 MSREX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028530 MainStay Retirement 2040 Fund C000087342 Class R2 MSRQX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028530 MainStay Retirement 2040 Fund C000087339 Class A MSRTX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028530 MainStay Retirement 2040 Fund C000087338 Investor Class MSRUX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028530 MainStay Retirement 2040 Fund C000087340 Class I MSRYX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028530 MainStay Retirement 2040 Fund C000087343 Class R3 MSRZX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028531 MainStay Retirement 2050 Fund C000087349 Class A MSRLX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028531 MainStay Retirement 2050 Fund C000087344 Class I MSRMX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028531 MainStay Retirement 2050 Fund C000087345 Class R1 MSROX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028531 MainStay Retirement 2050 Fund C000087346 Class R2 MSRPX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028531 MainStay Retirement 2050 Fund C000087348 Investor Class MSRVX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028531 MainStay Retirement 2050 Fund C000087347 Class R3 MSRWX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000052813 MainStay Retirement 2060 Fund C000165971 Class A MYSQX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000052813 MainStay Retirement 2060 Fund C000165976 Investor Class MYSRX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000052813 MainStay Retirement 2060 Fund C000165972 Class I MYSSX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000052813 MainStay Retirement 2060 Fund C000165973 Class R1 MYSTX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000052813 MainStay Retirement 2060 Fund C000165974 Class R2 MYSWX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000052813 MainStay Retirement 2060 Fund C000165975 Class R3 MYSZX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028525 MainStay S&P 500 Index Fund C000087314 Class I MSPIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028525 MainStay S&P 500 Index Fund C000087313 Class A MSXAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028525 MainStay S&P 500 Index Fund C000087312 Investor Class MYSPX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000039301 MainStay Short Duration High Yield Fund C000121097 Class A MDHAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000039301 MainStay Short Duration High Yield Fund C000121098 Class C MDHCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000039301 MainStay Short Duration High Yield Fund C000121099 Class I MDHIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000039301 MainStay Short Duration High Yield Fund C000121100 Class R2 MDHRX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000039301 MainStay Short Duration High Yield Fund C000166846 Class R3 MDHTX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000039301 MainStay Short Duration High Yield Fund C000121101 Investor Class MDHVX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028538 MainStay Tax Advantaged Short Term Bond Fund C000087379 Class A MSTAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028538 MainStay Tax Advantaged Short Term Bond Fund C000087380 Class I MSTIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028538 MainStay Tax Advantaged Short Term Bond Fund C000087378 Investor Class MYTBX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028537 MainStay Total Return Bond Fund C000087374 Class A MTMAX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028537 MainStay Total Return Bond Fund C000087375 Class B MTMBX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028537 MainStay Total Return Bond Fund C000087376 Class C MTMCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028537 MainStay Total Return Bond Fund C000087377 Class I MTMIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028537 MainStay Total Return Bond Fund C000087373 Investor Class MTMNX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028537 MainStay Total Return Bond Fund C000116270 Class R1 MTMRX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028537 MainStay Total Return Bond Fund C000127150 Class R6 MTRDX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028537 MainStay Total Return Bond Fund C000116271 Class R2 MTRTX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028537 MainStay Total Return Bond Fund C000166844 Class R3 MTRVX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028539 MainStay U.S. Equity Opportunities Fund C000087383 Class C MYCCX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028539 MainStay U.S. Equity Opportunities Fund C000087384 Class I MYCIX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028539 MainStay U.S. Equity Opportunities Fund C000087381 Investor Class MYCNX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-22321 0001469192 MAINSTAY FUNDS TRUST 30 S000028539 MainStay U.S. Equity Opportunities Fund C000087382 Class A MYCTX 51 MADISON AVENUE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000040586 MainStay VP Absolute Return Multi-Strategy Portfolio C000125859 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000040586 MainStay VP Absolute Return Multi-Strategy Portfolio C000125860 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000049057 MainStay VP Cushing Renaissance Advantage Portfolio C000154685 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000049057 MainStay VP Cushing Renaissance Advantage Portfolio C000154686 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033926 MainStay VP Eagle Small Growth Portfolio C000104623 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033926 MainStay VP Eagle Small Growth Portfolio C000104624 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033925 MainStay VP Emerging Markets Equity Portfolio C000104621 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033925 MainStay VP Emerging Markets Equity Portfolio C000104622 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033928 MainStay VP Janus Balanced Portfolio C000104627 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033928 MainStay VP Janus Balanced Portfolio C000104628 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033929 MainStay VP MFS Utilities Portfolio C000104630 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033929 MainStay VP MFS Utilities Portfolio C000104629 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033931 MainStay VP Pimco Real Return Portfolio C000104633 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033931 MainStay VP Pimco Real Return Portfolio C000104634 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000053035 MainStay VP Small Cap Core Portfolio C000166826 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000053035 MainStay VP Small Cap Core Portfolio C000166827 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033930 MainStay VP T. Rowe Price Equity Income Portfolio C000104631 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033930 MainStay VP T. Rowe Price Equity Income Portfolio C000104632 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000033927 MainStay VP VanEck Global Hard Assets Portfolio C000104625 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009437 VP Balanced Portfolio C000025804 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009437 VP Balanced Portfolio C000025805 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009445 VP Bond Portfolio C000025820 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009445 VP Bond Portfolio C000025821 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009436 VP Common Stock Portfolio C000025802 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009436 VP Common Stock Portfolio C000025803 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009439 VP Conservative Allocation Portfolio C000025808 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009439 VP Conservative Allocation Portfolio C000025809 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009427 VP Convertible Portfolio C000025784 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009427 VP Convertible Portfolio C000168875 Service 2 Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009427 VP Convertible Portfolio C000025785 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009425 VP Cornerstone Growth Portfolio C000025780 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009425 VP Cornerstone Growth Portfolio C000025781 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009431 VP Epoch U.S. Small Cap Portfolio C000025792 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009431 VP Epoch U.S. Small Cap Portfolio C000025793 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009438 VP Floating Rate Portfolio C000025806 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009438 VP Floating Rate Portfolio C000025807 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009446 VP Government Portfolio C000025822 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009446 VP Government Portfolio C000025823 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009440 VP Growth Allocation Portfolio C000025810 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009440 VP Growth Allocation Portfolio C000025811 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009448 VP High Yield Corporate Bond Portfolio C000025826 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009448 VP High Yield Corporate Bond Portfolio C000025827 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009429 VP ICAP Select Equity Portfolio C000025788 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009429 VP ICAP Select Equity Portfolio C000025789 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009444 VP Income Builder Portfolio C000025818 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009444 VP Income Builder Portfolio C000025819 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009449 VP International Equity Portfolio C000025828 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009449 VP International Equity Portfolio C000025829 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009430 VP Large Cap Growth Portfolio C000025790 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009430 VP Large Cap Growth Portfolio C000025791 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009432 VP Mid Cap Core Portfolio C000025794 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009432 VP Mid Cap Core Portfolio C000025795 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009441 VP Moderate Allocation Portfolio C000025812 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009441 VP Moderate Allocation Portfolio C000025813 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009442 VP Moderate Growth Allocation Portfolio C000025814 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009442 VP Moderate Growth Allocation Portfolio C000025815 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009443 VP S&P 500 Index Portfolio C000025816 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009443 VP S&P 500 Index Portfolio C000025817 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000009447 VP U.S. Government Money Market Portfolio C000025824 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000031904 VP Unconstrained Bond Portfolio C000099347 Initial Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-03833-01 0000887340 MAINSTAY VP FUNDS TRUST 30 S000031904 VP Unconstrained Bond Portfolio C000099348 Service Class [NULL] 51 MADISON AVE NEW YORK 10010 NY [NULL] 811-22563 0001521353 Mairs & Power Funds Trust 30 S000037446 Mairs & Power Balanced Fund C000115601 Investor Class MAPOX W1520 FIRST NATIONAL BANK BUILDING ST. PAUL 55101-1363 MN 332 MINNESOTA STREET 811-22563 0001521353 Mairs & Power Funds Trust 30 S000037445 Mairs & Power Growth Fund C000115600 Investor Class MPGFX W1520 FIRST NATIONAL BANK BUILDING ST. PAUL 55101-1363 MN 332 MINNESOTA STREET 811-22563 0001521353 Mairs & Power Funds Trust 30 S000033564 Mairs & Power Small Cap Fund C000103067 Investor Class MSCFX W1520 FIRST NATIONAL BANK BUILDING ST. PAUL 55101-1363 MN 332 MINNESOTA STREET 811-21763 0001323737 Managed Account Series 30 S000002988 BlackRock U.S.Mortgage Portfolio C000008217 Institutional Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21763 0001323737 Managed Account Series 30 S000002988 BlackRock U.S.Mortgage Portfolio C000094139 Investor A Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21763 0001323737 Managed Account Series 30 S000002988 BlackRock U.S.Mortgage Portfolio C000094140 Investor C Shares [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21763 0001323737 Managed Account Series 30 S000002990 Global SmallCap Portfolio C000008219 Global SmallCap Portfolio [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-21763 0001323737 Managed Account Series 30 S000002991 Mid Cap Value Opportunities C000008220 Mid Cap Value Opportunities Portfolio [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000036444 AC One China Fund C000111528 Investor Class ACOCX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000036444 AC One China Fund C000111529 Institutional Class ACOIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000051032 Advantus Dynamic Managed Volatility Fund C000160783 Class A Shares AVMNX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000051032 Advantus Dynamic Managed Volatility Fund C000160784 Institutional Class Shares VVMIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000051033 Advantus Managed Volatility Equity Fund C000160785 Class A Shares AMENX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000051033 Advantus Managed Volatility Equity Fund C000160786 Institutional Class Shares VMEIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000047619 Advantus Short Duration Bond Fund C000149473 Investor Class Shares ABSNX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000047619 Advantus Short Duration Bond Fund C000149474 Institutional Class Shares VBSIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000038233 Advantus Strategic Dividend Income Fund C000149475 Investor Class Shares ASDNX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000038233 Advantus Strategic Dividend Income Fund C000117885 Institutional Class Shares VSDIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000044912 ATAC Beta Rotation Fund C000139347 Investor Class BROTX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000038237 ATAC Inflation Rotation Fund C000117903 Investor Class Shares ATACX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000038208 Bushido Capital Long/Short Fund C000117808 Investor Class Shares BCLSX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000038208 Bushido Capital Long/Short Fund C000117809 Institutional Class Shares BSHDX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000041846 Coho Relative Value Equity Fund C000129910 Institutional Class Shares COHIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000041846 Coho Relative Value Equity Fund C000129911 Advisor Class Shares COHOX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000043225 Consilium Emerging Market Small Cap Fund C000133715 Institutional Class Shares CEMNX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000043225 Consilium Emerging Market Small Cap Fund C000133714 Investor Class Shares CEMSX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000034690 Cove Street Capital Small Cap Value Fund C000106866 Institutional Class Shares CSCAX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000034690 Cove Street Capital Small Cap Value Fund C000106865 Investor Class Shares CSCSX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000038404 Great Lakes Bond Fund C000118448 Investor Class Shares GLBDX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000038404 Great Lakes Bond Fund C000118449 Institutional Class Shares GLBNX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000038406 Great Lakes Disciplined Equity Fund C000118452 Investor Class Shares GLDEX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000038406 Great Lakes Disciplined Equity Fund C000118453 Institutional Class Shares GLDNX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000052143 Great Lakes Disciplined International Smaller Company Fund C000164129 Investor Class Shares [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000052143 Great Lakes Disciplined International Smaller Company Fund C000164130 Institutional Class Shares GLISX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000038405 Great Lakes Large Cap Value Fund C000118451 Institutional Class Shares GLLIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000038405 Great Lakes Large Cap Value Fund C000118450 Investor Class Shares GLLVX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000038407 Great Lakes Small Cap Opportunity Fund C000118454 Investor Class Shares GLSCX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000038407 Great Lakes Small Cap Opportunity Fund C000118455 Institutional Class Shares GLSIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000055629 Green Square Equity Income Fund C000175130 Institutional Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000055629 Green Square Equity Income Fund C000175129 Investor Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000041906 Hilton Yield Plus Fund C000130182 Investor Class Shares HCYAX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000041906 Hilton Yield Plus Fund C000130183 Institutional Class Shares HCYIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000052264 Infusive Happy Consumer Choices Fund C000164369 Institutional Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000052264 Infusive Happy Consumer Choices Fund C000164368 Investor Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000052860 Jackson Square All-Cap Growth Fund C000166263 Institutional Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000052860 Jackson Square All-Cap Growth Fund C000166262 Investor Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000052860 Jackson Square All-Cap Growth Fund C000166264 IS Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000052861 Jackson Square Global Growth Fund C000166266 Institutional Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000052861 Jackson Square Global Growth Fund C000166265 Investor Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000052861 Jackson Square Global Growth Fund C000166267 IS Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000052864 Jackson Square Large-Cap Growth Fund C000166275 Institutional Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000052864 Jackson Square Large-Cap Growth Fund C000166274 Investor Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000052864 Jackson Square Large-Cap Growth Fund C000166276 IS Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000052862 Jackson Square Select 20 Growth Fund C000166269 Institutional Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000052862 Jackson Square Select 20 Growth Fund C000166268 Investor Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000052862 Jackson Square Select 20 Growth Fund C000166270 IS Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio Series 30 S000052863 Jackson Square SMID-Cap Growth Fund C000166271 Investor Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-22525 0001511699 Managed Portfolio 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MASSACHUSETTS INVESTORS TRUST 30 S000000696 Massachusetts Investors Trust C000002046 R1 MITGX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-00203 0000063091 MASSACHUSETTS INVESTORS TRUST 30 S000000696 Massachusetts Investors Trust C000002049 R3 MITHX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-00203 0000063091 MASSACHUSETTS INVESTORS TRUST 30 S000000696 Massachusetts Investors Trust C000002044 I MITIX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-00203 0000063091 MASSACHUSETTS INVESTORS TRUST 30 S000000696 Massachusetts Investors Trust C000113374 R6 MITJX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-00203 0000063091 MASSACHUSETTS INVESTORS TRUST 30 S000000696 Massachusetts Investors Trust C000002037 A MITTX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-01757 0000063099 MASSACHUSETTS MUTUAL VARIABLE ANNUITY FUND 1 32 S000007815 MASSACHUSETTS MUTUAL VARIABLE ANNUITY FUND 1 C000021291 Fund 1 [NULL] 1295 STATE STREET SPRINGFIELD 01111-0001 MA M243 811-02196 0000110701 MASSACHUSETTS MUTUAL VARIABLE ANNUITY FUND 2 32 S000006891 MASSACHUSETTS MUTUAL VARIABLE ANNUITY FUND 2 C000018674 FUND 2 [NULL] 1295 STATE STREET SPRINGFIELD 01111-0001 MA M243 811-03200 0000353445 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 1 32 S000007818 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 1 C000021295 Flex Annuity [NULL] 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-03200 0000353445 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 1 32 S000007818 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 1 C000021296 Flex Extra [NULL] 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-03200 0000353445 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 1 32 S000007818 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 1 C000021294 Fund 4 [NULL] 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-03354 0000356985 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 2 32 S000007819 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 2 C000021297 Flex Annuity [NULL] 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-03354 0000356985 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 2 32 S000007819 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 2 C000021298 Flex Extra [NULL] 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08758 0000922934 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 3 32 S000007825 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 3 C000021309 LifeTrust [NULL] 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000021312 MassMutual Artistry [NULL] 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000156664 MassMutual Capital Vantage Variable Annuity [NULL] 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000029613 MassMutual Equity Edge [NULL] 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000021314 MassMutual Evolution [NULL] 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000029614 MassMutual RetireEase Select [NULL] 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000021313 MassMutual Transitions [NULL] 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000021315 MassMutual Transitions Select [NULL] 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000156212 MassMutual Transitions Select II [NULL] 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000021311 Panorama Passage [NULL] 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08619 0001052766 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 32 S000007826 MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4 C000021310 Panorama Premier [NULL] 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027253 Large Case Variable Life(R) Plus [NULL] 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027261 Strategic Group Variable Universal Life(R) [NULL] 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000161953 Strategic Group Variable Universal Life(R) II [NULL] 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027252 Strategic Variable Life(R) [NULL] 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027251 Strategic Variable Life(R) Plus [NULL] 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027258 Survivorship Variable Universal Life [NULL] 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027256 Survivorship Variable Universal Life II [NULL] 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027250 Survivorship VUL GuardSM [NULL] 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027260 Variable Life Plus [NULL] 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027259 Variable Life Select [NULL] 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027257 Variable Universal Life [NULL] 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027255 Variable Universal Life II [NULL] 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000066422 Variable Universal Life III [NULL] 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-08075 0000836249 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I 33 S000009841 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I C000027254 VUL GuardSM [NULL] 1295 STATE ST SPRINGFIELD 01111 MA C/O MASSACHUSETTS MUTUAL LIFE INSURANCE 811-04030 0000746551 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT II 33 S000010832 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT II C000030068 Variable Life [NULL] 1295 STATE ST SPRINGFIELD 01111 MA [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000034604 MassMutual Barings Dynamic Allocation Fund C000106504 Administrative Class 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ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003776 MassMutual Premier Balanced Fund C000010469 Class A MMBDX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003776 MassMutual Premier Balanced Fund C000010470 Administrative Class MMBLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003776 MassMutual Premier Balanced Fund C000137066 Class R3 MMBRX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003791 MassMutual Premier Core Bond Fund C000010546 Class R5 MCBDX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003791 MassMutual Premier Core Bond Fund C000010544 Administrative Class MCBLX 100 BRIGHT MEADOW BLVD. 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ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003795 MassMutual Premier Disciplined Growth Fund C000010564 Administrative Class MPGLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003795 MassMutual Premier Disciplined Growth Fund C000010566 Class R5 MPGSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003796 MassMutual Premier Disciplined Value Fund C000010572 Service Class DENVX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003796 MassMutual Premier Disciplined Value Fund C000010568 Class A MEPAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003796 MassMutual Premier Disciplined Value Fund C000010571 Class R5 MEPSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003796 MassMutual Premier Disciplined Value Fund C000010569 Administrative Class MPILX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003796 MassMutual Premier Disciplined Value Fund C000010570 Class R3 MPINX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003796 MassMutual Premier Disciplined Value Fund C000137089 Class R4 MPIRX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003796 MassMutual Premier Disciplined Value Fund C000137090 Class I MPIVX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003793 MassMutual Premier Diversified Bond Fund C000137084 Class R4 MDBFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003793 MassMutual Premier Diversified Bond Fund C000010554 Administrative Class MDBLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003793 MassMutual Premier Diversified Bond Fund C000137085 Class R3 MDBRX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003793 MassMutual Premier Diversified Bond Fund C000010556 Class R5 MDBSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003793 MassMutual Premier Diversified Bond Fund C000010557 Service Class MDBYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003793 MassMutual Premier Diversified Bond Fund C000095045 Class I MDBZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003793 MassMutual Premier Diversified Bond Fund C000010553 Class A MDVAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003777 MassMutual Premier Focused International Fund C000010474 Class A MOUAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003777 MassMutual Premier Focused International Fund C000010475 Administrative Class MOULX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003777 MassMutual Premier Focused International Fund C000010476 Class R3 MOUNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003777 MassMutual Premier Focused International Fund C000137067 Class R4 MOURX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003777 MassMutual Premier Focused International Fund C000010477 Class R5 MOUSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003777 MassMutual Premier Focused International Fund C000010478 Service Class MOUYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003777 MassMutual Premier Focused International Fund C000095042 Class I MOUZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003778 MassMutual Premier Global Fund C000010479 Class A MGFAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003778 MassMutual Premier Global Fund C000010480 Administrative Class MGFLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003778 MassMutual Premier Global Fund C000010481 Class R3 MGFNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003778 MassMutual Premier Global Fund C000137068 Class R4 MGFRX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003778 MassMutual Premier Global Fund C000010482 Class R5 MGFSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003778 MassMutual Premier Global Fund C000010483 Service Class MGFYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003778 MassMutual Premier Global Fund C000137069 Class I MGFZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003779 MassMutual Premier High Yield Fund C000010488 Service Class DLHYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003779 MassMutual Premier High Yield Fund C000010484 Class A MPHAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003779 MassMutual Premier High Yield Fund C000010485 Administrative Class MPHLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003779 MassMutual Premier High Yield Fund C000010486 Class R3 MPHNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003779 MassMutual Premier High Yield Fund C000137070 Class R4 MPHRX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003779 MassMutual Premier High Yield Fund C000010487 Class R5 MPHSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003779 MassMutual Premier High Yield Fund C000098420 Class I MPHZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003780 MassMutual Premier Inflation-Protected and Income Fund C000010490 Administrative Class MIPLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003780 MassMutual Premier Inflation-Protected and Income Fund C000010491 Class R3 MIPNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003780 MassMutual Premier Inflation-Protected and Income Fund C000137071 Class R4 MIPRX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003780 MassMutual Premier Inflation-Protected and Income Fund C000010492 Class R5 MIPSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003780 MassMutual Premier Inflation-Protected and Income Fund C000010493 Service Class MIPYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003780 MassMutual Premier Inflation-Protected and Income Fund C000098421 Class I MIPZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003780 MassMutual Premier Inflation-Protected and Income Fund C000010489 Class A MPSAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003781 MassMutual Premier International Equity Fund C000137073 Class R3 MEERX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003781 MassMutual Premier International Equity Fund C000137074 Class R4 MEIRX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003781 MassMutual Premier International Equity Fund C000010497 Class R5 MIEDX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003781 MassMutual Premier International Equity Fund C000010495 Administrative Class MIELX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003781 MassMutual Premier International Equity Fund C000137072 Class I MIZIX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003781 MassMutual Premier International Equity Fund C000010494 Class A MMIAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003781 MassMutual Premier International Equity Fund C000010498 Service Class MYIEX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003782 MassMutual Premier Main Street Fund C000010500 Administrative Class MMSLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003782 MassMutual Premier Main Street Fund C000010501 Class R3 MMSNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003782 MassMutual Premier Main Street Fund C000010502 Class R5 MMSSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003782 MassMutual Premier Main Street Fund C000010503 Service Class MMSYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003782 MassMutual Premier Main Street Fund C000010499 Class A MSSAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003782 MassMutual Premier Main Street Fund C000137075 Class R4 MSSRX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003782 MassMutual Premier Main Street Fund C000137076 Class I MSZIX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003785 MassMutual Premier Short-Duration Bond Fund C000137077 Class R4 MPSDX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003785 MassMutual Premier Short-Duration Bond Fund C000010517 Service Class MSBYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003785 MassMutual Premier Short-Duration Bond Fund C000010515 Class R3 MSDNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003785 MassMutual Premier Short-Duration Bond Fund C000010513 Class A MSHAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003785 MassMutual Premier Short-Duration Bond Fund C000010516 Class R5 MSTDX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003785 MassMutual Premier Short-Duration Bond Fund C000010514 Administrative Class MSTLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003785 MassMutual Premier Short-Duration Bond Fund C000095043 Class I MSTZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003788 MassMutual Premier Small Cap Opportunities Fund C000010528 Class A DLBMX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003788 MassMutual Premier Small Cap Opportunities Fund C000137080 Class R3 MCCRX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003788 MassMutual Premier Small Cap Opportunities Fund C000137078 Class R4 MOORX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003788 MassMutual Premier Small Cap Opportunities Fund C000010531 Class R5 MSCDX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003788 MassMutual Premier Small Cap Opportunities Fund C000010529 Administrative Class MSCLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003788 MassMutual Premier Small Cap Opportunities Fund C000137079 Class I MSOOX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003788 MassMutual Premier Small Cap Opportunities Fund C000010532 Service Class MSVYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000023798 MassMutual Premier Strategic Emerging Markets Fund C000069970 Class A MPASX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000023798 MassMutual Premier Strategic Emerging Markets Fund C000069974 Service Class MPEYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000023798 MassMutual Premier Strategic Emerging Markets Fund C000069971 Administrative Class MPLSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000023798 MassMutual Premier Strategic Emerging Markets Fund C000137091 Class R4 MPRSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000023798 MassMutual Premier Strategic Emerging Markets Fund C000069973 Class R5 MPSMX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000023798 MassMutual Premier Strategic Emerging Markets Fund C000137092 Class R3 MPZRX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000023798 MassMutual Premier Strategic Emerging Markets Fund C000098422 Class I MPZSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003784 MassMutual Premier U.S. Government Money Market Fund C000010511 Class R5 MKSXX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003790 MassMutual Premier Value Fund C000010539 Administrative Class DLBVX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003790 MassMutual Premier Value Fund C000010538 Class A MCEAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003790 MassMutual Premier Value Fund C000010540 Class R3 MCENX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003790 MassMutual Premier Value Fund C000137081 Class R4 MCERX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003790 MassMutual Premier Value Fund C000010542 Service Class MCEYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003790 MassMutual Premier Value Fund C000137082 Class I MCZIX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08690 0000927972 MASSMUTUAL PREMIER FUNDS 30 S000003790 MassMutual Premier Value Fund C000010541 Class R5 MVEDX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003669 MassMutual RetireSMART 2010 Fund C000010232 Class A MRXAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003669 MassMutual RetireSMART 2010 Fund C000010234 Class R3 MRXNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003669 MassMutual RetireSMART 2010 Fund C000010235 Service Class MRXSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003669 MassMutual RetireSMART 2010 Fund C000140363 Class R5 MRXTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003669 MassMutual RetireSMART 2010 Fund C000140362 Class I MRXUX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003669 MassMutual RetireSMART 2010 Fund C000010236 Administrative Class MRXYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003669 MassMutual RetireSMART 2010 Fund C000140364 Class R4 MRXZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028350 MassMutual RetireSMART 2015 Fund C000086624 Class A MMJAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028350 MassMutual RetireSMART 2015 Fund C000140402 Class R3 MMJNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028350 MassMutual RetireSMART 2015 Fund C000086626 Service Class MMJSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028350 MassMutual RetireSMART 2015 Fund C000140400 Class R5 MMJTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028350 MassMutual RetireSMART 2015 Fund C000140399 Class I MMJUX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028350 MassMutual RetireSMART 2015 Fund C000086627 Administrative Class MMJYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028350 MassMutual RetireSMART 2015 Fund C000140401 Class R4 MMJZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003675 MassMutual RetireSMART 2020 Fund C000010262 Class A MRTAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003675 MassMutual RetireSMART 2020 Fund C000140372 Class R5 MRTBX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003675 MassMutual RetireSMART 2020 Fund C000140371 Class I MRTDX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003675 MassMutual RetireSMART 2020 Fund C000140373 Class R4 MRTHX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003675 MassMutual RetireSMART 2020 Fund C000010264 Class R3 MRTNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003675 MassMutual RetireSMART 2020 Fund C000010265 Service Class MRTSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003675 MassMutual RetireSMART 2020 Fund C000010266 Administrative Class MRTYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028351 MassMutual RetireSMART 2025 Fund C000086632 Service Class MMISX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028351 MassMutual RetireSMART 2025 Fund C000086633 Administrative Class MMIYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028351 MassMutual RetireSMART 2025 Fund C000140406 Class R3 MMNRX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028351 MassMutual RetireSMART 2025 Fund C000140404 Class R5 MMNTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028351 MassMutual RetireSMART 2025 Fund C000140403 Class I MMNUX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028351 MassMutual RetireSMART 2025 Fund C000140405 ClassR4 MMNZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028351 MassMutual RetireSMART 2025 Fund C000086630 Class A MMSDX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003676 MassMutual RetireSMART 2030 Fund C000010267 Class A MRYAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003676 MassMutual RetireSMART 2030 Fund C000010269 Class R3 MRYNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003676 MassMutual RetireSMART 2030 Fund C000010270 Service Class MRYSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003676 MassMutual RetireSMART 2030 Fund C000140375 Class R5 MRYTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003676 MassMutual RetireSMART 2030 Fund C000140374 Class I MRYUX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003676 MassMutual RetireSMART 2030 Fund C000010271 Administrative Class MRYYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003676 MassMutual RetireSMART 2030 Fund C000140376 Class R4 MRYZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028352 MassMutual RetireSMART 2035 Fund C000086634 Class A MMXAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028352 MassMutual RetireSMART 2035 Fund C000140410 Class R3 MMXNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028352 MassMutual RetireSMART 2035 Fund C000086636 Service Class MMXSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028352 MassMutual RetireSMART 2035 Fund C000140408 Class R5 MMXTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028352 MassMutual RetireSMART 2035 Fund C000140407 Class I MMXUX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028352 MassMutual RetireSMART 2035 Fund C000086637 Administrative Class MMXYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028352 MassMutual RetireSMART 2035 Fund C000140409 Class R4 MMXZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003677 MassMutual RetireSMART 2040 Fund C000010274 Class R3 MFRNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003677 MassMutual RetireSMART 2040 Fund C000010275 Service Class MFRSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003677 MassMutual RetireSMART 2040 Fund C000010272 Class A MRFAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003677 MassMutual RetireSMART 2040 Fund C000140378 Class R5 MRFTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003677 MassMutual RetireSMART 2040 Fund C000140377 Class I MRFUX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003677 MassMutual RetireSMART 2040 Fund C000010276 Administrative Class MRFYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003677 MassMutual RetireSMART 2040 Fund C000140379 Class R4 MRFZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028353 MassMutual RetireSMART 2045 Fund C000086639 Class A MMKAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028353 MassMutual RetireSMART 2045 Fund C000140414 Class R3 MMKNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028353 MassMutual RetireSMART 2045 Fund C000086641 Service Class MMKSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028353 MassMutual RetireSMART 2045 Fund C000140412 Class R5 MMKTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028353 MassMutual RetireSMART 2045 Fund C000140411 Class I MMKUX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028353 MassMutual RetireSMART 2045 Fund C000086642 Administrative Class MMKYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000028353 MassMutual RetireSMART 2045 Fund C000140413 Class R4 MMKZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000020009 MassMutual RetireSMART 2050 Fund C000056109 Class A MMARX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000020009 MassMutual RetireSMART 2050 Fund C000056105 Class R3 MMRNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000020009 MassMutual RetireSMART 2050 Fund C000140394 Class R5 MMRTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000020009 MassMutual RetireSMART 2050 Fund C000140393 Class I MMRUX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000020009 MassMutual RetireSMART 2050 Fund C000056107 Administrative Class MMRYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000020009 MassMutual RetireSMART 2050 Fund C000140395 Class R4 MMRZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000020009 MassMutual RetireSMART 2050 Fund C000056106 Service Class MMTSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000042052 MassMutual RetireSMART 2055 Fund C000130639 Class A MMWAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000042052 MassMutual RetireSMART 2055 Fund C000140436 Class R4 MMWEX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000042052 MassMutual RetireSMART 2055 Fund C000130636 Service Class MMWSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000042052 MassMutual RetireSMART 2055 Fund C000140437 Class R3 MMWTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000042052 MassMutual RetireSMART 2055 Fund C000140435 Class R5 MMWUX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000042052 MassMutual RetireSMART 2055 Fund C000130637 Administrative Class MMWYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000042052 MassMutual RetireSMART 2055 Fund C000140434 Class I MMWZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000051694 MassMutual RetireSMART 2060 Fund C000162678 Administrative Class [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000051694 MassMutual RetireSMART 2060 Fund C000162679 Class A [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000051694 MassMutual RetireSMART 2060 Fund C000162675 Class I [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000051694 MassMutual RetireSMART 2060 Fund C000162681 Class R3 [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000051694 MassMutual RetireSMART 2060 Fund C000162680 Class R4 [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000051694 MassMutual RetireSMART 2060 Fund C000162676 Class R5 [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000051694 MassMutual RetireSMART 2060 Fund C000162677 Service Class [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032893 MassMutual RetireSMART Conservative Fund C000101526 Class A MCTAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032893 MassMutual RetireSMART Conservative Fund C000101525 Administrative Class MRCLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032893 MassMutual RetireSMART Conservative Fund C000101523 Class R5 MRCSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032893 MassMutual RetireSMART Conservative Fund C000140416 Class I MRCUX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032893 MassMutual RetireSMART Conservative Fund C000140418 Class R3 MRCVX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032893 MassMutual RetireSMART Conservative Fund C000101524 Service Class MRCYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032893 MassMutual RetireSMART Conservative Fund C000140417 Class R4 MRCZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032896 MassMutual RetireSMART Growth Fund C000101537 Administrative Class MRGLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032896 MassMutual RetireSMART Growth Fund C000140425 Class I MRGUX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032896 MassMutual RetireSMART Growth Fund C000140427 Class R3 MRGVX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032896 MassMutual RetireSMART Growth Fund C000101536 Service Class MRGYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032896 MassMutual RetireSMART Growth Fund C000140426 Class R4 MRGZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032896 MassMutual RetireSMART Growth Fund C000101538 Class A MRRAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032896 MassMutual RetireSMART Growth Fund C000101535 Class R5 MRRSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003678 MassMutual RetireSMART In Retirement Fund C000010279 Class R3 MDRNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003678 MassMutual RetireSMART In Retirement Fund C000010280 Service Class MDRSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003678 MassMutual RetireSMART In Retirement Fund C000140381 Class R5 MDRTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003678 MassMutual RetireSMART In Retirement Fund C000140380 Class I MDRVX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003678 MassMutual RetireSMART In Retirement Fund C000010281 Administrative Class MDRYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003678 MassMutual RetireSMART In Retirement Fund C000140382 Class R4 MDRZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003678 MassMutual RetireSMART In Retirement Fund C000010277 Class A MRDAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032894 MassMutual RetireSMART Moderate Fund C000101530 Class A MRMAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032894 MassMutual RetireSMART Moderate Fund C000101529 Administrative Class MRMLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032894 MassMutual RetireSMART Moderate Fund C000140421 Class R3 MRMTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032894 MassMutual RetireSMART Moderate Fund C000140419 Class I MRMUX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032894 MassMutual RetireSMART Moderate Fund C000101528 Service Class MRMYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032894 MassMutual RetireSMART Moderate Fund C000140420 Class R4 MRMZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032894 MassMutual RetireSMART Moderate Fund C000101527 Class R5 MROSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032895 MassMutual RetireSMART Moderate Growth Fund C000101533 Class A MOGAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032895 MassMutual RetireSMART Moderate Growth Fund C000140424 Class R3 MROTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032895 MassMutual RetireSMART Moderate Growth Fund C000140422 Class I MROUX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032895 MassMutual RetireSMART Moderate Growth Fund C000101531 Service Class MROYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032895 MassMutual RetireSMART Moderate Growth Fund C000140423 Class R4 MROZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032895 MassMutual RetireSMART Moderate Growth Fund C000101532 Administrative Class MRSLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000032895 MassMutual RetireSMART Moderate Growth Fund C000101534 Class R5 MRSSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000027024 MassMutual Select BlackRock Global Allocation Fund C000081298 Class A MGJAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000027024 MassMutual Select BlackRock Global Allocation Fund C000140397 Class R4 MGJFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000027024 MassMutual Select BlackRock Global Allocation Fund C000140396 Class I MGJIX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000027024 MassMutual Select BlackRock Global Allocation Fund C000140398 Class R3 MGJRX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000027024 MassMutual Select BlackRock Global Allocation Fund C000081297 Administrative Class MGSLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000027024 MassMutual Select BlackRock Global Allocation Fund C000081296 Class R5 MGSSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000027024 MassMutual Select BlackRock Global Allocation Fund C000081299 Service Class MGSYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003658 MassMutual Select Blue Chip Growth Fund C000010176 Class A MBCGX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003658 MassMutual Select Blue Chip Growth Fund C000010177 Administrative Class MBCLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003658 MassMutual Select Blue Chip Growth Fund C000010178 Class R3 MBCNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003658 MassMutual Select Blue Chip Growth Fund C000010179 Class R5 MBCSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003658 MassMutual Select Blue Chip Growth Fund C000010180 Service Class MBCYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003658 MassMutual Select Blue Chip Growth Fund C000140351 Class I MBCZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003658 MassMutual Select Blue Chip Growth Fund C000140352 Class R4 MBGFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000014611 MassMutual Select Diversified International Fund C000039998 Class A MMZAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000014611 MassMutual Select Diversified International Fund C000140391 Class R4 MMZFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000014611 MassMutual Select Diversified International Fund C000140390 Class I MMZIX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000014611 MassMutual Select Diversified International Fund C000039997 Administrative Class MMZLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000014611 MassMutual Select Diversified International Fund C000039995 Class R5 MMZSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000014611 MassMutual Select Diversified International Fund C000140392 Class R3 MMZTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000014611 MassMutual Select Diversified International Fund C000039996 Service Class MMZYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003679 MassMutual Select Diversified Value Fund C000010282 Class A MDDAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003679 MassMutual Select Diversified Value Fund C000140383 Class I MDDIX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003679 MassMutual Select Diversified Value Fund C000010283 Administrative Class MDDLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003679 MassMutual Select Diversified Value Fund C000140384 Class R4 MDDRX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003679 MassMutual Select Diversified Value Fund C000010284 Class R3 MDVNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003679 MassMutual Select Diversified Value Fund C000010285 Class R5 MDVSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003679 MassMutual Select Diversified Value Fund C000010286 Service Class MDVYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003681 MassMutual Select Focused Value Fund C000010292 Class A MFVAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003681 MassMutual Select Focused Value Fund C000140385 Class R4 MFVFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003681 MassMutual Select Focused Value Fund C000010294 Class R3 MFVNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003681 MassMutual Select Focused Value Fund C000010295 Class R5 MFVSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003681 MassMutual Select Focused Value Fund C000093673 Class I MFVZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003681 MassMutual Select Focused Value Fund C000010293 Administrative Class MMFVX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003681 MassMutual Select Focused Value Fund C000010296 Service Class MMFYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003666 MassMutual Select Fundamental Growth Fund C000140358 Class R4 MFGFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003666 MassMutual Select Fundamental Growth Fund C000010217 Class A MOTAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003666 MassMutual Select Fundamental Growth Fund C000010220 Class R5 MOTCX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003666 MassMutual Select Fundamental Growth Fund C000010218 Administrative Class MOTLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003666 MassMutual Select Fundamental Growth Fund C000010219 Class R3 MOTNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003666 MassMutual Select Fundamental Growth Fund C000010221 Service Class MOTYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003666 MassMutual Select Fundamental Growth Fund C000140359 Class I MOTZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003659 MassMutual Select Fundamental Value Fund C000010181 Class A MFUAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003659 MassMutual Select Fundamental Value Fund C000140353 Class R4 MFUFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003659 MassMutual Select Fundamental Value Fund C000010182 Administrative Class MFULX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003659 MassMutual Select Fundamental Value Fund C000010183 Class R3 MFUNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003659 MassMutual Select Fundamental Value Fund C000010185 Service Class MFUYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003659 MassMutual Select Fundamental Value Fund C000093668 Class I MFUZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003659 MassMutual Select Fundamental Value Fund C000010184 Class R5 MVUSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003656 MassMutual Select Growth Opportunities Fund C000010168 Administrative Class MAGLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003656 MassMutual Select Growth Opportunities Fund C000010171 Service Class MAGYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003656 MassMutual Select Growth Opportunities Fund C000010170 Class R5 MGRSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003656 MassMutual Select Growth Opportunities Fund C000010167 Class A MMAAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003656 MassMutual Select Growth Opportunities Fund C000010169 Class R3 MMANX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003656 MassMutual Select Growth Opportunities Fund C000108420 Class I MMAZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003656 MassMutual Select Growth Opportunities Fund C000140350 Class R4 MMGFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003663 MassMutual Select Large Cap Value Fund C000140356 Class R4 MLVFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003663 MassMutual Select Large Cap Value Fund C000010203 Administrative Class MLVLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003663 MassMutual Select Large Cap Value Fund C000010204 Class R3 MLVNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003663 MassMutual Select Large Cap Value Fund C000010205 Class R5 MLVSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003663 MassMutual Select Large Cap Value Fund C000140355 Class I MLVZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003663 MassMutual Select Large Cap Value Fund C000010202 Class A MMLAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003663 MassMutual Select Large Cap Value Fund C000010206 Service Class MMLYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003665 MassMutual Select Mid Cap Growth Equity II Fund C000010212 Class A MEFAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003665 MassMutual Select Mid Cap Growth Equity II Fund C000140357 Class R4 MEFFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003665 MassMutual Select Mid Cap Growth Equity II Fund C000010214 Class R3 MEFNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003665 MassMutual Select Mid Cap Growth Equity II Fund C000010216 Service Class MEFYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003665 MassMutual Select Mid Cap Growth Equity II Fund C000093669 Class I MEFZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003665 MassMutual Select Mid Cap Growth Equity II Fund C000010215 Class R5 MGRFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003665 MassMutual Select Mid Cap Growth Equity II Fund C000010213 Administrative Class MMELX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000013194 MassMutual Select Mid-Cap Value Fund C000035486 Class A MLUAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000013194 MassMutual Select Mid-Cap Value Fund C000140389 Class R4 MLUFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000013194 MassMutual Select Mid-Cap Value Fund C000035487 Administrative Class MLULX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000013194 MassMutual Select Mid-Cap Value Fund C000035488 Class R3 MLUNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000013194 MassMutual Select Mid-Cap Value Fund C000035489 Class R5 MLUSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000013194 MassMutual Select Mid-Cap Value Fund C000035490 Service Class MLUYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000013194 MassMutual Select Mid-Cap Value Fund C000108422 Class I MLUZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003667 MassMutual Select Overseas Fund C000010222 Class A MOSAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003667 MassMutual Select Overseas Fund C000140360 Class R4 MOSFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003667 MassMutual Select Overseas Fund C000010223 Administrative Class MOSLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003667 MassMutual Select Overseas Fund C000010224 Class R3 MOSNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003667 MassMutual Select Overseas Fund C000010225 Class R5 MOSSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003667 MassMutual Select Overseas Fund C000010226 Service Class MOSYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003667 MassMutual Select Overseas Fund C000093670 Class I MOSZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003668 MassMutual Select Small Cap Growth Equity Fund C000010227 Class A MMGEX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003668 MassMutual Select Small Cap Growth Equity Fund C000010231 Service Class MSCYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003668 MassMutual Select Small Cap Growth Equity Fund C000140361 Class R4 MSERX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003668 MassMutual Select Small Cap Growth Equity Fund C000010228 Administrative Class MSGLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003668 MassMutual Select Small Cap Growth Equity Fund C000010229 Class R3 MSGNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003668 MassMutual Select Small Cap Growth Equity Fund C000010230 Class R5 MSGSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003668 MassMutual Select Small Cap Growth Equity Fund C000093671 Class I MSGZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000012476 MassMutual Select Small Cap Value Equity Fund C000033920 Class A MMQAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000012476 MassMutual Select Small Cap Value Equity Fund C000140387 Class R4 MMQFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000012476 MassMutual Select Small Cap Value Equity Fund C000140386 Class I MMQIX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000012476 MassMutual Select Small Cap Value Equity Fund C000033921 Administrative Class MMQLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000012476 MassMutual Select Small Cap Value Equity Fund C000033923 Class R5 MMQSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000012476 MassMutual Select Small Cap Value Equity Fund C000140388 Class R3 MMQTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000012476 MassMutual Select Small Cap Value Equity Fund C000033919 Service Class MMQYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003670 MassMutual Select Small Company Growth Fund C000010238 Administrative Class MMCLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003670 MassMutual Select Small Company Growth Fund C000010241 Service Class MMCYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003670 MassMutual Select Small Company Growth Fund C000010237 Class A MRWAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003670 MassMutual Select Small Company Growth Fund C000140366 Class R4 MRWFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003670 MassMutual Select Small Company Growth Fund C000140365 Class I MRWIX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003670 MassMutual Select Small Company Growth Fund C000140367 Class R3 MRWTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003670 MassMutual Select Small Company Growth Fund C000010240 Class R5 MSCSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003671 MassMutual Select Small Company Value Fund C000140368 Class R4 MMVFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003671 MassMutual Select Small Company Value Fund C000010246 Service Class MMVYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003671 MassMutual Select Small Company Value Fund C000010242 Class A MMYAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003671 MassMutual Select Small Company Value Fund C000010243 Administrative Class MMYLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003671 MassMutual Select Small Company Value Fund C000010244 Class R3 MSVNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003671 MassMutual Select Small Company Value Fund C000010245 Class R5 MSVSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003671 MassMutual Select Small Company Value Fund C000093672 Class I MSVZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003673 MassMutual Select Strategic Bond Fund C000010255 Class R5 MBSSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003673 MassMutual Select Strategic Bond Fund C000010256 Service Class MBSYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003673 MassMutual Select Strategic Bond Fund C000010252 Class A MSBAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003673 MassMutual Select Strategic Bond Fund C000010253 Administrative Class MSBLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003673 MassMutual Select Strategic Bond Fund C000010254 Class R3 MSBNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003673 MassMutual Select Strategic Bond Fund C000140370 Class R4 MSBRX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003673 MassMutual Select Strategic Bond Fund C000140369 Class I MSBZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000029393 MassMutual Select Total Return Bond Fund C000140415 Class A MPTRX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000029393 MassMutual Select Total Return Bond Fund C000090287 Class R4 MSPGX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000029393 MassMutual Select Total Return Bond Fund C000090285 Service Class MSPHX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000029393 MassMutual Select Total Return Bond Fund C000090286 Administrative Class MSPLX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000029393 MassMutual Select Total Return Bond Fund C000090288 Class R3 MSPNX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000029393 MassMutual Select Total Return Bond Fund C000090284 Class R5 MSPSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000029393 MassMutual Select Total Return Bond Fund C000090289 Class I MSPZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037831 MM MSCI EAFE International Index Fund C000116710 Class A MKRAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037831 MM MSCI EAFE International Index Fund C000140432 Class R4 MKRFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037831 MM MSCI EAFE International Index Fund C000116712 Class R5 MKRIX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037831 MM MSCI EAFE International Index Fund C000116707 Service Class MKRSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037831 MM MSCI EAFE International Index Fund C000140433 Class R3 MKRTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037831 MM MSCI EAFE International Index Fund C000116708 Administrative Class MKRYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037831 MM MSCI EAFE International Index Fund C000116711 Class I MKRZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037830 MM Russell 2000 Small Cap Index Fund C000116701 Class A MCJAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037830 MM Russell 2000 Small Cap Index Fund C000140430 Class R4 MCJFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037830 MM Russell 2000 Small Cap Index Fund C000116703 Class R5 MCJIX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037830 MM Russell 2000 Small Cap Index Fund C000116704 Service Class MCJSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037830 MM Russell 2000 Small Cap Index Fund C000140431 Class R3 MCJTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037830 MM Russell 2000 Small Cap Index Fund C000116705 Administrative Class MCJYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037830 MM Russell 2000 Small Cap Index Fund C000116702 Class I MCJZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003661 MM S&P 500 Index Fund C000010191 Class R4 MIEAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003661 MM S&P 500 Index Fund C000010195 Administrative Class MIEYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003661 MM S&P 500 Index Fund C000010196 Class R5 MIEZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003661 MM S&P 500 Index Fund C000140354 Class A MMFFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003661 MM S&P 500 Index Fund C000010194 Service Class MMIEX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003661 MM S&P 500 Index Fund C000010193 Class R3 MMINX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000003661 MM S&P 500 Index Fund C000108421 Class I MMIZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037829 MM S&P Mid Cap Index Fund C000116698 Class A MDKAX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037829 MM S&P Mid Cap Index Fund C000140428 Class R4 MDKFX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037829 MM S&P Mid Cap Index Fund C000116700 Class R5 MDKIX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037829 MM S&P Mid Cap Index Fund C000116695 Service Class MDKSX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037829 MM S&P Mid Cap Index Fund C000140429 Class R3 MDKTX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037829 MM S&P Mid Cap Index Fund C000116696 Administrative Class MDKYX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000037829 MM S&P Mid Cap Index Fund C000116699 Class I MDKZX 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000055551 MM Select Bond and Income Asset Fund C000174851 Class I [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-08274 0000916053 MASSMUTUAL SELECT FUNDS 30 S000055552 MM Select Equity Asset Fund C000174852 Class I [NULL] 100 BRIGHT MEADOW BLVD. 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NE CEDAR RAPIDS 52499 IA [NULL] 811-21127 0001175980 MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT D 32 S000010597 MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT D C000029278 MLLIC IRA Annuity [NULL] 4333 EDGEWOOD ROAD, NE CEDAR RAPIDS 52499 IA [NULL] 811-06321 0000875246 MERRILL LYNCH LIFE VARIABLE ANNUNITY SEPARATE ACCOUNT 32 S000010001 MERRILL LYNCH LIFE VARIABLE ANNUNITY SEPARATE ACCOUNT C000027666 MLLIC Portfolio Plus (post-1986) [NULL] 4333 EDGEWOOD ROAD, NE CEDAR RAPIDS 52499 IA [NULL] 811-06321 0000875246 MERRILL LYNCH LIFE VARIABLE ANNUNITY SEPARATE ACCOUNT 32 S000010001 MERRILL LYNCH LIFE VARIABLE ANNUNITY SEPARATE ACCOUNT C000027665 MLLIC Portfolio Plus (pre-1986) [NULL] 4333 EDGEWOOD ROAD, NE CEDAR RAPIDS 52499 IA [NULL] 811-06227 0000869800 MERRILL LYNCH LIFE VARIABLE LIFE SEPARATE ACCOUNT II 33 S000010608 MERRILL LYNCH LIFE VARIABLE LIFE SEPARATE ACCOUNT II C000029312 MLLIC Directed Life [NULL] 570 CARILLON PARKWAY ST. 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PETERSBURG 33716 FL [NULL] 811-06227 0000869800 MERRILL LYNCH LIFE VARIABLE LIFE SEPARATE ACCOUNT II 33 S000010608 MERRILL LYNCH LIFE VARIABLE LIFE SEPARATE ACCOUNT II C000029307 MLLIC Prime Plan III [NULL] 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL [NULL] 811-06227 0000869800 MERRILL LYNCH LIFE VARIABLE LIFE SEPARATE ACCOUNT II 33 S000010608 MERRILL LYNCH LIFE VARIABLE LIFE SEPARATE ACCOUNT II C000029311 MLLIC Prime Plan Investor [NULL] 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL [NULL] 811-06227 0000869800 MERRILL LYNCH LIFE VARIABLE LIFE SEPARATE ACCOUNT II 33 S000010608 MERRILL LYNCH LIFE VARIABLE LIFE SEPARATE ACCOUNT II C000029308 MLLIC Prime Plan IV [NULL] 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL [NULL] 811-06227 0000869800 MERRILL LYNCH LIFE VARIABLE LIFE SEPARATE ACCOUNT II 33 S000010608 MERRILL LYNCH LIFE VARIABLE LIFE SEPARATE ACCOUNT II C000029303 MLLIC Prime Plan V [NULL] 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL [NULL] 811-06227 0000869800 MERRILL LYNCH LIFE VARIABLE LIFE SEPARATE ACCOUNT II 33 S000010608 MERRILL LYNCH LIFE VARIABLE LIFE SEPARATE ACCOUNT II C000029309 MLLIC Prime Plan VI [NULL] 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL [NULL] 811-06225 0000869799 MERRILL LYNCH VARIABLE LIFE SEPARATE ACCOUNT 33 S000011547 MERRILL LYNCH VARIABLE LIFE SEPARATE ACCOUNT C000031814 MLLIC Estate Investor I [NULL] 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL [NULL] 811-06225 0000869799 MERRILL LYNCH VARIABLE LIFE SEPARATE ACCOUNT 33 S000011547 MERRILL LYNCH VARIABLE LIFE SEPARATE ACCOUNT C000031815 MLLIC Estate Investor II [NULL] 570 CARILLON PARKWAY ST. PETERSBURG 33716 FL [NULL] 811-06225 0000869799 MERRILL LYNCH VARIABLE LIFE SEPARATE ACCOUNT 33 S000011547 MERRILL LYNCH VARIABLE LIFE SEPARATE ACCOUNT C000031812 MLLIC Investor Life [NULL] 570 CARILLON PARKWAY ST. 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Rowe Price Large Cap Value Portfolio C000030576 Class A [NULL] C/O METLIFE ADVISERS, LLC BOSTON 02111 MA ONE FINANCIAL CENTER 811-10183 0001126087 MET INVESTORS SERIES TRUST 30 S000011088 T. Rowe Price Large Cap Value Portfolio C000030577 Class B [NULL] C/O METLIFE ADVISERS, LLC BOSTON 02111 MA ONE FINANCIAL CENTER 811-10183 0001126087 MET INVESTORS SERIES TRUST 30 S000011088 T. Rowe Price Large Cap Value Portfolio C000030578 Class C [NULL] C/O METLIFE ADVISERS, LLC BOSTON 02111 MA ONE FINANCIAL CENTER 811-10183 0001126087 MET INVESTORS SERIES TRUST 30 S000011088 T. Rowe Price Large Cap Value Portfolio C000030579 Class E [NULL] C/O METLIFE ADVISERS, LLC BOSTON 02111 MA ONE FINANCIAL CENTER 811-10183 0001126087 MET INVESTORS SERIES TRUST 30 S000011103 T. Rowe Price Mid Cap Growth Portfolio C000030650 Class A [NULL] C/O METLIFE ADVISERS, LLC BOSTON 02111 MA ONE FINANCIAL CENTER 811-10183 0001126087 MET INVESTORS SERIES TRUST 30 S000011103 T. Rowe Price Mid Cap Growth Portfolio C000030651 Class B [NULL] C/O METLIFE ADVISERS, LLC BOSTON 02111 MA ONE FINANCIAL CENTER 811-10183 0001126087 MET INVESTORS SERIES TRUST 30 S000011103 T. Rowe Price Mid Cap Growth Portfolio C000030652 Class C [NULL] C/O METLIFE ADVISERS, LLC BOSTON 02111 MA ONE FINANCIAL CENTER 811-10183 0001126087 MET INVESTORS SERIES TRUST 30 S000011103 T. Rowe Price Mid Cap Growth Portfolio C000030653 Class E [NULL] C/O METLIFE ADVISERS, LLC BOSTON 02111 MA ONE FINANCIAL CENTER 811-10183 0001126087 MET INVESTORS SERIES TRUST 30 S000049130 TCW Core Fixed Income Portfolio C000154912 Class A [NULL] C/O METLIFE ADVISERS, LLC BOSTON 02111 MA ONE FINANCIAL CENTER 811-10183 0001126087 MET INVESTORS SERIES TRUST 30 S000049130 TCW Core Fixed Income Portfolio C000154913 Class B [NULL] C/O METLIFE ADVISERS, LLC BOSTON 02111 MA ONE FINANCIAL CENTER 811-10183 0001126087 MET INVESTORS SERIES TRUST 30 S000049130 TCW Core Fixed Income Portfolio C000154914 Class C [NULL] C/O METLIFE ADVISERS, LLC BOSTON 02111 MA ONE FINANCIAL CENTER 811-10183 0001126087 MET INVESTORS SERIES TRUST 30 S000049130 TCW Core Fixed Income Portfolio C000154915 Class E [NULL] C/O METLIFE ADVISERS, LLC BOSTON 02111 MA ONE FINANCIAL CENTER 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151877 Flexible Value SF 230 [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151871 Foresight SF 137 [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151863 Group Annuity SF 101 [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151828 Group Flexible Payment Variable Annuity (Flexible Bonus/Retirement Companion/Smart Choice) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151874 Group VA SF 234 (Texas) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151878 Investors Choice Annuity/Capital Strategist Annuity/Imprint Annuity/Strive Annuity [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151841 Marquis Portfolios (offered between November 7, 2005 and April 30, 2012) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151826 Marquis Portfolios (offered on and after April 30, 2012) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151827 MetLife Growth and Income [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151929 MetLife Investment Portfolio Architect/SM/ - C Share Option [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151930 MetLife Investment Portfolio Architect/SM/ - Standard Version [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000168465 MetLife Prime Options [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151834 MetLife Simple Solutions/SM/ [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151885 Pioneer PRISM [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151886 Pioneer PRISM L [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151887 Pioneer PRISM XC [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151831 PrimElite III [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151825 PrimElite IV [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151879 Protected Equity Portfolio (PEP) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151873 Secure Annuity CLICO 224/ SF 1700 [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151853 Series C (offered between September 4, 2001 and October 7, 2011) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151884 Series C (offered on and after October 7, 2011) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151851 Series L [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151850 Series L - 4 Year (offered between November 22, 2004 and October 7, 2011) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151861 Series L - 4 Year (offered between October 7, 2011 and April 28, 2013) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151824 Series L - 4 Year (offered on and after April 29, 2013) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151823 Series O (offered between April 30, 2012 and July 19, 2015) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000158269 Series O (offered on and after July 20, 2015) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151857 Series S (offered between April 30, 2007 and October 7, 2011) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151820 Series S (offered between October 7, 2011 and May 1, 2016) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000168026 Series S (offered on and after May 2, 2016) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151821 Series S - L Share Option (offered between October 7, 2011 and May 1, 2016) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000168027 Series S - L Share Option (offered on and after May 2, 2016) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151858 Series S-L Share Option (offered between April 30, 2007 and October 7, 2011) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151847 Series VA (offered between March 22, 2001 and October 7, 2011) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151819 Series VA (offered between October 7, 2011 and May 1, 2016) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000168023 Series VA (offered on and after May 2, 2016) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151822 Series VA - 4 (offered between October 7, 2011 and May 1, 2016) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000168025 Series VA - 4 (offered on and after May 2, 2016) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151883 Series VA-4 (offered between May 1, 2011 and October 7, 2011) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151844 Series XC [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151855 Series XTRA [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151882 Series XTRA 6 [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151876 Sunshine SF 236 FL [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151867 Ultimate Annuity FSL 224 [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151880 Vintage L [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03365 0000356475 METLIFE INVESTORS USA SEPARATE ACCOUNT A 32 S000005224 METLIFE INVESTORS USA SEPARATE ACCOUNT A C000151881 Vintage XC [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21851 0001350943 MetLife Investors USA Variable Life Account A 33 S000008894 MetLife Investors USA Variable Life Account A C000151829 Equity Advantage VUL [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21851 0001350943 MetLife Investors USA Variable Life Account A 33 S000008894 MetLife Investors USA Variable Life Account A C000167071 Premier Accumulator VUL [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151843 Class A [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151872 Class A (CA) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151836 Class AA [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151865 Class AA (CA) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151837 Class B [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151866 Class B (CA) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151862 Class C [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151875 Class C (CA) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151839 Class L [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151869 Class L (CA) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151840 Class L - 4 Year [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151870 Class L - 4 Year (CA) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151835 Class VA [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151864 Class VA (CA) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151832 Class XC [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151868 Class XC (CA) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151852 COVA Series A [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151860 COVA Series A (CA) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151849 COVA VA SPDA [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151859 COVA VA/PREMIER ADVISOR (CA) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151846 Cova Variable Annuity/Firstar Summit VA/Premier Advisor VA/Destiny Select VA/Prevail VA [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151854 Navigator-Select VA/Russell-Select VA/Custom-Select VA [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-05200 0000815915 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE 32 S000005147 METLIFE INVESTORS VARIABLE ANNUITY ACCOUNT ONE C000151856 Navigator-Select/Custom-Select/Russell-Select (CA) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-07971 0001029031 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE 33 S000004234 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE C000151830 Class VL Flexible Premium Single Life and Joint & Last Survivor Variable Life Insurance [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-07971 0001029031 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE 33 S000004234 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE C000151833 Class VL Flexible Premium Single Life and Joint & Last Survivor Variable Life Policy [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-07971 0001029031 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE 33 S000004234 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE C000151848 Custom Select Flexible Premium Variable Life [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-07971 0001029031 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE 33 S000004234 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE C000151842 Custom Select Flexible Premium Variable Life Insurance [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-07971 0001029031 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE 33 S000004234 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE C000151845 Modified Single Premium Variable Life [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-07971 0001029031 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE 33 S000004234 METLIFE INVESTORS VARIABLE LIFE ACCOUNT ONE C000151838 Modified Single Premium Variable Life Insurance [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000011923 MarketLife and Invest (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000068775 MetLife MarketLife (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000068772 MetLife Portfolio Architect Life (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000011926 MetLife Variable Life (47A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000011925 MetLife Variable Life Accumulator (48A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000022171 MetLife Variable Life Accumulator - Series 2 (57A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000011928 MetLife Variable Life Accumulator - Series 3 (91A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000011924 MetLife Variable Survivorship Life (44A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000011927 MetLife Variable Survivorship Life II (45A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-03927 0000737026 METLIFE OF CT FUND UL FOR VARIABLE LIFE INSURANCE 33 S000004236 MetLife of CT Fund UL for Variable Life Insurance C000068773 MetLife VintageLife (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-09215 0001077712 METLIFE OF CT FUND UL III FOR VARIABLE LIFE INSURANCE 33 S000004239 MetLife of CT Fund UL III for Variable Life Insurance C000011938 MetLife Corporate Owned VUL 2000 [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-09215 0001077712 METLIFE OF CT FUND UL III FOR VARIABLE LIFE INSURANCE 33 S000004239 MetLife of CT Fund UL III for Variable Life Insurance C000022174 MetLife Corporate Owned VUL III [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-09215 0001077712 METLIFE OF CT FUND UL III FOR VARIABLE LIFE INSURANCE 33 S000004239 MetLife of CT Fund UL III for Variable Life Insurance C000011941 MetLife Corporate Owned VUL IV [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-09215 0001077712 METLIFE OF CT FUND UL III FOR VARIABLE LIFE INSURANCE 33 S000004239 MetLife of CT Fund UL III for Variable Life Insurance C000011937 MetLife Corporate Owned VUL Series 1 [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-09215 0001077712 METLIFE OF CT FUND UL III FOR VARIABLE LIFE INSURANCE 33 S000004239 MetLife of CT Fund UL III for Variable Life Insurance C000011940 MetLife Corporate Select Policy [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068749 Gold Track (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068750 Gold Track Select (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068757 Index Annuity (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068758 Index Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068864 Marquis Portfolios (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068851 Marquis Portfolios (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068751 MetLife Access Annuity (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068753 MetLife Access Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068752 MetLife Access Select Annuity (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068754 MetLife Access Select Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000146608 MetLife Accumulation Annuity [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000166412 MetLife Premier Variable Annuity/SM/ [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068747 MetLife Retirement Account (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068748 MetLife Retirement Account (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068809 Pioneer Annuistar Annuity (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068812 Pioneer Annuistar Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068840 Pioneer Annuistar Flex (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068915 Pioneer Annuistar Flex (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000016181 Pioneer Annuistar Plus Annuity [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068806 Pioneer Annuistar Plus Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068811 Pioneer Annuistar Value Annuity (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068814 Pioneer Annuistar Value Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068837 Portfolio Architect 3 (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068912 Portfolio Architect 3 (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068853 Portfolio Architect Access Annuity (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068866 Portfolio Architect Access Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068798 Portfolio Architect Annuity (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068802 Portfolio Architect Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068810 Portfolio Architect II Annuity (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068813 Portfolio Architect II Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068838 Portfolio Architect L (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068913 Portfolio Architect L (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000016182 Portfolio Architect Plus Annuity [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068807 Portfolio Architect Plus Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068799 Portfolio Architect Select Annuity (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068803 Portfolio Architect Select Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068858 Portfolio Architect XTRA Annuity (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068834 Portfolio Architect XTRA Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068800 Premier Advisers Annuity (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068804 Premier Advisers Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068821 Premier Advisers Asset Manager (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068824 Premier Advisers Asset Manager (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068801 Premier Advisers Class II Annuity (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068805 Premier Advisers Class II Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068815 Premier Advisers II (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068818 Premier Advisers II (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068816 Premier Advisers III (Series I) (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068819 Premier Advisers III (Series I) (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068817 Premier Advisers III (Series II) (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068820 Premier Advisers III (Series II) (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068825 Premier Advisers L (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068822 Premier Advisers L (Series I) (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068823 Premier Advisers L (Series II) (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068826 Premier Advisers L (Series II) (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068846 PrimElite Annuity (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068849 PrimElite Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068847 PrimElite Annuity II (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068850 PrimElite II Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068848 Protected Equity Portfolio (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068859 Protected Equity Portfolio (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068855 Scudder Advocate Advisor - ST1 Variable Annuity (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068854 Scudder Advocate Advisor Annuity (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068867 Scudder Advocate Advisor Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068868 Scudder Advocate Advisor- ST1 Variable Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000016183 Scudder Advocate Rewards Annuity [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068808 Scudder Advocate Rewards Annuity (B) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068739 UNIVERSAL ANNUITY (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068746 Universal Annuity Advantage (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 28277 NC 11225 NORTH COMMUNITY HOUSE ROAD 811-21262 0001209404 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES 32 S000005920 METLIFE OF CT SEPARATE ACCOUNT ELEVEN FOR VARIABLE ANNUITIES C000068745 Universal Select Annuity (A) [NULL] METLIFE INSURANCE COMPANY USA CHARLOTTE 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30 S000002510 MFS Conservative Allocation Fund C000006894 I MACIX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002510 MFS Conservative Allocation Fund C000006888 R4 MACJX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002510 MFS Conservative Allocation Fund C000006896 R1 MACKX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002510 MFS Conservative Allocation Fund C000006899 R3 MACNX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002510 MFS Conservative Allocation Fund C000006893 C MACVX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002510 MFS Conservative Allocation Fund C000006898 R2 MCARX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000006900 A MEDAX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000006901 B MEDBX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000006902 C MEDCX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000074224 R1 MEDDX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000074225 R2 MEDEX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000074226 R3 MEDFX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000074227 R4 MEDGX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000034483 R6 MEDHX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002511 MFS Emerging Markets Debt Fund C000006903 I MEDIX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000033795 MFS Emerging Markets Debt Local Currency Fund C000104416 A EMLAX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000033795 MFS Emerging Markets Debt Local Currency Fund C000104417 B EMLBX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000033795 MFS Emerging Markets Debt Local Currency Fund C000104418 C EMLCX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000033795 MFS Emerging Markets Debt Local Currency Fund C000104419 I EMLIX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000033795 MFS Emerging Markets Debt Local Currency Fund C000104420 R1 EMLJX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000033795 MFS Emerging Markets Debt Local Currency Fund C000104421 R2 EMLKX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000033795 MFS Emerging Markets Debt Local Currency Fund C000104422 R3 EMLLX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000033795 MFS Emerging Markets Debt Local Currency Fund C000104423 R4 EMLMX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000033795 MFS Emerging Markets Debt Local Currency Fund C000123138 R6 EMLNX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000006904 A MEMAX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000006905 B MEMBX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000006906 C MEMCX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000071425 R2 MEMFX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000071426 R3 MEMGX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000071427 R4 MEMHX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000006907 I MEMIX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000071428 R6 MEMJX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002512 MFS Emerging Markets Equity Fund C000071424 R1 MEMRX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000028956 MFS Global Bond Fund C000088935 A MGBAX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000028956 MFS Global Bond Fund C000088936 B MGBBX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000028956 MFS Global Bond Fund C000088937 C MGBDX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000028956 MFS Global Bond Fund C000088938 I MGBJX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000028956 MFS Global Bond Fund C000088939 R1 MGBKX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000028956 MFS Global Bond Fund C000088940 R2 MGBLX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000028956 MFS Global Bond Fund C000088941 R3 MGBMX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000028956 MFS Global Bond Fund C000088942 R4 MGBNX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000028956 MFS Global Bond Fund C000120923 R6 MGBOX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006913 529A EAGWX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006914 529B EBGWX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006915 529C ECGWX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006923 R3 MAGEX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006912 R4 MAGJX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006920 R1 MAGMX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006911 A MAGWX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006916 B MBGWX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006917 C MCGWX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006922 R2 MGALX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002514 MFS Growth Allocation Fund C000006918 I MGWIX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006924 A MDIDX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006926 529A MDIEX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006929 B MDIFX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006930 C MDIGX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006936 R3 MDIHX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006931 I MDIJX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006935 R2 MDIKX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006927 529B MDIMX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006928 529C MDINX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006933 R1 MDIOX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002515 MFS International Diversification Fund C000006925 R4 MDITX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000006937 A MGRAX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000006938 B MGRBX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000006939 C MGRCX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000034484 R6 MGRDX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000071432 R2 MGRQX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000071431 R1 MGRRX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000071433 R3 MGRTX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000071430 R4 MGRVX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002516 MFS International Growth Fund C000006940 I MQGIX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000006941 A MGIAX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000006942 B MGIBX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000006943 C MGICX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000071435 R2 MINFX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000071436 R3 MINGX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000071437 R4 MINHX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000006944 I MINIX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000034485 R6 MINJX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002517 MFS International Value Fund C000071434 R1 MINRX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000045806 MFS Managed Wealth Fund C000142775 A MNWAX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000045806 MFS Managed Wealth Fund C000142776 B MNWBX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000045806 MFS Managed Wealth Fund C000142777 C MNWCX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000045806 MFS Managed Wealth Fund C000142778 I MNWIX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000045806 MFS Managed Wealth Fund C000142779 R1 MNWRX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000045806 MFS Managed Wealth Fund C000142780 R2 MNWSX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000045806 MFS Managed Wealth Fund C000142781 R3 MNWTX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000045806 MFS Managed Wealth Fund C000142782 R4 MNWUX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006853 529A EAMDX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006854 529B EBMDX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006855 529C ECMAX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006851 A MAMAX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006860 R1 MAMFX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006863 R3 MAMHX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006852 R4 MAMJX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006862 R2 MARRX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006856 B MMABX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006857 C MMACX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04492 0000783740 MFS SERIES TRUST X 30 S000002507 MFS Moderate Allocation Fund C000006858 I MMAIX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002500 MFS Blended Research Core Equity Fund C000006789 A MUEAX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002500 MFS Blended Research Core Equity Fund C000006791 C MUECX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002500 MFS Blended Research Core Equity Fund C000068492 R1 MUERX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002500 MFS Blended Research Core Equity Fund C000068493 R2 MUESX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002500 MFS Blended Research Core Equity Fund C000068494 R3 MUETX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002500 MFS Blended Research Core Equity Fund C000068495 R4 MUEUX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002500 MFS Blended Research Core Equity Fund C000068496 R6 MUEVX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002500 MFS Blended Research Core Equity Fund C000006790 B MUSBX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002500 MFS Blended Research Core Equity Fund C000006792 I MUSEX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002499 MFS Mid Cap Value Fund C000006778 529A EACVX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002499 MFS Mid Cap Value Fund C000006779 529B EBCVX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002499 MFS Mid Cap Value Fund C000006780 529C ECCVX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002499 MFS Mid Cap Value Fund C000006781 B MCBVX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002499 MFS Mid Cap Value Fund C000006783 I MCVIX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002499 MFS Mid Cap Value Fund C000006787 R2 MCVRX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002499 MFS Mid Cap Value Fund C000006776 A MVCAX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002499 MFS Mid Cap Value Fund C000006782 C MVCCX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002499 MFS Mid Cap Value Fund C000006785 R1 MVCGX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002499 MFS Mid Cap Value Fund C000006788 R3 MVCHX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002499 MFS Mid Cap Value Fund C000006777 R4 MVCJX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-07992 0000911637 MFS SERIES TRUST XI 30 S000002499 MFS Mid Cap Value Fund C000125404 R6 MVCKX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-21780 0001330967 MFS SERIES TRUST XII 30 S000013498 MFS Equity Opportunities Fund C000036524 A SRFAX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000013498 MFS Equity Opportunities Fund C000036525 B SRFBX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000013498 MFS Equity Opportunities Fund C000036526 C SRFCX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000013498 MFS Equity Opportunities Fund C000060710 R1 SRFDX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000013498 MFS Equity Opportunities Fund C000060711 R2 SRFEX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000013498 MFS Equity Opportunities Fund C000060712 R3 SRFFX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000013498 MFS Equity Opportunities Fund C000060713 R4 SRFGX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000013498 MFS Equity Opportunities Fund C000060709 R6 SRFHX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000013498 MFS Equity Opportunities Fund C000075049 I SRFIX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038772 MFS Lifetime 2015 Fund C000119416 B LFTBX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038772 MFS Lifetime 2015 Fund C000119417 C LFTCX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038772 MFS Lifetime 2015 Fund C000119415 A LFTDX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038772 MFS Lifetime 2015 Fund C000119418 I LFTIX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038772 MFS Lifetime 2015 Fund C000119419 R1 LFTRX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038772 MFS Lifetime 2015 Fund C000119420 R2 LFTSX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038772 MFS Lifetime 2015 Fund C000119421 R3 LFTTX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038772 MFS Lifetime 2015 Fund C000119422 R4 LFTUX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002503 MFS Lifetime 2020 Fund C000006811 A MFLAX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002503 MFS Lifetime 2020 Fund C000006812 B MFLBX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002503 MFS Lifetime 2020 Fund C000006813 C MFLCX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002503 MFS Lifetime 2020 Fund C000006815 R1 MFLEX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002503 MFS Lifetime 2020 Fund C000006817 R2 MFLGX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002503 MFS Lifetime 2020 Fund C000006818 R3 MFLHX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002503 MFS Lifetime 2020 Fund C000006814 I MFLIX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002503 MFS Lifetime 2020 Fund C000006819 R4 MFLJX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002503 MFS Lifetime 2020 Fund C000173226 R6 MFLKX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038773 MFS Lifetime 2025 Fund C000119430 A LTTAX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038773 MFS Lifetime 2025 Fund C000119423 B LTTBX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038773 MFS Lifetime 2025 Fund C000119424 C LTTCX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038773 MFS Lifetime 2025 Fund C000119425 I LTTIX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038773 MFS Lifetime 2025 Fund C000173230 R6 LTTKX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038773 MFS Lifetime 2025 Fund C000119426 R1 LTTRX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038773 MFS Lifetime 2025 Fund C000119427 R2 LTTSX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038773 MFS Lifetime 2025 Fund C000119428 R3 LTTTX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038773 MFS Lifetime 2025 Fund C000119429 R4 LTTUX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002504 MFS Lifetime 2030 Fund C000006820 A MLTAX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002504 MFS Lifetime 2030 Fund C000006821 B MLTBX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002504 MFS Lifetime 2030 Fund C000006822 C MLTCX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002504 MFS Lifetime 2030 Fund C000006824 R1 MLTEX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002504 MFS Lifetime 2030 Fund C000006826 R2 MLTGX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002504 MFS Lifetime 2030 Fund C000006827 R3 MLTHX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002504 MFS Lifetime 2030 Fund C000006823 I MLTIX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002504 MFS Lifetime 2030 Fund C000006828 R4 MLTJX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002504 MFS Lifetime 2030 Fund C000173227 R6 MLTKX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038774 MFS Lifetime 2035 Fund C000119431 A LFEAX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038774 MFS Lifetime 2035 Fund C000119432 B LFEBX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038774 MFS Lifetime 2035 Fund C000119433 C LFECX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038774 MFS Lifetime 2035 Fund C000119434 I LFEDX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038774 MFS Lifetime 2035 Fund C000173231 R6 LFEKX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038774 MFS Lifetime 2035 Fund C000119435 R1 LFERX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038774 MFS Lifetime 2035 Fund C000119436 R2 LFESX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038774 MFS Lifetime 2035 Fund C000119437 R3 LFETX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038774 MFS Lifetime 2035 Fund C000119438 R4 LFEUX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002505 MFS Lifetime 2040 Fund C000006829 A MLFAX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002505 MFS Lifetime 2040 Fund C000006830 B MLFBX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002505 MFS Lifetime 2040 Fund C000006831 C MLFCX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002505 MFS Lifetime 2040 Fund C000006833 R1 MLFEX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002505 MFS Lifetime 2040 Fund C000006835 R2 MLFGX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002505 MFS Lifetime 2040 Fund C000006836 R3 MLFHX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002505 MFS Lifetime 2040 Fund C000006832 I MLFIX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002505 MFS Lifetime 2040 Fund C000006837 R4 MLFJX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002505 MFS Lifetime 2040 Fund C000173228 R6 MLFKX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038775 MFS Lifetime 2045 Fund C000119439 A LTMAX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038775 MFS Lifetime 2045 Fund C000119440 B LTMBX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038775 MFS Lifetime 2045 Fund C000119441 C LTMDX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038775 MFS Lifetime 2045 Fund C000119442 I LTMKX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038775 MFS Lifetime 2045 Fund C000173232 R6 LTMLX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038775 MFS Lifetime 2045 Fund C000119443 R1 LTMRX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038775 MFS Lifetime 2045 Fund C000119444 R2 LTMSX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038775 MFS Lifetime 2045 Fund C000119445 R3 LTMTX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038775 MFS Lifetime 2045 Fund C000119446 R4 LTMUX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000030062 MFS Lifetime 2050 Fund C000092198 C MFFDX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000030062 MFS Lifetime 2050 Fund C000092199 I MFFIX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000030062 MFS Lifetime 2050 Fund C000173229 R6 MFFKX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000030062 MFS Lifetime 2050 Fund C000092200 R1 MFFMX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000030062 MFS Lifetime 2050 Fund C000092201 R2 MFFNX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000030062 MFS Lifetime 2050 Fund C000092202 R3 MFFOX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000030062 MFS Lifetime 2050 Fund C000092203 R4 MFFPX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000030062 MFS Lifetime 2050 Fund C000092197 B MFFRX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000030062 MFS Lifetime 2050 Fund C000092196 A MFFSX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038776 MFS Lifetime 2055 Fund C000119447 A LFIAX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038776 MFS Lifetime 2055 Fund C000119448 B LFIBX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038776 MFS Lifetime 2055 Fund C000119449 C LFICX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038776 MFS Lifetime 2055 Fund C000119450 I LFIIX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038776 MFS Lifetime 2055 Fund C000173233 R6 LFIKX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038776 MFS Lifetime 2055 Fund C000119451 R1 LFIRX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038776 MFS Lifetime 2055 Fund C000119452 R2 LFISX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038776 MFS Lifetime 2055 Fund C000119453 R3 LFITX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000038776 MFS Lifetime 2055 Fund C000119454 R4 LFIUX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000055287 MFS Lifetime 2060 Fund C000173915 A [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000055287 MFS Lifetime 2060 Fund C000173916 B [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000055287 MFS Lifetime 2060 Fund C000173917 C [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000055287 MFS Lifetime 2060 Fund C000173918 I [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000055287 MFS Lifetime 2060 Fund C000173919 R1 [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000055287 MFS Lifetime 2060 Fund C000173920 R2 [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000055287 MFS Lifetime 2060 Fund C000173921 R3 [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000055287 MFS Lifetime 2060 Fund C000173922 R4 [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000055287 MFS Lifetime 2060 Fund C000173923 R6 [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002501 MFS Lifetime Income Fund C000006793 A MLLAX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002501 MFS Lifetime Income Fund C000006794 B MLLBX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002501 MFS Lifetime Income Fund C000006795 C MLLCX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002501 MFS Lifetime Income Fund C000006797 R1 MLLEX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002501 MFS Lifetime Income Fund C000006799 R2 MLLGX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002501 MFS Lifetime Income Fund C000006800 R3 MLLHX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002501 MFS Lifetime Income Fund C000006796 I MLLIX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002501 MFS Lifetime Income Fund C000006801 R4 MLLJX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002501 MFS Lifetime Income Fund C000173225 R6 MLLKX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002501 MFS Lifetime Income Fund C000145540 529A MLLQX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002501 MFS Lifetime Income Fund C000145541 529B MLLRX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-21780 0001330967 MFS SERIES TRUST XII 30 S000002501 MFS Lifetime Income Fund C000145542 529C MLLSX 111 HUNTINGTON AVENUE BOSTON 02199 MA [NULL] 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000012219 MFS Diversified Income Fund C000033358 A DIFAX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000012219 MFS Diversified Income Fund C000033359 C DIFCX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000012219 MFS Diversified Income Fund C000068409 R1 DIFDX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000012219 MFS Diversified Income Fund C000068410 R2 DIFEX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000012219 MFS Diversified Income Fund C000068411 R3 DIFFX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000012219 MFS Diversified Income Fund C000068412 R4 DIFGX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000012219 MFS Diversified Income Fund C000117928 R6 DIFHX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000012219 MFS Diversified Income Fund C000033360 I DIFIX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000024971 MFS Global Real Estate Fund C000074269 A MGLAX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000024971 MFS Global Real Estate Fund C000074271 C MGLCX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000024971 MFS Global Real Estate Fund C000074270 B MGLDX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000024971 MFS Global Real Estate Fund C000074272 I MGLIX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000024971 MFS Global Real Estate Fund C000074273 R1 MGLJX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000024971 MFS Global Real Estate Fund C000074274 R2 MGLKX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000024971 MFS Global Real Estate Fund C000074275 R3 MGLLX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000024971 MFS Global Real Estate Fund C000074276 R4 MGLMX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000024971 MFS Global Real Estate Fund C000117929 R6 MGLRX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000000693 MFS Government Securities Fund C000002012 B MFGBX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000000693 MFS Government Securities Fund C000002013 C MFGDX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000000693 MFS Government Securities Fund C000002015 R1 MFGGX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000000693 MFS Government Securities Fund C000002018 R3 MFGHX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000000693 MFS Government Securities Fund C000002008 R4 MFGJX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000000693 MFS Government Securities Fund C000117927 R6 MFGKX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000000693 MFS Government Securities Fund C000002007 A MFGSX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000000693 MFS Government Securities Fund C000002006 I MGSIX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000000693 MFS Government Securities Fund C000002017 R2 MGVSX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000032712 MFS New Discovery Value Fund C000100956 A NDVAX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000032712 MFS New Discovery Value Fund C000100957 B NDVBX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000032712 MFS New Discovery Value Fund C000100958 C NDVCX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000032712 MFS New Discovery Value Fund C000100959 I NDVIX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000032712 MFS New Discovery Value Fund C000100960 R1 NDVRX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000032712 MFS New Discovery Value Fund C000100961 R2 NDVSX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000032712 MFS New Discovery Value Fund C000100962 R3 NDVTX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000032712 MFS New Discovery Value Fund C000100963 R4 NDVUX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03327 0000356349 MFS SERIES TRUST XIII 30 S000032712 MFS New Discovery Value Fund C000117930 R6 NDVVX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04253 0000764719 MFS SERIES TRUST XV 30 S000028958 MFS Commodity Strategy Fund C000088952 B [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04253 0000764719 MFS SERIES TRUST XV 30 S000028958 MFS Commodity Strategy Fund C000088953 C [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04253 0000764719 MFS SERIES TRUST XV 30 S000028958 MFS Commodity Strategy Fund C000088955 R1 [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04253 0000764719 MFS SERIES TRUST XV 30 S000028958 MFS Commodity Strategy Fund C000088956 R2 [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04253 0000764719 MFS SERIES TRUST XV 30 S000028958 MFS Commodity Strategy Fund C000088957 R3 [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04253 0000764719 MFS SERIES TRUST XV 30 S000028958 MFS Commodity Strategy Fund C000088958 R4 [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04253 0000764719 MFS SERIES TRUST XV 30 S000028958 MFS Commodity Strategy Fund C000088951 A MCSAX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04253 0000764719 MFS SERIES TRUST XV 30 S000028958 MFS Commodity Strategy Fund C000088954 I MCSIX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04253 0000764719 MFS SERIES TRUST XV 30 S000028958 MFS Commodity Strategy Fund C000119775 R6 MCSRX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04253 0000764719 MFS SERIES TRUST XV 30 S000019515 MFS Global Alternative Strategy Fund C000054207 A DVRAX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04253 0000764719 MFS SERIES TRUST XV 30 S000019515 MFS Global Alternative Strategy Fund C000054210 B DVRBX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04253 0000764719 MFS SERIES TRUST XV 30 S000019515 MFS Global Alternative Strategy Fund C000054211 C DVRCX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-04253 0000764719 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24TH FLOOR 811-02032 0000063067 MFS SERIES TRUST XVI 30 S000031673 MFS Global Multi-Asset Fund C000098559 R4 GLMUX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-02032 0000063067 MFS SERIES TRUST XVI 30 S000031673 MFS Global Multi-Asset Fund C000122215 R6 GLMVX 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-02662 0000202571 MFS VARIABLE ACCOUNT 32 S000009373 MFS VARIABLE ACCOUNT C000025687 MFS Variable Annuity [NULL] NATIONWIDE LIFE INSURANCE CO MINNEAPOLIS 43216-6609 MN ONE NATIONWIDE PLAZA 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002674 MFS Global Equity Series C000007318 Initial Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002674 MFS Global Equity Series C000007319 Service Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002673 MFS Growth Series C000007316 Initial Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002673 MFS Growth Series C000007317 Service Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002677 MFS Investors Trust Series C000007324 Initial Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002677 MFS Investors Trust Series C000007325 Service Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002678 MFS Mid Cap Growth Series C000007326 Initial Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002678 MFS Mid Cap Growth Series C000007327 Service Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002680 MFS New Discovery Series C000007329 Initial Class [NULL] 111 HUNTINGTON 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[NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002670 MFS Total Return Series C000007311 Service Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002671 MFS Utilities Series C000007312 Initial Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002671 MFS Utilities Series C000007313 Service Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002672 MFS Value Series C000007314 Initial Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-08326 0000918571 MFS VARIABLE INSURANCE TRUST 30 S000002672 MFS Value Series C000007315 Service Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002640 MFS Blended Research Core Equity Portfolio 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VARIABLE INSURANCE TRUST II 30 S000002658 MFS Emerging Markets Equity Portfolio C000007285 Initial Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002658 MFS Emerging Markets Equity Portfolio C000007286 Service Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002659 MFS Global Governments Portfolio C000007287 Initial Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002659 MFS Global Governments Portfolio C000007288 Service Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002660 MFS Global Growth Portfolio C000007289 Initial Class [NULL] 111 HUNTINGTON AVENUE BOSTON 02199 MA 24TH FLOOR 811-03732 0000719269 MFS VARIABLE INSURANCE TRUST II 30 S000002660 MFS Global Growth Portfolio C000007290 Service 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811-07772 0000906564 MIDLAND NATIONAL LIFE SEPARATE ACCOUNT C 32 S000010317 MIDLAND NATIONAL LIFE SEPARATE ACCOUNT C C000028561 Vector Variable Annuity [NULL] C/O NORTH AMERICAN COMPANY CHICAGO 60607 IL 525 W VAN BUREN -- COMPLIANCE 13TH FL 811-08910 0000934348 MILES FUNDS, INC. 30 S000011238 Miles Funds, Inc. Institutional Money Market Fund C000030953 Institutional Money Market Fund [NULL] 1415 28TH STREET WEST DES MOINES 50266 IA SUITE 200 811-22131 0001414039 Miller Investment Trust 30 S000020099 Miller Convertible Bond Fund C000056395 Class A Shares MCFAX 20 WILLIAM STREET WELLESLEY 02481 MA SUITE G-5 811-22131 0001414039 Miller Investment Trust 30 S000020099 Miller Convertible Bond Fund C000081917 Class C Shares MCFCX 20 WILLIAM STREET WELLESLEY 02481 MA SUITE G-5 811-22131 0001414039 Miller Investment Trust 30 S000020099 Miller Convertible Bond Fund C000056396 Class I Shares MCIFX 20 WILLIAM STREET WELLESLEY 02481 MA SUITE G-5 811-22131 0001414039 Miller Investment Trust 30 S000046812 Miller Convertible Plus Fund C000146253 Miller Convertible Plus Fund Class C MCCCX 20 WILLIAM STREET WELLESLEY 02481 MA SUITE G-5 811-22131 0001414039 Miller Investment Trust 30 S000046812 Miller Convertible Plus Fund C000146252 Miller Convertible Plus Fund Class A MCPAX 20 WILLIAM STREET WELLESLEY 02481 MA SUITE G-5 811-22131 0001414039 Miller Investment Trust 30 S000046812 Miller Convertible Plus Fund C000146254 Miller Convertible Plus Fund Class I MCPIX 20 WILLIAM STREET WELLESLEY 02481 MA SUITE G-5 811-22131 0001414039 Miller Investment Trust 30 S000046813 Miller Intermediate Bond Fund C000146255 Miller Intermediate Bond Fund Class A MIFAX 20 WILLIAM STREET WELLESLEY 02481 MA SUITE G-5 811-22131 0001414039 Miller Investment Trust 30 S000046813 Miller Intermediate Bond Fund C000146256 Miller Intermediate Bond Fund Class C MIFCX 20 WILLIAM STREET WELLESLEY 02481 MA SUITE G-5 811-22131 0001414039 Miller Investment Trust 30 S000046813 Miller Intermediate Bond Fund C000146257 Miller Intermediate Bond Fund Class I MIFIX 20 WILLIAM STREET WELLESLEY 02481 MA SUITE G-5 811-23111 0001657267 Miller/Howard Funds Trust 30 S000052530 Miller/Howard Drill Bit to Burner Tip Fund C000164978 Adviser Class Shares [NULL] 10 DIXON AVENUE WOODSTOCK 12498 NY [NULL] 811-23111 0001657267 Miller/Howard Funds Trust 30 S000052530 Miller/Howard Drill Bit to Burner Tip Fund C000164979 Class I Shares [NULL] 10 DIXON AVENUE WOODSTOCK 12498 NY [NULL] 811-23111 0001657267 Miller/Howard Funds Trust 30 S000052531 Miller/Howard Income-Equity Fund C000164980 Adviser Class Shares [NULL] 10 DIXON AVENUE WOODSTOCK 12498 NY [NULL] 811-23111 0001657267 Miller/Howard Funds Trust 30 S000052531 Miller/Howard Income-Equity Fund C000164981 Class I Shares [NULL] 10 DIXON AVENUE WOODSTOCK 12498 NY [NULL] 811-22093 0001405415 Minnesota Life Individual Variable Universal Life Account 33 S000019084 Minnesota Life Individual Variable Universal Life Account C000052773 Accumulator Variable Universal Life [NULL] 400 ROBERT STREET NORTH ST. 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C000090086 Class C Shares MCCGX 1350 AVENUE OF THE AMERICAS NEW YORK 10019 NY 33RD FLOOR 811-22406 0001489215 Mirae Asset Discovery Funds 30 S000029296 Emerging Markets Great Consumer Fund C000090088 Class A Shares MECGX 1350 AVENUE OF THE AMERICAS NEW YORK 10019 NY 33RD FLOOR 811-22406 0001489215 Mirae Asset Discovery Funds 30 S000029296 Emerging Markets Great Consumer Fund C000090087 Class I Shares MICGX 1350 AVENUE OF THE AMERICAS NEW YORK 10019 NY 33RD FLOOR 811-22406 0001489215 Mirae Asset Discovery Funds 30 S000035957 Global Dynamic Bond Fund C000110236 Class A MAGDX 1350 AVENUE OF THE AMERICAS NEW YORK 10019 NY 33RD FLOOR 811-22406 0001489215 Mirae Asset Discovery Funds 30 S000035957 Global Dynamic Bond Fund C000110237 Class C MCGDX 1350 AVENUE OF THE AMERICAS NEW YORK 10019 NY 33RD FLOOR 811-22406 0001489215 Mirae Asset Discovery Funds 30 S000035957 Global Dynamic Bond Fund C000110238 Class I MDBIX 1350 AVENUE OF THE AMERICAS NEW YORK 10019 NY 33RD FLOOR 811-22406 0001489215 Mirae Asset Discovery Funds 30 S000035790 Global Great Consumer Fund C000109653 Class A Shares MGUAX 1350 AVENUE OF THE AMERICAS NEW YORK 10019 NY 33RD FLOOR 811-22406 0001489215 Mirae Asset Discovery Funds 30 S000035790 Global Great Consumer Fund C000109654 Class C Shares MGUCX 1350 AVENUE OF THE AMERICAS NEW YORK 10019 NY 33RD FLOOR 811-22406 0001489215 Mirae Asset Discovery Funds 30 S000035790 Global Great Consumer Fund C000109655 Class I Shares MGUIX 1350 AVENUE OF THE AMERICAS NEW YORK 10019 NY 33RD FLOOR 811-22406 0001489215 Mirae Asset Discovery Funds 30 S000051505 Global Growth Fund C000162134 Class A MGAGX 1350 AVENUE OF THE AMERICAS NEW YORK 10019 NY 33RD FLOOR 811-22406 0001489215 Mirae Asset Discovery Funds 30 S000051505 Global Growth Fund C000162135 Class C MGCGX 1350 AVENUE OF THE AMERICAS NEW YORK 10019 NY 33RD FLOOR 811-22406 0001489215 Mirae Asset Discovery Funds 30 S000051505 Global Growth Fund C000162136 Class I MGIGX 1350 AVENUE OF THE AMERICAS NEW YORK 10019 NY 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ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000003832 MML Equity Fund C000010688 Initial Class [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000003832 MML Equity Fund C000067853 Service Class [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000049314 MML Equity Rotation Fund C000155849 Class II [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000049314 MML Equity Rotation Fund C000155850 Service Class I [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000028329 MML High Yield Fund C000086552 Class II [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000028329 MML High Yield Fund C000086553 Service Class I [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000003833 MML Inflation-Protected and Income Fund C000010689 Initial Class [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000003833 MML Inflation-Protected and Income Fund C000067854 Service Class [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000003834 MML Managed Bond Fund C000010690 Initial Class [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000003834 MML Managed Bond Fund C000067855 Service Class [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000028330 MML Short-Duration Bond Fund C000086554 Class II [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000028330 MML Short-Duration Bond Fund C000086555 Service Class I [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000003836 MML Small Cap Equity Fund C000010692 Initial Class [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000003836 MML Small Cap Equity Fund C000067857 Service Class [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000049315 MML Special Situations Fund C000155851 Class II [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000049315 MML Special Situations Fund C000155852 Service Class I [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000023206 MML Strategic Emerging Markets Fund C000067568 Class II [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000023206 MML Strategic Emerging Markets Fund C000067569 Service Class I [NULL] 100 BRIGHT MEADOW BLVD. ENFIELD 06082 CT [NULL] 811-21714 0001317146 MML Series Investment Fund II 30 S000003835 MML U.S. Government Money Market Fund C000010691 Initial Class [NULL] 100 BRIGHT MEADOW BLVD. 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Intermediate Bond Fund MIBFX 1776-A SOUTH NAPERVILLE ROAD WHEATON 60187-8133 IL SUITE 100 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009540 Federated Automated Cash Management Trust C000026070 Cash II Shares ACCXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009540 Federated Automated Cash Management Trust C000040003 Class R Shares ACKXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009540 Federated Automated Cash Management Trust C000026071 Service Shares ACMXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009541 Federated Automated Government Cash Reserves C000026072 Service Shares AGSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009542 Federated Automated Government Money Trust C000026073 Federated Automated Government Money Trust AGMXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009544 Federated California Municipal Cash Trust C000026078 Service Shares CACXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009544 Federated California Municipal Cash Trust C000026079 Wealth Shares CAIXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009544 Federated California Municipal Cash Trust C000026075 Cash II Shares CALXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009544 Federated California Municipal Cash Trust C000026077 Capital Shares CCCXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009544 Federated California Municipal Cash Trust C000026076 Cash Series Shares CCSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009544 Federated California Municipal Cash Trust C000157040 Investment Shares CMIXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009546 Federated Capital Reserves Fund C000026082 Federated Capital Reserves Fund FRFXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009545 Federated Connecticut Municipal Cash Trust C000026080 Cash Series Shares CTCXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009545 Federated Connecticut Municipal Cash Trust C000026081 Service Shares FCTXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009534 Federated Florida Municipal Cash Trust C000026055 Cash II Shares FLCXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009534 Federated Florida Municipal Cash Trust C000026057 Wealth Shares FLMXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009534 Federated Florida Municipal Cash Trust C000026056 Cash Series Shares FLSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009535 Federated Georgia Municipal Cash Trust C000026058 Federated Georgia Municipal Cash Trust GAMXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009536 Federated Government Obligations Fund C000157039 Cash Series Shares GFSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009536 Federated Government Obligations Fund C000157038 Cash II Shares GFYXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009536 Federated Government Obligations Fund C000026059 Capital Shares GOCXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009536 Federated Government Obligations Fund C000151096 Premier Shares GOFXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009536 Federated Government Obligations Fund C000026060 Institutional Shares GOIXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009536 Federated Government Obligations Fund C000026062 Trust Shares GORXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009536 Federated Government Obligations Fund C000026061 Service Shares GOSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009536 Federated Government Obligations Fund C000168188 Class R Shares GRTXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009537 Federated Government Obligations Tax-Managed Fund C000158663 Automated Shares GOAXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009537 Federated Government Obligations Tax-Managed Fund C000026063 Institutional Shares GOTXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009537 Federated Government Obligations Tax-Managed Fund C000026064 Service Shares GTSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009529 Federated Government Reserves Fund C000158659 Class A Shares GRAXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009529 Federated Government Reserves Fund C000158660 Class B Shares GRBXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009529 Federated Government Reserves Fund C000158661 Class C Shares GRCXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009529 Federated Government Reserves Fund C000026050 Class P Shares GRFXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009529 Federated Government Reserves Fund C000158662 Class F Shares GRGXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009557 Federated Institutional Money Market Management C000141237 Capital Shares MMLXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009557 Federated Institutional Money Market Management C000026107 Eagle Shares MMMXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009557 Federated Institutional Money Market Management C000054277 Institutional Shares MMPXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009557 Federated Institutional Money Market Management C000141236 Service Shares MMSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009530 Federated Institutional Prime 60 Day Fund C000172339 Institutional Shares FIIXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009530 Federated Institutional Prime 60 Day Fund C000026051 Premier Shares FMTXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009530 Federated Institutional Prime 60 Day Fund C000172340 Service Shares FPSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000053125 Federated Institutional Prime 60 Day Max Money Market Fund C000167193 Federated Institutional Prime 60 Day Max Money Market Fund [NULL] 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009574 Federated Institutional Prime Obligations Fund C000144362 Automated Shares PBAXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009574 Federated Institutional Prime Obligations Fund C000026156 Institutional Shares POIXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009574 Federated Institutional Prime Obligations Fund C000026158 Trust Shares POLXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009574 Federated Institutional Prime Obligations Fund C000117917 Capital Shares POPXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009574 Federated Institutional Prime Obligations Fund C000026157 Service Shares PRSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009575 Federated Institutional Prime Value Obligations Fund C000026161 Capital Shares PVCXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009575 Federated Institutional Prime Value Obligations Fund C000026159 Institutional Shares PVOXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009575 Federated Institutional Prime Value Obligations Fund C000026160 Service Shares PVSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009533 Federated Institutional Tax-Free Cash Trust C000167073 Institutional Shares FFTXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009533 Federated Institutional Tax-Free Cash Trust C000026054 Premier Shares FTFXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009538 Federated Liberty U.S. Government Money Market Trust C000026066 Class B Shares LIBXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009538 Federated Liberty U.S. Government Money Market Trust C000026067 Class C Shares LUCXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009538 Federated Liberty U.S. Government Money Market Trust C000026068 Class F Shares LUFXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009538 Federated Liberty U.S. Government Money Market Trust C000026065 Class A Shares LUGXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009554 Federated Massachusetts Municipal Cash Trust C000026101 Cash Series Shares FMCXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009554 Federated Massachusetts Municipal Cash Trust C000026102 Service Shares MMCXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009555 Federated Michigan Municipal Cash Trust C000026103 Service Shares MIMXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009555 Federated Michigan Municipal Cash Trust C000026104 Wealth Shares MINXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009556 Federated Minnesota Municipal Cash Trust C000026106 Wealth Shares FEMXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009556 Federated Minnesota Municipal Cash Trust C000026105 Cash Series Shares MNMXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009558 Federated Municipal Obligations Fund C000026110 Capital Shares MFCXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009558 Federated Municipal Obligations Fund C000157042 Cash Series Shares MFSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009558 Federated Municipal Obligations Fund C000157041 Cash II Shares MODXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009558 Federated Municipal Obligations Fund C000026108 Wealth Shares MOFXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009558 Federated Municipal Obligations Fund C000157043 Investment Shares MOIXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009558 Federated Municipal Obligations Fund C000026109 Service Shares MOSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009558 Federated Municipal Obligations Fund C000157044 Trust Shares MOTXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009531 Federated Municipal Trust C000026052 Federated Municipal Trust MUTXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009559 Federated New Jersey Municipal Cash Trust C000026111 Cash Series Shares NJCXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009559 Federated New Jersey Municipal Cash Trust C000026113 Wealth Shares NJMXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009559 Federated New Jersey Municipal Cash Trust C000026112 Service Shares NJSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009560 Federated New York Municipal Cash Trust C000026115 Cash Series Shares FNCXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009560 Federated New York Municipal Cash Trust C000026116 Service Shares FNTXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009560 Federated New York Municipal Cash Trust C000026117 Wealth Shares NISXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009560 Federated New York Municipal Cash Trust C000026114 Cash II Shares NYCXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009550 Federated North Carolina Municipal Cash Trust C000026093 Federated North Carolina Municipal Cash Trust NCMXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009551 Federated Ohio Municipal Cash Trust C000026094 Cash II Shares FOHXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009551 Federated Ohio Municipal Cash Trust C000026096 Wealth Shares OHIXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009551 Federated Ohio Municipal Cash Trust C000026095 Service Shares OHTXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009552 Federated Pennsylvania Municipal Cash Trust C000026098 Service Shares FPAXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009552 Federated Pennsylvania Municipal Cash Trust C000026097 Cash Series Shares PACXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009552 Federated Pennsylvania Municipal Cash Trust C000026099 Wealth Shares PAMXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009571 Federated Prime Cash Obligations Fund C000026149 Capital Shares PCCXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009571 Federated Prime Cash Obligations Fund C000157049 Cash II Shares PCDXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009571 Federated Prime Cash Obligations Fund C000026147 Wealth Shares PCOXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009571 Federated Prime Cash Obligations Fund C000026148 Service Shares PRCXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009571 Federated Prime Cash Obligations Fund C000157048 Automated Shares PTAXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009571 Federated Prime Cash Obligations Fund C000157046 Class R Shares PTRXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009571 Federated Prime Cash Obligations Fund C000157045 Cash Series Shares PTSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009571 Federated Prime Cash Obligations Fund C000157047 Trust Shares PTTXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009573 Federated Prime Management Obligations Fund C000026153 Capital Shares PICXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009573 Federated Prime Management Obligations Fund C000026155 Institutional Shares PMOXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009573 Federated Prime Management Obligations Fund C000026154 Service Shares PSSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009577 Federated Tax-Free Obligations Fund C000026164 Wealth Shares TBIXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009577 Federated Tax-Free Obligations Fund C000026165 Service Shares TBSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009578 Federated Treasury Obligations Fund C000144363 Automated Shares TOAXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009578 Federated Treasury Obligations Fund C000026166 Capital Shares TOCXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009578 Federated Treasury Obligations Fund C000026167 Institutional Shares TOIXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009578 Federated Treasury Obligations Fund C000026168 Service Shares TOSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009578 Federated Treasury Obligations Fund C000026169 Trust Shares TOTXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009579 Federated Trust for U.S. Treasury Obligations C000157050 Cash Series Shares TCSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009579 Federated Trust for U.S. Treasury Obligations C000157051 Cash II Shares TTIXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009579 Federated Trust for U.S. Treasury Obligations C000026170 Institutional Shares TTOXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009580 Federated U.S. Treasury Cash Reserves C000026171 Service Shares TISXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009580 Federated U.S. Treasury Cash Reserves C000026172 Institutional Shares UTIXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009572 Federated Virginia Municipal Cash Trust C000026151 Service Shares VACXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009572 Federated Virginia Municipal Cash Trust C000026152 Wealth Shares VAIXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009572 Federated Virginia Municipal Cash Trust C000026150 Cash Series Shares VCSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009576 Tax-Free Money Market Fund C000026163 Investment Shares TFIXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-05950 0000856517 MONEY MARKET OBLIGATIONS TRUST 30 S000009576 Tax-Free Money Market Fund C000026162 Service Shares TFSXX 4000 ERICSSON DRIVE WARRENDALE 15086-7561 PA [NULL] 811-07038 0000890089 MONEY MARKET PORTFOLIOS 30 S000007450 The U.S. Government Money Market Portfolio C000020424 CLASS A [NULL] ONE FRANKLIN PARKWAY SAN MATEO 94403-1906 CA [NULL] 811-23023 0001626633 MONTAGE MANAGERS TRUST 30 S000048633 Tortoise North American Pipeline Fund C000153281 Tortoise North American Pipeline Fund TPYP 11300 TOMAHAWK CREEK PARKWAY, SUITE 200 LEAWOOD 66211 KS [NULL] 811-08529 0001045701 Monteagle Funds 30 S000001611 Monteagle Fixed Income Fund C000004358 Institutional Class MFHRX 2506 WINFORD AVENUE NASHVILLE 37211 TN [NULL] 811-08529 0001045701 Monteagle Funds 30 S000021394 Monteagle Informed Investor Growth Fund C000061056 Institutional Class MIIFX 2506 WINFORD AVENUE NASHVILLE 37211 TN [NULL] 811-08529 0001045701 Monteagle Funds 30 S000001610 Monteagle Quality Growth Fund C000004357 Institutional Class MFGIX 2506 WINFORD AVENUE NASHVILLE 37211 TN [NULL] 811-08529 0001045701 Monteagle Funds 30 S000001612 Monteagle Select Value Fund C000004359 Institutional Class MVEIX 2506 WINFORD AVENUE NASHVILLE 37211 TN [NULL] 811-08529 0001045701 Monteagle Funds 30 S000013355 Monteagle Value Fund C000036076 Institutional Class MVRGX 2506 WINFORD AVENUE NASHVILLE 37211 TN [NULL] 811-08529 0001045701 Monteagle Funds 30 S000041935 The Texas Fund C000130230 Class I BIGTX 2506 WINFORD AVENUE NASHVILLE 37211 TN [NULL] 811-08529 0001045701 Monteagle Funds 30 S000041935 The Texas Fund C000130231 Class C TEXCX 2506 WINFORD AVENUE NASHVILLE 37211 TN [NULL] 811-05166 0000814378 MONY AMERICA VARIABLE ACCOUNT A 32 S000009935 MONY AMERICA VARIABLE ACCOUNT A C000027478 MONY C Variable Annuity [NULL] 525 WASHINGTON BOULEVARD, 22ND FLOOR JERSEY CITY 07310 NJ [NULL] 811-05166 0000814378 MONY AMERICA VARIABLE ACCOUNT A 32 S000009935 MONY AMERICA VARIABLE ACCOUNT A C000027480 MONY Custom Master [NULL] 525 WASHINGTON BOULEVARD, 22ND FLOOR JERSEY CITY 07310 NJ [NULL] 811-05166 0000814378 MONY AMERICA VARIABLE ACCOUNT A 32 S000009935 MONY AMERICA VARIABLE ACCOUNT A C000027479 MONY L Variable Annuity [NULL] 525 WASHINGTON BOULEVARD, 22ND FLOOR JERSEY CITY 07310 NJ [NULL] 811-05166 0000814378 MONY AMERICA VARIABLE ACCOUNT A 32 S000009935 MONY AMERICA VARIABLE ACCOUNT A C000027477 MONY Variable Annuity [NULL] 525 WASHINGTON BOULEVARD, 22ND FLOOR JERSEY CITY 07310 NJ [NULL] 811-05166 0000814378 MONY AMERICA VARIABLE ACCOUNT A 32 S000009935 MONY AMERICA VARIABLE ACCOUNT A C000027483 The MONYMaster (033-14362) [NULL] 525 WASHINGTON BOULEVARD, 22ND FLOOR JERSEY CITY 07310 NJ [NULL] 811-05166 0000814378 MONY AMERICA VARIABLE ACCOUNT A 32 S000009935 MONY AMERICA VARIABLE ACCOUNT A C000027482 The MONYMaster (033-20453) [NULL] 525 WASHINGTON BOULEVARD, 22ND FLOOR JERSEY CITY 07310 NJ [NULL] 811-05166 0000814378 MONY AMERICA VARIABLE ACCOUNT A 32 S000009935 MONY AMERICA VARIABLE ACCOUNT A C000027481 The MONYMaster (Florida only as of 1999) [NULL] 525 WASHINGTON BOULEVARD, 22ND FLOOR JERSEY CITY 07310 NJ [NULL] 811-05166 0000814378 MONY AMERICA VARIABLE ACCOUNT A 32 S000009935 MONY AMERICA VARIABLE ACCOUNT A C000027484 The ValueMaster [NULL] 525 WASHINGTON BOULEVARD, 22ND FLOOR JERSEY CITY 07310 NJ [NULL] 811-22886 0001585490 MONY America Variable Account K of MONY Life Insurance Co of America 33 S000043084 MONY America Variable Account K of MONY Life Insurance Co of America C000133364 Corporate Sponsored Variable Universal Life [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY 12TH FLOOR 811-22886 0001585490 MONY America Variable Account K of MONY Life Insurance Co of America 33 S000043084 MONY America Variable Account K of MONY Life Insurance Co of America C000133362 Incentive Life Legacy [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY 12TH FLOOR 811-22886 0001585490 MONY America Variable Account K of MONY Life Insurance Co of America 33 S000043084 MONY America Variable Account K of MONY Life Insurance Co of America C000133363 Incentive Life Legacy II [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY 12TH FLOOR 811-22886 0001585490 MONY America Variable Account K of MONY Life Insurance Co of America 33 S000043084 MONY America Variable Account K of MONY Life Insurance Co of America C000149940 IncentiveLife Legacy III [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY 12TH FLOOR 811-22886 0001585490 MONY America Variable Account K of MONY Life Insurance Co of America 33 S000043084 MONY America Variable Account K of MONY Life Insurance Co of America C000163016 IncentiveLife Optimizer III [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY 12TH FLOOR 811-04234 0000763862 MONY AMERICA VARIABLE ACCOUNT L 33 S000009937 MONY AMERICA VARIABLE ACCOUNT L C000032280 MONY Custom Equity Master [NULL] 525 WASHINGTON BOULEVARD, 22ND FLOOR JERSEY CITY 07310 NJ [NULL] 811-04234 0000763862 MONY AMERICA VARIABLE ACCOUNT L 33 S000009937 MONY AMERICA VARIABLE ACCOUNT L C000032281 MONY Custom Estate Master [NULL] 525 WASHINGTON BOULEVARD, 22ND FLOOR JERSEY CITY 07310 NJ [NULL] 811-04234 0000763862 MONY AMERICA VARIABLE ACCOUNT L 33 S000009937 MONY AMERICA VARIABLE ACCOUNT L C000032279 MONY Survivorship Variable Universal Life [NULL] 525 WASHINGTON BOULEVARD, 22ND FLOOR JERSEY CITY 07310 NJ [NULL] 811-04234 0000763862 MONY AMERICA VARIABLE ACCOUNT L 33 S000009937 MONY AMERICA VARIABLE ACCOUNT L C000027501 MONY Variable Universal Life (333-104162) [NULL] 525 WASHINGTON BOULEVARD, 22ND FLOOR JERSEY CITY 07310 NJ [NULL] 811-04234 0000763862 MONY AMERICA VARIABLE ACCOUNT L 33 S000009937 MONY AMERICA VARIABLE ACCOUNT L C000027502 MONY Variable Universal Life (333-72596) [NULL] 525 WASHINGTON BOULEVARD, 22ND FLOOR JERSEY CITY 07310 NJ [NULL] 811-04234 0000763862 MONY AMERICA VARIABLE ACCOUNT L 33 S000009937 MONY AMERICA VARIABLE ACCOUNT L C000032282 The MONYEquity Master [NULL] 525 WASHINGTON BOULEVARD, 22ND FLOOR JERSEY CITY 07310 NJ [NULL] 811-04234 0000763862 MONY AMERICA VARIABLE ACCOUNT L 33 S000009937 MONY AMERICA VARIABLE ACCOUNT L C000032283 The Strategist [NULL] 525 WASHINGTON BOULEVARD, 22ND FLOOR JERSEY CITY 07310 NJ [NULL] 811-06218 0000067873 MONY VARIABLE ACCOUNT A 32 S000009932 MONY VARIABLE ACCOUNT A C000027467 MONY C Variable Annuity (New York only) [NULL] PROTECTIVE LIFE INSURANCE COMPANY BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-06218 0000067873 MONY VARIABLE ACCOUNT A 32 S000009932 MONY VARIABLE ACCOUNT A C000027469 MONY Custom Master (New York only) [NULL] PROTECTIVE LIFE INSURANCE COMPANY BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-06218 0000067873 MONY VARIABLE ACCOUNT A 32 S000009932 MONY VARIABLE ACCOUNT A C000027468 MONY L Variable Annuity (New York only) [NULL] PROTECTIVE LIFE INSURANCE COMPANY BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-06218 0000067873 MONY VARIABLE ACCOUNT A 32 S000009932 MONY VARIABLE ACCOUNT A C000027466 MONY Variable Annuity (New York only) [NULL] PROTECTIVE LIFE INSURANCE COMPANY BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-06218 0000067873 MONY VARIABLE ACCOUNT A 32 S000009932 MONY VARIABLE ACCOUNT A C000027470 The MONYMaster (New York only 033-37722) [NULL] PROTECTIVE LIFE INSURANCE COMPANY BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-06218 0000067873 MONY VARIABLE ACCOUNT A 32 S000009932 MONY VARIABLE ACCOUNT A C000027471 The MONYMaster (New York only 033-38299) [NULL] PROTECTIVE LIFE INSURANCE COMPANY BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-06218 0000067873 MONY VARIABLE ACCOUNT A 32 S000009932 MONY VARIABLE ACCOUNT A C000027472 The ValueMaster (New York only) [NULL] PROTECTIVE LIFE INSURANCE COMPANY BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-06215 0000869627 MONY VARIABLE ACCOUNT L 33 S000009934 MONY VARIABLE ACCOUNT L C000032275 MONY Custom Equity Master (New York only) [NULL] PROTECTIVE LIFE INSURANCE COMPANY BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-06215 0000869627 MONY VARIABLE ACCOUNT L 33 S000009934 MONY VARIABLE ACCOUNT L C000032276 MONY Custom Estate Master (New York only) [NULL] PROTECTIVE LIFE INSURANCE COMPANY BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-06215 0000869627 MONY VARIABLE ACCOUNT L 33 S000009934 MONY VARIABLE ACCOUNT L C000032274 MONY Survivorship Variable Universal Life (New York only) [NULL] PROTECTIVE LIFE INSURANCE COMPANY BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-06215 0000869627 MONY VARIABLE ACCOUNT L 33 S000009934 MONY VARIABLE ACCOUNT L C000027475 MONY Variable Universal Life (New York only 333-104156) [NULL] PROTECTIVE LIFE INSURANCE COMPANY BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-06215 0000869627 MONY VARIABLE ACCOUNT L 33 S000009934 MONY VARIABLE ACCOUNT L C000027476 MONY Variable Universal Life (New York only 333-72590) [NULL] PROTECTIVE LIFE INSURANCE COMPANY BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-06215 0000869627 MONY VARIABLE ACCOUNT L 33 S000009934 MONY VARIABLE ACCOUNT L C000032277 The MONYEquity Master (New York only) [NULL] PROTECTIVE LIFE INSURANCE COMPANY BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-06215 0000869627 MONY VARIABLE ACCOUNT L 33 S000009934 MONY VARIABLE ACCOUNT L C000032278 The Strategist (New York only) [NULL] PROTECTIVE LIFE INSURANCE COMPANY BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-06217 0000869628 MONY VARIABLE ACCOUNT S 33 S000011811 MONY VARIABLE ACCOUNT S C000032288 The MONYVestor (New York only) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY MAIL STOP 12-5 811-22754 0001559098 MORGAN CREEK SERIES TRUST 30 S000039300 Morgan Creek Tactical Allocation Fund C000121093 Class A MAGTX 301 W BARBEE CHAPEL ROAD CHAPEL HILL 27517 NC SUITE 200 811-22754 0001559098 MORGAN CREEK SERIES TRUST 30 S000039300 Morgan Creek Tactical Allocation Fund C000121095 Class C MCGTX 301 W BARBEE CHAPEL ROAD CHAPEL HILL 27517 NC SUITE 200 811-22754 0001559098 MORGAN CREEK SERIES TRUST 30 S000039300 Morgan Creek Tactical Allocation Fund C000121094 Class I MIGTX 301 W BARBEE CHAPEL ROAD CHAPEL HILL 27517 NC SUITE 200 811-05554 0000832705 MORGAN STANLEY CALIF TAX FREE DAILY INCOME TRUST 30 S000004055 MORGAN STANLEY CALIF TAX FREE DAILY INCOME TRUST C000171231 S Class [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05554 0000832705 MORGAN STANLEY CALIF TAX FREE DAILY INCOME TRUST 30 S000004055 MORGAN STANLEY CALIF TAX FREE DAILY INCOME TRUST C000011344 MORGAN STANLEY CALIF TAX FREE DAILY INCOME TRUST DSCXX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-06044 0000860720 MORGAN STANLEY EUROPEAN EQUITY FUND INC. 30 S000002387 Morgan Stanley European Equity Fund Inc. C000155977 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-06044 0000860720 MORGAN STANLEY EUROPEAN EQUITY FUND INC. 30 S000002387 Morgan Stanley European Equity Fund Inc. C000006316 A EUGAX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-06044 0000860720 MORGAN STANLEY EUROPEAN EQUITY FUND INC. 30 S000002387 Morgan Stanley European Equity Fund Inc. C000006317 B EUGBX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-06044 0000860720 MORGAN STANLEY EUROPEAN EQUITY FUND INC. 30 S000002387 Morgan Stanley European Equity Fund Inc. C000006318 L EUGCX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-06044 0000860720 MORGAN STANLEY EUROPEAN EQUITY FUND INC. 30 S000002387 Morgan Stanley European Equity Fund Inc. C000006319 I EUGDX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-06044 0000860720 MORGAN STANLEY EUROPEAN EQUITY FUND INC. 30 S000002387 Morgan Stanley European Equity Fund Inc. C000060526 R EUGRX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-06044 0000860720 MORGAN STANLEY EUROPEAN EQUITY FUND INC. 30 S000002387 Morgan Stanley European Equity Fund Inc. C000060527 Class W EUGWX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-06515 0000882381 MORGAN STANLEY GLOBAL FIXED INCOME OPPORTUNITIES FUND 30 S000002382 Global Fixed Income Opportunities Fund C000155980 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-06515 0000882381 MORGAN STANLEY GLOBAL FIXED INCOME OPPORTUNITIES FUND 30 S000002382 Global Fixed Income Opportunities Fund C000126926 CLASS IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-06515 0000882381 MORGAN STANLEY GLOBAL FIXED INCOME OPPORTUNITIES FUND 30 S000002382 Global Fixed Income Opportunities Fund C000006295 A DINAX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-06515 0000882381 MORGAN STANLEY GLOBAL FIXED INCOME OPPORTUNITIES FUND 30 S000002382 Global Fixed Income Opportunities Fund C000006296 B DINBX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-06515 0000882381 MORGAN STANLEY GLOBAL FIXED INCOME OPPORTUNITIES FUND 30 S000002382 Global Fixed Income Opportunities Fund C000006297 L DINCX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-06515 0000882381 MORGAN STANLEY GLOBAL FIXED INCOME OPPORTUNITIES FUND 30 S000002382 Global Fixed Income Opportunities Fund C000006298 I DINDX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002820 ACTIVE INTERNATIONAL ALLOCATION PORTFOLIO C000155887 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002820 ACTIVE INTERNATIONAL ALLOCATION PORTFOLIO C000113799 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002820 ACTIVE INTERNATIONAL ALLOCATION PORTFOLIO C000007736 CLASS I MSACX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002820 ACTIVE INTERNATIONAL ALLOCATION PORTFOLIO C000007737 CLASS A MSIBX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000027993 Advantage Portfolio C000085093 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000027993 Advantage Portfolio C000155898 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000027993 Advantage Portfolio C000085091 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000027993 Advantage Portfolio C000126919 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000027993 Advantage Portfolio C000085092 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000051832 Asia Opportunity Portfolio C000163121 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000051832 Asia Opportunity Portfolio C000163122 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000051832 Asia Opportunity Portfolio C000163120 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000051832 Asia Opportunity Portfolio C000163123 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000030707 Asian Equity Portfolio C000095151 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000030707 Asian Equity Portfolio C000155905 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000030707 Asian Equity Portfolio C000095149 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000030707 Asian Equity Portfolio C000095150 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000037168 Emerging Markets Fixed Income Opportunities Portfolio C000114464 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000037168 Emerging Markets Fixed Income Opportunities Portfolio C000155908 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000037168 Emerging Markets Fixed Income Opportunities Portfolio C000114463 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000037168 Emerging Markets Fixed Income Opportunities Portfolio C000126923 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000037168 Emerging Markets Fixed Income Opportunities Portfolio C000114466 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000047473 Emerging Markets Leaders Portfolio C000149048 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000047473 Emerging Markets Leaders Portfolio C000155912 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000047473 Emerging Markets Leaders Portfolio C000149047 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000047473 Emerging Markets Leaders Portfolio C000149050 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000047473 Emerging Markets Leaders Portfolio C000149049 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002826 EMERGING MARKETS PORTFOLIO C000155890 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002826 EMERGING MARKETS PORTFOLIO C000126912 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002826 EMERGING MARKETS PORTFOLIO C000113803 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002826 EMERGING MARKETS PORTFOLIO C000007746 CLASS I MGEMX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002826 EMERGING MARKETS PORTFOLIO C000007747 CLASS A MMKBX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000051831 Emerging Markets Small Cap Portfolio C000163117 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000051831 Emerging Markets Small Cap Portfolio C000163118 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000051831 Emerging Markets Small Cap Portfolio C000163116 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000051831 Emerging Markets Small Cap Portfolio C000163119 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000037507 Frontier Emerging Markets Portfolio C000115786 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000037507 Frontier Emerging Markets Portfolio C000155910 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000037507 Frontier Emerging Markets Portfolio C000115785 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000037507 Frontier Emerging Markets Portfolio C000152578 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000037507 Frontier Emerging Markets Portfolio C000115788 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000053788 Fundamental Multi-Cap Core Portfolio C000169216 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000053788 Fundamental Multi-Cap Core Portfolio C000169217 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000053788 Fundamental Multi-Cap Core Portfolio C000169219 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000053788 Fundamental Multi-Cap Core Portfolio C000169218 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000030616 Global Advantage Portfolio C000094893 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000030616 Global Advantage Portfolio C000155902 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000030616 Global Advantage Portfolio C000094891 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000030616 Global Advantage Portfolio C000094892 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000053786 Global Concentrated Portfolio C000169209 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000053786 Global Concentrated Portfolio C000169210 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000053786 Global Concentrated Portfolio C000169208 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000053786 Global Concentrated Portfolio C000169211 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000053787 Global Core Portfolio C000169213 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000053787 Global Core Portfolio C000169214 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000053787 Global Core Portfolio C000169212 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000053787 Global Core Portfolio C000169215 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000030617 Global Discovery Portfolio C000094897 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000030617 Global Discovery Portfolio C000155903 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000030617 Global Discovery Portfolio C000094895 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000030617 Global Discovery Portfolio C000094896 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002830 GLOBAL FRANCHISE PORTFOLIO C000155893 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002830 GLOBAL FRANCHISE PORTFOLIO C000156276 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002830 GLOBAL FRANCHISE PORTFOLIO C000113809 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002830 GLOBAL FRANCHISE PORTFOLIO C000007754 CLASS I MSFAX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002830 GLOBAL FRANCHISE PORTFOLIO C000007755 CLASS A MSFBX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000029874 Global Infrastructure Portfolio C000091818 CLASS A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000029874 Global Infrastructure Portfolio C000155901 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000029874 Global Infrastructure Portfolio C000091816 CLASS I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000029874 Global Infrastructure Portfolio C000126922 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000029874 Global Infrastructure Portfolio C000091817 CLASS L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000035028 Global Insight Portfolio C000107710 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000035028 Global Insight Portfolio C000155907 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000035028 Global Insight Portfolio C000107709 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000035028 Global Insight Portfolio C000107711 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000027995 Global Opportunity Portfolio C000085100 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000027995 Global Opportunity Portfolio C000155900 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000027995 Global Opportunity Portfolio C000085098 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000027995 Global Opportunity Portfolio C000126921 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000027995 Global Opportunity Portfolio C000085099 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000041864 Global Quality Portfolio C000155911 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000041864 Global Quality Portfolio C000129961 Class A MGQAX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000041864 Global Quality Portfolio C000129960 Class I MGQIX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000041864 Global Quality Portfolio C000129962 Class L MGQLX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000041864 Global Quality Portfolio C000129963 Class IS MGQSX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000012825 Global Real Estate Portfolio C000034678 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000012825 Global Real Estate Portfolio C000155896 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000012825 Global Real Estate Portfolio C000034677 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000012825 Global Real Estate Portfolio C000126917 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000012825 Global Real Estate Portfolio C000065130 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002828 GROWTH PORTFOLIO C000155892 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002828 GROWTH PORTFOLIO C000126914 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002828 GROWTH PORTFOLIO C000113805 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002828 GROWTH PORTFOLIO C000007751 CLASS A MSEGX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002828 GROWTH PORTFOLIO C000007750 CLASS I MSEQX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000035027 Insight Portfolio C000107707 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000035027 Insight Portfolio C000155906 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000035027 Insight Portfolio C000107706 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000035027 Insight Portfolio C000107708 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000030618 International Advantage Portfolio C000094900 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000030618 International Advantage Portfolio C000155904 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000030618 International Advantage Portfolio C000094898 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000030618 International Advantage Portfolio C000094899 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002832 INTERNATIONAL EQUITY PORTFOLIO C000155894 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002832 INTERNATIONAL EQUITY PORTFOLIO C000126915 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002832 INTERNATIONAL EQUITY PORTFOLIO C000113811 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002832 INTERNATIONAL EQUITY PORTFOLIO C000007759 CLASS A MIQBX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002832 INTERNATIONAL EQUITY PORTFOLIO C000007758 CLASS I MSIQX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000027992 International Opportunity Portfolio C000085089 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000027992 International Opportunity Portfolio C000155897 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000027992 International Opportunity Portfolio C000085087 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000027992 International Opportunity Portfolio C000126918 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000027992 International Opportunity Portfolio C000085088 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002835 INTERNATIONAL REAL ESTATE PORTFOLIO C000155895 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002835 INTERNATIONAL REAL ESTATE PORTFOLIO C000126916 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002835 INTERNATIONAL REAL ESTATE PORTFOLIO C000113813 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002835 INTERNATIONAL REAL ESTATE PORTFOLIO C000007764 CLASS A IERBX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002835 INTERNATIONAL REAL ESTATE PORTFOLIO C000007763 CLASS I MSUAX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000037170 Multi-Asset Portfolio C000114471 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000037170 Multi-Asset Portfolio C000155909 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000037170 Multi-Asset Portfolio C000114474 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000037170 Multi-Asset Portfolio C000156277 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000037170 Multi-Asset Portfolio C000114473 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002825 SMALL COMPANY GROWTH PORTFOLIO C000155889 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002825 SMALL COMPANY GROWTH PORTFOLIO C000129402 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002825 SMALL COMPANY GROWTH PORTFOLIO C000104303 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002825 SMALL COMPANY GROWTH PORTFOLIO C000007744 CLASS I MSSGX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002825 SMALL COMPANY GROWTH PORTFOLIO C000007745 CLASS A MSSMX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002821 U.S. REAL ESTATE PORTFOLIO C000155888 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002821 U.S. REAL ESTATE PORTFOLIO C000126911 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002821 U.S. REAL ESTATE PORTFOLIO C000104301 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002821 U.S. REAL ESTATE PORTFOLIO C000007738 CLASS I MSUSX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000002821 U.S. REAL ESTATE PORTFOLIO C000007739 CLASS A MUSDX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000053789 US Core Portfolio C000169221 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000053789 US Core Portfolio C000169222 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000053789 US Core Portfolio C000169220 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-05624 0000836487 MORGAN STANLEY INSTITUTIONAL FUND INC 30 S000053789 US Core Portfolio C000169223 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000005590 Core Fixed Income Portfolio C000015255 Class A Shares [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000005590 Core Fixed Income Portfolio C000155935 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000005590 Core Fixed Income Portfolio C000015254 Class I Shares [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000005590 Core Fixed Income Portfolio C000113797 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004114 Core Plus Fixed Income Portfolio C000155930 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004114 Core Plus Fixed Income Portfolio C000113789 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004114 Core Plus Fixed Income Portfolio C000011539 Investment Class MAFIX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004114 Core Plus Fixed Income Portfolio C000011537 Class A Shares MFXAX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004114 Core Plus Fixed Income Portfolio C000011538 Class I Shares MPFIX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004118 Corporate Bond Portfolio C000011548 Class A Shares [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004118 Corporate Bond Portfolio C000155931 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004118 Corporate Bond Portfolio C000065127 Class L Shares [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004118 Corporate Bond Portfolio C000011549 Class I Shares MPFDX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000048367 Global Multi-Asset Income Portfolio C000152748 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000048367 Global Multi-Asset Income Portfolio C000156097 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000048367 Global Multi-Asset Income Portfolio C000152750 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000048367 Global Multi-Asset Income Portfolio C000152751 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000048367 Global Multi-Asset Income Portfolio C000152749 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004124 Global Strategist Portfolio C000155933 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004124 Global Strategist Portfolio C000156275 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004124 Global Strategist Portfolio C000011557 Investment Class MABIX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004124 Global Strategist Portfolio C000011555 Class A Shares MBAAX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004124 Global Strategist Portfolio C000011556 Class I Shares MPBAX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004124 Global Strategist Portfolio C000113792 Class L MSDLX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000035938 High Yield Portfolio C000110150 Class A [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000035938 High Yield Portfolio C000155936 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000035938 High Yield Portfolio C000110149 Class I [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000035938 High Yield Portfolio C000138838 Class IS [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000035938 High Yield Portfolio C000110152 Class L [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004127 Mid Cap Growth Portfolio C000155934 Class C [NULL] 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-03980 0000741375 MORGAN STANLEY INSTITUTIONAL FUND TRUST 30 S000004127 Mid Cap Growth Portfolio C000129401 Class IS [NULL] 522 FIFTH 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[NULL] 811-21339 0001227155 MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS 30 S000004148 Government Portfolio C000011655 Advisory Class MAYXX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-21339 0001227155 MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS 30 S000004148 Government Portfolio C000011654 Administrative Class MGOXX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-21339 0001227155 MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS 30 S000004148 Government Portfolio C000011659 Institutional Select Class MGSXX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-21339 0001227155 MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS 30 S000004148 Government Portfolio C000011658 Participant Class MPCXX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-21339 0001227155 MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS 30 S000004148 Government Portfolio C000017907 Cash Management Class MSGXX 522 FIFTH AVENUE NEW YORK 10036 NY [NULL] 811-21339 0001227155 MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS 30 S000004148 Government 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Conservative Fund C000013604 Institutional Class GIMCX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005005 Nationwide Investor Destinations Conservative Fund C000013600 Class A NDCAX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005005 Nationwide Investor Destinations Conservative Fund C000013601 Class B NDCBX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005005 Nationwide Investor Destinations Conservative Fund C000013602 Class C NDCCX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005005 Nationwide Investor Destinations Conservative Fund C000013605 Service Class NDCSX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005005 Nationwide Investor Destinations Conservative Fund 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NCDMX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005003 Nationwide Investor Destinations Moderate Fund C000013593 Service Class NSDMX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005003 Nationwide Investor Destinations Moderate Fund C000137832 Institutional Service Class NWWJX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005002 Nationwide Investor Destinations Moderately Aggressive Fund C000013585 Class R GMARX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005002 Nationwide Investor Destinations Moderately Aggressive Fund C000013586 Institutional Class GMIAX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005002 Nationwide Investor Destinations Moderately Aggressive Fund C000013582 Class A NDMAX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005002 Nationwide Investor Destinations Moderately Aggressive Fund C000013583 Class B NDMBX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005002 Nationwide Investor Destinations Moderately Aggressive Fund C000013584 Class C NDMCX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005002 Nationwide Investor Destinations Moderately Aggressive Fund C000013587 Service Class NDMSX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005002 Nationwide Investor Destinations Moderately Aggressive Fund C000137831 Institutional Service Class NWWIX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005004 Nationwide Investor 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S000005004 Nationwide Investor Destinations Moderately Conservative Fund C000013599 Service Class NSDCX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005004 Nationwide Investor Destinations Moderately Conservative Fund C000137833 Institutional Service Class NWWKX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000004998 Nationwide Mid Cap Market Index Fund C000013562 Class B GMCBX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000004998 Nationwide Mid Cap Market Index Fund C000013563 Class C GMCCX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000004998 Nationwide Mid Cap Market Index Fund C000013561 Class A GMXAX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000004998 Nationwide Mid Cap Market Index Fund C000013564 Institutional Class GMXIX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000004998 Nationwide Mid Cap Market Index Fund C000033117 Class R GMXRX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005013 Nationwide Money Market Fund C000013648 Institutional Class GMIXX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005013 Nationwide Money Market Fund C000013649 Prime MIFXX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005013 Nationwide Money Market Fund C000013650 Service Class NWSXX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000031183 Nationwide Portfolio Completion Fund C000096777 Institutional Class NAAIX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000031183 Nationwide Portfolio Completion Fund C000096776 Institutional Service Class NAASX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000031183 Nationwide Portfolio Completion Fund C000096774 Class A NWAAX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000031183 Nationwide Portfolio Completion Fund C000096775 Class C NWACX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000018631 Nationwide Retirement Income Fund C000051709 Class A NWRAX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000018631 Nationwide Retirement Income Fund C000051712 Class R NWRBX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000018631 Nationwide Retirement Income Fund C000051710 Class C NWRCX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000018631 Nationwide Retirement Income Fund C000051714 Institutional Class NWRIX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000018631 Nationwide Retirement Income Fund C000051711 Class R1 NWRRX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000018631 Nationwide Retirement Income Fund C000051713 Institutional Service Class NWRSX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000004999 Nationwide S&P 500 Index Fund C000013570 Institutional Service Class GRISX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000004999 Nationwide S&P 500 Index Fund C000013565 Class A GRMAX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000004999 Nationwide S&P 500 Index Fund C000013566 Class B GRMBX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000004999 Nationwide S&P 500 Index Fund C000013567 Class C GRMCX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000004999 Nationwide S&P 500 Index Fund C000013568 Institutional Class GRMIX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000004999 Nationwide S&P 500 Index Fund C000033118 Class R GRMRX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000004999 Nationwide S&P 500 Index Fund C000013569 Service Class GRMSX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005000 Nationwide Small Cap Index Fund C000013572 Class A GMRAX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005000 Nationwide Small Cap Index Fund C000013573 Class B GMRBX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005000 Nationwide Small Cap Index Fund C000013574 Class C GMRCX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005000 Nationwide Small Cap Index Fund C000013575 Institutional Class GMRIX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000005000 Nationwide Small Cap Index Fund C000033119 Class R GMSRX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000033817 Nationwide Small Company Growth Fund C000104465 Class A NWSAX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000033817 Nationwide Small Company Growth Fund C000104466 Institutional Service Class NWSIX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000020093 Nationwide U.S. Small Cap Value Fund C000056371 Class A NWUAX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000020093 Nationwide U.S. Small Cap Value Fund C000056372 Class C NWUCX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000020093 Nationwide U.S. Small Cap Value Fund C000056373 Institutional Class NWUIX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000020093 Nationwide U.S. Small Cap Value Fund C000056374 Institutional Service Class NWUSX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000041098 Nationwide Ziegler Equity Income Fund C000127598 Class A NWGYX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000041098 Nationwide Ziegler Equity Income Fund C000127599 Class C NWGZX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000041098 Nationwide Ziegler Equity Income Fund C000127600 Institutional Class NWJAX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000041098 Nationwide Ziegler Equity Income Fund C000127601 Institutional Service Class NWJBX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000041099 Nationwide Ziegler NYSE Arca Tech 100 Index Fund C000127602 Class A NWJCX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000041099 Nationwide Ziegler NYSE Arca Tech 100 Index Fund C000127603 Class C NWJDX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000041099 Nationwide Ziegler NYSE Arca Tech 100 Index Fund C000127604 Institutional Class NWJEX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000041099 Nationwide Ziegler NYSE Arca Tech 100 Index Fund C000127605 Institutional Service Class NWJFX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000041100 Nationwide Ziegler Wisconsin Tax Exempt Fund C000127606 Class A NWJWX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000041100 Nationwide Ziegler Wisconsin Tax Exempt Fund C000127608 Institutional Class NWJYX 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08495 0001048702 NATIONWIDE MUTUAL FUNDS 30 S000041100 Nationwide Ziegler Wisconsin Tax Exempt Fund C000127609 Institutional Service 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NATIONWIDE PLAZA COLUMBUS 43216 OH NATIONWIDE LIFE INSURANCE CO 811-09407 0001087697 NATIONWIDE VARIABLE ACCOUNT -10 32 S000009370 NATIONWIDE VARIABLE ACCOUNT -10 C000025683 The Best of America Investcare [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-10591 0001163439 NATIONWIDE VARIABLE ACCOUNT 11 32 S000009372 NATIONWIDE VARIABLE ACCOUNT 11 C000025685 Retirement Ally (A) [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-10591 0001163439 NATIONWIDE VARIABLE ACCOUNT 11 32 S000009372 NATIONWIDE VARIABLE ACCOUNT 11 C000025686 Retirement Ally (B) [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-21139 0001175929 NATIONWIDE VARIABLE ACCOUNT 13 32 S000009109 NATIONWIDE VARIABLE ACCOUNT 13 C000024778 The Best of America Advisor Variable Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-21205 0001190903 NATIONWIDE VARIABLE ACCOUNT 14 32 S000006574 NATIONWIDE VARIABLE ACCOUNT 14 C000017946 The Best of America TruAccord Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-05405 0000825555 NATIONWIDE VARIABLE ACCOUNT 3 32 S000009363 NATIONWIDE VARIABLE ACCOUNT 3 C000025660 The Investment Annuity [NULL] ONE NATIONWIDE PLZ COLUMBUS 43216-6609 OH NATIONWIDE LIFE INSURANCE CO 811-05405 0000825555 NATIONWIDE VARIABLE ACCOUNT 3 32 S000009363 NATIONWIDE VARIABLE ACCOUNT 3 C000025661 The Investment Annuity (NY) [NULL] ONE NATIONWIDE PLZ COLUMBUS 43216-6609 OH NATIONWIDE LIFE INSURANCE CO 811-05701 0000843075 NATIONWIDE VARIABLE ACCOUNT 4 32 S000009060 NATIONWIDE VARIABLE ACCOUNT 4 C000047927 America's marketFLEX Advisor Annuity [NULL] ONE NATIONWIDE PLZ COLUMBUS 43216-6609 OH NATIONWIDE LIFE INSURANCE CO 811-05701 0000843075 NATIONWIDE VARIABLE ACCOUNT 4 32 S000009060 NATIONWIDE VARIABLE ACCOUNT 4 C000024612 America's marketFLEX Annuity [NULL] ONE NATIONWIDE PLZ COLUMBUS 43216-6609 OH NATIONWIDE LIFE INSURANCE CO 811-05701 0000843075 NATIONWIDE VARIABLE ACCOUNT 4 32 S000009060 NATIONWIDE VARIABLE ACCOUNT 4 C000036681 America's marketFLEX Annuity II [NULL] ONE NATIONWIDE PLZ COLUMBUS 43216-6609 OH NATIONWIDE LIFE INSURANCE CO 811-05701 0000843075 NATIONWIDE VARIABLE ACCOUNT 4 32 S000009060 NATIONWIDE VARIABLE ACCOUNT 4 C000144587 America's marketFLEX Edge [NULL] ONE NATIONWIDE PLZ COLUMBUS 43216-6609 OH NATIONWIDE LIFE INSURANCE CO 811-05701 0000843075 NATIONWIDE VARIABLE ACCOUNT 4 32 S000009060 NATIONWIDE VARIABLE ACCOUNT 4 C000154397 Nationwide Destination SM Freedom+ [NULL] ONE NATIONWIDE PLZ COLUMBUS 43216-6609 OH NATIONWIDE LIFE INSURANCE CO 811-05701 0000843075 NATIONWIDE VARIABLE ACCOUNT 4 32 S000009060 NATIONWIDE VARIABLE ACCOUNT 4 C000025662 Portfolio Foundation Variable Annuity [NULL] ONE NATIONWIDE PLZ COLUMBUS 43216-6609 OH NATIONWIDE LIFE INSURANCE CO 811-05701 0000843075 NATIONWIDE VARIABLE ACCOUNT 4 32 S000009060 NATIONWIDE VARIABLE ACCOUNT 4 C000025663 Portfolio Foundation Variable Annuity (NY) [NULL] ONE NATIONWIDE PLZ COLUMBUS 43216-6609 OH NATIONWIDE LIFE INSURANCE CO 811-08142 0000914603 NATIONWIDE VARIABLE ACCOUNT 5 32 S000009366 NATIONWIDE VARIABLE ACCOUNT 5 C000025673 Citibank Variable Annuity [NULL] ONE NATIONWIDE PLAZA COLUMBUS 43218 OH NATIONWIDE LIFE INSURANCE CO 811-08684 0000927915 NATIONWIDE VARIABLE ACCOUNT 6 32 S000009071 NATIONWIDE VARIABLE ACCOUNT 6 C000025674 Evergreen Ultra Advantage [NULL] ONE NATIONWIDE PLAZA COLUMBUS 43216 OH [NULL] 811-08684 0000927915 NATIONWIDE VARIABLE ACCOUNT 6 32 S000009071 NATIONWIDE VARIABLE ACCOUNT 6 C000024645 Evergreen Ultra Advantage Plus [NULL] ONE NATIONWIDE PLAZA COLUMBUS 43216 OH [NULL] 811-08666 0000927751 NATIONWIDE VARIABLE ACCOUNT 7 32 S000009072 NATIONWIDE VARIABLE ACCOUNT 7 C000034520 Compass All American [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08666 0000927751 NATIONWIDE VARIABLE ACCOUNT 7 32 S000009072 NATIONWIDE VARIABLE ACCOUNT 7 C000034519 M&T All American [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08666 0000927751 NATIONWIDE VARIABLE ACCOUNT 7 32 S000009072 NATIONWIDE VARIABLE ACCOUNT 7 C000025676 Nationwide Classic Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08666 0000927751 NATIONWIDE VARIABLE ACCOUNT 7 32 S000009072 NATIONWIDE VARIABLE ACCOUNT 7 C000024646 Nationwide Select [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08666 0000927751 NATIONWIDE VARIABLE ACCOUNT 7 32 S000009072 NATIONWIDE VARIABLE ACCOUNT 7 C000034518 Sun Trust All American [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08666 0000927751 NATIONWIDE VARIABLE ACCOUNT 7 32 S000009072 NATIONWIDE VARIABLE ACCOUNT 7 C000024647 The Best of America All American Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-07357 0000949878 NATIONWIDE VARIABLE ACCOUNT 8 32 S000009368 NATIONWIDE VARIABLE ACCOUNT 8 C000025677 The Best of America America's VISION Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLAZA 811-07357 0000949878 NATIONWIDE VARIABLE ACCOUNT 8 32 S000009368 NATIONWIDE VARIABLE ACCOUNT 8 C000025678 The Best of America America's VISION PLUS Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024730 America's Future Horizon Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024727 Key Bank The Best of America America's FUTURE Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024724 Key Bank The Best of America CHOICE [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024728 NEA Valuebuilder Future [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024721 NEA Valuebuilder Select [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024725 Paine Webber The Best of America CHOICE [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024731 The BB&T Future Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024732 The Best of America America's EXCLUSIVE Annuity II [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024720 The Best of America America's FUTURE Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024726 The Best of America America's INCOME Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024723 The Best of America CHOICE [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024722 The Best of America Choice Venue Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000025680 The Best of America ElitePRO Classic [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000025679 The Best of America ElitePRO LTD [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024734 The Best of America V [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024729 Waddell & Reed Advisors Select Plus Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08241 0001040376 NATIONWIDE VARIABLE ACCOUNT 9 32 S000009102 NATIONWIDE VARIABLE ACCOUNT 9 C000024733 Waddell & Reed Advisors Select Reserve Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024508 America's Horizon Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024537 Compass The Best of America All American Gold Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024538 Key Bank The Best of America All American Gold Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000109643 Nationwide Destination All American Gold 2.0 [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000109645 Nationwide Destination All American Gold NY (2.0) [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000118174 Nationwide Destination Architect 2.0 [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000080073 Nationwide Destination B [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000109061 Nationwide Destination B 2.0 [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000109063 Nationwide Destination B NY (2.0) [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024497 Nationwide Destination C [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000088406 Nationwide Destination EV [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000108798 Nationwide Destination EV 2.0 [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000108800 Nationwide Destination EV NY 2.0 [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000068457 Nationwide Destination L [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000109457 Nationwide Destination L (2.0) [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000109460 Nationwide Destination L NY (2.0) [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000093000 Nationwide Destination Navigator [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000109798 Nationwide Destination Navigator (2.0) [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000102001 Nationwide Destination Navigator (New York) [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000109801 Nationwide Destination Navigator NY 2.0 [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024502 Nationwide Enterprise The Best of America Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000068828 Nationwide Heritage Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000057700 Nationwide Income ArchitectSM Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024500 Schwab Custom Solutions Variable Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000057806 Schwab Income Choice Variable Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024507 The Best of America Achiever Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024504 The Best of America All American Gold Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024503 The Best of America America's FUTURE Annuity II [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024501 The Best of America America's VISION Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024499 The Best of America Choice Venue Annuity II [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024498 The Best of America Elite Venue Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024496 The Best of America Future Venue Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024495 The Best of America IV [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024505 Variable Annuity Portfolio II (M&T AAG) [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-03330 0000356514 NATIONWIDE VARIABLE ACCOUNT II 32 S000009005 NATIONWIDE VARIABLE ACCOUNT II C000024506 Wells Fargo Gold Variable Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43216 OH ONE NATIONWIDE PLZ 811-21099 0001173507 NATIONWIDE VARIABLE ACCOUNT-12 32 S000009107 NATIONWIDE VARIABLE ACCOUNT-12 C000110078 W&R Advisors Select Preferred Annuity NY (2.0) [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-21099 0001173507 NATIONWIDE VARIABLE ACCOUNT-12 32 S000009107 NATIONWIDE VARIABLE ACCOUNT-12 C000024772 Waddell & Reed Advisors Select Income Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-21099 0001173507 NATIONWIDE VARIABLE ACCOUNT-12 32 S000009107 NATIONWIDE VARIABLE ACCOUNT-12 C000024773 Waddell & Reed Advisors Select Preferred Annuity [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-21099 0001173507 NATIONWIDE VARIABLE ACCOUNT-12 32 S000009107 NATIONWIDE VARIABLE ACCOUNT-12 C000110076 Waddell & Reed Advisors Select Preferred Annuity 2.0 [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025032 American Century NVIT Multi Cap Value Fund C000074469 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025032 American Century NVIT Multi Cap Value Fund C000074470 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025032 American Century NVIT Multi Cap Value Fund C000074471 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012215 American Funds NVIT Asset Allocation Fund C000033348 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012215 American Funds NVIT Asset Allocation Fund C000112227 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012215 American Funds NVIT Asset Allocation Fund C000033349 Class VII [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012216 American Funds NVIT Bond Fund C000033350 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012216 American Funds NVIT Bond Fund C000033351 Class VII [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012214 American Funds NVIT Global Growth Fund C000033346 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012214 American Funds NVIT Global Growth Fund C000033347 Class VII [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012213 American Funds NVIT Growth Fund C000033344 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012213 American Funds NVIT Growth Fund C000033345 Class VII [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000016867 American Funds NVIT Growth-Income Fund C000046995 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000016867 American Funds NVIT Growth-Income Fund C000112228 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000016867 American Funds NVIT Growth-Income Fund C000046996 Class VII [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000049097 BlackRock NVIT Managed Global Allocation Fund C000154836 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005421 Federated NVIT High Income Bond Fund C000014749 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005421 Federated NVIT High Income Bond Fund C000014750 Class III [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005421 Federated NVIT High Income Bond Fund C000112226 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005422 Invesco NVIT Comstock Value Fund C000014751 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005422 Invesco NVIT Comstock Value Fund C000014752 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005422 Invesco NVIT Comstock Value Fund C000014753 Class IV [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005422 Invesco NVIT Comstock Value Fund C000062013 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000044897 Lazard NVIT Flexible Opportunistic Strategies Fund C000139314 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000039489 Loring Ward NVIT Capital Appreciation Fund C000121634 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000039489 Loring Ward NVIT Capital Appreciation Fund C000121633 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000039490 Loring Ward NVIT Moderate Fund C000121636 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000039490 Loring Ward NVIT Moderate Fund C000121635 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021038 Neuberger Berman NVIT Multi Cap Opportunities Fund C000059820 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021038 Neuberger Berman NVIT Multi Cap Opportunities Fund C000059821 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021032 Neuberger Berman NVIT Socially Responsible Fund C000059800 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021032 Neuberger Berman NVIT Socially Responsible Fund C000059801 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021032 Neuberger Berman NVIT Socially Responsible Fund C000059802 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012312 NVIT Bond Index Fund C000139944 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012312 NVIT Bond Index Fund C000033503 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012312 NVIT Bond Index Fund C000033502 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021213 NVIT Cardinal Aggressive Fund C000060396 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021213 NVIT Cardinal Aggressive Fund C000060397 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021217 NVIT Cardinal Balanced Fund C000060405 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021217 NVIT Cardinal Balanced Fund C000060404 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021215 NVIT Cardinal Capital Appreciation Fund C000060400 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021215 NVIT Cardinal Capital Appreciation Fund C000060401 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021219 NVIT Cardinal Conservative Fund C000060408 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021219 NVIT Cardinal Conservative Fund C000060409 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000040617 NVIT Cardinal Managed Growth & Income Fund C000139947 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000040617 NVIT Cardinal Managed Growth & Income Fund C000125905 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000040616 NVIT Cardinal Managed Growth Fund C000139946 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000040616 NVIT Cardinal Managed Growth Fund C000125904 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021216 NVIT Cardinal Moderate Fund C000060402 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021216 NVIT Cardinal Moderate Fund C000060403 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021214 NVIT Cardinal Moderately Aggressive Fund C000060398 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021214 NVIT Cardinal Moderately Aggressive Fund C000060399 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021218 NVIT Cardinal Moderately Conservative Fund C000060406 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021218 NVIT Cardinal Moderately Conservative Fund C000060407 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021031 NVIT Core Bond Fund C000059797 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021031 NVIT Core Bond Fund C000059798 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021031 NVIT Core Bond Fund C000112229 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021031 NVIT Core Bond Fund C000059799 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021033 NVIT Core Plus Bond Fund C000059803 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021033 NVIT Core Plus Bond Fund C000059804 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021033 NVIT Core Plus Bond Fund C000112230 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021033 NVIT Core Plus Bond Fund C000059805 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005424 NVIT Developing Markets Fund C000033132 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005424 NVIT Developing Markets Fund C000014755 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005425 NVIT Emerging Markets Fund C000168057 Class D [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005425 NVIT Emerging Markets Fund C000014756 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005425 NVIT Emerging Markets Fund C000014757 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005425 NVIT Emerging Markets Fund C000014758 Class III [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005425 NVIT Emerging Markets Fund C000014759 Class VI [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005425 NVIT Emerging Markets Fund C000075321 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000044780 NVIT Flexible Fixed Income Fund C000139104 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000044779 NVIT Flexible Moderate Growth Fund C000139103 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005400 NVIT Government Bond Fund C000014696 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005400 NVIT Government Bond Fund C000014697 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005400 NVIT Government Bond Fund C000014698 Class III [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005400 NVIT Government Bond Fund C000014699 Class IV [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005400 NVIT Government Bond Fund C000112220 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005400 NVIT Government Bond Fund C000139942 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005401 NVIT Growth Fund C000014700 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005401 NVIT Growth Fund C000100284 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005401 NVIT Growth Fund C000014701 Class IV [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005402 NVIT International Equity Fund C000014702 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005402 NVIT International Equity Fund C000033125 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005402 NVIT International Equity Fund C000014703 Class III [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005402 NVIT International Equity Fund C000062667 Class VI [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005402 NVIT International Equity Fund C000062008 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012313 NVIT International Index Fund C000139945 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012313 NVIT International Index Fund C000033506 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012313 NVIT International Index Fund C000033507 Class VI [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012313 NVIT International Index Fund C000033509 Class VIII [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012313 NVIT International Index Fund C000033505 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005403 NVIT Investor Destinations Aggressive Fund C000014704 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005403 NVIT Investor Destinations Aggressive Fund C000112221 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005403 NVIT Investor Destinations Aggressive Fund C000014705 Class VI [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025036 NVIT Investor Destinations Balanced Fund C000074482 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025036 NVIT Investor Destinations Balanced Fund C000112234 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025036 NVIT Investor Destinations Balanced Fund C000074483 Class VI [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025035 NVIT Investor Destinations Capital Appreciation Fund C000074480 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025035 NVIT Investor Destinations Capital Appreciation Fund C000112233 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025035 NVIT Investor Destinations Capital Appreciation Fund C000074481 Class VI [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005404 NVIT Investor Destinations Conservative Fund C000014706 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005404 NVIT Investor Destinations Conservative Fund C000112222 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005404 NVIT Investor Destinations Conservative Fund C000014707 Class VI [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000040619 NVIT Investor Destinations Managed Growth & Income Fund C000139949 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000040619 NVIT Investor Destinations Managed Growth & Income Fund C000125907 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000040618 NVIT Investor Destinations Managed Growth Fund C000139948 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000040618 NVIT Investor Destinations Managed Growth Fund C000125906 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005405 NVIT Investor Destinations Moderate Fund C000014708 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005405 NVIT Investor Destinations Moderate Fund C000112223 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005405 NVIT Investor Destinations Moderate Fund C000014709 Class VI [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005406 NVIT Investor Destinations Moderately Aggressive Fund C000014710 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005406 NVIT Investor Destinations Moderately Aggressive Fund C000112224 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005406 NVIT Investor Destinations Moderately Aggressive Fund C000014711 Class VI [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005407 NVIT Investor Destinations Moderately Conservative Fund C000014712 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005407 NVIT Investor Destinations Moderately Conservative Fund C000112225 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005407 NVIT Investor Destinations Moderately Conservative Fund C000014713 Class VI [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025033 NVIT Large Cap Growth Fund C000074474 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025033 NVIT Large Cap Growth Fund C000074472 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025033 NVIT Large Cap Growth Fund C000112232 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025033 NVIT Large Cap Growth Fund C000074473 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000044581 NVIT Managed American Funds Asset Allocation Fund C000138646 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000044582 NVIT Managed American Funds Growth-Income Fund C000138647 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005410 NVIT Mid Cap Index Fund C000014721 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005410 NVIT Mid Cap Index Fund C000014722 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005410 NVIT Mid Cap Index Fund C000033126 Class III [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005410 NVIT Mid Cap Index Fund C000034093 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005409 NVIT Money Market Fund C000014718 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005409 NVIT Money Market Fund C000079439 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005409 NVIT Money Market Fund C000014719 Class IV [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005409 NVIT Money Market Fund C000014720 Class V [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005409 NVIT Money Market Fund C000034092 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005423 NVIT Multi Sector Bond Fund C000014754 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005423 NVIT Multi Sector Bond Fund C000033131 Class III [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005423 NVIT Multi Sector Bond Fund C000139943 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021034 NVIT Multi-Manager International Growth Fund C000059808 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021034 NVIT Multi-Manager International Growth Fund C000059809 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021034 NVIT Multi-Manager International Growth Fund C000059810 Class III [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021034 NVIT Multi-Manager International Growth Fund C000059806 Class VI [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021034 NVIT Multi-Manager International Growth Fund C000059807 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005399 NVIT Multi-Manager International Value Fund C000014691 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005399 NVIT Multi-Manager International Value Fund C000014692 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005399 NVIT Multi-Manager International Value Fund C000014693 Class III [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005399 NVIT Multi-Manager International Value Fund C000014694 Class IV [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005399 NVIT Multi-Manager International Value Fund C000014695 Class VI [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005399 NVIT Multi-Manager International Value Fund C000062007 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021035 NVIT Multi-Manager Large Cap Growth Fund C000059811 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021035 NVIT Multi-Manager Large Cap Growth Fund C000059812 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021035 NVIT Multi-Manager Large Cap Growth Fund C000059813 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021212 NVIT Multi-Manager Large Cap Value Fund C000060393 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021212 NVIT Multi-Manager Large Cap Value Fund C000060394 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021212 NVIT Multi-Manager Large Cap Value Fund C000060395 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021036 NVIT Multi-Manager Mid Cap Growth Fund C000059814 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021036 NVIT Multi-Manager Mid Cap Growth Fund C000059815 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021036 NVIT Multi-Manager Mid Cap Growth Fund C000059816 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021037 NVIT Multi-Manager Mid Cap Value Fund C000059817 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021037 NVIT Multi-Manager Mid Cap Value Fund C000059818 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021037 NVIT Multi-Manager Mid Cap Value Fund C000059819 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005417 NVIT Multi-Manager Small Cap Growth Fund C000014736 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005417 NVIT Multi-Manager Small Cap Growth Fund C000014737 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005417 NVIT Multi-Manager Small Cap Growth Fund C000014738 Class III [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005417 NVIT Multi-Manager Small Cap Growth Fund C000062010 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005418 NVIT Multi-Manager Small Cap Value Fund C000014739 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005418 NVIT Multi-Manager Small Cap Value Fund C000014740 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005418 NVIT Multi-Manager Small Cap Value Fund C000014741 Class III [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005418 NVIT Multi-Manager Small Cap Value Fund C000014742 Class IV [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005418 NVIT Multi-Manager Small Cap Value Fund C000062011 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005419 NVIT Multi-Manager Small Company Fund C000014743 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005419 NVIT Multi-Manager Small Company Fund C000014744 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005419 NVIT Multi-Manager Small Company Fund C000014745 Class III [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005419 NVIT Multi-Manager Small Company Fund C000014746 Class IV [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005419 NVIT Multi-Manager Small Company Fund C000062012 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005412 NVIT Nationwide Fund C000014724 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005412 NVIT Nationwide Fund C000014725 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005412 NVIT Nationwide Fund C000014726 Class III [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005412 NVIT Nationwide Fund C000014727 Class IV [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005412 NVIT Nationwide Fund C000062009 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021039 NVIT Real Estate Fund C000059822 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021039 NVIT Real Estate Fund C000059823 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021039 NVIT Real Estate Fund C000059824 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005416 NVIT S&P 500 Index Fund C000033129 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005416 NVIT S&P 500 Index Fund C000033130 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005416 NVIT S&P 500 Index Fund C000014735 Class IV [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000005416 NVIT S&P 500 Index Fund C000034094 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021040 NVIT Short Term Bond Fund C000059825 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021040 NVIT Short Term Bond Fund C000059826 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021040 NVIT Short Term Bond Fund C000112231 Class P [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000021040 NVIT Short Term Bond Fund C000059827 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012314 NVIT Small Cap Index Fund C000033510 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000012314 NVIT Small Cap Index Fund C000033512 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025034 Templeton NVIT International Value Fund C000074475 Class I [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025034 Templeton NVIT International Value Fund C000074476 Class II [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025034 Templeton NVIT International Value Fund C000074477 Class III [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025034 Templeton NVIT International Value Fund C000074478 Class VI [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-03213 0000353905 NATIONWIDE VARIABLE INSURANCE TRUST 30 S000025034 Templeton NVIT International Value Fund C000074479 Class Y [NULL] 1000 CONTINENTAL DRIVE KING OF PRUSSIA 19406 PA SUITE 400 811-08351 0001044822 NATIONWIDE VL SEPARATE ACCOUNT C 33 S000009485 NATIONWIDE VL SEPARATE ACCOUNT C C000025953 Corporate Flexible Premium Variable Universal Life Insurance [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08351 0001044822 NATIONWIDE VL SEPARATE ACCOUNT C 33 S000009485 NATIONWIDE VL SEPARATE ACCOUNT C C000025952 FUTURE Coporate Flexible Premium Variable Universal Life Insurance [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08891 0001065753 NATIONWIDE VL SEPARATE ACCOUNT-D 33 S000009487 NATIONWIDE VL SEPARATE ACCOUNT-D C000025958 Deutsche Corporate Variable Universal Life Insurance [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08891 0001065753 NATIONWIDE VL SEPARATE ACCOUNT-D 33 S000009487 NATIONWIDE VL SEPARATE ACCOUNT-D C000025959 Fidelity Investments Corportate Flexible Premium Variable Universal Life Insurance [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08891 0001065753 NATIONWIDE VL SEPARATE ACCOUNT-D 33 S000009487 NATIONWIDE VL SEPARATE ACCOUNT-D C000025957 INVESCO Corporate Variable Universal Life Insurance [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08891 0001065753 NATIONWIDE VL SEPARATE ACCOUNT-D 33 S000009487 NATIONWIDE VL SEPARATE ACCOUNT-D C000025956 Newport Corporate Variable Universal Life Insurance [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08891 0001065753 NATIONWIDE VL SEPARATE ACCOUNT-D 33 S000009487 NATIONWIDE VL SEPARATE ACCOUNT-D C000025955 The One Corporate Variable Universal Life Insurance [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-21697 0001313581 Nationwide VL Separate Account-G 33 S000009486 Nationwide VL Separate Account-G C000047649 Marathon VUL [NULL] NATIONWIDE LIFE AND ANNUITY INSURANCE COLUMBUS 43215 OH COMPANY, ONE NATIONWIDE PLAZA, 1-09-V3 811-21697 0001313581 Nationwide VL Separate Account-G 33 S000009486 Nationwide VL Separate Account-G C000056759 Nationwide Marathon(R) Performance VUL [NULL] NATIONWIDE LIFE AND ANNUITY INSURANCE COLUMBUS 43215 OH COMPANY, ONE NATIONWIDE PLAZA, 1-09-V3 811-21697 0001313581 Nationwide VL Separate Account-G 33 S000009486 Nationwide VL Separate Account-G C000025954 Nationwide Options Select [NULL] NATIONWIDE LIFE AND ANNUITY INSURANCE COLUMBUS 43215 OH COMPANY, ONE NATIONWIDE PLAZA, 1-09-V3 811-21697 0001313581 Nationwide VL Separate Account-G 33 S000009486 Nationwide VL Separate Account-G C000054985 Nationwide Your Life Protection VUL [NULL] NATIONWIDE LIFE AND ANNUITY INSURANCE COLUMBUS 43215 OH COMPANY, ONE NATIONWIDE PLAZA, 1-09-V3 811-21697 0001313581 Nationwide VL Separate Account-G 33 S000009486 Nationwide VL Separate Account-G C000073670 Nationwide YourLife Survivorship VUL [NULL] NATIONWIDE LIFE AND ANNUITY INSURANCE COLUMBUS 43215 OH COMPANY, ONE NATIONWIDE PLAZA, 1-09-V3 811-21697 0001313581 Nationwide VL Separate Account-G 33 S000009486 Nationwide VL Separate Account-G C000063035 Nationwide YourLifeSM Accumulation VUL [NULL] NATIONWIDE LIFE AND ANNUITY INSURANCE COLUMBUS 43215 OH COMPANY, ONE NATIONWIDE PLAZA, 1-09-V3 811-21697 0001313581 Nationwide VL Separate Account-G 33 S000009486 Nationwide VL Separate Account-G C000063036 Waddell & Reed Accumulation VUL [NULL] NATIONWIDE LIFE AND ANNUITY INSURANCE COLUMBUS 43215 OH COMPANY, ONE NATIONWIDE PLAZA, 1-09-V3 811-21697 0001313581 Nationwide VL Separate Account-G 33 S000009486 Nationwide VL Separate Account-G C000082374 Waddell & Reed Protection VUL [NULL] NATIONWIDE LIFE AND ANNUITY INSURANCE COLUMBUS 43215 OH COMPANY, ONE NATIONWIDE PLAZA, 1-09-V3 811-04399 0000776744 NATIONWIDE VLI SEPARATE ACCOUNT 33 S000009547 NATIONWIDE VLI SEPARATE ACCOUNT C000026084 Investment/Life 3 [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-04399 0000776744 NATIONWIDE VLI SEPARATE ACCOUNT 33 S000009547 NATIONWIDE VLI SEPARATE ACCOUNT C000026085 Investment/Life 4 [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-04399 0000776744 NATIONWIDE VLI SEPARATE ACCOUNT 33 S000009547 NATIONWIDE VLI SEPARATE ACCOUNT C000026083 Investment/Life II [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-05311 0000820914 NATIONWIDE VLI SEPARATE ACCOUNT 2 33 S000009472 NATIONWIDE VLI SEPARATE ACCOUNT 2 C000028872 Finanacial Horizons Life Insurance FPVUL [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-05311 0000820914 NATIONWIDE VLI SEPARATE ACCOUNT 2 33 S000009472 NATIONWIDE VLI SEPARATE ACCOUNT 2 C000025924 The Best of America FPVUL [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-05311 0000820914 NATIONWIDE VLI SEPARATE ACCOUNT 2 33 S000009472 NATIONWIDE VLI SEPARATE ACCOUNT 2 C000026122 The Best of America Life Planning Series Multiple Pay [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-05311 0000820914 NATIONWIDE VLI SEPARATE ACCOUNT 2 33 S000009472 NATIONWIDE VLI SEPARATE ACCOUNT 2 C000026121 The Best of America Life SPVL [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-05311 0000820914 NATIONWIDE VLI SEPARATE ACCOUNT 2 33 S000009472 NATIONWIDE VLI SEPARATE ACCOUNT 2 C000025923 The Best of America MSPVL [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-05311 0000820914 NATIONWIDE VLI SEPARATE ACCOUNT 2 33 S000009472 NATIONWIDE VLI SEPARATE ACCOUNT 2 C000026123 The Best of America Survivorship Life Insurance [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-06140 0000866064 NATIONWIDE VLI SEPARATE ACCOUNT 3 33 S000009563 NATIONWIDE VLI SEPARATE ACCOUNT 3 C000026130 Multi-Flex Flexible Premium Universal Life [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08301 0001041357 NATIONWIDE VLI SEPARATE ACCOUNT 4 33 S000009474 NATIONWIDE VLI SEPARATE ACCOUNT 4 C000060872 BAE Future Corporate VUL(sm) [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08301 0001041357 NATIONWIDE VLI SEPARATE ACCOUNT 4 33 S000009474 NATIONWIDE VLI SEPARATE ACCOUNT 4 C000025931 Future Corporate VUL(sm) [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08301 0001041357 NATIONWIDE VLI SEPARATE ACCOUNT 4 33 S000009474 NATIONWIDE VLI SEPARATE ACCOUNT 4 C000095343 Future Executive VUL [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08301 0001041357 NATIONWIDE VLI SEPARATE ACCOUNT 4 33 S000009474 NATIONWIDE VLI SEPARATE ACCOUNT 4 C000039187 Next Generation Corporate Variable Universal Life(R) [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08301 0001041357 NATIONWIDE VLI SEPARATE ACCOUNT 4 33 S000009474 NATIONWIDE VLI SEPARATE ACCOUNT 4 C000026839 The Best of America ChoiceLife FPVUL [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08301 0001041357 NATIONWIDE VLI SEPARATE ACCOUNT 4 33 S000009474 NATIONWIDE VLI SEPARATE ACCOUNT 4 C000025938 The Best of America ChoiceLife Protection FPVUL [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08301 0001041357 NATIONWIDE VLI SEPARATE ACCOUNT 4 33 S000009474 NATIONWIDE VLI SEPARATE ACCOUNT 4 C000025930 The Best of America ChoiceLife Protection Survivorship Life [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08301 0001041357 NATIONWIDE VLI SEPARATE ACCOUNT 4 33 S000009474 NATIONWIDE VLI SEPARATE ACCOUNT 4 C000025933 The Best of America ChoiceLife Survivorship [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08301 0001041357 NATIONWIDE VLI SEPARATE ACCOUNT 4 33 S000009474 NATIONWIDE VLI SEPARATE ACCOUNT 4 C000025935 The Best of America ChoiceLife Survivorship II [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08301 0001041357 NATIONWIDE VLI SEPARATE ACCOUNT 4 33 S000009474 NATIONWIDE VLI SEPARATE ACCOUNT 4 C000025932 The Best of America Last Survivorship II [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08301 0001041357 NATIONWIDE VLI SEPARATE ACCOUNT 4 33 S000009474 NATIONWIDE VLI SEPARATE ACCOUNT 4 C000025936 The Best of America MPSVL II [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08301 0001041357 NATIONWIDE VLI SEPARATE ACCOUNT 4 33 S000009474 NATIONWIDE VLI SEPARATE ACCOUNT 4 C000025928 The Best of America Next Generation FPVUL [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08301 0001041357 NATIONWIDE VLI SEPARATE ACCOUNT 4 33 S000009474 NATIONWIDE VLI SEPARATE ACCOUNT 4 C000025934 The Best of America Next Generation Survivorship Life [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08301 0001041357 NATIONWIDE VLI SEPARATE ACCOUNT 4 33 S000009474 NATIONWIDE VLI SEPARATE ACCOUNT 4 C000025937 The Best of America Protection FPVUL [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-08301 0001041357 NATIONWIDE VLI SEPARATE ACCOUNT 4 33 S000009474 NATIONWIDE VLI SEPARATE ACCOUNT 4 C000025929 The Best of America Protection Survivorship Life [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-10143 0001065898 NATIONWIDE VLI SEPARATE ACCOUNT 5 33 S000009475 NATIONWIDE VLI SEPARATE ACCOUNT 5 C000025939 Waddell & Reed Advisors Select Life [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-10143 0001065898 NATIONWIDE VLI SEPARATE ACCOUNT 5 33 S000009475 NATIONWIDE VLI SEPARATE ACCOUNT 5 C000025941 Waddell & Reed Advisors Select Life II [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-10143 0001065898 NATIONWIDE VLI SEPARATE ACCOUNT 5 33 S000009475 NATIONWIDE VLI SEPARATE ACCOUNT 5 C000025940 Waddell & Reed Advisors Survivorship Life [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-21398 0001237491 NATIONWIDE VLI SEPARATE ACCOUNT 6 33 S000009476 NATIONWIDE VLI SEPARATE ACCOUNT 6 C000025942 America's marketFLEX VUL [NULL] NATIONWIDE LIFE INSURANCE CO COLUMBUS 43215 OH ONE NATIONWIDE PLAZA 811-21610 0001299473 Nationwide VLI Separate Account-7 33 S000009477 Nationwide VLI Separate Account-7 C000025944 Nationwide Options Select - New York [NULL] NATIONWIDE LIFE INSURANCE COMPANY COLUMBUS 43219 OH ONE NATIONWIDE PLAZA, 1-09-V3 811-21610 0001299473 Nationwide VLI Separate Account-7 33 S000009477 Nationwide VLI Separate Account-7 C000074531 Nationwide YourLife Survivorship VUL - New York [NULL] NATIONWIDE LIFE INSURANCE COMPANY COLUMBUS 43219 OH ONE NATIONWIDE PLAZA, 1-09-V3 811-21610 0001299473 Nationwide VLI Separate Account-7 33 S000009477 Nationwide VLI Separate Account-7 C000063404 Nationwide YourLifeSM Accumulation VUL New York [NULL] NATIONWIDE LIFE INSURANCE COMPANY COLUMBUS 43219 OH ONE NATIONWIDE PLAZA, 1-09-V3 811-21610 0001299473 Nationwide VLI Separate Account-7 33 S000009477 Nationwide VLI Separate Account-7 C000056757 Nationwide YourLifeSM Protection VUL - New York [NULL] NATIONWIDE LIFE INSURANCE 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[NULL] 811-04323 0000770540 Natixis Funds Trust I 30 S000006655 CGM Advisor Targeted Equity Fund C000018152 Class A NEFGX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000006655 CGM Advisor Targeted Equity Fund C000018154 Class C NEGCX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000006655 CGM Advisor Targeted Equity Fund C000018155 Class Y NEGYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000006660 Loomis Sayles Core Plus Bond Fund C000018170 Class C NECRX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000006660 Loomis Sayles Core Plus Bond Fund C000018168 Class A NEFRX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000006660 Loomis Sayles Core Plus Bond Fund C000125481 Class N NERNX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000006660 Loomis Sayles Core Plus Bond Fund C000018171 Class Y NERYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000006657 Loomis Sayles Multi-Asset Income Fund C000018160 Class C CIDPX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000006657 Loomis Sayles Multi-Asset Income Fund C000018159 Class A IIDPX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000006657 Loomis Sayles Multi-Asset Income Fund C000159732 Class N LMINX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000006657 Loomis Sayles Multi-Asset Income Fund C000123285 Class Y YIDPX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000053352 Mirova Global Sustainable Equity Fund C000167846 Class C ESGCX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000053352 Mirova Global Sustainable Equity Fund C000167845 Class A ESGMX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000053352 Mirova Global Sustainable Equity Fund C000167847 Class Y ESGYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000030606 Natixis Oakmark International Fund C000094872 Class A NOIAX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000030606 Natixis Oakmark International Fund C000094873 Class C NOICX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000006658 Natixis U.S. Equity Opportunities Fund C000018163 Class C NECCX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000006658 Natixis U.S. Equity Opportunities Fund C000018161 Class A NEFSX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000006658 Natixis U.S. Equity Opportunities Fund C000018164 Class Y NESYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000006661 Vaughan Nelson Small Cap Value Fund C000018172 Class A NEFJX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000006661 Vaughan Nelson Small Cap Value Fund C000018174 Class C NEJCX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-04323 0000770540 Natixis Funds Trust I 30 S000006661 Vaughan Nelson Small Cap Value Fund C000069268 Class Y NEJYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000051707 ASG Dynamic Allocation Fund C000162711 Class A DAAFX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000051707 ASG Dynamic Allocation Fund C000162712 Class C DACFX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000051707 ASG Dynamic Allocation Fund C000162713 Class Y DAYFX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000023548 ASG Global Alternatives Fund C000069269 Class A GAFAX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000023548 ASG Global Alternatives Fund C000069270 Class C GAFCX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000023548 ASG Global Alternatives Fund C000128763 Class N GAFNX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000023548 ASG Global Alternatives Fund C000069271 Class Y GAFYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000047434 ASG Global Macro Fund C000148912 Class A GMFAX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000047434 ASG Global Macro Fund C000148913 Class C GMFCX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000047434 ASG Global Macro Fund C000148914 Class Y GMFYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000029564 ASG Managed Futures Strategy Fund C000090725 Class A AMFAX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000029564 ASG Managed Futures Strategy Fund C000090726 Class C ASFCX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000029564 ASG Managed Futures Strategy Fund C000090727 Class Y ASFYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000042166 ASG Tactical U.S. Market Fund C000130927 Class A USMAX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000042166 ASG Tactical U.S. Market Fund C000130928 Class C USMCX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000042166 ASG Tactical U.S. Market Fund C000130929 Class Y USMYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000036453 Loomis Sayles Dividend Income Fund C000111612 Class A LSCAX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000036453 Loomis Sayles Dividend Income Fund C000111613 Class C LSCCX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000036453 Loomis Sayles Dividend Income Fund C000111614 Class Y LSCYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000044078 Loomis Sayles Emerging Markets Opportunities Fund C000136785 Class A LEOAX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000044078 Loomis Sayles Emerging Markets Opportunities Fund C000136786 Class C LEOCX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000044078 Loomis Sayles Emerging Markets Opportunities Fund C000136787 Class N LEONX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000044078 Loomis Sayles Emerging Markets Opportunities Fund C000136788 Class Y LEOYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000053353 Loomis Sayles Global Growth Fund C000167848 Class A LSAGX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000053353 Loomis Sayles Global Growth Fund C000167849 Class C LSCGX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000053353 Loomis Sayles Global Growth Fund C000167850 Class Y LSGGX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000034097 Loomis Sayles Senior Floating Rate and Fixed Income Fund C000105118 Class A LSFAX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000034097 Loomis Sayles Senior Floating Rate and Fixed Income Fund C000105119 Class C LSFCX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000034097 Loomis Sayles Senior Floating Rate and Fixed Income Fund C000105120 Class Y LSFYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000030600 Loomis Sayles Strategic Alpha Fund C000094853 Class A LABAX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000030600 Loomis Sayles Strategic Alpha Fund C000094854 Class C LABCX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000030600 Loomis Sayles Strategic Alpha Fund C000094855 Class Y LASYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000039535 McDonnell Intermediate Municipal Bond Fund C000121922 Class A MIMAX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000039535 McDonnell Intermediate Municipal Bond Fund C000121923 Class C MIMCX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000039535 McDonnell Intermediate Municipal Bond Fund C000121924 Class Y MIMYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000008033 Natixis Oakmark Fund C000021804 Class C NECOX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000008033 Natixis Oakmark Fund C000021802 Class A NEFOX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000008033 Natixis Oakmark Fund C000021805 Class Y NEOYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000045882 Seeyond Multi-Asset Allocation Fund C000142977 Class A SAFAX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000045882 Seeyond Multi-Asset Allocation Fund C000142978 Class C SAFCX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000045882 Seeyond Multi-Asset Allocation Fund C000142979 Class Y SAFYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000037523 Vaughan Nelson Select Fund C000115831 Class A VNSAX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000037523 Vaughan Nelson Select Fund C000115832 Class C VNSCX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000037523 Vaughan Nelson Select Fund C000115833 Class Y VNSYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000023783 Vaughan Nelson Value Opportunity Fund C000069913 Class A VNVAX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000023783 Vaughan Nelson Value Opportunity Fund C000069914 Class C VNVCX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000023783 Vaughan Nelson Value Opportunity Fund C000128764 Class N VNVNX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-00242 0000052136 Natixis Funds Trust II 30 S000023783 Vaughan Nelson Value Opportunity Fund C000069915 Class Y VNVYX 399 BOYLSTON STREET BOSTON 02116 MA 12TH FLOOR 811-09945 0001095726 Natixis Funds Trust IV 30 S000008059 AEW Real Estate Fund C000021869 Class C NRCFX 399 BOYLSTON ST BOSTON 02116 MA 12TH FLOOR 811-09945 0001095726 Natixis Funds Trust IV 30 S000008059 AEW Real Estate Fund C000021867 Class A NRFAX 399 BOYLSTON ST BOSTON 02116 MA 12TH FLOOR 811-09945 0001095726 Natixis Funds Trust IV 30 S000008059 AEW Real Estate Fund C000128774 Class N NRFNX 399 BOYLSTON ST BOSTON 02116 MA 12TH FLOOR 811-09945 0001095726 Natixis Funds Trust IV 30 S000008059 AEW Real Estate Fund C000021870 Class Y NRFYX 399 BOYLSTON ST BOSTON 02116 MA 12TH FLOOR 811-09114 0001002537 NEEDHAM FUNDS INC 30 S000003815 Needham Aggressive Growth Fund C000010644 Needham Aggressive Growth Fund NEAGX 445 PARK AVE NEW YORK 10022 NY [NULL] 811-09114 0001002537 NEEDHAM FUNDS INC 30 S000003649 Needham Growth Fund C000010138 Needham Growth Fund NEEGX 445 PARK AVE NEW YORK 10022 NY [NULL] 811-09114 0001002537 NEEDHAM FUNDS INC 30 S000003816 Needham Small Cap Growth Fund C000010645 Needham Small Cap Growth Fund NESGX 445 PARK AVE NEW YORK 10022 NY [NULL] 811-21290 0001215880 NEIMAN FUNDS 30 S000029406 Neiman Balanced Allocation Fund C000090315 Class A Shares NBAFX 6631 MAIN STREET WILLIAMSVILLE 14221 NY [NULL] 811-21290 0001215880 NEIMAN FUNDS 30 S000029406 Neiman Balanced Allocation Fund C000090316 Class C Shares NBCFX 6631 MAIN STREET WILLIAMSVILLE 14221 NY [NULL] 811-21290 0001215880 NEIMAN FUNDS 30 S000005312 Neiman Large Cap Value Fund C000117003 Class A Shares NEAMX 6631 MAIN STREET WILLIAMSVILLE 14221 NY [NULL] 811-21290 0001215880 NEIMAN FUNDS 30 S000005312 Neiman Large Cap Value Fund C000144707 Class C Shares NECMX 6631 MAIN STREET WILLIAMSVILLE 14221 NY [NULL] 811-21290 0001215880 NEIMAN FUNDS 30 S000005312 Neiman Large Cap Value Fund C000014503 No-Load Shares NEIMX 6631 MAIN STREET WILLIAMSVILLE 14221 NY [NULL] 811-21290 0001215880 NEIMAN FUNDS 30 S000053334 Neiman Opportunities Fund C000167792 Class A NEOMX 6631 MAIN STREET WILLIAMSVILLE 14221 NY [NULL] 811-21290 0001215880 NEIMAN FUNDS 30 S000037199 Neiman Tactical Income Fund C000114574 Class A Shares NTAFX 6631 MAIN STREET WILLIAMSVILLE 14221 NY [NULL] 811-21290 0001215880 NEIMAN FUNDS 30 S000037199 Neiman Tactical Income Fund C000144708 Class C Shares NTCFX 6631 MAIN STREET WILLIAMSVILLE 14221 NY [NULL] 811-04255 0000736913 NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST 30 S000045168 Absolute Return Multi-Manager Portfolio C000140625 Class S [NULL] 605 THIRD AVE NEW YORK 10058 NY 2ND FL 811-04255 0000736913 NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST 30 S000008191 Balanced Portfolio C000022314 Class I NBABX 605 THIRD AVE NEW YORK 10058 NY 2ND FL 811-04255 0000736913 NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST 30 S000008194 Growth Portfolio C000022317 Class I [NULL] 605 THIRD AVE NEW YORK 10058 NY 2ND FL 811-04255 0000736913 NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST 30 S000008195 Guardian Portfolio C000022318 Class I [NULL] 605 THIRD AVE NEW YORK 10058 NY 2ND FL 811-04255 0000736913 NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST 30 S000008195 Guardian Portfolio C000022319 Class S [NULL] 605 THIRD AVE NEW YORK 10058 NY 2ND FL 811-04255 0000736913 NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST 30 S000008197 International Equity Portfolio C000022321 Class S [NULL] 605 THIRD AVE NEW YORK 10058 NY 2ND FL 811-04255 0000736913 NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST 30 S000008200 Large Cap Value Portfolio C000022325 Class I [NULL] 605 THIRD AVE NEW YORK 10058 NY 2ND FL 811-04255 0000736913 NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST 30 S000008201 Mid Cap Intrinsic Value Portfolio C000022326 Class I [NULL] 605 THIRD AVE NEW YORK 10058 NY 2ND FL 811-04255 0000736913 NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST 30 S000008201 Mid Cap Intrinsic Value Portfolio C000022327 Class S [NULL] 605 THIRD AVE NEW YORK 10058 NY 2ND FL 811-04255 0000736913 NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST 30 S000008199 Mid-Cap Growth Portfolio C000022323 Class I [NULL] 605 THIRD AVE NEW YORK 10058 NY 2ND FL 811-04255 0000736913 NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST 30 S000008199 Mid-Cap Growth Portfolio C000022324 Class S [NULL] 605 THIRD AVE NEW YORK 10058 NY 2ND FL 811-04255 0000736913 NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST 30 S000008998 Real Estate Portfolio C000024447 Class S [NULL] 605 THIRD AVE NEW YORK 10058 NY 2ND FL 811-04255 0000736913 NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST 30 S000008198 Short Duration Bond Portfolio C000022322 Class I [NULL] 605 THIRD AVE NEW YORK 10058 NY 2ND FL 811-04255 0000736913 NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST 30 S000008192 Small-Cap Growth Portfolio C000022315 Class S [NULL] 605 THIRD AVE NEW YORK 10058 NY 2ND FL 811-04255 0000736913 NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST 30 S000008202 Socially Responsive Portfolio C000022328 Class I [NULL] 605 THIRD AVE NEW YORK 10058 NY 2ND FL 811-04255 0000736913 NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST 30 S000008202 Socially Responsive Portfolio C000035621 Class S [NULL] 605 THIRD AVE NEW YORK 10058 NY 2ND FL 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000036681 Neuberger Berman Absolute Return Multi-Manager Fund C000112087 Class A NABAX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000036681 Neuberger Berman Absolute Return Multi-Manager Fund C000112088 Class C NABCX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000036681 Neuberger Berman Absolute Return Multi-Manager Fund C000112089 Institutional Class NABIX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000036681 Neuberger Berman Absolute Return Multi-Manager Fund C000135954 Class R6 NRABX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000040746 Neuberger Berman Flexible Select Fund C000126372 Class A NFLAX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000040746 Neuberger Berman Flexible Select Fund C000126373 Class C NFLCX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000040746 Neuberger Berman Flexible Select Fund C000126374 Institutional Class NFLIX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000030909 Neuberger Berman Global Allocation Fund C000095891 Class A NGLAX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000030909 Neuberger Berman Global Allocation Fund C000095892 Class C NGLCX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000030909 Neuberger Berman Global Allocation Fund C000095893 Institutional Class NGLIX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000030909 Neuberger Berman Global Allocation Fund C000153048 Class R6 NRGLX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000045170 Neuberger Berman Global Long Short Fund C000140629 Class A NGBAX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000045170 Neuberger Berman Global Long Short Fund C000140630 Class C NGBCX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000045170 Neuberger Berman Global Long Short Fund C000140631 Institutional Class NGBIX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000038903 Neuberger Berman Inflation Managed Fund C000119683 Class A NDRAX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000038903 Neuberger Berman Inflation Managed Fund C000119684 Class C NDRCX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000038903 Neuberger Berman Inflation Managed Fund C000119685 Institutional Class NDRIX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000038903 Neuberger Berman Inflation Managed Fund C000153049 Class R6 NRIMX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000048378 Neuberger Berman Long Short Credit Fund C000152773 Class A NLNAX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000048378 Neuberger Berman Long Short Credit Fund C000152774 Class C NLNCX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000048378 Neuberger Berman Long Short Credit Fund C000152775 Institutional Class NLNIX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000048378 Neuberger Berman Long Short Credit Fund C000152776 Class R6 NRLNX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000035446 Neuberger Berman Long Short Fund C000108850 Class A NLSAX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000035446 Neuberger Berman Long Short Fund C000108851 Class C NLSCX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000035446 Neuberger Berman Long Short Fund C000108852 Institutional Class NLSIX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000043461 Neuberger Berman Long Short Multi-Manager Fund C000134797 Class A NLMAX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000043461 Neuberger Berman Long Short Multi-Manager Fund C000134798 Class C NLMCX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000043461 Neuberger Berman Long Short Multi-Manager Fund C000134799 Institutional Class NLMIX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000048377 Neuberger Berman Multi-Asset Income Fund C000152769 Class A NANAX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000048377 Neuberger Berman Multi-Asset Income Fund C000152770 Class C NANCX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000048377 Neuberger Berman Multi-Asset Income Fund C000152771 Institutional Class NANIX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000048377 Neuberger Berman Multi-Asset Income Fund C000152772 Class R6 NRANX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000035445 Neuberger Berman Risk Balanced Commodity Strategy Fund C000108847 Class A NRBAX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000035445 Neuberger Berman Risk Balanced Commodity Strategy Fund C000108848 Class C NRBCX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000035445 Neuberger Berman Risk Balanced Commodity Strategy Fund C000108849 Institutional Class NRBIX 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000055088 Neuberger Berman U.S. Equity Index PutWrite Strategy Fund C000173312 Class A [NULL] 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000055088 Neuberger Berman U.S. Equity Index PutWrite Strategy Fund C000173313 Class C [NULL] 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000055088 Neuberger Berman U.S. Equity Index PutWrite Strategy Fund C000173315 Class R6 [NULL] 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-21715 0001317474 NEUBERGER BERMAN ALTERNATIVE FUNDS 30 S000055088 Neuberger Berman U.S. Equity Index PutWrite Strategy Fund C000173314 Institutional Class [NULL] 605 THIRD AVENUE NEW YORK 10158 NY 2ND FLOOR 811-00582 0000044402 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811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007835 Neuberger Berman Core Bond Fund C000153036 Class R6 NRCRX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000041689 Neuberger Berman Emerging Markets Debt Fund C000129447 Class A NERAX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000041689 Neuberger Berman Emerging Markets Debt Fund C000129448 Class C NERCX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000041689 Neuberger Berman Emerging Markets Debt Fund C000129449 Institutional Class NERIX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000027216 Neuberger Berman Floating Rate Income Fund C000082158 Class A NFIAX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000027216 Neuberger Berman Floating Rate Income Fund C000082159 Class C NFICX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000027216 Neuberger Berman Floating Rate Income Fund C000082160 Institutional Class NFIIX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007832 Neuberger Berman High Income Bond Fund C000077167 Class A NHIAX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007832 Neuberger Berman High Income Bond Fund C000077168 Class C NHICX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007832 Neuberger Berman High Income Bond Fund C000064460 Institutional Class NHILX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007832 Neuberger Berman High Income Bond Fund C000021322 Investor Class NHINX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007832 Neuberger Berman High Income Bond Fund C000077170 Class R3 NHIRX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007832 Neuberger Berman High Income Bond Fund C000125075 Class R6 NRHIX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000049669 Neuberger Berman Municipal High Income Fund C000157071 Class A NMHAX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000049669 Neuberger Berman Municipal High Income Fund C000157072 Class C NMHCX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000049669 Neuberger Berman Municipal High Income Fund C000157073 Institutional Class NMHIX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007833 Neuberger Berman Municipal Intermediate Bond Fund C000089977 Class A NMNAX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007833 Neuberger Berman Municipal Intermediate Bond Fund C000089978 Class C NMNCX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007833 Neuberger Berman Municipal Intermediate Bond Fund C000089979 Institutional Class NMNLX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007833 Neuberger Berman Municipal Intermediate Bond Fund C000021323 Investor Class NMUIX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000039521 Neuberger Berman New York Municipal Income Fund C000121799 Institutional Class NMIIX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007831 Neuberger Berman Short Duration Bond Fund C000153035 Class R6 NRSHX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007831 Neuberger Berman Short Duration Bond Fund C000021320 Investor Class NSBIX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007831 Neuberger Berman Short Duration Bond Fund C000021321 Trust Class NSBTX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007831 Neuberger Berman Short Duration Bond Fund C000089975 Class A NSHAX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007831 Neuberger Berman Short Duration Bond Fund C000089976 Class C NSHCX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007831 Neuberger Berman Short Duration Bond Fund C000069659 Institutional Class NSHLX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000037674 Neuberger Berman Short Duration High Income Fund C000116151 Class A NHSAX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000037674 Neuberger Berman Short Duration High Income Fund C000116152 Class C NHSCX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000037674 Neuberger Berman Short Duration High Income Fund C000116153 Institutional Class NHSIX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007834 Neuberger Berman Strategic Income Fund C000125076 Class R6 NRSIX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007834 Neuberger Berman Strategic Income Fund C000057302 Class A NSTAX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007834 Neuberger Berman Strategic Income Fund C000057303 Class C NSTCX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007834 Neuberger Berman Strategic Income Fund C000021324 Institutional Class NSTLX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000007834 Neuberger Berman Strategic Income Fund C000044074 Trust Class NSTTX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000044035 Neuberger Berman Unconstrained Bond Fund C000136678 Class R6 NRUBX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000044035 Neuberger Berman Unconstrained Bond Fund C000136675 Class A NUBAX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000044035 Neuberger Berman Unconstrained Bond Fund C000136676 Class C NUBCX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03802 0000723620 NEUBERGER BERMAN INCOME FUNDS 30 S000044035 Neuberger Berman Unconstrained Bond Fund C000136677 Institutional Class NUBIX 605 THIRD AVENUE, 2ND FLOOR NEW YORK 10158 NY [NULL] 811-03287 0000355767 NEW ALTERNATIVES FUND 30 S000004915 NEW ALTERNATIVES FUND C000146229 Investor Shares NAEFX 150 BROADHOLLOW ROAD MELVILLE 11747 NY SUITE PH 02 811-03287 0000355767 NEW ALTERNATIVES FUND 30 S000004915 NEW ALTERNATIVES FUND C000013290 CLASS A SHARES NALFX 150 BROADHOLLOW ROAD MELVILLE 11747 NY SUITE PH 02 811-05646 0000838802 NEW CENTURY PORTFOLIOS 30 S000009282 New Century Alternative Strategies Portfolio C000025344 New Century Alternative Strategies Portfolio NCHPX 100 WILLIAM STREET WELLESLEY 02481 MA SUITE 200 811-05646 0000838802 NEW CENTURY PORTFOLIOS 30 S000009279 New Century Balanced Portfolio C000025341 New Century Balanced Portfolio NCIPX 100 WILLIAM STREET WELLESLEY 02481 MA SUITE 200 811-05646 0000838802 NEW CENTURY PORTFOLIOS 30 S000009278 New Century Capital Portfolio C000025340 New Century Capital Portfolio NCCPX 100 WILLIAM STREET WELLESLEY 02481 MA SUITE 200 811-05646 0000838802 NEW CENTURY PORTFOLIOS 30 S000009281 New Century International Portfolio C000025343 New Century International Portfolio NCFPX 100 WILLIAM STREET WELLESLEY 02481 MA SUITE 200 811-09025 0001070222 NEW COVENANT FUNDS 30 S000005023 New Covenant Balanced Growth Fund C000013702 New Covenant Balanced Growth Fund NCBGX 200 EAST 12TH ST JEFFERSONVILLE 47130 IN [NULL] 811-09025 0001070222 NEW COVENANT FUNDS 30 S000024940 New Covenant Balanced Income Fund C000074153 New Covenant Balanced Income Fund NCBIX 200 EAST 12TH ST JEFFERSONVILLE 47130 IN [NULL] 811-09025 0001070222 NEW COVENANT FUNDS 30 S000024941 New Covenant Growth Fund C000074154 New Covenant Growth Fund NCGFX 200 EAST 12TH ST JEFFERSONVILLE 47130 IN [NULL] 811-09025 0001070222 NEW COVENANT FUNDS 30 S000024942 New Covenant Income Fund C000074155 New Covenant Income Fund NCICX 200 EAST 12TH ST JEFFERSONVILLE 47130 IN [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000026235 Class A ANEFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000026241 Class B ANFBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000026242 Class C ANFCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000026243 Class F-1 ANFFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000026244 Class 529-A CNGAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000026245 Class 529-B CNGBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000026246 Class 529-C CNGCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000026247 Class 529-E CNGEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000026248 Class 529-F-1 CNGFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000068559 Class F-2 NEFFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000026236 Class R-1 RNGAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000026237 Class R-2 RNGBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000026238 Class R-3 RNGCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000026239 Class R-4 RNGEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000026240 Class R-5 RNGFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000077861 Class R-6 RNGGX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000164821 Class R-5E RNGHX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03735 0000719608 NEW ECONOMY FUND 30 S000009598 NEW ECONOMY FUND C000148459 Class R-2E RNNEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-03285 0000355761 NEW ENGLAND LIFE RETIREMENT INVESTMENT ACCOUNT 32 S000004916 NEW ENGLAND LIFE RETIREMENT INVESTMENT ACCOUNT C000013291 Preference [NULL] METROPOLITAN LIFE INSURANCE CO NEW YORK 10166 NY 200 PARK AVENUE 811-01930 0000071318 NEW ENGLAND VARIABLE ANNUITY FUND I 32 S000004303 NEW ENGLAND VARIABLE ANNUITY FUND I C000012033 NEW ENGLAND VARIABLE ANNUITY FUND I [NULL] METROPOLITAN LIFE INSURANCE COMPANY NEW YORK 10166 NY 200 PARK AVENUE 811-08828 0000931779 NEW ENGLAND VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000004925 NEW ENGLAND VARIABLE ANNUITY SEPARATE ACCOUNT C000013333 American Forerunner Series [NULL] NEW ENGLAND LIFE INSURANCE COMPANY BOSTON 02116 MA 501 BOYLSTON STREET 811-08828 0000931779 NEW ENGLAND VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000004925 NEW ENGLAND VARIABLE ANNUITY SEPARATE ACCOUNT C000013334 American Growth Series [NULL] NEW ENGLAND LIFE INSURANCE COMPANY BOSTON 02116 MA 501 BOYLSTON STREET 811-08828 0000931779 NEW ENGLAND VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000004925 NEW ENGLAND VARIABLE ANNUITY SEPARATE ACCOUNT C000013335 American Growth Series I [NULL] NEW ENGLAND LIFE INSURANCE COMPANY BOSTON 02116 MA 501 BOYLSTON STREET 811-03713 0000717347 New England Variable Life Separate Account 33 S000004217 New England Variable Life Separate Account C000023052 American Gateway Series [NULL] NEW ENGLAND LIFE INSURANCE COMPANY BOSTON 02111 MA ONE FINANCIAL CENTER 811-03713 0000717347 New England Variable Life Separate Account 33 S000004217 New England Variable Life Separate Account C000011865 Enterprise Executive Advantage and Zenith Executive Advantage 2000 [NULL] NEW ENGLAND LIFE INSURANCE COMPANY BOSTON 02111 MA ONE FINANCIAL CENTER 811-03713 0000717347 New England Variable Life Separate Account 33 S000004217 New England Variable Life Separate Account C000023051 Zenith Flexible Life [NULL] NEW ENGLAND LIFE INSURANCE COMPANY BOSTON 02111 MA ONE FINANCIAL CENTER 811-03713 0000717347 New England Variable Life Separate Account 33 S000004217 New England Variable Life Separate Account C000011866 Zenith Flexible Life 2001 [NULL] NEW ENGLAND LIFE INSURANCE COMPANY BOSTON 02111 MA ONE FINANCIAL CENTER 811-03713 0000717347 New England Variable Life Separate Account 33 S000004217 New England Variable Life Separate Account C000011863 Zenith Flexible Life 2002 [NULL] NEW ENGLAND LIFE INSURANCE COMPANY BOSTON 02111 MA ONE FINANCIAL CENTER 811-03713 0000717347 New England Variable Life Separate Account 33 S000004217 New England Variable Life Separate Account C000023045 Zenith Life [NULL] NEW ENGLAND LIFE INSURANCE COMPANY BOSTON 02111 MA ONE FINANCIAL CENTER 811-03713 0000717347 New England Variable Life Separate Account 33 S000004217 New England Variable Life Separate Account C000023049 Zenith Life Executive 65 [NULL] NEW ENGLAND LIFE INSURANCE COMPANY BOSTON 02111 MA ONE FINANCIAL CENTER 811-03713 0000717347 New England Variable Life Separate Account 33 S000004217 New England Variable Life Separate Account C000023046 Zenith Life One [NULL] NEW ENGLAND LIFE INSURANCE COMPANY BOSTON 02111 MA ONE FINANCIAL CENTER 811-03713 0000717347 New England Variable Life Separate Account 33 S000004217 New England Variable Life Separate Account C000023047 Zenith Life Plus [NULL] NEW ENGLAND LIFE INSURANCE COMPANY BOSTON 02111 MA ONE FINANCIAL CENTER 811-03713 0000717347 New England Variable Life Separate Account 33 S000004217 New England Variable Life Separate Account C000023048 Zenith Life Plus II [NULL] NEW ENGLAND LIFE INSURANCE COMPANY BOSTON 02111 MA ONE FINANCIAL CENTER 811-03713 0000717347 New England Variable Life Separate Account 33 S000004217 New England Variable Life Separate Account C000023050 Zenith Survivorship Life [NULL] NEW ENGLAND LIFE INSURANCE COMPANY BOSTON 02111 MA ONE FINANCIAL CENTER 811-03713 0000717347 New England Variable Life Separate Account 33 S000004217 New England Variable Life Separate Account C000011864 Zenith Survivorship Life 2002 and Zenith Survivorship Life Plus [NULL] NEW ENGLAND LIFE INSURANCE COMPANY BOSTON 02111 MA ONE FINANCIAL CENTER 811-03713 0000717347 New England Variable Life Separate Account 33 S000004217 New England Variable Life Separate Account C000023053 Zenith Variable Whole Life [NULL] NEW ENGLAND LIFE INSURANCE COMPANY BOSTON 02111 MA ONE FINANCIAL CENTER 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000068573 Class F-2 ANWFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000026302 Class A ANWPX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000026311 Class 529-A CNPAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000026312 Class 529-B CNPBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000026313 Class 529-C CNPCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000026314 Class 529-E CNPEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000026315 Class 529-F-1 CNPFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000026308 Class B NPFBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000026309 Class C NPFCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000026310 Class F-1 NPFFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000026303 Class R-1 RNPAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000026304 Class R-2 RNPBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000026305 Class R-3 RNPCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000026306 Class R-4 RNPEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000026307 Class R-5 RNPFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000077905 Class R-6 RNPGX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000164815 Class R-5E RNPHX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02333 0000071516 NEW PERSPECTIVE FUND 30 S000009613 NEW PERSPECTIVE FUND C000148419 Class R-2E RPEBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000026384 Class 529-A CNWAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000026385 Class 529-B CNWBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000026386 Class 529-C CNWCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000026387 Class 529-E CNWEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000026388 Class 529-F-1 CNWFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000026381 Class B NEWBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000026382 Class C NEWCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000026375 Class A NEWFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000068580 Class F-2 NFFFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000026383 Class F-1 NWFFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000148355 Class R-2E RNEBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000026376 Class R-1 RNWAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000026377 Class R-2 RNWBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000026378 Class R-3 RNWCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000026379 Class R-4 RNWEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000026380 Class R-5 RNWFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000077878 Class R-6 RNWGX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-09105 0001073330 NEW WORLD FUND INC 30 S000009633 NEW WORLD FUND INC C000164813 Class R-5E RNWHX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-07798 0000906982 NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I 33 S000009365 NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I C000034211 Flexible Premium Variable Universal Life [NULL] 51 MADISON AVE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-07798 0000906982 NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I 33 S000009365 NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I C000075083 New York Life Legacy Creator Single Premium Variable Universal Life Insurance [NULL] 51 MADISON AVE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-07798 0000906982 NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I 33 S000009365 NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I C000090550 NEW YORK LIFE LIFETIME WEALTH VARIABLE UNIVERSAL LIFE [NULL] 51 MADISON 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LIFE SEP ACC I 33 S000009365 NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I C000025671 NYLIAC Pinnacle Survivorship Variable Universal Life [NULL] 51 MADISON AVE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-07798 0000906982 NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I 33 S000009365 NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I C000025670 NYLIAC Pinnacle Variable Universal Life [NULL] 51 MADISON AVE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-07798 0000906982 NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I 33 S000009365 NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I C000025669 NYLIAC Single Premium Variable Universal Life [NULL] 51 MADISON AVE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-07798 0000906982 NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I 33 S000009365 NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I C000025668 NYLIAC Survivorship Variable Universal Life [NULL] 51 MADISON AVE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-07798 0000906982 NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I 33 S000009365 NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I C000025667 NYLIAC Variable Universal Life 2000 [NULL] 51 MADISON AVE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-07798 0000906982 NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I 33 S000009365 NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I C000025672 NYLIAC Variable Universal Life Provider [NULL] 51 MADISON AVE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08993 0001068916 NEWMARK RISK-MANAGED OPPORTUNISTIC FUND 30 S000004800 Newmark Risk-Managed Opportunistic Fund C000013015 Newmark Risk-Managed Opportunistic Fund NEWRX 15212 SPILLMAN RANCH LOOP AUSTIN 78738 TX [NULL] 811-08062 0000913131 NICHOLAS EQUITY INCOME FUND INC 30 S000009137 NICHOLAS EQUITY INCOME FUND INC C000024852 CLASS N NNEIX 700 NORTH WATER STREET MILWAUKEE 53202 WI SUITE 1010 811-08062 0000913131 NICHOLAS EQUITY INCOME FUND INC 30 S000009137 NICHOLAS EQUITY INCOME FUND INC C000024851 CLASS I NSEIX 700 NORTH WATER STREET MILWAUKEE 53202 WI SUITE 1010 811-01728 0000071958 NICHOLAS FUND INC 30 S000011768 NICHOLAS FUND INC C000032194 NICHOLAS FUND INC NICSX 700 NORTH WATER STREET MILWAUKEE 53202 WI SUITE 1010 811-00216 0000107822 NICHOLAS HIGH INCOME FUND INC 30 S000009138 NICHOLAS HIGH INCOME FUND INC C000024853 CLASS I NCINX 700 NORTH WATER STREET MILWAUKEE 53202 WI SUITE 1010 811-00216 0000107822 NICHOLAS HIGH INCOME FUND INC 30 S000009138 NICHOLAS HIGH INCOME FUND INC C000024854 CLASS N NNHIX 700 NORTH WATER STREET MILWAUKEE 53202 WI SUITE 1010 811-03851 0000723455 NICHOLAS II INC 30 S000009134 NICHOLAS II INC C000024843 CLASS I NCTWX 700 NORTH WATER STREET MILWAUKEE 53202 WI SUITE 1010 811-03851 0000723455 NICHOLAS II INC 30 S000009134 NICHOLAS II INC C000024844 CLASS N NNTWX 700 NORTH WATER STREET MILWAUKEE 53202 WI SUITE 1010 811-04993 0000809802 NICHOLAS LTD EDITION INC 30 S000009136 NICHOLAS LTD EDITION INC C000024849 CLASS I NCLEX 700 NORTH WATER STREET MILWAUKEE 53202 WI SUITE 1010 811-04993 0000809802 NICHOLAS LTD EDITION INC 30 S000009136 NICHOLAS LTD EDITION INC C000024850 CLASS N NNLEX 700 NORTH WATER STREET MILWAUKEE 53202 WI SUITE 1010 811-05537 0000832473 NICHOLAS MONEY MARKET FUND INC 30 S000011769 NICHOLAS MONEY MARKET FUND INC C000032195 NICHOLAS MONEY MARKET FUND INC NICXX 700 NORTH WATER STREET MILWAUKEE 53202 WI SUITE 1010 811-22384 0001481686 Nile Capital Investment Trust 30 S000028623 Nile Africa, Frontier and Emerging Fund C000087596 Class A NAFAX 116 VILLAGE BLVD. PRINCETON 08540 NJ SUITE 200 811-22384 0001481686 Nile Capital Investment Trust 30 S000028623 Nile Africa, Frontier and Emerging Fund C000087597 Class C NAFCX 116 VILLAGE BLVD. PRINCETON 08540 NJ SUITE 200 811-22384 0001481686 Nile Capital Investment Trust 30 S000028623 Nile Africa, Frontier and Emerging Fund C000087598 Institutional Class NAFIX 116 VILLAGE BLVD. PRINCETON 08540 NJ SUITE 200 811-22384 0001481686 Nile Capital Investment Trust 30 S000028624 Nile Frontier and Emerging Fund C000087601 Institutional Class NFRNX 116 VILLAGE BLVD. PRINCETON 08540 NJ SUITE 200 811-21887 0000790162 NML VARIABLE ANNUITY ACCOUNT A 32 S000000057 NML VARIABLE ANNUITY ACCOUNT A C000000092 Flexible Payment Variable Annuity [NULL] 720 EAST WISCONSIN AVE MILWAUKEE 53202 WI [NULL] 811-21887 0000790162 NML VARIABLE ANNUITY ACCOUNT A 32 S000000057 NML VARIABLE ANNUITY ACCOUNT A C000034305 Individual Flexible Payment Variable Annuity (Fee Based) [NULL] 720 EAST WISCONSIN AVE MILWAUKEE 53202 WI [NULL] 811-01668 0000072176 NML VARIABLE ANNUITY ACCOUNT B 32 S000000063 NML VARIABLE ANNUITY ACCOUNT B C000000098 Flexible Payment Variable Annuity [NULL] 720 E WISCONSIN AVE MILWAUKEE 53202 WI [NULL] 811-01668 0000072176 NML VARIABLE ANNUITY ACCOUNT B 32 S000000063 NML VARIABLE ANNUITY ACCOUNT B C000000099 Flexible Payment Variable Annuity (Fee Based) [NULL] 720 E WISCONSIN AVE MILWAUKEE 53202 WI [NULL] 811-21886 0000790163 NML VARIABLE ANNUITY ACCT C OF NORTHWESTERN MUT LIFE INS CO 32 S000000062 NML VARIABLE ANNUITY ACCT C OF NORTHWESTERN MUT LIFE INS CO C000000097 Group Combination Annuity [NULL] 720 E WISCONSIN AVE MILWAUKEE 53202 WI [NULL] 811-21886 0000790163 NML VARIABLE ANNUITY ACCT C OF NORTHWESTERN MUT LIFE INS CO 32 S000000062 NML VARIABLE ANNUITY ACCT C OF NORTHWESTERN MUT LIFE INS CO C000034306 Individual Flexible Payment Variable Annuity (Network Edition) [NULL] 720 E WISCONSIN AVE MILWAUKEE 53202 WI [NULL] 811-03455 0000702149 NORTH CAROLINA CAPITAL MANAGEMENT TRUST 30 S000007506 Government Portfolio C000020486 Government Portfolio NCCTX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03455 0000702149 NORTH CAROLINA CAPITAL MANAGEMENT TRUST 30 S000007507 Term Portfolio C000020487 Term Portfolio XAOHX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-10123 0001123460 NORTH COUNTRY FUNDS 30 S000011072 The North Country Equity Growth Fund C000030518 The North Country Equity Growth Fund NCEGX GEMINI FUND SERVICES, LLC. HAUPPAUGE 11788 NY 450 WIRELESS BOULEVARD 811-10123 0001123460 NORTH COUNTRY FUNDS 30 S000011073 The North Country Intermediate Bond Fund C000030519 The North Country Intermediate Bond Fund NCBDX GEMINI FUND SERVICES, LLC. HAUPPAUGE 11788 NY 450 WIRELESS BOULEVARD 811-03074 0000318192 NORTHEAST INVESTORS GROWTH FUND INC 30 S000011441 NORTHEAST INVESTORS GROWTH FUND INC C000031646 NORTHEAST INVESTORS GROWTH FUND INC NTHFX 100 HIGH STREET BOSTON 02110 MA [NULL] 811-00576 0000072760 NORTHEAST INVESTORS TRUST 30 S000011440 NORTHEAST INVESTORS TRUST C000031645 NORTHEAST INVESTORS TRUST NTHEX 125 HIGH ST BOSTON 02110 MA SUITE 1802 811-08236 0000916620 NORTHERN FUNDS 30 S000024144 ACTIVE M EMERGING MARKETS EQUITY FUND C000070886 ACTIVE M EMERGING MARKETS EQUITY FUND NMMEX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000012492 ACTIVE M INTERNATIONAL EQUITY FUND C000033959 ACTIVE M INTERNATIONAL EQUITY FUND NMIEX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000053899 ACTIVE M U.S. EQUITY FUND C000169618 ACTIVE M U.S. EQUITY FUND NMUSX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000042634 MULTI-MANAGER EMERGING MARKETS DEBT OPPORTUNITY FUND C000131802 MULTI-MANAGER EMERGING MARKETS DEBT OPPORTUNITY FUND NMEDX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000037667 MULTI-MANAGER GLOBAL LISTED INFRASTRUCTURE FUND C000116140 MULTI-MANAGER GLOBAL LISTED INFRASTRUCTURE FUND NMFIX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000024145 MULTI-MANAGER GLOBAL REAL ESTATE FUND C000070887 MULTI-MANAGER GLOBAL REAL ESTATE FUND NMMGX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000026479 MULTI-MANAGER HIGH YIELD OPPORTUNITY FUND C000079432 MULTI-MANAGER HIGH YIELD OPPORTUNITY FUND NMHYX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001249 NORTHERN ARIZONA TAX-EXEMPT FUND C000003395 NORTHERN ARIZONA TAX-EXEMPT FUND NOAZX NORTHERN FUNDS CHICAGO 60603 IL 50 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811-08236 0000916620 NORTHERN FUNDS 30 S000005358 NORTHERN EMERGING MARKETS EQUITY INDEX FUND C000014609 NORTHERN EMERGING MARKETS EQUITY INDEX FUND NOEMX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001252 NORTHERN FIXED INCOME FUND C000003398 NORTHERN FIXED INCOME FUND NOFIX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000012717 NORTHERN GLOBAL REAL ESTATE INDEX FUND C000034255 NORTHERN GLOBAL REAL ESTATE INDEX FUND NGREX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000019579 NORTHERN GLOBAL SUSTAINABILITY INDEX FUND C000054440 NORTHERN GLOBAL SUSTAINABILITY INDEX FUND NSRIX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000033427 NORTHERN GLOBAL TACTICAL ASSET ALLOCATION FUND C000102783 NORTHERN GLOBAL TACTICAL ASSET ALLOCATION FUND BBALX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001256 NORTHERN HIGH YIELD FIXED INCOME FUND C000003402 NORTHERN HIGH YIELD FIXED INCOME FUND NHFIX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001257 NORTHERN HIGH YIELD MUNICIPAL FUND C000003403 NORTHERN HIGH YIELD MUNICIPAL FUND NHYMX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001269 NORTHERN INCOME EQUITY FUND C000003415 NORTHERN INCOME EQUITY FUND NOIEX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001258 NORTHERN INTERMEDIATE TAX-EXEMPT FUND C000003404 NORTHERN INTERMEDIATE TAX-EXEMPT FUND NOITX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001270 NORTHERN INTERNATIONAL EQUITY FUND C000003416 NORTHERN INTERNATIONAL EQUITY FUND NOIGX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001268 NORTHERN INTERNATIONAL EQUITY INDEX FUND C000003414 NORTHERN INTERNATIONAL EQUITY INDEX FUND NOINX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000029666 NORTHERN INVESTORS VARIABLE NAV AMT-FREE MUNICIPAL MONEY MARKET FUND C000091144 NORTHERN INVESTORS VARIABLE NAV AMT-FREE MUNICIPAL MONEY MARKET FUND [NULL] NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000029665 NORTHERN INVESTORS VARIABLE NAV MONEY MARKET FUND C000091143 NORTHERN INVESTORS VARIABLE NAV MONEY MARKET FUND [NULL] NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000039812 NORTHERN INVESTORS VARIABLE NAV TREASURY MONEY MARKET FUND C000123414 NORTHERN INVESTORS VARIABLE NAV TREASURY MONEY MARKET FUND [NULL] NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000029667 NORTHERN INVESTORS VARIABLE NAV U.S. GOVERNMENT MONEY MARKET FUND C000091145 NORTHERN INVESTORS VARIABLE NAV U.S. GOVERNMENT MONEY MARKET FUND [NULL] NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001243 NORTHERN LARGE CAP CORE FUND C000003389 NORTHERN LARGE CAP CORE FUND NOLCX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001254 NORTHERN LARGE CAP EQUITY FUND C000003400 NORTHERN LARGE CAP EQUITY FUND NOGEX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001271 NORTHERN LARGE CAP VALUE FUND C000003417 NORTHERN LARGE CAP VALUE FUND NOLVX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001273 NORTHERN MID CAP INDEX FUND C000003419 NORTHERN MID CAP INDEX FUND NOMIX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001263 NORTHERN MONEY MARKET FUND C000003409 NORTHERN MONEY MARKET FUND NORXX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000018520 NORTHERN MULTI-MANAGER LARGE CAP FUND C000051395 NORTHERN MULTI-MANAGER LARGE CAP FUND NMMLX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000012490 NORTHERN MULTI-MANAGER MID CAP FUND C000033957 NORTHERN MULTI-MANAGER MID CAP FUND NMMCX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000012491 NORTHERN MULTI-MANAGER SMALL CAP FUND C000033958 NORTHERN MULTI-MANAGER SMALL CAP FUND NMMSX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001264 NORTHERN MUNICIPAL MONEY MARKET FUND C000003410 NORTHERN MUNICIPAL MONEY MARKET FUND NOMXX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000038896 NORTHERN SHORT BOND FUND C000119674 NORTHERN SHORT BOND FUND BSBAX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000018524 NORTHERN SHORT-INTERMEDIATE TAX-EXEMPT FUND C000051415 NORTHERN SHORT-INTERMEDIATE TAX-EXEMPT FUND NSITX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001259 NORTHERN SHORT-INTERMEDIATE U.S. GOVERNMENT FUND C000003405 NORTHERN SHORT-INTERMEDIATE U.S. GOVERNMENT FUND NSIUX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001244 NORTHERN SMALL CAP CORE FUND C000003390 NORTHERN SMALL CAP CORE FUND NSGRX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001245 NORTHERN SMALL CAP INDEX FUND C000003391 NORTHERN SMALL CAP INDEX FUND NSIDX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001246 NORTHERN SMALL CAP VALUE FUND C000003392 NORTHERN SMALL CAP VALUE FUND NOSGX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001247 NORTHERN STOCK INDEX FUND C000003393 NORTHERN STOCK INDEX FUND NOSIX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000025873 NORTHERN TAX-ADVANTAGED ULTRA-SHORT FIXED INCOME FUND C000077367 NORTHERN TAX-ADVANTAGED ULTRA-SHORT FIXED INCOME FUND NTAUX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001260 NORTHERN TAX-EXEMPT FUND C000003406 NORTHERN TAX-EXEMPT FUND NOTEX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001248 NORTHERN TECHNOLOGY FUND C000003394 NORTHERN TECHNOLOGY FUND NTCHX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001261 NORTHERN U.S. GOVERNMENT FUND C000003407 NORTHERN U.S. GOVERNMENT FUND NOUGX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001266 NORTHERN U.S. GOVERNMENT MONEY MARKET FUND C000003412 NORTHERN U.S. GOVERNMENT MONEY MARKET FUND NOGXX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000001267 NORTHERN U.S. GOVERNMENT SELECT MONEY MARKET FUND C000003413 NORTHERN U.S. GOVERNMENT SELECT MONEY MARKET FUND NOSXX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000038897 NORTHERN U.S.TREASURY INDEX FUND C000119675 NORTHERN U.S. TREASURY INDEX FUND BTIAX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-08236 0000916620 NORTHERN FUNDS 30 S000025872 NORTHERN ULTRA-SHORT FIXED INCOME FUND C000077366 NORTHERN ULTRA-SHORT FIXED INCOME FUND NUSFX NORTHERN FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001290 NORTHERN INSTITUTIONAL DIVERSIFIED ASSETS PORTFOLIO C000003458 SHARES BDAXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001290 NORTHERN INSTITUTIONAL DIVERSIFIED ASSETS PORTFOLIO C000003459 SERVICE SHARES BDCXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001290 NORTHERN INSTITUTIONAL DIVERSIFIED ASSETS PORTFOLIO C000003460 PREMIER SHARES BDDXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001289 NORTHERN INSTITUTIONAL LIQUID ASSETS PORTFOLIO C000003457 NORTHERN INSTITUTIONAL LIQUID ASSETS PORTFOLIO [NULL] NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001292 NORTHERN INSTITUTIONAL MUNICIPAL PORTFOLIO C000014665 PREMIER SHARES [NULL] NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001292 NORTHERN INSTITUTIONAL MUNICIPAL PORTFOLIO C000003464 SERVICE SHARES BMSXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001292 NORTHERN INSTITUTIONAL MUNICIPAL PORTFOLIO C000003463 SHARES NMUXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001288 NORTHERN INSTITUTIONAL PRIME OBLIGATIONS PORTFOLIO C000014664 PREMIER SHARES [NULL] NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001288 NORTHERN INSTITUTIONAL PRIME OBLIGATIONS PORTFOLIO C000003455 SHARES NPAXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001288 NORTHERN INSTITUTIONAL PRIME OBLIGATIONS PORTFOLIO C000003456 SERVICE SHARES NPCXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001288 NORTHERN INSTITUTIONAL PRIME OBLIGATIONS PORTFOLIO C000100592 GFS SHARES NPOXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001288 NORTHERN INSTITUTIONAL PRIME OBLIGATIONS PORTFOLIO C000146025 Williams Capital Shares WCPXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001291 NORTHERN INSTITUTIONAL TAX-EXEMPT PORTFOLIO C000087655 PREMIER SHARES [NULL] NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001291 NORTHERN INSTITUTIONAL TAX-EXEMPT PORTFOLIO C000003461 SHARES BTEXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001291 NORTHERN INSTITUTIONAL TAX-EXEMPT PORTFOLIO C000003462 SERVICE SHARES BTSXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000023949 NORTHERN INSTITUTIONAL TREASURY PORTFOLIO C000070153 SERVICE SHARES [NULL] NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000023949 NORTHERN INSTITUTIONAL TREASURY PORTFOLIO C000070152 SHARES NITXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000023949 NORTHERN INSTITUTIONAL TREASURY PORTFOLIO C000070154 PREMIER SHARES NTPXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001286 NORTHERN INSTITUTIONAL U.S. GOVERNMENT PORTFOLIO C000003450 SERVICE SHARES BGCXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001286 NORTHERN INSTITUTIONAL U.S. GOVERNMENT PORTFOLIO C000003451 PREMIER SHARES BGDXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001286 NORTHERN INSTITUTIONAL U.S. GOVERNMENT PORTFOLIO C000003449 SHARES BNGXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001275 NORTHERN INSTITUTIONAL U.S. GOVERNMENT SELECT PORTFOLIO C000003421 SHARES BGSXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001275 NORTHERN INSTITUTIONAL U.S. GOVERNMENT SELECT PORTFOLIO C000003422 SERVICE SHARES BSCXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001275 NORTHERN INSTITUTIONAL U.S. GOVERNMENT SELECT PORTFOLIO C000003423 PREMIER SHARES BSDXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-03605 0000710124 NORTHERN INSTITUTIONAL FUNDS 30 S000001275 NORTHERN INSTITUTIONAL U.S. GOVERNMENT SELECT PORTFOLIO C000146024 Williams Capital Shares WCGXX NORTHERN INSTITUTIONAL FUNDS CHICAGO 60603 IL 50 SOUTH LASALLE STREET 811-21720 0001314414 Northern Lights Fund Trust 30 S000029185 13D Activist Fund C000089779 13D Activist Fund Class A DDDAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029185 13D Activist Fund C000089780 13D Activist Fund Class C DDDCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029185 13D Activist Fund C000089781 13D Activist Fund Class I DDDIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000010968 Adaptive Allocation Fund C000087403 Adaptive Allocation Fund Class A Shares AAXAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000010968 Adaptive Allocation Fund C000030339 Adaptive Allocation Fund Class C Shares AAXCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000036310 Altegris Equity Long Short Fund C000111059 Altegris Equity Long Short Fund Class A Shares ELSAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000036310 Altegris Equity Long Short Fund C000111060 Altegris Equity Long Short Fund Class C Shares ELSCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000036310 Altegris Equity Long Short Fund C000111061 Altegris Equity Long Short Fund Class I Shares ELSIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000036310 Altegris Equity Long Short Fund C000111062 Altegris Equity Long Short Fund Class N Shares ELSNX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039249 Altegris Fixed Income Long Short Fund C000120828 Altegris Fixed Income Long Short Fund Class A FXDAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039249 Altegris Fixed Income Long Short Fund C000120829 Altegris Fixed Income Long Short Fund Class C FXDCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039249 Altegris Fixed Income Long Short Fund C000120830 Altegris Fixed Income Long Short Fund Class I FXDIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039249 Altegris Fixed Income Long Short Fund C000120831 Altegris Fixed Income Long Short Fund Class N FXDNX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000034148 Altegris Futures Evolution Strategy Fund C000105241 Altegris Futures Evolution Strategy Fund Class A Funds EVOAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000034148 Altegris Futures Evolution Strategy Fund C000105242 Altegris Futures Evolution Strategy Fund Class C Funds EVOCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000034148 Altegris Futures Evolution Strategy Fund C000105243 Altegris Futures Evolution Strategy Fund Class I Funds EVOIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000034148 Altegris Futures Evolution Strategy Fund C000105244 Altegris Futures Evolution Strategy Fund Class N Funds EVONX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032048 Altegris Macro Strategy Fund C000099797 Altegris Macro Strategy Fund Class A MCRAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032048 Altegris Macro Strategy Fund C000099798 Altegris Macro Strategy Fund Class C MCRCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032048 Altegris Macro Strategy Fund C000099799 Altegris Macro Strategy Fund Class I MCRIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032048 Altegris Macro Strategy Fund C000099800 Altegris Macro Strategy Fund Class N MCRNX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029481 Altegris Managed Futures Strategy Fund C000090464 Altegris Managed Futures Strategy Fund Class A MFTAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029481 Altegris Managed Futures Strategy Fund C000090465 Altegris Managed Futures Strategy Fund Class C MFTCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029481 Altegris Managed Futures Strategy Fund C000090466 Altegris Managed Futures Strategy Fund Class I MFTIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029481 Altegris Managed Futures Strategy Fund C000123940 Altegris Managed Futures Strategy Fund Class O Shares MFTOX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039650 Altegris Multi-Strategy Alternative Fund C000122807 Altegris Multi-Strategy Alternative Fund Class A MULAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039650 Altegris Multi-Strategy Alternative Fund C000122808 Altegris Multi-Strategy Alternative Fund Class C MULCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039650 Altegris Multi-Strategy Alternative Fund C000122810 Altegris Multi-Strategy Alternative Fund Class I MULIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039650 Altegris Multi-Strategy Alternative Fund C000122809 Altegris Multi-Strategy Alternative Fund Class N MULNX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000043690 Altegris/AACA Real Estate Long Short Fund C000135469 Altegris/AACA Real Estate Long Short Fund Class A RAAAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000043690 Altegris/AACA Real Estate Long Short Fund C000135470 Altegris/AACA Real Estate Long Short Fund Class C RAACX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000043690 Altegris/AACA Real Estate Long Short Fund C000135471 Altegris/AACA Real Estate Long Short Fund Class I RAAIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000043690 Altegris/AACA Real Estate Long Short Fund C000135472 Altegris/AACA Real Estate Long Short Fund Class N RAANX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032988 Ascendant Deep Value Convertibles Fund C000101764 Ascendant Deep Value Convertibles Fund Class A Shares AEQAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032988 Ascendant Deep Value Convertibles Fund C000101765 Ascendant Deep Value Convertibles Fund Class C Shares AEQCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032988 Ascendant Deep Value Convertibles Fund C000101766 Ascendant Deep Value Convertibles Fund Class I Shares AEQIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032987 Ascendant Natural Resources Fund C000101761 Ascendant Natural Resources Fund Class A Shares NRGAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032987 Ascendant Natural Resources Fund C000101762 Ascendant Natural Resources Fund Class C Shares NRGCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032987 Ascendant Natural Resources Fund C000101763 Ascendant Natural Resources Fund Class I Shares NRGIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000048980 Ascendant Tactical Yield Fund C000154407 Ascendant Tactical Yield Fund Class A Shares ATYAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000048980 Ascendant Tactical Yield Fund C000154408 Ascendant Tactical Yield Fund Class C Shares ATYCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000048980 Ascendant Tactical Yield Fund C000154409 Ascendant Tactical Yield Fund Class I Shares ATYIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032693 Astor Active Income Fund C000100893 Astor Active Income Fund Class A Shares AXAIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032693 Astor Active Income Fund C000100895 Astor Active Income Fund Class C Shares CXAIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000026518 Astor Long/Short Fund C000079614 Astor Long/Short Fund Class I shares ASTIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000026518 Astor Long/Short Fund C000101218 Astor Long/Short Fund Class A shares ASTLX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000026518 Astor Long/Short Fund C000079615 Astor Long/Short Fund Class R shares ASTRX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000026518 Astor Long/Short Fund C000082963 Astor Long/Short Fund Class C shares ASTZX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000044522 Astor Macro Alternative Fund C000138518 Astor Macro Alternative Fund Class C Shares ASTGX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000044522 Astor Macro Alternative Fund C000138517 Astor Macro Alternative Fund Class A Shares ASTMX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000044522 Astor Macro Alternative Fund C000138519 Astor Macro Alternative Fund Class I Shares GBLMX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032694 Astor S.T.A.R. Fund C000100899 Astor S.T.A.R. Fund Class A Shares ASPGX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032694 Astor S.T.A.R. Fund C000100901 Astor S.T.A.R. Fund Class C Shares CSPGX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032694 Astor S.T.A.R. Fund C000136883 Astor S.T.A.R. Fund Class I Shares STARX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000048653 Athena Value Fund C000153331 Class A Shares ATVAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000048653 Athena Value Fund C000153332 Class C Shares ATVCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000048653 Athena Value Fund C000153333 Class I Shares ATVIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000030708 Beech Hill Total Return Fund C000095152 Beech Hill Total Return Fund Class A Shares BHTAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000030708 Beech Hill Total Return Fund C000095153 Beech Hill Total Return Fund Class C Shares BHTCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000010971 Biondo Growth Fund C000030342 Biondo Growth Fund Investor Class BIONX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000040719 BTS Tactical Fixed Income Fund C000126293 BTS Tactical Fixed Income Fund Class A Shares BTFAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000040719 BTS Tactical Fixed Income Fund C000126294 BTS Tactical Fixed Income Fund Class C Shares BTFCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000040719 BTS Tactical Fixed Income Fund C000126295 BTS Tactical Fixed Income Fund Class I Shares BTFIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000040719 BTS Tactical Fixed Income Fund C000150698 BTS Tactical Fixed Income Fund Class R Shares BTFRX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029184 Chadwick & D'Amato Fund C000089778 Chadwick & D'Amato Fund CDFFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000013210 Changing Parameters Fund C000035521 Changing Parameters Fund CPMPX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000040338 CMG Global Equity Fund C000125266 CMG Global Equity Fund Class A Shares GEFAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000040338 CMG Global Equity Fund C000125267 CMG Global Equity Fund Class I Shares GEFIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050445 CMG Global Macro Strategy Fund C000159246 CMG Global Macro Strategy Fund Class A Shares PEGAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050445 CMG Global Macro Strategy Fund C000159247 CMG Global Macro Strategy Fund Class I Shares PEGMX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000035953 CMG Long/Short Fund C000110191 CMG Long/Short Fund Class I Shares SCOIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000035953 CMG Long/Short Fund C000110190 CMG Long/Short Fund Class A Shares SCOTX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000035953 CMG Long/Short Fund C000117038 CMG Long/Short Fund Manager Class Shares SCTMX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000053646 CMG Tactical All Asset Strategy Fund C000168609 CMG Tactical All Asset Strategy Fund Class I Shares CMGHX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000053646 CMG Tactical All Asset Strategy Fund C000168608 CMG Tactical All Asset Strategy Fund Class A Shares CMGQX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000041373 CMG Tactical Bond Fund C000128338 CMG Tactical Bond Fund Class A Shares CHYAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000041373 CMG Tactical Bond Fund C000128340 CMG Tactical Bond Fund Manager Class Shares CHYMX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000041373 CMG Tactical Bond Fund C000128339 CMG Tactical Bond Fund Class I Shares CHYOX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000043830 Crow Point Alternative Income Fund C000136012 Crow Point Alternative Income Fund Investor Class Shares AAIFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000030286 CWC Small Cap Aggressive Value Fund C000093252 CWC Small Cap Aggressive Value Fund - Institutional Class CWCIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000030286 CWC Small Cap Aggressive Value Fund C000093251 CWC Small Cap Aggressive Value Fund - Retail Class CWCRX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050429 Deer Park Total Return Credit Fund C000159220 Deer Park Total Return Credit Fund Class A DPFAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050429 Deer Park Total Return Credit Fund C000159221 Deer Park Total Return Credit Fund Class C DPFCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050429 Deer Park Total Return Credit Fund C000159222 Deer Park Total Return Credit Fund Class I DPFNX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000036854 Eagle MLP Strategy Fund C000112720 Eagle MLP Strategy Fund Class A Shares EGLAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000036854 Eagle MLP Strategy Fund C000124015 Eagle MLP Strategy Fund Class C Shares EGLCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000036854 Eagle MLP Strategy Fund C000112721 Eagle MLP Strategy Fund Class I Shares EGLIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000022434 EAS Crow Point Alternatives Fund C000064554 EAS Crow Point Alternatives Fund Class A EASAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000022434 EAS Crow Point Alternatives Fund C000067375 EAS Crow Point Alternatives Fund Class I EASIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000022434 EAS Crow Point Alternatives Fund C000064555 EAS Crow Point Alternatives Fund Class C EASYX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000026892 Equinox MutualHedge Futures Strategy Fund C000080941 Equinox MutualHedge Futures Strategy Fund Class A MHFAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000026892 Equinox MutualHedge Futures Strategy Fund C000080942 Equinox MutualHedge Futures Strategy Fund Class C MHFCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000026892 Equinox MutualHedge Futures Strategy Fund C000100690 Equinox MutualHedge Futures Strategy Fund Class I MHFIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000030703 Fortress Long/Short Credit Fund C000095139 Fortress Long/Short Credit Fund Adviser Class Shares LPLAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000030703 Fortress Long/Short Credit Fund C000095140 Fortress Long/Short Credit Fund Class C Shares LPLCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000030703 Fortress Long/Short Credit Fund C000095138 Fortress Long/Short Credit Fund Class I Shares LPLIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000030703 Fortress Long/Short Credit Fund C000095141 Fortress Long/Short Credit Fund Class R Shares LPLRX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000033051 Ginkgo Multi-Strategy Fund C000101903 Ginkgo Multi-Strategy Fund Class A Shares GNKAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000033051 Ginkgo Multi-Strategy Fund C000101904 Ginkgo Multi-Strategy Fund Class C Shares GNKCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000033051 Ginkgo Multi-Strategy Fund C000101905 Ginkgo Multi-Strategy Fund Investor Class Shares GNKIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000044029 Giralda Risk-Managed Growth Fund C000136660 Giralda Risk-Managed Growth Fund Class A Shares GRGAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000044029 Giralda Risk-Managed Growth Fund C000136661 Giralda Risk-Managed Growth Fund Class I Shares GRGIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000026179 GMG Defensive Beta Fund C000078525 GMG Defensive Beta Fund MPDAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000031833 Granite Harbor Alternative Fund C000099134 Granite Harbor Alternative Fund Investor Class GHAFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000031834 Granite Harbor Tactical Fund C000099136 Granite Harbor Tactical Fund Investor Class GHTFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050162 Grant Park Absolute Return Fund C000158282 Grant Park Absolute Return Fund Class A GPHAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050162 Grant Park Absolute Return Fund C000158283 Grant Park Absolute Return Fund Class C GPHCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050162 Grant Park Absolute Return Fund C000158284 Grant Park Absolute Return Fund Class I GPHIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050162 Grant Park Absolute Return Fund C000158285 Grant Park Absolute Return Fund Class N GPHNX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000051226 Grant Park Fixed Income Fund C000161471 Grant Park Fixed Income Fund Class I GPCIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000031386 Grant Park Managed Futures Strategy Fund C000097675 Grant Park Managed Futures Strategy Fund Class A GPFAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000031386 Grant Park Managed Futures Strategy Fund C000097676 Grant Park Managed Futures Strategy Fund Class C GPFCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000031386 Grant Park Managed Futures Strategy Fund C000097677 Grant Park Managed Futures Strategy Fund Class I GPFIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000031386 Grant Park Managed Futures Strategy Fund C000097678 Grant Park Managed Futures Strategy Fund Class N GPFNX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000031386 Grant Park Managed Futures Strategy Fund C000097679 Grant Park Managed Futures Strategy Fund Class W GPFWX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000043473 Grant Park Multi Alternative Strategies Fund C000134834 Grant Park Multi Alternative Strategies Fund Class A GPAAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000043473 Grant Park Multi Alternative Strategies Fund C000134835 Grant Park Multi Alternative Strategies Fund Class C GPACX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000043473 Grant Park Multi Alternative Strategies Fund C000134836 Grant Park Multi Alternative Strategies Fund Class I GPAIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000043473 Grant Park Multi Alternative Strategies Fund C000134837 Grant Park Multi Alternative Strategies Fund Class N GPANX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000026956 Investment Partners Absolute Return Fund C000081190 Investment Partners Absolute Return Fund Class A IPOFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032551 Iron Horse Fund C000100370 Iron Horse Fund Class A Shares IRHAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032551 Iron Horse Fund C000100371 Iron Horse Fund Class I Shares IRHIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000022435 KCM Macro Trends Fund C000064557 KCM Macro Trends Fund Class R-2 KCMBX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000022435 KCM Macro Trends Fund C000064556 KCM Macro Trends Fund Class R-1 KCMTX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050300 LADENBURG AGGRESSIVE GROWTH FUND C000158834 LADENBURG AGGRESSIVE GROWTH FUND Class I Shares LAGIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050300 LADENBURG AGGRESSIVE GROWTH FUND C000158832 LADENBURG AGGRESSIVE GROWTH FUND Class A Shares LAWAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050300 LADENBURG AGGRESSIVE GROWTH FUND C000158833 LADENBURG AGGRESSIVE GROWTH FUND Class C Shares LAWCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050298 LADENBURG GROWTH & INCOME FUND C000158826 LADENBURG GROWTH & INCOME FUND Class A Shares LOWAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050298 LADENBURG GROWTH & INCOME FUND C000158827 LADENBURG GROWTH & INCOME FUND Class C Shares LOWCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050298 LADENBURG GROWTH & INCOME FUND C000158828 LADENBURG GROWTH & INCOME FUND Class I Shares LOWIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050299 LADENBURG GROWTH FUND C000158829 LADENBURG GROWTH FUND Class A Shares LGWAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050299 LADENBURG GROWTH FUND C000158830 LADENBURG GROWTH FUND Class C Shares LGWCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050299 LADENBURG GROWTH FUND C000158831 LADENBURG GROWTH FUND Class I Shares LGWIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050297 LADENBURG INCOME & GROWTH FUND C000158823 LADENBURG INCOME & GROWTH FUND Class A Shares LNOAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050297 LADENBURG INCOME & GROWTH FUND C000158824 LADENBURG INCOME & GROWTH FUND Class C Shares LNOCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050297 LADENBURG INCOME & GROWTH FUND C000158825 LADENBURG INCOME & GROWTH FUND Class I Shares LNOIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050296 LADENBURG INCOME FUND C000158820 LADENBURG INCOME FUND Class A Shares LNCAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050296 LADENBURG INCOME FUND C000158821 LADENBURG INCOME FUND Class C Shares LNCCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000050296 LADENBURG INCOME FUND C000158822 LADENBURG INCOME FUND Class I Shares LNCIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000055285 Leader Floating Rate Fund C000173895 Leader Floating Rate Fund Institutional Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000055285 Leader Floating Rate Fund C000173896 Leader Floating Rate Fund Investor Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000046928 Leader Global Bond Fund C000146744 Leader Global Bond Fund Class A Shares LGBAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000046928 Leader Global Bond Fund C000146742 Leader Global Bond Fund Institutional Shares LGBIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000046928 Leader Global Bond Fund C000146743 Leader Global Bond Fund Investor Shares LGBMX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000046928 Leader Global Bond Fund C000146745 Leader Global Bond Fund Class C Shares LGCBX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000024053 Leader Short-Term Bond Fund C000111542 Leader Short-Term Bond Fund Class A Shares LCAMX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000024053 Leader Short-Term Bond Fund C000070464 Leader Short-Term Bond Fund Institutional Shares LCCIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000024053 Leader Short-Term Bond Fund C000070463 Leader Short-Term Bond Fund Investor Class Shares LCCMX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000024053 Leader Short-Term Bond Fund C000115048 Leader Short-Term Bond Fund Class C Shares LCMCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029425 Leader Total Return Fund C000111543 Leader Total Return Fund Class A Shares LCATX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029425 Leader Total Return Fund C000115049 Leader Total Return Fund Class C Shares LCCTX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029425 Leader Total Return Fund C000090365 Leader Total Return Fund Institutional Shares LCTIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029425 Leader Total Return Fund C000090366 Leader Total Return Fund Investor Shares LCTRX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000041821 Navigator Duration Neutral Bond Fund C000129857 Navigator Duration Neutral Bond Fund Class A Shares NDNAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000041821 Navigator Duration Neutral Bond Fund C000129858 Navigator Duration Neutral Bond Fund Class C Shares NDNCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000041821 Navigator Duration Neutral Bond Fund C000129859 Navigator Duration Neutral Bond Fund Class I Shares NDNIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000030737 Navigator Equity Hedged Fund C000095337 Navigator Equity Hedged Fund Class A Shares NAVAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000030737 Navigator Equity Hedged Fund C000095338 Navigator Equity Hedged Fund Class C Shares NAVCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000030737 Navigator Equity Hedged Fund C000095339 Navigator Equity Hedged Fund Class I Shares NAVIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000044047 Navigator Sentry Managed Volatility Fund C000136697 Navigator Sentry Managed Volatility Fund Class A NVXAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000044047 Navigator Sentry Managed Volatility Fund C000136698 Navigator Sentry Managed Volatility Fund Class C NVXCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000044047 Navigator Sentry Managed Volatility Fund C000136699 Navigator Sentry Managed Volatility Fund Class I NVXIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000044265 Navigator Tactical Fixed Income Fund C000137888 Navigator Tactical Fixed Income Fund Class A Shares NTBAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000044265 Navigator Tactical Fixed Income Fund C000137889 Navigator Tactical Fixed Income Fund Class C Shares NTBCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000044265 Navigator Tactical Fixed Income Fund C000137890 Navigator Tactical Fixed Income Fund Class I Shares NTBIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039555 Pacific Financial Alternative Strategies Fund C000121985 Pacific Financial Alternative Strategies Fund Institutional Class Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039555 Pacific Financial Alternative Strategies Fund C000121986 Pacific Financial Alternative Strategies Fund Investor Class Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000018312 Pacific Financial Core Equity Fund C000050513 Pacific Financial Core Equity Fund Class Institutional PFGQX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000018312 Pacific Financial Core Equity Fund C000050514 Pacific Financial Core Equity Fund Class Investor PFLQX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039557 Pacific Financial Dynamic Allocation Fund C000121989 Pacific Financial Dynamic Allocation Fund Institutional Class Shares PFGDX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039557 Pacific Financial Dynamic Allocation Fund C000121990 Pacific Financial Dynamic Allocation Fund Investor Class Shares PFLDX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000018313 Pacific Financial Explorer Fund C000050515 Pacific Financial Explorer Fund Class Institutional PFGPX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000018313 Pacific Financial Explorer Fund C000050516 Pacific Financial Explorer Fund Class Investor PFLPX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039560 Pacific Financial Faith & Values Based Conservative Fund C000121995 Pacific Financial Faith & Values Based Conservative Fund Institutional Class Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039560 Pacific Financial Faith & Values Based Conservative Fund C000121996 Pacific Financial Faith & Values Based Conservative Fund Investor Class Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039561 Pacific Financial Faith & Values Based Diversified Growth Fund C000121997 Pacific Financial Faith & Values Based Diversified Growth Fund Institutional Class Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039561 Pacific Financial Faith & Values Based Diversified Growth Fund C000121998 Pacific Financial Faith & Values Based Diversified Growth Fund Investor Class Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039559 Pacific Financial Faith & Values Based Moderate Fund C000121993 Pacific Financial Faith & Values Based Moderate Fund Institutional Class Shares FVMIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039559 Pacific Financial Faith & Values Based Moderate Fund C000121994 Pacific Financial Faith & Values Based Moderate Fund Investor Class Shares FVMLX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039556 Pacific Financial Flexible Growth & Income Fund C000121987 Pacific Financial Flexible Growth & Income Fund Institutional Class Shares PFGFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039556 Pacific Financial Flexible Growth & Income Fund C000121988 Pacific Financial Flexible Growth & Income Fund Investor Class Shares PFLFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039558 Pacific Financial Foundational Asset Allocation Fund C000121991 Pacific Financial Foundational Asset Allocation Fund Institutional Class Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000039558 Pacific Financial Foundational Asset Allocation Fund C000121992 Pacific Financial Foundational Asset Allocation Fund Investor Class Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000018314 Pacific Financial International Fund C000050517 Pacific Financial International Fund Class Institutional PFGIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000018314 Pacific Financial International Fund C000050518 Pacific Financial International Fund Class Investor PFLIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000018315 Pacific Financial Strategic Conservative Fund C000050519 Pacific Financial Strategic Conservative Fund Class Institutional PFGSX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000018315 Pacific Financial Strategic Conservative Fund C000050520 Pacific Financial Strategic Conservative Fund Class Investor PFLSX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000018316 Pacific Financial Tactical Fund C000050521 Pacific Financial Tactical Fund Institutional Class PFGTX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000018316 Pacific Financial Tactical Fund C000050522 Pacific Financial Tactical Fund Investor Class PFTLX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032986 Patriot Balanced Fund C000101758 Patriot Balanced Fund Class A Shares ATBAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032986 Patriot Balanced Fund C000101760 Patriot Balanced Fund Class I Shares ATBIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032986 Patriot Balanced Fund C000101759 Patriot Balanced Fund Class C Shares ATBTX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000035697 Patriot Fund C000109329 Patriot Fund Class A Shares TRFAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000035697 Patriot Fund C000109330 Patriot Fund Class C Shares TRFCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000035697 Patriot Fund C000109331 Patriot Fund Class I Shares TRFTX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000042237 Power Dividend Index Fund C000131094 Power Dividend Index Fund Class A PWDAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000042237 Power Dividend Index Fund C000148993 Power Dividend Index Fund Class C PWDCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000042237 Power Dividend Index Fund C000131095 Power Dividend Index Fund Class I PWDIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029686 Power Income Fund C000091243 Power Income Fund Class A PWRAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029686 Power Income Fund C000091244 Power Income Fund Class C PWRCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029686 Power Income Fund C000091245 Power Income Fund Class I PWRIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000053876 Power Momentum Index Fund C000169555 Power Momentum Index Fund Classs A Shares MOJAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000053876 Power Momentum Index Fund C000169556 Power Momentum Index Fund Classs C Shares MOJCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000053876 Power Momentum Index Fund C000169557 Power Momentum Index Fund Classs I Shares MOJOX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000028945 Princeton Futures Strategy Fund C000088909 Princeton Futures Strategy Fund Class A Shares PFFAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000028945 Princeton Futures Strategy Fund C000101915 Princeton Futures Strategy Fund Class I shares PFFNX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000028945 Princeton Futures Strategy Fund C000088910 Princeton Futures Strategy Fund Class C Shares PFFTX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000053754 Princeton Premium Fund C000168965 Princeton Premium Fund Class A [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000053754 Princeton Premium Fund C000168966 Princeton Premium Fund Class C [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000053754 Princeton Premium Fund C000168967 Princeton Premium Fund Class I [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000041963 Probabilities Fund C000136844 Probabilities Fund Class A PROAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000041963 Probabilities Fund C000130314 Probabilities Fund Class C PROCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000041963 Probabilities Fund C000130316 Probabilities Fund Class R PRORX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000041963 Probabilities Fund C000130315 Probabilities Fund Class I PROTX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000054332 Probabilities Sector Rotation Fund C000170740 Class A [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000054332 Probabilities Sector Rotation Fund C000170741 Class C [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000054332 Probabilities Sector Rotation Fund C000170742 Class I [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029789 PSI All Asset Fund C000091501 PSI All Asset Fund Class A Shares FXMAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000042682 PSI Calendar Effects Fund C000131936 PSI Calendar Effects Fund Class A Shares FXCAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029791 PSI Strategic Growth Fund C000091507 PSI Strategic Growth Fund Class A Shares FXSAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029792 PSI Tactical Growth Fund C000091510 PSI Tactical Growth Fund Class A Shares FXTAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029790 PSI Total Return Fund C000091504 PSI Total Return Fund Class A Shares FXBAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000037875 Sandalwood Opportunity Fund C000116910 Sandalwood Opportunity Fund Class A SANAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000037875 Sandalwood Opportunity Fund C000136719 Sandalwood Opportunity Fund Class C SANCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000037875 Sandalwood Opportunity Fund C000116911 Sandalwood Opportunity Fund Class I SANIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000020016 Sierra Core Retirement Fund C000056130 Sierra Core Retirement Fund Class A SIRAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000020016 Sierra Core Retirement Fund C000084926 Sierra Core Retirement Fund Class C SIRCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000020016 Sierra Core Retirement Fund C000056131 Sierra Core Retirement Fund Class I SIRIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000020016 Sierra Core Retirement Fund C000115426 Sierra Core Retirement Fund Class I1 shares SIRJX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000020016 Sierra Core Retirement Fund C000056132 Sierra Core Retirement Fund Class R SIRRX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000020016 Sierra Core Retirement Fund C000115427 Sierra Core Retirement Fund Class Y shares SIRYX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000020016 Sierra Core Retirement Fund C000115425 Sierra Core Retirement Fund Class A1 shares SIRZX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000035209 SIERRA STRATEGIC INCOME FUND C000108314 SIERRA STRATEGIC INCOME FUND Class C Shares SSICX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000035209 SIERRA STRATEGIC INCOME FUND C000108315 SIERRA STRATEGIC INCOME FUND Class I Shares SSIIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000035209 SIERRA STRATEGIC INCOME FUND C000108316 SIERRA STRATEGIC INCOME FUND Class R Shares SSIRX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000035209 SIERRA STRATEGIC INCOME FUND C000108317 SIERRA STRATEGIC INCOME FUND Class Y Shares SSIYX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000035209 SIERRA STRATEGIC INCOME FUND C000108313 SIERRA STRATEGIC INCOME FUND Class A Shares SSIZX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000027935 The Biondo Focus Fund C000084903 The Biondo Focus Fund Investor Class BFONX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000030475 The FX Strategy Fund C000093645 The FX Strategy Fund Class A shares FXFAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000030475 The FX Strategy Fund C000093647 The FX Strategy Fund Class I shares FXFIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032499 The Giralda Fund C000100253 The Giralda Fund Class I Shares GDAIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032499 The Giralda Fund C000100254 The Giralda Fund Manager Class Shares GDAMX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000024036 Toews Hedged Core Frontier Fund C000070250 Toews Hedged Core Frontier Fund THEMX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000027931 Toews Hedged Core L Fund C000084895 Toews Hedged Core L Fund THLGX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000027932 Toews Hedged Core S Fund C000084896 Toews Hedged Core S Fund THSMX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000027929 Toews Hedged Core W Fund C000084893 Toews Hedged Core W Fund THIDX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000029449 Toews Hedged Growth Allocation Fund C000090400 Toews Hedged Growth Allocation Fund THGWX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000027930 Toews Hedged High Yield Bond Fund C000084894 Toews Hedged High Yield Bond Fund THHYX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000033706 Toews Tactical Defensive Alpha Fund C000103841 Toews Tactical Defensive Alpha Fund TTDAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000041209 Toews Unconstrained Income Fund C000127804 Toews Unconstrained Income Fund TUIFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000030560 TransWestern Institutional Short Duration Government Bond Fund C000094762 TransWestern Institutional Short Duration Government Bond Fund TWSGX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000023634 Wade Tactical L/S Fund C000069612 Wade Tactical L/S Fund - Investor Class WADEX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21720 0001314414 Northern Lights Fund Trust 30 S000032448 Zeo Strategic Income Fund C000100155 Zeo Strategic Income Fund Class I ZEOIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000039633 Al Frank Dividend Value Fund C000122238 Al Frank Dividend Value Fund Investor Class VALDX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000039633 Al Frank Dividend Value Fund C000122239 Al Frank Dividend Value Fund Advisor Class VALEX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000039632 Al Frank Fund C000122237 Al Frank Fund Advisor Class VALAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000039632 Al Frank Fund C000122236 Al Frank Fund Investor Class VALUX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000050015 Balter Discretionary Global Macro Fund C000157920 Institutional Class BGMIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000050015 Balter Discretionary Global Macro Fund C000157921 Investor Class BGMVX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000051727 Balter European L/S Small Cap Fund C000162793 Balter European L/S Small Cap Fund Institutional Class BESMX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000051727 Balter European L/S Small Cap Fund C000162794 Balter European L/S Small Cap Fund Investor Class BESRX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000051877 Balter Event-Driven Fund C000163325 Balter Event-Driven Fund Institutional Class [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000051877 Balter Event-Driven Fund C000163326 Balter Event-Driven Fund Investor Class [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000050054 Balter L/S Small Cap Equity Fund C000158019 Balter L/S Small Cap Equity Fund Institutional Class BEQIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000050054 Balter L/S Small Cap Equity Fund C000158020 Balter L/S Small Cap Equity Fund Investor Class BEQRX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000037122 Braver Tactical Opportunity Fund C000114258 Braver Tactical Opportunity Fund Class N Shares BRAVX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000036836 Crow Point Defined Risk Global Equity Income Fund C000112655 Crow Point Defined Risk Global Equity Income Fund Class A Shares CGHAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000036836 Crow Point Defined Risk Global Equity Income Fund C000112654 Crow Point Defined Risk Global Equity Income Fund Class I Shares CGHIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046790 Even Keel Explorer Managed Risk Fund C000146181 Even Keel Explorer Managed Risk Fund Class R-1 Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046790 Even Keel Explorer Managed Risk Fund C000146182 Even Keel Explorer Managed Risk Fund Class R-2 Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046790 Even Keel Explorer Managed Risk Fund C000146178 Even Keel Explorer Managed Risk Fund Class C Shares EKECX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046790 Even Keel Explorer Managed Risk Fund C000146179 Even Keel Explorer Managed Risk Fund Class F Shares EKEFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046790 Even Keel Explorer Managed Risk Fund C000146180 Even Keel Explorer Managed Risk Fund Class I Shares EKEIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046790 Even Keel Explorer Managed Risk Fund C000146177 Even Keel Explorer Managed Risk Fund Class A Shares EKEMX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046787 Even Keel Managed Risk Fund C000146163 Even Keel Managed Risk Fund Class R-1 Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046787 Even Keel Managed Risk Fund C000146164 Even Keel Managed Risk Fund Class R-2 Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046787 Even Keel Managed Risk Fund C000146160 Even Keel Managed Risk Fund Class C Shares EKMCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046787 Even Keel Managed Risk Fund C000146161 Even Keel Managed Risk Fund Class F Shares EKMFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046787 Even Keel Managed Risk Fund C000146162 Even Keel Managed Risk Fund Class I Shares EKMIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046787 Even Keel Managed Risk Fund C000146159 Even Keel Managed Risk Fund Class A Shares EKMRX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000036455 Even Keel Multi-Asset Managed Risk Fund C000146419 Even Keel Multi-Asset Managed Risk Fund Class A Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000036455 Even Keel Multi-Asset Managed Risk Fund C000146420 Even Keel Multi-Asset Managed Risk Fund Class C Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000036455 Even Keel Multi-Asset Managed Risk Fund C000146421 Even Keel Multi-Asset Managed Risk Fund Class F Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000036455 Even Keel Multi-Asset Managed Risk Fund C000146422 Even Keel Multi-Asset Managed Risk Fund Class R-1 Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000036455 Even Keel Multi-Asset Managed Risk Fund C000146423 Even Keel Multi-Asset Managed Risk Fund Class R-2 Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000036455 Even Keel Multi-Asset Managed Risk Fund C000111616 Even Keel Multi-Asset Managed Risk Fund Class I Shares SOPNX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046788 Even Keel Opportunities Managed Risk Fund C000146166 Even Keel Opportunities Managed Risk Fund Class R-1 Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046788 Even Keel Opportunities Managed Risk Fund C000146167 Even Keel Opportunities Managed Risk Fund Class R-2 Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046788 Even Keel Opportunities Managed Risk Fund C000146169 Even Keel Opportunities Managed Risk Fund Class C Shares EKOCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046788 Even Keel Opportunities Managed Risk Fund C000146170 Even Keel Opportunities Managed Risk Fund Class F Shares EKOFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046788 Even Keel Opportunities Managed Risk Fund C000146165 Even Keel Opportunities Managed Risk Fund Class I Shares EKOIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046788 Even Keel Opportunities Managed Risk Fund C000146168 Even Keel Opportunities Managed Risk Fund Class A Shares EKOPX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046789 Even Keel Traveler Managed Risk Fund C000146175 Even Keel Traveler Managed Risk Fund Class R-1 Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046789 Even Keel Traveler Managed Risk Fund C000146176 Even Keel Traveler Managed Risk Fund Class R-2 Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046789 Even Keel Traveler Managed Risk Fund C000146172 Even Keel Traveler Managed Risk Fund Class C Shares EKTCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046789 Even Keel Traveler Managed Risk Fund C000146173 Even Keel Traveler Managed Risk Fund Class F Shares EKTFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046789 Even Keel Traveler Managed Risk Fund C000146174 Even Keel Traveler Managed Risk Fund Class I Shares EKTIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046789 Even Keel Traveler Managed Risk Fund C000146171 Even Keel Traveler Managed Risk Fund Class A Shares EKTMX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000051564 FormulaFolios US Equity Fund C000162255 FormulaFolios US Equity Fund Institutional Class FFILX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000051564 FormulaFolios US Equity Fund C000162256 FormulaFolios US Equity Fund Investor Class FFIOX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000051563 FormulaFolios US Equity Portfolio C000162254 FormulaFolios US Equity Portfolio Class 1 Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000033695 Hundredfold Select Alternative Fund C000119654 Hundredfold Select Alternative Fund Investor Class Shares HFSAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000033695 Hundredfold Select Alternative Fund C000103767 Hundredfold Select Alternative Fund Service Class SFHYX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000033697 Hundredfold Select Equity Fund C000103769 Hundredfold Select Equity Fund Service Class SFEOX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000037009 Inflation Hedges Strategy Fund C000133533 Inflation Hedges Strategy Fund Class A Shares INHAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000037009 Inflation Hedges Strategy Fund C000133534 Inflation Hedges Strategy Fund Class C Shares INHCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000037009 Inflation Hedges Strategy Fund C000113495 Inflation Hedges Strategy Fund Class I Shares INHIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000037009 Inflation Hedges Strategy Fund C000113496 Inflation Hedges Strategy Fund Class R Shares INHRX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035095 Innealta Capital Country Rotation Fund C000131812 Innealta Capital Country Rotation Fund Class A COUAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035095 Innealta Capital Country Rotation Fund C000107966 Innealta Capital Country Rotation Fund Class I ICCIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035095 Innealta Capital Country Rotation Fund C000108013 Innealta Capital Country Rotation Fund Class N ICCNX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000042049 Innealta Capital Global All Asset Opportunity Fund C000130625 Innealta Capital Global All Asset Opportunity Fund Class A Shares ROMAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000042049 Innealta Capital Global All Asset Opportunity Fund C000130626 Innealta Capital Global All Asset Opportunity Fund Class I Shares ROMIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000042049 Innealta Capital Global All Asset Opportunity Fund C000130627 Innealta Capital Global All Asset Opportunity Fund Class N Shares ROMNX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035094 Innealta Capital Sector Rotation Fund C000107964 Innealta Capital Sector Rotation Fund Class I ICSIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035094 Innealta Capital Sector Rotation Fund C000107965 Innealta Capital Sector Rotation Fund Class N ICSNX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035094 Innealta Capital Sector Rotation Fund C000131811 Innealta Capital Sector Rotation Fund Class A SROAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000044497 Innealta Capital Tactical Fixed Income Fund C000138438 Innealta Capital Tactical Fixed Income Fund Class A YLDAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000044497 Innealta Capital Tactical Fixed Income Fund C000138439 Innealta Capital Tactical Fixed Income Fund Class I YLDIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000044497 Innealta Capital Tactical Fixed Income Fund C000138440 Innealta Capital Tactical Fixed Income Fund Class N YLDNX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000044497 Innealta Capital Tactical Fixed Income Fund C000138441 Innealta Capital Tactical Fixed Income Fund Class R YLDRX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000045535 KKM ARMOR Fund C000141759 KKM ARMOR Fund Class A Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000045535 KKM ARMOR Fund C000141760 KKM ARMOR Fund Class I Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000045536 KKM Enhanced U.S. Equity Fund C000141761 KKM Enhanced U.S. Equity Fund Class A Shares KKMAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000045536 KKM Enhanced U.S. Equity Fund C000141762 KKM Enhanced U.S. Equity Fund Class I Shares KKMIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035803 Linde Hansen Contrarian Value Fund C000109717 Linde Hansen Contrarian Value Fund Class I Shares LHVIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035803 Linde Hansen Contrarian Value Fund C000109718 Linde Hansen Contrarian Value Fund Class A Shares LIVAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000047502 Longboard Long/Short Fund C000149142 Longboard Long/Short Fund Class C [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000047502 Longboard Long/Short Fund C000149144 Longboard Long/Short Fund Class N [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000047502 Longboard Long/Short Fund C000149141 Longboard Long/Short Fund Class A LONAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000047502 Longboard Long/Short Fund C000149143 Longboard Long/Short Fund Class I LONGX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000037428 Longboard Managed Futures Strategy Fund C000115547 Longboard Managed Futures Strategy Fund Class C Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000037428 Longboard Managed Futures Strategy Fund C000115549 Longboard Managed Futures Strategy Fund Class N Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000037428 Longboard Managed Futures Strategy Fund C000115546 Longboard Managed Futures Strategy Fund Class A Shares WAVEX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000037428 Longboard Managed Futures Strategy Fund C000115548 Longboard Managed Futures Strategy Fund Class I Shares WAVIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000034554 Monte Chesapeake Macro Strategies Fund C000106249 Monte Chesapeake Macro Strategies Fund Class A Shares MHBAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000034554 Monte Chesapeake Macro Strategies Fund C000106250 Monte Chesapeake Macro Strategies Fund Class C Shares MHBCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000034554 Monte Chesapeake Macro Strategies Fund C000106248 Monte Chesapeake Macro Strategies Fund Class I Shares MHBIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000045834 North Star Bond Fund C000142875 North Star Bond Fund Class A Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000045834 North Star Bond Fund C000142877 North Star Bond Fund Class R Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000045834 North Star Bond Fund C000142876 North Star Bond Fund Class I Shares NSBDX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000040441 North Star Dividend Fund C000125621 North Star Dividend Fund Class R Shares NSDRX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000040441 North Star Dividend Fund C000125620 North Star Dividend Fund Class I Shares NSDVX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000040440 North Star Micro Cap Fund C000125617 North Star Micro Cap Fund Class I Shares NSMVX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000040440 North Star Micro Cap Fund C000125618 North Star Micro Cap Fund Class R Shares NSMYX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000034503 North Star Opportunity Fund C000158527 North Star Opportunity Fund Class R Shares NSIRX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000034503 North Star Opportunity Fund C000106067 North Star Opportunity Fund Class I Shares NSOIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000034503 North Star Opportunity Fund C000106068 North Star Opportunity Fund Class A Shares NSOPX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000051230 Orchard Small Cap Value Fund C000161496 Orchard Small Cap Value Fund Class A Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000051230 Orchard Small Cap Value Fund C000161497 Orchard Small Cap Value Fund Class C Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000051230 Orchard Small Cap Value Fund C000161498 Orchard Small Cap Value Fund Class I Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000051230 Orchard Small Cap Value Fund C000161499 Orchard Small Cap Value Fund Class N Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046565 PCS Commodity Strategy Fund C000145342 PCS Commodity Strategy Fund Class N Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046565 PCS Commodity Strategy Fund C000145344 PCS Commodity Strategy Fund Class R Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046565 PCS Commodity Strategy Fund C000145340 PCS Commodity Strategy Fund Class A Shares PCYAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046565 PCS Commodity Strategy Fund C000145341 PCS Commodity Strategy Fund Class C Shares PCYCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000046565 PCS Commodity Strategy Fund C000145343 PCS Commodity Strategy Fund Class I Shares PCYIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035090 SFG Futures Strategy Fund C000107951 SFG Futures Strategy Fund Class A EFSAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035090 SFG Futures Strategy Fund C000107952 SFG Futures Strategy Fund Class C EFSCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035090 SFG Futures Strategy Fund C000107954 SFG Futures Strategy Fund Class I EFSIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035090 SFG Futures Strategy Fund C000107953 SFG Futures Strategy Fund Class N EFSNX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000033698 Two Oaks Diversified Growth and Income Fund C000103771 Two Oaks Diversified Growth and Income Fund Class C Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000033698 Two Oaks Diversified Growth and Income Fund C000103770 Two Oaks Diversified Growth and Income Fund Class A Shares TWOAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035707 Witherspoon Managed Futures Strategy Fund C000109409 Witherspoon Managed Futures Strategy Fund Class A Shares CTAAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035707 Witherspoon Managed Futures Strategy Fund C000109410 Witherspoon Managed Futures Strategy Fund Class C Shares CTACX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035707 Witherspoon Managed Futures Strategy Fund C000109408 Witherspoon Managed Futures Strategy Fund Class I Shares CTAIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000035707 Witherspoon Managed Futures Strategy Fund C000109411 Witherspoon Managed Futures Strategy Fund Class N Shares CTANX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22549 0001518042 NORTHERN LIGHTS FUND TRUST II 30 S000034907 WOA All Asset I C000107379 WOA All Asset I Class I WOAIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000051215 Absolute Capital Asset Allocator Fund C000161384 Absolute Capital Asset Allocator Fund Class A Shares AAMAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000051215 Absolute Capital Asset Allocator Fund C000161386 Absolute Capital Asset Allocator Fund Investor Class Shares AAMCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000051215 Absolute Capital Asset Allocator Fund C000161385 Absolute Capital Asset Allocator Fund Institutional Class Shares AAMIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000051216 Absolute Capital Defender Fund C000161387 Absolute Capital Defender Fund Class A Shares ACMAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000051216 Absolute Capital Defender Fund C000161389 Absolute Capital Defender Fund Investor Class Shares ACMDX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000051216 Absolute Capital Defender Fund C000161388 Absolute Capital Defender Fund Institutional Class Shares ACMIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000047794 ACM Dynamic Opportunity Fund C000150164 ACM Dynamic Opportunity Fund Class A Shares ADOAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000047794 ACM Dynamic Opportunity Fund C000150165 ACM Dynamic Opportunity Fund Class I Shares ADOIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000054112 Boyd Watterson Limited Duration Enhanced Income Fund C000170092 Class A Shares BWDAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000054112 Boyd Watterson Limited Duration Enhanced Income Fund C000170093 Class C Shares BWDCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000054112 Boyd Watterson Limited Duration Enhanced Income Fund C000170094 Class I Shares BWDIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000054112 Boyd Watterson Limited Duration Enhanced Income Fund C000170097 Investor Class Shares BWDLX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000054112 Boyd Watterson Limited Duration Enhanced Income Fund C000170096 Class R Shares BWDRX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000054112 Boyd Watterson Limited Duration Enhanced Income Fund C000170095 Class I2 Shares BWDTX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000044312 Cane Alternative Strategies Fund C000138072 Cane Alternative Strategies Fund Class A CDMAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000044312 Cane Alternative Strategies Fund C000138073 Cane Alternative Strategies Fund Class C CDMCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000044312 Cane Alternative Strategies Fund C000138074 Cane Alternative Strategies Fund Class I CDMIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000051248 Counterpoint Tactical Equity Fund C000161620 Counterpoint Tactical Equity Fund Class A Shares CPAEX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000051248 Counterpoint Tactical Equity Fund C000161621 Counterpoint Tactical Equity Fund Class C Shares CPCEX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000051248 Counterpoint Tactical Equity Fund C000161622 Counterpoint Tactical Equity Fund Class I Shares CPIEX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000046898 Counterpoint Tactical Income Fund C000146567 Counterpoint Tactical Income Fund Class A Shares CPATX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000046898 Counterpoint Tactical Income Fund C000146568 Counterpoint Tactical Income Fund Class C Shares CPCTX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000046898 Counterpoint Tactical Income Fund C000146569 Counterpoint Tactical Income Fund Class I Shares CPITX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000045264 Cozad Small Cap Value Fund C000140971 Cozad Small Cap Value Fund Class A COZAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000045264 Cozad Small Cap Value Fund C000140972 Cozad Small Cap Value Fund Class I COZIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000045264 Cozad Small Cap Value Fund C000140973 Cozad Small Cap Value Fund Class N COZNX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000040086 Discretionary Managed Futures Strategy Fund C000124431 Discretionary Managed Futures Strategy Fund FUTEX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000038978 Footprints Discover Value Fund C000119806 Footprints Discover Value Fund Class C Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000038978 Footprints Discover Value Fund C000119808 Footprints Discover Value Fund Class N Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000038978 Footprints Discover Value Fund C000119805 Footprints Discover Value Fund Class A Shares DAVAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000038978 Footprints Discover Value Fund C000119807 Footprints Discover Value Fund Class I Shares DAVIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000041960 GlobalView Tactical Asset Allocation Variable Fund C000130304 GlobalView Tactical Asset Allocation Variable Fund Class 1 Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000041960 GlobalView Tactical Asset Allocation Variable Fund C000130305 GlobalView Tactical Asset Allocation Variable Fund Class 2 Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000042129 Good Harbor Tactical Core Developed Markets Fund C000130825 Good Harbor Tactical Core Developed Markets Fund Class A Shares GHDAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000042129 Good Harbor Tactical Core Developed Markets Fund C000130826 Good Harbor Tactical Core Developed Markets Fund Class C Shares GHDCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000042129 Good Harbor Tactical Core Developed Markets Fund C000130827 Good Harbor Tactical Core Developed Markets Fund Class I Shares GHDIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000042132 Good Harbor Tactical Core Emerging Markets Fund C000130836 Good Harbor Tactical Core Emerging Markets Fund Class A Shares GHEAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000042132 Good Harbor Tactical Core Emerging Markets Fund C000130837 Good Harbor Tactical Core Emerging Markets Fund Class C Shares GHECX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000042132 Good Harbor Tactical Core Emerging Markets Fund C000130838 Good Harbor Tactical Core Emerging Markets Fund Class I Shares GHEIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000039495 Good Harbor Tactical Core US Fund C000121645 Good Harbor Tactical Core US Fund Class A Shares GHUAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000039495 Good Harbor Tactical Core US Fund C000121646 Good Harbor Tactical Core US Fund Class C Shares GHUCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000039495 Good Harbor Tactical Core US Fund C000121647 Good Harbor Tactical Core US Fund Class I Shares GHUIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000042253 Good Harbor Tactical Equity Income Fund C000131134 Good Harbor Tactical Equity Income Fund Class A Shares GHTAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000042253 Good Harbor Tactical Equity Income Fund C000131135 Good Harbor Tactical Equity Income Fund Class C Shares GHTCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000042253 Good Harbor Tactical Equity Income Fund C000131136 Good Harbor Tactical Equity Income Fund Class I Shares GHTIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000046171 Good Harbor Tactical Select Fund C000147983 Good Harbor Tactical Select Fund Class A Shares GHSAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000046171 Good Harbor Tactical Select Fund C000147984 Good Harbor Tactical Select Fund Class C Shares GHSCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000046171 Good Harbor Tactical Select Fund C000144436 Good Harbor Tactical Select Fund Class I Shares GHSIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000048332 HCM Dividend Sector Plus Fund C000152642 HCM Dividend Sector Plus Fund Class A Shares HCMNX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000048332 HCM Dividend Sector Plus Fund C000152644 HCM Dividend Sector Plus Fund Investor Class Shares HCMPX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000048332 HCM Dividend Sector Plus Fund C000152645 HCM Dividend Sector Plus Fund Class I Shares HCMQX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000048332 HCM Dividend Sector Plus Fund C000152643 HCM Dividend Sector Plus Fund Class A1 Shares HCMWX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000048332 HCM Dividend Sector Plus Fund C000152646 HCM Dividend Sector Plus Fund Class R Shares HCMZX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000055429 HCM Income Plus Fund C000174412 Class A Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000055429 HCM Income Plus Fund C000174413 Investor Class Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000045942 HCM Tactical Growth Fund C000143208 HCM Tactical Growth Fund Investor Shares HCMDX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000045942 HCM Tactical Growth Fund C000143207 HCM Tactical Growth Fund Class A Shares HCMGX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000045942 HCM Tactical Growth Fund C000143209 HCM Tactical Growth Fund Class I Shares HCMIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000045942 HCM Tactical Growth Fund C000143210 HCM Tactical Growth Fund Class R Shares HCMSX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000044092 Issachar Fund C000136884 Issachar Fund Class N Shares LIONX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000044092 Issachar Fund C000136885 Issachar Fund Class I Shares LIOTX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000045526 Leland Currency Strategy Fund C000141742 Leland Currency Strategy Fund Class A Shares GHCAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000045526 Leland Currency Strategy Fund C000141743 Leland Currency Strategy Fund Class C Shares GHCCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000045526 Leland Currency Strategy Fund C000141744 Leland Currency Strategy Fund Class I Shares GHCIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000050229 Leland International Advantage Fund C000158566 Leland International Advantage Fund Class A Shares LDAAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000050229 Leland International Advantage Fund C000158567 Leland International Advantage Fund Class C Shares LDACX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000050229 Leland International Advantage Fund C000158568 Leland International Advantage Fund Class I Shares LDAIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000050336 Leland Thomson Reuters Private Equity Index Fund C000158910 Leland Thomson Reuters Private Equity Index Fund Class A LDPAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000050336 Leland Thomson Reuters Private Equity Index Fund C000158911 Leland Thomson Reuters Private Equity Index Fund Class C LDPCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000050336 Leland Thomson Reuters Private Equity Index Fund C000158912 Leland Thomson Reuters Private Equity Index Fund Class I LDPIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000050335 Leland Thomson Reuters Venture Capital Index Fund C000158907 Leland Thomson Reuters Venture Capital Index Fund Class A Shares LDVAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000050335 Leland Thomson Reuters Venture Capital Index Fund C000158908 Leland Thomson Reuters Venture Capital Index Fund Class C Shares LDVCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000050335 Leland Thomson Reuters Venture Capital Index Fund C000158909 Leland Thomson Reuters Venture Capital Index Fund Class I Shares LDVIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000039735 Marathon Value Portfolio C000123123 Marathon Value Portfolio MVPFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000046376 Newfound Multi-Asset Income Fund C000144913 Newfound Multi-Asset Income Fund Class A NFMAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000046376 Newfound Multi-Asset Income Fund C000144914 Newfound Multi-Asset Income Fund Class C NFMCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000046376 Newfound Multi-Asset Income Fund C000144915 Newfound Multi-Asset Income Fund Class I NFMIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000045221 Newfound Risk Managed Global Sectors Fund C000140783 Newfound Risk Managed Global Sectors Fund Class A Shares NFGAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000045221 Newfound Risk Managed Global Sectors Fund C000140784 Newfound Risk Managed Global Sectors Fund Class C Shares NFGCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000045221 Newfound Risk Managed Global Sectors Fund C000140785 Newfound Risk Managed Global Sectors Fund Class I Shares NFGIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000049469 Newfound Risk Managed U.S. Sectors Fund C000156385 Newfound Risk Managed U.S. Sectors Fund Class A Shares NFDAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000049469 Newfound Risk Managed U.S. Sectors Fund C000156386 Newfound Risk Managed U.S. Sectors Fund Class C Shares NFDCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000049469 Newfound Risk Managed U.S. Sectors Fund C000156387 Newfound Risk Managed U.S. Sectors Fund Class I Shares NFDIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000046377 Newfound Total Return Fund C000144916 Newfound Total Return Fund Class A Shares NFBAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000046377 Newfound Total Return Fund C000144917 Newfound Total Return Fund Class C Shares NFBCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000046377 Newfound Total Return Fund C000144918 Newfound Total Return Fund Class I Shares NFBIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000039332 Persimmon Long/Short Fund C000121226 Persimmon Long/Short Fund Class C Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000039332 Persimmon Long/Short Fund C000121225 Persimmon Long/Short Fund Class A Shares LSEAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000039332 Persimmon Long/Short Fund C000121227 Persimmon Long/Short Fund Class I Shares LSEIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000050600 Pinnacle Sherman Multi-Strategy Core Fund C000159719 Pinnacle Sherman Multi-Strategy Core Fund Class A APSHX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000050600 Pinnacle Sherman Multi-Strategy Core Fund C000159720 Pinnacle Sherman Multi-Strategy Core Fund Class C CPSHX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000050600 Pinnacle Sherman Multi-Strategy Core Fund C000159721 Pinnacle Sherman Multi-Strategy Core Fund Class I IPSHX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000040312 Pinnacle Sherman Tactical Allocation Fund C000125214 Pinnacle Sherman Tactical Allocation Fund Class A Shares PTAFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000040312 Pinnacle Sherman Tactical Allocation Fund C000125215 Pinnacle Sherman Tactical Allocation Fund Class C Shares PTCFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000040312 Pinnacle Sherman Tactical Allocation Fund C000125216 Pinnacle Sherman Tactical Allocation Fund Class I Shares PTIFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000038005 Raylor Managed Futures Strategy Fund C000117266 Raylor Managed Futures Strategy Fund Class C Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000038005 Raylor Managed Futures Strategy Fund C000117265 Raylor Managed Futures Strategy Fund Class A Shares TMFAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000038005 Raylor Managed Futures Strategy Fund C000117267 Raylor Managed Futures Strategy Fund Class I Shares TMFIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000043340 RESQ Dynamic Allocation Fund C000134182 RESQ Dynamic Allocation Class A Shares RQEAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000043340 RESQ Dynamic Allocation Fund C000145676 RESQ Dynamic Allocation Class C Shares RQECX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000043340 RESQ Dynamic Allocation Fund C000134183 RESQ Dynamic Allocation Class I Shares RQEIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000043339 RESQ Strategic Income Fund C000134180 RESQ Strategic Income Fund Class A Shares RQIAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000043339 RESQ Strategic Income Fund C000145675 RESQ Strategic Income Fund Class C Shares RQICX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000043339 RESQ Strategic Income Fund C000134181 RESQ Strategic Income Fund Class I Shares RQIIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000038193 River Rock IV Fund C000117779 River Rock IV Fund [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000044085 Roge Partners Fund C000136856 Roge Partners Fund ROGEX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000047421 Swan Defined Risk Emerging Markets Fund C000148875 Swan Defined Risk Emerging Markets Fund Class A Shares SDFAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000047421 Swan Defined Risk Emerging Markets Fund C000148876 Swan Defined Risk Emerging Markets Fund Class C Shares SDFCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000047421 Swan Defined Risk Emerging Markets Fund C000148877 Swan Defined Risk Emerging Markets Fund Class I Shares SDFIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000051346 Swan Defined Risk Foreign Developed Fund C000161877 Swan Defined Risk Foreign Developed Fund Class A Shares SDJAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000051346 Swan Defined Risk Foreign Developed Fund C000161878 Swan Defined Risk Foreign Developed Fund Class C Shares SDJCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000051346 Swan Defined Risk Foreign Developed Fund C000161879 Swan Defined Risk Foreign Developed Fund Class I Shares SDJIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000037505 Swan Defined Risk Fund C000115777 Swan Defined Risk Fund Class A Shares SDRAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000037505 Swan Defined Risk Fund C000115778 Swan Defined Risk Fund Class C Shares SDRCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000037505 Swan Defined Risk Fund C000115779 Swan Defined Risk Fund Class I Shares SDRIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000051347 Swan Defined Risk U.S. Small Cap Fund C000161880 Swan Defined Risk U.S. Small Cap Fund Class A Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000051347 Swan Defined Risk U.S. Small Cap Fund C000161881 Swan Defined Risk U.S. Small Cap Fund Class C Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000051347 Swan Defined Risk U.S. Small Cap Fund C000161882 Swan Defined Risk U.S. Small Cap Fund Class I Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000041959 Tactical Asset Allocation Fund C000130302 Tactical Asset Allocation Fund Class A Shares GVTAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000041959 Tactical Asset Allocation Fund C000130303 Tactical Asset Allocation Fund Class I Shares GVTIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000043906 Teton Valley Fund C000136250 Teton Valley Fund Class A [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000043906 Teton Valley Fund C000136251 Teton Valley Fund Class I TTNVX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000041869 The Covered Bridge Fund C000129981 The Covered Bridge Fund Class A Shares TCBAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000041869 The Covered Bridge Fund C000129982 The Covered Bridge Fund Class C Shares TCBCX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000041869 The Covered Bridge Fund C000129983 The Covered Bridge Fund Class I Shares TCBIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000036446 The Lifetime Achievement Fund C000111531 The Lifetime Achievement Fund LFTAX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22655 0001537140 NORTHERN LIGHTS FUND TRUST III 30 S000043255 The Teberg Fund C000133836 The Teberg Fund TEBRX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000050435 Anchor Tactical Credit Strategies Fund C000161918 Anchor Tactical Credit Strategies Fund Institutional Class Shares [NULL] 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000050435 Anchor Tactical Credit Strategies Fund C000159233 Anchor Tactical Credit Strategies Fund Investor Class Shares ATCSX 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000055033 Anchor Tactical Credit Strategies VP C000173052 Anchor Tactical Credit Strategies VP [NULL] 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000055029 Anchor Tactical Equity Strategies Fund C000173046 Anchor Tactical Equity Strategies Fund Investor Class ATEIX 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000055029 Anchor Tactical Equity Strategies Fund C000173045 Anchor Tactical Equity Strategies Fund Institutional Class ATESX 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000055032 Anchor Tactical Equity Strategies VP C000173051 Anchor Tactical Equity Strategies VP [NULL] 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000055030 Anchor Tactical Municipal Strategies Fund C000173048 Anchor Tactical Municipal Strategies Fund Investor Class ATMBX 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000055030 Anchor Tactical Municipal Strategies Fund C000173047 Anchor Tactical Municipal Strategies Fund Institutional Class ATMSX 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000055034 Anchor Tactical Municipal Strategies VP C000173053 Anchor Tactical Municipal Strategies VP [NULL] 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000055031 Anchor Tactical Real Estate Fund C000173049 Anchor Tactical Real Estate Fund Institutional Class ARESX 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000055031 Anchor Tactical Real Estate Fund C000173050 Anchor Tactical Real Estate Fund Investor Class ATREX 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000055035 Anchor Tactical Real Estate VP C000173054 Anchor Tactical Real Estate VP [NULL] 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000054990 Low Beta Tactical 500 Fund C000172959 Institutional Class [NULL] 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000054990 Low Beta Tactical 500 Fund C000172960 Investor Class [NULL] 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000052164 Main BuyWrite Fund C000164162 Main BuyWrite Fund Class A Shares [NULL] 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000052164 Main BuyWrite Fund C000164163 Main BuyWrite Fund Class C Shares [NULL] 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000052164 Main BuyWrite Fund C000164164 Main BuyWrite Fund Class I Shares BUYWX 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000052165 Measured Risk Strategy Fund C000164165 Measured Risk Strategy Fund Class A Shares MRPAX 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000052165 Measured Risk Strategy Fund C000164166 Measured Risk Strategy Fund Class I Shares MRPIX 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000053886 Moerus Worldwide Value Fund C000169569 Moerus Worldwide Value Fund Institutional Class MOWIX 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000053886 Moerus Worldwide Value Fund C000169568 Moerus Worldwide Value Fund Class N MOWNX 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-23066 0001644419 Northern Lights Fund Trust IV 30 S000053219 Tree Ring Stock Fund C000167399 Tree Ring Stock Fund TREEX 17605 WRIGHT STREET OMAHA 68154-1150 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000034666 7Twelve Balanced Portfolio C000148602 7Twelve Balanced Portfolio Class 1 [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000034666 7Twelve Balanced Portfolio C000148603 7Twelve Balanced Portfolio Class 2 [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000034666 7Twelve Balanced Portfolio C000148604 7Twelve Balanced Portfolio Class 3 [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000034666 7Twelve Balanced Portfolio C000106780 7Twelve Balanced Portfolio Class 4 [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000011492 Adaptive Allocation Portfolio C000031731 Adaptive Allocation Portfolio [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000040349 BTS Tactical Fixed Income VIT Fund C000125279 BTS Tactical Fixed Income VIT Fund Class 1 shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000040349 BTS Tactical Fixed Income VIT Fund C000125280 BTS Tactical Fixed Income VIT Fund Class 2 shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000017357 Changing Parameters Portfolio C000048057 Changing Parameters Portfolio [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000047046 JNF Dynasty Liquid Alternatives Portfolio C000147052 JNF Dynasty Liquid Alternatives Portfolio [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000044200 JNF Exceed Defined Shield Index Portfolio C000137438 JNF Exceed Defined Shield Index Portfolio [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000016887 JNF SSGA Sector Rotation Portfolio C000047034 JNF SSGA Sector Rotation Portfolio [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000016888 JNF SSGA Tactical Allocation Portfolio C000047035 JNF SSGA Tactical Allocation Portfolio [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000036695 Mariner Managed Futures Strategy Portfolio C000112117 Mariner Managed Futures Strategy Portfolio Class 1 shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000036695 Mariner Managed Futures Strategy Portfolio C000112118 Mariner Managed Futures Strategy Portfolio Class 2 shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000036857 Power Income VIT Fund C000112725 Power Income VIT Fund Class 1 Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000036857 Power Income VIT Fund C000112726 Power Income VIT Fund Class 2 Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000040400 Probabilities VIT Fund C000125514 Probabilities VIT Fund Class 1 Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000040400 Probabilities VIT Fund C000128389 Probabilities VIT Fund Class 2 Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000031506 TOPS Aggressive Growth ETF Portfolio C000097931 TOPS Aggressive Growth ETF Portfolio Class 1 shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000031506 TOPS Aggressive Growth ETF Portfolio C000097930 TOPS Aggressive Growth ETF Portfolio Class 2 shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000031506 TOPS Aggressive Growth ETF Portfolio C000158839 TOPS Aggressive Growth ETF Portfolio Investor Class Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000031503 TOPS Balanced ETF Portfolio C000097924 TOPS Balanced ETF Portfolio Class 1 shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000031503 TOPS Balanced ETF Portfolio C000097925 TOPS Balanced ETF Portfolio Class 2 shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000031503 TOPS Balanced ETF Portfolio C000158836 TOPS Balanced ETF Portfolio Investor Class Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000031502 TOPS Conservative ETF Portfolio C000097922 TOPS Conservative ETF Portfolio Class 1 shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000031502 TOPS Conservative ETF Portfolio C000097923 TOPS Conservative ETF Portfolio Class 2 shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000031502 TOPS Conservative ETF Portfolio C000158835 TOPS Conservative ETF Portfolio Investor Class Shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 30 S000031505 TOPS Growth ETF Portfolio C000097929 TOPS Growth ETF Portfolio Class 1 shares [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-21853 0001352621 Northern Lights Variable Trust 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CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005550 Nuveen Large Cap Growth Opportunities Fund C000015096 Class A FRGWX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005551 Nuveen Large Cap Select Fund C000015101 Class A FLRAX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005551 Nuveen Large Cap Select Fund C000015105 Class I FLRYX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005551 Nuveen Large Cap Select Fund C000015103 Class C FLYCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005553 Nuveen Mid Cap Growth Opportunities Fund C000015115 Class I FISGX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005553 Nuveen Mid Cap Growth Opportunities Fund C000015113 Class C FMECX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005553 Nuveen Mid Cap Growth Opportunities Fund C000123979 Class R6 FMEFX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005553 Nuveen Mid Cap Growth Opportunities Fund C000015114 Class R3 FMEYX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005553 Nuveen Mid Cap Growth Opportunities Fund C000015111 Class A FRSLX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005555 Nuveen Mid Cap Index Fund C000015121 Class A FDXAX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005555 Nuveen Mid Cap Index Fund C000015123 Class C FDXCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005555 Nuveen Mid Cap Index Fund C000015125 Class I FIMEX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005555 Nuveen Mid Cap Index Fund C000015124 Class R3 FMCYX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005556 Nuveen Mid Cap Value Fund C000015128 Class C FACSX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005556 Nuveen Mid Cap Value Fund C000015126 Class A FASEX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005556 Nuveen Mid Cap Value Fund C000015129 Class R3 FMVSX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005556 Nuveen Mid Cap Value Fund C000015130 Class I FSEIX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005558 Nuveen Minnesota Intermediate Municipal Bond Fund C000081082 Class C1 FACMX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005558 Nuveen Minnesota Intermediate Municipal Bond Fund C000015134 Class A FAMAX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005558 Nuveen Minnesota Intermediate Municipal Bond Fund C000015135 Class I FAMTX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005558 Nuveen Minnesota Intermediate Municipal Bond Fund C000137678 Nuveen Minnesota Intermediate Municipal Bond Fund Class C NIBCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005558 Nuveen Minnesota Intermediate Municipal Bond Fund C000096214 Nuveen Minnesota Intermediate Municipal Bond Fund Class C2 NIBMX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005559 Nuveen Minnesota Municipal Bond Fund C000015137 Class C1 FCMNX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005559 Nuveen Minnesota Municipal Bond Fund C000015136 Class A FJMNX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005559 Nuveen Minnesota Municipal Bond Fund C000015138 Class I FYMNX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005559 Nuveen Minnesota Municipal Bond Fund C000096215 Nuveen Minnesota Municipal Bond Fund Class C2 NMBCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005559 Nuveen Minnesota Municipal Bond Fund C000137679 Nuveen Minnesota Municipal Bond Fund Class C NTCCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005560 Nuveen Nebraska Municipal Bond Fund C000015139 Class A FNTAX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005560 Nuveen Nebraska Municipal Bond Fund C000015140 Class C1 FNTCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005560 Nuveen Nebraska Municipal Bond Fund C000015141 Class I FNTYX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005560 Nuveen Nebraska Municipal Bond Fund C000137680 Nuveen Nebraska Municipal Bond Fund Class C NAAFX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005560 Nuveen Nebraska Municipal Bond Fund C000096216 Nuveen Nebraska Municipal Bond Fund Class C2 NCNBX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005562 Nuveen Oregon Intermediate Municipal Bond Fund C000015146 Class I FORCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005562 Nuveen Oregon Intermediate Municipal Bond Fund C000015145 Class A FOTAX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005562 Nuveen Oregon Intermediate Municipal Bond Fund C000137681 Nuveen Oregon Intermediate Municipal Bond Fund Class C NAFOX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005562 Nuveen Oregon Intermediate Municipal Bond Fund C000096217 Nuveen Oregon Intermediate Municipal Bond Fund Class C2 NIMOX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000033768 Nuveen Real Asset Income Fund C000104365 Class A NRIAX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000033768 Nuveen Real Asset Income Fund C000104366 Class C NRICX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000033768 Nuveen Real Asset Income Fund C000171407 Class R6 NRIFX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000033768 Nuveen Real Asset Income Fund C000104368 Class I NRIIX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005563 Nuveen Real Estate Securities Fund C000015151 Class I FARCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005563 Nuveen Real Estate Securities Fund C000015147 Class A FREAX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005563 Nuveen Real Estate Securities Fund C000126484 Class R6 FREGX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005563 Nuveen Real Estate Securities Fund C000015149 Class C FRLCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005563 Nuveen Real Estate Securities Fund C000015150 Class R3 FRSSX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005566 Nuveen Short Term Bond Fund C000015156 Class A FALTX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005566 Nuveen Short Term Bond Fund C000081083 Class C FBSCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005566 Nuveen Short Term Bond Fund C000015157 Class I FLTIX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005566 Nuveen Short Term Bond Fund C000151933 Class R6 NSSFX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005566 Nuveen Short Term Bond Fund C000104758 Class R3 NSSRX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005564 Nuveen Short Term Municipal Bond Fund C000015152 Class A FSHAX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005564 Nuveen Short Term Municipal Bond Fund C000015153 Class I FSHYX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005564 Nuveen Short Term Municipal Bond Fund C000137682 Nuveen Short Term Municipal Bond Fund Class C NAAEX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005564 Nuveen Short Term Municipal Bond Fund C000106247 Nuveen Short Term Municipal Bond Fund Class C2 NSVCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005567 Nuveen Small Cap Growth Opportunities Fund C000015162 Class I FIMPX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005567 Nuveen Small Cap Growth Opportunities Fund C000015160 Class C FMPCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005567 Nuveen Small Cap Growth Opportunities Fund C000171404 Class R6 FMPFX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005567 Nuveen Small Cap Growth Opportunities Fund C000015161 Class R3 FMPYX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005567 Nuveen Small Cap Growth Opportunities Fund C000015158 Class A FRMPX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005568 Nuveen Small Cap Index Fund C000015166 Class R3 ARSCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005568 Nuveen Small Cap Index Fund C000015167 Class I ASETX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005568 Nuveen Small Cap Index Fund C000015163 Class A FMDAX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005568 Nuveen Small Cap Index Fund C000015165 Class C FPXCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005569 Nuveen Small Cap Select Fund C000015172 Class I ARSTX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005569 Nuveen Small Cap Select Fund C000015171 Class R3 ASEIX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005569 Nuveen Small Cap Select Fund C000015168 Class A EMGRX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005569 Nuveen Small Cap Select Fund C000015170 Class C FHMCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005570 Nuveen Small Cap Value Fund C000015173 Class A FSCAX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005570 Nuveen Small Cap Value Fund C000015177 Class I FSCCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005570 Nuveen Small Cap Value Fund C000015175 Class C FSCVX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005570 Nuveen Small Cap Value Fund C000171405 Class R6 FSCWX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005570 Nuveen Small Cap Value Fund C000015176 Class R3 FSVSX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005573 Nuveen Strategic Income Fund C000015188 Class R3 FABSX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005573 Nuveen Strategic Income Fund C000015187 Class C FCBCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005573 Nuveen Strategic Income Fund C000015189 Class I FCBYX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005573 Nuveen Strategic Income Fund C000015185 Class A FCDDX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000005573 Nuveen Strategic Income Fund C000151934 Class R6 FSFRX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000027104 Nuveen Tactical Market Opportunities Fund C000081650 Class I FGTYX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000027104 Nuveen Tactical Market Opportunities Fund C000100301 Class A NTMAX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-05309 0000820892 NUVEEN INVESTMENT FUNDS INC 30 S000027104 Nuveen Tactical Market Opportunities Fund C000100302 Class C NTMCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040902 Nuveen Concentrated Core Fund C000126815 Class A NCADX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040902 Nuveen Concentrated Core Fund C000126816 Class C NCAEX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040902 Nuveen Concentrated Core Fund C000126818 Class I NCAFX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040902 Nuveen Concentrated Core Fund C000171398 Class R6 NCARX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040903 Nuveen Core Dividend Fund C000126820 Class C NCCDX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040903 Nuveen Core Dividend Fund C000126819 Class A NCDAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040903 Nuveen Core Dividend Fund C000126822 Class I NCDIX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040904 Nuveen Equity Market Neutral Fund C000126825 Class I NIMEX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040904 Nuveen Equity Market Neutral Fund C000126826 Class A NMAEX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040904 Nuveen Equity Market Neutral Fund C000126823 Class C NMECX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000041890 Nuveen Global Tactical Opportunities Plus Fund C000130071 Class A NTPAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000041890 Nuveen Global Tactical Opportunities Plus Fund C000130072 Class C NTPCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000041890 Nuveen Global Tactical Opportunities Plus Fund C000130073 Class I NTPIX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000034786 Nuveen Global Total Return Bond Fund C000107053 Class A NGTAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000034786 Nuveen Global Total Return Bond Fund C000107054 Class C NGTCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000034786 Nuveen Global Total Return Bond Fund C000107056 Class I NGTIX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000034786 Nuveen Global Total Return Bond Fund C000107055 Class R3 NGTRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036970 Nuveen Intelligent Risk Conservative Allocation Fund C000113127 Class A NICAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036970 Nuveen Intelligent Risk Conservative Allocation Fund C000113124 Class C NICCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036970 Nuveen Intelligent Risk Conservative Allocation Fund C000113126 Class I NICIX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036970 Nuveen Intelligent Risk Conservative Allocation Fund C000113125 Class R3 NICRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036968 Nuveen Intelligent Risk Growth Allocation Fund C000113116 Class A NIGAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036968 Nuveen Intelligent Risk Growth Allocation Fund C000113117 Class C NIGCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036968 Nuveen Intelligent Risk Growth Allocation Fund C000113119 Class I NIGIX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036968 Nuveen Intelligent Risk Growth Allocation Fund C000113118 Class R3 NIGRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036969 Nuveen Intelligent Risk Moderate Allocation Fund C000113120 Class A NIDAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036969 Nuveen Intelligent Risk Moderate Allocation Fund C000113121 Class C NIMCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036969 Nuveen Intelligent Risk Moderate Allocation Fund C000113123 Class I NIMIX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000036969 Nuveen Intelligent Risk Moderate Allocation Fund C000113122 Class R3 NIMRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040905 Nuveen Large Cap Core Fund C000126827 Class A NLACX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040905 Nuveen Large Cap Core Fund C000126828 Class C NLCDX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040905 Nuveen Large Cap Core Fund C000171399 Class R6 NLCFX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040905 Nuveen Large Cap Core Fund C000126830 Class I NLCIX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040906 Nuveen Large Cap Core Plus Fund C000126831 Class A NLAPX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040906 Nuveen Large Cap Core Plus Fund C000126832 Class C NLPCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040906 Nuveen Large Cap Core Plus Fund C000126834 Class I NLPIX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040907 Nuveen Large Cap Growth Fund C000171400 Class R6 NLAFX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040907 Nuveen Large Cap Growth Fund C000126835 Class A NLAGX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040907 Nuveen Large Cap Growth Fund C000126836 Class C NLCGX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000040907 Nuveen Large Cap Growth Fund C000126838 Class I NLIGX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000602 Nuveen Large Cap Value Fund C000069580 Class R3 NMMTX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000602 Nuveen Large Cap Value Fund C000001688 Class A NNGAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000602 Nuveen Large Cap Value Fund C000001690 Class C NNGCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000602 Nuveen Large Cap Value Fund C000171396 Class R6 NNGFX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000602 Nuveen Large Cap Value Fund C000001691 Class I NNGRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000044763 Nuveen NWQ Global All-Cap Fund C000139071 Class A NGEAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000044763 Nuveen NWQ Global All-Cap Fund C000139072 Class C NGECX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000044763 Nuveen NWQ Global All-Cap Fund C000139073 Class I NGEIX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000026520 Nuveen NWQ Global Equity Income Fund C000079618 Class A NQGAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000026520 Nuveen NWQ Global Equity Income Fund C000079619 Class C NQGCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000026520 Nuveen NWQ Global Equity Income Fund C000079621 Class I NQGIX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000026520 Nuveen NWQ Global Equity Income Fund C000079620 Class R3 NQGRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014608 Nuveen NWQ Large-Cap Value Fund C000039982 Class A NQCAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014608 Nuveen NWQ Large-Cap Value Fund C000039984 Class C NQCCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014608 Nuveen NWQ Large-Cap Value Fund C000081117 Class R3 NQCQX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014608 Nuveen NWQ Large-Cap Value Fund C000039985 Class I NQCRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000605 Nuveen NWQ Multi-Cap Value Fund C000069574 Class R3 NMCTX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000605 Nuveen NWQ Multi-Cap Value Fund C000001700 Nuveen NWQ Multi-Cap Value Fund - Class A NQVAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000605 Nuveen NWQ Multi-Cap Value Fund C000001702 Nuveen NWQ Multi-Cap Value Fund - Class C NQVCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000605 Nuveen NWQ Multi-Cap Value Fund C000001703 Nuveen NWQ Multi-Cap Value Fund - Class I NQVRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000606 Nuveen NWQ Small-Cap Value Fund C000001704 Nuveen NWQ Small-Cap Value Fund - Class A NSCAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000606 Nuveen NWQ Small-Cap Value Fund C000001706 Nuveen NWQ Small-Cap Value Fund - Class C NSCCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000606 Nuveen NWQ Small-Cap Value Fund C000123977 Class R6 NSCFX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000606 Nuveen NWQ Small-Cap Value Fund C000081116 Class R3 NSCQX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000606 Nuveen NWQ Small-Cap Value Fund C000001707 Nuveen NWQ Small-Cap Value Fund - Class I NSCRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014609 Nuveen NWQ Small/Mid-Cap Value Fund C000039986 Class A NSMAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014609 Nuveen NWQ Small/Mid-Cap Value Fund C000039988 Class C NSMCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014609 Nuveen NWQ Small/Mid-Cap Value Fund C000039989 Class I NSMRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014609 Nuveen NWQ Small/Mid-Cap Value Fund C000171397 Class R6 NWQFX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000014609 Nuveen NWQ Small/Mid-Cap Value Fund C000081118 Class R3 NWQRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000607 Nuveen Tradewinds Value Opportunities Fund C000069575 Class R3 NTVTX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000607 Nuveen Tradewinds Value Opportunities Fund C000001708 Nuveen Tradewinds Value Opportunities Fund - Class A NVOAX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000607 Nuveen Tradewinds Value Opportunities Fund C000001710 Nuveen Tradewinds Value Opportunities Fund - Class C NVOCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000000607 Nuveen Tradewinds Value Opportunities Fund C000001711 Nuveen Tradewinds Value Opportunities Fund - Class I NVORX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000045412 Nuveen U.S. Infrastructure Bond Fund C000141410 Class C NUSCX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000045412 Nuveen U.S. Infrastructure Bond Fund C000141413 Class I NUSIX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000045412 Nuveen U.S. Infrastructure Bond Fund C000141409 Class A NUSNX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000045412 Nuveen U.S. Infrastructure Bond Fund C000141411 Class R3 NUSRX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07619 0001013881 NUVEEN INVESTMENT TRUST 30 S000045412 Nuveen U.S. Infrastructure Bond Fund C000141412 Class R6 NUSSX JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024570 Nuveen Equity Long/Short Fund C000072944 Class A NELAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024570 Nuveen Equity Long/Short Fund C000072945 Class C NELCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024570 Nuveen Equity Long/Short Fund C000072947 Class I NELIX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024097 Nuveen Global Growth Fund C000070806 Class A NGGAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024097 Nuveen Global Growth Fund C000070807 Class C NGGCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024097 Nuveen Global Growth Fund C000070808 Class R3 NGGRX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024097 Nuveen Global Growth Fund C000070809 Class I NGWIX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000008517 Nuveen Growth Fund C000074304 Class R3 NBGRX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000008517 Nuveen Growth Fund C000023371 Nuveen Growth Fund - Class A NSAGX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000008517 Nuveen Growth Fund C000023373 Nuveen Growth Fund - Class C NSRCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000008517 Nuveen Growth Fund C000023374 Nuveen Growth Fund - Class I NSRGX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024098 Nuveen International Growth Fund C000070810 Class A NBQAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024098 Nuveen International Growth Fund C000070812 Class R3 NBQBX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024098 Nuveen International Growth Fund C000070811 Class C NBQCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024098 Nuveen International Growth Fund C000171403 Class R6 NBQFX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024098 Nuveen International Growth Fund C000070813 Class I NBQIX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000000610 Nuveen NWQ International Value Fund C000001720 Nuveen NWQ International Value Fund - Class A NAIGX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000000610 Nuveen NWQ International Value Fund C000001722 Nuveen NWQ International Value Fund - Class C NCIGX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000000610 Nuveen NWQ International Value Fund C000001723 Nuveen NWQ International Value Fund - Class I NGRRX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000000610 Nuveen NWQ International Value Fund C000069576 Class R3 NTITX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024425 Nuveen NWQ Japan Fund C000072473 Class A NTJAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024425 Nuveen NWQ Japan Fund C000072474 Class C NTJCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024425 Nuveen NWQ Japan Fund C000072476 Class I NTJIX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000008519 Nuveen Santa Barbara Dividend Growth Fund C000074306 Class R3 NBDRX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000008519 Nuveen Santa Barbara Dividend Growth Fund C000023379 Nuveen Santa Barbara Dividend Growth Fund - Class A NSBAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000008519 Nuveen Santa Barbara Dividend Growth Fund C000023381 Nuveen Santa Barbara Dividend Growth Fund - Class C NSBCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000008519 Nuveen Santa Barbara Dividend Growth Fund C000125378 Class R6 NSBFX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000008519 Nuveen Santa Barbara Dividend Growth Fund C000023382 Nuveen Santa Barbara Dividend Growth Fund - Class I NSBRX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000037309 Nuveen Santa Barbara Global Dividend Growth Fund C000115036 Class A NUGAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000037309 Nuveen Santa Barbara Global Dividend Growth Fund C000115037 Class C NUGCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000037309 Nuveen Santa Barbara Global Dividend Growth Fund C000115039 Class I NUGIX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000037309 Nuveen Santa Barbara Global Dividend Growth Fund C000115038 Class R3 NUGRX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000037310 Nuveen Santa Barbara International Dividend Growth Fund C000115040 Class A NUIAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000037310 Nuveen Santa Barbara International Dividend Growth Fund C000115041 Class C NUICX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000037310 Nuveen Santa Barbara International Dividend Growth Fund C000115043 Class I NUIIX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000037310 Nuveen Santa Barbara International Dividend Growth Fund C000115042 Class R3 NUIRX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000043130 Nuveen Symphony Dynamic Equity Fund C000133496 Class A NQLAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000043130 Nuveen Symphony Dynamic Equity Fund C000133497 Class C NQLCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000043130 Nuveen Symphony Dynamic Equity Fund C000133498 Class I NQLIX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000022314 Nuveen Symphony International Equity Fund C000063984 Class C NSECX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000022314 Nuveen Symphony International Equity Fund C000063983 Class A NSIAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000022314 Nuveen Symphony International Equity Fund C000063985 Class I NSIEX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000022314 Nuveen Symphony International Equity Fund C000098890 Class R3 NSREX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000014594 Nuveen Symphony Large-Cap Growth Fund C000039893 Class A NCGAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000014594 Nuveen Symphony Large-Cap Growth Fund C000039895 Class C NCGCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000014594 Nuveen Symphony Large-Cap Growth Fund C000039896 Class I NSGIX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000014594 Nuveen Symphony Large-Cap Growth Fund C000081721 Class R3 NSGQX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000018484 Nuveen Symphony Low Volatility Equity Fund C000051233 Class A NOPAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000018484 Nuveen Symphony Low Volatility Equity Fund C000051235 Class C NOPCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000018484 Nuveen Symphony Low Volatility Equity Fund C000171402 Class R6 NOPFX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000018484 Nuveen Symphony Low Volatility Equity Fund C000051236 Class I NOPRX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000012453 Nuveen Symphony Mid-Cap Core Fund C000033851 Class A NCCAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000012453 Nuveen Symphony Mid-Cap Core Fund C000033849 Class C NCCCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000012453 Nuveen Symphony Mid-Cap Core Fund C000033850 Class I NCCIX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000012453 Nuveen Symphony Mid-Cap Core Fund C000074309 Class R3 NMCRX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000043129 Nuveen Symphony Small Cap Core Fund C000133493 Class A NSSAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000043129 Nuveen Symphony Small Cap Core Fund C000133494 Class C NSSCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000043129 Nuveen Symphony Small Cap Core Fund C000133495 Class I NSSIX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024424 Nuveen Tradewinds Emerging Markets Fund C000072469 Class A NTEAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024424 Nuveen Tradewinds Emerging Markets Fund C000072470 Class C NTECX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024424 Nuveen Tradewinds Emerging Markets Fund C000072472 Class I NTEIX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000024424 Nuveen Tradewinds Emerging Markets Fund C000072471 Class R3 NTERX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000008516 Nuveen Tradewinds Global All-Cap Fund C000074303 Class R3 NGARX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000008516 Nuveen Tradewinds Global All-Cap Fund C000023367 Nuveen Tradewinds Global All-Cap Fund - Class A NWGAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000008516 Nuveen Tradewinds Global All-Cap Fund C000023369 Nuveen Tradewinds Global All-Cap Fund - Class C NWGCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000008516 Nuveen Tradewinds Global All-Cap Fund C000023370 Nuveen Tradewinds Global All-Cap Fund - Class I NWGRX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000025526 Nuveen Winslow Large-Cap Growth Fund C000076407 Class I NVLIX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000025526 Nuveen Winslow Large-Cap Growth Fund C000076404 Class A NWCAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000025526 Nuveen Winslow Large-Cap Growth Fund C000076405 Class C NWCCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000025526 Nuveen Winslow Large-Cap Growth Fund C000125379 Class R6 NWCFX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000025526 Nuveen Winslow Large-Cap Growth Fund C000076406 Class R3 NWCRX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000051017 Nuveen Winslow Managed Volatility Equity Fund C000160743 Class A NMWAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000051017 Nuveen Winslow Managed Volatility Equity Fund C000160744 Class C NMWCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000051017 Nuveen Winslow Managed Volatility Equity Fund C000160745 Class R6 NMWFX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-08333 0001041673 NUVEEN INVESTMENT TRUST II 30 S000051017 Nuveen Winslow Managed Volatility Equity Fund C000160746 Class I NMWIX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DR 32ND FL 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000028810 Nuveen Symphony Credit Opportunities Fund C000088319 Class C NCFCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000028810 Nuveen Symphony Credit Opportunities Fund C000088318 Class A NCOAX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000028810 Nuveen Symphony Credit Opportunities Fund C000088321 Class I NCOIX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000028810 Nuveen Symphony Credit Opportunities Fund C000146445 Class R6 NCSRX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000043131 Nuveen Symphony Dynamic Credit Fund C000133499 Class A NSLAX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000043131 Nuveen Symphony Dynamic Credit Fund C000133500 Class C NSLCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000043131 Nuveen Symphony Dynamic Credit Fund C000133501 Class I NSLIX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000032446 Nuveen Symphony Floating Rate Income Fund C000100149 Class C NFFCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000032446 Nuveen Symphony Floating Rate Income Fund C000100148 Class A NFRAX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000032446 Nuveen Symphony Floating Rate Income Fund C000151936 Class R6 NFRFX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000032446 Nuveen Symphony Floating Rate Income Fund C000100151 Class I NFRIX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000039257 Nuveen Symphony High Yield Bond Fund C000120849 Class A NSYAX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000039257 Nuveen Symphony High Yield Bond Fund C000120850 Class C NSYCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000039257 Nuveen Symphony High Yield Bond Fund C000171401 Class R6 NSYFX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-09037 0001071336 NUVEEN INVESTMENT TRUST III 30 S000039257 Nuveen Symphony High Yield Bond Fund C000120851 Class I NSYIX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 811-21979 0001380786 Nuveen Investment Trust V 30 S000037640 Nuveen Gresham Diversified Commodity Strategy Fund C000116094 Class A NGVAX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000037640 Nuveen Gresham Diversified Commodity Strategy Fund C000116095 Class C NGVCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000037640 Nuveen Gresham Diversified Commodity Strategy Fund C000116096 Class I NGVIX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000037641 Nuveen Gresham Long/Short Commodity Strategy Fund C000116097 Class A NGSAX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000037641 Nuveen Gresham Long/Short Commodity Strategy Fund C000116098 Class C NGSCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000037641 Nuveen Gresham Long/Short Commodity Strategy Fund C000116099 Class I NGSIX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000054933 Nuveen Multi-Asset Income Fund C000172803 Class A NMKAX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000054933 Nuveen Multi-Asset Income Fund C000172804 Class C NMKCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000054933 Nuveen Multi-Asset Income Fund C000172806 Class I NMKIX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000054933 Nuveen Multi-Asset Income Fund C000172805 Class R6 NMKRX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000054934 Nuveen Multi-Asset Income Tax-Aware Fund C000172807 Class A NMXAX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000054934 Nuveen Multi-Asset Income Tax-Aware Fund C000172808 Class C NMXCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000054934 Nuveen Multi-Asset Income Tax-Aware Fund C000172810 Class I NMXIX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000054934 Nuveen Multi-Asset Income Tax-Aware Fund C000172809 Class R6 NMXRX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000027100 Nuveen NWQ Flexible Income Fund C000171409 Class R6 NQWFX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000027100 Nuveen NWQ Flexible Income Fund C000081597 Class A NWQAX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000027100 Nuveen NWQ Flexible Income Fund C000081598 Class C NWQCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000027100 Nuveen NWQ Flexible Income Fund C000081600 Class I NWQIX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000015514 Nuveen Preferred Securities Fund C000042234 Class A NPSAX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000015514 Nuveen Preferred Securities Fund C000042236 Class C NPSCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000015514 Nuveen Preferred Securities Fund C000171408 Class R6 NPSFX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000015514 Nuveen Preferred Securities Fund C000042237 Class I NPSRX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-21979 0001380786 Nuveen Investment Trust V 30 S000015514 Nuveen Preferred Securities Fund C000087841 Class R3 NPSTX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-22023 0001390204 Nuveen Managed Accounts Portfolios Trust 30 S000017347 Municipal Total Return Managed Accounts Portfolio C000048022 Common Shares NMTRX 333 WEST WACKER DRIVE CHICAGO 60606 IL [NULL] 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000545 Nuveen Arizona Municipal Bond Fund C000001476 Nuveen Arizona Municipal Bond Fund - Class C2 FAZCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000545 Nuveen Arizona Municipal Bond Fund C000001474 Nuveen Arizona Municipal Bond Fund - Class A FAZTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000545 Nuveen Arizona Municipal Bond Fund C000137693 Class C FZCCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000545 Nuveen Arizona Municipal Bond Fund C000001477 Nuveen Arizona Municipal Bond Fund - Class I NMARX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000546 Nuveen Colorado Municipal Bond Fund C000137694 Class C FAFKX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000546 Nuveen Colorado Municipal Bond Fund C000001480 Nuveen Colorado Municipal Bond Fund - Class C2 FCOCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000546 Nuveen Colorado Municipal Bond Fund C000001481 Nuveen Colorado Municipal Bond Fund - Class I FCORX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000546 Nuveen Colorado Municipal Bond Fund C000001478 Nuveen Colorado Municipal Bond Fund - Class A FCOTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000548 Nuveen Maryland Municipal Bond Fund C000137695 Class C NACCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000548 Nuveen Maryland Municipal Bond Fund C000001486 Nuveen Maryland Municipal Bond Fund - Class A NMDAX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000548 Nuveen Maryland Municipal Bond Fund C000001488 Nuveen Maryland Municipal Bond Fund - Class C2 NMDCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000548 Nuveen Maryland Municipal Bond Fund C000001489 Nuveen Maryland Municipal Bond Fund - Class I NMMDX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000549 Nuveen New Mexico Municipal Bond Fund C000137696 Class C FNCCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000549 Nuveen New Mexico Municipal Bond Fund C000001492 Nuveen New Mexico Municipal Bond Fund - Class C2 FNMCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000549 Nuveen New Mexico Municipal Bond Fund C000001493 Nuveen New Mexico Municipal Bond Fund - Class I FNMRX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000549 Nuveen New Mexico Municipal Bond Fund C000001490 Nuveen New Mexico Municipal Bond Fund - Class A FNMTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000550 Nuveen Pennsylvania Municipal Bond Fund C000137697 Class C FPCCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000550 Nuveen Pennsylvania Municipal Bond Fund C000001496 Nuveen Pennsylvania Municipal Bond Fund - Class C2 FPMBX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000550 Nuveen Pennsylvania Municipal Bond Fund C000001494 Nuveen Pennsylvania Municipal Bond Fund - Class A FPNTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000550 Nuveen Pennsylvania Municipal Bond Fund C000001497 Nuveen Pennsylvania Municipal Bond Fund - Class I NBPAX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000551 Nuveen Virginia Municipal Bond Fund C000001500 Nuveen Virginia Municipal Bond Fund - Class C2 FVACX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000551 Nuveen Virginia Municipal Bond Fund C000001498 Nuveen Virginia Municipal Bond Fund - Class A FVATX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000551 Nuveen Virginia Municipal Bond Fund C000137698 Class C FVCCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07747 0001018972 NUVEEN MULTISTATE TRUST I 30 S000000551 Nuveen Virginia Municipal Bond Fund C000001501 Nuveen Virginia Municipal Bond Fund - Class I NMVAX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000008513 Nuveen California High Yield Municipal Bond Fund C000137692 Class C NAWSX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000008513 Nuveen California High Yield Municipal Bond Fund C000023361 Nuveen California High Yield Municipal Bond Fund - Class A NCHAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000008513 Nuveen California High Yield Municipal Bond Fund C000023363 Nuveen California High Yield Municipal Bond Fund - Class C2 NCHCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000008513 Nuveen California High Yield Municipal Bond Fund C000023364 Nuveen California High Yield Municipal Bond Fund - Class I NCHRX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000055308 Nuveen California Intermediate Municipal Bond Fund C000174072 Class A [NULL] C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000055308 Nuveen California Intermediate Municipal Bond Fund C000174073 Class C [NULL] C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000055308 Nuveen California Intermediate Municipal Bond Fund C000174074 Class I [NULL] C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000552 Nuveen California Municipal Bond Fund C000137687 Class C NAKFX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000552 Nuveen California Municipal Bond Fund C000001516 Nuveen California Municipal Bond Fund - Class A NCAAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000552 Nuveen California Municipal Bond Fund C000001518 Nuveen California Municipal Bond Fund - Class C2 NCACX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000552 Nuveen California Municipal Bond Fund C000001519 Nuveen California Municipal Bond Fund - Class I NCSPX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000554 Nuveen Connecticut Municipal Bond Fund C000001526 Nuveen Connecticut Municipal Bond Fund - Class C2 FCTCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000554 Nuveen Connecticut Municipal Bond Fund C000001527 Nuveen Connecticut Municipal Bond Fund - Class I FCTRX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000554 Nuveen Connecticut Municipal Bond Fund C000001524 Nuveen Connecticut Municipal Bond Fund - Class A FCTTX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000554 Nuveen Connecticut Municipal Bond Fund C000137688 Class C FDCDX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000555 Nuveen Massachusetts Municipal Bond Fund C000137689 Class C NAAGX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000555 Nuveen Massachusetts Municipal Bond Fund C000001531 Nuveen Massachusetts Municipal Bond Fund - Class I NBMAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000555 Nuveen Massachusetts Municipal Bond Fund C000001528 Nuveen Massachusetts Municipal Bond Fund - Class A NMAAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000555 Nuveen Massachusetts Municipal Bond Fund C000001530 Nuveen Massachusetts Municipal Bond Fund - Class C2 NMACX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000557 Nuveen New Jersey Municipal Bond Fund C000137690 Class C NJCCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000557 Nuveen New Jersey Municipal Bond Fund C000001539 Nuveen New Jersey Municipal Bond Fund - Class I NMNJX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000557 Nuveen New Jersey Municipal Bond Fund C000001536 Nuveen New Jersey Municipal Bond Fund - Class A NNJAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000557 Nuveen New Jersey Municipal Bond Fund C000001538 Nuveen New Jersey Municipal Bond Fund - Class C2 NNJCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000558 Nuveen New York Municipal Bond Fund C000137691 Class C NAJPX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000558 Nuveen New York Municipal Bond Fund C000001540 Nuveen New York Municipal Bond Fund - Class A NNYAX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000558 Nuveen New York Municipal Bond Fund C000001542 Nuveen New York Municipal Bond Fund - Class C2 NNYCX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07755 0001018975 NUVEEN MULTISTATE TRUST II /MA/ 30 S000000558 Nuveen New York Municipal Bond Fund C000001543 Nuveen New York Municipal Bond Fund - Class I NTNYX C/O NUVEEN INVESTMENTS CHICAGO 60606 IL 333 WEST WACKER DRIVE 33RD FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000596 Nuveen Kansas Municipal Bond Fund C000137705 Class C FAFOX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000596 Nuveen Kansas Municipal Bond Fund C000001666 Nuveen Kansas Municipal Bond Fund - Class C2 FCKSX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000596 Nuveen Kansas Municipal Bond Fund C000001664 Nuveen Kansas Municipal Bond Fund - Class A FKSTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000596 Nuveen Kansas Municipal Bond Fund C000001667 Nuveen Kansas Municipal Bond Fund - Class I FRKSX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000597 Nuveen Kentucky Municipal Bond Fund C000137706 Class C FKCCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000597 Nuveen Kentucky Municipal Bond Fund C000001670 Nuveen Kentucky Municipal Bond Fund - Class C2 FKYCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000597 Nuveen Kentucky Municipal Bond Fund C000001671 Nuveen Kentucky Municipal Bond Fund - Class I FKYRX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000597 Nuveen Kentucky Municipal Bond Fund C000001668 Nuveen Kentucky Municipal Bond Fund - Class A FKYTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000598 Nuveen Michigan Municipal Bond Fund C000137707 Class C FAFNX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000598 Nuveen Michigan Municipal Bond Fund C000001674 Nuveen Michigan Municipal Bond Fund - Class C2 FLMCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000598 Nuveen Michigan Municipal Bond Fund C000001672 Nuveen Michigan Municipal Bond Fund - Class A FMITX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000598 Nuveen Michigan Municipal Bond Fund C000001675 Nuveen Michigan Municipal Bond Fund - Class I NMMIX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000599 Nuveen Missouri Municipal Bond Fund C000137708 Class C FAFPX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000599 Nuveen Missouri Municipal Bond Fund C000001679 Nuveen Missouri Municipal Bond Fund - Class I FMMRX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000599 Nuveen Missouri Municipal Bond Fund C000001678 Nuveen Missouri Municipal Bond Fund - Class C2 FMOCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000599 Nuveen Missouri Municipal Bond Fund C000001676 Nuveen Missouri Municipal Bond Fund - Class A FMOTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000600 Nuveen Ohio Municipal Bond Fund C000137709 Class C FAFMX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000600 Nuveen Ohio Municipal Bond Fund C000001682 Nuveen Ohio Municipal Bond Fund - Class C2 FOHCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000600 Nuveen Ohio Municipal Bond Fund C000001680 Nuveen Ohio Municipal Bond Fund - Class A FOHTX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000600 Nuveen Ohio Municipal Bond Fund C000001683 Nuveen Ohio Municipal Bond Fund - Class I NXOHX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000601 Nuveen Wisconsin Municipal Bond Fund C000137710 Class C FWCCX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000601 Nuveen Wisconsin Municipal Bond Fund C000001684 Nuveen Wisconsin Municipal Bond Fund - Class A FWIAX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000601 Nuveen Wisconsin Municipal Bond Fund C000001686 Nuveen Wisconsin Municipal Bond Fund - Class C2 FWICX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07751 0001018973 NUVEEN MULTISTATE TRUST IV 30 S000000601 Nuveen Wisconsin Municipal Bond Fund C000001687 Nuveen Wisconsin Municipal Bond Fund - Class I FWIRX C/O JOHN NUVEEN & CO INC CHICAGO 60606 IL 333 WEST WACKER DRIVE 32ND FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000286 Nuveen All-American Municipal Bond Fund C000001506 Nuveen All-American Municipal Bond Fund - Class C2 FAACX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000286 Nuveen All-American Municipal Bond Fund C000001507 Nuveen All-American Municipal Bond Fund - Class I FAARX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000286 Nuveen All-American Municipal Bond Fund C000171394 Class R6 FAAWX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000286 Nuveen All-American Municipal Bond Fund C000137700 Class C FACCX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000286 Nuveen All-American Municipal Bond Fund C000000700 Nuveen All-American Municipal Bond Fund - Class A FLAAX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000289 Nuveen High Yield Municipal Bond Fund C000137702 Class C NHCCX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000289 Nuveen High Yield Municipal Bond Fund C000000703 Nuveen High Yield Municipal Bond Fund - Class A NHMAX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000289 Nuveen High Yield Municipal Bond Fund C000001514 Nuveen High Yield Municipal Bond Fund - Class C2 NHMCX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000289 Nuveen High Yield Municipal Bond Fund C000171395 Class R6 NHMFX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000289 Nuveen High Yield Municipal Bond Fund C000001515 Nuveen High Yield Municipal Bond Fund - Class I NHMRX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000030344 Nuveen Inflation Protected Municipal Bond Fund C000137703 Nuveen Inflation Protected Municipal Bond Fund - Class C NAADX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000030344 Nuveen Inflation Protected Municipal Bond Fund C000093337 Nuveen Inflation Protected Municipal Bond Fund - Class C2 NIPCX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000030344 Nuveen Inflation Protected Municipal Bond Fund C000093338 Class I NIPIX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000030344 Nuveen Inflation Protected Municipal Bond Fund C000093336 Class A NITAX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000285 Nuveen Intermediate Duration Municipal Bond Fund C000000699 Nuveen Intermediate Duration Municipal Bond Fund - Class A NMBAX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000285 Nuveen Intermediate Duration Municipal Bond Fund C000137699 Class C NNCCX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000285 Nuveen Intermediate Duration Municipal Bond Fund C000001503 Nuveen Intermediate Duration Municipal Bond Fund - Class C2 NNSCX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000285 Nuveen Intermediate Duration Municipal Bond Fund C000001504 Nuveen Intermediate Duration Municipal Bond Fund - Class I NUVBX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000288 Nuveen Limited Term Municipal Bond Fund C000137701 Class C FAFJX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000288 Nuveen Limited Term Municipal Bond Fund C000001511 Nuveen Limited Term Municipal Bond Fund - Class C2 FLTCX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000288 Nuveen Limited Term Municipal Bond Fund C000000702 Nuveen Limited Term Municipal Bond Fund - Class A FLTDX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000000288 Nuveen Limited Term Municipal Bond Fund C000001512 Nuveen Limited Term Municipal Bond Fund - Class I FLTRX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000039680 Nuveen Short-Duration High Yield Municipal Bond Fund C000137704 Nuveen Short-Duration High Yield Municipal Bond Fund - Class C NVCCX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000039680 Nuveen Short-Duration High Yield Municipal Bond Fund C000122984 Class A NVHAX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000039680 Nuveen Short-Duration High Yield Municipal Bond Fund C000122985 Nuveen Short-Duration High Yield Municipal Bond Fund - Class C2 NVHCX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000039680 Nuveen Short-Duration High Yield Municipal Bond Fund C000122986 Class I NVHIX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000047609 Nuveen Strategic Municipal Opportunities Fund C000149455 Class A NSAOX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000047609 Nuveen Strategic Municipal Opportunities Fund C000149456 Class C NSCOX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07873 0001020660 NUVEEN MUNICIPAL TRUST/MA 30 S000047609 Nuveen Strategic Municipal Opportunities Fund C000149457 Class I NSIOX NUVEEN INVESTMENTS CHICAGO 60606 IL 333 W WACKER DRIVE 33RD FLOOR 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005662 Nuveen Strategy Aggressive Growth Allocation Fund C000015495 Class A FAAGX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005662 Nuveen Strategy Aggressive Growth Allocation Fund C000015497 Class C FSACX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005662 Nuveen Strategy Aggressive Growth Allocation Fund C000015498 Class R3 FSASX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005662 Nuveen Strategy Aggressive Growth Allocation Fund C000015499 Class I FSAYX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005663 Nuveen Strategy Balanced Allocation Fund C000015500 Class A FSGNX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005663 Nuveen Strategy Balanced Allocation Fund C000015502 Class C FSKCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005663 Nuveen Strategy Balanced Allocation Fund C000015503 Class R3 FSKSX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005663 Nuveen Strategy Balanced Allocation Fund C000015504 Class I FSKYX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005665 Nuveen Strategy Conservative Allocation Fund C000015510 Class A FSFIX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005665 Nuveen Strategy Conservative Allocation Fund C000015514 Class I FSFYX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005665 Nuveen Strategy Conservative Allocation Fund C000015512 Class C FSJCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005665 Nuveen Strategy Conservative Allocation Fund C000015513 Class R3 FSJSX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005664 Nuveen Strategy Growth Allocation Fund C000015505 Class A FAGSX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005664 Nuveen Strategy Growth Allocation Fund C000015509 Class I FSGYX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005664 Nuveen Strategy Growth Allocation Fund C000015507 Class C FSNCX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-07687 0001017927 NUVEEN STRATEGY FUNDS, INC. 30 S000005664 Nuveen Strategy Growth Allocation Fund C000015508 Class R3 FSNSX 333 WEST WACKER DR. CHICAGO 60606 IL [NULL] 811-03831 0000726509 NYLIAC MFA SEPARATE ACCOUNT I 32 S000009350 NYLIAC MFA SEPARATE ACCOUNT I C000025630 Facilitator(R) Multi-Funded Retirement Annuity [NULL] 51 MADISON AVE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-03830 0000726510 NYLIAC MFA SEPARATE ACCOUNT II 32 S000009351 NYLIAC MFA SEPARATE ACCOUNT II C000025631 Facilitator(R) Multi-Funded Retirement Annuity [NULL] 51 MADISON AVE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-07280 0000893167 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT I 32 S000009367 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT I C000025675 New York Life Flexible Premium Variable Annuity (f/k/a New York Life LifeStages(R) Flexible Premium Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-07282 0000893168 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT II 32 S000009371 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT II C000025684 New York Life Flexible Premium Variable Annuity (f/k/a New York Life LifeStages(R) Flexible Premium Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025705 New York Life Access Variable Annuity (f/k/a LifeStages(R) Access Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025706 New York Life Access Variable Annuity (f/k/a MainStay Access Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000077985 New York Life Complete Access Variable Annuity [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025708 New York Life Essentials Variable Annuity (f/k/a LifeStages(R) Essentials Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025710 New York Life Flexible Premium Variable Annuity (f/k/a New York Life LifeStages(R) Flexible Premium Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000099458 New York Life Flexible Premium Variable Annuity II [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000111335 New York Life Income Plus Variable Annuity [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000154620 New York Life Income Plus Variable Annuity II [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025709 New York Life Plus II Variable Annuity (f/k/a MainStay Plus II Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025707 New York Life Plus Variable Annuity (f/k/a MainStay Plus Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000074526 New York Life Premier Plus Variable Annuity [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000154614 New York Life Premier Plus Variable Annuity II [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000074527 New York Life Premier Variable Annuity [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000154613 New York Life Premier Variable Annuity II [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025702 New York Life Premium Plus II Variable Annuity (f/k/a LifeStages(R) Premium Plus II Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025712 New York Life Premium Plus II Variable Annuity (f/k/a MainStay Premium Plus II Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025701 New York Life Premium Plus Variable Annuity (f/k/a LifeStages(R) Premium Plus Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025711 New York Life Premium Plus Variable Annuity (f/k/a MainStay Premium Plus Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025703 New York Life Select Variable Annuity (f/k/a LifeStages(R) Select Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025704 New York Life Select Variable Annuity (f/k/a MainStay Select Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000025700 New York Life Variable Annuity (f/k/a New York Life LifeStages(R) Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000154617 NYL Complete Access Variable Annuity II [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-08904 0000934298 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III 32 S000009385 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III C000154618 NYL Flexible Premium Variable Annuity III [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-21397 0001209501 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV 32 S000009386 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV C000025713 New York Life Elite Variable Annuity (f/k/a LifeStages(R) Elite Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-21397 0001209501 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV 32 S000009386 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV C000025714 New York Life Elite Variable Annuity (f/k/a MainStay Elite Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-21397 0001209501 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV 32 S000009386 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV C000099457 New York Life Flexible Premium Variable Annuity II [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-21397 0001209501 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV 32 S000009386 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV C000025716 New York Life Longevity Benefit Variable Annuity (f/k/a LifeStages(R) Longevity Benefit Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-21397 0001209501 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV 32 S000009386 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV C000040548 New York Life Longevity Benefit Variable Annuity (f/k/a Mainstay Longevity Benefit Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-21397 0001209501 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV 32 S000009386 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV C000074528 New York Life Premier Plus Variable Annuity [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-21397 0001209501 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV 32 S000009386 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV C000154616 New York Life Premier Plus Variable Annuity II [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-21397 0001209501 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV 32 S000009386 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV C000074529 New York Life Premier Variable Annuity [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-21397 0001209501 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV 32 S000009386 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV C000154615 New York Life Premier Variable Annuity II [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-21397 0001209501 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV 32 S000009386 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV C000025715 New York Life Premium Plus Elite Variable Annuity (f/k/a LifeStages(R) Premium Plus Elite Variable Annuity) [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-21397 0001209501 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV 32 S000009386 NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV C000154619 NYL Flexible Premium Variable Annuity III [NULL] 51 MADISON AVENUE, ROOM 10SB NEW YORK 10010 NY ATTENTION: LAURA BRAMSON 811-07963 0001027657 NYSA SERIES TRUST 30 S000004908 NYSA Fund C000013264 NYSA Fund NYSAX 507 PLUM STREET SUITE 120 SYRACUSE 13204 NY . 811-08549 0001050918 OAK ASSOCIATES FUNDS 30 S000006541 BLACK OAK EMERGING TECHNOLOGY FUND C000017876 BLACK OAK EMERGING TECHNOLOGY FUND BOGSX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-08549 0001050918 OAK ASSOCIATES FUNDS 30 S000006542 LIVE OAK HEALTH SCIENCES FUND C000017877 LIVE OAK HEALTH SCIENCES FUND LOGSX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-08549 0001050918 OAK ASSOCIATES FUNDS 30 S000006539 PIN OAK EQUITY FUND C000017874 PIN OAK EQUITY FUND POGSX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-08549 0001050918 OAK ASSOCIATES FUNDS 30 S000006540 RED OAK TECHNOLOGY SELECT FUND C000017875 RED OAK TECHNOLOGY SELECT FUND ROGSX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-08549 0001050918 OAK ASSOCIATES FUNDS 30 S000006544 RIVER OAK DISCOVERY FUND C000017879 RIVER OAK DISCOVERY FUND RIVSX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-08549 0001050918 OAK ASSOCIATES FUNDS 30 S000006543 ROCK OAK CORE GROWTH FUND C000017878 ROCK OAK CORE GROWTH FUND RCKSX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-08549 0001050918 OAK ASSOCIATES FUNDS 30 S000006538 WHITE OAK SELECT GROWTH FUND C000017873 WHITE OAK SELECT GROWTH FUND WOGSX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-22997 0001618737 Oaktree Funds 30 S000047427 Oaktree Emerging Markets Equity Fund C000148887 Advisor Class OEEDX 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22997 0001618737 Oaktree Funds 30 S000047427 Oaktree Emerging Markets Equity Fund C000148886 Institutional Class OEEIX 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22997 0001618737 Oaktree Funds 30 S000047426 Oaktree High Yield Bond Fund C000148885 Advisor Class OHYDX 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES 90071 CA [NULL] 811-22997 0001618737 Oaktree Funds 30 S000047426 Oaktree High Yield Bond Fund C000148884 Institutional Class OHYIX 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES 90071 CA [NULL] 811-04854 0000803020 OBERWEIS FUNDS 30 S000020795 Oberweis Asia Opportunities Fund C000058069 Oberweis Asia Opportunities Fund OBAOX 3333 WARRENVILLE ROAD 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FUNDS 30 S000010232 Oberweis Small-Cap Opportunities Fund C000028301 Oberweis Small-Cap Opportunities Fund OBSOX 3333 WARRENVILLE ROAD LISLE 60532 IL SUITE 500 811-04010 0000745338 OCM MUTUAL FUND 30 S000005294 OCM MUTUAL FUND C000101831 OCM Gold Fund - Advisor Class OCMAX 1299 OCEAN AVENUE SANTA MONICA 90401 CA SUITE 210 811-04010 0000745338 OCM MUTUAL FUND 30 S000005294 OCM MUTUAL FUND C000014470 OCM Gold Fund - Investor Class OCMGX 1299 OCEAN AVENUE SANTA MONICA 90401 CA SUITE 210 811-23185 0001683015 OFI Series Trust 30 S000055512 OFI Man Global Long/Short Fund C000174651 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23185 0001683015 OFI Series Trust 30 S000055512 OFI Man Global Long/Short Fund C000174652 C [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23185 0001683015 OFI Series Trust 30 S000055512 OFI Man Global Long/Short Fund C000174653 I [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23185 0001683015 OFI Series Trust 30 S000055512 OFI Man Global Long/Short Fund C000174654 R [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23185 0001683015 OFI Series Trust 30 S000055512 OFI Man Global Long/Short Fund C000174655 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007895 Aggressive Growth Portfolio C000021436 Aggressive Growth Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007885 Balanced Portfolio C000021426 Balanced Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007889 Bond Portfolio C000021430 Bond Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000017305 Bristol Growth Portfolio C000047872 Bristol Growth Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007881 Bristol Portfolio C000021422 Bristol Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007882 Bryton Growth Portfolio C000021423 Bryton Growth Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007893 Capital Appreciation Portfolio C000021434 Capital Appreciation Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007876 ClearBridge Small Cap Portfolio C000021417 ClearBridge Small Cap Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007873 Equity Portfolio C000021414 Equity Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007878 High Income Bond Portfolio C000021419 High Income Bond Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007891 International Portfolio C000021432 International Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007892 International Small-Mid Company Portfolio C000021433 International Small-Mid Company Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007875 Mid Cap Opportunity Portfolio C000021416 Mid Cap Opportunity Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007880 Nasdaq-100 Index Portfolio C000021421 Nasdaq-100 Index Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007890 Omni Portfolio C000021431 Omni Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000045337 Risk Managed Balanced Portfolio C000141102 Risk Managed Balanced Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007877 S&P 500 Index Portfolio C000021418 S&P 500 Index Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007874 Small Cap Growth Portfolio C000021415 Small Cap Growth Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007879 Strategic Value Portfolio C000021420 Strategic Value Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-03015 0000315754 OHIO NATIONAL FUND INC 30 S000007887 Target VIP Portfolio C000021428 Target VIP Portfolio [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE ACCOUNT A C000021576 ONcore Flex [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE ACCOUNT A C000085691 ONcore Flex II [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE ACCOUNT A C000021575 ONcore Lite [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE ACCOUNT A C000075010 ONcore Lite II [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE ACCOUNT A C000085701 ONcore Lite III [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE ACCOUNT A C000021574 ONcore Premier (sold before October 1, 2012) [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE ACCOUNT A C000117841 ONcore Premier (sold on or after October 1, 2012) [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE ACCOUNT A C000085692 ONcore Premier II [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE ACCOUNT A C000173800 ONcore Select 4 [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE ACCOUNT A C000173801 ONcore Select 7 [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE ACCOUNT A C000034994 ONcore Ultra [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE ACCOUNT A C000075011 ONcore Ultra II [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE ACCOUNT A C000021573 ONcore Value (sold before October 1, 2012) [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE ACCOUNT A C000117839 ONcore Value (sold on or after October 1, 2012) [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE ACCOUNT A C000099095 ONcore Wealth Foundation 4 [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE ACCOUNT A C000099094 ONcore Wealth Foundation 7 [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE ACCOUNT A C000035466 ONcore Wrap [NULL] ONE FINANCIAL WAY CINCINNATI 45242 OH [NULL] 811-01978 0000073981 OHIO NATIONAL VARIABLE ACCOUNT A 32 S000007957 OHIO NATIONAL VARIABLE 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[NULL] 811-21918 0001368083 Oppenheimer Global Multi Strategies Fund 30 S000013351 Oppenheimer Global Multi Strategies Fund C000109883 I [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-21918 0001368083 Oppenheimer Global Multi Strategies Fund 30 S000013351 Oppenheimer Global Multi Strategies Fund C000109882 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-22760 0001560050 Oppenheimer Global Multi-Alternatives Fund. 30 S000039501 Oppenheimer Global Multi-Alternatives Fund C000121661 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-22760 0001560050 Oppenheimer Global Multi-Alternatives Fund. 30 S000039501 Oppenheimer Global Multi-Alternatives Fund C000121662 C [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-22760 0001560050 Oppenheimer Global Multi-Alternatives Fund. 30 S000039501 Oppenheimer Global Multi-Alternatives Fund C000121663 I [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-22760 0001560050 Oppenheimer Global Multi-Alternatives Fund. 30 S000039501 Oppenheimer Global Multi-Alternatives Fund C000121664 R [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-22760 0001560050 Oppenheimer Global Multi-Alternatives Fund. 30 S000039501 Oppenheimer Global Multi-Alternatives Fund C000121665 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23052 0001640924 Oppenheimer Global Multi-Asset Growth Fund 30 S000050180 Global Multi-Asset Growth Fund C000158335 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23052 0001640924 Oppenheimer Global Multi-Asset Growth Fund 30 S000050180 Global Multi-Asset Growth Fund C000158336 C [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23052 0001640924 Oppenheimer Global Multi-Asset Growth Fund 30 S000050180 Global Multi-Asset Growth Fund C000158339 I [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23052 0001640924 Oppenheimer Global Multi-Asset Growth Fund 30 S000050180 Global Multi-Asset Growth Fund C000158337 R [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23052 0001640924 Oppenheimer Global Multi-Asset Growth Fund 30 S000050180 Global Multi-Asset Growth Fund C000158338 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-22993 0001617762 Oppenheimer Global Multi-Asset Income Fund 30 S000047351 Global Multi-Asset Income Fund C000148675 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-22993 0001617762 Oppenheimer Global Multi-Asset Income Fund 30 S000047351 Global Multi-Asset Income Fund C000148676 C [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-22993 0001617762 Oppenheimer Global Multi-Asset Income Fund 30 S000047351 Global Multi-Asset Income Fund C000148677 I [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-22993 0001617762 Oppenheimer Global Multi-Asset Income Fund 30 S000047351 Global Multi-Asset Income Fund C000148678 R [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-22993 0001617762 Oppenheimer Global Multi-Asset Income Fund 30 S000047351 Global Multi-Asset Income Fund C000148679 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-06001 0000861457 OPPENHEIMER GLOBAL OPPORTUNITIES FUND 30 S000007055 OPPENHEIMER GLOBAL OPPORTUNITIES FUND C000019235 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-06001 0000861457 OPPENHEIMER GLOBAL OPPORTUNITIES FUND 30 S000007055 OPPENHEIMER GLOBAL OPPORTUNITIES FUND C000019236 B [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-06001 0000861457 OPPENHEIMER GLOBAL OPPORTUNITIES FUND 30 S000007055 OPPENHEIMER GLOBAL OPPORTUNITIES FUND C000019237 C [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-06001 0000861457 OPPENHEIMER GLOBAL OPPORTUNITIES FUND 30 S000007055 OPPENHEIMER GLOBAL OPPORTUNITIES FUND C000109837 I [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-06001 0000861457 OPPENHEIMER GLOBAL OPPORTUNITIES FUND 30 S000007055 OPPENHEIMER GLOBAL OPPORTUNITIES FUND C000019238 R [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-06001 0000861457 OPPENHEIMER GLOBAL OPPORTUNITIES FUND 30 S000007055 OPPENHEIMER GLOBAL OPPORTUNITIES FUND C000019239 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-22771 0001562689 Oppenheimer Global Real Estate Fund 30 S000039726 Oppenheimer Global Real Estate Fund C000123076 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 8011-3924 CO [NULL] 811-22771 0001562689 Oppenheimer Global Real Estate Fund 30 S000039726 Oppenheimer Global Real Estate Fund C000123077 C [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 8011-3924 CO [NULL] 811-22771 0001562689 Oppenheimer Global Real Estate Fund 30 S000039726 Oppenheimer Global Real Estate Fund C000123078 I [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 8011-3924 CO [NULL] 811-22771 0001562689 Oppenheimer Global Real Estate Fund 30 S000039726 Oppenheimer Global Real Estate Fund C000123079 R [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 8011-3924 CO [NULL] 811-22771 0001562689 Oppenheimer Global Real Estate Fund 30 S000039726 Oppenheimer Global Real Estate Fund C000123080 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 8011-3924 CO [NULL] 811-05724 0000850134 OPPENHEIMER GLOBAL STRATEGIC INCOME FUND 30 S000008495 OPPENHEIMER GLOBAL STRATEGIC INCOME FUND C000023318 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-05724 0000850134 OPPENHEIMER GLOBAL STRATEGIC INCOME FUND 30 S000008495 OPPENHEIMER GLOBAL STRATEGIC INCOME FUND C000023319 B [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-05724 0000850134 OPPENHEIMER GLOBAL STRATEGIC INCOME FUND 30 S000008495 OPPENHEIMER GLOBAL STRATEGIC INCOME FUND C000023320 C [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-05724 0000850134 OPPENHEIMER GLOBAL STRATEGIC INCOME FUND 30 S000008495 OPPENHEIMER GLOBAL STRATEGIC INCOME FUND C000109886 I [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-05724 0000850134 OPPENHEIMER GLOBAL STRATEGIC INCOME FUND 30 S000008495 OPPENHEIMER GLOBAL STRATEGIC INCOME FUND C000023321 R [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-05724 0000850134 OPPENHEIMER GLOBAL STRATEGIC INCOME FUND 30 S000008495 OPPENHEIMER GLOBAL STRATEGIC INCOME FUND C000023322 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-22092 0001405969 Oppenheimer Global Value Fund 30 S000019047 Oppenheimer Global Value Fund C000052667 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-22092 0001405969 Oppenheimer Global Value Fund 30 S000019047 Oppenheimer Global Value Fund C000052669 C [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-22092 0001405969 Oppenheimer Global Value Fund 30 S000019047 Oppenheimer Global Value Fund C000117825 I [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-22092 0001405969 Oppenheimer Global Value Fund 30 S000019047 Oppenheimer Global Value Fund C000052670 R [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-22092 0001405969 Oppenheimer Global Value Fund 30 S000019047 Oppenheimer Global Value Fund C000052671 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-03694 0000716836 OPPENHEIMER GOLD & SPECIAL MINERALS FUND 30 S000007056 OPPENHEIMER GOLD & SPECIAL MINERALS FUND C000019242 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-03694 0000716836 OPPENHEIMER GOLD & SPECIAL MINERALS FUND 30 S000007056 OPPENHEIMER GOLD & SPECIAL MINERALS FUND C000019243 B [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-03694 0000716836 OPPENHEIMER GOLD & SPECIAL MINERALS FUND 30 S000007056 OPPENHEIMER GOLD & SPECIAL MINERALS FUND C000019244 C [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-03694 0000716836 OPPENHEIMER GOLD & SPECIAL MINERALS FUND 30 S000007056 OPPENHEIMER GOLD & SPECIAL MINERALS FUND C000119747 I [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-03694 0000716836 OPPENHEIMER GOLD & SPECIAL MINERALS FUND 30 S000007056 OPPENHEIMER GOLD & SPECIAL MINERALS FUND C000019245 R [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-03694 0000716836 OPPENHEIMER GOLD & SPECIAL MINERALS FUND 30 S000007056 OPPENHEIMER GOLD & SPECIAL MINERALS FUND C000096165 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-21888 0001358587 Oppenheimer Institutional Money Market Fund 30 S000012567 Oppenheimer Institutional Money Market Fund C000034179 E [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-21888 0001358587 Oppenheimer Institutional Money Market Fund 30 S000012567 Oppenheimer Institutional Money Market Fund C000034180 L [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-21888 0001358587 Oppenheimer Institutional Money Market Fund 30 S000012567 Oppenheimer Institutional Money Market Fund C000034181 P [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-03420 0000701265 OPPENHEIMER INTEGRITY FUNDS 30 S000008824 Oppenheimer Core Bond Fund C000024033 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-03420 0000701265 OPPENHEIMER INTEGRITY FUNDS 30 S000008824 Oppenheimer Core Bond Fund C000024034 B [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-03420 0000701265 OPPENHEIMER INTEGRITY FUNDS 30 S000008824 Oppenheimer Core Bond Fund C000024035 C [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-03420 0000701265 OPPENHEIMER INTEGRITY FUNDS 30 S000008824 Oppenheimer Core Bond Fund C000113139 I [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-03420 0000701265 OPPENHEIMER INTEGRITY FUNDS 30 S000008824 Oppenheimer Core Bond Fund C000024036 R [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-03420 0000701265 OPPENHEIMER INTEGRITY FUNDS 30 S000008824 Oppenheimer Core Bond Fund C000024037 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-07255 0000939800 OPPENHEIMER INTERNATIONAL BOND FUND 30 S000007072 OPPENHEIMER INTERNATIONAL BOND FUND C000019293 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-07255 0000939800 OPPENHEIMER INTERNATIONAL BOND FUND 30 S000007072 OPPENHEIMER INTERNATIONAL BOND FUND C000019294 B [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-07255 0000939800 OPPENHEIMER INTERNATIONAL BOND FUND 30 S000007072 OPPENHEIMER INTERNATIONAL BOND FUND C000019295 C [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-07255 0000939800 OPPENHEIMER INTERNATIONAL BOND FUND 30 S000007072 OPPENHEIMER INTERNATIONAL BOND FUND C000113853 I [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-07255 0000939800 OPPENHEIMER INTERNATIONAL BOND FUND 30 S000007072 OPPENHEIMER INTERNATIONAL BOND FUND C000019296 R [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-07255 0000939800 OPPENHEIMER INTERNATIONAL BOND FUND 30 S000007072 OPPENHEIMER INTERNATIONAL BOND FUND C000019297 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 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Oppenheimer International Diversified Fund 30 S000008825 Oppenheimer International Diversified Fund C000024042 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112 CO [NULL] 811-23163 0001678241 Oppenheimer International Growth & Income Fund 30 S000055078 Oppenheimer International Growth & Income Fund C000173276 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23163 0001678241 Oppenheimer International Growth & Income Fund 30 S000055078 Oppenheimer International Growth & Income Fund C000173277 C [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23163 0001678241 Oppenheimer International Growth & Income Fund 30 S000055078 Oppenheimer International Growth & Income Fund C000173278 I [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23163 0001678241 Oppenheimer International Growth & Income Fund 30 S000055078 Oppenheimer International Growth & Income Fund C000173279 R [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23163 0001678241 Oppenheimer International Growth & Income Fund 30 S000055078 Oppenheimer International Growth & Income Fund C000173280 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23103 0001655329 Oppenheimer International Growth Currency Hedged Fund 30 S000052325 Oppenheimer International Growth Currency Hedged Fund C000164539 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23103 0001655329 Oppenheimer International Growth Currency Hedged Fund 30 S000052325 Oppenheimer International Growth Currency Hedged Fund C000164540 C [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23103 0001655329 Oppenheimer International Growth Currency Hedged Fund 30 S000052325 Oppenheimer International Growth Currency Hedged Fund C000164541 I [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23103 0001655329 Oppenheimer International Growth Currency Hedged Fund 30 S000052325 Oppenheimer International Growth Currency Hedged Fund C000164542 R [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-23103 0001655329 Oppenheimer International Growth Currency Hedged Fund 30 S000052325 Oppenheimer International Growth Currency Hedged Fund C000164543 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-07489 0001005728 OPPENHEIMER INTERNATIONAL GROWTH FUND 30 S000007073 OPPENHEIMER INTERNATIONAL GROWTH FUND C000019299 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-07489 0001005728 OPPENHEIMER INTERNATIONAL GROWTH FUND 30 S000007073 OPPENHEIMER INTERNATIONAL GROWTH FUND C000019300 B [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-07489 0001005728 OPPENHEIMER INTERNATIONAL GROWTH FUND 30 S000007073 OPPENHEIMER INTERNATIONAL GROWTH FUND C000019301 C [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-07489 0001005728 OPPENHEIMER INTERNATIONAL GROWTH FUND 30 S000007073 OPPENHEIMER INTERNATIONAL GROWTH FUND C000112119 I [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-07489 0001005728 OPPENHEIMER INTERNATIONAL GROWTH FUND 30 S000007073 OPPENHEIMER INTERNATIONAL GROWTH FUND C000019302 R [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-07489 0001005728 OPPENHEIMER INTERNATIONAL GROWTH FUND 30 S000007073 OPPENHEIMER INTERNATIONAL GROWTH FUND C000019303 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-08299 0001041102 Oppenheimer International Small-Mid Co Fund 30 S000007074 OPPENHEIMER INTERNATIONAL SMALL-MID COMPANY FUND C000019305 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-08299 0001041102 Oppenheimer International Small-Mid Co Fund 30 S000007074 OPPENHEIMER INTERNATIONAL SMALL-MID COMPANY FUND C000019306 B [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-08299 0001041102 Oppenheimer International Small-Mid Co Fund 30 S000007074 OPPENHEIMER INTERNATIONAL SMALL-MID COMPANY FUND C000019307 C [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-08299 0001041102 Oppenheimer International Small-Mid Co Fund 30 S000007074 OPPENHEIMER INTERNATIONAL SMALL-MID COMPANY FUND C000109449 I [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-08299 0001041102 Oppenheimer International Small-Mid Co Fund 30 S000007074 OPPENHEIMER INTERNATIONAL SMALL-MID COMPANY FUND C000019308 R [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-08299 0001041102 Oppenheimer International Small-Mid Co Fund 30 S000007074 OPPENHEIMER INTERNATIONAL SMALL-MID COMPANY FUND C000019309 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-06105 0000863250 OPPENHEIMER INTERNATIONAL VALUE FUND 30 S000008472 OPPENHEIMER INTERNATIONAL VALUE FUND INC C000023223 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-06105 0000863250 OPPENHEIMER INTERNATIONAL VALUE FUND 30 S000008472 OPPENHEIMER INTERNATIONAL VALUE FUND INC C000023224 B [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-06105 0000863250 OPPENHEIMER INTERNATIONAL VALUE FUND 30 S000008472 OPPENHEIMER INTERNATIONAL VALUE FUND INC C000023225 C [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-06105 0000863250 OPPENHEIMER INTERNATIONAL VALUE FUND 30 S000008472 OPPENHEIMER INTERNATIONAL VALUE FUND INC C000125463 I [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-06105 0000863250 OPPENHEIMER INTERNATIONAL VALUE FUND 30 S000008472 OPPENHEIMER INTERNATIONAL VALUE FUND INC C000023226 R [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-06105 0000863250 OPPENHEIMER INTERNATIONAL VALUE FUND 30 S000008472 OPPENHEIMER INTERNATIONAL VALUE FUND INC C000069503 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-03430 0000701382 OPPENHEIMER LIMITED-TERM BOND FUND 30 S000008501 OPPENHEIMER LIMITED-TERM BOND FUND C000023339 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO N/A 811-03430 0000701382 OPPENHEIMER LIMITED-TERM BOND FUND 30 S000008501 OPPENHEIMER LIMITED-TERM BOND FUND C000023340 B [NULL] 6803 SOUTH TUCSON WAY 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NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08764 0000930007 PACE SELECT ADVISORS TRUST 30 S000002974 PACE Small/Medium Co Growth Equity Investments C000008159 Class P PCSGX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08764 0000930007 PACE SELECT ADVISORS TRUST 30 S000002974 PACE Small/Medium Co Growth Equity Investments C000008160 CLASS A PQUAX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08764 0000930007 PACE SELECT ADVISORS TRUST 30 S000002974 PACE Small/Medium Co Growth Equity Investments C000008162 CLASS C PUMCX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08764 0000930007 PACE SELECT ADVISORS TRUST 30 S000002974 PACE Small/Medium Co Growth Equity Investments C000008163 CLASS Y PUMYX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08764 0000930007 PACE SELECT ADVISORS TRUST 30 S000002973 PACE Small/Medium Co Value Equity Investments C000008154 Class P PCSVX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08764 0000930007 PACE SELECT ADVISORS TRUST 30 S000002973 PACE Small/Medium Co Value Equity Investments C000008155 CLASS A PEVAX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08764 0000930007 PACE SELECT ADVISORS TRUST 30 S000002973 PACE Small/Medium Co Value Equity Investments C000008157 CLASS C PEVCX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08764 0000930007 PACE SELECT ADVISORS TRUST 30 S000002973 PACE Small/Medium Co Value Equity Investments C000008158 CLASS Y PVEYX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08764 0000930007 PACE SELECT ADVISORS TRUST 30 S000002698 PACE Strategic Fixed Income Investments C000007360 Class A PBNAX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08764 0000930007 PACE SELECT ADVISORS TRUST 30 S000002698 PACE Strategic Fixed Income Investments C000007362 Class C PBNCX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08764 0000930007 PACE SELECT ADVISORS TRUST 30 S000002698 PACE Strategic Fixed Income Investments C000007359 Class P PCSIX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08764 0000930007 PACE SELECT ADVISORS TRUST 30 S000002698 PACE Strategic Fixed Income Investments C000007363 Class Y PSFYX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-23024 0001616668 Pacer Funds Trust 30 S000051999 Pacer Autopilot Hedged European Index ETF C000163550 Pacer Autopilot Hedged European Index ETF PAEU 16 INDUSTRIAL BLVD, SUITE 201 PAOLI 19301 PA [NULL] 811-23024 0001616668 Pacer Funds Trust 30 S000055467 Pacer Developed Markets International Cash Cows 100 ETF C000174483 Pacer Developed Markets International Cash Cows 100 ETF [NULL] 16 INDUSTRIAL BLVD, SUITE 201 PAOLI 19301 PA [NULL] 811-23024 0001616668 Pacer Funds Trust 30 S000055468 Pacer Emerging Markets Cash Cows 100 ETF C000174484 Pacer Emerging Markets Cash Cows 100 ETF [NULL] 16 INDUSTRIAL BLVD, SUITE 201 PAOLI 19301 PA [NULL] 811-23024 0001616668 Pacer Funds Trust 30 S000052000 Pacer Global High Dividend ETF C000163551 Pacer Global High Dividend ETF PGHD 16 INDUSTRIAL BLVD, SUITE 201 PAOLI 19301 PA [NULL] 811-23024 0001616668 Pacer Funds Trust 30 S000052001 Pacer International Export Leaders ETF C000163552 Pacer International Export Leaders ETF PIEL 16 INDUSTRIAL BLVD, SUITE 201 PAOLI 19301 PA [NULL] 811-23024 0001616668 Pacer Funds Trust 30 S000048686 Pacer Trendpilot 100 ETF C000153415 Pacer Trendpilot 100 ETF PTNQ 16 INDUSTRIAL BLVD, SUITE 201 PAOLI 19301 PA [NULL] 811-23024 0001616668 Pacer Funds Trust 30 S000048688 Pacer Trendpilot 450 ETF C000153417 Pacer Trendpilot 450 ETF PTMC 16 INDUSTRIAL BLVD, SUITE 201 PAOLI 19301 PA [NULL] 811-23024 0001616668 Pacer Funds Trust 30 S000048689 Pacer Trendpilot 750 ETF C000153418 Pacer Trendpilot 750 ETF PTLC 16 INDUSTRIAL BLVD, SUITE 201 PAOLI 19301 PA [NULL] 811-23024 0001616668 Pacer Funds Trust 30 S000051998 Pacer Trendpilot European Index ETF C000163549 Pacer Trendpilot European Index ETF PTEU 16 INDUSTRIAL BLVD, SUITE 201 PAOLI 19301 PA [NULL] 811-23024 0001616668 Pacer Funds Trust 30 S000055466 Pacer US Cash Cows 100 ETF C000174482 Pacer US Cash Cows 100 ETF [NULL] 16 INDUSTRIAL BLVD, SUITE 201 PAOLI 19301 PA [NULL] 811-23024 0001616668 Pacer Funds Trust 30 S000048687 Pacer US Export Leaders ETF C000153416 Pacer US Export Leaders ETF PEXL 16 INDUSTRIAL BLVD, SUITE 201 PAOLI 19301 PA [NULL] 811-07082 0000890804 PACIFIC CORINTHIAN VAR SEP ACCT OF PACIFIC LIFE INSURANCE CO 32 S000006219 PACIFIC CORINTHIAN VAR SEP ACCT OF PACIFIC LIFE INSURANCE CO (811-07082) C000017146 PACIFIC CORINTHIAN (333-39209) [NULL] PO BOX 6390 NEWPORT BEACH 92658-6390 CA [NULL] 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000030505 Pacific Funds Core Income C000154312 Class P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000030505 Pacific Funds Core Income C000093886 CLASS A PLIAX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000030505 Pacific Funds Core Income C000114643 ADVISOR CLASS PLIDX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC 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S000001903 Pacific Funds Portfolio Optimization Aggressive-Growth C000005010 CLASS C POCEX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001903 Pacific Funds Portfolio Optimization Aggressive-Growth C000005008 CLASS A POEAX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001903 Pacific Funds Portfolio Optimization Aggressive-Growth C000005009 CLASS B POEBX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001903 Pacific Funds Portfolio Optimization Aggressive-Growth C000124055 ADVISOR CLASS POEDX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001903 Pacific Funds Portfolio Optimization Aggressive-Growth C000005011 CLASS R POERX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST 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SERIES TRUST 30 S000001898 Pacific Funds Portfolio Optimization Moderate-Conservative C000004993 CLASS R POBRX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000034881 Pacific Funds Short Duration Income C000107274 CLASS A PLADX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000034881 Pacific Funds Short Duration Income C000107275 CLASS C PLCSX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000034881 Pacific Funds Short Duration Income C000114646 ADVISOR CLASS PLDSX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000034881 Pacific Funds Short Duration Income C000107276 CLASS I PLSDX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052135 Pacific Funds Small-Cap C000164096 Class P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052135 Pacific Funds Small-Cap C000164092 Class C PFACX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052135 Pacific Funds Small-Cap C000164094 Investor Class PFBRX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052135 Pacific Funds Small-Cap C000164095 Class S (formerly named Institutional Class) PFJIX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052135 Pacific Funds Small-Cap C000164091 Class A PFKAX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052135 Pacific Funds Small-Cap C000164093 Advisor Class PFQDX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052137 Pacific Funds Small-Cap Growth C000164108 Class P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052137 Pacific Funds Small-Cap Growth C000164103 Class A PFMAX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052137 Pacific Funds Small-Cap Growth C000164104 Class C PFMCX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052137 Pacific Funds Small-Cap Growth C000164105 Advisor Class PFWDX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052137 Pacific Funds Small-Cap Growth C000164106 Investor Class PFWRX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052137 Pacific Funds Small-Cap Growth C000164107 Class S (formerly named Institutional Class) PFYIX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052136 Pacific Funds Small-Cap Value C000164102 Class P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052136 Pacific Funds Small-Cap Value C000164097 Class A PFEAX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052136 Pacific Funds Small-Cap Value C000164101 Class S (formerly named Institutional Class) PFEIX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052136 Pacific Funds Small-Cap Value C000164099 Advisor Class PFFDX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052136 Pacific Funds Small-Cap Value C000164098 Class C PFHCX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052136 Pacific Funds Small-Cap Value C000164100 Investor Class PFQRX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052134 Pacific Funds Small/Mid-Cap C000164090 Class P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052134 Pacific Funds Small/Mid-Cap C000164085 Class A PFDAX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052134 Pacific Funds Small/Mid-Cap C000164088 Investor Class PFIRX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052134 Pacific Funds Small/Mid-Cap C000164087 Advisor Class PFMDX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052134 Pacific Funds Small/Mid-Cap C000164089 Class S (formerly named Institutional Class) PFOIX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000052134 Pacific Funds Small/Mid-Cap C000164086 Class C PFPCX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000034882 Pacific Funds Strategic Income C000107278 CLASS C PLCNX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000034882 Pacific Funds Strategic Income C000114647 ADVISOR CLASS PLSFX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000034882 Pacific Funds Strategic Income C000107279 CLASS I PLSRX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000034882 Pacific Funds Strategic Income C000107277 CLASS A PLSTX 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000048960 PF Absolute Return Fund C000154310 Class P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001897 PF Comstock Fund C000004987 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000039141 PF Currency Strategies Fund C000120414 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000037221 PF Emerging Markets Debt Fund C000114642 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001892 PF Emerging Markets Fund C000004974 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000048961 PF Equity Long/Short Fund C000154311 Class P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000022456 PF Floating Rate Loan Fund C000064624 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000039142 PF Global Absolute Return Fund C000120415 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001906 PF Growth Fund C000005018 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001894 PF Inflation Managed Fund C000004978 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001889 PF International Large-Cap Fund C000004967 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000047581 PF International Small-Cap Fund C000149402 Class P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001888 PF International Value Fund C000004964 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001904 PF Large-Cap Growth Fund C000005012 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001896 PF Large-Cap Value Fund C000004984 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001891 PF Main Street Core Fund C000004973 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001893 PF Managed Bond Fund C000004975 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001907 PF Mid-Cap Equity Fund C000005021 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001899 PF Mid-Cap Growth Fund C000004994 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000050220 PF Mid-Cap Value Fund C000158521 Class P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000039143 PF Precious Metals Fund C000120416 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001900 PF Real Estate Fund C000004997 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001905 PF Short Duration Bond Fund C000005015 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000001890 PF Small-Cap Growth Fund C000004970 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-10385 0001137761 PACIFIC FUNDS SERIES TRUST 30 S000017795 PF Small-Cap Value Fund C000049251 CLASS P [NULL] 700 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA POST OFFFICE BOX 7500 811-07062 0000890206 PACIFIC GLOBAL FUND INC 30 S000010908 BALANCED FUND C000030224 BALANCED FUND CLASS A PAABX 101 NORTH BRAND BLVD GLENDALE 91203 CA SUITE 1950 811-07062 0000890206 PACIFIC GLOBAL FUND INC 30 S000010908 BALANCED FUND C000030225 BALANCED FUND CLASS C PGBCX 101 NORTH BRAND BLVD GLENDALE 91203 CA SUITE 1950 811-07062 0000890206 PACIFIC GLOBAL FUND INC 30 S000010909 GOVERNMENT SECURITIES FUND C000030226 GOVERNMENT SECURITIES FUND CLASS A PADGX 101 NORTH BRAND BLVD GLENDALE 91203 CA SUITE 1950 811-07062 0000890206 PACIFIC GLOBAL FUND INC 30 S000010909 GOVERNMENT SECURITIES FUND C000030227 GOVERNMENT SECURITIES FUND CLASS C PGGCX 101 NORTH BRAND BLVD GLENDALE 91203 CA SUITE 1950 811-07062 0000890206 PACIFIC GLOBAL FUND INC 30 S000010911 INCOME AND EQUITY FUND C000030230 INCOME AND EQUITY FUND CLASS A PADIX 101 NORTH BRAND BLVD GLENDALE 91203 CA SUITE 1950 811-07062 0000890206 PACIFIC GLOBAL FUND INC 30 S000010911 INCOME AND EQUITY FUND C000030231 INCOME AND EQUITY FUND CLASS C PIECX 101 NORTH BRAND BLVD GLENDALE 91203 CA SUITE 1950 811-07062 0000890206 PACIFIC GLOBAL FUND INC 30 S000010910 LARGE CAP VALUE FUND C000030228 LARGE CAP VALUE FUND CLASS A PAGTX 101 NORTH BRAND BLVD GLENDALE 91203 CA SUITE 1950 811-07062 0000890206 PACIFIC GLOBAL FUND INC 30 S000010910 LARGE CAP VALUE FUND C000030229 LARGE CAP VALUE FUND CLASS C PGCCX 101 NORTH BRAND BLVD GLENDALE 91203 CA SUITE 1950 811-07062 0000890206 PACIFIC GLOBAL FUND INC 30 S000010912 MID CAP VALUE FUND C000030232 MID CAP VALUE FUND CLASS A PAMVX 101 NORTH BRAND BLVD GLENDALE 91203 CA SUITE 1950 811-07062 0000890206 PACIFIC GLOBAL FUND INC 30 S000010912 MID CAP VALUE FUND C000030233 MID CAP VALUE FUND CLASS C PMVCX 101 NORTH BRAND BLVD GLENDALE 91203 CA SUITE 1950 811-07062 0000890206 PACIFIC GLOBAL FUND INC 30 S000010913 SMALL CAP VALUE FUND C000030234 SMALL CAP VALUE FUND CLASS A PASMX 101 NORTH BRAND BLVD GLENDALE 91203 CA SUITE 1950 811-07062 0000890206 PACIFIC GLOBAL FUND INC 30 S000010913 SMALL CAP VALUE FUND C000036719 SMALL CAP VALUE FUND CLASS I PGISX 101 NORTH BRAND BLVD GLENDALE 91203 CA SUITE 1950 811-07062 0000890206 PACIFIC GLOBAL FUND INC 30 S000010913 SMALL CAP VALUE FUND C000030235 SMALL CAP VALUE FUND CLASS C PGSCX 101 NORTH BRAND BLVD GLENDALE 91203 CA SUITE 1950 811-09389 0001074487 PACIFIC SELECT EXEC SEPARATE ACCOUNT OF PACIFIC LIFE & ANNUI 33 S000007947 Pacific Select Exec Separate Account of Pacific Life & Annuity (811-09389) C000021548 Pacific Select Estate Preserver-NY (333-62446) [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-09389 0001074487 PACIFIC SELECT EXEC SEPARATE ACCOUNT OF PACIFIC LIFE & ANNUI 33 S000007947 Pacific Select Exec Separate Account of Pacific Life & Annuity (811-09389) C000021546 Pacific Select Exec II-NY (333-80825) [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-09389 0001074487 PACIFIC SELECT EXEC SEPARATE ACCOUNT OF PACIFIC LIFE & ANNUI 33 S000007947 Pacific Select Exec Separate Account of Pacific Life & Annuity (811-09389) C000021547 Pacific Select Exec III-NY (333-106721) [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-09389 0001074487 PACIFIC SELECT EXEC SEPARATE ACCOUNT OF PACIFIC LIFE & ANNUI 33 S000007947 Pacific Select Exec Separate Account of Pacific Life & Annuity (811-09389) C000043257 PACIFIC SELECT EXEC IV-NY [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-09389 0001074487 PACIFIC SELECT EXEC SEPARATE ACCOUNT OF PACIFIC LIFE & ANNUI 33 S000007947 Pacific Select Exec Separate Account of Pacific Life & Annuity (811-09389) C000069992 Pacific Select Exec V NY [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021526 M's Versatile Product (333-61135) [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021527 M's Versatile Product - Survivorship (333-106969) [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000099603 M's Versatile Product IX [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000069854 M's Versatile Product Survivorship II [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000041188 M's Versatile Product VI (333-61135) [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000068781 M's Versatile Product VII [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000082497 M's Versatile Product VIII [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000122171 MVP VUL 10 [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000124035 MVP VUL 10 LTP [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000169501 MVP VUL Accumulator [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000140617 MVP VUL Survivorship 3 [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000101310 Pacific Prime VUL [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021525 Pacific Select Accumulator (333-118913) [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021529 Pacific Select Choice (033-57908) [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021535 Pacific Select Estate Maximizer (333-14005) [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021530 Pacific Select Estate Preserver (333-01713) [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021531 Pacific Select Estate Preserver II (333-20355) [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021532 Pacific Select Estate Preserver III (333-01713) [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021533 Pacific Select Estate Preserver IV (333-20355) [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021534 Pacific Select Estate Preserver V (333-65458) [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000069853 Pacific Select Estate Preserver VI [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000140614 Pacific Select Excel Survivorship VUL [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021524 Pacific Select Exec (033-21754) [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021536 Pacific Select Exec II (333-60461) [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000041184 Pacific Select Exec III (333-60461) [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000065115 Pacific Select Exec IV [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000082498 Pacific Select Exec V [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000021528 Pacific Select Performer 500 (333-102902) [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000140615 Pacific Select Survivorship VUL [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000122172 PACIFIC SELECT VUL [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05563 0000832908 PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS 33 S000007938 Pacific Select Exec Separate Account of Pacific Life (811-05563) C000155202 Pacific Select VUL-Accumulation [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05141 0000813900 PACIFIC SELECT FUND 30 S000048867 Absolute Return Portfolio C000153752 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000048867 Absolute Return Portfolio C000153753 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026030 American Funds Asset Allocation Portfolio C000078099 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026022 American Funds Growth Portfolio C000078091 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026022 American Funds Growth Portfolio C000098962 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026021 American Funds Growth-Income Portfolio C000078090 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026021 American Funds Growth-Income Portfolio C000098961 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026015 Comstock Portfolio C000078084 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026015 Comstock Portfolio C000098956 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000048866 Core Income Portfolio C000153750 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000048866 Core Income Portfolio C000153751 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000038268 CURRENCY STRATEGIES PORTFOLIO C000118116 CLASS I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000038268 CURRENCY STRATEGIES PORTFOLIO C000118117 CLASS P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000051247 Diversified Alternatives Portfolio C000161611 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026026 Diversified Bond Portfolio C000078095 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026026 Diversified Bond Portfolio C000098966 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026020 Dividend Growth Portfolio C000078089 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026020 Dividend Growth Portfolio C000098960 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000036460 Emerging Markets Debt Portfolio C000111627 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000036460 Emerging Markets Debt Portfolio C000111628 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026009 Emerging Markets Portfolio C000078078 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026009 Emerging Markets Portfolio C000098950 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026046 Equity Index Portfolio C000078115 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026046 Equity Index Portfolio C000098974 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000048868 Equity Long/Short Portfolio C000153754 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000048868 Equity Long/Short Portfolio C000153755 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000036461 Floating Rate Income Portfolio C000111629 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000036461 Floating Rate Income Portfolio C000111630 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026027 Floating Rate Loan Portfolio C000078096 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026027 Floating Rate Loan Portfolio C000098967 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026035 Focused Growth Portfolio C000078104 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026035 Focused Growth Portfolio C000098970 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000038269 GLOBAL ABSOLUTE RETURN PORTFOLIO C000118118 CLASS I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000038269 GLOBAL ABSOLUTE RETURN PORTFOLIO C000118119 CLASS P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026024 Growth Portfolio C000078093 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026024 Growth Portfolio C000098964 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026043 Health Sciences Portfolio C000078112 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026043 Health Sciences Portfolio C000098971 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026010 High Yield Bond Portfolio C000078079 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026010 High Yield Bond Portfolio C000098951 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026012 Inflation Managed Portfolio C000078081 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026012 Inflation Managed Portfolio C000098953 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000031770 Inflation Strategy Portfolio C000098937 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000031770 Inflation Strategy Portfolio C000098938 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026004 International Large-Cap Portfolio C000078073 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026004 International Large-Cap Portfolio C000098946 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026025 International Small-Cap Portfolio C000078094 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026025 International Small-Cap Portfolio C000098965 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026045 International Value Portfolio C000078114 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026045 International Value Portfolio C000098973 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026003 Large-Cap Growth Portfolio C000078072 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026003 Large-Cap Growth Portfolio C000098945 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026014 Large-Cap Value Portfolio C000078083 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026014 Large-Cap Value Portfolio C000098955 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026028 Long/Short Large-Cap Portfolio C000078097 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026028 Long/Short Large-Cap Portfolio C000098968 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026008 Main Street Core Portfolio C000078077 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026008 Main Street Core Portfolio C000098949 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026011 Managed Bond Portfolio C000078080 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026011 Managed Bond Portfolio C000098952 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026044 Mid-Cap Equity Portfolio C000078113 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026044 Mid-Cap Equity Portfolio C000098972 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026017 Mid-Cap Growth Portfolio C000078086 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026017 Mid-Cap Growth Portfolio C000098958 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026029 Mid-Cap Value Portfolio C000078098 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026029 Mid-Cap Value Portfolio C000098969 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026031 Pacific Dynamix - Conservative Growth Portfolio C000078100 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026033 Pacific Dynamix - Growth Portfolio C000078102 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026032 Pacific Dynamix - Moderate Growth Portfolio C000078101 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000044766 PD 1-3 Year Corporate Bond Portfolio C000139083 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026039 PD Aggregate Bond Index Portfolio C000078108 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026042 PD Emerging Markets Portfolio C000078111 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026040 PD High Yield Bond Market Portfolio C000078109 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026041 PD International Large-Cap Portfolio C000078110 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026034 PD Large-Cap Growth Index Portfolio C000078103 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026036 PD Large-Cap Value Index Portfolio C000078105 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026038 PD Small-Cap Growth Index Portfolio C000078107 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026037 PD Small-Cap Value Index Portfolio C000078106 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000031775 Portfolio Optimization Aggressive-Growth Portfolio C000098943 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000031771 Portfolio Optimization Conservative Portfolio C000098939 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000031774 Portfolio Optimization Growth Portfolio C000098942 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000031773 Portfolio Optimization Moderate Portfolio C000098941 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000031772 Portfolio Optimization Moderate-Conservative Portfolio C000098940 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000038270 PRECIOUS METALS PORTFOLIO C000118120 CLASS I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000038270 PRECIOUS METALS PORTFOLIO C000118121 CLASS P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000053404 PSF DFA Balanced Allocation Portfolio C000167976 Class D [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000055330 PSF Small-Cap Growth Portfolio C000174124 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026016 Real Estate Portfolio C000078085 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026016 Real Estate Portfolio C000098957 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026013 Short Duration Bond Portfolio C000078082 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026013 Short Duration Bond Portfolio C000098954 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026018 Small-Cap Equity Portfolio C000078087 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026018 Small-Cap Equity Portfolio C000098959 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026005 Small-Cap Growth Portfolio C000078074 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026005 Small-Cap Growth Portfolio C000098947 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026047 Small-Cap Index Portfolio C000078116 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026047 Small-Cap Index Portfolio C000098975 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026006 Small-Cap Value Portfolio C000078075 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026006 Small-Cap Value Portfolio C000098948 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026023 Technology Portfolio C000078092 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000026023 Technology Portfolio C000098963 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000040352 Value Advantage Portfolio C000125302 Class I [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05141 0000813900 PACIFIC SELECT FUND 30 S000040352 Value Advantage Portfolio C000125303 Class P [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA P O BOX 7500 811-05142 0000813936 PACIFIC SELECT SEPARATE ACCOUNT OF PACIFIC LIFE INSUR 33 S000007765 PACIFIC SELECT SEPARATE ACCOUNT OF PACIFIC LIFE INSURANCE (811-05142) C000021119 Pacific Select (033-14032) [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-05980 0000858667 PACIFIC SELECT VARIABLE ANN SEP ACCT OF PACIFIC LIFE INS CO 32 S000006211 PACIFIC SELECT VARIABLE ANN SEP ACCT OF PACIFIC LIFE INS CO (811-05980) C000017122 PACIFIC SELECT VARIABLE ANNUITY (033-32704) [NULL] PO BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-06530 0000883233 PANORAMA PLUS SEPARATE ACCOUNT 32 S000007813 PANORAMA PLUS SEPARATE ACCOUNT C000021287 Panorama Plus [NULL] 100 BRIGHT MEADOW BOULEVARD ENFIELD 06082 CT [NULL] 811-03215 0000354007 PANORAMA SEPARATE ACCOUNT 32 S000007817 PANORAMA SEPARATE ACCOUNT C000021293 Panorama [NULL] 1295 STATE STREET SPRINGFIELD 01111 MA M243 811-22359 0001477597 Papp Investment Trust 30 S000027941 Papp Small & Mid-Cap Growth Fund C000084913 Papp Small & Mid-Cap Growth Fund PAPPX 225 PICTORIA DRIVE CINCINNATI 45246 OH SUITE 450 811-21233 0001196878 PARADIGM FUNDS 30 S000020362 Paradigm Micro-Cap Fund C000057148 Paradigm Micro-Cap Fund PVIVX NINE ELK STREET ALBANY 12207 NY [NULL] 811-21233 0001196878 PARADIGM FUNDS 30 S000005315 Paradigm Opportunity Fund C000014506 Paradigm Opportunity Fund PFOPX NINE ELK STREET ALBANY 12207 NY [NULL] 811-21233 0001196878 PARADIGM FUNDS 30 S000005316 Paradigm Select Fund C000014507 Paradigm Select Fund PFSLX NINE ELK STREET ALBANY 12207 NY [NULL] 811-21233 0001196878 PARADIGM FUNDS 30 S000005314 Paradigm Value Fund C000014505 Paradigm Value Fund PVFAX NINE ELK STREET ALBANY 12207 NY [NULL] 811-05382 0000824725 PARAGON SEPARATE ACCOUNT A 33 S000006877 Paragon Separate Account A C000034616 AFIS [NULL] METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-05382 0000824725 PARAGON SEPARATE ACCOUNT A 33 S000006877 Paragon Separate Account A C000034654 Group American Plus [NULL] METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034608 Deutsche C [NULL] METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034617 Deutsche D [NULL] METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034609 MetFlex GVUL C and Multi Manager C [NULL] METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034618 MetFlex GVUL D and Multi Manager D [NULL] METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034612 MFS [NULL] METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034610 Morgan Stanley [NULL] METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034619 Multi Manager II [NULL] METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034613 Multi Manager III [NULL] METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07534 0000897956 PARAGON SEPARATE ACCOUNT B 33 S000006936 Paragon Separate Account B C000034611 Putnam [NULL] METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07982 0000911375 PARAGON SEPARATE ACCOUNT C 33 S000006937 Paragon Separate Account C C000034615 Fidelity C [NULL] METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07982 0000911375 PARAGON SEPARATE ACCOUNT C 33 S000006937 Paragon Separate Account C C000034620 Fidelity D [NULL] METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-08385 0001046407 PARAGON SEPARATE ACCOUNT D 33 S000006876 Paragon Separate Account D C000034614 Individual Variable Life 50414 [NULL] METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-08385 0001046407 PARAGON SEPARATE ACCOUNT D 33 S000006876 Paragon Separate Account D C000034652 Joint Survivor VUL 50415 [NULL] METROPOLITAN LIFE INSURANCE COMPANY ST LOUIS 63128 MO 13045 TESSON FERRY ROAD 811-07624 0000900259 PARKSTONE VARIABLE ANNUITY ACCOUNT 32 S000010138 PARKSTONE VARIABLE ANNUITY ACCOUNT C000028144 PARKSTONE VARIABLE ANNUITY ACCOUNT [NULL] SECURITY BENEFIT LIFE INSURANCE CO TOPEKA 66636-0001 KS ONE SECURITY BENEFIT PLACE 811-04044 0000747546 PARNASSUS FUNDS 30 S000040684 Parnassus Asia Fund C000126157 Investor Shares PAFSX ONE MARKET #1600 SAN FRANCISCO 94105 CA [NULL] 811-04044 0000747546 PARNASSUS FUNDS 30 S000040684 Parnassus Asia Fund C000156025 Institutional Shares PFPSX ONE MARKET #1600 SAN FRANCISCO 94105 CA [NULL] 811-04044 0000747546 PARNASSUS FUNDS 30 S000000855 Parnassus Endeavor Fund C000002470 Investor Shares PARWX ONE MARKET #1600 SAN FRANCISCO 94105 CA [NULL] 811-04044 0000747546 PARNASSUS FUNDS 30 S000000855 Parnassus Endeavor Fund C000156024 Institutional Shares PFPWX ONE MARKET #1600 SAN FRANCISCO 94105 CA [NULL] 811-04044 0000747546 PARNASSUS FUNDS 30 S000000852 Parnassus Fund C000002467 Investor Shares PARNX ONE MARKET #1600 SAN FRANCISCO 94105 CA [NULL] 811-04044 0000747546 PARNASSUS FUNDS 30 S000000852 Parnassus Fund C000156022 Institutional Shares PFPRX ONE MARKET #1600 SAN FRANCISCO 94105 CA [NULL] 811-04044 0000747546 PARNASSUS FUNDS 30 S000000853 Parnassus Mid Cap Fund C000002468 Investor Shares PARMX ONE MARKET #1600 SAN FRANCISCO 94105 CA [NULL] 811-04044 0000747546 PARNASSUS FUNDS 30 S000000853 Parnassus Mid Cap Fund C000156023 Institutional Shares PFPMX ONE MARKET #1600 SAN FRANCISCO 94105 CA [NULL] 811-06673 0000866256 PARNASSUS INCOME FUNDS 30 S000000856 Parnassus Core Equity Fund C000002471 Investor Shares PRBLX ONE MARKET #1600 SAN FRANCISCO 94105 CA [NULL] 811-06673 0000866256 PARNASSUS INCOME FUNDS 30 S000000856 Parnassus Core Equity Fund C000102327 Institutional Shares PRILX ONE MARKET #1600 SAN FRANCISCO 94105 CA [NULL] 811-06673 0000866256 PARNASSUS INCOME FUNDS 30 S000000857 Parnassus Fixed Income Fund C000156017 Institutional Shares PFPLX ONE MARKET #1600 SAN FRANCISCO 94105 CA [NULL] 811-06673 0000866256 PARNASSUS INCOME FUNDS 30 S000000857 Parnassus Fixed Income Fund C000002472 Investor Shares PRFIX ONE MARKET #1600 SAN FRANCISCO 94105 CA [NULL] 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000027266 ESG Managers Balanced Portfolio C000082287 Class A PMPAX 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH [NULL] 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000027266 ESG Managers Balanced Portfolio C000082288 Class C PWPCX 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH [NULL] 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000027266 ESG Managers Balanced Portfolio C000082289 Institutional Class PWPIX 30 PENHALLOW STREET, SUITE 400 PORTSMOUTH 03801-3852 NH [NULL] 811-02064 0000076721 PAX WORLD FUNDS SERIES TRUST I 30 S000027263 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VARIABLE ACCUMULATION ACCOUNT 32 S000007560 PHOENIX LIFE VARIABLE ACCUMULATION ACCOUNT C000070729 Phoenix Spectrum Edge+ [NULL] ONE AMERICAN ROW HARTFORD 06115 CT [NULL] 811-03488 0000703321 PHOENIX LIFE VARIABLE ACCUMULATION ACCOUNT 32 S000007560 PHOENIX LIFE VARIABLE ACCUMULATION ACCOUNT C000020621 RETIREMENT PLANNER'S EDGE [NULL] ONE AMERICAN ROW HARTFORD 06115 CT [NULL] 811-03488 0000703321 PHOENIX LIFE VARIABLE ACCUMULATION ACCOUNT 32 S000007560 PHOENIX LIFE VARIABLE ACCUMULATION ACCOUNT C000070726 Templeton Investment Plus [NULL] ONE AMERICAN ROW HARTFORD 06115 CT [NULL] 811-03488 0000703321 PHOENIX LIFE VARIABLE ACCUMULATION ACCOUNT 32 S000007560 PHOENIX LIFE VARIABLE ACCUMULATION ACCOUNT C000070727 The Phoenix Edge - VA (for New York) [NULL] ONE AMERICAN ROW HARTFORD 06115 CT [NULL] 811-04721 0000796154 PHOENIX LIFE VARIABLE UNIVERSAL LIFE ACCOUNT 33 S000007650 PHOENIX LIFE VARIABLE UNIVERSAL LIFE ACCOUNT C000020888 CORPORATE EDGE (VERSION A) [NULL] ONE AMERICAN ROW HARTFORD 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0001479360 PIMCO Equity Series 30 S000031024 PIMCO Emerging Multi-Asset Fund C000096200 Class P PEAQX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000031024 PIMCO Emerging Multi-Asset Fund C000096198 Class R PEARX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000031024 PIMCO Emerging Multi-Asset Fund C000096199 Institutional Class PEAWX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000031023 PIMCO EqS Emerging Markets Fund C000096190 Class A PEQAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000031023 PIMCO EqS Emerging Markets Fund C000096192 Class D PEQDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000031023 PIMCO EqS Emerging Markets Fund C000096191 Class C PEQEX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000031023 PIMCO EqS Emerging Markets Fund C000096193 Class R PEQHX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000031023 PIMCO EqS Emerging Markets Fund C000096188 Class P PEQQX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000031023 PIMCO EqS Emerging Markets Fund C000096189 Administrative Class PEQTX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000031023 PIMCO EqS Emerging Markets Fund C000096187 Institutional Class PEQWX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000035999 PIMCO EqS Long/Short Fund C000110328 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000035999 PIMCO EqS Long/Short Fund C000110332 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000035999 PIMCO EqS Long/Short Fund C000110330 Class A PMHAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000035999 PIMCO EqS Long/Short Fund C000110327 Class P PMHBX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000035999 PIMCO EqS Long/Short Fund C000110331 Class C PMHCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000035999 PIMCO EqS Long/Short Fund C000110329 Class D PMHDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000035999 PIMCO EqS Long/Short Fund C000110326 Institutional Class PMHIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000028117 PIMCO EqS Pathfinder Fund C000085705 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE 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[NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000034647 PIMCO Global Dividend Fund C000106731 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000034647 PIMCO Global Dividend Fund C000106733 Class A PQDAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000034647 PIMCO Global Dividend Fund C000106734 Class C PQDCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000034647 PIMCO Global Dividend Fund C000106732 Class D PQDDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000034647 PIMCO Global Dividend Fund C000106736 Institutional Class PQDIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000034647 PIMCO Global Dividend Fund C000106737 Class P PQDPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000034647 PIMCO Global Dividend Fund C000106735 Class R PQDRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047349 PIMCO International Dividend Fund C000148663 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047349 PIMCO International Dividend Fund C000148667 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047349 PIMCO International Dividend Fund C000148665 Class A PVIAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047349 PIMCO International Dividend Fund C000148666 Class C PVICX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047349 PIMCO International Dividend Fund C000148664 Class D PVIDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047349 PIMCO International Dividend Fund C000148661 Institutional Class PVIIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047349 PIMCO International Dividend Fund C000148662 Class P PVIPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048952 PIMCO RAE Fundamental Emerging Markets Fund C000154252 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048952 PIMCO RAE Fundamental Emerging Markets Fund C000154255 Class C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048952 PIMCO RAE Fundamental Emerging Markets Fund C000154253 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048952 PIMCO RAE 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NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048954 PIMCO RAE Fundamental Global ex-US Fund C000154270 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048954 PIMCO RAE Fundamental Global ex-US Fund C000154268 Class A PZRAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048954 PIMCO RAE Fundamental Global ex-US Fund C000154269 Class C PZRCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048954 PIMCO RAE Fundamental Global ex-US Fund C000154264 Institutional Class PZRIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048954 PIMCO RAE Fundamental Global ex-US Fund C000154265 Class P PZRPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048953 PIMCO RAE Fundamental 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Series 30 S000048953 PIMCO RAE Fundamental Global Fund C000154263 Class P PFQPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048955 PIMCO RAE Fundamental International Fund C000154273 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048955 PIMCO RAE Fundamental International Fund C000154274 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048955 PIMCO RAE Fundamental International Fund C000154277 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048955 PIMCO RAE Fundamental International Fund C000154275 Class A PPYAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048955 PIMCO RAE Fundamental International Fund C000154276 Class C PPYCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048955 PIMCO RAE Fundamental International Fund C000154271 Institutional Class PPYIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048955 PIMCO RAE Fundamental International Fund C000154272 Class P PPYPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048956 PIMCO RAE Fundamental US Fund C000154280 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048956 PIMCO RAE Fundamental US Fund C000154281 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048956 PIMCO RAE Fundamental US Fund C000154284 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048956 PIMCO RAE Fundamental US Fund C000154282 Class A PKAAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048956 PIMCO RAE Fundamental US Fund C000154283 Class C PKACX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048956 PIMCO RAE Fundamental US Fund C000154278 Institutional Class PKAIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048956 PIMCO RAE Fundamental US Fund C000154279 Class P PKAPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048957 PIMCO RAE Fundamental US Small Fund C000154287 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048957 PIMCO RAE Fundamental US Small Fund C000154288 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048957 PIMCO RAE Fundamental US Small Fund C000154291 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048957 PIMCO RAE Fundamental US Small Fund C000154289 Class A PMJAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048957 PIMCO RAE Fundamental US Small Fund C000154290 Class C PMJCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048957 PIMCO RAE Fundamental US Small Fund C000154285 Institutional Class PMJIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000048957 PIMCO RAE Fundamental US Small Fund C000154286 Class P PMJPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047745 PIMCO RealPath Blend 2020 Fund C000150039 Class C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047745 PIMCO RealPath Blend 2020 Fund C000150037 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047745 PIMCO RealPath Blend 2020 Fund C000150042 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047745 PIMCO RealPath Blend 2020 Fund C000150040 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047745 PIMCO RealPath Blend 2020 Fund C000150038 Class A PBZAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047745 PIMCO RealPath Blend 2020 Fund C000150036 Administrative Class PBZDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047745 PIMCO RealPath Blend 2020 Fund C000150041 Institutional Class PBZNX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047746 PIMCO RealPath Blend 2025 Fund C000150048 Class C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047746 PIMCO RealPath Blend 2025 Fund C000150046 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047746 PIMCO RealPath Blend 2025 Fund C000150044 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047746 PIMCO RealPath Blend 2025 Fund C000150049 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047746 PIMCO RealPath Blend 2025 Fund C000150047 Class A PPZAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047746 PIMCO RealPath Blend 2025 Fund C000150045 Administrative Class PPZDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047746 PIMCO RealPath Blend 2025 Fund C000150043 Institutional Class PPZRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047747 PIMCO RealPath Blend 2030 Fund C000150055 Class C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047747 PIMCO RealPath Blend 2030 Fund C000150053 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047747 PIMCO RealPath Blend 2030 Fund C000150051 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047747 PIMCO RealPath Blend 2030 Fund C000150056 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047747 PIMCO RealPath Blend 2030 Fund C000150054 Class A PBPAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047747 PIMCO RealPath Blend 2030 Fund C000150050 Institutional Class PBPNX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047747 PIMCO RealPath Blend 2030 Fund C000150052 Administrative Class PBPRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047748 PIMCO RealPath Blend 2035 Fund C000150062 Class C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047748 PIMCO RealPath Blend 2035 Fund C000150060 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047748 PIMCO RealPath Blend 2035 Fund C000150058 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047748 PIMCO RealPath Blend 2035 Fund C000150063 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047748 PIMCO RealPath Blend 2035 Fund C000150061 Class A PDGAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047748 PIMCO RealPath Blend 2035 Fund C000150059 Administrative Class PDGDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047748 PIMCO RealPath Blend 2035 Fund C000150057 Institutional Class PDGZX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047749 PIMCO RealPath Blend 2040 Fund C000150069 Class C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047749 PIMCO RealPath Blend 2040 Fund C000150067 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047749 PIMCO RealPath Blend 2040 Fund C000150065 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047749 PIMCO RealPath Blend 2040 Fund C000150070 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047749 PIMCO RealPath Blend 2040 Fund C000150068 Class A PVPAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047749 PIMCO RealPath Blend 2040 Fund C000150064 Institutional Class PVPNX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047749 PIMCO RealPath Blend 2040 Fund C000150066 Administrative Class PVPRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047750 PIMCO RealPath Blend 2045 Fund C000150076 Class C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047750 PIMCO RealPath Blend 2045 Fund C000150074 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047750 PIMCO RealPath Blend 2045 Fund C000150072 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047750 PIMCO RealPath Blend 2045 Fund C000150077 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047750 PIMCO RealPath Blend 2045 Fund C000150075 Class A PVQAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047750 PIMCO RealPath Blend 2045 Fund C000150073 Administrative Class PVQDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047750 PIMCO RealPath Blend 2045 Fund C000150071 Institutional Class PVQNX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047751 PIMCO RealPath Blend 2050 Fund C000150083 Class C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047751 PIMCO RealPath Blend 2050 Fund C000150081 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047751 PIMCO RealPath Blend 2050 Fund C000150079 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047751 PIMCO RealPath Blend 2050 Fund C000150084 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047751 PIMCO RealPath Blend 2050 Fund C000150082 Class A PPQAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047751 PIMCO RealPath Blend 2050 Fund C000150080 Administrative Class PPQDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047751 PIMCO RealPath Blend 2050 Fund C000150078 Institutional Class PPQZX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047752 PIMCO RealPath Blend 2055 Fund C000150090 Class C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047752 PIMCO RealPath Blend 2055 Fund C000150088 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047752 PIMCO RealPath Blend 2055 Fund C000150086 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047752 PIMCO RealPath Blend 2055 Fund C000150091 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047752 PIMCO RealPath Blend 2055 Fund C000150089 Class A PRQAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047752 PIMCO RealPath Blend 2055 Fund C000150087 Administrative Class PRQDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047752 PIMCO RealPath Blend 2055 Fund C000150085 Institutional Class PRQZX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047744 PIMCO RealPath Blend Income Fund C000150034 Class C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047744 PIMCO RealPath Blend Income Fund C000150032 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047744 PIMCO RealPath Blend Income Fund C000150030 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047744 PIMCO RealPath Blend Income Fund C000150035 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047744 PIMCO RealPath Blend Income Fund C000150033 Class A PBRAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047744 PIMCO RealPath Blend Income Fund C000150031 Administrative Class PBRDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047744 PIMCO RealPath Blend Income Fund C000150029 Institutional Class PBRNX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047350 PIMCO U.S. Dividend Fund C000148668 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047350 PIMCO U.S. Dividend Fund C000148672 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047350 PIMCO U.S. Dividend Fund C000148670 Class A PVDAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047350 PIMCO U.S. Dividend Fund C000148671 Class C PVDCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047350 PIMCO U.S. Dividend Fund C000148669 Class D PVDDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047350 PIMCO U.S. Dividend Fund C000148673 Institutional Class PVDIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22375 0001479360 PIMCO Equity Series 30 S000047350 PIMCO U.S. Dividend Fund C000148674 Class P PVDPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22376 0001479359 PIMCO Equity Series VIT 30 S000028118 PIMCO StocksPLUS Global Portfolio C000085711 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22376 0001479359 PIMCO Equity Series VIT 30 S000028118 PIMCO StocksPLUS Global Portfolio C000085712 Advisor Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22376 0001479359 PIMCO Equity Series VIT 30 S000028118 PIMCO StocksPLUS Global Portfolio C000085710 Institutional Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000026749 PIMCO 0-1 Year U.S. Treasury Index Exchange-Traded Fund C000080239 PIMCO 0-1 Year U.S. Treasury Index Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000028996 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund C000089019 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund HYS 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000024822 PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund C000073853 PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund TUZ 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000026342 PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund C000079103 PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund STPZ 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000026343 PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund C000079104 PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund LTPZ 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000026750 PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund C000080240 PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund ZROZ 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000026338 PIMCO 3-7 Year U.S. Treasury Index Exchange-Traded Fund C000079099 PIMCO 3-7 Year U.S. Treasury Index Exchange-Traded Fund FIVZ 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000026339 PIMCO 7-15 Year U.S. Treasury Index Exchange-Traded Fund C000079100 PIMCO 7-15 Year U.S. Treasury Index Exchange-Traded Fund TENZ 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000034260 PIMCO Australia Bond Index Exchange-Traded Fund C000105565 PIMCO Australia Bond Index Exchange-Traded Fund AUD 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000026341 PIMCO Broad U.S. TIPS Index Exchange-Traded Fund C000079102 PIMCO Broad U.S. TIPS Index Exchange-Traded Fund TIPZ 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000026340 PIMCO Broad U.S. Treasury Index Exchange-Traded Fund C000079101 PIMCO Broad U.S. Treasury Index Exchange-Traded Fund TRSY 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000029000 PIMCO Build America Bond Exchange-Traded Fund C000089023 PIMCO Build America Bond Exchange-Traded Fund BABZ 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000034261 PIMCO Canada Bond Index Exchange-Traded Fund C000105566 PIMCO Canada Bond Index Exchange-Traded Fund CAD 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000046480 PIMCO Commercial Mortgage Backed Securities Active Exchange-Traded Fund C000145154 PIMCO Commercial Mortgage Backed Securities Active Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044967 PIMCO CommoditiesPLUS AR Strategy Exchange-Traded Fund C000139412 PIMCO CommoditiesPLUS AR Strategy Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044968 PIMCO CommodityRealReturn Strategy Exchange-Traded Fund C000139413 PIMCO CommodityRealReturn Strategy Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000037976 PIMCO Diversified Income Active Exchange-Traded Fund C000117166 PIMCO Diversified Income Active Exchange-Traded Fund DI 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044964 PIMCO EM Fundamental IndexPLUS AR Strategy Exchange-Traded Fund C000139409 PIMCO EM Fundamental IndexPLUS AR Strategy Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044965 PIMCO EM StocksPLUS AR Strategy Exchange-Traded Fund C000139410 PIMCO EM StocksPLUS AR Strategy Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000026751 PIMCO Enhanced Short Maturity Active Exchange-Traded Fund C000080241 PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044953 PIMCO Foreign Bond Active Exchange-Traded Fund (U.S. Dollar-Hedged) C000139398 PIMCO Foreign Bond Active Exchange-Traded Fund (U.S. Dollar-Hedged) FBH 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044954 PIMCO Foreign Bond Exchange-Traded Fund (Unhedged) C000139399 PIMCO Foreign Bond Exchange-Traded Fund (Unhedged) [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000033631 PIMCO Foreign Currency Strategy Active Exchange-Traded Fund C000103347 PIMCO Foreign Currency Strategy Active Exchange-Traded Fund FORX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044966 PIMCO Fundamental IndexPLUS AR Active Exchange-Traded Fund C000139411 PIMCO Fundamental IndexPLUS AR Active Exchange-Traded Fund USFI 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000034262 PIMCO Germany Bond Index Exchange-Traded Fund C000105567 PIMCO Germany Bond Index Exchange-Traded Fund BUND 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044955 PIMCO Global Advantage Bond Exchange-Traded Fund C000139400 PIMCO Global Advantage Bond Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000031063 PIMCO Global Advantage Inflation-Linked Bond Active Exchange-Traded Fund C000096328 PIMCO Global Advantage Inflation-Linked Bond Active Exchange-Traded Fund ILB 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000026752 PIMCO Government Limited Maturity Active Exchange-Traded Fund C000080242 PIMCO Government Limited Maturity Active Exchange-Traded Fund GOVY 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000028998 PIMCO High Yield Corporate Bond Index Exchange-Traded Fund C000089021 PIMCO High Yield Corporate Bond Index Exchange-Traded Fund PHYD 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044957 PIMCO Income Exchange-Traded Fund C000139402 PIMCO Income Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044969 PIMCO Inflation Response Multi-Asset Exchange-Traded Fund C000139414 PIMCO Inflation Response Multi-Asset Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000037978 PIMCO Inflation-Linked Active Active Exchange-Traded Fund C000117168 PIMCO Inflation-Linked Active Active Exchange-Traded Fund REAL 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000026755 PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund C000080245 PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund MUNI 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044956 PIMCO International Advantage Bond Exchange-Traded Fund C000139401 PIMCO International Advantage Bond Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044962 PIMCO International Fundamental IndexPLUS AR Strategy Active Exchange-Traded Fund C000139407 PIMCO International Fundamental IndexPLUS AR Strategy Active Exchange-Traded Fund IFI 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044961 PIMCO International StocksPLUS AR Strategy Exchange-Traded Fund (Unhedged) C000139406 PIMCO International StocksPLUS AR Strategy Exchange-Traded Fund (Unhedged) [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000028999 PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund C000089022 PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund CORP 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000046481 PIMCO Investment Grade Floating Rate Bond Active Exchange-Traded Fund C000145155 PIMCO Investment Grade Floating Rate Bond Active Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000037977 PIMCO Low Duration Active Exchange-Traded Fund C000117167 PIMCO Low Duration Active Exchange-Traded Fund LDUR 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000046482 PIMCO Low Duration Investment Grade Corporate Bond Active Exchange-Traded Fund C000145156 PIMCO Low Duration Investment Grade Corporate Bond Active Exchange-Traded Fund LDIG 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000046483 PIMCO Mortgage Backed Securities Active Exchange-Traded Fund C000145157 PIMCO Mortgage Backed Securities Active Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044951 PIMCO Municipal Bond Exchange-Traded Fund C000139396 PIMCO Municipal Bond Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000026753 PIMCO Prime Limited Maturity Active Exchange-Traded Fund C000080243 PIMCO Prime Limited Maturity Active Exchange-Traded Fund PPRM 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000046484 PIMCO Senior Loan Active Exchange-Traded Fund C000145158 PIMCO Senior Loan Active Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000026754 PIMCO Short Term Municipal Bond Active Exchange-Traded Fund C000080244 PIMCO Short Term Municipal Bond Active Exchange-Traded Fund SMMU 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044952 PIMCO Short-Term Exchange-Traded Fund C000139397 PIMCO Short-Term Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044960 PIMCO Small Cap StocksPLUS AR Strategy Exchange-Traded Fund C000139405 PIMCO Small Cap StocksPLUS AR Strategy Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044963 PIMCO Small Company Fundamental IndexPLUS AR Strategy Exchange-Traded Fund C000139408 PIMCO Small Company Fundamental IndexPLUS AR Strategy Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044959 PIMCO StocksPLUS Absolute Return Exchange-Traded Fund C000139404 PIMCO StocksPLUS Absolute Return Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000033233 PIMCO Total Return Active Exchange-Traded Fund C000102215 PIMCO Total Return Active Exchange-Traded Fund BOND 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-22250 0001450011 PIMCO ETF Trust 30 S000044958 PIMCO Unconstrained Bond Exchange-Traded Fund C000139403 PIMCO Unconstrained Bond Exchange-Traded Fund [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010381 California Municipal Bond Fund C000028697 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010381 California Municipal Bond Fund C000028698 A PCAAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010381 California Municipal Bond Fund C000028699 D PCMDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010381 California Municipal Bond Fund C000028696 Institutional PICMX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010258 Commercial Mortgage Securities Fund C000031255 A [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010258 Commercial Mortgage Securities Fund C000031254 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010258 Commercial Mortgage Securities Fund C000031256 B [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010258 Commercial Mortgage Securities Fund C000031257 C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010258 Commercial Mortgage Securities Fund C000031258 D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010258 Commercial Mortgage Securities Fund C000028352 Institutional [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010258 Commercial Mortgage Securities Fund C000031259 R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010382 European Convertible Fund C000031281 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010382 European Convertible Fund C000031423 Advisor [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010382 European Convertible Fund C000028700 Institutional PECIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009716 European StocksPLUS TR Strategy Fund C000031242 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009716 European StocksPLUS TR Strategy Fund C000031419 Advisor [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009716 European StocksPLUS TR Strategy Fund C000026684 Institutional PESIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009680 Fundamental IndexPLUS Fund C000041555 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009680 Fundamental IndexPLUS Fund C000064134 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009680 Fundamental IndexPLUS Fund C000026528 Administrative PFPAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009680 Fundamental IndexPLUS Fund C000026527 Institutional PFPIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009689 Japanese StocksPLUS TR Strategy Fund C000031168 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009689 Japanese StocksPLUS TR Strategy Fund C000026569 Institutional PJSIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010259 Liquid Asset Fund C000031261 A [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010259 Liquid Asset Fund C000031260 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010259 Liquid Asset Fund C000031262 B [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010259 Liquid Asset Fund C000031263 C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010259 Liquid Asset Fund C000031264 D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010259 Liquid Asset Fund C000028353 Institutional [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010259 Liquid Asset Fund C000031265 R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010260 Long Duration Fund C000031267 A [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010260 Long Duration Fund C000031266 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010260 Long Duration Fund C000031268 B [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010260 Long Duration Fund C000031269 C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010260 Long Duration Fund C000031270 D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010260 Long Duration Fund C000028354 Institutional [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010260 Long Duration Fund C000031271 R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009675 PIMCO All Asset All Authority Fund C000031109 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009675 PIMCO All Asset All Authority Fund C000026507 A PAUAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009675 PIMCO All Asset All Authority Fund C000026508 C PAUCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009675 PIMCO All Asset All Authority Fund C000026509 D PAUDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009675 PIMCO All Asset All Authority Fund C000026506 Institutional PAUIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009675 PIMCO All Asset All Authority Fund C000064130 Class P PAUPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009686 PIMCO All Asset Fund C000026553 Institutional PAAIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009686 PIMCO All Asset Fund C000026554 Administrative PAALX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009686 PIMCO All Asset Fund C000064139 Class P PALPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009686 PIMCO All Asset Fund C000026555 A PASAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009686 PIMCO All Asset Fund C000026557 C PASCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009686 PIMCO All Asset Fund C000026558 D PASDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009686 PIMCO All Asset Fund C000031163 R PATRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009844 PIMCO Asset-Backed Securities Portfolio C000027272 PIMCO Asset-Backed Securities Portfolio [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009697 PIMCO California Intermediate Municipal Bond Fund C000080406 Class C PCFCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009697 PIMCO California Intermediate Municipal Bond Fund C000026601 D PCIDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009697 PIMCO California Intermediate Municipal Bond Fund C000026598 Institutional PCIMX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009697 PIMCO California Intermediate Municipal Bond Fund C000064146 Class P PCIPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009697 PIMCO California Intermediate Municipal Bond Fund C000026600 A PCMBX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009697 PIMCO California Intermediate Municipal Bond Fund C000026599 Administrative PCMMX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037096 PIMCO California Municipal Bond Fund C000114197 Class D PCTDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037096 PIMCO California Municipal Bond Fund C000114199 Class C PCTGX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037096 PIMCO California Municipal Bond Fund C000114194 Institutional Class PCTIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037096 PIMCO California Municipal Bond Fund C000114200 Class R PCTNX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037096 PIMCO California Municipal Bond Fund C000114195 Class P PCTPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037096 PIMCO California Municipal Bond Fund C000114196 Administrative Class PCTQX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037096 PIMCO California Municipal Bond Fund C000114198 Class A PCTTX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000013234 PIMCO California Short Duration Municipal Income Fund C000035572 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000013234 PIMCO California Short Duration Municipal Income Fund C000035573 Class A PCDAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000013234 PIMCO California Short Duration Municipal Income Fund C000035574 Class D PCDDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000013234 PIMCO California Short Duration Municipal Income Fund C000035571 Institutional PCDIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000013234 PIMCO California Short Duration Municipal Income Fund C000064166 Class P PCDPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000013234 PIMCO California Short Duration Municipal Income Fund C000080410 Class C PCSCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000048447 PIMCO Capital Securities and Financials Fund C000152875 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000048447 PIMCO Capital Securities and Financials Fund C000152877 Class A [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000048447 PIMCO Capital Securities and Financials Fund C000152878 Class C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000048447 PIMCO Capital Securities and Financials Fund C000152876 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000048447 PIMCO Capital Securities and Financials Fund C000152874 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000048447 PIMCO Capital Securities and Financials Fund C000152879 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000048447 PIMCO Capital Securities and Financials Fund C000152873 Institutional Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000028928 PIMCO CommoditiesPLUS Strategy Fund C000088656 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000028928 PIMCO CommoditiesPLUS Strategy Fund C000088650 Class A PCLAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000028928 PIMCO CommoditiesPLUS Strategy Fund C000088652 Class D PCLDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000028928 PIMCO CommoditiesPLUS Strategy Fund C000088655 Institutional Class PCLIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000028928 PIMCO CommoditiesPLUS Strategy Fund C000088654 Class P PCLPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000028928 PIMCO CommoditiesPLUS Strategy Fund C000088651 Class C PCPCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009708 PIMCO CommodityRealReturn Strategy Fund C000026652 A PCRAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009708 PIMCO CommodityRealReturn Strategy Fund C000026654 C PCRCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009708 PIMCO CommodityRealReturn Strategy Fund C000026655 D PCRDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009708 PIMCO CommodityRealReturn Strategy Fund C000026650 Institutional PCRIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009708 PIMCO CommodityRealReturn Strategy Fund C000064156 Class P PCRPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009708 PIMCO CommodityRealReturn Strategy Fund C000026651 Administrative PCRRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009708 PIMCO CommodityRealReturn Strategy Fund C000088664 Class R PCSRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009712 PIMCO Convertible Fund C000100448 Class A PACNX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009712 PIMCO Convertible Fund C000100449 Class C PCCNX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009712 PIMCO Convertible Fund C000100450 Class D PCVDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009712 PIMCO Convertible Fund C000064158 Class P PCVPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009712 PIMCO Convertible Fund C000026667 Administrative PFCAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009712 PIMCO Convertible Fund C000026666 Institutional PFCIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000033596 PIMCO Credit Absolute Return Fund C000103222 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000033596 PIMCO Credit Absolute Return Fund C000103220 Institutional PCARX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000033596 PIMCO Credit Absolute Return Fund C000103225 Class C PCCRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000033596 PIMCO Credit Absolute Return Fund C000103223 Class D PDCRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000033596 PIMCO Credit Absolute Return Fund C000103221 Class P PPCRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000033596 PIMCO Credit Absolute Return Fund C000103224 Class A PZCRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009849 PIMCO Developing Local Markets Portfolio C000027277 PIMCO Developing Local Markets Portfolio [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009714 PIMCO Diversified Income Fund C000026673 Administrative PDAAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009714 PIMCO Diversified Income Fund C000026676 C PDICX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009714 PIMCO Diversified Income Fund C000026672 Institutional PDIIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009714 PIMCO Diversified Income Fund C000026674 A PDVAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009714 PIMCO Diversified Income Fund C000026677 D PDVDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009714 PIMCO Diversified Income Fund C000064160 Class P PDVPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000014994 PIMCO Emerging Local Bond Fund C000040833 Administrative PEBLX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000014994 PIMCO Emerging Local Bond Fund C000040829 Class A PELAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000014994 PIMCO Emerging Local Bond Fund C000040832 Institutional PELBX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000014994 PIMCO Emerging Local Bond Fund C000040830 Class C PELCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000014994 PIMCO Emerging Local Bond Fund C000064168 Class P PELPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000014994 PIMCO Emerging Local Bond Fund C000040831 Class D PLBDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009715 PIMCO Emerging Markets Bond Fund C000026680 A PAEMX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009715 PIMCO Emerging Markets Bond Fund C000026679 Administrative PEBAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009715 PIMCO Emerging Markets Bond Fund C000026682 C PEBCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009715 PIMCO Emerging Markets Bond Fund C000026678 Institutional PEBIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009715 PIMCO Emerging Markets Bond Fund C000026683 D PEMDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009715 PIMCO Emerging Markets Bond Fund C000064161 Class P PEMPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025820 PIMCO Emerging Markets Corporate Bond Fund C000077189 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025820 PIMCO Emerging Markets Corporate Bond Fund C000106889 Class C PECCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025820 PIMCO Emerging Markets Corporate Bond Fund C000106887 Class D PECDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025820 PIMCO Emerging Markets Corporate Bond Fund C000106888 Class A PECZX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025820 PIMCO Emerging Markets Corporate Bond Fund C000077188 Institutional PEMIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025820 PIMCO Emerging Markets Corporate Bond Fund C000095397 Class P PMIPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009713 PIMCO Emerging Markets Currency Fund C000031237 Administrative PDEVX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009713 PIMCO Emerging Markets Currency Fund C000026669 A PLMAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009713 PIMCO Emerging Markets Currency Fund C000026670 C PLMCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009713 PIMCO Emerging Markets Currency Fund C000026671 D PLMDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009713 PIMCO Emerging Markets Currency Fund C000026668 Institutional PLMIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009713 PIMCO Emerging Markets Currency Fund C000064159 Class P PLMPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000039671 PIMCO Emerging Markets Full Spectrum Bond Fund C000122923 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000039671 PIMCO Emerging Markets Full Spectrum Bond Fund C000122927 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000039671 PIMCO Emerging Markets Full Spectrum Bond Fund C000122926 Class C PFSCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000039671 PIMCO Emerging Markets Full Spectrum Bond Fund C000122921 Institutional Class PFSIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000039671 PIMCO Emerging Markets Full Spectrum Bond Fund C000122922 Class P PFSPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000039671 PIMCO Emerging Markets Full Spectrum Bond Fund C000122925 Class A PFSSX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000039671 PIMCO Emerging Markets Full Spectrum Bond Fund C000122924 Class D PFSYX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009848 PIMCO Emerging Markets Portfolio C000027276 PIMCO Emerging Markets Portfolio [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000013233 PIMCO Extended Duration Fund C000080409 Class A [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000013233 PIMCO Extended Duration Fund C000035570 Administrative PEDAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000013233 PIMCO Extended Duration Fund C000035569 Institutional PEDIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000013233 PIMCO Extended Duration Fund C000064165 Class P PEDPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009677 PIMCO Floating Income Fund C000026513 A PFIAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009677 PIMCO Floating Income Fund C000026515 D PFIDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009677 PIMCO Floating Income Fund C000026511 Institutional PFIIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009677 PIMCO Floating Income Fund C000026514 C PFNCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009677 PIMCO Floating Income Fund C000026512 Administrative PFTAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009677 PIMCO Floating Income Fund C000064131 Class P PFTPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009678 PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) C000064132 Class P PFBPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009678 PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) C000026518 A PFOAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009678 PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) C000026520 C PFOCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009678 PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) C000026521 D PFODX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009678 PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) C000026516 Institutional PFORX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009678 PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) C000026517 Administrative PFRAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009678 PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) C000026522 R PFRRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009679 PIMCO Foreign Bond Fund (Unhedged) C000026526 D PFBDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009679 PIMCO Foreign Bond Fund (Unhedged) C000026525 C PFRCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009679 PIMCO Foreign Bond Fund (Unhedged) C000026524 A PFUAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009679 PIMCO Foreign Bond Fund (Unhedged) C000026523 Institutional PFUIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009679 PIMCO Foreign Bond Fund (Unhedged) C000064133 Class P PFUPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009679 PIMCO Foreign Bond Fund (Unhedged) C000031146 Administrative PFUUX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021059 PIMCO Fundamental Advantage Tax Efficient Strategy Fund C000059902 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021059 PIMCO Fundamental Advantage Tax Efficient Strategy Fund C000066777 Class A [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021059 PIMCO Fundamental Advantage Tax Efficient Strategy Fund C000066778 Class C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021059 PIMCO Fundamental Advantage Tax Efficient Strategy Fund C000066779 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021059 PIMCO Fundamental Advantage Tax Efficient Strategy Fund C000066776 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021059 PIMCO Fundamental Advantage Tax Efficient Strategy Fund C000059901 Institutional [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000030400 PIMCO FX Strategy Portfolio C000093405 PIMCO FX Strategy Portfolio [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000022556 PIMCO Global Advantage Strategy Bond Fund C000074977 Class C PAFCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000022556 PIMCO Global Advantage Strategy Bond Fund C000065242 Administrative PGADX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000022556 PIMCO Global Advantage Strategy Bond Fund C000065240 P PGBPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000022556 PIMCO Global Advantage Strategy Bond Fund C000074976 Class A PGSAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000022556 PIMCO Global Advantage Strategy Bond Fund C000074978 Class D PGSDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000022556 PIMCO Global Advantage Strategy Bond Fund C000065241 Institutional PSAIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000022556 PIMCO Global Advantage Strategy Bond Fund C000074979 Class R PSBRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009682 PIMCO Global Bond Fund (U.S. Dollar-Hedged) C000026536 A PAIIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009682 PIMCO Global Bond Fund (U.S. Dollar-Hedged) C000026538 C PCIIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009682 PIMCO Global Bond Fund (U.S. Dollar-Hedged) C000026534 Institutional PGBIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009682 PIMCO Global Bond Fund (U.S. Dollar-Hedged) C000026535 Administrative PGDAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009682 PIMCO Global Bond Fund (U.S. Dollar-Hedged) C000064136 Class P PGNPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009683 PIMCO Global Bond Fund (Unhedged) C000026540 Administrative PADMX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009683 PIMCO Global Bond Fund (Unhedged) C000069482 Class D PGBDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009683 PIMCO Global Bond Fund (Unhedged) C000096285 Class P PGOPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009683 PIMCO Global Bond Fund (Unhedged) C000026539 Institutional PIGLX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000023224 PIMCO Global Multi-Asset Fund C000067748 Administrative PGAAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000023224 PIMCO Global Multi-Asset Fund C000067747 Institutional PGAIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000023224 PIMCO Global Multi-Asset Fund C000067746 P PGAPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000023224 PIMCO Global Multi-Asset Fund C000067743 A PGMAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000023224 PIMCO Global Multi-Asset Fund C000067744 C PGMCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000023224 PIMCO Global Multi-Asset Fund C000067745 D PGMDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000023224 PIMCO Global Multi-Asset Fund C000070981 Class R PGMRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009684 PIMCO GNMA Fund C000031161 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009684 PIMCO GNMA Fund C000026542 A PAGNX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009684 PIMCO GNMA Fund C000026544 C PCGNX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009684 PIMCO GNMA Fund C000026541 Institutional PDMIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009684 PIMCO GNMA Fund C000026545 D PGNDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009684 PIMCO GNMA Fund C000064137 Class P PPGNX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024337 PIMCO Government Money Market Fund C000072054 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024337 PIMCO Government Money Market Fund C000075263 Class A AMAXX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024337 PIMCO Government Money Market Fund C000075264 Class C AMGXX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024337 PIMCO Government Money Market Fund C000072055 Class M PGFXX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024337 PIMCO Government Money Market Fund C000072053 Administrative Class PGOXX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024337 PIMCO Government Money Market Fund C000072056 Class P PGPXX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024337 PIMCO Government Money Market Fund C000072057 Class R PGRXX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024337 PIMCO Government Money Market Fund C000169180 Institutional Class PGYXX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009685 PIMCO High Yield Fund C000026548 A PHDAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009685 PIMCO High Yield Fund C000026550 C PHDCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009685 PIMCO High Yield Fund C000026546 Institutional PHIYX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009685 PIMCO High Yield Fund C000064138 Class P PHLPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009685 PIMCO High Yield Fund C000026547 Administrative PHYAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009685 PIMCO High Yield Fund C000026551 D PHYDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009685 PIMCO High Yield Fund C000026552 R PHYRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000012844 PIMCO High Yield Municipal Bond Fund C000034731 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000012844 PIMCO High Yield Municipal Bond Fund C000034730 Institutional PHMIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000012844 PIMCO High Yield Municipal Bond Fund C000034728 Class A PYMAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000012844 PIMCO High Yield Municipal Bond Fund C000041556 Class C PYMCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000012844 PIMCO High Yield Municipal Bond Fund C000034729 Class D PYMDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000012844 PIMCO High Yield Municipal Bond Fund C000064163 Class P PYMPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009850 PIMCO High Yield Portfolio C000027278 PIMCO High Yield Portfolio [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000029813 PIMCO High Yield Spectrum Fund C000091650 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000029813 PIMCO High Yield Spectrum Fund C000091652 Class A PHSAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000029813 PIMCO High Yield Spectrum Fund C000091653 Class C PHSCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000029813 PIMCO High Yield Spectrum Fund C000091651 Class D PHSDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000029813 PIMCO High Yield Spectrum Fund C000091648 Institutional Class PHSIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000029813 PIMCO High Yield Spectrum Fund C000091649 Class P PHSPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000029813 PIMCO High Yield Spectrum Fund C000091654 Class R PSMRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000016548 PIMCO Income Fund C000046103 Administrative PIINX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000016548 PIMCO Income Fund C000046102 Institutional PIMIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000016548 PIMCO Income Fund C000046098 Class A PONAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000016548 PIMCO Income Fund C000046099 Class C PONCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000016548 PIMCO Income Fund C000046100 Class D PONDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000016548 PIMCO Income Fund C000064169 Class P PONPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000016548 PIMCO Income Fund C000046101 Class R PONRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000033597 PIMCO Inflation Response Multi-Asset Fund C000103227 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000033597 PIMCO Inflation Response Multi-Asset Fund C000103230 Class C PCRMX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000033597 PIMCO Inflation Response Multi-Asset Fund C000103228 Class D PDRMX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000033597 PIMCO Inflation Response Multi-Asset Fund C000103232 Institutional PIRMX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000033597 PIMCO Inflation Response Multi-Asset Fund C000103233 Class P PPRMX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000033597 PIMCO Inflation Response Multi-Asset Fund C000103229 Class A PZRMX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009851 PIMCO International Portfolio C000027279 PIMCO International Portfolio [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009688 PIMCO Investment Grade Corporate Bond Fund C000026566 A PBDAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009688 PIMCO Investment Grade Corporate Bond Fund C000026567 C PBDCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009688 PIMCO Investment Grade Corporate Bond Fund C000026568 D PBDDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009688 PIMCO Investment Grade Corporate Bond Fund C000064141 Class P PBDPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009688 PIMCO Investment Grade Corporate Bond Fund C000026565 Administrative PGCAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009688 PIMCO Investment Grade Corporate Bond Fund C000026564 Institutional PIGIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009852 PIMCO Investment Grade Corporate Portfolio C000027280 PIMCO Investment Grade Corporate Portfolio [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024285 PIMCO Long Duration Corporate Bond Portfolio C000071766 Long Duration Corporate Bond Portfolio [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000013232 PIMCO Long Duration Total Return Fund C000035568 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000013232 PIMCO Long Duration Total Return Fund C000080408 Class A [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000013232 PIMCO Long Duration Total Return Fund C000148185 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000013232 PIMCO Long Duration Total Return Fund C000035567 Institutional PLRIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000013232 PIMCO Long Duration Total Return Fund C000064164 Class P PLRPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025202 PIMCO Long-Term Credit Fund C000075115 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025202 PIMCO Long-Term Credit Fund C000080412 Class A [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025202 PIMCO Long-Term Credit Fund C000148186 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025202 PIMCO Long-Term Credit Fund C000075116 Class P PLCPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025202 PIMCO Long-Term Credit Fund C000075114 Institutional PTCIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009690 PIMCO Long-Term U.S. Government Fund C000148183 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009690 PIMCO Long-Term U.S. Government Fund C000026572 A PFGAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009690 PIMCO Long-Term U.S. Government Fund C000026574 C PFGCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009690 PIMCO Long-Term U.S. Government Fund C000026570 Institutional PGOVX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009690 PIMCO Long-Term U.S. Government Fund C000026571 Administrative PLGBX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009690 PIMCO Long-Term U.S. Government Fund C000064142 Class P PLTPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009691 PIMCO Low Duration Fund C000026576 Administrative PLDAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009691 PIMCO Low Duration Fund C000026580 D PLDDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009691 PIMCO Low Duration Fund C000064143 Class P PLDPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009691 PIMCO Low Duration Fund C000026581 R PLDRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009691 PIMCO Low Duration Fund C000026577 A PTLAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009691 PIMCO Low Duration Fund C000026579 C PTLCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009691 PIMCO Low Duration Fund C000026575 Institutional PTLDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009692 PIMCO Low Duration Fund II C000026583 Administrative PDFAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009692 PIMCO Low Duration Fund II C000085175 Class P PDRPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009692 PIMCO Low Duration Fund II C000026582 Institutional PLDTX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009693 PIMCO Low Duration Fund III C000026585 Administrative PDRAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009693 PIMCO Low Duration Fund III C000026584 Institutional PLDIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009693 PIMCO Low Duration Fund III C000066770 Class P PLUPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000034605 PIMCO Low Duration Portfolio C000106507 PIMCO Low Duration Portfolio [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009694 PIMCO Moderate Duration Fund C000031186 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009694 PIMCO Moderate Duration Fund C000166284 Class A [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009694 PIMCO Moderate Duration Fund C000166285 Class C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009694 PIMCO Moderate Duration Fund C000026586 Institutional PMDRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009694 PIMCO Moderate Duration Fund C000085176 Class P PMOPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000034606 PIMCO Moderate Duration Portfolio C000106508 PIMCO Moderate Duration Portfolio [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009695 PIMCO Money Market Fund C000166286 Class M [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009695 PIMCO Money Market Fund C000026591 C PKCXX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009695 PIMCO Money Market Fund C000026588 Administrative PMAXX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009695 PIMCO Money Market Fund C000064144 Class P PMFXX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009695 PIMCO Money Market Fund C000026587 Institutional PMIXX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009695 PIMCO Money Market Fund C000026589 A PYAXX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000038441 PIMCO Mortgage Opportunities Fund C000118563 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000038441 PIMCO Mortgage Opportunities Fund C000118567 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000038441 PIMCO Mortgage Opportunities Fund C000118565 Class A PMZAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000038441 PIMCO Mortgage Opportunities Fund C000118566 Class C PMZCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000038441 PIMCO Mortgage Opportunities Fund C000118564 Class D PMZDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000038441 PIMCO Mortgage Opportunities Fund C000118561 Institutional Class PMZIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000038441 PIMCO Mortgage Opportunities Fund C000118562 Class P PMZPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009853 PIMCO Mortgage Portfolio C000027281 PIMCO Mortgage Portfolio [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009711 PIMCO Mortgage-Backed Securities Fund C000026662 A PMRAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009711 PIMCO Mortgage-Backed Securities Fund C000026664 C PMRCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009711 PIMCO Mortgage-Backed Securities Fund C000064157 Class P PMRPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009711 PIMCO Mortgage-Backed Securities Fund C000026661 Administrative PMTAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009711 PIMCO Mortgage-Backed Securities Fund C000026665 D PTMDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009711 PIMCO Mortgage-Backed Securities Fund C000026660 Institutional PTRIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000047599 PIMCO Multi-Strategy Alternative Fund C000149436 Class A PXAAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000047599 PIMCO Multi-Strategy Alternative Fund C000149437 Class C PXACX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000047599 PIMCO Multi-Strategy Alternative Fund C000149435 Class D PXADX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000047599 PIMCO Multi-Strategy Alternative Fund C000149433 Institutional PXAIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000047599 PIMCO Multi-Strategy Alternative Fund C000149434 Class P PXAPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009696 PIMCO Municipal Bond Fund C000026592 Institutional PFMIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009696 PIMCO Municipal Bond Fund C000026597 D PMBDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009696 PIMCO Municipal Bond Fund C000026594 A PMLAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009696 PIMCO Municipal Bond Fund C000026596 C PMLCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009696 PIMCO Municipal Bond Fund C000026593 Administrative PMNAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009696 PIMCO Municipal Bond Fund C000064145 Class P PMUPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009854 PIMCO Municipal Sector Portfolio C000027282 PIMCO Municipal Sector Portfolio [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025950 PIMCO MuniGO Fund C000077980 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025950 PIMCO MuniGO Fund C000080413 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025950 PIMCO MuniGO Fund C000077981 Class A APNAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025950 PIMCO MuniGO Fund C000077982 Class C APNCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025950 PIMCO MuniGO Fund C000077983 Class D APNDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025950 PIMCO MuniGO Fund C000077979 Institutional PMGOX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037097 PIMCO National Intermediate Municipal Bond Fund C000114202 Class D PMNDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037097 PIMCO National Intermediate Municipal Bond Fund C000114206 Institutional Class PMNIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037097 PIMCO National Intermediate Municipal Bond Fund C000114204 Class C PMNNX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037097 PIMCO National Intermediate Municipal Bond Fund C000114207 Class P PMNPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037097 PIMCO National Intermediate Municipal Bond Fund C000114201 Administrative Class PMNQX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037097 PIMCO National Intermediate Municipal Bond Fund C000114205 Class R PMNRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037097 PIMCO National Intermediate Municipal Bond Fund C000114203 Class A PMNTX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009698 PIMCO New York Municipal Bond Fund C000031198 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009698 PIMCO New York Municipal Bond Fund C000080407 Class C PBFCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009698 PIMCO New York Municipal Bond Fund C000026603 A PNYAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009698 PIMCO New York Municipal Bond Fund C000026604 D PNYDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009698 PIMCO New York Municipal Bond Fund C000026602 Institutional PNYIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009698 PIMCO New York Municipal Bond Fund C000064147 Class P PNYPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021058 PIMCO RAE Fundamental Advantage PLUS Fund C000059900 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021058 PIMCO RAE Fundamental Advantage PLUS Fund C000066775 Class P PFAPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021058 PIMCO RAE Fundamental Advantage PLUS Fund C000059899 Institutional PFATX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021058 PIMCO RAE Fundamental Advantage PLUS Fund C000066774 Class D PFSDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021058 PIMCO RAE Fundamental Advantage PLUS Fund C000066772 Class A PTFAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021058 PIMCO RAE Fundamental Advantage PLUS Fund C000066773 Class C PTRCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000023716 PIMCO RAE Fundamental PLUS EMG Fund C000069769 Administrative PEFAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000023716 PIMCO RAE Fundamental PLUS EMG Fund C000126844 Class C PEFCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000023716 PIMCO RAE Fundamental PLUS EMG Fund C000126845 Class D PEFDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000023716 PIMCO RAE Fundamental PLUS EMG Fund C000126843 Class A PEFFX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000023716 PIMCO RAE Fundamental PLUS EMG Fund C000069768 Institutional PEFIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000023716 PIMCO RAE Fundamental PLUS EMG Fund C000069770 Class P PEFPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009681 PIMCO RAE Fundamental PLUS Fund C000026531 A PIXAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009681 PIMCO RAE Fundamental PLUS Fund C000026532 C PIXCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009681 PIMCO RAE Fundamental PLUS Fund C000026533 D PIXDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009681 PIMCO RAE Fundamental PLUS Fund C000064135 Class P PIXPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009681 PIMCO RAE Fundamental PLUS Fund C000026530 Administrative PXTAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009681 PIMCO RAE Fundamental PLUS Fund C000026529 Institutional PXTIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032698 PIMCO RAE Fundamental PLUS International Fund C000100914 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032698 PIMCO RAE Fundamental PLUS International Fund C000100920 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032698 PIMCO RAE Fundamental PLUS International Fund C000100918 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032698 PIMCO RAE Fundamental PLUS International Fund C000100919 Institutional Class PTSIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032698 PIMCO RAE Fundamental PLUS International Fund C000100917 Class C PTSKX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032698 PIMCO RAE Fundamental PLUS International Fund C000100915 Class D PTSLX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032698 PIMCO RAE Fundamental PLUS International Fund C000100916 Class A PTSOX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032697 PIMCO RAE Fundamental PLUS Small Fund C000100909 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032697 PIMCO RAE Fundamental PLUS Small Fund C000100908 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032697 PIMCO RAE Fundamental PLUS Small Fund C000100913 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032697 PIMCO RAE Fundamental PLUS Small Fund C000100911 Class A PCFAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032697 PIMCO RAE Fundamental PLUS Small Fund C000100910 Class D PCFDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032697 PIMCO RAE Fundamental PLUS Small Fund C000100912 Class C PCFEX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032697 PIMCO RAE Fundamental PLUS Small Fund C000100907 Institutional Class PCFIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043725 PIMCO RAE Low Volatility PLUS EMG Fund C000135591 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043725 PIMCO RAE Low Volatility PLUS EMG Fund C000135592 Class D PLVDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043725 PIMCO RAE Low Volatility PLUS EMG Fund C000135589 Institutional Class PLVLX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043725 PIMCO RAE Low Volatility PLUS EMG Fund C000135594 Class C PLVOX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043725 PIMCO RAE Low Volatility PLUS EMG Fund C000135593 Class A PLVVX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043725 PIMCO RAE Low Volatility PLUS EMG Fund C000135590 Class P PLVWX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043726 PIMCO RAE Low Volatility PLUS Fund C000135600 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043726 PIMCO RAE Low Volatility PLUS Fund C000135595 Class D PDLVX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043726 PIMCO RAE Low Volatility PLUS Fund C000135598 Institutional Class PILVX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043726 PIMCO RAE Low Volatility PLUS Fund C000135597 Class C POLVX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043726 PIMCO RAE Low Volatility PLUS Fund C000135599 Class P PPLVX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043726 PIMCO RAE Low Volatility PLUS Fund C000135596 Class A PXLVX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043727 PIMCO RAE Low Volatility PLUS International Fund C000135603 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043727 PIMCO RAE Low Volatility PLUS International Fund C000135607 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043727 PIMCO RAE Low Volatility PLUS International Fund C000135605 Class A PLVBX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043727 PIMCO RAE Low Volatility PLUS International Fund C000135606 Class C PLVQX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043727 PIMCO RAE Low Volatility PLUS International Fund C000135604 Class D PLVRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043727 PIMCO RAE Low Volatility PLUS International Fund C000135601 Institutional Class PLVTX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000043727 PIMCO RAE Low Volatility PLUS International Fund C000135602 Class P PLVZX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000038236 PIMCO RAE Worldwide Fundamental Advantage PLUS Fund C000117898 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000038236 PIMCO RAE Worldwide Fundamental Advantage PLUS Fund C000117902 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000038236 PIMCO RAE Worldwide Fundamental Advantage PLUS Fund C000117900 Class A PWWAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000038236 PIMCO RAE Worldwide Fundamental Advantage PLUS Fund C000117901 Class C PWWCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000038236 PIMCO RAE Worldwide Fundamental Advantage PLUS Fund C000117899 Class D PWWDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000038236 PIMCO RAE Worldwide Fundamental Advantage PLUS Fund C000117896 Institutional Class PWWIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000038236 PIMCO RAE Worldwide Fundamental Advantage PLUS Fund C000117897 Class P PWWPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000047288 PIMCO RAE Worldwide Long/Short PLUS Fund C000148264 Class A PWLAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000047288 PIMCO RAE Worldwide Long/Short PLUS Fund C000148265 Class C PWLCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000047288 PIMCO RAE Worldwide Long/Short PLUS Fund C000148263 Class D PWLDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000047288 PIMCO RAE Worldwide Long/Short PLUS Fund C000148267 Institutional PWLIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000047288 PIMCO RAE Worldwide Long/Short PLUS Fund C000148262 Admin PWLLX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000047288 PIMCO RAE Worldwide Long/Short PLUS Fund C000148268 Class P PWLPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000047288 PIMCO RAE Worldwide Long/Short PLUS Fund C000148266 Class R PWLRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009699 PIMCO Real Return Asset Fund C000031202 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009699 PIMCO Real Return Asset Fund C000148184 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009699 PIMCO Real Return Asset Fund C000026605 Institutional PRAIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009699 PIMCO Real Return Asset Fund C000096286 Class P PRTPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009700 PIMCO Real Return Fund C000026607 Administrative PARRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009700 PIMCO Real Return Fund C000064148 Class P PRLPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009700 PIMCO Real Return Fund C000026611 D PRRDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009700 PIMCO Real Return Fund C000026606 Institutional PRRIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009700 PIMCO Real Return Fund C000026612 R PRRRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009700 PIMCO Real Return Fund C000026610 C PRTCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009700 PIMCO Real Return Fund C000026608 A PRTNX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000049354 PIMCO Real Return Limited Duration Fund C000156120 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000049354 PIMCO Real Return Limited Duration Fund C000156122 Class A [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000049354 PIMCO Real Return Limited Duration Fund C000156123 Class C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000049354 PIMCO Real Return Limited Duration Fund C000156121 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000049354 PIMCO Real Return Limited Duration Fund C000156119 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000049354 PIMCO Real Return Limited Duration Fund C000156124 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000049354 PIMCO Real Return Limited Duration Fund C000156118 Institutional Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009855 PIMCO Real Return Portfolio C000027283 PIMCO Real Return Portfolio [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009701 PIMCO RealEstateRealReturn Strategy Fund C000031208 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009701 PIMCO RealEstateRealReturn Strategy Fund C000026614 A PETAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009701 PIMCO RealEstateRealReturn Strategy Fund C000026616 C PETCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009701 PIMCO RealEstateRealReturn Strategy Fund C000026617 D PETDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009701 PIMCO RealEstateRealReturn Strategy Fund C000064149 Class P PETPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009701 PIMCO RealEstateRealReturn Strategy Fund C000026613 Institutional PRRSX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021054 PIMCO RealPath 2020 Fund C000059877 Administrative PFNAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021054 PIMCO RealPath 2020 Fund C000059876 Institutional PRWIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021054 PIMCO RealPath 2020 Fund C000059878 A PTYAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021054 PIMCO RealPath 2020 Fund C000059879 C PTYCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021054 PIMCO RealPath 2020 Fund C000059880 D PTYDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032919 PIMCO RealPath 2025 Fund C000101606 Class D PENDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032919 PIMCO RealPath 2025 Fund C000101605 Administrative Class PENMX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032919 PIMCO RealPath 2025 Fund C000101610 Institutional Class PENTX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032919 PIMCO RealPath 2025 Fund C000101608 Class C PENWX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032919 PIMCO RealPath 2025 Fund C000101607 Class A PENZX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021055 PIMCO RealPath 2030 Fund C000059881 A PEHAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021055 PIMCO RealPath 2030 Fund C000059882 C PEHCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021055 PIMCO RealPath 2030 Fund C000059883 D PEHDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021055 PIMCO RealPath 2030 Fund C000059886 Administrative PNLAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021055 PIMCO RealPath 2030 Fund C000059885 Institutional PRLIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032920 PIMCO RealPath 2035 Fund C000101616 Class A PIVAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032920 PIMCO RealPath 2035 Fund C000101615 Class D PIVDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032920 PIMCO RealPath 2035 Fund C000101612 Institutional Class PIVIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032920 PIMCO RealPath 2035 Fund C000101614 Administrative Class PIVNX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032920 PIMCO RealPath 2035 Fund C000101617 Class C PIVWX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021056 PIMCO RealPath 2040 Fund C000059892 Administrative PEOAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021056 PIMCO RealPath 2040 Fund C000059887 A POFAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021056 PIMCO RealPath 2040 Fund C000059888 C POFCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021056 PIMCO RealPath 2040 Fund C000059889 D POFDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021056 PIMCO RealPath 2040 Fund C000059891 Institutional PROIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000035861 PIMCO RealPath 2045 Fund C000109898 Class A PFZAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000035861 PIMCO RealPath 2045 Fund C000109899 Class C PFZCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000035861 PIMCO RealPath 2045 Fund C000109897 Class D PFZDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000035861 PIMCO RealPath 2045 Fund C000109894 Institutional Class PFZIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000035861 PIMCO RealPath 2045 Fund C000109896 Administrative Class PFZMX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021057 PIMCO RealPath 2050 Fund C000059893 A PFYAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021057 PIMCO RealPath 2050 Fund C000059894 C PFYCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021057 PIMCO RealPath 2050 Fund C000059895 D PFYDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021057 PIMCO RealPath 2050 Fund C000059898 Administrative POTAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021057 PIMCO RealPath 2050 Fund C000059897 Institutional PRMIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000047287 PIMCO RealPath 2055 C000148257 Admin [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000047287 PIMCO RealPath 2055 C000148259 Class A PQRAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000047287 PIMCO RealPath 2055 C000148260 Class C PQRCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000047287 PIMCO RealPath 2055 C000148258 Class D PQRDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000047287 PIMCO RealPath 2055 C000148255 Institutional PRQIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021053 PIMCO RealPath Income Fund C000059873 Institutional PRIEX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021053 PIMCO RealPath Income Fund C000059874 Administrative PRNAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021053 PIMCO RealPath Income Fund C000059869 A PTNAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021053 PIMCO RealPath Income Fund C000059870 C PTNCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000021053 PIMCO RealPath Income Fund C000059871 D PTNDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000031641 PIMCO Senior Floating Rate Fund C000098428 Class D PSRDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000031641 PIMCO Senior Floating Rate Fund C000098425 Institutional Class PSRIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000031641 PIMCO Senior Floating Rate Fund C000098427 Administrative Class PSRMX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000031641 PIMCO Senior Floating Rate Fund C000098426 Class P PSRPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000031641 PIMCO Senior Floating Rate Fund C000098430 Class C PSRWX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000031641 PIMCO Senior Floating Rate Fund C000098429 Class A PSRZX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032688 PIMCO Senior Floating Rate Portfolio C000100868 PIMCO Senior Floating Rate Portfolio [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037098 PIMCO Short Asset Investment Fund C000114213 Class C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037098 PIMCO Short Asset Investment Fund C000166287 Class M [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037098 PIMCO Short Asset Investment Fund C000114214 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037098 PIMCO Short Asset Investment Fund C000114212 Class A PAIAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037098 PIMCO Short Asset Investment Fund C000114208 Institutional Class PAIDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037098 PIMCO Short Asset Investment Fund C000114209 Class P PAIPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037098 PIMCO Short Asset Investment Fund C000114210 Administrative Class PAIQX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037098 PIMCO Short Asset Investment Fund C000114211 Class D PAIUX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009702 PIMCO Short Duration Municipal Income Fund C000026620 A PSDAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009702 PIMCO Short Duration Municipal Income Fund C000026621 C PSDCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009702 PIMCO Short Duration Municipal Income Fund C000026622 D PSDDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009702 PIMCO Short Duration Municipal Income Fund C000026618 Institutional PSDIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009702 PIMCO Short Duration Municipal Income Fund C000026619 Administrative PSDMX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009702 PIMCO Short Duration Municipal Income Fund C000064150 Class P PSDPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000022630 PIMCO Short-Term Floating NAV Portfolio C000065484 PIMCO Short-Term Floating NAV Portfolio [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000025613 PIMCO Short-Term Floating NAV Portfolio II C000076734 PIMCO Short-Term Floating NAV Portfolio II [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000037048 PIMCO Short-Term Floating NAV Portfolio III C000113894 PIMCO Short-Term Floating NAV Portfolio III [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009703 PIMCO Short-Term Fund C000026627 C PFTCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009703 PIMCO Short-Term Fund C000026624 Administrative PSFAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009703 PIMCO Short-Term Fund C000026625 A PSHAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009703 PIMCO Short-Term Fund C000026628 D PSHDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009703 PIMCO Short-Term Fund C000026623 Institutional PTSHX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009703 PIMCO Short-Term Fund C000064151 Class P PTSPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009703 PIMCO Short-Term Fund C000026629 R PTSRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009845 PIMCO Short-Term Portfolio C000027273 PIMCO Short-Term Portfolio [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009705 PIMCO StocksPLUS Absolute Return Fund C000031212 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009705 PIMCO StocksPLUS Absolute Return Fund C000163795 R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009705 PIMCO StocksPLUS Absolute Return Fund C000026640 C PSOCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009705 PIMCO StocksPLUS Absolute Return Fund C000026637 Institutional PSPTX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009705 PIMCO StocksPLUS Absolute Return Fund C000026641 D PSTDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009705 PIMCO StocksPLUS Absolute Return Fund C000026638 A PTOAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009705 PIMCO StocksPLUS Absolute Return Fund C000064153 Class P PTOPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009704 PIMCO StocksPLUS Fund C000026631 Administrative PPLAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009704 PIMCO StocksPLUS Fund C000064152 Class P PSKPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009704 PIMCO StocksPLUS Fund C000026632 A PSPAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009704 PIMCO StocksPLUS Fund C000026634 C PSPCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009704 PIMCO StocksPLUS Fund C000026635 D PSPDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009704 PIMCO StocksPLUS Fund C000026636 R PSPRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009704 PIMCO StocksPLUS Fund C000026630 Institutional PSTKX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009687 PIMCO StocksPLUS International Fund (U.S. Dollar-Hedged) C000031164 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009687 PIMCO StocksPLUS International Fund (U.S. Dollar-Hedged) C000163794 R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009687 PIMCO StocksPLUS International Fund (U.S. Dollar-Hedged) C000026560 A PIPAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009687 PIMCO StocksPLUS International Fund (U.S. Dollar-Hedged) C000026562 C PIPCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009687 PIMCO StocksPLUS International Fund (U.S. Dollar-Hedged) C000026563 D PIPDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009687 PIMCO StocksPLUS International Fund (U.S. Dollar-Hedged) C000026559 Institutional PISIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009687 PIMCO StocksPLUS International Fund (U.S. Dollar-Hedged) C000064140 Class P PIUHX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000014410 PIMCO StocksPLUS International Fund (Unhedged) C000064167 Class P PPLPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000014410 PIMCO StocksPLUS International Fund (Unhedged) C000039231 Class A PPUAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000014410 PIMCO StocksPLUS International Fund (Unhedged) C000039232 Class C PPUCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000014410 PIMCO StocksPLUS International Fund (Unhedged) C000039233 Class D PPUDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000014410 PIMCO StocksPLUS International Fund (Unhedged) C000039230 Administrative PSKAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000014410 PIMCO StocksPLUS International Fund (Unhedged) C000039229 Institutional PSKIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000018588 PIMCO StocksPLUS Long Duration Fund C000051571 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000018588 PIMCO StocksPLUS Long Duration Fund C000080411 Class A [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000018588 PIMCO StocksPLUS Long Duration Fund C000113719 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000018588 PIMCO StocksPLUS Long Duration Fund C000051570 Institutional PSLDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009706 PIMCO StocksPLUS Short Fund C000031214 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009706 PIMCO StocksPLUS Short Fund C000064154 Class P PSPLX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009706 PIMCO StocksPLUS Short Fund C000031215 A PSSAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009706 PIMCO StocksPLUS Short Fund C000031217 C PSSCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009706 PIMCO StocksPLUS Short Fund C000035075 Class D PSSDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009706 PIMCO StocksPLUS Short Fund C000026642 Institutional PSTIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010253 PIMCO StocksPLUS Small Fund C000031248 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010253 PIMCO StocksPLUS Small Fund C000031253 R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010253 PIMCO StocksPLUS Small Fund C000031249 A PCKAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010253 PIMCO StocksPLUS Small Fund C000031251 C PCKCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010253 PIMCO StocksPLUS Small Fund C000031252 D PCKDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010253 PIMCO StocksPLUS Small Fund C000064162 Class P PCKPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010253 PIMCO StocksPLUS Small Fund C000028347 Institutional PSCSX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009707 PIMCO Total Return Fund C000026644 Administrative PTRAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009707 PIMCO Total Return Fund C000026649 R PTRRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009707 PIMCO Total Return Fund C000026645 A PTTAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009707 PIMCO Total Return Fund C000026647 C PTTCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009707 PIMCO Total Return Fund C000026648 D PTTDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009707 PIMCO Total Return Fund C000064155 Class P PTTPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009707 PIMCO Total Return Fund C000026643 Institutional PTTRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009709 PIMCO Total Return Fund II C000026656 Institutional PMBIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009709 PIMCO Total Return Fund II C000082492 Class P PMTPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009709 PIMCO Total Return Fund II C000026657 Administrative PRADX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009710 PIMCO Total Return Fund III C000066771 Class P PRAPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009710 PIMCO Total Return Fund III C000026659 Administrative PRFAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009710 PIMCO Total Return Fund III C000026658 Institutional PTSAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032049 PIMCO Total Return Fund IV C000099803 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032049 PIMCO Total Return Fund IV C000099806 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032049 PIMCO Total Return Fund IV C000099808 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032049 PIMCO Total Return Fund IV C000099805 Class C PTUCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032049 PIMCO Total Return Fund IV C000099802 Institutional Class PTUIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032049 PIMCO Total Return Fund IV C000099807 Class P PTUPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000032049 PIMCO Total Return Fund IV C000099804 Class A PTUZX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024338 PIMCO Treasury Money Market Fund C000075265 Class A [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024338 PIMCO Treasury Money Market Fund C000075266 Class C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024338 PIMCO Treasury Money Market Fund C000072061 Class M PFMXX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024338 PIMCO Treasury Money Market Fund C000072059 Administrative Class PTAXX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024338 PIMCO Treasury Money Market Fund C000072060 Class D PTDXX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024338 PIMCO Treasury Money Market Fund C000072062 Class P PTPXX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024338 PIMCO Treasury Money Market Fund C000072058 Class R PTRXX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000042791 PIMCO TRENDS Managed Futures Strategy Fund C000132358 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000042791 PIMCO TRENDS Managed Futures Strategy Fund C000132360 Class A [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000042791 PIMCO TRENDS Managed Futures Strategy Fund C000132361 Class C [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000042791 PIMCO TRENDS Managed Futures Strategy Fund C000132359 Class D [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000042791 PIMCO TRENDS Managed Futures Strategy Fund C000132357 Class P [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000042791 PIMCO TRENDS Managed Futures Strategy Fund C000132362 Class R [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000042791 PIMCO TRENDS Managed Futures Strategy Fund C000132356 Institutional Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009847 PIMCO U.S. Government Sector Portfolio C000027275 PIMCO U.S. Government Sector Portfolio [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000022557 PIMCO Unconstrained Bond Fund C000065247 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000022557 PIMCO Unconstrained Bond Fund C000065246 Institutional PFIUX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000022557 PIMCO Unconstrained Bond Fund C000065243 A PUBAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000022557 PIMCO Unconstrained Bond Fund C000069483 Class C PUBCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000022557 PIMCO Unconstrained Bond Fund C000065244 D PUBDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000022557 PIMCO Unconstrained Bond Fund C000069484 Class R PUBRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000022557 PIMCO Unconstrained Bond Fund C000065245 P PUCPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024795 PIMCO Unconstrained Tax Managed Bond Fund C000073750 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024795 PIMCO Unconstrained Tax Managed Bond Fund C000073751 Class A ATMAX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024795 PIMCO Unconstrained Tax Managed Bond Fund C000073752 Class C ATMCX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024795 PIMCO Unconstrained Tax Managed Bond Fund C000073753 Class D ATMDX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024795 PIMCO Unconstrained Tax Managed Bond Fund C000073749 Institutional PUTIX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000024795 PIMCO Unconstrained Tax Managed Bond Fund C000073754 Class P PUTPX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010383 Real Return Fund II C000031287 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010383 Real Return Fund II C000028701 Institutional PIRRX 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000009846 Short-Term Portfolio II C000027274 Short-Term Portfolio II [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010261 StocksPLUS Municipal-Backed Fund C000031272 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010261 StocksPLUS Municipal-Backed Fund C000031421 Advisor [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-05028 0000810893 PIMCO FUNDS 30 S000010261 StocksPLUS Municipal-Backed Fund C000028355 Institutional [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-09721 0001098605 PIMCO Managed Accounts Trust 30 S000004804 Fixed Income SHares: Series C C000013020 Series C FXICX 1633 BROADWAY NEW YORK 10019 NY [NULL] 811-09721 0001098605 PIMCO Managed Accounts Trust 30 S000043031 Fixed Income SHares: Series LD C000133198 Series LD FXIDX 1633 BROADWAY NEW YORK 10019 NY [NULL] 811-09721 0001098605 PIMCO Managed Accounts Trust 30 S000004803 Fixed Income SHares: Series M C000013019 Series M FXIMX 1633 BROADWAY NEW YORK 10019 NY [NULL] 811-09721 0001098605 PIMCO Managed Accounts Trust 30 S000004805 Fixed Income SHares: Series R C000013021 Series R FXIRX 1633 BROADWAY NEW YORK 10019 NY [NULL] 811-09721 0001098605 PIMCO Managed Accounts Trust 30 S000037220 Fixed Income SHares: Series TE C000114641 Series TE FXIEX 1633 BROADWAY NEW YORK 10019 NY [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000010204 PIMCO All Asset All Authority Portfolio C000028250 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000010204 PIMCO All Asset All Authority Portfolio C000030997 Advisor [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000010204 PIMCO All Asset All Authority Portfolio C000139586 Institutional [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000010204 PIMCO All Asset All Authority Portfolio C000031339 M [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000010204 PIMCO All Asset All Authority Portfolio C000031338 Mistake [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009659 PIMCO All Asset Portfolio C000026478 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009659 PIMCO All Asset Portfolio C000026480 Advisor Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009659 PIMCO All Asset Portfolio C000030992 Institutional [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009659 PIMCO All Asset Portfolio C000026479 M [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009667 PIMCO CommodityRealReturn Strategy Portfolio C000026493 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009667 PIMCO CommodityRealReturn Strategy Portfolio C000030986 Advisor [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009667 PIMCO CommodityRealReturn Strategy Portfolio C000030994 Institutional [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009667 PIMCO CommodityRealReturn Strategy Portfolio C000148731 M [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000010205 PIMCO Diversified Income Portfolio C000028251 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000010205 PIMCO Diversified Income Portfolio C000031340 Institutional [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009668 PIMCO Emerging Markets Bond Portfolio C000026494 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009668 PIMCO Emerging Markets Bond Portfolio C000030987 Advisor [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009668 PIMCO Emerging Markets Bond Portfolio C000030995 Institutional [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009668 PIMCO Emerging Markets Bond Portfolio C000148732 M [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009669 PIMCO Foreign Bond Portfolio (U.S. Dollar-Hedged) C000026495 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009669 PIMCO Foreign Bond Portfolio (U.S. Dollar-Hedged) C000139585 Advisor [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009669 PIMCO Foreign Bond Portfolio (U.S. Dollar-Hedged) C000026496 Institutional [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000010206 PIMCO Foreign Bond Portfolio (Unhedged) C000028252 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000010206 PIMCO Foreign Bond Portfolio (Unhedged) C000030991 Advisor [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000010206 PIMCO Foreign Bond Portfolio (Unhedged) C000109754 Institutional [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000031688 PIMCO Global Advantage Strategy Bond Portfolio C000098620 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000031688 PIMCO Global Advantage Strategy Bond Portfolio C000098622 Advisor [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000031688 PIMCO Global Advantage Strategy Bond Portfolio C000098621 Institutional [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009670 PIMCO Global Bond Portfolio (Unhedged) C000026497 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009670 PIMCO Global Bond Portfolio (Unhedged) C000030988 Advisor [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009670 PIMCO Global Bond Portfolio (Unhedged) C000030996 Institutional [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000036850 PIMCO Global Diversified Allocation Portfolio C000112709 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000036850 PIMCO Global Diversified Allocation Portfolio C000123329 Advisor Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000024339 PIMCO Global Multi-Asset Managed Allocation Portfolio C000072063 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000024339 PIMCO Global Multi-Asset Managed Allocation Portfolio C000072064 Advisor Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000024339 PIMCO Global Multi-Asset Managed Allocation Portfolio C000109755 Institutional [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000036160 PIMCO Global Multi-Asset Managed Volatility Portfolio C000110708 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000036160 PIMCO Global Multi-Asset Managed Volatility Portfolio C000125492 Advisor Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009671 PIMCO High Yield Portfolio C000026498 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009671 PIMCO High Yield Portfolio C000030989 Advisor [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009671 PIMCO High Yield Portfolio C000026499 Institutional [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000052997 PIMCO Income Portfolio C000166584 Administrative Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000052997 PIMCO Income Portfolio C000166585 Advisor Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000052997 PIMCO Income Portfolio C000166587 Class M [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000052997 PIMCO Income Portfolio C000166586 Institutional Class [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009672 PIMCO Long-Term U.S. Government Portfolio C000026500 Administrative [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009672 PIMCO Long-Term U.S. Government Portfolio C000081129 Advisor [NULL] 650 NEWPORT CENTER DRIVE NEWPORT BEACH 92660 CA [NULL] 811-08399 0001047304 PIMCO VARIABLE INSURANCE TRUST 30 S000009672 PIMCO Long-Term U.S. Government Portfolio C000026501 Institutional [NULL] 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[NULL] 811-21823 0001341256 Pioneer Series Trust V 30 S000043465 Pioneer Absolute Return Bond Fund C000134812 Pioneer Absolute Return Bond Fund: Class A ABRDX 60 STATE STREET BOSTON 02109 MA [NULL] 811-21823 0001341256 Pioneer Series Trust V 30 S000043465 Pioneer Absolute Return Bond Fund C000134814 Pioneer Absolute Return Bond Fund: Class K ARBKX 60 STATE STREET BOSTON 02109 MA [NULL] 811-21823 0001341256 Pioneer Series Trust V 30 S000043465 Pioneer Absolute Return Bond Fund C000134815 Pioneer Absolute Return Bond Fund: Class Y ARBYX 60 STATE STREET BOSTON 02109 MA [NULL] 811-21823 0001341256 Pioneer Series Trust V 30 S000043465 Pioneer Absolute Return Bond Fund C000134813 Pioneer Absolute Return Bond Fund: Class C ARCBX 60 STATE STREET BOSTON 02109 MA [NULL] 811-21823 0001341256 Pioneer Series Trust V 30 S000010121 Pioneer Global Equity Fund C000152884 Pioneer Global Equity Fund: Class K [NULL] 60 STATE STREET BOSTON 02109 MA [NULL] 811-21823 0001341256 Pioneer Series Trust V 30 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30 S000003029 PowerShares Dynamic Media Portfolio C000008296 PowerShares Dynamic Media Portfolio PBS 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003030 PowerShares Dynamic Networking Portfolio C000008297 PowerShares Dynamic Networking Portfolio PXQ 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003043 PowerShares Dynamic Oil & Gas Services Portfolio C000008310 PowerShares Dynamic Oil & Gas Services Portfolio PXJ 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003031 PowerShares Dynamic Pharmaceuticals Portfolio C000008298 PowerShares Dynamic Pharmaceuticals Portfolio PJP 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003044 PowerShares Dynamic Retail Portfolio C000008311 PowerShares Dynamic Retail Portfolio PMR 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003032 PowerShares Dynamic Semiconductors Portfolio C000008299 PowerShares Dynamic Semiconductors Portfolio PSI 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003033 PowerShares Dynamic Software Portfolio C000008300 PowerShares Dynamic Software Portfolio PSJ 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000013788 PowerShares Financial Preferred Portfolio C000037806 PowerShares Financial Preferred Portfolio PGF 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000011995 PowerShares FTSE RAFI U.S. 1000 Portfolio C000032719 PowerShares FTSE RAFI U.S. 1000 Portfolio PRF 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000013120 PowerShares FTSE RAFI US 1500 Small-Mid Portfolio C000035336 PowerShares FTSE RAFI US 1500 Small-Mid Portfolio PRFZ 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000013789 PowerShares Global Listed Private Equity Portfolio C000037807 PowerShares Global Listed Private Equity Portfolio PSP 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003052 PowerShares Golden Dragon China Portfolio C000008319 PowerShares Golden Dragon China Portfolio PGJ 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003045 PowerShares High Yield Equity Dividend Achievers Portfolio C000008312 PowerShares High Yield Equity Dividend Achievers Portfolio PEY 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003036 PowerShares International Dividend Achievers Portfolio C000008303 PowerShares International Dividend Achievers Portfolio PID 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000012109 PowerShares NASDAQ Internet Portfolio C000033024 PowerShares NASDAQ Internet Portfolio PNQI 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000013109 PowerShares Russell 2000 Equal Weight Portfolio C000035325 PowerShares Russell 2000 Equal Weight Portfolio EQWS 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003024 PowerShares Russell 2000 Pure Growth Portfolio C000008291 PowerShares Russell 2000 Pure Growth Portfolio PXSG 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003025 PowerShares Russell 2000 Pure Value Portfolio C000008292 PowerShares Russell 2000 Pure Value Portfolio PXSV 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000013108 PowerShares Russell Midcap Equal Weight Portfolio C000035324 PowerShares Russell Midcap Equal Weight Portfolio EQWM 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003056 PowerShares Russell Midcap Pure Growth Portfolio C000008323 PowerShares Russell Midcap Pure Growth Portfolio PXMG 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003057 PowerShares Russell Midcap Pure Value Portfolio C000008324 PowerShares Russell Midcap Pure Value Portfolio PXMV 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000013106 PowerShares Russell Top 200 Equal Weight Portfolio C000035322 PowerShares Russell Top 200 Equal Weight Portfolio EQWL 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000032768 PowerShares Russell Top 200 Pure Growth Portfolio C000101127 PowerShares Russell Top 200 Pure Growth Portfolio PXLG 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000032769 PowerShares Russell Top 200 Pure Value Portfolio C000101128 PowerShares Russell Top 200 Pure Value Portfolio PXLV 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000020214 Powershares S&P 500 BuyWrite Portfolio C000056583 Powershares S&P 500 BuyWrite Portfolio PBP 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003049 PowerShares S&P 500(R) Quality Portfolio C000008316 PowerShares S&P 500(R) Quality Portfolio SPHQ 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003048 PowerShares Water Resources Portfolio C000008315 PowerShares Water Resources Portfolio PHO 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003053 PowerShares Wilderhill Clean Energy Portfolio C000008320 PowerShares Wilderhill Clean Energy Portfolio PBW 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000013793 PowerShares WilderHill Progressive Energy Portfolio C000037811 PowerShares WilderHill Progressive Energy Portfolio PUW 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21265 0001209466 POWERSHARES EXCHANGE TRADED FUND TRUST 30 S000003035 PowerShares Zacks Micro Cap Portfolio C000008302 PowerShares Zacks Micro Cap Portfolio PZI 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000019225 PowerShares 1-30 Laddered Treasury Portfolio C000053046 PowerShares 1-30 Laddered Treasury Portfolio PLW 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000019246 PowerShares Build America Bond Portfolio C000053072 PowerShares Build America Bond Portfolio BAB 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000019411 PowerShares California AMT-Free Municipal Bond Portfolio C000053967 PowerShares California AMT-Free Municipal Bond Portfolio PWZ 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000027370 PowerShares CEF Income Composite Portfolio C000082591 PowerShares CEF Income Composite Portfolio PCEF 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000033946 PowerShares Chinese Yuan Dim Sum Bond Portfolio C000104663 PowerShares Chinese Yuan Dim Sum Bond Portfolio DSUM 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000043788 PowerShares Contrarian Opportunities Portfolio C000135814 PowerShares Contrarian Opportunities Portfolio CNTR 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000049157 PowerShares Developed EuroPacific Currency Hedged Low Volatility Portfolio C000154954 PowerShares Developed EuroPacific Currency Hedged Low Volatility Portfolio FXEP 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000020450 PowerShares DWA Developed Markets Momentum Portfolio C000057374 PowerShares DWA Developed Markets Momentum Portfolio PIZ 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000020451 PowerShares DWA Emerging Markets Momentum Portfolio C000057375 PowerShares DWA Emerging Markets Momentum Portfolio PIE 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000054275 PowerShares DWA Momentum & Low Volatility Rotation Portfolio C000170442 PowerShares DWA Momentum & Low Volatility Rotation Portfolio DWLV 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000037586 PowerShares DWA SmallCap Momentum Portfolio C000116012 PowerShares DWA SmallCap Momentum Portfolio DWAS 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000054276 PowerShares DWA Tactical International Rotation Portfolio C000170443 PowerShares DWA Tactical International Rotation Portfolio [NULL] 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000053057 PowerShares DWA Tactical Multi-Asset Income Portfolio C000166945 PowerShares DWA Tactical Multi-Asset Income Portfolio DWIN 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000051159 PowerShares DWA Tactical Sector Rotation Portfolio C000161056 PowerShares DWA Tactical Sector Rotation Portfolio DWTR 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000049158 PowerShares Emerging Markets Currency Hedged Low Volatility Portfolio C000154955 PowerShares Emerging Markets Currency Hedged Low Volatility Portfolio [NULL] 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000021402 PowerShares Emerging Markets Infrastructure Portfolio C000061128 PowerShares Emerging Markets Infrastructure Portfolio PXR 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000019229 PowerShares Emerging Markets Sovereign Debt Portfolio C000053050 PowerShares Emerging Markets Sovereign Debt Portfolio PCY 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000049159 PowerShares Europe Currency Hedged Low Volatility Portfolio C000154956 PowerShares Europe Currency Hedged Low Volatility Portfolio FXEU 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000051158 PowerShares FTSE International Low Beta Equal Weight Portfolio C000161055 PowerShares FTSE International Low Beta Equal Weight Portfolio IDLB 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015254 Powershares FTSE RAFI Asia Pacific ex-Japan Portfolio C000041874 Powershares FTSE RAFI Asia Pacific ex-Japan Portfolio PAF 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015261 Powershares FTSE RAFI Developed Markets ex-U.S. Portfolio C000041881 Powershares FTSE RAFI Developed Markets ex-U.S. Portfolio PXF 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015260 Powershares FTSE RAFI Developed Markets ex-U.S. Small-Mid Portfolio C000041880 Powershares FTSE RAFI Developed Markets ex-U.S. Small-Mid Portfolio PDN 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015263 Powershares FTSE RAFI Emerging Markets Portfolio C000041883 Powershares FTSE RAFI Emerging Markets Portfolio PXH 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000038518 PowerShares Fundamental Emerging Markets Local Debt Portfolio C000118889 PowerShares Fundamental Emerging Markets Local Debt Portfolio PFEM 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000019230 PowerShares Fundamental High Yield Corporate Bond Portfolio C000053051 PowerShares Fundamental High Yield Corporate Bond Portfolio PHB 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000033429 PowerShares Fundamental Investment Grade Corporate Bond Portfolio C000102793 PowerShares Fundamental Investment Grade Corporate Bond Portfolio PFIG 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000023330 PowerShares Global Agriculture Portfolio C000068249 PowerShares Global Agriculture Portfolio PAGG 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015279 Powershares Global Clean Energy Portfolio C000041899 Powershares Global Clean Energy Portfolio PBD 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000023333 PowerShares Global Gold and Precious Metals Portfolio C000068252 PowerShares Global Gold and Precious Metals Portfolio PSAU 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000040915 PowerShares Global Short Term High Yield Bond Portfolio C000126877 PowerShares Global Short Term High Yield Bond Portfolio PGHY 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015278 Powershares Global Water Portfolio C000041898 Powershares Global Water Portfolio PIO 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000043789 PowerShares International BuyBack Achievers Portfolio C000135815 PowerShares International BuyBack Achievers Portfolio IPKW 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000019231 PowerShares International Corporate Bond Portfolio C000053052 PowerShares International Corporate Bond Portfolio PICB 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000049160 PowerShares Japan Currency Hedged Low Volatility Portfolio C000154957 PowerShares Japan Currency Hedged Low Volatility Portfolio FXJP 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000034530 PowerShares KBW Bank Portfolio C000106122 PowerShares KBW Bank Portfolio KBWB 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000034531 PowerShares KBW Capital Markets Portfolio C000106123 PowerShares KBW Capital Markets Portfolio KBWC 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000030361 PowerShares KBW High Dividend Yield Financial Portfolio C000093357 PowerShares KBW High Dividend Yield Financial Portfolio KBWD 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000034532 PowerShares KBW Insurance Portfolio C000106124 PowerShares KBW Insurance Portfolio KBWI 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000030362 PowerShares KBW Premium Yield Equity REIT Portfolio C000093358 PowerShares KBW Premium Yield Equity REIT Portfolio KBWY 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000030363 PowerShares KBW Property & Casualty Insurance Portfolio C000093359 PowerShares KBW Property & Casualty Insurance Portfolio KBWP 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000034533 PowerShares KBW Regional Banking Porfolio C000106125 PowerShares KBW Regional Banking Porfolio KBWR 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000040752 PowerShares LadderRite 0-5 Year Corporate Bond Portfolio C000126462 PowerShares LadderRite 0-5 Year Corporate Bond Portfolio LDRI 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000019245 PowerShares National AMT-Free Municipal Bond Portfolio C000053071 PowerShares National AMT-Free Municipal Bond Portfolio PZA 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000019412 PowerShares New York AMT-Free Municipal Bond Portfolio C000053968 PowerShares New York AMT-Free Municipal Bond Portfolio PZT 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000019228 PowerShares Preferred Portfolio C000053049 PowerShares Preferred Portfolio PGX 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000047524 PowerShares Russell 1000 Equal Weight Portfolio C000149243 PowerShares Russell 1000 Equal Weight Portfolio EQAL 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000051157 PowerShares Russell 1000 Low Beta Equal Weight Portfolio C000161054 PowerShares Russell 1000 Low Beta Equal Weight Portfolio USLB 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000038520 PowerShares S&P 500 High Dividend Low Volatility Portfolio C000118892 PowerShares S&P 500 High Dividend Low Volatility Portfolio SPHD 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000048721 PowerShares S&P 500 ex-Rate Sensitive Low Volatility Portfolio C000153495 PowerShares S&P 500 ex-Rate Sensitive Low Volatility Portfolio XRLV 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000030963 PowerShares S&P 500 High Beta Portfolio C000095998 PowerShares S&P 500 High Beta Portfolio SPHB 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000030964 PowerShares S&P 500 High Momentum Portfolio C000095999 PowerShares S&P 500 High Momentum Portfolio [NULL] 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000030967 PowerShares S&P 500 Low Volatility Portfolio C000096002 PowerShares S&P 500 Low Volatility Portfolio SPLV 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000050154 PowerShares S&P 500 Momentum Portfolio C000158243 PowerShares S&P 500 Momentum Portfolio SPMO 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000050156 PowerShares S&P 500 Value Portfolio C000158245 PowerShares S&P 500 Value Portfolio SPVU 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000034749 PowerShares S&P Emerging Markets Low Volatility Portfolio C000106972 PowerShares S&P Emerging Markets Low Volatility Portfolio EELV 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000034748 PowerShares S&P Emerging Markets Momentum Portfolio C000106971 PowerShares S&P Emerging Markets Momentum Portfolio EEMO 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000055540 PowerShares S&P International Developed High Dividend Low Volatility Portfolio C000174836 PowerShares S&P International Developed High Dividend Low Volatility Portfolio [NULL] 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000034747 PowerShares S&P International Developed Low Volatility Portfolio C000106970 PowerShares S&P International Developed Low Volatility Portfolio IDLV 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000034746 PowerShares S&P International Developed Momentum Portfolio C000106969 PowerShares S&P International Developed Momentum Portfolio IDMO 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000015280 PowerShares S&P International Developed Quality Portfolio C000041900 PowerShares S&P International Developed Quality Portfolio IDHQ 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000030966 PowerShares S&P MidCap Low Volatility Portfolio C000096001 PowerShares S&P MidCap Low Volatility Portfolio XMLV 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000028294 PowerShares S&P SmallCap Consumer Discretionary Portfolio C000086469 PowerShares S&P SmallCap Consumer Discretionary Portfolio PSCD 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000028296 PowerShares S&P SmallCap Consumer Staples Portfolio C000086471 PowerShares S&P SmallCap Consumer Staples Portfolio PSCC 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000028297 PowerShares S&P SmallCap Energy Portfolio C000086472 PowerShares S&P SmallCap Energy Portfolio PSCE 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000028298 PowerShares S&P SmallCap Financials Portfolio C000086473 PowerShares S&P SmallCap Financials Portfolio PSCF 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000028299 PowerShares S&P SmallCap Health Care Portfolio C000086474 PowerShares S&P SmallCap Health Care Portfolio PSCH 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000055539 PowerShares S&P SmallCap High Dividend Low Volatility Portfolio C000174835 PowerShares S&P SmallCap High Dividend Low Volatility Portfolio [NULL] 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000028300 PowerShares S&P SmallCap Industrials Portfolio C000086475 PowerShares S&P SmallCap Industrials Portfolio PSCI 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000028301 PowerShares S&P SmallCap Information Technology Portfolio C000086476 PowerShares S&P SmallCap Information Technology Portfolio PSCT 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000030965 PowerShares S&P SmallCap Low Volatility Portfolio C000096000 PowerShares S&P SmallCap Low Volatility Portfolio XSLV 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000028302 PowerShares S&P SmallCap Materials Portfolio C000086477 PowerShares S&P SmallCap Materials Portfolio PSCM 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000028295 PowerShares S&P SmallCap Utilities Portfolio C000086470 PowerShares S&P SmallCap Utilities Portfolio PSCU 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000031053 PowerShares Senior Loan Portfolio C000096299 PowerShares Senior Loan Portfolio BKLN 3500 LACEY ROAD DOWNERS GROVE 60515 IL SUITE 700 811-21977 0001378872 PowerShares Exchange-Traded Fund Trust II 30 S000055054 PowerShares Treasury Collateral Portfolio C000173134 PowerShares Treasury 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Fund C000131728 Class P Shares PGXPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000019119 Global Real Estate Securities Fund C000167005 R-3 PGRKX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000019119 Global Real Estate Securities Fund C000149262 Class R-6 Shares PGRSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000019119 Global Real Estate Securities Fund C000167007 R-5 PGRUX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000019119 Global Real Estate Securities Fund C000167006 R-4 PGRVX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000019119 Global Real Estate Securities Fund C000052887 Class A POSAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000019119 Global Real Estate Securities Fund C000052888 Class C POSCX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000019119 Global Real Estate Securities Fund C000052889 Institutional Class POSIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000019119 Global Real Estate Securities Fund C000096297 Class P Shares POSPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014244 Government & High Quality Bond Fund f/k/a Mortgage Securities Fund C000038762 Class C CCUGX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014244 Government & High Quality Bond Fund f/k/a Mortgage Securities Fund C000038760 Class A CMPGX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014244 Government & High Quality Bond Fund f/k/a Mortgage Securities Fund C000113841 Class R-2 Shares PFMRX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014244 Government & High Quality Bond Fund f/k/a Mortgage Securities Fund C000113846 Class P Shares PGSPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014244 Government & High Quality Bond Fund f/k/a Mortgage Securities Fund C000113840 Class R-1 Shares PMGRX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014244 Government & High Quality Bond Fund f/k/a Mortgage Securities Fund C000113843 Class R-4 Shares PMRDX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014244 Government & High Quality Bond Fund f/k/a Mortgage Securities Fund C000113844 Class R-5 Shares PMREX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014244 Government & High Quality Bond Fund f/k/a Mortgage Securities Fund C000038763 Institutional Class PMRIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014244 Government & High Quality Bond Fund f/k/a Mortgage Securities Fund C000113845 Class J Shares PMRJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014244 Government & High Quality Bond Fund f/k/a Mortgage Securities Fund C000113842 Class R-3 Shares PRCMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014241 High Yield Fund C000038750 Class C CCHIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014241 High Yield Fund C000038748 Class A CPHYX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014241 High Yield Fund C000038751 Institutional Class PHYTX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014241 High Yield Fund C000092703 Class P Shares PYHPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006996 High Yield Fund I C000123728 Class A PYHAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006996 High Yield Fund I C000019079 Institutional Class PYHIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000038752 Class A CMPIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000038754 Class C CNMCX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000149261 Class R-6 Shares PICNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000092704 Class P Shares PIMPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000038755 Institutional Class PIOIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000080382 Class J Shares PIOJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000085769 Class R-1 Shares PIOMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000085770 Class R-2 Shares PIONX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000085771 Class R-3 Shares PIOOX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000085772 Class R-4 Shares PIOPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014242 Income Fund C000085768 Class R-5 Shares PIOQX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000019082 R-5 PBPPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000019080 R-2 PBSAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000019081 R-3 PIFPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000019083 R-4 PIFSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000019086 Institutional Class PIPIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000019085 Class J PIPJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000019084 R-1 PISPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000019087 Class A PITAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000006997 Inflation Protection Fund C000038776 Class C PPOCX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007013 International Emerging Markets Fund C000019140 R-3 PEAPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007013 International Emerging Markets Fund C000019139 R-2 PEASX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007013 International Emerging Markets Fund C000019142 R-5 PEPSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007013 International Emerging Markets Fund C000019141 R-4 PESSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007013 International Emerging Markets Fund C000019144 Institutional Class PIEIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007013 International Emerging Markets Fund C000019145 Class J PIEJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007013 International Emerging Markets Fund C000092696 Class P Shares PIEPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007013 International Emerging Markets Fund C000019143 R-1 PIXEX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007013 International Emerging Markets Fund C000038777 Class C PMKCX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007013 International Emerging Markets Fund C000019146 Class A PRIAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000027179 International Equity Index Fund C000082035 Institutional Class PIDIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000027179 International Equity Index Fund C000082032 Class R-3 PIIOX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000027179 International Equity Index Fund C000082033 Class R-4 PIIPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000027179 International Equity Index Fund C000082034 Class R-5 PIIQX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000027179 International Equity Index Fund C000082036 Class R-1 PILIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000027179 International Equity Index Fund C000082037 Class R-2 PINEX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007083 International Fund I C000142630 Class A PFAFX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007083 International Fund I C000019376 Institutional Class PINIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007083 International Fund I C000019375 R-1 PPISX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007083 International Fund I C000019372 R-3 PRPPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007083 International Fund I C000019371 R-2 PSPPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007083 International Fund I C000019373 R-5 PTPPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007083 International Fund I C000142631 Class P PTRPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007083 International Fund I C000019374 R-4 PUPPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000045671 International Small Company Fund C000142296 Class P PCOPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000045671 International Small Company Fund C000142295 Class A PICAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000045671 International Small Company Fund C000150254 Institutional PISMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007084 LargeCap Blend Fund II C000019382 Institutional Class PLBIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007084 LargeCap Blend Fund II C000019383 Class J PLBJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007084 LargeCap Blend Fund II C000019377 R-1 PLBSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007084 LargeCap Blend Fund II C000019379 R-3 PPZMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007084 LargeCap Blend Fund II C000019378 R-2 PPZNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007084 LargeCap Blend Fund II C000019380 R-5 PPZPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007084 LargeCap Blend Fund II C000019381 R-4 PPZSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000019157 R-2 PCPPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000019159 R-5 PDPPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000019160 R-4 PEPPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000019163 Institutional Class PGLIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000019164 Class J PGLJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000092697 Class P Shares PGLPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000038778 Class C PLGCX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000019158 R-3 PLGPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000019161 R-1 PLSGX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007015 LargeCap Growth Fund C000019165 Class A PRGWX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007077 LargeCap Growth Fund I C000019326 R-1 PCRSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007077 LargeCap Growth Fund I C000149257 Class R-6 Shares PLCGX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007077 LargeCap Growth Fund I C000019333 Class A PLGAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007077 LargeCap Growth Fund I C000019331 Institutional Class PLGIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007077 LargeCap Growth Fund I C000019332 Class J PLGJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007077 LargeCap Growth Fund I C000019328 R-3 PPUMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007077 LargeCap Growth Fund I C000019327 R-2 PPUNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007077 LargeCap Growth Fund I C000019329 R-5 PPUPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007077 LargeCap Growth Fund I C000019330 R-4 PPUSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007077 LargeCap Growth Fund I C000142627 Class P PVCPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007121 LargeCap Growth Fund II C000019450 R-1 PDASX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007121 LargeCap Growth Fund II C000019455 Institutional Class PPIIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007121 LargeCap Growth Fund II C000019456 Class J PPLJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007121 LargeCap Growth Fund II C000019452 R-3 PPTMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007121 LargeCap Growth Fund II C000019451 R-2 PPTNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007121 LargeCap Growth Fund II C000019453 R-5 PPTPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007121 LargeCap Growth Fund II C000019454 R-4 PPTSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007016 LargeCap S&P 500 Index Fund C000019172 Institutional Class PLFIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007016 LargeCap S&P 500 Index Fund C000019169 R-3 PLFMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007016 LargeCap S&P 500 Index Fund C000019168 R-2 PLFNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007016 LargeCap S&P 500 Index Fund C000019170 R-5 PLFPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007016 LargeCap S&P 500 Index Fund C000019171 R-4 PLFSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007016 LargeCap S&P 500 Index Fund C000038779 Class C PLICX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007016 LargeCap S&P 500 Index Fund C000019167 R-1 PLPIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007016 LargeCap S&P 500 Index Fund C000019174 Class A PLSAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007016 LargeCap S&P 500 Index Fund C000019173 Class J PSPJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007017 LargeCap Value Fund C000019184 Class A PCACX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007017 LargeCap Value Fund C000019176 R-1 PLSVX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007017 LargeCap Value Fund C000038780 Class C PLUCX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007017 LargeCap Value Fund C000019179 R-3 PLVMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007017 LargeCap Value Fund C000019178 R-2 PLVNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007017 LargeCap Value Fund C000019180 R-5 PLVPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007017 LargeCap Value Fund C000019181 R-4 PLVSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007017 LargeCap Value Fund C000142626 Class P PVFPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007017 LargeCap Value Fund C000019182 Institutional Class PVLIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007017 LargeCap Value Fund C000019183 Class J PVLJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007122 LargeCap Value Fund III C000019458 R-1 PESAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007122 LargeCap Value Fund III C000019463 Institutional Class PLVIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007122 LargeCap Value Fund III C000019464 Class J PLVJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007122 LargeCap Value Fund III C000019460 R-3 PPSFX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007122 LargeCap Value Fund III C000019459 R-2 PPSNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007122 LargeCap Value Fund III C000019461 R-5 PPSRX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007122 LargeCap Value Fund III C000019462 R-4 PPSSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007075 MidCap Fund (f/k/a MidCap Blend Fund) C000019315 Institutional Class PCBIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007075 MidCap Fund (f/k/a MidCap Blend Fund) C000019317 Class A PEMGX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007075 MidCap Fund (f/k/a MidCap Blend Fund) C000038781 Class C PMBCX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007075 MidCap Fund (f/k/a MidCap Blend Fund) C000019316 Class J PMBJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007075 MidCap Fund (f/k/a MidCap Blend Fund) C000019312 R-3 PMBMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007075 MidCap Fund (f/k/a MidCap Blend Fund) C000019311 R-2 PMBNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007075 MidCap Fund (f/k/a MidCap Blend Fund) C000019313 R-5 PMBPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007075 MidCap Fund (f/k/a MidCap Blend Fund) C000019314 R-4 PMBSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007075 MidCap Fund (f/k/a MidCap Blend Fund) C000092698 Class P Shares PMCPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007075 MidCap Fund (f/k/a MidCap Blend Fund) C000019310 R-1 PMSBX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007078 MidCap Growth Fund C000019336 R-3 PFPPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007078 MidCap Growth Fund C000019335 R-2 PGPPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007078 MidCap Growth Fund C000019340 Institutional Class PGWIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007078 MidCap Growth Fund C000019337 R-5 PHPPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007078 MidCap Growth Fund C000019338 R-4 PIPPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007078 MidCap Growth Fund C000019341 Class J PMGJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007078 MidCap Growth Fund C000019339 R-1 PMSGX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007125 MidCap Growth Fund III C000019479 R-1 PHASX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007125 MidCap Growth Fund III C000019484 Institutional Class PPIMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007125 MidCap Growth Fund III C000019485 Class J PPQJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007125 MidCap Growth Fund III C000019481 R-3 PPQMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007125 MidCap Growth Fund III C000019480 R-2 PPQNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007125 MidCap Growth Fund III C000019482 R-5 PPQPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007125 MidCap Growth Fund III C000019483 R-4 PPQSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007079 MidCap S&P 400 Index Fund C000019343 Institutional Class MPSIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007079 MidCap S&P 400 Index Fund C000019348 Class J PMFJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007079 MidCap S&P 400 Index Fund C000019345 R-3 PMFMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007079 MidCap S&P 400 Index Fund C000019344 R-2 PMFNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007079 MidCap S&P 400 Index Fund C000019346 R-5 PMFPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007079 MidCap S&P 400 Index Fund C000019347 R-4 PMFSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007079 MidCap S&P 400 Index Fund C000019342 R-1 PMSSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007173 MidCap Value Fund I C000019613 R-2 PABUX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007173 MidCap Value Fund I C000019615 R-5 PABVX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007173 MidCap Value Fund I C000019616 R-4 PABWX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007173 MidCap Value Fund I C000019617 R-1 PLASX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007173 MidCap Value Fund I C000019614 R-3 PMPRX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007173 MidCap Value Fund I C000076718 Class J PVEJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007173 MidCap Value Fund I C000019618 Institutional Class PVMIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007080 MidCap Value Fund III C000149258 Class R-6 Shares PCMIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007080 MidCap Value Fund III C000019350 R-3 PJPPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007080 MidCap Value Fund III C000019349 R-2 PKPPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007080 MidCap Value Fund III C000019351 R-5 PLPPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007080 MidCap Value Fund III C000019355 Class J PMCJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007080 MidCap Value Fund III C000019352 R-4 PMPPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007080 MidCap Value Fund III C000019353 R-1 PMSVX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007080 MidCap Value Fund III C000142629 Class P PMVPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007080 MidCap Value Fund III C000142628 Class A PVCAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007080 MidCap Value Fund III C000019354 Institutional Class PVUIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007081 Money Market Fund C000019363 Class A PCSXX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007081 Money Market Fund C000019362 Class J PMJXX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007081 Money Market Fund C000038783 Class C PPCXX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007081 Money Market Fund C000019361 Institutional Class PVMXX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000053267 Multi-Manager Equity Long/Short Fund C000167687 Class A PGMMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000053267 Multi-Manager Equity Long/Short Fund C000167690 Class P PGMPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000053267 Multi-Manager Equity Long/Short Fund C000167688 Institutional Class PGPIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000053267 Multi-Manager Equity Long/Short Fund C000167689 Class R-6 PGPMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000037379 Opportunistic Municipal Fund C000115414 Class A PMOAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000037379 Opportunistic Municipal Fund C000115415 Class C PMODX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000037379 Opportunistic Municipal Fund C000135934 Class P Shares PMOQX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000037379 Opportunistic Municipal Fund C000153266 Institutional Class POMFX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000047839 Origin Emerging Markets Fund C000167697 Class P PGPOX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000047839 Origin Emerging Markets Fund C000150248 Class R-6 Shares POEFX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000047839 Origin Emerging Markets Fund C000150247 Institutional POEIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000047839 Origin Emerging Markets Fund C000150246 Class A POEYX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000023512 Overseas Fund (f/k/a International Value Fund I) C000111523 R-5 Class PINGX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000023512 Overseas Fund (f/k/a International Value Fund I) C000111519 R-1 Class PINQX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000023512 Overseas Fund (f/k/a International Value Fund I) C000111520 R-2 Class PINSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000023512 Overseas Fund (f/k/a International Value Fund I) C000111521 R-3 Class PINTX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000023512 Overseas Fund (f/k/a International Value Fund I) C000111522 R-4 Class PINUX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000023512 Overseas Fund (f/k/a International Value Fund I) C000069149 Institutional Class PINZX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000019591 R-3 PNARX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000019592 R-5 PPARX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000019590 R-2 PPRSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000019597 Class A PPSAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000019595 Institutional Class PPSIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000019596 Class J PPSJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000092699 Class P Shares PPSPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000019593 R-4 PQARX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000038790 Class C PRFCX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007170 Preferred Securities Fund C000019594 R-1 PUSAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014238 Principal Capital Appreciation Fund (fka West Coast Equity Fund) C000038739 Class C CMNCX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014238 Principal Capital Appreciation Fund (fka West Coast Equity Fund) C000038737 Class A CMNWX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014238 Principal Capital Appreciation Fund (fka West Coast Equity Fund) C000085758 Class R-1 Shares PCAMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014238 Principal Capital Appreciation Fund (fka West Coast Equity Fund) C000085759 Class R-2 Shares PCANX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014238 Principal Capital Appreciation Fund (fka West Coast Equity Fund) C000085760 Class R-3 Shares PCAOX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014238 Principal Capital Appreciation Fund (fka West Coast Equity Fund) C000085761 Class R-4 Shares PCAPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014238 Principal Capital Appreciation Fund (fka West Coast Equity Fund) C000085762 Class R-5 Shares PCAQX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014238 Principal Capital Appreciation Fund (fka West Coast Equity Fund) C000092701 Class P Shares PCFPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014238 Principal Capital Appreciation Fund (fka West Coast Equity Fund) C000038740 Institutional Class PWCIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007201 Principal LifeTime 2010 Fund C000019706 Class A PENAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007201 Principal LifeTime 2010 Fund C000019705 Class J PTAJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007201 Principal LifeTime 2010 Fund C000019701 R-3 PTAMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007201 Principal LifeTime 2010 Fund C000019700 R-2 PTANX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007201 Principal LifeTime 2010 Fund C000019702 R-5 PTAPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007201 Principal LifeTime 2010 Fund C000019703 R-4 PTASX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007201 Principal LifeTime 2010 Fund C000019704 Institutional Class PTTIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007201 Principal LifeTime 2010 Fund C000019699 R-1 PVASX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022103 Principal LifeTime 2015 Fund C000063424 R-3 LTAPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022103 Principal LifeTime 2015 Fund C000063422 R-2 LTASX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022103 Principal LifeTime 2015 Fund C000063423 Institutional Class LTINX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022103 Principal LifeTime 2015 Fund C000063426 R-5 LTPFX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022103 Principal LifeTime 2015 Fund C000063425 R-1 LTSGX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022103 Principal LifeTime 2015 Fund C000063427 R-4 LTSLX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007207 Principal LifeTime 2020 Fund C000019746 Class J PLFJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007207 Principal LifeTime 2020 Fund C000019745 Institutional Class PLWIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007207 Principal LifeTime 2020 Fund C000019747 Class A PTBAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007207 Principal LifeTime 2020 Fund C000019742 R-3 PTBMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007207 Principal LifeTime 2020 Fund C000019741 R-2 PTBNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007207 Principal LifeTime 2020 Fund C000019743 R-5 PTBPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007207 Principal LifeTime 2020 Fund C000019744 R-4 PTBSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007207 Principal LifeTime 2020 Fund C000019740 R-1 PWASX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022104 Principal LifeTime 2025 Fund C000063430 R-2 LTADX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022104 Principal LifeTime 2025 Fund C000063428 R-4 LTEEX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022104 Principal LifeTime 2025 Fund C000063433 R-5 LTPDX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022104 Principal LifeTime 2025 Fund C000063432 R-1 LTSNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022104 Principal LifeTime 2025 Fund C000063429 Institutional Class LTSTX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022104 Principal LifeTime 2025 Fund C000063431 R-3 LTVPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007208 Principal LifeTime 2030 Fund C000019755 Class J PLTJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007208 Principal LifeTime 2030 Fund C000019754 Institutional Class PMTIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007208 Principal LifeTime 2030 Fund C000019756 Class A PTCAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007208 Principal LifeTime 2030 Fund C000019751 R-3 PTCMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007208 Principal LifeTime 2030 Fund C000019750 R-2 PTCNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007208 Principal LifeTime 2030 Fund C000019752 R-5 PTCPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007208 Principal LifeTime 2030 Fund C000019753 R-4 PTCSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007208 Principal LifeTime 2030 Fund C000019749 R-1 PXASX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022105 Principal LifeTime 2035 Fund C000063436 R-1 LTANX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022105 Principal LifeTime 2035 Fund C000063435 R-3 LTAOX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022105 Principal LifeTime 2035 Fund C000063439 Institutional Class LTIUX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022105 Principal LifeTime 2035 Fund C000063437 R-5 LTPEX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022105 Principal LifeTime 2035 Fund C000063438 R-4 LTSEX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022105 Principal LifeTime 2035 Fund C000063434 R-2 LTVIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007209 Principal LifeTime 2040 Fund C000019765 Class A PTDAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007209 Principal LifeTime 2040 Fund C000019763 Institutional Class PTDIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007209 Principal LifeTime 2040 Fund C000019764 Class J PTDJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007209 Principal LifeTime 2040 Fund C000019760 R-3 PTDMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007209 Principal LifeTime 2040 Fund C000019759 R-2 PTDNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007209 Principal LifeTime 2040 Fund C000019761 R-5 PTDPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007209 Principal LifeTime 2040 Fund C000019762 R-4 PTDSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007209 Principal LifeTime 2040 Fund C000019758 R-1 PYASX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022106 Principal LifeTime 2045 Fund C000063443 R-5 LTRDX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022106 Principal LifeTime 2045 Fund C000063442 R-1 LTRGX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022106 Principal LifeTime 2045 Fund C000063445 Institutional Class LTRIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022106 Principal LifeTime 2045 Fund C000063444 R-4 LTRLX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022106 Principal LifeTime 2045 Fund C000063440 R-2 LTRSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022106 Principal LifeTime 2045 Fund C000063441 R-3 LTRVX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007210 Principal LifeTime 2050 Fund C000019774 Class J PFLJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007210 Principal LifeTime 2050 Fund C000019775 Class A PPEAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007210 Principal LifeTime 2050 Fund C000019773 Institutional Class PPLIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007210 Principal LifeTime 2050 Fund C000019771 R-5 PTEFX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007210 Principal LifeTime 2050 Fund C000019769 R-2 PTENX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007210 Principal LifeTime 2050 Fund C000019770 R-3 PTERX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007210 Principal LifeTime 2050 Fund C000019772 R-4 PTESX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007210 Principal LifeTime 2050 Fund C000019767 R-1 PZASX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022107 Principal LifeTime 2055 Fund C000063447 R-3 LTFDX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022107 Principal LifeTime 2055 Fund C000063448 R-1 LTFGX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022107 Principal LifeTime 2055 Fund C000063451 Institutional Class LTFIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022107 Principal LifeTime 2055 Fund C000063450 R-4 LTFLX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022107 Principal LifeTime 2055 Fund C000063449 R-5 LTFPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000022107 Principal LifeTime 2055 Fund C000063446 R-2 LTFSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000039873 Principal LifeTime 2060 Fund C000123721 Class J PLTAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000039873 Principal LifeTime 2060 Fund C000123723 Class R-2 PLTBX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000039873 Principal LifeTime 2060 Fund C000123724 Class R-3 PLTCX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000039873 Principal LifeTime 2060 Fund C000123725 Class R-4 PLTMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000039873 Principal LifeTime 2060 Fund C000123726 Class R-5 PLTOX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000039873 Principal LifeTime 2060 Fund C000123722 Class R-1 PLTRX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000039873 Principal LifeTime 2060 Fund C000123727 Institutional Class PLTZX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046556 Principal LifeTime Hybrid 2015 Fund C000145312 R-3 PHTCX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046556 Principal LifeTime Hybrid 2015 Fund C000145311 Institutional Class PHTMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046556 Principal LifeTime Hybrid 2015 Fund C000145313 R-5 PHTRX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046556 Principal LifeTime Hybrid 2015 Fund C000159887 R-6 PLRRX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046557 Principal LifeTime Hybrid 2020 Fund C000145316 R-5 PHTIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046557 Principal LifeTime Hybrid 2020 Fund C000145314 Institutional Class PHTTX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046557 Principal LifeTime Hybrid 2020 Fund C000145315 R-3 PHWIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046557 Principal LifeTime Hybrid 2020 Fund C000159888 R-6 PLTTX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046558 Principal LifeTime Hybrid 2025 Fund C000145319 R-5 PHTOX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046558 Principal LifeTime Hybrid 2025 Fund C000145318 R-3 PHTPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046558 Principal LifeTime Hybrid 2025 Fund C000145317 Institutional Class PHTQX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046558 Principal LifeTime Hybrid 2025 Fund C000159889 R-6 PLFTX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046559 Principal LifeTime Hybrid 2030 Fund C000145322 R-5 PHTKX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046559 Principal LifeTime Hybrid 2030 Fund C000145321 R-3 PHTLX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046559 Principal LifeTime Hybrid 2030 Fund C000145320 Institutional Class PHTNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046559 Principal LifeTime Hybrid 2030 Fund C000159890 R-6 PLZTX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046560 Principal LifeTime Hybrid 2035 Fund C000145325 R-5 PHTGX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046560 Principal LifeTime Hybrid 2035 Fund C000145324 R-3 PHTHX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046560 Principal LifeTime Hybrid 2035 Fund C000145323 Institutional Class PHTJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046560 Principal LifeTime Hybrid 2035 Fund C000159891 R-6 PLRTX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046561 Principal LifeTime Hybrid 2040 Fund C000145328 R-5 PHTZX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046561 Principal LifeTime Hybrid 2040 Fund C000159892 R-6 PLMTX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046561 Principal LifeTime Hybrid 2040 Fund C000145327 R-3 PLTGX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046561 Principal LifeTime Hybrid 2040 Fund C000145326 Institutional Class PLTQX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046562 Principal LifeTime Hybrid 2045 Fund C000145331 R-5 PHTVX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046562 Principal LifeTime Hybrid 2045 Fund C000145330 R-3 PHTWX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046562 Principal LifeTime Hybrid 2045 Fund C000145329 Institutional Class PHTYX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046562 Principal LifeTime Hybrid 2045 Fund C000159893 R-6 PLNTX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046563 Principal LifeTime Hybrid 2050 Fund C000145333 R-3 PHTSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046563 Principal LifeTime Hybrid 2050 Fund C000145332 Institutional Class PHTUX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046563 Principal LifeTime Hybrid 2050 Fund C000159894 R-6 PLJTX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046563 Principal LifeTime Hybrid 2050 Fund C000145334 R-5 PLRJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046554 Principal LifeTime Hybrid 2055 Fund C000159885 R-6 PLHTX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046554 Principal LifeTime Hybrid 2055 Fund C000145307 R-5 PLTKX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046554 Principal LifeTime Hybrid 2055 Fund C000145306 R-3 PLTLX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046554 Principal LifeTime Hybrid 2055 Fund C000145305 Institutional Class PLTNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046555 Principal LifeTime Hybrid 2060 Fund C000159886 R-6 PLKTX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046555 Principal LifeTime Hybrid 2060 Fund C000145310 R-5 PLTDX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046555 Principal LifeTime Hybrid 2060 Fund C000145309 R-3 PLTEX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046555 Principal LifeTime Hybrid 2060 Fund C000145308 Institutional Class PLTHX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046553 Principal LifeTime Hybrid Income Fund C000145304 R-5 PHTDX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046553 Principal LifeTime Hybrid Income Fund C000145303 R-3 PHTEX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046553 Principal LifeTime Hybrid Income Fund C000145302 Institutional Class PHTFX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000046553 Principal LifeTime Hybrid Income Fund C000159884 R-6 PLTYX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007211 Principal LifeTime Strategic Income Fund C000019784 Class A PALTX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007211 Principal LifeTime Strategic Income Fund C000019776 R-1 PLAIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007211 Principal LifeTime Strategic Income Fund C000019782 Institutional Class PLSIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007211 Principal LifeTime Strategic Income Fund C000019783 Class J PLSJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007211 Principal LifeTime Strategic Income Fund C000019779 R-3 PLSMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007211 Principal LifeTime Strategic Income Fund C000019778 R-2 PLSNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007211 Principal LifeTime Strategic Income Fund C000019780 R-5 PLSPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007211 Principal LifeTime Strategic Income Fund C000019781 R-4 PLSSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000047840 Real Estate Allocation Fund C000150250 Institutional PADDX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000047840 Real Estate Allocation Fund C000150249 Class A PAEDX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000047841 Real Estate Debt Income Fund C000156765 Class P PDIFX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000047841 Real Estate Debt Income Fund C000150252 Institutional PRDIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000047841 Real Estate Debt Income Fund C000150251 Class A PRDYX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000019790 Institutional Class PIREX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000092700 Class P Shares PIRPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000019785 R-1 PRAEX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000038802 Class C PRCEX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000019791 Class J PREJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000019786 R-2 PRENX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000019788 R-5 PREPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000019787 R-3 PRERX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000019789 R-4 PRETX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007212 Real Estate Securities Fund C000019792 Class A PRRAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000038767 Institutional Class PSHIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000090494 Class R-1 Shares PSIMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000090495 Class R-2 Shares PSINX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000090496 Class R-3 Shares PSIOX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000090497 Class R-4 Shares PSIPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000090498 Class R-5 Shares PSIQX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000090493 Class J Shares PSJIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000092705 Class P Shares PSTPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000038764 Class A SRHQX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014245 Short-Term Income Fund C000038766 Class C STCCX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000032942 Small-MidCap Dividend Income Fund C000101659 Class A PMDAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000032942 Small-MidCap Dividend Income Fund C000115416 Class C PMDDX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000032942 Small-MidCap Dividend Income Fund C000101661 Institutional Class PMDIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000032942 Small-MidCap Dividend Income Fund C000101660 Class P PMDPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Fund fka SmallCap Blend Fund C000019809 Class A PLLAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Fund fka SmallCap Blend Fund C000019802 R-1 PSABX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Fund fka SmallCap Blend Fund C000019808 Class J PSBJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Fund fka SmallCap Blend Fund C000019804 R-3 PSBMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Fund fka SmallCap Blend Fund C000019803 R-2 PSBNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Fund fka SmallCap Blend Fund C000019805 R-5 PSBPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Fund fka SmallCap Blend Fund C000019806 R-4 PSBSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Fund fka SmallCap Blend Fund C000142634 Class P PSFPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Fund fka SmallCap Blend Fund C000019807 Institutional Class PSLIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007214 SmallCap Fund fka SmallCap Blend Fund C000038804 Class C PSMCX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007175 SmallCap Growth Fund I C000149260 Class R-6 Shares PCSMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007175 SmallCap Growth Fund I C000019630 Institutional Class PGRTX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007175 SmallCap Growth Fund I C000019625 R-1 PNASX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007175 SmallCap Growth Fund I C000019627 R-3 PPNMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007175 SmallCap Growth Fund I C000019626 R-2 PPNNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007175 SmallCap Growth Fund I C000019628 R-5 PPNPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007175 SmallCap Growth Fund I C000019629 R-4 PPNSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007175 SmallCap Growth Fund I C000019631 Class J PSIJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007203 SmallCap S&P 600 Index Fund C000019714 R-1 PSAPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007203 SmallCap S&P 600 Index Fund C000019719 Institutional Class PSSIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007203 SmallCap S&P 600 Index Fund C000019720 Class J PSSJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007203 SmallCap S&P 600 Index Fund C000019716 R-3 PSSMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007203 SmallCap S&P 600 Index Fund C000019715 R-2 PSSNX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007203 SmallCap S&P 600 Index Fund C000019717 R-5 PSSPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007203 SmallCap S&P 600 Index Fund C000019718 R-4 PSSSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007169 SmallCap Value Fund II C000019588 R-1 PCPTX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007169 SmallCap Value Fund II C000019585 R-3 PJARX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007169 SmallCap Value Fund II C000019584 R-2 PKARX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007169 SmallCap Value Fund II C000019586 R-5 PLARX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007169 SmallCap Value Fund II C000019589 Institutional Class PPVIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007169 SmallCap Value Fund II C000142633 Class P PSCPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007169 SmallCap Value Fund II C000076717 Class J PSMJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007169 SmallCap Value Fund II C000149259 Class R-6 Shares PSMVX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007169 SmallCap Value Fund II C000019587 R-4 PSTWX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000007169 SmallCap Value Fund II C000142632 Class A PSVAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014246 Strategic Asset Management Balanced Portfolio C000039361 R-3 PBAPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014246 Strategic Asset Management Balanced Portfolio C000159883 Class P PQRBX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014246 Strategic Asset Management Balanced Portfolio C000039365 Class J PSAJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014246 Strategic Asset Management Balanced Portfolio C000039364 R-5 PSBFX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014246 Strategic Asset Management Balanced Portfolio C000039362 R-1 PSBGX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014246 Strategic Asset Management Balanced Portfolio C000038771 Institutional Class PSBIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014246 Strategic Asset Management Balanced Portfolio C000039363 R-4 PSBLX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014246 Strategic Asset Management Balanced Portfolio C000039360 R-2 PSBVX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014246 Strategic Asset Management Balanced Portfolio C000038768 Class A SABPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014246 Strategic Asset Management Balanced Portfolio C000038770 Class C SCBPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014233 Strategic Asset Management Conservative Balanced Portfolio C000039340 R-5 PCBFX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014233 Strategic Asset Management Conservative Balanced Portfolio C000039341 Class J PCBJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014233 Strategic Asset Management Conservative Balanced Portfolio C000039339 R-4 PCBLX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014233 Strategic Asset Management Conservative Balanced Portfolio C000039337 R-3 PCBPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014233 Strategic Asset Management Conservative Balanced Portfolio C000159878 Class P PCBTX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014233 Strategic Asset Management Conservative Balanced Portfolio C000038721 Institutional Class PCCIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014233 Strategic Asset Management Conservative Balanced Portfolio C000039336 R-2 PCNSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014233 Strategic Asset Management Conservative Balanced Portfolio C000039338 R-1 PCSSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014233 Strategic Asset Management Conservative Balanced Portfolio C000038718 Class A SAIPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014233 Strategic Asset Management Conservative Balanced Portfolio C000038720 Class C SCIPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014234 Strategic Asset Management Conservative Growth Portfolio C000039347 R-1 PCGGX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014234 Strategic Asset Management Conservative Growth Portfolio C000039344 Class J PCGJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014234 Strategic Asset Management Conservative Growth Portfolio C000159879 Class P PCGMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014234 Strategic Asset Management Conservative Growth Portfolio C000039346 R-3 PCGPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014234 Strategic Asset Management Conservative Growth Portfolio C000039345 R-2 PCGVX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014234 Strategic Asset Management Conservative Growth Portfolio C000038725 Institutional Class PCWIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014234 Strategic Asset Management Conservative Growth Portfolio C000039343 R-5 PCWPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014234 Strategic Asset Management Conservative Growth Portfolio C000039342 R-4 PCWSX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014234 Strategic Asset Management Conservative Growth Portfolio C000038722 Class A SAGPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014234 Strategic Asset Management Conservative Growth Portfolio C000038724 Class C SCGPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014235 Strategic Asset Management Flexible Income Portfolio C000039352 R-5 PFIFX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014235 Strategic Asset Management Flexible Income Portfolio C000039350 R-1 PFIGX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014235 Strategic Asset Management Flexible Income Portfolio C000039353 Class J PFIJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014235 Strategic Asset Management Flexible Income Portfolio C000039351 R-4 PFILX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014235 Strategic Asset Management Flexible Income Portfolio C000039349 R-3 PFIPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014235 Strategic Asset Management Flexible Income Portfolio C000159880 Class P PFITX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014235 Strategic Asset Management Flexible Income Portfolio C000039348 R-2 PFIVX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014235 Strategic Asset Management Flexible Income Portfolio C000038729 Institutional Class PIFIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014235 Strategic Asset Management Flexible Income Portfolio C000038726 Class A SAUPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014235 Strategic Asset Management Flexible Income Portfolio C000038728 Class C SCUPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014236 Strategic Asset Management Strategic Growth Portfolio C000039358 R-5 PSGFX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014236 Strategic Asset Management Strategic Growth Portfolio C000039356 R-1 PSGGX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014236 Strategic Asset Management Strategic Growth Portfolio C000159881 Class P PSGHX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014236 Strategic Asset Management Strategic Growth Portfolio C000039357 R-4 PSGLX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014236 Strategic Asset Management Strategic Growth Portfolio C000039355 R-3 PSGPX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014236 Strategic Asset Management Strategic Growth Portfolio C000039354 R-2 PSGVX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014236 Strategic Asset Management Strategic Growth Portfolio C000038733 Institutional Class PSWIX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014236 Strategic Asset Management Strategic Growth Portfolio C000039359 Class J PSWJX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014236 Strategic Asset Management Strategic Growth Portfolio C000038730 Class A SACAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014236 Strategic Asset Management Strategic Growth Portfolio C000038732 Class C SWHCX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000050840 SystematEx International Fund C000160405 Institutional Class PSOMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000050840 SystematEx International Fund C000160406 Class R-6 PSTMX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000050841 SystematEx Large Value Fund C000160407 Class R-6 PSLVX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014237 Tax-Exempt Bond Fund formerly Tax-Exempt Bond Fund I C000158782 Institutional Class Shares PITEX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014237 Tax-Exempt Bond Fund formerly Tax-Exempt Bond Fund I C000038736 Class C PTBCX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014237 Tax-Exempt Bond Fund formerly Tax-Exempt Bond Fund I C000038734 Class A PTEAX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-07572 0000898745 PRINCIPAL FUNDS INC 30 S000014237 Tax-Exempt Bond Fund formerly Tax-Exempt Bond Fund I C000159882 Class P PTETX 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-02091 0000009713 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B 32 S000001542 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B C000004192 Personal Variable Annuity Contract [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-02091 0000009713 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B 32 S000001542 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B C000004190 Premier Variable Annuity Contract [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-02091 0000009713 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B 32 S000001542 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B C000004196 Principal Freedom 2 Variable Annuity [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-02091 0000009713 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B 32 S000001542 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B C000004191 Principal Freedom Variable Annuity [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-02091 0000009713 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B 32 S000001542 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B C000004193 Principal Investment Plus Variable Annuity [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-02091 0000009713 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B 32 S000001542 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B C000129044 Principal Investment Plus Variable Annuity (Applications Signed On or After 08/01/2013) [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-02091 0000009713 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B 32 S000001542 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B C000004189 Principal Life Ins Co Sep Acct B - Pension Builder Plus [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-02091 0000009713 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B 32 S000001542 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B C000098606 Principal Lifetime Income Solutions [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-02091 0000009713 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B 32 S000001542 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B C000145948 Principal Pivot Series Variable Annuity [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-02091 0000009713 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B 32 S000001542 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B C000004195 Principal Variable Annuity (Flexible Variable Annuity with Purchase Payment Credit) [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-02091 0000009713 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B 32 S000001542 PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B C000004194 Principal Variable Annuity (Flexible Variable Annuity) [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-05118 0000812797 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT 33 S000001609 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT C000004352 Principal Benefit Variable Universal Life (BVUL) [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-05118 0000812797 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT 33 S000001609 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT C000063569 Principal Benefit Variable Universal Life II (BVUL II) [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-05118 0000812797 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT 33 S000001609 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT C000004353 Principal Executive Variable Universal Life (EVUL) [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-05118 0000812797 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT 33 S000001609 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT C000063039 Principal Executive Variable Universal Life II (EVUL II) [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-05118 0000812797 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT 33 S000001609 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT C000004351 Principal Flexible Variable Life (FVLI) [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-05118 0000812797 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT 33 S000001609 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT C000004355 Principal Survivorship Flexible Premium Variable Universal Life (SVUL) [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-05118 0000812797 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT 33 S000001609 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT C000057366 Principal Var Universal Life Income II Policy (VULI II) [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-05118 0000812797 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT 33 S000001609 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT C000004349 Principal Variable Universal Life Accumulator (Accumulator) [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-05118 0000812797 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT 33 S000001609 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT C000004350 Principal Variable Universal Life Accumulator II (Accumulator II) [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-05118 0000812797 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT 33 S000001609 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT C000004356 Principal Variable Universal Life Income (VULI) [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-05118 0000812797 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT 33 S000001609 PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT C000004354 PrinFlex Life (PrinFlex) [NULL] THE PRINCIPAL FINANCIAL GROUP DES MOINES 50392-2080 IA 711 HIGH STREET 811-22589 0001526622 Principal National Life Insurance Co Variable Life Separate Account 33 S000034165 Principal National Life Insurance Co Variable Life Separate Account C000105323 Principal Variable Universal Life Income III [NULL] PRINCIPAL FINANCIAL GROUP DES MOINES 50392 IA 711 HIGH STREET 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000007666 Balanced Account C000020914 Balanced Account Class 1 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000036925 Bond Market Index Account C000112990 Bond Market Index Account Class 1 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000007677 Core Plus Bond Account fk/a Bond & Mortgage Securities Account C000020925 Core Plus Bond Account Class 1 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000007677 Core Plus Bond Account fk/a Bond & Mortgage Securities Account C000155999 Core Plus Bond Account Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000027170 Diversified Balanced Account C000081996 Diversified Balanced Account Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000042785 Diversified Balanced Managed Volatility Account C000132328 Diversified Balanced Managed Volatility Account Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000027171 Diversified Growth Account C000081997 Diversified Growth Account Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000042786 Diversified Growth Managed Volatility Account C000132329 Diversified Growth Managed Volatility Account Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000036926 Diversified Income Account C000112991 Diversified Income Account Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000007681 Diversified International Account C000020929 Diversified International Account Class 1 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000007681 Diversified International Account C000038555 Diversified International Account Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000014083 Equity Income Account C000038528 Equity Income Account Class 1 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000014083 Equity Income Account C000038529 Equity Income Account Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000014088 Government & High Quality Bond Account f/k/a Mortgage Securities Account C000038539 Government & High Quality Bond Account Class 1 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000014088 Government & High Quality Bond Account f/k/a Mortgage Securities Account C000038538 Government & High Quality Bond Acount Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000014086 Income Account C000038534 Income Account Class 1 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000014086 Income Account C000038535 Income Account Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000007656 International Emerging Markets Account C000020904 International Emerging Markets Account Class 1 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000007656 International Emerging Markets Account C000155997 International Emerging Markets Account Class 2 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[NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000007668 Principal LifeTime 2020 Account C000020916 Principal LifeTime 2020 Account Class 1 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000007669 Principal LifeTime 2030 Account C000076746 Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000007669 Principal LifeTime 2030 Account C000020917 Principal LifeTime 2030 Account Class 1 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000007670 Principal LifeTime 2040 Account C000149091 Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000007670 Principal LifeTime 2040 Account C000020918 Principal LifeTime 2040 Account Class 1 [NULL] 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SmallCap Blend C000152597 SmallCap Account Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000014090 Strategic Asset Management Balanced Portfolio C000038543 Strategic Asset Management Balanced Portfolio Class 1 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000014090 Strategic Asset Management Balanced Portfolio C000038542 Strategic Asset Management Balanced Portfolio Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000014091 Strategic Asset Management Conservative Balanced Portfolio C000038545 Strategic Asset Management Conservative Balanced Portfolio Class 1 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000014091 Strategic Asset Management Conservative Balanced Portfolio C000038544 Strategic Asset Management Conservative Balanced Portfolio Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000014092 Strategic Asset Management Conservative Growth Portfolio C000038546 Strategic Asset Management Conservative Growth Portfolio Class 1 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000014092 Strategic Asset Management Conservative Growth Portfolio C000038547 Strategic Asset Management Conservative Growth Portfolio Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000014093 Strategic Asset Management Flexible Income Portfolio C000038548 Strategic Asset Management Flexible Income Portfolio Class 1 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000014093 Strategic Asset Management Flexible Income Portfolio C000038549 Strategic Asset Management Flexible Income Portfolio Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000014084 Strategic Asset Management Strategic Growth Portfolio C000038530 Strategic Asset Management Strategic Growth Portfolio Class 1 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-01944 0000012601 PRINCIPAL VARIABLE CONTRACTS FUNDS INC 30 S000014084 Strategic Asset Management Strategic Growth Portfolio C000038531 Strategic Asset Management Strategic Growth Portfolio Class 2 [NULL] 650 8TH STREET DES MOINES 50392-2080 IA [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000026760 Akre Focus Fund C000080286 Retail Class AKREX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000026760 Akre Focus Fund C000080287 Institutional Class AKRIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000026760 Akre Focus Fund C000159797 Supra Institutional Class AKRSX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000037988 Becker Value Equity Fund C000117199 Retail Class BVEFX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000037988 Becker Value Equity Fund C000117200 Institutional Class BVEIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000030907 Boston Common International Fund C000095889 Boston Common International Fund BCAIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000030908 Boston Common U.S. Equity Fund C000095890 Boston Common U.S. Equity Fund BCAMX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000043752 BP Capital TwinLine Energy Fund C000135680 Class A BPEAX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000043752 BP Capital TwinLine Energy Fund C000153004 Class C BPECX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000043752 BP Capital TwinLine Energy Fund C000135681 Class I BPEIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000043753 BP Capital TwinLine MLP Fund C000135682 Class A BPMAX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000043753 BP Capital TwinLine MLP Fund C000153005 Class C BPMCX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000043753 BP Capital TwinLine MLP Fund C000135683 Class I BPMIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000004947 CAN SLIM(R) Select Growth Fund C000013363 Investor Class CANGX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000038710 Congress All Cap Opportunity Fund C000119244 Retail Class CACOX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000038710 Congress All Cap Opportunity Fund C000119245 Institutional Class IACOX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000025205 Congress Large Cap Growth Fund C000075123 Retail Class CAMLX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000025205 Congress Large Cap Growth Fund C000088646 Institutional Class CMLIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000038711 Congress Mid Cap Growth Fund C000119246 Retail Class CMIDX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000038711 Congress Mid Cap Growth Fund C000119247 Institutional Class IMIDX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000042251 DSM Global Growth & Income Fund C000131131 Advisor Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000042251 DSM Global Growth & Income Fund C000131130 Institutional Class DSMYX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000036307 DSM Global Growth Fund C000111048 Institutional Class DSMGX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000036307 DSM Global Growth Fund C000111047 Advisor Class DSMWX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000026437 DSM Large Cap Growth Fund C000079332 Institutional Class DSMLX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000026437 DSM Large Cap Growth Fund C000079331 Advisor Class DSMPX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000031827 GoodHaven Fund C000099116 GoodHaven Fund GOODX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000026468 Hodges Blue Chip Equity Income Fund C000079411 Retail Class HDPBX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000026469 Hodges Equity Income Fund C000079412 Retail Class HDPEX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000004944 Hodges Fund C000071739 Institutional Class HDPIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000004944 Hodges Fund C000013360 Retail Class HDPMX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000026470 Hodges Pure Contrarian Fund C000079413 Retail Class HDPCX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000020034 Hodges Small Cap Fund C000056202 Retail Class HDPSX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000020034 Hodges Small Cap Fund C000071740 Institutional Class HDSIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000043607 Hodges Small Intrinsic Value Fund C000135204 Retail Class HDSVX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000043608 Hodges Small-Mid Cap Fund C000135205 Retail Class HDSMX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000040230 McKinley Diversified Income Fund C000125047 Institutional Shares MCDNX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000040230 McKinley Diversified Income Fund C000125048 Investor Shares MCDRX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000044847 McKinley Non-U.S. Core Growth Fund C000139253 Institutional Shares MCNIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000044847 McKinley Non-U.S. Core Growth Fund C000139252 Investor Shares MCNRX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000044847 McKinley Non-U.S. Core Growth Fund C000139251 Y Shares MCNUX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000036430 Muzinich Credit Opportunities Fund C000111442 Institutional Shares MZCIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000036430 Muzinich Credit Opportunities Fund C000111441 Class A Shares MZCRX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000036430 Muzinich Credit Opportunities Fund C000111443 Supra Institutional Shares MZCSX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000036428 Muzinich High Income Floating Rate Fund C000111436 Institutional Shares MZFIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000036428 Muzinich High Income Floating Rate Fund C000111435 Class A Shares MZFRX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000036428 Muzinich High Income Floating Rate Fund C000111437 Supra Institutional Shares MZFSX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000054438 Muzinich Low Duration Fund C000170963 Institutional MZLIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000054438 Muzinich Low Duration Fund C000170962 Class A MZLRX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000054438 Muzinich Low Duration Fund C000170964 Supra Institutional MZLSX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000036429 Muzinich U.S. High Yield Corporate Bond Fund C000111439 Institutional Shares MZHIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000036429 Muzinich U.S. High Yield Corporate Bond Fund C000111438 Class A Shares MZHRX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000036429 Muzinich U.S. High Yield Corporate Bond Fund C000111440 Supra Institutional Shares MZHSX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000055531 Osterweis Emerging Opportunity Fund C000174818 Investor Class [NULL] 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000004931 Osterweis Fund C000013346 Investor Class OSTFX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000037845 Osterweis Institutional Equity Fund C000116767 Investor Class OSTEX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000004930 Osterweis Strategic Income Fund C000013345 Investor Class OSTIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000029833 Osterweis Strategic Investment Fund C000091752 Investor Class OSTVX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000043717 Otter Creek Long/Short Opportunity Fund C000135566 Investor Class OTCRX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000043717 Otter Creek Long/Short Opportunity Fund C000135565 Institutional Class OTTRX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000004945 Portfolio 21 Global Equity Fund C000042370 Institutional Class PORIX 615 EAST MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-05037 0000811030 PROFESSIONALLY MANAGED PORTFOLIOS 30 S000004945 Portfolio 21 Global 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811-21114 0001174610 PROSHARES TRUST 30 S000018721 ProShares Short 20+ Year Treasury C000051851 ProShares Short 20+ Year Treasury TBF 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000035010 ProShares Short 30 Year TIPS/TSY Spread C000107657 ProShares Short 30 Year TIPS/TSY Spread FINF 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018720 ProShares Short 7-10 Year Treasury C000051850 ProShares Short 7-10 Year Treasury TBX 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014272 ProShares Short Basic Materials C000038831 ProShares Short Basic Materials SBM 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006830 ProShares Short Dow30 C000018468 ProShares Short Dow30 DOG 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014276 ProShares Short Financials C000038835 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PROSHARES TRUST 30 S000018740 ProShares Short MSCI Emerging Markets C000051870 ProShares Short MSCI Emerging Markets EUM 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014279 ProShares Short Oil & Gas C000038838 ProShares Short Oil & Gas DDG 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006831 ProShares Short QQQ C000018469 ProShares Short QQQ PSQ 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014282 ProShares Short Real Estate C000038841 ProShares Short Real Estate REK 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014263 ProShares Short Russell2000 C000038822 ProShares Short Russell2000 RWM 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000028924 ProShares Short S&P Regional Banking C000088643 ProShares Short S&P Regional Banking KRS 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006828 ProShares Short S&P500 C000018466 ProShares Short S&P500 SH 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014264 ProShares Short SmallCap600 C000038823 ProShares Short SmallCap600 SBB 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000042878 ProShares Short Term USD Emerging Markets Bond ETF C000132844 ProShares Short Term USD Emerging Markets Bond ETF EMSH 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000027193 ProShares Ultra 20+ Year Treasury C000082081 ProShares Ultra 20+ Year Treasury UBT 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000027192 ProShares Ultra 7-10 Year Treasury C000082080 ProShares Ultra 7-10 Year Treasury UST 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014313 ProShares Ultra Basic Materials C000038872 ProShares Ultra Basic Materials UYM 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014250 ProShares Ultra Consumer Goods C000038809 ProShares Ultra Consumer Goods UGE 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014251 ProShares Ultra Consumer Services C000038810 ProShares Ultra Consumer Services UCC 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006826 ProShares Ultra Dow30 C000018464 ProShares Ultra Dow30 DDM 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014252 ProShares Ultra Financials C000038811 ProShares Ultra Financials UYG 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000022299 ProShares Ultra FTSE China 50 C000063937 ProShares Ultra FTSE China 50 XPP 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000028921 ProShares Ultra FTSE Europe C000088640 ProShares Ultra FTSE Europe UPV 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000048127 ProShares Ultra Gold Miners C000152143 ProShares Ultra Gold Miners GDXX 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014253 ProShares Ultra Health Care C000038812 ProShares Ultra Health Care RXL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000031635 ProShares Ultra High Yield C000098413 ProShares Ultra High Yield UJB 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000049731 ProShares Ultra Homebuilders & Supplies C000157185 ProShares Ultra Homebuilders & Supplies HBU 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014254 ProShares Ultra Industrials C000038813 ProShares Ultra Industrials UXI 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000031625 ProShares Ultra Investment Grade Corporate C000098403 ProShares Ultra Investment Grade Corporate IGU 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000048100 ProShares Ultra Junior Miners C000152030 ProShares Ultra Junior Miners GDJJ 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006825 ProShares Ultra MidCap400 C000018463 ProShares Ultra MidCap400 MVV 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000028919 ProShares Ultra MSCI Brazil Capped C000088638 ProShares Ultra MSCI Brazil Capped UBR 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000022302 ProShares Ultra MSCI EAFE C000063940 ProShares Ultra MSCI EAFE EFO 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000022303 ProShares Ultra MSCI Emerging Markets C000063941 ProShares Ultra MSCI Emerging Markets EET 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000022304 ProShares Ultra MSCI Japan C000063942 ProShares Ultra MSCI Japan EZJ 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000028922 ProShares Ultra MSCI Mexico Capped IMI C000088641 ProShares Ultra MSCI Mexico Capped IMI UMX 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000028920 ProShares Ultra MSCI Pacific ex-Japan C000088639 ProShares Ultra MSCI Pacific ex-Japan UXJ 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018718 ProShares Ultra Nasdaq Biotechnology C000051848 ProShares Ultra Nasdaq Biotechnology BIB 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014255 ProShares Ultra Oil & Gas C000038814 ProShares Ultra Oil & Gas DIG 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000049732 ProShares Ultra Oil & Gas Exploration & Production C000157186 ProShares Ultra Oil & Gas Exploration & Production [NULL] 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006827 ProShares Ultra QQQ C000018465 ProShares Ultra QQQ QLD 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014257 ProShares Ultra Real Estate C000038816 ProShares Ultra Real Estate URE 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014248 ProShares Ultra Russell2000 C000038807 ProShares Ultra Russell2000 UWM 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000028923 ProShares Ultra S&P Regional Banking C000088642 ProShares Ultra S&P Regional Banking KRU 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006821 ProShares Ultra S&P500 C000018459 ProShares Ultra S&P500 SSO 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014258 ProShares Ultra Semiconductors C000038817 ProShares Ultra Semiconductors USD 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014259 ProShares Ultra SmallCap600 C000038818 ProShares Ultra SmallCap600 SAA 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014260 ProShares Ultra Technology C000038819 ProShares Ultra Technology ROM 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014261 ProShares Ultra Telecommunications C000038820 ProShares Ultra Telecommunications LTL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014262 ProShares Ultra Utilities C000038821 ProShares Ultra Utilities UPW 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024918 ProShares UltraPro Dow30 C000074108 ProShares UltraPro Dow30 UDOW 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000037029 ProShares UltraPro Financial Select Sector C000113858 ProShares UltraPro Financial Select Sector FINU 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024920 ProShares UltraPro MidCap400 C000074110 ProShares UltraPro MidCap400 UMDD 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000049733 ProShares UltraPro Nasdaq Biotechnology C000157187 ProShares UltraPro Nasdaq Biotechnology [NULL] 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024908 ProShares UltraPro QQQ C000074098 ProShares UltraPro QQQ TQQQ 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024921 ProShares UltraPro Russell2000 C000074111 ProShares UltraPro Russell2000 URTY 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024919 ProShares UltraPro S&P500 C000074109 ProShares UltraPro S&P500 UPRO 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024917 ProShares UltraPro Short 20+ Year Treasury C000074107 ProShares UltraPro Short 20+ Year Treasury TTT 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024910 ProShares UltraPro Short Dow30 C000074100 ProShares UltraPro Short Dow30 SDOW 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000037031 ProShares UltraPro Short Financial Select Sector C000113860 ProShares UltraPro Short Financial Select Sector FINZ 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000049729 ProShares UltraPro Short Homebuilders & Supplies C000157183 ProShares UltraPro Short Homebuilders & Supplies [NULL] 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024912 ProShares UltraPro Short MidCap400 C000074102 ProShares UltraPro Short MidCap400 SMDD 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000049728 ProShares UltraPro Short Nasdaq Biotechnology C000157182 ProShares UltraPro Short Nasdaq Biotechnology [NULL] 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024909 ProShares UltraPro Short QQQ C000074099 ProShares UltraPro Short QQQ SQQQ 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024913 ProShares UltraPro Short Russell2000 C000074103 ProShares UltraPro Short Russell2000 SRTY 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000024911 ProShares UltraPro Short S&P500 C000074101 ProShares UltraPro Short S&P500 SPXU 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018733 ProShares UltraShort 20+ Year Treasury C000051863 ProShares UltraShort 20+ Year Treasury TBT 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000029776 ProShares UltraShort 3-7 Year Treasury C000091486 ProShares UltraShort 3-7 Year Treasury TBZ 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018732 ProShares UltraShort 7-10 Year Treasury C000051862 ProShares UltraShort 7-10 Year Treasury PST 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014296 ProShares UltraShort Basic Materials C000038855 ProShares UltraShort Basic Materials SMN 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014298 ProShares UltraShort Consumer Goods C000038857 ProShares UltraShort Consumer Goods SZK 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014299 ProShares UltraShort Consumer Services C000038858 ProShares UltraShort Consumer Services SCC 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006823 ProShares UltraShort Dow30 C000018461 ProShares UltraShort Dow30 DXD 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014300 ProShares UltraShort Financials C000038859 ProShares UltraShort Financials SKF 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018731 ProShares UltraShort FTSE China 50 C000051861 ProShares UltraShort FTSE China 50 FXP 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000022292 ProShares UltraShort FTSE Europe C000063930 ProShares UltraShort FTSE Europe EPV 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000048126 ProShares UltraShort Gold Miners C000152142 ProShares UltraShort Gold Miners GDXS 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014301 ProShares UltraShort Health Care C000038860 ProShares UltraShort Health Care RXD 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000049725 ProShares UltraShort Homebuilders & Supplies C000157179 ProShares UltraShort Homebuilders & Supplies [NULL] 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014302 ProShares UltraShort Industrials C000038861 ProShares UltraShort Industrials SIJ 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000048099 ProShares UltraShort Junior Miners C000152029 ProShares UltraShort Junior Miners GDJS 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006822 ProShares UltraShort MidCap400 C000018460 ProShares UltraShort MidCap400 MZZ 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000022290 ProShares UltraShort MSCI Brazil Capped C000063928 ProShares UltraShort MSCI Brazil Capped BZQ 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018730 ProShares UltraShort MSCI EAFE C000051860 ProShares UltraShort MSCI EAFE EFU 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018727 ProShares UltraShort MSCI Emerging Markets C000051857 ProShares UltraShort MSCI Emerging Markets EEV 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018728 ProShares UltraShort MSCI Japan C000051858 ProShares UltraShort MSCI Japan EWV 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000022294 ProShares UltraShort MSCI Mexico Capped IMI C000063932 ProShares UltraShort MSCI Mexico Capped IMI SMK 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000022295 ProShares UltraShort MSCI Pacific ex-Japan C000063933 ProShares UltraShort MSCI Pacific ex-Japan JPX 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000018724 ProShares UltraShort Nasdaq Biotechnology C000051854 ProShares UltraShort Nasdaq Biotechnology BIS 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014304 ProShares UltraShort Oil & Gas C000038863 ProShares UltraShort Oil & Gas DUG 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000049727 ProShares UltraShort Oil & Gas Exploration & Production C000157181 ProShares UltraShort Oil & Gas Exploration & Production [NULL] 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006824 ProShares UltraShort QQQ C000018462 ProShares UltraShort QQQ QID 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014306 ProShares UltraShort Real Estate C000038865 ProShares UltraShort Real Estate SRS 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014287 ProShares UltraShort Russell2000 C000038846 ProShares UltraShort Russell2000 TWM 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000006832 ProShares UltraShort S&P500 C000018470 ProShares UltraShort S&P500 SDS 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014307 ProShares UltraShort Semiconductors C000038866 ProShares UltraShort Semiconductors SSG 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014288 ProShares UltraShort SmallCap600 C000038847 ProShares UltraShort SmallCap600 SDD 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014308 ProShares UltraShort Technology C000038867 ProShares UltraShort Technology REW 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014309 ProShares UltraShort Telecommunications C000038868 ProShares UltraShort Telecommunications TLL 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000029778 ProShares UltraShort TIPs C000091488 ProShares UltraShort TIPs TPS 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000014310 ProShares UltraShort Utilities C000038869 ProShares UltraShort Utilities SDP 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000036286 ProShares USD Covered Bond C000111015 ProShares USD Covered Bond COBO 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000050775 S&P 500 ex-Energy ETF C000160294 S&P 500 ex-Energy ETF [NULL] 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000050776 S&P 500 ex-Financials ETF C000160295 S&P 500 ex-Financials ETF [NULL] 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000050777 S&P 500 ex-Health Care ETF C000160296 S&P 500 ex-Health Care ETF [NULL] 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-21114 0001174610 PROSHARES TRUST 30 S000050780 S&P 500 ex-Technology ETF C000160299 S&P 500 ex-Technology ETF [NULL] 7501 WISCONSIN AVENUE BETHESDA 20814 MD SUITE 1000 811-22077 0001402472 PROSPECTOR FUNDS, INC. 30 S000018596 Prospector Capital Appreciation Fund C000051589 No Classes PCAFX 370 CHURCH STREET GUILFORD 06437 CT [NULL] 811-22077 0001402472 PROSPECTOR FUNDS, INC. 30 S000018597 Prospector Opportunity Fund C000051590 No Classes POPFX 370 CHURCH STREET GUILFORD 06437 CT [NULL] 811-21372 0001234528 PROTECTIVE ACQUIRED VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000006942 PROTECTIVE ACQUIRED VARIABLE ANNUITY SEPARATE ACCOUNT (formerly CHASE VARIABLE ANNUITY SEPARATE ACCOUNT) C000018875 Chase Insurance Advantage III [NULL] PO BOX 2606 BIRMINGHAM 35202 AL [NULL] 811-21372 0001234528 PROTECTIVE ACQUIRED VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000006942 PROTECTIVE ACQUIRED VARIABLE ANNUITY SEPARATE ACCOUNT (formerly CHASE VARIABLE ANNUITY SEPARATE ACCOUNT) C000018876 Chase Insurance Preferred Plus [NULL] PO BOX 2606 BIRMINGHAM 35202 AL [NULL] 811-21372 0001234528 PROTECTIVE ACQUIRED VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000006942 PROTECTIVE ACQUIRED VARIABLE ANNUITY SEPARATE ACCOUNT (formerly CHASE VARIABLE ANNUITY SEPARATE ACCOUNT) C000049403 Protective FI Variable Annuity (formerly The One Variable Annuity) [NULL] PO BOX 2606 BIRMINGHAM 35202 AL [NULL] 811-21372 0001234528 PROTECTIVE ACQUIRED VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000006942 PROTECTIVE ACQUIRED VARIABLE ANNUITY SEPARATE ACCOUNT (formerly CHASE VARIABLE ANNUITY SEPARATE ACCOUNT) C000049407 Protective RSG Advantage III (formerly Chase Insurance Advantage III) [NULL] PO BOX 2606 BIRMINGHAM 35202 AL [NULL] 811-21372 0001234528 PROTECTIVE ACQUIRED VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000006942 PROTECTIVE ACQUIRED VARIABLE ANNUITY SEPARATE ACCOUNT (formerly CHASE VARIABLE ANNUITY SEPARATE ACCOUNT) C000049408 Protective RSG Preferred Plus (formerly Chase Insurance Preferred Plus) [NULL] PO BOX 2606 BIRMINGHAM 35202 AL [NULL] 811-21372 0001234528 PROTECTIVE ACQUIRED VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000006942 PROTECTIVE ACQUIRED VARIABLE ANNUITY SEPARATE ACCOUNT (formerly CHASE VARIABLE ANNUITY SEPARATE ACCOUNT) C000018877 The One Variable Annuity [NULL] PO BOX 2606 BIRMINGHAM 35202 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000113264 B Series before July 15, 2013 [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000130868 B Series on or after July 15, 2013 [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000113265 C Series before July 15, 2013 [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000130869 C Series on or after July 15, 2013 [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000174043 Dimensions III [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000028513 ElementsAccess [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000028514 ElementsClassic [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000028509 ElementsPlus [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000113263 L Series before July 15, 2013 [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000130867 L Series on or after July 15, 2013 [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000028517 MileageCredit [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000028519 Protective Access [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000028518 Protective Advantage [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000106636 Protective Dimensions before 12-3-2012 [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000154623 Protective Dimensions II Variable Annuity [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000120959 Protective Dimensions on or after 12-3-2012 [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000028515 Protective Variable Annuity [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000028516 Protective Variable Annuity II [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000154621 Protective Variable Annuity II B Series [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000131791 Protective Variable Annuity Investors Series [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000054086 ProtectiveAccess XL [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000069912 ProtectiveRewards Elite [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000028520 ProtectiveRewards II [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000028510 ProtectiveValues [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000028512 ProtectiveValuesAccess [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-08108 0000914245 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT 32 S000010308 PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT C000028511 ProtectiveValuesAdvantage [NULL] 2801 HIGHWAY 280 SOUTH BIRMINGHAM 35223 AL [NULL] 811-07337 0000948923 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT 33 S000010421 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT C000028798 Executive [NULL] 2801 BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-07337 0000948923 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT 33 S000010421 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT C000028797 Premiere I [NULL] 2801 BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-07337 0000948923 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT 33 S000010421 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT C000028799 Premiere II [NULL] 2801 BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-07337 0000948923 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT 33 S000010421 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT C000028800 Premiere II 2003 [NULL] 2801 BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-07337 0000948923 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT 33 S000010421 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT C000069923 PREMIERE III [NULL] 2801 BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-07337 0000948923 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT 33 S000010421 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT C000028803 Preserver [NULL] 2801 BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-07337 0000948923 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT 33 S000010421 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT C000072645 Preserver II [NULL] 2801 BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-07337 0000948923 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT 33 S000010421 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT C000141382 Protective Investors Choice VUL [NULL] 2801 BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-07337 0000948923 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT 33 S000010421 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT C000162798 Protective Strategic Objectives VUL [NULL] 2801 BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-07337 0000948923 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT 33 S000010421 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT C000028805 Protector [NULL] 2801 BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-07337 0000948923 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT 33 S000010421 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT C000028804 Provider [NULL] 2801 BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-07337 0000948923 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT 33 S000010421 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT C000028802 Single Premium Plus [NULL] 2801 BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-07337 0000948923 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT 33 S000010421 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT C000028806 Survivor [NULL] 2801 BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-07337 0000948923 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT 33 S000010421 PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT C000028801 Transitions [NULL] 2801 BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-04722 0000796227 Provident Mutual Funds, Inc. 30 S000000834 Provident Trust Strategy Fund C000002449 Provident Trust Strategy Fund PROVX N16 W23217 STONE RIDGE DRIVE WAUKESHA 53188 WI SUITE 310 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000003351 Discovery Choice [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000003350 Discovery Select [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000122186 Prudential Defined Income (PDI) Variable Annuity [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000133830 Prudential Premier Advisor Variable Annuity (For contracts issued on or after February 10, 2014) v3.0 [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000122782 Prudential Premier Advisor Variable Annuity (For contracts issued on or after February 25, 2013) [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000137228 Prudential Premier Investment Variable Annuity B Series, C Series [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000096321 Prudential Premier Retirement [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000133833 Prudential Premier Retirement Variable Annuity (For contracts issued on or after February 10, 2014) v3.0 [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000122786 Prudential Premier Retirement Variable Annuity (For contracts issued on or after February 25, 2013) [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000133832 Prudential Premier Retirement Variable Annuity B Series, L Series, C Series (For contracts issued on or after February 10, 2014) v3.0 [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000122781 Prudential Premier Retirement Variable Annuity B Series, L Series, C Series (For contracts issued on or after February 25, 2013) [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000082410 Prudential Premier Retirement Variable Annuity RIA Series [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000082407 Prudential Premier Retirement Variable Annuity X,L,B,C Series [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000003386 Prudential Premier Variable Annuity B, L, X Series [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000052841 Prudential Premier Variable Annuity Bb Series [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000003354 Strategic Partners Advisor [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000003352 Strategic Partners Annuity One / Strategic Partners Annuity One 3 [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000003355 Strategic Partners FlexElite [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000003385 Strategic Partners Plus / Strategic Partners Plus 3 [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-07325 0000947703 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT 32 S000001233 PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT C000003353 Strategic Partners Select [NULL] 213 WASHINGTON STREET NEWARK 07102 NJ [NULL] 811-04377 0000774193 PRUCO LIFE INS CO OF NEW JERSEY SINGLE PREMIUM VAR LIFE ACCT 33 S000011793 PRUCO LIFE INS CO OF NEW JERSEY SINGLE PREMIUM VAR LIFE ACCT C000032254 Discovery Life Plus [NULL] 213 WASHINGTON ST NEWARK 07102 NJ [NULL] 811-04377 0000774193 PRUCO LIFE INS CO OF NEW JERSEY SINGLE PREMIUM VAR LIFE ACCT 33 S000011793 PRUCO LIFE INS CO OF NEW JERSEY SINGLE PREMIUM VAR LIFE ACCT C000032253 Pruco Life Ins Co of New Jersey Single Premium Var Life Account [NULL] 213 WASHINGTON ST NEWARK 07102 NJ [NULL] 811-04366 0000711302 PRUCO LIFE INSURANCE CO SINGLE PREMIUM VARIABLE LIFE ACCOUNT 33 S000011794 PRUCO LIFE INSURANCE CO SINGLE PREMIUM VARIABLE LIFE ACCOUNT C000032256 Discovery Life Plus [NULL] 213 WASHINGTON ST NEWARK 07102 NJ [NULL] 811-04366 0000711302 PRUCO LIFE INSURANCE CO SINGLE PREMIUM VARIABLE LIFE ACCOUNT 33 S000011794 PRUCO LIFE INSURANCE CO SINGLE PREMIUM VARIABLE LIFE ACCOUNT C000032255 Pruco Life Insurance Co Single Premium Variable Life Account [NULL] 213 WASHINGTON ST NEWARK 07102 NJ [NULL] 811-07975 0001021330 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC 32 S000001234 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC C000003357 Discovery Choice [NULL] PRUDENTIAL INSURANCE & FINANCIAL SERVICE NEWARK 07102 NJ 213 WASHINGTON ST 811-07975 0001021330 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC 32 S000001234 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC C000003356 Discovery Select [NULL] PRUDENTIAL INSURANCE & FINANCIAL SERVICE NEWARK 07102 NJ 213 WASHINGTON ST 811-07975 0001021330 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC 32 S000001234 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC C000122187 Prudential Defined Income (PDI) Variable Annity [NULL] PRUDENTIAL INSURANCE & FINANCIAL SERVICE NEWARK 07102 NJ 213 WASHINGTON ST 811-07975 0001021330 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC 32 S000001234 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC C000122783 Prudential Premier Advisor Variable Annity (For contracts issued on or after February 25, 2013) [NULL] PRUDENTIAL INSURANCE & FINANCIAL SERVICE NEWARK 07102 NJ 213 WASHINGTON ST 811-07975 0001021330 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC 32 S000001234 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC C000133834 Prudential Premier Advisor Variable Annuity (For contracts issued on or after February 10, 2014) v3.0 [NULL] PRUDENTIAL INSURANCE & FINANCIAL SERVICE NEWARK 07102 NJ 213 WASHINGTON ST 811-07975 0001021330 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC 32 S000001234 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC C000137229 Prudential Premier Investment Variable Annuity B Series, C Series [NULL] PRUDENTIAL INSURANCE & FINANCIAL SERVICE NEWARK 07102 NJ 213 WASHINGTON ST 811-07975 0001021330 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC 32 S000001234 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC C000096322 Prudential Premier Retirement [NULL] PRUDENTIAL INSURANCE & FINANCIAL SERVICE NEWARK 07102 NJ 213 WASHINGTON ST 811-07975 0001021330 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC 32 S000001234 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC C000133837 Prudential Premier Retirement Variable Annuity (For contracts issued on or after February 10, 2014) v3.0 [NULL] PRUDENTIAL INSURANCE & FINANCIAL SERVICE NEWARK 07102 NJ 213 WASHINGTON ST 811-07975 0001021330 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC 32 S000001234 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC C000122787 Prudential Premier Retirement Variable Annuity (For contracts issued on or after February 25, 2013) [NULL] PRUDENTIAL INSURANCE & FINANCIAL SERVICE NEWARK 07102 NJ 213 WASHINGTON ST 811-07975 0001021330 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC 32 S000001234 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC C000122789 Prudential Premier Retirement Variable Annuity B Series, L Series, C Series (For contracts issued on or after February 25, 2013) [NULL] PRUDENTIAL INSURANCE & FINANCIAL SERVICE NEWARK 07102 NJ 213 WASHINGTON ST 811-07975 0001021330 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC 32 S000001234 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC C000133838 Prudential Premier Retirement Variable Annuity B Series, L Series, C Series (For contracts issued or or after February 10, 2014) v3.0 [NULL] PRUDENTIAL INSURANCE & FINANCIAL SERVICE NEWARK 07102 NJ 213 WASHINGTON ST 811-07975 0001021330 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC 32 S000001234 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC C000082408 Prudential Premier Retirement Variable Annuity RIA Series [NULL] PRUDENTIAL INSURANCE & FINANCIAL SERVICE NEWARK 07102 NJ 213 WASHINGTON ST 811-07975 0001021330 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC 32 S000001234 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC C000082409 Prudential Premier Retirement Variable Annuity X,L,B,C Series [NULL] PRUDENTIAL INSURANCE & FINANCIAL SERVICE NEWARK 07102 NJ 213 WASHINGTON ST 811-07975 0001021330 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC 32 S000001234 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC C000003382 Prudential Premier Variable Annuity B, L, X Series [NULL] PRUDENTIAL INSURANCE & FINANCIAL SERVICE NEWARK 07102 NJ 213 WASHINGTON ST 811-07975 0001021330 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC 32 S000001234 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC C000052852 Prudential Premier Variable Annuity Bb Series [NULL] PRUDENTIAL INSURANCE & FINANCIAL SERVICE NEWARK 07102 NJ 213 WASHINGTON ST 811-07975 0001021330 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC 32 S000001234 PRUCO LIFE INURANCE CO OF NEW JERSEY FLXBL PRMIUM VAR ANN AC C000003360 Strategic Partners Advisor [NULL] PRUDENTIAL INSURANCE & FINANCIAL SERVICE NEWARK 07102 NJ 213 WASHINGTON ST 811-07975 0001021330 PRUCO LIFE INURANCE CO OF NEW JERSEY 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C000012412 Class Z PMZXX 655 BROAD STREET NEWARK 07102-4077 NJ 17TH FLOOR 811-03622 0000711201 PRUDENTIAL INDIVIDUAL VARIABLE CONTRACT ACCOUNT 32 S000001231 PRUDENTIAL INDIVIDUAL VARIABLE CONTRACT ACCOUNT C000003348 Prudential Discovery Plus [NULL] 213 WASHINGTON ST NEWARK 07102 NJ [NULL] 811-03622 0000711201 PRUDENTIAL INDIVIDUAL VARIABLE CONTRACT ACCOUNT 32 S000001231 PRUDENTIAL INDIVIDUAL VARIABLE CONTRACT ACCOUNT C000003347 Prudential VIP [NULL] 213 WASHINGTON ST NEWARK 07102 NJ [NULL] 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000004628 PRUDENTIAL GLOBAL REAL ESTATE FUND C000130267 Class Q PGRQX 655 BROAD STREET NEWARK 07102-4077 NJ 17TH FLOOR 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000004628 PRUDENTIAL GLOBAL REAL ESTATE FUND C000012604 Class A PURAX 655 BROAD STREET NEWARK 07102-4077 NJ 17TH FLOOR 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000004628 PRUDENTIAL GLOBAL REAL ESTATE FUND C000012605 Class B PURBX 655 BROAD STREET NEWARK 07102-4077 NJ 17TH FLOOR 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000004628 PRUDENTIAL GLOBAL REAL ESTATE FUND C000012602 Class C PURCX 655 BROAD STREET NEWARK 07102-4077 NJ 17TH FLOOR 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000004628 PRUDENTIAL GLOBAL REAL ESTATE FUND C000064697 Class R PURRX 655 BROAD STREET NEWARK 07102-4077 NJ 17TH FLOOR 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000004628 PRUDENTIAL GLOBAL REAL ESTATE FUND C000012603 Class Z PURZX 655 BROAD STREET NEWARK 07102-4077 NJ 17TH FLOOR 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000045503 Prudential QMA Long-Short Equity Fund C000141649 Class A PLHAX 655 BROAD STREET NEWARK 07102-4077 NJ 17TH FLOOR 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000045503 Prudential QMA Long-Short Equity Fund C000141650 Class C PLHCX 655 BROAD STREET NEWARK 07102-4077 NJ 17TH FLOOR 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000045503 Prudential QMA Long-Short Equity Fund C000141651 Class Z PLHZX 655 BROAD STREET NEWARK 07102-4077 NJ 17TH FLOOR 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000045516 Prudential Short Duration Muni High Income Fund C000141708 Class A PDSAX 655 BROAD STREET NEWARK 07102-4077 NJ 17TH FLOOR 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000045516 Prudential Short Duration Muni High Income Fund C000141709 Class C PDSCX 655 BROAD STREET NEWARK 07102-4077 NJ 17TH FLOOR 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000045516 Prudential Short Duration Muni High Income Fund C000141710 Class Z PDSZX 655 BROAD STREET NEWARK 07102-4077 NJ 17TH FLOOR 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000030621 Prudential US Real Estate Fund C000094911 Class A PJEAX 655 BROAD STREET NEWARK 07102-4077 NJ 17TH FLOOR 811-08565 0001051562 PRUDENTIAL INVESTMENT PORTFOLIOS 12 30 S000030621 Prudential US Real Estate Fund C000094912 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07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004634 PRUDENTIAL JENNISON EQUITY OPPORTUNITY FUND C000012626 Class Z PJGZX 655 BROAD ST. 17TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004634 PRUDENTIAL JENNISON EQUITY OPPORTUNITY FUND C000012623 Class A PJIAX 655 BROAD ST. 17TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004634 PRUDENTIAL JENNISON EQUITY OPPORTUNITY FUND C000012624 Class B PJIBX 655 BROAD ST. 17TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004634 PRUDENTIAL JENNISON EQUITY OPPORTUNITY FUND C000148916 Class Q PJOQX 655 BROAD ST. 17TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004634 PRUDENTIAL JENNISON EQUITY OPPORTUNITY FUND C000012627 Class R PJORX 655 BROAD ST. 17TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004633 PRUDENTIAL JENNISON GROWTH FUND C000012619 Class A PJFAX 655 BROAD ST. 17TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004633 PRUDENTIAL JENNISON GROWTH FUND C000012620 Class B PJFBX 655 BROAD ST. 17TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004633 PRUDENTIAL JENNISON GROWTH FUND C000012621 Class C PJFCX 655 BROAD ST. 17TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004633 PRUDENTIAL JENNISON GROWTH FUND C000012622 Class Z PJFZX 655 BROAD ST. 17TH FLOOR NEWARK 07102 NJ 100 MULBERRY STREET 811-07343 0000949512 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 30 S000004633 PRUDENTIAL JENNISON GROWTH FUND C000012618 Class R PJGRX 655 BROAD ST. 17TH FLOOR NEWARK 07102 NJ 100 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811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002192 PRUDENTIAL JENNISON EQUITY INCOME FUND C000005677 CLASS C AGOCX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002192 PRUDENTIAL JENNISON EQUITY INCOME FUND C000068069 CLASS Z JDEZX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002192 PRUDENTIAL JENNISON EQUITY INCOME FUND C000005676 CLASS B JEIBX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002192 PRUDENTIAL JENNISON EQUITY INCOME FUND C000095830 CLASS R PJERX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002192 PRUDENTIAL JENNISON EQUITY INCOME FUND C000095829 CLASS Q PJIQX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002192 PRUDENTIAL JENNISON EQUITY INCOME FUND C000005675 CLASS A SPQAX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002179 PRUDENTIAL QMA MID-CAP VALUE FUND C000005600 CLASS C NCBVX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002179 PRUDENTIAL QMA MID-CAP VALUE FUND C000095828 CLASS Q PMVQX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002179 PRUDENTIAL QMA MID-CAP VALUE FUND C000150230 Class R SDVRX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002179 PRUDENTIAL QMA MID-CAP VALUE FUND C000005598 CLASS A SPRAX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002179 PRUDENTIAL QMA MID-CAP VALUE FUND C000060787 CLASS Z SPVZX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-08085 0001035018 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 30 S000002179 PRUDENTIAL QMA MID-CAP VALUE FUND C000005599 CLASS B SVUBX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03712 0000717819 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14 30 S000031692 Prudential Floating Rate Income Fund C000098631 Class A FRFAX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03712 0000717819 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14 30 S000031692 Prudential Floating Rate Income Fund C000098632 Class C FRFCX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03712 0000717819 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14 30 S000031692 Prudential Floating Rate Income Fund C000098633 Class Z FRFZX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03712 0000717819 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14 30 S000031692 Prudential Floating Rate Income Fund C000154996 Class Q PFRIX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03712 0000717819 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14 30 S000004573 PRUDENTIAL GOVERNMENT INCOME FUND C000012506 Class R JDRVX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03712 0000717819 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14 30 S000004573 PRUDENTIAL GOVERNMENT INCOME FUND C000012503 Class B PBGPX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03712 0000717819 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14 30 S000004573 PRUDENTIAL GOVERNMENT INCOME FUND C000172929 Class Q PGIQX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03712 0000717819 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14 30 S000004573 PRUDENTIAL GOVERNMENT INCOME FUND C000012502 Class A PGVAX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03712 0000717819 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14 30 S000004573 PRUDENTIAL GOVERNMENT INCOME FUND C000012505 Class Z PGVZX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03712 0000717819 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14 30 S000004573 PRUDENTIAL GOVERNMENT INCOME FUND C000012504 Class C PRICX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-02896 0000278187 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15 30 S000004516 PRUDENTIAL HIGH YIELD FUND C000012404 Class R JDYRX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-02896 0000278187 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15 30 S000004516 PRUDENTIAL HIGH YIELD FUND C000012405 Class A PBHAX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-02896 0000278187 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15 30 S000004516 PRUDENTIAL HIGH YIELD FUND C000012406 Class B PBHYX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-02896 0000278187 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15 30 S000004516 PRUDENTIAL HIGH YIELD FUND C000109372 Class Q PHYQX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-02896 0000278187 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15 30 S000004516 PRUDENTIAL HIGH YIELD FUND C000012408 Class Z PHYZX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-02896 0000278187 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15 30 S000004516 PRUDENTIAL HIGH YIELD FUND C000012407 Class 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NEWARK 07102 NJ 17TH FLOOR 811-07215 0000929523 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17 30 S000043499 Prudential Short Duration Multi-Sector Bond Fund C000134896 Class C SDMCX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07215 0000929523 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17 30 S000043499 Prudential Short Duration Multi-Sector Bond Fund C000134897 Class Q SDMQX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07215 0000929523 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17 30 S000043499 Prudential Short Duration Multi-Sector Bond Fund C000134898 Class Z SDMZX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07215 0000929523 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17 30 S000004536 PRUDENTIAL TOTAL RETURN BOND FUND C000057394 Class R DTBRX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07215 0000929523 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17 30 S000004536 PRUDENTIAL TOTAL RETURN BOND FUND C000012434 Class A PDBAX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07215 0000929523 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17 30 S000004536 PRUDENTIAL TOTAL RETURN BOND FUND C000012436 Class C PDBCX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07215 0000929523 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17 30 S000004536 PRUDENTIAL TOTAL RETURN BOND FUND C000012437 Class Z PDBZX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07215 0000929523 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17 30 S000004536 PRUDENTIAL TOTAL RETURN BOND FUND C000012435 Class B PRDBX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07215 0000929523 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17 30 S000004536 PRUDENTIAL TOTAL RETURN BOND FUND C000095380 Class Q PTRQX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03336 0000356683 PRUDENTIAL JENNISON BLEND FUND, INC. 30 S000004514 Prudential Jennison Blend Fund, Inc. 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C000012674 Class A PEEAX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07811 0001022624 PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC. 30 S000004657 PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC. C000012675 Class B PEEBX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07811 0001022624 PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC. 30 S000004657 PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC. C000012676 Class C PEGCX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07811 0001022624 PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC. 30 S000004657 PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC. C000012677 Class Z PEGZX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07811 0001022624 PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC. 30 S000004657 PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC. C000096302 Class Q PJGQX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-05206 0000816753 PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC. 30 S000004515 Jennison Natural Resources Fund, Inc. C000036077 Class R JNRRX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-05206 0000816753 PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC. 30 S000004515 Jennison Natural Resources Fund, Inc. C000012400 Class A PGNAX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-05206 0000816753 PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC. 30 S000004515 Jennison Natural Resources Fund, Inc. C000095379 Class Q PJNQX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-05206 0000816753 PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC. 30 S000004515 Jennison Natural Resources Fund, Inc. C000012402 Class C PNRCX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-05206 0000816753 PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC. 30 S000004515 Jennison Natural Resources Fund, Inc. C000012403 Class Z PNRZX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-05206 0000816753 PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC. 30 S000004515 Jennison Natural Resources Fund, Inc. 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C000012414 Class A PRNMX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03625 0000711321 PRUDENTIAL QUALIFIED INDIVIDUAL VARIABLE CONTRACT ACCOUNT/NJ 32 S000001232 PRUDENTIAL QUALIFIED INDIVIDUAL VARIABLE CONTRACT ACCOUNT/NJ C000003349 Prudential QVIP [NULL] PRUDENTIAL INSURANCE COMPANY OF AMERICA NEWARK 07102 NJ 213 WASHINGTON ST 811-03175 0000352665 PRUDENTIAL SECTOR FUNDS, INC. 30 S000004379 Prudential Financial Services Fund C000012117 Class A PFSAX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03175 0000352665 PRUDENTIAL SECTOR FUNDS, INC. 30 S000004379 Prudential Financial Services Fund C000012120 Class Z PFSZX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03175 0000352665 PRUDENTIAL SECTOR FUNDS, INC. 30 S000004379 Prudential Financial Services Fund C000110072 Class R PSSRX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03175 0000352665 PRUDENTIAL SECTOR FUNDS, INC. 30 S000004379 Prudential Financial Services Fund C000012118 Class B PUFBX 655 BROAD STREET NEWARK 07102 NJ 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17TH FLOOR 811-03981 0000741350 PRUDENTIAL WORLD FUND, INC. 30 S000036439 Prudential Jennison Global Opportunities Fund C000111503 Class Z PRJZX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03981 0000741350 PRUDENTIAL WORLD FUND, INC. 30 S000037257 Prudential Jennison International Opportunities Fund C000114766 Class A PWJAX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03981 0000741350 PRUDENTIAL WORLD FUND, INC. 30 S000037257 Prudential Jennison International Opportunities Fund C000114767 Class C PWJCX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03981 0000741350 PRUDENTIAL WORLD FUND, INC. 30 S000037257 Prudential Jennison International Opportunities Fund C000164382 Class Q PWJQX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03981 0000741350 PRUDENTIAL WORLD FUND, INC. 30 S000037257 Prudential Jennison International Opportunities Fund C000114768 Class Z PWJZX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03981 0000741350 PRUDENTIAL WORLD FUND, INC. 30 S000004671 PRUDENTIAL QMA INTERNATIONAL EQUITY FUND C000012723 Class Z PJIZX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03981 0000741350 PRUDENTIAL WORLD FUND, INC. 30 S000004671 PRUDENTIAL QMA INTERNATIONAL EQUITY FUND C000012720 Class A PJRAX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03981 0000741350 PRUDENTIAL WORLD FUND, INC. 30 S000004671 PRUDENTIAL QMA INTERNATIONAL EQUITY FUND C000012721 Class B PJRBX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-03981 0000741350 PRUDENTIAL WORLD FUND, INC. 30 S000004671 PRUDENTIAL QMA INTERNATIONAL EQUITY FUND C000012722 Class C PJRCX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-01660 0000080946 PRUDENTIALS GIBRALTAR FUND 30 S000010007 PRUDENTIALS GIBRALTAR FUND C000027675 PRUDENTIALS GIBRALTAR FUND [NULL] 655 BROAD STREET NEWARK 07102-2992 NJ 17TH FLOOR 811-22657 0001539935 PSG CAPITAL MANAGEMENT TRUST 30 S000036708 PSG TACTICAL GROWTH FUND C000112236 PSG TACTICAL GROWTH FUND PSGTX 8161 MAPLE LAWN BLVD. 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MA ONE POST OFFICE SQUARE MAIL STOP A 14 811-04178 0000759827 PUTNAM AMERICAN GOVERNMENT INCOME FUND 30 S000005500 PUTNAM AMERICAN GOVERNMENT INCOME FUND C000014979 Class Y Shares [NULL] PUTNAM INVESTMENTS INC BOSTON 02109 MA ONE POST OFFICE SQUARE MAIL STOP A 14 811-04178 0000759827 PUTNAM AMERICAN GOVERNMENT INCOME FUND 30 S000005500 PUTNAM AMERICAN GOVERNMENT INCOME FUND C000014980 Class A Shares PAGVX PUTNAM INVESTMENTS INC BOSTON 02109 MA ONE POST OFFICE SQUARE MAIL STOP A 14 811-04178 0000759827 PUTNAM AMERICAN GOVERNMENT INCOME FUND 30 S000005500 PUTNAM AMERICAN GOVERNMENT INCOME FUND C000014981 Class B Shars PAMBX PUTNAM INVESTMENTS INC BOSTON 02109 MA ONE POST OFFICE SQUARE MAIL STOP A 14 811-04178 0000759827 PUTNAM AMERICAN GOVERNMENT INCOME FUND 30 S000005500 PUTNAM AMERICAN GOVERNMENT INCOME FUND C000014982 Class M Shares PAMMX PUTNAM INVESTMENTS INC BOSTON 02109 MA ONE POST OFFICE SQUARE MAIL STOP A 14 811-04178 0000759827 PUTNAM AMERICAN GOVERNMENT INCOME FUND 30 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S000000779 Putnam Dynamic Asset Allocation Conservative Fund C000174662 Class P Shares [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-07121 0000914209 PUTNAM ASSET ALLOCATION FUNDS 30 S000000779 Putnam Dynamic Asset Allocation Conservative Fund C000117947 Class R5 [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-07121 0000914209 PUTNAM ASSET ALLOCATION FUNDS 30 S000000779 Putnam Dynamic Asset Allocation Conservative Fund C000117948 Class R6 [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-07121 0000914209 PUTNAM ASSET ALLOCATION FUNDS 30 S000000779 Putnam Dynamic Asset Allocation Conservative Fund C000002313 Class A shares PACAX ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-07121 0000914209 PUTNAM ASSET ALLOCATION FUNDS 30 S000000779 Putnam Dynamic Asset Allocation Conservative Fund C000002314 Class B shares PACBX ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-07121 0000914209 PUTNAM ASSET ALLOCATION FUNDS 30 S000000779 Putnam Dynamic Asset Allocation 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ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-07121 0000914209 PUTNAM ASSET ALLOCATION FUNDS 30 S000000780 Putnam Dynamic Asset Allocation Growth Fund C000117950 Class R6 [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-07121 0000914209 PUTNAM ASSET ALLOCATION FUNDS 30 S000000780 Putnam Dynamic Asset Allocation Growth Fund C000002319 Class A shares PAEAX ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-07121 0000914209 PUTNAM ASSET ALLOCATION FUNDS 30 S000000780 Putnam Dynamic Asset Allocation Growth Fund C000002320 Class B shares PAEBX ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-07121 0000914209 PUTNAM ASSET ALLOCATION FUNDS 30 S000000780 Putnam Dynamic Asset Allocation Growth Fund C000002321 Class C shares PAECX ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-07121 0000914209 PUTNAM ASSET ALLOCATION FUNDS 30 S000000780 Putnam Dynamic Asset Allocation Growth Fund C000002322 Class M shares PAGMX ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-07121 0000914209 PUTNAM ASSET ALLOCATION FUNDS 30 S000000780 Putnam Dynamic Asset Allocation Growth Fund C000002324 Class Y shares PAGYX ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-07121 0000914209 PUTNAM ASSET ALLOCATION FUNDS 30 S000000780 Putnam Dynamic Asset Allocation Growth Fund C000002323 Class R shares PASRX ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-03630 0000711402 PUTNAM CALIFORNIA TAX EXEMPT INCOME TRUST 30 S000005498 PUTNAM CALIFORNIA TAX EXEMPT INCOME TRUST C000060520 CLASS Y [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-03630 0000711402 PUTNAM CALIFORNIA TAX EXEMPT INCOME TRUST 30 S000005498 PUTNAM CALIFORNIA TAX EXEMPT INCOME TRUST C000014972 Class M Shares PCLMX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-03630 0000711402 PUTNAM CALIFORNIA TAX EXEMPT INCOME TRUST 30 S000005498 PUTNAM CALIFORNIA TAX EXEMPT INCOME TRUST C000014970 Class B Shares PCTBX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-03630 0000711402 PUTNAM CALIFORNIA TAX EXEMPT INCOME TRUST 30 S000005498 PUTNAM CALIFORNIA TAX EXEMPT INCOME TRUST C000014971 Class C Shares PCTCX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-03630 0000711402 PUTNAM CALIFORNIA TAX EXEMPT INCOME TRUST 30 S000005498 PUTNAM CALIFORNIA TAX EXEMPT INCOME TRUST C000014969 Class A Shares PCTEX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-02280 0000081247 PUTNAM CONVERTIBLE SECURITIES FUND 30 S000005511 PUTNAM CONVERTIBLE SECURITIES FUND C000015003 Class C Shares [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-02280 0000081247 PUTNAM CONVERTIBLE SECURITIES FUND 30 S000005511 PUTNAM CONVERTIBLE SECURITIES FUND C000153039 CLASS I [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-02280 0000081247 PUTNAM CONVERTIBLE SECURITIES FUND 30 S000005511 PUTNAM CONVERTIBLE SECURITIES FUND C000015008 Class Y Shares PCGYX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-02280 0000081247 PUTNAM CONVERTIBLE SECURITIES FUND 30 S000005511 PUTNAM CONVERTIBLE SECURITIES FUND C000015005 Class B Shares PCNBX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-02280 0000081247 PUTNAM CONVERTIBLE SECURITIES FUND 30 S000005511 PUTNAM CONVERTIBLE SECURITIES FUND C000015006 Class M Shares PCNMX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-02280 0000081247 PUTNAM CONVERTIBLE SECURITIES FUND 30 S000005511 PUTNAM CONVERTIBLE SECURITIES FUND C000015004 Class A Shares PCONX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-02280 0000081247 PUTNAM CONVERTIBLE SECURITIES FUND 30 S000005511 PUTNAM CONVERTIBLE SECURITIES FUND C000015007 Class R Shares PCVRX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-05635 0000836622 PUTNAM DIVERSIFIED INCOME TRUST 30 S000005529 PUTNAM DIVERSIFIED INCOME TRUST C000135950 Class R5 [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-05635 0000836622 PUTNAM DIVERSIFIED INCOME TRUST 30 S000005529 PUTNAM DIVERSIFIED INCOME TRUST C000135951 Class R6 [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-05635 0000836622 PUTNAM DIVERSIFIED INCOME TRUST 30 S000005529 PUTNAM DIVERSIFIED INCOME TRUST C000015036 Class A Shares PDINX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-05635 0000836622 PUTNAM DIVERSIFIED INCOME TRUST 30 S000005529 PUTNAM DIVERSIFIED INCOME TRUST C000015038 Class C Shares PDVCX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-05635 0000836622 PUTNAM DIVERSIFIED INCOME TRUST 30 S000005529 PUTNAM DIVERSIFIED INCOME TRUST C000015039 Class M Shares PDVMX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-05635 0000836622 PUTNAM DIVERSIFIED INCOME TRUST 30 S000005529 PUTNAM DIVERSIFIED INCOME TRUST C000015040 Class R Shares PDVRX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-05635 0000836622 PUTNAM DIVERSIFIED INCOME TRUST 30 S000005529 PUTNAM DIVERSIFIED INCOME TRUST C000015041 Class Y Shares PDVYX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-05635 0000836622 PUTNAM DIVERSIFIED INCOME TRUST 30 S000005529 PUTNAM DIVERSIFIED INCOME TRUST C000015037 Class B Shares PSIBX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-02742 0000216934 PUTNAM EQUITY INCOME FUND/NEW/ 30 S000005581 PUTNAM EQUITY INCOME FUND C000118171 Class R5 [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-02742 0000216934 PUTNAM EQUITY INCOME FUND/NEW/ 30 S000005581 PUTNAM EQUITY INCOME FUND C000118172 Class R6 [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-02742 0000216934 PUTNAM EQUITY INCOME FUND/NEW/ 30 S000005581 PUTNAM EQUITY INCOME FUND C000015221 Class M Shares PEIMX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-02742 0000216934 PUTNAM EQUITY INCOME FUND/NEW/ 30 S000005581 PUTNAM EQUITY INCOME FUND C000015223 Class Y Shares PEIYX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-02742 0000216934 PUTNAM EQUITY INCOME FUND/NEW/ 30 S000005581 PUTNAM EQUITY INCOME FUND C000015220 Class C Shares PEQCX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-02742 0000216934 PUTNAM EQUITY INCOME FUND/NEW/ 30 S000005581 PUTNAM EQUITY INCOME FUND C000015219 Class B Shares PEQNX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-02742 0000216934 PUTNAM EQUITY INCOME FUND/NEW/ 30 S000005581 PUTNAM EQUITY INCOME FUND C000015222 Class R Shares PEQRX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-02742 0000216934 PUTNAM EQUITY INCOME FUND/NEW/ 30 S000005581 PUTNAM EQUITY INCOME FUND C000015218 Class A Shares PEYAX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-05693 0000842940 PUTNAM EUROPE EQUITY FUND 30 S000005589 PUTNAM EUROPE EQUITY FUND C000015248 Class C Shares [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAILSTOP A 14 811-05693 0000842940 PUTNAM EUROPE EQUITY FUND 30 S000005589 PUTNAM EUROPE EQUITY FUND C000015249 Class Y Shares [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAILSTOP A 14 811-05693 0000842940 PUTNAM EUROPE EQUITY FUND 30 S000005589 PUTNAM EUROPE EQUITY FUND C000015253 Class R Shares PEERX ONE POST OFFICE SQUARE BOSTON 02109 MA MAILSTOP A 14 811-05693 0000842940 PUTNAM EUROPE EQUITY FUND 30 S000005589 PUTNAM EUROPE EQUITY FUND C000015251 Class B Shares PEUBX ONE POST OFFICE SQUARE BOSTON 02109 MA MAILSTOP A 14 811-05693 0000842940 PUTNAM EUROPE EQUITY FUND 30 S000005589 PUTNAM EUROPE EQUITY FUND C000015250 Class A Shares PEUGX ONE POST OFFICE SQUARE BOSTON 02109 MA MAILSTOP A 14 811-05693 0000842940 PUTNAM EUROPE EQUITY FUND 30 S000005589 PUTNAM EUROPE EQUITY FUND C000015252 Class M Shares PEUMX ONE POST OFFICE SQUARE BOSTON 02109 MA MAILSTOP A 14 811-00781 0000081260 PUTNAM FUND FOR GROWTH & INCOME 30 S000005660 PUTNAM FUND FOR GROWTH & INCOME C000118081 Class R5 [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAIKLSTOP A 14 811-00781 0000081260 PUTNAM FUND FOR GROWTH & INCOME 30 S000005660 PUTNAM FUND FOR GROWTH & INCOME C000118082 Class R6 [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAIKLSTOP A 14 811-00781 0000081260 PUTNAM FUND FOR GROWTH & INCOME 30 S000005660 PUTNAM FUND FOR GROWTH & INCOME C000015490 Class R Shares PGCRX ONE POST OFFICE SQ BOSTON 02109 MA MAIKLSTOP A 14 811-00781 0000081260 PUTNAM FUND FOR GROWTH & INCOME 30 S000005660 PUTNAM FUND FOR GROWTH & INCOME C000015487 Class B Shares PGIBX ONE POST OFFICE SQ BOSTON 02109 MA MAIKLSTOP A 14 811-00781 0000081260 PUTNAM FUND FOR GROWTH & INCOME 30 S000005660 PUTNAM FUND FOR GROWTH & INCOME C000015491 Class Y Shares PGIYX ONE POST OFFICE SQ BOSTON 02109 MA MAIKLSTOP A 14 811-00781 0000081260 PUTNAM FUND FOR GROWTH & INCOME 30 S000005660 PUTNAM FUND FOR GROWTH & INCOME C000015488 Class C Shares PGRIX ONE POST OFFICE SQ BOSTON 02109 MA MAIKLSTOP A 14 811-00781 0000081260 PUTNAM FUND FOR GROWTH & INCOME 30 S000005660 PUTNAM FUND FOR GROWTH & INCOME C000015489 Class M Shares PGRMX ONE POST OFFICE SQ BOSTON 02109 MA MAIKLSTOP A 14 811-00781 0000081260 PUTNAM FUND FOR GROWTH & INCOME 30 S000005660 PUTNAM FUND FOR GROWTH & INCOME C000015486 Class A Shares PGRWX ONE POST OFFICE SQ BOSTON 02109 MA MAIKLSTOP A 14 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024274 Putnam Absolute Return 100 Fund C000071705 Class A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024274 Putnam Absolute Return 100 Fund C000071706 Class B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024274 Putnam Absolute Return 100 Fund C000071707 Class C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024274 Putnam Absolute Return 100 Fund C000071708 Class M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024274 Putnam Absolute Return 100 Fund C000174701 Class P Shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024274 Putnam Absolute Return 100 Fund C000071709 Class R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024274 Putnam Absolute Return 100 Fund C000118003 Class R5 [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024274 Putnam Absolute Return 100 Fund C000118004 Class R6 [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024274 Putnam Absolute Return 100 Fund C000071710 Class Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024275 Putnam Absolute Return 300 Fund C000071714 Class A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024275 Putnam Absolute Return 300 Fund C000071715 Class B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024275 Putnam Absolute Return 300 Fund C000071716 Class C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024275 Putnam Absolute Return 300 Fund C000071711 Class M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024275 Putnam Absolute Return 300 Fund C000174702 Class P Shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024275 Putnam Absolute Return 300 Fund C000071712 Class R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024275 Putnam Absolute Return 300 Fund C000118005 Class R5 [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024275 Putnam Absolute Return 300 Fund C000118006 Class R6 [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024275 Putnam Absolute Return 300 Fund C000071713 Class Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000023452 PUTNAM ABSOLUTE RETURN 500 FUND C000068886 CLASS A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000023452 PUTNAM ABSOLUTE RETURN 500 FUND C000068887 CLASS B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000023452 PUTNAM ABSOLUTE RETURN 500 FUND C000068888 CLASS C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000023452 PUTNAM ABSOLUTE RETURN 500 FUND C000068889 CLASS M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000023452 PUTNAM ABSOLUTE RETURN 500 FUND C000174700 Class P Shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000023452 PUTNAM ABSOLUTE RETURN 500 FUND C000068890 CLASS R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000023452 PUTNAM ABSOLUTE RETURN 500 FUND C000118001 Class R5 [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000023452 PUTNAM ABSOLUTE RETURN 500 FUND C000118002 Class R6 [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000023452 PUTNAM ABSOLUTE RETURN 500 FUND C000068891 CLASS Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024276 Putnam Absolute Return 700 Fund C000071717 Class A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024276 Putnam Absolute Return 700 Fund C000071718 Class B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024276 Putnam Absolute Return 700 Fund C000071719 Class C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024276 Putnam Absolute Return 700 Fund C000071720 Class M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024276 Putnam Absolute Return 700 Fund C000174703 Class P Shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024276 Putnam Absolute Return 700 Fund C000071721 Class R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024276 Putnam Absolute Return 700 Fund C000118007 Class R5 [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024276 Putnam Absolute Return 700 Fund C000118008 Class R6 [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024276 Putnam Absolute Return 700 Fund C000071722 Class Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025822 Putnam Asia Pacific Equity Fund C000077196 Class A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025822 Putnam Asia Pacific Equity Fund C000077197 Class B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025822 Putnam Asia Pacific Equity Fund C000077198 Class C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025822 Putnam Asia Pacific Equity Fund C000077199 Class M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025822 Putnam Asia Pacific Equity Fund C000077200 Class R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025822 Putnam Asia Pacific Equity Fund C000077201 Class Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025557 PUTNAM CAPITAL SPECTRUM FUND C000076543 CLASS A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025557 PUTNAM CAPITAL SPECTRUM FUND C000076544 CLASS B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025557 PUTNAM CAPITAL SPECTRUM FUND C000076545 CLASS C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025557 PUTNAM CAPITAL SPECTRUM FUND C000076546 CLASS M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025557 PUTNAM CAPITAL SPECTRUM FUND C000076547 CLASS R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025557 PUTNAM CAPITAL SPECTRUM FUND C000076548 CLASS Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024760 Putnam Dynamic Asset Allocation Equity Fund C000073568 Class A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024760 Putnam Dynamic Asset Allocation Equity Fund C000170451 Class P Shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024760 Putnam Dynamic Asset Allocation Equity Fund C000073569 Class Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024277 Putnam Dynamic Risk Allocation Fund C000071723 Class A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024277 Putnam Dynamic Risk Allocation Fund C000071724 Class B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024277 Putnam Dynamic Risk Allocation Fund C000071725 Class C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024277 Putnam Dynamic Risk Allocation Fund C000071726 Class M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024277 Putnam Dynamic Risk Allocation Fund C000071727 Class R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024277 Putnam Dynamic Risk Allocation Fund C000118010 Class R5 [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024277 Putnam Dynamic Risk Allocation Fund C000118009 Class R6 [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024277 Putnam Dynamic Risk Allocation Fund C000071728 Class Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000023000 PUTNAM EMERGING MARKETS EQUITY FUND C000066853 CLASS A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000023000 PUTNAM EMERGING MARKETS EQUITY FUND C000066854 CLASS B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000023000 PUTNAM EMERGING MARKETS EQUITY FUND C000066855 CLASS C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000023000 PUTNAM EMERGING MARKETS EQUITY FUND C000066856 CLASS M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000023000 PUTNAM EMERGING MARKETS EQUITY FUND C000066857 CLASS R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000023000 PUTNAM EMERGING MARKETS EQUITY FUND C000066858 CLASS Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039835 Putnam Emerging Markets Income Fund C000123526 CLASS A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039835 Putnam Emerging Markets Income Fund C000123527 CLASS B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039835 Putnam Emerging Markets Income Fund C000123528 CLASS C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039835 Putnam Emerging Markets Income Fund C000123529 CLASS M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039835 Putnam Emerging Markets Income Fund C000123530 CLASS Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025558 PUTNAM EQUITY SPECTRUM FUND C000076552 CLASS A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025558 PUTNAM EQUITY SPECTRUM FUND C000076553 CLASS B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025558 PUTNAM EQUITY SPECTRUM FUND C000076554 CLASS C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025558 PUTNAM EQUITY SPECTRUM FUND C000076549 CLASS M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025558 PUTNAM EQUITY SPECTRUM FUND C000076550 CLASS R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000025558 PUTNAM EQUITY SPECTRUM FUND C000076551 CLASS Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000773 Putnam Floating Rate Income Fund C000002278 Class B shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000773 Putnam Floating Rate Income Fund C000002279 Class C shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000773 Putnam Floating Rate Income Fund C000002280 Class M shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000773 Putnam Floating Rate Income Fund C000002281 Class R shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000773 Putnam Floating Rate Income Fund C000002282 Class Y shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000773 Putnam Floating Rate Income Fund C000002283 Class A shares PFLRX ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024243 Putnam Global Consumer Fund C000071511 Class A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024243 Putnam Global Consumer Fund C000071512 Class B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024243 Putnam Global Consumer Fund C000071513 Class C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024243 Putnam Global Consumer Fund C000071514 Class M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024243 Putnam Global Consumer Fund C000071515 Class R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024243 Putnam Global Consumer Fund C000071516 Class Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039836 Putnam Global Dividend Fund C000123531 CLASS A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039836 Putnam Global Dividend Fund C000123532 CLASS B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039836 Putnam Global Dividend Fund C000123533 CLASS C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039836 Putnam Global Dividend Fund C000123534 CLASS M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039836 Putnam Global Dividend Fund C000123535 CLASS Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024244 Putnam Global Energy Fund C000071520 Class A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024244 Putnam Global Energy Fund C000071521 Class B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024244 Putnam Global Energy Fund C000071522 Class C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024244 Putnam Global Energy Fund C000071517 Class M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024244 Putnam Global Energy Fund C000071518 Class R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024244 Putnam Global Energy Fund C000071519 Class Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024245 Putnam Global Financial Fund C000071523 Class A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024245 Putnam Global Financial Fund C000071524 Class B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024245 Putnam Global Financial Fund C000071525 Class C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024245 Putnam Global Financial Fund C000071526 Class M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024245 Putnam Global Financial Fund C000071527 Class R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024245 Putnam Global Financial Fund C000071528 Class Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024246 Putnam Global Industrial Fund C000071529 Class A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024246 Putnam Global Industrial Fund C000071530 Class B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024246 Putnam Global Industrial Fund C000071531 Class C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024246 Putnam Global Industrial Fund C000071532 Class M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024246 Putnam Global Industrial Fund C000071533 Class R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024246 Putnam Global Industrial Fund C000071534 Class Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000028349 Putnam Global Sector Fund C000086618 CLASS A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000028349 Putnam Global Sector Fund C000086619 CLASS B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000028349 Putnam Global Sector Fund C000086620 CLASS C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000028349 Putnam Global Sector Fund C000086621 CLASS M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000028349 Putnam Global Sector Fund C000086622 CLASS R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000028349 Putnam Global Sector Fund C000086623 CLASS Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024247 Putnam Global Technology Fund C000071535 Class A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024247 Putnam Global Technology Fund C000071536 Class B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024247 Putnam Global Technology Fund C000071537 Class C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024247 Putnam Global Technology Fund C000071538 Class M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024247 Putnam Global Technology Fund C000071539 Class R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024247 Putnam Global Technology Fund C000071540 Class Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024248 Putnam Global Telecommunication Fund C000071541 Class A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024248 Putnam Global Telecommunication Fund C000071542 Class B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024248 Putnam Global Telecommunication Fund C000071543 Class C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024248 Putnam Global Telecommunication Fund C000071544 Class M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024248 Putnam Global Telecommunication Fund C000071545 Class R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000024248 Putnam Global Telecommunication Fund C000071546 Class Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039834 Putnam Intermediate-Term Municipal Income Fund C000123522 CLASS A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039834 Putnam Intermediate-Term Municipal Income Fund C000123523 CLASS B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039834 Putnam Intermediate-Term Municipal Income Fund C000123524 CLASS C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039834 Putnam Intermediate-Term Municipal Income Fund C000123525 CLASS M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039834 Putnam Intermediate-Term Municipal Income Fund C000123521 CLASS Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000775 Putnam International Value Fund C000136805 Class R5 [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000775 Putnam International Value Fund C000136806 Class R6 [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000775 Putnam International Value Fund C000002290 Class Y shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000775 Putnam International Value Fund C000002292 Class B shares PGNBX ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000775 Putnam International Value Fund C000002294 Class M shares PIGMX ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000775 Putnam International Value Fund C000002293 Class C shares PIGRX ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000775 Putnam International Value Fund C000002295 Class R shares PIIRX ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000775 Putnam International Value Fund C000002291 Class A shares PNGAX ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039837 Putnam Low Volatility Equity Fund C000123536 CLASS A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039837 Putnam Low Volatility Equity Fund C000123537 CLASS B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039837 Putnam Low Volatility Equity Fund C000123538 CLASS C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039837 Putnam Low Volatility Equity Fund C000123539 CLASS M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039837 Putnam Low Volatility Equity Fund C000123540 CLASS Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000018606 PUTNAM MONEY MARKET LIQUIDITY FUND C000051613 CLASS P [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000048370 PUTNAM MORTGAGE OPPORTUNITIES FUND C000152757 CLASS I [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000029796 PUTNAM MULTI-CAP CORE FUND C000091525 CLASS A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000029796 PUTNAM MULTI-CAP CORE FUND C000091526 CLASS B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000029796 PUTNAM MULTI-CAP CORE FUND C000091527 CLASS C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000029796 PUTNAM MULTI-CAP CORE FUND C000091528 CLASS M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000029796 PUTNAM MULTI-CAP CORE FUND C000091529 CLASS R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000029796 PUTNAM MULTI-CAP CORE FUND C000091530 CLASS Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000032935 Putnam Retirement Income Fund Lifestyle 2 C000101642 Class A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000032935 Putnam Retirement Income Fund Lifestyle 2 C000101643 Class B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000032935 Putnam Retirement Income Fund Lifestyle 2 C000101644 Class C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000032935 Putnam Retirement Income Fund Lifestyle 2 C000101645 Class M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000032935 Putnam Retirement Income Fund Lifestyle 2 C000101646 Class R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000032935 Putnam Retirement Income Fund Lifestyle 2 C000101647 Class Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000774 Putnam Retirement Income Fund Lifestyle 3 C000002284 Class A shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000774 Putnam Retirement Income Fund Lifestyle 3 C000002285 Class B shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000774 Putnam Retirement Income Fund Lifestyle 3 C000002286 Class C shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000774 Putnam Retirement Income Fund Lifestyle 3 C000002287 Class M shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000774 Putnam Retirement Income Fund Lifestyle 3 C000002288 Class R shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000774 Putnam Retirement Income Fund Lifestyle 3 C000002289 Class Y shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000034192 Putnam Short Duration Income Fund C000105375 Class A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000034192 Putnam Short Duration Income Fund C000105376 Class B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000034192 Putnam Short Duration Income Fund C000105377 Class C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000034192 Putnam Short Duration Income Fund C000105378 Class M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000034192 Putnam Short Duration Income Fund C000105379 Class R [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000034192 Putnam Short Duration Income Fund C000118011 Class R5 [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000034192 Putnam Short Duration Income Fund C000118012 Class R6 [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000034192 Putnam Short Duration Income Fund C000105380 Class Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039730 Putnam Short Term Investment Fund C000123084 Class P [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039833 Putnam Short-Term Municipal Income Fund C000123516 CLASS A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039833 Putnam Short-Term Municipal Income Fund C000123517 CLASS B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039833 Putnam Short-Term Municipal Income Fund C000123518 CLASS C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039833 Putnam Short-Term Municipal Income Fund C000123519 CLASS M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039833 Putnam Short-Term Municipal Income Fund C000123520 CLASS Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000777 Putnam Small Cap Growth Fund C000002301 Class C shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000777 Putnam Small Cap Growth Fund C000158897 Class R6 Shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000777 Putnam Small Cap Growth Fund C000002302 Class Y shares [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000777 Putnam Small Cap Growth Fund C000002303 Class A shares PNSAX ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000777 Putnam Small Cap Growth Fund C000002304 Class B shares PNSBX ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000777 Putnam Small Cap Growth Fund C000002305 Class M shares PSGMX ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000000777 Putnam Small Cap Growth Fund C000002306 Class R shares PSGRX ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039838 Putnam Strategic Volatility Equity Fund C000123541 CLASS A [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039838 Putnam Strategic Volatility Equity Fund C000123542 CLASS B [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039838 Putnam Strategic Volatility Equity Fund C000123543 CLASS C [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039838 Putnam Strategic Volatility Equity Fund C000123544 CLASS M [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-07513 0001005942 PUTNAM FUNDS TRUST 30 S000039838 Putnam Strategic Volatility Equity Fund C000123545 CLASS Y [NULL] ONE POST BOSTON 02109 MA ONE POST OFFICE SQUARE 811-01403 0000081251 PUTNAM GLOBAL EQUITY FUND 30 S000005651 PUTNAM GLOBAL EQUITY FUND C000117973 Class R5 [NULL] ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-01403 0000081251 PUTNAM GLOBAL EQUITY FUND 30 S000005651 PUTNAM GLOBAL EQUITY FUND C000117974 Class R6 [NULL] ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-01403 0000081251 PUTNAM GLOBAL EQUITY FUND 30 S000005651 PUTNAM GLOBAL EQUITY FUND C000015433 Class B Shares PEQBX ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-01403 0000081251 PUTNAM GLOBAL EQUITY FUND 30 S000005651 PUTNAM GLOBAL EQUITY FUND C000015435 Class M Shares PEQMX ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-01403 0000081251 PUTNAM GLOBAL EQUITY FUND 30 S000005651 PUTNAM GLOBAL EQUITY FUND C000015432 Class A Shares PEQUX ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-01403 0000081251 PUTNAM GLOBAL EQUITY FUND 30 S000005651 PUTNAM GLOBAL EQUITY FUND C000015437 Class Y Shares PEQYX ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-01403 0000081251 PUTNAM GLOBAL EQUITY FUND 30 S000005651 PUTNAM GLOBAL EQUITY FUND C000015436 Class R Shares PGLRX ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-01403 0000081251 PUTNAM GLOBAL EQUITY FUND 30 S000005651 PUTNAM GLOBAL EQUITY FUND C000015434 Class C Shares PUGCX ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-03386 0000357295 PUTNAM GLOBAL HEALTH CARE FUND 30 S000005666 PUTNAM GLOBAL HEALTH CARE FUND C000015517 Class C Shares PCHSX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-03386 0000357295 PUTNAM GLOBAL HEALTH CARE FUND 30 S000005666 PUTNAM GLOBAL HEALTH CARE FUND C000015518 Class M Shares PHLMX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-03386 0000357295 PUTNAM GLOBAL HEALTH CARE FUND 30 S000005666 PUTNAM GLOBAL HEALTH CARE FUND C000015516 Class B Shares PHSBX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-03386 0000357295 PUTNAM GLOBAL HEALTH CARE FUND 30 S000005666 PUTNAM GLOBAL HEALTH CARE FUND C000015519 Class R Shares PHSRX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-03386 0000357295 PUTNAM GLOBAL HEALTH CARE FUND 30 S000005666 PUTNAM GLOBAL HEALTH CARE FUND C000015515 Class A Shares PHSTX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-03386 0000357295 PUTNAM GLOBAL HEALTH CARE FUND 30 S000005666 PUTNAM GLOBAL HEALTH CARE FUND C000015520 Class Y Shares PHSYX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-04524 0000794614 PUTNAM GLOBAL INCOME TRUST 30 S000005653 PUTNAM GLOBAL INCOME TRUST C000015446 Class C Shares [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-04524 0000794614 PUTNAM GLOBAL INCOME TRUST 30 S000005653 PUTNAM GLOBAL INCOME TRUST C000118067 Class R5 [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-04524 0000794614 PUTNAM GLOBAL INCOME TRUST 30 S000005653 PUTNAM GLOBAL INCOME TRUST C000118068 Class R6 [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-04524 0000794614 PUTNAM GLOBAL INCOME TRUST 30 S000005653 PUTNAM GLOBAL INCOME TRUST C000015447 Class Y Shares [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-04524 0000794614 PUTNAM GLOBAL INCOME TRUST 30 S000005653 PUTNAM GLOBAL INCOME TRUST C000015451 Class R Shares PGBRX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-04524 0000794614 PUTNAM GLOBAL INCOME TRUST 30 S000005653 PUTNAM GLOBAL INCOME TRUST C000015448 Class A Shares PGGIX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-04524 0000794614 PUTNAM GLOBAL INCOME TRUST 30 S000005653 PUTNAM GLOBAL INCOME TRUST C000015450 Class M Shares PGGMX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-04524 0000794614 PUTNAM GLOBAL INCOME TRUST 30 S000005653 PUTNAM GLOBAL INCOME TRUST C000015449 Class B Shares PGLBX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-03061 0000317031 PUTNAM GLOBAL NATURAL RESOURCES FUND 30 S000005659 PUTNAM GLOBAL NATURAL RESOURCES FUND C000015480 Class C Shares [NULL] ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-03061 0000317031 PUTNAM GLOBAL NATURAL RESOURCES FUND 30 S000005659 PUTNAM GLOBAL NATURAL RESOURCES FUND C000015481 Class Y Shares [NULL] ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-03061 0000317031 PUTNAM GLOBAL NATURAL RESOURCES FUND 30 S000005659 PUTNAM GLOBAL NATURAL RESOURCES FUND C000015482 Class A Shares EBERX ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-03061 0000317031 PUTNAM GLOBAL NATURAL RESOURCES FUND 30 S000005659 PUTNAM GLOBAL NATURAL RESOURCES FUND C000015484 Class M Shares PGLMX ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-03061 0000317031 PUTNAM GLOBAL NATURAL RESOURCES FUND 30 S000005659 PUTNAM GLOBAL NATURAL RESOURCES FUND C000015485 Class R Shares PGNRX ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-03061 0000317031 PUTNAM GLOBAL NATURAL RESOURCES FUND 30 S000005659 PUTNAM GLOBAL NATURAL RESOURCES FUND C000015483 Class B Shares PNRBX ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-05989 0000867824 PUTNAM GLOBAL UTILITIES FUND 30 S000006571 PUTNAM GLOBAL UTILITIES FUND C000017928 Class C Shares [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-05989 0000867824 PUTNAM GLOBAL UTILITIES FUND 30 S000006571 PUTNAM GLOBAL UTILITIES FUND C000017929 Class Y Shares [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-05989 0000867824 PUTNAM GLOBAL UTILITIES FUND 30 S000006571 PUTNAM GLOBAL UTILITIES FUND C000017930 Class A Shares PUGIX ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-05989 0000867824 PUTNAM GLOBAL UTILITIES FUND 30 S000006571 PUTNAM GLOBAL UTILITIES FUND C000017933 Class R Shares PULRX ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-05989 0000867824 PUTNAM GLOBAL UTILITIES FUND 30 S000006571 PUTNAM GLOBAL UTILITIES FUND C000017931 Class B Shares PUTBX ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-05989 0000867824 PUTNAM GLOBAL UTILITIES FUND 30 S000006571 PUTNAM GLOBAL UTILITIES FUND C000017932 Class M Shares PUTMX ONE POST OFFICE SQUARE BOSTON 02109 MA [NULL] 811-04616 0000787836 PUTNAM HIGH YIELD ADVANTAGE FUND 30 S000005762 PUTNAM HIGH YIELD ADVANTAGE FUND C000049232 Class C [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-04616 0000787836 PUTNAM HIGH YIELD ADVANTAGE FUND 30 S000005762 PUTNAM HIGH YIELD ADVANTAGE FUND C000049233 Class R [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-04616 0000787836 PUTNAM HIGH YIELD ADVANTAGE FUND 30 S000005762 PUTNAM HIGH YIELD ADVANTAGE FUND C000015835 Class Y Shares [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-04616 0000787836 PUTNAM HIGH YIELD ADVANTAGE FUND 30 S000005762 PUTNAM HIGH YIELD ADVANTAGE FUND C000015837 Class B Shares PHYBX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-04616 0000787836 PUTNAM HIGH YIELD ADVANTAGE FUND 30 S000005762 PUTNAM HIGH YIELD ADVANTAGE FUND C000015836 Class A Shares PHYIX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-04616 0000787836 PUTNAM HIGH YIELD ADVANTAGE FUND 30 S000005762 PUTNAM HIGH YIELD ADVANTAGE FUND C000015838 Class M Shares PHYMX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-02796 0000225777 PUTNAM HIGH YIELD TRUST 30 S000006135 PUTNAM HIGH YIELD TRUST FUND C000016880 Class C Shares PCHYX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A-14 LEGAL DEPARTMENT 811-02796 0000225777 PUTNAM HIGH YIELD TRUST 30 S000006135 PUTNAM HIGH YIELD TRUST FUND C000016879 Class B Shares PHBBX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A-14 LEGAL DEPARTMENT 811-02796 0000225777 PUTNAM HIGH YIELD TRUST 30 S000006135 PUTNAM HIGH YIELD TRUST FUND C000016882 Class R Shares PHDRX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A-14 LEGAL DEPARTMENT 811-02796 0000225777 PUTNAM HIGH YIELD TRUST 30 S000006135 PUTNAM HIGH YIELD TRUST FUND C000016878 Class A Shares PHIGX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A-14 LEGAL DEPARTMENT 811-02796 0000225777 PUTNAM HIGH YIELD TRUST 30 S000006135 PUTNAM HIGH YIELD TRUST FUND C000016881 Class M Shares PHIMX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A-14 LEGAL DEPARTMENT 811-02796 0000225777 PUTNAM HIGH YIELD TRUST 30 S000006135 PUTNAM HIGH YIELD TRUST FUND C000016883 Class Y Shares PHYYX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A-14 LEGAL DEPARTMENT 811-00653 0000081264 PUTNAM INCOME FUND 30 S000006155 PUTNAM INCOME FUND C000118063 Class R5 [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-00653 0000081264 PUTNAM INCOME FUND 30 S000006155 PUTNAM INCOME FUND C000118064 Class R6 [NULL] ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-00653 0000081264 PUTNAM INCOME FUND 30 S000006155 PUTNAM INCOME FUND C000016966 Class R Shares PIFRX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-00653 0000081264 PUTNAM INCOME FUND 30 S000006155 PUTNAM INCOME FUND C000016962 Class A Shares PINCX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-00653 0000081264 PUTNAM INCOME FUND 30 S000006155 PUTNAM INCOME FUND C000016963 Class B Shares PNCBX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-00653 0000081264 PUTNAM INCOME FUND 30 S000006155 PUTNAM INCOME FUND C000016965 Class M Shares PNCMX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-00653 0000081264 PUTNAM INCOME FUND 30 S000006155 PUTNAM INCOME FUND C000016967 Class Y Shares PNCYX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-00653 0000081264 PUTNAM INCOME FUND 30 S000006155 PUTNAM INCOME FUND C000016964 Class C Shares PUICX ONE POST OFFICE SQ BOSTON 02109 MA MAILSTOP A 14 811-06190 0000868648 PUTNAM INTERNATIONAL EQUITY FUND /MA/ 30 S000006181 PUTNAM INTERNATIONAL EQUITY FUND /MA/ C000118015 Class R5 [NULL] ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-06190 0000868648 PUTNAM INTERNATIONAL EQUITY FUND /MA/ 30 S000006181 PUTNAM INTERNATIONAL EQUITY FUND /MA/ C000118016 Class R6 [NULL] ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-06190 0000868648 PUTNAM INTERNATIONAL EQUITY FUND /MA/ 30 S000006181 PUTNAM INTERNATIONAL EQUITY FUND /MA/ C000017028 Class R Shares PIERX ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-06190 0000868648 PUTNAM INTERNATIONAL EQUITY FUND /MA/ 30 S000006181 PUTNAM INTERNATIONAL EQUITY FUND /MA/ C000017026 Class C Shares PIGCX ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-06190 0000868648 PUTNAM INTERNATIONAL EQUITY FUND /MA/ 30 S000006181 PUTNAM INTERNATIONAL EQUITY FUND /MA/ C000017025 Class B Shares POVBX ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-06190 0000868648 PUTNAM INTERNATIONAL EQUITY FUND /MA/ 30 S000006181 PUTNAM INTERNATIONAL EQUITY FUND /MA/ C000017027 Class M Shares POVMX ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-06190 0000868648 PUTNAM INTERNATIONAL EQUITY FUND /MA/ 30 S000006181 PUTNAM INTERNATIONAL EQUITY FUND /MA/ C000017024 Class A Shares POVSX ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-06190 0000868648 PUTNAM INTERNATIONAL EQUITY FUND /MA/ 30 S000006181 PUTNAM INTERNATIONAL EQUITY FUND /MA/ C000017029 Class Y Shares POVYX ONE POST OFFICE SQ BOSTON 02109 MA [NULL] 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003845 Putnam Capital Opportunities Fund C000118091 Class R5 [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003845 Putnam Capital Opportunities Fund C000118092 Class R6 [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003845 Putnam Capital Opportunities Fund C000010737 Class A Shares PCOAX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003845 Putnam Capital Opportunities Fund C000010739 Class C Shares PCOCX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003845 Putnam Capital Opportunities Fund C000010741 Class R Shares PCORX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003845 Putnam Capital Opportunities Fund C000010738 Class B Shares POPBX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003845 Putnam Capital Opportunities Fund C000010740 Class M Shares POPMX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003845 Putnam Capital Opportunities Fund C000010742 Class Y Shares PYCOX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000052894 Putnam Government Money Market Fund C000166400 Class A Shares [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000052894 Putnam Government Money Market Fund C000166401 Class B Shares [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000052894 Putnam Government Money Market Fund C000166402 Class C Shares [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000052894 Putnam Government Money Market Fund C000166403 Class G Shares [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000052894 Putnam Government Money Market Fund C000166404 Class I Shares [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000052894 Putnam Government Money Market Fund C000166405 Class M Shares [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000052894 Putnam Government Money Market Fund C000166406 Class P Shares [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000052894 Putnam Government Money Market Fund C000166407 Class R Shares [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000052894 Putnam Government Money Market Fund C000166408 Class T Shares [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003848 Putnam Growth Opportunities Fund C000118093 Class R5 [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003848 Putnam Growth Opportunities Fund C000118094 Class R6 [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003848 Putnam Growth Opportunities Fund C000010754 Class M Shares PGOMX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003848 Putnam Growth Opportunities Fund C000010755 Class R Shares PGORX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003848 Putnam Growth Opportunities Fund C000010756 Class Y Shares PGOYX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003848 Putnam Growth Opportunities Fund C000010751 Class A Shares POGAX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003848 Putnam Growth Opportunities Fund C000010752 Class B Shares POGBX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003848 Putnam Growth Opportunities Fund C000010753 Class C Shares POGCX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003850 Putnam International Capital Opportunities C000010767 Class R Shares PICRX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003850 Putnam International Capital Opportunities C000010766 Class M shares PIVMX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003850 Putnam International Capital Opportunities C000010768 Class Y Shares PIVYX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003850 Putnam International Capital Opportunities C000010763 Class A Shares PNVAX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003850 Putnam International Capital Opportunities C000010765 Class C Shares PUVCX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003850 Putnam International Capital Opportunities C000010764 Class B Shares PVNBX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003849 Putnam International Growth Fund C000010757 Class Y Shares [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003849 Putnam International Growth Fund C000010761 Class M Shares PINMX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003849 Putnam International Growth Fund C000010758 Class A shares PINOX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003849 Putnam International Growth Fund C000010759 Class B Shares PINWX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003849 Putnam International Growth Fund C000010760 Class C Shares PIOCX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003849 Putnam International Growth Fund C000010762 Class R Shares PNPRX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003851 Putnam Multi-Cap Value Fund C000010769 Class M Shares [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003851 Putnam Multi-Cap Value Fund C000010772 Class C Shares PMPCX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003851 Putnam Multi-Cap Value Fund C000010770 Class A Shares PMVAX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003851 Putnam Multi-Cap Value Fund C000010771 Class B shares PMVBX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003851 Putnam Multi-Cap Value Fund C000010773 Class R Shares PMVRX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003851 Putnam Multi-Cap Value Fund C000010774 Class Y Shares PMVYX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003853 Putnam Research Fund C000158892 Class R6 Shares [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003853 Putnam Research Fund C000010781 Class A Shares PNRAX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003853 Putnam Research Fund C000010783 Class C Shares PRACX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003853 Putnam Research Fund C000010782 Class B Shares PRFBX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003853 Putnam Research Fund C000010784 Class M Shares PRFMX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003853 Putnam Research Fund C000010785 Class R Shares PRSRX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003853 Putnam Research Fund C000010786 Class Y Shares PURYX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003854 Putnam Small Cap Value Fund C000049250 CLASS R [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003854 Putnam Small Cap Value Fund C000135940 Class R5 [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003854 Putnam Small Cap Value Fund C000135941 Class R6 [NULL] ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003854 Putnam Small Cap Value Fund C000010787 Class A Shares PSLAX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003854 Putnam Small Cap Value Fund C000010788 Class B Shares PSLBX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 811-07237 0000932101 PUTNAM INVESTMENT FUNDS 30 S000003854 Putnam Small Cap Value Fund C000010789 Class C Shares PSLCX ONE POST OFFICE SQUARE BOSTON 02109 MA MAIL STOP A 14 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92101 CA [NULL] 811-22911 0001573496 Reality Shares ETF Trust 30 S000043911 REALITY SHARES DIVS INDEX ETF C000136256 REALITY SHARES DIVS INDEX ETF DIVS 402 WEST BROADWAY, SUITE 2800 SAN DIEGO 92101 CA [NULL] 811-22911 0001573496 Reality Shares ETF Trust 30 S000043910 REALITY SHARES NASDAQ-100 DIVS INDEX ETF C000136255 REALITY SHARES NASDAQ-100 DIVS INDEX ETF QQDV 402 WEST BROADWAY, SUITE 2800 SAN DIEGO 92101 CA [NULL] 811-22785 0001565543 REALTY CAPITAL INCOME FUNDS TRUST 30 S000044389 AR Capital BDC Income Fund C000138193 Advisor Class [NULL] 405 PARK AVENUE NEW YORK 10022 NY 15TH FLOOR 811-22785 0001565543 REALTY CAPITAL INCOME FUNDS TRUST 30 S000044389 AR Capital BDC Income Fund C000138194 Class A [NULL] 405 PARK AVENUE NEW YORK 10022 NY 15TH FLOOR 811-22785 0001565543 REALTY CAPITAL INCOME FUNDS TRUST 30 S000044389 AR Capital BDC Income Fund C000145908 Class C [NULL] 405 PARK AVENUE NEW YORK 10022 NY 15TH FLOOR 811-22785 0001565543 REALTY CAPITAL INCOME FUNDS TRUST 30 S000044390 AR Capital Dividend and Value Fund C000138195 Advisor Class [NULL] 405 PARK AVENUE NEW YORK 10022 NY 15TH FLOOR 811-22785 0001565543 REALTY CAPITAL INCOME FUNDS TRUST 30 S000044390 AR Capital Dividend and Value Fund C000138196 Class A [NULL] 405 PARK AVENUE NEW YORK 10022 NY 15TH FLOOR 811-22785 0001565543 REALTY CAPITAL INCOME FUNDS TRUST 30 S000044390 AR Capital Dividend and Value Fund C000138197 Class C [NULL] 405 PARK AVENUE NEW YORK 10022 NY 15TH FLOOR 811-22785 0001565543 REALTY CAPITAL INCOME FUNDS TRUST 30 S000045422 AR Capital Global Real Estate Income Fund C000141433 Class A AIRAX 405 PARK AVENUE NEW YORK 10022 NY 15TH FLOOR 811-22785 0001565543 REALTY CAPITAL INCOME FUNDS TRUST 30 S000045422 AR Capital Global Real Estate Income Fund C000141434 Class C AIRCX 405 PARK AVENUE NEW YORK 10022 NY 15TH FLOOR 811-22785 0001565543 REALTY CAPITAL INCOME FUNDS TRUST 30 S000045422 AR Capital Global Real Estate Income Fund C000141432 Advisor Class AIRPX 405 PARK AVENUE NEW YORK 10022 NY 15TH FLOOR 811-22785 0001565543 REALTY CAPITAL INCOME FUNDS TRUST 30 S000040099 AR Capital Real Estate Income Fund C000124497 Advisor Class [NULL] 405 PARK AVENUE NEW YORK 10022 NY 15TH FLOOR 811-22785 0001565543 REALTY CAPITAL INCOME FUNDS TRUST 30 S000040099 AR Capital Real Estate Income Fund C000124495 Class A [NULL] 405 PARK AVENUE NEW YORK 10022 NY 15TH FLOOR 811-22785 0001565543 REALTY CAPITAL INCOME FUNDS TRUST 30 S000040099 AR Capital Real Estate Income Fund C000124496 Class C [NULL] 405 PARK AVENUE NEW YORK 10022 NY 15TH FLOOR 811-22732 0001551030 Recon Capital Series Trust 30 S000051542 BullMark LatAm Select Leaders ETF C000162215 BullMark LatAm Select Leaders ETF [NULL] 145 MASON ST GREENWICH 06830 CT 2ND FLOOR 811-22732 0001551030 Recon Capital Series Trust 30 S000046583 Recon Capital DAX Germany ETF C000145375 Recon Capital DAX Germany ETF DAX 145 MASON ST GREENWICH 06830 CT 2ND FLOOR 811-22732 0001551030 Recon Capital Series Trust 30 S000054346 Recon Capital Europe Managed Risk ETF C000170756 Recon Capital Europe Managed Risk ETF [NULL] 145 MASON ST GREENWICH 06830 CT 2ND FLOOR 811-22732 0001551030 Recon Capital Series Trust 30 S000046584 Recon Capital FTSE 100 ETF (UK) C000145376 Recon Capital FTSE 100 ETF (UK) [NULL] 145 MASON ST GREENWICH 06830 CT 2ND FLOOR 811-22732 0001551030 Recon Capital Series Trust 30 S000054347 Recon Capital Global ex USA Managed Risk ETF C000170757 Recon Capital Global ex USA Managed Risk ETF [NULL] 145 MASON ST GREENWICH 06830 CT 2ND FLOOR 811-22732 0001551030 Recon Capital Series Trust 30 S000054348 Recon Capital Japan Managed Risk ETF C000170758 Recon Capital Japan Managed Risk ETF [NULL] 145 MASON ST GREENWICH 06830 CT 2ND FLOOR 811-22732 0001551030 Recon Capital Series Trust 30 S000042952 Recon Capital NASDAQ 100 Covered Call ETF C000133078 Recon Capital NASDAQ 100 Covered Call ETF QYLD 145 MASON ST GREENWICH 06830 CT 2ND FLOOR 811-22732 0001551030 Recon Capital Series Trust 30 S000054349 Recon Capital USA Managed Risk ETF C000170759 Recon Capital USA Managed Risk ETF [NULL] 145 MASON ST GREENWICH 06830 CT 2ND FLOOR 811-03427 0000701383 RELIASTAR LIFE INS CO OF NEW YORK VAR LIFE SEP ACCT I 33 S000001484 RELIASTAR LIFE INS CO OF NEW YORK VAR LIFE SEP ACCT I C000003995 Dynamic Variable Life II [NULL] 1000 WOODBURY ROAD WOODBURY 11797 NY [NULL] 811-03427 0000701383 RELIASTAR LIFE INS CO OF NEW YORK VAR LIFE SEP ACCT I 33 S000001484 RELIASTAR LIFE INS CO OF NEW YORK VAR LIFE SEP ACCT I C000003996 Select*Life NY [NULL] 1000 WOODBURY ROAD WOODBURY 11797 NY [NULL] 811-03427 0000701383 RELIASTAR LIFE INS CO OF NEW YORK VAR LIFE SEP ACCT I 33 S000001484 RELIASTAR LIFE INS CO OF NEW YORK VAR LIFE SEP ACCT I C000003997 Select*Life NY II [NULL] 1000 WOODBURY ROAD WOODBURY 11797 NY [NULL] 811-03427 0000701383 RELIASTAR LIFE INS CO OF NEW YORK VAR LIFE SEP ACCT I 33 S000001484 RELIASTAR LIFE INS CO OF NEW YORK VAR LIFE SEP ACCT I C000003998 Variable Estate DesignSM [NULL] 1000 WOODBURY ROAD WOODBURY 11797 NY [NULL] 811-03427 0000701383 RELIASTAR LIFE INS CO OF NEW YORK VAR LIFE SEP ACCT I 33 S000001484 RELIASTAR LIFE INS CO OF NEW YORK VAR LIFE SEP ACCT I C000003999 Voya Investor Elite NY [NULL] 1000 WOODBURY ROAD WOODBURY 11797 NY [NULL] 811-02580 0000009738 RELIASTAR LIFE INS CO OF NY VAR ANNUITY FUNDS D E F G H & I 32 S000001501 RELIASTAR LIFE INS CO OF NY VAR ANNUITY FUNDS D E F G H & I C000004022 Variable Annuity D, E, F, G, H, I [NULL] 1000 WOODBURY ROAD WOODBURY 11797 NY [NULL] 811-02579 0000109586 RELIASTAR LIFE INS CO OF NY VARIABLE ANNUITY FUNDS A B & C 32 S000001500 RELIASTAR LIFE INS CO OF NY VARIABLE ANNUITY FUNDS A B & C C000004021 Variable Annuity A, B, C [NULL] 1000 WOODBURY ROAD WOODBURY 11797 NY [NULL] 811-03098 0000319539 RELIASTAR LIFE INS CO OF NY VARIABLE ANNUITY FUNDS M P & Q 32 S000001502 RELIASTAR LIFE INS CO OF NY VARIABLE ANNUITY FUNDS M P & Q C000004024 Centennial Variable Annuity [NULL] 1000 WOODBURY ROAD WOODBURY 11797 NY [NULL] 811-03098 0000319539 RELIASTAR LIFE INS CO OF NY VARIABLE ANNUITY FUNDS M P & Q 32 S000001502 RELIASTAR LIFE INS CO OF NY VARIABLE ANNUITY FUNDS M P & Q C000004023 The USA Plan [NULL] 1000 WOODBURY ROAD WOODBURY 11797 NY [NULL] 811-03341 0000356778 RELIASTAR SELECT VARIABLE ACCOUNT 32 S000001485 RELIASTAR SELECT VARIABLE ACCOUNT C000004000 Select*Annuity II [NULL] 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55401 MN [NULL] 811-03341 0000356778 RELIASTAR SELECT VARIABLE ACCOUNT 32 S000001485 RELIASTAR SELECT VARIABLE ACCOUNT C000004001 Select*Annuity III [NULL] 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55401 MN [NULL] 811-04855 0000802978 RELIASTAR UNITED SERVICES VARIABLE LIFE SEPARATE ACCOUNT I 33 S000001602 RELIASTAR UNITED SERVICES VARIABLE LIFE SEPARATE ACCOUNT I C000004341 Dynamic Variable Life I [NULL] 20 WASHINGTON AVENUE SOUTH MINNEAPOLIS 55401 MN [NULL] 811-08049 0001026634 RENAISSANCE CAPITAL GREENWICH FUNDS 30 S000046877 Renaissance Asia Pacific IPO ETF C000146465 Renaissance Asia Pacific IPO ETF [NULL] 165 MASON STREET GREENWICH 06830 CT [NULL] 811-08049 0001026634 RENAISSANCE CAPITAL GREENWICH FUNDS 30 S000046879 Renaissance Consumer IPO ETF C000146467 Renaissance Consumer IPO ETF [NULL] 165 MASON STREET GREENWICH 06830 CT [NULL] 811-08049 0001026634 RENAISSANCE CAPITAL GREENWICH FUNDS 30 S000046876 Renaissance Europe IPO ETF C000146464 Renaissance Europe IPO ETF [NULL] 165 MASON STREET GREENWICH 06830 CT [NULL] 811-08049 0001026634 RENAISSANCE CAPITAL GREENWICH FUNDS 30 S000046875 Renaissance International IPO ETF C000146463 Renaissance International IPO ETF IPOS 165 MASON STREET GREENWICH 06830 CT [NULL] 811-08049 0001026634 RENAISSANCE CAPITAL GREENWICH FUNDS 30 S000041784 Renaissance IPO ETF C000129677 Renaissance IPO ETF IPO 165 MASON STREET GREENWICH 06830 CT [NULL] 811-08049 0001026634 RENAISSANCE CAPITAL GREENWICH FUNDS 30 S000046878 Renaissance Technology IPO ETF C000146466 Renaissance Technology IPO ETF [NULL] 165 MASON STREET GREENWICH 06830 CT [NULL] 811-08049 0001026634 RENAISSANCE CAPITAL GREENWICH FUNDS 30 S000011069 The Global IPO Fund C000030513 The Global IPO Fund IPOSX 165 MASON STREET GREENWICH 06830 CT [NULL] 811-07827 0001012288 RETIREMAP VARIABLE ACCOUNT 32 S000009835 RETIREMAP VARIABLE ACCOUNT C000118148 Protective RetireMAP Variable Annuity [NULL] PO BOX 10207 BIRMINGHAM 35233 AL 2001 THIRD AVENUE 811-07689 0001016809 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 32 S000006781 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT C000132453 Huntington Allstar Select [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07689 0001016809 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 32 S000006781 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT C000018383 Immediate Income Builder [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07689 0001016809 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 32 S000006781 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT C000132447 Immediate Income Builder II [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07689 0001016809 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 32 S000006781 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT C000018384 One Income Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07689 0001016809 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 32 S000006781 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT C000018382 Portfolio Select Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07689 0001016809 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 32 S000006781 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT C000132445 Premier Asset Builder Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07689 0001016809 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 32 S000006781 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT C000132446 Principal-Plus Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07689 0001016809 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 32 S000006781 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT C000132444 Privilege Select Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07689 0001016809 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 32 S000006781 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT C000132448 Retirement Income Builder - BAI Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07689 0001016809 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 32 S000006781 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT C000018381 Retirement Income Builder II Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07689 0001016809 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 32 S000006781 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT C000018380 Retirement Income Builder Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07689 0001016809 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 32 S000006781 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT C000132442 The Atlas Portfolio Builder Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07689 0001016809 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 32 S000006781 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT C000132443 Transamerica Access Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07689 0001016809 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 32 S000006781 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT C000132451 Transamerica Opportunity Builder Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07689 0001016809 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 32 S000006781 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT C000132449 Transamerica Preferred Advantage Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07689 0001016809 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 32 S000006781 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT C000132452 Transamerica Principium Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07689 0001016809 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 32 S000006781 RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT C000132450 Transamerica Traditions Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-08762 0000929964 RETIREMENT PLAN SERIES ACCOUNT OF GREAT WEST LIFE & ANNUITY 32 S000011550 RETIREMENT PLAN SERIES ACCOUNT OF GREAT WEST LIFE & ANNUITY C000031831 RETIREMENT PLAN SERIES ACCOUNT OF GREAT WEST LIFE & ANNUITY [NULL] 8515 EAST ORCHARD RD GREENWOOD VILLAGE 80111 CO [NULL] 811-03310 0000356013 RETIREMENT SERIES TRUST 30 S000002986 RETIREMENT RESERVES MONEY FUND OF RETIREMENT SERIES TRUST C000008214 Class I [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-03310 0000356013 RETIREMENT SERIES TRUST 30 S000002986 RETIREMENT RESERVES MONEY FUND OF RETIREMENT SERIES TRUST C000008215 Class II [NULL] 100 BELLEVUE PARKWAY WILMINGTON 19809 DE [NULL] 811-05549 0000832574 REYNOLDS FUNDS INC 30 S000000865 REYNOLDS BLUE CHIP GROWTH FUND C000002481 REYNOLDS BLUE CHIP GROWTH FUND RBCGX C/O US BANCORP FUND SERVICES, LLC MILWAUKEE 53202 WI 615 EAST MICHIGAN STREET 811-06557 0000883939 RidgeWorth Funds 30 S000052807 CAPITAL INNOVATIONS GLOBAL RESOURCES AND INFRASTRUCTURE FUND C000165915 CLASS A INNAX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000052807 CAPITAL INNOVATIONS GLOBAL RESOURCES AND INFRASTRUCTURE FUND C000165916 CLASS C INNCX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000052807 CAPITAL INNOVATIONS GLOBAL RESOURCES AND INFRASTRUCTURE FUND C000165917 CLASS I INNNX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004735 RidgeWorth Aggressive Growth Allocation Strategy C000012894 C Shares CLVLX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004735 RidgeWorth Aggressive Growth Allocation Strategy C000012893 I Shares CVMGX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004735 RidgeWorth Aggressive Growth Allocation Strategy C000012891 A Shares SLAAX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004669 RidgeWorth Ceredex Large Cap Value Equity Fund C000012715 I Shares STVTX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004669 RidgeWorth Ceredex Large Cap Value Equity Fund C000144732 IS STVZX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004669 RidgeWorth Ceredex Large Cap Value Equity Fund C000012714 C Shares SVIFX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004669 RidgeWorth Ceredex Large Cap Value Equity Fund C000012713 A Shares SVIIX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004664 RidgeWorth Ceredex Mid-Cap Value Equity Fund C000012698 A Shares SAMVX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004664 RidgeWorth Ceredex Mid-Cap Value Equity Fund C000012699 C Shares SMVFX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004664 RidgeWorth Ceredex Mid-Cap Value Equity Fund C000012700 I Shares SMVTX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004664 RidgeWorth Ceredex Mid-Cap Value Equity Fund C000144730 IS SMVZX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004666 RidgeWorth Ceredex Small Cap Value Equity Fund C000012704 A Shares SASVX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004666 RidgeWorth Ceredex Small Cap Value Equity Fund C000012706 I Shares SCETX 3333 PIEDMONT ROAD ATLANTA 30305 2Q 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30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004737 RidgeWorth Growth Allocation Strategy C000012902 C Shares SGILX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004673 RidgeWorth Innovative Growth Stock Fund C000012728 A Shares SAGAX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004673 RidgeWorth Innovative Growth Stock Fund C000012730 I Shares SCATX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004724 RidgeWorth Intermediate Bond Fund C000012871 A Shares IBASX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004724 RidgeWorth Intermediate Bond Fund C000012872 R Shares IBLSX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004724 RidgeWorth Intermediate Bond Fund C000012873 I Shares SAMIX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 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Corporate Bond Fund C000012778 A Shares SAINX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004699 RidgeWorth Seix Corporate Bond Fund C000012780 I Shares STICX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004699 RidgeWorth Seix Corporate Bond Fund C000012779 C Shares STIFX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000011297 RidgeWorth Seix Floating Rate High Income Fund C000031121 I Shares SAMBX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000011297 RidgeWorth Seix Floating Rate High Income Fund C000031119 A Shares SFRAX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000011297 RidgeWorth Seix Floating Rate High Income Fund C000031120 C Shares SFRCX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000011297 RidgeWorth Seix Floating Rate High Income Fund C000154350 IS Shares SFRZX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004680 RidgeWorth Seix Georgia Tax-Exempt Bond Fund C000012743 I Shares SGATX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004680 RidgeWorth Seix Georgia Tax-Exempt Bond Fund C000012741 A Shares SGTEX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004679 RidgeWorth Seix High Grade Municipal Bond Fund C000012740 I Shares SCFTX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004679 RidgeWorth Seix High Grade Municipal Bond Fund C000012738 A Shares SFLTX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004681 RidgeWorth Seix High Income Fund C000012744 A Shares SAHIX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004681 RidgeWorth Seix High Income Fund C000012745 R Shares STHIX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004681 RidgeWorth Seix High Income Fund C000012746 I Shares STHTX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004681 RidgeWorth Seix High Income Fund C000144733 IS STHZX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004750 RidgeWorth Seix High Yield Fund C000173898 IS Shares HYIZX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004750 RidgeWorth Seix High Yield Fund C000012927 R Shares HYLSX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004750 RidgeWorth Seix High Yield Fund C000012926 A Shares HYPSX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004750 RidgeWorth Seix High Yield Fund C000012928 I Shares SAMHX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004693 RidgeWorth Seix Investment Grade Tax-Exempt Bond Fund C000012760 A Shares SISIX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004693 RidgeWorth Seix Investment Grade Tax-Exempt Bond Fund C000012762 I Shares STTBX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004725 RidgeWorth Seix Limited Duration Fund C000012874 I Shares SAMLX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004696 RidgeWorth Seix North Carolina Tax-Exempt Bond Fund C000012771 I Shares CNCFX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004696 RidgeWorth Seix North Carolina Tax-Exempt Bond Fund C000012769 A Shares SNCIX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004697 RidgeWorth Seix Short-Term Bond Fund C000012773 C Shares SCBSX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004697 RidgeWorth Seix Short-Term Bond Fund C000012774 I SHares SSBTX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004697 RidgeWorth Seix Short-Term Bond Fund C000012772 A Shares STSBX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004695 RidgeWorth Seix Short-Term Municipal Bond Fund C000012768 I Shares CMDTX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004695 RidgeWorth Seix Short-Term Municipal Bond Fund C000012766 A Shares SMMAX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004723 RidgeWorth Seix Total Return Bond Fund C000012868 A Shares CBPSX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004723 RidgeWorth Seix Total Return Bond Fund C000012870 I Shares SAMFX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004723 RidgeWorth Seix Total Return Bond Fund C000144734 IS SAMZX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004723 RidgeWorth Seix Total Return Bond Fund C000012869 R Shares SCBLX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004675 RidgeWorth Seix U.S. Government Securities Ultra-Short Bond Fund C000012734 I Shares SIGVX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004675 RidgeWorth Seix U.S. Government Securities Ultra-Short Bond Fund C000173897 IS Shares SIGZX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004694 RidgeWorth Seix U.S. Mortgage Fund C000012764 C Shares SCLFX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004694 RidgeWorth Seix U.S. Mortgage Fund C000012765 I Shares SLMTX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004694 RidgeWorth Seix U.S. Mortgage Fund C000012763 A Shares SLTMX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004677 RidgeWorth Seix Ultra-Short Bond Fund C000012736 I Shares SISSX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004701 RidgeWorth Seix Virginia Intermediate Municipal Bond Fund C000012786 I Shares CRVTX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004701 RidgeWorth Seix Virginia Intermediate Municipal Bond Fund C000012784 A Shares CVIAX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004668 RidgeWorth Select Large Cap Growth Stock Fund C000012712 I Shares STTAX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004668 RidgeWorth Select Large Cap Growth Stock Fund C000012711 C Shares STTFX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004668 RidgeWorth Select Large Cap Growth Stock Fund C000012710 A Shares SXSAX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004698 RidgeWorth Short-Term U.S. Treasury Securities Fund C000012776 C Shares SSUSX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004698 RidgeWorth Short-Term U.S. Treasury Securities Fund C000012775 A Shares STSFX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004698 RidgeWorth Short-Term U.S. Treasury Securities Fund C000012777 I Shares SUSTX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004658 RidgeWorth Silvant Large Cap Growth Stock Fund C000012680 I Shares STCAX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004658 RidgeWorth Silvant Large Cap Growth Stock Fund C000012679 C Shares STCFX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004658 RidgeWorth Silvant Large Cap Growth Stock Fund C000012678 A Shares STCIX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004658 RidgeWorth Silvant Large Cap Growth Stock Fund C000144729 IS STCZX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004665 RidgeWorth Silvant Small Cap Growth Stock Fund C000012701 A Shares SCGIX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004665 RidgeWorth Silvant Small Cap Growth Stock Fund C000144731 IS SCGZX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004665 RidgeWorth Silvant Small Cap Growth Stock Fund C000012702 C Shares SSCFX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004665 RidgeWorth Silvant Small Cap Growth Stock Fund C000012703 I Shares SSCTX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004700 RidgeWorth U.S. Government Securities Fund C000012781 A Shares SCUSX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004700 RidgeWorth U.S. Government Securities Fund C000012782 C Shares SGUSX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-06557 0000883939 RidgeWorth Funds 30 S000004700 RidgeWorth U.S. Government Securities Fund C000012783 I Shares SUGTX 3333 PIEDMONT ROAD ATLANTA 30305 2Q SUITE 1500 811-21934 0001370177 RiverNorth Funds 30 S000013779 RiverNorth Core Opportunity Fund C000145024 Class I RNCIX 325 N LASALLE ST. SUITE 645 CHICAGO 60654 IL [NULL] 811-21934 0001370177 RiverNorth Funds 30 S000013779 RiverNorth Core Opportunity Fund C000037794 Class R RNCOX 325 N LASALLE ST. SUITE 645 CHICAGO 60654 IL [NULL] 811-21934 0001370177 RiverNorth Funds 30 S000037672 RiverNorth Equity Opportunity Fund C000116147 Class I RNDIX 325 N LASALLE ST. SUITE 645 CHICAGO 60654 IL [NULL] 811-21934 0001370177 RiverNorth Funds 30 S000037672 RiverNorth Equity Opportunity Fund C000116146 Class R RNEOX 325 N LASALLE ST. SUITE 645 CHICAGO 60654 IL [NULL] 811-21934 0001370177 RiverNorth Funds 30 S000038513 RiverNorth Managed Volatility Fund C000118858 Class R RNBWX 325 N LASALLE ST. SUITE 645 CHICAGO 60654 IL [NULL] 811-21934 0001370177 RiverNorth Funds 30 S000030798 RiverNorth/DoubleLine Strategic Income Fund C000095454 Class R RNDLX 325 N LASALLE ST. SUITE 645 CHICAGO 60654 IL [NULL] 811-21934 0001370177 RiverNorth Funds 30 S000030798 RiverNorth/DoubleLine Strategic Income Fund C000095455 Class I RNSIX 325 N LASALLE ST. SUITE 645 CHICAGO 60654 IL [NULL] 811-21934 0001370177 RiverNorth Funds 30 S000039038 RiverNorth/Oaktree High Income Fund C000119956 Class I RNHIX 325 N LASALLE ST. SUITE 645 CHICAGO 60654 IL [NULL] 811-21934 0001370177 RiverNorth Funds 30 S000039038 RiverNorth/Oaktree High Income Fund C000119955 Class R RNOTX 325 N LASALLE ST. SUITE 645 CHICAGO 60654 IL [NULL] 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000048251 RiverPark Focused Value Fund C000152489 Class C Shares [NULL] 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000048251 RiverPark Focused Value Fund C000152487 Retail Class Shares RFVFX 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000048251 RiverPark Focused Value Fund C000152488 Institutional Class Shares RFVIX 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000030031 RiverPark Large Growth Fund C000092089 C Class [NULL] 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000030031 RiverPark Large Growth Fund C000092087 Retail Class RPXFX 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000030031 RiverPark Large Growth Fund C000092088 Institutional Class RPXIX 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000036411 RiverPark Long/Short Opportunity Fund C000111376 Class C Shares [NULL] 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000036411 RiverPark Long/Short Opportunity Fund C000111378 Retail Class RLSFX 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000036411 RiverPark Long/Short Opportunity Fund C000111377 Institutional Class RLSIX 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000030034 RiverPark Short Term High Yield Fund C000092097 Institutional Class RPHIX 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000030034 RiverPark Short Term High Yield Fund C000092096 Retail Class RPHYX 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000041908 RiverPark Strategic Income Fund C000130188 C Class Shares [NULL] 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000041908 RiverPark Strategic Income Fund C000130189 Institutional Class Shares RSIIX 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000041908 RiverPark Strategic Income Fund C000130190 Retail Class Shares RSIVX 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000041247 RiverPark Structural Alpha Fund C000127899 C Class Shares [NULL] 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000041247 RiverPark Structural Alpha Fund C000127901 Retail Class Shares RSAFX 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000041247 RiverPark Structural Alpha Fund C000127900 Institutional Class Shares RSAIX 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000036412 RiverPark/Gargoyle Hedged Value Fund C000111379 Class C Shares [NULL] 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000036412 RiverPark/Gargoyle Hedged Value Fund C000111380 Institutional Class RGHIX 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000036412 RiverPark/Gargoyle Hedged Value Fund C000111381 Retail Class RGHVX 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000030032 RiverPark/Wedgewood Fund C000092092 C Class [NULL] 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000030032 RiverPark/Wedgewood Fund C000092090 Retail Class RWGFX 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-22431 0001494928 RIVERPARK FUNDS TRUST 30 S000030032 RiverPark/Wedgewood Fund C000092091 Institutional Class RWGIX 156 WEST 56TH STREET NEW YORK 10019 NY 17TH FLOOR 811-03217 0000353965 RIVERSOURCE ACCOUNT F 32 S000003520 RIVERSOURCE ACCOUNT F C000009754 RiverSource Employee Benefit Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-03217 0000353965 RIVERSOURCE ACCOUNT F 32 S000003520 RIVERSOURCE ACCOUNT F C000009755 RiverSource Flexible Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-03217 0000353965 RIVERSOURCE ACCOUNT F 32 S000003520 RIVERSOURCE ACCOUNT F C000009756 RiverSource Group Variable Annuity Contract [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-03217 0000353965 RIVERSOURCE ACCOUNT F 32 S000003520 RIVERSOURCE ACCOUNT F C000009753 RiverSource Variable Retirement & Combination Retirement Annuities [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-06315 0000875131 RIVERSOURCE ACCOUNT SBS 32 S000003519 RIVERSOURCE ACCOUNT SBS C000009752 Symphony Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-03500 0000703704 RIVERSOURCE OF NEW YORK ACCOUNT 4 32 S000003529 RIVERSOURCE OF NEW YORK ACCOUNT 4 C000009774 RiverSource Flexible Annuity [NULL] 20 MADISON AVE EXT ALBANY 12203 NY [NULL] 811-03500 0000703704 RIVERSOURCE OF NEW YORK ACCOUNT 4 32 S000003529 RIVERSOURCE OF NEW YORK ACCOUNT 4 C000009773 RiverSource Variable Employee Benefit Annuity [NULL] 20 MADISON AVE EXT ALBANY 12203 NY [NULL] 811-03500 0000703704 RIVERSOURCE OF NEW YORK ACCOUNT 4 32 S000003529 RIVERSOURCE OF NEW YORK ACCOUNT 4 C000009772 RiverSource Variable Retirement & Combination Retirement Annuities [NULL] 20 MADISON AVE EXT ALBANY 12203 NY [NULL] 811-04913 0000806382 RIVERSOURCE OF NEW YORK ACCOUNT 7 33 S000003511 RIVERSOURCE OF NEW YORK ACCOUNT 7 C000009718 Life Vest Single Premium Variable Life Insurance Policy [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-05213 0000817132 RIVERSOURCE OF NEW YORK ACCOUNT 8 33 S000003512 RIVERSOURCE OF NEW YORK ACCOUNT 8 C000009719 RiverSource Succession Select Variable Life Insurance [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-05213 0000817132 RIVERSOURCE OF NEW YORK ACCOUNT 8 33 S000003512 RIVERSOURCE OF NEW YORK ACCOUNT 8 C000009721 RiverSource Variable Second-To-Die Life Insurance [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-05213 0000817132 RIVERSOURCE OF NEW YORK ACCOUNT 8 33 S000003512 RIVERSOURCE OF NEW YORK ACCOUNT 8 C000119303 RiverSource Variable Universal Life 5 NY/RiverSource Variable Universal Life 5 NY - Estate Series [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-05213 0000817132 RIVERSOURCE OF NEW YORK ACCOUNT 8 33 S000003512 RIVERSOURCE OF NEW YORK ACCOUNT 8 C000009722 RiverSource Variable Universal Life III [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-05213 0000817132 RIVERSOURCE OF NEW YORK ACCOUNT 8 33 S000003512 RIVERSOURCE OF NEW YORK ACCOUNT 8 C000009720 RiverSource Variable Universal Life Insurance [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-05213 0000817132 RIVERSOURCE OF NEW YORK ACCOUNT 8 33 S000003512 RIVERSOURCE OF NEW YORK ACCOUNT 8 C000009723 RiverSource Variable Universal Life IV/ RiverSource Variable Universal Life IV - Estate Series [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-06560 0000883963 RIVERSOURCE OF NEW YORK ACCOUNT SBS 32 S000003528 RIVERSOURCE OF NEW YORK ACCOUNT SBS C000009771 Symphony Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07623 0001007571 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 32 S000003530 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT C000090614 RAVA 5 Access NY [NULL] 20 MADISON AVENUE EXTENSION ALBANY 12203 NY [NULL] 811-07623 0001007571 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 32 S000003530 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT C000112705 RAVA 5 Access NY Variable Annuity (offered for contract applications signed on or after April 30, 2012) [NULL] 20 MADISON AVENUE EXTENSION ALBANY 12203 NY [NULL] 811-07623 0001007571 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 32 S000003530 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT C000090612 RAVA 5 Advantage NY [NULL] 20 MADISON AVENUE EXTENSION ALBANY 12203 NY [NULL] 811-07623 0001007571 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 32 S000003530 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT C000112703 RAVA 5 Advantage NY Variable Annuity (offered for contract applications signed on or after April 30, 2012) [NULL] 20 MADISON AVENUE EXTENSION ALBANY 12203 NY [NULL] 811-07623 0001007571 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 32 S000003530 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT C000125469 RAVA 5 Advantage/RAVA 5 Select/RAVA 5 Access NY (offered for contract applications signed on or after April 29, 2013) [NULL] 20 MADISON AVENUE EXTENSION ALBANY 12203 NY [NULL] 811-07623 0001007571 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 32 S000003530 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT C000090613 RAVA 5 Select NY [NULL] 20 MADISON AVENUE EXTENSION ALBANY 12203 NY [NULL] 811-07623 0001007571 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 32 S000003530 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT C000112704 RAVA 5 Select NY Variable Annuity (offered for contract applications signed on or after April 30, 2012) [NULL] 20 MADISON AVENUE EXTENSION ALBANY 12203 NY [NULL] 811-07623 0001007571 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 32 S000003530 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT C000009778 RiverSource Advisor Advantage Plus Variable Annuity/RiverSource Retirement Advisor Select Plus Variable Annuity [NULL] 20 MADISON AVENUE EXTENSION ALBANY 12203 NY [NULL] 811-07623 0001007571 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 32 S000003530 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT C000009777 RiverSource Advisor Advantage Variable Annuity/RiverSource Retirement Advisor Select Variable Annuity [NULL] 20 MADISON AVENUE EXTENSION ALBANY 12203 NY [NULL] 811-07623 0001007571 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 32 S000003530 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT C000009775 RiverSource Flexible Portfolio Annuity [NULL] 20 MADISON AVENUE EXTENSION ALBANY 12203 NY [NULL] 811-07623 0001007571 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 32 S000003530 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT C000035524 RiverSource Retirement Advisor 4 Advantage VA/RiverSource Retirement Advisor 4 Select VA/RiverSource Retirement Advisor 4 Access VA (NY) [NULL] 20 MADISON AVENUE EXTENSION ALBANY 12203 NY [NULL] 811-07623 0001007571 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 32 S000003530 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT C000009776 RiverSource Retirement Advisor Variable Annuity [NULL] 20 MADISON AVENUE EXTENSION ALBANY 12203 NY [NULL] 811-07475 0001004871 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 1 32 S000003531 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 1 C000044147 Privileged Assets Select Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27-5229 811-07511 0001004875 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 2 32 S000003532 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 2 C000052541 RiverSource (R) FlexChoice Select Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07511 0001004875 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 2 32 S000003532 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 2 C000044143 RiverSource Endeavor Select Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07511 0001004875 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 2 32 S000003532 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 2 C000044144 RiverSource Innovations Select Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07511 0001004875 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 2 32 S000003532 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 2 C000044145 RiverSource Innovations Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07511 0001004875 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 2 32 S000003532 RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 2 C000044153 RiverSource Personal Portfolio Plus 2/RiverSource Personal Portfolio [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000090549 RAVA 5 Access Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000112732 RAVA 5 Access Variable Annuity (offered for contract applications signed on or after April 30, 2012) [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000090547 RAVA 5 Advantage Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000112730 RAVA 5 Advantage Variable Annuity (offered for contract applications signed on or after April 30, 2012) [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000125467 RAVA 5 Advantage/RAVA 5 Select/RAVA 5 Access (offered for contract applications signed on or after April 29, 2013) [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000090548 RAVA 5 Select Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000112731 RAVA 5 Select Variable Annuity (offered for contract applications signed on or after April 30, 2012) [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000009759 RiverSource Flexible Portfolio Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000034183 RiverSource Retirement Advisor 4 Advantage VA/RiverSource Retirement Advisor 4 Select VA/RiverSource Retirement Advisor 4 Access VA [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000009764 RiverSource Retirement Advisor Advantage Plus Variable Annuity/RiverSource Retirement Advisor Select Plus Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000009763 RiverSource Retirement Advisor Advantage Variable Annuity - Band 3 [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000009762 RiverSource Retirement Advisor Advantage Variable Annuity/RiverSource Retirement Advisor Select Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000009760 RiverSource Retirement Advisor Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000009761 RiverSource Retirement Advisor Variable Annuity - Band 3 [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000109013 RiverSource Retirement Group Variable Annuity Contract I [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07355 0001000191 RIVERSOURCE VARIABLE ACCOUNT 10 32 S000003522 RIVERSOURCE VARIABLE ACCOUNT 10 C000109015 RiverSource Retirement Group Variable Annuity Contract II [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-04652 0000792901 RIVERSOURCE VARIABLE ACCOUNT FOR SMITH BARNEY 33 S000003509 RIVERSOURCE VARIABLE ACCOUNT FOR SMITH BARNEY C000009710 Life Vest Single Premium Variable Life Insurance Policy [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044140 Evergreen Essential(SM) Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044142 Evergreen New Solutions Select Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044141 Evergreen New Solutions Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044117 Evergreen Pathways Select Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044116 Evergreen Pathways Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044118 Evergreen Privilege Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044119 RiverSource AccessChoice Select Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044133 RiverSource Endeavor Select(R) Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044121 RiverSource FlexChoice Select Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044120 RiverSource FlexChoice Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044126 RiverSource Galaxy Premier Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044136 RiverSource Innovations(R) Classic Select Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044135 RiverSource Innovations(R) Classic Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044138 RiverSource Innovations(R) Select Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044137 RiverSource Innovations(R) Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044139 RiverSource New Solutions(R) Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044114 RiverSource Personal Portfolio Plus 2/RiverSource Personal Portfolio Plus/RiverSource Personal Portfolio NSA [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044127 RiverSource Pinnacle Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044152 RiverSource Platinum Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044115 RiverSource Preferred Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044129 RiverSource Signature One Select Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044128 RiverSource Signature One Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044125 RiverSource Signature Select Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044124 RiverSource Signature Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044132 Wells Fargo Advantage Builder Select Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044131 Wells Fargo Advantage Builder Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044122 Wells Fargo Advantage Choice Select Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044123 Wells Fargo Advantage Choice Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044130 Wells Fargo Advantage Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07195 0000926266 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 32 S000003534 RIVERSOURCE VARIABLE ANNUITY ACCOUNT C000044134 Wells Fargo Advantage(R) Select Variable Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-07247 0000937690 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 1 32 S000003533 RIVERSOURCE VARIABLE ANNUITY ACCOUNT 1 C000044148 Privileged Assets Select Annuity [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-01653 0000049706 RIVERSOURCE VARIABLE ANNUITY FUND A 32 S000003526 RIVERSOURCE VARIABLE ANNUITY FUND A C000009768 RIVERSOURCE VARIABLE ANNUITY FUND A [NULL] 50605 AXP FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-01674 0000049707 RIVERSOURCE VARIABLE ANNUITY FUND B 32 S000003527 RIVERSOURCE VARIABLE ANNUITY FUND B C000009770 RiverSource Variable Annuity Fund B - Group [NULL] 50605 AXP FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-01674 0000049707 RIVERSOURCE VARIABLE ANNUITY FUND B 32 S000003527 RIVERSOURCE VARIABLE ANNUITY FUND B C000009769 RiverSource Variable Annuity Fund B - Individual [NULL] 50605 AXP FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-09515 0001092279 RIVERSOURCE VARIABLE LIFE ACCOUNT 33 S000003508 RIVERSOURCE VARIABLE LIFE ACCOUNT C000044146 RiverSource Signature Variable Universal Life Insurance [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-04298 0000768836 RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT 33 S000003510 RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT C000009711 RiverSource Single Premium Variable Life Insurance [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-04298 0000768836 RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT 33 S000003510 RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT C000009717 RiverSource Single Premium Variable Life Insurance Policy [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-04298 0000768836 RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT 33 S000003510 RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT C000009714 RiverSource Succession Select Variable Life Insurance [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-04298 0000768836 RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT 33 S000003510 RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT C000009713 RiverSource Variable Second-To-Die Life Insurance [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-04298 0000768836 RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT 33 S000003510 RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT C000117958 RiverSource Variable Universal Life 5/RiverSource Variable Universal Life 5 - Estate Series [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-04298 0000768836 RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT 33 S000003510 RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT C000009716 RiverSource Variable Universal Life III [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-04298 0000768836 RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT 33 S000003510 RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT C000009715 RiverSource Variable Universal Life Insurance [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-04298 0000768836 RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT 33 S000003510 RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT C000009712 RiverSource Variable Universal Life IV/RiverSource Variable Life IV - Estate Series [NULL] 50605 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS 55474 MN H27/5229 811-00994 0000030126 RMB INVESTORS TRUST 30 S000039850 Burnham Energy Income and MLP Fund C000123604 Class A [NULL] 1325 AVE. OF THE AMERICAS NEW YORK 10019 NY 26TH FLOOR 811-00994 0000030126 RMB INVESTORS TRUST 30 S000039850 Burnham Energy Income and MLP Fund C000123605 Class C [NULL] 1325 AVE. OF THE AMERICAS NEW YORK 10019 NY 26TH FLOOR 811-00994 0000030126 RMB INVESTORS TRUST 30 S000039850 Burnham Energy Income and MLP Fund C000123698 Class I [NULL] 1325 AVE. OF THE AMERICAS NEW YORK 10019 NY 26TH FLOOR 811-00994 0000030126 RMB INVESTORS TRUST 30 S000002997 RMB Fund C000082356 Class I [NULL] 1325 AVE. OF THE AMERICAS NEW YORK 10019 NY 26TH FLOOR 811-00994 0000030126 RMB INVESTORS TRUST 30 S000002997 RMB Fund C000008242 Class A RMBHX 1325 AVE. OF THE AMERICAS NEW YORK 10019 NY 26TH FLOOR 811-00994 0000030126 RMB INVESTORS TRUST 30 S000002997 RMB Fund C000008244 Class C RMBJX 1325 AVE. OF THE AMERICAS NEW YORK 10019 NY 26TH FLOOR 811-00994 0000030126 RMB INVESTORS TRUST 30 S000002999 RMB Mendon Financial Long/Short Fund C000008249 Class C RMBCX 1325 AVE. OF THE AMERICAS NEW YORK 10019 NY 26TH FLOOR 811-00994 0000030126 RMB INVESTORS TRUST 30 S000002999 RMB Mendon Financial Long/Short Fund C000008248 Class A RMBFX 1325 AVE. OF THE AMERICAS NEW YORK 10019 NY 26TH FLOOR 811-00994 0000030126 RMB INVESTORS TRUST 30 S000002999 RMB Mendon Financial Long/Short Fund C000082358 Class I RMBIX 1325 AVE. OF THE AMERICAS NEW YORK 10019 NY 26TH FLOOR 811-00994 0000030126 RMB INVESTORS TRUST 30 S000002998 RMB Mendon Financial Services Fund C000082357 Class I [NULL] 1325 AVE. OF THE AMERICAS NEW YORK 10019 NY 26TH FLOOR 811-00994 0000030126 RMB INVESTORS TRUST 30 S000002998 RMB Mendon Financial Services Fund C000008245 Class A RMBKX 1325 AVE. OF THE AMERICAS NEW YORK 10019 NY 26TH FLOOR 811-00994 0000030126 RMB INVESTORS TRUST 30 S000002998 RMB Mendon Financial Services Fund C000008247 Class C RMBNX 1325 AVE. OF THE AMERICAS NEW YORK 10019 NY 26TH FLOOR 811-06332 0000876409 Rochester Portfolio Series 30 S000010049 OPPENHEIMER ROCHESTER LIMITED TERM NEW YORK MUNICIPAL FUND C000027833 A [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-06332 0000876409 Rochester Portfolio Series 30 S000010049 OPPENHEIMER ROCHESTER LIMITED TERM NEW YORK MUNICIPAL FUND C000027834 B [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-06332 0000876409 Rochester Portfolio Series 30 S000010049 OPPENHEIMER ROCHESTER LIMITED TERM NEW YORK MUNICIPAL FUND C000027835 C [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-06332 0000876409 Rochester Portfolio Series 30 S000010049 OPPENHEIMER ROCHESTER LIMITED TERM NEW YORK MUNICIPAL FUND C000099311 Y [NULL] 6803 SOUTH TUCSON WAY CENTENNIAL 80112-3924 CO [NULL] 811-07537 0001006387 ROYCE CAPITAL FUND 30 S000009496 Royce Capital Fund - Micro-Cap Portfolio C000025976 Investment Class RCMCX C/O ROYCE & ASSOCIATES, LLC NEW YORK 10151 NY 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FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009522 Royce Dividend Value Fund C000026035 Service Class RYDVX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009521 Royce Global Financial Services Fund C000164680 Institutional Class RGFIX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009521 Royce Global Financial Services Fund C000026034 Service Class RYFSX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009509 Royce Heritage Fund C000026003 Service Class RGFAX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009509 Royce Heritage Fund C000038077 Investment Class RHFHX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009509 Royce Heritage Fund C000063201 K Class RHFKX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009509 Royce Heritage Fund C000063200 R Class 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10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009511 Royce Low-Priced Stock Fund C000038080 R Class RLPRX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009511 Royce Low-Priced Stock Fund C000026010 Service Class RYLPX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009506 Royce Micro-Cap Fund C000025996 Service Class RMCFX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009506 Royce Micro-Cap Fund C000025995 Consultant Class RYMCX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009506 Royce Micro-Cap Fund C000025994 Investment Class RYOTX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000029841 Royce Micro-Cap Opportunity Fund C000091764 Investment Class ROSFX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000029841 Royce Micro-Cap Opportunity Fund C000139108 Service Class ROSSX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009512 Royce Opportunity Fund C000026012 Consultant Class ROFCX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009512 Royce Opportunity Fund C000026015 Institutional Class ROFIX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009512 Royce Opportunity Fund C000063204 K Class ROFKX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009512 Royce Opportunity Fund C000038081 R Class ROFRX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009512 Royce Opportunity Fund C000026014 Service Class RYOFX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009512 Royce Opportunity Fund C000026013 Investment Class RYPNX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009507 Royce Pennsylvania Mutual Fund C000025997 Investment Class PENNX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009507 Royce Pennsylvania Mutual Fund C000098386 Institutional Class RPMIX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009507 Royce Pennsylvania Mutual Fund C000063199 K Class RPMKX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009507 Royce Pennsylvania Mutual Fund C000038076 R Class RPMRX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009507 Royce Pennsylvania Mutual Fund C000025998 Consultant Class RYPCX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009507 Royce Pennsylvania Mutual Fund C000025999 Service Class RYPFX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009505 Royce Premier Fund C000025992 Service Class RPFFX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009505 Royce Premier Fund C000025991 Institutional Class RPFIX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009505 Royce Premier Fund C000025993 Consultant Class RPRCX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009505 Royce Premier Fund C000063198 K Class RPRKX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009505 Royce Premier Fund C000038075 R Class RPRRX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009505 Royce Premier Fund C000025989 W Class RPRWX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009505 Royce Premier Fund C000025990 Investment Class RYPRX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009519 Royce Small-Cap Leaders Fund C000038084 Investment Class ROHHX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009519 Royce Small-Cap Leaders Fund C000063208 K Class ROHKX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009519 Royce Small-Cap Leaders Fund C000063207 R Class ROHRX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009519 Royce Small-Cap Leaders Fund C000026032 Service Class RYOHX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009516 Royce Small-Cap Value Fund C000026024 Consultant Class RVFCX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009516 Royce Small-Cap Value Fund C000026023 Institutional Class RVFIX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009516 Royce Small-Cap Value Fund C000063205 K Class RVFKX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009516 Royce Small-Cap Value Fund C000038082 Investment Class RVVHX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009516 Royce Small-Cap 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811-03599 0000709364 ROYCE FUND 30 S000009517 Royce Smaller-Companies Growth Fund C000026028 Service Class RYVPX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009513 Royce Special Equity Fund C000026019 Service Class RSEFX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009513 Royce Special Equity Fund C000026018 Institutional Class RSEIX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009513 Royce Special Equity Fund C000026017 Consultant Class RSQCX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009513 Royce Special Equity Fund C000026016 Investment Class RYSEX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000030674 Royce Special Equity Multi-Cap Fund C000111315 Institutional Class RMUIX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000030674 Royce Special Equity Multi-Cap Fund C000095058 Service Class RSEMX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000030674 Royce Special Equity Multi-Cap Fund C000111314 Investment Class RSMCX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000030674 Royce Special Equity Multi-Cap Fund C000136201 Consultant Class RSMLX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009510 Royce Total Return Fund C000026009 Institutional Class RTRIX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009510 Royce Total Return Fund C000063202 K Class RTRKX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009510 Royce Total Return Fund C000038078 R Class RTRRX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009510 Royce Total Return Fund C000026005 W Class RTRWX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009510 Royce Total Return Fund C000026007 Consultant Class RYTCX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009510 Royce Total Return Fund C000026008 Service Class RYTFX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-03599 0000709364 ROYCE FUND 30 S000009510 Royce Total Return Fund C000026006 Investment Class RYTRX 745 FIFTH AVENUE NEW YORK 10151 NY [NULL] 811-05159 0000814232 RS INVESTMENT TRUST 30 S000032443 RS China Fund C000100107 Class C RCHCX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000032443 RS China Fund C000100108 Class K RCHKX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000032443 RS China Fund C000100109 Class Y RCHYX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000032443 RS China Fund C000100106 Class A RSCHX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 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Class Y RSMYX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000037847 RS Equity Income Fund C000116772 Class A [NULL] ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000037847 RS Equity Income Fund C000116773 Class C [NULL] ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000037847 RS Equity Income Fund C000116774 Class K [NULL] ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000037847 RS Equity Income Fund C000116775 Class Y [NULL] ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000027152 RS Floating Rate Fund C000081933 Class C RSFCX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000027152 RS Floating Rate Fund C000081934 Class K RSFKX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS 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Focused Growth Opportunity Fund C000152303 Class Y RGOYX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000048182 RS Focused Growth Opportunity Fund C000152301 Class A RSFGX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000048181 RS Focused Opportunity Fund C000152298 Class A RSFOX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000048181 RS Focused Opportunity Fund C000152299 Class C RSOCX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000048181 RS Focused Opportunity Fund C000152300 Class Y RSOYX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000032442 RS Global Fund C000100103 Class C RGGCX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000032442 RS Global Fund C000100104 Class K RGGKX ONE BUSH STREET SAN 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TRUST 30 S000007378 RS Growth Fund C000041721 Class Y RGRYX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007378 RS Growth Fund C000041722 Class C RGWCX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007378 RS Growth Fund C000036603 Class K RSGKX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007378 RS Growth Fund C000020254 Class A RSGRX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000027151 RS High Income Municipal Bond Fund C000081931 Class Y RHMYX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000027151 RS High Income Municipal Bond Fund C000081930 Class C RSHCX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000027151 RS High Income Municipal Bond Fund C000081929 Class A RSHMX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000013482 RS High Yield Fund C000036434 Class A GUHYX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000013482 RS High Yield Fund C000036436 Class C RHYCX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000013482 RS High Yield Fund C000036437 Class K RHYKX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000013482 RS High Yield Fund C000078447 Class Y RSYYX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000013483 RS International Fund C000036438 Class A GUBGX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000013483 RS International Fund C000036440 Class C RIGCX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000013483 RS International 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SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007382 RS Mid Cap Growth Fund C000036611 Class K RSMKX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007382 RS Mid Cap Growth Fund C000020258 Class A RSMOX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007383 RS Partners Fund C000020259 Class A RSPFX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007383 RS Partners Fund C000036613 Class K RSPKX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007383 RS Partners Fund C000041730 Class Y RSPYX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007373 RS Select Growth Fund C000020249 Class A RSDGX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007373 RS Select Growth Fund C000036593 Class K 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RSICX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000027153 RS Strategic Income Fund C000081937 Class Y RSRYX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000013478 RS Tax-Exempt Fund C000036418 Class A GUTEX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000013478 RS Tax-Exempt Fund C000036419 Class C RETCX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000013478 RS Tax-Exempt Fund C000078446 Class Y RSTYX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007379 RS Technology Fund C000036605 Class K RIFKX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007379 RS Technology Fund C000041724 Class Y RIFYX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007379 RS Technology Fund C000041723 Class C RINCX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007379 RS Technology Fund C000020255 Class A RSIFX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007375 RS Value Fund C000020251 Class A RSVAX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007375 RS Value Fund C000036597 Class K RSVKX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007375 RS Value Fund C000041716 Class Y RSVYX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-05159 0000814232 RS INVESTMENT TRUST 30 S000007375 RS Value Fund C000041715 Class C RVACX ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-21922 0001363565 RS VARIABLE PRODUCTS TRUST 30 S000013443 RS Emerging Markets VIP Series C000036280 Class I [NULL] ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-21922 0001363565 RS VARIABLE PRODUCTS TRUST 30 S000013444 RS High Yield VIP Series C000036281 Class I [NULL] ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-21922 0001363565 RS VARIABLE PRODUCTS TRUST 30 S000013445 RS International VIP Series C000036282 Class I [NULL] ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-21922 0001363565 RS VARIABLE PRODUCTS TRUST 30 S000013446 RS Investment Quality Bond VIP Series C000036283 Class I [NULL] ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-21922 0001363565 RS VARIABLE PRODUCTS TRUST 30 S000013442 RS Large Cap Alpha VIP Series C000036279 Class I [NULL] ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-21922 0001363565 RS VARIABLE PRODUCTS TRUST 30 S000013448 RS Low Duration Bond VIP Series C000036285 Class I [NULL] ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-21922 0001363565 RS VARIABLE PRODUCTS TRUST 30 S000013441 RS Money Market VIP Series C000036278 Class I [NULL] ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-21922 0001363565 RS VARIABLE PRODUCTS TRUST 30 S000013439 RS S&P 500 Index VIP Series C000036276 Class I [NULL] ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-21922 0001363565 RS VARIABLE PRODUCTS TRUST 30 S000013440 RS Small Cap Growth Equity VIP Series C000036277 Class I [NULL] ONE BUSH STREET SAN FRANCISCO 94104 CA SUITE 900 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001582 2020 Strategy Fund C000004281 Class A RLLAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001582 2020 Strategy Fund C000004283 Class E RLLEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001582 2020 Strategy Fund C000027586 Class R1 RLLRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001582 2020 Strategy Fund C000004284 Class S RLLSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001582 2020 Strategy Fund C000137240 Class R4 RLLUX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001582 2020 Strategy Fund C000137241 Class R5 RLLVX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021364 2025 Strategy Fund C000061007 R1 RPLRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021364 2025 Strategy Fund C000137248 R4 RPLUX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021364 2025 Strategy Fund C000137249 R5 RPLVX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001583 2030 Strategy Fund C000004285 Class A RRLAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001583 2030 Strategy Fund C000004287 Class E RRLEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001583 2030 Strategy Fund C000027588 Class R1 RRLRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001583 2030 Strategy Fund C000004288 Class S RRLSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001583 2030 Strategy Fund C000137242 Class R4 RRLUX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001583 2030 Strategy Fund C000137243 Class R5 RRLVX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021365 2035 Strategy Fund C000061010 R1 RVLRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021365 2035 Strategy Fund C000137251 R4 RVLUX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021365 2035 Strategy Fund C000137250 R5 RVLVX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001584 2040 Strategy Fund C000004289 Class A RXLAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001584 2040 Strategy Fund C000004291 Class E RXLEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001584 2040 Strategy Fund C000027590 Class R1 RXLRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001584 2040 Strategy Fund C000004292 Class S RXLSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001584 2040 Strategy Fund C000137244 Class R4 RXLUX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001584 2040 Strategy Fund C000137245 Class R5 RXLVX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021366 2045 Strategy Fund C000061013 R1 RWLRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021366 2045 Strategy Fund C000137252 R4 RWLUX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021366 2045 Strategy Fund C000137253 R5 RWLVX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021367 2050 Strategy Fund C000061016 R1 RYLRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021367 2050 Strategy Fund C000137254 R4 RYLUX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021367 2050 Strategy Fund C000137255 R5 RYLWX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000030345 2055 Strategy Fund C000093339 R1 RQLRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000030345 2055 Strategy Fund C000137258 R4 RQLUX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000030345 2055 Strategy Fund C000137259 R5 RQLVX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001576 Balanced Strategy Fund C000004255 Class A RBLAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001576 Balanced Strategy Fund C000004256 Class C RBLCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001576 Balanced Strategy Fund C000004257 Class E RBLEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001576 Balanced Strategy Fund C000027576 Class R1 RBLRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001576 Balanced Strategy Fund C000004258 Class S RBLSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001576 Balanced Strategy Fund C000137232 Class R4 RBLUX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001576 Balanced Strategy Fund C000137233 Class R5 RBLVX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001578 Conservative Strategy Fund C000004265 Class A RCLAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001578 Conservative Strategy Fund C000004266 Class C RCLCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001578 Conservative Strategy Fund C000004267 Class E RCLEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001578 Conservative Strategy Fund C000027580 Class R1 RCLRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001578 Conservative Strategy Fund C000004268 Class S RCLSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001578 Conservative Strategy Fund C000137236 Class R4 RCLUX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001578 Conservative Strategy Fund C000137237 Class R5 RCLVX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001580 Equity Growth Strategy Fund C000004273 Class A REAAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001580 Equity Growth Strategy Fund C000004274 Class C RELCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001580 Equity Growth Strategy Fund C000004275 Class E RELEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001580 Equity Growth Strategy Fund C000027582 Class R1 RELRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001580 Equity Growth Strategy Fund C000004276 Class S RELSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001580 Equity Growth Strategy Fund C000137238 Class R4 RELUX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001580 Equity Growth Strategy Fund C000137239 Class R5 RELVX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001575 Growth Strategy Fund C000004250 Class A RALAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001575 Growth Strategy Fund C000004251 Class C RALCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001575 Growth Strategy Fund C000004252 Class E RALEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001575 Growth Strategy Fund C000027574 Class R1 RALRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001575 Growth Strategy Fund C000004253 Class S RALSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001575 Growth Strategy Fund C000137230 Class R4 RALUX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001575 Growth Strategy Fund C000137231 Class R5 RALVX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021368 In Retirement Fund C000089693 Class A RZLAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021368 In Retirement Fund C000061019 R1 RZLRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021368 In Retirement Fund C000137256 R4 RZLUX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000021368 In Retirement Fund C000137257 R5 RZLVX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001577 Moderate Strategy Fund C000004260 Class A RMLAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001577 Moderate Strategy Fund C000004261 Class C RMLCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001577 Moderate Strategy Fund C000004262 Class E RMLEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001577 Moderate Strategy Fund C000027578 Class R1 RMLRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001577 Moderate Strategy Fund C000004263 Class S RMLSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001577 Moderate Strategy Fund C000137234 Class R4 RMLUX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001577 Moderate Strategy Fund C000137235 Class R5 RMLVX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000055522 Multi-Asset Growth Strategy Fund C000174738 Class A [NULL] 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000055522 Multi-Asset Growth Strategy Fund C000174739 Class C [NULL] 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000055522 Multi-Asset Growth Strategy Fund C000174740 Class E [NULL] 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000055522 Multi-Asset Growth Strategy Fund C000174741 Class R6 [NULL] 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000055522 Multi-Asset Growth Strategy Fund C000174742 Class S [NULL] 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000055522 Multi-Asset Growth Strategy Fund C000174743 Class Y [NULL] 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000028091 Russell Commodity Strategies Fund C000085557 Class S RCCSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000028091 Russell Commodity Strategies Fund C000085554 Class A RCSAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000028091 Russell Commodity Strategies Fund C000085555 Class C RCSCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000028091 Russell Commodity Strategies Fund C000085556 Class E RCSEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000028091 Russell Commodity Strategies Fund C000166206 Class R6 RCSRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000028091 Russell Commodity Strategies Fund C000085558 Class Y RCSYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001569 Russell Emerging Markets Fund C000166195 Class R6 REGRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001569 Russell Emerging Markets Fund C000043464 Class A REMAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001569 Russell Emerging Markets Fund C000004231 Class C REMCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001569 Russell Emerging Markets Fund C000004232 Class E REMEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001569 Russell Emerging Markets Fund C000004230 Class S REMSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001569 Russell Emerging Markets Fund C000066900 Class Y REMYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000015554 Russell Global Equity Fund C000042371 Class A RGEAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000015554 Russell Global Equity Fund C000042372 Class C RGECX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000015554 Russell Global Equity Fund C000042373 Class E RGEEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000015554 Russell Global Equity Fund C000042374 Class S RGESX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000015554 Russell Global Equity Fund C000166205 Class R6 RGLRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000015554 Russell Global Equity Fund C000066919 Class Y RLGYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029198 Russell Global Infrastructure Fund C000089835 Class C RGCIX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029198 Russell Global Infrastructure Fund C000089834 Class A RGIAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029198 Russell Global Infrastructure Fund C000089836 Class E RGIEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029198 Russell Global Infrastructure Fund C000166207 Class R6 RGIRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029198 Russell Global Infrastructure Fund C000089837 Class S RGISX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029198 Russell Global Infrastructure Fund C000089838 Class Y RGIYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029199 Russell Global Opportunistic Credit Fund C000089842 Class E RCCEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029199 Russell Global Opportunistic Credit Fund C000089840 Class A RGCAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029199 Russell Global Opportunistic Credit Fund C000089841 Class C RGCCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029199 Russell Global Opportunistic Credit Fund C000166208 Class R6 RGCRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029199 Russell Global Opportunistic Credit Fund C000089843 Class S RGCSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000029199 Russell Global Opportunistic Credit Fund C000089839 Class Y RGCYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001579 Russell Global Real Estate Securities Fund C000043465 Class A RREAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001579 Russell Global Real Estate Securities Fund C000004271 Class E RREEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001579 Russell Global Real Estate Securities Fund C000004269 Class S RRESX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001579 Russell Global Real Estate Securities Fund C000066901 Class Y RREYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001579 Russell Global Real Estate Securities Fund C000004270 Class C RRSCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001579 Russell Global Real Estate Securities Fund C000166197 Class R6 RRSRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001588 Russell International Developed Markets Fund C000166201 Class R6 RIDRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001588 Russell International Developed Markets Fund C000004303 Class E RIFEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001588 Russell International Developed Markets Fund C000004302 Class I RINSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001588 Russell International Developed Markets Fund C000066909 Class S RINTX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001588 Russell International Developed Markets Fund C000004304 Class Y RINYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001588 Russell International Developed Markets Fund C000066910 Class A RLNAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001588 Russell International Developed Markets Fund C000066908 Class C RLNCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001587 Russell Investment Grade Bond Fund C000089691 Class A RFAAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001587 Russell Investment Grade Bond Fund C000053055 Class C RFACX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001587 Russell Investment Grade Bond Fund C000004300 Class E RFAEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001587 Russell Investment Grade Bond Fund C000004299 Class I RFASX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001587 Russell Investment Grade Bond Fund C000053056 Class S RFATX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001587 Russell Investment Grade Bond Fund C000004301 Class Y RFAYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001587 Russell Investment Grade Bond Fund C000166200 Class R6 RIGRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037187 Russell Multi-Strategy Alternative Fund C000114539 Class A RMSAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037187 Russell Multi-Strategy Alternative Fund C000114540 Class C RMSCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037187 Russell Multi-Strategy Alternative Fund C000114541 Class E RMSEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037187 Russell Multi-Strategy Alternative Fund C000166211 Class R6 RMSRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037187 Russell Multi-Strategy Alternative Fund C000114542 Class S RMSSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037187 Russell Multi-Strategy Alternative Fund C000114543 Class Y RMSYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000048356 Russell Multi-Strategy Income Fund C000166216 Class R6 RMIRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000048356 Russell Multi-Strategy Income Fund C000152724 Class A RMYAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000048356 Russell Multi-Strategy Income Fund C000152725 Class C RMYCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000048356 Russell Multi-Strategy Income Fund C000152726 Class E RMYEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000048356 Russell Multi-Strategy Income Fund C000152727 Class S RMYSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000048356 Russell Multi-Strategy Income Fund C000152728 Class Y RMYYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001601 Russell Short Duration Bond Fund C000166204 Class R6 RDBRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001601 Russell Short Duration Bond Fund C000004336 Class S RFBSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001601 Russell Short Duration Bond Fund C000004337 Class C RSBCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001601 Russell Short Duration Bond Fund C000004338 Class E RSBEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001601 Russell Short Duration Bond Fund C000043470 Class A RSBTX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001601 Russell Short Duration Bond Fund C000066918 Class Y RSBYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001589 Russell Strategic Bond Fund C000066912 Class C RFCCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001589 Russell Strategic Bond Fund C000004306 Class E RFCEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001589 Russell Strategic Bond Fund C000004305 Class I RFCSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001589 Russell Strategic Bond Fund C000066913 Class S RFCTX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001589 Russell Strategic Bond Fund C000004307 Class Y RFCYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001589 Russell Strategic Bond Fund C000066911 Class A RFDAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001589 Russell Strategic Bond Fund C000166202 Class R6 RSBRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037801 Russell Strategic Call Overwriting Fund C000116595 Class A ROWAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037801 Russell Strategic Call Overwriting Fund C000116596 Class C ROWCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037801 Russell Strategic Call Overwriting Fund C000116597 Class E ROWEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037801 Russell Strategic Call Overwriting Fund C000166213 Class R6 ROWRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037801 Russell Strategic Call Overwriting Fund C000116598 Class S ROWSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001599 Russell Tax Exempt Bond Fund C000004330 Class S RLVSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001599 Russell Tax Exempt Bond Fund C000004332 Class E RTBEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001599 Russell Tax Exempt Bond Fund C000089692 Class A RTEAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001599 Russell Tax Exempt Bond Fund C000004331 Class C RTECX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000049244 Russell Tax Exempt High Yield Bond Fund C000155368 Class A RTHAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000049244 Russell Tax Exempt High Yield Bond Fund C000155369 Class C RTHCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000049244 Russell Tax Exempt High Yield Bond Fund C000155370 Class E RTHEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000049244 Russell Tax Exempt High Yield Bond Fund C000155371 Class S RTHSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000048355 Russell Tax-Managed International Equity Fund C000152720 Class A RTNAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000048355 Russell Tax-Managed International Equity Fund C000152721 Class C RTNCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000048355 Russell Tax-Managed International Equity Fund C000152722 Class E RTNEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000048355 Russell Tax-Managed International Equity Fund C000152723 Class S RTNSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001570 Russell Tax-Managed U.S. Large Cap Fund C000004233 Class S RETSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001570 Russell Tax-Managed U.S. Large Cap Fund C000089689 Class A RTLAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001570 Russell Tax-Managed U.S. Large Cap Fund C000004234 Class C RTLCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001570 Russell Tax-Managed U.S. Large Cap Fund C000004235 Class E RTLEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001571 Russell Tax-Managed U.S. Mid & Small Cap Fund C000089690 Class A RTSAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001571 Russell Tax-Managed U.S. Mid & Small Cap Fund C000004237 Class C RTSCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001571 Russell Tax-Managed U.S. Mid & Small Cap Fund C000004238 Class E RTSEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001571 Russell Tax-Managed U.S. Mid & Small Cap Fund C000004236 Class S RTSSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001585 Russell U.S. Core Equity Fund C000004294 Class E REAEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001585 Russell U.S. Core Equity Fund C000004293 Class I REASX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001585 Russell U.S. Core Equity Fund C000004295 Class Y REAYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001585 Russell U.S. Core Equity Fund C000066903 Class C REQSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001585 Russell U.S. Core Equity Fund C000066904 Class S RLISX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001585 Russell U.S. Core Equity Fund C000066902 Class A RSQAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001585 Russell U.S. Core Equity Fund C000166198 Class R6 RUCRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001591 Russell U.S. Defensive Equity Fund C000004311 Class I REDSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001591 Russell U.S. Defensive Equity Fund C000066914 Class A REQAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001591 Russell U.S. Defensive Equity Fund C000066915 Class C REQCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001591 Russell U.S. Defensive Equity Fund C000004312 Class E REQEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001591 Russell U.S. Defensive Equity Fund C000066916 Class S REQTX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001591 Russell U.S. Defensive Equity Fund C000004313 Class Y REUYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001591 Russell U.S. Defensive Equity Fund C000166203 Class R6 RUDRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001573 Russell U.S. Dynamic Equity Fund C000166196 Class R6 RDYRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001573 Russell U.S. Dynamic Equity Fund C000117394 Class A RSGAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001573 Russell U.S. Dynamic Equity Fund C000004244 Class C RSGCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001573 Russell U.S. Dynamic Equity Fund C000004245 Class E RSGEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001573 Russell U.S. Dynamic Equity Fund C000004246 Class I RSGIX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001573 Russell U.S. Dynamic Equity Fund C000004243 Class S RSGSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001573 Russell U.S. Dynamic Equity Fund C000117395 Class Y RSGTX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000035752 Russell U.S. Large Cap Equity Fund C000109588 Class C RLCCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000035752 Russell U.S. Large Cap Equity Fund C000109589 Class S RLCSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000035752 Russell U.S. Large Cap Equity Fund C000109587 Class A RLCZX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000035752 Russell U.S. Large Cap Equity Fund C000166209 Class R6 RULRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000035753 Russell U.S. Mid Cap Equity Fund C000109590 Class A RMCAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000035753 Russell U.S. Mid Cap Equity Fund C000109591 Class C RMCCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000035753 Russell U.S. Mid Cap Equity Fund C000109592 Class S RMCSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000035753 Russell U.S. Mid Cap Equity Fund C000166210 Class R6 RUMRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001586 Russell U.S. Small Cap Equity Fund C000004297 Class E REBEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001586 Russell U.S. Small Cap Equity Fund C000004296 Class I REBSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001586 Russell U.S. Small Cap Equity Fund C000004298 Class Y REBYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001586 Russell U.S. Small Cap Equity Fund C000066905 Class A RLACX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001586 Russell U.S. Small Cap Equity Fund C000066906 Class C RLECX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001586 Russell U.S. Small Cap Equity Fund C000066907 Class S RLESX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000001586 Russell U.S. Small Cap Equity Fund C000166199 Class R6 RSCRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037466 Russell U.S. Strategic Equity Fund C000166212 Class R6 RESRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037466 Russell U.S. Strategic Equity Fund C000115674 Class A RSEAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037466 Russell U.S. Strategic Equity Fund C000115675 Class C RSECX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037466 Russell U.S. Strategic Equity Fund C000115676 Class E RSEEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000037466 Russell U.S. Strategic Equity Fund C000115677 Class S RSESX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000045903 Select International Equity Fund C000143049 Class A RTIAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000045903 Select International Equity Fund C000143050 Class C RTICX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000045903 Select International Equity Fund C000143051 Class E RTIEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000045903 Select International Equity Fund C000166215 Class R6 RTIRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000045903 Select International Equity Fund C000143052 Class S RTISX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000045903 Select International Equity Fund C000148918 Class T RTITX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000045903 Select International Equity Fund C000143048 Class Y RTIYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000045902 Select U.S. Equity Fund C000143043 Class A RTDAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000045902 Select U.S. Equity Fund C000143044 Class C RTDCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000045902 Select U.S. Equity Fund C000143045 Class E RTDEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000045902 Select U.S. Equity Fund C000166214 Class R6 RTDRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000045902 Select U.S. Equity Fund C000143046 Class S RTDSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000045902 Select U.S. Equity Fund C000148917 Class T RTDTX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000045902 Select U.S. Equity Fund C000143047 Class Y RTDYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000054778 Unconstrained Total Return Fund C000172173 Class A RUTAX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000054778 Unconstrained Total Return Fund C000172174 Class C RUTCX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000054778 Unconstrained Total Return Fund C000172175 Class E RUTEX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000054778 Unconstrained Total Return Fund C000172176 Class R6 RUTRX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000054778 Unconstrained Total Return Fund C000172177 Class S RUTSX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-03153 0000351601 RUSSELL INVESTMENT CO 30 S000054778 Unconstrained Total Return Fund C000172178 Class Y RUTYX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-05371 0000824036 RUSSELL INVESTMENT FUNDS 30 S000006864 Aggressive Equity Fund C000018546 Aggressive Equity Fund RIFBX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-05371 0000824036 RUSSELL INVESTMENT FUNDS 30 S000017038 Balanced Strategy Fund C000047305 Balanced Strategy Fund RIFHX 1301 SECOND AVENUE SEATTLE 98101 WA 18TH FLOOR 811-05371 0000824036 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GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010892 International Equity Portfolio C000030183 International Equity Portfolio Class A SIEYX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010887 Investment Quality Bond Portfolio C000030164 Investment Quality Bond Portfolio Class I SIBPX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010887 Investment Quality Bond Portfolio C000030163 Investment Quality Bond Portfolio Class A SQBAX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010887 Investment Quality Bond Portfolio C000030166 Investment Quality Bond Portfolio Class C SQBCX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000055316 James Alpha Equity Hedge Portfolio C000174096 James Alpha Equity Hedge Portfolio Class A Shares [NULL] 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000055316 James Alpha Equity Hedge Portfolio C000174097 James Alpha Equity Hedge Portfolio Class C Shares [NULL] 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000055316 James Alpha Equity Hedge Portfolio C000174098 James Alpha Equity Hedge Portfolio Class I Shares [NULL] 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000055317 James Alpha Event Driven Portfolio C000174099 James Alpha Event Driven Portfolio Class A Shares [NULL] 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000055317 James Alpha Event Driven Portfolio C000174100 James Alpha Event Driven Portfolio Class C Shares [NULL] 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000055317 James Alpha Event Driven Portfolio C000174101 James Alpha Event Driven Portfolio Class I Shares [NULL] 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000049849 James Alpha Family Office Portfolio C000157434 James Alpha Family Office Portfolio Class A JFOAX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000049849 James Alpha Family Office Portfolio C000157435 James Alpha Family Office Portfolio Class C JFOCX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000049849 James Alpha Family Office Portfolio C000157433 James Alpha Family Office Portfolio Class I JFOIX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000033377 James Alpha Global Real Estate Investments Portfolio C000109475 James Alpha Global Real Estate Investments Portfolio Class C Shares JACRX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000033377 James Alpha Global Real Estate Investments Portfolio C000102469 James Alpha Global Real Estate Investments Portfolio Class A Shares JAREX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000033377 James Alpha Global Real Estate Investments Portfolio C000102468 James Alpha Global Real Estate Investments Portfolio Class I Shares JARIX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000053933 James Alpha Hedged High Income Portfolio C000169727 Class A Shares INCAX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000053933 James Alpha Hedged High Income Portfolio C000169728 Class C Shares INCCX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000053933 James Alpha Hedged High Income Portfolio C000169729 Class I Shares INCIX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000030697 James Alpha Macro Portfolio C000095118 James Alpha Macro Portfolio Class A Shares GRRAX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000030697 James Alpha Macro Portfolio C000109474 James Alpha Macro Portfolio Class C Shares GRRCX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000030697 James Alpha Macro Portfolio C000095117 James Alpha Macro Portfolio Class I Shares GRRIX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000049847 James Alpha Managed Risk Domestic Equity Portfolio C000157428 James Alpha Managed Risk Domestic Equity Portfolio Class A JDAEX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000049847 James Alpha Managed Risk Domestic Equity Portfolio C000157429 James Alpha Managed Risk Domestic Equity Portfolio Class C JDCEX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000049847 James Alpha Managed Risk Domestic Equity Portfolio C000157427 James Alpha Managed Risk Domestic Equity Portfolio Class I JDIEX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000049848 James Alpha Managed Risk Emerging Markets Equity Portfolio C000157431 James Alpha Managed Risk Emerging Markets Equity Portfolio Class A JEAMX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000049848 James Alpha Managed Risk Emerging Markets Equity Portfolio C000157432 James Alpha Managed Risk Emerging Markets Equity Portfolio Class C JECMX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000049848 James Alpha Managed Risk Emerging Markets Equity Portfolio C000157430 James Alpha Managed Risk Emerging Markets Equity Portfolio Class I JEIMX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000046239 James Alpha Multi Strategy Alternative Income Portfolio C000144546 James Alpha Multi Strategy Alternative Income Portfolio Class A Shares JAAMX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000046239 James Alpha Multi Strategy Alternative Income Portfolio C000144547 James Alpha Multi Strategy Alternative Income Portfolio Class C Shares JACMX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000046239 James Alpha Multi Strategy Alternative Income Portfolio C000144545 James Alpha Multi Strategy Alternative Income Portfolio Class I Shares JAIMX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000055318 James Alpha Relative Value Portfolio C000174102 James Alpha Relative Value Portfolio Class A Shares [NULL] 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000055318 James Alpha Relative Value Portfolio C000174103 James Alpha Relative Value Portfolio Class C Shares [NULL] 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000055318 James Alpha Relative Value Portfolio C000174104 James Alpha Relative Value Portfolio Class I Shares [NULL] 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000055319 James Alpha Total Hedge Portfolio C000174105 James Alpha Total Hedge Portfolio Class A Shares [NULL] 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000055319 James Alpha Total Hedge Portfolio C000174106 James Alpha Total Hedge Portfolio Class C Shares [NULL] 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000055319 James Alpha Total Hedge Portfolio C000174107 James Alpha Total Hedge Portfolio Class I Shares [NULL] 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000048545 James Alpha Yorkville MLP Portfolio C000153070 James Alpha Yorkville MLP Portfolio Class A Shares JAMLX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000048545 James Alpha Yorkville MLP Portfolio C000153069 James Alpha Yorkville MLP Portfolio Class I Shares JMLPX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000048545 James Alpha Yorkville MLP Portfolio C000153071 James Alpha Yorkville MLP Portfolio Class C Shares MLPCX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010890 Large Cap Growth Portfolio C000030176 Large Cap Growth Portfolio Class I SLCGX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010890 Large Cap Growth Portfolio C000030178 Large Cap Growth Portfolio Class C SLGCX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010890 Large Cap Growth Portfolio C000030175 Large Cap Growth Portfolio Class A SLGYX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010889 Large Cap Value Portfolio C000030172 Large Cap Value Portfolio Class I SLCVX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010889 Large Cap Value Portfolio C000030174 Large Cap Value Portfolio Class C SLVCX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010889 Large Cap Value Portfolio C000030171 Large Cap Value Portfolio Class A SLVYX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010885 Mid Capitalization Portfolio C000030155 Mid Capitalization Portfolio - Class I SMIPX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010885 Mid Capitalization Portfolio C000030158 Mid Capitalization Portfolio - Class A SPMAX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010885 Mid Capitalization Portfolio C000030157 Mid Capitalization Portfolio - Class C SPMCX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010888 Municipal Bond Portfolio C000030167 Municipal Bond Portfolio Class A SMBAX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010888 Municipal Bond Portfolio C000030170 Municipal Bond Portfolio Class C SMBCX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010888 Municipal Bond Portfolio C000030168 Municipal Bond Portfolio Class I SMBPX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010891 Small Capitalization Portfolio C000030182 Small Capitalization Portfolio Class C SSCCX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010891 Small Capitalization Portfolio C000030180 Small Capitalization Portfolio Class I SSCPX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010891 Small Capitalization Portfolio C000030179 Small Capitalization Portfolio Class A SSCYX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010886 Technology & Communications Portfolio C000030162 Technology & Communications Portfolio Class A STPAX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010886 Technology & Communications Portfolio C000030161 Technology & Communications Portfolio Class C STPCX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010886 Technology & Communications Portfolio C000030159 Technology & Communications Portfolio Class I STPIX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010883 U.S. Government Money Market Portfolio C000030147 U.S. Government Money Market Portfolio Class A SGAXX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010883 U.S. Government Money Market Portfolio C000030148 U.S. Government Money Market Portfolio Class I SGMXX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-08542 0000924628 SARATOGA ADVANTAGE TRUST 30 S000010883 U.S. Government Money Market Portfolio C000030150 U.S. Government Money Market Portfolio Class C SZCXX 1616 N LITCHFIELD RD. GOODYEAR 85395 AZ SUITE 165 811-10103 0001123235 SATUIT CAPITAL MANAGEMENT TRUST 30 S000008422 Satuit Capital U.S. Emerging Companies Fund C000023115 Class C Shares SACMX 238 PUBLIC SQUARE FRANKLIN 37064 TN SUITE 200 811-10103 0001123235 SATUIT CAPITAL MANAGEMENT TRUST 30 S000008422 Satuit Capital U.S. Emerging Companies Fund C000133022 Class I Shares SAIMX 238 PUBLIC SQUARE FRANKLIN 37064 TN SUITE 200 811-10103 0001123235 SATUIT CAPITAL MANAGEMENT TRUST 30 S000008422 Satuit Capital U.S. Emerging Companies Fund C000023114 Class A Shares SATMX 238 PUBLIC SQUARE FRANKLIN 37064 TN SUITE 200 811-10103 0001123235 SATUIT CAPITAL MANAGEMENT TRUST 30 S000035931 SATUIT CAPITAL U.S. SMALL CAP FUND C000157882 Class C Shares [NULL] 238 PUBLIC SQUARE FRANKLIN 37064 TN SUITE 200 811-10103 0001123235 SATUIT CAPITAL MANAGEMENT TRUST 30 S000035931 SATUIT CAPITAL U.S. SMALL CAP FUND C000133023 Class I Shares SAILX 238 PUBLIC SQUARE FRANKLIN 37064 TN SUITE 200 811-10103 0001123235 SATUIT CAPITAL 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AVENUE OF THE STARS, 27TH FLOOR LOS ANGELES 90067-6022 CA [NULL] 811-07725 0001003239 SEASONS SERIES TRUST 30 S000008047 SA Columbia Focused Value Portfolio C000109743 CLASS 1 [NULL] 1999 AVENUE OF THE STARS, 27TH FLOOR LOS ANGELES 90067-6022 CA [NULL] 811-07725 0001003239 SEASONS SERIES TRUST 30 S000008047 SA Columbia Focused Value Portfolio C000021840 Class 2 [NULL] 1999 AVENUE OF THE STARS, 27TH FLOOR LOS ANGELES 90067-6022 CA [NULL] 811-07725 0001003239 SEASONS SERIES TRUST 30 S000008047 SA Columbia Focused Value Portfolio C000021841 Class 3 [NULL] 1999 AVENUE OF THE STARS, 27TH FLOOR LOS ANGELES 90067-6022 CA [NULL] 811-07725 0001003239 SEASONS SERIES TRUST 30 S000008038 Small Cap Portfolio C000021817 Class 1 [NULL] 1999 AVENUE OF THE STARS, 27TH FLOOR LOS ANGELES 90067-6022 CA [NULL] 811-07725 0001003239 SEASONS SERIES TRUST 30 S000008038 Small Cap Portfolio C000021818 Class 2 [NULL] 1999 AVENUE OF THE STARS, 27TH FLOOR LOS ANGELES 90067-6022 CA [NULL] 811-07725 0001003239 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[NULL] 8055 EAST TUFTS AVENUE, SUITE 650 DENVER 80203 CO C/O SECURITY LIFE CENTER 811-08292 0000917677 SECURITY LIFE SEPARATE ACCOUNT L1 33 S000000025 SECURITY LIFE SEPARATE ACCOUNT L1 C000070763 Voya SVUL-CV [NULL] 8055 EAST TUFTS AVENUE, SUITE 650 DENVER 80203 CO C/O SECURITY LIFE CENTER 811-08292 0000917677 SECURITY LIFE SEPARATE ACCOUNT L1 33 S000000025 SECURITY LIFE SEPARATE ACCOUNT L1 C000058266 Voya VUL-CV [NULL] 8055 EAST TUFTS AVENUE, SUITE 650 DENVER 80203 CO C/O SECURITY LIFE CENTER 811-08292 0000917677 SECURITY LIFE SEPARATE ACCOUNT L1 33 S000000025 SECURITY LIFE SEPARATE ACCOUNT L1 C000092411 Voya VUL-DB [NULL] 8055 EAST TUFTS AVENUE, SUITE 650 DENVER 80203 CO C/O SECURITY LIFE CENTER 811-08292 0000917677 SECURITY LIFE SEPARATE ACCOUNT L1 33 S000000025 SECURITY LIFE SEPARATE ACCOUNT L1 C000064577 Voya VUL-ECV [NULL] 8055 EAST TUFTS AVENUE, SUITE 650 DENVER 80203 CO C/O SECURITY LIFE CENTER 811-08976 0000938474 SECURITY LIFE SEPARATE ACCOUNT S-A1 32 S000001483 SECURITY LIFE SEPARATE ACCOUNT S-A1 C000003992 The Future Dimensions Variable Annuity [NULL] 8055 EAST TUFTS AVENUE, SUITE 650 DENVER 80237 CO [NULL] 811-09106 0001001980 SECURITY LIFE SEPARATE ACCOUNT S-L1 33 S000000027 SECURITY LIFE SEPARATE ACCOUNT S-L1 C000000045 Future Dimensions [NULL] 8055 EAST TUFTS AVENUE, SUITE 650 DENVER 80237 CO [NULL] 811-09106 0001001980 SECURITY LIFE SEPARATE ACCOUNT S-L1 33 S000000027 SECURITY LIFE SEPARATE ACCOUNT S-L1 C000003993 Market Dimensions VUL [NULL] 8055 EAST TUFTS AVENUE, SUITE 650 DENVER 80237 CO [NULL] 811-09106 0001001980 SECURITY LIFE SEPARATE ACCOUNT S-L1 33 S000000027 SECURITY LIFE SEPARATE ACCOUNT S-L1 C000003994 Survivor Dimensions VUL [NULL] 8055 EAST TUFTS AVENUE, SUITE 650 DENVER 80237 CO [NULL] 811-08276 0000916881 SECURITY VARILIFE SEPARATE ACCOUNT SECURITY VARILIFE 33 S000010307 SECURITY VARILIFE SEPARATE ACCOUNT SECURITY VARILIFE C000028508 Security Elite Benefit [NULL] SECURITY BENEFIT LIFE INSURANCE CO TOPEKA 66636-0001 KS ONE SECURITY BENEFIT PLACE 811-08276 0000916881 SECURITY VARILIFE SEPARATE ACCOUNT SECURITY VARILIFE 33 S000010307 SECURITY VARILIFE SEPARATE ACCOUNT SECURITY VARILIFE C000028507 Security Varilife [NULL] SECURITY BENEFIT LIFE INSURANCE CO TOPEKA 66636-0001 KS ONE SECURITY BENEFIT PLACE 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005808 SAAT AGGRESSIVE STRATEGY FUND C000093796 SAAT AGGRESSIVE STRATEGY FUND - CLASS D SASDX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005808 SAAT AGGRESSIVE STRATEGY FUND C000015947 SAAT AGGRESSIVE STRATEGY FUND - CLASS I SEAIX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005808 SAAT AGGRESSIVE STRATEGY FUND C000015946 SAAT AGGRESSIVE STRATEGY FUND - CLASS A SSGAX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005814 SAAT CONSERVATIVE STRATEGY ALLOCATION FUND C000015959 SAAT CONSERVATIVE STRATEGY ALLOCATION FUND - CLASS A SMGAX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005819 SAAT CONSERVATIVE STRATEGY FUND C000015965 SAAT CONSERVATIVE STRATEGY FUND - CLASS I SICIX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005819 SAAT CONSERVATIVE STRATEGY FUND C000093799 SAAT CONSERVATIVE STRATEGY FUND - CLASS D SSTDX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005819 SAAT CONSERVATIVE STRATEGY FUND C000015964 SAAT CONSERVATIVE STRATEGY FUND - CLASS A SVSAX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005815 SAAT CORE MARKET STRATEGY ALLOCATION FUND C000015960 SAAT CORE MARKET STRATEGY ALLOCATION FUND - CLASS A SKTAX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005820 SAAT CORE MARKET STRATEGY FUND C000093800 Class D [NULL] 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005820 SAAT CORE MARKET STRATEGY FUND C000015967 SAAT CORE MARKET STRATEGY FUND - CLASS I SCMSX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005820 SAAT CORE MARKET STRATEGY FUND C000015966 SAAT CORE MARKET STRATEGY FUND - CLASS A SOKAX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005816 SAAT DEFENSIVE STRATEGY ALLOCATION FUND C000015961 SAAT DEFENSIVE STRATEGY ALLOCATION FUND - CLASS A STDAX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005821 SAAT DEFENSIVE STRATEGY FUND C000093801 Class D [NULL] 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005821 SAAT DEFENSIVE STRATEGY FUND C000015969 SAAT DEFENSIVE STRATEGY FUND - CLASS I SEDIX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005821 SAAT DEFENSIVE STRATEGY FUND C000015968 SAAT DEFENSIVE STRATEGY FUND - CLASS A SNSAX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005817 SAAT MARKET GROWTH STRATEGY ALLOCATION FUND C000015962 SAAT MARKET GROWTH STRATEGY ALLOCATION FUND - CLASS A SGOAX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005811 SAAT MARKET GROWTH STRATEGY FUND C000015955 SAAT MARKET GROWTH STRATEGY FUND - CLASS I SMGSX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005811 SAAT MARKET GROWTH STRATEGY FUND C000093797 SAAT MARKET GROWTH STRATEGY FUND - CLASS D SMKDX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005811 SAAT MARKET GROWTH STRATEGY FUND C000015954 SAAT MARKET GROWTH STRATEGY FUND - CLASS A SRWAX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005818 SAAT MODERATE STRATEGY ALLOCATION FUND C000015963 SAAT MODERATE STRATEGY ALLOCATION FUND - CLASS A SXMAX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005812 SAAT MODERATE STRATEGY FUND C000015956 SAAT MODERATE STRATEGY FUND - CLASS A SMOAX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005812 SAAT MODERATE STRATEGY FUND C000093798 SAAT MODERATE STRATEGY FUND - CLASS D SMSDX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005812 SAAT MODERATE STRATEGY FUND C000015957 SAAT MODERATE STRATEGY FUND - CLASS I SMSIX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-07445 0001003632 SEI ASSET ALLOCATION TRUST 30 S000005813 SAAT TAX-MANAGED AGGRESSIVE STRATEGY FUND C000015958 SAAT TAX-MANAGED AGGRESSIVE STRATEGY FUND - CLASS A SISAX 1 FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-23015 0001627853 SEI Catholic Values Trust 30 S000048320 Catholic Values Equity Fund C000152590 Catholic Values Equity Fund Class A CAVAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-23015 0001627853 SEI Catholic Values Trust 30 S000048320 Catholic Values Equity Fund C000152591 Catholic Values Equity Fund Class Y CAVYX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-23015 0001627853 SEI Catholic Values Trust 30 S000048321 Catholic Values Fixed Income Fund C000152592 Catholic Values Fixed Income Fund Class A CFVAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-23015 0001627853 SEI Catholic Values Trust 30 S000048321 Catholic Values Fixed Income Fund C000152593 Catholic Values Fixed Income Fund Class Y CFVYX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008269 SDIT GNMA FUND C000022554 SDIT GNMA FUND - CLASS A SEGMX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008269 SDIT GNMA FUND C000147421 Class Y SGMYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006773 SDIT GOVERNMENT FUND C000162326 Class CAA GFAXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006773 SDIT GOVERNMENT FUND C000018365 SDIT GOVERNMENT FUND - CLASS A SEOXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006773 SDIT GOVERNMENT FUND C000018362 SDIT GOVERNMENT FUND - CLASS B SEVXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006773 SDIT GOVERNMENT FUND C000018363 SDIT GOVERNMENT FUND - CLASS C SGOXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006773 SDIT GOVERNMENT FUND C000018364 SDIT GOVERNMENT FUND - SWEEP CLASS SGWXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006776 SDIT GOVERNMENT II FUND C000062070 SDIT Government II Fund - Sweep Class [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006776 SDIT GOVERNMENT II FUND C000018375 SDIT GOVERNMENT II FUND - CLASS C SGTXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006776 SDIT GOVERNMENT II FUND C000018373 SDIT GOVERNMENT II FUND - CLASS B SVBXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006776 SDIT GOVERNMENT II FUND C000018374 SDIT GOVERNMENT II FUND - CLASS A TCGXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008268 SDIT INTERMEDIATE DURATION GOVERNMENT FUND C000147420 Class Y [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008268 SDIT INTERMEDIATE DURATION GOVERNMENT FUND C000022553 SDIT INTERMEDIATE DURATION GOVERNMENT FUND - CLASS A TCPGX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006775 SDIT MONEY MARKET FUND C000018371 SDIT MONEY MARKET FUND - CLASS C SICXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006775 SDIT MONEY MARKET FUND C000018372 SDIT MONEY MARKET FUND - SWEEP CLASS SISXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006775 SDIT MONEY MARKET FUND C000018369 SDIT MONEY MARKET FUND - CLASS B SKBXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006775 SDIT MONEY MARKET FUND C000018370 SDIT MONEY MARKET FUND - CLASS A TCMXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008265 SDIT PRIME OBLIGATION FUND C000022548 SDIT PRIME OBLIGATION FUND - CLASS C SOLXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008265 SDIT PRIME OBLIGATION FUND C000022547 SDIT PRIME OBLIGATION FUND - CLASS B SPBXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008265 SDIT PRIME OBLIGATION FUND C000022550 SDIT PRIME OBLIGATION FUND - CLASS H SPHXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008265 SDIT PRIME OBLIGATION FUND C000022549 SDIT PRIME OBLIGATION FUND - SWEEP CLASS SPWXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008265 SDIT PRIME OBLIGATION FUND C000022546 SDIT PRIME OBLIGATION FUND - CLASS A TCPXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008267 SDIT SHORT DURATION GOVERNMENT FUND C000062073 SDIT Short Duration Government Fund - Class C [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008267 SDIT SHORT DURATION GOVERNMENT FUND C000147419 Class Y SDGFX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008267 SDIT SHORT DURATION GOVERNMENT FUND C000022552 SDIT SHORT DURATION GOVERNMENT FUND - CLASS A TCSGX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008270 SDIT TREASURY FUND C000022557 SDIT TREASURY FUND - CLASS C SDCXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008270 SDIT TREASURY FUND C000022555 SDIT TREASURY FUND - CLASS A SEPXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008270 SDIT TREASURY FUND C000022558 SDIT TREASURY FUND - SWEEP CLASS SSWXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008270 SDIT TREASURY FUND C000022556 SDIT TREASURY FUND - CLASS B STYXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006774 SDIT TREASURY II FUND C000062069 SDIT Treasury II Fund - Sweep Class [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006774 SDIT TREASURY II FUND C000018368 SDIT TREASURY II FUND - CLASS A SCPXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006774 SDIT TREASURY II FUND C000018366 SDIT TREASURY II FUND - CLASS B STBXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000006774 SDIT TREASURY II FUND C000018367 SDIT TREASURY II FUND - CLASS C STWXX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008266 SDIT ULTRA SHORT DURATION BOND FUND C000062071 SDIT Ultra Short Duration Bond Fund - Class B [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008266 SDIT ULTRA SHORT DURATION BOND FUND C000062072 SDIT Ultra Short Duration Bond Fund - Class C [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008266 SDIT ULTRA SHORT DURATION BOND FUND C000073410 SDIT Ultra Short Duration Bond Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008266 SDIT ULTRA SHORT DURATION BOND FUND C000022551 SDIT ULTRA SHORT DURATION BOND FUND - CLASS A SECPX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-03451 0000701939 SEI DAILY INCOME TRUST /MA/ 30 S000008266 SDIT ULTRA SHORT DURATION BOND FUND C000158211 Class Y SECYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006421 SIT EMERGING MARKETS DEBT FUND C000073413 SIT Emerging Markets Debt Fund - Class G [NULL] SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006421 SIT EMERGING MARKETS DEBT FUND C000147410 Class Y SIEDX SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006421 SIT EMERGING MARKETS DEBT FUND C000017610 SIT EMERGING MARKETS DEBT FUND - CLASS A SITEX SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006420 SIT EMERGING MARKETS EQUITY FUND C000073412 SIT Emerging Markets Equity Fund - Class G [NULL] SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006420 SIT EMERGING MARKETS EQUITY FUND C000147409 Class Y SEQFX SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006420 SIT EMERGING MARKETS EQUITY FUND C000017609 SIT EMERGING MARKETS EQUITY FUND - CLASS A SIEMX SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006418 SIT INTERNATIONAL EQUITY FUND C000073411 SIT International Equity Fund - Class G [NULL] SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006418 SIT INTERNATIONAL EQUITY FUND C000017606 SIT INTERNATIONAL EQUITY FUND - CLASS I SEEIX SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006418 SIT INTERNATIONAL EQUITY FUND C000147407 Class Y SEFCX SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006418 SIT INTERNATIONAL EQUITY FUND C000017607 SIT INTERNATIONAL EQUITY FUND - CLASS A SEITX SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006419 SIT INTERNATIONAL FIXED INCOME FUND C000017608 SIT INTERNATIONAL FIXED INCOME FUND - CLASS A SEFIX SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000006419 SIT INTERNATIONAL FIXED INCOME FUND C000147408 Class Y SIFIX SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-05601 0000835597 SEI INSTITUTIONAL INTERNATIONAL TRUST 30 S000010879 SIT TAX MANAGED INTERNATIONAL EQUITY FUND C000030143 SIT TAX MANAGED INTERNATIONAL EQUITY FUND - CLASS A [NULL] SEI INVESTMENTS ATTN: CAREN ROSCH OAKS 19456 PA 1FREEDOM CIRCLE DRIVE 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006766 SIIT CORE FIXED INCOME C000018355 SIIT CORE FIXED INCOME - CLASS A SCOAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000027147 SIIT Dynamic Asset Allocation Fund C000081914 SIIT Dynamic Asset Allocation Fund - Class A SDLAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006764 SIIT EMERGING MARKETS DEBT FUND C000018353 SIIT EMERGING MARKETS DEBT FUND - CLASS A SEDAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000010881 SIIT EMERGING MARKETS EQUITY FUND C000030145 SIIT EMERGING MARKETS EQUITY FUND - CLASS A SMQFX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000029561 SIIT Enhanced Low Duration Fund C000090718 Class A [NULL] 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000035814 SIIT Extended Market Index Fund C000109763 SIIT Extended Market Index Fund - Class A SMXAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000010882 SIIT GLOBAL EQUITY FUND C000030146 SIIT GLOBAL EQUITY FUND - CLASS A [NULL] 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000050969 SIIT Global Managed Volatility Fund C000160603 Class A SGMAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006763 SIIT HIGH YIELD BOND FUND C000018352 SIIT HIGH YIELD BOND FUND - CLASS A SGYAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000047944 SIIT Intermediate Duration Credit Fund C000150792 SIIT Intermediate Duration Credit Fund - Class A SIDCX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006761 SIIT INTERNATIONAL EQUITY FUND C000018350 SIIT INTERNATIONAL EQUITY FUND - CLASS A SNTAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006769 SIIT LARGE CAP DISCIPLINED EQUITY FUND C000018358 SIIT LARGE CAP DISCIPLINED EQUITY FUND - CLASS A SCPAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000010543 SIIT LARGE CAP DIVERSIFIED ALPHA FUND C000029091 SIIT LARGE CAP DIVERSIFIED ALPHA FUND - CLASS A SCDAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006767 SIIT LARGE CAP FUND C000018356 SIIT LARGE CAP FUND - CLASS A SLCAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006768 SIIT LARGE CAP INDEX FUND C000018357 SIIT LARGE CAP INDEX FUND - CLASS A LCIAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000046099 SIIT Limited Duration Bond Fund C000144225 SIIT Limited Duration Bond Fund - Class A SLDBX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000036875 SIIT Long Duration Credit Fund C000112815 SIIT Long Duration Credit Fund - Class A SLDAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006762 SIIT LONG DURATION FUND C000018351 SIIT LONG DURATION FUND - CLASS A LDRAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000033123 SIIT Multi-Asset Real Return Fund C000102014 SIIT Multi-Asset Real Return Fund - Class A SEIAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000014581 SIIT Opportunistic Income Fund C000039813 SIIT Opportunistic Income Fund - Class A ENIAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000013606 SIIT Real Return Fund C000036889 SIIT Real Return Fund - Class A RRPAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000043383 SIIT S&P 500 Index Fund C000134335 SIIT S&P 500 Index Fund - Class A SPINX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000019597 SIIT Screened World Equity Ex-US Fund C000054521 SIIT Screened World Equity Ex-US Fund - Class A SSEAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006772 SIIT SMALL CAP FUND C000018361 SIIT SMALL CAP FUND - CLASS A SLPAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000036633 SIIT Small Cap II Fund C000111997 SIIT Small Cap II Fund - Class A SECAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006770 SIIT SMALL MID CAP EQUITY FUND C000018359 SIIT SMALL MID CAP EQUITY FUND - CLASS A SSMAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000026677 SIIT Strategic U.S. Large Cap Equity Fund C000080075 Class A [NULL] 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000013605 SIIT U.S. Managed Volatility Fund C000036888 SIIT U.S. Managed Volatility Fund - Class A SVYAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000031047 SIIT Ultra Short Duration Bond Fund C000096276 SIIT Ultra Short Duration Bond Fund - Class A SUSAX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-07257 0000939934 SEI INSTITUTIONAL INVESTMENTS TRUST 30 S000006765 SIIT WORLD EQUITY EX-US FUND C000018354 SIIT WORLD EQUITY EX-US FUND - CLASS A WEUSX 1 FREEDOM VALLEY DRIVE OAK 19456 PA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000053394 SIMT Conservative Income Fund C000167937 Class A COIAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000053394 SIMT Conservative Income Fund C000167938 Class Y COIYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006667 SIMT CORE FIXED INCOME FUND C000073414 SIMT Core Fixed Income Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006667 SIMT CORE FIXED INCOME FUND C000147384 Class Y SCFYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006667 SIMT CORE FIXED INCOME FUND C000018186 SIMT CORE FIXED INCOME FUND - CLASS I SCXIX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006667 SIMT CORE FIXED INCOME FUND C000018187 SIMT CORE FIXED INCOME FUND - CLASS A TRLVX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000050286 SIMT Dynamic Asset Allocation Fund C000158774 Class A SDYAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000050286 SIMT Dynamic Asset Allocation Fund C000158775 Class Y SDYYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010829 SIMT ENHANCED INCOME FUND C000073426 SIMT Enhanced Income Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010829 SIMT ENHANCED INCOME FUND C000030062 SIMT ENHANCED INCOME FUND - CLASS A SEEAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010829 SIMT ENHANCED INCOME FUND C000036886 Class I SEIIX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010829 SIMT ENHANCED INCOME FUND C000147395 Class Y SNHYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000012016 SIMT Enhanced Income Fund - Class A C000032747 Class A [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010830 SIMT GLOBAL MANAGED VOLATILITY FUND C000073427 SIMT Global Managed Volatility Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010830 SIMT GLOBAL MANAGED VOLATILITY FUND C000147396 Class Y SGLYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010830 SIMT GLOBAL MANAGED VOLATILITY FUND C000036887 Class I SGMIX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010830 SIMT GLOBAL MANAGED VOLATILITY FUND C000030063 SIMT GLOBAL MANAGED VOLATILITY FUND - CLASS A SVTAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000012017 SIMT Global Managed Volatility Fund - Class A C000032748 Class A [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006673 SIMT HIGH YIELD BOND FUND C000073420 SIMT High Yield Bond Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006673 SIMT HIGH YIELD BOND FUND C000036884 Class I SEIYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006673 SIMT HIGH YIELD BOND FUND C000018196 SIMT HIGH YIELD BOND FUND - CLASS A SHYAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006673 SIMT HIGH YIELD BOND FUND C000147389 Class Y SIYYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006668 SIMT LARGE CAP DIVERSIFIED ALPHA FUND C000018188 SIMT LARGE CAP DIVERSIFIED ALPHA FUND - CLASS A [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006668 SIMT LARGE CAP DIVERSIFIED ALPHA FUND C000073415 SIMT Large Cap Diversified Alpha Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006668 SIMT LARGE CAP DIVERSIFIED ALPHA FUND C000030066 SIMT LARGE CAP DIVERSIFIED ALPHA FUND - CLASS I [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000026000 SIMT Large Cap Fund C000078065 SIMT Large Cap Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000026000 SIMT Large Cap Fund C000078066 SIMT Large Cap Fund - Class I [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000026000 SIMT Large Cap Fund C000078064 SIMT Large Cap Fund - Class A SLGAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000026000 SIMT Large Cap Fund C000147400 Class Y SLYCX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006671 SIMT LARGE CAP GROWTH FUND C000073418 SIMT Large Cap Growth Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006671 SIMT LARGE CAP GROWTH FUND C000018193 SIMT LARGE CAP GROWTH FUND - CLASS A SELCX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006671 SIMT LARGE CAP GROWTH FUND C000147387 Class Y SLRYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006671 SIMT LARGE CAP GROWTH FUND C000018192 SIMT LARGE CAP GROWTH FUND - CLASS I SPGIX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006674 SIMT LARGE CAP VALUE FUND C000073421 SIMT Large Cap Value Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006674 SIMT LARGE CAP VALUE FUND C000018197 SIMT LARGE CAP VALUE FUND - CLASS I SEUIX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006674 SIMT LARGE CAP VALUE FUND C000147390 Class Y SVAYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006674 SIMT LARGE CAP VALUE FUND C000018198 SIMT LARGE CAP VALUE FUND - CLASS A TRMVX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000047600 SIMT Long/Short Alternative Fund C000152581 Class Y SLSFX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000047600 SIMT Long/Short Alternative Fund C000149438 Class A SNAAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006675 SIMT MID CAP FUND C000073422 SIMT Mid-Cap Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006675 SIMT MID CAP FUND C000018199 SIMT MID CAP FUND - CLASS A SEMCX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006675 SIMT MID CAP FUND C000147391 Class Y SFDYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006675 SIMT MID CAP FUND C000030067 SIMT MID CAP FUND - CLASS I SIPIX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000035779 SIMT MULTI-ASSET ACCUMULATION FUND C000109624 Class A SAAAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000035779 SIMT MULTI-ASSET ACCUMULATION FUND C000147403 Class Y SMOYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000035782 SIMT MULTI-ASSET CAPITAL STABILITY FUND C000109627 Class A SCLAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000035782 SIMT MULTI-ASSET CAPITAL STABILITY FUND C000147406 Class Y SMLYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000035780 SIMT MULTI-ASSET INCOME FUND C000109625 Class A SIOAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000035780 SIMT MULTI-ASSET INCOME FUND C000147404 Class Y SLIYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000035781 SIMT MULTI-ASSET INFLATION MANAGED FUND C000109626 Class A SIFAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000035781 SIMT MULTI-ASSET INFLATION MANAGED FUND C000147405 Class Y SLFYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000028026 SIMT Multi-Strategy Alternative Fund C000085250 Class A SMSAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000028026 SIMT Multi-Strategy Alternative Fund C000147402 Class Y SMUYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000018489 SIMT Prime Obligation Fund C000051279 Class A [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006669 SIMT REAL ESTATE FUND C000073416 SIMT Real Estate Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006669 SIMT REAL ESTATE FUND C000036883 Class I SEIRX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006669 SIMT REAL ESTATE FUND C000018189 SIMT REAL ESTATE FUND - CLASS A SETAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006669 SIMT REAL ESTATE FUND C000147385 Class Y SREYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000013604 SIMT Real Return Fund C000078070 Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000013604 SIMT Real Return Fund C000036881 Class A SRAAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000013604 SIMT Real Return Fund C000147397 Class Y SRYRX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000013604 SIMT Real Return Fund C000036882 Class I SSRIX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000018490 SIMT S&P 500 Index Fund C000158776 Class Y SETYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000018490 SIMT S&P 500 Index Fund C000051282 Class I SPIIX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000018490 SIMT S&P 500 Index Fund C000051280 Class A SSPIX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000018490 SIMT S&P 500 Index Fund C000051281 Class E TRQIX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000026001 SIMT Small Cap Fund C000078068 SIMT Small Cap Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000026001 SIMT Small Cap Fund C000078069 SIMT Small Cap Fund - Class I [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000026001 SIMT Small Cap Fund C000078067 SIMT Small Cap Fund - Class A SLLAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000026001 SIMT Small Cap Fund C000147401 Class Y SMYFX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006670 SIMT SMALL CAP GROWTH FUND C000073417 SIMT Small Cap Growth Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006670 SIMT SMALL CAP GROWTH FUND C000147386 Class Y SMAYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006670 SIMT SMALL CAP GROWTH FUND C000018190 SIMT SMALL CAP GROWTH FUND - CLASS I SPWIX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006670 SIMT SMALL CAP GROWTH FUND C000018191 SIMT SMALL CAP GROWTH FUND - CLASS A SSCGX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006672 SIMT SMALL CAP VALUE FUND C000073419 SIMT Small Cap Value Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006672 SIMT SMALL CAP VALUE FUND C000018195 SIMT SMALL CAP VALUE FUND - CLASS A SESVX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006672 SIMT SMALL CAP VALUE FUND C000018194 SIMT SMALL CAP VALUE FUND - CLASS I SMVIX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006672 SIMT SMALL CAP VALUE FUND C000147388 Class Y SPVYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010831 SIMT SMALL/MID CAP DIVERSIFIED ALPHA FUND C000030064 SIMT SMALL/MID CAP DIVERSIFIED ALPHA FUND - CLASS A [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010831 SIMT SMALL/MID CAP DIVERSIFIED ALPHA FUND C000073428 SIMT Small/Mid Cap Diversified Alpha Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000010831 SIMT SMALL/MID CAP DIVERSIFIED ALPHA FUND C000030065 SIMT SMALL/MID CAP DIVERSIFIED ALPHA FUND - CLASS I [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000053395 SIMT Tax-Free Conservative Income Fund C000167939 Class A TFCAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000053395 SIMT Tax-Free Conservative Income Fund C000167940 Class Y TFCYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000054731 SIMT Tax-Managed International Managed Volatility Fund C000171911 Class Y SIMYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000054731 SIMT Tax-Managed International Managed Volatility Fund C000171910 Class A SMINX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006676 SIMT TAX-MANAGED LARGE CAP FUND C000073423 SIMT Tax-Managed Large Cap Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006676 SIMT TAX-MANAGED LARGE CAP FUND C000018200 SIMT TAX-MANAGED LARGE CAP FUND - CLASS T [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006676 SIMT TAX-MANAGED LARGE CAP FUND C000147392 Class Y STLYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006676 SIMT TAX-MANAGED LARGE CAP FUND C000018201 SIMT TAX-MANAGED LARGE CAP FUND - CLASS A TMLCX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000017259 SIMT Tax-Managed Managed Volatility Fund C000073429 SIMT Tax-Managed Managed Volatility Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000017259 SIMT Tax-Managed Managed Volatility Fund C000047775 SIMT Tax-Managed Managed Volatility Fund - Class I [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000017259 SIMT Tax-Managed Managed Volatility Fund C000147398 Class Y STVYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000017259 SIMT Tax-Managed Managed Volatility Fund C000047774 SIMT Tax-Managed Managed Volatility Fund - Class A TMMAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006677 SIMT TAX-MANAGED SMALL/MID CAP FUND C000073424 SIMT Tax-Managed Small/MID Cap Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006677 SIMT TAX-MANAGED SMALL/MID CAP FUND C000147393 Class Y STMPX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006677 SIMT TAX-MANAGED SMALL/MID CAP FUND C000018202 SIMT TAX-MANAGED SMALL/MID CAP FUND - CLASS A STMSX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000025531 SIMT U.S. Fixed Income Fund C000076446 SIMT U.S. Fixed Income Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000025531 SIMT U.S. Fixed Income Fund C000076445 SIMT U.S. Fixed Income Fund - Class A SUFAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000025531 SIMT U.S. Fixed Income Fund C000076447 SIMT U.S. Fixed Income Fund - Class I SUFIX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000025531 SIMT U.S. Fixed Income Fund C000147399 Class Y SUSWX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006678 SIMT US MANAGED VOLATILITY FUND C000073425 SIMT U.S. Managed Volatility Fund - Class G [NULL] 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006678 SIMT US MANAGED VOLATILITY FUND C000036885 Class I SEVIX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006678 SIMT US MANAGED VOLATILITY FUND C000147394 Class Y SUSYX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-04878 0000804239 SEI INSTITUTIONAL MANAGED TRUST 30 S000006678 SIMT US MANAGED VOLATILITY FUND C000018203 SIMT US MANAGED VOLATILITY FUND - CLASS A SVOAX 2 OLIVER ST BOSTON 02109 MA [NULL] 811-22862 0001580641 SEI Insurance Products Trust 30 S000042065 VP BALANCED STRATEGY FUND C000130656 Class III Shares SVCMX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22862 0001580641 SEI Insurance Products Trust 30 S000042065 VP BALANCED STRATEGY FUND C000132373 Class II Shares SVPUX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22862 0001580641 SEI Insurance Products Trust 30 S000042062 VP CONSERVATIVE STRATEGY FUND C000130653 Class III Shares SVCSX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22862 0001580641 SEI Insurance Products Trust 30 S000042062 VP CONSERVATIVE STRATEGY FUND C000132370 Class II Shares SVPTX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22862 0001580641 SEI Insurance Products Trust 30 S000042061 VP DEFENSIVE STRATEGY FUND C000130652 Class III Shares SVPDX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22862 0001580641 SEI Insurance Products Trust 30 S000042061 VP DEFENSIVE STRATEGY FUND C000132369 Class II Shares SVPNX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22862 0001580641 SEI Insurance Products Trust 30 S000042066 VP MARKET GROWTH STRATEGY FUND C000130657 Class III Shares SVPGX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22862 0001580641 SEI Insurance Products Trust 30 S000042066 VP MARKET GROWTH STRATEGY FUND C000132374 Class II Shares SVPRX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22862 0001580641 SEI Insurance Products Trust 30 S000042064 VP MARKET PLUS STRATEGY FUND C000130655 Class III Shares SVPAX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22862 0001580641 SEI Insurance Products Trust 30 S000042064 VP MARKET PLUS STRATEGY FUND C000132372 Class II Shares SVPPX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22862 0001580641 SEI Insurance Products Trust 30 S000042063 VP MODERATE STRATEGY FUND C000130654 Class III Shares SVPMX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22862 0001580641 SEI Insurance Products Trust 30 S000042063 VP MODERATE STRATEGY FUND C000132371 Class II Shares SVPYX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-03231 0000354603 SEI LIQUID ASSET TRUST 30 S000006422 SLAT PRIME OBLIGATION FUND C000017611 SLAT PRIME OBLIGATION FUND - CLASS A TPRXX 1FREEDOM VALLEY DRIVE OAKS 19456-1100 PA [NULL] 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006436 STET CALIFORNIA MUNICIPAL BOND FUND C000017631 STET CALIFORNIA MUNICIPAL BOND FUND - CLASS A SBDAX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006436 STET CALIFORNIA MUNICIPAL BOND FUND C000147416 STET CALIFORNIA MUNICIPAL BOND FUND - CLASS Y SCYYX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006438 STET INSTITUTIONAL TAX FREE FUND C000017635 STET INSTITUTIONAL TAX FREE FUND - CLASS C SFCXX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006438 STET INSTITUTIONAL TAX FREE FUND C000017634 STET INSTITUTIONAL TAX FREE FUND - CLASS B SITXX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006438 STET INSTITUTIONAL TAX FREE FUND C000017633 STET INSTITUTIONAL TAX FREE FUND - CLASS A TXWXX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006439 STET INTERMEDIATE TERM MUNICIPAL FUND C000073555 STET INTERMEDIATE-TERM MUNICIPAL FUND - CLASS G [NULL] SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006439 STET INTERMEDIATE TERM MUNICIPAL FUND C000017636 STET INTERMEDIATE TERM MUNICIPAL FUND - CLASS A SEIMX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006439 STET INTERMEDIATE TERM MUNICIPAL FUND C000147417 STET INTERMEDIATE-TERM MUNICIPAL FUND - CLASS Y SINYX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006432 STET MASSACHUSETTS MUNICIPAL BOND FUND C000033011 STET MASSACHUSETTS MUNICIPAL BOND FUND - CLASS B [NULL] SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006432 STET MASSACHUSETTS MUNICIPAL BOND FUND C000017627 STET MASSACHUSETTS MUNICIPAL BOND FUND - CLASS A SMAAX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006432 STET MASSACHUSETTS MUNICIPAL BOND FUND C000147413 STET MASSACHUSETTS MUNICIPAL BOND FUND - CLASS Y SMSYX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000010895 STET MASSACHUSETTS TAX FREE MONEY MARKET FUND C000030195 STET MASSACHUSETTS TAX FREE MONEY MARKET FUND - CLASS A [NULL] SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000010895 STET MASSACHUSETTS TAX FREE MONEY MARKET FUND C000034534 STET MASSACHUSETTS TAX FREE MONEY MARKET FUND - CLASS B [NULL] SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000010895 STET MASSACHUSETTS TAX FREE MONEY MARKET FUND C000030196 STET MASSACHUSETTS TAX FREE MONEY MARKET FUND - CLASS C [NULL] SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006435 STET NEW JERSEY MUNICIPAL BOND FUND C000017630 STET NEW JERSEY MUNICIPAL BOND FUND - CLASS A SENJX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006435 STET NEW JERSEY MUNICIPAL BOND FUND C000147415 STET NEW JERSEY MUNICIPAL BOND FUND - CLASS Y SNJYX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006434 STET NEW YORK MUNICIPAL BOND FUND C000017629 STET NEW YORK MUNICIPAL BOND FUND - CLASS A SENYX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006434 STET NEW YORK MUNICIPAL BOND FUND C000147414 STET NEW YORK MUNICIPAL BOND FUND - CLASS Y SNYYX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006431 STET PENNSYLVANIA MUNICIPAL BOND FUND C000017625 STET PENNSYLVANIA MUNICIPAL BOND FUND - CLASS B SEIPX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006431 STET PENNSYLVANIA MUNICIPAL BOND FUND C000017626 STET PENNSYLVANIA MUNICIPAL BOND FUND - CLASS A SEPAX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006431 STET PENNSYLVANIA MUNICIPAL BOND FUND C000147412 STET PENNSYLVANIA MUNICIPAL BOND FUND - CLASS Y SPAYX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006430 STET SHORT DURATION MUNICIPAL FUND C000073554 STET SHORT DURATION MUNICIPAL FUND - CLASS G [NULL] SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006430 STET SHORT DURATION MUNICIPAL FUND C000147411 STET SHORT DURATION MUNICIPAL FUND - CLASS Y SHYMX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006430 STET SHORT DURATION MUNICIPAL FUND C000017624 STET SHORT DURATION MUNICIPAL FUND - CLASS A SUMAX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000006437 STET TAX FREE FUND C000017632 STET TAX FREE FUND - CLASS A TXEXX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000016947 STET TAX-ADVANTAGED INCOME FUND C000073556 STET TAX-ADVANTAGED INCOME FUND - CLASS G [NULL] SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000016947 STET TAX-ADVANTAGED INCOME FUND C000047166 STET TAX-ADVANTAGED INCOME FUND - CLASS A SEATX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-03447 0000701817 SEI TAX EXEMPT TRUST 30 S000016947 STET TAX-ADVANTAGED INCOME FUND C000147418 STET TAX-ADVANTAGED INCOME FUND - CLASS Y STAYX SEI INVESTMENTS OAK 19456 PA 1 FREEDOM VALLEY CIRCLE 811-04208 0000897899 SELECT LIFE VARIABLE ACCOUNT 33 S000001529 SELECT LIFE VARIABLE ACCOUNT C000004167 FlexDesign VUL(R) [NULL] 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55440 MN [NULL] 811-04208 0000897899 SELECT LIFE VARIABLE ACCOUNT 33 S000001529 SELECT LIFE VARIABLE ACCOUNT C000004339 Select*Life I [NULL] 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55440 MN [NULL] 811-04208 0000897899 SELECT LIFE VARIABLE ACCOUNT 33 S000001529 SELECT LIFE VARIABLE ACCOUNT C000004164 Select*Life II [NULL] 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55440 MN [NULL] 811-04208 0000897899 SELECT LIFE VARIABLE ACCOUNT 33 S000001529 SELECT LIFE VARIABLE ACCOUNT C000004340 Select*Life III [NULL] 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55440 MN [NULL] 811-04208 0000897899 SELECT LIFE VARIABLE ACCOUNT 33 S000001529 SELECT LIFE VARIABLE ACCOUNT C000004166 Variable Accumulation DesignSM [NULL] 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55440 MN [NULL] 811-04208 0000897899 SELECT LIFE VARIABLE ACCOUNT 33 S000001529 SELECT LIFE VARIABLE ACCOUNT C000004165 Variable Estate Design [NULL] 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55440 MN [NULL] 811-04208 0000897899 SELECT LIFE VARIABLE ACCOUNT 33 S000001529 SELECT LIFE VARIABLE ACCOUNT C000004169 Voya Investor Elite [NULL] 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55440 MN [NULL] 811-04208 0000897899 SELECT LIFE VARIABLE ACCOUNT 33 S000001529 SELECT LIFE VARIABLE ACCOUNT C000004168 Voya Protector Elite [NULL] 20 WASHINGTON AVE SOUTH MINNEAPOLIS 55440 MN [NULL] 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006408 The Consumer Discretionary Select Sector SPDR Fund C000017594 The Consumer Discretionary Select Sector SPDR Fund XLY ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006409 The Consumer Staples Select Sector SPDR Fund C000017595 The Consumer Staples Select Sector SPDR Fund XLP ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006410 The Energy Select Sector SPDR Fund C000017596 The Energy Select Sector SPDR Fund XLE ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006411 The Financial Select Sector SPDR Fund C000017597 The Financial Select Sector SPDR Fund XLF ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000051151 The Financial Services Select Sector SPDR Fund C000161048 The Financial Services Select Sector SPDR Fund XLFS ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006412 The Health Care Select Sector SPDR Fund C000017598 The Health Care Select Sector SPDR Fund XLV ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006413 The Industrial Select Sector SPDR Fund C000017599 The Industrial Select Sector SPDR Fund XLI ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006414 The Materials Select Sector SPDR Fund C000017600 The Materials Select Sector SPDR Fund XLB ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000051152 The Real Estate Select Sector SPDR Fund C000161049 The Real Estate Select Sector SPDR Fund XLRE ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006415 The Technology Select Sector SPDR Fund C000017601 The Technology Select Sector SPDR Fund XLK ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-08837 0001064641 SELECT SECTOR SPDR TRUST 30 S000006416 The Utilities Select Sector SPDR Fund C000017602 The Utilities Select Sector SPDR Fund XLU ONE LINCOLN STREET BOSTON 02210 MA CPH0326 811-00051 0000088808 SELECTED AMERICAN SHARES INC 30 S000003448 SELECTED AMERICAN SHARES INC C000009552 Class D SLADX 2949 E. ELVIRA ROAD TUCSON 85756 AZ SUITE 101 811-00051 0000088808 SELECTED AMERICAN SHARES INC 30 S000003448 SELECTED AMERICAN SHARES INC C000009551 Class S SLASX 2949 E. ELVIRA ROAD TUCSON 85756 AZ SUITE 101 811-01533 0000084237 SELECTED INTERNATIONAL FUND, INC 30 S000003449 SELECTED INTERNATIONAL FUND INC C000009554 Class D SLSDX 2949 E. ELVIRA ROAD TUCSON 85756 AZ SUITE 101 811-01533 0000084237 SELECTED INTERNATIONAL FUND, INC 30 S000003449 SELECTED INTERNATIONAL FUND INC C000009553 Class S SLSSX 2949 E. ELVIRA ROAD TUCSON 85756 AZ SUITE 101 811-08876 0000933188 SENIOR DEBT PORTFOLIO 30 S000022423 Senior Debt Portfolio (MA) C000064522 Senior Debt Portfolio (MA) [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009619 Sentinel Balanced Fund C000026344 Class C SBACX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009619 Sentinel Balanced Fund C000026342 Class A SEBLX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009619 Sentinel Balanced Fund C000052058 CLASS I SIBLX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009627 Sentinel Common Stock Fund C000150540 Class R6 SCRLX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009627 Sentinel Common Stock Fund C000026363 Class C SCSCX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009627 Sentinel Common Stock Fund C000026361 Class A SENCX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009627 Sentinel Common Stock Fund C000043647 CLASS I SICWX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009628 Sentinel Government Securities Fund C000033893 Class C SCGGX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009628 Sentinel Government Securities Fund C000026364 Class A SEGSX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009628 Sentinel Government Securities Fund C000043648 CLASS I SIBWX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009630 Sentinel International Equity Fund C000052059 CLASS I SIIEX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009630 Sentinel International Equity Fund C000026370 Class C SWFCX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009630 Sentinel International Equity Fund C000026368 Class A SWRLX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009621 Sentinel Low Duration Bond Fund C000139785 Class I SSBDX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009621 Sentinel Low Duration Bond Fund C000026347 Class A SSIGX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009621 Sentinel Low Duration Bond Fund C000026348 Class S SSSGX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009631 Sentinel Mid Cap Fund C000052060 CLASS I SIMGX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009631 Sentinel Mid Cap Fund C000026373 Class C SMGCX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009631 Sentinel Mid Cap Fund C000026371 Class A SNTNX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009625 Sentinel Multi-Asset Income Fund C000094830 Class I SCSIX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009625 Sentinel Multi-Asset Income Fund C000026355 Class A SECMX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009625 Sentinel Multi-Asset Income Fund C000026357 Class C SMKCX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009622 Sentinel Small Company Fund C000026349 Class A SAGWX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009622 Sentinel Small Company Fund C000043646 CLASS I SIGWX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009622 Sentinel Small Company Fund C000026351 Class C SSCOX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000009622 Sentinel Small Company Fund C000150539 Class R6 SSRRX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000020735 Sentinel Sustainable Core Opportunities Fund C000057911 Class I CVALX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000020735 Sentinel Sustainable Core Opportunities Fund C000057887 Class A MYPVX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000020736 Sentinel Sustainable Mid Cap Opportunities Fund C000057913 Class I CEGIX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000020736 Sentinel Sustainable Mid Cap Opportunities Fund C000057888 Class A WAEGX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000030489 Sentinel Total Return Bond Fund C000093783 Class A SATRX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000030489 Sentinel Total Return Bond Fund C000150542 Class R3 SBRRX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000030489 Sentinel Total Return Bond Fund C000093784 Class C SCTRX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000030489 Sentinel Total Return Bond Fund C000093785 Class I SITRX ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-00214 0000225843 SENTINEL GROUP FUNDS INC 30 S000030489 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OF THE AMERICAS NEW YORK 10104 NY [NULL] 333-142461 0001397934 SEPARATE ACCOUNT 4 OF AXA EQUITABLE LIFE INSURANCE CO 31 S000018284 Separate Account 4 C000050406 RIA 4 [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 333-142456 0001397937 SEPARATE ACCOUNT 66 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000018280 SEPARATE ACCOUNT 66 OF AXA EQUITABLE LIFE INSURANCE CO C000050400 MRP 66 [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 333-142456 0001397937 SEPARATE ACCOUNT 66 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000018280 SEPARATE ACCOUNT 66 OF AXA EQUITABLE LIFE INSURANCE CO C000050399 RIA 66 [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000048913 At Retirement [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000055065 Crossings [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000071910 EQUI-VEST 201 [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000043354 EQUI-VEST At Retirement [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000048060 Equi-Vest At Retirement ('04) [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000024810 Equi-Vest Deluxe (Series 800) [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000065463 EQUI-Vest Deluxe (Series 801) [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000024805 Equi-Vest Employer Sponsored Retirement Programs (Series 100-400) [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000024808 Equi-Vest Express (Series 700) [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000065462 EQUI-Vest Express (Series 701) [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000126323 EQUI-VEST GWBL Rollover Annuity [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000024803 Equi-Vest Individual (Series 100-500) [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000024809 EQUI-VEST Strategies (Series 900) [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000078184 EQUI-VEST Strategies (Series 901) [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000024807 Equi-Vest TSA Advantage (Series 600) [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000024806 Equi-Vest Vantage Contract [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000024811 Momentum [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000024812 Momentum Plus [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-01705 0000089024 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009119 SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO C000024804 Variable Immediate Annuity [NULL] 1290 AVE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000092597 Destinations B [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000122931 Pacific Choice Variable Annuity [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000080284 Pacific Destinations [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000104452 PACIFIC DESTINATIONS O-SERIES [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000017323 PACIFIC INNOVATIONS SELECT (333-71081) [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000123394 PACIFIC JOURNEY SELECT [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000092367 PACIFIC JOURNEY SELECT (333-168027) [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000173752 Pacific Navigator [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000123392 PACIFIC ODYSSEY [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000017322 PACIFIC ODYSSEY (333-100907) [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000079425 Pacific One Select [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000017324 PACIFIC PORTFOLIOS (333-122914) [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000017325 PACIFIC PORTFOLIOS FOR CHASE (333-122914) [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000017321 PACIFIC VALUE (333-107571) [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000062251 Pacific Value Edge NY [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000123393 PACIFIC VALUE SELECT [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000104291 PACIFIC VALUE SELECT (333-107571) [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000037984 Pacific Voyages [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-09203 0001074486 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO 32 S000006299 SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO (811-09203) C000111332 Schwab Retirement Income Variable Annuity [NULL] 700 NEWPORT CTR DR NEWPORT BEACH 92660 CA [NULL] 811-08946 0000935823 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO 32 S000006314 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO (811-08946) C000092596 Destinations B [NULL] P O BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-08946 0000935823 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO 32 S000006314 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO (811-08946) C000122932 Pacific Choice Variable Annuity [NULL] P O BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-08946 0000935823 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO 32 S000006314 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO (811-08946) C000080283 Pacific Destinations [NULL] P O BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-08946 0000935823 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO 32 S000006314 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO (811-08946) C000104451 PACIFIC DESTINATIONS O-SERIES [NULL] P O BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-08946 0000935823 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO 32 S000006314 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO (811-08946) C000017376 PACIFIC INNOVATIONS (333-93059) [NULL] P O BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-08946 0000935823 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO 32 S000006314 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO (811-08946) C000017377 PACIFIC INNOVATIONS SELECT (333-93059) [NULL] P O BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-08946 0000935823 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO 32 S000006314 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO (811-08946) C000054362 Pacific Journey [NULL] P O BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-08946 0000935823 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO 32 S000006314 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO (811-08946) C000123391 PACIFIC JOURNEY SELECT [NULL] P O BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-08946 0000935823 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO 32 S000006314 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO (811-08946) C000092366 PACIFIC JOURNEY SELECT (333-168026) [NULL] P O BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-08946 0000935823 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO 32 S000006314 SEPARATE ACCOUNT A OF PACIFIC LIFE 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811-08946 0000935823 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO 32 S000006314 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO (811-08946) C000123390 PACIFIC VALUE SELECT [NULL] P O BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-08946 0000935823 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO 32 S000006314 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO (811-08946) C000104290 PACIFIC VALUE SELECT (333-60833) [NULL] P O BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-08946 0000935823 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO 32 S000006314 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO (811-08946) C000037983 Pacific Voyages [NULL] P O BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-08946 0000935823 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO 32 S000006314 SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO (811-08946) C000111330 Schwab Retirement Income Variable Annuity [NULL] P O BOX 7500 NEWPORT BEACH 92658-7500 CA [NULL] 811-08154 0000914805 SEPARATE ACCOUNT A OF UNION 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ACCOUNT I OF NATIONAL INTEGRITY LIFE INS CO C000109521 Pinnacle III (May 1, 1998 to December 31, 2001) [NULL] 515 WEST MARKET STREET LOUISVILLE 40202 KY [NULL] 811-04846 0000802222 SEPARATE ACCOUNT I OF NATIONAL INTEGRITY LIFE INS CO 32 S000001056 SEPARATE ACCOUNT I OF NATIONAL INTEGRITY LIFE INS CO C000109522 Pinnacle IV (January 1, 2002 to April 30, 2007) [NULL] 515 WEST MARKET STREET LOUISVILLE 40202 KY [NULL] 811-04846 0000802222 SEPARATE ACCOUNT I OF NATIONAL INTEGRITY LIFE INS CO 32 S000001056 SEPARATE ACCOUNT I OF NATIONAL INTEGRITY LIFE INS CO C000109523 Pinnacle V (May 1, 2007 to December 31, 2011) [NULL] 515 WEST MARKET STREET LOUISVILLE 40202 KY [NULL] 811-04846 0000802222 SEPARATE ACCOUNT I OF NATIONAL INTEGRITY LIFE INS CO 32 S000001056 SEPARATE ACCOUNT I OF NATIONAL INTEGRITY LIFE INS CO C000109527 Pinnacle V (post 1-1-12) [NULL] 515 WEST MARKET STREET LOUISVILLE 40202 KY [NULL] 811-04846 0000802222 SEPARATE ACCOUNT I OF NATIONAL INTEGRITY LIFE INS CO 32 S000001056 SEPARATE ACCOUNT I OF NATIONAL INTEGRITY LIFE INS CO C000002840 Pinnacleplus Flexible Premium Variable Annuity [NULL] 515 WEST MARKET STREET LOUISVILLE 40202 KY [NULL] 811-04846 0000802222 SEPARATE ACCOUNT I OF NATIONAL INTEGRITY LIFE INS CO 32 S000001056 SEPARATE ACCOUNT I OF NATIONAL INTEGRITY LIFE INS CO C000091444 VAROOM [NULL] 515 WEST MARKET STREET LOUISVILLE 40202 KY [NULL] 811-04846 0000802222 SEPARATE ACCOUNT I OF NATIONAL INTEGRITY LIFE INS CO 32 S000001056 SEPARATE ACCOUNT I OF NATIONAL INTEGRITY LIFE INS CO C000110550 VAROOM II [NULL] 515 WEST MARKET STREET LOUISVILLE 40202 KY [NULL] 811-04867 0000803466 Separate Account II of AGL 33 S000000579 VARIABLE ACCOUNT II OF AGL OF DELAWARE C000124599 AGL Executive Advantage VUL [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-04867 0000803466 Separate Account II of AGL 33 S000000579 VARIABLE ACCOUNT II OF AGL OF DELAWARE C000124695 AGL Flex Premium Group VUL S-6 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-04867 0000803466 Separate Account II of AGL 33 S000000579 VARIABLE ACCOUNT II OF AGL OF DELAWARE C000124727 AGL Polaris Survivorship Life VUL S-6 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-04867 0000803466 Separate Account II of AGL 33 S000000579 VARIABLE ACCOUNT II OF AGL OF DELAWARE C000124735 AGLD Flex Premium VUL (Vision) S-6 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-04867 0000803466 Separate Account II of AGL 33 S000000579 VARIABLE ACCOUNT II OF AGL OF DELAWARE C000124734 AGLD Gallery Life Individual VUL S-6 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-04867 0000803466 Separate Account II of AGL 33 S000000579 VARIABLE ACCOUNT II OF AGL OF DELAWARE C000124638 AGLD Gemstone Life VUL S-6 [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-04867 0000803466 Separate Account II of AGL 33 S000000579 VARIABLE ACCOUNT II OF AGL OF DELAWARE C000124639 AGLD Polaris Life VUL (S-6) [NULL] 2727-A ALLEN PARKWAY HOUSTON 77019 TX [NULL] 811-09529 0001091476 SEPARATE ACCOUNT IMO OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 33 S000009526 Separate Account IMO C000026042 VUL 2001 Life IMO (333-84879) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-09529 0001091476 SEPARATE ACCOUNT IMO OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 33 S000009526 Separate Account IMO C000027686 VUL 2001 Survivorship (333-90995) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-10433 0001113498 SEPARATE ACCOUNT IMO OF FIRST ALLMERICA FINAN LIFE INS CO 33 S000010904 SEPARATE ACCOUNT IMO OF FIRST ALLMERICA FINAN LIFE INS CO C000030213 VUL 2001 Life IMO (333-64162) [NULL] 440 LINCOLN STREET WORCESTER 01615-9883 MA [NULL] 811-07767 0001019130 SEPARATE ACCOUNT KG OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009488 Separate Account KG of COMMONWEALTH ANNUITY & LIFE INS CO C000027983 Scudder Gateway Advisor (C-Shares) (333-63091) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-07767 0001019130 SEPARATE ACCOUNT KG OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009488 Separate Account KG of COMMONWEALTH ANNUITY & LIFE INS CO C000027985 Scudder Gateway Advisor 2 (333-90539) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-07767 0001019130 SEPARATE ACCOUNT KG OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009488 Separate Account KG of COMMONWEALTH ANNUITY & LIFE INS CO C000025960 Scudder Gateway Elite (333-9965) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-07767 0001019130 SEPARATE ACCOUNT KG OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009488 Separate Account KG of COMMONWEALTH ANNUITY & LIFE INS CO C000027984 Scudder Gateway Incentive (Secondary) (333-46716) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-07767 0001019130 SEPARATE ACCOUNT KG OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009488 Separate Account KG of COMMONWEALTH ANNUITY & LIFE INS CO C000026425 Scudder Gateway Plus (Bonus) (333-81019) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-07769 0001019143 SEPARATE ACCOUNT KG OF FIRST ALLMERICA FIN LIFE INS CO 32 S000009717 SEPARATE ACCOUNT KG OF FIRST ALLMERICA FIN LIFE INS CO C000029615 Scudder Gateway Advisor (C-Shares) (333-63089) [NULL] 440 LINCOLN STREET WORCESTER 01615-9883 MA [NULL] 811-07769 0001019143 SEPARATE ACCOUNT KG OF FIRST ALLMERICA FIN LIFE INS CO 32 S000009717 SEPARATE ACCOUNT KG OF FIRST ALLMERICA FIN LIFE INS CO C000029616 Scudder Gateway Advisor 2 (333-90541) [NULL] 440 LINCOLN STREET WORCESTER 01615-9883 MA [NULL] 811-07769 0001019143 SEPARATE ACCOUNT KG OF FIRST ALLMERICA FIN LIFE INS CO 32 S000009717 SEPARATE ACCOUNT KG OF FIRST ALLMERICA FIN LIFE INS CO C000026685 Scudder Gateway Elite (333-10285) [NULL] 440 LINCOLN STREET WORCESTER 01615-9883 MA [NULL] 811-07769 0001019143 SEPARATE ACCOUNT KG OF FIRST ALLMERICA FIN LIFE INS CO 32 S000009717 SEPARATE ACCOUNT KG OF FIRST ALLMERICA FIN LIFE INS CO C000029617 Scudder Gateway Incentive (Secondary) (333-76120) [NULL] 440 LINCOLN STREET WORCESTER 01615-9883 MA [NULL] 811-07769 0001019143 SEPARATE ACCOUNT KG OF FIRST ALLMERICA FIN LIFE INS CO 32 S000009717 SEPARATE ACCOUNT KG OF FIRST ALLMERICA FIN LIFE INS CO C000026686 Scudder Gateway Plus (Bonus) (333-54220) [NULL] 440 LINCOLN STREET WORCESTER 01615-9883 MA [NULL] 811-07777 0001019146 SEPARATE ACCOUNT KGC OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000010116 SEPARATE ACCOUNT KGC OF ALLMERICA FIN LIFE INS & ANNUITY CO C000028066 Scudder Gateway Custom (333-10283) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-07771 0001019144 SEPARATE ACCOUNT KGC OF FIRST ALLMERICA FIN LIFE INS CO 32 S000010719 SEPARATE ACCOUNT KGC OF FIRST ALLMERICA FIN LIFE INS CO C000029618 Scudder Gateway Custom (333-10395) [NULL] 440 LINCOLN STREET WORCESTER 01615-9883 MA [NULL] 811-09002 0000942323 SEPARATE ACCOUNT N OF RELIASTAR LIFE 32 S000001090 SEPARATE ACCOUNT N OF RELIASTAR LIFE C000002966 Voya Advantage Century PlusSM [NULL] 20 WASHINGTON AVENUE SOUTH MINNEAPOLIS 55401 MN RELIASTAR LIFE INSURANCE CO 811-09002 0000942323 SEPARATE ACCOUNT N OF RELIASTAR LIFE 32 S000001090 SEPARATE ACCOUNT N OF RELIASTAR LIFE C000002965 Voya Advantage CenturySM [NULL] 20 WASHINGTON AVENUE SOUTH MINNEAPOLIS 55401 MN RELIASTAR LIFE INSURANCE CO 811-09002 0000942323 SEPARATE ACCOUNT N OF RELIASTAR LIFE 32 S000001090 SEPARATE ACCOUNT N OF RELIASTAR LIFE C000002967 Voya AdvantageSM [NULL] 20 WASHINGTON AVENUE SOUTH MINNEAPOLIS 55401 MN RELIASTAR LIFE INSURANCE CO 811-09002 0000942323 SEPARATE ACCOUNT N OF RELIASTAR LIFE 32 S000001090 SEPARATE ACCOUNT N OF RELIASTAR LIFE C000002968 Voya Encore/Voya Encore Flex [NULL] 20 WASHINGTON AVENUE SOUTH MINNEAPOLIS 55401 MN RELIASTAR LIFE INSURANCE CO 811-03301 0000356076 SEPARATE ACCOUNT NO 301 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009120 SEPARATE ACCOUNT NO 301 OF AXA EQUITABLE LIFE INSURANCE CO C000024813 AXA Equitable 300+ Series [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-08754 0000929634 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009086 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO C000024686 Accumulator (IRA, NQ, QP) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-08754 0000929634 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009086 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO C000024683 Accumulator (Oregon) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-08754 0000929634 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009086 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO C000024679 Accumulator (Pre 2002) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-08754 0000929634 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009086 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO C000024682 Accumulator Advisor (SA 45) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-08754 0000929634 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009086 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO C000024680 Accumulator Elite (Pre 2002) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-08754 0000929634 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009086 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO C000024681 Accumulator Elite II [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-08754 0000929634 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009086 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO C000024687 Accumulator Plus (Pre 2002) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-08754 0000929634 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009086 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO C000024690 Accumulator Select (Oregon) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-08754 0000929634 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009086 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO C000024688 Accumulator Select (Pre 2002) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-08754 0000929634 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009086 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO C000024689 Accumulator Select II [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-08754 0000929634 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009086 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO C000024684 Income Manager Accumulator [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-08754 0000929634 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009086 SEPARATE ACCOUNT NO 45 OF AXA EQUITABLE LIFE INSURANCE CO C000024685 Income Manager Rollover IRA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-08938 0000935708 Separate Account No. 13S 33 S000004232 Separate Account No. 13S (formerly Security Equity Separate Account Thirteen) C000011918 LCL2 Flexible Premium Variable Life [NULL] METROPOLITAN LIFE INSURANCE CO NEW YORK 10166 NY 200 PARK AVENUE 811-22651 0001537470 Separate Account No. 70 of AXA Equitable Life Insurance Co 32 S000036399 Separate Account No. 70 of AXA Equitable Life Insurance Co C000118793 Accumulator Series 11.0 (SA 70) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY 12TH FLOOR 811-22651 0001537470 Separate Account No. 70 of AXA Equitable Life Insurance Co 32 S000036399 Separate Account No. 70 of AXA Equitable Life Insurance Co C000118898 Accumulator Series 13.0 [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY 12TH FLOOR 811-22651 0001537470 Separate Account No. 70 of AXA Equitable Life Insurance Co 32 S000036399 Separate Account No. 70 of AXA Equitable Life Insurance Co C000131283 Investment Edge [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY 12TH FLOOR 811-22651 0001537470 Separate Account No. 70 of AXA Equitable Life Insurance Co 32 S000036399 Separate Account No. 70 of AXA Equitable Life Insurance Co C000158484 Investment Edge 15.0 [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY 12TH FLOOR 811-22651 0001537470 Separate Account No. 70 of AXA Equitable Life Insurance Co 32 S000036399 Separate Account No. 70 of AXA Equitable Life Insurance Co C000167138 Retirement Cornerstone 15A Series E [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY 12TH FLOOR 811-22651 0001537470 Separate Account No. 70 of AXA Equitable Life Insurance Co 32 S000036399 Separate Account No. 70 of AXA Equitable Life Insurance Co C000118795 Retirement Cornerstone Series 1.0 (SA 70) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY 12TH FLOOR 811-22651 0001537470 Separate Account No. 70 of AXA Equitable Life Insurance Co 32 S000036399 Separate Account No. 70 of AXA Equitable Life Insurance Co C000118796 Retirement Cornerstone Series 11.0 (SA 70) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY 12TH FLOOR 811-22651 0001537470 Separate Account No. 70 of AXA Equitable Life Insurance Co 32 S000036399 Separate Account No. 70 of AXA Equitable Life Insurance Co C000111359 Retirement Cornerstone Series 12.0 [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY 12TH FLOOR 811-22651 0001537470 Separate Account No. 70 of AXA Equitable Life Insurance Co 32 S000036399 Separate Account No. 70 of AXA Equitable Life Insurance Co C000121522 Retirement Cornerstone Series 13.0 [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY 12TH FLOOR 811-22651 0001537470 Separate Account No. 70 of AXA Equitable Life Insurance Co 32 S000036399 Separate Account No. 70 of AXA Equitable Life Insurance Co C000150380 Retirement Cornerstone Series 15.0 [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY 12TH FLOOR 811-22651 0001537470 Separate Account No. 70 of AXA Equitable Life Insurance Co 32 S000036399 Separate Account No. 70 of AXA Equitable Life Insurance Co C000154994 Retirement Cornerstone Series 15.0 Series E [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY 12TH FLOOR 811-22651 0001537470 Separate Account No. 70 of AXA Equitable Life Insurance Co 32 S000036399 Separate Account No. 70 of AXA Equitable Life Insurance Co C000164154 Retirement Cornerstone Series 15A [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY 12TH FLOOR 811-07935 0001027285 SEPARATE ACCOUNT NY B OF RELIASTAR LIFE INSURANCE CO OF NY 32 S000000892 SEPARATE ACCOUNT NY B OF RELIASTAR LIFE INSURANCE CO OF NY C000054365 Voya Architect NY Variable Annuity [NULL] 1475 DUNWOODY ROAD WEST CHESTER 19380-2700 PA SUITE 400 811-07935 0001027285 SEPARATE ACCOUNT NY B OF RELIASTAR LIFE INSURANCE CO OF NY 32 S000000892 SEPARATE ACCOUNT NY B OF RELIASTAR LIFE INSURANCE CO OF NY C000002537 VOYA EMPIRE INNOVATIONS VARIABLE ANNUITY [NULL] 1475 DUNWOODY ROAD WEST CHESTER 19380-2700 PA SUITE 400 811-07935 0001027285 SEPARATE ACCOUNT NY B OF RELIASTAR LIFE INSURANCE CO OF NY 32 S000000892 SEPARATE ACCOUNT NY B OF RELIASTAR LIFE INSURANCE CO OF NY C000002536 VOYA EMPIRE TRADITIONS VARIABLE ANNUITY [NULL] 1475 DUNWOODY ROAD WEST CHESTER 19380-2700 PA SUITE 400 811-07935 0001027285 SEPARATE ACCOUNT NY B OF RELIASTAR LIFE INSURANCE CO OF NY 32 S000000892 SEPARATE ACCOUNT NY B OF RELIASTAR LIFE INSURANCE CO OF NY C000002535 VOYA GOLDENSELECT DVA PLUS-NY [NULL] 1475 DUNWOODY ROAD WEST CHESTER 19380-2700 PA SUITE 400 811-07935 0001027285 SEPARATE ACCOUNT NY B OF RELIASTAR LIFE INSURANCE CO OF NY 32 S000000892 SEPARATE ACCOUNT NY B OF RELIASTAR LIFE INSURANCE CO OF NY C000023360 VOYA GOLDENSELECT EMPIRE PRIMELITE [NULL] 1475 DUNWOODY ROAD WEST CHESTER 19380-2700 PA SUITE 400 811-07935 0001027285 SEPARATE ACCOUNT NY B OF RELIASTAR LIFE INSURANCE CO OF NY 32 S000000892 SEPARATE ACCOUNT NY B OF RELIASTAR LIFE INSURANCE CO OF NY C000043981 Voya Rollover Choicesm - NY Variable Annuity [NULL] 1475 DUNWOODY ROAD WEST CHESTER 19380-2700 PA SUITE 400 811-08670 0000927820 SEPARATE ACCOUNT OF USAA LIFE INSURANCE CO 32 S000004301 SEPARATE ACCOUNT OF USAA LIFE INSURANCE CO C000012027 Variable Annuity [NULL] 9800 FREDERICKSBURG RD SAN ANTONIO 78288 TX [NULL] 811-10133 0001122103 SEPARATE ACCOUNT SPVL OF FIRST ALLMERICA LIFE INSURANCE CO 33 S000010021 SEPARATE ACCOUNT SPVL OF FIRST ALLMERICA LIFE INSURANCE CO C000027710 SPL II (333-84310) [NULL] 440 LINCOLN ST WORCESTER 01615-9883 MA [NULL] 811-10133 0001122103 SEPARATE ACCOUNT SPVL OF FIRST ALLMERICA LIFE INSURANCE CO 33 S000010021 SEPARATE ACCOUNT SPVL OF FIRST ALLMERICA LIFE INSURANCE CO C000027709 SPVL (aka VEL III and Agency SPVL) (333-45914) [NULL] 440 LINCOLN ST WORCESTER 01615-9883 MA [NULL] 811-09026 0000944305 SEPARATE ACCOUNT U OF VOYA INSURANCE & ANNUITY Co 32 S000012015 SEPARATE ACCOUNT U OF VOYA INSURANCE AND ANNUITY COMPANY C000032745 VOYA SPECTRADIRECT [NULL] 1475 DUNWOODY DRIVE WEST CHESTER 19380-1478 PA PO BOX 2700 811-09026 0000944305 SEPARATE ACCOUNT U OF VOYA INSURANCE & ANNUITY Co 32 S000012015 SEPARATE ACCOUNT U OF VOYA INSURANCE AND ANNUITY COMPANY C000032746 VOYA SPECTRASELECT [NULL] 1475 DUNWOODY DRIVE WEST CHESTER 19380-1478 PA PO BOX 2700 811-07368 0000894418 SEPARATE ACCOUNT VA 2LNY OF TRANSAMERICA FINANCIAL 32 S000006778 SEPARATE ACCOUNT VA 2LNY OF TRANSAMERICA FINANCIAL C000018377 Dreyfus/Transamerica Triple Advantage NY Variable Annuity [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-08677 0001044601 SEPARATE ACCOUNT VA 6NY OF TFLIC 32 S000006586 SEPARATE ACCOUNT VA 6NY OF TFLIC C000017993 Transamerica Classic Variable Annuity [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-08835 0001044604 SEPARATE ACCOUNT VA 7 32 S000006587 SEPARATE ACCOUNT VA 7 C000017994 Transamerica Bounty Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA [NULL] 811-22113 0001402306 Separate Account VA AA 32 S000019415 Separate Account VA AA C000149324 WRL Freedom Advisor VA [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000127976 Income Elite Variable Annuity [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000127971 Members Extra Variable Annuity [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000128470 Members Freedom Variable Annuity [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000017605 Members Landmark Variable Annuity [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000127973 Members Liberty Variable Annuity [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000127795 Members Variable Annuity Series [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000128575 Partners Variable Annuity Series [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000125364 Transamerica 123 Variable Annuity [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000125365 Transamerica ABC Variable Annuity Series [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000125107 Transamerica Advisor Elite II [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000127977 Transamerica Advisor Elite Variable Annuity [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000125095 Transamerica Axiom II [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000127975 Transamerica Axiom Variable Annuity [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000127970 Transamerica Extra Variable Annuity [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000017604 Transamerica Freedom Variable Annuity [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000125108 Transamerica Income Elite II [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000017603 Transamerica Landmark Variable Annuity [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000127972 Transamerica Liberty Variable Annuity [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000127974 Transamerica Principium II Variable Annuity [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000125106 Transamerica Principium III [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000125286 Transamerica Retirement Income Plus [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000130280 Transamerica Variable Annuity O-Share [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-06032 0000859607 SEPARATE ACCOUNT VA B 32 S000006417 SEPARATE ACCOUNT VA B C000124123 Transamerica Variable Annuity Series [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-02559 0000008775 SEPARATE ACCOUNT VA B OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000010126 SEPARATE ACCOUNT VA-B OF COMMONWEALTH ANNUITY & LIFE INS CO C000028106 VA-B (2-53203) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-04734 0000796535 SEPARATE ACCOUNT VA BB 32 S000006785 SEPARATE ACCOUNT VA BB C000018388 Pacers Choice Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA [NULL] 811-08750 0000929519 SEPARATE ACCOUNT VA BNY 32 S000006424 SEPARATE ACCOUNT VA BNY C000127981 Income Elite Variable Annuity [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-08750 0000929519 SEPARATE ACCOUNT VA BNY 32 S000006424 SEPARATE ACCOUNT VA BNY C000128576 Partners Variable Annuity Series [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-08750 0000929519 SEPARATE ACCOUNT VA BNY 32 S000006424 SEPARATE ACCOUNT VA BNY C000125112 Transamerica Advisor Elite II [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-08750 0000929519 SEPARATE ACCOUNT VA BNY 32 S000006424 SEPARATE ACCOUNT VA BNY C000127982 Transamerica Advisor Elite NY Variable Annuity [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-08750 0000929519 SEPARATE ACCOUNT VA BNY 32 S000006424 SEPARATE ACCOUNT VA BNY C000125110 Transamerica Axiom II [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-08750 0000929519 SEPARATE ACCOUNT VA BNY 32 S000006424 SEPARATE ACCOUNT VA BNY C000127980 Transamerica Axiom NY Variable Annuity [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-08750 0000929519 SEPARATE ACCOUNT VA BNY 32 S000006424 SEPARATE ACCOUNT VA BNY C000125113 Transamerica Income Elite II [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-08750 0000929519 SEPARATE ACCOUNT VA BNY 32 S000006424 SEPARATE ACCOUNT VA BNY C000017613 Transamerica Landmark NY Variable Annuity [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-08750 0000929519 SEPARATE ACCOUNT VA BNY 32 S000006424 SEPARATE ACCOUNT VA BNY C000127978 Transamerica Liberty NY Variable Annuity [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-08750 0000929519 SEPARATE ACCOUNT VA BNY 32 S000006424 SEPARATE ACCOUNT VA BNY C000127979 Transamerica Principium II Variable Annuity [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-08750 0000929519 SEPARATE ACCOUNT VA BNY 32 S000006424 SEPARATE ACCOUNT VA BNY C000125111 Transamerica Principium III [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-08750 0000929519 SEPARATE ACCOUNT VA BNY 32 S000006424 SEPARATE ACCOUNT VA BNY C000127796 Transamerica Retirement Income Plus [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-08750 0000929519 SEPARATE ACCOUNT VA BNY 32 S000006424 SEPARATE ACCOUNT VA BNY C000130281 Transamerica Variable Annuity O-Share [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-08750 0000929519 SEPARATE ACCOUNT VA BNY 32 S000006424 SEPARATE ACCOUNT VA BNY C000124124 Transamerica Variable Annuity Series [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-06564 0000884067 SEPARATE ACCOUNT VA CC 32 S000006787 SEPARATE ACCOUNT VA CC C000018395 Advisor's Edge Select Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA [NULL] 811-06564 0000884067 SEPARATE ACCOUNT VA CC 32 S000006787 SEPARATE ACCOUNT VA CC C000018394 Advisor's Edge Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA [NULL] 811-06564 0000884067 SEPARATE ACCOUNT VA CC 32 S000006787 SEPARATE ACCOUNT VA CC C000018393 Dimensional Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA [NULL] 811-06564 0000884067 SEPARATE ACCOUNT VA CC 32 S000006787 SEPARATE ACCOUNT VA CC C000018392 Marquee Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA [NULL] 811-06564 0000884067 SEPARATE ACCOUNT VA CC 32 S000006787 SEPARATE ACCOUNT VA CC C000018390 Personal Manager Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA [NULL] 811-06564 0000884067 SEPARATE ACCOUNT VA CC 32 S000006787 SEPARATE ACCOUNT VA CC C000018391 Prism Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA [NULL] 811-06144 0000866252 SEPARATE ACCOUNT VA DD 32 S000006786 SEPARATE ACCOUNT VA DD C000018389 Vanguard Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA [NULL] 811-22370 0001475231 Separate Account VA FF 32 S000028071 Separate Account VA FF C000085420 SecurePath for Life Product [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 524990001 IA [NULL] 811-22544 0001475234 Separate Account VA HH 32 S000033073 Separate Account VA HH C000101931 DWS Personal Pension Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 524990001 IA [NULL] 811-21461 0001162321 SEPARATE ACCOUNT VA Q 32 S000006601 SEPARATE ACCOUNT VA Q C000018020 SecurePath [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07793 0001021447 SEPARATE ACCOUNT VA QNY 32 S000006611 SEPARATE ACCOUNT VA QNY C000018058 SecurePath NY [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-21427 0001257295 SEPARATE ACCOUNT VA U 32 S000006664 SEPARATE ACCOUNT VA U C000149322 WRL Freedom Premier III VA [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-21491 0001273317 SEPARATE ACCOUNT VA V 32 S000006666 SEPARATE ACCOUNT VA V C000149323 WRL Freedom Multiple VA [NULL] 4333 EDGEWOOD RD N.E. CEDAR RAPIDS 52499-0001 IA [NULL] 811-04940 0000808102 SEPARATE ACCOUNT VA-1 32 S000010532 SEPARATE ACCOUNT VA -1 C000029065 Prime Investor Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-07042 0000890041 SEPARATE ACCOUNT VA-2L 32 S000006777 SEPARATE ACCOUNT VA-2L C000018376 Dreyfus/Transamerica Triple Advantage Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-08158 0000914836 SEPARATE ACCOUNT VA-5 32 S000006782 SEPARATE ACCOUNT VA-5 C000018385 Distinct Asset Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52406-3183 IA [NULL] 811-08160 0000914838 SEPARATE ACCOUNT VA-5NLNY OF TFLIC 32 S000006783 SEPARATE ACCOUNT VA-5NLNY OF TFLIC C000018386 Distinct Asset Variable Annuity NY [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-07753 0001019664 SEPARATE ACCOUNT VA-6 32 S000006575 SEPARATE ACCOUNT VA-6 C000017948 Transamerica Catalyst Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA [NULL] 811-07753 0001019664 SEPARATE ACCOUNT VA-6 32 S000006575 SEPARATE ACCOUNT VA-6 C000017947 Transamerica Classic Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA [NULL] 811-09859 0001064458 SEPARATE ACCOUNT VA-8 32 S000010426 SEPARATE ACCOUNT VA-8 C000028819 Transmark Optimum Choice Variable Annuity [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA [NULL] 811-01497 0000313754 SEPARATE ACCOUNT VA-A OF COMMONWEALTH ANNUITY & LIFE I NSURANCE CO 32 S000010120 SEPARATE ACCOUNT VA-A OF COMMONWEALTH ANNUITY & LIFE INS CO C000028081 VA-A (Non-Qual) (2-53206) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-01497 0000313754 SEPARATE ACCOUNT VA-A OF COMMONWEALTH ANNUITY & LIFE I NSURANCE CO 32 S000010120 SEPARATE ACCOUNT VA-A OF COMMONWEALTH ANNUITY & LIFE INS CO C000028082 VA-A (Qual) (2-53205) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-02558 0000008776 SEPARATE ACCOUNT VA-C OF COMMONWEALTH ANNUITY& LIFE INSURANCE CO 32 S000010679 SEPARATE ACCOUNT VA C OF COMMONWEALTH ANNUITY & LIFE INS CO C000029558 VA-C (2-53204) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-03842 0000727146 SEPARATE ACCOUNT VA-G OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000010702 SEPARATE ACCOUNT VA-G OF COMMONWEALTH ANNUITY & LIFE INS CO C000029590 VA-G (2-86439) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-03841 0000727145 SEPARATE ACCOUNT VA-H OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000010704 SEPARATE ACCOUNT VA-H OF COMMONWEALTH ANNUITY & LIFE INS CO C000029592 VA-H (2-86440) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-06293 0000873802 SEPARATE ACCOUNT VA-K OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009758 SEP ACCT VA K EXECANNUITY OF COMMONWEALTH ANNUITY & LIFE INS CO C000026811 ExecAnnuity Plus/Advantage (33-39702) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-06293 0000873802 SEPARATE ACCOUNT VA-K OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009758 SEP ACCT VA K EXECANNUITY OF COMMONWEALTH ANNUITY & LIFE INS CO C000027993 IMMEDIATE VARIABLE ANNUITY - IVA (333-81861) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-06293 0000873802 SEPARATE ACCOUNT VA-K OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009758 SEP ACCT VA K EXECANNUITY OF COMMONWEALTH ANNUITY & LIFE INS CO C000027994 PREMIER CHOICE - Agency C-Shares (333-38274) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-06293 0000873802 SEPARATE ACCOUNT VA-K OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009758 SEP ACCT VA K EXECANNUITY OF COMMONWEALTH ANNUITY & LIFE INS CO C000027992 Value Generation (333-87099) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-06293-01 0000882375 SEPARATE ACCOUNT VA-K OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009721 SEPARATE ACCOUNT VA-K OF COMMONWEALTH ANNUITY & LIFE INS CO C000027991 Delaware Golden Medallion (333-81281) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-06293-01 0000882375 SEPARATE ACCOUNT VA-K OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009721 SEPARATE ACCOUNT VA-K OF COMMONWEALTH ANNUITY & LIFE INS CO C000027990 Delaware Medallion I/II (33-44830) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-06293-01 0000882375 SEPARATE ACCOUNT VA-K OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009721 SEPARATE ACCOUNT VA-K OF COMMONWEALTH ANNUITY & LIFE INS CO C000026696 Delaware Medallion III (33-44830) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-06293-01 0000882375 SEPARATE ACCOUNT VA-K OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009721 SEPARATE ACCOUNT VA-K OF COMMONWEALTH ANNUITY & LIFE INS CO C000032458 Directed Advisory Solutions (333-90543) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-08848 0000932501 SEPARATE ACCOUNT VA-P OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009718 SEPARATE ACCOUNT VA-P OF COMMONWEALTH ANNUITY & LIFE INS CO C000027986 Pioneer C-Vision (C-Shares) (333-64831) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-08848 0000932501 SEPARATE ACCOUNT VA-P OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009718 SEPARATE ACCOUNT VA-P OF COMMONWEALTH ANNUITY & LIFE INS CO C000027988 Pioneer No-Load (333-90535) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-08848 0000932501 SEPARATE ACCOUNT VA-P OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009718 SEPARATE ACCOUNT VA-P OF COMMONWEALTH ANNUITY & LIFE INS CO C000026687 Pioneer Vision (33-85916) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-08848 0000932501 SEPARATE ACCOUNT VA-P OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 32 S000009718 SEPARATE ACCOUNT VA-P OF COMMONWEALTH ANNUITY & LIFE INS CO C000027987 Pioneer XtraVision (Bonus) (333-81017) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-08872 0000933131 SEPARATE ACCOUNT VA-P OF FIRST ALLMERICA FIN LIFE INSUR CO 32 S000009719 SEPARATE ACCOUNT VA-P OF FIRST ALLMERICA FIN LIFE INSUR CO C000029643 Pioneer C-Vision (C-Shares) (333-64833) [NULL] 440 LINCOLN ST WORCESTER 01653 MA [NULL] 811-08872 0000933131 SEPARATE ACCOUNT VA-P OF FIRST ALLMERICA FIN LIFE INSUR CO 32 S000009719 SEPARATE ACCOUNT VA-P OF FIRST ALLMERICA FIN LIFE INSUR CO C000029645 Pioneer No-Load (333-90537) [NULL] 440 LINCOLN ST WORCESTER 01653 MA [NULL] 811-08872 0000933131 SEPARATE ACCOUNT VA-P OF FIRST ALLMERICA FIN LIFE INSUR CO 32 S000009719 SEPARATE ACCOUNT VA-P OF FIRST ALLMERICA FIN LIFE INSUR CO C000026688 Pioneer Vision (33-86664) [NULL] 440 LINCOLN ST WORCESTER 01653 MA [NULL] 811-08872 0000933131 SEPARATE ACCOUNT VA-P OF FIRST ALLMERICA FIN LIFE INSUR CO 32 S000009719 SEPARATE ACCOUNT VA-P OF FIRST ALLMERICA FIN LIFE INSUR CO C000029644 Pioneer XtraVision (Bonus) (333-54040) [NULL] 440 LINCOLN ST WORCESTER 01653 MA [NULL] 811-04733 0000796524 SEPARATE ACCOUNT VL E 33 S000006784 SEPARATE ACCOUNT VL E C000018387 Pacers Choice Variable Life [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499-0001 IA . 811-03072-03 0000893748 SEPARATE ACCOUNT VL I OF HARTFORD LIFE INSURANCE CO 33 S000002937 SEPARATE ACCOUNT VL I OF HARTFORD LIFE INSURANCE CO C000008036 Stag Protector Variable Universal Life (Series I and 1.5) [NULL] C/O ITT HARTFORD LIFE INSURANCE CO SIMSBURY 06089 CT 200 HOPMEADOW ST 811-03072-03 0000893748 SEPARATE ACCOUNT VL I OF HARTFORD LIFE INSURANCE CO 33 S000002937 SEPARATE ACCOUNT VL I OF HARTFORD LIFE INSURANCE CO C000059500 Stag Protector VUL (Series 1.5) [NULL] C/O ITT HARTFORD LIFE INSURANCE CO SIMSBURY 06089 CT 200 HOPMEADOW ST 811-07647 0001015716 SEPARATE ACCOUNT VL OF FIRST VARIABLE LIFE INSURANCE CO 33 S000010924 SEPARATE ACCOUNT VL OF FIRST VARIABLE LIFE INSURANCE CO C000030251 Capital Estate Builder VUL [NULL] PROTECTIVE LIFE INSURANCE COMPANY BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-07647 0001015716 SEPARATE ACCOUNT VL OF FIRST VARIABLE LIFE INSURANCE CO 33 S000010924 SEPARATE ACCOUNT VL OF FIRST VARIABLE LIFE INSURANCE CO C000030253 Capital One Pay VL [NULL] PROTECTIVE LIFE INSURANCE COMPANY BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-07647 0001015716 SEPARATE ACCOUNT VL OF FIRST VARIABLE LIFE INSURANCE CO 33 S000010924 SEPARATE ACCOUNT VL OF FIRST VARIABLE LIFE INSURANCE CO C000030252 Capital Solutions VUL [NULL] PROTECTIVE LIFE INSURANCE COMPANY BIRMINGHAM 35223 AL 2801 HIGHWAY 280 SOUTH 811-09715 0001100102 SEPARATE ACCOUNT VUL 3 33 S000006589 SEPARATE ACCOUNT VUL 3 C000071912 Transamerica Elite [NULL] PO BOX 5068 CLEARWATER 33758 FL [NULL] 811-09715 0001100102 SEPARATE ACCOUNT VUL 3 33 S000006589 SEPARATE ACCOUNT VUL 3 C000137638 Transamerica Journey [NULL] PO BOX 5068 CLEARWATER 33758 FL [NULL] 811-04388 0000775270 SEPARATE ACCOUNT VUL OF INTEGRITY LIFE INSURANCE CO 33 S000012512 SEPARATE ACCOUNT VUL OF INTEGRITY LIFE INSURANCE CO C000034025 SEPARATE ACCOUNT VUL OF INTEGRITY LIFE INSURANCE CO [NULL] 400 BROAD STREET CINCINNATI 45202 OH [NULL] 811-09115 0001074342 SEPARATE ACCOUNT VUL-A 33 S000006043 SEPARATE ACCOUNT VUL-A C000016608 Inheritance Builder Plus [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA [NULL] 811-09115 0001074342 SEPARATE ACCOUNT VUL-A 33 S000006043 SEPARATE ACCOUNT VUL-A C000016607 Legacy Builder Plus [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA [NULL] 811-02846 0000200026 SEPARATE ACCOUNTS D E F OF ALLMERICA FIN LIFE INS & ANNU CO 32 S000010767 SEPARATE ACCOUNTS D E F OF ALLMERICA FIN LIFE INS & ANNU CO C000029751 VA-D, E, F (2-62002) [NULL] 440 LINCOLN ST WORCESTER 01653 MA F 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024735 Accumulator (2002) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024746 Accumulator (2004) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024755 Accumulator (2006) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000047290 Accumulator (2007) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000065471 Accumulator (2008-04 (NY)) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000070274 Accumulator (8.0 Series) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000078601 Accumulator (9.0 Series) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024758 Accumulator (IRA, NQ, QP) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024756 Accumulator (Oregon) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024757 Accumulator (Pre 2002) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024753 Accumulator Advisor (SA 49) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000050207 Accumulator Core (2006-JS) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024747 Accumulator Elite (2002) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024748 Accumulator Elite (2004) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024749 Accumulator Elite (2006) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000050219 Accumulator Elite (2006-JS) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000065474 Accumulator Elite (2008-04 (NY)) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000070276 Accumulator Elite (8.0 Series) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000078602 Accumulator Elite (9.0 Series) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024750 Accumulator Elite (Pre 2002) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000050998 Accumulator Elite 2007 [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024751 Accumulator Elite II [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024752 Accumulator Express [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024761 Accumulator Plus (2002) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024736 Accumulator Plus (2004) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024737 Accumulator Plus (2006) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000050208 Accumulator Plus (2006-JS) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000065472 Accumulator Plus (2008-04 (NY)) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000066355 Accumulator Plus (8.0 Series) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000066354 Accumulator Plus (8.0(NY) Series) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000075846 Accumulator Plus (9.0 Series) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024738 Accumulator Plus (Merrill Lynch) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024739 Accumulator Plus (Pre 2002) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000050999 Accumulator Plus 2007 [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024740 Accumulator Select (2002) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024741 Accumulator Select (2004) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024742 Accumulator Select (2006) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000050218 Accumulator Select (2006-JS) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000065473 Accumulator Select (2008-04 (NY)) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000070275 Accumulator Select (8.0 Series) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000078603 Accumulator Select (9.0 Series) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024743 Accumulator Select (Oregon) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024744 Accumulator Select (Pre 2002) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000051000 Accumulator Select 07 [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024745 Accumulator Select II [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000101922 Accumulator Series 11.0 [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000035618 AXA Equitable Retirement Income for Life (RIFL 2) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000050265 Emblem [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024759 Income Manager Accumulator [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024760 Income Manager Rollover IRA [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000097012 Retirement Cornerstone - Series ADV [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000097013 Retirement Cornerstone 11.0 [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000080571 Retirement Cornerstone Series [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000024754 Retirement Income for Life (RIFL) [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000089039 Structured Capital Strategies [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000163851 Structured Capital Strategies 16 [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-07659 0001015570 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO 32 S000009103 SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO C000039188 Stylus [NULL] 1290 AVENUE OF THE AMERICAS NEW YORK 10104 NY [NULL] 811-08114 0000914284 SEPARATE ACCT VA K OF FIRST ALLMERICA FINANCIAL LIFE INS CO 32 S000009759 SEPARATE ACCT VA K OF FIRST ALLMERICA FINANCIAL LIFE INS CO C000029652 Agency C-Shares (333-38276) [NULL] 440 LINCOLN ST WORCESTER 01653 MA [NULL] 811-08114 0000914284 SEPARATE ACCT VA K OF FIRST ALLMERICA FINANCIAL LIFE INS CO 32 S000009759 SEPARATE ACCT VA K OF FIRST ALLMERICA FINANCIAL LIFE INS CO C000029655 Allmerica Value Generation (333-87105) [NULL] 440 LINCOLN ST WORCESTER 01653 MA [NULL] 811-08114 0000914284 SEPARATE ACCT VA K OF FIRST ALLMERICA FINANCIAL LIFE INS CO 32 S000009759 SEPARATE ACCT VA K OF FIRST ALLMERICA FINANCIAL LIFE INS CO C000029654 Delaware Golden Medallion (Bonus) (333-54218) [NULL] 440 LINCOLN ST WORCESTER 01653 MA [NULL] 811-08114 0000914284 SEPARATE ACCT VA K OF FIRST ALLMERICA FINANCIAL LIFE INS CO 32 S000009759 SEPARATE ACCT VA K OF FIRST ALLMERICA FINANCIAL LIFE INS CO C000029653 Delaware Medallion I/II and III (333-71054) [NULL] 440 LINCOLN ST WORCESTER 01653 MA [NULL] 811-08114 0000914284 SEPARATE ACCT VA K OF FIRST ALLMERICA FINANCIAL LIFE INS CO 32 S000009759 SEPARATE ACCT VA K OF FIRST ALLMERICA FINANCIAL LIFE INS CO C000029650 Directed Advisory Solutions (333-90545) [NULL] 440 LINCOLN ST WORCESTER 01653 MA [NULL] 811-08114 0000914284 SEPARATE ACCT VA K OF FIRST ALLMERICA FINANCIAL LIFE INS CO 32 S000009759 SEPARATE ACCT VA K OF FIRST ALLMERICA FINANCIAL LIFE INS CO C000026812 ExecAnnuity Plus/Allmerica Advantage (33-71052) [NULL] 440 LINCOLN ST WORCESTER 01653 MA [NULL] 811-08114 0000914284 SEPARATE ACCT VA K OF FIRST ALLMERICA FINANCIAL LIFE INS CO 32 S000009759 SEPARATE ACCT VA K OF FIRST ALLMERICA FINANCIAL LIFE INS CO C000029651 IVA-Agency IVA (333-81859) [NULL] 440 LINCOLN ST WORCESTER 01653 MA [NULL] 811-01976 0000089043 SEQUOIA FUND INC 30 S000012155 SEQUOIA FUND INC C000033159 SEQUOIA FUND INC SEQUX 9 WEST 57TH STREET NEW YORK 10019-2701 NY SUITE 5000 811-23084 0001650149 Series Portfolios Trust 30 S000054431 Appleton Equity Growth Fund C000170953 Appleton Equity Growth Fund [NULL] 615 E. MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-23084 0001650149 Series Portfolios Trust 30 S000054730 Bridge City Capital Small Cap Growth Fund C000171905 Bridge City Capital Small Cap Growth Fund [NULL] 615 E. MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-23084 0001650149 Series Portfolios Trust 30 S000054978 Oakhurst Managed Volatility Fund C000172931 Advisor Class [NULL] 615 E. MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-23084 0001650149 Series Portfolios Trust 30 S000054978 Oakhurst Managed Volatility Fund C000172930 Institutional Class [NULL] 615 E. MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-23084 0001650149 Series Portfolios Trust 30 S000054556 Oakhurst Strategic Defined Risk Fund C000171306 Institutional Class OASDX 615 E. MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-23084 0001650149 Series Portfolios Trust 30 S000054556 Oakhurst Strategic Defined Risk Fund C000171307 Advisor Class OASRX 615 E. 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MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-23084 0001650149 Series Portfolios Trust 30 S000051293 Weiss Alternative Balanced Risk Fund C000161710 Class I WEISX 615 E. MICHIGAN STREET MILWAUKEE 53202 WI [NULL] 811-04417 0000778206 SHELTON FUNDS 30 S000011273 California Tax-Free Income Fund C000031070 California Tax-Free Income Fund CFNTX 1050 17TH STREET DENVER 80265 CO SUITE 1710 811-04417 0000778206 SHELTON FUNDS 30 S000016027 European Growth & Income Fund C000044039 Direct Shares EUGIX 1050 17TH STREET DENVER 80265 CO SUITE 1710 811-04417 0000778206 SHELTON FUNDS 30 S000016027 European Growth & Income Fund C000044040 K Shares EUGKX 1050 17TH STREET DENVER 80265 CO SUITE 1710 811-04417 0000778206 SHELTON FUNDS 30 S000016026 Nasdaq-100 Index Fund C000044038 Direct Shares NASDX 1050 17TH STREET DENVER 80265 CO SUITE 1710 811-04417 0000778206 SHELTON FUNDS 30 S000016026 Nasdaq-100 Index Fund C000044037 K Shares NDXKX 1050 17TH STREET DENVER 80265 CO SUITE 1710 811-04417 0000778206 SHELTON FUNDS 30 S000016022 S&P 500 Index Fund C000044029 Direct Shares SPFIX 1050 17TH STREET DENVER 80265 CO SUITE 1710 811-04417 0000778206 SHELTON FUNDS 30 S000016022 S&P 500 Index Fund C000044030 K Shares SPXKX 1050 17TH STREET DENVER 80265 CO SUITE 1710 811-04417 0000778206 SHELTON FUNDS 30 S000016023 S&P MidCap Index Fund C000044032 K Shares MIDKX 1050 17TH STREET DENVER 80265 CO SUITE 1710 811-04417 0000778206 SHELTON FUNDS 30 S000016023 S&P MidCap Index Fund C000044031 Direct Shares SPMIX 1050 17TH STREET DENVER 80265 CO SUITE 1710 811-04417 0000778206 SHELTON FUNDS 30 S000016024 S&P SmallCap Index Fund C000044033 Direct Shares SMCIX 1050 17TH STREET DENVER 80265 CO SUITE 1710 811-04417 0000778206 SHELTON FUNDS 30 S000016024 S&P SmallCap Index Fund C000044034 K Shares SMLKX 1050 17TH STREET DENVER 80265 CO SUITE 1710 811-04417 0000778206 SHELTON FUNDS 30 S000016025 Shelton Core Value Fund C000044035 Direct Shares EQTIX 1050 17TH STREET DENVER 80265 CO SUITE 1710 811-04417 0000778206 SHELTON FUNDS 30 S000016025 Shelton Core Value Fund C000044036 K Shares EQTKX 1050 17TH STREET DENVER 80265 CO SUITE 1710 811-04417 0000778206 SHELTON FUNDS 30 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Shares CAUSX 1050 17TH STREET DENVER 80265 CO SUITE 1710 811-22662 0001541630 Short Duration High Income Portfolio 30 S000036917 Short Duration High Income Portfolio C000112978 Short Duration High Income Portfolio [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-02729 0000205007 SHORT TERM INVESTMENTS TRUST 30 S000000220 Government & Agency Portfolio C000000495 Cash Management Class [NULL] 11 GREENWAY PLAZA SUITE 100 HOUSTON 77046 TX [NULL] 811-02729 0000205007 SHORT TERM INVESTMENTS TRUST 30 S000000220 Government & Agency Portfolio C000029703 Corporate Class [NULL] 11 GREENWAY PLAZA SUITE 100 HOUSTON 77046 TX [NULL] 811-02729 0000205007 SHORT TERM INVESTMENTS TRUST 30 S000000220 Government & Agency Portfolio C000000496 Institutional Class [NULL] 11 GREENWAY PLAZA SUITE 100 HOUSTON 77046 TX [NULL] 811-02729 0000205007 SHORT TERM INVESTMENTS TRUST 30 S000000220 Government & Agency Portfolio C000000497 Personal Investment Class [NULL] 11 GREENWAY PLAZA SUITE 100 HOUSTON 77046 TX [NULL] 811-02729 0000205007 SHORT TERM INVESTMENTS TRUST 30 S000000220 Government & Agency Portfolio C000000498 Private Investment Class [NULL] 11 GREENWAY PLAZA SUITE 100 HOUSTON 77046 TX [NULL] 811-02729 0000205007 SHORT TERM INVESTMENTS TRUST 30 S000000220 Government & Agency Portfolio C000000499 Reserve Class [NULL] 11 GREENWAY PLAZA SUITE 100 HOUSTON 77046 TX [NULL] 811-02729 0000205007 SHORT TERM INVESTMENTS TRUST 30 S000000220 Government & Agency Portfolio C000000500 Resource Class [NULL] 11 GREENWAY PLAZA SUITE 100 HOUSTON 77046 TX [NULL] 811-02729 0000205007 SHORT TERM INVESTMENTS TRUST 30 S000000221 Government TaxAdvantage Portfolio C000000502 Cash Management Class [NULL] 11 GREENWAY PLAZA SUITE 100 HOUSTON 77046 TX [NULL] 811-02729 0000205007 SHORT TERM INVESTMENTS TRUST 30 S000000221 Government TaxAdvantage Portfolio C000029704 Corporate Class [NULL] 11 GREENWAY PLAZA SUITE 100 HOUSTON 77046 TX [NULL] 811-02729 0000205007 SHORT TERM INVESTMENTS TRUST 30 S000000221 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[NULL] 11 GREENWAY PLAZA SUITE 100 HOUSTON 77046 TX [NULL] 811-02729 0000205007 SHORT TERM INVESTMENTS TRUST 30 S000000222 Liquid Assets Portfolio C000029705 Corporate Class [NULL] 11 GREENWAY PLAZA SUITE 100 HOUSTON 77046 TX [NULL] 811-02729 0000205007 SHORT TERM INVESTMENTS TRUST 30 S000000222 Liquid Assets Portfolio C000000510 Institutional Class [NULL] 11 GREENWAY PLAZA SUITE 100 HOUSTON 77046 TX [NULL] 811-02729 0000205007 SHORT TERM INVESTMENTS TRUST 30 S000000222 Liquid Assets Portfolio C000000511 Personal Investment Class [NULL] 11 GREENWAY PLAZA SUITE 100 HOUSTON 77046 TX [NULL] 811-02729 0000205007 SHORT TERM INVESTMENTS TRUST 30 S000000222 Liquid Assets Portfolio C000000512 Private Investment Class [NULL] 11 GREENWAY PLAZA SUITE 100 HOUSTON 77046 TX [NULL] 811-02729 0000205007 SHORT TERM INVESTMENTS TRUST 30 S000000222 Liquid Assets Portfolio C000000513 Reserve Class [NULL] 11 GREENWAY PLAZA SUITE 100 HOUSTON 77046 TX [NULL] 811-02729 0000205007 SHORT TERM INVESTMENTS TRUST 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0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000054261 SPDR MSCI Australia StrategicFactors Currency Hedged ETF C000170415 SPDR MSCI Australia StrategicFactors Currency Hedged ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000045592 SPDR MSCI Australia StrategicFactors ETF C000141852 SPDR MSCI Australia StrategicFactors ETF QAUS ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000054262 SPDR MSCI Canada StrategicFactors Currency Hedged ETF C000170416 SPDR MSCI Canada StrategicFactors Currency Hedged ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000045597 SPDR MSCI Canada StrategicFactors ETF C000141857 SPDR MSCI Canada StrategicFactors ETF QCAN ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000046160 SPDR MSCI China A Shares IMI ETF C000144420 SPDR MSCI China A Shares IMI ETF XINA ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000045598 SPDR MSCI China Quality Mix ETF C000141858 SPDR MSCI China Quality Mix ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000053083 SPDR MSCI EAFE Fossil Fuel Reserves Free ETF C000167041 SPDR MSCI EAFE Fossil Fuel Reserves Free ETF EFAX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000054259 SPDR MSCI EAFE StrategicFactors Currency Hedged ETF C000170413 SPDR MSCI EAFE StrategicFactors Currency Hedged ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000045386 SPDR MSCI EAFE StrategicFactors ETF C000141272 SPDR MSCI EAFE StrategicFactors ETF QEFA ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000042890 SPDR MSCI EM Beyond BRIC ETF C000132935 SPDR MSCI EM Beyond BRIC ETF EMBB ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000053084 SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF C000167042 SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF EEMX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000054260 SPDR MSCI Emerging Markets StrategicFactors Currency Hedged ETF C000170414 SPDR MSCI Emerging Markets StrategicFactors Currency Hedged ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000045387 SPDR MSCI Emerging Markets StrategicFactors ETF C000141273 SPDR MSCI Emerging Markets StrategicFactors ETF QEMM ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000045599 SPDR MSCI France Quality Mix ETF C000141859 SPDR MSCI France Quality Mix ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000045600 SPDR MSCI Germany StrategicFactors ETF C000141860 SPDR MSCI Germany StrategicFactors ETF QDEU ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000046631 SPDR MSCI Hong Kong Quality Mix ETF C000145465 SPDR MSCI Hong Kong Quality Mix ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000046633 SPDR MSCI Indonesia Quality Mix ETF C000145467 SPDR MSCI Indonesia Quality Mix ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000050626 SPDR MSCI International Real Estate Currency Hedged ETF C000159804 SPDR MSCI International Real Estate Currency Hedged ETF HREX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000046634 SPDR MSCI Italy Quality Mix ETF C000145468 SPDR MSCI Italy Quality Mix ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000054263 SPDR MSCI Japan StrategicFactors Currency Hedged ETF C000170417 SPDR MSCI Japan StrategicFactors Currency Hedged ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000045601 SPDR MSCI Japan StrategicFactors ETF C000141861 SPDR MSCI Japan StrategicFactors ETF QJPN ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000046635 SPDR MSCI Malaysia Quality Mix ETF C000145469 SPDR MSCI Malaysia Quality Mix ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000045602 SPDR MSCI Mexico StrategicFactors ETF C000141862 SPDR MSCI Mexico StrategicFactors ETF QMEX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000045603 SPDR MSCI Netherlands Quality Mix ETF C000141863 SPDR MSCI Netherlands Quality Mix ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000046636 SPDR MSCI Philippines Quality Mix ETF C000145470 SPDR MSCI Philippines Quality Mix ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000046637 SPDR MSCI Singapore Quality Mix ETF C000145471 SPDR MSCI Singapore Quality Mix ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000046638 SPDR MSCI South Africa Quality Mix ETF C000145472 SPDR MSCI South Africa Quality Mix ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000045604 SPDR MSCI South Korea StrategicFactors ETF C000141864 SPDR MSCI South Korea StrategicFactors ETF QKOR ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000045593 SPDR MSCI Spain StrategicFactors ETF C000141853 SPDR MSCI Spain StrategicFactors ETF QESP ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000045594 SPDR MSCI Sweden Quality Mix ETF C000141854 SPDR MSCI Sweden Quality Mix ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000045595 SPDR MSCI Switzerland Quality Mix ETF C000141855 SPDR MSCI Switzerland Quality Mix ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000054264 SPDR MSCI Switzerland StrategicFactors Currency Hedged ETF C000170418 SPDR MSCI Switzerland StrategicFactors Currency Hedged ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000046639 SPDR MSCI Taiwan StrategicFactors ETF C000145473 SPDR MSCI Taiwan StrategicFactors ETF QTWN ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000046640 SPDR MSCI Thailand Quality Mix ETF C000145474 SPDR MSCI Thailand Quality Mix ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000046632 SPDR MSCI Turkey Quality Mix ETF C000145466 SPDR MSCI Turkey Quality Mix ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000054265 SPDR MSCI United Kingdom StrategicFactors Currency Hedged ETF C000170419 SPDR MSCI United Kingdom StrategicFactors Currency Hedged ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000045596 SPDR MSCI United Kingdom StrategicFactors ETF C000141856 SPDR MSCI United Kingdom StrategicFactors ETF QGBR ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000045388 SPDR MSCI World StrategicFactors ETF C000141274 SPDR MSCI World StrategicFactors ETF QWLD ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000022921 SPDR S&P Emerging Africa ETF C000066452 SPDR S&P Emerging Africa ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000022920 SPDR S&P Emerging GCC-Middle East ETF C000066451 SPDR S&P Emerging GCC-Middle East ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000022919 SPDR S&P Emerging South East Asia ETF C000066450 SPDR S&P Emerging South East Asia ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000040740 SPDR S&P Global Dividend ETF C000126352 SPDR S&P Global Dividend ETF WDIV ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000050313 SPDR S&P International Dividend Currency Hedged ETF C000158858 SPDR S&P International Dividend Currency Hedged ETF HDWX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000022918 SPDR S&P Ireland ETF C000066449 SPDR S&P Ireland ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000052050 SPDR S&P North American Natural Resources ETF C000163789 SPDR S&P North American Natural Resources ETF NANR ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000033834 SPDR S&P Small Cap Emerging Asia Pacific ETF C000104495 SPDR S&P Small Cap Emerging Asia Pacific ETF GMFS ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000033835 SPDR S&P Small Cap Emerging Europe ETF C000104496 SPDR S&P Small Cap Emerging Europe ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000033836 SPDR S&P Small Cap Emerging Latin America ETF C000104497 SPDR S&P Small Cap Emerging Latin America ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000033837 SPDR S&P Small Cap Emerging Middle East & Africa ETF C000104498 SPDR S&P Small Cap Emerging Middle East & Africa ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000036415 SPDR S&P(R) MILA 40 ETF C000111387 SPDR S&P(R) MILA 40 ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000045444 SPDR STOXX Europe Small Cap 200 ETF C000141514 SPDR STOXX Europe Small Cap 200 ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000050312 SPDR STOXX(R) Europe 50 Currency Hedged ETF C000158857 SPDR STOXX(R) Europe 50 Currency Hedged ETF HFEU ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000021764 SPDR(R) Dow Jones Global Real Estate ETF C000062489 SPDR(R) Dow Jones Global Real Estate ETF RWO ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000014040 SPDR(R) Dow Jones International Real Estate ETF C000038339 SPDR(R) Dow Jones International Real Estate ETF RWX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000006392 SPDR(R) EURO STOXX 50(R) ETF C000017550 SPDR(R) EURO STOXX 50(R) ETF FEZ ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000014042 SPDR(R) MSCI ACWI EX-US ETF C000038341 SPDR(R) MSCI ACWI EX-US ETF CWI ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000036082 SPDR(R) MSCI ACWI IMI ETF C000110424 SPDR(R) MSCI ACWI IMI ETF ACIM ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000036081 SPDR(R) MSCI EM 50 ETF C000110423 SPDR(R) MSCI EM 50 ETF EMFT ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000014043 SPDR(R) RUSSELL/NOMURA PRIME(TM) JAPAN ETF C000038342 SPDR(R) RUSSELL/NOMURA PRIME(TM) JAPAN ETF JPP ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000014044 SPDR(R) RUSSELL/NOMURA SMALL CAP(TM) JAPAN ETF C000038343 SPDR(R) RUSSELL/NOMURA SMALL CAP(TM) JAPAN ETF JSC ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000014041 SPDR(R) S&P GLOBAL INFRASTRUCTURE ETF C000038340 SPDR(R) S&P GLOBAL INFRASTRUCTURE ETF GII ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000014045 SPDR(R) S&P(R) ASIA PACIFIC ETF C000038344 SPDR(R) S&P(R) ASIA PACIFIC ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000023444 SPDR(R) S&P(R) Brazil ETF C000068829 SPDR(R) S&P(R) Brazil ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000014049 SPDR(R) S&P(R) BRIC 40 ETF C000038348 SPDR(R) S&P(R) BRIC 40 ETF BIK ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000014047 SPDR(R) S&P(R) CHINA ETF C000038346 SPDR(R) S&P(R) CHINA ETF GXC ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000014046 SPDR(R) S&P(R) EMERGING ASIA PACIFIC ETF C000038345 SPDR(R) S&P(R) EMERGING ASIA PACIFIC ETF GMF ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000014051 SPDR(R) S&P(R) EMERGING EUROPE ETF C000038350 SPDR(R) S&P(R) EMERGING EUROPE ETF GUR ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000014052 SPDR(R) S&P(R) EMERGING LATIN AMERICA ETF C000038351 SPDR(R) S&P(R) EMERGING LATIN AMERICA ETF GML ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000031174 SPDR(R) S&P(R) Emerging Markets Dividend ETF C000096745 SPDR(R) S&P(R) Emerging Markets Dividend ETF EDIV ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000014048 SPDR(R) S&P(R) EMERGING MARKETS ETF C000038347 SPDR(R) S&P(R) EMERGING MARKETS ETF GMM ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000021247 SPDR(R) S&P(R) EMERGING MARKETS SMALL CAP ETF C000060582 SPDR(R) S&P(R) EMERGING MARKETS SMALL CAP ETF EWX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000014037 SPDR(R) S&P(R) EMERGING MIDDLE EAST & AFRICA ETF C000038336 SPDR(R) S&P(R) EMERGING MIDDLE EAST & AFRICA ETF GAF ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000014050 SPDR(R) S&P(R) EUROPE ETF C000038349 SPDR(R) S&P(R) EUROPE ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000030037 SPDR(R) S&P(R) Global Natural Resources ETF C000092104 SPDR(R) S&P(R) Global Natural Resources ETF GNR ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000023445 SPDR(R) S&P(R) India ETF C000068830 SPDR(R) S&P(R) India ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000022741 SPDR(R) S&P(R) International Consumer Discretionary Sector ETF C000065794 SPDR(R) S&P(R) International Consumer Discretionary Sector ETF IPD ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000022743 SPDR(R) S&P(R) International Consumer Staples Sector ETF C000065796 SPDR(R) S&P(R) International Consumer Staples Sector ETF IPS ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000022744 SPDR(R) S&P(R) International Energy Sector ETF C000065797 SPDR(R) S&P(R) International Energy Sector ETF IPW ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000022745 SPDR(R) S&P(R) International Financial Sector ETF C000065798 SPDR(R) S&P(R) International Financial Sector ETF IPF ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000022746 SPDR(R) S&P(R) International Health Care Sector ETF C000065799 SPDR(R) S&P(R) International Health Care Sector ETF IRY ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000022747 SPDR(R) S&P(R) International Industrial Sector ETF C000065800 SPDR(R) S&P(R) International Industrial Sector ETF IPN ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000022748 SPDR(R) S&P(R) International Materials Sector ETF C000065801 SPDR(R) S&P(R) International Materials Sector ETF IRV ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000021246 SPDR(R) S&P(R) INTERNATIONAL MID CAP ETF C000060581 SPDR(R) S&P(R) INTERNATIONAL MID CAP ETF MDD ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000014039 SPDR(R) S&P(R) International Small Cap ETF C000038338 SPDR(R) S&P(R) International Small Cap ETF GWX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000022749 SPDR(R) S&P(R) International Technology Sector ETF C000065802 SPDR(R) S&P(R) International Technology Sector ETF IPK ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000022750 SPDR(R) S&P(R) International Telecommunications Sector ETF C000065803 SPDR(R) S&P(R) International Telecommunications Sector ETF IST ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000022742 SPDR(R) S&P(R) International Utilities Sector ETF C000065795 SPDR(R) S&P(R) International Utilities Sector ETF IPU ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000023446 SPDR(R) S&P(R) Russia ETF C000068831 SPDR(R) S&P(R) Russia ETF RBL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000014038 SPDR(R) S&P(R) World ex-US ETF C000038337 SPDR(R) S&P(R) World ex-US ETF GWL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-21145 0001168164 SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) 30 S000006391 SPDR(R) STOXX Europe 50(R) ETF C000017549 SPDR(R) STOXX Europe 50(R) ETF FEU ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000040741 SPDR Barclays 0-5 Year TIPS ETF C000126353 SPDR Barclays 0-5 Year TIPS ETF SIPE ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000040742 SPDR Barclays 1-10 Year TIPS ETF C000126354 SPDR Barclays 1-10 Year TIPS ETF TIPX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000036080 SPDR Barclays Breakeven Inflation ETF C000110422 SPDR Barclays Breakeven Inflation ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000043892 SPDR Barclays Floating Rate Treasury ETF C000136175 SPDR Barclays Floating Rate Treasury ETF FLTY ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000034874 SPDR Barclays Investment Grade Floating Rate ETF C000107256 SPDR Barclays Investment Grade Floating Rate ETF FLRN ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000031836 SPDR Barclays Issuer Scored Corporate Bond ETF C000099139 SPDR Barclays Issuer Scored Corporate Bond ETF CBND ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000036414 SPDR Barclays Short Term High Yield Bond ETF C000111386 SPDR Barclays Short Term High Yield Bond ETF SJNK ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000036938 SPDR BofA Merrill Lynch Crossover Corporate Bond ETF C000113018 SPDR BofA Merrill Lynch Crossover Corporate Bond ETF CJNK ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000036937 SPDR BofA Merrill Lynch Emerging Markets Corporate Bond ETF C000113017 SPDR BofA Merrill Lynch Emerging Markets Corporate Bond ETF EMCD ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000049033 SPDR BofA Merrill Lynch Short Term Emerging Markets Government Bond ETF C000154577 SPDR BofA Merrill Lynch Short Term Emerging Markets Government Bond ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000053038 SPDR Dorsey Wright Fixed Income Allocation ETF C000166861 SPDR Dorsey Wright Fixed Income Allocation ETF DWFI ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000051579 SPDR FactSet Innovative Health Care ETF C000162277 SPDR FactSet Innovative Health Care ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000051578 SPDR FactSet Innovative Manufacturing ETF C000162276 SPDR FactSet Innovative Manufacturing ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000051577 SPDR FactSet Innovative Technology ETF C000162275 SPDR FactSet Innovative Technology ETF XITK ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000048346 SPDR MSCI USA StrategicFactors ETF C000152674 SPDR MSCI USA StrategicFactors ETF QUS ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000045744 SPDR Nuveen S&P Short Duration High Yield Municipal Bond ETF C000142567 SPDR Nuveen S&P Short Duration High Yield Municipal Bond ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000039794 SPDR Russell 1000 Low Volatility ETF C000123372 SPDR Russell 1000 Low Volatility ETF LGLV ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000051789 SPDR Russell 1000 Low Volatility Focus ETF C000162942 SPDR Russell 1000 Low Volatility Focus ETF ONEV ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000051788 SPDR Russell 1000 Momentum Focus ETF C000162941 SPDR Russell 1000 Momentum Focus ETF ONEO ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000051787 SPDR Russell 1000 Yield Focus ETF C000162940 SPDR Russell 1000 Yield Focus ETF ONEY ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000041317 SPDR Russell 2000 (R) ETF C000128125 SPDR Russell 2000 (R) ETF TWOK ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000039795 SPDR Russell 2000 Low Volatility ETF C000123373 SPDR Russell 2000 Low Volatility ETF SMLV ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000033832 SPDR S&P 1500 Momentum Tilt ETF C000104493 SPDR S&P 1500 Momentum Tilt ETF MMTM ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000033831 SPDR S&P 1500 Value Tilt ETF C000104492 SPDR S&P 1500 Value Tilt ETF VLU ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000033833 SPDR S&P 1500 Volatility Tilt ETF C000104494 SPDR S&P 1500 Volatility Tilt ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000051701 SPDR S&P 500 Fossil Fuel Reserves Free ETF C000162693 SPDR S&P 500 Fossil Fuel Reserves Free ETF SPYX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000050968 SPDR S&P 500 High Dividend ETF C000160602 SPDR S&P 500 High Dividend ETF SPYD ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000048056 SPDR S&P 500(R) Buyback ETF C000151799 SPDR S&P 500(R) Buyback ETF SPYB ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000036079 SPDR S&P Commercial Paper ex-Financials ETF C000110421 SPDR S&P Commercial Paper ex-Financials ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000054130 SPDR S&P Internet ETF C000170118 SPDR S&P Internet ETF XWEB ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012332 SPDR S&P Leisure Time ETF C000033548 SPDR(R) S&P(R) Leisure Time ETF XLZ ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000054129 SPDR S&P Technology Hardware ETF C000170117 SPDR S&P Technology Hardware ETF XTH ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000053058 SPDR SSGA Gender Diversity Index ETF C000166946 SPDR SSGA Gender Diversity Index ETF SHE ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000017326 SPDR(R) Barclays 1-3 Month T-Bill ETF C000047963 SPDR(R) Barclays 1-3 Month T-Bill ETF BIL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000017334 SPDR(R) Barclays Aggregate Bond ETF C000047971 SPDR(R) Barclays Aggregate Bond ETF BNDS ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000029043 SPDR(R) Barclays CMBS ETF C000089162 SPDR(R) Barclays CMBS ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000022925 SPDR(R) Barclays Convertible Securities ETF C000066456 SPDR(R) Barclays Convertible Securities ETF CWB ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000029038 SPDR(R) Barclays Corporate Bond ETF C000089157 SPDR(R) Barclays Corporate Bond ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000029040 SPDR(R) Barclays Corporate Financial Bond ETF C000089159 SPDR(R) Barclays Corporate Financial Bond ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000029039 SPDR(R) Barclays Corporate Industrial Bond ETF C000089158 SPDR(R) Barclays Corporate Industrial Bond ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000029041 SPDR(R) Barclays Corporate Utilities Bond ETF C000089160 SPDR(R) Barclays Corporate Utilities Bond EFT [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000022631 SPDR(R) Barclays Emerging Markets Local Bond ETF C000065485 SPDR(R) Barclays Emerging Markets Local Bond ETF EBND ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000033937 SPDR(R) Barclays Global Convertible Securities ETF C000104649 SPDR(R) Barclays Global Convertible Securities ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000019669 SPDR(R) Barclays High Yield Bond ETF C000055013 SPDR(R) Barclays High Yield Bond ETF JNK ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000022923 SPDR(R) Barclays Intermediate Term Corporate Bond ETF C000066454 SPDR(R) Barclays Intermediate Term Corporate Bond ETF ITR ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000017328 SPDR(R) Barclays Intermediate Term Treasury ETF C000047965 SPDR(R) Barclays Intermediate Term Treasury ETF ITE ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000028947 SPDR(R) Barclays International Corporate Bond ETF C000088912 SPDR(R) Barclays International Corporate Bond ETF IBND ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000041948 SPDR(R) Barclays International High Yield Bond ETF C000130269 SPDR(R) Barclays International High Yield Bond ETF IJNK ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000018782 SPDR(R) Barclays International Treasury Bond ETF C000051964 SPDR(R) Barclays International Treasury Bond ETF BWX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000022924 SPDR(R) Barclays Long Term Corporate Bond ETF C000066455 SPDR(R) Barclays Long Term Corporate Bond ETF LWC ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000017329 SPDR(R) Barclays Long Term Treasury ETF C000047966 SPDR(R) Barclays Long Term Treasury ETF TLO ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000022922 SPDR(R) Barclays Mortgage Backed Bond ETF C000066453 SPDR(R) Barclays Mortgage Backed Bond ETF MBG ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000019666 SPDR(R) Barclays Short Term Corporate Bond ETF C000055010 SPDR(R) Barclays Short Term Corporate Bond ETF SCPB ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000023655 SPDR(R) Barclays Short Term International Treasury Bond ETF C000069669 SPDR(R) Barclays Short Term International Treasury Bond ETF BWZ ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000019665 SPDR(R) Barclays Short Term Treasury ETF C000055009 SPDR(R) Barclays Short Term Treasury ETF SST ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000017330 SPDR(R) Barclays TIPS ETF C000047967 SPDR(R) Barclays TIPS ETF IPE ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000029042 SPDR(R) Barclays Zero Coupon Bond ETF C000089161 SPDR(R) Barclays Zero Coupon Bond ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000018783 SPDR(R) Citi International Government Inflation-Protected Bond ETF C000051965 SPDR(R) Citi International Government Inflation-Protected Bond ETF WIP ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006976 SPDR(R) Dow Jones REIT ETF C000019029 SPDR(R) Dow Jones REIT ETF RWR ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006975 SPDR(R) Global Dow ETF C000019028 SPDR(R) Global Dow ETF DGT ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006980 SPDR(R) Morgan Stanley Technology ETF C000019033 SPDR(R) Morgan Stanley Technology ETF MTK ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000028874 SPDR(R) Nuveen Barclays Build America Bond ETF C000088526 SPDR(R) Nuveen Barclays Build America Bond ETF BABS ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000017331 SPDR(R) Nuveen Barclays California Municipal Bond ETF C000047968 SPDR(R) Nuveen Barclays California Municipal Bond ETF CXA ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000017333 SPDR(R) Nuveen Barclays Municipal Bond ETF C000047970 SPDR(R) Nuveen Barclays Municipal Bond ETF TFI ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000017332 SPDR(R) Nuveen Barclays New York Municipal Bond ETF C000047969 SPDR(R) Nuveen Barclays New York Municipal Bond ETF INY ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000017327 SPDR(R) Nuveen Barclays Short Term Municipal Bond ETF C000047964 SPDR(R) Nuveen Barclays Short Term Municipal Bond ETF SHM ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000028870 SPDR(R) Nuveen S&P(R) High Yield Municipal Bond ETF C000088522 SPDR(R) Nuveen S&P(R) High Yield Municipal Bond ETF HYMB ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000025944 SPDR(R) Nuveen S&P(R) VRDO Municipal Bond ETF C000077952 SPDR(R) Nuveen S&P(R) VRDO Municipal Bond ETF VRD ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006983 SPDR(R) Russell 1000 ETF C000019036 SPDR(R) Russell 1000 ETF ONEK ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006973 SPDR(R) Russell 3000 ETF C000019026 SPDR(R) Russell 3000 ETF THRK ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006987 SPDR(R) S & P 400 Mid Cap Growth ETF C000019040 SPDR(R) S & P 400 Mid Cap Growth ETF MDYG ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006988 SPDR(R) S & P 400 Mid Cap Value ETF C000019041 SPDR(R) S & P 400 Mid Cap Value ETF MDYV ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006984 SPDR(R) S & P 500 Growth ETF C000019037 SPDR(R) S & P 500 Growth ETF SPYG ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006985 SPDR(R) S & P 500 Value ETF C000019038 SPDR(R) S & P 500 Value ETF SPYV ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006989 SPDR(R) S & P 600 Small Cap ETF C000019042 SPDR(R) S & P 600 Small Cap ETF SLY ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006990 SPDR(R) S & P 600 Small Cap Growth ETF C000019043 SPDR(R) S & P 600 Small Cap Growth ETF SLYG ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006974 SPDR(R) S & P 600 Small Cap Value ETF C000019027 SPDR(R) S & P 600 Small Cap Value ETF SLYV ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006986 SPDR(R) S&P 1000 ETF C000019039 SPDR(R) S&P 1000 ETF SMD ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000029037 SPDR(R) S&P Agency Bond ETF C000089156 SPDR(R) S&P Agency Bond ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006977 SPDR(R) S&P Bank ETF C000019030 SPDR(R) S&P Bank ETF KBE ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006978 SPDR(R) S&P Capital Markets ETF C000019031 SPDR(R) S&P Capital Markets ETF KCE ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006979 SPDR(R) S&P Insurance ETF C000019032 SPDR(R) S&P Insurance ETF KIE ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012326 SPDR(R) S&P Mortgage Finance(SM) ETF C000033542 SPDR(R) S&P Mortgage Finance(SM) ETF KME ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012325 SPDR(R) S&P Regional Banking(SM) ETF C000033541 SPDR(R) S&P Regional Banking(SM) ETF KRE ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012318 SPDR(R) S&P(R) Aerospace & Defense ETF C000033534 SPDR(R) S&P(R) Aerospace & Defense ETF XAR ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000010018 SPDR(R) S&P(R) Biotech ETF C000027706 SPDR(R) S&P(R) Biotech ETF XBI ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012327 SPDR(R) S&P(R) Building & Construction ETF C000033543 SPDR(R) S&P(R) Building & Construction ETF XBC ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000023411 SPDR(R) S&P(R) Commercial Paper ETF C000068635 SPDR(R) S&P(R) Commercial Paper ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012328 SPDR(R) S&P(R) Computer Hardware ETF C000033544 SPDR(R) S&P(R) Computer Hardware ETF XHW ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000006981 SPDR(R) S&P(R) Dividend ETF C000019034 SPDR(R) S&P(R) Dividend ETF SDY ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000025242 SPDR(R) S&P(R) Food & Beverage ETF C000075211 SPDR(R) S&P(R) Food & Beverage ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012330 SPDR(R) S&P(R) Health Care Equipment ETF C000033546 SPDR(R) S&P(R) Health Care Equipment ETF XHE ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012331 SPDR(R) S&P(R) Health Care Services ETF C000033547 SPDR(R) S&P(R) Health Care Services ETF XHS ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000010019 SPDR(R) S&P(R) Homebuilders ETF C000027707 SPDR(R) S&P(R) Homebuilders ETF XHB ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012333 SPDR(R) S&P(R) Metals & Mining ETF C000033549 SPDR(R) S&P(R) Metals & Mining ETF XME ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012334 SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF C000033550 SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF XES ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012319 SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF C000033535 SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF XOP ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012320 SPDR(R) S&P(R) Outsourcing & IT Consulting ETF C000033536 SPDR(R) S&P(R) Outsourcing & IT Consulting ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012321 SPDR(R) S&P(R) Pharmaceuticals ETF C000033537 SPDR(R) S&P(R) Pharmaceuticals ETF XPH ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012322 SPDR(R) S&P(R) Retail ETF C000033538 SPDR(R) S&P(R) Retail ETF XRT ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000010020 SPDR(R) S&P(R) Semiconductor ETF C000027708 SPDR(R) S&P(R) Semiconductor ETF XSD ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012329 SPDR(R) S&P(R) Software & Services ETF C000033545 SPDR(R) S&P(R) Software & Services ETF XSW ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012323 SPDR(R) S&P(R) Telecom ETF C000033539 SPDR(R) S&P(R) Telecom ETF XTL ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000012324 SPDR(R) S&P(R) Transportation ETF C000033540 SPDR(R) S&P(R) Transportation ETF XTN ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08839 0001064642 SPDR SERIES TRUST 30 S000026152 SPDR(R) Wells Fargo Preferred Stock ETF C000078463 SPDR(R) Wells Fargo Preferred Stock ETF PSK ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-08231 0001039667 SPIRIT OF AMERICA INVESTMENT FUND INC 30 S000046009 Spirit of America Energy Fund C000167220 Class C SACEX 477 JERICHO TURNPIKE SYOSSET 11791 NY [NULL] 811-08231 0001039667 SPIRIT OF AMERICA INVESTMENT FUND INC 30 S000046009 Spirit of America Energy Fund C000143747 Class A SOAEX 477 JERICHO TURNPIKE SYOSSET 11791 NY [NULL] 811-08231 0001039667 SPIRIT OF AMERICA INVESTMENT FUND INC 30 S000041401 Spirit of America Income and Opportunity Fund C000167230 Class C SACOX 477 JERICHO TURNPIKE SYOSSET 11791 NY [NULL] 811-08231 0001039667 SPIRIT OF AMERICA INVESTMENT FUND INC 30 S000041401 Spirit of America Income and Opportunity Fund C000128397 Class A SOAOX 477 JERICHO TURNPIKE SYOSSET 11791 NY [NULL] 811-08231 0001039667 SPIRIT OF AMERICA INVESTMENT FUND INC 30 S000024753 Spirit of America Income Fund C000167229 Class C SACTX 477 JERICHO TURNPIKE SYOSSET 11791 NY [NULL] 811-08231 0001039667 SPIRIT OF AMERICA INVESTMENT FUND INC 30 S000024753 Spirit of America Income Fund C000073513 Class A SOAIX 477 JERICHO TURNPIKE SYOSSET 11791 NY [NULL] 811-08231 0001039667 SPIRIT OF AMERICA INVESTMENT FUND INC 30 S000001449 SPIRIT OF AMERICA LARGE CAP VALUE FUND C000167227 Class C SACVX 477 JERICHO TURNPIKE SYOSSET 11791 NY [NULL] 811-08231 0001039667 SPIRIT OF AMERICA INVESTMENT FUND INC 30 S000001449 SPIRIT OF AMERICA LARGE CAP VALUE FUND C000003857 CLASS A SOAVX 477 JERICHO TURNPIKE SYOSSET 11791 NY [NULL] 811-08231 0001039667 SPIRIT OF AMERICA INVESTMENT FUND INC 30 S000021071 Spirit of America Municipal Tax Free Bond Fund C000167228 Class C SACFX 477 JERICHO TURNPIKE SYOSSET 11791 NY [NULL] 811-08231 0001039667 SPIRIT OF AMERICA INVESTMENT FUND INC 30 S000021071 Spirit of America Municipal Tax Free Bond Fund C000059931 Class A Shares SOAMX 477 JERICHO TURNPIKE SYOSSET 11791 NY [NULL] 811-08231 0001039667 SPIRIT OF AMERICA INVESTMENT FUND INC 30 S000001448 SPIRIT OF AMERICA REAL ESTATE INCOME AND GROWTH FUND C000167226 Class C SACRX 477 JERICHO TURNPIKE SYOSSET 11791 NY [NULL] 811-08231 0001039667 SPIRIT OF AMERICA INVESTMENT FUND INC 30 S000001448 SPIRIT OF AMERICA REAL ESTATE INCOME AND GROWTH FUND C000003855 CLASS A SOAAX 477 JERICHO TURNPIKE SYOSSET 11791 NY [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000033064 SPDR Blackstone / GSO Senior Loan ETF C000101921 SPDR Blackstone / GSO Senior Loan ETF SRLN ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000052163 SPDR DoubleLine Emerging Markets Fixed Income ETF C000164161 SPDR DoubleLine Emerging Markets Fixed Income ETF EMTL ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000052162 SPDR DoubleLine Short Duration Total Return Tactical ETF C000164160 SPDR DoubleLine Short Duration Total Return Tactical ETF STOT ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000046314 SPDR DoubleLine Total Return Tactical ETF C000144728 SPDR DoubleLine Total Return Tactical ETF TOTL ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA 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Conservative Global Allocation ETF C000101918 SPDR SSGA Conservative Global Allocation ETF CNSA ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000038608 SPDR SSGA Conservative Ultra Short Term Bond ETF C000119099 SPDR SSGA Conservative Ultra Short Term Bond ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000043549 SPDR SSGA Emerging Markets Minimum Volatility ETF C000135050 SPDR SSGA Emerging Markets Minimum Volatility ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000055185 SPDR SSGA Fixed Income Sector Rotation ETF C000173571 SPDR SSGA Fixed Income Sector Rotation ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000044321 SPDR SSGA Flexible Allocation ETF C000138093 SPDR SSGA Flexible Allocation ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000033062 SPDR SSGA Global Allocation ETF C000101919 SPDR SSGA Global Allocation ETF GAL ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000039211 SPDR SSGA Global Managed Volatility ETF C000120638 SPDR SSGA Global Managed Volatility ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000033060 SPDR SSGA Income Allocation ETF C000101917 SPDR SSGA Income Allocation ETF INKM ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000039913 SPDR SSGA Large Cap Risk Aware ETF C000123790 SPDR SSGA Large Cap Risk Aware ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000033059 SPDR SSGA Multi-Asset Real Return ETF C000101916 SPDR SSGA Multi-Asset Real Return ETF RLY ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000039912 SPDR SSGA Risk Aware ETF C000123789 SPDR SSGA Risk Aware ETF RORO ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000050031 SPDR SSGA Shareholder Yield ETF C000157939 SPDR SSGA Shareholder Yield ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000039914 SPDR SSGA Small Cap Risk Aware ETF C000123791 SPDR SSGA Small Cap Risk Aware ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000038607 SPDR SSGA Ultra Short Term Bond ETF C000119098 SPDR SSGA Ultra Short Term Bond ETF ULST ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000039210 SPDR SSGA US Minimum Volatility ETF C000120637 SPDR SSGA US Minimum Volatility ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000054091 SPDR(R) SSGA U.S. Sector Rotation ETF C000170017 SPDR(R) SSGA U.S. Sector Rotation ETF [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000047220 State Street Clarion Global Infrastructure & MLP Portfolio C000147965 State Street Clarion Global Infrastructure & MLP Portfolio SSIDX ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22542 0001516212 SSGA Active Trust 30 S000047463 State Street Disciplined Global Equity Portfolio C000149006 State Street Disciplined Global Equity Portfolio SSHAX ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-05430 0000826686 SSGA FUNDS 30 S000005169 SSGA Clarion Real Estate Fund C000014141 Class N SSREX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005169 SSGA Clarion Real Estate Fund C000143794 Class A SSRVX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005169 SSGA Clarion Real Estate Fund C000143795 Class C SSRWX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005169 SSGA Clarion Real Estate Fund C000143796 Class I SSRYX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005169 SSGA 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Enhanced Small Cap Fund C000143806 Class A SSESX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005178 SSGA Enhanced Small Cap Fund C000143807 Class C SSEUX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005178 SSGA Enhanced Small Cap Fund C000143808 Class I SSEVX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005178 SSGA Enhanced Small Cap Fund C000143809 Class K SSEWX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005171 SSGA High Yield Bond Fund C000143801 Class A SSHGX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005171 SSGA High Yield Bond Fund C000143798 Class C SSHHX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005171 SSGA High Yield Bond Fund C000143799 Class I SSHJX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005171 SSGA High 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811-05430 0000826686 SSGA FUNDS 30 S000005163 SSGA Money Market Fund C000014133 Class N SSMXX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005166 SSGA Prime Money Market Fund C000014137 Class N SVPXX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005183 SSGA S&P 500 Index Fund C000014159 Class N SVSPX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005174 SSGA U.S. Government Money Market Fund C000014147 Class N SSGXX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005188 SSGA U.S. Treasury Money Market Fund C000014166 Class N SVTXX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005187 State Street Disciplined Emerging Markets Equity Fund C000033262 Select Class SEMSX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005187 State Street Disciplined Emerging Markets Equity Fund C000143814 Class A SSELX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005187 State Street Disciplined Emerging Markets Equity Fund C000014165 Class N SSEMX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005187 State Street Disciplined Emerging Markets Equity Fund C000143815 Class C SSENX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005187 State Street Disciplined Emerging Markets Equity Fund C000143816 Class I SSEOX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-05430 0000826686 SSGA FUNDS 30 S000005187 State Street Disciplined Emerging Markets Equity Fund C000143817 Class K SSEQX ONE LINCOLN STREET BOSTON 02111 MA CPH0326 811-22705 0001516211 SSGA Master Trust 30 S000037661 BLACKSTONE/GSO SENIOR LOAN PORTFOLIO C000116127 BLACKSTONE/GSO SENIOR LOAN PORTFOLIO [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22705 0001516211 SSGA Master Trust 30 S000037660 SSGA AGGRESSIVE GLOBAL ALLOCATION PORTFOLIO C000116126 SSGA AGGRESSIVE GLOBAL ALLOCATION PORTFOLIO [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22705 0001516211 SSGA Master Trust 30 S000037658 SSGA CONSERVATIVE GLOBAL ALLOCATION PORTFOLIO C000116124 SSGA CONSERVATIVE GLOBAL ALLOCATION PORTFOLIO [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22705 0001516211 SSGA Master Trust 30 S000037659 SSGA GLOBAL ALLOCATION PORTFOLIO C000116125 SSGA GLOBAL ALLOCATION PORTFOLIO [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22705 0001516211 SSGA Master Trust 30 S000037657 SSGA INCOME ALLOCATION PORTFOLIO C000116123 SSGA INCOME ALLOCATION PORTFOLIO [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22705 0001516211 SSGA Master Trust 30 S000044605 SSGA MFS SYSTEMATIC CORE EQUITY PORTFOLIO C000138676 SSGA MFS SYSTEMATIC CORE EQUITY PORTFOLIO [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22705 0001516211 SSGA Master Trust 30 S000044606 SSGA MFS SYSTEMATIC GROWTH EQUITY PORTFOLIO C000138677 SSGA MFS SYSTEMATIC GROWTH EQUITY PORTFOLIO [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22705 0001516211 SSGA Master Trust 30 S000044607 SSGA MFS SYSTEMATIC VALUE EQUITY PORTFOLIO C000138678 SSGA MFS SYSTEMATIC VALUE EQUITY PORTFOLIO [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22705 0001516211 SSGA Master Trust 30 S000037656 SSGA MULTI-ASSET REAL RETURN PORTFOLIO C000116122 SSGA MULTI-ASSET REAL RETURN PORTFOLIO [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22705 0001516211 SSGA Master Trust 30 S000043515 SSGA ULTRA SHORT TERM BOND PORTFOLIO C000134936 SSGA ULTRA SHORT TERM BOND PORTFOLIO [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22705 0001516211 SSGA Master Trust 30 S000049191 State Street DoubleLine Total Return Tactical Portfolio C000155084 State Street DoubleLine Total Return Tactical Portfolio [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-22705 0001516211 SSGA Master Trust 30 S000047379 State Street Risk Aware Portfolio C000148736 State Street Risk Aware Portfolio [NULL] ONE LINCOLN STREET BOSTON 02111 MA [NULL] 811-09152 0001011996 STAAR INVESTMENT TRUST 30 S000009344 STAAR Investment Trust - Alternative Categories Fund C000025624 STAAR Investment Trust - Alternative Categories Fund SITAX 604 MCKNIGHT PARK DR PITTSBURGH 15237 PA [NULL] 811-09152 0001011996 STAAR INVESTMENT TRUST 30 S000009349 STAAR Investment Trust - General Bond Fund C000025629 STAAR Investment Trust - General Bond Fund SITGX 604 MCKNIGHT PARK DR PITTSBURGH 15237 PA [NULL] 811-09152 0001011996 STAAR INVESTMENT TRUST 30 S000009345 STAAR Investment Trust - International Fund C000025625 STAAR Investment Trust - International Fund SITIX 604 MCKNIGHT PARK DR PITTSBURGH 15237 PA [NULL] 811-09152 0001011996 STAAR INVESTMENT TRUST 30 S000009347 STAAR Investment Trust - Larger Company Stock Fund C000025627 STAAR Investment Trust - Larger Company Stock Fund SITLX 604 MCKNIGHT PARK DR PITTSBURGH 15237 PA [NULL] 811-09152 0001011996 STAAR INVESTMENT TRUST 30 S000009348 STAAR Investment Trust - Short Term Bond Fund C000025628 STAAR Investment Trust - Short Term Bond Fund SITBX 604 MCKNIGHT PARK DR PITTSBURGH 15237 PA [NULL] 811-09152 0001011996 STAAR INVESTMENT TRUST 30 S000009346 STAAR Investment Trust - Smaller Company Stock Fund C000025626 STAAR Investment Trust - Smaller Company Stock Fund SITSX 604 MCKNIGHT PARK DR PITTSBURGH 15237 PA [NULL] 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000039527 Stadion Alternative Income Fund C000121840 Class C Shares TACCX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000039527 Stadion Alternative Income Fund C000121839 Class A Shares TACFX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000039527 Stadion Alternative Income Fund C000121841 Class I Shares TACSX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000035344 Stadion Defensive International Fund C000108629 Class A STOAX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000035344 Stadion Defensive International Fund C000108630 Class C STOGX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000035344 Stadion Defensive International Fund C000108631 Class I STOIX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000010547 Stadion Managed Risk 100 Fund C000035383 Class A ETFFX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000010547 Stadion Managed Risk 100 Fund C000089760 Class I ETFVX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000010547 Stadion Managed Risk 100 Fund C000080416 Class C ETFYX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000010549 Stadion Tactical Defensive Fund C000035385 Class A ETFRX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000010549 Stadion Tactical Defensive Fund C000089761 Class I ETFWX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000010549 Stadion Tactical Defensive Fund C000080417 Class C ETFZX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000040213 Stadion Tactical Growth Fund C000124991 Class A ETFAX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000040213 Stadion Tactical Growth Fund C000124992 Class C ETFCX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000040213 Stadion Tactical Growth Fund C000124993 Class I ETFOX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000036657 Stadion Trilogy Alternative Return Fund C000112042 Class C Shares STTCX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000036657 Stadion Trilogy Alternative Return Fund C000112041 Class A Shares STTGX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-21317 0001221482 STADION INVESTMENT TRUST 30 S000036657 Stadion Trilogy Alternative Return Fund C000112043 Class I Shares STTIX 1290 BROADWAY DENVER 80203 CO SUITE 1100 811-22298 0001464413 Starboard Investment Trust 30 S000038302 Alpha Risk Hedged Dividend Equity Fund C000118204 Advisor Class Shares CANOX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000038302 Alpha Risk Hedged Dividend Equity Fund C000118203 Institutional Class Shares CANTX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000038302 Alpha Risk Hedged Dividend Equity Fund C000152447 Class P Shares CNTRX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000037782 Arin Large Cap Theta Fund C000116541 Advisor Class Shares AVOAX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000037782 Arin Large Cap Theta Fund C000116540 Institutional Class Shares AVOLX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000037782 Arin Large Cap Theta Fund C000116542 Wirehouse Class Shares AVOWX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000026514 Cavalier Adaptive Income Fund C000096729 Advisor Class Shares CADAX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000026514 Cavalier Adaptive Income Fund C000079607 Institutional Class Shares CADTX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000026514 Cavalier Adaptive Income Fund C000152446 Class P Shares CDTRX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000038308 Cavalier Dividend Income Fund C000152453 Class P Shares CADDX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000038308 Cavalier Dividend Income Fund C000118215 Institutional Class Shares CDVDX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000038308 Cavalier Dividend Income Fund C000118216 Advisor Class Shares CDVNX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000026513 Cavalier Dynamic Growth Fund C000096728 Advisor Class Shares CADYX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000026513 Cavalier Dynamic Growth Fund C000152445 Class P Shares CDGPX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000026513 Cavalier Dynamic Growth Fund C000079606 Institutional Class Shares CDYGX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000042648 Cavalier Fundamental Growth Fund C000131841 Institutional Class Shares CAFGX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000042648 Cavalier Fundamental Growth Fund C000131842 Advisor Class Shares CFGAX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000042648 Cavalier Fundamental Growth Fund C000152455 Class P Shares CFUGX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard 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0001464413 Starboard Investment Trust 30 S000038303 Cavalier Hedged High Income Fund C000118205 Institutional Class Shares CHIIX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000038309 Cavalier Multi Strategist Fund C000152454 Class P Shares CAMPX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000038309 Cavalier Multi Strategist Fund C000118217 Institutional Class Shares CMSFX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000038309 Cavalier Multi Strategist Fund C000118218 Advisor Class Shares CMSYX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000038306 Cavalier Tactical Rotation Fund C000118211 Advisor Class Shares CATOX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000038306 Cavalier Tactical Rotation Fund C000152451 Class P Shares CTRDX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000038306 Cavalier Tactical Rotation Fund C000118212 Institutional Class Shares CTROX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000026765 Goodwood SMID Cap Discovery Fund C000080295 Class A GAMAX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000026765 Goodwood SMID Cap Discovery Fund C000144458 Institutional Class GAMIX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 NC POST OFFICE BOX 69 811-22298 0001464413 Starboard Investment Trust 30 S000038548 Matisse Discounted Closed-End Fund Strategy C000126870 Class A Shares MDCAX 116 SOUTH FRANKLIN STREET ROCKY MOUNT 27802-0069 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C000005334 State Farm LifePath Retirement Fund - Institutional shares SLRIX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002053 State Farm Money Market Fund C000034514 State Farm Money Market Fund - Class A MNAXX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002053 State Farm Money Market Fund C000034515 State Farm Money Market Fund - Class B MNBXX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002053 State Farm Money Market Fund C000005401 State Farm Money Market Fund - Premier shares SAAXX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002053 State Farm Money Market Fund C000005402 State Farm Money Market Fund - Legacy Class B shares SABXX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002053 State Farm Money Market Fund C000005403 State Farm Money Market Fund - Institutional shares SAIXX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002053 State Farm Money Market Fund C000005406 State Farm Money Market Fund - Class R3 shares SFEXX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002053 State Farm Money Market Fund C000005404 State Farm Money Market Fund - Class R1 shares SFIXX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002053 State Farm Money Market Fund C000005405 State Farm Money Market Fund - Class R2 shares SFWXX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002047 State Farm S & P 500 Index Fund C000005373 State Farm S & P 500 Index Fund - Class R3 shares RSPHX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002047 State Farm S & P 500 Index Fund C000005371 State Farm S & P 500 Index Fund - Class R1 shares RSPOX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002047 State Farm S & P 500 Index Fund C000005372 State Farm S & P 500 Index Fund - Class R2 shares RSPTX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002047 State Farm S & P 500 Index Fund C000005370 State Farm S & P 500 Index Fund - Institutional shares SFXIX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002047 State Farm S & P 500 Index Fund C000005368 State Farm S & P 500 Index Fund - Premier shares SLIAX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002047 State Farm S & P 500 Index Fund C000005369 State Farm S & P 500 Index Fund - Legacy Class B shares SLIBX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002047 State Farm S & P 500 Index Fund C000034502 State Farm S & P 500 Index Fund - Class A SNPAX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002047 State Farm S & P 500 Index Fund C000034503 State Farm S & P 500 Index Fund - Class B SNPBX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002048 State Farm Small Cap Index Fund C000005379 State Farm Small Cap Index Fund - Class R3 shares RSIHX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002048 State Farm Small Cap Index Fund C000005377 State Farm Small Cap Index Fund - Class R1 shares RSIOX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002048 State Farm Small Cap Index Fund C000005378 State Farm Small Cap Index Fund - Class R2 shares RSITX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002048 State Farm Small Cap Index Fund C000005374 State Farm Small Cap Index Fund - Premier shares SMIAX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002048 State Farm Small Cap Index Fund C000005375 State Farm Small Cap Index Fund - Legacy Class B shares SMIBX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002048 State Farm Small Cap Index Fund C000005376 State Farm Small Cap Index Fund - Institutional shares SMIIX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002048 State Farm Small Cap Index Fund C000034504 State Farm Small Cap Index Fund - Class A SNRAX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002048 State Farm Small Cap Index Fund C000034505 State Farm Small Cap Index Fund - Class B SNRBX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002040 State Farm Small Mid Cap Equity Fund C000005331 State Farm Small Mid Cap Equity Fund - Class R3 shares RSEHX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002040 State Farm Small Mid Cap Equity Fund C000005329 State Farm Small Mid Cap Equity Fund - Class R1 shares RSEOX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002040 State Farm Small Mid Cap Equity Fund C000005330 State Farm Small Mid Cap Equity Fund - Class R2 shares RSETX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002040 State Farm Small Mid Cap Equity Fund C000005328 State Farm Small Mid Cap Equity Fund - Institutional shares SFEIX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002040 State Farm Small Mid Cap Equity Fund C000005326 State Farm Small Mid Cap Equity Fund - Premier shares SFSAX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002040 State Farm Small Mid Cap Equity Fund C000005327 State Farm Small Mid Cap Equity Fund - Legacy Class B shares SFSBX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002040 State Farm Small Mid Cap Equity Fund C000034488 State Farm Small Mid Cap Equity Fund - Class A SSNAX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002040 State Farm Small Mid Cap Equity Fund C000034489 State Farm Small Mid Cap Equity Fund - Class B SSNBX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002052 State Farm Tax Advantaged Bond Fund C000005398 State Farm Tax Advantaged Bond Fund - Premier shares SFTAX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002052 State Farm Tax Advantaged Bond Fund C000005399 State Farm Tax Advantaged Bond Fund - Legacy Class B shares SFTBX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002052 State Farm Tax Advantaged Bond Fund C000034512 State Farm Tax Advantaged Bond Fund - Class A TANAX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-10027 0001119720 STATE FARM MUTUAL FUND TRUST 30 S000002052 State Farm Tax Advantaged Bond Fund C000034513 State Farm Tax Advantaged Bond Fund - Class B TANBX THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-08073 0001034633 STATE FARM VARIABLE PRODUCT TRUST 30 S000002063 State Farm Bond Fund C000005418 State Farm Bond Fund [NULL] THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-08073 0001034633 STATE FARM VARIABLE PRODUCT TRUST 30 S000002066 State Farm International Equity Fund C000005421 State Farm International Equity Fund [NULL] THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-08073 0001034633 STATE FARM VARIABLE PRODUCT TRUST 30 S000002062 State Farm International Equity Index Fund C000005417 State Farm International Equity Index Fund [NULL] THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-08073 0001034633 STATE FARM VARIABLE PRODUCT TRUST 30 S000002067 State Farm Large Cap Equity Fund C000005422 State Farm Large Cap Equity Fund [NULL] THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-08073 0001034633 STATE FARM VARIABLE PRODUCT TRUST 30 S000002060 State Farm Large Cap Equity Index Fund C000005415 State Farm Large Cap Equity Index Fund [NULL] THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-08073 0001034633 STATE FARM VARIABLE PRODUCT TRUST 30 S000002059 State Farm Money Market Fund C000005414 State Farm Money Market Fund [NULL] THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-08073 0001034633 STATE FARM VARIABLE PRODUCT TRUST 30 S000002061 State Farm Small Cap Equity Index Fund C000005416 State Farm Small Cap Equity Index Fund [NULL] THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-08073 0001034633 STATE FARM VARIABLE PRODUCT TRUST 30 S000002065 State Farm Small Mid Cap Equity Fund C000005420 State Farm Small Mid Cap Equity Fund [NULL] THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-08073 0001034633 STATE FARM VARIABLE PRODUCT TRUST 30 S000002064 State Farm Stock and Bond Balanced Fund C000005419 State Farm Stock and Bond Balanced Fund [NULL] THREE STATE FARM PLAZA BLOOMINGTON 61791-0001 IL N-2 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051024 State Street 60 Day Money Market Fund C000160759 Institutional Class CCDXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051024 State Street 60 Day Money Market Fund C000160760 Administration Class CCEXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051024 State Street 60 Day Money Market Fund C000160761 Investment Class CCHXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051024 State Street 60 Day Money Market Fund C000160762 Investor Class CCJXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051024 State Street 60 Day Money Market Fund C000160763 Premier Class CCKXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051025 State Street 60 Day Money Market Portfolio C000160764 State Street 60 Day Money Market Portfolio CCNXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000010699 State Street Aggregate Bond Index Fund C000029587 State Street Aggregate Bond Index Fund [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000010699 State Street Aggregate Bond Index Fund C000136668 Class A SSFCX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000010699 State Street Aggregate Bond Index Fund C000136670 Class I SSFDX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000010699 State Street Aggregate Bond Index Fund C000136669 Class K SSFEX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046031 State Street Aggregate Bond Index Portfolio C000143852 State Street Aggregate Bond Index Portfolio SSAFX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049204 STATE STREET ASIA PACIFIC VALUE SPOTLIGHT FUND C000155159 Class A [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049204 STATE STREET ASIA PACIFIC VALUE SPOTLIGHT FUND C000155160 Class C [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049204 STATE STREET ASIA PACIFIC VALUE SPOTLIGHT FUND C000155161 Class I [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049204 STATE STREET ASIA PACIFIC VALUE SPOTLIGHT FUND C000155162 Class K [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051026 State Street Cash Reserves Fund C000160765 Institutional Class CCQXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051026 State Street Cash Reserves Fund C000160766 Administration Class CCVXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051026 State Street Cash Reserves Fund C000160767 Investment Class CCWXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051026 State Street Cash Reserves Fund C000160768 Investor Class MMDXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051026 State Street Cash Reserves Fund C000160769 Premier Class MMEXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051027 State Street Cash Reserves Portfolio C000160770 State Street Cash Reserves Portfolio MMWXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046134 State Street Clarion Global Infrastructure & MLP Fund C000144377 Class A SSISX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046134 State Street Clarion Global Infrastructure & MLP Fund C000144378 Class C SSITX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046134 State Street Clarion Global Infrastructure & MLP Fund C000144379 Class I SSIUX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046134 State Street Clarion Global Infrastructure & MLP Fund C000144380 Class K SSIVX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046647 State Street Clarion Global Real Estate Income Fund C000145531 Class A SSRLX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046647 State Street Clarion Global Real Estate Income Fund C000145532 Class C SSRNX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046647 State Street Clarion Global Real Estate Income Fund C000145533 Class I SSRQX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046647 State Street Clarion Global Real Estate Income Fund C000145534 Class K SSRTX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051028 State Street Conservative Income Fund C000160772 Institutional Class SSKGX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051028 State Street Conservative Income Fund C000160774 Administration Class SSKHX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051028 State Street Conservative Income Fund C000160775 Investment Class SSKJX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051028 State Street Conservative Income Fund C000160773 Investor Class SSKKX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051028 State Street Conservative Income Fund C000160771 Premier Class SSKLX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051029 State Street Conservative Income Portfolio C000160776 State Street Conservative Income Portfolio SSKMX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051034 State Street Current Yield Fund C000160788 Institutional Class SSYDX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051034 State Street Current Yield Fund C000160790 Administration Class SSYEX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051034 State Street Current Yield Fund C000160791 Investment Class SSYFX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051034 State Street Current Yield Fund C000160789 Investor Class SSYHX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051034 State Street Current Yield Fund C000160787 Premier Class SSYLX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051035 State Street Current Yield Portfolio C000160792 State Street Current Yield Portfolio SSYMX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046026 State Street Disciplined Global Equity Fund C000143839 Class C SSGCX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046026 State Street Disciplined Global Equity Fund C000143838 Class A SSGGX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046026 State Street Disciplined Global Equity Fund C000143841 Class K SSGKX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046026 State Street Disciplined Global Equity Fund C000143840 Class I SSGMX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000052790 STATE STREET DISCIPLINED INTERNATIONAL EQUITY FUND C000165838 Class A SSZAX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000052790 STATE STREET DISCIPLINED INTERNATIONAL EQUITY FUND C000165839 Class C SSZCX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000052790 STATE STREET DISCIPLINED INTERNATIONAL EQUITY FUND C000165840 Class I SSZIX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000052790 STATE STREET DISCIPLINED INTERNATIONAL EQUITY FUND C000165841 Class K SSZKX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000052789 STATE STREET DISCIPLINED U.S. EQUITY FUND C000165834 Class A SSJAX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000052789 STATE STREET DISCIPLINED U.S. EQUITY FUND C000165835 Class C SSJCX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000052789 STATE STREET DISCIPLINED U.S. EQUITY FUND C000165836 Class I SSJIX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000052789 STATE STREET DISCIPLINED U.S. EQUITY FUND C000165837 Class K SSJKX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000050542 STATE STREET EMERGING MARKETS EQUITY INDEX FUND C000159452 CLASS C SSJEX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000050542 STATE STREET EMERGING MARKETS EQUITY INDEX FUND C000159454 CLASS K SSKEX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000050542 STATE STREET EMERGING MARKETS EQUITY INDEX FUND C000159453 CLASS I SSLEX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000050542 STATE STREET EMERGING MARKETS EQUITY INDEX FUND C000159451 CLASS A SSUEX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000010695 State Street Equity 500 Index Fund C000029583 Class R Shares SSFRX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000010695 State Street Equity 500 Index Fund C000136665 Class A SSSVX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000010695 State Street Equity 500 Index Fund C000136667 Class I SSSWX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000010695 State Street Equity 500 Index Fund C000136666 Class K SSSYX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000010695 State Street Equity 500 Index Fund C000029582 Service Shares STBIX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000010695 State Street Equity 500 Index Fund C000029581 Administrative Shares STFAX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046029 State Street Equity 500 Index II Portfolio C000143850 State Street Equity 500 Index II Portfolio SSEYX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000047954 State Street ESG Emerging Markets Fund C000150855 Class A [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000047954 State Street ESG Emerging Markets Fund C000150856 Class C [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000047954 State Street ESG Emerging Markets Fund C000150857 Class I [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000047954 State Street ESG Emerging Markets Fund C000150858 Class K [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049203 STATE STREET EUROPEAN VALUE SPOTLIGHT FUND C000155158 Class A [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049203 STATE STREET EUROPEAN VALUE SPOTLIGHT FUND C000155155 Class C [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049203 STATE STREET EUROPEAN VALUE SPOTLIGHT FUND C000155156 Class I [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049203 STATE STREET EUROPEAN VALUE SPOTLIGHT FUND C000155157 Class K [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049944 STATE STREET GLOBAL ALLOCATION FUND C000157708 Class A [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049944 STATE STREET GLOBAL ALLOCATION FUND C000157705 Class C [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049944 STATE STREET GLOBAL ALLOCATION FUND C000157706 Class I [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049944 STATE STREET GLOBAL ALLOCATION FUND C000157707 Class K [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000044030 State Street Global Equity ex-U.S. Index Fund C000136662 Class A SSGHX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000044030 State Street Global Equity ex-U.S. Index Fund C000136664 Class I SSGJX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000044030 State Street Global Equity ex-U.S. Index Fund C000136663 Class K SSGLX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046032 State Street Global Equity ex-U.S. Index Portfolio C000143853 State Street Global Equity ex-U.S. Index Portfolio SSGVX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000047462 State Street Global Macro Absolute Return Fund C000149000 Class A [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000047462 State Street Global Macro Absolute Return Fund C000149001 Class C [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000047462 State Street Global Macro Absolute Return Fund C000149002 Class I [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000047462 State Street Global Macro Absolute 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STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049192 STATE STREET HEDGED INTERNATIONAL DEVELOPED EQUITY INDEX FUND C000155086 Class C SSHLX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049192 STATE STREET HEDGED INTERNATIONAL DEVELOPED EQUITY INDEX FUND C000155087 Class I SSHNX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049192 STATE STREET HEDGED INTERNATIONAL DEVELOPED EQUITY INDEX FUND C000155088 Class K SSHQX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049942 STATE STREET INCOME ALLOCATION FUND C000157697 Class A [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049942 STATE STREET INCOME ALLOCATION FUND C000157698 Class C [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049942 STATE STREET INCOME ALLOCATION FUND C000157699 Class I [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049942 STATE STREET INCOME ALLOCATION FUND C000157700 Class K [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051030 State Street Institutional Liquid Assets Fund C000160777 Institutional Class MMFXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051030 State Street Institutional Liquid Assets Fund C000160778 Administration Class MMHXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET 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CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000019117 State Street Institutional Treasury Money Market Fund C000052878 Investment Class TRVXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000019117 State Street Institutional Treasury Money Market Fund C000069461 Service Class TYSXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000019118 State Street Institutional Treasury Plus Money Market Fund C000143784 Investor Class SAEXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000019118 State Street Institutional Treasury Plus Money Market Fund C000143783 Institutional Class SAJXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000019118 State Street Institutional Treasury Plus Money Market Fund C000143785 Administration Class SSQXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000019118 State Street Institutional Treasury Plus Money Market Fund C000052880 Premier Class TPIXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000019118 State Street Institutional Treasury Plus Money Market Fund C000172254 Trust Class TPLXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000019118 State Street Institutional Treasury Plus Money Market Fund C000069462 Service Class TPSXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000019118 State Street Institutional Treasury Plus Money Market Fund C000052879 Investment Class TPVXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000010701 State Street Institutional U.S. Government Money Market Fund C000052883 Premier Class GVMXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000010701 State Street Institutional U.S. Government Money Market Fund C000069459 Service Class GVSXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000010701 State Street Institutional U.S. Government Money Market Fund C000052884 Investment Class GVVXX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000010701 State Street Institutional U.S. Government Money 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02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051117 State Street Macro Absolute Return Bond Fund C000161001 Class I [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051117 State Street Macro Absolute Return Bond Fund C000161002 Class K [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049943 STATE STREET MULTI-ASSET REAL RETURN FUND C000157701 Class A [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049943 STATE STREET MULTI-ASSET REAL RETURN FUND C000157702 Class C [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049943 STATE STREET MULTI-ASSET REAL RETURN FUND C000157703 Class I [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000049943 STATE STREET MULTI-ASSET REAL RETURN FUND C000157704 Class K [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046027 State Street Opportunistic Emerging Markets Fund C000143842 Class A SSOAX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046027 State Street Opportunistic Emerging Markets Fund C000143843 Class C SSOCX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046027 State Street Opportunistic Emerging Markets Fund C000143844 Class I SSOIX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046027 State Street Opportunistic Emerging Markets Fund C000143845 Class K SSOKX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046028 State Street Small Cap Emerging Markets Equity Fund C000143846 Class A SSEEX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046028 State Street Small Cap Emerging Markets Equity Fund C000143847 Class C SSEHX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046028 State Street Small Cap Emerging Markets Equity Fund C000143848 Class I SSEJX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046028 State Street Small Cap Emerging Markets Equity Fund C000143849 Class K SSEKX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000050331 STATE STREET SMALL/MID CAP EQUITY INDEX FUND C000158901 Class A SSMJX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000050331 STATE STREET SMALL/MID CAP EQUITY INDEX FUND C000158903 Class K SSMKX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000050331 STATE STREET SMALL/MID CAP EQUITY INDEX FUND C000158902 Class I SSMLX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000050332 STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO C000158904 STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO SSMHX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046022 State Street Strategic Real Return Fund C000143822 Class A SSRFX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046022 State Street Strategic Real Return Fund C000143823 Class C SSRHX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046022 State Street Strategic Real Return Fund C000143824 Class I SSRJX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046022 State Street Strategic Real Return Fund C000143825 Class K SSRKX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046030 State Street Strategic Real Return Portfolio C000143851 State Street Strategic Real Return Portfolio SSROX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046034 State Street Target Retirement 2015 Fund C000143861 Class A SSBBX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046034 State Street Target Retirement 2015 Fund C000143858 Class C SSBEX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046034 State Street Target Retirement 2015 Fund C000143859 Class I SSBFX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046034 State Street Target Retirement 2015 Fund C000143860 Class K SSBHX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046035 State Street Target Retirement 2020 Fund C000143862 Class A SSBJX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046035 State Street Target Retirement 2020 Fund C000143863 Class C SSBLX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046035 State Street Target Retirement 2020 Fund C000143864 Class I SSBNX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046035 State Street Target Retirement 2020 Fund C000143865 Class K SSBOX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046036 State Street Target Retirement 2025 Fund C000143866 Class A SSBPX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046036 State Street Target Retirement 2025 Fund C000143867 Class C SSBQX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046036 State Street Target Retirement 2025 Fund C000143868 Class I SSBRX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046036 State Street Target Retirement 2025 Fund C000143869 Class K SSBSX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046037 State Street Target Retirement 2030 Fund C000143870 Class A SSBUX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046037 State Street Target Retirement 2030 Fund C000143871 Class C SSBVX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046037 State Street Target Retirement 2030 Fund C000143872 Class I SSBWX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046037 State Street Target Retirement 2030 Fund C000143873 Class K SSBYX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046038 State Street Target Retirement 2035 Fund C000143874 Class A SSBZX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046038 State Street Target Retirement 2035 Fund C000143875 Class C SSCHX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046038 State Street Target Retirement 2035 Fund C000143876 Class I SSCJX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046038 State Street Target Retirement 2035 Fund C000143877 Class K SSCKX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046039 State Street Target Retirement 2040 Fund C000143878 Class A SSCLX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046039 State Street Target Retirement 2040 Fund C000143879 Class C SSCMX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046039 State Street Target Retirement 2040 Fund C000143880 Class I SSCNX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046039 State Street Target Retirement 2040 Fund C000143881 Class K SSCQX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046040 State Street Target Retirement 2045 Fund C000143882 Class A SSCUX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046040 State Street Target Retirement 2045 Fund C000143883 Class C SSCWX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046040 State Street Target Retirement 2045 Fund C000143884 Class I SSDDX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046040 State Street Target Retirement 2045 Fund C000143885 Class K SSDEX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046023 State Street Target Retirement 2050 Fund C000143826 Class A SSDFX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046023 State Street Target Retirement 2050 Fund C000143827 Class C SSDHX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046023 State Street Target Retirement 2050 Fund C000143828 Class I SSDJX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046023 State Street Target Retirement 2050 Fund C000143829 Class K SSDLX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046024 State Street Target Retirement 2055 Fund C000143830 Class A SSDMX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046024 State Street Target Retirement 2055 Fund C000143831 Class C SSDNX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046024 State Street Target Retirement 2055 Fund C000143832 Class I SSDOX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046024 State Street Target Retirement 2055 Fund C000143833 Class K SSDQX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046025 State Street Target Retirement 2060 Fund C000143834 Class A SSDTX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046025 State Street Target Retirement 2060 Fund C000143835 Class C SSDUX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046025 State Street Target Retirement 2060 Fund C000143836 Class I SSDWX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046025 State Street Target Retirement 2060 Fund C000143837 Class K SSDYX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046033 State Street Target Retirement Fund C000143854 Class A SSFLX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046033 State Street Target Retirement Fund C000143855 Class C SSFMX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046033 State Street Target Retirement Fund C000143856 Class I SSFNX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000046033 State Street Target Retirement Fund C000143857 Class K SSFOX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000055181 STATE STREET U.S. VALUE SPOTLIGHT FUND C000173509 Class A [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000055181 STATE STREET U.S. VALUE SPOTLIGHT FUND C000173510 Class I [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000055181 STATE STREET U.S. VALUE SPOTLIGHT FUND C000173511 Class K [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051036 State Street Ultra Short Term Bond Fund C000160796 Administration Class [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051036 State Street Ultra Short Term Bond Fund C000160795 Investor Class [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051036 State Street Ultra Short Term Bond Fund C000160793 Premier Class [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051036 State Street Ultra Short Term Bond Fund C000160794 Institutional Class SSTUX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051036 State Street Ultra Short Term Bond Fund C000160797 Investment Class SSUTX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09819 0001107414 STATE STREET INSTITUTIONAL INVESTMENT TRUST 30 S000051037 State Street Ultra Short Term Bond Portfolio C000160798 State Street Ultra Short Term Bond Portfolio SSTEX STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09599 0001094885 STATE STREET MASTER FUNDS 30 S000010681 State Street Equity 500 Index Portfolio C000029561 State Street Equity 500 Index Portfolio [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09599 0001094885 STATE STREET MASTER FUNDS 30 S000054412 State Street International Developed Equity Index Portfolio C000170903 State Street International Developed Equity Index Portfolio [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09599 0001094885 STATE STREET MASTER FUNDS 30 S000010685 State Street Money Market Portfolio C000029565 State Street Money Market Portfolio [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09599 0001094885 STATE STREET MASTER FUNDS 30 S000017118 State Street Tax Free Money Market Portfolio C000047488 State Street Tax Free Money Market Portfolio [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09599 0001094885 STATE STREET MASTER FUNDS 30 S000019933 State Street Treasury Money Market Portfolio C000055942 State Street Treasury Money Market Portfolio [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09599 0001094885 STATE STREET MASTER FUNDS 30 S000019934 State Street Treasury Plus Money Market Portfolio C000055943 State Street Treasury Plus Money Market Portfolio [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-09599 0001094885 STATE STREET MASTER FUNDS 30 S000010686 State Street U.S. Government Money Market Portfolio C000029566 State Street U.S. Government Money Market Portfolio [NULL] STATE STREET FINANCIAL CENTER BOSTON 02111 MA ONE LINCOLN STREET 811-07567 0001011008 STATE STREET NAVIGATOR SECURITIES LENDING TRUST 30 S000039918 State Street Navigator Securities Lending MET Portfolio C000123803 State Street Navigator Securities Lending MET Portfolio [NULL] STATE STREET BANK BOSTON 02116 MA 4 COPLEY PLACE, 5TH FLOOR 811-07567 0001011008 STATE STREET NAVIGATOR SECURITIES LENDING TRUST 30 S000009767 State Street Navigator Securities Lending Prime Portfolio C000026831 State Street Navigator Securities Lending Prime Portfolio [NULL] STATE STREET BANK BOSTON 02116 MA 4 COPLEY PLACE, 5TH FLOOR 811-07567 0001011008 STATE STREET NAVIGATOR SECURITIES LENDING TRUST 30 S000054571 State Street Navigator Securities Lending Prime Portfolio II C000171428 State Street Navigator Securities Lending Prime Portfolio II [NULL] STATE STREET BANK BOSTON 02116 MA 4 COPLEY PLACE, 5TH FLOOR 811-07567 0001011008 STATE STREET NAVIGATOR SECURITIES LENDING TRUST 30 S000054572 State Street Navigator Securities Lending Prime Portfolio III C000171429 State Street Navigator Securities Lending Prime Portfolio III [NULL] STATE STREET BANK BOSTON 02116 MA 4 COPLEY PLACE, 5TH FLOOR 811-07567 0001011008 STATE STREET NAVIGATOR SECURITIES LENDING TRUST 30 S000054573 State Street Navigator Securities Lending Prime Portfolio IV C000171430 State Street Navigator Securities Lending Prime Portfolio IV [NULL] STATE STREET BANK BOSTON 02116 MA 4 COPLEY PLACE, 5TH FLOOR 811-07567 0001011008 STATE STREET NAVIGATOR SECURITIES LENDING TRUST 30 S000054574 State Street Navigator Securities Lending Prime Portfolio V C000171431 State Street Navigator Securities Lending Prime Portfolio V [NULL] STATE STREET BANK BOSTON 02116 MA 4 COPLEY PLACE, 5TH FLOOR 811-07567 0001011008 STATE STREET NAVIGATOR SECURITIES LENDING TRUST 30 S000034501 State Street Navigator Securities Lending TIAA-CREF Short Term Lending Portfolio C000106064 State Street Navigator Securities Lending TIAA-CREF Short Term Lending Portfolio [NULL] STATE STREET BANK BOSTON 02116 MA 4 COPLEY PLACE, 5TH FLOOR 811-23173 0001679960 State Trust 30 S000055240 1-3 Month Enhanced Short Duration Mutual Fund C000173710 1-3 Month Enhanced Short Duration Mutual Fund [NULL] 535 FIFTH AVENUE NEW YORK 10017 NY 4TH FLOOR 811-22880 0001584986 STEBEN ALTERNATIVE INVESTMENT FUNDS 30 S000042884 STEBEN MANAGED FUTURES STRATEGY FUND C000132859 Class A SKLAX 9711 WASHINGTONIAN BLVD GAITHERSBURG 20878 MD SUITE 400 811-22880 0001584986 STEBEN ALTERNATIVE INVESTMENT FUNDS 30 S000042884 STEBEN MANAGED FUTURES STRATEGY FUND C000132860 Class C SKLCX 9711 WASHINGTONIAN BLVD GAITHERSBURG 20878 MD SUITE 400 811-22880 0001584986 STEBEN ALTERNATIVE INVESTMENT FUNDS 30 S000042884 STEBEN MANAGED FUTURES STRATEGY FUND C000132861 Class I SKLIX 9711 WASHINGTONIAN BLVD GAITHERSBURG 20878 MD SUITE 400 811-22880 0001584986 STEBEN ALTERNATIVE INVESTMENT FUNDS 30 S000042884 STEBEN MANAGED FUTURES STRATEGY FUND C000132862 Class N SKLNX 9711 WASHINGTONIAN BLVD GAITHERSBURG 20878 MD SUITE 400 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000047433 Sterling Capital Behavioral International Equity Fund C000148908 Class A SBIAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000047433 Sterling Capital Behavioral International Equity Fund C000148909 Class C SBIDX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000047433 Sterling Capital Behavioral International Equity Fund C000148910 Institutional SBIIX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003536 STERLING CAPITAL BEHAVIORAL LARGE CAP VALUE EQUITY FUND C000009819 INSTITUTIONAL CLASS BBISX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003536 STERLING CAPITAL BEHAVIORAL LARGE CAP VALUE EQUITY FUND C000009820 A CLASS BBTGX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003536 STERLING CAPITAL BEHAVIORAL LARGE CAP VALUE EQUITY FUND C000009822 C CLASS BCVCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003536 STERLING CAPITAL BEHAVIORAL LARGE CAP VALUE EQUITY FUND C000009821 B CLASS BGISX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000012930 Sterling Capital Behavioral Small Cap Value Equity Fund C000084353 Class A SPSAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000012930 Sterling Capital Behavioral Small Cap Value Equity Fund C000084354 Class B SPSBX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000012930 Sterling Capital Behavioral Small Cap Value Equity Fund C000034900 INSTITUTIONAL SHARES SPSCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000012930 Sterling Capital Behavioral Small Cap Value Equity Fund C000084355 Class C SPSDX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000012930 Sterling Capital Behavioral Small Cap Value Equity Fund C000084356 Class R SPSRX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000033166 Sterling Capital Corporate Fund C000123268 A Class SCCMX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000033166 Sterling Capital Corporate Fund C000123269 C Class SCCNX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000033166 Sterling Capital Corporate Fund C000123270 Institutional Class SCCPX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003546 STERLING CAPITAL DIVERSIFIED INCOME FUND C000009856 C CLASS BCCCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003546 STERLING CAPITAL DIVERSIFIED INCOME FUND C000009854 A CLASS BCGAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003546 STERLING CAPITAL DIVERSIFIED INCOME FUND C000009855 B CLASS BCGBX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003546 STERLING CAPITAL DIVERSIFIED INCOME FUND C000009853 INSTITUTIONAL CLASS BMGTX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003555 STERLING CAPITAL EQUITY INCOME FUND C000009884 A CLASS BAEIX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003555 STERLING CAPITAL EQUITY INCOME FUND C000084352 Class R BAERX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003555 STERLING CAPITAL EQUITY INCOME FUND C000009886 C CLASS BCEGX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003555 STERLING CAPITAL EQUITY INCOME FUND C000009883 INSTITUTIONAL CLASS BEGIX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003555 STERLING CAPITAL EQUITY INCOME FUND C000009885 B CLASS BEIBX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003557 STERLING CAPITAL INTERMEDIATE US GOVERNMENT FUND C000009890 INSTITUTIONAL CLASS BBGVX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003557 STERLING CAPITAL INTERMEDIATE US GOVERNMENT FUND C000009891 A CLASS BGVAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003557 STERLING CAPITAL INTERMEDIATE US GOVERNMENT FUND C000009893 C CLASS BIUCX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003557 STERLING CAPITAL INTERMEDIATE US GOVERNMENT FUND C000009892 B CLASS BUSGX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003559 STERLING CAPITAL KENTUCKY INTERMEDIATE TAX-FREE FUND C000112500 C Shares BKCAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003559 STERLING CAPITAL KENTUCKY INTERMEDIATE TAX-FREE FUND C000009898 INSTITUTIONAL CLASS BKITX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000003559 STERLING CAPITAL KENTUCKY INTERMEDIATE TAX-FREE FUND C000009899 A CLASS BKTAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 STERLING CAPITAL FUNDS 30 S000042232 Sterling Capital Long/Short Equity Fund C000131080 A Shares SLSAX 434 FAYETTEVILLE STREET MALL RALEIGH 27601 NC 5TH FLOOR 811-06719 0000889284 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0000892538 SUNAMERICA SERIES TRUST 30 S000008103 Balanced Portfolio C000022032 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008103 Balanced Portfolio C000022033 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008103 Balanced Portfolio C000022034 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008085 Blue Chip Growth Portfolio C000021981 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008085 Blue Chip Growth Portfolio C000021982 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008085 Blue Chip Growth Portfolio C000021983 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008082 Capital Growth Portfolio C000021972 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008082 Capital Growth Portfolio C000021973 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008082 Capital Growth Portfolio C000021974 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008086 Corporate Bond Portfolio C000021984 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008086 Corporate Bond Portfolio C000021985 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008086 Corporate Bond Portfolio C000021986 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008099 Emerging Markets Portfolio C000022021 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008099 Emerging Markets Portfolio C000022022 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008099 Emerging Markets Portfolio C000022023 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008076 Equity Index Portfolio C000021956 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008078 Equity Opportunities Portfolio C000021960 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008078 Equity Opportunities Portfolio C000021961 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008078 Equity 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Portfolio C000021980 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008097 Global Bond Portfolio C000022015 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008097 Global Bond Portfolio C000022016 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008097 Global Bond Portfolio C000022017 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008096 Global Equities Portfolio C000022012 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008096 Global Equities Portfolio C000022013 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008096 Global Equities Portfolio C000022014 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008091 Growth Opportunities Portfolio C000021998 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008091 Growth Opportunities Portfolio C000021999 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008091 Growth Opportunities Portfolio C000022000 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008077 Growth-Income Portfolio C000021957 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008077 Growth-Income Portfolio C000021958 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008077 Growth-Income Portfolio C000021959 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008101 High-Yield Bond Portfolio C000022026 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008101 High-Yield Bond Portfolio C000022027 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008101 High-Yield Bond Portfolio C000022028 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008098 International Diversified Equities Portfolio C000022018 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008098 International Diversified Equities Portfolio C000022019 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008098 International Diversified Equities Portfolio C000022020 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008095 International Growth and Income Portfolio C000022009 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008095 International Growth and Income Portfolio C000022010 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008095 International Growth and Income Portfolio C000022011 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008089 Mid-Cap Growth Portfolio C000021992 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008089 Mid-Cap Growth Portfolio C000021993 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008089 Mid-Cap Growth Portfolio C000021994 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008087 Real Estate Portfolio C000021987 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008087 Real Estate Portfolio C000021988 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008087 Real Estate Portfolio C000021989 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008081 SA AB Growth Portfolio C000021969 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008081 SA AB Growth Portfolio C000021970 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008081 SA AB Growth Portfolio C000021971 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000052510 SA BlackRock VCP Global Multi Asset Portfolio C000171603 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000052510 SA BlackRock VCP Global Multi Asset Portfolio C000164958 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008092 SA Janus Focused Growth Portfolio C000022001 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008092 SA Janus Focused Growth Portfolio C000022002 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008092 SA Janus Focused Growth Portfolio C000022003 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008102 SA JPMorgan MFS Core Bond Portfolio C000022029 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008102 SA JPMorgan MFS Core Bond Portfolio C000022030 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008102 SA JPMorgan MFS Core Bond Portfolio C000022031 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008079 SA Legg Mason BW Large Cap Value Portfolio C000021963 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008079 SA Legg Mason BW Large Cap Value Portfolio C000021964 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008079 SA Legg Mason BW Large Cap Value Portfolio C000021965 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008083 SA MFS Massachusetts Investors Trust Portfolio C000021975 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008083 SA MFS Massachusetts Investors Trust Portfolio C000021976 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008083 SA MFS Massachusetts Investors Trust Portfolio C000021977 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008104 SA MFS Total Return Portfolio C000022035 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008104 SA MFS Total Return Portfolio C000022036 Class 2 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000008104 SA MFS Total Return Portfolio C000022037 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000052511 SA Schroders VCP Global Allocation Portfolio C000171604 Class 1 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000052511 SA Schroders VCP Global Allocation Portfolio C000164959 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000052512 SA T. 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90067 CA [NULL] 811-07238 0000892538 SUNAMERICA SERIES TRUST 30 S000040592 VCP Value Portfolio C000125867 Class 3 [NULL] 1999 AVENUE OF THE STARS LOS ANGELES 90067 CA [NULL] 811-07797 0001020861 SUNAMERICA SERIES, INC. 30 S000045364 Focused Dividend Strategy II Portfolio C000141163 Focused Dividend Strategy II Portfolio A Shares FDDAX HARBORSIDE FINANCIAL CENTER JERSEY CITY 07311 NJ 3200 PLAZA 5 811-07797 0001020861 SUNAMERICA SERIES, INC. 30 S000045364 Focused Dividend Strategy II Portfolio C000141164 Focused Dividend Strategy II Portfolio C Shares FDDCX HARBORSIDE FINANCIAL CENTER JERSEY CITY 07311 NJ 3200 PLAZA 5 811-07797 0001020861 SUNAMERICA SERIES, INC. 30 S000045364 Focused Dividend Strategy II Portfolio C000141165 Focused Dividend Strategy II Portfolio W Shares FDDWX HARBORSIDE FINANCIAL CENTER JERSEY CITY 07311 NJ 3200 PLAZA 5 811-07797 0001020861 SUNAMERICA SERIES, INC. 30 S000007578 Focused Dividend Strategy Portfolio C000020643 Class A FDSAX HARBORSIDE FINANCIAL CENTER 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Rowe Price Balanced Fund, Inc. 30 S000002068 T. Rowe Price Balanced Fund, Inc. C000166328 T. Rowe Price Balanced Fund-I Class RBAIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-06275 0000871839 T. Rowe Price Balanced Fund, Inc. 30 S000002068 T. Rowe Price Balanced Fund, Inc. C000005423 T. Rowe Price Balanced Fund, Inc. RPBAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07059 0000902259 T. Rowe Price Blue Chip Growth Fund, Inc. 30 S000002069 T. Rowe Price Blue Chip Growth Fund, Inc. C000005425 T. Rowe Price Blue Chip Growth Fund-Advisor Class PABGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07059 0000902259 T. Rowe Price Blue Chip Growth Fund, Inc. 30 S000002069 T. Rowe Price Blue Chip Growth Fund, Inc. C000005426 T. Rowe Price Blue Chip Growth Fund-R Class RRBGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07059 0000902259 T. Rowe Price Blue Chip Growth Fund, Inc. 30 S000002069 T. Rowe Price Blue Chip Growth Fund, Inc. C000166329 T. Rowe Price Blue Chip Growth Fund-I Class TBCIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07059 0000902259 T. Rowe Price Blue Chip Growth Fund, Inc. 30 S000002069 T. Rowe Price Blue Chip Growth Fund, Inc. C000005424 T. Rowe Price Blue Chip Growth Fund, Inc. TRBCX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04525 0000798086 T. Rowe Price California Tax-Free Income Trust 30 S000002126 California Tax-Free Bond Fund C000005517 California Tax-Free Bond Fund PRXCX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04525 0000798086 T. Rowe Price California Tax-Free Income Trust 30 S000002127 California Tax-Free Money Fund C000005518 California Tax-Free Money Fund PCTXX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04519 0000793347 T. Rowe Price Capital Appreciation Fund 30 S000002070 T. Rowe Price Capital Appreciation Fund C000005428 T. Rowe Price Capital Appreciation Fund-Advisor Class PACLX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04519 0000793347 T. Rowe Price Capital Appreciation Fund 30 S000002070 T. Rowe Price Capital Appreciation Fund C000005427 T. Rowe Price Capital Appreciation Fund PRWCX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04519 0000793347 T. Rowe Price Capital Appreciation Fund 30 S000002070 T. Rowe Price Capital Appreciation Fund C000166317 T. Rowe Price Capital Appreciation Fund-I Class TRAIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07225 0000931151 T. Rowe Price Capital Opportunity Fund, Inc. 30 S000002071 T. Rowe Price Capital Opportunity Fund, Inc. C000005430 T. Rowe Price Capital Opportunity Fund-Advisor Class PACOX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07225 0000931151 T. Rowe Price Capital Opportunity Fund, Inc. 30 S000002071 T. Rowe Price Capital Opportunity Fund, Inc. C000005429 T. Rowe Price Capital Opportunity Fund, Inc. PRCOX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07225 0000931151 T. Rowe Price Capital Opportunity Fund, Inc. 30 S000002071 T. Rowe Price Capital Opportunity Fund, Inc. C000005431 T. Rowe Price Capital Opportunity Fund-R Class RRCOX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07353 0000949820 T. Rowe Price Corporate Income Fund, Inc. 30 S000002128 T. Rowe Price Corporate Income Fund, Inc. C000005519 T. Rowe Price Corporate Income Fund, Inc. PRPIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07353 0000949820 T. Rowe Price Corporate Income Fund, Inc. 30 S000002128 T. Rowe Price Corporate Income Fund, Inc. C000166313 T. Rowe Price Corporate Income Fund-I Class TICCX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22939 0001600600 T. Rowe Price Credit Opportunities Fund, Inc. 30 S000045403 T. Rowe Price Credit Opportunities Fund, Inc. C000141381 T. Rowe Price Credit Opportunities Fund-Advisor Class PAOPX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22939 0001600600 T. Rowe Price Credit Opportunities Fund, Inc. 30 S000045403 T. Rowe Price Credit Opportunities Fund, Inc. C000141380 T. Rowe Price Credit Opportunities Fund, Inc. PRCPX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21454 0001267862 T. Rowe Price Diversified Mid-Cap Growth Fund, Inc. 30 S000002073 T. Rowe Price Diversified Mid-Cap Growth Fund, Inc. C000005433 T. Rowe Price Diversified Mid-Cap Growth Fund, Inc. PRDMX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07055 0000894024 T. Rowe Price Dividend Growth Fund, Inc. 30 S000002075 T. Rowe Price Dividend Growth Fund, Inc. C000166314 T. Rowe Price Dividend Growth Fund-I Class PDGIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07055 0000894024 T. Rowe Price Dividend Growth Fund, Inc. 30 S000002075 T. Rowe Price Dividend Growth Fund, Inc. C000005435 T. Rowe Price Dividend Growth Fund, Inc. PRDGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07055 0000894024 T. Rowe Price Dividend Growth Fund, Inc. 30 S000002075 T. Rowe Price Dividend Growth Fund, Inc. C000012104 T. Rowe Price Dividend Growth Fund-Advisor Class TADGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04400 0000775688 T. Rowe Price Equity Income Fund 30 S000002076 T. Rowe Price Equity Income Fund C000005437 T. Rowe Price Equity Income Fund-Advisor Class PAFDX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04400 0000775688 T. Rowe Price Equity Income Fund 30 S000002076 T. Rowe Price Equity Income Fund C000005436 T. Rowe Price Equity Income Fund PRFDX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04400 0000775688 T. Rowe Price Equity Income Fund 30 S000002076 T. Rowe Price Equity Income Fund C000166330 T. Rowe Price Equity Income Fund-I Class REIPX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04400 0000775688 T. Rowe Price Equity Income Fund 30 S000002076 T. Rowe Price Equity Income Fund C000005438 T. Rowe Price Equity Income Fund-R Class RRFDX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002081 T. Rowe Price Blue Chip Growth Portfolio C000005445 T. Rowe Price Blue Chip Growth Portfolio [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002081 T. Rowe Price Blue Chip Growth Portfolio C000005446 T. Rowe Price Blue Chip Growth Portfolio-II [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002077 T. Rowe Price Equity Income Portfolio C000005439 T. Rowe Price Equity Income Portfolio [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002077 T. Rowe Price Equity Income Portfolio C000005440 T. Rowe Price Equity Income Portfolio-II [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002082 T. Rowe Price Equity Index 500 Portfolio C000005447 T. Rowe Price Equity Index 500 Portfolio [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002083 T. Rowe Price Health Sciences Portfolio C000005448 T. Rowe Price Health Sciences Portfolio [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002083 T. Rowe Price Health Sciences Portfolio C000005449 T. Rowe Price Health Sciences Portfolio-II [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002080 T. Rowe Price Mid-Cap Growth Portfolio C000005443 T. Rowe Price Mid-Cap Growth Portfolio [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002080 T. Rowe Price Mid-Cap Growth Portfolio C000005444 T. Rowe Price Mid-Cap Growth Portfolio-II [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002078 T. Rowe Price New America Growth Portfolio C000005441 T. Rowe Price New America Growth Portfolio [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07143 0000918294 T. Rowe Price Equity Series, Inc. 30 S000002079 T. Rowe Price Personal Strategy Balanced Portfolio C000005442 T. Rowe Price Personal Strategy Balanced Portfolio [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07749 0001019286 T. Rowe Price Financial Services Fund, Inc. 30 S000002084 T. Rowe Price Financial Services Fund, Inc. C000005450 T. Rowe Price Financial Services Fund, Inc. PRISX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07153 0000920467 T. Rowe Price Fixed Income Series, Inc. 30 S000002130 T. Rowe Price Government Money Portfolio C000005522 T. Rowe Price Government Money Portfolio [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07153 0000920467 T. Rowe Price Fixed Income Series, Inc. 30 S000002129 T. Rowe Price Limited-Term Bond Portfolio C000005520 T. Rowe Price Limited-Term Bond Portfolio [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07153 0000920467 T. Rowe Price Fixed Income Series, Inc. 30 S000002129 T. Rowe Price Limited-Term Bond Portfolio C000005521 T. Rowe Price Limited-Term Bond Portfolio-II [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22557 0001520245 T. Rowe Price Floating Rate Fund, Inc. 30 S000033565 T. Rowe Price Floating Rate Fund, Inc. C000103069 T. Rowe Price Floating Rate Fund-Advisor Class PAFRX 100 EAST BALTIMORE STREET BALTIMORE 21202 MD [NULL] 811-22557 0001520245 T. Rowe Price Floating Rate Fund, Inc. 30 S000033565 T. Rowe Price Floating Rate Fund, Inc. C000103068 T. Rowe Price Floating Rate Fund, Inc. PRFRX 100 EAST BALTIMORE STREET BALTIMORE 21202 MD [NULL] 811-22243 0001447346 T. Rowe Price Global Multi-Sector Bond Fund, Inc. 30 S000024524 T. Rowe Price Global Multi-Sector Bond Fund, Inc. C000169957 T. Rowe Price Global Multi-Sector Bond Fund—I Class PGMSX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22243 0001447346 T. Rowe Price Global Multi-Sector Bond Fund, Inc. 30 S000024524 T. Rowe Price Global Multi-Sector Bond Fund, Inc. C000072750 T. Rowe Price Global Multi-Sector Bond Fund—Advisor Class PRSAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22243 0001447346 T. Rowe Price Global Multi-Sector Bond Fund, Inc. 30 S000024524 T. Rowe Price Global Multi-Sector Bond Fund, Inc. C000072749 T. Rowe Price Global Multi-Sector Bond Fund, Inc. PRSNX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22218 0001440930 T. Rowe Price Global Real Estate Fund, Inc. 30 S000024038 T. Rowe Price Global Real Estate Fund, Inc. C000070254 T. Rowe Price Global Real Estate Fund-Advisor Class PAGEX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22218 0001440930 T. Rowe Price Global Real Estate Fund, Inc. 30 S000024038 T. Rowe Price Global Real Estate Fund, Inc. C000070253 T. Rowe Price Global Real Estate Fund, Inc. TRGRX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-09995 0001116626 T. Rowe Price Global Technology Fund, Inc. 30 S000002085 T. Rowe Price Global Technology Fund, Inc. C000005451 T. Rowe Price Global Technology Fund, Inc. PRGTX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04441 0000779785 T. Rowe Price GNMA Fund 30 S000002131 T. Rowe Price GNMA Fund C000005523 T. Rowe Price GNMA Fund PRGMX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02603 0000316968 T. Rowe Price Government Money Fund, Inc. 30 S000002140 T. Rowe Price Government Money Fund, Inc. C000005535 T. Rowe Price Government Money Fund, Inc. PRRXX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-03566 0000706211 T. Rowe Price Growth & Income Fund, Inc. 30 S000002086 T. Rowe Price Growth & Income Fund, Inc. C000005452 T. Rowe Price Growth & Income Fund, Inc. PRGIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-00579 0000080257 T. Rowe Price Growth Stock Fund, Inc. 30 S000002087 T. Rowe Price Growth Stock Fund, Inc. C000005453 T. Rowe Price Growth Stock Fund, Inc. PRGFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-00579 0000080257 T. Rowe Price Growth Stock Fund, Inc. 30 S000002087 T. Rowe Price Growth Stock Fund, Inc. C000159680 T. Rowe Price Growth Stock Fund-I Class PRUFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-00579 0000080257 T. Rowe Price Growth Stock Fund, Inc. 30 S000002087 T. Rowe Price Growth Stock Fund, Inc. C000005455 T. Rowe Price Growth Stock Fund-R Class RRGSX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-00579 0000080257 T. Rowe Price Growth Stock Fund, Inc. 30 S000002087 T. Rowe Price Growth Stock Fund, Inc. C000005454 T. Rowe Price Growth Stock Fund-Advisor Class TRSAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07381 0001002624 T. Rowe Price Health Sciences Fund, Inc. 30 S000002088 T. Rowe Price Health Sciences Fund, Inc. C000005456 T. Rowe Price Health Sciences Fund, Inc. PRHSX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07381 0001002624 T. Rowe Price Health Sciences Fund, Inc. 30 S000002088 T. Rowe Price Health Sciences Fund, Inc. C000169937 T. Rowe Price Health Sciences Fund-I Class THISX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04119 0000754915 T. Rowe Price High Yield Fund, Inc. 30 S000002132 T. Rowe Price High Yield Fund, Inc. C000005525 T. Rowe Price High Yield Fund-Advisor Class PAHIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04119 0000754915 T. Rowe Price High Yield Fund, Inc. 30 S000002132 T. Rowe Price High Yield Fund, Inc. C000159675 T. Rowe Price High Yield Fund-I Class PRHIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04119 0000754915 T. Rowe Price High Yield Fund, Inc. 30 S000002132 T. Rowe Price High Yield Fund, Inc. C000005524 T. Rowe Price High Yield Fund, Inc. PRHYX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05986 0000858581 T. Rowe Price Index Trust, Inc. 30 S000002089 T. Rowe Price Equity Index 500 Fund C000005457 T. Rowe Price Equity Index 500 Fund PREIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05986 0000858581 T. Rowe Price Index Trust, Inc. 30 S000002089 T. Rowe Price Equity Index 500 Fund C000159677 T. Rowe Price Equity Index 500 Fund-I Class PRUIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05986 0000858581 T. Rowe Price Index Trust, Inc. 30 S000002090 T. Rowe Price Extended Equity Market Index Fund C000005458 T. Rowe Price Extended Equity Market Index Fund PEXMX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05986 0000858581 T. Rowe Price Index Trust, Inc. 30 S000051326 T. Rowe Price Mid-Cap Index Fund C000161835 T. Rowe Price Mid-Cap Index Fund [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05986 0000858581 T. Rowe Price Index Trust, Inc. 30 S000051326 T. Rowe Price Mid-Cap Index Fund C000161836 T. Rowe Price Mid-Cap Index Fund-I Class [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05986 0000858581 T. Rowe Price Index Trust, Inc. 30 S000051327 T. Rowe Price Small-Cap Index Fund C000161837 T. Rowe Price Small-Cap Index Fund [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05986 0000858581 T. Rowe Price Index Trust, Inc. 30 S000051327 T. Rowe Price Small-Cap Index Fund C000161838 T. Rowe Price Small-Cap Index Fund-I Class [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05986 0000858581 T. Rowe Price Index Trust, Inc. 30 S000002091 T. Rowe Price Total Equity Market Index Fund C000005459 T. Rowe Price Total Equity Market Index Fund POMIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21185 0001181628 T. Rowe Price Inflation Protected Bond Fund, Inc. 30 S000002133 T. Rowe Price Inflation Protected Bond Fund, Inc. C000005526 T. Rowe Price Inflation Protected Bond Fund, Inc. PRIPX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21185 0001181628 T. Rowe Price Inflation Protected Bond Fund, Inc. 30 S000002133 T. Rowe Price Inflation Protected Bond Fund, Inc. C000166332 T. Rowe Price Inflation Protected Bond Fund-I Class TIIPX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07639 0001012968 T. Rowe Price Institutional Equity Funds, Inc. 30 S000002096 T. Rowe Price Institutional Large-Cap Core Growth Fund C000005464 T. Rowe Price Institutional Large-Cap Core Growth Fund TPLGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07639 0001012968 T. Rowe Price Institutional Equity Funds, Inc. 30 S000002095 T. Rowe Price Institutional Large-Cap Growth Fund C000005463 T. Rowe Price Institutional Large-Cap Growth Fund TRLGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07639 0001012968 T. Rowe Price Institutional Equity Funds, Inc. 30 S000002093 T. Rowe Price Institutional Large-Cap Value Fund C000005461 T. Rowe Price Institutional Large-Cap Value Fund TILCX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07639 0001012968 T. Rowe Price Institutional Equity Funds, Inc. 30 S000002092 T. Rowe Price Institutional Mid-Cap Equity Growth Fund C000005460 T. Rowe Price Institutional Mid-Cap Equity Growth Fund PMEGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07639 0001012968 T. Rowe Price Institutional Equity Funds, Inc. 30 S000002094 T. Rowe Price Institutional Small-Cap Stock Fund C000005462 T. Rowe Price Institutional Small-Cap Stock Fund TRSSX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07639 0001012968 T. Rowe Price Institutional Equity Funds, Inc. 30 S000019417 T. Rowe Price Institutional U.S. Structured Research Fund C000053975 T. Rowe Price Institutional U.S. Structured Research Fund TRISX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21055 0001169187 T. Rowe Price Institutional Income Funds, Inc. 30 S000054621 T. Rowe Price Institutional Cash Reserves Fund C000171514 T. Rowe Price Institutional Cash Reserves Fund ICFXX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21055 0001169187 T. Rowe Price Institutional Income Funds, Inc. 30 S000002135 T. Rowe Price Institutional Core Plus Fund C000092627 T. Rowe Price Institutional Core Plus Fund-F Class PFCPX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21055 0001169187 T. Rowe Price Institutional Income Funds, Inc. 30 S000002135 T. Rowe Price Institutional Core Plus Fund C000005528 T. Rowe Price Institutional Core Plus Fund TICPX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21055 0001169187 T. Rowe Price Institutional Income Funds, Inc. 30 S000045263 T. Rowe Price Institutional Credit Opportunities Fund C000140970 T. Rowe Price Institutional Credit Opportunities Fund TRXPX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21055 0001169187 T. Rowe Price Institutional Income Funds, Inc. 30 S000020717 T. Rowe Price Institutional Floating Rate Fund C000092115 T. Rowe Price Institutional Floating Rate Fund-F Class PFFRX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21055 0001169187 T. Rowe Price Institutional Income Funds, Inc. 30 S000020717 T. Rowe Price Institutional Floating Rate Fund C000057839 T. Rowe Price Institutional Floating Rate Fund RPIFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21055 0001169187 T. Rowe Price Institutional Income Funds, Inc. 30 S000042663 T. Rowe Price Institutional Global Multi-Sector Bond Fund C000131881 T. Rowe Price Institutional Global Multi-Sector Bond Fund RPGMX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21055 0001169187 T. Rowe Price Institutional Income Funds, Inc. 30 S000002134 T. Rowe Price Institutional High Yield Fund C000005527 T. Rowe Price Institutional High Yield Fund TRHYX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21055 0001169187 T. Rowe Price Institutional Income Funds, Inc. 30 S000040861 T. Rowe Price Institutional Long Duration Credit Fund C000126665 T. Rowe Price Institutional Long Duration Credit Fund RPLCX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000021841 T. Rowe Price Institutional Africa & Middle East Fund C000062668 T. Rowe Price Institutional Africa & Middle East Fund TRIAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000014469 T. Rowe Price Institutional Emerging Markets Bond Fund C000039420 T. Rowe Price Institutional Emerging Markets Bond Fund TREBX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000002098 T. Rowe Price Institutional Emerging Markets Equity Fund C000005466 T. Rowe Price Institutional Emerging Markets Equity Fund IEMFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000046349 T. Rowe Price Institutional Frontier Markets Equity Fund C000144861 T. Rowe Price Institutional Frontier Markets Equity Fund PRFFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000012706 T. Rowe Price Institutional Global Focused Growth Equity Fund C000034242 T. Rowe Price Institutional Global Focused Growth Equity Fund TRGSX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000023644 T. Rowe Price Institutional Global Growth Equity Fund C000069641 T. Rowe Price Institutional Global Growth Equity Fund RPIGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000037806 T. Rowe Price Institutional Global Value Equity Fund C000116604 T. Rowe Price Institutional Global Value Equity Fund PRIGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000017718 T. Rowe Price Institutional International Bond Fund C000048951 T. Rowe Price Institutional International Bond Fund RPIIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000029530 T. Rowe Price Institutional International Concentrated Equity Fund C000090615 T. Rowe Price Institutional International Concentrated Equity Fund RPICX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000030204 T. Rowe Price Institutional International Core Equity Fund C000092968 T. Rowe Price Institutional International Core Equity Fund TRCEX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05833 0000852254 T. Rowe Price Institutional International Funds, Inc. 30 S000002097 T. Rowe Price Institutional International Growth Equity Fund C000005465 T. Rowe Price Institutional International Growth Equity Fund PRFEX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22968 0001608530 T. Rowe Price Intermediate Tax-Free High Yield Fund, Inc. 30 S000046222 T. Rowe Price Intermediate Tax-Free High Yield Fund, Inc. C000144521 T. Rowe Price Intermediate Tax-Free High Yield Fund-Advisor Class PRAHX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22968 0001608530 T. Rowe Price Intermediate Tax-Free High Yield Fund, Inc. 30 S000046222 T. Rowe Price Intermediate Tax-Free High Yield Fund, Inc. C000144520 T. Rowe Price Intermediate Tax-Free High Yield Fund, Inc. PRIHX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000018747 T. Rowe Price Africa & Middle East Fund C000051889 T. Rowe Price Africa & Middle East Fund TRAMX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000045439 T. Rowe Price Asia Opportunities Fund C000141506 T. Rowe Price Asia Opportunities Fund-Advisor Class PAAOX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000045439 T. Rowe Price Asia Opportunities Fund C000141505 T. Rowe Price Asia Opportunities Fund TRAOX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001488 T. Rowe Price Emerging Europe Fund C000004006 T. Rowe Price Emerging Europe Fund TREMX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001490 T. Rowe Price Emerging Markets Bond Fund C000159127 T. Rowe Price Emerging Markets Bond Fund-Advisor Class PAIKX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001490 T. Rowe Price Emerging Markets Bond Fund C000004009 T. Rowe Price Emerging Markets Bond Fund PREMX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001490 T. Rowe Price Emerging Markets Bond Fund C000159128 T. Rowe Price Emerging Markets Bond Fund-I Class PRXIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000037100 T. Rowe Price Emerging Markets Corporate Bond Fund C000114216 T. Rowe Price Emerging Markets Corporate Bond Fund-Advisor Class PACEX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000037100 T. Rowe Price Emerging Markets Corporate Bond Fund C000166323 T. Rowe Price Emerging Markets Corporate Bond Fund-I Class TECIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000037100 T. Rowe Price Emerging Markets Corporate Bond Fund C000114217 T. Rowe Price Emerging Markets Corporate Bond Fund TRECX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000032784 T. Rowe Price Emerging Markets Local Currency Bond Fund C000101161 T. Rowe Price Emerging Markets Local Currency Bond Fund Advisor Class PAELX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000032784 T. Rowe Price Emerging Markets Local Currency Bond Fund C000102979 T. Rowe Price Emerging Markets Local Currency Bond Fund PRELX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000032784 T. Rowe Price Emerging Markets Local Currency Bond Fund C000166322 T. Rowe Price Emerging Markets Local Currency Bond Fund-I Class TEIMX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001496 T. Rowe Price Emerging Markets Stock Fund C000004015 T. Rowe Price Emerging Markets Stock Fund PRMSX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001496 T. Rowe Price Emerging Markets Stock Fund C000159129 T. Rowe Price Emerging Markets Stock Fund-I Class PRZIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000050390 T. Rowe Price Emerging Markets Value Stock Fund C000159124 T. Rowe Price Emerging Markets Value Stock Fund-Advisor Class PAIJX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000050390 T. Rowe Price Emerging Markets Value Stock Fund C000159123 T. Rowe Price Emerging Markets Value Stock Fund PRIJX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001492 T. Rowe Price European Stock Fund C000004011 T. Rowe Price European Stock Fund PRESX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000053738 T. Rowe Price Global Consumer Fund C000168913 T. Rowe Price Global Consumer Fund PGLOX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000023645 T. Rowe Price Global Growth Stock Fund C000069643 T. Rowe Price Global Growth Stock Fund-Advisor Class PAGLX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000023645 T. Rowe Price Global Growth Stock Fund C000069642 T. Rowe Price Global Growth Stock Fund RPGEX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000047982 T. Rowe Price Global High Income Bond Fund C000151116 T. Rowe Price Global High Income Bond Fund-Advisor Class PAIHX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000047982 T. Rowe Price Global High Income Bond Fund C000151115 T. Rowe Price Global High Income Bond Fund RPIHX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000047982 T. Rowe Price Global High Income Bond Fund C000159133 T. Rowe Price Global High Income Bond Fund-I Class RPOIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000042685 T. Rowe Price Global Industrials Fund C000131942 T. Rowe Price Global Industrials Fund RPGIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001497 T. Rowe Price Global Stock Fund C000033095 T. Rowe Price Global Stock Fund-Advisor Class PAGSX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001497 T. Rowe Price Global Stock Fund C000004016 T. Rowe Price Global Stock Fund PRGSX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000047983 T. Rowe Price Global Unconstrained Bond Fund C000151118 T. Rowe Price Global Unconstrained Bond Fund-Advisor Class PAIEX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000047983 T. Rowe Price Global Unconstrained Bond Fund C000159134 T. Rowe Price Global Unconstrained Bond Fund-I Class RPEIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000047983 T. Rowe Price Global Unconstrained Bond Fund C000151117 T. Rowe Price Global Unconstrained Bond Fund RPIEX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001489 T. Rowe Price International Bond Fund C000004008 T. Rowe Price International Bond Fund-Advisor Class PAIBX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001489 T. Rowe Price International Bond Fund C000004007 T. Rowe Price International Bond Fund RPIBX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001489 T. Rowe Price International Bond Fund C000159126 T. Rowe Price International Bond Fund-I Class RPISX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000046336 T. Rowe Price International Concentrated Equity Fund C000144795 T. Rowe Price International Concentrated Equity Fund PRCNX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000046336 T. Rowe Price International Concentrated Equity Fund C000144796 T. Rowe Price International Concentrated Equity Fund-Advisor Class PRNCX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001491 T. Rowe Price International Discovery Fund C000004010 T. Rowe Price International Discovery Fund PRIDX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001491 T. Rowe Price International Discovery Fund C000166320 T. Rowe Price International Discovery Fund-I Class TIDDX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001498 T. Rowe Price International Growth & Income Fund C000004018 T. Rowe Price International Growth & Income Fund-Advisor Class PAIGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001498 T. Rowe Price International Growth & Income Fund C000004019 T. Rowe Price International Growth & Income Fund-R Class RRIGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001498 T. Rowe Price International Growth & Income Fund C000004017 T. Rowe Price International Growth & Income Fund TRIGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001498 T. Rowe Price International Growth & Income Fund C000159130 T. Rowe Price International Growth & Income Fund-I Class TRTIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001487 T. Rowe Price International Stock Fund C000004004 T. Rowe Price International Stock Fund-Advisor Class PAITX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001487 T. Rowe Price International Stock Fund C000004003 T. Rowe Price International Stock Fund PRITX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001487 T. Rowe Price International Stock Fund C000159125 T. Rowe Price International Stock Fund-I Class PRIUX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001487 T. Rowe Price International Stock Fund C000004005 T. Rowe Price International Stock Fund-R Class RRITX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001494 T. Rowe Price Japan Fund C000004013 T. Rowe Price Japan Fund PRJPX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001495 T. Rowe Price Latin America Fund C000004014 T. Rowe Price Latin America Fund PRLAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001493 T. Rowe Price New Asia Fund C000166321 T. Rowe Price New Asia Fund-I Class PNSIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000001493 T. Rowe Price New Asia Fund C000004012 T. Rowe Price New Asia Fund PRASX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000014995 T. Rowe Price Overseas Stock Fund C000159131 T. Rowe Price Overseas Stock Fund-Advisor Class PAEIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000014995 T. Rowe Price Overseas Stock Fund C000159132 T. Rowe Price Overseas Stock Fund-I Class TROIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02958 0000313212 T. Rowe Price International Funds, Inc. 30 S000014995 T. Rowe Price Overseas Stock Fund C000040834 T. Rowe Price Overseas Stock Fund TROSX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-10063 0001120925 T. Rowe Price International Index Fund, Inc. 30 S000002099 T. Rowe Price International Equity Index Fund C000005467 T. Rowe Price International Equity Index Fund PIEQX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07145 0000918292 T. Rowe Price International Series, Inc. 30 S000002100 T. Rowe Price International Stock Portfolio C000005468 T. Rowe Price International Stock Portfolio [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21919 0001368135 T. Rowe Price Limited-Duration Inflation Focused Bond Fund, Inc. 30 S000013369 T. Rowe Price Limited Duration Inflation Focused Bond Fund, Inc. C000036131 T. Rowe Price Limited Duration Inflation Focused Bond Fund, Inc. TRBFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21919 0001368135 T. Rowe Price Limited-Duration Inflation Focused Bond Fund, Inc. 30 S000013369 T. Rowe Price Limited Duration Inflation Focused Bond Fund, Inc. C000161061 T. Rowe Price Limited Duration Inflation Focused Bond Fund-I Class TRLDX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07075 0000910671 T. Rowe Price Media & Telecommunications Fund, Inc. 30 S000002101 T. Rowe Price Media & Telecommunications Fund, Inc. C000005469 T. Rowe Price Media & Telecommunications Fund, Inc. PRMTX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07075 0000910671 T. Rowe Price Media & Telecommunications Fund, Inc. 30 S000002101 T. Rowe Price Media & Telecommunications Fund, Inc. C000169955 T. Rowe Price Media & Telecommunications Fund-I Class TTMIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-06665 0000887147 T. Rowe Price Mid-Cap Growth Fund, Inc. 30 S000002102 T. Rowe Price Mid-Cap Growth Fund, Inc. C000005471 T. Rowe Price Mid-Cap Growth Fund-Advisor Class PAMCX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-06665 0000887147 T. Rowe Price Mid-Cap Growth Fund, Inc. 30 S000002102 T. Rowe Price Mid-Cap Growth Fund, Inc. C000005470 T. Rowe Price Mid-Cap Growth Fund, Inc. RPMGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-06665 0000887147 T. Rowe Price Mid-Cap Growth Fund, Inc. 30 S000002102 T. Rowe Price Mid-Cap Growth Fund, Inc. C000159676 T. Rowe Price Mid-Cap Growth Fund-I Class RPTIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-06665 0000887147 T. Rowe Price Mid-Cap Growth Fund, Inc. 30 S000002102 T. Rowe Price Mid-Cap Growth Fund, Inc. C000005472 T. Rowe Price Mid-Cap Growth Fund-R Class RRMGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07605 0001012678 T. Rowe Price Mid-Cap Value Fund, Inc. 30 S000002103 T. Rowe Price Mid-Cap Value Fund, Inc. C000005475 T. Rowe Price Mid-Cap Value Fund-R Class RRMVX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07605 0001012678 T. Rowe Price Mid-Cap Value Fund, Inc. 30 S000002103 T. Rowe Price Mid-Cap Value Fund, Inc. C000005474 T. Rowe Price Mid-Cap Value Fund-Advisor Class TAMVX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07605 0001012678 T. Rowe Price Mid-Cap Value Fund, Inc. 30 S000002103 T. Rowe Price Mid-Cap Value Fund, Inc. C000005473 T. Rowe Price Mid-Cap Value Fund, Inc. TRMCX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07605 0001012678 T. Rowe Price Mid-Cap Value Fund, Inc. 30 S000002103 T. Rowe Price Mid-Cap Value Fund, Inc. C000159685 T. Rowe Price Mid-Cap Value Fund-I Class TRMIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22620 0001533490 T. Rowe Price Multi-Sector Account Portfolios, Inc. 30 S000036336 T. Rowe Price Emerging Markets Corporate Multi-Sector Account Portfolio C000111135 T. Rowe Price Emerging Markets Corporate Multi-Sector Account Portfolio [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22620 0001533490 T. Rowe Price Multi-Sector Account Portfolios, Inc. 30 S000036337 T. Rowe Price Emerging Markets Local Multi-Sector Account Portfolio C000111136 T. Rowe Price Emerging Markets Local Multi-Sector Account Portfolio [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22620 0001533490 T. Rowe Price Multi-Sector Account Portfolios, Inc. 30 S000036338 T. Rowe Price Floating Rate Multi-Sector Account Portfolio C000111137 T. Rowe Price Floating Rate Multi-Sector Account Portfolio [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22620 0001533490 T. Rowe Price Multi-Sector Account Portfolios, Inc. 30 S000036339 T. Rowe Price High Yield Multi-Sector Account Portfolio C000111138 T. Rowe Price High Yield Multi-Sector Account Portfolio [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22620 0001533490 T. Rowe Price Multi-Sector Account Portfolios, Inc. 30 S000036340 T. Rowe Price Investment-Grade Corporate Multi-Sector Account Portfolio C000111139 T. Rowe Price Investment-Grade Corporate Multi-Sector Account Portfolio [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22620 0001533490 T. Rowe Price Multi-Sector Account Portfolios, Inc. 30 S000036341 T. Rowe Price Mortgage-Backed Securities Multi-Sector Account Portfolio C000111140 T. Rowe Price Mortgage-Backed Securities Multi-Sector Account Portfolio [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04358 0000773485 T. Rowe Price New America Growth Fund 30 S000002104 T. Rowe Price New America Growth Fund C000012105 T. Rowe Price New America Growth Fund-Advisor Class PAWAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04358 0000773485 T. Rowe Price New America Growth Fund 30 S000002104 T. Rowe Price New America Growth Fund C000166319 T. Rowe Price New America Growth Fund-I Class PNAIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04358 0000773485 T. Rowe Price New America Growth Fund 30 S000002104 T. Rowe Price New America Growth Fund C000005476 T. Rowe Price New America Growth Fund PRWAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-01710 0000216907 T. Rowe Price New Era Fund, Inc. 30 S000002105 T. Rowe Price New Era Fund, Inc. C000005477 T. Rowe Price New Era Fund, Inc. PRNEX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-01710 0000216907 T. Rowe Price New Era Fund, Inc. 30 S000002105 T. Rowe Price New Era Fund, Inc. C000166331 T. Rowe Price New Era Fund-I Class TRNEX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-00958 0000080248 T. Rowe Price New Horizons Fund, Inc. 30 S000002106 T. Rowe Price New Horizons Fund, Inc. C000159684 T. Rowe Price New Horizons Fund-I Class PRJIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-00958 0000080248 T. Rowe Price New Horizons Fund, Inc. 30 S000002106 T. Rowe Price New Horizons Fund, Inc. C000005478 T. Rowe Price New Horizons Fund, Inc. PRNHX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02396 0000080249 T. Rowe Price New Income Fund, Inc. 30 S000002136 T. Rowe Price New Income Fund, Inc. C000005530 T. Rowe Price New Income Fund-Advisor Class PANIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02396 0000080249 T. Rowe Price New Income Fund, Inc. 30 S000002136 T. Rowe Price New Income Fund, Inc. C000005529 T. Rowe Price New Income Fund, Inc. PRCIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02396 0000080249 T. Rowe Price New Income Fund, Inc. 30 S000002136 T. Rowe Price New Income Fund, Inc. C000159679 T. Rowe Price New Income Fund-I Class PRXEX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02396 0000080249 T. Rowe Price New Income Fund, Inc. 30 S000002136 T. Rowe Price New Income Fund, Inc. C000005531 T. Rowe Price New Income Fund-R Class RRNIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07173 0000923084 T. Rowe Price Personal Strategy Funds, Inc. 30 S000002137 T. Rowe Price Personal Strategy Balanced Fund C000169938 T. Rowe Price Personal Strategy Balanced Fund-I Class TPPAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07173 0000923084 T. Rowe Price Personal Strategy Funds, Inc. 30 S000002137 T. Rowe Price Personal Strategy Balanced Fund C000005532 T. Rowe Price Personal Strategy Balanced Fund TRPBX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07173 0000923084 T. Rowe Price Personal Strategy Funds, Inc. 30 S000002138 T. Rowe Price Personal Strategy Growth Fund C000169939 T. Rowe Price Personal Strategy Growth Fund-I Class TGIPX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07173 0000923084 T. Rowe Price Personal Strategy Funds, Inc. 30 S000002138 T. Rowe Price Personal Strategy Growth Fund C000005533 T. Rowe Price Personal Strategy Growth Fund TRSGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07173 0000923084 T. Rowe Price Personal Strategy Funds, Inc. 30 S000002139 T.Rowe Price Personal Strategy Income Fund C000169940 T. Rowe Price Personal Strategy Income Fund-I Class PPIPX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07173 0000923084 T. Rowe Price Personal Strategy Funds, Inc. 30 S000002139 T.Rowe Price Personal Strategy Income Fund C000005534 T. Rowe Price Personal Strategy Income Fund PRSIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08203 0001038469 T. Rowe Price Quantitative Management Funds, Inc. 30 S000052903 T. Rowe Price QM Global Equity Fund C000166437 T. Rowe Price QM Global Equity Fund-Advisor Class TQGAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08203 0001038469 T. Rowe Price Quantitative Management Funds, Inc. 30 S000052903 T. Rowe Price QM Global Equity Fund C000166436 T. Rowe Price QM Global Equity Fund TQGEX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08203 0001038469 T. Rowe Price Quantitative Management Funds, Inc. 30 S000052903 T. Rowe Price QM Global Equity Fund C000166438 T. Rowe Price QM Global Equity Fund-I Class TQGIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08203 0001038469 T. Rowe Price Quantitative Management Funds, Inc. 30 S000052904 T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund C000166440 T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund-Advisor Class TQSAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08203 0001038469 T. Rowe Price Quantitative Management Funds, Inc. 30 S000052904 T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund C000166441 T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund-I Class TQSIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08203 0001038469 T. Rowe Price Quantitative Management Funds, Inc. 30 S000052904 T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund C000166439 T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund TQSMX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08203 0001038469 T. Rowe Price Quantitative Management Funds, Inc. 30 S000002074 T. Rowe Price QM U.S. Small-Cap Growth Equity Fund C000005434 T. Rowe Price QM U.S. Small-Cap Growth Equity Fund PRDSX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08203 0001038469 T. Rowe Price Quantitative Management Funds, Inc. 30 S000002074 T. Rowe Price QM U.S. Small-Cap Growth Equity Fund C000170855 T. Rowe Price QM U.S. Small-Cap Growth Equity Fund-Advisor Class TQAAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08203 0001038469 T. Rowe Price Quantitative Management Funds, Inc. 30 S000002074 T. Rowe Price QM U.S. Small-Cap Growth Equity Fund C000169956 T. Rowe Price QM U.S. Small-Cap Growth Equity Fund-I Class TQAIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08203 0001038469 T. Rowe Price Quantitative Management Funds, Inc. 30 S000052905 T. Rowe Price QM U.S. Value Equity Fund C000166442 T. Rowe Price QM U.S. Value Equity Fund TQMVX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08203 0001038469 T. Rowe Price Quantitative Management Funds, Inc. 30 S000052905 T. Rowe Price QM U.S. Value Equity Fund C000166443 T. Rowe Price QM U.S. Value Equity Fund-Advisor Class TQVAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08203 0001038469 T. Rowe Price Quantitative Management Funds, Inc. 30 S000052905 T. Rowe Price QM U.S. Value Equity Fund C000166444 T. Rowe Price QM U.S. Value Equity Fund-I Class TQVIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22410 0001486048 T. Rowe Price Real Assets Fund, Inc. 30 S000029428 T. Rowe Price Real Assets Fund, Inc. C000090373 T. Rowe Price Real Assets Fund, Inc. PRAFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22410 0001486048 T. Rowe Price Real Assets Fund, Inc. 30 S000029428 T. Rowe Price Real Assets Fund, Inc. C000159678 T. Rowe Price Real Assets Fund-I Class PRIKX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08371 0001046404 T. Rowe Price Real Estate Fund, Inc. 30 S000002107 T. Rowe Price Real Estate Fund, Inc. C000005480 T. Rowe Price Real Estate Fund-Advisor Class PAREX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08371 0001046404 T. Rowe Price Real Estate Fund, Inc. 30 S000002107 T. Rowe Price Real Estate Fund, Inc. C000166334 T. Rowe Price Real Estate Fund-I Class TIRRX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08371 0001046404 T. Rowe Price Real Estate Fund, Inc. 30 S000002107 T. Rowe Price Real Estate Fund, Inc. C000005479 T. Rowe Price Real Estate Fund, Inc. TRREX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08279 0001034386 T. Rowe Price Reserve Investment Funds, Inc. 30 S000002153 T. Rowe Price Government Reserve Fund C000005549 T. Rowe Price Government Reserve Fund [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08279 0001034386 T. Rowe Price Reserve Investment Funds, Inc. 30 S000039963 T. Rowe Price Short-Term Government Reserve Fund C000123941 T. Rowe Price Short-Term Government Reserve Fund [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08279 0001034386 T. Rowe Price Reserve Investment Funds, Inc. 30 S000039964 T. Rowe Price Short-Term Reserve Fund C000123942 T. Rowe Price Short-Term Reserve Fund [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08279 0001034386 T. Rowe Price Reserve Investment Funds, Inc. 30 S000002154 T. Rowe Price Treasury Reserve Fund C000005550 T. Rowe Price Treasury Reserve Fund [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002115 T. Rowe Price Retirement 2005 Fund C000049236 T. Rowe Price Retirement 2005 Fund-Advisor Class PARGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002115 T. Rowe Price Retirement 2005 Fund C000049237 T. Rowe Price Retirement 2005 Fund-R Class RRTLX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002115 T. Rowe Price Retirement 2005 Fund C000005502 T. Rowe Price Retirement 2005 Fund TRRFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002109 T. Rowe Price Retirement 2010 Fund C000005487 T. Rowe Price Retirement 2010 Fund-Advisor Class PARAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002109 T. Rowe Price Retirement 2010 Fund C000005488 T. Rowe Price Retirement 2010 Fund-R Class RRTAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002109 T. Rowe Price Retirement 2010 Fund C000005486 T. Rowe Price Retirement 2010 Fund TRRAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002116 T. Rowe Price Retirement 2015 Fund C000049238 T. Rowe Price Retirement 2015 Fund-Advisor Class PARHX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002116 T. Rowe Price Retirement 2015 Fund C000049239 T. Rowe Price Retirement 2015 Fund-R Class RRTMX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002116 T. Rowe Price Retirement 2015 Fund C000005503 T. Rowe Price Retirement 2015 Fund TRRGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002117 T. Rowe Price Retirement 2025 Fund C000049240 T. Rowe Price Retirement 2025 Fund-Advisor Class PARJX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002117 T. Rowe Price Retirement 2025 Fund C000049241 T. Rowe Price Retirement 2025 Fund-R Class RRTNX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002117 T. Rowe Price Retirement 2025 Fund C000005504 T. Rowe Price Retirement 2025 Fund TRRHX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002112 T. Rowe Price Retirement 2030 Fund C000005494 T. Rowe Price Retirement 2030 Fund-Advisor Class PARCX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002112 T. Rowe Price Retirement 2030 Fund C000005495 T. Rowe Price Retirement 2030 Fund- R Class RRTCX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002112 T. Rowe Price Retirement 2030 Fund C000005493 T. Rowe Price Retirement 2030 Fund TRRCX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002118 T. Rowe Price Retirement 2035 Fund C000049242 T. Rowe Price Retirement 2035 Fund-Advisor Class PARKX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002118 T. Rowe Price Retirement 2035 Fund C000049243 T. Rowe Price Retirement 2035 Fund-R Class RRTPX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002118 T. Rowe Price Retirement 2035 Fund C000005505 T. Rowe Price Retirement 2035 Fund TRRJX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002113 T. Rowe Price Retirement 2040 Fund C000005497 T. Rowe Price Retirement 2040 Fund-Advisor Class PARDX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002113 T. Rowe Price Retirement 2040 Fund C000005498 T. Rowe Price Retirement 2040 Fund-R Class RRTDX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002113 T. Rowe Price Retirement 2040 Fund C000005496 T. Rowe Price Retirement 2040 Fund TRRDX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002110 T. Rowe Price Retirement 2045 Fund C000049235 T. Rowe Price Retirement 2045 Fund-Advisor Class PARLX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002110 T. Rowe Price Retirement 2045 Fund C000049234 T. Rowe Price Retirement 2045 Fund-R Class RRTRX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002110 T. Rowe Price Retirement 2045 Fund C000005489 T. Rowe Price Retirement 2045 Fund TRRKX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000014996 T. Rowe Price Retirement 2050 Fund C000040836 T. Rowe Price Retirement 2050 Fund-Advisor Class PARFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000014996 T. Rowe Price Retirement 2050 Fund C000040837 T. Rowe Price Retirement 2050 Fund-R Class RRTFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000014996 T. Rowe Price Retirement 2050 Fund C000040835 T. Rowe Price Retirement 2050 Fund TRRMX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000014997 T. Rowe Price Retirement 2055 Fund C000049244 T. Rowe Price Retirement 2055 Fund-Advisor Class PAROX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000014997 T. Rowe Price Retirement 2055 Fund C000049245 T. Rowe Price Retirement 2055 Fund-R Class RRTVX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000014997 T. Rowe Price Retirement 2055 Fund C000040838 T. Rowe Price Retirement 2055 Fund TRRNX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000045512 T. Rowe Price Retirement 2060 Fund C000141687 T. Rowe Price Retirement 2060 Fund TRRLX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000045512 T. Rowe Price Retirement 2060 Fund C000141688 T. Rowe Price Retirement 2060 Fund-Advisor Class TRRYX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000045512 T. Rowe Price Retirement 2060 Fund C000141689 T. Rowe Price Retirement 2060 Fund-R Class TRRZX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002114 T. Rowe Price Retirement Balanced Fund C000005500 T. Rowe Price Retirement Balanced Fund-Advisor Class PARIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002114 T. Rowe Price Retirement Balanced Fund C000005501 T. Rowe Price Retirement Balanced Fund-R Class RRTIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002114 T. Rowe Price Retirement Balanced Fund C000005499 T. Rowe Price Retirement Balanced Fund TRRIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000050882 T. Rowe Price Retirement Balanced I Fund-I Class C000160454 T. Rowe Price Retirement Balanced I Fund-I Class TRPTX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000050878 T. Rowe Price Retirement I 2005 Fund-I Class C000160450 T. Rowe Price Retirement I 2005 Fund-I Class TRPFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000050883 T. Rowe Price Retirement I 2010 Fund-I Class C000160455 T. Rowe Price Retirement I 2010 Fund-I Class TRPAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000050884 T. Rowe Price Retirement I 2015 Fund-I Class C000160456 T. Rowe Price Retirement I 2015 Fund-I Class TRFGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000050885 T. Rowe Price Retirement I 2020 Fund-I Class C000160457 T. Rowe Price Retirement I 2020 Fund-I Class TRBRX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000050886 T. Rowe Price Retirement I 2025 Fund-I Class C000160458 T. Rowe Price Retirement I 2025 Fund-I Class TRPHX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000050887 T. Rowe Price Retirement I 2030 Fund-I Class C000160459 T. Rowe Price Retirement I 2030 Fund-I Class TRPCX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000050888 T. Rowe Price Retirement I 2035 Fund-I Class C000160460 T. Rowe Price Retirement I 2035 Fund-I Class TRPJX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000050889 T. Rowe Price Retirement I 2040 Fund-I Class C000160461 T. Rowe Price Retirement I 2040 Fund-I Class TRPDX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000050890 T. Rowe Price Retirement I 2045 Fund-I Class C000160462 T. Rowe Price Retirement I 2045 Fund-I Class TRPKX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000050879 T. Rowe Price Retirement I 2050 Fund-I Class C000160451 T. Rowe Price Retirement I 2050 Fund-I Class TRPMX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000050880 T. Rowe Price Retirement I 2055 Fund-I Class C000160452 T. Rowe Price Retirement I 2055 Fund-I Class TRPNX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000050881 T. Rowe Price Retirement I 2060 Fund-I Class C000160453 T. Rowe Price Retirement I 2060 Fund-I Class TRPLX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041772 T. Rowe Price Target 2005 Fund C000129655 T. Rowe Price Target 2005 Fund-Advisor Class PANRX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041772 T. Rowe Price Target 2005 Fund C000169038 T. Rowe Price Target 2005 Fund-I Class TFRRX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041772 T. Rowe Price Target 2005 Fund C000129654 T. Rowe Price Target 2005 Fund TRARX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041775 T. Rowe Price Target 2010 Fund C000129661 T. Rowe Price Target 2010 Fund-Advisor Class PAERX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041775 T. Rowe Price Target 2010 Fund C000169041 T. Rowe Price Target 2010 Fund-I Class TORFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041775 T. Rowe Price Target 2010 Fund C000129660 T. Rowe Price Target 2010 Fund TRROX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041776 T. Rowe Price Target 2015 Fund C000129663 T. Rowe Price Target 2015 Fund-Advisor Class PAHRX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041776 T. Rowe Price Target 2015 Fund C000129662 T. Rowe Price Target 2015 Fund TRRTX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041776 T. Rowe Price Target 2015 Fund C000169042 T. Rowe Price Target 2015 Fund-I Class TTRTX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041777 T. Rowe Price Target 2020 Fund C000129665 T. Rowe Price Target 2020 Fund-Advisor Class PAIRX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041777 T. Rowe Price Target 2020 Fund C000129664 T. Rowe Price Target 2020 Fund TRRUX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041777 T. Rowe Price Target 2020 Fund C000169043 T. Rowe Price Target 2020 Fund-I Class TTURX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041778 T. Rowe Price Target 2025 Fund C000129666 T. Rowe Price Target 2025 Fund-Advisor Class PAJRX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041778 T. Rowe Price Target 2025 Fund C000129667 T. Rowe Price Target 2025 Fund TRRVX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041778 T. Rowe Price Target 2025 Fund C000169044 T. Rowe Price Target 2025 Fund-I Class TRVVX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041779 T. Rowe Price Target 2030 Fund C000129669 T. Rowe Price Target 2030 Fund-Advisor Class PAKRX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041779 T. Rowe Price Target 2030 Fund C000129668 T. Rowe Price Target 2030 Fund TRRWX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041779 T. Rowe Price Target 2030 Fund C000169045 T. Rowe Price Target 2030 Fund-I Class TWRRX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041780 T. Rowe Price Target 2035 Fund C000129671 T. Rowe Price Target 2035 Fund-Advisor Class PATVX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041780 T. Rowe Price Target 2035 Fund C000129670 T. Rowe Price Target 2035 Fund RPGRX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041780 T. Rowe Price Target 2035 Fund C000169046 T. Rowe Price Target 2035 Fund-I Class TPGPX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041781 T. Rowe Price Target 2040 Fund C000129673 T. Rowe Price Target 2040 Fund-Advisor Class PAHHX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041781 T. Rowe Price Target 2040 Fund C000129672 T. Rowe Price Target 2040 Fund TRHRX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041781 T. Rowe Price Target 2040 Fund C000169047 T. Rowe Price Target 2040 Fund-I Class TRXRX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041782 T. Rowe Price Target 2045 Fund C000129675 T. Rowe Price Target 2045 Fund-Advisor Class PAFFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041782 T. Rowe Price Target 2045 Fund C000129674 T. Rowe Price Target 2045 Fund RPTFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041782 T. Rowe Price Target 2045 Fund C000169048 T. Rowe Price Target 2045 Fund-I Class TRFWX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041773 T. Rowe Price Target 2050 Fund C000129657 T. Rowe Price Target 2050 Fund-Advisor Class PAOFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041773 T. Rowe Price Target 2050 Fund C000169039 T. Rowe Price Target 2050 Fund-I Class TOORX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041773 T. Rowe Price Target 2050 Fund C000129656 T. Rowe Price Target 2050 Fund TRFOX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041774 T. Rowe Price Target 2055 Fund C000129659 T. Rowe Price Target 2055 Fund-Advisor Class PAFTX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041774 T. Rowe Price Target 2055 Fund C000129658 T. Rowe Price Target 2055 Fund TRFFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000041774 T. Rowe Price Target 2055 Fund C000169040 T. Rowe Price Target 2055 Fund-I Class TRPPX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000045513 T. Rowe Price Target 2060 Fund C000141690 T. Rowe Price Target 2060 Fund TRTFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000045513 T. Rowe Price Target 2060 Fund C000141691 T. Rowe Price Target 2060 Fund-Advisor Class TRTGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000045513 T. Rowe Price Target 2060 Fund C000169049 T. Rowe Price Target 2060 Fund-I Class TTOIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002111 T.Rowe Price Retirement 2020 Fund C000005491 T. Rowe Price Retirement 2020 Fund-Advisor Class PARBX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002111 T.Rowe Price Retirement 2020 Fund C000005492 T. Rowe Price Retirement 2020 Fund-R Class RRTBX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-21149 0001177017 T. Rowe Price Retirement Funds, Inc. 30 S000002111 T.Rowe Price Retirement 2020 Fund C000005490 T. Rowe Price Retirement 2020 Fund TRRBX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05299 0000819930 T. Rowe Price Science & Technology Fund, Inc. 30 S000002119 T. Rowe Price Science & Technology Fund, Inc. C000005507 T. Rowe Price Science & Technology Fund-Advisor Class PASTX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05299 0000819930 T. Rowe Price Science & Technology Fund, Inc. 30 S000002119 T. Rowe Price Science & Technology Fund, Inc. C000005506 T. Rowe Price Science & Technology Fund, Inc. PRSCX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05299 0000819930 T. Rowe Price Science & Technology Fund, Inc. 30 S000002119 T. Rowe Price Science & Technology Fund, Inc. C000169947 T. Rowe Price Science & Technology Fund-I Class TSNIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-03894 0000731890 T. Rowe Price Short-Term Bond Fund, Inc. 30 S000002141 T. Rowe Price Short-Term Bond Fund, Inc. C000005537 T. Rowe Price Short-Term Bond Fund-Advisor Class PASHX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-03894 0000731890 T. Rowe Price Short-Term Bond Fund, Inc. 30 S000002141 T. Rowe Price Short-Term Bond Fund, Inc. C000005536 T. Rowe Price Short-Term Bond Fund, Inc. PRWBX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-03894 0000731890 T. Rowe Price Short-Term Bond Fund, Inc. 30 S000002141 T. Rowe Price Short-Term Bond Fund, Inc. C000166333 T. Rowe Price Short-Term Bond Fund-I Class TBSIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-03894 0000731890 T. Rowe Price Short-Term Bond Fund, Inc. 30 S000039055 T. Rowe Price Ultra Short-Term Bond Fund C000119983 T. Rowe Price Ultra Short-Term Bond Fund TRBUX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-00696 0000075170 T. Rowe Price Small-Cap Stock Fund, Inc. 30 S000002120 T. Rowe Price Small-Cap Stock Fund, Inc. C000005508 T. Rowe Price Small-Cap Stock Fund, Inc. OTCFX 100 EAST PRATT STRET BALTIMORE 21202 MD [NULL] 811-00696 0000075170 T. Rowe Price Small-Cap Stock Fund, Inc. 30 S000002120 T. Rowe Price Small-Cap Stock Fund, Inc. C000159682 T. Rowe Price Small-Cap Stock Fund-I Class OTIIX 100 EAST PRATT STRET BALTIMORE 21202 MD [NULL] 811-00696 0000075170 T. Rowe Price Small-Cap Stock Fund, Inc. 30 S000002120 T. Rowe Price Small-Cap Stock Fund, Inc. C000005509 T. Rowe Price Small-Cap Stock Fund-Advisor Class PASSX 100 EAST PRATT STRET BALTIMORE 21202 MD [NULL] 811-02215-99 0000834798 T. Rowe Price Small-Cap Value Fund, Inc. 30 S000002121 T. Rowe Price Small-Cap Value Fund, Inc. C000005511 T. Rowe Price Small-Cap Value Fund-Advisor Class PASVX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02215-99 0000834798 T. Rowe Price Small-Cap Value Fund, Inc. 30 S000002121 T. Rowe Price Small-Cap Value Fund, Inc. C000005510 T. Rowe Price Small-Cap Value Fund, Inc. PRSVX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02215-99 0000834798 T. Rowe Price Small-Cap Value Fund, Inc. 30 S000002121 T. Rowe Price Small-Cap Value Fund, Inc. C000159683 T. Rowe Price Small-Cap Value Fund-I Class PRVIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04998 0000808303 T. Rowe Price Spectrum Fund, Inc. 30 S000002123 Spectrum Growth Fund C000005513 Spectrum Growth Fund PRSGX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04998 0000808303 T. Rowe Price Spectrum Fund, Inc. 30 S000002122 Spectrum Income Fund C000005512 Spectrum Income Fund RPSIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04998 0000808303 T. Rowe Price Spectrum Fund, Inc. 30 S000002124 Spectrum International Fund C000005514 Spectrum International Fund PSILX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04521 0000795384 T. Rowe Price State Tax-Free Income Trust 30 S000002149 Georgia Tax-Free Bond Fund C000005545 Georgia Tax-Free Bond Fund GTFBX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04521 0000795384 T. Rowe Price State Tax-Free Income Trust 30 S000002147 Maryland Short-Term Tax-Free Bond Fund C000005543 Maryland Short-Term Tax-Free Bond Fund PRMDX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04521 0000795384 T. Rowe Price State Tax-Free Income Trust 30 S000002144 Maryland Tax-Free Bond Fund C000005540 Maryland Tax-Free Bond Fund MDXBX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04521 0000795384 T. Rowe Price State Tax-Free Income Trust 30 S000002150 Maryland Tax-Free Money Fund C000005546 Maryland Tax-Free Money Fund TMDXX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04521 0000795384 T. Rowe Price State Tax-Free Income Trust 30 S000002146 New Jersey Tax-Free Bond Fund C000005542 New Jersey Tax-Free Bond Fund NJTFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04521 0000795384 T. Rowe Price State Tax-Free Income Trust 30 S000002143 New York Tax-Free Bond Fund C000005539 New York Tax-Free Bond Fund PRNYX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04521 0000795384 T. Rowe Price State Tax-Free Income Trust 30 S000002142 New York Tax-Free Money Fund C000005538 New York Tax-Free Money Fund NYTXX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04521 0000795384 T. Rowe Price State Tax-Free Income Trust 30 S000002145 Virginia Tax-Free Bond Fund C000005541 Virginia Tax-Free Bond Fund PRVAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07093 0000912028 T. ROWE PRICE SUMMIT FUNDS, INC. 30 S000002151 T. Rowe Price Cash Reserves Fund C000005547 T. Rowe Price Cash Reserves Fund TSCXX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07095 0000912029 T. Rowe Price Summit Municipal Funds, Inc. 30 S000002157 T. Rowe Price Summit Municipal Income Fund C000117204 T. Rowe Price Summit Municipal Income Fund-Advisor Class PAIMX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07095 0000912029 T. Rowe Price Summit Municipal Funds, Inc. 30 S000002157 T. Rowe Price Summit Municipal Income Fund C000005553 T. Rowe Price Summit Municipal Income Fund PRINX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07095 0000912029 T. Rowe Price Summit Municipal Funds, Inc. 30 S000002156 T. Rowe Price Summit Municipal Intermediate Fund C000117203 T. Rowe Price Summit Municipal Intermediate Fund-Advisor Class PAIFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07095 0000912029 T. Rowe Price Summit Municipal Funds, Inc. 30 S000002156 T. Rowe Price Summit Municipal Intermediate Fund C000005552 T. Rowe Price Summit Municipal Intermediate Fund PRSMX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07095 0000912029 T. Rowe Price Summit Municipal Funds, Inc. 30 S000002155 T. Rowe Price Summit Municipal Money Market Fund C000005551 T. Rowe Price Summit Municipal Money Market Fund TRSXX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08207 0001038490 T. Rowe Price Tax-Efficient Funds, Inc. 30 S000002160 T. Rowe Price Tax-Efficient Equity Fund C000005556 T. Rowe Price Tax-Efficient Equity Fund PREFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-03055 0000315748 T. Rowe Price Tax-Exempt Money Fund, Inc. 30 S000002161 T. Rowe Price Tax-Exempt Money Fund, Inc. C000005557 T. Rowe Price Tax-Exempt Money Fund, Inc. PTEXX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04163 0000758003 T. Rowe Price Tax-Free High Yield Fund, Inc. 30 S000002162 T. Rowe Price Tax-Free High Yield Fund, Inc. C000117193 T. Rowe Price Tax-Free High Yield Fund-Advisor Class PATFX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-04163 0000758003 T. Rowe Price Tax-Free High Yield Fund, Inc. 30 S000002162 T. Rowe Price Tax-Free High Yield Fund, Inc. C000005558 T. Rowe Price Tax-Free High Yield Fund, Inc. PRFHX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02684 0000202927 T. Rowe Price Tax-Free Income Fund, Inc. 30 S000002163 T. Rowe Price Tax-Free Income Fund, Inc. C000005560 T. Rowe Price Tax-Free Income Fund-Advisor Class PATAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-02684 0000202927 T. Rowe Price Tax-Free Income Fund, Inc. 30 S000002163 T. Rowe Price Tax-Free Income Fund, Inc. C000005559 T. Rowe Price Tax-Free Income Fund, Inc. PRTAX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-03872 0000730200 T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. 30 S000002165 T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. C000117196 T. Rowe Price Tax-Free Short-Intermediate Fund-Advisor Class PATIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-03872 0000730200 T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. 30 S000002165 T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. C000005562 T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. PRFSX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-03872 0000730200 T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. 30 S000039057 T. Rowe Price Tax-Free Ultra Short-Term Bond Fund C000119985 T. Rowe Price Tax-Free Ultra Short-Term Bond Fund PRTUX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-23180 0001681576 T. Rowe Price Total Return Fund, Inc. 30 S000055582 T. Rowe Price Total Return Fund C000174964 T. Rowe Price Total Return Fund [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-23180 0001681576 T. Rowe Price Total Return Fund, Inc. 30 S000055582 T. Rowe Price Total Return Fund C000174965 T. Rowe Price Total Return Fund--Advisor Class [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-23180 0001681576 T. Rowe Price Total Return Fund, Inc. 30 S000055582 T. Rowe Price Total Return Fund C000174966 T. Rowe Price Total Return Fund--I Class [NULL] 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-10093 0001120924 T. Rowe Price U.S. Bond Enhanced Index Fund, Inc. 30 S000002166 T. Rowe Price U.S. Bond Enhanced Index Fund, Inc. C000005563 T. Rowe Price U.S. Bond Enhanced Index Fund, Inc. PBDIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22293 0001462712 T. Rowe Price U.S. Large-Cap Core Fund, Inc. 30 S000026126 T. Rowe Price U.S. Large-Cap Core Fund, Inc. C000078271 T. Rowe Price U.S. Large-Cap Core Fund-Advisor Class PAULX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-22293 0001462712 T. Rowe Price U.S. Large-Cap Core Fund, Inc. 30 S000026126 T. Rowe Price U.S. Large-Cap Core Fund, Inc. C000078270 T. Rowe Price U.S. Large-Cap Core Fund, Inc. TRULX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05860 0000853437 T. Rowe Price U.S. Treasury Funds, Inc. 30 S000002167 U.S. Treasury Intermediate Fund C000005564 U.S. Treasury Intermediate Fund PRTIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05860 0000853437 T. Rowe Price U.S. Treasury Funds, Inc. 30 S000002168 U.S. Treasury Long-Term Fund C000005565 U.S. Treasury Long-Term Fund PRULX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-05860 0000853437 T. Rowe Price U.S. Treasury Funds, Inc. 30 S000002169 U.S. Treasury Money Fund C000005566 U.S. Treasury Money Fund PRTXX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07209 0000927845 T. Rowe Price Value Fund, Inc. 30 S000002125 T. Rowe Price Value Fund, Inc. C000005516 T. Rowe Price Value Fund-Advisor Class PAVLX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07209 0000927845 T. Rowe Price Value Fund, Inc. 30 S000002125 T. Rowe Price Value Fund, Inc. C000159681 T. Rowe Price Value Fund-I Class TRPIX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-07209 0000927845 T. Rowe Price Value Fund, Inc. 30 S000002125 T. Rowe Price Value Fund, Inc. C000005515 T. Rowe Price Value Fund, Inc. TRVLX 100 EAST PRATT STREET BALTIMORE 21202 MD [NULL] 811-08683 0001051219 TANAKA FUNDS INC 30 S000004755 TANAKA Growth Fund C000012945 Class R TGFRX 369 LEXINGTON AVENUE NEW YORK 10017 NY 20TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004685 INTERNATIONAL EQUITY C000012750 Class T TAIEX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004685 INTERNATIONAL EQUITY C000035401 Class R TEQRX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004685 INTERNATIONAL EQUITY C000100447 Class Q TIEQX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004691 PRUDENTIAL CORE BOND FUND C000012756 Class Z TAIBX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004691 PRUDENTIAL CORE BOND FUND C000152632 Class A TPCAX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004691 PRUDENTIAL CORE BOND FUND C000152633 Class C TPCCX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004691 PRUDENTIAL CORE BOND FUND C000152634 Class Q TPCQX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004691 PRUDENTIAL CORE BOND FUND C000152635 Class R TPCRX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004687 PRUDENTIAL CORPORATE BOND FUND C000156672 Class A PCWAX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004687 PRUDENTIAL CORPORATE BOND FUND C000156673 Class C PCWCX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004687 PRUDENTIAL CORPORATE BOND FUND C000156674 Class Q PCWQX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004687 PRUDENTIAL CORPORATE BOND FUND C000156675 Class R PCWRX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004687 PRUDENTIAL CORPORATE BOND FUND C000012752 Class Z TGMBX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004689 PRUDENTIAL QMA SMALL-CAP VALUE FUND C000012754 Class Z TASVX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004689 PRUDENTIAL QMA SMALL-CAP VALUE FUND C000153496 Class C TRACX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004689 PRUDENTIAL QMA SMALL-CAP VALUE FUND C000137298 Class A TSVAX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004689 PRUDENTIAL QMA SMALL-CAP VALUE FUND C000146241 Class Q TSVQX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-07064 0000890339 TARGET PORTFOLIO TRUST 30 S000004689 PRUDENTIAL QMA SMALL-CAP VALUE FUND C000035404 Class R TSVRX 655 BROAD STREET NEWARK 07102 NJ 17TH FLOOR 811-02421 0000050142 TAX EXEMPT BOND FUND OF AMERICA 30 S000009238 TAX EXEMPT BOND FUND OF AMERICA C000114839 Class R-6 [NULL] 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02421 0000050142 TAX EXEMPT BOND FUND OF AMERICA 30 S000009238 TAX EXEMPT BOND FUND OF AMERICA C000025165 Class A AFTEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02421 0000050142 TAX EXEMPT BOND FUND OF AMERICA 30 S000009238 TAX EXEMPT BOND FUND OF AMERICA C000025168 Class F-1 AFTFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02421 0000050142 TAX EXEMPT BOND FUND OF AMERICA 30 S000009238 TAX EXEMPT BOND FUND OF AMERICA C000068567 Class F-2 TEAFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02421 0000050142 TAX EXEMPT BOND FUND OF AMERICA 30 S000009238 TAX EXEMPT BOND FUND OF AMERICA C000025167 Class C TEBCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-02421 0000050142 TAX EXEMPT BOND FUND OF AMERICA 30 S000009238 TAX EXEMPT BOND FUND OF AMERICA C000025166 Class B TEBFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-10065 0001122006 TAX MANAGED SMALL CAP PORTFOLIO 30 S000005252 TAX MANAGED SMALL CAP PORTFOLIO C000014304 TAX MANAGED SMALL CAP PORTFOLIO [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-10599 0001163515 Tax-Managed Global Small-Cap Portfolio 30 S000008477 Tax-Managed Global Small-Cap Portfolio C000023244 Tax-Managed Global Small-Cap Portfolio [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-07409 0001002667 TAX-MANAGED GROWTH PORTFOLIO 30 S000005248 TAX-MANAGED GROWTH PORTFOLIO C000014300 TAX-MANAGED GROWTH PORTFOLIO [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-10389 0001140884 Tax-Managed International Equity Portfolio 30 S000005249 Tax-Managed International Equity Portfolio C000014301 Tax-Managed International Equity Portfolio [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-09837 0001116071 Tax-Managed Multi-Cap Growth Portfolio 30 S000005251 TAX MANAGED MULTI CAP GROWTH PORTFOLIO C000014303 TAX MANAGED MULTI CAP GROWTH PORTFOLIO [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-10387 0001140883 Tax-Managed Value Portfolio 30 S000005253 Tax-Managed Value Portfolio C000014305 Tax-Managed Value Portfolio [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-22826 0001574742 TCG Financial Series Trust I 30 S000041966 TCG Cash Reserve Money Market Fund C000161202 Investor A Shares [NULL] 36 NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22826 0001574742 TCG Financial Series Trust I 30 S000041966 TCG Cash Reserve Money Market Fund C000161203 Investor B Shares [NULL] 36 NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22826 0001574742 TCG Financial Series Trust I 30 S000041966 TCG Cash Reserve Money Market Fund C000161204 Investor C Shares [NULL] 36 NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22826 0001574742 TCG Financial Series Trust I 30 S000041966 TCG Cash Reserve Money Market Fund C000161201 Service Shares [NULL] 36 NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22826 0001574742 TCG Financial Series Trust I 30 S000041966 TCG Cash Reserve Money Market Fund C000130322 TCG Cash Reserve Money Market Fund Institutional Shares CRIXX 36 NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22827 0001574745 TCG Financial Series Trust II 30 S000041967 TCG Daily Liquidity Money Market Fund C000161206 Investor A Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22827 0001574745 TCG Financial Series Trust II 30 S000041967 TCG Daily Liquidity Money Market Fund C000161207 Investor B Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22827 0001574745 TCG Financial Series Trust II 30 S000041967 TCG Daily Liquidity Money Market Fund C000161208 Investor C Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22827 0001574745 TCG Financial Series Trust II 30 S000041967 TCG Daily Liquidity Money Market Fund C000161205 Service Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22827 0001574745 TCG Financial Series Trust II 30 S000041967 TCG Daily Liquidity Money Market Fund C000130323 TCG Daily Liquidity Money Market Fund Institution Shares DLIXX 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22828 0001574746 TCG Financial Series Trust III 30 S000041968 TCG Liquid Assets Money Market Fund C000161210 Investor A Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22828 0001574746 TCG Financial Series Trust III 30 S000041968 TCG Liquid Assets Money Market Fund C000161211 Investor B Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22828 0001574746 TCG Financial Series Trust III 30 S000041968 TCG Liquid Assets Money Market Fund C000161212 Investor C Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22828 0001574746 TCG Financial Series Trust III 30 S000041968 TCG Liquid Assets Money Market Fund C000161209 Service Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22828 0001574746 TCG Financial Series Trust III 30 S000041968 TCG Liquid Assets Money Market Fund C000130324 TCG Liquid Assets Money Market Fund Institutional Shares LSIXX 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22829 0001574748 TCG Financial Series Trust IV 30 S000041969 TCG Liquidity Plus Money Market Fund C000161214 Investor A Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22829 0001574748 TCG Financial Series Trust IV 30 S000041969 TCG Liquidity Plus Money Market Fund C000161215 Investor B Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22829 0001574748 TCG Financial Series Trust IV 30 S000041969 TCG Liquidity Plus Money Market Fund C000161216 Investor C Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22829 0001574748 TCG Financial Series Trust IV 30 S000041969 TCG Liquidity Plus Money Market Fund C000161213 Service Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22829 0001574748 TCG Financial Series Trust IV 30 S000041969 TCG Liquidity Plus Money Market Fund C000130325 TCG Liquidity Plus Money Market Fund Institutional Shares LPIXX 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22834 0001574759 TCG Financial Series Trust IX 30 S000041974 TCG Select Money Market Fund C000161234 Investor A Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22834 0001574759 TCG Financial Series Trust IX 30 S000041974 TCG Select Money Market Fund C000161235 Investor B Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22834 0001574759 TCG Financial Series Trust IX 30 S000041974 TCG Select Money Market Fund C000161236 Investor C Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22834 0001574759 TCG Financial Series Trust IX 30 S000041974 TCG Select Money Market Fund C000161233 Service Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22834 0001574759 TCG Financial Series Trust IX 30 S000041974 TCG Select Money Market Fund C000130330 TCG Select Money Market Fund Institutional Shares GLIXX 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22830 0001574749 TCG Financial Series Trust V 30 S000041970 TCG Advantage Money Market Fund C000161218 Investor A Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22830 0001574749 TCG Financial Series Trust V 30 S000041970 TCG Advantage Money Market Fund C000161219 Investor B Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22830 0001574749 TCG Financial Series Trust V 30 S000041970 TCG Advantage Money Market Fund C000161220 Investor C Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22830 0001574749 TCG Financial Series Trust V 30 S000041970 TCG Advantage Money Market Fund C000161217 Service Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22830 0001574749 TCG Financial Series Trust V 30 S000041970 TCG Advantage Money Market Fund C000130326 TCG Advantage Money Market Fund Institutional Shares GAIXX 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22831 0001574750 TCG Financial Series Trust VI 30 S000041971 TCG Primary Liquidity Money Market Fund C000161222 Investor A Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22831 0001574750 TCG Financial Series Trust VI 30 S000041971 TCG Primary Liquidity Money Market Fund C000161223 Investor B Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22831 0001574750 TCG Financial Series Trust VI 30 S000041971 TCG Primary Liquidity Money Market Fund C000161224 Investor C Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22831 0001574750 TCG Financial Series Trust VI 30 S000041971 TCG Primary Liquidity Money Market Fund C000161221 Service Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22831 0001574750 TCG Financial Series Trust VI 30 S000041971 TCG Primary Liquidity Money Market Fund C000130327 TCG Primary Liquidity Money Market Fund Institutional Shares GQIXX 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22832 0001574751 TCG Financial Series Trust VII 30 S000041972 TCG Max Money Market Fund C000161226 Investor A Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22832 0001574751 TCG Financial Series Trust VII 30 S000041972 TCG Max Money Market Fund C000161227 Investor B Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22832 0001574751 TCG Financial Series Trust VII 30 S000041972 TCG Max Money Market Fund C000161228 Investor C Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22832 0001574751 TCG Financial Series Trust VII 30 S000041972 TCG Max Money Market Fund C000161225 Service Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22832 0001574751 TCG Financial Series Trust VII 30 S000041972 TCG Max Money Market Fund C000130328 TCG Max Money Market Fund Institutional Shares GXIXX 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22833 0001574757 TCG Financial Series Trust VIII 30 S000041973 TCG Premier Money Market Fund C000161230 Investor A Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22833 0001574757 TCG Financial Series Trust VIII 30 S000041973 TCG Premier Money Market Fund C000161231 Investor B Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22833 0001574757 TCG Financial Series Trust VIII 30 S000041973 TCG Premier Money Market Fund C000161232 Investor C Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22833 0001574757 TCG Financial Series Trust VIII 30 S000041973 TCG Premier Money Market Fund C000161229 Service Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22833 0001574757 TCG Financial Series Trust VIII 30 S000041973 TCG Premier Money Market Fund C000130329 TCG Premier Money Market Fund Institutional Shares GRIXX 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22835 0001574760 TCG Financial Series Trust X 30 S000041975 TCG Ultra Money Market Fund C000161238 Investor A Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22835 0001574760 TCG Financial Series Trust X 30 S000041975 TCG Ultra Money Market Fund C000161239 Investor B Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22835 0001574760 TCG Financial Series Trust X 30 S000041975 TCG Ultra Money Market Fund C000161240 Investor C Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22835 0001574760 TCG Financial Series Trust X 30 S000041975 TCG Ultra Money Market Fund C000161237 Service Shares [NULL] 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-22835 0001574760 TCG Financial Series Trust X 30 S000041975 TCG Ultra Money Market Fund C000130331 TCG Ultra Money Market Fund Institutional Shares GUIXX 36 NORTH NEW YORK AVENUE HUNTINGTON 11743 NY FLOOR 2 811-23025 0001625654 TCW ALTERNATIVE FUNDS 30 S000051047 TCW High Dividend Equities Long/Short Fund C000160822 I Class TFDEX 865 S. FIGUEROA STREET LOS ANGELES 90017 CA SUITE 1800 811-23025 0001625654 TCW ALTERNATIVE FUNDS 30 S000051047 TCW High Dividend Equities Long/Short Fund C000160823 N Class TFENX 865 S. FIGUEROA STREET LOS ANGELES 90017 CA SUITE 1800 811-23025 0001625654 TCW ALTERNATIVE FUNDS 30 S000051050 TCW/Carlyle Absolute Return Fund C000160828 I Class [NULL] 865 S. FIGUEROA STREET LOS ANGELES 90017 CA SUITE 1800 811-23025 0001625654 TCW ALTERNATIVE FUNDS 30 S000051050 TCW/Carlyle Absolute Return Fund C000160829 N Class [NULL] 865 S. FIGUEROA STREET LOS ANGELES 90017 CA SUITE 1800 811-23025 0001625654 TCW ALTERNATIVE FUNDS 30 S000051048 TCW/Carlyle Liquid Tactical Fund C000160824 I Class [NULL] 865 S. FIGUEROA STREET LOS ANGELES 90017 CA SUITE 1800 811-23025 0001625654 TCW ALTERNATIVE FUNDS 30 S000051048 TCW/Carlyle Liquid Tactical Fund C000160825 N Class [NULL] 865 S. FIGUEROA STREET LOS ANGELES 90017 CA SUITE 1800 811-23025 0001625654 TCW ALTERNATIVE FUNDS 30 S000051049 TCW/Carlyle Trend Following Fund C000160827 I Class [NULL] 865 S. FIGUEROA STREET LOS ANGELES 90017 CA SUITE 1800 811-23025 0001625654 TCW ALTERNATIVE FUNDS 30 S000051049 TCW/Carlyle Trend Following Fund C000160826 N Class [NULL] 865 S. FIGUEROA STREET LOS ANGELES 90017 CA SUITE 1800 811-23025 0001625654 TCW ALTERNATIVE FUNDS 30 S000051045 TCW/Gargoyle Dynamic 500 Fund C000160818 I Class TFDIX 865 S. FIGUEROA STREET LOS ANGELES 90017 CA SUITE 1800 811-23025 0001625654 TCW ALTERNATIVE FUNDS 30 S000051045 TCW/Gargoyle Dynamic 500 Fund C000160819 N Class TFDNX 865 S. FIGUEROA STREET LOS ANGELES 90017 CA SUITE 1800 811-23025 0001625654 TCW ALTERNATIVE FUNDS 30 S000048880 TCW/Gargoyle Hedged Value Fund C000153782 I Class TFHIX 865 S. FIGUEROA STREET LOS ANGELES 90017 CA SUITE 1800 811-23025 0001625654 TCW ALTERNATIVE FUNDS 30 S000048880 TCW/Gargoyle Hedged Value Fund C000153783 N Class TFHVX 865 S. FIGUEROA STREET LOS ANGELES 90017 CA SUITE 1800 811-23025 0001625654 TCW ALTERNATIVE FUNDS 30 S000051046 TCW/Gargoyle Systematic Value Fund C000160821 N Class TFSNX 865 S. FIGUEROA STREET LOS ANGELES 90017 CA SUITE 1800 811-23025 0001625654 TCW ALTERNATIVE FUNDS 30 S000051046 TCW/Gargoyle Systematic Value Fund C000160820 I Class TFVSX 865 S. FIGUEROA STREET LOS ANGELES 90017 CA SUITE 1800 811-07170 0000892071 TCW FUNDS INC 30 S000006317 TCW Concentrated Value Fund C000017384 I Class TGFFX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000006317 TCW Concentrated Value Fund C000017385 N Class TGFVX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000013857 TCW Conservative Allocation Fund C000039809 Class I Shares TGPCX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000013857 TCW Conservative Allocation Fund C000038019 Class N Shares TGPNX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000006334 TCW Core Fixed Income Fund C000017419 I Class TGCFX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000006334 TCW Core Fixed Income Fund C000017420 N Class TGFNX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000049790 TCW Developing Markets Equity Fund C000157299 Class I TGDMX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000049790 TCW Developing Markets Equity Fund C000157300 Class N TGDPX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000006338 TCW Emerging Markets Income Fund C000017426 I Class TGEIX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000006338 TCW Emerging Markets Income Fund C000017427 N Class TGINX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000030566 TCW Emerging Markets Local Currency Income Fund C000094780 Class I TGWIX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000030566 TCW Emerging Markets Local Currency Income Fund C000094781 Class N TGWNX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000041258 TCW Emerging Markets Multi-Asset Opportunities Fund C000127918 Class I TGMAX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000041258 TCW Emerging Markets Multi-Asset Opportunities Fund C000127919 Class N TGMEX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000031700 TCW Enhanced Commodity Strategy Fund C000098652 Class N TGABX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000031700 TCW Enhanced Commodity Strategy Fund C000098651 Class I TGGWX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000034415 TCW Global Bond Fund C000105877 Class I TGGBX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000034415 TCW Global Bond Fund C000105878 Class N TGGFX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 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Yield Bond Fund C000017390 N Class TGHNX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000006320 TCW High Yield Bond Fund C000017389 I Class TGHYX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000038207 TCW International Growth Fund C000117806 Class I TGIBX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000038207 TCW International Growth Fund C000117807 Class N TGIDX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000031408 TCW International Small Cap Fund C000097730 Class I TGICX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000031408 TCW International Small Cap Fund C000097731 Class N TGNIX 865 SOUTH FIGUEROA STREET LOS ANGELES 90017 CA [NULL] 811-07170 0000892071 TCW FUNDS INC 30 S000052646 TCW New America Premier Equities Fund C000165258 Class N TGUNX 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C000023847 Advisor Class TGADX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000040303 Templeton Emerging Markets Bond Fund C000125202 Advisor Class [NULL] 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000040303 Templeton Emerging Markets Bond Fund C000125199 Class C [NULL] 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000040303 Templeton Emerging Markets Bond Fund C000125200 Class R [NULL] 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000040303 Templeton Emerging Markets Bond Fund C000125201 Class R6 [NULL] 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000040303 Templeton Emerging Markets Bond Fund C000125198 Class A FEMGX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000008754 Templeton Global Bond Fund C000128750 Class R6 FBNRX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000008754 Templeton Global Bond Fund C000075045 Class R FGBRX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000008754 Templeton Global Bond Fund C000023829 Class C TEGBX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000008754 Templeton Global Bond Fund C000023830 Advisor Class TGBAX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000008754 Templeton Global Bond Fund C000023828 Class A TPINX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000023539 Templeton Global Total Return Fund C000069256 Class R [NULL] 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000023539 Templeton Global Total Return Fund C000128751 Class R6 FTTRX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000023539 Templeton Global Total Return Fund C000069254 Class A TGTRX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000023539 Templeton Global Total Return Fund C000069255 Class C TTRCX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000023539 Templeton Global Total Return Fund C000069257 Advisor Class TTRZX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000019674 Templeton International Bond Fund C000055046 Class R [NULL] 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000019674 Templeton International Bond Fund C000055045 Class C FCNBX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000019674 Templeton International Bond Fund C000055047 Advisor Class FIBZX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04706 0000795402 TEMPLETON INCOME TRUST 30 S000019674 Templeton International Bond Fund C000055044 Class A TBOAX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-06135 0000865722 TEMPLETON INSTITUTIONAL FUNDS 30 S000008750 Emerging Markets Series C000023824 Advisor Class TEEMX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-06135 0000865722 TEMPLETON INSTITUTIONAL FUNDS 30 S000008752 Foreign Smaller Companies Series C000023826 Advisor Class TFSCX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-06135 0000865722 TEMPLETON INSTITUTIONAL FUNDS 30 S000021022 Global Equity Series C000059765 Advisor Class TGESX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-06135 0000865722 TEMPLETON INSTITUTIONAL FUNDS 30 S000008751 International Equity Series C000023825 Primary Shares TFEQX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-06135 0000865722 TEMPLETON INSTITUTIONAL FUNDS 30 S000008751 International Equity Series C000037509 Service Shares TFESX 300 S.E. 2ND STREET FORT LAUDERDALE 33301-1923 FL [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001080 TETON WESTWOOD BALANCED FUND C000061063 Class I WBBIX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001080 TETON WESTWOOD BALANCED FUND C000002914 CLASS C WBCCX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001080 TETON WESTWOOD BALANCED FUND C000002912 CLASS AAA WEBAX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001080 TETON WESTWOOD BALANCED FUND C000002911 CLASS A WEBCX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001081 TETON WESTWOOD EQUITY FUND C000002917 CLASS A WEECX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001081 TETON WESTWOOD EQUITY FUND C000061064 Class I WEEIX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001081 TETON WESTWOOD EQUITY FUND C000002916 CLASS C WEQCX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001081 TETON WESTWOOD EQUITY FUND C000002918 CLASS AAA WESWX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001082 TETON WESTWOOD INCOME FUND C000002919 CLASS A WEIAX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001082 TETON WESTWOOD INCOME FUND C000002921 CLASS C WEICX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001082 TETON WESTWOOD INCOME FUND C000061065 Class I WESIX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001082 TETON WESTWOOD INCOME FUND C000002922 CLASS AAA WESRX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001083 TETON WESTWOOD INTERMEDIATE BOND FUND C000002923 CLASS A WEAIX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001083 TETON WESTWOOD INTERMEDIATE BOND FUND C000002926 CLASS C WECIX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001083 TETON WESTWOOD INTERMEDIATE BOND FUND C000002924 CLASS AAA WEIBX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001083 TETON WESTWOOD INTERMEDIATE BOND FUND C000061066 Class I WEIIX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000040826 TETON Westwood Mid-Cap Equity Fund C000126611 Class A WMCAX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000040826 TETON Westwood Mid-Cap Equity Fund C000126612 Class C WMCCX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000040826 TETON Westwood Mid-Cap Equity Fund C000126610 Class AAA WMCEX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000040826 TETON Westwood Mid-Cap Equity Fund C000126613 Class I WMCRX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001084 TETON WESTWOOD MIGHTY MITES FUND C000061067 Class I WEIMX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001084 TETON WESTWOOD MIGHTY MITES FUND C000002928 CLASS AAA WEMMX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001084 TETON WESTWOOD MIGHTY MITES FUND C000002927 CLASS A WMMAX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001084 TETON WESTWOOD MIGHTY MITES FUND C000002930 CLASS C WMMCX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001085 TETON WESTWOOD SMALL CAP EQUITY FUND C000002934 CLASS AAA WESCX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001085 TETON WESTWOOD SMALL CAP EQUITY FUND C000002931 CLASS A WWSAX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001085 TETON WESTWOOD SMALL CAP EQUITY FUND C000002933 CLASS C WWSCX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-04719 0000796229 TETON WESTWOOD FUNDS 30 S000001085 TETON WESTWOOD SMALL CAP EQUITY FUND C000061068 Class I WWSIX ONE CORPORATE CENTER RYE 10580 NY [NULL] 811-22371 0001476842 TFLIC Pooled Account No. 44 32 S000028073 TFLIC Pooled Account No. 44 C000085422 SecurePath for Life Product [NULL] 4 MANHATTANVILLE ROAD PURCHASE 10577 NY [NULL] 811-06298 0000874235 TFLIC SEPARATE ACCOUNT B 32 S000006788 TFLIC SEPARATE ACCOUNT B C000018396 Vanguard Variable Annuity NY [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-09062 0000947506 TFLIC SEPARATE ACCOUNT C 32 S000006798 TFLIC SEPARATE ACCOUNT C C000033822 Dimensional Variable Annuity [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-09062 0000947506 TFLIC SEPARATE ACCOUNT C 32 S000006798 TFLIC SEPARATE ACCOUNT C C000018406 Prism Variable Annuity NY [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-09062 0000947506 TFLIC SEPARATE ACCOUNT C 32 S000006798 TFLIC SEPARATE ACCOUNT C C000018407 TFLIC Marquee Variable Annuity [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-09062 0000947506 TFLIC SEPARATE ACCOUNT C 32 S000006798 TFLIC SEPARATE ACCOUNT C C000018408 The Advisor's Edge Variable Annuity [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-21703 0001306676 TFLIC Separate Account VNY 32 S000006799 TFLIC Separate Account VNY C000018409 Advisor's Edge NY Variable Annuity [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-10417 0001142696 TFLIC SERIES ANNUITY ACCOUNT 32 S000006789 TFLIC SERIES ANNUITY ACCOUNT C000018397 TFLIC Freedom Premier [NULL] 440 MAMARONECK AVENUE HARRISON 10528 NY [NULL] 811-08878 0000933275 TFLIC SERIES LIFE ACCOUNT 33 S000006590 TFLIC SERIES LIFE ACCOUNT C000018009 TFLIC Financial Freedom Builder [NULL] PO BOX 9051 CLEARWATER 33758 FL [NULL] 811-08878 0000933275 TFLIC SERIES LIFE ACCOUNT 33 S000006590 TFLIC SERIES LIFE ACCOUNT C000018006 TFLIC Freedom Elite Builder [NULL] PO BOX 9051 CLEARWATER 33758 FL [NULL] 811-08878 0000933275 TFLIC SERIES LIFE ACCOUNT 33 S000006590 TFLIC SERIES LIFE ACCOUNT C000018007 TFLIC Freedom Elite Builder II [NULL] PO BOX 9051 CLEARWATER 33758 FL [NULL] 811-08878 0000933275 TFLIC SERIES LIFE ACCOUNT 33 S000006590 TFLIC SERIES LIFE ACCOUNT C000018008 TFLIC Freedom Wealth Protector [NULL] PO BOX 9051 CLEARWATER 33758 FL [NULL] 811-08878 0000933275 TFLIC SERIES LIFE ACCOUNT 33 S000006590 TFLIC SERIES LIFE ACCOUNT C000137937 Transamerica Journey NY [NULL] PO BOX 9051 CLEARWATER 33758 FL [NULL] 811-21531 0001283381 TFS CAPITAL INVESTMENT TRUST 30 S000035115 TFS Hedged Futures Fund C000108042 TFS Hedged Futures Fund TFSHX 1800 BAYBERRY COURT RICHMOND 23226 VA SUITE 103 811-21531 0001283381 TFS CAPITAL INVESTMENT TRUST 30 S000001554 TFS Market Neutral Fund C000004209 TFS Market Neutral Fund TFSMX 1800 BAYBERRY COURT RICHMOND 23226 VA SUITE 103 811-21531 0001283381 TFS CAPITAL INVESTMENT TRUST 30 S000012337 TFS Small Cap Fund C000033554 TFS Small Cap Fund TFSSX 1800 BAYBERRY COURT RICHMOND 23226 VA SUITE 103 811-08039 0001031661 THIRD AVENUE TRUST 30 S000026399 Third Avenue Focused Credit Fund C000081037 Institutional Class TFCIX 622 THIRD AVENUE NEW YORK 10017 NY 32ND FLOOR 811-08039 0001031661 THIRD AVENUE TRUST 30 S000026399 Third Avenue Focused Credit Fund C000081036 Investor Class TFCVX 622 THIRD AVENUE NEW YORK 10017 NY 32ND FLOOR 811-08039 0001031661 THIRD AVENUE TRUST 30 S000001467 THIRD AVENUE INTERNATIONAL VALUE FUND C000003888 Institutional Class TAVIX 622 THIRD AVENUE NEW YORK 10017 NY 32ND FLOOR 811-08039 0001031661 THIRD AVENUE TRUST 30 S000001467 THIRD AVENUE INTERNATIONAL VALUE FUND C000085637 Investor Class TVIVX 622 THIRD AVENUE NEW YORK 10017 NY 32ND FLOOR 811-08039 0001031661 THIRD AVENUE TRUST 30 S000001466 THIRD AVENUE REAL ESTATE VALUE FUND C000003887 Institutional Class TAREX 622 THIRD AVENUE NEW YORK 10017 NY 32ND FLOOR 811-08039 0001031661 THIRD AVENUE TRUST 30 S000001466 THIRD AVENUE REAL ESTATE VALUE FUND C000085636 Investor Class TVRVX 622 THIRD AVENUE NEW YORK 10017 NY 32ND FLOOR 811-08039 0001031661 THIRD AVENUE TRUST 30 S000001465 THIRD AVENUE SMALL-CAP VALUE FUND C000003886 Institutional Class TASCX 622 THIRD AVENUE NEW YORK 10017 NY 32ND FLOOR 811-08039 0001031661 THIRD AVENUE TRUST 30 S000001465 THIRD AVENUE SMALL-CAP VALUE FUND C000085635 Investor Class TVSVX 622 THIRD AVENUE NEW YORK 10017 NY 32ND FLOOR 811-08039 0001031661 THIRD AVENUE TRUST 30 S000001464 THIRD AVENUE VALUE FUND C000003885 Institutional Class TAVFX 622 THIRD AVENUE NEW YORK 10017 NY 32ND FLOOR 811-08039 0001031661 THIRD AVENUE TRUST 30 S000001464 THIRD AVENUE VALUE FUND C000085634 Investor Class TVFVX 622 THIRD AVENUE NEW YORK 10017 NY 32ND FLOOR 811-09395 0001089107 THIRD AVENUE VARIABLE SERIES TRUST 30 S000001468 THIRD AVENUE VARIABLE ANNUITY C000003889 THIRD AVENUE VARIABLE ANNUITY [NULL] 622 THIRD AVENUE NEW YORK 10017 NY 32ND FLOOR 811-04946 0000795264 THOMPSON IM FUNDS INC 30 S000002452 Thompson Bond Fund C000006582 Thompson Bond Fund thopx 918 DEMING WAY MADISON 53717 WI 3RD FLOOR 811-04946 0000795264 THOMPSON IM FUNDS INC 30 S000002451 Thompson LargeCap Fund C000006581 Thompson LargeCap Fund thpgx 918 DEMING WAY MADISON 53717 WI 3RD FLOOR 811-04946 0000795264 THOMPSON IM FUNDS INC 30 S000021538 Thompson MidCap Fund C000061640 Thompson MidCap Fund thpmx 918 DEMING WAY MADISON 53717 WI 3RD FLOOR 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000050704 Thornburg Better World International Fund C000160136 Thornburg Better World International Fund - Class A TBWAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000050704 Thornburg Better World International Fund C000160137 Thornburg Better World International Fund - Class C TBWCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000050704 Thornburg Better World International Fund C000160138 Thornburg Better World International Fund - Class I TBWIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011841 Thornburg California Limited Term Municipal Fund C000032344 Thornburg California Limited Term Municipal Fund - Class A LTCAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011841 Thornburg California Limited Term Municipal Fund C000032345 Thornburg California Limited Term Municipal Fund - Class C LTCCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011841 Thornburg California Limited Term Municipal Fund C000032346 Thornburg California Limited Term Municipal Fund - Class I LTCIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000051223 Thornburg Capital Management Fund C000161463 Thornburg Capital Management Fund [NULL] 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011850 Thornburg Core Growth Fund C000032376 Thornburg Core Growth Fund - Class C TCGCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011850 Thornburg Core Growth Fund C000042673 Thornburg Core Growth Fund - Class R4 TCGRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011850 Thornburg Core Growth Fund C000032375 Thornburg Core Growth Fund - Class A THCGX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011850 Thornburg Core Growth Fund C000042674 Thornburg Core Growth Fund - Class R3 THCRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011850 Thornburg Core Growth Fund C000032379 Thornburg Core Growth Fund - Class R5 THGRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011850 Thornburg Core Growth Fund C000032377 Thornburg Core Growth Fund - Class I THIGX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000027135 Thornburg Developing World Fund C000123225 Thornburg Developing World Fund Class R6 TDWRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000027135 Thornburg Developing World Fund C000081859 Thornburg Developing World Fund Class A THDAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000027135 Thornburg Developing World Fund C000081860 Thornburg Developing World Fund Class C THDCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000027135 Thornburg Developing World Fund C000081861 Thornburg Developing World Fund Class I THDIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000027135 Thornburg Developing World Fund C000123224 Thornburg Developing World Fund Class R5 THDRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000012859 Thornburg Global Opportunities Fund C000034775 Thornburg Global Opportunities Fund - Class A THOAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000012859 Thornburg Global Opportunities Fund C000034776 Thornburg Global Opportunities Fund - Class C THOCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000012859 Thornburg Global Opportunities Fund C000058464 Thornburg Global Opportunities Fund - Class R5 THOFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000012859 Thornburg Global Opportunities Fund C000034777 Thornburg Global Opportunities Fund - Class I THOIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000012859 Thornburg Global Opportunities Fund C000058462 Thornburg Global Opportunities Fund - Class R3 THORX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000012859 Thornburg Global Opportunities Fund C000058463 Thornburg Global Opportunities Fund - Class R4 THOVX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011844 Thornburg Intermediate Municipal Fund C000032354 Thornburg Intermediate Municipal Fund - Class A THIMX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011844 Thornburg Intermediate Municipal Fund C000032355 Thornburg Intermediate Municipal Fund - Class C THMCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011844 Thornburg Intermediate Municipal Fund C000032356 Thornburg Intermediate Municipal Fund - Class I THMIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000015648 Thornburg International Growth Fund C000123223 Thornburg International Growth Fund - Class R6 THGIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000015648 Thornburg International Growth Fund C000042664 Thornburg International Growth Fund - Class A TIGAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000015648 Thornburg International Growth Fund C000042665 Thornburg International Growth Fund - Class C TIGCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000015648 Thornburg International Growth Fund C000058465 Thornburg International Growth Fund - Class R3 TIGVX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000015648 Thornburg International Growth Fund C000058467 Thornburg International Growth Fund - Class R5 TINFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000015648 Thornburg International Growth Fund C000042663 Thornburg International Growth Fund - Class I TINGX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000015648 Thornburg International Growth Fund C000058466 Thornburg International Growth Fund - Class R4 TINVX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011849 Thornburg International Value Fund C000113849 Thornburg International Value Fund - Class R6 TGIRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011849 Thornburg International Value Fund C000032369 Thornburg International Value Fund - Class A TGVAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011849 Thornburg International Value Fund C000032372 Thornburg International Value Fund - Class I TGVIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011849 Thornburg International Value Fund C000042672 Thornburg International Value Fund - Class R3 TGVRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011849 Thornburg International Value Fund C000032370 Thornburg International Value Fund - Class B THGBX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011849 Thornburg International Value Fund C000032371 Thornburg International Value Fund - Class C THGCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011849 Thornburg International Value Fund C000042671 Thornburg International Value Fund - Class R4 THVRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011849 Thornburg International Value Fund C000032374 Thornburg International Value Fund - Class R5 TIVRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011851 Thornburg Investment Income Builder Fund C000032380 Thornburg Investment Income Builder Fund - Class A TIBAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011851 Thornburg Investment Income Builder Fund C000032381 Thornburg Investment Income Builder Fund - Class C TIBCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011851 Thornburg Investment Income Builder Fund C000058461 Thornburg Investment Income Builder Fund - Class R4 TIBGX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011851 Thornburg Investment Income Builder Fund C000032382 Thornburg Investment Income Builder Fund - Class I TIBIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011851 Thornburg Investment Income Builder Fund C000047041 Thornburg Investment Income Builder Fund - Class R5 TIBMX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011851 Thornburg Investment Income Builder Fund C000042675 Thornburg Investment Income Builder Fund - Class R3 TIBRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011845 Thornburg Limited Term Income Fund C000032358 Thornburg Limited Term Income Fund - Class C THICX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011845 Thornburg Limited Term Income Fund C000032357 Thornburg Limited Term Income Fund - Class A THIFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011845 Thornburg Limited Term Income Fund C000032359 Thornburg Limited Term Income Fund - Class I THIIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011845 Thornburg Limited Term Income Fund C000042668 Thornburg Limited Term Income Fund - Class R3 THIRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011845 Thornburg Limited Term Income Fund C000136849 Thornburg Limited Term Income Fund - Class R4 THRIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011845 Thornburg Limited Term Income Fund C000113848 Thornburg Limited Term Income Fund - Class R5 THRRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000000540 Thornburg Limited Term Municipal Fund C000001438 Thornburg Limited Term Municipal Fund - Class C LTMCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000000540 Thornburg Limited Term Municipal Fund C000001427 Thornburg Limited Term Municipal Fund - Class A LTMFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000000540 Thornburg Limited Term Municipal Fund C000001449 Thornburg Limited Term Municipal Fund - Class I LTMIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011842 Thornburg Limited Term U.S. Government Fund C000113847 Thornburg Limited Term U.S. Government Fund - Class R5 LTGRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011842 Thornburg Limited Term U.S. Government Fund C000032348 Thornburg Limited Term U.S. Government Fund - Class B LTUBX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011842 Thornburg Limited Term U.S. Government Fund C000032349 Thornburg Limited Term U.S. Government Fund - Class C LTUCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011842 Thornburg Limited Term U.S. Government Fund C000136848 Thornburg Limited Term U.S. Government Fund - Class R4 LTUGX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011842 Thornburg Limited Term U.S. Government Fund C000032350 Thornburg Limited Term U.S. Government Fund - Class I LTUIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011842 Thornburg Limited Term U.S. Government Fund C000042666 Thornburg Limited Term U.S. Government Fund - Class R3 LTURX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011842 Thornburg Limited Term U.S. Government Fund C000032347 Thornburg Limited Term U.S. Government Fund - Class A LTUSX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000043670 Thornburg Low Duration Income Fund C000135385 Thornburg Low Duration Income Fund Class A TLDAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000043670 Thornburg Low Duration Income Fund C000135386 Thornburg Low Duration Income Fund Class I TLDIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000043669 Thornburg Low Duration Municipal Fund C000135383 Thornburg Low Duration Municipal Fund Class A TLMAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000043669 Thornburg Low Duration Municipal Fund C000135384 Thornburg Low Duration Municipal Fund Class I TLMIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011843 Thornburg New Mexico Intermediate Municipal Fund C000032353 Thornburg New Mexico Intermediate Municipal Fund - Class D THNDX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011843 Thornburg New Mexico Intermediate Municipal Fund C000042667 Thornburg New Mexico Intermediate Municipal Fund - Class I THNIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011843 Thornburg New Mexico Intermediate Municipal Fund C000032352 Thornburg New Mexico Intermediate Municipal Fund - Class A THNMX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011848 Thornburg New York Intermediate Municipal Fund C000032368 Thornburg New York Intermediate Municipal Fund - Class A THNYX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011848 Thornburg New York Intermediate Municipal Fund C000083544 Thornburg New York Intermediate Municipal Fund - Class I TNYIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000020097 Thornburg Strategic Income Fund C000056389 Thornburg Strategic Income Fund - Class A TSIAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000020097 Thornburg Strategic Income Fund C000056390 Thornburg Strategic Income Fund - Class C TSICX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000020097 Thornburg Strategic Income Fund C000056391 Thornburg Strategic Income Fund - Class I TSIIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000020097 Thornburg Strategic Income Fund C000113850 Thornburg Strategic Income Fund - Class R3 TSIRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000020097 Thornburg Strategic Income Fund C000136850 Thornburg Strategic Income Fund - Class R4 TSRIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000020097 Thornburg Strategic Income Fund C000113851 Thornburg Strategic Income Fund - Class R5 TSRRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000025152 Thornburg Strategic Municipal Income Fund C000075018 Thornburg Strategic Municipal Income Fund Class A TSSAX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000025152 Thornburg Strategic Municipal Income Fund C000075019 Thornburg Strategic Municipal Income Fund Class C TSSCX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000025152 Thornburg Strategic Municipal Income Fund C000075020 Thornburg Strategic Municipal Income Fund Class I TSSIX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011846 Thornburg Value Fund C000032361 Thornburg Value Fund - Class A TVAFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011846 Thornburg Value Fund C000032362 Thornburg Value Fund - Class B TVBFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011846 Thornburg Value Fund C000032363 Thornburg Value Fund - Class C TVCFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011846 Thornburg Value Fund C000032364 Thornburg Value Fund - Class I TVIFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011846 Thornburg Value Fund C000042669 Thornburg Value Fund - Class R4 TVIRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011846 Thornburg Value Fund C000042670 Thornburg Value Fund - Class R3 TVRFX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-05201 0000816153 THORNBURG INVESTMENT TRUST 30 S000011846 Thornburg Value Fund C000032366 Thornburg Value Fund - Class R5 TVRRX 2300 NORTH RIDGETOP ROAD SANTA FE 87506-8361 NM [NULL] 811-21622 0001300087 Thrivent Cash Management Trust 30 S000002685 Thrivent Cash Management Trust C000007337 Class A [NULL] 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-23149 0001669626 Thrivent Core Funds 30 S000054592 Thrivent Core Short-Term Reserve Fund C000171473 Thrivent Core Short-Term Reserve Fund [NULL] 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000000700 Thrivent Aggressive Allocation Fund C000002053 Class A TAAAX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000000700 Thrivent Aggressive Allocation Fund C000002054 Class S TAAIX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000000701 Thrivent Balanced Income Plus Fund C000002055 Class A AABFX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000000701 Thrivent Balanced Income Plus Fund C000002056 Class S IBBFX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001341 Thrivent Diversified Income Plus Fund C000003588 Class A AAHYX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001341 Thrivent Diversified Income Plus Fund C000003590 Class S THYFX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000028848 Thrivent Government Bond Fund C000088463 Class A TBFAX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000028848 Thrivent Government Bond Fund C000088464 Class S TBFIX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000020868 Thrivent Growth and Income Plus Fund C000058557 Class A TEIAX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000020868 Thrivent Growth and Income Plus Fund C000058558 Class S TEIIX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001352 Thrivent High Yield Fund C000003616 Class S LBHIX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001352 Thrivent High Yield Fund C000003614 Class A LBHYX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001361 Thrivent Income Fund C000003636 Class S LBIIX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001361 Thrivent Income Fund C000003634 Class A LUBIX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001362 Thrivent Large Cap Growth Fund C000003637 Class A AAAGX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001362 Thrivent Large Cap Growth Fund C000003639 Class S THLCX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001365 Thrivent Large Cap Stock Fund C000003642 Class A AALGX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001365 Thrivent Large Cap Stock Fund C000003644 Class S IILGX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001366 Thrivent Large Cap Value Fund C000003645 Class A AAUTX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001366 Thrivent Large Cap Value Fund C000003647 Class S TLVIX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001367 Thrivent Limited Maturity Bond Fund C000003648 Class A LBLAX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001367 Thrivent Limited Maturity Bond Fund C000003650 Class S THLIX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001345 Thrivent Mid Cap Stock Fund C000003596 Class A AASCX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001345 Thrivent Mid Cap Stock Fund C000003598 Class S TMSIX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001346 Thrivent Moderate Allocation Fund C000003599 Class A THMAX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001346 Thrivent Moderate Allocation Fund C000003600 Class S TMAIX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001347 Thrivent Moderately Aggressive Allocation Fund C000003601 Class A TMAAX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001347 Thrivent Moderately Aggressive Allocation Fund C000003602 Class S TMAFX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001348 Thrivent Moderately Conservative Allocation Fund C000003603 Class A TCAAX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001348 Thrivent Moderately Conservative Allocation Fund C000003604 Class S TCAIX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001349 Thrivent Money Market Fund C000003607 Class S AALXX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001349 Thrivent Money Market Fund C000003605 Class A AMMXX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001350 Thrivent Municipal Bond Fund C000003608 Class A AAMBX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001350 Thrivent Municipal Bond Fund C000003610 Class S TMBIX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000000702 Thrivent Opportunity Income Plus Fund C000002058 Class A AAINX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000000702 Thrivent Opportunity Income Plus Fund C000002059 Class S IIINX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000038088 Thrivent Partner Emerging Markets Equity Fund C000117433 Class A TPEAX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000038088 Thrivent Partner Emerging Markets Equity Fund C000117434 Class S TPEIX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000020867 Thrivent Partner Worldwide Allocation Fund C000058555 Class A TWAAX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000020867 Thrivent Partner Worldwide Allocation Fund C000058556 Class S TWAIX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001358 Thrivent Small Cap Stock Fund C000003627 Class A AASMX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-05075 0000811869 THRIVENT MUTUAL FUNDS 30 S000001358 Thrivent Small Cap Stock Fund C000003629 Class S TSCSX 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001416 Thrivent Aggressive Allocation Portfolio C000003823 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001432 Thrivent Balanced Income Plus Portfolio C000003839 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001436 Thrivent Bond Index Portfolio C000003843 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001434 Thrivent Diversified Income Plus Portfolio C000003841 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000021861 Thrivent Growth and Income Plus Portfolio C000062730 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001433 Thrivent High Yield Portfolio C000003840 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001435 Thrivent Income Portfolio C000003842 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001424 Thrivent Large Cap Growth Portfolio C000003831 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001430 Thrivent Large Cap Index Portfolio C000003837 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001429 Thrivent Large Cap Stock Portfolio C000003836 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001428 Thrivent Large Cap Value Portfolio C000003835 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001437 Thrivent Limited Maturity Bond Portfolio C000003844 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001421 Thrivent Mid Cap Index Portfolio C000003828 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001420 Thrivent Mid Cap Stock Portfolio C000003827 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001438 Thrivent Moderate Allocation Portfolio C000003845 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001427 Thrivent Moderately Aggressive Allocation Portfolio C000003834 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001441 Thrivent Moderately Conservative Allocation Portfolio C000003848 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001440 Thrivent Money Market Portfolio C000003847 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001439 Thrivent Opportunity Income Plus Portfolio C000003846 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001423 Thrivent Partner All Cap Portfolio C000003830 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000021862 Thrivent Partner Emerging Markets Equity Portfolio C000062731 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001426 Thrivent Partner Growth Stock Portfolio C000003833 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000021867 Thrivent Partner Healthcare Portfolio C000062736 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000021859 Thrivent Partner Worldwide Allocation Portfolio C000062728 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001431 Thrivent Real Estate Securities Portfolio C000003838 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001446 Thrivent Small Cap Index Portfolio C000003853 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04603 0000790166 THRIVENT SERIES FUND INC 30 S000001445 Thrivent Small Cap Stock Portfolio C000003852 Class A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-08660 0000927649 THRIVENT VARIABLE ANNUITY ACCOUNT A 32 S000002688 THRIVENT VARIABLE ANNUITY ACCOUNT A C000007340 VA A [NULL] 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-07934 0000910240 THRIVENT VARIABLE ANNUITY ACCOUNT B 32 S000002689 THRIVENT VARIABLE ANNUITY ACCOUNT B C000007341 VA B [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-21111 0001173488 THRIVENT VARIABLE ANNUITY ACCOUNT I 32 S000002686 THRIVENT VARIABLE ANNUITY ACCOUNT I C000007338 VA I [NULL] 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-09225 0001075871 THRIVENT VARIABLE ANNUITY ACCOUNT II 32 S000002687 THRIVENT VARIABLE ANNUITY ACCOUNT II C000007339 VA II [NULL] 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-08174 0000915756 THRIVENT VARIABLE INSURANCE ACCOUNT A 33 S000002691 THRIVENT VARIABLE INSURANCE ACCOUNT A C000007344 VUL A [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-08289 0001039305 THRIVENT VARIABLE LIFE ACCOUNT I 33 S000002690 THRIVENT VARIABLE LIFE ACCOUNT I C000007343 Series 1997 [NULL] 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-08289 0001039305 THRIVENT VARIABLE LIFE ACCOUNT I 33 S000002690 THRIVENT VARIABLE LIFE ACCOUNT I C000007342 Series 2003 [NULL] 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-08289 0001039305 THRIVENT VARIABLE LIFE ACCOUNT I 33 S000002690 THRIVENT VARIABLE LIFE ACCOUNT I C000061281 Thrivent Series 2008 [NULL] 625 FOURTH AVENUE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-08963 0001067490 TIAA CREF LIFE SEPARATE ACCOUNT VA-1 32 S000006179 TIAA CREF LIFE SEPARATE ACCOUNT VA-1 C000135792 Individual Flexible Premium Deferred Variable Annuity Contract [NULL] TIAA CREF NEW YORK 10017 NY 730 THIRD AVENUE 811-08963 0001067490 TIAA CREF LIFE SEPARATE ACCOUNT VA-1 32 S000006179 TIAA CREF LIFE SEPARATE ACCOUNT VA-1 C000053679 Intelligent Variable Annuity [NULL] TIAA CREF NEW YORK 10017 NY 730 THIRD AVENUE 811-08963 0001067490 TIAA CREF LIFE SEPARATE ACCOUNT VA-1 32 S000006179 TIAA CREF LIFE SEPARATE ACCOUNT VA-1 C000017018 Lifetime Variable Select Individual Deferred Variable Annuity [NULL] TIAA CREF NEW YORK 10017 NY 730 THIRD AVENUE 811-08963 0001067490 TIAA CREF LIFE SEPARATE ACCOUNT VA-1 32 S000006179 TIAA CREF LIFE SEPARATE ACCOUNT VA-1 C000017019 Personal Annuity Select Individual Deferred Variable Annuity [NULL] TIAA CREF NEW YORK 10017 NY 730 THIRD AVENUE 811-08963 0001067490 TIAA CREF LIFE SEPARATE ACCOUNT VA-1 32 S000006179 TIAA CREF LIFE SEPARATE ACCOUNT VA-1 C000017020 Single Premium Immediate Annuity [NULL] TIAA CREF NEW YORK 10017 NY 730 THIRD AVENUE 811-08520 0000923524 TIAA SEPARATE ACCOUNT VA 1 31 S000005098 Stock Index Account C000013885 Teachers Personal Annuity Individual Deferred Variable Annuity [NULL] 730 THIRD AVENUE NEW YORK 10017 NY [NULL] 811-21907 0001364783 TIAA SEPARATE ACCOUNT VA-3 32 S000013146 TIAA Separate Account VA-3 C000035389 TIAA ACCESS [NULL] 730 THIRD AVENUE NEW YORK 10017-3206 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005372 TIAA-CREF Bond Fund C000014635 Institutional Class TIBDX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005372 TIAA-CREF Bond Fund C000162549 Advisor Class TIBHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005372 TIAA-CREF Bond Fund C000079556 Premier Class TIDPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005372 TIAA-CREF Bond Fund C000033991 Retirement Class TIDRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005372 TIAA-CREF Bond Fund C000033992 Retail Class TIORX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026500 TIAA-CREF Bond Index Fund C000162579 Advisor Class TBIAX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026500 TIAA-CREF Bond Index Fund C000079523 Institutional Class TBIIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026500 TIAA-CREF Bond Index Fund C000079526 Retail Class TBILX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026500 TIAA-CREF Bond Index Fund C000079525 Premier Class TBIPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026500 TIAA-CREF Bond Index Fund C000079524 Retirement Class TBIRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012198 TIAA-CREF Bond Plus Fund C000079574 Premier Class TBPPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012198 TIAA-CREF Bond Plus Fund C000162569 Advisor Class TCBHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012198 TIAA-CREF Bond Plus Fund C000033283 Retail Class TCBPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012198 TIAA-CREF Bond Plus Fund C000033284 Retirement Class TCBRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012198 TIAA-CREF Bond Plus Fund C000033285 Institutional Class TIBFX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000046660 TIAA-CREF Emerging Markets Debt Fund C000162600 Advisor Class TEDHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000046660 TIAA-CREF Emerging Markets Debt Fund C000145610 Retail Class TEDLX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000046660 TIAA-CREF Emerging Markets Debt Fund C000145608 Institutional Class TEDNX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000046660 TIAA-CREF Emerging Markets Debt Fund C000145609 Premier Class TEDPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000046660 TIAA-CREF Emerging Markets Debt Fund C000145611 Retirement Class TEDTX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000029604 TIAA-CREF Emerging Markets Equity Fund C000162588 Advisor Class TEMHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000029604 TIAA-CREF Emerging Markets Equity Fund C000090853 Institutional Class TEMLX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000029604 TIAA-CREF Emerging Markets Equity Fund C000090852 Premier Class TEMPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000029604 TIAA-CREF Emerging Markets Equity Fund C000090850 Retail Class TEMRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000029604 TIAA-CREF Emerging Markets Equity Fund C000090851 Retirement Class TEMSX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000029605 TIAA-CREF Emerging Markets Equity Index Fund C000162589 Advisor Class TEQHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000029605 TIAA-CREF Emerging Markets Equity Index Fund C000090854 Retail Class TEQKX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000029605 TIAA-CREF Emerging Markets Equity Index Fund C000090857 Institutional Class TEQLX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000029605 TIAA-CREF Emerging Markets Equity Index Fund C000090856 Premier Class TEQPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000029605 TIAA-CREF Emerging Markets Equity Index Fund C000090855 Retirement Class TEQSX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019656 TIAA-CREF Enhanced International Equity Index Fund C000162571 Advisor Class TEIEX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019656 TIAA-CREF Enhanced International Equity Index Fund C000054988 Institutional Class TFIIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019657 TIAA-CREF Enhanced Large-Cap Growth Index Fund C000162572 Advisor Class TECGX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019657 TIAA-CREF Enhanced Large-Cap Growth Index Fund C000054989 Institutional Class TLIIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019658 TIAA-CREF Enhanced Large-Cap Value Index Fund C000162573 Advisor Class TELCX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019658 TIAA-CREF Enhanced Large-Cap Value Index Fund C000054990 Institutional Class TEVIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005360 TIAA-CREF Equity Index Fund C000079551 Premier Class TCEPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005360 TIAA-CREF Equity Index Fund C000162542 Advisor Class TEIHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005360 TIAA-CREF Equity Index Fund C000014611 Institutional Class TIEIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005360 TIAA-CREF Equity Index Fund C000033988 Retail Class TINRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005360 TIAA-CREF Equity Index Fund C000033987 Retirement Class TIQRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034062 TIAA-CREF Global Natural Resources Fund C000162592 Advisor Class TNRHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034062 TIAA-CREF Global Natural Resources Fund C000104992 Institutional Class TNRIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034062 TIAA-CREF Global Natural Resources Fund C000107738 Retail Class TNRLX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034062 TIAA-CREF Global Natural Resources Fund C000107737 Premier Class TNRPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034062 TIAA-CREF Global Natural Resources Fund C000107739 Retirement Class TNRRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005370 TIAA-CREF Growth & Income Fund C000162547 Advisor Class TGIHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005370 TIAA-CREF Growth & Income Fund C000014631 Institutional Class TIGRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005370 TIAA-CREF Growth & Income Fund C000033989 Retail Class TIIRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005370 TIAA-CREF Growth & Income Fund C000014632 Retirement Class TRGIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005370 TIAA-CREF Growth & Income Fund C000079554 Premier Class TRPGX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012196 TIAA-CREF High-Yield Fund C000162567 Advisor Class TIHHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012196 TIAA-CREF High-Yield Fund C000079572 Premier Class TIHPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012196 TIAA-CREF High-Yield Fund C000033278 Retirement Class TIHRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012196 TIAA-CREF High-Yield Fund C000033279 Institutional Class TIHYX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012196 TIAA-CREF High-Yield Fund C000033277 Retail Class TIYRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005373 TIAA-CREF Inflation-Linked Bond Fund C000014637 Retail Class TCILX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005373 TIAA-CREF Inflation-Linked Bond Fund C000162550 Advisor Class TIIHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005373 TIAA-CREF Inflation-Linked Bond Fund C000014636 Institutional Class TIILX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005373 TIAA-CREF Inflation-Linked Bond Fund C000079557 Premier Class TIKPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005373 TIAA-CREF Inflation-Linked Bond Fund C000033993 Retirement Class TIKRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000054622 TIAA-CREF International Bond Fund C000171519 Retail Class TIBEX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000054622 TIAA-CREF International Bond Fund C000171518 Premier Class TIBLX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000054622 TIAA-CREF International Bond Fund C000171516 Advisor Class TIBNX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000054622 TIAA-CREF International Bond Fund C000171520 Retirement Class TIBVX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000054622 TIAA-CREF International Bond Fund C000171517 Institutional Class TIBWX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005381 TIAA-CREF International Equity Fund C000162558 Advisor Class TIEHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005381 TIAA-CREF International Equity Fund C000033996 Retail Class TIERX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005381 TIAA-CREF International Equity Fund C000014645 Institutional Class TIIEX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005381 TIAA-CREF International Equity Fund C000079565 Premier Class TREPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005381 TIAA-CREF International Equity Fund C000014646 Retirement Class TRERX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005368 TIAA-CREF International Equity Index Fund C000014626 Institutional Class TCIEX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005368 TIAA-CREF International Equity Index Fund C000162545 Advisor Class TCIHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005368 TIAA-CREF International Equity Index Fund C000014627 Retirement Class TRIEX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005368 TIAA-CREF International Equity Index Fund C000079552 Premier Class TRIPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000040206 TIAA-CREF International Opportunities Fund C000162599 Advisor Class TIOHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000040206 TIAA-CREF International Opportunities Fund C000124962 Institutional Class TIOIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000040206 TIAA-CREF International Opportunities Fund C000124963 Premier Class TIOPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000040206 TIAA-CREF International Opportunities Fund C000124964 Retail Class TIOSX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000040206 TIAA-CREF International Opportunities Fund C000124965 Retirement Class TIOTX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012197 TIAA-CREF Large-Cap Growth Fund C000033282 Institutional Class TILGX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012197 TIAA-CREF Large-Cap Growth Fund C000162568 Advisor Class TILHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012197 TIAA-CREF Large-Cap Growth Fund C000079573 Premier Class TILPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012197 TIAA-CREF Large-Cap Growth Fund C000033281 Retirement Class TILRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012197 TIAA-CREF Large-Cap Growth Fund C000033280 Retail Class TIRTX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005387 TIAA-CREF Large-Cap Growth Index Fund C000014660 Institutional Class TILIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005387 TIAA-CREF Large-Cap Growth Index Fund C000162564 Advisor Class TRIHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005387 TIAA-CREF Large-Cap Growth Index Fund C000014661 Retirement Class TRIRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005383 TIAA-CREF Large-Cap Value Fund C000014649 Retail Class TCLCX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005383 TIAA-CREF Large-Cap Value Fund C000079567 Premier Class TRCPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005383 TIAA-CREF Large-Cap Value Fund C000014650 Retirement Class TRLCX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005383 TIAA-CREF Large-Cap Value Fund C000162560 Advisor Class TRLHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005383 TIAA-CREF Large-Cap Value Fund C000014648 Institutional Class TRLIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005388 TIAA-CREF Large-Cap Value Index Fund C000162565 Advisor Class THCVX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005388 TIAA-CREF Large-Cap Value Index Fund C000014662 Institutional Class TILVX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005388 TIAA-CREF Large-Cap Value Index Fund C000014663 Retirement Class TRCVX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005375 TIAA-CREF Lifecycle 2010 Fund C000014639 Retirement Class TCLEX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005375 TIAA-CREF Lifecycle 2010 Fund C000162552 Advisor Class TCLHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005375 TIAA-CREF Lifecycle 2010 Fund C000047972 Institutional Class TCTIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005375 TIAA-CREF Lifecycle 2010 Fund C000079559 Premier Class TCTPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005376 TIAA-CREF Lifecycle 2015 Fund C000079560 Premier Class TCFPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005376 TIAA-CREF Lifecycle 2015 Fund C000014640 Retirement Class TCLIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005376 TIAA-CREF Lifecycle 2015 Fund C000162553 Advisor Class TCNHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005376 TIAA-CREF Lifecycle 2015 Fund C000047973 Institutional Class TCNIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005377 TIAA-CREF Lifecycle 2020 Fund C000014641 Retirement Class TCLTX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005377 TIAA-CREF Lifecycle 2020 Fund C000162554 Advisor Class TCWHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005377 TIAA-CREF Lifecycle 2020 Fund C000047974 Institutional Class TCWIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005377 TIAA-CREF Lifecycle 2020 Fund C000079561 Premier Class TCWPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005378 TIAA-CREF Lifecycle 2025 Fund C000014642 Retirement Class TCLFX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005378 TIAA-CREF Lifecycle 2025 Fund C000162555 Advisor Class TCQHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005378 TIAA-CREF Lifecycle 2025 Fund C000079562 Premier Class TCQPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005378 TIAA-CREF Lifecycle 2025 Fund C000047975 Institutional Class TCYIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005379 TIAA-CREF Lifecycle 2030 Fund C000162556 Advisor Class TCHHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005379 TIAA-CREF Lifecycle 2030 Fund C000079563 Premier Class TCHPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005379 TIAA-CREF Lifecycle 2030 Fund C000014643 Retirement Class TCLNX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005379 TIAA-CREF Lifecycle 2030 Fund C000047976 Institutional Class TCRIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005380 TIAA-CREF Lifecycle 2035 Fund C000047977 Institutional Class TCIIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005380 TIAA-CREF Lifecycle 2035 Fund C000014644 Retirement Class TCLRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005380 TIAA-CREF Lifecycle 2035 Fund C000162557 Advisor Class TCYHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005380 TIAA-CREF Lifecycle 2035 Fund C000079564 Premier Class TCYPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005382 TIAA-CREF Lifecycle 2040 Fund C000014647 Retirement Class TCLOX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005382 TIAA-CREF Lifecycle 2040 Fund C000047978 Institutional Class TCOIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005382 TIAA-CREF Lifecycle 2040 Fund C000162559 Advisor Class TCZHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005382 TIAA-CREF Lifecycle 2040 Fund C000079566 Premier Class TCZPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019659 TIAA-CREF Lifecycle 2045 Fund C000162574 Advisor Class TTFHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019659 TIAA-CREF Lifecycle 2045 Fund C000054991 Institutional Class TTFIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019659 TIAA-CREF Lifecycle 2045 Fund C000079575 Premier Class TTFPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019659 TIAA-CREF Lifecycle 2045 Fund C000054992 Retirement Class TTFRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019660 TIAA-CREF Lifecycle 2050 Fund C000079576 Premier Class TCLPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019660 TIAA-CREF Lifecycle 2050 Fund C000162575 Advisor Class TFTHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019660 TIAA-CREF Lifecycle 2050 Fund C000054993 Institutional Class TFTIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019660 TIAA-CREF Lifecycle 2050 Fund C000054994 Retirement Class TLFRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000031927 TIAA-CREF Lifecycle 2055 Fund C000162591 Advisor Class TTRHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000031927 TIAA-CREF Lifecycle 2055 Fund C000099417 Institutional Class TTRIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000031927 TIAA-CREF Lifecycle 2055 Fund C000099416 Retirement Class TTRLX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000031927 TIAA-CREF Lifecycle 2055 Fund C000099418 Premier Class TTRPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000046661 TIAA-CREF Lifecycle 2060 Fund C000162601 Advisor Class TLXHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000046661 TIAA-CREF Lifecycle 2060 Fund C000145612 Institutional Class TLXNX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000046661 TIAA-CREF Lifecycle 2060 Fund C000145613 Premier Class TLXPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000046661 TIAA-CREF Lifecycle 2060 Fund C000145614 Retirement Class TLXRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026498 TIAA-CREF Lifecycle Index 2010 Fund C000162577 Advisor Class TLTHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026498 TIAA-CREF Lifecycle Index 2010 Fund C000079517 Institutional Class TLTIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026498 TIAA-CREF Lifecycle Index 2010 Fund C000079518 Premier Class TLTPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026498 TIAA-CREF Lifecycle Index 2010 Fund C000079519 Retirement Class TLTRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026501 TIAA-CREF Lifecycle Index 2015 Fund C000162580 Advisor Class TLFAX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026501 TIAA-CREF Lifecycle Index 2015 Fund C000079527 Institutional Class TLFIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026501 TIAA-CREF Lifecycle Index 2015 Fund C000079528 Premier Class TLFPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026501 TIAA-CREF Lifecycle Index 2015 Fund C000079529 Retirement Class TLGRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026502 TIAA-CREF Lifecycle Index 2020 Fund C000162581 Advisor Class TLWHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026502 TIAA-CREF Lifecycle Index 2020 Fund C000079530 Institutional Class TLWIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026502 TIAA-CREF Lifecycle Index 2020 Fund C000079531 Premier Class TLWPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026502 TIAA-CREF Lifecycle Index 2020 Fund C000079532 Retirement Class TLWRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026503 TIAA-CREF Lifecycle Index 2025 Fund C000162582 Advisor Class TLQHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026503 TIAA-CREF Lifecycle Index 2025 Fund C000079533 Institutional Class TLQIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026503 TIAA-CREF Lifecycle Index 2025 Fund C000079535 Retirement Class TLQRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026503 TIAA-CREF Lifecycle Index 2025 Fund C000079534 Premier Class TLVPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026504 TIAA-CREF Lifecycle Index 2030 Fund C000162583 Advisor Class TLHHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026504 TIAA-CREF Lifecycle Index 2030 Fund C000079536 Institutional Class TLHIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026504 TIAA-CREF Lifecycle Index 2030 Fund C000079537 Premier Class TLHPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026504 TIAA-CREF Lifecycle Index 2030 Fund C000079538 Retirement Class TLHRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026505 TIAA-CREF Lifecycle Index 2035 Fund C000162584 Advisor Class TLYHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026505 TIAA-CREF Lifecycle Index 2035 Fund C000079539 Institutional Class TLYIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026505 TIAA-CREF Lifecycle Index 2035 Fund C000079540 Premier Class TLYPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026505 TIAA-CREF Lifecycle Index 2035 Fund C000079541 Retirement Class TLYRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026506 TIAA-CREF Lifecycle Index 2040 Fund C000079543 Premier Class TLPRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026506 TIAA-CREF Lifecycle Index 2040 Fund C000162585 Advisor Class TLZHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026506 TIAA-CREF Lifecycle Index 2040 Fund C000079542 Institutional Class TLZIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026506 TIAA-CREF Lifecycle Index 2040 Fund C000079544 Retirement Class TLZRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026507 TIAA-CREF Lifecycle Index 2045 Fund C000162586 Advisor Class TLMHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026507 TIAA-CREF Lifecycle Index 2045 Fund C000079546 Premier Class TLMPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026507 TIAA-CREF Lifecycle Index 2045 Fund C000079547 Retirement Class TLMRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026507 TIAA-CREF Lifecycle Index 2045 Fund C000079545 Institutional Class TLXIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026508 TIAA-CREF Lifecycle Index 2050 Fund C000162587 Advisor Class TLLHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026508 TIAA-CREF Lifecycle Index 2050 Fund C000079548 Institutional Class TLLIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026508 TIAA-CREF Lifecycle Index 2050 Fund C000079549 Premier Class TLLPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026508 TIAA-CREF Lifecycle Index 2050 Fund C000079550 Retirement Class TLLRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000031926 TIAA-CREF Lifecycle Index 2055 Fund C000162590 Advisor Class TTIHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000031926 TIAA-CREF Lifecycle Index 2055 Fund C000099414 Institutional Class TTIIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000031926 TIAA-CREF Lifecycle Index 2055 Fund C000099415 Premier Class TTIPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000031926 TIAA-CREF Lifecycle Index 2055 Fund C000099413 Retirement Class TTIRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000046662 TIAA-CREF Lifecycle Index 2060 Fund C000162602 Advisor Class TVIHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000046662 TIAA-CREF Lifecycle Index 2060 Fund C000145616 Institutional Class TVIIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000046662 TIAA-CREF Lifecycle Index 2060 Fund C000145617 Premier Class TVIPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000046662 TIAA-CREF Lifecycle Index 2060 Fund C000145615 Retirement Class TVITX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026499 TIAA-CREF Lifecycle Index Retirement Income Fund C000162578 Advisor Class TLIHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026499 TIAA-CREF Lifecycle Index Retirement Income Fund C000079521 Premier Class TLIPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026499 TIAA-CREF Lifecycle Index Retirement Income Fund C000079522 Retirement Class TRCIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000026499 TIAA-CREF Lifecycle Index Retirement Income Fund C000079520 Institutional Class TRILX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019661 TIAA-CREF Lifecycle Retirement Income Fund C000054997 Retirement Class TLIRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019661 TIAA-CREF Lifecycle Retirement Income Fund C000162576 Advisor Class TLRHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019661 TIAA-CREF Lifecycle Retirement Income Fund C000054996 Institutional Class TLRIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019661 TIAA-CREF Lifecycle Retirement Income Fund C000054995 Retail Class TLRRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000019661 TIAA-CREF Lifecycle Retirement Income Fund C000079577 Premier Class TPILX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034958 TIAA-CREF Lifestyle Aggressive Growth Fund C000162593 Advisor Class TSAHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034958 TIAA-CREF Lifestyle Aggressive Growth Fund C000107517 Institutional Class TSAIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034958 TIAA-CREF Lifestyle Aggressive Growth Fund C000107519 Retail Class TSALX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034958 TIAA-CREF Lifestyle Aggressive Growth Fund C000107518 Premier Class TSAPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034958 TIAA-CREF Lifestyle Aggressive Growth Fund C000107520 Retirement Class TSARX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034959 TIAA-CREF Lifestyle Conservative Fund C000107521 Institutional Class TCSIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034959 TIAA-CREF Lifestyle Conservative Fund C000162594 Advisor Class TLSHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034959 TIAA-CREF Lifestyle Conservative Fund C000107522 Premier Class TLSPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034959 TIAA-CREF Lifestyle Conservative Fund C000107523 Retail Class TSCLX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034959 TIAA-CREF Lifestyle Conservative Fund C000107524 Retirement Class TSCTX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034960 TIAA-CREF Lifestyle Growth Fund C000107528 Institutional Class TSGGX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034960 TIAA-CREF Lifestyle Growth Fund C000162595 Advisor Class TSGHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034960 TIAA-CREF Lifestyle Growth Fund C000107526 Retail Class TSGLX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034960 TIAA-CREF Lifestyle Growth Fund C000107525 Premier Class TSGPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034960 TIAA-CREF Lifestyle Growth Fund C000107527 Retirement Class TSGRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034961 TIAA-CREF Lifestyle Income Fund C000107532 Retirement Class TLSRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034961 TIAA-CREF Lifestyle Income Fund C000162596 Advisor Class TSIHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034961 TIAA-CREF Lifestyle Income Fund C000107531 Retail Class TSILX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034961 TIAA-CREF Lifestyle Income Fund C000107530 Premier Class TSIPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034961 TIAA-CREF Lifestyle Income Fund C000107529 Institutional Class TSITX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034962 TIAA-CREF Lifestyle Moderate Fund C000107533 Institutional Class TSIMX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034962 TIAA-CREF Lifestyle Moderate Fund C000162597 Advisor Class TSMHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034962 TIAA-CREF Lifestyle Moderate Fund C000107535 Retail Class TSMLX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034962 TIAA-CREF Lifestyle Moderate Fund C000107534 Premier Class TSMPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000034962 TIAA-CREF Lifestyle Moderate Fund C000107536 Retirement Class TSMTX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012194 TIAA-CREF Managed Allocation Fund C000033273 Institutional Class TIMIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012194 TIAA-CREF Managed Allocation Fund C000033271 Retail Class TIMRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012194 TIAA-CREF Managed Allocation Fund C000033272 Retirement Class TITRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005384 TIAA-CREF Mid-Cap Growth Fund C000014652 Retail Class TCMGX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005384 TIAA-CREF Mid-Cap Growth Fund C000162561 Advisor Class TCMHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005384 TIAA-CREF Mid-Cap Growth Fund C000014653 Retirement Class TRGMX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005384 TIAA-CREF Mid-Cap Growth Fund C000079568 Premier Class TRGPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005384 TIAA-CREF Mid-Cap Growth Fund C000014651 Institutional Class TRPWX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005385 TIAA-CREF Mid-Cap Value Fund C000014655 Retail Class TCMVX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005385 TIAA-CREF Mid-Cap Value Fund C000014654 Institutional Class TIMVX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005385 TIAA-CREF Mid-Cap Value Fund C000162562 Advisor Class TRVHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005385 TIAA-CREF Mid-Cap Value Fund C000079569 Premier Class TRVPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005385 TIAA-CREF Mid-Cap Value Fund C000014656 Retirement Class TRVRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005374 TIAA-CREF Money Market Fund C000014638 Institutional Class TCIXX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005374 TIAA-CREF Money Market Fund C000033994 Retirement Class TIEXX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005374 TIAA-CREF Money Market Fund C000033995 Retail Class TIRXX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005374 TIAA-CREF Money Market Fund C000162551 Advisor Class TMHXX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005374 TIAA-CREF Money Market Fund C000079558 Premier Class TPPXX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005369 TIAA-CREF Real Estate Securities Fund C000014629 Retail Class TCREX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005369 TIAA-CREF Real Estate Securities Fund C000014628 Institutional Class TIREX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005369 TIAA-CREF Real Estate Securities Fund C000162546 Advisor Class TIRHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005369 TIAA-CREF Real Estate Securities Fund C000079553 Premier Class TRRPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005369 TIAA-CREF Real Estate Securities Fund C000014630 Retirement Class TRRSX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005361 TIAA-CREF S&P 500 Index Fund C000162543 Advisor Class TISAX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005361 TIAA-CREF S&P 500 Index Fund C000014612 Institutional Class TISPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005361 TIAA-CREF S&P 500 Index Fund C000014613 Retirement Class TRSPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012195 TIAA-CREF Short-Term Bond Fund C000162566 Advisor Class TCTHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012195 TIAA-CREF Short-Term Bond Fund C000033274 Retail Class TCTRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012195 TIAA-CREF Short-Term Bond Fund C000033276 Institutional Class TISIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012195 TIAA-CREF Short-Term Bond Fund C000033275 Retirement Class TISRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012195 TIAA-CREF Short-Term Bond Fund C000079571 Premier Class TSTPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000050278 TIAA-CREF Short-Term Bond Index Fund C000158753 Retirement Class TESHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000050278 TIAA-CREF Short-Term Bond Index Fund C000158750 Institutional Class TNSHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000050278 TIAA-CREF Short-Term Bond Index Fund C000158751 Premier Class TPSHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000050278 TIAA-CREF Short-Term Bond Index Fund C000158752 Retail Class TRSHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000050278 TIAA-CREF Short-Term Bond Index Fund C000162603 Advisor Class TTBHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005367 TIAA-CREF Small-Cap Blend Index Fund C000014624 Institutional Class TISBX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005367 TIAA-CREF Small-Cap Blend Index Fund C000014625 Retirement Class TRBIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005367 TIAA-CREF Small-Cap Blend Index Fund C000162544 Advisor Class TRHBX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005386 TIAA-CREF Small-Cap Equity Fund C000014658 Retail Class TCSEX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005386 TIAA-CREF Small-Cap Equity Fund C000014657 Institutional Class TISEX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005386 TIAA-CREF Small-Cap Equity Fund C000014659 Retirement Class TRSEX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005386 TIAA-CREF Small-Cap Equity Fund C000162563 Advisor Class TSCHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005386 TIAA-CREF Small-Cap Equity Fund C000079570 Premier Class TSRPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000054623 TIAA-CREF Small/Mid-Cap Equity Fund C000171525 Retail Class TSMEX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000054623 TIAA-CREF Small/Mid-Cap Equity Fund C000171524 Premier Class TSMMX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000054623 TIAA-CREF Small/Mid-Cap Equity Fund C000171522 Advisor Class TSMNX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000054623 TIAA-CREF Small/Mid-Cap Equity Fund C000171521 Retirement Class TSMOX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000054623 TIAA-CREF Small/Mid-Cap Equity Fund C000171523 Institutional Class TSMWX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000038169 TIAA-CREF Social Choice Bond Fund C000117724 Retirement Class TSBBX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000038169 TIAA-CREF Social Choice Bond Fund C000162598 Advisor Class TSBHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000038169 TIAA-CREF Social Choice Bond Fund C000117721 Institutional Class TSBIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000038169 TIAA-CREF Social Choice Bond Fund C000117722 Premier Class TSBPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000038169 TIAA-CREF Social Choice Bond Fund C000117723 Retail Class TSBRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005371 TIAA-CREF Social Choice Equity Fund C000162548 Advisor Class TICHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005371 TIAA-CREF Social Choice Equity Fund C000033990 Retail Class TICRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005371 TIAA-CREF Social Choice Equity Fund C000014633 Institutional Class TISCX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005371 TIAA-CREF Social Choice Equity Fund C000079555 Premier Class TRPSX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000005371 TIAA-CREF Social Choice Equity Fund C000014634 Retirement Class TRSCX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000050279 TIAA-CREF Social Choice International Equity Fund C000158757 Retirement Class TSOEX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000050279 TIAA-CREF Social Choice International Equity Fund C000162604 Advisor Class TSOHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000050279 TIAA-CREF Social Choice International Equity Fund C000158754 Institutional Class TSONX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000050279 TIAA-CREF Social Choice International Equity Fund C000158755 Premier Class TSOPX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000050279 TIAA-CREF Social Choice International Equity Fund C000158756 Retail Class TSORX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000050280 TIAA-CREF Social Choice Low Carbon Equity Fund C000162605 Advisor Class TCCHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000050280 TIAA-CREF Social Choice Low Carbon Equity Fund C000158760 Retirement Class TEWCX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000050280 TIAA-CREF Social Choice Low Carbon Equity Fund C000158759 Retail Class TLWCX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000050280 TIAA-CREF Social Choice Low Carbon Equity Fund C000158761 Institutional Class TNWCX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000050280 TIAA-CREF Social Choice Low Carbon Equity Fund C000158758 Premier Class TPWCX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012199 TIAA-CREF Tax-Exempt Bond Fund C000033287 Institutional Class TITIX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012199 TIAA-CREF Tax-Exempt Bond Fund C000162570 Advisor Class TIXHX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-09301 0001084380 TIAA-CREF FUNDS 30 S000012199 TIAA-CREF Tax-Exempt Bond Fund C000033286 Retail Class TIXRX 730 THIRD AVE. NEW YORK 10017 NY [NULL] 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000043737 Balanced Fund C000135632 Balanced Fund TLBAX 730 THIRD AVE NEW YORK 10017 NY [NULL] 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005097 Bond Fund C000013884 Bond Fund TLBDX 730 THIRD AVE NEW YORK 10017 NY [NULL] 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005090 Growth & Income Fund C000013877 Growth & Income Fund TLGWX 730 THIRD AVE NEW YORK 10017 NY [NULL] 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005088 Growth Equity Fund C000013875 Growth Equity Fund TLGQX 730 THIRD AVE NEW YORK 10017 NY [NULL] 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005091 International Equity Fund C000013878 International Equity Fund TLINX 730 THIRD AVE NEW YORK 10017 NY [NULL] 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005092 Large-Cap Value Fund C000013879 Large-Cap Value Fund TLLVX 730 THIRD AVE NEW YORK 10017 NY [NULL] 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005089 Money Market Fund C000013876 Money Market Fund TLMXX 730 THIRD AVE NEW YORK 10017 NY [NULL] 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005096 Real Estate Securities Fund C000013883 Real Estate Securities Fund TLRSX 730 THIRD AVE NEW YORK 10017 NY [NULL] 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005093 Small-Cap Equity Fund C000013880 Small-Cap Equity Fund TLEQX 730 THIRD AVE NEW YORK 10017 NY [NULL] 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005095 Social Choice Equity Fund C000013882 Social Choice Equity Fund TLCHX 730 THIRD AVE NEW YORK 10017 NY [NULL] 811-08961 0001068204 TIAA-CREF LIFE FUNDS 30 S000005094 Stock Index Fund C000013881 Stock Index Fund TLSTX 730 THIRD AVE NEW YORK 10017 NY [NULL] 811-10393 0001141687 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-1 33 S000006180 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-1 C000017021 Flexible Premium Universal Life Insurance Policy [NULL] TIAA CREF NEW YORK 10017 NY 730 THIRD AVENUE 811-10393 0001141687 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-1 33 S000006180 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-1 C000017023 Intelligent Life Individual Flexible Premium Variable Universal Life Insurance Policy [NULL] TIAA CREF NEW YORK 10017 NY 730 THIRD AVENUE 811-10393 0001141687 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-1 33 S000006180 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-1 C000068215 Intelligent Life Survivorship Variable Universal Life Insurance Policy [NULL] TIAA CREF NEW YORK 10017 NY 730 THIRD AVENUE 811-10393 0001141687 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-1 33 S000006180 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-1 C000017022 Last Survivor Flexible Premium Variable Universal Life Insurance Policy [NULL] TIAA CREF NEW YORK 10017 NY 730 THIRD AVENUE 811-22659 0001540851 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-2 33 S000036792 TIAA-CREF Life Separate Account VLI-2 C000119146 M Intelligent Survivorship VUL [NULL] 8500 ANDREW CARNEGIE BOULEVARD CHARLOTTE 28262 NC [NULL] 811-22659 0001540851 TIAA-CREF LIFE SEPARATE ACCOUNT VLI-2 33 S000036792 TIAA-CREF Life Separate Account VLI-2 C000112528 M Intelligent VUL [NULL] 8500 ANDREW CARNEGIE BOULEVARD CHARLOTTE 28262 NC [NULL] 811-08234 0000916622 TIFF INVESTMENT PROGRAM 30 S000006387 TIFF Multi-Asset Fund C000017543 TIFF Multi-Asset Fund [NULL] 170 N. RADNOR CHESTER ROAD RADNOR 19087 PA SUITE 300 811-08234 0000916622 TIFF INVESTMENT PROGRAM 30 S000006388 TIFF Short-Term Fund C000017544 TIFF Short-Term Fund [NULL] 170 N. RADNOR CHESTER ROAD RADNOR 19087 PA SUITE 300 811-08228 0000916490 TIMOTHY PLAN 30 S000004482 Timothy Aggressive Growth Fund C000012339 Timothy Aggressive Growth Fund Class A TAAGX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004482 Timothy Aggressive Growth Fund C000012341 Timothy Aggressive Growth Fund Class C TCAGX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004482 Timothy Aggressive Growth Fund C000126996 Timothy Aggressive Growth Fund Class I TIAGX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004485 Timothy Conservative Growth Fund C000126999 Timothy Conservative Growth Fund Class I [NULL] 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004485 Timothy Conservative Growth Fund C000012348 Timothy Conservative Growth Fund Class A TCGAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004485 Timothy Conservative Growth Fund C000012350 Timothy Conservative Growth Fund Class C TCVCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000011344 Timothy Conservative Variable C000031436 Timothy Conservative Variable [NULL] 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004481 Timothy Fixed Income Fund C000012336 Timothy Fixed Income Fund Class A TFIAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004481 Timothy Fixed Income Fund C000012338 Timothy Fixed Income Fund Class C TFICX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004481 Timothy Fixed Income Fund C000126995 Timothy Fixed Income Fund Class I TPFIX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000033751 Timothy Israel Common Values Fund C000127003 Timothy Israel Common Values Fund Class I TICIX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000033751 Timothy Israel Common Values Fund C000104306 Class A TPAIX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000033751 Timothy Israel Common Values Fund C000104307 Class C TPCIX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004480 Timothy Large/Mid-Cap Value Fund C000012333 Timothy Large/Mid-Cap Value Fund Class A TLVAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004480 Timothy Large/Mid-Cap Value Fund C000012335 Timothy Large/Mid-Cap Value Fund Class C TLVCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004480 Timothy Large/Mid-Cap Value Fund C000126994 Timothy Large/Mid-Cap Value Fund Class I TMVIX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004483 Timothy Large/Mip-Cap Growth Fund C000012342 Timothy Large/Mip-Cap Growth Fund Class A TLGAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004483 Timothy Large/Mip-Cap Growth Fund C000012344 Timothy Large/Mip-Cap Growth Fund Class C TLGCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004483 Timothy Large/Mip-Cap Growth Fund C000126997 Timothy Large/Mip-Cap Growth Fund Class I TPLIX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000026812 Timothy Plan Defensive Strategies Fund C000080683 Class A TPDAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000026812 Timothy Plan Defensive Strategies Fund C000080684 Class C TPDCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000026812 Timothy Plan Defensive Strategies Fund C000127002 Timothy Plan Defensive Strategies Fund Class I TPDIX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000038851 Timothy Plan Emerging Markets Fund C000127004 Timothy Plan Emerging Markets Fund Class I TIEMX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000038851 Timothy Plan Emerging Markets Fund C000119587 Class C TPECX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000038851 Timothy Plan Emerging Markets Fund C000119586 Class A TPEMX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000042201 Timothy Plan Growth & Income Fund C000130992 Class C TGCIX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000042201 Timothy Plan Growth & Income Fund C000130991 Class A TGIAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000042201 Timothy Plan Growth & Income Fund C000130993 Class I TIGIX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000017791 Timothy Plan High Yield Bond Fund C000049122 Timothy Plan High Yield Bond Fund Class A TPHAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000017791 Timothy Plan High Yield Bond Fund C000065171 TIMOTHY PLAN HIGH YIELD Bond FUND CLASS C TPHCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000017791 Timothy Plan High Yield Bond Fund C000127001 Timothy Plan High Yield Bond Fund Class I TPHIX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000017790 Timothy Plan International Fund C000049121 Timothy Plan International Fund Class A TPIAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000017790 Timothy Plan International Fund C000065170 TIMOTHY PLAN INTERNATIONAL FUND CLASS C TPICX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000017790 Timothy Plan International Fund C000127000 Timothy Plan International Fund Class I TPIIX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004479 Timothy Small-Cap Value Fund C000012330 Timothy Small-Cap Value Fund Class A TPLNX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004479 Timothy Small-Cap Value Fund C000126993 Timothy Small-Cap Value Fund Class I TPVIX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004479 Timothy Small-Cap Value Fund C000012332 Timothy Small-Cap Value Fund Class C TSVCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004484 Timothy Strategic Growth Fund C000126998 Timothy Strategic Growth Fund Class I [NULL] 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004484 Timothy Strategic Growth Fund C000012345 Timothy Strategic Growth Fund Class A TSGAX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000004484 Timothy Strategic Growth Fund C000012347 Timothy Strategic Growth Fund Class C TSGCX 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-08228 0000916490 TIMOTHY PLAN 30 S000011345 Timothy Strategic Variable C000031437 Timothy Strategic Variable [NULL] 1055 MAITLAND CENTER COMMONS MAITLAND 32759 FL [NULL] 811-10035 0001095225 TITANIUM ANNUITY VARIABLE ACCOUNT 32 S000009834 TITANIUM ANNUITY VARIABLE ACCOUNT C000118147 Protective Titanium Investor Variable Annuity [NULL] P.O. BOX 10207 BIRMINGHAM 35202 AL [NULL] 811-09657 0001095222 TITANIUM UNIVERSAL LIFE VARIABLE ACCOUNT 33 S000009830 TITANIUM UNIVERSAL LIFE VARIABLE ACCOUNT C000118143 Protective Titanium Investor Variable Universal Life [NULL] P.O. BOX 10207 BIRMINGHAM 35202 AL [NULL] 811-05242 0000819085 TLIC VARIABLE ANNUITY ACCOUNT A 32 S000002692 TLIC VARIABLE ANNUITY ACCOUNT A C000007345 VA [NULL] 625 FOURTH AVE SOUTH MINNEAPOLIS 55415 MN [NULL] 811-04602 0000789545 TLIC VARIABLE INSURANCE ACCOUNT A 33 S000002693 TLIC VARIABLE INSURANCE ACCOUNT A C000007346 VUL [NULL] 625 FOURTH AVE S MINNEAPOLIS 55415 MN [NULL] 811-04840 0000801444 TOCQUEVILLE TRUST 30 S000026564 The Delafield Fund C000079772 The Delafield Fund DEFIX 40 WEST 57TH ST. NEW YORK 10019 NY 19TH FL 811-04840 0000801444 TOCQUEVILLE TRUST 30 S000006346 The Tocqueville Fund C000017445 The Tocqueville Fund TOCQX 40 WEST 57TH ST. NEW YORK 10019 NY 19TH FL 811-04840 0000801444 TOCQUEVILLE TRUST 30 S000006349 The Tocqueville Gold Fund C000017448 The Tocqueville Gold Fund TGLDX 40 WEST 57TH ST. NEW YORK 10019 NY 19TH FL 811-04840 0000801444 TOCQUEVILLE TRUST 30 S000006348 The Tocqueville International Value Fund C000017447 The Tocqueville International Value Fund TIVFX 40 WEST 57TH ST. NEW YORK 10019 NY 19TH FL 811-04840 0000801444 TOCQUEVILLE TRUST 30 S000006347 The Tocqueville Opportunity Fund C000017446 The Tocqueville Opportunity Fund TOPPX 40 WEST 57TH ST. NEW YORK 10019 NY 19TH FL 811-04840 0000801444 TOCQUEVILLE TRUST 30 S000026565 The Tocqueville Select Fund C000079773 The Tocqueville Select Fund TSELX 40 WEST 57TH ST. NEW YORK 10019 NY 19TH FL 811-04840 0000801444 TOCQUEVILLE TRUST 30 S000045735 Tocqueville Alternative Strategies Fund C000142522 Tocqueville Alternative Strategies Fund TALSX 40 WEST 57TH ST. NEW YORK 10019 NY 19TH FL 811-06096 0000862696 TORRAY FUND 30 S000001452 THE TORRAY FUND C000003868 TORRAY FUND TORYX 7501 WISCONSIN AVENUE BETHESDA 20814-6523 MD SUITE 750W 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000042224 Touchstone Arbitrage Fund C000131059 Institutional Class TARBX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000042224 Touchstone Arbitrage Fund C000131057 Class C TMACX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000042224 Touchstone Arbitrage Fund C000131056 Class A TMARX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000042224 Touchstone Arbitrage Fund C000131058 Class Y TMAYX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026595 Touchstone Emerging Markets Small Cap Fund C000079884 Class C TEFCX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026595 Touchstone Emerging Markets Small Cap Fund C000079883 Class A TEMAX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026595 Touchstone Emerging Markets Small Cap Fund C000079885 Class Y TEMYX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026595 Touchstone Emerging Markets Small Cap Fund C000079886 Institutional TMEIX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000033560 Touchstone Merger Arbitrage Fund C000103037 Class A TMGAX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000033560 Touchstone Merger Arbitrage Fund C000103038 Class C TMGCX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000033560 Touchstone Merger Arbitrage Fund C000103040 Institutional TMGLX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000033560 Touchstone Merger Arbitrage Fund C000103039 Class Y TMGYX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000005842 TOUCHSTONE MID CAP FUND C000048891 Class A TMAPX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000005842 TOUCHSTONE MID CAP FUND C000048892 Class C TMCJX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000005842 TOUCHSTONE MID CAP FUND C000016016 Class Y TMCPX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000005842 TOUCHSTONE MID CAP FUND C000039629 Class Z TMCTX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000005842 TOUCHSTONE MID CAP FUND C000112484 Institutional TMPIX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026598 Touchstone Mid Cap Value Fund C000079898 Class A TCVAX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026598 Touchstone Mid Cap Value Fund C000079897 Institutional TCVIX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026598 Touchstone Mid Cap Value Fund C000079896 Class Y TCVYX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026598 Touchstone Mid Cap Value Fund C000079895 Class C TMFCX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000019681 TOUCHSTONE PREMIUM YIELD EQUITY FUND C000055086 CLASS A TPYAX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000019681 TOUCHSTONE PREMIUM YIELD EQUITY FUND C000055087 CLASS C TPYCX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000019681 TOUCHSTONE PREMIUM YIELD EQUITY FUND C000067757 Class Y TPYYX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000005840 TOUCHSTONE SANDS CAPITAL SELECT GROWTH FUND C000016013 CLASS Y CFSIX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000005840 TOUCHSTONE SANDS CAPITAL SELECT GROWTH FUND C000016014 CLASS Z PTSGX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000005840 TOUCHSTONE SANDS CAPITAL SELECT GROWTH FUND C000093498 Class A TSNAX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000005840 TOUCHSTONE SANDS CAPITAL SELECT GROWTH FUND C000093499 Class C TSNCX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026601 Touchstone Small Cap Fund C000079907 Class A TSFAX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026601 Touchstone Small Cap Fund C000079908 Class C TSFCX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026601 Touchstone Small Cap Fund C000079910 Institutional TSFIX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026601 Touchstone Small Cap Fund C000079909 Class Y TSFYX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000006456 TOUCHSTONE SMALL CAP VALUE FUND C000051266 Class A TVOAX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000006456 TOUCHSTONE SMALL CAP VALUE FUND C000051267 Class C TVOCX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000006456 TOUCHSTONE SMALL CAP VALUE FUND C000099304 Institutional TVOIX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000006456 TOUCHSTONE SMALL CAP VALUE FUND C000099303 Class Y TVOYX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026604 Touchstone Total Return Bond Fund C000079919 Class A TCPAX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026604 Touchstone Total Return Bond Fund C000079920 Class C TCPCX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026604 Touchstone Total Return Bond Fund C000079922 Institutional TCPNX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000026604 Touchstone Total Return Bond Fund C000079921 Class Y TCPYX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000006457 TOUCHSTONE ULTRA SHORT DURATION FIXED INCOME FUND C000109425 Class A TSDAX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000006457 TOUCHSTONE ULTRA SHORT DURATION FIXED INCOME FUND C000109426 Class C TSDCX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000006457 TOUCHSTONE ULTRA SHORT DURATION FIXED INCOME FUND C000109428 Institutional Class TSDIX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000006457 TOUCHSTONE ULTRA SHORT DURATION FIXED INCOME FUND C000017655 CLASS Z TSDOX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-08104 0000914243 TOUCHSTONE FUNDS GROUP TRUST 30 S000006457 TOUCHSTONE ULTRA SHORT DURATION FIXED INCOME FUND C000109427 Class Y TSYYX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-21113 0001174490 TOUCHSTONE INSTITUTIONAL FUNDS TRUST 30 S000001455 TOUCHSTONE SANDS CAPITAL INSTITUTIONAL GROWTH FUND C000003875 TOUCHSTONE SANDS CAPITAL INSTITUTIONAL GROWTH FUND CISGX 303 BROADWAY CINCINNATI 45202 OH SUITE 1100 811-02538 0000066117 TOUCHSTONE INVESTMENT TRUST 30 S000003086 Active Bond Fund C000008388 Active Bond Fund Class A TOBAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-02538 0000066117 TOUCHSTONE INVESTMENT TRUST 30 S000003086 Active Bond Fund C000109414 Active Bond Fund Class Institutional TOBIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-02538 0000066117 TOUCHSTONE INVESTMENT TRUST 30 S000003086 Active Bond Fund C000109415 Active Bond Fund Class Y TOBYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-02538 0000066117 TOUCHSTONE INVESTMENT TRUST 30 S000003086 Active Bond Fund C000008389 Active Bond Fund Class C TODCX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-02538 0000066117 TOUCHSTONE INVESTMENT TRUST 30 S000003087 High Yield Fund C000112485 High Yield Fund Class Institutional THIYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-02538 0000066117 TOUCHSTONE INVESTMENT TRUST 30 S000003087 High Yield Fund C000008390 High Yield Fund Class A THYAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-02538 0000066117 TOUCHSTONE INVESTMENT TRUST 30 S000003087 High Yield Fund C000008392 High Yield Fund Class C THYCX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-02538 0000066117 TOUCHSTONE INVESTMENT TRUST 30 S000003087 High Yield Fund C000047362 High Yield Fund Class Y THYYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003125 Growth Opportunities Fund C000008469 Growth Opportunities Fund Class C TGVCX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003125 Growth Opportunities Fund C000008467 Growth Opportunities Fund Class A TGVFX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003125 Growth Opportunities Fund C000074342 Growth Opportunities Fund Institutional Class TGVVX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003125 Growth Opportunities Fund C000074341 Growth Opportunities Fund Class Y TGVYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003124 Mid Cap Growth Fund C000008465 Mid Cap Growth Fund Class B TBEGX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003124 Mid Cap Growth Fund C000008464 Mid Cap Growth Fund Class A TEGAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003124 Mid Cap Growth Fund C000101896 Mid Cap Growth Fund Institutional Class TEGIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003124 Mid Cap Growth Fund C000074340 Mid Cap Growth Fund Class Y TEGYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003124 Mid Cap Growth Fund C000008466 Mid Cap Growth Fund Class C TOECX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035686 Touchstone Controlled Growth with Income Fund C000109266 A TSAAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035686 Touchstone Controlled Growth with Income Fund C000109267 C TSACX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035686 Touchstone Controlled Growth with Income Fund C000109269 Y TSAYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035686 Touchstone Controlled Growth with Income Fund C000109268 Institutional TVAIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000050568 Touchstone Credit Opportunities Fund C000159613 A TCOAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000050568 Touchstone Credit Opportunities Fund C000159615 Y TCOYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000050568 Touchstone Credit Opportunities Fund C000159614 C TOCCX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000050568 Touchstone Credit Opportunities Fund C000159616 Institutional TOCIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035687 Touchstone Dynamic Diversified Income Fund C000109270 A TBAAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035687 Touchstone Dynamic Diversified Income Fund C000109271 C TBACX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035687 Touchstone Dynamic Diversified Income Fund C000109272 Institutional TBAIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035687 Touchstone Dynamic Diversified Income Fund C000109273 Y TBAYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035678 Touchstone Dynamic Equity Fund C000109234 A TDEAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035678 Touchstone Dynamic Equity Fund C000109235 C TDECX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035678 Touchstone Dynamic Equity Fund C000109236 Institutional TDELX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035678 Touchstone Dynamic Equity Fund C000109237 Y TDEYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035688 Touchstone Dynamic Global Allocation Fund C000109274 A TSMAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035688 Touchstone Dynamic Global Allocation Fund C000109275 C TSMCX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035688 Touchstone Dynamic Global Allocation Fund C000109276 Institutional TSMIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035688 Touchstone Dynamic Global Allocation Fund C000109277 Y TSMYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000038009 Touchstone Flexible Income Fund C000117280 Class A FFSAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000038009 Touchstone Flexible Income Fund C000117281 Class C FRACX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000038009 Touchstone Flexible Income Fund C000117282 Class Y MXIIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000038009 Touchstone Flexible Income Fund C000117283 Institutional Class TFSLX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035683 Touchstone Focused Fund C000109255 C TFFCX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035683 Touchstone Focused Fund C000109256 Institutional TFFIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035683 Touchstone Focused Fund C000109257 Y TFFYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035683 Touchstone Focused Fund C000109254 A TFOAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000054833 Touchstone Global Growth Fund C000172464 Institutional DSMGX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000054833 Touchstone Global Growth Fund C000172461 Class A TGGAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000054833 Touchstone Global Growth Fund C000172462 Class C TGGCX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000054833 Touchstone Global Growth Fund C000172463 Class Y TYGGX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000053379 Touchstone International Growth Fund C000167902 Class C TAGCX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000053379 Touchstone International Growth Fund C000167901 Class A TIAPX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000053379 Touchstone International Growth Fund C000167903 Institutional TSIGX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000053379 Touchstone International Growth Fund C000167904 Class Y TSPYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035679 Touchstone International Small Cap Fund C000109238 A TNSAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035679 Touchstone International Small Cap Fund C000109239 C TNSCX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035679 Touchstone International Small Cap Fund C000109240 Institutional TNSIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035679 Touchstone International Small Cap Fund C000109241 Y TNSYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000038008 Touchstone International Value Fund C000117277 Class Y FIEIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000038008 Touchstone International Value Fund C000117278 Institutional Class FIVIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000038008 Touchstone International Value Fund C000117279 Class A FSIEX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000038008 Touchstone International Value Fund C000117276 Class C FTECX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000046011 Touchstone Large Cap Fund C000143754 Class A TACLX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000046011 Touchstone Large Cap Fund C000143755 Class C TFCCX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000046011 Touchstone Large Cap Fund C000143757 Institutional Class TLCIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000046011 Touchstone Large Cap Fund C000143756 Class Y TLCYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000054835 Touchstone Large Company Growth Fund C000172511 Institutional DSMLX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000054835 Touchstone Large Company Growth Fund C000172509 Class C TCGLX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000054835 Touchstone Large Company Growth Fund C000172510 Class Y TLGYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000054835 Touchstone Large Company Growth Fund C000172508 Class A TSAGX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000045166 Touchstone Sands Capital Emerging Markets Growth Fund C000140623 Institutional Class TSEGX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000045166 Touchstone Sands Capital Emerging Markets Growth Fund C000140622 Class Y TSEMX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000038006 Touchstone Small Cap Growth Fund C000117270 Class Y MXAIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000038006 Touchstone Small Cap Growth Fund C000117268 Class A MXCAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000038006 Touchstone Small Cap Growth Fund C000117271 Institutional Class MXCIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000038006 Touchstone Small Cap Growth Fund C000117269 Class C MXCSX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035682 Touchstone Small Cap Value Opportunities Fund C000109250 A TSOAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035682 Touchstone Small Cap Value Opportunities Fund C000109251 C TSOCX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035682 Touchstone Small Cap Value Opportunities Fund C000109252 Institutional TSOIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035682 Touchstone Small Cap Value Opportunities Fund C000109253 Y TSOYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003123 Touchstone Sustainability and Impact Equity Fund C000156058 Touchstone Sustainability and Impact Equity Fund Institutional Class [NULL] 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003123 Touchstone Sustainability and Impact Equity Fund C000008461 Touchstone Sustainability and Impact Equity Fund Class A TEQAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003123 Touchstone Sustainability and Impact Equity Fund C000008462 Touchstone Sustainability and Impact Equity Fund Class B TEQBX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003123 Touchstone Sustainability and Impact Equity Fund C000008463 Touchstone Sustainability and Impact Equity Fund Class C TEQCX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000003123 Touchstone Sustainability and Impact Equity Fund C000008460 Touchstone Sustainability and Impact Equity Fund Class Y TIQIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035691 Touchstone Value Fund C000109286 A TVLAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035691 Touchstone Value Fund C000109287 C TVLCX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035691 Touchstone Value Fund C000109288 Institutional TVLIX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03651 0000711080 TOUCHSTONE STRATEGIC TRUST 30 S000035691 Touchstone Value Fund C000109289 Y TVLYX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03174 0000352667 TOUCHSTONE TAX FREE TRUST 30 S000003122 Ohio Tax-Free Bond Fund C000173325 Ohio Tax-Free Bond Fund Class Y [NULL] 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03174 0000352667 TOUCHSTONE TAX FREE TRUST 30 S000003122 Ohio Tax-Free Bond Fund C000173326 Ohio-Tax Free Bond Fund Institutional Class [NULL] 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03174 0000352667 TOUCHSTONE TAX FREE TRUST 30 S000003122 Ohio Tax-Free Bond Fund C000008458 Ohio Tax-Free Bond Fund Class A TOHAX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-03174 0000352667 TOUCHSTONE TAX FREE TRUST 30 S000003122 Ohio Tax-Free Bond Fund C000008459 Ohio Tax-Free Bond Fund Class C TOHCX 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-08416 0000920547 TOUCHSTONE VARIABLE SERIES TRUST 30 S000003147 Active Bond Fund C000008521 Active Bond Fund [NULL] 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-08416 0000920547 TOUCHSTONE VARIABLE SERIES TRUST 30 S000003137 Aggressive ETF Fund C000008510 Aggressive ETF Fund [NULL] 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-08416 0000920547 TOUCHSTONE VARIABLE SERIES TRUST 30 S000003144 Conservative ETF Fund C000008518 Conservative ETF Fund [NULL] 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-08416 0000920547 TOUCHSTONE VARIABLE SERIES TRUST 30 S000003151 Focused Fund C000008525 Focused Fund [NULL] 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-08416 0000920547 TOUCHSTONE VARIABLE SERIES TRUST 30 S000003138 Large Cap Core Equity Fund C000008511 Large Cap Core Equity Fund [NULL] 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-08416 0000920547 TOUCHSTONE VARIABLE SERIES TRUST 30 S000003146 Moderate ETF Fund C000008520 Moderate ETF Fund [NULL] 303 BROADWAY CINCINNATI 45202-4203 OH SUITE 1100 811-07717 0001018953 TRANSAMERICA ASSET ALLOCATION VARIABLE FUNDS 31 S000008662 Transamerica Asset Allocation Intermediate/Long Horizon Subaccount C000023625 Transamerica Asset Allocation Intermediate/Long Horizon Subaccount [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-07717 0001018953 TRANSAMERICA ASSET ALLOCATION VARIABLE FUNDS 31 S000008661 Transamerica Asset Allocation-Intermediate Horizon Subaccount C000023624 Transamerica Asset Allocation-Intermediate Horizon Subaccount [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-07717 0001018953 TRANSAMERICA ASSET ALLOCATION VARIABLE 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FUNDS 30 S000048274 ClearTrack 2040 C000152527 R6 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000048275 ClearTrack 2045 C000152528 R1 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000048275 ClearTrack 2045 C000152529 R6 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000048276 ClearTrack 2050 C000152530 R1 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000048276 ClearTrack 2050 C000152531 R6 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000048277 ClearTrack Retirement Income C000152532 R1 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000048277 ClearTrack Retirement Income C000152533 R6 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 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C000035462 R IMGRX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007807 Transamerica Asset Allocation - Moderate Growth Portfolio C000021274 A IMLAX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007807 Transamerica Asset Allocation - Moderate Growth Portfolio C000021275 B IMLBX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007807 Transamerica Asset Allocation - Moderate Growth Portfolio C000021276 C IMLLX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007807 Transamerica Asset Allocation - Moderate Growth Portfolio C000081836 I TMGIX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007808 Transamerica Asset Allocation - Moderate Portfolio C000035463 R IMDRX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007808 Transamerica Asset Allocation - Moderate Portfolio C000021277 A IMOAX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007808 Transamerica Asset Allocation - Moderate Portfolio C000021278 B IMOBX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007808 Transamerica Asset Allocation - Moderate Portfolio C000021279 C IMOLX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007808 Transamerica Asset Allocation - Moderate Portfolio C000081837 I TMMIX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000054674 Transamerica Asset Allocation Intermediate Horizon C000171782 R [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000054674 Transamerica Asset Allocation Intermediate Horizon C000171783 R4 [NULL] 1801 CALIFORNIA STREET DENVER 80202 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1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000033683 Transamerica Emerging Markets Debt C000103736 C EMTCX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000033683 Transamerica Emerging Markets Debt C000103737 I EMTIX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000036911 Transamerica Emerging Markets Equity C000172143 Advisor [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000036911 Transamerica Emerging Markets Equity C000112966 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000036911 Transamerica Emerging Markets Equity C000112963 A AEMTX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000036911 Transamerica Emerging Markets Equity C000112964 C CEMTX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000036911 Transamerica Emerging Markets Equity C000112965 I IEMTX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000038853 Transamerica Enhanced Muni C000172149 Advisor [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000038853 Transamerica Enhanced Muni C000173651 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000038853 Transamerica Enhanced Muni C000119592 A TAMUX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000038853 Transamerica Enhanced Muni C000119593 C TCMUX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000038853 Transamerica Enhanced Muni C000119594 I TIMUX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000048673 Transamerica Event Driven C000153392 A [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000048673 Transamerica Event Driven C000172165 Advisor [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000048673 Transamerica Event Driven C000153393 I [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000048673 Transamerica Event Driven C000153394 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007796 Transamerica Flexible Income C000172134 Advisor [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007796 Transamerica Flexible Income C000021247 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007796 Transamerica Flexible Income C000156744 R1 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007796 Transamerica Flexible Income C000156745 R6 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007796 Transamerica Flexible Income C000021244 A IDITX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007796 Transamerica Flexible Income C000021245 B IFLBX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007796 Transamerica Flexible Income C000021246 C IFLLX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007796 Transamerica Flexible Income C000081828 I TFXIX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000042771 Transamerica Floating Rate C000172153 Advisor [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000042771 Transamerica Floating Rate C000132300 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000042771 Transamerica Floating Rate C000132297 A TFLAX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000042771 Transamerica Floating Rate C000132298 C TFLCX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000042771 Transamerica Floating Rate C000132299 I TFLIX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000044273 Transamerica Global Bond C000137923 A [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000044273 Transamerica Global Bond C000172157 Advisor [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000044273 Transamerica Global Bond C000137924 C [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000044273 Transamerica Global Bond C000137925 I [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000044273 Transamerica Global Bond C000137926 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000012317 Transamerica Global Equity C000172138 Advisor [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000012317 Transamerica Global Equity C000144704 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000012317 Transamerica Global Equity C000156751 R1 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000012317 Transamerica Global Equity C000156750 R6 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000012317 Transamerica Global Equity C000033517 A IMNAX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000012317 Transamerica Global Equity C000033518 B IMNBX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000012317 Transamerica Global Equity C000033519 C IMNCX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000012317 Transamerica Global Equity C000081838 I TMUIX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000050269 Transamerica Global Long/Short Equity C000172166 Advisor [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000050269 Transamerica Global Long/Short Equity C000158735 I2 None 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000050269 Transamerica Global Long/Short Equity C000158733 A TAEAX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000050269 Transamerica Global Long/Short Equity C000158734 I TAEIX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000048269 Transamerica Global Multifactor Macro C000152517 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007809 Transamerica Global Real Estate Securities C000021283 I2 TRSIX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007798 Transamerica Government Money Market C000021255 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007798 Transamerica Government Money Market C000171813 I3 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007798 Transamerica Government Money Market C000171811 R [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007798 Transamerica Government Money Market C000171812 R4 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007798 Transamerica Government Money Market C000021252 A IATXX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007798 Transamerica Government Money Market C000021253 B IBTXX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007798 Transamerica Government Money Market C000021254 C IMLXX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007798 Transamerica Government Money Market C000081830 I TAMXX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007774 Transamerica Growth C000156738 R1 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007774 Transamerica Growth C000156739 R6 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007774 Transamerica Growth C000021174 I2 TJNIX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000054679 Transamerica High Quality Bond C000171795 I3 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000054679 Transamerica High Quality Bond C000171793 R [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000054679 Transamerica High Quality Bond C000171794 R4 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007793 Transamerica High Yield Bond C000172133 Advisor [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007793 Transamerica High Yield Bond C000021235 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007793 Transamerica High Yield Bond C000171810 I3 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007793 Transamerica High Yield Bond C000171808 R [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007793 Transamerica High Yield Bond C000156742 R1 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007793 Transamerica High Yield Bond C000171809 R4 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007793 Transamerica High Yield Bond C000156743 R6 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007793 Transamerica High Yield Bond C000021232 A IHIYX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007793 Transamerica High Yield Bond C000021233 B INCBX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007793 Transamerica High Yield Bond C000021234 C INCLX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007793 Transamerica High Yield Bond C000081826 I TDHIX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000041702 Transamerica High Yield Muni C000172152 Advisor [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000041702 Transamerica High Yield Muni C000173652 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000041702 Transamerica High Yield Muni C000129483 A THAYX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000041702 Transamerica High Yield Muni C000129484 C THCYX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000041702 Transamerica High Yield Muni C000129485 I THYIX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000038852 Transamerica Income & Growth C000172148 Advisor [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000038852 Transamerica Income & Growth C000119591 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000038852 Transamerica Income & Growth C000119588 A TAIGX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000038852 Transamerica Income & Growth C000119589 C TCIGX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000038852 Transamerica Income & Growth C000119590 I TIIGX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000044274 Transamerica Inflation Opportunities C000137930 A [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000044274 Transamerica Inflation Opportunities C000172158 Advisor [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000044274 Transamerica Inflation Opportunities C000137927 C [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000044274 Transamerica Inflation Opportunities C000137928 I [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000044274 Transamerica Inflation Opportunities C000137929 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000044274 Transamerica Inflation Opportunities C000172159 R6 RTIOX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000054680 Transamerica Inflation-Protected Securities C000171798 I3 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000054680 Transamerica Inflation-Protected Securities C000171796 R [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000054680 Transamerica Inflation-Protected Securities C000171797 R4 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000044275 Transamerica Intermediate Bond C000172160 Advisor [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000044275 Transamerica Intermediate Bond C000137931 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000044275 Transamerica Intermediate Bond C000171831 I3 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000044275 Transamerica Intermediate Bond C000171829 R [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000044275 Transamerica Intermediate Bond C000171830 R4 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000030928 Transamerica International Equity C000172141 Advisor [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000030928 Transamerica International Equity C000095927 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000030928 Transamerica International Equity C000171816 I3 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000030928 Transamerica International Equity C000171814 R [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000030928 Transamerica International Equity C000156758 R1 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000030928 Transamerica International Equity C000171815 R4 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000030928 Transamerica International Equity C000156759 R6 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000030928 Transamerica International Equity C000095924 A TRWAX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000030928 Transamerica International Equity C000095925 C TRWCX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000030928 Transamerica International Equity C000095926 I TSWIX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000007778 Transamerica International Equity Opportunities C000021184 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000020970 Transamerica International Small Cap C000059496 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000039596 Transamerica International Small Cap Value C000122146 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000039596 Transamerica International Small Cap Value C000122145 I TISVX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000030315 Transamerica Large Cap Value C000172140 Advisor [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000030315 Transamerica Large Cap Value C000156756 R1 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000030315 Transamerica Large Cap Value C000156757 R6 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000030315 Transamerica Large Cap Value C000093288 A TWQAX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000030315 Transamerica Large Cap Value C000093289 C TWQCX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000030315 Transamerica Large Cap Value C000093290 I TWQIX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000030315 Transamerica Large Cap Value C000093291 I2 TWQZX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000054681 Transamerica Large Core C000171801 I3 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000054681 Transamerica Large Core C000171799 R [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000054681 Transamerica Large Core C000171800 R4 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 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Long/Short Strategy C000040881 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000029712 Transamerica Managed Futures Strategy C000091351 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000042772 Transamerica Mid Cap Growth C000172154 Advisor [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000042772 Transamerica Mid Cap Growth C000132304 I2 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000042772 Transamerica Mid Cap Growth C000171825 I3 [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000042772 Transamerica Mid Cap Growth C000171823 R [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04556 0000787623 TRANSAMERICA FUNDS 30 S000042772 Transamerica Mid Cap Growth C000171824 R4 [NULL] 1801 CALIFORNIA STREET 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5200 811-07495 0001004784 TRANSAMERICA PARTNERS FUNDS GROUP II 30 S000008620 Transamerica Partners Institutional High Quality Bond C000023562 Transamerica Partners Institutional High Quality Bond DIHQX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-07495 0001004784 TRANSAMERICA PARTNERS FUNDS GROUP II 30 S000008629 Transamerica Partners Institutional High Yield Bond C000023571 Transamerica Partners Institutional High Yield Bond DIHYX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-07495 0001004784 TRANSAMERICA PARTNERS FUNDS GROUP II 30 S000008626 Transamerica Partners Institutional Inflation-Protected Securities C000023568 Transamerica Partners Institutional Inflation-Protected Securities DIIGX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-07495 0001004784 TRANSAMERICA PARTNERS FUNDS GROUP II 30 S000008619 Transamerica Partners Institutional International Equity C000023561 Transamerica Partners Institutional International Equity DIIEX 1801 CALIFORNIA STREET DENVER 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TRANSAMERICA PARTNERS FUNDS GROUP II 30 S000008613 Transamerica Partners Institutional Mid Value C000023555 Transamerica Partners Institutional Mid Value DIMVX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-07495 0001004784 TRANSAMERICA PARTNERS FUNDS GROUP II 30 S000008616 Transamerica Partners Institutional Small Core C000023558 Transamerica Partners Institutional Small Core DISEX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-07495 0001004784 TRANSAMERICA PARTNERS FUNDS GROUP II 30 S000008617 Transamerica Partners Institutional Small Growth C000023559 Transamerica Partners Institutional Small Growth DISGX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-07495 0001004784 TRANSAMERICA PARTNERS FUNDS GROUP II 30 S000008615 Transamerica Partners Institutional Small Value C000023557 Transamerica Partners Institutional Small Value DIVSX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-07495 0001004784 TRANSAMERICA PARTNERS FUNDS GROUP II 30 S000008631 Transamerica Partners Institutional Stock Index C000023573 Transameric Partners Institutional Stock Index DISFX 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008550 Balanced Portfolio C000023466 Balanced Portfolio [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008548 Core Bond Portfolio C000023464 Core Bond Portfolio [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008537 High Quality Bond Portfolio C000023453 High Quality Bond Portfolio [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008549 High Yield Bond Portfolio C000023465 High Yield Bond Portfolio [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008546 Inflation-Protected Securities Portfolio C000023462 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CO SUITE 5200 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008539 Mid Value Portfolio C000023455 Mid Value Portfolio [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008479 Money Market Portfolio C000023250 Money Market Portfolio [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008542 Small Core Portfolio C000023458 Small Core Portfolio [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008543 Small Growth Portfolio C000023459 Small Growth Portfolio [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-08272 0000917153 TRANSAMERICA PARTNERS PORTFOLIOS 30 S000008541 Small Value Portfolio C000023457 Small Value Portfolio [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029763 Transamerica Partners Balanced Subaccount [NULL] 440 MAMARONECK AVE HARRISON 10528 NY [NULL] 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029758 Transamerica Partners Calvert Subaccount [NULL] 440 MAMARONECK AVE HARRISON 10528 NY [NULL] 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029761 Transamerica Partners Core Bond Subaccount [NULL] 440 MAMARONECK AVE HARRISON 10528 NY [NULL] 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029759 Transamerica Partners High Quality Bond Subaccount [NULL] 440 MAMARONECK AVE HARRISON 10528 NY [NULL] 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029762 Transamerica Partners High Yield Bond Subaccount [NULL] 440 MAMARONECK AVE HARRISON 10528 NY [NULL] 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029760 Transamerica Partners Inflation-Protected Securities Subaccount [NULL] 440 MAMARONECK AVE HARRISON 10528 NY [NULL] 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029757 Transamerica Partners International Equity Subaccount [NULL] 440 MAMARONECK AVE HARRISON 10528 NY [NULL] 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029765 Transamerica Partners Large Core Subaccount [NULL] 440 MAMARONECK AVE HARRISON 10528 NY [NULL] 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029766 Transamerica Partners Large Growth Subaccount [NULL] 440 MAMARONECK AVE HARRISON 10528 NY [NULL] 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029764 Transamerica Partners Large Value Subaccount [NULL] 440 MAMARONECK AVE HARRISON 10528 NY [NULL] 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000023599 Transamerica Partners Money Market Subaccount [NULL] 440 MAMARONECK AVE HARRISON 10528 NY [NULL] 811-08264 0000916943 TRANSAMERICA PARTNERS VARIABLE FUNDS 32 S000008641 Transamerica Partners Variable Funds C000029755 Transamerica Partners Small Core Subaccount [NULL] 440 MAMARONECK AVE HARRISON 10528 NY [NULL] 811-22407 0001487499 Transamerica Separate Account R3 33 S000029375 Transamerica Separate Account R3 C000090241 Advantage R3 [NULL] 4333 EDGEWOOD ROAD NE CEDAR RAPIDS 52499 IA [NULL] 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007920 Transamerica AB Dynamic Allocation VP C000021485 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007920 Transamerica AB Dynamic Allocation VP C000021486 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007924 Transamerica AEGON Government Money Market VP C000021493 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007924 Transamerica AEGON Government Money Market VP C000021494 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007909 Transamerica AEGON High Yield Bond VP C000021463 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007909 Transamerica AEGON High Yield Bond VP C000021464 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007926 Transamerica AEGON U.S. Government Securities VP C000021497 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007926 Transamerica AEGON U.S. Government Securities VP C000021498 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000049122 Transamerica American Funds Managed Risk VP C000154895 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007929 Transamerica Asset Allocation - Conservative VP C000021503 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007929 Transamerica Asset Allocation - Conservative VP C000021504 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007932 Transamerica Asset Allocation - Growth VP C000021509 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007932 Transamerica Asset Allocation - Growth VP C000021510 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007934 Transamerica Asset Allocation - Moderate Growth VP C000021513 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007934 Transamerica Asset Allocation - Moderate Growth VP C000021514 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007933 Transamerica Asset Allocation - Moderate VP C000021511 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007933 Transamerica Asset Allocation - Moderate VP C000021512 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007908 Transamerica Barrow Hanley Dividend Focused VP C000021461 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007908 Transamerica Barrow Hanley Dividend Focused VP C000021462 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000053167 Transamerica BlackRock Equity Smart Beta 100 VP C000167274 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000047203 Transamerica BlackRock Global Allocation Managed Risk - Balanced VP C000147920 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000047203 Transamerica BlackRock Global Allocation Managed Risk - Balanced VP C000147921 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000047204 Transamerica BlackRock Global Allocation Managed Risk - Growth VP C000147922 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000047204 Transamerica BlackRock Global Allocation Managed Risk - Growth VP C000147923 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025459 Transamerica BlackRock Global Allocation VP C000076205 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025459 Transamerica BlackRock Global Allocation VP C000076206 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000053165 Transamerica BlackRock Smart Beta 50 VP C000167272 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000053166 Transamerica BlackRock Smart Beta 75 VP C000167273 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025458 Transamerica BlackRock Tactical Allocation VP C000076203 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025458 Transamerica BlackRock Tactical Allocation VP C000076204 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007898 Transamerica Clarion Global Real Estate Securities VP C000021441 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007898 Transamerica Clarion Global Real Estate Securities VP C000021442 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000012821 Transamerica International Moderate Growth VP C000034664 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000012821 Transamerica International Moderate Growth VP C000034665 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025012 Transamerica Janus Balanced VP C000074410 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000025012 Transamerica Janus Balanced VP C000074409 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007905 Transamerica Jennison Growth VP C000021455 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007905 Transamerica Jennison Growth VP C000021456 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007896 Transamerica JPMorgan Core Bond VP C000021437 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007896 Transamerica JPMorgan Core Bond VP C000021438 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007902 Transamerica JPMorgan Enhanced Index VP C000021449 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007902 Transamerica JPMorgan Enhanced Index VP C000021450 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007903 Transamerica JPMorgan Mid Cap Value VP C000021451 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007903 Transamerica JPMorgan Mid Cap Value VP C000021452 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007899 Transamerica JPMorgan Tactical Allocation VP C000021443 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007899 Transamerica JPMorgan Tactical Allocation VP C000021444 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000036843 Transamerica Legg Mason Dynamic Allocation - Balanced VP C000112675 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000036843 Transamerica Legg Mason Dynamic Allocation - Balanced VP C000112676 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000036844 Transamerica Legg Mason Dynamic Allocation - Growth VP C000112677 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000036844 Transamerica Legg Mason Dynamic Allocation - Growth VP C000112678 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000031953 Transamerica Madison Balanced Allocation VP C000099465 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000031953 Transamerica Madison Balanced Allocation VP C000099466 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000031954 Transamerica Madison Conservative Allocation VP C000099468 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000031954 Transamerica Madison Conservative Allocation VP C000099467 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000031955 Transamerica Madison Diversified Income VP C000099469 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000031955 Transamerica Madison Diversified Income VP C000099470 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000021746 Transamerica Managed Risk - Balanced ETF VP C000062365 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000021746 Transamerica Managed Risk - Balanced ETF VP C000062366 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000026902 Transamerica Managed Risk - Conservative ETF VP C000080975 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000026902 Transamerica Managed Risk - Conservative ETF VP C000080976 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000021747 Transamerica Managed Risk - Growth ETF VP C000062367 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000021747 Transamerica Managed Risk - Growth ETF VP C000062368 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000036845 Transamerica Market Participation Strategy VP C000112679 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000036845 Transamerica Market Participation Strategy VP C000112680 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007918 Transamerica MFS International Equity VP C000021481 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007918 Transamerica MFS International Equity VP C000021482 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007912 Transamerica Morgan Stanley Capital Growth VP C000021469 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007912 Transamerica Morgan Stanley Capital Growth VP C000021470 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007930 Transamerica Morgan Stanley Mid-Cap Growth VP C000021505 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007930 Transamerica Morgan Stanley Mid-Cap Growth VP C000021506 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007919 Transamerica Multi-Managed Balanced VP C000021483 Initial [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000007919 Transamerica Multi-Managed Balanced VP C000021484 Service [NULL] 1801 CALIFORNIA STREET DENVER 80202 CO SUITE 5200 811-04419 0000778207 TRANSAMERICA SERIES TRUST 30 S000042775 Transamerica Multi-Manager Alternative 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Equities Opportunities Fund Class A [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22718 0001552947 Two Roads Shared Trust 30 S000055627 RVX Emerging Market Equities Opportunities Fund C000175125 RVX Emerging Market Equities Opportunities Fund Class C [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22718 0001552947 Two Roads Shared Trust 30 S000055627 RVX Emerging Market Equities Opportunities Fund C000175123 RVX Emerging Market Equities Opportunities Fund Class I [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22718 0001552947 Two Roads Shared Trust 30 S000055627 RVX Emerging Market Equities Opportunities Fund C000175126 RVX Emerging Market Equities Opportunities Fund Investor Class [NULL] 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22718 0001552947 Two Roads Shared Trust 30 S000040923 Superfund Managed Futures Strategy Fund C000126963 Superfund Managed Futures Strategy Fund Class C SUPFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22718 0001552947 Two Roads Shared Trust 30 S000040923 Superfund Managed Futures Strategy Fund C000126964 Superfund Managed Futures Strategy Fund Class I SUPIX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22718 0001552947 Two Roads Shared Trust 30 S000040923 Superfund Managed Futures Strategy Fund C000126910 Superfund Managed Futures Strategy Fund Class A SUPRX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22718 0001552947 Two Roads Shared Trust 30 S000042694 West Shore Real Return Fund C000131970 West Shore Real Return Fund Class A AWSFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22718 0001552947 Two Roads Shared Trust 30 S000042694 West Shore Real Return Fund C000131971 West Shore Real Return Fund Class I IWSFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22718 0001552947 Two Roads Shared Trust 30 S000042694 West Shore Real Return Fund C000131972 West Shore Real Return Fund Class N NWSFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-22718 0001552947 Two Roads Shared Trust 30 S000042694 West Shore Real Return Fund C000131973 West Shore Real Return Fund Class R RWSFX 17605 WRIGHT STREET OMAHA 68130 NE [NULL] 811-06637 0000886244 UBS FUNDS 30 S000017860 UBS Asset Growth Fund C000049576 Class A BGFAX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000017860 UBS Asset Growth Fund C000049577 Class C BGFCX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000017860 UBS Asset Growth Fund C000049578 Class P BGFYX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002981 UBS CORE PLUS BOND FUND C000008190 CLASS A BNBDX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002981 UBS CORE PLUS BOND FUND C000008192 CLASS C BNOCX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002981 UBS CORE PLUS BOND FUND C000008193 CLASS P BPBDX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000003135 UBS DYNAMIC ALPHA FUND C000008503 CLASS A BNAAX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000003135 UBS DYNAMIC ALPHA FUND C000008505 CLASS C BNACX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000003135 UBS DYNAMIC ALPHA FUND C000008506 CLASS P BNAYX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000003133 UBS EMERGING MARKETS DEBT FUND C000008495 CLASS A EMFAX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000003133 UBS EMERGING MARKETS DEBT FUND C000008497 CLASS C EMFCX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000003133 UBS EMERGING MARKETS DEBT FUND C000008498 CLASS P EMFYX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000003134 UBS EMERGING MARKETS EQUITY FUND C000008499 CLASS A [NULL] C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000003134 UBS EMERGING MARKETS EQUITY FUND C000008501 CLASS C [NULL] C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000003134 UBS EMERGING MARKETS EQUITY FUND C000008502 CLASS P [NULL] C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000029392 UBS Equity Long-Short Multi-Strategy Fund C000090281 CLASS A BMNAX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000029392 UBS Equity Long-Short Multi-Strategy Fund C000090282 CLASS C BMNCX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000029392 UBS Equity Long-Short Multi-Strategy Fund C000090283 CLASS P BMNYX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000030411 UBS Fixed Income Opportunities Fund C000093446 CLASS A FNOAX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000030411 UBS Fixed Income Opportunities Fund C000093447 CLASS C FNOCX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000030411 UBS Fixed Income Opportunities Fund C000093448 CLASS P FNOYX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002979 UBS GLOBAL ALLOCATION FUND C000008182 CLASS A BNGLX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002979 UBS GLOBAL ALLOCATION FUND C000008184 CLASS C BNPCX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002979 UBS GLOBAL ALLOCATION FUND C000008185 CLASS P BPGLX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002980 UBS International Sustainable Equity Fund C000008188 CLASS C BNICX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002980 UBS International Sustainable Equity Fund C000008186 CLASS A BNIEX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002980 UBS International Sustainable Equity Fund C000008189 CLASS P BNUEX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000036835 UBS Multi-Asset Income Fund C000112651 Class A MAIAX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000036835 UBS Multi-Asset Income Fund C000112652 Class C MAIDX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000036835 UBS Multi-Asset Income Fund C000112653 Class P MAIYX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000047156 UBS Municipal Bond Fund C000147812 Class A UMBAX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000047156 UBS Municipal Bond Fund C000147813 Class C UMBCX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000047156 UBS Municipal Bond Fund C000147814 Class P UMBPX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000053041 UBS Total Return Bond Fund C000166868 Class A UTBAX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000053041 UBS Total Return Bond Fund C000166869 Class C UTBCX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000053041 UBS Total Return Bond Fund C000166870 Class P UTBPX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000013001 UBS U.S. Defensive Equity Fund C000035135 Class A BEAAX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000013001 UBS U.S. Defensive Equity Fund C000035136 Class C BEACX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000013001 UBS U.S. Defensive Equity Fund C000035137 Class P BEAYX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002982 UBS U.S. EQUITY OPPORTUNITY FUND C000008194 CLASS A BNVAX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002982 UBS U.S. EQUITY OPPORTUNITY FUND C000008196 CLASS C BNVCX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002982 UBS U.S. EQUITY OPPORTUNITY FUND C000008197 CLASS P BUSVX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002978 UBS U.S. Large Cap Equity Fund C000008178 Class A BNEQX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002978 UBS U.S. Large Cap Equity Fund C000008180 CLASS C BNQCX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002978 UBS U.S. Large Cap Equity Fund C000008181 CLASS P BPEQX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002985 UBS U.S. SMALL CAP GROWTH FUND C000008209 CLASS P BISCX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002985 UBS U.S. SMALL CAP GROWTH FUND C000008208 CLASS C BNMCX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06637 0000886244 UBS FUNDS 30 S000002985 UBS U.S. SMALL CAP GROWTH FUND C000008206 CLASS A BNSCX C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DR. 811-06292 0000873803 UBS INVESTMENT TRUST 30 S000002487 UBS U.S. Allocation Fund C000006691 Class C KPAAX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-06292 0000873803 UBS INVESTMENT TRUST 30 S000002487 UBS U.S. Allocation Fund C000006689 Class A PWTAX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-06292 0000873803 UBS INVESTMENT TRUST 30 S000002487 UBS U.S. Allocation Fund C000006692 Class P PWTYX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-07536 0000898067 UBS LIFE INSURANCE CO USA SEPARATE ACCOUNT 32 S000010929 UBS LIFE INSURANCE CO USA SEPARATE ACCOUNT C000030259 Milestones B [NULL] PAINEWEBBER LIFE VARIABLE ANNUITY ACCT WEEHAWKEN 07087 NJ 1200 HARBOR BLVD 4TH FLOOR 811-07536 0000898067 UBS LIFE INSURANCE CO USA SEPARATE ACCOUNT 32 S000010929 UBS LIFE INSURANCE CO USA SEPARATE ACCOUNT C000030260 Milestones D [NULL] PAINEWEBBER LIFE VARIABLE ANNUITY ACCT WEEHAWKEN 07087 NJ 1200 HARBOR BLVD 4TH FLOOR 811-03946 0000739243 UBS MANAGED MUNICIPAL TRUST 30 S000002633 UBS RMA California Municipal Money Fund C000007236 UBS RMA California Municipal Money Fund RCAXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-03946 0000739243 UBS MANAGED MUNICIPAL TRUST 30 S000002632 UBS RMA New York Municipal Money Fund C000007235 UBS RMA New York Municipal Money Fund RNYXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000002684 UBS Liquid Assets Government Fund C000007336 UBS Liquid Assets Government Fund [NULL] C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000052308 UBS Prime Investor Fund C000164454 UBS Prime Investor Fund UPIXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000052307 UBS Prime Preferred Fund C000164453 UBS Prime Preferred Fund UPPXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000052306 UBS Prime Reserves Fund C000164452 UBS Prime Reserves Fund UPRXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000053134 UBS RMA Government Money Market Fund C000167202 UBS RMA Government Money Market Fund RMGXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000053133 UBS Select Government Capital Fund C000167201 UBS Select Government Capital Fund SGKXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000053131 UBS Select Government Institutional Fund C000167199 UBS Select Government Institutional Fund SEGXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000053135 UBS Select Government Investor Fund C000167203 UBS Select Government Investor Fund SGEXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000053132 UBS Select Government Preferred Fund C000167200 UBS Select Government Preferred Fund SGPXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000023599 UBS Select Prime Capital Fund C000069431 UBS Select Prime Capital Fund SPCXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000002681 UBS Select Prime Institutional Fund C000007332 UBS Select Prime Institutional Fund SELXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000018679 UBS Select Prime Investor Fund C000051802 UBS Select Prime Investor Fund SPIXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000018676 UBS Select Prime Preferred Fund C000051799 UBS Select Prime Preferred Fund SPPXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000023601 UBS Select Tax-Free Capital Fund C000069433 UBS Select Tax-Free Capital Fund STEXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000023600 UBS Select Treasury Capital Fund C000069432 UBS Select Treasury Capital Fund STCXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000002682 UBS Select Treasury Institutional Fund C000007334 UBS Select Treasury Institutional Fund SETXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000018680 UBS Select Treasury Investor Fund C000051803 UBS Select Treasury Investor Fund STRXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000018677 UBS Select Treasury Preferred Fund C000051800 UBS Select Treasury Preferred Fund STPXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000018681 UBS Tax-Free Investor Fund C000051804 UBS Tax-Free Investor Fund SFRXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000018678 UBS Tax-Free Preferred Fund C000051801 UBS Tax-Free Preferred Fund SFPXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-08767 0001060517 UBS MONEY SERIES 30 S000018675 UBS Tax-Free Reserves Fund C000051798 UBS Tax-Free Reserves Fund STFXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-09036 0000944684 UBS RELATIONSHIP FUNDS 30 S000003174 UBS CASH MANAGEMENT PRIME RELATIONSHIP FUND C000008564 BENEFICIAL INTEREST [NULL] C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DRIVE 811-09036 0000944684 UBS RELATIONSHIP FUNDS 30 S000003180 UBS CREDIT BOND RELATIONSHIP FUND C000008570 BENEFICIAL INTEREST [NULL] C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DRIVE 811-09036 0000944684 UBS RELATIONSHIP FUNDS 30 S000003167 UBS GLOBAL CORPORATE BOND RELATIONSHIP FUND C000008557 BENEFICIAL INTEREST [NULL] C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DRIVE 811-09036 0000944684 UBS RELATIONSHIP FUNDS 30 S000003165 UBS GLOBAL SECURITIES RELATIONSHIP FUND C000008555 BENEFICIAL INTEREST [NULL] C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DRIVE 811-09036 0000944684 UBS RELATIONSHIP FUNDS 30 S000003166 UBS HIGH YIELD RELATIONSHIP FUND C000008556 BENEFICIAL INTEREST [NULL] C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DRIVE 811-09036 0000944684 UBS RELATIONSHIP FUNDS 30 S000003168 UBS INTERNATIONAL EQUITY RELATIONSHIP FUND C000008558 BENEFICIAL INTEREST [NULL] C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DRIVE 811-09036 0000944684 UBS RELATIONSHIP FUNDS 30 S000003173 UBS OPPORTUNISTIC EMERGING MARKETS DEBT RELATIONSHIP FUND C000008563 BENEFICIAL INTEREST [NULL] C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DRIVE 811-09036 0000944684 UBS RELATIONSHIP FUNDS 30 S000021720 UBS Opportunistic Loan Relationship Fund C000062299 Beneficial Interest [NULL] C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DRIVE 811-09036 0000944684 UBS RELATIONSHIP FUNDS 30 S000003186 UBS U.S. EQUITY ALPHA RELATIONSHIP FUND C000008576 BENEFICIAL INTEREST [NULL] C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DRIVE 811-09036 0000944684 UBS RELATIONSHIP FUNDS 30 S000003196 UBS U.S. TREASURY INFLATION PROTECTED SECURITIES RELATIONSHIP FUND C000008586 BENEFICIAL INTEREST [NULL] C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DRIVE 811-09036 0000944684 UBS RELATIONSHIP FUNDS 30 S000003175 UBS-HALO EMERGING MARKETS EQUITY RELATIONSHIP FUND C000008565 BENEFICIAL INTEREST [NULL] C/O UBS ASSET MANAGEMENT (AMERICAS) INC CHICAGO 60606 IL ONE NORTH WACKER DRIVE 811-03503 0000703876 UBS RMA MONEY FUND INC 30 S000002630 UBS Retirement Money Fund C000007233 UBS Retirement Money Fund PWRXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-03503 0000703876 UBS RMA MONEY FUND INC 30 S000002628 UBS RMA Money Market Portfolio C000007231 UBS RMA Money Market Portfolio RMAXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-03503 0000703876 UBS RMA MONEY FUND INC 30 S000002629 UBS RMA U.S. Government Portfolio C000007232 UBS RMA U.S. Government Portfolio RUSXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-03504 0000703875 UBS RMA TAX FREE FUND INC 30 S000002631 UBS RMA TAX FREE FUND INC C000007234 UBS RMA TAX FREE FUND INC RTFXX C/O UBS ASSET MANAGEMENT (AMERICAS) INC. NEW YORK 10019 NY 12TH FLOOR 1285 AVENUE OF THE AMERICAS 811-22680 0001545440 Ultimus Managers Trust 30 S000052064 Alambic Small Cap Growth Plus Fund C000163837 Alambic Small Cap Growth Plus Fund ALGSX 225 PICTORIA DRIVE CINCINNATI 45246 OH SUITE 450 811-22680 0001545440 Ultimus Managers Trust 30 S000050412 Alambic Small Cap Value Plus Fund C000159167 Alambic Small Cap Value Plus Fund ALAMX 225 PICTORIA DRIVE CINCINNATI 45246 OH SUITE 450 811-22680 0001545440 Ultimus Managers Trust 30 S000037264 APEXcm Small/Mid Cap Growth Fund C000114835 APEXcm Small/Mid Cap Growth Fund APSGX 225 PICTORIA DRIVE CINCINNATI 45246 OH SUITE 450 811-22680 0001545440 Ultimus Managers Trust 30 S000052786 Appleseed Fund C000165822 Institutional Class [NULL] 225 PICTORIA DRIVE CINCINNATI 45246 OH SUITE 450 811-22680 0001545440 Ultimus Managers Trust 30 S000052786 Appleseed Fund C000165821 Investor Class [NULL] 225 PICTORIA DRIVE CINCINNATI 45246 OH SUITE 450 811-22680 0001545440 Ultimus Managers Trust 30 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10036 NY [NULL] 811-02277 0000102757 VALUE LINE INCOME & GROWTH FUND INC 30 S000007571 VALUE LINE INCOME & GROWTH FUND INC C000162171 Institutional VLIIX 7 TIMES SQUARE NEW YORK 10036 NY [NULL] 811-01807 0000102764 Value Line Larger Companies Focused Fund, Inc. 30 S000007572 VALUE LINE LARGER COMPANIES FOCUSED FUND, INC. C000020637 VALUE LINE LARGER COMPANIES FOCUSED FUND, INC. VALLX 7 TIMES SQUARE NEW YORK 10036 NY [NULL] 811-01807 0000102764 Value Line Larger Companies Focused Fund, Inc. 30 S000007572 VALUE LINE LARGER COMPANIES FOCUSED FUND, INC. C000162163 Institutional VLLIX 7 TIMES SQUARE NEW YORK 10036 NY [NULL] 811-02265 0000102756 Value Line Mid Cap Focused Fund, Inc. 30 S000007570 VALUE LINE MID CAP FOCUSED FUND, INC. C000020635 VALUE LINE MID CAP FOCUSED FUND, INC. VLIFX 7 TIMES SQUARE NEW YORK 10036 NY [NULL] 811-02278 0000102767 Value Line Premier Growth Fund, Inc. 30 S000007574 Value Line Premier Growth Fund, Inc. C000020639 Value Line Premier Growth Fund, Inc. VALSX 7 TIMES SQUARE NEW YORK 10036 NY [NULL] 811-07388 0000895429 Value Line Small Cap Opportunities Fund, Inc. 30 S000007569 Value Line Small Cap Opportunities Fund, Inc. C000162155 Institutional VLEIX 7 TIMES SQUARE NEW YORK 10036 NY [NULL] 811-07388 0000895429 Value Line Small Cap Opportunities Fund, Inc. 30 S000007569 Value Line Small Cap Opportunities Fund, Inc. C000020634 Value Line Small Cap Opportunities Fund, Inc. VLEOX 7 TIMES SQUARE NEW YORK 10036 NY [NULL] 811-03904 0000733257 VALUE LINE TAX EXEMPT FUND INC 30 S000007576 VALUE LINE TAX EXEMPT FUND INC C000020641 NATIONAL BOND PORTFOLIO VLHYX C/O VALUE LINE INC NEW YORK 10036 NY 7 TIMES SQUARE 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000042102 BFS Equity Fund C000130731 BFS Equity Fund BFSAX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000039469 BRC Large Cap Focus Equity Fund C000121676 Advisor Class Shares BRCFX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000039469 BRC Large Cap Focus Equity Fund C000121675 Institutional Class Shares BRCIX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000045934 BRC Mid Cap Diversified Equity Fund C000143137 Advisor Class Shares BRCDX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000045934 BRC Mid Cap Diversified Equity Fund C000143136 Institutional Class Shares BRCMX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000033030 Cloud Capital Strategic All Cap Fund C000101849 Cloud Capital Strategic All Cap Fund Institutional Class CCILX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000033030 Cloud Capital Strategic All Cap Fund C000101848 Cloud Capital Strategic All Cap Fund Class A CCPLX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000042642 Dana Large Cap Equity Fund C000131828 Class A Shares DLCAX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000042642 Dana Large Cap Equity Fund C000131829 Class N Shares DLCEX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000042642 Dana Large Cap Equity Fund C000131830 Institutional Class Shares DLCIX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000051394 Dana Small Cap Equity Fund C000161988 Investor Class Shares DSCEX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000051394 Dana Small Cap Equity Fund C000161987 Institutional Class Shares DSCIX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000039824 Foundry Partners Fundamental Small Cap Value Fund C000123465 Institutional Class DRISX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000039824 Foundry Partners Fundamental Small Cap Value Fund C000123466 Investor Class DRSVX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000025018 Golub Group Equity Fund C000074420 Golub Group Equity Fund GGEFX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000035229 Granite Value Fund C000108372 Granite Value Fund GVFIX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000034367 Green Owl Intrinsic Value Fund C000105788 Green Owl Intrinsic Value Fund GOWLX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000029069 LS Opportunity Fund C000089323 LS Opportunity Fund LSOFX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000049040 SMI 50/40/10 Fund C000154612 SMI 50/40/10 Fund SMIRX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000049039 SMI Bond Fund C000154611 SMI Bond Fund SMIUX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000039947 SMI Conservative Allocation Fund C000123869 SMI Conservative Allocation Fund SMILX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000039948 SMI Dynamic Allocation Fund C000123870 SMI Dynamic Allocation Fund SMIDX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-22208 0001437249 VALUED ADVISERS TRUST 30 S000039946 Sound Mind Investing Fund C000123868 Sound Mind Investing Fund SMIFX 225 PICTORIA DR. CINCINNATI 45246 OH SUITE 450 811-04297 0000768847 VanEck Funds 30 S000029608 CM Commodity Index Fund C000090895 Class A CMCAX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-04297 0000768847 VanEck Funds 30 S000029608 CM Commodity Index Fund C000090898 Class Y CMCYX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-04297 0000768847 VanEck Funds 30 S000029608 CM Commodity Index Fund C000090897 Class I COMIX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-04297 0000768847 VanEck Funds 30 S000009198 Emerging Markets Fund C000024993 Class C EMRCX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-04297 0000768847 VanEck Funds 30 S000009198 Emerging Markets Fund C000033045 Class I EMRIX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-04297 0000768847 VanEck Funds 30 S000009198 Emerging Markets Fund C000088110 Class Y EMRYX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-04297 0000768847 VanEck Funds 30 S000009198 Emerging Markets Fund 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811-04297 0000768847 VanEck Funds 30 S000009199 International Investors Gold Fund C000024994 Class A INIVX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-04297 0000768847 VanEck Funds 30 S000009199 International Investors Gold Fund C000088111 Class Y INIYX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-04297 0000768847 VanEck Funds 30 S000043105 Long/Short Equity Index Fund C000133413 Class A LSNAX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-04297 0000768847 VanEck Funds 30 S000043105 Long/Short Equity Index Fund C000133414 Class I LSNIX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-04297 0000768847 VanEck Funds 30 S000043105 Long/Short Equity Index Fund C000133415 Class Y LSNYX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-04297 0000768847 VanEck Funds 30 S000037153 Unconstrained Emerging Markets Bond Fund C000114413 Class A EMBAX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-04297 0000768847 VanEck Funds 30 S000037153 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Market Vectors Asia ex Japan Equal Weight ETF C000152822 Market Vectors Asia ex Japan Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000033375 Market Vectors Asia ex-Japan Aggregate Bond ETF C000102465 Market Vectors Asia ex-Japan Aggregate Bond ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048421 Market Vectors Australia Equal Weight ETF C000152833 Market Vectors Australia Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048423 Market Vectors Australia Hedged Equal Weight ETF C000152835 Market Vectors Australia Hedged Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048424 Market Vectors Brazil Equal Weight ETF C000152836 Market Vectors Brazil Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000044445 Market Vectors China A Consumer Demand ETF C000138290 Market Vectors China A Consumer Demand ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000044447 Market Vectors China A Quality Dividend ETF C000138292 Market Vectors China A Quality Dividend ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000044446 Market Vectors China A Quality ETF C000138291 Market Vectors China A Quality ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048425 Market Vectors China Equal Weight ETF C000152837 Market Vectors China Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000044304 Market Vectors ChinaAMC MSCI All China ETF C000138054 Market Vectors ChinaAMC MSCI All China ETF ALCH 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000051395 Market Vectors Dynamic Put Write ETF C000161989 Market Vectors Dynamic Put Write ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000047065 Market Vectors Emerging Markets Corporate Bond ETF C000147134 Market Vectors Emerging Markets Corporate Bond ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000042720 Market Vectors Emerging Markets Short-Term Corporate Bond ETF C000132091 Market Vectors Emerging Markets Short-Term Corporate Bond ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000039039 Market Vectors Emerging Markets USD Aggregate Bond ETF C000119957 Market Vectors Emerging Markets USD Aggregate Bond ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048426 Market Vectors Europe Equal Weight ETF C000152838 Market Vectors Europe Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048427 Market Vectors Europe Hedged Equal Weight ETF C000152839 Market Vectors Europe Hedged Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000033174 Market Vectors European Sovereign Bond ETF C000102115 Market Vectors European Sovereign Bond ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000032924 Market Vectors GDP - Emerging Market Small-Cap Equity C000101626 Market Vectors GDP - Emerging Market Small-Cap Equity [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000029523 Market Vectors GDP - Emerging Markets Equity ETF C000090590 Market Vectors GDP - Emerging Markets Equity ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000029522 Market Vectors GDP - International Equity ETF C000090589 Market Vectors GDP - International Equity ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048428 Market Vectors Germany Equal Weight ETF C000152840 Market Vectors Germany Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000037164 Market Vectors Global Chemicals ETF C000114450 Market Vectors Global Chemicals ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000036769 Market Vectors Global High Yield Bond ETF C000112452 Market Vectors Global High Yield Bond ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000034137 Market Vectors Greater China Corporate Bond ETF C000105210 Market Vectors Greater China Corporate Bond ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000034138 Market Vectors Greater China High Yield Bond ETF C000105211 Market Vectors Greater China High Yield Bond ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048429 Market Vectors Hong Kong Equal Weight ETF C000152841 Market Vectors Hong Kong Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048411 Market Vectors India Equal Weight ETF C000152823 Market Vectors India Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048412 Market Vectors Italy Equal Weight ETF C000152824 Market Vectors Italy Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048413 Market Vectors Japan Equal Weight ETF C000152825 Market Vectors Japan Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048414 Market Vectors Japan Hedged Equal Weight ETF C000152826 Market Vectors Japan Hedged Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000024935 MARKET VECTORS KUWAIT INDEX ETF C000074142 MARKET VECTORS KUWAIT INDEX ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000054127 Market Vectors Long/Flat US Equity ETF C000170115 Market Vectors Long/Flat US Equity ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048415 Market Vectors Mexico Equal Weight ETF C000152827 Market Vectors Mexico Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000033468 Market Vectors Mongolia ETF C000102900 Market Vectors Mongolia ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000042532 Market Vectors MSCI Emerging Markets Quality Dividend ETF C000131562 Market Vectors MSCI Emerging Markets Quality Dividend ETF QDEM 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000042533 Market Vectors MSCI Emerging Markets Quality ETF C000131563 Market Vectors MSCI Emerging Markets Quality ETF QEM 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000042534 Market Vectors MSCI International Quality Dividend ETF C000131564 Market Vectors MSCI International Quality Dividend ETF QDXU 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000042535 Market Vectors MSCI International Quality ETF C000131565 Market Vectors MSCI International Quality ETF QXUS 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000033737 Market Vectors Nigeria C000104240 Market Vectors Nigeria [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000051749 Market Vectors Private-Owned Enterprises ETF C000162860 Market Vectors Private-Owned Enterprises ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000042719 Market Vectors Puerto Rico Municipal Index ETF C000132090 Market Vectors Puerto Rico Municipal Index ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048416 Market Vectors Russia Equal Weight ETF C000152828 Market Vectors Russia Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000037738 Market Vectors Saudi Arabia Small-Cap ETF C000116384 Market Vectors Saudi Arabia Small-Cap ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048417 Market Vectors South Africa Equal Weight ETF C000152829 Market Vectors South Africa Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048418 Market Vectors South Korea Equal Weight ETF C000152830 Market Vectors South Korea Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048419 Market Vectors Spain Equal Weight ETF C000152831 Market Vectors Spain Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048420 Market Vectors Taiwan Equal Weight ETF C000152832 Market Vectors Taiwan Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000048422 Market Vectors United Kingdom Equal Weight ETF C000152834 Market Vectors United Kingdom Equal Weight ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000034917 Market Vectors Yuan Bond ETF C000107396 Market Vectors Yuan Bond ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000039636 Market Vectors-Altman Defaulted & Distressed Bond ETF C000122242 Market Vectors-Altman Defaulted & Distressed Bond ETF [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000022901 VanEck Vectors Africa Index ETF C000066393 VanEck Vectors Africa Index ETF AFK 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000018474 VanEck Vectors Agribusiness ETF C000051120 VanEck Vectors Agribusiness ETF MOO 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000052411 VanEck Vectors AMT-Free 12-17 Year Municipal Index ETF C000164789 VanEck Vectors AMT-Free 12-17 Year Municipal Index ETF ITML 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000052412 VanEck Vectors AMT-Free 6-8 Year Municipal Index ETF C000164790 VanEck Vectors AMT-Free 6-8 Year Municipal Index ETF ITMS 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000052413 VanEck Vectors AMT-Free 8-12 Year Municipal Index ETF C000164791 VanEck Vectors AMT-Free 8-12 Year Municipal Index ETF ITMI 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000019190 VanEck Vectors AMT-Free Intermediate Municipal Index ETF C000053007 VanEck Vectors AMT-Free Intermediate Municipal Index ETF ITM 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000019191 VanEck Vectors AMT-Free Long Municipal Index ETF C000053008 VanEck Vectors AMT-Free Long Municipal Index ETF MLN 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000019192 VanEck Vectors AMT-Free Short Municipal Index ETF C000053009 VanEck Vectors AMT-Free Short Municipal Index ETF SMB 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000033466 VanEck Vectors BDC Income ETF C000102898 VanEck Vectors BDC Income ETF BIZD 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000034406 VanEck Vectors Biotech ETF C000105864 VanEck Vectors Biotech ETF BBH 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000025533 VanEck Vectors Brazil Small-Cap ETF C000076451 VanEck Vectors Brazil Small-Cap ETF BRF 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000032925 VanEck Vectors CEF Municipal Income ETF C000101627 VanEck Vectors CEF Municipal Income ETF XMPT 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000046742 VanEck Vectors ChinaAMC China Bond ETF C000146000 VanEck Vectors ChinaAMC China Bond ETF CBON 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000025865 VanEck Vectors ChinaAMC CSI 300 ETF C000077335 VanEck Vectors ChinaAMC CSI 300 ETF PEK 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000044444 VanEck Vectors ChinaAMC SME-ChiNext ETF C000138289 VanEck Vectors ChinaAMC SME-ChiNext ETF CNXT 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000020424 VanEck Vectors Coal ETF C000057273 VanEck Vectors Coal ETF KOL 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000024936 VanEck Vectors Egypt Index ETF C000074143 VanEck Vectors Egypt Index ETF EGPT 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000054551 VanEck Vectors EM Investment Grade + BB Rated USD Sovereign Bond ETF C000171265 VanEck Vectors EM Investment Grade + BB Rated USD Sovereign Bond ETF IGEM 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000030676 VanEck Vectors Emerging Markets Aggregate Bond ETF C000095062 VanEck Vectors Emerging Markets Aggregate Bond ETF EMAG 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000036768 VanEck Vectors Emerging Markets High Yield Bond ETF C000112445 VanEck Vectors Emerging Markets High Yield Bond ETF HYEM 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000013722 VanEck Vectors Environmental Services ETF C000037683 VanEck Vectors Environmental Services ETF EVX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000036772 VanEck Vectors Fallen Angel High Yield Bond ETF C000112461 VanEck Vectors Fallen Angel High Yield Bond ETF ANGL 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000020425 VanEck Vectors Gaming ETF C000057274 VanEck Vectors Gaming ETF BJK 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000051659 VanEck Vectors Generic Drugs ETF C000162466 VanEck Vectors Generic Drugs ETF GNRX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000016884 VanEck Vectors Global Alternative Energy ETF C000047031 VanEck Vectors Global Alternative Energy ETF GEX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000049180 VanEck Vectors Global Spin-Off ETF C000155040 VanEck Vectors Global Spin-Off ETF SPUN 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000009191 VanEck Vectors Gold Miners ETF C000024980 VanEck Vectors Gold Miners ETF GDX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000022904 VanEck Vectors Gulf States Index ETF C000066396 VanEck Vectors Gulf States Index ETF MES 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000051240 VanEck Vectors High Income Infrastructure MLP ETF C000161561 VanEck Vectors High Income Infrastructure MLP ETF YMLI 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000051241 VanEck Vectors High Income MLP ETF C000161562 VanEck Vectors High Income MLP ETF YMLP 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000019193 VanEck Vectors High-Yield Municipal Index ETF C000053010 VanEck Vectors High-Yield Municipal Index ETF HYD 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000027314 VanEck Vectors India Small-Cap Index ETF C000082390 VanEck Vectors India Small-Cap Index ETF SCIF 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000024065 VanEck Vectors Indonesia Index ETF C000070695 VanEck Vectors Indonesia Index ETF IDX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000034635 VanEck Vectors Indonesia Small-Cap ETF C000106637 VanEck Vectors Indonesia Small-Cap ETF IDXJ 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000033465 VanEck Vectors International High Yield Bond ETF C000102897 VanEck Vectors International High Yield Bond ETF IHY 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000028942 VanEck Vectors Investment Grade Floating Rate ETF C000088892 VanEck Vectors Investment Grade Floating Rate ETF FLTR 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000041167 VanEck Vectors Israel ETF C000127738 VanEck Vectors Israel ETF ISRA 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000028941 VanEck Vectors J.P. Morgan EM Local Currency Bond ETF C000088891 VanEck Vectors J.P. Morgan EM Local Currency Bond ETF EMLC 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000026955 VanEck Vectors Junior Gold Miners ETF C000081187 VanEck Vectors Junior Gold Miners ETF GDXJ 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000052622 VanEck Vectors Long/Flat Commodity ETF C000165164 VanEck Vectors Long/Flat Commodity ETF LFCM 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000049283 VanEck Vectors Morningstar International Moat ETF C000155517 VanEck Vectors Morningstar International Moat ETF MOTI 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000036713 VanEck Vectors Morningstar Wide Moat ETF C000112255 VanEck Vectors Morningstar Wide Moat ETF MOAT 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000033325 VanEck Vectors Mortgage REIT Income ETF C000102386 VanEck Vectors Mortgage REIT Income ETF MORT 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000022364 VanEck Vectors Natural Resources ETF C000064328 VanEck Vectors Natural Resources ETF HAP 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000050231 VanEck Vectors Oil Refiners ETF C000158570 VanEck Vectors Oil Refiners ETF CRAK 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000034408 VanEck Vectors Oil Services ETF C000105866 VanEck Vectors Oil Services ETF OIH 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000034409 VanEck Vectors Pharmaceutical ETF C000105867 VanEck Vectors Pharmaceutical ETF PPH 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000026965 VanEck Vectors Poland ETF C000081200 VanEck Vectors Poland ETF PLND 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000024798 VanEck Vectors Pre-Refunded Municipal Index ETF C000073766 VanEck Vectors Pre-Refunded Municipal Index ETF PRB 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000037179 VanEck Vectors Preferred Securities ex Financials ETF C000114511 VanEck Vectors Preferred Securities ex Financials ETF PFXF 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000030045 VanEck Vectors Rare Earth/Strategic Metals ETF C000092114 VanEck Vectors Rare Earth/Strategic Metals ETF REMX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000034410 VanEck Vectors Retail ETF C000105868 VanEck Vectors Retail ETF RTH 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000016885 VanEck Vectors Russia ETF C000047032 VanEck Vectors Russia ETF RSX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000031766 VanEck Vectors Russia Small-Cap ETF C000098930 VanEck Vectors Russia Small-Cap ETF RSXJ 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000034411 VanEck Vectors Semiconductor ETF C000105869 VanEck Vectors Semiconductor ETF SMH 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000038973 VanEck Vectors Short High-Yield Municipal Index ETF C000119796 VanEck Vectors Short High-Yield Municipal Index ETF SHYD 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000022365 VanEck Vectors Solar Energy ETF C000064329 VanEck Vectors Solar Energy ETF KWT 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000013721 VanEck Vectors Steel ETF C000037682 VanEck Vectors Steel ETF SLX 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000039690 VanEck Vectors Treasury-Hedged High Yield Bond ETF C000123029 VanEck Vectors Treasury-Hedged High Yield Bond ETF THHY 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000034990 VanEck Vectors Unconventional Oil & Gas ETF C000107598 VanEck Vectors Unconventional Oil & Gas ETF FRAK 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000018475 VanEck Vectors Uranium+Nuclear Energy ETF C000051121 VanEck Vectors Uranium+Nuclear Energy ETF NLR 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-10325 0001137360 VanEck Vectors ETF Trust 30 S000022905 VanEck Vectors Vietnam ETF C000066397 VanEck Vectors Vietnam ETF VNM 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-05083 0000811976 VanEck VIP Trust 30 S000009221 VanEck VIP Emerging Markets Fund C000025038 Initial Class [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-05083 0000811976 VanEck VIP Trust 30 S000009221 VanEck VIP Emerging Markets Fund C000025040 S Class [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-05083 0000811976 VanEck VIP Trust 30 S000040475 VanEck VIP Global Gold Fund C000125662 Class S [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-05083 0000811976 VanEck VIP Trust 30 S000040475 VanEck VIP Global Gold Fund C000125663 Initial Class [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-05083 0000811976 VanEck VIP Trust 30 S000009222 VanEck VIP Global Hard Assets Fund C000025041 Initial Class [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-05083 0000811976 VanEck VIP Trust 30 S000009222 VanEck VIP Global Hard Assets Fund C000025043 S Class [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-05083 0000811976 VanEck VIP Trust 30 S000044251 VanEck VIP Long/Short Equity Index Fund C000137816 Class S [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-05083 0000811976 VanEck VIP Trust 30 S000044251 VanEck VIP Long/Short Equity Index Fund C000137817 Initial Class [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-05083 0000811976 VanEck VIP Trust 30 S000009220 VanEck VIP Unconstrained Emerging Markets Bond Fund C000025035 Initial Class [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-05083 0000811976 VanEck VIP Trust 30 S000009220 VanEck VIP Unconstrained Emerging Markets Bond Fund C000025037 S Class [NULL] 666 THIRD AVENUE, 9TH FLOOR NEW YORK 10017 NY [NULL] 811-07043 0000891190 VANGUARD ADMIRAL FUNDS 30 S000030012 Vanguard S&P 500 Growth Index Fund C000092034 ETF Shares VOOG P.O. BOX 2600, V26 VALLEY FORGE 19482 PA [NULL] 811-07043 0000891190 VANGUARD ADMIRAL FUNDS 30 S000030012 Vanguard S&P 500 Growth Index Fund C000092035 Institutional Shares VSPGX P.O. BOX 2600, V26 VALLEY FORGE 19482 PA [NULL] 811-07043 0000891190 VANGUARD ADMIRAL FUNDS 30 S000030013 Vanguard S&P 500 Value Index Fund C000092036 ETF Shares VOOV P.O. BOX 2600, V26 VALLEY FORGE 19482 PA [NULL] 811-07043 0000891190 VANGUARD ADMIRAL FUNDS 30 S000030013 Vanguard S&P 500 Value Index Fund C000092037 Institutional Shares VSPVX P.O. BOX 2600, V26 VALLEY FORGE 19482 PA [NULL] 811-07043 0000891190 VANGUARD ADMIRAL FUNDS 30 S000030016 Vanguard S&P Mid-Cap 400 Growth Index Fund C000092043 ETF Shares IVOG P.O. BOX 2600, V26 VALLEY FORGE 19482 PA [NULL] 811-07043 0000891190 VANGUARD ADMIRAL FUNDS 30 S000030016 Vanguard S&P Mid-Cap 400 Growth Index Fund C000092042 Institutional Shares VMFGX P.O. BOX 2600, V26 VALLEY FORGE 19482 PA [NULL] 811-07043 0000891190 VANGUARD ADMIRAL FUNDS 30 S000030014 Vanguard S&P Mid-Cap 400 Index Fund C000092038 ETF Shares IVOO P.O. BOX 2600, V26 VALLEY FORGE 19482 PA [NULL] 811-07043 0000891190 VANGUARD ADMIRAL FUNDS 30 S000030014 Vanguard S&P Mid-Cap 400 Index Fund C000092039 Institutional Shares VSPMX P.O. BOX 2600, V26 VALLEY FORGE 19482 PA [NULL] 811-07043 0000891190 VANGUARD ADMIRAL FUNDS 30 S000030015 Vanguard S&P Mid-Cap 400 Value Index Fund C000092040 ETF Shares IVOV P.O. BOX 2600, V26 VALLEY FORGE 19482 PA [NULL] 811-07043 0000891190 VANGUARD ADMIRAL FUNDS 30 S000030015 Vanguard S&P Mid-Cap 400 Value Index Fund C000092041 Institutional Shares VMFVX P.O. BOX 2600, V26 VALLEY FORGE 19482 PA [NULL] 811-07043 0000891190 VANGUARD ADMIRAL FUNDS 30 S000030018 Vanguard S&P Small-Cap 600 Growth Index Fund C000092046 ETF Shares VIOG P.O. BOX 2600, V26 VALLEY FORGE 19482 PA [NULL] 811-07043 0000891190 VANGUARD ADMIRAL FUNDS 30 S000030018 Vanguard S&P Small-Cap 600 Growth Index Fund C000092047 Institutional Shares VSGNX P.O. BOX 2600, V26 VALLEY FORGE 19482 PA [NULL] 811-07043 0000891190 VANGUARD ADMIRAL FUNDS 30 S000030017 Vanguard S&P Small-Cap 600 Index Fund C000092044 ETF Shares VIOO P.O. BOX 2600, V26 VALLEY FORGE 19482 PA [NULL] 811-07043 0000891190 VANGUARD ADMIRAL FUNDS 30 S000030017 Vanguard S&P Small-Cap 600 Index Fund C000092045 Institutional Shares VSMSX P.O. BOX 2600, V26 VALLEY FORGE 19482 PA [NULL] 811-07043 0000891190 VANGUARD ADMIRAL FUNDS 30 S000030019 Vanguard S&P Small-Cap 600 Value Index Fund C000092048 ETF Shares VIOV P.O. BOX 2600, V26 VALLEY FORGE 19482 PA [NULL] 811-07043 0000891190 VANGUARD ADMIRAL FUNDS 30 S000030019 Vanguard S&P Small-Cap 600 Value Index Fund C000092049 Institutional Shares VSMVX P.O. BOX 2600, V26 VALLEY FORGE 19482 PA [NULL] 811-07043 0000891190 VANGUARD ADMIRAL FUNDS 30 S000002233 Vanguard Treasury Money Market Fund C000005732 Investor Shares VUSXX P.O. BOX 2600, V26 VALLEY FORGE 19482 PA [NULL] 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000019554 Vanguard Inflation-Protected Securities Fund C000054350 Admiral Shares VAIPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000019554 Vanguard Inflation-Protected Securities Fund C000054351 Institutional Shares VIPIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000019554 Vanguard Inflation-Protected Securities Fund C000054349 Investor Shares VIPSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002561 Vanguard Intermediate-Term Bond Index Fund C000046841 ETF Shares BIV PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002561 Vanguard Intermediate-Term Bond Index Fund C000007057 Investor Shares VBIIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002561 Vanguard Intermediate-Term Bond Index Fund C000007058 Admiral Shares VBILX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002561 Vanguard Intermediate-Term Bond Index Fund C000024520 Institutional Shares VBIMX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002561 Vanguard Intermediate-Term Bond Index Fund C000105308 Institutional Plus Shares VBIUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002561 Vanguard Intermediate-Term Bond Index Fund C000035214 Signal Shares VIBSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002562 Vanguard Long-Term Bond Index Fund C000046842 ETF Shares BLV PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002562 Vanguard Long-Term Bond Index Fund C000105309 Institutional Plus Shares VBLIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002562 Vanguard Long-Term Bond Index Fund C000024522 Institutional Shares VBLLX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002562 Vanguard Long-Term Bond Index Fund C000007059 Investor Shares VBLTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002563 Vanguard Short-Term Bond Index Fund C000046843 ETF Shares BSV PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002563 Vanguard Short-Term Bond Index Fund C000105311 Institutional Plus Shares VBIPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002563 Vanguard Short-Term Bond Index Fund C000007061 Admiral Shares VBIRX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002563 Vanguard Short-Term Bond Index Fund C000007060 Investor Shares VBISX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002563 Vanguard Short-Term Bond Index Fund C000105310 Institutional Shares VBITX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002563 Vanguard Short-Term Bond Index Fund C000035215 Signal Shares VBSSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000025158 Vanguard Total Bond Market II Index Fund C000075028 Institutional Shares [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000025158 Vanguard Total Bond Market II Index Fund C000075027 Investor Shares VTBIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002564 Vanguard Total Bond Market Index Fund C000046844 ETF Shares BND PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002564 Vanguard Total Bond Market Index Fund C000007062 Investor Shares VBMFX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002564 Vanguard Total Bond Market Index Fund C000081425 Institutional Plus Shares VBMPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002564 Vanguard Total Bond Market Index Fund C000007064 Institutional Shares VBTIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002564 Vanguard Total Bond Market Index Fund C000007063 Admiral Shares VBTLX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002564 Vanguard Total Bond Market Index Fund C000035216 Signal Shares VBTSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04681 0000794105 VANGUARD BOND INDEX FUNDS 30 S000002564 Vanguard Total Bond Market Index Fund C000170279 Institutional Select Shares VTBSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04474 0000783401 VANGUARD CALIFORNIA TAX-FREE FUNDS 30 S000002566 Vanguard California Intermediate-Term Tax-Exempt Fund C000007067 Admiral Shares VCADX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04474 0000783401 VANGUARD CALIFORNIA TAX-FREE FUNDS 30 S000002566 Vanguard California Intermediate-Term Tax-Exempt Fund C000007066 Investor Shares VCAIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04474 0000783401 VANGUARD CALIFORNIA TAX-FREE FUNDS 30 S000002567 Vanguard California Long-Term Tax-Exempt Fund C000007068 Investor Shares VCITX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04474 0000783401 VANGUARD CALIFORNIA TAX-FREE FUNDS 30 S000002567 Vanguard California Long-Term Tax-Exempt Fund C000007069 Admiral Shares VCLAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04474 0000783401 VANGUARD CALIFORNIA TAX-FREE FUNDS 30 S000002565 Vanguard California Tax-Exempt Money Market Fund C000007065 Investor Shares VCTXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-22619 0001532203 Vanguard Charlotte Funds 30 S000035729 Vanguard Total International Bond Index Fund C000109503 ETF Shares BNDX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-22619 0001532203 Vanguard Charlotte Funds 30 S000035729 Vanguard Total International Bond Index Fund C000170277 Institutional Select Shares VSIBX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-22619 0001532203 Vanguard Charlotte Funds 30 S000035729 Vanguard Total International Bond Index Fund C000109501 Admiral Shares VTABX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-22619 0001532203 Vanguard Charlotte Funds 30 S000035729 Vanguard Total International Bond Index Fund C000109500 Investor Shares VTIBX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-22619 0001532203 Vanguard Charlotte Funds 30 S000035729 Vanguard Total International Bond Index Fund C000109502 Institutional Shares VTIFX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000049258 Vanguard Institutional Target Retirement 2010 Fund C000155395 Institutional Shares VIRTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000049262 Vanguard Institutional Target Retirement 2015 Fund C000155399 Institutional Shares VITVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000049263 Vanguard Institutional Target Retirement 2020 Fund C000155400 Institutional Shares VITWX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000049264 Vanguard Institutional Target Retirement 2025 Fund C000155401 Institutional Shares VRIVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000049265 Vanguard Institutional Target Retirement 2030 Fund C000155402 Institutional Shares VTTWX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000049266 Vanguard Institutional Target Retirement 2035 Fund C000155403 Institutional Shares VITFX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000049267 Vanguard Institutional Target Retirement 2040 Fund C000155404 Institutional Shares VIRSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000049268 Vanguard Institutional Target Retirement 2045 Fund C000155405 Institutional Shares VITLX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000049269 Vanguard Institutional Target Retirement 2050 Fund C000155406 Institutional Shares VTRLX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000049259 Vanguard Institutional Target Retirement 2055 Fund C000155396 Institutional Shares VIVLX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000049260 Vanguard Institutional Target Retirement 2060 Fund C000155397 Institutional Shares VILVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000049261 Vanguard Institutional Target Retirement Income Fund C000155398 Institutional Shares VITRX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000002568 Vanguard PRIMECAP Fund C000007071 Admiral Shares VPMAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000002568 Vanguard PRIMECAP Fund C000007070 Investor Shares VPMCX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000012758 Vanguard Target Retirement 2010 Fund C000034437 Investor Shares VTENX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000002571 Vanguard Target Retirement 2015 Fund C000007074 Investor Shares VTXVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000012759 Vanguard Target Retirement 2020 Fund C000034438 Investor Shares VTWNX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000002572 Vanguard Target Retirement 2025 Fund C000007075 Investor Shares VTTVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000012760 Vanguard Target Retirement 2030 Fund C000034439 Investor Shares VTHRX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000002573 Vanguard Target Retirement 2035 Fund C000007076 Investor Shares VTTHX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000012761 Vanguard Target Retirement 2040 Fund C000034440 Investor Shares VFORX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000002574 Vanguard Target Retirement 2045 Fund C000007077 Investor Shares VTIVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000012762 Vanguard Target Retirement 2050 Fund C000034441 Investor Shares VFIFX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000029700 Vanguard Target Retirement 2055 Fund C000091317 Investor Shares VFFVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000035453 Vanguard Target Retirement 2060 Fund C000108861 Investor Shares VTTSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04098 0000752177 VANGUARD CHESTER FUNDS 30 S000002569 Vanguard Target Retirement Income Fund C000007072 Investor Shares VTINX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-21478 0001273878 VANGUARD CMT FUNDS 30 S000002575 Vanguard Market Liquidity Fund C000007078 Vanguard Market Liquidity Fund [NULL] PO BOX 2600 MALVERN 19355 PA V26 811-21478 0001273878 VANGUARD CMT FUNDS 30 S000002576 Vanguard Municipal Cash Management Fund C000007079 Vanguard Municipal Cash Management Fund [NULL] PO BOX 2600 MALVERN 19355 PA V26 811-04627 0000791107 VANGUARD CONVERTIBLE SECURITIES FUND 30 S000002837 VANGUARD CONVERTIBLE SECURITIES FUND C000007767 Investor Shares VCVSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01530 0000034066 VANGUARD EXPLORER FUND 30 S000002578 VANGUARD EXPLORER FUND C000007081 Investor Shares VEXPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01530 0000034066 VANGUARD EXPLORER FUND 30 S000002578 VANGUARD EXPLORER FUND C000007082 Admiral Shares VEXRX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05445 0000826473 VANGUARD FENWAY FUNDS 30 S000002579 Vanguard Equity Income Fund C000007083 Investor Shares VEIPX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05445 0000826473 VANGUARD FENWAY FUNDS 30 S000002579 Vanguard Equity Income Fund C000007084 Admiral Shares VEIRX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05445 0000826473 VANGUARD FENWAY FUNDS 30 S000002580 Vanguard Growth Equity Fund C000007085 Investor Shares VGEQX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05445 0000826473 VANGUARD FENWAY FUNDS 30 S000002581 Vanguard PRIMECAP Core Fund C000007086 Investor Shares VPCCX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002582 Vanguard GNMA Fund C000007087 Investor Shares VFIIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002582 Vanguard GNMA Fund C000007088 Admiral Shares VFIJX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002584 Vanguard High-Yield Corporate Fund C000007093 Admiral Shares VWEAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002584 Vanguard High-Yield Corporate Fund C000007092 Investor Shares VWEHX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002586 Vanguard Intermediate-Term Investment-Grade Fund C000007097 Investor Shares VFICX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002586 Vanguard Intermediate-Term Investment-Grade Fund C000007098 Admiral Shares VFIDX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002587 Vanguard Intermediate-Term Treasury Fund C000007099 Investor Shares VFITX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002587 Vanguard Intermediate-Term Treasury Fund C000007100 Admiral Shares VFIUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002588 Vanguard Long-Term Investment-Grade Fund C000007101 Investor Shares VWESX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002588 Vanguard Long-Term Investment-Grade Fund C000007102 Admiral Shares VWETX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002589 Vanguard Long-Term Treasury Fund C000007103 Investor Shares VUSTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002589 Vanguard Long-Term Treasury Fund C000007104 Admiral Shares VUSUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002590 Vanguard Short-Term Federal Fund C000007105 Investor Shares VSGBX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002590 Vanguard Short-Term Federal Fund C000007106 Admiral Shares VSGDX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002591 Vanguard Short-Term Investment-Grade Fund C000007109 Institutional Shares VFSIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002591 Vanguard Short-Term Investment-Grade Fund C000007107 Investor Shares VFSTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002591 Vanguard Short-Term Investment-Grade Fund C000007108 Admiral Shares VFSUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002583 Vanguard Short-Term Treasury Fund C000007090 Admiral Shares VFIRX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000002583 Vanguard Short-Term Treasury Fund C000007089 Investor Shares VFISX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000048081 Vanguard Ultra-Short-Term Bond Fund C000151976 Investor Shares VUBFX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02368 0000106444 VANGUARD FIXED INCOME SECURITIES FUNDS 30 S000048081 Vanguard Ultra-Short-Term Bond Fund C000151975 Admiral Shares VUSFX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07239 0000932471 VANGUARD HORIZON FUNDS 30 S000002594 Vanguard Capital Opportunity Fund C000007114 Admiral Shares VHCAX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-07239 0000932471 VANGUARD HORIZON FUNDS 30 S000002594 Vanguard Capital Opportunity Fund C000007113 Investor Shares VHCOX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-07239 0000932471 VANGUARD HORIZON FUNDS 30 S000002595 Vanguard Global Equity Fund C000007115 Investor Shares VHGEX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-07239 0000932471 VANGUARD HORIZON FUNDS 30 S000002593 Vanguard Strategic Equity Fund C000007112 Investor Shares VSEQX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-07239 0000932471 VANGUARD HORIZON FUNDS 30 S000012432 Vanguard Strategic Small-Cap Equity Fund C000033747 Investor Shares VSTCX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002839 Vanguard 500 Index Fund C000170274 Institutional Select Shares [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002839 Vanguard 500 Index Fund C000007774 Admiral Shares VFIAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002839 Vanguard 500 Index Fund C000007773 Investor Shares VFINX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002839 Vanguard 500 Index Fund C000092055 ETF Shares VOO PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002841 Vanguard Extended Market Index Fund C000170275 Institutional Select Shares [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002841 Vanguard Extended Market Index Fund C000096110 Institutional Plus Shares VEMPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002841 Vanguard Extended Market Index Fund C000007780 Admiral Shares VEXAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002841 Vanguard Extended Market Index Fund C000007779 Investor Shares VEXMX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002841 Vanguard Extended Market Index Fund C000007781 Institutional Shares VIEIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002841 Vanguard Extended Market Index Fund C000007782 ETF Shares VXF PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002842 Vanguard Growth Index Fund C000007784 Admiral Shares VIGAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002842 Vanguard Growth Index Fund C000007785 Institutional Shares VIGIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002842 Vanguard Growth Index Fund C000007783 Investor Shares VIGRX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002842 Vanguard Growth Index Fund C000007786 ETF Shares VUG PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002843 Vanguard Large-Cap Index Fund C000007787 Investor Shares VLACX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002843 Vanguard Large-Cap Index Fund C000007788 Admiral Shares VLCAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002843 Vanguard Large-Cap Index Fund C000007789 Institutional Shares VLISX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002843 Vanguard Large-Cap Index Fund C000007790 ETF Shares VV PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000012756 Vanguard Mid-Cap Growth Index Fund C000034427 Investor Shares VMGIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000012756 Vanguard Mid-Cap Growth Index Fund C000105306 Admiral Shares VMGMX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000012756 Vanguard Mid-Cap Growth Index Fund C000034428 ETF Shares VOT PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002844 Vanguard Mid-Cap Index Fund C000007792 Admiral Shares VIMAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002844 Vanguard Mid-Cap Index Fund C000007791 Investor Shares VIMSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002844 Vanguard Mid-Cap Index Fund C000007793 Institutional Shares VMCIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002844 Vanguard Mid-Cap Index Fund C000096111 Institutional Plus Shares VMCPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002844 Vanguard Mid-Cap Index Fund C000007794 ETF Shares VO PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000012757 Vanguard Mid-Cap Value Index Fund C000105307 Admiral Shares VMVAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000012757 Vanguard Mid-Cap Value Index Fund C000034429 Investor Shares VMVIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000012757 Vanguard Mid-Cap Value Index Fund C000034430 ETF Shares VOE PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002846 Vanguard Small-Cap Growth Index Fund C000007801 ETF Shares VBK PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002846 Vanguard Small-Cap Growth Index Fund C000007799 Investor Shares VISGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002846 Vanguard Small-Cap Growth Index Fund C000105304 Admiral Shares VSGAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002846 Vanguard Small-Cap Growth Index Fund C000007800 Institutional Shares VSGIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002845 Vanguard Small-Cap Index Fund C000007795 Investor Shares NAESX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002845 Vanguard Small-Cap Index Fund C000007798 ETF Shares VB PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002845 Vanguard Small-Cap Index Fund C000007797 Institutional Shares VSCIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002845 Vanguard Small-Cap Index Fund C000096112 Institutional Plus Shares VSCPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002845 Vanguard Small-Cap Index Fund C000007796 Admiral Shares VSMAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002847 Vanguard Small-Cap Value Index Fund C000007804 ETF Shares VBR PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002847 Vanguard Small-Cap Value Index Fund C000007802 Investor Shares VISVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002847 Vanguard Small-Cap Value Index Fund C000105305 Admiral Shares VSIAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002847 Vanguard Small-Cap Value Index Fund C000007803 Institutional Shares VSIIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002848 Vanguard Total Stock Market Index Fund C000170276 Institutional Select Shares [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002848 Vanguard Total Stock Market Index Fund C000007807 Institutional Shares VITSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002848 Vanguard Total Stock Market Index Fund C000155407 Institutional Plus Shares VSMPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002848 Vanguard Total Stock Market Index Fund C000007808 ETF Shares VTI PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002848 Vanguard Total Stock Market Index Fund C000007806 Admiral Shares VTSAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002848 Vanguard Total Stock Market Index Fund C000007805 Investor Shares VTSMX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002840 Vanguard Value Index Fund C000007775 Investor Shares VIVAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002840 Vanguard Value Index Fund C000007777 Institutional Shares VIVIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002840 Vanguard Value Index Fund C000007778 ETF Shares VTV PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02652 0000036405 VANGUARD INDEX FUNDS 30 S000002840 Vanguard Value Index Fund C000007776 Admiral Shares VVIAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-06093 0000862084 VANGUARD INSTITUTIONAL INDEX FUNDS 30 S000002853 Vanguard Institutional Index Fund C000007826 Institutional Plus Shares VIIIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-06093 0000862084 VANGUARD INSTITUTIONAL INDEX FUNDS 30 S000002853 Vanguard Institutional Index Fund C000007825 Institutional Shares VINIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-06093 0000862084 VANGUARD INSTITUTIONAL INDEX FUNDS 30 S000002855 Vanguard Institutional Total Stock Market Index Fund C000007828 Institutional Shares VITNX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-06093 0000862084 VANGUARD INSTITUTIONAL INDEX FUNDS 30 S000002855 Vanguard Institutional Total Stock Market Index Fund C000007829 Institutional Plus Shares VITPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005786 Vanguard Emerging Markets Stock Index Fund C000015900 Investor Shares VEIEX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005786 Vanguard Emerging Markets Stock Index Fund C000035633 Admiral Shares VEMAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005786 Vanguard Emerging Markets Stock Index Fund C000015901 Institutional Shares VEMIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005786 Vanguard Emerging Markets Stock Index Fund C000096106 Institutional Plus Shares VEMRX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005786 Vanguard Emerging Markets Stock Index Fund C000038994 Signal Shares VERSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005786 Vanguard Emerging Markets Stock Index Fund C000015902 ETF Shares VWO PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005787 Vanguard European Stock Index Fund C000015905 Institutional Shares VESIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005787 Vanguard European Stock Index Fund C000038995 Signal Shares VESSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005787 Vanguard European Stock Index Fund C000096107 Institutional Plus Shares VEUPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005787 Vanguard European Stock Index Fund C000015903 Investor Shares VEURX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005787 Vanguard European Stock Index Fund C000015904 Admiral Shares VEUSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005787 Vanguard European Stock Index Fund C000015906 ETF Shares VGK PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000015871 Vanguard FTSE All-World ex-US Index Fund C000043572 ETF Shares VEU PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000015871 Vanguard FTSE All-World ex-US Index Fund C000105302 Admiral Shares VFWAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000015871 Vanguard FTSE All-World ex-US Index Fund C000043571 Investor Shares VFWIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000015871 Vanguard FTSE All-World ex-US Index Fund C000096109 Institutional Plus Shares VFWPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000015871 Vanguard FTSE All-World ex-US Index Fund C000043573 Institutional Shares VFWSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000025074 Vanguard FTSE All-World ex-US Small-Cap Index Fund C000074580 Institutional Shares VFSNX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000025074 Vanguard FTSE All-World ex-US Small-Cap Index Fund C000074579 Investor Shares VFSVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000025074 Vanguard FTSE All-World ex-US Small-Cap Index Fund C000074581 ETF Shares VSS PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000030007 Vanguard Global ex-U.S. Real Estate Index Fund C000092024 Admiral VGRLX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000030007 Vanguard Global ex-U.S. Real Estate Index Fund C000092026 Institutional VGRNX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000030007 Vanguard Global ex-U.S. Real Estate Index Fund C000092023 Investor VGXRX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000030007 Vanguard Global ex-U.S. Real Estate Index Fund C000092025 ETF VNQI PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005788 Vanguard Pacific Stock Index Fund C000015907 Investor Shares VPACX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005788 Vanguard Pacific Stock Index Fund C000015908 Admiral Shares VPADX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005788 Vanguard Pacific Stock Index Fund C000096108 Institutional Plus Shares VPAPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005788 Vanguard Pacific Stock Index Fund C000038996 Signal Shares VPASX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005788 Vanguard Pacific Stock Index Fund C000015909 Institutional Shares VPKIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000005788 Vanguard Pacific Stock Index Fund C000015910 ETF Shares VPL PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000022482 Vanguard Total World Stock Index Fund C000065038 ETF Shares VT PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000022482 Vanguard Total World Stock Index Fund C000065039 Institutional Shares VTWIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05972 0000857489 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS 30 S000022482 Vanguard Total World Stock Index Fund C000065037 Investor Shares VTWSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05628 0000836906 VANGUARD MALVERN FUNDS 30 S000002868 Vanguard Capital Value Fund C000007885 Investor Shares VCVLX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05628 0000836906 VANGUARD MALVERN FUNDS 30 S000053068 Vanguard Core Bond Fund C000166995 Admiral Shares VCOBX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05628 0000836906 VANGUARD MALVERN FUNDS 30 S000053068 Vanguard Core Bond Fund C000166996 Investor Shares VCORX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05628 0000836906 VANGUARD MALVERN FUNDS 30 S000053069 Vanguard Emerging Markets Bond Fund C000166997 Admiral Shares VEGBX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05628 0000836906 VANGUARD MALVERN FUNDS 30 S000053069 Vanguard Emerging Markets Bond Fund C000166998 Investor Shares VEMBX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05628 0000836906 VANGUARD MALVERN FUNDS 30 S000049658 Vanguard Institutional Intermediate-Term Bond Fund C000157008 Institutional Plus Shares VIITX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05628 0000836906 VANGUARD MALVERN FUNDS 30 S000049659 Vanguard Institutional Short-Term Bond Fund C000157009 Institutional Plus Shares VISTX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05628 0000836906 VANGUARD MALVERN FUNDS 30 S000038501 Vanguard Short-Term Inflation-Protected Securities Index Fund C000118814 Admiral Shares VTAPX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05628 0000836906 VANGUARD MALVERN FUNDS 30 S000038501 Vanguard Short-Term Inflation-Protected Securities Index Fund C000118815 ETF Shares VTIP P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05628 0000836906 VANGUARD MALVERN FUNDS 30 S000038501 Vanguard Short-Term Inflation-Protected Securities Index Fund C000118817 Investor Shares VTIPX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05628 0000836906 VANGUARD MALVERN FUNDS 30 S000038501 Vanguard Short-Term Inflation-Protected Securities Index Fund C000118816 Institutional Shares VTSPX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-05628 0000836906 VANGUARD MALVERN FUNDS 30 S000002869 Vanguard U.S. Value Fund C000007886 Investor Shares VUVLX P.O. BOX 2600 VALLEY FORGE 19482 PA V26 811-09005 0001070414 VANGUARD MASSACHUSETTS TAX-EXEMPT FUNDS 30 S000002870 Vanguard Massachusetts Tax-Exempt Fund C000007887 Investor Shares VMATX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02554 0000106830 VANGUARD MONEY MARKET RESERVES 30 S000004462 Vanguard Federal Money Market Fund C000012238 Investor Shares VMFXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02554 0000106830 VANGUARD MONEY MARKET RESERVES 30 S000004463 Vanguard Prime Money Market Fund C000012239 Investor Shares VMMXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02554 0000106830 VANGUARD MONEY MARKET RESERVES 30 S000004463 Vanguard Prime Money Market Fund C000012240 Admiral Shares VMRXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-22114 0001409957 Vanguard Montgomery Funds 30 S000019457 Vanguard Market Neutral Fund C000054090 Investor Shares VMNFX P.O. BOX 2600 VALLEY FORGE 19482 PA [NULL] 811-22114 0001409957 Vanguard Montgomery Funds 30 S000019457 Vanguard Market Neutral Fund C000054091 Institutional Shares VMNIX P.O. BOX 2600 VALLEY FORGE 19482 PA [NULL] 811-01685 0000068138 VANGUARD MORGAN GROWTH FUND 30 S000002871 VANGUARD MORGAN GROWTH FUND C000007889 Admiral Shares VMRAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01685 0000068138 VANGUARD MORGAN GROWTH FUND 30 S000002871 VANGUARD MORGAN GROWTH FUND C000007888 Investor Shares VMRGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002892 Vanguard High-Yield Tax-Exempt Fund C000007949 Investor Shares VWAHX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002892 Vanguard High-Yield Tax-Exempt Fund C000007950 Admiral Shares VWALX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000030009 Vanguard Intermediate-Term Municipal Bond Index C000092029 Admiral Shares [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000030009 Vanguard Intermediate-Term Municipal Bond Index C000092030 ETF Shares [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002894 Vanguard Intermediate-Term Tax-Exempt Fund C000007953 Investor Shares VWITX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002894 Vanguard Intermediate-Term Tax-Exempt Fund C000007954 Admiral Shares VWIUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002895 Vanguard Limited-Term Tax-Exempt Fund C000007955 Investor Shares VMLTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002895 Vanguard Limited-Term Tax-Exempt Fund C000007956 Admiral Shares VMLUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000030010 Vanguard Long-Term Municipal Bond Index C000092031 Admiral Shares [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000030010 Vanguard Long-Term Municipal Bond Index C000092032 ETF Shares [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002896 Vanguard Long-Term Tax-Exempt Fund C000007957 Investor Shares VWLTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002896 Vanguard Long-Term Tax-Exempt Fund C000007958 Admiral Shares VWLUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000030008 Vanguard Short-Term Municipal Bond Index C000092027 Admiral Shares [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000030008 Vanguard Short-Term Municipal Bond Index C000092028 ETF Shares [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002897 Vanguard Short-Term Tax-Exempt Fund C000007959 Investor Shares VWSTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002897 Vanguard Short-Term Tax-Exempt Fund C000007960 Admiral Shares VWSUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000048568 Vanguard Tax-Exempt Bond Index Fund C000153131 Admiral Shares [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000048568 Vanguard Tax-Exempt Bond Index Fund C000153132 ETF Shares [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000048568 Vanguard Tax-Exempt Bond Index Fund C000153133 Investor Shares [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02687 0000225997 VANGUARD MUNICIPAL BOND FUNDS 30 S000002898 Vanguard Tax-Exempt Money Market Fund C000007961 Investor Shares VMSXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05340 0000821404 VANGUARD NEW JERSEY TAX-FREE FUNDS 30 S000002901 Vanguard New Jersey Long-Term Tax-Exempt Fund C000007964 Investor Shares VNJTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05340 0000821404 VANGUARD NEW JERSEY TAX-FREE FUNDS 30 S000002901 Vanguard New Jersey Long-Term Tax-Exempt Fund C000007965 Admiral Shares VNJUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05340 0000821404 VANGUARD NEW JERSEY TAX-FREE FUNDS 30 S000002902 Vanguard New Jersey Tax-Exempt Money Market Fund C000007966 Investor Shares VNJXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04570 0000788599 VANGUARD NEW YORK TAX-FREE FUNDS 30 S000002905 Vanguard New York Long-Term Tax-Exempt Fund C000007969 Investor Shares VNYTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04570 0000788599 VANGUARD NEW YORK TAX-FREE FUNDS 30 S000002905 Vanguard New York Long-Term Tax-Exempt Fund C000007970 Admiral Shares VNYUX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04570 0000788599 VANGUARD NEW YORK TAX-FREE FUNDS 30 S000002906 Vanguard New York Tax-Exempt Money Market Fund C000007971 Investor Shares VYFXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-06083 0000862341 VANGUARD OHIO TAX-FREE FUNDS 30 S000002908 Vanguard Ohio Long-Term Tax-Exempt Fund C000007973 Investor Shares VOHIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-06083 0000862341 VANGUARD OHIO TAX-FREE FUNDS 30 S000002909 Vanguard Ohio Tax-Exempt Money Market Fund C000007974 Investor Shares VOHXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04571 0000788606 VANGUARD PENNSYLVANIA TAX-FREE FUNDS 30 S000002911 Vanguard Pennsylvania Long-Term Tax-Exempt Fund C000007976 Investor Shares VPAIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04571 0000788606 VANGUARD PENNSYLVANIA TAX-FREE FUNDS 30 S000002911 Vanguard Pennsylvania Long-Term Tax-Exempt Fund C000007977 Admiral Shares VPALX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04571 0000788606 VANGUARD PENNSYLVANIA TAX-FREE FUNDS 30 S000002912 Vanguard Pennsylvania Tax-Exempt Money Market Fund C000007978 Investor Shares VPTXX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-04526 0000799127 VANGUARD QUANTITATIVE FUNDS / 30 S000012022 Structured Large-Cap Equity Fund C000032754 Institutional Shares VSLIX 100 VANGUARD BLVD MALVERN 19355 PA P O BOX 2600 811-04526 0000799127 VANGUARD QUANTITATIVE FUNDS / 30 S000012022 Structured Large-Cap Equity Fund C000032755 Institutional Plus Shares VSLPX 100 VANGUARD BLVD MALVERN 19355 PA P O BOX 2600 811-04526 0000799127 VANGUARD QUANTITATIVE FUNDS / 30 S000002913 Vanguard Growth and Income Fund C000007980 Admiral Shares VGIAX 100 VANGUARD BLVD MALVERN 19355 PA P O BOX 2600 811-04526 0000799127 VANGUARD QUANTITATIVE FUNDS / 30 S000002913 Vanguard Growth and Income Fund C000007979 Investor Shares VQNPX 100 VANGUARD BLVD MALVERN 19355 PA P O BOX 2600 811-04526 0000799127 VANGUARD QUANTITATIVE FUNDS / 30 S000013496 Vanguard Structured Broad Market C000036499 Institutional Shares VSBMX 100 VANGUARD BLVD MALVERN 19355 PA P O BOX 2600 811-04526 0000799127 VANGUARD QUANTITATIVE FUNDS / 30 S000013496 Vanguard Structured Broad Market C000039426 Institutional Plus Shares VSBPX 100 VANGUARD BLVD MALVERN 19355 PA P O BOX 2600 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000028087 Vanguard Explorer Value Fund C000085513 Investor Shares VEVFX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026863 Vanguard Intermediate-Term Corporate Bond Index Fund C000080855 ETF Shares VCIT PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026863 Vanguard Intermediate-Term Corporate Bond Index Fund C000080854 Institutional Shares VICBX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026863 Vanguard Intermediate-Term Corporate Bond Index Fund C000080853 Admiral Shares VICSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026860 Vanguard Intermediate-Term Government Bond Index Fund C000080846 ETF Shares VGIT PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026860 Vanguard Intermediate-Term Government Bond Index Fund C000080845 Institutional Shares VIIGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026860 Vanguard Intermediate-Term Government Bond Index Fund C000080844 Admiral Shares VSIGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026864 Vanguard Long-Term Corporate Bond Index Fund C000080858 ETF Shares VCLT PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026864 Vanguard Long-Term Corporate Bond Index Fund C000080857 Institutional Shares VLCIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026864 Vanguard Long-Term Corporate Bond Index Fund C000080856 Admiral Shares VLTCX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026861 Vanguard Long-Term Government Bond Index Fund C000080849 ETF Shares VGLT PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026861 Vanguard Long-Term Government Bond Index Fund C000080848 Institutional Shares VLGIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026861 Vanguard Long-Term Government Bond Index Fund C000080847 Admiral Shares VLGSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026865 Vanguard Mortgage-Backed Securities Index Fund C000080860 Institutional Shares VMBIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026865 Vanguard Mortgage-Backed Securities Index Fund C000080861 ETF Shares VMBS PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026865 Vanguard Mortgage-Backed Securities Index Fund C000080859 Admiral Shares VMBSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030002 Vanguard Russell 1000 Growth Index Fund C000092014 ETF Shares VONG PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030002 Vanguard Russell 1000 Growth Index Fund C000092013 Institutional Shares VRGWX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030000 Vanguard Russell 1000 Index Fund C000092010 ETF Shares VONE PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030000 Vanguard Russell 1000 Index Fund C000092009 Institutional Shares VRNIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030001 Vanguard Russell 1000 Value Index Fund C000092012 ETF Shares VONV PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030001 Vanguard Russell 1000 Value Index Fund C000092011 Institutional Shares VRVIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030005 Vanguard Russell 2000 Growth Index Fund C000092019 Institutional Shares VRTGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030005 Vanguard Russell 2000 Growth Index Fund C000092020 ETF Shares VTWG PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030003 Vanguard Russell 2000 Index Fund C000092015 Institutional Shares VRTIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030003 Vanguard Russell 2000 Index Fund C000092016 ETF Shares VTWO PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030004 Vanguard Russell 2000 Value Index Fund C000092018 Institutional Shares VRTVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030004 Vanguard Russell 2000 Value Index Fund C000092017 ETF Shares VTWV PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030006 Vanguard Russell 3000 Index Fund C000092021 Institutional Shares VRTTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000030006 Vanguard Russell 3000 Index Fund C000092022 ETF Shares VTHR PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026862 Vanguard Short-Term Corporate Bond Index Fund C000080852 ETF Shares VCSH PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026862 Vanguard Short-Term Corporate Bond Index Fund C000080850 Admiral Shares VSCSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026862 Vanguard Short-Term Corporate Bond Index Fund C000080851 Institutional Shares VSTBX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026859 Vanguard Short-Term Government Bond Index Fund C000080843 ETF Shares VGSH PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026859 Vanguard Short-Term Government Bond Index Fund C000080842 Institutional Shares VSBIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07803 0001021882 VANGUARD SCOTTSDALE FUNDS 30 S000026859 Vanguard Short-Term Government Bond Index Fund C000080841 Admiral Shares VSBSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000011322 Vanguard Dividend Appreciation Index Fund C000135474 Admiral Shares VDADX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000011322 Vanguard Dividend Appreciation Index Fund C000031349 Investor Shares VDAIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000011322 Vanguard Dividend Appreciation Index Fund C000031350 ETF Shares VIG PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002920 Vanguard Dividend Growth Fund C000008004 Investor Shares VDIGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002921 Vanguard Energy Fund C000008006 Admiral Shares VGELX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002921 Vanguard Energy Fund C000008005 Investor Shares VGENX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002922 Vanguard Health Care Fund C000008008 Admiral Shares VGHAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002922 Vanguard Health Care Fund C000008007 Investor Shares VGHCX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002923 Vanguard Precious Metals and Mining Fund C000008009 Investor Shares VGPMX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002924 Vanguard REIT Index Fund C000038987 Signal Shares VGRSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002924 Vanguard REIT Index Fund C000008010 Investor Shares VGSIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002924 Vanguard REIT Index Fund C000008011 Admiral Shares VGSLX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002924 Vanguard REIT Index Fund C000008012 Institutional Shares VGSNX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03916 0000734383 VANGUARD SPECIALIZED FUNDS 30 S000002924 Vanguard REIT Index Fund C000032424 ETF Shares VNQ PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002925 Vanguard Developed Markets Index Fund C000081540 Institutional Shares [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002925 Vanguard Developed Markets Index Fund C000105303 Admiral Shares VDMAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002925 Vanguard Developed Markets Index Fund C000008013 Investor Shares VDMIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002925 Vanguard Developed Markets Index Fund C000094035 Institutional Plus Shares VDMPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002927 Vanguard LifeStrategy Conservative Growth Fund C000008015 Investor Shares VSCGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002928 Vanguard LifeStrategy Growth Fund C000008016 Investor Shares VASGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002929 Vanguard LifeStrategy Income Fund C000008017 Investor Shares VASIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002930 Vanguard LifeStrategy Moderate Growth Fund C000008018 Investor Shares VSMGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002931 Vanguard Star Fund C000008019 Vanguard Star Fund VGSTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002932 Vanguard Total International Stock Index Fund C000008020 Investor Shares VGTSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002932 Vanguard Total International Stock Index Fund C000094037 Admiral Shares VTIAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002932 Vanguard Total International Stock Index Fund C000170278 Institutional Select Shares VTISX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002932 Vanguard Total International Stock Index Fund C000094039 Institutional Plus Shares VTPSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002932 Vanguard Total International Stock Index Fund C000094036 Institutional Shares VTSNX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-03919 0000736054 VANGUARD STAR FUNDS 30 S000002932 Vanguard Total International Stock Index Fund C000094038 ETF Shares VXUS PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004386 Vanguard Developed Markets Index Fund C000135477 Institutional Plus Shares VDIPX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004386 Vanguard Developed Markets Index Fund C000135478 Investor Shares VDVIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004386 Vanguard Developed Markets Index Fund C000051262 ETF Shares VEA PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004386 Vanguard Developed Markets Index Fund C000012140 Admiral Shares VTMGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004386 Vanguard Developed Markets Index Fund C000012141 Institutional Shares VTMNX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004383 Vanguard Tax-Managed Balanced Fund C000012133 Admiral Shares VTMFX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004384 Vanguard Tax-Managed Capital Appreciation Fund C000012134 Investor Shares VMCAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004384 Vanguard Tax-Managed Capital Appreciation Fund C000012136 Institutional Shares VTCIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004384 Vanguard Tax-Managed Capital Appreciation Fund C000012135 Admiral Shares VTCLX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004385 Vanguard Tax-Managed Growth and Income Fund C000012137 Investor Shares VTGIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004385 Vanguard Tax-Managed Growth and Income Fund C000012138 Admiral Shares VTGLX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004385 Vanguard Tax-Managed Growth and Income Fund C000012139 Institutional Shares VTMIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004387 Vanguard Tax-Managed Small-Cap Fund C000012142 Admiral Shares VTMSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07175 0000923202 VANGUARD TAX-MANAGED FUNDS 30 S000004387 Vanguard Tax-Managed Small-Cap Fund C000012143 Institutional Shares VTSIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02968-99 0000313850 VANGUARD TRUSTEES' EQUITY FUND 30 S000049301 Vanguard Alternative Strategies Fund C000155622 Investor Shares VASFX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02968-99 0000313850 VANGUARD TRUSTEES' EQUITY FUND 30 S000011877 Vanguard Diversified Equity Fund C000032457 Investor Shares VDEQX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02968-99 0000313850 VANGUARD TRUSTEES' EQUITY FUND 30 S000032976 Vanguard Emerging Markets Select Stock Fund C000101729 Investor Shares VMMSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-02968-99 0000313850 VANGUARD TRUSTEES' EQUITY FUND 30 S000004389 Vanguard International Value Fund C000012145 Investor Shares VTRIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-58431 0000889519 VANGUARD VALLEY FORGE FUNDS 30 S000002560 VANGUARD BALANCED INDEX FUND C000007056 INSTITUTIONAL SHARES VBAIX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-58431 0000889519 VANGUARD VALLEY FORGE FUNDS 30 S000002560 VANGUARD BALANCED INDEX FUND C000035201 Signal Shares VBASX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-58431 0000889519 VANGUARD VALLEY FORGE FUNDS 30 S000002560 VANGUARD BALANCED INDEX FUND C000007055 ADMIRAL SHARES VBIAX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-58431 0000889519 VANGUARD VALLEY FORGE FUNDS 30 S000002560 VANGUARD BALANCED INDEX FUND C000007054 INVESTOR SHARES VBINX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-58431 0000889519 VANGUARD VALLEY FORGE FUNDS 30 S000019761 Vanguard Managed Payout Fund C000055412 Investor Shares VPGDX P O BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004390 Balanced Portfolio C000012146 Balanced Portfolio [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004397 Capital Growth Portfolio C000012153 Capital Growth Portfolio [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000033473 Conservative Allocation Portfolio C000102905 Conservative Allocation Portfolio [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004398 Diversified Value Portfolio C000012154 Diversified Value Portfolio [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004399 Equity Income Portfolio C000012155 Equity Income Portfolio [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004400 Equity Index Portfolio C000012156 Equity Index Portfolio [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004401 Growth Portfolio C000012157 Growth Portfolio [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004402 High-Yield Bond Portfolio C000012158 High-Yield Bond Portfolio [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004403 International Portfolio C000012159 International Portfolio [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004404 Mid-Cap Index Portfolio C000012160 Mid-Cap Index Portfolio [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000033474 Moderate Allocation Portfolio C000102906 Moderate Allocation Portfolio [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004391 Money Market Portfolio C000012147 Money Market Portfolio [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004392 REIT Index Portfolio C000012148 REIT Index Portfolio [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004393 Short-Term Investment-Grade Portfolio C000012149 Short-Term Investment-Grade Portfolio [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004394 Small Company Growth Portfolio C000012150 Small Company Growth Portfolio [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004395 Total Bond Market Index Portfolio C000012151 Total Bond Market Index Portfolio [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-05962 0000857490 VANGUARD VARIABLE INSURANCE FUNDS 30 S000004396 Total Stock Market Index Portfolio C000012152 Total Stock Market Index Portfolio [NULL] PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01766 0000105544 VANGUARD WELLESLEY INCOME FUND 30 S000004405 VANGUARD WELLESLEY INCOME FUND C000012162 Admiral Shares VWIAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01766 0000105544 VANGUARD WELLESLEY INCOME FUND 30 S000004405 VANGUARD WELLESLEY INCOME FUND C000012161 Investor Shares VWINX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-00121 0000105563 VANGUARD WELLINGTON FUND 30 S000004406 VANGUARD WELLINGTON FUND C000012163 Investor Shares VWELX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-00121 0000105563 VANGUARD WELLINGTON FUND 30 S000004406 VANGUARD WELLINGTON FUND C000012164 Admiral Shares VWENX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000040750 Vanguard Emerging Markets Government Bond Index Fund C000126407 Admiral Shares VGAVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000040750 Vanguard Emerging Markets Government Bond Index Fund C000126409 Institutional Shares VGIVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000040750 Vanguard Emerging Markets Government Bond Index Fund C000126410 Investor Shares VGOVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000040750 Vanguard Emerging Markets Government Bond Index Fund C000126408 ETF Shares VWOB PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000043242 Vanguard Global Minimum Volatility Fund C000133791 Admiral Shares VMNVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000043242 Vanguard Global Minimum Volatility Fund C000133792 Investor Shares VMVFX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000014011 Vanguard High Dividend Yield Index Fund C000038294 Investor Shares VHDYX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000014011 Vanguard High Dividend Yield Index Fund C000038295 ETF Shares VYM PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000051871 Vanguard International Dividend Appreciation Index Fund C000163310 Admiral Shares VIAAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000051871 Vanguard International Dividend Appreciation Index Fund C000163312 Investor Shares VIAIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000051871 Vanguard International Dividend Appreciation Index Fund C000163311 ETF Shares VIGI PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000004407 Vanguard International Explorer Fund C000012165 Investor Shares VINEX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000051872 Vanguard International High Dividend Yield Index Fund C000163313 Admiral Shares VIHAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000051872 Vanguard International High Dividend Yield Index Fund C000163315 Investor Shares VIHIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000051872 Vanguard International High Dividend Yield Index Fund C000163314 ETF Shares VYMI PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000004408 Vanguard Mid-Cap Growth Fund C000012166 Investor Shares VMGRX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-07443 0001004655 VANGUARD WHITEHALL FUNDS 30 S000004409 Vanguard Selected Value Fund C000012167 Investor Shares VASVX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-00834 0000107606 VANGUARD WINDSOR FUNDS 30 S000004417 Vanguard Windsor Fund C000012178 Investor Shares VWNDX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-00834 0000107606 VANGUARD WINDSOR FUNDS 30 S000004417 Vanguard Windsor Fund C000012179 Admiral Shares VWNEX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-00834 0000107606 VANGUARD WINDSOR FUNDS 30 S000004418 Vanguard Windsor II Fund C000012181 Admiral Shares VWNAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-00834 0000107606 VANGUARD WINDSOR FUNDS 30 S000004418 Vanguard Windsor II Fund C000012180 Investor Shares VWNFX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004446 Vanguard Consumer Discretionary Index Fund C000012214 Admiral Shares VCDAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004446 Vanguard Consumer Discretionary Index Fund C000012215 ETF Shares VCR PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004447 Vanguard Consumer Staples Index Fund C000012216 Admiral Shares VCSAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004447 Vanguard Consumer Staples Index Fund C000012217 ETF Shares VDC PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004448 Vanguard Energy Index Fund C000012219 ETF Shares VDE PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004448 Vanguard Energy Index Fund C000012218 Admiral Shares VENAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000018789 Vanguard Extended Duration Treasury Index Fund C000051981 ETF Shares EDV PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000018789 Vanguard Extended Duration Treasury Index Fund C000051980 Institutional Plus Shares VEDIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000018789 Vanguard Extended Duration Treasury Index Fund C000051979 Institutional Shares VEDTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004449 Vanguard Financials Index Fund C000012220 Admiral Shares VFAIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004449 Vanguard Financials Index Fund C000012221 ETF Shares VFH PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004440 Vanguard FTSE Social Index Fund C000012204 Institutional Shares VFTNX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004440 Vanguard FTSE Social Index Fund C000012203 Investor Shares VFTSX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004450 Vanguard Health Care Index Fund C000012222 Admiral Shares VHCIX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004450 Vanguard Health Care Index Fund C000012223 ETF Shares VHT PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004451 Vanguard Industrials Index Fund C000012224 Admiral Shares VINAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004451 Vanguard Industrials Index Fund C000012225 ETF Shares VIS PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004452 Vanguard Information Technology Index Fund C000012227 ETF Shares VGT PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004452 Vanguard Information Technology Index Fund C000012226 Admiral Shares VITAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004453 Vanguard International Growth Fund C000012228 Investor Shares VWIGX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004453 Vanguard International Growth Fund C000012229 Admiral Shares VWILX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004441 Vanguard Materials Index Fund C000012206 ETF Shares VAW PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000004441 Vanguard Materials Index Fund C000012205 Admiral Shares VMIAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000019700 Vanguard Mega Cap Growth Index Fund C000055216 ETF Shares MGK PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000019700 Vanguard Mega Cap Growth Index Fund C000055215 Institutional Shares VMGAX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000019698 Vanguard Mega Cap Index Fund C000055210 ETF Shares MGC PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000019698 Vanguard Mega Cap Index Fund C000055209 Institutional Shares VMCTX PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000019699 Vanguard Mega Cap Value Index Fund C000055213 ETF Shares MGV PO BOX 2600 VALLEY FORGE 19482 PA V26 811-01027 0000052848 VANGUARD WORLD FUND 30 S000019699 Vanguard Mega Cap Value Index Fund C000055212 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19482 PA V26 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000053731 Emerging Markets Fund C000168905 Investor Shares [NULL] 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000053731 Emerging Markets Fund C000168906 T Shares [NULL] 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008107 Vantagepoint 500 Stock Index Fund C000022042 I Class VPFIX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008107 Vantagepoint 500 Stock Index Fund C000022043 II Class VPSKX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008107 Vantagepoint 500 Stock Index Fund C000122991 T Shares VQFIX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008118 Vantagepoint Aggressive Opportunities Fund C000022055 Investor Shares VPAOX 777 NORTH CAPITOL ST, NE WASHINGTON 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ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008129 Vantagepoint Core Bond Index Fund C000123011 T Shares VQCIX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000020942 Vantagepoint Discovery Fund C000059145 Investor Shares VPDSX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000020942 Vantagepoint Discovery Fund C000123017 T Shares VQDSX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000020943 Vantagepoint Diversifying Strategies Fund C000059146 T Shares VPDAX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008130 Vantagepoint Equity Income Fund C000022070 Investor Shares VPEIX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008130 Vantagepoint Equity Income Fund C000123012 T Shares VQEIX 777 NORTH 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C000022045 II Class VPMSX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008108 Vantagepoint Mid/Small Company Index Fund C000022044 I Class VPSIX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008108 Vantagepoint Mid/Small Company Index Fund C000122992 T Shares VQSIX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008109 Vantagepoint Milestone 2010 Fund C000022046 Investor M Shares VPRQX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008109 Vantagepoint Milestone 2010 Fund C000122993 TM Shares VQRQX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008110 Vantagepoint Milestone 2015 Fund C000022047 Investor M Shares VPRPX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008110 Vantagepoint Milestone 2015 Fund C000122994 TM Shares VQRPX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008111 Vantagepoint Milestone 2020 Fund C000022048 Investor M Shares VPROX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008111 Vantagepoint Milestone 2020 Fund C000122995 TM Shares VQROX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008112 Vantagepoint Milestone 2025 Fund C000022049 Investor M Shares VPRNX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008112 Vantagepoint Milestone 2025 Fund C000122996 TM Shares VQRNX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008113 Vantagepoint Milestone 2030 Fund C000022050 Investor M Shares VPRMX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008113 Vantagepoint Milestone 2030 Fund C000122997 TM Shares VQRMX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008114 Vantagepoint Milestone 2035 Fund C000022051 Investor M Shares VPRLX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008114 Vantagepoint Milestone 2035 Fund C000122998 TM Shares VQRLX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008115 Vantagepoint Milestone 2040 Fund C000022052 Investor M Shares VPRKX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008115 Vantagepoint Milestone 2040 Fund C000122999 TM Shares VQRKX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000027311 Vantagepoint Milestone 2045 Fund C000082383 Investor M Shares VPRJX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000027311 Vantagepoint Milestone 2045 Fund C000123018 TM Shares VQRJX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000038249 Vantagepoint Milestone 2050 Fund C000117924 Investor M Shares VPRHX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000038249 Vantagepoint Milestone 2050 Fund C000123019 TM Shares VQRHX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000052065 Vantagepoint Milestone 2055 Fund C000163839 Investor M Shares VPRGX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000052065 Vantagepoint Milestone 2055 Fund C000163840 TM Shares VQRGX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008116 Vantagepoint Milestone Retirement Income Fund C000022053 Investor M Shares VPRRX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008116 Vantagepoint Milestone Retirement Income Fund C000123000 TM Shares VQRRX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008119 Vantagepoint Model Portfolio Conservative Growth Fund C000022056 Investor M Shares VPCGX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008119 Vantagepoint Model Portfolio Conservative Growth Fund C000123003 TM Shares VQCGX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008117 Vantagepoint Model Portfolio Global Equity Growth Fund C000022054 Investor M Shares VPAGX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008117 Vantagepoint Model Portfolio Global Equity Growth Fund C000123001 TM Shares VQAGX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008120 Vantagepoint Model Portfolio Long-Term Growth Fund C000022057 Investor M Shares VPLGX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008120 Vantagepoint Model Portfolio Long-Term Growth Fund C000123004 TM Shares VQLGX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008122 Vantagepoint Model Portfolio Traditional Growth Fund C000022059 Investor M Shares VPTGX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008122 Vantagepoint Model Portfolio Traditional Growth Fund C000123006 TM Shares VQTGX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008124 Vantagepoint Overseas Equity Index Fund C000022062 II Class VPOEX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008124 Vantagepoint Overseas Equity Index Fund C000022061 I Class VPOIX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000008124 Vantagepoint Overseas Equity Index Fund C000123007 T Shares VQOIX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000020941 Vantagepoint Select Value Fund C000059144 Investor Shares VPSVX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-08941 0001066980 VANTAGEPOINT FUNDS 30 S000020941 Vantagepoint Select Value Fund C000123016 T Shares VQSVX 777 NORTH CAPITOL ST, NE WASHINGTON 20002 DC STE 600 811-03089 0000318791 VARIABLE ACCOUNT A OF MONARCH LIFE INSURANCE CO 33 S000011228 VARIABLE ACCOUNT A OF MONARCH LIFE INSURANCE CO C000030928 VARIABLE ACCOUNT A OF MONARCH LIFE INSURANCE CO [NULL] ONE MONARCH PL SPRINGFIED 01133 MA [NULL] 811-05439 0000826723 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO 32 S000002556 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO C000007042 EmPower Variable Annuity [NULL] P O BOX 64284 ST PAUL 55164 MN [NULL] 811-05439 0000826723 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO 32 S000002556 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO C000007041 Income Preferred Variable Annuity [NULL] P O BOX 64284 ST PAUL 55164 MN [NULL] 811-05439 0000826723 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO 32 S000002556 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO C000059464 Masters + Variable Annuity [NULL] P O BOX 64284 ST PAUL 55164 MN [NULL] 811-05439 0000826723 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO 32 S000002556 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO C000007043 Masters Variable Annuity [NULL] P O BOX 64284 ST PAUL 55164 MN [NULL] 811-05439 0000826723 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO 32 S000002556 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO C000059465 Opportunity + Variable Annuity [NULL] P O BOX 64284 ST PAUL 55164 MN [NULL] 811-05439 0000826723 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO 32 S000002556 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO C000007044 Opportunity Variable Annuity [NULL] P O BOX 64284 ST PAUL 55164 MN [NULL] 811-05439 0000826723 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO 32 S000002556 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO C000007046 TD Waterhouse Variable Annuity [NULL] P O BOX 64284 ST PAUL 55164 MN [NULL] 811-05439 0000826723 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO 32 S000002556 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO C000007045 Triple Crown Variable Annuity [NULL] P O BOX 64284 ST PAUL 55164 MN [NULL] 811-05439 0000826723 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO 32 S000002556 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO C000007047 Union Security Variable Annuity [NULL] P O BOX 64284 ST PAUL 55164 MN [NULL] 811-05439 0000826723 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO 32 S000002556 VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO C000007048 Wells Fargo Passage Variable Annuity [NULL] P O BOX 64284 ST PAUL 55164 MN [NULL] 811-08269 0001039860 VARIABLE ACCOUNT J OF LIBERTY LIFE ASSURANCE CO OF BOSTON 32 S000002252 VARIABLE ACCOUNT J OF LIBERTY LIFE ASSURANCE CO OF BOSTON C000005832 Liberty Advisor [NULL] 1601 TRAPELO ROAD WALTHAM 02451 MA SUITE 30 811-06329 0000876438 VARIABLE ACCOUNT K OF LIBERTY LIFE ASSURANCE CO OF BOSTON 32 S000002253 VARIABLE ACCOUNT K OF LIBERTY LIFE ASSURANCE CO OF BOSTON C000005833 New York Preferred Advisor [NULL] 175 BERKELEY ST BOSTON 02117 MA [NULL] 811-07549 0001007286 VARIABLE ANNUITY 1 SERIES ACCOUNT 32 S000000655 Variable Annuity 1 Series Account C000141360 Variable Annuity 1 Series Account - Advisor Choice [NULL] 8515 E ORCHARD RD GREENWOOD VILLAGE 80111 CO [NULL] 811-07549 0001007286 VARIABLE ANNUITY 1 SERIES ACCOUNT 32 S000000655 Variable Annuity 1 Series Account C000001886 Variable Annuity 1 Series Account - OneSource [NULL] 8515 E ORCHARD RD GREENWOOD VILLAGE 80111 CO [NULL] 811-07549 0001007286 VARIABLE ANNUITY 1 SERIES ACCOUNT 32 S000000655 Variable Annuity 1 Series Account C000141265 Variable Annuity 1 Series Account - OneSource Choice [NULL] 8515 E ORCHARD RD GREENWOOD VILLAGE 80111 CO [NULL] 811-07549 0001007286 VARIABLE ANNUITY 1 SERIES ACCOUNT 32 S000000655 Variable Annuity 1 Series Account C000001885 Variable Annuity 1 Series Account - Select [NULL] 8515 E ORCHARD RD GREENWOOD VILLAGE 80111 CO [NULL] 811-04294 0000768609 VARIABLE ANNUITY ACCOUNT 32 S000001667 VARIABLE ANNUITY ACCOUNT C000004518 2-97564 MultiOption Annuity [NULL] 400 ROBERT ST NORTH ST PAUL 55101-2098 MN [NULL] 811-04294 0000768609 VARIABLE ANNUITY ACCOUNT 32 S000001667 VARIABLE ANNUITY ACCOUNT C000004520 33-12333 Megannuity [NULL] 400 ROBERT ST NORTH ST PAUL 55101-2098 MN [NULL] 811-04294 0000768609 VARIABLE ANNUITY ACCOUNT 32 S000001667 VARIABLE ANNUITY ACCOUNT C000004521 33-62147 Adjustable Income Annuity [NULL] 400 ROBERT ST NORTH ST PAUL 55101-2098 MN [NULL] 811-04294 0000768609 VARIABLE ANNUITY ACCOUNT 32 S000001667 VARIABLE ANNUITY ACCOUNT C000004519 33-80788 MultiOption Select [NULL] 400 ROBERT ST NORTH ST PAUL 55101-2098 MN [NULL] 811-04294 0000768609 VARIABLE ANNUITY ACCOUNT 32 S000001667 VARIABLE ANNUITY ACCOUNT C000004515 333-111067 Waddell & Reed Advisors Retirement Builder Variable Annuity [NULL] 400 ROBERT ST NORTH ST PAUL 55101-2098 MN [NULL] 811-04294 0000768609 VARIABLE ANNUITY ACCOUNT 32 S000001667 VARIABLE ANNUITY ACCOUNT C000004516 333-79049 MultiOption Achiever [NULL] 400 ROBERT ST NORTH ST PAUL 55101-2098 MN [NULL] 811-04294 0000768609 VARIABLE ANNUITY ACCOUNT 32 S000001667 VARIABLE ANNUITY ACCOUNT C000004517 333-79069 MultiOption Classic [NULL] 400 ROBERT ST NORTH ST PAUL 55101-2098 MN [NULL] 811-04294 0000768609 VARIABLE ANNUITY ACCOUNT 32 S000001667 VARIABLE ANNUITY ACCOUNT C000004514 333-91784 MultiOption Advisor [NULL] 400 ROBERT ST NORTH ST PAUL 55101-2098 MN [NULL] 811-04294 0000768609 VARIABLE ANNUITY ACCOUNT 32 S000001667 VARIABLE ANNUITY ACCOUNT 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ORANGE WAY WINDSOR 06095-4774 CT [NULL] 811-02513 0000103007 VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co 32 S000001089 VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY C000002959 Map II [NULL] ONE ORANGE WAY WINDSOR 06095-4774 CT [NULL] 811-02513 0000103007 VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co 32 S000001089 VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY C000002961 Multiple Sponsored Retirement Options [NULL] ONE ORANGE WAY WINDSOR 06095-4774 CT [NULL] 811-02513 0000103007 VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co 32 S000001089 VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY C000091927 Multiple Sponsored Retirement Options II [NULL] ONE ORANGE WAY WINDSOR 06095-4774 CT [NULL] 811-02513 0000103007 VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co 32 S000001089 VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE AND ANNUITY 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ANNUITY Co 32 S000001089 VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY C000008332 Voya Pension IRA (1984) [NULL] ONE ORANGE WAY WINDSOR 06095-4774 CT [NULL] 811-08183 0001037155 VARIABLE ANNUITY I SER ACC OF GRT WEST LI & ANNU INS CO OF NY 32 S000011536 Variable Annuity 1 Series Account of New York C000141361 Variable Annuity 1 Series Account of New York - Advisor Choice [NULL] 489 FIFTH AVE. NEW YORK 10017 NY 28TH FLOOR 811-08183 0001037155 VARIABLE ANNUITY I SER ACC OF GRT WEST LI & ANNU INS CO OF NY 32 S000011536 Variable Annuity 1 Series Account of New York C000058940 Variable Annuity 1 Series Account of New York - OneSource [NULL] 489 FIFTH AVE. NEW YORK 10017 NY 28TH FLOOR 811-08183 0001037155 VARIABLE ANNUITY I SER ACC OF GRT WEST LI & ANNU INS CO OF NY 32 S000011536 Variable Annuity 1 Series Account of New York C000141266 Variable Annuity 1 Series Account of New York - OneSource Choice [NULL] 489 FIFTH AVE. NEW YORK 10017 NY 28TH FLOOR 811-08183 0001037155 VARIABLE ANNUITY I SER ACC OF GRT WEST LI & ANNU INS CO OF NY 32 S000011536 Variable Annuity 1 Series Account of New York C000031798 Variable Annuity 1 Series Account of New York - Select [NULL] 489 FIFTH AVE. NEW YORK 10017 NY 28TH FLOOR 811-03240 0000354912 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A 32 S000001799 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A C000096324 Equity Director VA (333-170476) [NULL] 2929 ALLEN PKWY HOUSTON 77019 TX P O BOX 3206 811-03240 0000354912 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A 32 S000001799 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A C000004707 VALIC GUP/GTS-VA (002-32783) [NULL] 2929 ALLEN PKWY HOUSTON 77019 TX P O BOX 3206 811-03240 0000354912 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A 32 S000001799 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A C000004708 VALIC IMPACT UIT-981 VA (002-96223) [NULL] 2929 ALLEN PKWY HOUSTON 77019 TX P O BOX 3206 811-03240 0000354912 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A 32 S000001799 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A C000004709 VALIC INDEPENDENCE PLUS VA (333-124398) [NULL] 2929 ALLEN PKWY HOUSTON 77019 TX P O BOX 3206 811-03240 0000354912 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A 32 S000001799 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A C000040580 VALIC New Portfolio Director VA (333-137942) [NULL] 2929 ALLEN PKWY HOUSTON 77019 TX P O BOX 3206 811-03240 0000354912 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A 32 S000001799 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A C000154352 VALIC Polaris Choice Elite VA (333-201803) [NULL] 2929 ALLEN PKWY HOUSTON 77019 TX P O BOX 3206 811-03240 0000354912 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A 32 S000001799 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A C000154351 VALIC Polaris Platinum Elite VA (333-201800) [NULL] 2929 ALLEN PKWY HOUSTON 77019 TX P O BOX 3206 811-03240 0000354912 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A 32 S000001799 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A C000156213 VALIC Portfolio Director Plus VA (333-202700) [NULL] 2929 ALLEN PKWY HOUSTON 77019 TX P O BOX 3206 811-03240 0000354912 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A 32 S000001799 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A C000004706 VALIC Portfolio Director VA (033-75292) [NULL] 2929 ALLEN PKWY HOUSTON 77019 TX P O BOX 3206 811-03240 0000354912 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A 32 S000001799 VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A C000004710 VALIC POTENTIA VA (333-49232) [NULL] 2929 ALLEN PKWY HOUSTON 77019 TX P O BOX 3206 811-05817 0000851066 Variable Annuity-2 Series Account 32 S000006612 Variable Annuity-2 Series Account C000143980 Great-West Smart Track GWLA [NULL] 8515 EAST ORCHARD ROAD GREENWOOD VILLAGE 80111 CO [NULL] 811-05817 0000851066 Variable Annuity-2 Series Account 32 S000006612 Variable Annuity-2 Series Account C000159787 Great-West Smart Track II - 5 Year variable annuity [NULL] 8515 EAST ORCHARD ROAD GREENWOOD VILLAGE 80111 CO [NULL] 811-05817 0000851066 Variable Annuity-2 Series Account 32 S000006612 Variable Annuity-2 Series Account C000143982 Great-West Smart Track II GWLA [NULL] 8515 EAST ORCHARD ROAD GREENWOOD VILLAGE 80111 CO [NULL] 811-05817 0000851066 Variable Annuity-2 Series Account 32 S000006612 Variable Annuity-2 Series Account C000129984 Great-West Smart Track II Variable Annuity [NULL] 8515 EAST ORCHARD ROAD GREENWOOD VILLAGE 80111 CO [NULL] 811-05817 0000851066 Variable Annuity-2 Series Account 32 S000006612 Variable Annuity-2 Series Account C000107377 Great-West Smart Track Variable Annuity [NULL] 8515 EAST ORCHARD ROAD GREENWOOD VILLAGE 80111 CO [NULL] 811-05817 0000851066 Variable Annuity-2 Series Account 32 S000006612 Variable Annuity-2 Series Account C000081762 Great-West Varifund Advisor Variable Annuity [NULL] 8515 EAST ORCHARD ROAD GREENWOOD VILLAGE 80111 CO [NULL] 811-05817 0000851066 Variable Annuity-2 Series Account 32 S000006612 Variable Annuity-2 Series Account C000081764 Great-West Varifund Plus Variable Annuity [NULL] 8515 EAST ORCHARD ROAD GREENWOOD VILLAGE 80111 CO [NULL] 811-05817 0000851066 Variable Annuity-2 Series Account 32 S000006612 Variable Annuity-2 Series Account C000081761 Great-West Varifund Variable Annuity [NULL] 8515 EAST ORCHARD ROAD GREENWOOD VILLAGE 80111 CO [NULL] 811-05817 0000851066 Variable Annuity-2 Series Account 32 S000006612 Variable Annuity-2 Series Account C000157148 Smart Track II - 5 Year variable annuity [NULL] 8515 EAST ORCHARD ROAD GREENWOOD VILLAGE 80111 CO [NULL] 811-05817 0000851066 Variable Annuity-2 Series Account 32 S000006612 Variable Annuity-2 Series Account C000173055 STY [NULL] 8515 EAST ORCHARD ROAD GREENWOOD VILLAGE 80111 CO [NULL] 811-05961 0000857588 VARIABLE ANNUITY-2 SERIES ACCOUNT 32 S000011552 VARIABLE ANNUITY-2 SERIES ACCOUNT C000143984 Great-West Smart Track GWLANY [NULL] 489 FIFTH AVE. NEW YORK 10017 NY 28TH FLOOR 811-05961 0000857588 VARIABLE ANNUITY-2 SERIES ACCOUNT 32 S000011552 VARIABLE ANNUITY-2 SERIES ACCOUNT C000159788 Great-West Smart Track II - 5 Year variable annuity [NULL] 489 FIFTH AVE. NEW YORK 10017 NY 28TH FLOOR 811-05961 0000857588 VARIABLE ANNUITY-2 SERIES ACCOUNT 32 S000011552 VARIABLE ANNUITY-2 SERIES ACCOUNT C000143986 Great-West Smart Track II GWLANY [NULL] 489 FIFTH AVE. NEW YORK 10017 NY 28TH FLOOR 811-05961 0000857588 VARIABLE ANNUITY-2 SERIES ACCOUNT 32 S000011552 VARIABLE ANNUITY-2 SERIES ACCOUNT C000130283 Great-West Smart Track II Variable Annuity [NULL] 489 FIFTH AVE. NEW YORK 10017 NY 28TH FLOOR 811-05961 0000857588 VARIABLE ANNUITY-2 SERIES ACCOUNT 32 S000011552 VARIABLE ANNUITY-2 SERIES ACCOUNT C000107748 Great-West Smart Track Variable Annuity [NULL] 489 FIFTH AVE. NEW YORK 10017 NY 28TH FLOOR 811-05961 0000857588 VARIABLE ANNUITY-2 SERIES ACCOUNT 32 S000011552 VARIABLE ANNUITY-2 SERIES ACCOUNT C000157149 Smart Track II - 5 Year variable annuity [NULL] 489 FIFTH AVE. NEW YORK 10017 NY 28TH FLOOR 811-05961 0000857588 VARIABLE ANNUITY-2 SERIES ACCOUNT 32 S000011552 VARIABLE ANNUITY-2 SERIES ACCOUNT C000173056 STY [NULL] 489 FIFTH AVE. NEW YORK 10017 NY 28TH FLOOR 811-05961 0000857588 VARIABLE ANNUITY-2 SERIES ACCOUNT 32 S000011552 VARIABLE ANNUITY-2 SERIES ACCOUNT C000031833 VARIABLE ANNUITY-2 SERIES ACCOUNT - Varifund [NULL] 489 FIFTH AVE. NEW YORK 10017 NY 28TH FLOOR 811-07776 0000906763 VARIABLE ANNUITY-3 SERIES ACCOUNT 32 S000011553 VARIABLE ANNUITY-3 SERIES ACCOUNT C000031834 VARIABLE ANNUITY-3 SERIES ACCOUNT - Trillium [NULL] 489 FIFTH AVE. NEW YORK 10017 NY 28TH FLOOR 811-23054 0001639553 Variable Annuity-8 Series Account (of Great-West Life & Annuity Insurance Co of New York) 32 S000050203 Variable Annuity-8 Series Account C000158471 SecureFoundation VA 403(b) [NULL] 489 FIFTH AVE. NEW YORK 10017 NY 28TH FLOOR 811-23054 0001639553 Variable Annuity-8 Series Account (of Great-West Life & Annuity Insurance Co of New York) 32 S000050203 Variable Annuity-8 Series Account C000158472 SecureFoundation VA IRA [NULL] 489 FIFTH AVE. NEW YORK 10017 NY 28TH FLOOR 811-23050 0001639105 Variable Annuity-8 Series Account (of Great-West Life & Annuity Insurance Company) 32 S000050052 Variable Annuity-8 Series Account C000158015 SecureFoundation VA 403(b) [NULL] 8515 EAST ORCHARD ROAD GREENWOOD VILLAGE 80111 CO [NULL] 811-23050 0001639105 Variable Annuity-8 Series Account (of Great-West Life & Annuity Insurance Company) 32 S000050052 Variable Annuity-8 Series Account C000158014 SecureFoundation VA IRA [NULL] 8515 EAST ORCHARD ROAD GREENWOOD VILLAGE 80111 CO [NULL] 811-01689 0000066749 VARIABLE FUND D 32 S000001668 VARIABLE FUND D C000004522 2-29624 Old Fund D [NULL] 400 ROBERT ST NORTH ST PAUL 55101 MN [NULL] 811-01689 0000066749 VARIABLE FUND D 32 S000001668 VARIABLE FUND D C000004523 2-89208 New Fund D [NULL] 400 ROBERT ST NORTH ST PAUL 55101 MN [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007716 Equity-Income Portfolio C000020966 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007716 Equity-Income Portfolio C000020967 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007716 Equity-Income Portfolio C000020968 Service Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007716 Equity-Income Portfolio C000020970 Service Class 2 [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000044870 Floating Rate High Income Portfolio C000139277 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000044870 Floating Rate High Income Portfolio C000139278 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007717 Growth Portfolio C000023036 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007717 Growth Portfolio C000020971 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007717 Growth Portfolio C000020972 Service Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007717 Growth Portfolio C000020974 Service Class 2 QVG2Q 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007718 High Income Portfolio C000020975 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007718 High Income Portfolio C000020977 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007718 High Income Portfolio C000020978 Service Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007718 High Income Portfolio C000020981 Service Class 2 QHI2Q 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007720 Overseas Portfolio C000020986 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007720 Overseas Portfolio C000020988 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007720 Overseas Portfolio C000020989 Service Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007720 Overseas Portfolio C000020992 Service Class 2 QVO2Q 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007721 Value Portfolio C000020993 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007721 Value Portfolio C000020994 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007721 Value Portfolio C000020995 Service Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03329 0000356494 VARIABLE INSURANCE PRODUCTS FUND 30 S000007721 Value Portfolio C000020996 Service Class 2 [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000007724 Contrafund Portfolio C000021005 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000007724 Contrafund Portfolio C000021006 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000007724 Contrafund Portfolio C000021007 Service Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000007724 Contrafund Portfolio C000021009 Service Class 2 [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000007725 Disciplined Small Cap Portfolio C000021010 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000007725 Disciplined Small Cap Portfolio C000021011 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000007725 Disciplined Small Cap Portfolio C000021012 Service Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000007725 Disciplined Small Cap Portfolio C000021013 Service Class 2 [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000039296 Emerging Markets Portfolio C000121072 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000039296 Emerging Markets Portfolio C000121074 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000039296 Emerging Markets Portfolio C000121075 Service Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000039296 Emerging Markets Portfolio C000121076 Service Class 2 [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000007726 Index 500 Portfolio C000021015 Service Class QINSQ 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000007726 Index 500 Portfolio C000021016 Service Class 2 QVI2Q 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000007726 Index 500 Portfolio C000021014 Initial Class XAOKX 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000039298 International Capital Appreciation Portfolio C000121082 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000039298 International Capital Appreciation Portfolio C000121084 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000039298 International Capital Appreciation Portfolio C000121085 Service Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05511 0000831016 VARIABLE INSURANCE PRODUCTS FUND II 30 S000039298 International Capital Appreciation Portfolio C000121087 Service Class 2 [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007736 Consumer Discretionary Portfolio C000021050 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007736 Consumer Discretionary Portfolio C000021051 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000016757 Consumer Staples Portfolio C000046802 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000016757 Consumer Staples Portfolio C000046803 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007752 Energy Portfolio C000021080 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007752 Energy Portfolio C000021081 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007752 Energy Portfolio C000021082 Sevice Class 2 [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007758 Financial Services Portfolio C000021099 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007758 Financial Services Portfolio C000021100 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007742 Health Care Portfolio C000021062 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007742 Health Care Portfolio C000021063 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007747 Industrials Portfolio C000021074 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007747 Industrials Portfolio C000021075 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000016758 Materials Portfolio C000046804 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000016758 Materials Portfolio C000046805 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007753 Real Estate Portfolio C000021083 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007753 Real Estate Portfolio C000021084 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007753 Real Estate Portfolio C000021085 Service Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007753 Real Estate Portfolio C000021086 Service Class 2 [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007755 Technology Portfolio C000021091 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007755 Technology Portfolio C000021092 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000016759 Telecommunications Portfolio C000046806 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000016759 Telecommunications Portfolio C000046807 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007756 Utilities Portfolio C000021093 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-03759 0000720318 VARIABLE INSURANCE PRODUCTS FUND IV 30 S000007756 Utilities Portfolio C000021094 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05361 0000823535 Variable Insurance Products Fund V 30 S000017667 Asset Manager Growth Portfolio C000048816 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05361 0000823535 Variable Insurance Products Fund V 30 S000017667 Asset Manager Growth Portfolio C000048813 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05361 0000823535 Variable Insurance Products Fund V 30 S000017667 Asset Manager Growth Portfolio C000048814 Service Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05361 0000823535 Variable Insurance Products Fund V 30 S000017667 Asset Manager Growth Portfolio C000048815 Service Class 2 [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05361 0000823535 Variable Insurance Products Fund V 30 S000017659 Asset Manager Portfolio C000048799 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05361 0000823535 Variable Insurance Products Fund V 30 S000017659 Asset Manager Portfolio C000048800 Investor Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05361 0000823535 Variable Insurance Products Fund V 30 S000017659 Asset Manager Portfolio C000048801 Service Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05361 0000823535 Variable Insurance Products Fund V 30 S000017659 Asset Manager Portfolio C000048802 Service Class 2 [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05361 0000823535 Variable Insurance Products Fund V 30 S000017669 Freedom 2005 Portfolio C000048821 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05361 0000823535 Variable Insurance Products Fund V 30 S000017669 Freedom 2005 Portfolio C000048822 Service Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05361 0000823535 Variable Insurance Products Fund V 30 S000017669 Freedom 2005 Portfolio C000048823 Service Class 2 [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05361 0000823535 Variable Insurance Products Fund V 30 S000017670 Freedom 2010 Portfolio C000048824 Initial Class [NULL] 245 SUMMER STREET BOSTON 02210 MA [NULL] 811-05361 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CO C000027683 VEL III (Allmerica Estate Optimizer) (333-58385) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-05183 0000814807 VEL ACCOUNT OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 33 S000009478 VEL Account C000025945 VEL ('87) (33-14672) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-05183 0000814807 VEL ACCOUNT OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 33 S000009478 VEL Account C000026423 VEL ('91) (33-90320) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-05183 0000814807 VEL ACCOUNT OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 33 S000009478 VEL Account C000026424 VEL (Plus) (33-42687) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-07466 0000896838 VEL II ACCOUNT OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO 33 S000009650 VEL II ACCOUNT OF ALLMERICA FINANCIAL LIFE INS & ANN CO C000026444 VEL II ('93) (33-57792) [NULL] 132 TURNPIKE ROAD, SUITE 210 SOUTHBOROUGH 01772 MA [NULL] 811-08130 0000914283 VEL II ACCT OF STATE MUTUAL LIFE ASSUR CO OF AMERICA 33 S000009651 VEL II ACCT OF STATE MUTUAL LIFE ASSUR CO OF AMERICA C000026446 VEL ('93) (33-71056) [NULL] 440 LINCOLN ST WORCESTER 01653 MA [NULL] 811-08130 0000914283 VEL II ACCT OF STATE MUTUAL LIFE ASSUR CO OF AMERICA 33 S000009651 VEL II ACCT OF STATE MUTUAL LIFE ASSUR CO OF AMERICA C000027698 VEL II ('93) (33-71056) [NULL] 440 LINCOLN ST WORCESTER 01653 MA [NULL] 811-22578 0001524968 Vericimetry Funds 30 S000033942 Vericimetry U.S. Small Cap Value Fund C000104657 Vericimetry U.S. Small Cap Value Fund VYSVX 790 E COLORADO BLVD., 9TH FLOOR PASADENA 91101 CA [NULL] 811-04896 0000805925 VERMONT VARIABLE LIFE INSURANCE ACCOUNT 33 S000011226 VERMONT VARIABLE LIFE INSURANCE ACCOUNT C000030921 VERMONT VARIABLE LIFE INSURANCE ACCOUNT - Matrix [NULL] ONE NATIONAL LIFE DRIVE MONTPELIER 05604 VT [NULL] 811-21584 0001289876 Victory Institutional Funds 30 S000000821 Institutional Diversified Stock Fund C000002429 Class A VIDSX 3435 STELZER ROAD COLUMBUS 43219 OH [NULL] 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000787 Victory Diversified Stock Fund C000002337 Class R GRINX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000787 Victory Diversified Stock Fund C000002333 Class A SRVEX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000787 Victory Diversified Stock Fund C000002336 Class C VDSCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000787 Victory Diversified Stock Fund C000052113 Class I VDSIX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000787 Victory Diversified Stock Fund C000138365 Class R6 VDSRX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000787 Victory Diversified Stock Fund C000111270 Class Y VDSYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000044741 Victory Expedition Emerging Markets Small Cap Fund (formerly Victory Emerging Markets Small Cap Fund) C000139034 Class A VAEMX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000044741 Victory Expedition Emerging Markets Small Cap Fund (formerly Victory Emerging Markets Small Cap Fund) C000139035 Class C VCEMX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000044741 Victory Expedition Emerging Markets Small Cap Fund (formerly Victory Emerging Markets Small Cap Fund) C000139036 Class I VIEMX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000044741 Victory Expedition Emerging Markets Small Cap Fund (formerly Victory Emerging Markets Small Cap Fund) C000139037 Class Y VYEMX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053575 Victory Floating Rate Fund C000168385 Class C RSFCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053575 Victory Floating Rate Fund C000168386 Class R RSFKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053575 Victory Floating Rate Fund C000168384 Class A RSFLX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053575 Victory Floating Rate Fund C000168387 Class Y RSFYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053568 Victory Global Natural Resources Fund C000168360 Class C RGNCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053568 Victory Global Natural Resources Fund C000168361 Class R RSNKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053568 Victory Global Natural Resources Fund C000168359 Class A RSNRX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053568 Victory Global Natural Resources Fund C000168362 Class Y RSNYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053574 Victory High Income Municipal Bond Fund C000168383 Class Y RHMYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053574 Victory High Income Municipal Bond Fund C000168382 Class C RSHCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053574 Victory High Income Municipal Bond Fund C000168381 Class A RSHMX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053572 Victory High Yield Fund C000168374 Class A GUHYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053572 Victory High Yield Fund C000168375 Class C RHYCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053572 Victory High Yield Fund C000168376 Class R RHYKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053572 Victory High Yield Fund C000168377 Class Y RSYYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000792 Victory INCORE Fund for Income C000002346 Class R GGIFX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000792 Victory INCORE Fund for Income C000002344 Class A IPFIX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000792 Victory INCORE Fund for Income C000002345 Class C VFFCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000792 Victory INCORE Fund for Income C000098399 Class I VFFIX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000792 Victory INCORE Fund for Income C000155524 Class R6 VFFRX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000792 Victory INCORE Fund for Income C000111273 Class Y VFFYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000786 Victory INCORE Investment Grade Convertible Fund C000002332 Class A SBFCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000786 Victory INCORE Investment Grade Convertible Fund C000052112 Class I VICIX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053569 Victory INCORE Investment Quality Bond Fund C000168363 Class A GUIQX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053569 Victory INCORE Investment Quality Bond Fund C000168364 Class C RIQCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053569 Victory INCORE Investment Quality Bond Fund C000168365 Class R RIQKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053569 Victory INCORE Investment Quality Bond Fund C000168366 Class Y RSQYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053571 Victory INCORE Low Duration Bond Fund C000168370 Class A RLDAX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053571 Victory INCORE Low Duration Bond Fund C000168371 Class C RLDCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053571 Victory INCORE Low Duration Bond Fund C000168372 Class R RLDKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053571 Victory INCORE Low Duration Bond Fund C000168373 Class Y RSDYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046391 Victory INCORE Total Return Bond Fund C000144969 Class A MUCAX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046391 Victory INCORE Total Return Bond Fund C000144970 Class C MUCCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046391 Victory INCORE Total Return Bond Fund C000155525 Class R6 MUCRX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046391 Victory INCORE Total Return Bond Fund C000144971 Class Y MUCYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046401 Victory Integrity Discovery Fund C000145004 Class A MMEAX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046401 Victory Integrity Discovery Fund C000145005 Class C MMECX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046401 Victory Integrity Discovery Fund C000145006 Class R MMERX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046401 Victory Integrity Discovery Fund C000145007 Class Y MMEYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046397 Victory Integrity Mid-Cap Value Fund C000144991 Class A MAIMX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046397 Victory Integrity Mid-Cap Value Fund C000164741 Class R6 MRIMX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046397 Victory Integrity Mid-Cap Value Fund C000144992 Class Y MYIMX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046393 Victory Integrity Small-Cap Value Fund C000144978 Class C MCVSX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046393 Victory Integrity Small-Cap Value Fund C000144979 Class R MRVSX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046393 Victory Integrity Small-Cap Value Fund C000144980 Class R6 MVSSX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046393 Victory Integrity Small-Cap Value Fund C000144977 Class A VSCVX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046393 Victory Integrity Small-Cap Value Fund C000144981 Class Y VSVIX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046398 Victory Integrity Small/Mid-Cap Value Fund C000144993 Class A MAISX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046398 Victory Integrity Small/Mid-Cap Value Fund C000155526 Class R6 MIRSX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046398 Victory Integrity Small/Mid-Cap Value Fund C000144994 Class Y MYISX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046392 Victory Munder Mid-Cap Core Growth Fund C000144972 Class A MGOAX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046392 Victory Munder Mid-Cap Core Growth Fund C000144975 Class R6 MGOSX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046392 Victory Munder Mid-Cap Core Growth Fund C000144973 Class C MGOTX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046392 Victory Munder Mid-Cap Core Growth Fund C000144976 Class Y MGOYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046392 Victory Munder Mid-Cap Core Growth Fund C000144974 Class R MMSRX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046395 Victory Munder Multi-Cap Fund (formerly Victory Munder Growth Opportunities Fund) C000144984 Class A MNNAX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046395 Victory Munder Multi-Cap Fund (formerly Victory Munder Growth Opportunities Fund) C000144985 Class C MNNCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046395 Victory Munder Multi-Cap Fund (formerly Victory Munder Growth Opportunities Fund) C000144986 Class R MNNRX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046395 Victory Munder Multi-Cap Fund (formerly Victory Munder Growth Opportunities Fund) C000144987 Class Y MNNYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000049194 Victory Munder Small Cap Growth Fund C000155093 Class A MASCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000049194 Victory Munder Small Cap Growth Fund C000155094 Class I MIGSX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000049194 Victory Munder Small Cap Growth Fund C000155095 Class Y MYSGX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000796 Victory National Municipal Bond Fund C000002352 Class A VNMAX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000796 Victory National Municipal Bond Fund C000111274 Class Y VNMYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000027950 Victory NewBridge Global Equity Fund (formerly Victory Global Equity Fund) C000126368 Class R VGERX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000027950 Victory NewBridge Global Equity Fund (formerly Victory Global Equity Fund) C000164986 Class R6 VGESX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000027950 Victory NewBridge Global Equity Fund (formerly Victory Global Equity Fund) C000084938 Class C VPGCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000027950 Victory NewBridge Global Equity Fund (formerly Victory Global Equity Fund) C000084937 Class A VPGEX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000027950 Victory NewBridge Global Equity Fund (formerly Victory Global Equity Fund) C000084939 Class I VPGYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000791 Victory NewBridge Large Cap Growth Fund (formerly Victory Large Cap Growth Fund) C000002341 Class A VFGAX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000791 Victory NewBridge Large Cap Growth Fund (formerly Victory Large Cap Growth Fund) C000002342 Class C VFGCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000791 Victory NewBridge Large Cap Growth Fund (formerly Victory Large Cap Growth Fund) C000098398 Class I VFGIX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000791 Victory NewBridge Large Cap Growth Fund (formerly Victory Large Cap Growth Fund) C000002343 Class R VFGRX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000791 Victory NewBridge Large Cap Growth Fund (formerly Victory Large Cap Growth Fund) C000111272 Class Y VFGYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000797 Victory Ohio Municipal Bond Fund C000002353 Class A SOHTX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053559 Victory RS Focused Growth Opportunity Fund C000168327 Class C RGOCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053559 Victory RS Focused Growth Opportunity Fund C000168328 Class Y RGOYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053559 Victory RS Focused Growth Opportunity Fund C000168326 Class A RSFGX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053570 Victory RS Focused Opportunity Fund C000168367 Class A RSFOX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053570 Victory RS Focused Opportunity Fund C000168368 Class C RSOCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053570 Victory RS Focused Opportunity Fund C000168369 Class Y RSOYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053563 Victory RS Global Fund C000168341 Class C RGGCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053563 Victory RS Global Fund C000168342 Class R RGGKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053563 Victory RS Global Fund C000168343 Class Y RGGYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053563 Victory RS Global Fund C000168340 Class A RSGGX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053577 Victory RS Growth Fund C000168392 Class Y RGRYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053577 Victory RS Growth Fund C000168394 Class C RGWCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053577 Victory RS Growth Fund C000168395 Class R RSGKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053577 Victory RS Growth Fund C000168393 Class A RSGRX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053564 Victory RS International Fund C000168344 Class A GUBGX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053564 Victory RS International Fund C000168345 Class C RIGCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053564 Victory RS International Fund C000168346 Class R RIGKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053564 Victory RS International Fund C000168347 Class Y RSIGX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053583 Victory RS Investors Fund C000168417 Class C RIVCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053583 Victory RS Investors Fund C000168418 Class R RSIKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053583 Victory RS Investors Fund C000168416 Class A RSINX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053583 Victory RS Investors Fund C000168419 Class Y RSIYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053560 Victory RS Large Cap Alpha Fund C000168329 Class A GPAFX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053560 Victory RS Large Cap Alpha Fund C000168331 Class R RCEKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053560 Victory RS Large Cap Alpha Fund C000168332 Class Y RCEYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053560 Victory RS Large Cap Alpha Fund C000168330 Class C RCOCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053578 Victory RS Mid Cap Growth Fund C000168397 Class C RMOCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053578 Victory RS Mid Cap Growth Fund C000172969 Class R6 RMORX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053578 Victory RS Mid Cap Growth Fund C000168399 Class Y RMOYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053578 Victory RS Mid Cap Growth Fund C000168398 Class R RSMKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053578 Victory RS Mid Cap Growth Fund C000168396 Class A RSMOX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053561 Victory RS Partners Fund C000168333 Class A RSPFX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053561 Victory RS Partners Fund C000168334 Class R RSPKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053561 Victory RS Partners Fund C000168335 Class Y RSPYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053582 Victory RS Science and Technology Fund C000168414 Class R RIFKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053582 Victory RS Science and Technology Fund C000168415 Class Y RIFYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053582 Victory RS Science and Technology Fund C000168413 Class C RINCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053582 Victory RS Science and Technology Fund C000168412 Class A RSIFX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053579 Victory RS Select Growth Fund C000168400 Class A RSDGX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053579 Victory RS Select Growth Fund C000168402 Class R RSDKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053579 Victory RS Select Growth Fund C000168401 Class C RSGFX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053579 Victory RS Select Growth Fund C000172970 Class R6 RSSRX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053579 Victory RS Select Growth Fund C000168403 Class Y RSSYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053580 Victory RS Small Cap Equity Fund C000168404 Class A GPSCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053580 Victory RS Small Cap Equity Fund C000168405 Class C RSCCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053580 Victory RS Small Cap Equity Fund C000168406 Class R RSCKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053580 Victory RS Small Cap Equity Fund C000168407 Class Y RSCYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053581 Victory RS Small Cap Growth Fund C000168409 Class C REGWX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053581 Victory RS Small Cap Growth Fund C000168408 Class A RSEGX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053581 Victory RS Small Cap Growth Fund C000168410 Class R RSEKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053581 Victory RS Small Cap Growth Fund C000168411 Class Y RSYEX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053562 Victory RS Value Fund C000168336 Class A RSVAX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053562 Victory RS Value Fund C000168338 Class R RSVKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053562 Victory RS Value Fund C000168339 Class Y RSVYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053562 Victory RS Value Fund C000168337 Class C RVACX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046396 Victory S&P 500 Index Fund (formally Victory Munder Index 500 Fund) C000144988 Class A MUXAX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046396 Victory S&P 500 Index Fund (formally Victory Munder Index 500 Fund) C000144989 Class R MUXRX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046396 Victory S&P 500 Index Fund (formally Victory Munder Index 500 Fund) C000144990 Class Y MUXYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000043684 Victory Select Fund C000135438 Class A VFSAX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000043684 Victory Select Fund C000135439 Class I VSIFX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053565 Victory Sophus China Fund (formerly Victory RS China Fund) C000168349 Class C RCHCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053565 Victory Sophus China Fund (formerly Victory RS China Fund) C000168350 Class R RCHKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053565 Victory Sophus China Fund (formerly Victory RS China Fund) C000168351 Class Y RCHYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053565 Victory Sophus China Fund (formerly Victory RS China Fund) C000168348 Class A RSCHX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053566 Victory Sophus Emerging Markets Fund (formerly Victory RS Emerging Markets Fund) C000168352 Class A GBEMX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053566 Victory Sophus Emerging Markets Fund (formerly Victory RS Emerging Markets Fund) C000168353 Class C REMGX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053566 Victory Sophus Emerging Markets Fund (formerly Victory RS Emerging Markets Fund) C000168354 Class R REMKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053566 Victory Sophus Emerging Markets Fund (formerly Victory RS Emerging Markets Fund) C000168355 Class Y RSENX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053566 Victory Sophus Emerging Markets Fund (formerly Victory RS Emerging Markets Fund) C000172968 Class R6 RSERX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053567 Victory Sophus Emerging Markets Small Cap Fund (formerly Victory RS Emerging Markets Small Cap Fund) C000168357 Class C RSMGX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053567 Victory Sophus Emerging Markets Small Cap Fund (formerly Victory RS Emerging Markets Small Cap Fund) C000168356 Class A RSMSX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053567 Victory Sophus Emerging Markets Small Cap Fund (formerly Victory RS Emerging Markets Small Cap Fund) C000168358 Class Y RSMYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000801 Victory Special Value Fund C000002358 Class A SSVSX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000801 Victory Special Value Fund C000052117 Class I VSPIX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000801 Victory Special Value Fund C000002359 Class C VSVCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000801 Victory Special Value Fund C000002360 Class R VSVGX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000801 Victory Special Value Fund C000111276 Class Y VSVYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000785 Victory Strategic Allocation Fund (formerly Victory Balanced Fund) C000002329 Class A SBALX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000785 Victory Strategic Allocation Fund (formerly Victory Balanced Fund) C000002330 Class C VBFCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000785 Victory Strategic Allocation Fund (formerly Victory Balanced Fund) C000002331 Class R VBFGX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000785 Victory Strategic Allocation Fund (formerly Victory Balanced Fund) C000052111 Class I VBFIX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053576 Victory Strategic Income Fund C000168390 Class R RINKX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053576 Victory Strategic Income Fund C000168388 Class A RSIAX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053576 Victory Strategic Income Fund C000168389 Class C RSICX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053576 Victory Strategic Income Fund C000168391 Class Y RSRYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000788 Victory Sycamore Established Value Fund (formerly Victory Established Value Fund) C000002335 Class R GETGX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000788 Victory Sycamore Established Value Fund (formerly Victory Established Value Fund) C000002334 Class A VETAX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000788 Victory Sycamore Established Value Fund (formerly Victory Established Value Fund) C000169232 Class C VEVCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000788 Victory Sycamore Established Value Fund (formerly Victory Established Value Fund) C000052114 Class I VEVIX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000788 Victory Sycamore Established Value Fund (formerly Victory Established Value Fund) C000138366 Class R6 VEVRX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000788 Victory Sycamore Established Value Fund (formerly Victory Established Value Fund) C000111271 Class Y VEVYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000800 Victory Sycamore Small Company Opportunity Fund (formerly Victory Small Company Opportunity Fund) C000002357 Class R GOGFX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000800 Victory Sycamore Small Company Opportunity Fund (formerly Victory Small Company Opportunity Fund) C000002356 Class A SSGSX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000800 Victory Sycamore Small Company Opportunity Fund (formerly Victory Small Company Opportunity Fund) C000052116 Class I VSOIX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000800 Victory Sycamore Small Company Opportunity Fund (formerly Victory Small Company Opportunity Fund) C000164985 Class R6 VSORX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000000800 Victory Sycamore Small Company Opportunity Fund (formerly Victory Small Company Opportunity Fund) C000111275 Class Y VSOYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053573 Victory Tax-Exempt Fund C000168378 Class A GUTEX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053573 Victory Tax-Exempt Fund C000168379 Class C RETCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000053573 Victory Tax-Exempt Fund C000168380 Class Y RSTYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046394 Victory Trivalent Emerging Markets Small-Cap Fund (formerly Victory Munder Emerging Markets Small-Cap Fund) C000144982 Class A MAEMX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046394 Victory Trivalent Emerging Markets Small-Cap Fund (formerly Victory Munder Emerging Markets Small-Cap Fund) C000144983 Class Y MYEMX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046399 Victory Trivalent International Fund - Core Equity (formerly Victory Munder International Fund - Core Equity) C000144995 Class A MAICX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046399 Victory Trivalent International Fund - Core Equity (formerly Victory Munder International Fund - Core Equity) C000155527 Class R6 MAIRX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046399 Victory Trivalent International Fund - Core Equity (formerly Victory Munder International Fund - Core Equity) C000144996 Class C MICCX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046399 Victory Trivalent International Fund - Core Equity (formerly Victory Munder International Fund - Core Equity) C000144997 Class I MICIX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046399 Victory Trivalent International Fund - Core Equity (formerly Victory Munder International Fund - Core Equity) C000144998 Class Y MICYX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046400 Victory Trivalent International Small-Cap Fund (formerly Victory Munder International Small-Cap Fund) C000145000 Class C MCISX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046400 Victory Trivalent International Small-Cap Fund (formerly Victory Munder International Small-Cap Fund) C000144999 Class A MISAX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046400 Victory Trivalent International Small-Cap Fund (formerly Victory Munder International Small-Cap Fund) C000145001 Class I MISIX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046400 Victory Trivalent International Small-Cap Fund (formerly Victory Munder International Small-Cap Fund) C000145002 Class R6 MSSIX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-04852 0000802716 VICTORY PORTFOLIOS 30 S000046400 Victory Trivalent International Small-Cap Fund (formerly Victory Munder International Small-Cap Fund) C000145003 Class Y MYSIX 3435 STELZER RD COLUMBUS 43219 OH STE 1000 811-22696 0001547580 Victory Portfolios II 30 S000040059 Victory CEMP Alternative Strategies Fund C000124372 Class I [NULL] 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000040059 Victory CEMP Alternative Strategies Fund C000124369 Class A CAIAX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000040059 Victory CEMP Alternative Strategies Fund C000124370 Class C CAICX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000040059 Victory CEMP Alternative Strategies Fund C000124371 Class T CAITX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037766 Victory CEMP Commodity Enhanced Volatility Wtd Index Strategy Fund C000116478 Class A CCNAX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037766 Victory CEMP Commodity Enhanced Volatility Wtd Index Strategy Fund C000116480 Class C CCNCX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037766 Victory CEMP Commodity Enhanced Volatility Wtd Index Strategy Fund C000116481 Class I CCNIX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037766 Victory CEMP Commodity Enhanced Volatility Wtd Index Strategy Fund C000116479 Class T CCNTX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037767 Victory CEMP Commodity Volatility Wtd Index Strategy Fund C000116482 Class A CCOAX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037767 Victory CEMP Commodity Volatility Wtd Index Strategy Fund C000116484 Class C CCOCX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037767 Victory CEMP Commodity Volatility Wtd Index Strategy Fund C000116485 Class I CCOIX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037767 Victory CEMP Commodity Volatility Wtd Index Strategy Fund C000116483 Class T CCOTX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000049910 Victory CEMP Emerging Market High Div Volatility Wtd Index ETF C000157591 Victory CEMP Emerging Market High Div Volatility Wtd Index ETF CEY 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000049906 Victory CEMP Emerging Market Volatility Wtd Index ETF C000157587 Victory CEMP Emerging Market Volatility Wtd Index ETF CEZ 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037776 Victory CEMP Emerging Market Volatility Wtd Index Fund C000116516 Class A CMKAX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037776 Victory CEMP Emerging Market Volatility Wtd Index Fund C000116518 Class C CMKCX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037776 Victory CEMP Emerging Market Volatility Wtd Index Fund C000116519 Class I CMKIX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037776 Victory CEMP Emerging Market Volatility Wtd Index Fund C000116517 Class T CMKTX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037771 Victory CEMP Enhanced Fixed Income Fund C000116498 Class A CEBAX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037771 Victory CEMP Enhanced Fixed Income Fund C000116500 Class C CEBCX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037771 Victory CEMP Enhanced Fixed Income Fund C000116501 Class I CEBIX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037771 Victory CEMP Enhanced Fixed Income Fund C000116499 Class T CEBTX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000040058 Victory CEMP Global High Dividend Defensive Fund (formerly Victory CEMP Multi-Asset Growth Fund) C000124368 Class I [NULL] 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000040058 Victory CEMP Global High Dividend Defensive Fund (formerly Victory CEMP Multi-Asset Growth Fund) C000124365 Class A LTGAX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000040058 Victory CEMP Global High Dividend Defensive Fund (formerly Victory CEMP Multi-Asset Growth Fund) C000124366 Class C LTGCX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000040058 Victory CEMP Global High Dividend Defensive Fund (formerly Victory CEMP Multi-Asset Growth Fund) C000124367 Class T LTGTX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037780 Victory CEMP International Enhanced Volatility Wtd Index Fund C000116532 Class A CVHAX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037780 Victory CEMP International Enhanced Volatility Wtd Index Fund C000116534 Class C CVHCX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037780 Victory CEMP International Enhanced Volatility Wtd Index Fund C000116535 Class I CVHIX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037780 Victory CEMP International Enhanced Volatility Wtd Index Fund C000116533 Class T CVHTX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000049909 Victory CEMP International High Div Volatility Wtd Index ETF C000157590 Victory CEMP International High Div Volatility Wtd Index ETF CID 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000049905 Victory CEMP International Volatility Wtd Index ETF C000157586 Victory CEMP International Volatility Wtd Index ETF CIL 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037775 Victory CEMP International Volatility Wtd Index Fund C000116515 Class A CTIAX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037775 Victory CEMP International Volatility Wtd Index Fund C000116513 Class C CTICX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037775 Victory CEMP International Volatility Wtd Index Fund C000116514 Class I CTIIX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037775 Victory CEMP International Volatility Wtd Index Fund C000116512 Class T CTITX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037779 Victory CEMP Long/Short Strategy Fund C000116528 Class A CHLAX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037779 Victory CEMP Long/Short Strategy Fund C000116530 Class C CHLCX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037779 Victory CEMP Long/Short Strategy Fund C000116531 Class I CHLIX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037779 Victory CEMP Long/Short Strategy Fund C000116529 Class T CHLTX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037769 Victory CEMP Market Neutral Income Fund C000116490 Class A CBHAX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037769 Victory CEMP Market Neutral Income Fund C000116492 Class C CBHCX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037769 Victory CEMP Market Neutral Income Fund C000116493 Class I CBHIX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037769 Victory CEMP Market Neutral Income Fund C000116491 Class T CBHTX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000040057 Victory CEMP Multi-Asset Balanced Fund C000124364 Class I [NULL] 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000040057 Victory CEMP Multi-Asset Balanced Fund C000124361 Class A CTMAX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000040057 Victory CEMP Multi-Asset Balanced Fund C000124362 Class C CTMCX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000040057 Victory CEMP Multi-Asset Balanced Fund C000124363 Class T CTMTX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037777 Victory CEMP REC Enhanced Volatility Wtd Index Fund C000116520 Class A CWRAX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037777 Victory CEMP REC Enhanced Volatility Wtd Index Fund C000116522 Class C CWRCX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037777 Victory CEMP REC Enhanced Volatility Wtd Index Fund C000116523 Class I CWRIX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037777 Victory CEMP REC Enhanced Volatility Wtd Index Fund C000116521 Class T CWRTX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037773 Victory CEMP Ultra Short Term Fixed Income Fund C000116506 Class A COFAX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037773 Victory CEMP Ultra Short Term Fixed Income Fund C000116507 Class I COFIX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000044751 Victory CEMP US 500 Enhanced Volatility Wtd Index ETF C000139053 Victory CEMP US 500 Enhanced Volatility Wtd Index ETF CFO 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037778 Victory CEMP US 500 Enhanced Volatility Wtd Index Fund C000116524 Class A CUHAX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037778 Victory CEMP US 500 Enhanced Volatility Wtd Index Fund C000116526 Class C CUHCX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037778 Victory CEMP US 500 Enhanced Volatility Wtd Index Fund C000116527 Class I CUHIX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037778 Victory CEMP US 500 Enhanced Volatility Wtd Index Fund C000162325 Class R6 CUHRX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037778 Victory CEMP US 500 Enhanced Volatility Wtd Index Fund C000116525 Class T CUHTX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000044749 Victory CEMP US 500 Volatility Wtd Index ETF C000139051 Victory CEMP US 500 Volatility Wtd Index ETF CFA 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037765 Victory CEMP US 500 Volatility Wtd Index Fund C000116474 Class A CFLAX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037765 Victory CEMP US 500 Volatility Wtd Index Fund C000116476 Class C CFLCX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037765 Victory CEMP US 500 Volatility Wtd Index Fund C000162324 Class R6 CFLHX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037765 Victory CEMP US 500 Volatility Wtd Index Fund C000116477 Class I CFLIX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037765 Victory CEMP US 500 Volatility Wtd Index Fund C000116475 Class T CFLTX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000044752 Victory CEMP US Developed Enhanced Volatility Wtd Index ETF C000139054 Victory CEMP US Developed Enhanced Volatility Wtd Index ETF CIZ 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000044750 Victory CEMP US Discovery Enhanced Volatility Wtd Index ETF C000139052 Victory CEMP US Discovery Enhanced Volatility Wtd Index ETF CSF 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000044753 Victory CEMP US EQ Income Enhanced Volatility Wtd Index ETF C000139055 Victory CEMP US EQ Income Enhanced Volatility Wtd Index ETF CDC 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000049903 Victory CEMP US EQ Income Enhanced Volatility Wtd Index Fund C000157582 Class A CEAVX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000049903 Victory CEMP US EQ Income Enhanced Volatility Wtd Index Fund C000157583 Class C CECVX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000049903 Victory CEMP US EQ Income Enhanced Volatility Wtd Index Fund C000157584 Class I CEIVX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000049907 Victory CEMP US Large Cap High Div Volatility Wtd Index ETF C000157588 Victory CEMP US Large Cap High Div Volatility Wtd Index ETF CDL 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000049902 Victory CEMP US Large Cap High Div Volatility Wtd Index Fund C000157580 Class C CHCVX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000049902 Victory CEMP US Large Cap High Div Volatility Wtd Index Fund C000157579 Class A CHVAX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000049902 Victory CEMP US Large Cap High Div Volatility Wtd Index Fund C000157581 Class I CHVIX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000049908 Victory CEMP US Small Cap High Div Volatility Wtd Index ETF C000157589 Victory CEMP US Small Cap High Div Volatility Wtd Index ETF CSB 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000049904 Victory CEMP US Small Cap Volatility Wtd Index ETF C000157585 Victory CEMP US Small Cap Volatility Wtd Index ETF CSA 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037774 Victory CEMP US Small Cap Volatility Wtd Index Fund C000116508 Class A CHSAX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037774 Victory CEMP US Small Cap Volatility Wtd Index Fund C000116510 Class C CHSCX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037774 Victory CEMP US Small Cap Volatility Wtd Index Fund C000116511 Class I CHSIX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-22696 0001547580 Victory Portfolios II 30 S000037774 Victory CEMP US Small Cap Volatility Wtd Index Fund C000116509 Class T CHSTX 4900 TIEDEMAN ROAD, 4TH FLOOR BROOKLYN 44144 OH [NULL] 811-08979 0001068663 VICTORY VARIABLE INSURANCE FUNDS 30 S000053590 Victory High Yield VIP Series C000168426 Class I [NULL] 3435 STELZER RD COLUMBUS 43219 OH [NULL] 811-08979 0001068663 VICTORY VARIABLE INSURANCE FUNDS 30 S000053588 Victory INCORE Investment Quality Bond VIP Series C000168424 Class I [NULL] 3435 STELZER RD COLUMBUS 43219 OH [NULL] 811-08979 0001068663 VICTORY VARIABLE INSURANCE FUNDS 30 S000053589 Victory INCORE Low Duration Bond VIP Series C000168425 Class I [NULL] 3435 STELZER RD COLUMBUS 43219 OH [NULL] 811-08979 0001068663 VICTORY VARIABLE INSURANCE FUNDS 30 S000053586 Victory RS International VIP Series C000168422 Class I [NULL] 3435 STELZER RD COLUMBUS 43219 OH [NULL] 811-08979 0001068663 VICTORY VARIABLE INSURANCE FUNDS 30 S000053584 Victory RS Large Cap Alpha VIP Series C000168420 Class I [NULL] 3435 STELZER RD COLUMBUS 43219 OH [NULL] 811-08979 0001068663 VICTORY VARIABLE INSURANCE FUNDS 30 S000053585 Victory RS Small Cap Growth Equity VIP Series C000168421 Class I [NULL] 3435 STELZER RD COLUMBUS 43219 OH [NULL] 811-08979 0001068663 VICTORY VARIABLE INSURANCE FUNDS 30 S000053591 Victory S&P 500 Index VIP Series C000168427 Class I [NULL] 3435 STELZER RD COLUMBUS 43219 OH [NULL] 811-08979 0001068663 VICTORY VARIABLE INSURANCE FUNDS 30 S000053587 Victory Sophus Emerging Markets VIP Series (formerly, Victory RS Emerging Markets VIP Series) C000168423 Class I [NULL] 3435 STELZER RD COLUMBUS 43219 OH [NULL] 811-08979 0001068663 VICTORY VARIABLE INSURANCE FUNDS 30 S000000823 Victory Variable Insurance Diversified Stock Fund C000002431 Class A [NULL] 3435 STELZER RD COLUMBUS 43219 OH [NULL] 811-09277 0001082744 Viking Mutual Funds 30 S000003821 Viking Tax-Free Fund for Montana C000171899 Viking Tax-Free Fund for Montana, Class I VMTIX PO BOX 500 MINOT 58702-0500 ND [NULL] 811-09277 0001082744 Viking Mutual Funds 30 S000003821 Viking Tax-Free Fund for Montana C000010660 Viking Tax-Free Fund for Montana, Class A VMTTX PO BOX 500 MINOT 58702-0500 ND [NULL] 811-09277 0001082744 Viking Mutual Funds 30 S000026083 Viking Tax-Free Fund for North Dakota C000078180 Viking Tax-Free Fund for North Dakota, Class A VNDFX PO BOX 500 MINOT 58702-0500 ND [NULL] 811-09277 0001082744 Viking Mutual Funds 30 S000026083 Viking Tax-Free Fund for North Dakota C000171900 Viking Tax-Free Fund for North Dakota, Class I VNDIX PO BOX 500 MINOT 58702-0500 ND [NULL] 811-21371 0001241554 VIRTUS ADVISER TRUST 30 S000001339 PHOENIX FOCUSED VALUE FUND C000003584 CLASS A JVVAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-21371 0001241554 VIRTUS ADVISER TRUST 30 S000001339 PHOENIX FOCUSED VALUE FUND C000003585 CLASS C JVVCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-21371 0001241554 VIRTUS ADVISER TRUST 30 S000001340 PHOENIX FOREIGN OPPORTUNITIES FUND C000003586 CLASS A JVIAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-21371 0001241554 VIRTUS ADVISER TRUST 30 S000001340 PHOENIX FOREIGN OPPORTUNITIES FUND C000003587 CLASS C JVICX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-21371 0001241554 VIRTUS ADVISER TRUST 30 S000001340 PHOENIX FOREIGN OPPORTUNITIES FUND C000037877 Class I JVXIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000043803 Virtus Alternative Income Solution Fund C000135864 Class A [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000043803 Virtus Alternative Income Solution Fund C000135865 Class C [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000043803 Virtus Alternative Income Solution Fund C000135866 Class I [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000043804 Virtus Alternative Inflation Solution Fund C000135867 Class A [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000043804 Virtus Alternative Inflation Solution Fund C000135868 Class C [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000043804 Virtus Alternative Inflation Solution Fund C000135869 Class I [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000043805 Virtus Alternative Total Solution Fund C000135870 Class A [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000043805 Virtus Alternative Total Solution Fund C000135871 Class C [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000043805 Virtus Alternative Total Solution Fund C000135872 Class I [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000043805 Virtus Alternative Total Solution Fund C000149081 Class R6 [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000049444 Virtus Credit Opportunities Fund C000156325 Class A [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000049444 Virtus Credit Opportunities Fund C000156326 Class C [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000049444 Virtus Credit Opportunities Fund C000156327 Class I [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000049444 Virtus Credit Opportunities Fund C000156328 Class R6 [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000048832 Virtus Multi-Strategy Target Return Fund C000153646 Class A [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000048832 Virtus Multi-Strategy Target Return Fund C000153647 Class C [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000048832 Virtus Multi-Strategy Target Return Fund C000153648 Class I [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000050625 Virtus Select MLP and Energy Fund C000159801 Class A [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000050625 Virtus Select MLP and Energy Fund C000159802 Class C [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000050625 Virtus Select MLP and Energy Fund C000159803 Class I [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000046620 Virtus Strategic Income Fund C000145451 Class A [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000046620 Virtus Strategic Income Fund C000145452 Class C [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-22906 0001589756 VIRTUS ALTERNATIVE SOLUTIONS TRUST 30 S000046620 Virtus Strategic Income Fund C000145453 Class I [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07705 0001018593 VIRTUS ASSET TRUST 30 S000001376 PHOENIX INTERMEDIATE BOND FUND C000003676 CLASS X KATRX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-08245 0001040892 VIRTUS EQUITY SERIES FUND 30 S000001380 PHOENIX GROWTH & INCOME FUND C000003684 CLASS B PBGIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-08245 0001040892 VIRTUS EQUITY SERIES FUND 30 S000001380 PHOENIX GROWTH & INCOME FUND C000003683 CLASS A PDIAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-08245 0001040892 VIRTUS EQUITY SERIES FUND 30 S000001380 PHOENIX GROWTH & INCOME FUND C000003685 CLASS C PGICX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-08245 0001040892 VIRTUS EQUITY SERIES FUND 30 S000001380 PHOENIX GROWTH & INCOME FUND C000054987 CLASS I PXIIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021174 VIRTUS BALANCED FUND C000060278 Class B PBCBX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021174 VIRTUS BALANCED FUND C000060277 Class A PHBLX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021174 VIRTUS BALANCED FUND C000060279 Class C PSBCX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000001385 VIRTUS CONTRARIAN VALUE FUND C000148844 Class R6 [NULL] 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000001385 VIRTUS CONTRARIAN VALUE FUND C000003699 CLASS C FMICX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000001385 VIRTUS CONTRARIAN VALUE FUND C000003698 CLASS A FMIVX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000001385 VIRTUS CONTRARIAN VALUE FUND C000060301 Class I PIMVX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021177 VIRTUS GROWTH & INCOME FUND C000060285 Class A PDIAX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021177 VIRTUS GROWTH & INCOME FUND C000060287 Class C PGICX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021177 VIRTUS GROWTH & INCOME FUND C000060288 Class I PXIIX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000025925 Virtus Mid-Cap Core Fund C000077897 Class I VIMCX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000025925 Virtus Mid-Cap Core Fund C000077895 Class A VMACX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000025925 Virtus Mid-Cap Core Fund C000077896 Class C VMCCX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021180 VIRTUS MID-CAP GROWTH FUND C000060294 Class A PHSKX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021180 VIRTUS MID-CAP GROWTH FUND C000060297 Class I PICMX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021180 VIRTUS MID-CAP GROWTH FUND C000060295 Class B PSKBX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021180 VIRTUS MID-CAP GROWTH FUND C000060296 Class C PSKCX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000001386 VIRTUS QUALITY LARGE-CAP VALUE FUND C000067139 Class I Shares PIPTX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000001386 VIRTUS QUALITY LARGE-CAP VALUE FUND C000003700 CLASS A PPTAX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000001386 VIRTUS QUALITY LARGE-CAP VALUE FUND C000003701 CLASS C PPTCX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021181 VIRTUS QUALITY SMALL-CAP FUND C000060298 Class A PQSAX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021181 VIRTUS QUALITY SMALL-CAP FUND C000060299 Class C PQSCX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021181 VIRTUS QUALITY SMALL-CAP FUND C000060300 Class I PXQSX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021172 VIRTUS SMALL-CAP CORE FUND C000148845 Class R6 [NULL] 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021172 VIRTUS SMALL-CAP CORE FUND C000060269 Class A PKSAX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021172 VIRTUS SMALL-CAP CORE FUND C000060271 Class C PKSCX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021172 VIRTUS SMALL-CAP CORE FUND C000060272 Class I PKSFX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021170 VIRTUS SMALL-CAP SUSTAINABLE GROWTH FUND C000060263 Class A PSGAX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021170 VIRTUS SMALL-CAP SUSTAINABLE GROWTH FUND C000060264 Class C PSGCX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021170 VIRTUS SMALL-CAP SUSTAINABLE GROWTH FUND C000060265 Class I PXSGX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021173 VIRTUS STRATEGIC GROWTH FUND C000060274 Class B PBTHX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021173 VIRTUS STRATEGIC GROWTH FUND C000060276 Class I PLXGX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021173 VIRTUS STRATEGIC GROWTH FUND C000060273 Class A PSTAX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021173 VIRTUS STRATEGIC GROWTH FUND C000060275 Class C SSTFX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021179 VIRTUS TACTICAL ALLOCATION FUND C000060291 Class A NAINX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021179 VIRTUS TACTICAL ALLOCATION FUND C000060292 Class B NBINX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-00945 0000034273 VIRTUS EQUITY TRUST 30 S000021179 VIRTUS TACTICAL ALLOCATION FUND C000060293 Class C POICX 101 MUNSON STEET GREENFIELD 01301 MA [NULL] 811-23078 0001648403 Virtus ETF Trust II 30 S000055653 Virtus Enhanced Investment Grade Bond ETF C000175172 Virtus Enhanced Investment Grade Bond ETF [NULL] 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-23078 0001648403 Virtus ETF Trust II 30 S000053801 Virtus Enhanced U.S. Equity ETF C000169256 Virtus Enhanced U.S. Equity ETF VESP 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-23078 0001648403 Virtus ETF Trust II 30 S000053781 Virtus Japan Alpha ETF C000169170 Virtus Japan Alpha ETF [NULL] 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-23078 0001648403 Virtus ETF Trust II 30 S000051570 Virtus Newfleet Dynamic Credit ETF C000162265 Virtus Newfleet Dynamic Credit ETF BLHY 1540 BROADWAY NEW YORK 10036 NY [NULL] 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001933 VIRTUS EMERGING MARKETS OPPORTUNITIES FUND C000005088 A SHARES HEMZX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001933 VIRTUS EMERGING MARKETS OPPORTUNITIES FUND C000005089 Class I HIEMX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001933 VIRTUS EMERGING MARKETS OPPORTUNITIES FUND C000035661 Class C PICEX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001933 VIRTUS EMERGING MARKETS OPPORTUNITIES FUND C000148847 Class R6 VREMX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001948 VIRTUS LOW DURATION INCOME FUND C000005132 Class I HIBIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001948 VIRTUS LOW DURATION INCOME FUND C000005131 A SHARES HIMZX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001948 VIRTUS LOW DURATION INCOME FUND C000035673 Class C PCMZX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001944 VIRTUS TAX-EXEMPT BOND FUND C000005120 Class I HXBIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001944 VIRTUS TAX-EXEMPT BOND FUND C000005119 A SHARES HXBZX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07447 0001003859 VIRTUS INSIGHT TRUST 30 S000001944 VIRTUS TAX-EXEMPT BOND FUND C000035670 Class C PXCZX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-04725 0000796298 VIRTUS INVESTMENT SERIES FUND 30 S000001378 PHOENIX INCOME & GROWTH FUND C000003678 CLASS A NAINX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-04725 0000796298 VIRTUS INVESTMENT SERIES FUND 30 S000001378 PHOENIX INCOME & GROWTH FUND C000003679 CLASS B NBINX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-04725 0000796298 VIRTUS INVESTMENT SERIES FUND 30 S000001378 PHOENIX INCOME & GROWTH FUND C000003680 CLASS C POICX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-04506 0000784880 VIRTUS INVESTMENT TRUST 06 30 S000001326 PHOENIX ALL-CAP GROWTH FUND C000003545 CLASS A PASGX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-04506 0000784880 VIRTUS INVESTMENT TRUST 06 30 S000001326 PHOENIX ALL-CAP GROWTH FUND C000003546 CLASS B PGOBX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-04506 0000784880 VIRTUS INVESTMENT TRUST 06 30 S000001326 PHOENIX ALL-CAP GROWTH FUND C000003547 CLASS C PGOCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-08343 0001045018 VIRTUS INVESTMENT TRUST 97 30 S000012727 Phoenix Small-Cap Sustainable Growth Fund C000034276 Class A PSGAX 101 MUNSON ST GREENFIELD 01301 MA [NULL] 811-08343 0001045018 VIRTUS INVESTMENT TRUST 97 30 S000012727 Phoenix Small-Cap Sustainable Growth Fund C000034277 Class C PSGCX 101 MUNSON ST GREENFIELD 01301 MA [NULL] 811-08343 0001045018 VIRTUS INVESTMENT TRUST 97 30 S000012727 Phoenix Small-Cap Sustainable Growth Fund C000034278 Class I PXSGX 101 MUNSON ST GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018976 VIRTUS ALTERNATIVES DIVERSIFIER FUND C000052537 Class A PDPAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018976 VIRTUS ALTERNATIVES DIVERSIFIER FUND C000052538 Class C PDPCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018976 VIRTUS ALTERNATIVES DIVERSIFIER FUND C000081785 Class I VADIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000001336 VIRTUS BOND FUND C000003572 CLASS A SAVAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000001336 VIRTUS BOND FUND C000003573 CLASS B SAVBX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000001336 VIRTUS BOND FUND C000003574 CLASS C SAVCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000001336 VIRTUS BOND FUND C000003575 CLASS I SAVYX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018001 VIRTUS CA TAX-EXEMPT BOND FUND C000049899 Class A CTESX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018001 VIRTUS CA TAX-EXEMPT BOND FUND C000049900 Class I CTXEX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000039393 Virtus Disciplined Equity Style Fund C000121404 Class A VDEAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000039393 Virtus Disciplined Equity Style Fund C000121405 Class C VDECX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000039393 Virtus Disciplined Equity Style Fund C000121406 Class I VDEIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000039392 Virtus Disciplined Select Bond Fund C000121401 Class A VDBAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000039392 Virtus Disciplined Select Bond Fund C000121402 Class C VDBCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000039392 Virtus Disciplined Select Bond Fund C000121403 Class I VDBIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000039394 Virtus Disciplined Select Country Fund C000121407 Class A VDCAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000039394 Virtus Disciplined Select Country Fund C000121408 Class C VDCCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000039394 Virtus Disciplined Select Country Fund C000121409 Class I VDCIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018010 VIRTUS DYNAMIC TREND FUND C000049924 Class A EMNAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018010 VIRTUS DYNAMIC TREND FUND C000049925 Class B EMNBX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018010 VIRTUS DYNAMIC TREND FUND C000049926 Class C EMNCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018010 VIRTUS DYNAMIC TREND FUND C000148856 Class R6 VDARX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018010 VIRTUS DYNAMIC TREND FUND C000081782 Class I VIMNX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000038114 Virtus Emerging Markets Debt Fund C000117499 Class A VEDAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000038114 Virtus Emerging Markets Debt Fund C000117500 Class C VEDCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000038114 Virtus Emerging Markets Debt Fund C000117501 Class I VIEDX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000038115 Virtus Emerging Markets Equity Income Fund C000117502 Class A VEIAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000038115 Virtus Emerging Markets Equity Income Fund C000117503 Class C VEICX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000038115 Virtus Emerging Markets Equity Income Fund C000117504 Class I VEIIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000055178 Virtus Emerging Markets Opportunities Fund C000173499 Class A [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000055178 Virtus Emerging Markets Opportunities Fund C000173500 Class C [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000055178 Virtus Emerging Markets Opportunities Fund C000173501 Class I [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000055178 Virtus Emerging Markets Opportunities Fund C000173502 Class R6 [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000042963 Virtus Emerging Markets Small-Cap Fund C000133101 Class A VAESX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000042963 Virtus Emerging Markets Small-Cap Fund C000133102 Class C VCESX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000042963 Virtus Emerging Markets Small-Cap Fund C000133103 Class I VIESX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000029390 Virtus Equity Trend Fund C000090272 Class A VAPAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000029390 Virtus Equity Trend Fund C000090273 Class C VAPCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000029390 Virtus Equity Trend Fund C000090274 Class I VAPIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000029390 Virtus Equity Trend Fund C000148858 Class R6 VRPAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000048539 Virtus Essential Resources Fund C000153053 Class A VERAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000048539 Virtus Essential Resources Fund C000153054 Class C VERCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000048539 Virtus Essential Resources Fund C000153055 Class I VERIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018969 VIRTUS FOREIGN OPPORTUNITIES FUND C000052519 Class A JVIAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018969 VIRTUS FOREIGN OPPORTUNITIES FUND C000052520 Class C JVICX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018969 VIRTUS FOREIGN OPPORTUNITIES FUND C000052521 Class I JVXIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018969 VIRTUS FOREIGN OPPORTUNITIES FUND C000148857 Class R6 VFOPX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000031601 Virtus Global Equity Trend Fund C000098363 Class A VGPAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000031601 Virtus Global Equity Trend Fund C000098364 Class C VGPCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000031601 Virtus Global Equity Trend Fund C000098365 Class I VGPIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018009 VIRTUS GLOBAL INFRASTRUCTURE FUND C000066829 Class I Shares PGIUX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018009 VIRTUS GLOBAL INFRASTRUCTURE FUND C000049922 Class A PGUAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018009 VIRTUS GLOBAL INFRASTRUCTURE FUND C000049923 Class C PGUCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018972 VIRTUS GLOBAL OPPORTUNITIES FUND C000052528 Class A NWWOX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018972 VIRTUS GLOBAL OPPORTUNITIES FUND C000052529 Class B WWOBX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018972 VIRTUS GLOBAL OPPORTUNITIES FUND C000052530 Class C WWOCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018972 VIRTUS GLOBAL OPPORTUNITIES FUND C000119170 Class I WWOIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000025108 Virtus Global Real Estate Securities Fund C000074734 Class I VGISX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000025108 Virtus Global Real Estate Securities Fund C000074732 Class A VGSAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000025108 Virtus Global Real Estate Securities Fund C000074733 Class C VGSCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000025110 Virtus Greater European Opportunities Fund C000074738 Class A VGEAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000025110 Virtus Greater European Opportunities Fund C000074739 Class C VGECX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000025110 Virtus Greater European Opportunities Fund C000074740 Class I VGEIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000038116 Virtus Herzfeld Fund C000117505 Class A VHFAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000038116 Virtus Herzfeld Fund C000117506 Class C VHFCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000038116 Virtus Herzfeld Fund C000117507 Class I VHFIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018005 VIRTUS HIGH YIELD FUND C000049912 Class C PGHCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018005 VIRTUS HIGH YIELD FUND C000049911 Class B PHCCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018005 VIRTUS HIGH YIELD FUND C000049913 Class A PHCHX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018005 VIRTUS HIGH YIELD FUND C000119169 Class I PHCIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000030077 Virtus International Equity Fund C000092267 Class A VIEAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000030077 Virtus International Equity Fund C000092268 Class C VIECX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000030077 Virtus International Equity Fund C000092269 Class I VIIEX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018970 VIRTUS INTERNATIONAL REAL ESTATE SECURITIES FUND C000052522 Class A PXRAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018970 VIRTUS INTERNATIONAL REAL ESTATE SECURITIES FUND C000052523 Class C PXRCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018970 VIRTUS INTERNATIONAL REAL ESTATE SECURITIES FUND C000052524 Class I PXRIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000038118 Virtus International Small-Cap Fund C000117512 Class C VCISX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000038118 Virtus International Small-Cap Fund C000117513 Class I VIISX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000038118 Virtus International Small-Cap Fund C000117511 Class A VISAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000038118 Virtus International Small-Cap Fund C000148859 Class R6 VRISX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000047326 Virtus International Wealth Masters Fund C000148546 Class A VIWAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000047326 Virtus International Wealth Masters Fund C000148547 Class C VIWCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000047326 Virtus International Wealth Masters Fund C000148548 Class I VWIIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000055179 Virtus Low Duration Income Fund C000173503 Class A [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000055179 Virtus Low Duration Income Fund C000173504 Class C [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000055179 Virtus Low Duration Income Fund C000173505 Class I [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000040966 Virtus Low Volatility Equity Fund C000127089 Class A VLVAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000040966 Virtus Low Volatility Equity Fund C000127090 Class C VLVCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000040966 Virtus Low Volatility Equity Fund C000127091 Class I VLVIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000031600 Virtus Multi-Asset Trend Fund C000098360 Class A VAAAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000031600 Virtus Multi-Asset Trend Fund C000098361 Class C VAACX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000031600 Virtus Multi-Asset Trend Fund C000098362 Class I VAISX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018007 VIRTUS MULTI-SECTOR INTERMEDIATE BOND FUND C000049915 Class A NAMFX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018007 VIRTUS MULTI-SECTOR INTERMEDIATE BOND FUND C000049916 Class B NBMFX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018007 VIRTUS MULTI-SECTOR INTERMEDIATE BOND FUND C000049917 Class C NCMFX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018007 VIRTUS MULTI-SECTOR INTERMEDIATE BOND FUND C000081781 Class I VMFIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018007 VIRTUS MULTI-SECTOR INTERMEDIATE BOND FUND C000148855 Class R6 VMFRX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018008 VIRTUS MULTI-SECTOR SHORT TERM BOND FUND C000049918 Class A NARAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018008 VIRTUS MULTI-SECTOR SHORT TERM BOND FUND C000049919 Class B PBARX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018008 VIRTUS MULTI-SECTOR SHORT TERM BOND FUND C000066828 Class I Shares PIMSX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018008 VIRTUS MULTI-SECTOR SHORT TERM BOND FUND C000049921 Class T PMSTX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018008 VIRTUS MULTI-SECTOR SHORT TERM BOND FUND C000049920 Class C PSTCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018002 VIRTUS REAL ESTATE SECURITIES FUND C000049901 Class A PHRAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018002 VIRTUS REAL ESTATE SECURITIES FUND C000049902 Class B PHRBX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018002 VIRTUS REAL ESTATE SECURITIES FUND C000049903 Class C PHRCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018002 VIRTUS REAL ESTATE SECURITIES FUND C000049904 Class I PHRIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018002 VIRTUS REAL ESTATE SECURITIES FUND C000148854 Class R6 VRREX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018974 VIRTUS SECTOR TREND FUND C000052533 Class A PWBAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018974 VIRTUS SECTOR TREND FUND C000052534 Class C PWBCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000018974 VIRTUS SECTOR TREND FUND C000081783 Class I VARIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000020772 VIRTUS SENIOR FLOATING RATE FUND C000058007 Class C PFSRX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000020772 VIRTUS SENIOR FLOATING RATE FUND C000058008 Class I PSFIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000020772 VIRTUS SENIOR FLOATING RATE FUND C000058006 Class A PSFRX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000055180 Virtus Tax-Exempt Bond Fund C000173507 Class A [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000055180 Virtus Tax-Exempt Bond Fund C000173508 Class C [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000055180 Virtus Tax-Exempt Bond Fund C000173506 Class I [NULL] 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000038117 Virtus Wealth Masters Fund C000117508 Class A VWMAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000038117 Virtus Wealth Masters Fund C000117509 Class C VWMCX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-07455 0001005020 VIRTUS OPPORTUNITIES TRUST 30 S000038117 Virtus Wealth Masters Fund C000117510 Class I VWMIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051846 Virtus DFA 2015 Target Date Retirement Income Fund C000163171 Class A VARTX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051846 Virtus DFA 2015 Target Date Retirement Income Fund C000163172 Class I VDFIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051846 Virtus DFA 2015 Target Date Retirement Income Fund C000163173 Class R6 VDFRX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051848 Virtus DFA 2020 Target Date Retirement Income Fund C000163177 Class A VATDX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051848 Virtus DFA 2020 Target Date Retirement Income Fund C000163179 Class R6 VDRRX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051848 Virtus DFA 2020 Target Date Retirement Income Fund C000163178 Class I VDTIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051849 Virtus DFA 2025 Target Date Retirement Income Fund C000163180 Class A VDAAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051849 Virtus DFA 2025 Target Date Retirement Income Fund C000163181 Class I VITDX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051849 Virtus DFA 2025 Target Date Retirement Income Fund C000163182 Class R6 VRDFX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051850 Virtus DFA 2030 Target Date Retirement Income Fund C000163183 Class A VDFAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051850 Virtus DFA 2030 Target Date Retirement Income Fund C000163184 Class I VRITX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051850 Virtus DFA 2030 Target Date Retirement Income Fund C000163185 Class R6 VRRDX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051851 Virtus DFA 2035 Target Date Retirement Income Fund C000163188 Class R6 VRRTX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051851 Virtus DFA 2035 Target Date Retirement Income Fund C000163186 Class A VRTAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051851 Virtus DFA 2035 Target Date Retirement Income Fund C000163187 Class I VTDIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051852 Virtus DFA 2040 Target Date Retirement Income Fund C000163190 Class I VIDFX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051852 Virtus DFA 2040 Target Date Retirement Income Fund C000163191 Class R6 VRTRX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051852 Virtus DFA 2040 Target Date Retirement Income Fund C000163189 Class A VTARX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051853 Virtus DFA 2045 Target Date Retirement Income Fund C000163192 Class A VTATX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051853 Virtus DFA 2045 Target Date Retirement Income Fund C000163194 Class R6 VTDRX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051853 Virtus DFA 2045 Target Date Retirement Income Fund C000163193 Class I VTIDX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051854 Virtus DFA 2050 Target Date Retirement Income Fund C000163195 Class A VTDAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051854 Virtus DFA 2050 Target Date Retirement Income Fund C000163196 Class I VTIRX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051854 Virtus DFA 2050 Target Date Retirement Income Fund C000163197 Class R6 VTRTX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051855 Virtus DFA 2055 Target Date Retirement Income Fund C000163200 Class R6 VRDTX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051855 Virtus DFA 2055 Target Date Retirement Income Fund C000163199 Class I VTITX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051855 Virtus DFA 2055 Target Date Retirement Income Fund C000163198 Class A VTRAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051847 Virtus DFA 2060 Target Date Retirement Income Fund C000163174 Class A VTTAX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051847 Virtus DFA 2060 Target Date Retirement Income Fund C000163175 Class I VTTIX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-09140 0001004658 VIRTUS RETIREMENT TRUST 30 S000051847 Virtus DFA 2060 Target Date Retirement Income Fund C000163176 Class R6 VTTRX 101 MUNSON STREET GREENFIELD 01301 MA [NULL] 811-00810 0000019469 VIRTUS SERIES FUND 30 S000001331 PHOENIX BALANCED FUND C000003560 CLASS A PHBLX 101 MUNSON ST GREENFIELD 01301 MA [NULL] 811-04727 0000796299 VIRTUS STRATEGIC EQUITY SERIES FUND 30 S000001394 PHOENIX FUNDAMENTAL GROWTH FUND C C000003716 CLASS C PHFCX 101 MUNSON STREET GREENFIELD 01301 MA 101 MUNSON STREET 811-04642 0000792359 VIRTUS VARIABLE INSURANCE TRUST 30 S000001963 VIRTUS CAPITAL GROWTH SERIES C000005147 Class A [NULL] 100 PEARL STREET HARTFORD 06103 CT [NULL] 811-04642 0000792359 VIRTUS VARIABLE INSURANCE TRUST 30 S000031271 Virtus Equity Trend Series C000096981 Class A [NULL] 100 PEARL STREET HARTFORD 06103 CT [NULL] 811-04642 0000792359 VIRTUS VARIABLE INSURANCE TRUST 30 S000031271 Virtus Equity Trend Series C000126197 Class I [NULL] 100 PEARL STREET HARTFORD 06103 CT [NULL] 811-04642 0000792359 VIRTUS VARIABLE INSURANCE TRUST 30 S000001964 VIRTUS GROWTH & INCOME SERIES C000005148 Class A [NULL] 100 PEARL STREET HARTFORD 06103 CT [NULL] 811-04642 0000792359 VIRTUS VARIABLE INSURANCE TRUST 30 S000002231 VIRTUS INTERNATIONAL SERIES C000005730 Class A [NULL] 100 PEARL STREET HARTFORD 06103 CT [NULL] 811-04642 0000792359 VIRTUS VARIABLE INSURANCE TRUST 30 S000002231 VIRTUS INTERNATIONAL SERIES C000126196 Class I [NULL] 100 PEARL STREET HARTFORD 06103 CT [NULL] 811-04642 0000792359 VIRTUS VARIABLE INSURANCE TRUST 30 S000001950 VIRTUS MULTI-SECTOR FIXED INCOME SERIES C000005134 Class A [NULL] 100 PEARL STREET HARTFORD 06103 CT [NULL] 811-04642 0000792359 VIRTUS VARIABLE INSURANCE TRUST 30 S000001950 VIRTUS MULTI-SECTOR FIXED INCOME SERIES C000126194 Class I [NULL] 100 PEARL STREET HARTFORD 06103 CT [NULL] 811-04642 0000792359 VIRTUS VARIABLE INSURANCE TRUST 30 S000001962 VIRTUS REAL ESTATE SECURITIES SERIES C000005146 Class A [NULL] 100 PEARL STREET HARTFORD 06103 CT [NULL] 811-04642 0000792359 VIRTUS VARIABLE INSURANCE TRUST 30 S000001962 VIRTUS REAL ESTATE SECURITIES SERIES C000126195 Class I [NULL] 100 PEARL STREET HARTFORD 06103 CT [NULL] 811-04642 0000792359 VIRTUS VARIABLE INSURANCE TRUST 30 S000001949 VIRTUS SMALL-CAP GROWTH SERIES C000005133 Class A [NULL] 100 PEARL STREET HARTFORD 06103 CT [NULL] 811-04642 0000792359 VIRTUS VARIABLE INSURANCE TRUST 30 S000001949 VIRTUS SMALL-CAP GROWTH SERIES C000126193 Class I [NULL] 100 PEARL STREET HARTFORD 06103 CT [NULL] 811-04642 0000792359 VIRTUS VARIABLE INSURANCE TRUST 30 S000001958 VIRTUS SMALL-CAP VALUE SERIES C000005142 Class A [NULL] 100 PEARL STREET HARTFORD 06103 CT [NULL] 811-04642 0000792359 VIRTUS VARIABLE INSURANCE TRUST 30 S000001966 VIRTUS STRATEGIC ALLOCATION SERIES C000005150 Class A [NULL] 100 PEARL STREET HARTFORD 06103 CT [NULL] 811-04643 0000792394 VOLUMETRIC FUND INC 30 S000012023 Volumetric Fund C000032757 Volumetric Fund VOLMX 87 VIOLET DR PEARL RIVER 10965 NY [NULL] 811-05773 0000846799 Voya BALANCED PORTFOLIO INC 30 S000008663 Voya Balanced Portfolio C000023626 Class ADV [NULL] 7337 E. DOUBLETREE RANCH ROAD SCOTTSDALE 85258 AZ STE 100 811-05773 0000846799 Voya BALANCED PORTFOLIO INC 30 S000008663 Voya Balanced Portfolio C000074894 Class S2 [NULL] 7337 E. DOUBLETREE RANCH ROAD SCOTTSDALE 85258 AZ STE 100 811-05773 0000846799 Voya BALANCED PORTFOLIO INC 30 S000008663 Voya Balanced Portfolio C000028776 Class I IBPIX 7337 E. DOUBLETREE RANCH ROAD SCOTTSDALE 85258 AZ STE 100 811-05773 0000846799 Voya BALANCED PORTFOLIO INC 30 S000008663 Voya Balanced Portfolio C000028777 Class S IBPSX 7337 E. DOUBLETREE RANCH ROAD SCOTTSDALE 85258 AZ STE 100 811-08817 0001063946 Voya EQUITY TRUST 30 S000019684 Voya Large Cap Value Fund C000055104 Class B IBEDX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000019684 Voya Large Cap Value Fund C000055103 Class A IEDAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000019684 Voya Large Cap Value Fund C000055105 Class C IEDCX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000019684 Voya Large Cap Value Fund C000055106 Class I IEDIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000019684 Voya Large Cap Value Fund C000103066 Class R IEDRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000019684 Voya Large Cap Value Fund C000122002 Class R6 IEDZX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000019684 Voya Large Cap Value Fund C000123151 Class O ILVOX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000019684 Voya Large Cap Value Fund C000078999 Class W IWEDX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008383 Voya Large-Cap Growth Fund C000081603 Class W IGOWX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008383 Voya Large-Cap Growth Fund C000022956 Class A NLCAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008383 Voya Large-Cap Growth Fund C000022957 Class B NLCBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008383 Voya Large-Cap Growth Fund C000022958 Class C NLCCX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008383 Voya Large-Cap Growth Fund C000022959 Class I PLCIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008383 Voya Large-Cap Growth Fund C000144636 Class R VGORX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008383 Voya Large-Cap Growth Fund C000156671 Class R6 VGOSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008385 Voya MidCap Opportunities Fund C000103065 Class R IMORX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008385 Voya MidCap Opportunities Fund C000078998 Class W IMOWX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008385 Voya MidCap Opportunities Fund C000122001 Class R6 IMOZX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008385 Voya MidCap Opportunities Fund C000022966 Class A NMCAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008385 Voya MidCap Opportunities Fund C000022967 Class B NMCBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008385 Voya MidCap Opportunities Fund C000022968 Class C NMCCX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008385 Voya MidCap Opportunities Fund C000022969 Class I NMCIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008385 Voya MidCap Opportunities Fund C000067076 Class O NMCOX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000034091 Voya Multi-Manager Mid Cap Value Fund C000105101 Class I IMCVX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008381 Voya Real Estate Fund C000022948 Class A CLARX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008381 Voya Real Estate Fund C000022951 Class I CRARX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008381 Voya Real Estate Fund C000022949 Class B CRBCX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008381 Voya Real Estate Fund C000022950 Class C CRCRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008381 Voya Real Estate Fund C000103063 Class R CRWRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008381 Voya Real Estate Fund C000028635 Class O IDROX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008381 Voya Real Estate Fund C000057293 Class W IREWX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008381 Voya Real Estate Fund C000121999 Class R6 VREQX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008382 Voya SmallCap Opportunities Fund C000103064 Class R ISORX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008382 Voya SmallCap Opportunities Fund C000057294 Class W ISOWX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008382 Voya SmallCap Opportunities Fund C000122000 Class R6 ISOZX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008382 Voya SmallCap Opportunities Fund C000022952 Class A NSPAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008382 Voya SmallCap Opportunities Fund C000022953 Class B NSPBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008382 Voya SmallCap Opportunities Fund C000022954 Class C NSPCX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000008382 Voya SmallCap Opportunities Fund C000022955 Class I NSPIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000055624 Voya SMID Cap Growth Fund C000175113 Class A [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000055624 Voya SMID Cap Growth Fund C000175114 Class I [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000055624 Voya SMID Cap Growth Fund C000175115 Class R6 [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000055625 Voya U.S. High Dividend Low Volatility Fund C000175116 Class A [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000055625 Voya U.S. High Dividend Low Volatility Fund C000175117 Class I [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08817 0001063946 Voya EQUITY TRUST 30 S000055625 Voya U.S. High Dividend Low Volatility Fund C000175118 Class R6 [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000029692 Voya Floating Rate Fund C000159020 Class R6 [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000029692 Voya Floating Rate Fund C000091284 Class A IFRAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000029692 Voya Floating Rate Fund C000091285 Class C IFRCX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000029692 Voya Floating Rate Fund C000091286 Class I IFRIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000029692 Voya Floating Rate Fund C000121440 Class P IFRPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000029692 Voya Floating Rate Fund C000091287 Class R IFRRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000029692 Voya Floating Rate Fund C000091288 Class W IFRWX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008394 Voya GNMA Income Fund C000057275 Class W IGMWX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008394 Voya GNMA Income Fund C000122009 Class R6 IGMZX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008394 Voya GNMA Income Fund C000023004 Class C LEGNX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008394 Voya GNMA Income Fund C000023005 Class I LEINX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008394 Voya GNMA Income Fund C000023003 Class B LEXBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008394 Voya GNMA Income Fund C000023002 Class A LEXNX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008395 Voya High Yield Bond Fund C000023007 Class A IHYAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008395 Voya High Yield Bond Fund C000069597 Class I IHYIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008395 Voya High Yield Bond Fund C000121439 Class P IHYPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008395 Voya High Yield Bond Fund C000103051 Class W IHYWX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008395 Voya High Yield Bond Fund C000023009 Class C IMYCX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008395 Voya High Yield Bond Fund C000023008 Class B INYBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008395 Voya High Yield Bond Fund C000139707 Class R IRSTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008395 Voya High Yield Bond Fund C000172347 Class R6 VHYRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008396 Voya Intermediate Bond Fund C000023010 Class O IDBOX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008396 Voya Intermediate Bond Fund C000023012 Class A IIBAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008396 Voya Intermediate Bond Fund C000023013 Class B IIBBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008396 Voya Intermediate Bond Fund C000023011 Class R IIBOX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008396 Voya Intermediate Bond Fund C000057276 Class W IIBWX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008396 Voya Intermediate Bond Fund C000122010 Class R6 IIBZX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008396 Voya Intermediate Bond Fund C000023014 Class C IICCX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000008396 Voya Intermediate Bond Fund C000023015 Class I IICIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000039383 Voya Short Term Bond Fund C000121358 Class A IASBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000039383 Voya Short Term Bond Fund C000121359 Class C ICSBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000039383 Voya Short Term Bond Fund C000129860 Class R6 IGZAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000039383 Voya Short Term Bond Fund C000121360 Class I IISBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000039383 Voya Short Term Bond Fund C000121362 Class W IWSBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000039383 Voya Short Term Bond Fund C000121361 Class R VSTRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000038555 Voya Strategic Income Opportunities Fund C000119022 Class I IISIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000038555 Voya Strategic Income Opportunities Fund C000119020 Class A ISIAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000038555 Voya Strategic Income Opportunities Fund C000119021 Class C ISICX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000038555 Voya Strategic Income Opportunities Fund C000119023 Class R ISIRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000038555 Voya Strategic Income Opportunities Fund C000119024 Class W ISIWX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08895 0001066602 Voya FUNDS TRUST 30 S000038555 Voya Strategic Income Opportunities Fund C000159021 Class R6 VSIRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-02565 0000002663 VOYA GOVERNMENT MONEY MARKET PORTFOLIO 30 S000008702 Voya Government Money Market Portfolio C000028786 Class S IMSXX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-02565 0000002663 VOYA GOVERNMENT MONEY MARKET PORTFOLIO 30 S000008702 Voya Government Money Market Portfolio C000023718 Class I IVMXX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-02565 0000002663 VOYA GOVERNMENT MONEY MARKET PORTFOLIO 30 S000008702 Voya Government Money Market Portfolio C000076529 Class ADV VMAXX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-02565 0000002663 VOYA GOVERNMENT MONEY MARKET PORTFOLIO 30 S000008702 Voya Government Money Market Portfolio C000074895 Class S2 VMTXX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-02361 0000002646 Voya INTERMEDIATE BOND PORTFOLIO 30 S000008760 Voya Intermediate Bond Portfolio C000023849 Class ADV IIBPX ING FUNDS SERVICES SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-02361 0000002646 Voya INTERMEDIATE BOND PORTFOLIO 30 S000008760 Voya Intermediate Bond Portfolio C000074893 Class S2 IIBTX ING FUNDS SERVICES SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-02361 0000002646 Voya INTERMEDIATE BOND PORTFOLIO 30 S000008760 Voya Intermediate Bond Portfolio C000028784 Class I IPIIX ING FUNDS SERVICES SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-02361 0000002646 Voya INTERMEDIATE BOND PORTFOLIO 30 S000008760 Voya Intermediate Bond Portfolio C000028785 Class S IPISX ING FUNDS SERVICES SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-05629 0000837276 Voya INVESTORS TRUST 30 S000040623 Voya Global Perspectives(R) Portfolio C000125916 Class ADV IPARX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000040623 Voya Global Perspectives(R) Portfolio C000125917 Class I IPIRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000040623 Voya Global Perspectives(R) Portfolio C000125918 Class S IPSRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005618 Voya Global Resources Portfolio C000028898 Class ADV [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005618 Voya Global Resources Portfolio C000015314 Class I [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005618 Voya Global Resources Portfolio C000015315 Class S [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005618 Voya Global Resources Portfolio C000015316 Class S2 [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005630 Voya Government Liquid Assets Portfolio C000015353 Class I IPLXX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005630 Voya Government Liquid Assets Portfolio C000015354 Class S ISPXX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005630 Voya Government Liquid Assets Portfolio C000015355 Class S2 ITLXX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005794 Voya High Yield Portfolio C000015924 Class S IPHYX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005794 Voya High Yield Portfolio C000015923 Class I IPIMX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005794 Voya High Yield Portfolio C000015922 Class ADV IPYAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005794 Voya High Yield Portfolio C000015921 Class S2 IPYSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005752 Voya Large Cap Growth Portfolio C000015799 Class I IEOHX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005752 Voya Large Cap Growth Portfolio C000015798 Class ADV IEOPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005752 Voya Large Cap Growth Portfolio C000015800 Class S IEOSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005752 Voya Large Cap Growth Portfolio C000015801 Class S2 IEOTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005752 Voya Large Cap Growth Portfolio C000163203 Class R6 VRLCX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000012824 Voya Large Cap Value Portfolio C000034673 Class ADV IPEAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000012824 Voya Large Cap Value Portfolio C000034674 Class I IPEIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000012824 Voya Large Cap Value Portfolio C000034675 Class S IPESX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000012824 Voya Large Cap Value Portfolio C000034676 Class S2 IPETX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000012824 Voya Large Cap Value Portfolio C000163204 Class R6 VLCRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005629 Voya Limited Maturity Bond Portfolio C000015350 Class I ILBPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005629 Voya Limited Maturity Bond Portfolio C000015351 Class S ILMBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005629 Voya Limited Maturity Bond Portfolio C000015349 Class ADV IMBAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005629 Voya Limited Maturity Bond Portfolio C000015352 Class S2 IMBSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005754 Voya Multi-Manager Large Cap Core Portfolio C000015809 Class S2 [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005754 Voya Multi-Manager Large Cap Core Portfolio C000015806 Class ADV IPFAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005754 Voya Multi-Manager Large Cap Core Portfolio C000015807 Class I IPPIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005754 Voya Multi-Manager Large Cap Core Portfolio C000015808 Class S IPPSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005754 Voya Multi-Manager Large Cap Core Portfolio C000168693 Class R6 VPMMX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000026280 Voya Retirement Conservative Portfolio C000079016 Class ADV IRCAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000026280 Voya Retirement Conservative Portfolio C000079017 Class I IRCPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000026281 Voya Retirement Growth Portfolio C000079019 Class I IIRGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000026281 Voya Retirement Growth Portfolio C000079018 Class ADV IRGPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000026282 Voya Retirement Moderate Growth Portfolio C000079021 Class I IRGMX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000026282 Voya Retirement Moderate Growth Portfolio C000079020 Class ADV IRMGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000026283 Voya Retirement Moderate Portfolio C000079023 Class I IRMIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000026283 Voya Retirement Moderate Portfolio C000079022 Class ADV IRMPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005758 Voya U.S. Stock Index Portfolio C000015822 Class I INGIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005758 Voya U.S. Stock Index Portfolio C000053098 Class S2 ISIPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005758 Voya U.S. Stock Index Portfolio C000075972 Class ADV ISIVX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005758 Voya U.S. Stock Index Portfolio C000047554 Class S ISJBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000017158 VY(R) BlackRock Inflation Protected Bond Portfolio C000047545 Class ADV IBRAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000017158 VY(R) BlackRock Inflation Protected Bond Portfolio C000047546 Class I IBRIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000017158 VY(R) BlackRock Inflation Protected Bond Portfolio C000047547 Class S IBRSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000017158 VY(R) BlackRock Inflation Protected Bond Portfolio C000168698 Class R6 VPRBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005637 VY(R) BlackRock Large Cap Growth Portfolio C000015380 Class ADV [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005637 VY(R) BlackRock Large Cap Growth Portfolio C000015381 Class I [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005637 VY(R) BlackRock Large Cap Growth Portfolio C000015382 Class S [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005637 VY(R) BlackRock Large Cap Growth Portfolio C000015383 Class S2 [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005647 VY(R) Clarion Global Real Estate Portfolio C000015417 Class ADV ICRNX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005647 VY(R) Clarion Global Real Estate Portfolio C000015418 Class I IRGIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005647 VY(R) Clarion Global Real Estate Portfolio C000015420 Class S2 IRGSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005647 VY(R) Clarion Global Real Estate Portfolio C000015419 Class S IRGTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005747 VY(R) Clarion Real Estate Portfolio C000015784 Class ADV ICRPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005747 VY(R) Clarion Real Estate Portfolio C000015785 Class I IVRIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005747 VY(R) Clarion Real Estate Portfolio C000015786 Class S IVRSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005747 VY(R) Clarion Real Estate Portfolio C000015787 Class S2 IVRTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000018571 VY(R) DFA World Equity Portfolio C000051534 Class S IFFSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000018571 VY(R) DFA World Equity Portfolio C000051532 Class ADV IFPAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000018571 VY(R) DFA World Equity Portfolio C000051533 Class I IFPIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005644 VY(R) FMR Diversified Mid Cap Portfolio C000015406 Class I IFDIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005644 VY(R) FMR Diversified Mid Cap Portfolio C000015405 Class ADV IFDMX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005644 VY(R) FMR Diversified Mid Cap Portfolio C000015407 Class S IFDSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005644 VY(R) FMR Diversified Mid Cap Portfolio C000015408 Class S2 IFDTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000010459 VY(R) Franklin Income Portfolio C000028890 Class ADV IIFAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000010459 VY(R) Franklin Income Portfolio C000028891 Class I IIFIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000010459 VY(R) Franklin Income Portfolio C000028892 Class S IIFSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000010459 VY(R) Franklin Income Portfolio C000028893 Class S2 IIFTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000017159 VY(R) Franklin Mutual Shares Portfolio C000047548 Class ADV IFMAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000017159 VY(R) Franklin Mutual Shares Portfolio C000047549 Class I IFMIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000017159 VY(R) Franklin Mutual Shares Portfolio C000047550 Class S IFMSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000017160 VY(R) Franklin Templeton Founding Strategy Portfolio C000047552 Class ADV ITFAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000017160 VY(R) Franklin Templeton Founding Strategy Portfolio C000047553 Class I ITFIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000017160 VY(R) Franklin Templeton Founding Strategy Portfolio C000047551 Class S ITFSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005746 VY(R) Invesco Growth and Income Portfolio C000015780 Class ADV IVGAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005746 VY(R) Invesco Growth and Income Portfolio C000015781 Class I IVGIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005746 VY(R) Invesco Growth and Income Portfolio C000015782 Class S IVGSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005746 VY(R) Invesco Growth and Income Portfolio C000015783 Class S2 IVITX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005746 VY(R) Invesco Growth and Income Portfolio C000168691 Class R6 VPRIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005623 VY(R) JPMorgan Emerging Markets Equity Portfolio C000015329 Class ADV IJEAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005623 VY(R) JPMorgan Emerging Markets Equity Portfolio C000015330 Class I IJEMX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005623 VY(R) JPMorgan Emerging Markets Equity Portfolio C000015331 Class S IJPIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005623 VY(R) JPMorgan Emerging Markets Equity Portfolio C000015332 Class S2 IJPTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005623 VY(R) JPMorgan Emerging Markets Equity Portfolio C000168686 Class R6 VPREX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005624 VY(R) JPMorgan Small Cap Core Equity Portfolio C000028903 Class ADV IJSAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005624 VY(R) JPMorgan Small Cap Core Equity Portfolio C000015333 Class I IJSIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005624 VY(R) JPMorgan Small Cap Core Equity Portfolio C000015334 Class S IJSSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005624 VY(R) JPMorgan Small Cap Core Equity Portfolio C000015335 Class S2 IJSTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005624 VY(R) JPMorgan Small Cap Core Equity Portfolio C000168687 Class R6 VPRSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005634 VY(R) Marsico Growth Portfolio C000015368 Class ADV [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005634 VY(R) Marsico Growth Portfolio C000015369 Class I [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005634 VY(R) Marsico Growth Portfolio C000015370 Class S [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005634 VY(R) Marsico Growth Portfolio C000015371 Class S2 [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005640 VY(R) MFS Total Return Portfolio C000015391 Class ADV [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005745 VY(R) Morgan Stanley Global Franchise Portfolio C000015777 Class I [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005745 VY(R) Morgan Stanley Global Franchise Portfolio C000015776 Class ADV IGFAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005745 VY(R) Morgan Stanley Global Franchise Portfolio C000015779 Class S2 IGFSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005745 VY(R) Morgan Stanley Global Franchise Portfolio C000015778 Class S IVGTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005745 VY(R) Morgan Stanley Global Franchise Portfolio C000168690 Class R6 VPRDX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005759 VY(R) T. Rowe Price Capital Appreciation Portfolio C000015825 Class S ITCSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005759 VY(R) T. Rowe Price Capital Appreciation Portfolio C000015826 Class S2 ITCTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005759 VY(R) T. Rowe Price Capital Appreciation Portfolio C000015823 Class ADV ITRAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005759 VY(R) T. Rowe Price Capital Appreciation Portfolio C000015824 Class I ITRIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005759 VY(R) T. Rowe Price Capital Appreciation Portfolio C000168694 Class R6 VPRAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005760 VY(R) T. Rowe Price Equity Income Portfolio C000015829 Class S IRPSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005760 VY(R) T. Rowe Price Equity Income Portfolio C000015827 Class ADV ITEAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005760 VY(R) T. Rowe Price Equity Income Portfolio C000015828 Class I ITEIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005760 VY(R) T. Rowe Price Equity Income Portfolio C000015830 Class S2 ITETX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005760 VY(R) T. Rowe Price Equity Income Portfolio C000168695 Class R6 VPRTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005635 VY(R) T. Rowe Price International Stock Portfolio C000015373 Class I IMASX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005635 VY(R) T. Rowe Price International Stock Portfolio C000015372 Class ADV IMIOX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005635 VY(R) T. Rowe Price International Stock Portfolio C000015374 Class S IMISX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000005635 VY(R) T. Rowe Price International Stock Portfolio C000168688 Class R6 VPRUX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000009775 VY(R) Templeton Global Growth Portfolio C000026860 Class S2 ICGGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000009775 VY(R) Templeton Global Growth Portfolio C000026857 Class ADV IGGAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000009775 VY(R) Templeton Global Growth Portfolio C000026858 Class I IIGGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000009775 VY(R) Templeton Global Growth Portfolio C000026859 Class S ISGGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-05629 0000837276 Voya INVESTORS TRUST 30 S000009775 VY(R) Templeton Global Growth Portfolio C000168696 Class R6 VPGGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000038556 Voya Diversified Emerging Markets Debt Fund C000119028 Class R [NULL] 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000038556 Voya Diversified Emerging Markets Debt Fund C000119025 Class A IADEX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000038556 Voya Diversified Emerging Markets Debt Fund C000119026 Class C ICDEX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000038556 Voya Diversified Emerging Markets Debt Fund C000119027 Class I IIDEX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000038556 Voya Diversified Emerging Markets Debt Fund C000119029 Class W IWDEX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008491 Voya Diversified International Fund C000059857 Class W IDFWX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008491 Voya Diversified International Fund C000023300 Class A IFFAX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008491 Voya Diversified International Fund C000023301 Class B IFFBX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008491 Voya Diversified International Fund C000023302 Class C IFFCX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008491 Voya Diversified International Fund C000023303 Class I IFFIX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008491 Voya Diversified International Fund C000067061 Class O IFFOX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008491 Voya Diversified International Fund C000037970 Class R IFFRX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008528 Voya Emerging Markets Equity Dividend Fund C000023411 Class A IFCAX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008528 Voya Emerging Markets Equity Dividend Fund C000023412 Class B IFCBX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008528 Voya Emerging Markets Equity Dividend Fund C000023413 Class C IFCCX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008528 Voya Emerging Markets Equity Dividend Fund C000023414 Class I IFCIX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008528 Voya Emerging Markets Equity Dividend Fund C000067062 Class O IFCOX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008528 Voya Emerging Markets Equity Dividend Fund C000105406 Class W IFCWX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000012534 Voya Global Bond Fund C000034079 Class B IGBBX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000012534 Voya Global Bond Fund C000034080 Class C IGBCX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000012534 Voya Global Bond Fund C000034081 Class I IGBIX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000012534 Voya Global Bond Fund C000067064 Class O IGBOX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000012534 Voya Global Bond Fund C000121438 Class P IGBPX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000012534 Voya Global Bond Fund C000105408 Class R IGBRX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000012534 Voya Global Bond Fund C000079030 Class W IGBWX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000012534 Voya Global Bond Fund C000122013 Class R6 IGBZX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000012534 Voya Global Bond Fund C000034078 Class A INGBX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000055622 Voya Global Corporate Leaders 100 Fund C000175106 Class A [NULL] 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000055622 Voya Global Corporate Leaders 100 Fund C000175107 Class I [NULL] 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000055622 Voya Global Corporate Leaders 100 Fund C000175108 Class R6 [NULL] 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008525 Voya Global Equity Dividend Fund C000023399 Class A IAGEX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008525 Voya Global Equity Dividend Fund C000023400 Class B IBGEX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008525 Voya Global Equity Dividend Fund C000023401 Class C ICGEX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008525 Voya Global Equity Dividend Fund C000023398 Class O IDGEX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008525 Voya Global Equity Dividend Fund C000053100 Class I IGEIX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008525 Voya Global Equity Dividend Fund C000059860 Class W IGEWX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008527 Voya Global Equity Fund C000079029 Class W IGVWX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008527 Voya Global Equity Fund C000023407 Class B NAWBX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008527 Voya Global Equity Fund C000023408 Class C NAWCX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008527 Voya Global Equity Fund C000023406 Class A NAWGX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008527 Voya Global Equity Fund C000023409 Class I NAWIX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000055623 Voya Global High Dividend Low Volatility Fund C000175109 Class A [NULL] 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000055623 Voya Global High Dividend Low Volatility Fund C000175110 Class I [NULL] 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000055623 Voya Global High Dividend Low Volatility Fund C000175111 Class R6 [NULL] 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008522 Voya Global Natural Resources Fund C000059858 Class W IGNWX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008522 Voya Global Natural Resources Fund C000053099 Class I IRGNX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008522 Voya Global Natural Resources Fund C000023391 Class A LEXMX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008524 Voya Global Opportunities Fund C000023393 Class A IAFAX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008524 Voya Global Opportunities Fund C000023394 Class B IAFBX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008524 Voya Global Opportunities Fund C000023396 Class I IAFIX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008524 Voya Global Opportunities Fund C000023395 Class C ICFCX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008524 Voya Global Opportunities Fund C000059859 Class W IFFWX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000040223 Voya Global Perspectives(R) Fund C000125019 Class A IAPVX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000040223 Voya Global Perspectives(R) Fund C000125020 Class C ICPVX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000040223 Voya Global Perspectives(R) Fund C000125021 Class I IIPVX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000040223 Voya Global Perspectives(R) Fund C000125022 Class R IRPVX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000040223 Voya Global Perspectives(R) Fund C000125023 Class W IWPVX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008526 Voya Global Real Estate Fund C000034658 Class O IDGTX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008526 Voya Global Real Estate Fund C000105405 Class R IGARX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008526 Voya Global Real Estate Fund C000023403 Class B IGBAX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008526 Voya Global Real Estate Fund C000023404 Class C IGCAX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008526 Voya Global Real Estate Fund C000023402 Class A IGLAX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008526 Voya Global Real Estate Fund C000023405 Class I IGLIX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008526 Voya Global Real Estate Fund C000059861 Class W IRGWX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000008526 Voya Global Real Estate Fund C000122012 Class R6 VGRQX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000031148 Voya International Core Fund C000096638 Class I IICFX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000031148 Voya International Core Fund C000119164 Class W IICWX 7337 E DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07428 0000895430 Voya MUTUAL FUNDS 30 S000010034 Voya International Real Estate Fund C000027746 Class A 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DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000028590 Voya Solution Conservative Portfolio C000087525 Class ADV ICGAX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000028590 Voya Solution Conservative Portfolio C000087526 Class I ICGIX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000028590 Voya Solution Conservative Portfolio C000087527 Class S ICGSX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000028590 Voya Solution Conservative Portfolio C000087524 Class S2 ICGTX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000028590 Voya Solution Conservative Portfolio C000168862 Class R6 VYRPX 7337 E. 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DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007613 VY(R) Invesco Equity and Income Portfolio C000168854 Class R6 VYRFX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007594 VY(R) JPMorgan Mid Cap Value Portfolio C000020695 Class ADV IJMAX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007594 VY(R) JPMorgan Mid Cap Value Portfolio C000020696 Class I IJMIX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007594 VY(R) JPMorgan Mid Cap Value Portfolio C000020697 Class S IJMSX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007594 VY(R) JPMorgan Mid Cap Value Portfolio C000074827 Class S2 IJPMX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007594 VY(R) JPMorgan Mid Cap Value Portfolio C000168848 Class R6 VYRGX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007597 VY(R) Oppenheimer Global Portfolio C000020704 Class ADV IGMAX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007597 VY(R) Oppenheimer Global Portfolio C000020705 Class I IGMIX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007597 VY(R) Oppenheimer Global Portfolio C000020706 Class S IGMSX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007597 VY(R) Oppenheimer Global Portfolio C000074828 Class S2 IOGPX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007597 VY(R) Oppenheimer Global Portfolio C000168849 Class R6 VYRHX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000009827 VY(R) Pioneer High Yield Portfolio C000027231 Class ADV IPHAX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000009827 VY(R) Pioneer High Yield Portfolio C000027232 Class I IPHIX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000009827 VY(R) Pioneer High Yield Portfolio C000027233 Class S IPHSX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000009827 VY(R) Pioneer High Yield Portfolio C000078379 Class S2 IPHTX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007608 VY(R) T. Rowe Price Diversified Mid Cap Growth Portfolio C000020742 Class ADV IAXAX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007608 VY(R) T. Rowe Price Diversified Mid Cap Growth Portfolio C000020743 Class I IAXIX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007608 VY(R) T. Rowe Price Diversified Mid Cap Growth Portfolio C000020744 Class S IAXSX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007608 VY(R) T. Rowe Price Diversified Mid Cap Growth Portfolio C000074830 Class S2 IAXTX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007608 VY(R) T. Rowe Price Diversified Mid Cap Growth Portfolio C000168850 Class R6 VYRIX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007609 VY(R) T. Rowe Price Growth Equity Portfolio C000020745 Class ADV IGEAX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007609 VY(R) T. Rowe Price Growth Equity Portfolio C000020746 Class I ITGIX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007609 VY(R) T. Rowe Price Growth Equity Portfolio C000020747 Class S ITGSX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007609 VY(R) T. Rowe Price Growth Equity Portfolio C000074831 Class S2 ITRGX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000007609 VY(R) T. Rowe Price Growth Equity Portfolio C000168851 Class R6 VYRKX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000009828 VY(R) Templeton Foreign Equity Portfolio C000027234 Class ADV IFTAX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000009828 VY(R) Templeton Foreign Equity Portfolio C000027235 Class I IFTIX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000009828 VY(R) Templeton Foreign Equity Portfolio C000027236 Class S IFTSX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000009828 VY(R) Templeton Foreign Equity Portfolio C000074834 Class S2 ITFEX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08319 0001039001 Voya PARTNERS INC 30 S000009828 VY(R) Templeton Foreign Equity Portfolio C000168856 Class R6 VYRJX 7337 E. DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008690 Voya Capital Allocation Fund C000023670 Class C ACLGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008690 Voya Capital Allocation Fund C000023671 Class I ALEGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008690 Voya Capital Allocation Fund C000023669 Class B ALYBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008690 Voya Capital Allocation Fund C000023668 Class A ATLAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008690 Voya Capital Allocation Fund C000105605 Class W IAFWX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008690 Voya Capital Allocation Fund C000023667 Class O IDSIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000022464 Voya Corporate Leaders(R) 100 Fund C000064741 Class A IACLX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000022464 Voya Corporate Leaders(R) 100 Fund C000064742 Class B IBCLX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000022464 Voya Corporate Leaders(R) 100 Fund C000064743 Class C ICCLX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000022464 Voya Corporate Leaders(R) 100 Fund C000064744 Class I IICLX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000022464 Voya Corporate Leaders(R) 100 Fund C000114867 Class O IOCLX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000022464 Voya Corporate Leaders(R) 100 Fund C000114868 Class R IRCLX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000022464 Voya Corporate Leaders(R) 100 Fund C000064745 Class W IWCLX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000022464 Voya Corporate Leaders(R) 100 Fund C000146500 Class R6 VCLRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000021244 Voya Global Target Payment Fund C000060538 Class A IGPAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000021244 Voya Global Target Payment Fund C000060540 Class C IGPCX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000021244 Voya Global Target Payment Fund C000060541 Class I IGPIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000021244 Voya Global Target Payment Fund C000105610 Class R IGPRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000021244 Voya Global Target Payment Fund C000060542 Class W IGPWX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008691 Voya Government Money Market Fund C000023672 Class A AEMXX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008691 Voya Government Money Market Fund C000023674 Class L AMCXX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008691 Voya Government Money Market Fund C000023673 Class B ATBXX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008691 Voya Government Money Market Fund C000023675 Class I ATNXX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008691 Voya Government Money Market Fund C000041644 Class O IDMXX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008691 Voya Government Money Market Fund C000105347 Class C IMCXX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008691 Voya Government Money Market Fund C000105348 Class W IMWXX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000036257 Voya Large Cap Growth Fund C000110973 Class A ILCAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000036257 Voya Large Cap Growth Fund C000110974 Class C ILCCX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000036257 Voya Large Cap Growth Fund C000110975 Class I ILCIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000036257 Voya Large Cap Growth Fund C000110976 Class R ILCRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000036257 Voya Large Cap Growth Fund C000110977 Class W ILCWX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000036257 Voya Large Cap Growth Fund C000122008 Class R6 ILCZX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008698 Voya Mid Cap Research Enhanced Index Fund C000023705 Class A AIMAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008698 Voya Mid Cap Research Enhanced Index Fund C000023708 Class I AIMIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008698 Voya Mid Cap Research Enhanced Index Fund C000023704 Class R AIMRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008698 Voya Mid Cap Research Enhanced Index Fund C000105608 Class W AIMWX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008698 Voya Mid Cap Research Enhanced Index Fund C000023706 Class B APMBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008698 Voya Mid Cap Research Enhanced Index Fund C000023707 Class C APMCX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008698 Voya Mid Cap Research Enhanced Index Fund C000023709 Class O IDMOX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008692 Voya Small Company Fund C000023676 Class A AESAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008692 Voya Small Company Fund C000023679 Class I AESGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008692 Voya Small Company Fund C000023678 Class C ASCCX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008692 Voya Small Company Fund C000023677 Class B ASMLX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008692 Voya Small Company Fund C000067069 Class O ISCOX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008692 Voya Small Company Fund C000079304 Class W ISMWX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008692 Voya Small Company Fund C000122007 Class R6 ISMZX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-06352 0000877233 Voya SERIES FUND INC 30 S000008692 Voya Small Company Fund C000173939 Class R VSMRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08934 0000935070 Voya STRATEGIC ALLOCATION PORTFOLIOS INC 30 S000008666 Voya Strategic Allocation Conservative Portfolio C000023630 Class ADV IACVX ING FUNDS SERVICES SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-08934 0000935070 Voya STRATEGIC ALLOCATION PORTFOLIOS INC 30 S000008666 Voya Strategic Allocation Conservative Portfolio C000028782 Class I ISAIX ING FUNDS SERVICES SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-08934 0000935070 Voya STRATEGIC ALLOCATION PORTFOLIOS INC 30 S000008666 Voya Strategic Allocation Conservative Portfolio C000028783 Class S ISCVX ING FUNDS SERVICES SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-08934 0000935070 Voya STRATEGIC ALLOCATION PORTFOLIOS INC 30 S000008664 Voya Strategic Allocation Growth Portfolio C000023628 Class ADV IAGRX ING FUNDS SERVICES SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-08934 0000935070 Voya STRATEGIC ALLOCATION PORTFOLIOS INC 30 S000008664 Voya Strategic Allocation Growth Portfolio C000028778 Class I ISAGX ING FUNDS SERVICES SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-08934 0000935070 Voya STRATEGIC ALLOCATION PORTFOLIOS INC 30 S000008664 Voya Strategic Allocation Growth Portfolio C000028779 Class S ISGRX ING FUNDS SERVICES SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-08934 0000935070 Voya STRATEGIC ALLOCATION PORTFOLIOS INC 30 S000008665 Voya Strategic Allocation Moderate Portfolio C000023629 Class ADV IAMDX ING FUNDS SERVICES SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-08934 0000935070 Voya STRATEGIC ALLOCATION PORTFOLIOS INC 30 S000008665 Voya Strategic Allocation Moderate Portfolio C000028780 Class I IIMDX ING FUNDS SERVICES SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-08934 0000935070 Voya STRATEGIC ALLOCATION PORTFOLIOS INC 30 S000008665 Voya Strategic Allocation Moderate Portfolio C000028781 Class S ISMDX ING FUNDS SERVICES SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-02514 0000002664 Voya VARIABLE FUNDS 30 S000008703 Voya Growth and Income Portfolio C000028787 Class ADV IAVGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-02514 0000002664 Voya VARIABLE FUNDS 30 S000008703 Voya Growth and Income Portfolio C000074892 Class S2 IGISX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-02514 0000002664 Voya VARIABLE FUNDS 30 S000008703 Voya Growth and Income Portfolio C000028788 Class I IIVGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-02514 0000002664 Voya VARIABLE FUNDS 30 S000008703 Voya Growth and Income Portfolio C000028789 Class S ISVGX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-09477 0001090682 Voya VARIABLE INSURANCE TRUST 30 S000048107 VY Goldman Sachs Bond Portfolio C000152054 VY Goldman Sachs Bond Portfolio VGSBX 7337 EAST DOUBLETREE RANCH RD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000031481 Voya Australia Index Portfolio C000097879 Class I IAIIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000034879 Voya Emerging Markets Index Portfolio C000107268 Class I IEPIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000034879 Voya Emerging Markets Index Portfolio C000107269 Class S IEPSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000026220 Voya Euro STOXX 50(R) Index Portfolio C000078746 Class ADV IDJAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000026220 Voya Euro STOXX 50(R) Index Portfolio C000078747 Class I IDJIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000026221 Voya FTSE 100 Index(R) Portfolio C000078748 Class ADV IAFPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000026221 Voya FTSE 100 Index(R) Portfolio C000078749 Class I IIFPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000020601 Voya Global Equity Portfolio C000062188 Class ADV IGHAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000020601 Voya Global Equity Portfolio C000057556 Class S IGHSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000020601 Voya Global Equity Portfolio C000062187 Class I IIGZX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000020601 Voya Global Equity Portfolio C000074921 Class S2 IWTTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000020601 Voya Global Equity Portfolio C000149033 Class T VGVTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000025437 Voya Hang Seng Index Portfolio C000076101 Class S2 [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000025437 Voya Hang Seng Index Portfolio C000076099 Class I IHPIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000025437 Voya Hang Seng Index Portfolio C000076100 Class S IHPSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000025437 Voya Hang Seng Index Portfolio C000076098 Class ADV IHSPX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000008705 Voya Index Plus LargeCap Portfolio C000023722 Class I IPLIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000008705 Voya Index Plus LargeCap Portfolio C000023723 Class S IPLSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000008705 Voya Index Plus LargeCap Portfolio C000074915 Class S2 IPLTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000008706 Voya Index Plus MidCap Portfolio C000074916 Class S2 AIMTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000008706 Voya Index Plus MidCap Portfolio C000023724 Class I IPMIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000008706 Voya Index Plus MidCap Portfolio C000023725 Class S IPMSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000008707 Voya Index Plus SmallCap Portfolio C000023726 Class I IPSIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000008707 Voya Index Plus SmallCap Portfolio C000023727 Class S IPSSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000008707 Voya Index Plus SmallCap Portfolio C000074917 Class S2 IPSTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021220 Voya International Index Portfolio C000060418 Class ADV IIIAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021220 Voya International Index Portfolio C000060419 Class I IIIIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021220 Voya International Index Portfolio C000060420 Class S INTIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021220 Voya International Index Portfolio C000074922 Class S2 ISIIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000026222 Voya Japan TOPIX Index(R) Portfolio C000078750 Class ADV IJIAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000026222 Voya Japan TOPIX Index(R) Portfolio C000078751 Class I IJIIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000025440 Voya Russell Mid Cap Growth Index Portfolio C000076111 Class I IRGJX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000025440 Voya Russell Mid Cap Growth Index Portfolio C000076112 Class S IRGUX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000025440 Voya Russell Mid Cap Growth Index Portfolio C000076113 Class S2 IRGVX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000025438 Voya RussellTM Large Cap Growth Index Portfolio C000076105 Class S2 [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000025438 Voya RussellTM Large Cap Growth Index Portfolio C000076102 Class ADV IRLAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000025438 Voya RussellTM Large Cap Growth Index Portfolio C000076103 Class I IRLNX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000025438 Voya RussellTM Large Cap Growth Index Portfolio C000076104 Class S IRLSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021222 Voya RussellTM Large Cap Index Portfolio C000060425 Class I IIRLX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021222 Voya RussellTM Large Cap Index Portfolio C000060426 Class S IRLCX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021222 Voya RussellTM Large Cap Index Portfolio C000060424 Class ADV IRLIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021222 Voya RussellTM Large Cap Index Portfolio C000074924 Class S2 IRLUX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000025439 Voya RussellTM Large Cap Value Index Portfolio C000076108 Class S2 [NULL] 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000025439 Voya RussellTM Large Cap Value Index Portfolio C000076109 Class ADV IRVAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000025439 Voya RussellTM Large Cap Value Index Portfolio C000076106 Class I IRVIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000025439 Voya RussellTM Large Cap Value Index Portfolio C000076107 Class S IRVSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021223 Voya RussellTM Mid Cap Index Portfolio C000060428 Class I IIRMX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021223 Voya RussellTM Mid Cap Index Portfolio C000060427 Class ADV IRMAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021223 Voya RussellTM Mid Cap Index Portfolio C000060429 Class S IRMCX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021223 Voya RussellTM Mid Cap Index Portfolio C000074925 Class S2 IRMTX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021224 Voya RussellTM Small Cap Index Portfolio C000060431 Class I IIRSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021224 Voya RussellTM Small Cap Index Portfolio C000074926 Class S2 IRCIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021224 Voya RussellTM Small Cap Index Portfolio C000060430 Class ADV IRSIX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021224 Voya RussellTM Small Cap Index Portfolio C000060432 Class S IRSSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000008709 Voya Small Company Portfolio C000074663 Class ADV IASCX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000008709 Voya Small Company Portfolio C000023730 Class I IVCSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000008709 Voya Small Company Portfolio C000023731 Class S IVPSX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000008709 Voya Small Company Portfolio C000163202 Class R6 VSPRX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021221 Voya U.S. Bond Index Portfolio C000060423 Class S ILABX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021221 Voya U.S. Bond Index Portfolio C000060422 Class I ILBAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021221 Voya U.S. Bond Index Portfolio C000060421 Class ADV ILUAX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-07651 0001015965 Voya VARIABLE PORTFOLIOS INC 30 S000021221 Voya U.S. Bond Index Portfolio C000074923 Class S2 IUSBX 7337 E. DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE 85258 AZ [NULL] 811-08220 0000916403 Voya VARIABLE PRODUCTS TRUST 30 S000008638 Voya MidCap Opportunities Portfolio C000023590 Class ADV IAMOX ING FUNDS SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-08220 0000916403 Voya VARIABLE PRODUCTS TRUST 30 S000008638 Voya MidCap Opportunities Portfolio C000023591 Class I IIMOX ING FUNDS SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-08220 0000916403 Voya VARIABLE PRODUCTS TRUST 30 S000008638 Voya MidCap Opportunities Portfolio C000074884 Class S2 IMOPX ING FUNDS SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-08220 0000916403 Voya VARIABLE PRODUCTS TRUST 30 S000008638 Voya MidCap Opportunities Portfolio C000023592 Class S ISMOX ING FUNDS SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-08220 0000916403 Voya VARIABLE PRODUCTS TRUST 30 S000008638 Voya MidCap Opportunities Portfolio C000163133 Class R6 VMCRX ING FUNDS SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-08220 0000916403 Voya VARIABLE PRODUCTS TRUST 30 S000008640 Voya SmallCap Opportunities Portfolio C000074885 Class S2 ISCTX ING FUNDS SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-08220 0000916403 Voya VARIABLE PRODUCTS TRUST 30 S000008640 Voya SmallCap Opportunities Portfolio C000073995 Class ADV ISOPX ING FUNDS SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-08220 0000916403 Voya VARIABLE PRODUCTS TRUST 30 S000008640 Voya SmallCap Opportunities Portfolio C000023598 Class S IVPOX ING FUNDS SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-08220 0000916403 Voya VARIABLE PRODUCTS TRUST 30 S000008640 Voya SmallCap Opportunities Portfolio C000023597 Class I IVSOX ING FUNDS SCOTTSDALE 85258 AZ 7337 E. DOUBLETREE RANCH ROAD, STE 100 811-08220 0000916403 Voya VARIABLE PRODUCTS TRUST 30 S000008640 Voya SmallCap Opportunities Portfolio C000163134 Class R6 VRSCX ING FUNDS SCOTTSDALE 85258 AZ 7337 E. 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& Reed Advisors Cash Management C000073832 Class C WCCXX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024817 Waddell & Reed Advisors Continental Income Fund C000073833 Class A UNCIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024817 Waddell & Reed Advisors Continental Income Fund C000073834 Class B WACBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024817 Waddell & Reed Advisors Continental Income Fund C000073835 Class C WACCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024817 Waddell & Reed Advisors Continental Income Fund C000073836 Class Y WACYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024818 Waddell & Reed Advisors Core Investment Fund C000073837 Class A UNCMX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024818 Waddell & Reed Advisors Core Investment Fund C000073838 Class B UNIBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024818 Waddell & Reed Advisors Core Investment Fund C000073840 Class Y UNIYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024818 Waddell & Reed Advisors Core Investment Fund C000073839 Class C WCCIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024819 Waddell & Reed Advisors Dividend Opportunities Fund C000073841 Class A WDVAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024819 Waddell & Reed Advisors Dividend Opportunities Fund C000073842 Class B WDVBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024819 Waddell & Reed Advisors Dividend Opportunities Fund C000073843 Class C WDVCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024819 Waddell & Reed Advisors Dividend Opportunities Fund C000073844 Class Y WDVYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024820 Waddell & Reed Advisors Energy Fund C000073845 Class A WEGAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024820 Waddell & Reed Advisors Energy Fund C000073846 Class B WEGBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024820 Waddell & Reed Advisors Energy Fund C000073847 Class C WEGCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024820 Waddell & Reed Advisors Energy Fund C000073848 Class Y WEGYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024821 Waddell & Reed Advisors Global Bond Fund C000073849 Class A UNHHX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024821 Waddell & Reed Advisors Global Bond Fund C000073850 Class B WGBBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024821 Waddell & Reed Advisors Global Bond Fund C000073851 Class C WGBCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024821 Waddell & Reed Advisors Global Bond Fund C000073852 Class Y WGBYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024805 Waddell & Reed Advisors Global Growth Fund C000073789 Class A UNCGX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024805 Waddell & Reed Advisors Global Growth Fund C000073790 Class B WAIBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024805 Waddell & Reed Advisors Global Growth Fund C000073791 Class C WAICX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024805 Waddell & Reed Advisors Global Growth Fund C000073792 Class Y WAIYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024803 Waddell & Reed Advisors Government Securities Fund C000073781 Class A UNGVX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024803 Waddell & Reed Advisors Government Securities Fund C000073782 Class B WGVBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024803 Waddell & Reed Advisors Government Securities Fund C000073783 Class C WGVCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024803 Waddell & Reed Advisors Government Securities Fund C000073784 Class Y WGVYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024804 Waddell & Reed Advisors High Income Fund C000073785 Class A UNHIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024804 Waddell & Reed Advisors High Income Fund C000073786 Class B WBHIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024804 Waddell & Reed Advisors High Income Fund C000073787 Class C WCHIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024804 Waddell & Reed Advisors High Income Fund C000073788 Class Y WYHIX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024806 Waddell & Reed Advisors Municipal Bond Fund C000073793 Class A UNMBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024806 Waddell & Reed Advisors Municipal Bond Fund C000073794 Class B WBMBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024806 Waddell & Reed Advisors Municipal Bond Fund C000073795 Class C WCMBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024806 Waddell & Reed Advisors Municipal Bond Fund C000077144 Class Y WYMBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024807 Waddell & Reed Advisors Municipal High Income Fund C000073796 Class A UMUHX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024807 Waddell & Reed Advisors Municipal High Income Fund C000172907 Class Y WAMHX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024807 Waddell & Reed Advisors Municipal High Income Fund C000073797 Class B WBMHX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024807 Waddell & Reed Advisors Municipal High Income Fund C000073798 Class C WCMHX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024808 Waddell & Reed Advisors New Concepts Fund C000073800 Class B UNEBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024808 Waddell & Reed Advisors New Concepts Fund C000073799 Class A UNECX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024808 Waddell & Reed Advisors New Concepts Fund C000073802 Class Y UNEYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024808 Waddell & Reed Advisors New Concepts Fund C000073801 Class C WNCCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024810 Waddell & Reed Advisors Science and Technology Fund C000073807 Class A UNSCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024810 Waddell & Reed Advisors Science and Technology Fund C000073808 Class B USTBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024810 Waddell & Reed Advisors Science and Technology Fund C000073810 Class Y USTFX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024810 Waddell & Reed Advisors Science and Technology Fund C000073809 Class C WCSTX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000006220 Waddell & Reed Advisors Small Cap Fund C000017147 Class A UNSAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000006220 Waddell & Reed Advisors Small Cap Fund C000017148 Class B WRSBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000006220 Waddell & Reed Advisors Small Cap Fund C000017150 Class Y WRSYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000006220 Waddell & Reed Advisors Small Cap Fund C000017149 Class C WSCCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024811 Waddell & Reed Advisors Tax-Managed Equity Fund C000172908 Class Y WATMX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024811 Waddell & Reed Advisors Tax-Managed Equity Fund C000073812 Class B WBTMX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024811 Waddell & Reed Advisors Tax-Managed Equity Fund C000073813 Class C WCTMX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024811 Waddell & Reed Advisors Tax-Managed Equity Fund C000073811 Class A WTEAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024812 Waddell & Reed Advisors Value Fund C000073814 Class A WVAAX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024812 Waddell & Reed Advisors Value Fund C000073815 Class B WVABX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024812 Waddell & Reed Advisors Value Fund C000073816 Class C WVACX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024812 Waddell & Reed Advisors Value Fund C000073817 Class Y WVAYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024814 Waddell & Reed Advisors Vanguard Fund C000073822 Class A UNVGX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024814 Waddell & Reed Advisors Vanguard Fund C000073824 Class C WAVCX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024814 Waddell & Reed Advisors Vanguard Fund C000073825 Class Y WAVYX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-09435 0001072962 WADDELL & REED ADVISORS FUNDS 30 S000024814 Waddell & Reed Advisors Vanguard Fund C000073823 Class B WRVBX 6300 LAMAR AVE OVERLAND PARK 66202 KS [NULL] 811-22612 0001531758 Wakefield Alternative Series Trust 30 S000046104 Clinton Long Short Equity Fund C000144255 Class A WKCAX 700 17TH STREET, SUITE 1550 DENVER 80202 CO [NULL] 811-22612 0001531758 Wakefield Alternative Series Trust 30 S000046104 Clinton Long Short Equity Fund C000144256 Class C WKCCX 700 17TH STREET, SUITE 1550 DENVER 80202 CO [NULL] 811-22612 0001531758 Wakefield Alternative Series Trust 30 S000046104 Clinton Long Short Equity Fund C000144257 Institutional Class WKCIX 700 17TH STREET, SUITE 1550 DENVER 80202 CO [NULL] 811-22612 0001531758 Wakefield Alternative Series Trust 30 S000046104 Clinton Long Short Equity Fund C000144258 Class S WKCSX 700 17TH STREET, SUITE 1550 DENVER 80202 CO [NULL] 811-22612 0001531758 Wakefield Alternative Series Trust 30 S000035117 Wakefield Managed Futures Strategy Fund C000108048 Class A WKFAX 700 17TH STREET, SUITE 1550 DENVER 80202 CO [NULL] 811-22612 0001531758 Wakefield Alternative Series Trust 30 S000035117 Wakefield Managed Futures Strategy Fund C000108049 Class C WKFCX 700 17TH STREET, SUITE 1550 DENVER 80202 CO [NULL] 811-22612 0001531758 Wakefield Alternative Series Trust 30 S000035117 Wakefield Managed Futures Strategy Fund C000108050 Class I WKFIX 700 17TH STREET, SUITE 1550 DENVER 80202 CO [NULL] 811-22548 0001517695 Wall Street EWM Funds Trust 30 S000046713 Evercore Equity Fund C000145864 Evercore Equity Fund EWMCX 55 EAST 52ND STREET NEW YORK 10055 NY 23RD FLOOR 811-22143 0001418191 Walthausen Funds 30 S000030735 Walthausen Select Value Fund C000174767 R6 Class [NULL] 2691 ROUTE 9, SUITE 102 MALTA 12020 NY [NULL] 811-22143 0001418191 Walthausen Funds 30 S000030735 Walthausen Select Value Fund C000095333 Institutional Class WSVIX 2691 ROUTE 9, SUITE 102 MALTA 12020 NY [NULL] 811-22143 0001418191 Walthausen Funds 30 S000030735 Walthausen Select Value Fund C000098163 Retail Class WSVRX 2691 ROUTE 9, SUITE 102 MALTA 12020 NY [NULL] 811-22143 0001418191 Walthausen Funds 30 S000020728 Walthausen Small Cap Value Fund C000057866 Walthausen Small Cap Value Fund WSCVX 2691 ROUTE 9, SUITE 102 MALTA 12020 NY [NULL] 811-08748 0000929521 WANGER ADVISORS TRUST 30 S000008982 Wanger International C000024404 Wanger International WSCAX 227 WEST MONROE STREET STE 3000 CHICAGO 60606 IL [NULL] 811-08748 0000929521 WANGER ADVISORS TRUST 30 S000008984 Wanger International Select C000024406 Wanger International Select WAFFX 227 WEST MONROE STREET STE 3000 CHICAGO 60606 IL [NULL] 811-08748 0000929521 WANGER ADVISORS TRUST 30 S000008983 Wanger Select C000024405 Wanger Select WATWX 227 WEST MONROE STREET STE 3000 CHICAGO 60606 IL [NULL] 811-08748 0000929521 WANGER ADVISORS TRUST 30 S000008981 Wanger USA C000024403 Wanger USA WUSAX 227 WEST MONROE STREET STE 3000 CHICAGO 60606 IL [NULL] 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000000877 Wasatch Core Growth Fund C000002495 Investor Class shares WGROX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000000877 Wasatch Core Growth Fund C000110016 Institutional Class Shares WIGRX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000031426 Wasatch Emerging India Fund C000097757 Investor Class shares WAINX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000031426 Wasatch Emerging India Fund C000166041 Institutional Class 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0000806633 WASATCH FUNDS TRUST 30 S000035891 Wasatch Frontier Emerging Small Countries Fund C000166042 Institutional Class Shares WIFMX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000022592 Wasatch Global Opportunities Fund C000065330 Investor Class shares WAGOX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000022592 Wasatch Global Opportunities Fund C000166040 Institutional Class Shares WIGOX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000000881 Wasatch Heritage Growth Fund C000002499 Investor Class shares WAHGX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000000883 Wasatch International Growth Fund C000002501 Investor Class shares WAIGX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000000883 Wasatch International Growth Fund C000166036 Institutional Class Shares WIIGX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000000884 Wasatch International Opportunities Fund C000002502 Investor Class shares WAIOX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000000884 Wasatch International Opportunities Fund C000166037 Institutional Class Shares WIIOX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000024179 Wasatch Large Cap Value Fund C000070970 Investor Class shares FMIEX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000024179 Wasatch Large Cap Value Fund C000110018 Institutional Class Shares WILCX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000024180 Wasatch Long/Short Fund C000070971 Investor Class shares FMLSX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000024180 Wasatch Long/Short Fund C000121224 Institutional Class Shares WILSX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000000885 Wasatch Micro Cap Fund C000002503 Investor Class shares WMICX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000000886 Wasatch Micro Cap Value Fund C000002504 Investor Class shares WAMVX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000000887 Wasatch Small Cap Growth Fund C000002505 Investor Class shares WAAEX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000000887 Wasatch Small Cap Growth Fund C000166038 Institutional Class Shares WIAEX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000000878 Wasatch Small Cap Value Fund C000110017 Institutional Class Shares WICVX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000000878 Wasatch Small Cap Value Fund C000002496 Investor Class shares WMCVX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000009843 Wasatch Strategic Income Fund C000027264 Investor Class shares WASIX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000000879 Wasatch Ultra Growth Fund C000002497 Investor Class shares WAMCX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000000880 Wasatch World Innovators Fund C000002498 Investor Class shares WAGTX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000000880 Wasatch World Innovators Fund C000166035 Institutional Class Shares WIGTX 505 WAKARA WAY SALT LAKE CITY 84108 UT SUITE 300 811-04920 0000806633 WASATCH FUNDS TRUST 30 S000024178 Wasatch-1st Source Income Fund C000070969 Investor Class shares FMEQX 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0000104865 WASHINGTON MUTUAL INVESTORS FUND 30 S000009388 WASHINGTON MUTUAL INVESTORS FUND C000025731 Class 529-E CWMEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00604 0000104865 WASHINGTON MUTUAL INVESTORS FUND 30 S000009388 WASHINGTON MUTUAL INVESTORS FUND C000025732 Class 529-F-1 CWMFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00604 0000104865 WASHINGTON MUTUAL INVESTORS FUND 30 S000009388 WASHINGTON MUTUAL INVESTORS FUND C000148358 Class R-2E RWEBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00604 0000104865 WASHINGTON MUTUAL INVESTORS FUND 30 S000009388 WASHINGTON MUTUAL INVESTORS FUND C000025720 Class R-1 RWMAX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00604 0000104865 WASHINGTON MUTUAL INVESTORS FUND 30 S000009388 WASHINGTON MUTUAL INVESTORS FUND C000025721 Class R-2 RWMBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00604 0000104865 WASHINGTON MUTUAL INVESTORS FUND 30 S000009388 WASHINGTON MUTUAL INVESTORS FUND C000025722 Class R-3 RWMCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00604 0000104865 WASHINGTON MUTUAL INVESTORS FUND 30 S000009388 WASHINGTON MUTUAL INVESTORS FUND C000025723 Class R-4 RWMEX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00604 0000104865 WASHINGTON MUTUAL INVESTORS FUND 30 S000009388 WASHINGTON MUTUAL INVESTORS FUND C000025724 Class R-5 RWMFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00604 0000104865 WASHINGTON MUTUAL INVESTORS FUND 30 S000009388 WASHINGTON MUTUAL INVESTORS FUND C000077924 R-6 RWMGX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00604 0000104865 WASHINGTON MUTUAL INVESTORS FUND 30 S000009388 WASHINGTON MUTUAL INVESTORS FUND C000164825 Class R-5E RWMHX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00604 0000104865 WASHINGTON MUTUAL INVESTORS FUND 30 S000009388 WASHINGTON MUTUAL INVESTORS FUND C000068526 Class F-2 WMFFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00604 0000104865 WASHINGTON MUTUAL INVESTORS FUND 30 S000009388 WASHINGTON MUTUAL INVESTORS FUND C000025725 Class B WSHBX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00604 0000104865 WASHINGTON MUTUAL INVESTORS FUND 30 S000009388 WASHINGTON MUTUAL INVESTORS FUND C000025726 Class C WSHCX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-00604 0000104865 WASHINGTON MUTUAL INVESTORS FUND 30 S000009388 WASHINGTON MUTUAL INVESTORS FUND C000025727 Class F-1 WSHFX 333 S HOPE ST - 55TH FL (MICG) LOS ANGELES 90071 CA [NULL] 811-21410 0001257927 WEITZ FUNDS 30 S000003482 Balanced Fund C000009628 Balanced Fund WBALX 1125 SOUTH 103 ST OMAHA 68124 NE [NULL] 811-21410 0001257927 WEITZ FUNDS 30 S000046118 Core Plus Income Fund C000144329 Core Plus Income Fund - Institutional Class WCPBX 1125 SOUTH 103 ST OMAHA 68124 NE [NULL] 811-21410 0001257927 WEITZ FUNDS 30 S000046118 Core Plus Income Fund C000144330 Core Plus Income Fund - Investor Class WCPNX 1125 SOUTH 103 ST OMAHA 68124 NE [NULL] 811-21410 0001257927 WEITZ FUNDS 30 S000003484 Government Money Market Fund C000009630 Government Money Market Fund WGMXX 1125 SOUTH 103 ST OMAHA 68124 NE [NULL] 811-21410 0001257927 WEITZ FUNDS 30 S000003480 Hickory Fund C000009626 Hickory Fund WEHIX 1125 SOUTH 103 ST OMAHA 68124 NE [NULL] 811-21410 0001257927 WEITZ FUNDS 30 S000014975 Nebraska Tax-Free Income Fund C000040696 Nebraska Tax-Free Income Fund WNTFX 1125 SOUTH 103 ST OMAHA 68124 NE [NULL] 811-21410 0001257927 WEITZ FUNDS 30 S000008514 Partners III Opportunity Fund C000103219 Partners III Opportunity Fund - Investor Class WPOIX 1125 SOUTH 103 ST OMAHA 68124 NE [NULL] 811-21410 0001257927 WEITZ FUNDS 30 S000008514 Partners III Opportunity Fund C000023365 Partners III Opportunity Fund - Institutional Class WPOPX 1125 SOUTH 103 ST OMAHA 68124 NE [NULL] 811-21410 0001257927 WEITZ FUNDS 30 S000003481 Partners Value Fund C000144332 Partners Value Fund - Institutional Class WPVIX 1125 SOUTH 103 ST OMAHA 68124 NE [NULL] 811-21410 0001257927 WEITZ FUNDS 30 S000003481 Partners Value Fund C000009627 Partners Value Fund - Investor Class WPVLX 1125 SOUTH 103 ST OMAHA 68124 NE [NULL] 811-21410 0001257927 WEITZ FUNDS 30 S000030888 Research Fund C000095848 Research Fund WRESX 1125 SOUTH 103 ST OMAHA 68124 NE [NULL] 811-21410 0001257927 WEITZ FUNDS 30 S000003483 Short-Intermediate Income Fund C000009629 Short-Intermediate Income Fund - Institutional Class WEFIX 1125 SOUTH 103 ST OMAHA 68124 NE [NULL] 811-21410 0001257927 WEITZ FUNDS 30 S000003483 Short-Intermediate Income Fund C000103218 Short-Intermediate Income Fund - Investor Class WSHNX 1125 SOUTH 103 ST OMAHA 68124 NE [NULL] 811-21410 0001257927 WEITZ FUNDS 30 S000003479 Value Fund C000144331 Value Fund - Institutional Class WVAIX 1125 SOUTH 103 ST OMAHA 68124 NE [NULL] 811-21410 0001257927 WEITZ FUNDS 30 S000003479 Value Fund C000009625 Value Fund - Investor Class WVALX 1125 SOUTH 103 ST OMAHA 68124 NE [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007432 Wells Fargo 100% Treasury Money Market Fund C000086829 Class Sweep [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007432 Wells Fargo 100% Treasury Money Market Fund C000020399 Service Class NWTXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007432 Wells Fargo 100% Treasury Money Market Fund C000020398 Class A WFTXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007432 Wells Fargo 100% Treasury Money Market Fund C000150668 Institutional Class WOTXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007432 Wells Fargo 100% Treasury Money Market Fund C000086828 Administrator Class WTRXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000036117 Wells Fargo Absolute Return Fund C000123115 Institutional Class WABIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000036117 Wells Fargo Absolute Return Fund C000110554 Class A WARAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000036117 Wells Fargo Absolute Return Fund C000110555 Class C WARCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000036117 Wells Fargo Absolute Return Fund C000110556 Administrator Class WARDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000036117 Wells Fargo Absolute Return Fund C000163719 Class R WARHX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000036117 Wells Fargo Absolute Return Fund C000150671 Class R6 WARRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029096 Wells Fargo Adjustable Rate Government Fund C000089448 Institutional Class EKIZX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029096 Wells Fargo Adjustable Rate Government Fund C000089445 Class A ESAAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029096 Wells Fargo Adjustable Rate Government Fund C000089446 Class B ESABX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029096 Wells Fargo Adjustable Rate Government Fund C000089447 Class C ESACX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029096 Wells Fargo Adjustable Rate Government Fund C000092798 Administrator Class ESADX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000044748 Wells Fargo Alternative Strategies Fund C000139048 Class C WACTX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000044748 Wells Fargo Alternative Strategies Fund C000139049 Administrator Class WADTX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000044748 Wells Fargo Alternative Strategies Fund C000139050 Institutional Class WAITX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000044748 Wells Fargo Alternative Strategies Fund C000139047 Class A WALTX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007248 Wells Fargo Asia Pacific Fund C000053341 Class A WFAAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007248 Wells Fargo Asia Pacific Fund C000092777 Administrator Class WFADX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007248 Wells Fargo Asia Pacific Fund C000053342 Class C WFCAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007248 Wells Fargo Asia Pacific Fund C000092778 Institutional Class WFPIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029123 Wells Fargo Asset Allocation Fund C000089552 Class A EAAFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029123 Wells Fargo Asset Allocation Fund C000123113 Institutional Class EAAIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029123 Wells Fargo Asset Allocation Fund C000089553 Class B EABFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029123 Wells Fargo Asset Allocation Fund C000089554 Class C EACFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029123 Wells Fargo Asset Allocation Fund C000089555 Administrator Class EAIFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029123 Wells Fargo Asset Allocation Fund C000089556 Class R EAXFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007271 Wells Fargo C&B Large Cap Value Fund C000019957 Class A CBEAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007271 Wells Fargo C&B Large Cap Value Fund C000019958 Class B CBEBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007271 Wells Fargo C&B Large Cap Value Fund C000019959 Class C CBECX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007271 Wells Fargo C&B Large Cap Value Fund C000019961 Administrator Class CBLLX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007271 Wells Fargo C&B Large Cap Value Fund C000019962 Institutional Class CBLSX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007348 Wells Fargo C&B Mid Cap Value Fund C000020172 Class A CBMAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007348 Wells Fargo C&B Mid Cap Value Fund C000020173 Class B CBMBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007348 Wells Fargo C&B Mid Cap Value Fund C000020174 Class C CBMCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007348 Wells Fargo C&B Mid Cap Value Fund C000020175 Investor Class CBMDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007348 Wells Fargo C&B Mid Cap Value Fund C000020176 Administrator Class CBMIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007348 Wells Fargo C&B Mid Cap Value Fund C000020177 Institutional Class CBMSX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007389 Wells Fargo California Limited-Term Tax-Free fund C000020271 Administrator Class SCTIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007389 Wells Fargo California Limited-Term Tax-Free fund C000020270 Class C SFCCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007389 Wells Fargo California Limited-Term Tax-Free fund C000020269 Class A SFCIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007389 Wells Fargo California Limited-Term Tax-Free fund C000150654 Institutional Class SFCNX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007434 Wells Fargo California Municipal Money Market Fund C000086830 Class Sweep [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007434 Wells Fargo California Municipal Money Market Fund C000020401 Class A SGCXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007434 Wells Fargo California Municipal Money Market Fund C000090329 Administrator Class WCMXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007434 Wells Fargo California Municipal Money Market Fund C000064990 Premier Class WCTXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007434 Wells Fargo California Municipal Money Market Fund C000020402 Service Class WFCXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007390 Wells Fargo California Tax-Free Fund C000020272 Class A SCTAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007390 Wells Fargo California Tax-Free Fund C000020274 Class C SCTCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007390 Wells Fargo California Tax-Free Fund C000020275 Administrator Class SGCAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007390 Wells Fargo California Tax-Free Fund C000020273 Class B SGCBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007390 Wells Fargo California Tax-Free Fund C000150655 Institutional Class SGTIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007251 Wells Fargo Capital Growth Fund C000019887 Class Inv SLGIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007251 Wells Fargo Capital Growth Fund C000120068 Class R4 WCGRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007251 Wells Fargo Capital Growth Fund C000053344 Class C WFCCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007251 Wells Fargo Capital Growth Fund C000019885 Administrator Class WFCDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007251 Wells Fargo Capital Growth Fund C000053343 Class A WFCGX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007251 Wells Fargo Capital Growth Fund C000120069 Class R6 WFCRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007251 Wells Fargo Capital Growth Fund C000019886 Institutional Class WWCIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007420 Wells Fargo Cash Investment Money Market Fund C000020368 Service Class NWIXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007420 Wells Fargo Cash Investment Money Market Fund C000020366 Administrator Class WFAXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007420 Wells Fargo Cash Investment Money Market Fund C000020367 Institutional Class WFIXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007420 Wells Fargo Cash Investment Money Market Fund C000052100 Select Class WFQXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007391 Wells Fargo Colorado Tax-Free Fund C000020278 Administrator Class NCOTX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007391 Wells Fargo Colorado Tax-Free Fund C000020277 Class B NWCBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007391 Wells Fargo Colorado Tax-Free Fund C000020276 Class A NWCOX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007391 Wells Fargo Colorado Tax-Free Fund C000065586 Class C WCOTX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007339 Wells Fargo Common Stock Fund C000092784 Institutional Class SCNSX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007339 Wells Fargo Common Stock Fund C000020143 Class A SCSAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007339 Wells Fargo Common Stock Fund C000092783 Administrator Class SCSDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007339 Wells Fargo Common Stock Fund C000020144 Class B SCSKX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007339 Wells Fargo Common Stock Fund C000130039 Class R6 SCSRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007339 Wells Fargo Common Stock Fund C000020146 Investor Class STCSX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007339 Wells Fargo Common Stock Fund C000020145 Class C STSAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000040831 Wells Fargo Conservative Income Fund C000126620 Institutional Class WCIIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007410 Wells Fargo Core Bond Fund C000020333 Class A MBFAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007410 Wells Fargo Core Bond Fund C000020334 Class B MBFBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007410 Wells Fargo Core Bond Fund C000020335 Class C MBFCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007410 Wells Fargo Core Bond Fund C000020337 Institutional Class MBFIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007410 Wells Fargo Core Bond Fund C000120077 Class R4 MBFRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007410 Wells Fargo Core Bond Fund C000020336 Administrator Class MNTRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007410 Wells Fargo Core Bond Fund C000120078 Class R6 WTRIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007410 Wells Fargo Core Bond Fund C000088480 Class R WTRRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007418 Wells Fargo Core Plus Bond Fund f/k/a Wells Fargo Income Plus Fund C000020358 Class A STYAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007418 Wells Fargo Core Plus Bond Fund f/k/a Wells Fargo Income Plus Fund C000020359 Class B STYBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007418 Wells Fargo Core Plus Bond Fund f/k/a Wells Fargo Income Plus Fund C000020360 Class C WFIPX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007418 Wells Fargo Core Plus Bond Fund f/k/a Wells Fargo Income Plus Fund C000092792 Administrator Class WIPDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007418 Wells Fargo Core Plus Bond Fund f/k/a Wells Fargo Income Plus Fund C000064985 Institutional Class WIPIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007418 Wells Fargo Core Plus Bond Fund f/k/a Wells Fargo Income Plus Fund C000064986 Investor Class WIPNX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029104 Wells Fargo Disciplined U.S. Core Fund C000089477 Class A EVSAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029104 Wells Fargo Disciplined U.S. Core Fund C000163728 Class R EVSHX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029104 Wells Fargo Disciplined U.S. Core Fund C000092805 Institutional Class EVSIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029104 Wells Fargo Disciplined U.S. Core Fund C000163729 Class R6 EVSRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029104 Wells Fargo Disciplined U.S. Core Fund C000089478 Class C EVSTX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029104 Wells Fargo Disciplined U.S. Core Fund C000089479 Administrator Class EVSYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007345 Wells Fargo Discovery Fund C000020163 Investor Class STDIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007345 Wells Fargo Discovery Fund C000053346 Class C WDSCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007345 Wells Fargo Discovery Fund C000053345 Class A WFDAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007345 Wells Fargo Discovery Fund C000020162 Administrator Class WFDDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007345 Wells Fargo Discovery Fund C000130040 Class R6 WFDRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007345 Wells Fargo Discovery Fund C000035582 Institutional Class WFDSX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029102 Wells Fargo Diversified Capital Builder Fund C000089469 Class A EKBAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029102 Wells Fargo Diversified Capital Builder Fund C000089470 Class B EKBBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029102 Wells Fargo Diversified Capital Builder Fund C000089471 Class C EKBCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029102 Wells Fargo Diversified Capital Builder Fund C000092803 Administrator Class EKBDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029102 Wells Fargo Diversified Capital Builder Fund C000089472 Institutional Class EKBYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007259 Wells Fargo Diversified Equity Fund C000019915 Class A NVDAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007259 Wells Fargo Diversified Equity Fund C000019916 Class B NVDBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007259 Wells Fargo Diversified Equity Fund C000019918 Administrator Class NVDEX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007259 Wells Fargo Diversified Equity Fund C000019917 Class C WFDEX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029101 Wells Fargo Diversified Income Builder Fund C000089465 Class A EKSAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029101 Wells Fargo Diversified Income Builder Fund C000089466 Class B EKSBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029101 Wells Fargo Diversified Income Builder Fund C000089467 Class C EKSCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029101 Wells Fargo Diversified Income Builder Fund C000092802 Administrator Class EKSDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029101 Wells Fargo Diversified Income Builder Fund C000089468 Institutional Class EKSYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007257 Wells Fargo Diversified International Fund C000019907 Class A SILAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007257 Wells Fargo Diversified International Fund C000019908 Class B SILBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007257 Wells Fargo Diversified International Fund C000163721 Class R WDIHX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007257 Wells Fargo Diversified International Fund C000163722 Class R6 WDIRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007257 Wells Fargo Diversified International Fund C000019909 Class C WFECX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007257 Wells Fargo Diversified International Fund C000019910 Administrator Class WFIEX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007257 Wells Fargo Diversified International Fund C000035577 Institutional Class WFISX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007364 Wells Fargo Dow Jones Target 2010 Fund C000020225 Class B SPTBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007364 Wells Fargo Dow Jones Target 2010 Fund C000020224 Class A STNRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007364 Wells Fargo Dow Jones Target 2010 Fund C000130042 Class R WFARX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007364 Wells Fargo Dow Jones Target 2010 Fund C000020227 Administrator Class WFLGX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007364 Wells Fargo Dow Jones Target 2010 Fund C000020228 Class R6 WFOAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007364 Wells Fargo Dow Jones Target 2010 Fund C000020226 Class C WFOCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007364 Wells Fargo Dow Jones Target 2010 Fund C000120072 Class R4 WFORX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017969 Wells Fargo Dow Jones Target 2015 Fund C000123106 Class A WFACX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017969 Wells Fargo Dow Jones Target 2015 Fund C000130048 Class R WFBRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017969 Wells Fargo Dow Jones Target 2015 Fund C000049808 Administrator Class WFFFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017969 Wells Fargo Dow Jones Target 2015 Fund C000049806 Class R6 WFSCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017969 Wells Fargo Dow Jones Target 2015 Fund C000120080 Class R4 WFSRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007384 Wells Fargo Dow Jones Target 2020 Fund C000020261 Class B STPBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007384 Wells Fargo Dow Jones Target 2020 Fund C000020260 Class A STTRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007384 Wells Fargo Dow Jones Target 2020 Fund C000020262 Class C WFLAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007384 Wells Fargo Dow Jones Target 2020 Fund C000020263 Administrator Class WFLPX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007384 Wells Fargo Dow Jones Target 2020 Fund C000120073 Class R4 WFLRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007384 Wells Fargo Dow Jones Target 2020 Fund C000020264 Class R6 WFOBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007384 Wells Fargo Dow Jones Target 2020 Fund C000130044 Class R WFURX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017970 Wells Fargo Dow Jones Target 2025 Fund C000123107 Class A WFAYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017970 Wells Fargo Dow Jones Target 2025 Fund C000120081 Class R4 WFGRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017970 Wells Fargo Dow Jones Target 2025 Fund C000130049 Class R WFHRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017970 Wells Fargo Dow Jones Target 2025 Fund C000049811 Administrator Class WFTRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017970 Wells Fargo Dow Jones Target 2025 Fund C000049809 Class R6 WFTYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007395 Wells Fargo Dow Jones Target 2030 Fund C000020288 Class B SGPBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007395 Wells Fargo Dow Jones Target 2030 Fund C000020287 Class A STHRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007395 Wells Fargo Dow Jones Target 2030 Fund C000020289 Class C WFDMX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007395 Wells Fargo Dow Jones Target 2030 Fund C000130045 Class R WFJRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007395 Wells Fargo Dow Jones Target 2030 Fund C000020290 Administrator Class WFLIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007395 Wells Fargo Dow Jones Target 2030 Fund C000020291 Class R6 WFOOX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007395 Wells Fargo Dow Jones Target 2030 Fund C000120074 Class R4 WTHRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017971 Wells Fargo Dow Jones Target 2035 Fund C000130050 Class R WFKRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017971 Wells Fargo Dow Jones Target 2035 Fund C000123108 Class A WFQBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017971 Wells Fargo Dow Jones Target 2035 Fund C000049812 Class R6 WFQRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017971 Wells Fargo Dow Jones Target 2035 Fund C000049814 Administrator Class WFQWX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017971 Wells Fargo Dow Jones Target 2035 Fund C000120082 Class R4 WTTRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007399 Wells Fargo Dow Jones Target 2040 Fund C000020303 Class B SLPBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007399 Wells Fargo Dow Jones Target 2040 Fund C000020302 Class A STFRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007399 Wells Fargo Dow Jones Target 2040 Fund C000020305 Administrator Class WFLWX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007399 Wells Fargo Dow Jones Target 2040 Fund C000130046 Class R WFMRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007399 Wells Fargo Dow Jones Target 2040 Fund C000020304 Class C WFOFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007399 Wells Fargo Dow Jones Target 2040 Fund C000020306 Class R6 WFOSX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007399 Wells Fargo Dow Jones Target 2040 Fund C000120075 Class R4 WTFRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017972 Wells Fargo Dow Jones Target 2045 Fund C000120083 Class R4 WFFRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017972 Wells Fargo Dow Jones Target 2045 Fund C000130051 Class R WFNRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017972 Wells Fargo Dow Jones Target 2045 Fund C000049815 Class R6 WFQPX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017972 Wells Fargo Dow Jones Target 2045 Fund C000123109 Class A WFQVX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017972 Wells Fargo Dow Jones Target 2045 Fund C000049817 Administrator Class WFQYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017973 Wells Fargo Dow Jones Target 2050 Fund C000123111 Class A WFQAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017973 Wells Fargo Dow Jones Target 2050 Fund C000123110 Class C WFQCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017973 Wells Fargo Dow Jones Target 2050 Fund C000049820 Administrator Class WFQDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017973 Wells Fargo Dow Jones Target 2050 Fund C000049818 Class R6 WFQFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017973 Wells Fargo Dow Jones Target 2050 Fund C000130052 Class R WFWRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000017973 Wells Fargo Dow Jones Target 2050 Fund C000120084 Class R4 WQFRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000033047 Wells Fargo Dow Jones Target 2055 Fund C000101894 Administrator Class WFLHX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000033047 Wells Fargo Dow Jones Target 2055 Fund C000101893 Class R6 WFQUX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000033047 Wells Fargo Dow Jones Target 2055 Fund C000123114 Class A WFQZX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000033047 Wells Fargo Dow Jones Target 2055 Fund C000120090 Class R4 WFVRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000033047 Wells Fargo Dow Jones Target 2055 Fund C000130054 Class R WFYRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049600 Wells Fargo Dow Jones Target 2060 Fund C000156839 Class A WFAFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049600 Wells Fargo Dow Jones Target 2060 Fund C000156840 Class C WFCFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049600 Wells Fargo Dow Jones Target 2060 Fund C000156841 Administrator Class WFDFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049600 Wells Fargo Dow Jones Target 2060 Fund C000156842 Class R WFRFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049600 Wells Fargo Dow Jones Target 2060 Fund C000156843 Class R4 WFSFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049600 Wells Fargo Dow Jones Target 2060 Fund C000156844 Class R6 WFUFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007400 Wells Fargo Dow Jones Target Today Fund C000020307 Class A STWRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007400 Wells Fargo Dow Jones Target Today Fund C000020310 Administrator Class WFLOX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007400 Wells Fargo Dow Jones Target Today Fund C000020309 Class C WFODX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007400 Wells Fargo Dow Jones Target Today Fund C000020308 Class B WFOKX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007400 Wells Fargo Dow Jones Target Today Fund C000130047 Class R WFRRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007400 Wells Fargo Dow Jones Target Today Fund C000020311 Class R6 WOTDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007400 Wells Fargo Dow Jones Target Today Fund C000120076 Class R4 WOTRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049604 Wells Fargo Dynamic Target 2015 Fund C000156861 Class A WDTAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049604 Wells Fargo Dynamic Target 2015 Fund C000156862 Class C WDTCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049604 Wells Fargo Dynamic Target 2015 Fund C000156863 Class R WDTRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049604 Wells Fargo Dynamic Target 2015 Fund C000156864 Class R4 WDTYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049604 Wells Fargo Dynamic Target 2015 Fund C000156860 Class R6 WDTZX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049605 Wells Fargo Dynamic Target 2020 Fund C000156865 Class A WDTDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049605 Wells Fargo Dynamic Target 2020 Fund C000156866 Class C WDTEX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049605 Wells Fargo Dynamic Target 2020 Fund C000156867 Class R WDTFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049605 Wells Fargo Dynamic Target 2020 Fund C000156868 Class R4 WDTGX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049605 Wells Fargo Dynamic Target 2020 Fund C000156869 Class R6 WDTHX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049606 Wells Fargo Dynamic Target 2025 Fund C000156870 Class A WDTIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049606 Wells Fargo Dynamic Target 2025 Fund C000156871 Class C WDTJX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049606 Wells Fargo Dynamic Target 2025 Fund C000156872 Class R WDTKX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049606 Wells Fargo Dynamic Target 2025 Fund C000156873 Class R4 WDTLX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049606 Wells Fargo Dynamic Target 2025 Fund C000156874 Class R6 WDTMX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049607 Wells Fargo Dynamic Target 2030 Fund C000156875 Class A WDTNX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049607 Wells Fargo Dynamic Target 2030 Fund C000156876 Class C WDTOX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049607 Wells Fargo Dynamic Target 2030 Fund C000156877 Class R WDTPX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049607 Wells Fargo Dynamic Target 2030 Fund C000156878 Class R4 WDTQX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049607 Wells Fargo Dynamic Target 2030 Fund C000156879 Class R6 WDTSX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049608 Wells Fargo Dynamic Target 2035 Fund C000156881 Class C WDCTX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049608 Wells Fargo Dynamic Target 2035 Fund C000156880 Class A WDTTX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049608 Wells Fargo Dynamic Target 2035 Fund C000156882 Class R WDTUX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049608 Wells Fargo Dynamic Target 2035 Fund C000156883 Class R4 WDTVX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049608 Wells Fargo Dynamic Target 2035 Fund C000156884 Class R6 WDTWX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049609 Wells Fargo Dynamic Target 2040 Fund C000156885 Class A WTDAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049609 Wells Fargo Dynamic Target 2040 Fund C000156886 Class C WTDCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049609 Wells Fargo Dynamic Target 2040 Fund C000156887 Class R WTDDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049609 Wells Fargo Dynamic Target 2040 Fund C000156888 Class R4 WTDEX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049609 Wells Fargo Dynamic Target 2040 Fund C000156889 Class R6 WTDFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049610 Wells Fargo Dynamic Target 2045 Fund C000156890 Class A WTDGX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049610 Wells Fargo Dynamic Target 2045 Fund C000156891 Class C WTDHX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049610 Wells Fargo Dynamic Target 2045 Fund C000156892 Class R WTDIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049610 Wells Fargo Dynamic Target 2045 Fund C000156893 Class R4 WTDJX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049610 Wells Fargo Dynamic Target 2045 Fund C000156894 Class R6 WTDKX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049611 Wells Fargo Dynamic Target 2050 Fund C000156895 Class A WTDLX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049611 Wells Fargo Dynamic Target 2050 Fund C000156896 Class C WTDMX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049611 Wells Fargo Dynamic Target 2050 Fund C000156897 Class R WTDNX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049611 Wells Fargo Dynamic Target 2050 Fund C000156898 Class R4 WTDOX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049611 Wells Fargo Dynamic Target 2050 Fund C000156899 Class R6 WTDPX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049602 Wells Fargo Dynamic Target 2055 Fund C000156850 Class A WTDQX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049602 Wells Fargo Dynamic Target 2055 Fund C000156851 Class C WTDRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049602 Wells Fargo Dynamic Target 2055 Fund C000156852 Class R WTDSX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049602 Wells Fargo Dynamic Target 2055 Fund C000156853 Class R4 WTDTX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049602 Wells Fargo Dynamic Target 2055 Fund C000156854 Class R6 WTDUX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049603 Wells Fargo Dynamic Target 2060 Fund C000156855 Class A WTDVX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049603 Wells Fargo Dynamic Target 2060 Fund C000156856 Class C WTDWX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049603 Wells Fargo Dynamic Target 2060 Fund C000156857 Class R WTDYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049603 Wells Fargo Dynamic Target 2060 Fund C000156858 Class R4 WTDZX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049603 Wells Fargo Dynamic Target 2060 Fund C000156859 Class R6 WTSZX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049601 Wells Fargo Dynamic Target Today Fund C000156845 Class A WDYAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049601 Wells Fargo Dynamic Target Today Fund C000156846 Class C WDYCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049601 Wells Fargo Dynamic Target Today Fund C000156847 Class R WDYRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049601 Wells Fargo Dynamic Target Today Fund C000156848 Class R4 WDYYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000049601 Wells Fargo Dynamic Target Today Fund C000156849 Class R6 WDYZX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000015703 Wells Fargo Emerging Growth Fund C000064993 Class A WEMAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000015703 Wells Fargo Emerging Growth Fund C000064994 Class C WEMCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000015703 Wells Fargo Emerging Growth Fund C000064995 Institutional Class WEMIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000015703 Wells Fargo Emerging Growth Fund C000042911 Administrator Class WFGDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029062 Wells Fargo Emerging Markets Equity Fund C000089292 Class A EMGAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029062 Wells Fargo Emerging Markets Equity Fund C000089293 Class B EMGBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029062 Wells Fargo Emerging Markets Equity Fund C000089294 Class C EMGCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029062 Wells Fargo Emerging Markets Equity Fund C000130053 Class R6 EMGDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029062 Wells Fargo Emerging Markets Equity Fund C000092796 Institutional Class EMGNX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029062 Wells Fargo Emerging Markets Equity Fund C000089295 Administrator Class EMGYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000037204 Wells Fargo Emerging Markets Equity Income Fund C000114589 Class A EQIAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000037204 Wells Fargo Emerging Markets Equity Income Fund C000114590 Class C EQICX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000037204 Wells Fargo Emerging Markets Equity Income Fund C000114591 Administrator Class EQIDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000037204 Wells Fargo Emerging Markets Equity Income Fund C000163723 Class R EQIHX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000037204 Wells Fargo Emerging Markets Equity Income Fund C000114592 Institutional Class EQIIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000037204 Wells Fargo Emerging Markets Equity Income Fund C000163724 Class R6 EQIRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007253 Wells Fargo Endeavor Select Fund C000019895 Class A STAEX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007253 Wells Fargo Endeavor Select Fund C000019891 Class B WECBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007253 Wells Fargo Endeavor Select Fund C000019892 Class C WECCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007253 Wells Fargo Endeavor Select Fund C000019893 Administrator Class WECDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007253 Wells Fargo Endeavor Select Fund C000019894 Institutional Class WFCIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007346 Wells Fargo Enterprise Fund C000020165 Class A SENAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007346 Wells Fargo Enterprise Fund C000020167 Investor Class SENTX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007346 Wells Fargo Enterprise Fund C000020166 Administrator Class SEPKX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007346 Wells Fargo Enterprise Fund C000103131 Class B WENBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007346 Wells Fargo Enterprise Fund C000064969 Class C WENCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007346 Wells Fargo Enterprise Fund C000150666 Class R6 WENRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007346 Wells Fargo Enterprise Fund C000020164 Institutional Class WFEIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000047362 Wells Fargo Global Long/Short Fund C000148695 Class A WGLAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000047362 Wells Fargo Global Long/Short Fund C000148696 Class C WGLCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000047362 Wells Fargo Global Long/Short Fund C000148697 Administrator Class WGLDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000047362 Wells Fargo Global Long/Short Fund C000148698 Institutional Class WGLSX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029113 Wells Fargo Global Opportunities Fund C000089507 Class A EKGAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029113 Wells Fargo Global Opportunities Fund C000089508 Class B EKGBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029113 Wells Fargo Global Opportunities Fund C000089509 Class C EKGCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029113 Wells Fargo Global Opportunities Fund C000092815 Institutional Class EKGIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029113 Wells Fargo Global Opportunities Fund C000089510 Administrator Class EKGYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007421 Wells Fargo Government Money Market Fund C000086822 Class Sweep [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007421 Wells Fargo Government Money Market Fund C000020371 Institutional Class GVIXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007421 Wells Fargo Government Money Market Fund C000020372 Service Class NWGXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007421 Wells Fargo Government Money Market Fund C000159700 Select Class WFFXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007421 Wells Fargo Government Money Market Fund C000020369 Class A WFGXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007421 Wells Fargo Government Money Market Fund C000020370 Administrator Class WGAXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007415 Wells Fargo Government Securities Fund C000020349 Class A SGVDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007415 Wells Fargo Government Securities Fund C000020350 Institutional Class SGVIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007415 Wells Fargo Government Securities Fund C000020351 Investor Class STVSX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007415 Wells Fargo Government Securities Fund C000064982 Class B WGSBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007415 Wells Fargo Government Securities Fund C000020347 Class C WGSCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007415 Wells Fargo Government Securities Fund C000020348 Administrator Class WGSDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007362 Wells Fargo Growth Balanced Fund C000020219 Administrator Class NVGBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007362 Wells Fargo Growth Balanced Fund C000020217 Class B NVGRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007362 Wells Fargo Growth Balanced Fund C000020216 Class A WFGBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007362 Wells Fargo Growth Balanced Fund C000020218 Class C WFGWX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007267 Wells Fargo Growth Fund C000019942 Class A SGRAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007267 Wells Fargo Growth Fund C000163725 Class R6 SGRHX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007267 Wells Fargo Growth Fund C000019943 Administrator Class SGRKX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007267 Wells Fargo Growth Fund C000019944 Institutional Class SGRNX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007267 Wells Fargo Growth Fund C000019945 Investor Class SGROX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007267 Wells Fargo Growth Fund C000019941 Class C WGFCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007422 Wells Fargo Heritage Money Market Fund C000020374 Institutional Class SHIXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007422 Wells Fargo Heritage Money Market Fund C000020373 Administrator Class SHMXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007422 Wells Fargo Heritage Money Market Fund C000052101 Select Class WFJXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007422 Wells Fargo Heritage Money Market Fund C000086823 Service Class WHTXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007416 Wells Fargo High Income Fund C000020352 Class A SHBAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007416 Wells Fargo High Income Fund C000020353 Institutional Class SHYYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007416 Wells Fargo High Income Fund C000020354 Investor Class STHYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007416 Wells Fargo High Income Fund C000064983 Class B WFNBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007416 Wells Fargo High Income Fund C000064984 Class C WFNCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007416 Wells Fargo High Income Fund C000092791 Administrator Class WFNDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029107 Wells Fargo High Yield Bond Fund C000089484 Class A EKHAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029107 Wells Fargo High Yield Bond Fund C000089485 Class B EKHBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029107 Wells Fargo High Yield Bond Fund C000089486 Class C EKHCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029107 Wells Fargo High Yield Bond Fund C000150669 Institutional Class EKHIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029107 Wells Fargo High Yield Bond Fund C000089487 Administrator Class EKHYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000039678 Wells Fargo High Yield Municipal Bond Fund C000122982 Class C WHYCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000039678 Wells Fargo High Yield Municipal Bond Fund C000122979 Administrator Class WHYDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000039678 Wells Fargo High Yield Municipal Bond Fund C000122980 Institutional Class WHYIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000039678 Wells Fargo High Yield Municipal Bond Fund C000122981 Class A WHYMX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007370 Wells Fargo Index Asset Allocation Fund C000020244 Class B SASBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007370 Wells Fargo Index Asset Allocation Fund C000020243 Class A SFAAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007370 Wells Fargo Index Asset Allocation Fund C000020246 Administrator Class WFAIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007370 Wells Fargo Index Asset Allocation Fund C000020245 Class C WFALX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007249 Wells Fargo Index Fund C000064960 Class A WFILX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007249 Wells Fargo Index Fund C000064961 Class B WFIMX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007249 Wells Fargo Index Fund C000089269 Class C WFINX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007249 Wells Fargo Index Fund C000019879 Administrator Class WFIOX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007396 Wells Fargo Intermediate Tax/AMT-Free Fund C000064977 Administrator Class WFITX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007396 Wells Fargo Intermediate Tax/AMT-Free Fund C000053352 Class A WFTAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007396 Wells Fargo Intermediate Tax/AMT-Free Fund C000053353 Class C WFTFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007396 Wells Fargo Intermediate Tax/AMT-Free Fund C000064976 Institutional Class WITIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029097 Wells Fargo International Bond Fund C000089452 Institutional Class ESICX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029097 Wells Fargo International Bond Fund C000092799 Administrator Class ESIDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029097 Wells Fargo International Bond Fund C000120089 Class R6 ESIRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029097 Wells Fargo International Bond Fund C000089450 Class B ESIUX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029097 Wells Fargo International Bond Fund C000089451 Class C ESIVX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029097 Wells Fargo International Bond Fund C000089449 Class A ESIYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007255 Wells Fargo International Equity Fund C000019901 Class A WFEAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007255 Wells Fargo International Equity Fund C000019902 Class B WFEBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007255 Wells Fargo International Equity Fund C000019904 Administrator Class WFEDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007255 Wells Fargo International Equity Fund C000019903 Class C WFEFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007255 Wells Fargo International Equity Fund C000163720 Class R6 WFEHX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007255 Wells Fargo International Equity Fund C000089270 Institutional Class WFENX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007255 Wells Fargo International Equity Fund C000089271 Class R WFERX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007258 Wells Fargo International Value Fund C000019911 Class A WFFAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007258 Wells Fargo International Value Fund C000019912 Class B WFVBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007258 Wells Fargo International Value Fund C000019913 Class C WFVCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007258 Wells Fargo International Value Fund C000019914 Administrator Class WFVDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007258 Wells Fargo International Value Fund C000035579 Institutional Class WFVIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007365 Wells Fargo Intrinsic Small Cap Value Fund C000020229 Administrator Class WFSDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007365 Wells Fargo Intrinsic Small Cap Value Fund C000064973 Class A WFSMX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007365 Wells Fargo Intrinsic Small Cap Value Fund C000020230 Institutional Class WFSSX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007365 Wells Fargo Intrinsic Small Cap Value Fund C000064974 Class C WSCDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029093 Wells Fargo Intrinsic Value Fund C000089434 Class A EIVAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029093 Wells Fargo Intrinsic Value Fund C000089435 Class B EIVBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029093 Wells Fargo Intrinsic Value Fund C000089436 Class C EIVCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029093 Wells Fargo Intrinsic Value Fund C000092797 Administrator Class EIVDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029093 Wells Fargo Intrinsic Value Fund C000120088 Class R6 EIVFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029093 Wells Fargo Intrinsic Value Fund C000089437 Institutional Class EIVIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029093 Wells Fargo Intrinsic Value Fund C000120087 Class R4 EIVRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029093 Wells Fargo Intrinsic Value Fund C000124152 Class R EIVTX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029114 Wells Fargo Intrinsic World Equity Fund C000089511 Class A EWEAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029114 Wells Fargo Intrinsic World Equity Fund C000089512 Class C EWECX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029114 Wells Fargo Intrinsic World Equity Fund C000089513 Administrator Class EWEIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029114 Wells Fargo Intrinsic World Equity Fund C000092816 Institutional Class EWENX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029060 Wells Fargo Large Cap Core Fund C000089281 Class A EGOAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029060 Wells Fargo Large Cap Core Fund C000089282 Class C EGOCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029060 Wells Fargo Large Cap Core Fund C000163726 Class R EGOHX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029060 Wells Fargo Large Cap Core Fund C000089284 Institutional Class EGOIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029060 Wells Fargo Large Cap Core Fund C000163727 Class R6 EGORX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029060 Wells Fargo Large Cap Core Fund C000089285 Administrator Class WFLLX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029060 Wells Fargo Large Cap Core Fund C000089283 Investor Class WFLNX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007269 Wells Fargo Large Cap Growth Fund C000120070 Class R4 SLGRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007269 Wells Fargo Large Cap Growth Fund C000092780 Class A STAFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007269 Wells Fargo Large Cap Growth Fund C000092782 Administrator Class STDFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007269 Wells Fargo Large Cap Growth Fund C000120071 Class R6 STFFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007269 Wells Fargo Large Cap Growth Fund C000114241 Class R STMFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007269 Wells Fargo Large Cap Growth Fund C000092779 Institutional Class STNFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007269 Wells Fargo Large Cap Growth Fund C000092781 Class C STOFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007269 Wells Fargo Large Cap Growth Fund C000019950 Investor Class STRFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007273 Wells Fargo Large Company Value Fund C000019969 Investor Class SDVIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007273 Wells Fargo Large Company Value Fund C000064966 Class C WFLVX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007273 Wells Fargo Large Company Value Fund C000064965 Class A WLCAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007273 Wells Fargo Large Company Value Fund C000064967 Institutional Class WLCIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007273 Wells Fargo Large Company Value Fund C000019968 Administrator Class WWIDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000055388 Wells Fargo Low Volatility U.S. Equity Fund C000174306 Administrator Class [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000055388 Wells Fargo Low Volatility U.S. Equity Fund C000174304 Class A [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000055388 Wells Fargo Low Volatility U.S. Equity Fund C000174305 Class C [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000055388 Wells Fargo Low Volatility U.S. Equity Fund C000174308 Class R [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000055388 Wells Fargo Low Volatility U.S. Equity Fund C000174309 Class R6 [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000055388 Wells Fargo Low Volatility U.S. Equity Fund C000174307 Institutional Class [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000021193 Wells Fargo Managed Account CoreBuilder Shares Series M C000060325 CoreBuilder Shares Series M [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007392 Wells Fargo Minnesota Tax-Free Fund C000020281 Class A NMTFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007392 Wells Fargo Minnesota Tax-Free Fund C000020282 Class B NWMBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007392 Wells Fargo Minnesota Tax-Free Fund C000020283 Administrator Class NWMIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007392 Wells Fargo Minnesota Tax-Free Fund C000020279 Class C WMTCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007363 Wells Fargo Moderate Balanced Fund C000020223 Administrator Class NVMBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007363 Wells Fargo Moderate Balanced Fund C000020222 Class C WFBCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007363 Wells Fargo Moderate Balanced Fund C000020220 Class A WFMAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007363 Wells Fargo Moderate Balanced Fund C000020221 Class B WMOBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007425 Wells Fargo Money Market Fund C000020377 Class B [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007425 Wells Fargo Money Market Fund C000086827 Class C [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007425 Wells Fargo Money Market Fund C000086825 Daily Class [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007425 Wells Fargo Money Market Fund C000020379 Class A STGXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007425 Wells Fargo Money Market Fund C000086826 Service Class WMOXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007425 Wells Fargo Money Market Fund C000168181 Premier Class WMPXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007397 Wells Fargo Municipal Bond Fund C000064978 Institutional Class WMBIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007397 Wells Fargo Municipal Bond Fund C000020293 Class A WMFAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007397 Wells Fargo Municipal Bond Fund C000020294 Class B WMFBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007397 Wells Fargo Municipal Bond Fund C000020295 Class C WMFCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007397 Wells Fargo Municipal Bond Fund C000020296 Administrator Class WMFDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000028412 Wells Fargo Municipal Cash Management Money Market Fund C000086812 Service Class EISXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000028412 Wells Fargo Municipal Cash Management Money Market Fund C000086811 Institutional Class EMMXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000028412 Wells Fargo Municipal Cash Management Money Market Fund C000090330 Administrator Class WUCXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007435 Wells Fargo Municipal Money Market Fund C000086832 Class Sweep [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007435 Wells Fargo Municipal Money Market Fund C000086833 Service Class WMSXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007435 Wells Fargo Municipal Money Market Fund C000064991 Premier Class WMTXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007435 Wells Fargo Municipal Money Market Fund C000086831 Class A WMUXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007436 Wells Fargo National Tax-Free Money Market Fund C000086834 Class Sweep [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007436 Wells Fargo National Tax-Free Money Market Fund C000020407 Service Class MMIXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007436 Wells Fargo National Tax-Free Money Market Fund C000020405 Class A NWMXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007436 Wells Fargo National Tax-Free Money Market Fund C000020406 Premier Class WFNXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007436 Wells Fargo National Tax-Free Money Market Fund C000020404 Administator Class WNTXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029094 Wells Fargo North Carolina Tax-Free Fund C000089439 Class C ENCCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029094 Wells Fargo North Carolina Tax-Free Fund C000089438 Class A ENCMX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029094 Wells Fargo North Carolina Tax-Free Fund C000089440 Institutional Class ENCYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029110 Wells Fargo Omega Growth Fund C000089496 Class A EKOAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029110 Wells Fargo Omega Growth Fund C000089497 Class B EKOBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029110 Wells Fargo Omega Growth Fund C000089498 Class C EKOCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029110 Wells Fargo Omega Growth Fund C000092812 Institutional Class EKONX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029110 Wells Fargo Omega Growth Fund C000089499 Class R EKORX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029110 Wells Fargo Omega Growth Fund C000089500 Administrator Class EOMYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007344 Wells Fargo Opportunity Fund C000103130 Class B SOPBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007344 Wells Fargo Opportunity Fund C000020161 Investor Class SOPFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007344 Wells Fargo Opportunity Fund C000020160 Class A SOPVX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007344 Wells Fargo Opportunity Fund C000064968 Class C WFOPX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007344 Wells Fargo Opportunity Fund C000020159 Administrator Class WOFDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007344 Wells Fargo Opportunity Fund C000092786 Institutional Class WOFNX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029095 Wells Fargo Pennsylvania Tax-Free Fund C000089441 Class A EKVAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029095 Wells Fargo Pennsylvania Tax-Free Fund C000089442 Class B EKVBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029095 Wells Fargo Pennsylvania Tax-Free Fund C000089443 Class C EKVCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029095 Wells Fargo Pennsylvania Tax-Free Fund C000089444 Institutional Class EKVYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029099 Wells Fargo Precious Metals Fund C000089457 Class A EKWAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029099 Wells Fargo Precious Metals Fund C000089458 Class B EKWBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029099 Wells Fargo Precious Metals Fund C000089459 Class C EKWCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029099 Wells Fargo Precious Metals Fund C000092800 Administrator Class EKWDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029099 Wells Fargo Precious Metals Fund C000089460 Institutional Class EKWYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029061 Wells Fargo Premier Large Company Growth Fund C000089286 Class A EKJAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029061 Wells Fargo Premier Large Company Growth Fund C000089287 Class B EKJBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029061 Wells Fargo Premier Large Company Growth Fund C000089288 Class C EKJCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029061 Wells Fargo Premier Large Company Growth Fund C000120086 Class R6 EKJFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029061 Wells Fargo Premier Large Company Growth Fund C000120085 Class R4 EKJRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029061 Wells Fargo Premier Large Company Growth Fund C000089290 Institutional Class EKJYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029061 Wells Fargo Premier Large Company Growth Fund C000089291 Administrator Class WFPDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029061 Wells Fargo Premier Large Company Growth Fund C000089289 Investor Class WFPNX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007407 Wells Fargo Real Return Fund C000020321 Class A IPBAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007407 Wells Fargo Real Return Fund C000020322 Class B IPBBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007407 Wells Fargo Real Return Fund C000020323 Class C IPBCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007407 Wells Fargo Real Return Fund C000020324 Administrator Class IPBIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007419 Wells Fargo Short Duration Government Bond Fund C000020365 Administrator Class MNSGX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007419 Wells Fargo Short Duration Government Bond Fund C000020362 Class A MSDAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007419 Wells Fargo Short Duration Government Bond Fund C000020363 Class B MSDBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007419 Wells Fargo Short Duration Government Bond Fund C000020364 Class C MSDCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007419 Wells Fargo Short Duration Government Bond Fund C000120079 Class R6 MSDRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007419 Wells Fargo Short Duration Government Bond Fund C000020361 Institutional Class WSGIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007427 Wells Fargo Short-Term Bond Fund C000020382 Institutional Class SSHIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007427 Wells Fargo Short-Term Bond Fund C000020383 Investor Class SSTBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007427 Wells Fargo Short-Term Bond Fund C000020381 Class A SSTVX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007427 Wells Fargo Short-Term Bond Fund C000064987 Class C WFSHX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007428 Wells Fargo Short-Term High Yield Bond Fund C000020384 Class A SSTHX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007428 Wells Fargo Short-Term High Yield Bond Fund C000020385 Investor Class STHBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007428 Wells Fargo Short-Term High Yield Bond Fund C000123105 Institutional Class STYIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007428 Wells Fargo Short-Term High Yield Bond Fund C000092793 Administrator Class WDHYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007428 Wells Fargo Short-Term High Yield Bond Fund C000064988 Class C WFHYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007411 Wells Fargo Short-Term Municipal Bond Fund C000064980 Institutional Class WSBIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007411 Wells Fargo Short-Term Municipal Bond Fund C000064979 Class A WSMAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007411 Wells Fargo Short-Term Municipal Bond Fund C000020338 Class C WSSCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007411 Wells Fargo Short-Term Municipal Bond Fund C000092789 Administrator Class WSTMX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000052979 Wells Fargo Small Cap Core Fund C000166559 Class C WCSCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000052979 Wells Fargo Small Cap Core Fund C000166560 Administrator Class WNSCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000052979 Wells Fargo Small Cap Core Fund C000166558 Class A WOSCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000052979 Wells Fargo Small Cap Core Fund C000166562 Class R6 WRSCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000052979 Wells Fargo Small Cap Core Fund C000166561 Institutional Class WYSCX 525 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C000092787 Administrator Class SMVDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007366 Wells Fargo Small Cap Value Fund C000130043 Class R6 SMVRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007366 Wells Fargo Small Cap Value Fund C000053349 Institutional Class WFSVX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007361 Wells Fargo Small Company Growth Fund C000020215 Administrator Class NVSCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007361 Wells Fargo Small Company Growth Fund C000020212 Class A WFSAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007361 Wells Fargo Small Company Growth Fund C000020213 Class B WFSBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007361 Wells Fargo Small Company Growth Fund C000064972 Institutional Class WSCGX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007361 Wells Fargo Small Company Growth Fund C000150667 Class R6 WSCRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007361 Wells Fargo Small Company Growth Fund C000020214 Class C WSMCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007367 Wells Fargo Small Company Value Fund C000020236 Class A SCVAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007367 Wells Fargo Small Company Value Fund C000020237 Class B SCVBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007367 Wells Fargo Small Company Value Fund C000020238 Class C SCVFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007367 Wells Fargo Small Company Value Fund C000020239 Administrator Class SCVIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007367 Wells Fargo Small Company Value Fund C000092788 Institutional SCVNX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007368 Wells Fargo Small/Mid Cap Value Fund C000053351 Class C WFCVX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007368 Wells Fargo Small/Mid Cap Value Fund C000053350 Class A WFVAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007368 Wells Fargo Small/Mid Cap Value Fund C000020240 Administrator Class WWMDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007368 Wells Fargo Small/Mid Cap Value Fund C000035583 Institutional Class WWMSX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007349 Wells Fargo Special Mid Cap Value Fund C000020180 Investor Class SMCDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007349 Wells Fargo Special Mid Cap Value Fund C000163731 Class R WFHHX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007349 Wells Fargo Special Mid Cap Value Fund C000020178 Administrator Class WFMDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007349 Wells Fargo Special Mid Cap Value Fund C000020179 Institutional Class WFMIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007349 Wells Fargo Special Mid Cap Value Fund C000053347 Class A WFPAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007349 Wells Fargo Special Mid Cap Value Fund C000053348 Class C WFPCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007349 Wells Fargo Special Mid Cap Value Fund C000130041 Class R6 WFPRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029108 Wells Fargo Special Small Cap Value Fund C000089488 Class A ESPAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029108 Wells Fargo Special Small Cap Value Fund C000089489 Class B ESPBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029108 Wells Fargo Special Small Cap Value Fund C000089490 Class C ESPCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029108 Wells Fargo Special Small Cap Value Fund C000163730 Class R ESPHX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029108 Wells Fargo Special Small Cap Value Fund C000089491 Administrator Class ESPIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029108 Wells Fargo Special Small Cap Value Fund C000092810 Institutional Class ESPNX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029108 Wells Fargo Special Small Cap Value Fund C000150670 Class R6 ESPRX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007340 Wells Fargo Specialized Technology Fund C000020148 Class A WFSTX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007340 Wells Fargo Specialized Technology Fund C000020149 Class B WFTBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007340 Wells Fargo Specialized Technology Fund C000020150 Class C WFTCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007340 Wells Fargo Specialized Technology Fund C000092785 Administrator WFTDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000039677 Wells Fargo Strategic Income Fund C000122977 Class A WSIAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000039677 Wells Fargo Strategic Income Fund C000122978 Class C WSICX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000039677 Wells Fargo Strategic Income Fund C000122975 Administrator Class WSIDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000039677 Wells Fargo Strategic Income Fund C000122976 Institutional Class WSINX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029115 Wells Fargo Strategic Municipal Bond Fund C000089516 Class C DHICX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029115 Wells Fargo Strategic Municipal Bond Fund C000123112 Institutional Class STRIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029115 Wells Fargo Strategic Municipal Bond Fund C000089514 Class A VMPAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029115 Wells Fargo Strategic Municipal Bond Fund C000089515 Class B VMPIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029115 Wells Fargo Strategic Municipal Bond Fund C000089517 Administrator Class VMPYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029105 Wells Fargo Traditional Small Cap Growth Fund C000089481 Institutional Class EGRYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029105 Wells Fargo Traditional Small Cap Growth Fund C000089480 Class A EGWAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029105 Wells Fargo Traditional Small Cap Growth Fund C000092807 Class C EGWCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029105 Wells Fargo Traditional Small Cap Growth Fund C000092806 Administrator Class EGWDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007440 Wells Fargo Treasury Plus Money Market Fund C000086835 Class Sweep [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007440 Wells Fargo Treasury Plus Money Market Fund C000020413 Institutional Class PISXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007440 Wells Fargo Treasury Plus Money Market Fund C000020412 Class A PIVXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007440 Wells Fargo Treasury Plus Money Market Fund C000020414 Service Class PRVXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007440 Wells Fargo Treasury Plus Money Market Fund C000064992 Administrator Class WTPXX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007431 Wells Fargo Ultra Short-Term Income Fund C000020395 Class A SADAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007431 Wells Fargo Ultra Short-Term Income Fund C000020396 Institutional Class SADIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007431 Wells Fargo Ultra Short-Term Income Fund C000020397 Investor Class STADX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007431 Wells Fargo Ultra Short-Term Income Fund C000020394 Administrator Class WUSDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007431 Wells Fargo Ultra Short-Term Income Fund C000064989 Class C WUSTX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007412 Wells Fargo Ultra Short-Term Municipal Income Fund C000020341 Institutional Class SMAIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007412 Wells Fargo Ultra Short-Term Municipal Income Fund C000020340 Class A SMAVX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007412 Wells Fargo Ultra Short-Term Municipal Income Fund C000064981 Class C WFUSX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007412 Wells Fargo Ultra Short-Term Municipal Income Fund C000092790 Administrator Class WUSMX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029100 Wells Fargo Utility and Telecommunications Fund C000089461 Class A EVUAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029100 Wells Fargo Utility and Telecommunications Fund C000089462 Class B EVUBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029100 Wells Fargo Utility and Telecommunications Fund C000089463 Class C EVUCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029100 Wells Fargo Utility and Telecommunications Fund C000092801 Administrator Class EVUDX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000029100 Wells Fargo Utility and Telecommunications Fund C000089464 Institutional Class EVUYX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007404 Wells Fargo WealthBuilder Conservative Allocation Portfolio C000020315 WealthBuilder Conservative Allocation Portfolio WBCAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007405 Wells Fargo WealthBuilder Equity Portfolio C000020316 WealthBuilder Equity Portfolio WBGIX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007388 Wells Fargo WealthBuilder Equity Portfolio f/k/a Wells Fargo WealthBuilder Tactical Equity Portfolio C000020268 WealthBuilder Equity Portfolio f/k/a WealthBuilder Tactical Equity Portfolio WBGAX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007385 Wells Fargo WealthBuilder Growth Allocation Portfolio C000020265 WealthBuilder Growth Allocation Portfolio WBGGX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007386 Wells Fargo WealthBuilder Growth Balanced Portfolio C000020266 WealthBuilder Growth Balanced Portfolio WBGBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007387 Wells Fargo WealthBuilder Moderate Balanced Portfolio C000020267 WealthBuilder Moderate Balanced Portfolio WBBBX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007394 Wells Fargo Wisconsin Tax-Free Fund C000020285 Class C WWTCX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09253 0001081400 WELLS FARGO FUNDS TRUST 30 S000007394 Wells Fargo Wisconsin Tax-Free Fund C000064975 Class A WWTFX 525 MARKET STREET SAN FRANCISCO 94105 CA [NULL] 811-09689 0001087961 WELLS FARGO MASTER TRUST 30 S000007548 Wells Fargo C&B Large Cap Value Portfolio C000020606 C&B Large Cap Value Portfolio [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA 12TH FLOOR 811-09689 0001087961 WELLS FARGO MASTER TRUST 30 S000007564 Wells Fargo Core Bond Portfolio C000020629 Core Bond Portfolio [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA 12TH FLOOR 811-09689 0001087961 WELLS FARGO MASTER TRUST 30 S000013206 Wells Fargo Diversified Fixed Income Portfolio C000035517 Diversified Fixed Income Portfolio [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA 12TH FLOOR 811-09689 0001087961 WELLS FARGO MASTER TRUST 30 S000031666 Wells Fargo Diversified Large Cap Growth Portfolio C000098532 Diversified Large Cap Growth Portfolio [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA 12TH FLOOR 811-09689 0001087961 WELLS FARGO MASTER TRUST 30 S000013207 Wells Fargo Diversified Stock Portfolio C000035518 Diversified Stock Portfolio [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA 12TH FLOOR 811-09689 0001087961 WELLS FARGO MASTER TRUST 30 S000017048 Wells Fargo Emerging Growth Portfolio C000047319 Emerging Growth Portfolio [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA 12TH FLOOR 811-09689 0001087961 WELLS FARGO MASTER TRUST 30 S000007551 Wells Fargo Index Portfolio C000020609 Index Portfolio [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA 12TH FLOOR 811-09689 0001087961 WELLS FARGO MASTER TRUST 30 S000007547 Wells Fargo International Growth Portfolio C000020605 International Growth Portfolio [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA 12TH FLOOR 811-09689 0001087961 WELLS FARGO MASTER TRUST 30 S000007545 Wells Fargo International Value Portfolio C000020603 International Value Portfolio [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA 12TH FLOOR 811-09689 0001087961 WELLS FARGO MASTER TRUST 30 S000007555 Wells Fargo Large Company Value Portfolio C000020613 Large Company Value Portfolio [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA 12TH FLOOR 811-09689 0001087961 WELLS FARGO MASTER TRUST 30 S000007541 Wells Fargo Managed Fixed Income Portfolio C000020599 Managed Fixed Income Portfolio [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA 12TH FLOOR 811-09689 0001087961 WELLS FARGO MASTER TRUST 30 S000007549 Wells Fargo Real Return Portfolio C000020607 Real Return Portfolio [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA 12TH FLOOR 811-09689 0001087961 WELLS FARGO MASTER TRUST 30 S000013208 Wells Fargo Short-Term Investment Portfolio C000035519 Short-Term Investment Portfolio [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA 12TH FLOOR 811-09689 0001087961 WELLS FARGO MASTER TRUST 30 S000007552 Wells Fargo Small Company Growth Portfolio C000020610 Small Company Growth Portfolio [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA 12TH FLOOR 811-09689 0001087961 WELLS FARGO MASTER TRUST 30 S000007553 Wells Fargo Small Company Value Portfolio C000020611 Small Company Value Portfolio [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA 12TH FLOOR 811-09689 0001087961 WELLS FARGO MASTER TRUST 30 S000007550 Wells Fargo Stable Income Portfolio C000020608 Stable Income Portfolio [NULL] 525 MARKET STREET SAN FRANCISCO 94105 CA 12TH FLOOR 811-09255 0001081402 WELLS FARGO VARIABLE 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Trust 30 S000052072 WINTON INTERNATIONAL EQUITY PORTFOLIO C000163856 Investor Class Shares WIERX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-23004 0001621877 Winton Series Trust 30 S000052071 WINTON U.S. EQUITY PORTFOLIO C000163855 Institutional Class Shares WUEPX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-23004 0001621877 Winton Series Trust 30 S000052071 WINTON U.S. EQUITY PORTFOLIO C000163854 Investor Class Shares WUERX ONE FREEDOM VALLEY DRIVE OAKS 19456 PA [NULL] 811-22045 0001395397 WISCONSIN CAPITAL FUNDS INC 30 S000017840 Plumb Balanced Fund C000049545 Plumb Balanced Fund PLBBX 1221 JOHN Q HAMMONS DRIVE MADISON 53717 WI [NULL] 811-22045 0001395397 WISCONSIN CAPITAL FUNDS INC 30 S000017841 Plumb Equity Fund C000049546 Plumb Equity Fund PLBEX 1221 JOHN Q HAMMONS DRIVE MADISON 53717 WI [NULL] 811-21864 0001350487 WisdomTree Trust 30 S000030945 WisdomTree Asia Local Debt Fund C000095965 N/A ALD 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012391 WisdomTree Asia Pacific ex-Japan Fund C000033629 N/A AXJL 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000021343 WisdomTree Australia & New Zealand Debt Fund C000060972 N/A AUNZ 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012383 WisdomTree Australia Dividend Fund C000033621 N/A AUSE 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000049575 WisdomTree Barclays U.S. Aggregate Bond Enhanced Yield Fund C000156663 N/A AGGY 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000043385 WisdomTree Barclays U.S. Aggregate Bond Negative Duration Fund C000134337 N/A AGND 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000043384 WisdomTree Barclays U.S. Aggregate Bond Zero Duration Fund C000134336 N/A AGZD 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 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WisdomTree Dynamic Bearish U.S. Equity Fund C000162870 N/A DYB 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000052718 WisdomTree Dynamic Currency Hedged Emerging Markets Equity Fund C000165529 N/A [NULL] 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000052357 WisdomTree Dynamic Currency Hedged Europe Equity Fund C000164641 N/A DDEZ 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000052717 WisdomTree Dynamic Currency Hedged Global ex-U.S. Equity Fund C000165528 N/A [NULL] 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000052353 WisdomTree Dynamic Currency Hedged International Equity Fund C000164637 N/A DDWM 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000055378 WisdomTree Dynamic Currency Hedged International Quality Dividend Growth Fund C000174215 N/A [NULL] 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000052351 WisdomTree Dynamic Currency Hedged International SmallCap Equity Fund C000164635 N/A DDLS 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000052355 WisdomTree Dynamic Currency Hedged Japan Equity Fund C000164639 N/A DDJP 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000051755 WisdomTree Dynamic Long/Short U.S. Equity Fund C000162869 N/A DYLS 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000015505 WisdomTree Earnings 500 Fund C000042151 N/A EPS 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000021346 WisdomTree Emerging Currency Strategy Fund C000060975 N/A CEW 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000041431 WisdomTree Emerging Markets Consumer Growth Fund C000128623 N/A EMCG 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000033843 WisdomTree Emerging Markets Corporate Bond Fund C000104506 N/A EMCB 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000053369 WisdomTree Emerging Markets Dividend Fund C000167888 N/A DVEM 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000046464 WisdomTree Emerging Markets ex-State-Owned Enterprises Fund C000145138 N/A XSOE 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000015483 WisdomTree Emerging Markets High Dividend Fund C000042129 N/A DEM 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000028984 WisdomTree Emerging Markets Local Debt Fund C000088998 N/A ELD 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000041433 WisdomTree Emerging Markets Quality Dividend Growth Fund C000128625 N/A DGRE 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000019332 WisdomTree Emerging Markets SmallCap Dividend Fund C000053725 N/A DGS 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000052959 WisdomTree Europe Equity Fund C000166507 N/A [NULL] 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000023597 WisdomTree Europe Hedged Equity Fund C000069425 N/A HEDJ 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000048091 WisdomTree Europe Hedged SmallCap Equity Fund C000151994 N/A EUSC 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000051276 WisdomTree Europe Local Recovery Fund C000161681 N/A EZR 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000045345 WisdomTree Europe Quality Dividend Growth Fund C000141114 N/A EUDG 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012398 WisdomTree Europe SmallCap Dividend Fund C000033636 N/A DFE 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000053485 WisdomTree Fundamental U.S. BBB Corporate Bond Fund C000168147 N/A WFBB 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000053481 WisdomTree Fundamental U.S. Corporate Bond Fund C000168143 N/A WFIG 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000053483 WisdomTree Fundamental U.S. High Yield Corporate Bond Fund C000168145 N/A WFHY 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000053486 WisdomTree Fundamental U.S. Short-Term BBB Corporate Bond Fund C000168148 N/A SFBB 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000053482 WisdomTree Fundamental U.S. Short-Term Corporate Bond Fund C000168144 N/A SFIG 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 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S000050450 WisdomTree Global Quality Dividend Growth Fund C000159252 N/A [NULL] 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000026386 WisdomTree Global Real Return Fund C000079237 N/A RRF 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000050452 WisdomTree Global SmallCap Dividend Fund C000159255 N/A GSD 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012390 WisdomTree High Dividend Fund C000033628 N/A DHS 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000020636 WisdomTree India Earnings Fund C000057625 N/A EPI 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000021341 WisdomTree Indian Rupee Strategy Fund C000060970 N/A ICN 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012389 WisdomTree International Dividend ex-Financials Fund C000033627 N/A DOO 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012388 WisdomTree International Equity Fund C000033626 N/A DWM 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000049441 WisdomTree International Hedged Equity Fund C000156316 N/A HDWM 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000043768 WisdomTree International Hedged Quality Dividend Growth Fund C000135785 N/A IHDG 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000049439 WisdomTree International Hedged SmallCap Dividend Fund C000156314 N/A HDLS 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012395 WisdomTree International High Dividend Fund C000033633 N/A DTH 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012384 WisdomTree International LargeCap Dividend Fund C000033622 N/A DOL 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012385 WisdomTree International MidCap Dividend Fund C000033623 N/A DIM 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000052973 WisdomTree International Quality Dividend Growth Fund C000166521 N/A IQDG 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012386 WisdomTree International SmallCap Dividend Fund C000033624 N/A DLS 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000052972 WisdomTree Japan Equity Fund C000166520 N/A [NULL] 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000043886 WisdomTree Japan Hedged Capital Goods Fund C000136144 N/A DXJC 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012380 WisdomTree Japan Hedged Equity Fund C000033618 N/A DXJ 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000043884 WisdomTree Japan Hedged Financials Fund C000136142 N/A DXJF 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000043888 WisdomTree Japan Hedged Health Care Fund C000136152 N/A DXJH 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000045342 WisdomTree Japan Hedged Quality Dividend Growth Fund C000141107 N/A JHDG 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000043883 WisdomTree Japan Hedged Real Estate Fund C000136141 N/A DXJR 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000041190 WisdomTree Japan Hedged SmallCap Equity Fund C000127778 N/A DXJS 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000043885 WisdomTree Japan Hedged Tech, Media and Telecom Fund C000136143 N/A DXJT 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000043174 WisdomTree Japan Interest Rate Strategy Fund C000133598 N/A JGBB 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000045693 WisdomTree Japan Quality Dividend Growth Fund C000142443 N/A JDG 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012382 WisdomTree Japan SmallCap Dividend Fund C000033620 N/A DFJ 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000041191 WisdomTree Korea Hedged Equity Fund C000127779 N/A DXKW 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012392 WisdomTree LargeCap Dividend Fund C000033630 N/A DLN 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000015479 WisdomTree LargeCap Value Fund C000042125 N/A EZY 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000026387 WisdomTree Managed Futures Strategy Fund C000079238 N/A WDTI 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012393 WisdomTree MidCap Dividend Fund C000033631 N/A DON 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000015506 WisdomTree MidCap Earnings Fund C000042152 N/A EZM 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000022800 WisdomTree Middle East Dividend Fund C000065932 N/A GULF 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012394 WisdomTree SmallCap Dividend Fund C000033632 N/A DES 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000015507 WisdomTree SmallCap Earnings Fund C000042153 N/A EES 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000039624 WisdomTree Strategic Corporate Bond Fund C000122224 N/A CRDT 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000049836 WisdomTree Strong Dollar Emerging Markets Equity Fund C000157403 N/A EMSD 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000049834 WisdomTree Strong Dollar U.S. Equity Fund C000157401 N/A USSD 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000012379 WisdomTree Total Dividend Fund C000033617 N/A DTD 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000015504 WisdomTree Total Earnings Fund C000042150 N/A EXT 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000040816 WisdomTree U.S. Quality Dividend Growth Fund C000126584 N/A DGRW 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000040817 WisdomTree U.S. SmallCap Quality Dividend Growth Fund C000126585 N/A DGRS 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000041189 WisdomTree United Kingdom Hedged Equity Fund C000127777 N/A DXPS 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000049997 WisdomTree Weak Dollar U.S. Equity Fund C000157879 N/A USWD 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21864 0001350487 WisdomTree Trust 30 S000048362 WisdomTree Western Asset Unconstrained Bond Fund C000152736 N/A UBND 245 PARK AVENUE NEW YORK 10167 NY 35TH FLOOR 811-21254 0001205700 WoodmenLife Variable Annuity Account 32 S000011299 WOODMEN VARIABLE ANNUITY ACCOUNT C000031125 Flexible Premium Deferred Variable Annuity Certificate [NULL] 1700 FARNAM STREET OMAHA 68102 NE [NULL] 811-22172 0001396092 World Funds Trust 30 S000044082 B. Riley Diversified Equity Fund C000144787 Class A Shares BRDAX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000044082 B. Riley Diversified Equity Fund C000136817 Investor Class Shares BRDRX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000044082 B. Riley Diversified Equity Fund C000136818 Institutional Class Shares BRDZX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000046746 Big 4 OneFund C000146015 Investor Class Shares FOUIX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000046746 Big 4 OneFund C000146016 Institutional Class Shares FOURX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053817 CBOE Vest Defined Distribution Strategy Fund C000169365 Class A Shares VDDAX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053817 CBOE Vest Defined Distribution Strategy Fund C000169366 Class C Shares VDDCX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053817 CBOE Vest Defined Distribution Strategy Fund C000169363 Institutional Class Shares VDDIX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053817 CBOE Vest Defined Distribution Strategy Fund C000169364 Investor Class Shares VDDLX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053827 CBOE Vest S&P 500 Buffer Protect Strategy (April) Fund C000169405 Class A Shares BUAAX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053827 CBOE Vest S&P 500 Buffer Protect Strategy (April) Fund C000169406 Class C Shares BUCAX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053827 CBOE Vest S&P 500 Buffer Protect Strategy (April) Fund C000169403 Institutional Class Shares BUIAX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053827 CBOE Vest S&P 500 Buffer Protect Strategy (April) Fund C000169404 Investor Class Shares BUMAX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053818 CBOE Vest S&P 500 Buffer Protect Strategy (August) Fund C000169369 Class A Shares BUATX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053818 CBOE Vest S&P 500 Buffer Protect Strategy (August) Fund C000169370 Class C Shares BUCTX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053818 CBOE Vest S&P 500 Buffer Protect Strategy (August) Fund C000169367 Institutional Class Shares BUITX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053818 CBOE Vest S&P 500 Buffer Protect Strategy (August) Fund C000169368 Investor Class Shares BUMTX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053822 CBOE Vest S&P 500 Buffer Protect Strategy (December) Fund C000169385 Class A Shares BUADX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053822 CBOE Vest S&P 500 Buffer Protect Strategy (December) Fund C000169386 Class C Shares BUCDX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053822 CBOE Vest S&P 500 Buffer Protect Strategy (December) Fund C000169383 Institutional Class Shares BUIDX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053822 CBOE Vest S&P 500 Buffer Protect Strategy (December) Fund C000169384 Investor Class Shares BUMDX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053825 CBOE Vest S&P 500 Buffer Protect Strategy (February) Fund C000169397 Class A Shares BUAFX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053825 CBOE Vest S&P 500 Buffer Protect Strategy (February) Fund C000169398 Class C Shares BUCFX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053825 CBOE Vest S&P 500 Buffer Protect Strategy (February) Fund C000169395 Institutional Class Shares BUIFX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053825 CBOE Vest S&P 500 Buffer Protect Strategy (February) Fund C000169396 Investor Class Shares BUMFX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053824 CBOE Vest S&P 500 Buffer Protect Strategy (January) Fund C000169392 Class A Shares BUAJX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053824 CBOE Vest S&P 500 Buffer Protect Strategy (January) Fund C000169393 Class C Shares BUCJX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053824 CBOE Vest S&P 500 Buffer Protect Strategy (January) Fund C000169394 Institutional Class Shares BUIJX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053824 CBOE Vest S&P 500 Buffer Protect Strategy (January) Fund C000169391 Investor Class Shares BUMJX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053830 CBOE Vest S&P 500 Buffer Protect Strategy (July) Fund C000169417 Class A Shares BUALX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053830 CBOE Vest S&P 500 Buffer Protect Strategy (July) Fund C000169418 Class C Shares BUCLX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053830 CBOE Vest S&P 500 Buffer Protect Strategy (July) Fund C000169415 Institutional Class Shares BUILX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053830 CBOE Vest S&P 500 Buffer Protect Strategy (July) Fund C000169416 Investor Class Shares BUMLX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053829 CBOE Vest S&P 500 Buffer Protect Strategy (June) Fund C000169413 Class A Shares BUAUX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053829 CBOE Vest S&P 500 Buffer Protect Strategy (June) Fund C000169414 Class C Shares BUCUX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053829 CBOE Vest S&P 500 Buffer Protect Strategy (June) Fund C000169411 Institutional Class Shares BUIUX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053829 CBOE Vest S&P 500 Buffer Protect Strategy (June) Fund C000169412 Investor Class Shares BUMUX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053826 CBOE Vest S&P 500 Buffer Protect Strategy (March) Fund C000169401 Class A Shares BUAMX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053826 CBOE Vest S&P 500 Buffer Protect Strategy (March) Fund C000169402 Class C Shares BUCMX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053826 CBOE Vest S&P 500 Buffer Protect Strategy (March) Fund C000169399 Institutional Class Shares BUIMX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053826 CBOE Vest S&P 500 Buffer Protect Strategy (March) Fund C000169400 Investor Class Shares BUMMX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053828 CBOE Vest S&P 500 Buffer Protect Strategy (May) Fund C000169409 Class A Shares BUAYX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053828 CBOE Vest S&P 500 Buffer Protect Strategy (May) Fund C000169410 Class C Shares BUCYX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053828 CBOE Vest S&P 500 Buffer Protect Strategy (May) Fund C000169407 Institutional Class Shares BUIYX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053828 CBOE Vest S&P 500 Buffer Protect Strategy (May) Fund C000169408 Investor Class Shares BUMYX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053821 CBOE Vest S&P 500 Buffer Protect Strategy (November) Fund C000169381 Class A Shares BUANX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053821 CBOE Vest S&P 500 Buffer Protect Strategy (November) Fund C000169382 Class C Shares BUCNX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053821 CBOE Vest S&P 500 Buffer Protect Strategy (November) Fund C000169379 Institutional Class Shares BUINX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053821 CBOE Vest S&P 500 Buffer Protect Strategy (November) Fund C000169380 Investor Class Shares BUMNX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053820 CBOE Vest S&P 500 Buffer Protect Strategy (October) Fund C000169377 Class A Shares BUAOX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053820 CBOE Vest S&P 500 Buffer Protect Strategy (October) Fund C000169378 Class C Shares BUCOX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053820 CBOE Vest S&P 500 Buffer Protect Strategy (October) Fund C000169375 Institutional Class Shares BUIOX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053820 CBOE Vest S&P 500 Buffer Protect Strategy (October) Fund C000169376 Investor Class Shares BUMOX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053819 CBOE Vest S&P 500 Buffer Protect Strategy (September) Fund C000169373 Class A Shares BUASX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053819 CBOE Vest S&P 500 Buffer Protect Strategy (September) Fund C000169374 Class C Shares BUCSX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053819 CBOE Vest S&P 500 Buffer Protect Strategy (September) Fund C000169371 Institutional Class Shares BUISX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053819 CBOE Vest S&P 500 Buffer Protect Strategy (September) Fund C000169372 Investor Class Shares BUMSX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053823 CBOE Vest S&P 500 Buffer Protect Strategy Fund C000169389 Class A Shares BUAGX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053823 CBOE Vest S&P 500 Buffer Protect Strategy Fund C000169390 Class C Shares BUCGX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053823 CBOE Vest S&P 500 Buffer Protect Strategy Fund C000169387 Institutional Class Shares BUIGX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053823 CBOE Vest S&P 500 Buffer Protect Strategy Fund C000169388 Investor Class Shares BUMGX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055576 CBOE Vest S&P 500 Enhanced Growth Strategy (April) Fund C000174941 Class A Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055576 CBOE Vest S&P 500 Enhanced Growth Strategy (April) Fund C000174942 Class C Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055576 CBOE Vest S&P 500 Enhanced Growth Strategy (April) Fund C000174944 Institutional Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055576 CBOE Vest S&P 500 Enhanced Growth Strategy (April) Fund C000174943 Investor Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055580 CBOE Vest S&P 500 Enhanced Growth Strategy (August) Fund C000174957 Class A Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055580 CBOE Vest S&P 500 Enhanced Growth Strategy (August) Fund C000174958 Class C Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055580 CBOE Vest S&P 500 Enhanced Growth Strategy (August) Fund C000174960 Institutional Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055580 CBOE Vest S&P 500 Enhanced Growth Strategy (August) Fund C000174959 Investor Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055572 CBOE Vest S&P 500 Enhanced Growth Strategy (December) Fund C000174925 Class A Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055572 CBOE Vest S&P 500 Enhanced Growth Strategy (December) Fund C000174926 Class C Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055572 CBOE Vest S&P 500 Enhanced Growth Strategy (December) Fund C000174928 Institutional Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055572 CBOE Vest S&P 500 Enhanced Growth Strategy (December) Fund C000174927 Investor Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055574 CBOE Vest S&P 500 Enhanced Growth Strategy (February) Fund C000174936 Class A Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055574 CBOE Vest S&P 500 Enhanced Growth Strategy (February) Fund C000174933 Class C Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055574 CBOE Vest S&P 500 Enhanced Growth Strategy (February) Fund C000174935 Institutional Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055574 CBOE Vest S&P 500 Enhanced Growth Strategy (February) Fund C000174934 Investor Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055573 CBOE Vest S&P 500 Enhanced Growth Strategy (January) Fund C000174929 Class A Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055573 CBOE Vest S&P 500 Enhanced Growth Strategy (January) Fund C000174930 Class C Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055573 CBOE Vest S&P 500 Enhanced Growth Strategy (January) Fund C000174932 Institutional Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055573 CBOE Vest S&P 500 Enhanced Growth Strategy (January) Fund C000174931 Investor Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055579 CBOE Vest S&P 500 Enhanced Growth Strategy (July) Fund C000174953 Class A Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055579 CBOE Vest S&P 500 Enhanced Growth Strategy (July) Fund C000174954 Class C Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055579 CBOE Vest S&P 500 Enhanced Growth Strategy (July) Fund C000174956 Institutional Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055579 CBOE Vest S&P 500 Enhanced Growth Strategy (July) Fund C000174955 Investor Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055578 CBOE Vest S&P 500 Enhanced Growth Strategy (June) Fund C000174949 Class A Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055578 CBOE Vest S&P 500 Enhanced Growth Strategy (June) Fund C000174950 Class C Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055578 CBOE Vest S&P 500 Enhanced Growth Strategy (June) Fund C000174952 Institutional Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055578 CBOE Vest S&P 500 Enhanced Growth Strategy (June) Fund C000174951 Investor Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055575 CBOE Vest S&P 500 Enhanced Growth Strategy (March) Fund C000174937 Class A Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055575 CBOE Vest S&P 500 Enhanced Growth Strategy (March) Fund C000174938 Class C Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055575 CBOE Vest S&P 500 Enhanced Growth Strategy (March) Fund C000174940 Institutional Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055575 CBOE Vest S&P 500 Enhanced Growth Strategy (March) Fund C000174939 Investor Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055577 CBOE Vest S&P 500 Enhanced Growth Strategy (May) Fund C000174945 Class A Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055577 CBOE Vest S&P 500 Enhanced Growth Strategy (May) Fund C000174946 Class C Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055577 CBOE Vest S&P 500 Enhanced Growth Strategy (May) Fund C000174948 Institutional Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055577 CBOE Vest S&P 500 Enhanced Growth Strategy (May) Fund C000174947 Investor Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055571 CBOE Vest S&P 500 Enhanced Growth Strategy (November) Fund C000174921 Class A Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055571 CBOE Vest S&P 500 Enhanced Growth Strategy (November) Fund C000174922 Class C Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055571 CBOE Vest S&P 500 Enhanced Growth Strategy (November) Fund C000174924 Institutional Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055571 CBOE Vest S&P 500 Enhanced Growth Strategy (November) Fund C000174923 Investor Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055570 CBOE Vest S&P 500 Enhanced Growth Strategy (October) Fund C000174917 Class A Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055570 CBOE Vest S&P 500 Enhanced Growth Strategy (October) Fund C000174918 Class C Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055570 CBOE Vest S&P 500 Enhanced Growth Strategy (October) Fund C000174920 Institutional Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055570 CBOE Vest S&P 500 Enhanced Growth Strategy (October) Fund C000174919 Investor Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055569 CBOE Vest S&P 500 Enhanced Growth Strategy (September) Fund C000174913 Class A Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055569 CBOE Vest S&P 500 Enhanced Growth Strategy (September) Fund C000174914 Class C Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055569 CBOE Vest S&P 500 Enhanced Growth Strategy (September) Fund C000174916 Institutional Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055569 CBOE Vest S&P 500 Enhanced Growth Strategy (September) Fund C000174915 Investor Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055568 CBOE Vest S&P 500 Enhanced Growth Strategy Fund C000174909 Class A Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055568 CBOE Vest S&P 500 Enhanced Growth Strategy Fund C000174910 Class C Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055568 CBOE Vest S&P 500 Enhanced Growth Strategy Fund C000174912 Institutional Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000055568 CBOE Vest S&P 500 Enhanced Growth Strategy Fund C000174911 Investor Class Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000052714 Clifford Capital Partners Fund C000165524 Investor Class CLFFX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000052714 Clifford Capital Partners Fund C000165525 Institutional Class CLIFX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000042716 DGHM All-Cap Value Fund C000132082 Class C DGACX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000042716 DGHM All-Cap Value Fund C000132083 Institutional Class DGAIX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000042716 DGHM All-Cap Value Fund C000132081 Investor Class DGHMX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053800 DGHM MicroCap Value Fund C000169255 Institutional Class DGMIX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053800 DGHM MicroCap Value Fund C000169254 Investor Class DGMMX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000042717 DGHM V2000 SmallCap Value Fund C000132085 Institutional Class DGIVX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000042717 DGHM V2000 SmallCap Value Fund C000132084 Investor Class DGSMX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000042717 DGHM V2000 SmallCap Value Fund C000132086 Class C DGSVX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000046321 Global Strategic Income Fund C000144753 Class C Shares VEECX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000046321 Global Strategic Income Fund C000144752 Class A Shares VEEEX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000038882 Perkins Discovery Fund C000119646 Investor PDFDX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000043633 REMS International Real Estate Value-Opportunity Fund C000135276 Founders Shares REIFX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000046322 REMS Real Estate Income 50/50 Fund C000144755 Platform Shares RREFX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000046322 REMS Real Estate Income 50/50 Fund C000144754 Institutional Shares RREIX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000046323 REMS Real Estate Value-Opportunity Fund C000144757 Platform Shares HLPPX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000046323 REMS Real Estate Value-Opportunity Fund C000144756 Institutional Shares HLRRX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000052783 Strategic Global Long/Short Fund C000165808 Class C Shares [NULL] 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000052783 Strategic Global Long/Short Fund C000165807 Class A Shares SGFAX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000046971 Strategic Latin America Fund C000146830 Class A Shares SLATX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053922 The E-Valuator Aggressive Growth RMS Fund C000169671 Institutional Class Shares EVAGX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053922 The E-Valuator Aggressive Growth RMS Fund C000169670 Investor Class Shares EVFGX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053918 The E-Valuator Conservative RMS Fund C000169663 Institutional Class Shares EVCLX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053918 The E-Valuator Conservative RMS Fund C000169662 Investor Class Shares EVFCX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053921 The E-Valuator Growth RMS Fund C000169668 Institutional Class Shares EVGLX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053921 The E-Valuator Growth RMS Fund C000169669 Investor Class Shares EVGRX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053920 The E-Valuator Moderate RMS Fund C000169666 Investor Class Shares EVFMX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053920 The E-Valuator Moderate RMS Fund C000169667 Institutional Class Shares EVMLX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053919 The E-Valuator Tactically Managed RMS Fund C000169664 Investor Class Shares EVFTX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053919 The E-Valuator Tactically Managed RMS Fund C000169665 Institutional Class Shares EVTTX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053917 The E-Valuator Very Conservative RMS Fund C000169660 Investor Class Shares EVVCX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000053917 The E-Valuator Very Conservative RMS Fund C000169661 Institutional Class Shares EVVLX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000049058 Toreador Core Fund C000154687 Retail Class TORLX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000049058 Toreador Core Fund C000154688 Institutional Class TORZX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000049148 Toreador Explorer Fund C000154944 Investor Shares TMRLX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000049148 Toreador Explorer Fund C000154945 Institutional Shares TMRZX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000046320 Toreador International Fund C000144750 Class C Shares TMRCX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000046320 Toreador International Fund C000144749 Investor Class Shares TMRFX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000046320 Toreador International Fund C000144751 Institutional Shares TMRIX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000054258 Toreador Select Fund C000170411 Investor Class Shares TOSLX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000054258 Toreador Select Fund C000170412 Institutional Class Shares TOSZX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000030539 Union Street Partners Value Fund C000100111 Class C Shares USPCX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000030539 Union Street Partners Value Fund C000165788 Advisor Class Shares USPFX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-22172 0001396092 World Funds Trust 30 S000030539 Union Street Partners Value Fund C000094720 Class A Shares USPVX 8730 STONY POINT PARKWAY RICHMOND 23235 VA SUITE 205 811-07723 0001017967 WORLDWIDE HEALTH SCIENCES PORTFOLIO 30 S000005255 WORLDWIDE HEALTH SCIENCES PORTFOLIO C000014307 WORLDWIDE HEALTH SCIENCES PORTFOLIO [NULL] TWO INTERNATIONAL PLACE BOSTON 02110 MA [NULL] 811-23086 0001645192 WP Trust 30 S000053361 IPS Strategic Capital Absolute Return Fund C000167868 Class A Shares [NULL] 129 NW 13TH STREET, SUITE D26 BOCA RATON 33432 FL [NULL] 811-23086 0001645192 WP Trust 30 S000053361 IPS Strategic Capital Absolute Return Fund C000167869 Class C Shares [NULL] 129 NW 13TH STREET, SUITE D26 BOCA RATON 33432 FL [NULL] 811-23086 0001645192 WP Trust 30 S000053361 IPS Strategic Capital Absolute Return Fund C000167870 Institutional Class Shares IPSAX 129 NW 13TH STREET, SUITE D26 BOCA RATON 33432 FL [NULL] 811-23086 0001645192 WP Trust 30 S000051314 WP Income Plus Fund C000161808 Institutional Class Shares WPINX 129 NW 13TH STREET, SUITE D26 BOCA RATON 33432 FL [NULL] 811-23086 0001645192 WP Trust 30 S000051313 WP International Companies Income Plus Fund C000161807 Institutional Class Shares WPITX 129 NW 13TH STREET, SUITE D26 BOCA RATON 33432 FL [NULL] 811-23086 0001645192 WP Trust 30 S000051312 WP Smaller Companies Income Plus Fund C000161806 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PETERSBURG 33716 X1 [NULL] 811-21929 0001366273 WRL Series Life Account G 33 S000013622 WRL Series Life Account G C000149339 WRL Benefactor [NULL] 570 CARILLON PARKWAY ST. PETERSBURG 33716 X1 [NULL] 811-21929 0001366273 WRL Series Life Account G 33 S000013622 WRL Series Life Account G C000149338 WRL Evolution [NULL] 570 CARILLON PARKWAY ST. PETERSBURG 33716 X1 [NULL] 811-08833 0001061656 WRL SERIES LIFE CORPORATE ACCOUNT 33 S000008901 WRL SERIES LIFE CORPORATE ACCOUNT C000149321 Advantage IV [NULL] 4333 EDGEWOOD RD NE CEDAR RAPIDS 52499 IA [NULL] 811-22858 0001580350 WST Investment Trust 30 S000046497 WST Asset Manager - U.S. Bond Fund C000145191 Investor Shares WAMBX 150 W. MAIN STREET, SUITE 1700 NORFOLK 23510 VA [NULL] 811-22858 0001580350 WST Investment Trust 30 S000046497 WST Asset Manager - U.S. Bond Fund C000145190 Institutional Shares WAMIX 150 W. 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