811-00248 0000002230 ADAMS EXPRESS CO SEVEN ST PAUL ST STE 1140 NULL BALTIMORE MD 21202 04/25/13 13F-HR 811-02708 0000003906 ALLIED CAPITAL CORP 1919 PENNSYLVANIA AVENUE NW NULL WASHINGTON DC 20006 09/15/10 15-15D 811-02090 0000005094 Invesco Bond Fund 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 05/09/13 N-CSR 811-02151 0000009521 BANCROFT FUND LTD 65 MADISON AVENUE SUITE 550 MORRISTOWN NJ 7960 05/16/13 40-17G 811-00179 0000018748 CENTRAL SECURITIES CORP 630 FIFTH AVENUE SUITE 820 NEW YORK NY 10111 05/08/13 13F-HR 811-22684 0000027367 DAXOR CORP 350 FIFTH AVENUE SUITE 7120 NEW YORK NY 10118 05/23/13 DEF 14A 811-02201 0000030125 Cutwater Select Income Fund 113 KING STREET NULL ARMONK NY 10508 06/03/13 N-CSR 811-01639 0000032598 ENGEX INC 44 WALL ST 2ND FLOOR NULL NEW YORK NY 10005 05/22/13 NSAR-A 811-02363 0000033934 CORNERSTONE TOTAL RETURN FUND INC C/O AST FUND SOLUTIONS 200A EXECUTIVE DRIVE EDGEWOOD NY 11717 05/22/13 COUPDAT 811-02319 0000038188 FORT DEARBORN INCOME SECURITIES INC C/O UBS GLOBAL ASSET MANAGEMENT (AMERICA 1 NORTH WACKER DRIVE CHICAGO IL 60606 06/07/13 N-CSRS 811-00041 0000040417 GENERAL AMERICAN INVESTORS CO INC 100 PARK AVENUE 35TH FLOOR NEW YORK NY 10017 05/01/13 13F-HR 811-02264 0000059560 LINCOLN NATIONAL INCOME FUND INC /NEW/ 200 E BERRY STREET NULL FORT WAYNE IN 46802 08/31/06 N-PX 811-02409 0000065433 MEXICO FUND INC 1900 K STREET NW NULL WASHINGTON DC 20006 06/07/13 8-K 811-02340 0000067813 MONTGOMERY STREET INCOME SECURITIES, INC 225 WEST WACKER DRIVE SUITE 1200 CHICAGO IL 60606 05/28/13 N-Q 811-02351 0000075398 Western Asset Income Fund 100 INTERNATIONAL DRIVE NULL BALTIMORE MD 21202 05/30/13 N-Q 811-01731 0000091847 SOURCE CAPITAL INC /DE/ 11400 WEST OLYMPIC BLVD SUITE 1200 LOS ANGELES CA 90064 05/23/13 N-Q 811-02349 0000093284 MORGAN STANLEY INCOME SECURITIES INC 522 FIFTH AVENUE NULL NEW YORK NY 10036 05/30/13 NSAR-A 811-02273 0000099197 TRANSAMERICA INCOME SHARES, INC. 570 CARILLON PARKWAY NULL ST. 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DOUBLETREE RANCH ROAD, STE 100 SCOTTSDALE AZ 85258 05/23/13 497H2 811-05440 0000826735 MFS INTERMEDIATE INCOME TRUST 111 HUNTINGTON AVENUE 24TH FLOOR BOSTON MA 2199 03/22/13 N-Q 811-05452 0000827773 PUTNAM PREMIER INCOME TRUST ONE POST OFFICE SQ NULL BOSTON MA 2109 03/28/13 NSAR-A/A 811-05459 0000828803 TEMPLETON GLOBAL INCOME FUND 300 S.E. 2ND STREET NULL FORT LAUDERDALE FL 33301-1923 05/02/13 N-CSRS 811-05482 0000830160 DWS HIGH INCOME TRUST 345 PARK AVENUE NULL NEW YORK NY 10154-0004 04/25/13 N-Q 811-05488 0000830271 NUVEEN MUNICIPAL INCOME FUND INC 333 W WACKER DR NULL CHICAGO IL 60606 04/19/13 CORRESP 811-05495 0000830474 BLACKROCK HIGH INCOME SHARES 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-05497 0000830487 WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NEW YORK NY 10018 03/27/13 N-Q 811-05498 0000830622 PUTNAM MASTER INTERMEDIATE INCOME TRUST ONE POST OFFICE SQ NULL BOSTON MA 2109 05/28/13 NSAR-A 811-05506 0000830977 COLLEGE & UNIVERSITY FACILITY LOAN TRUST TWO C/O US BANK CORP TRUST DEPT ONE FEDERAL ST BOSTON MA 2105 04/29/13 N-Q 811-05531 0000831655 BABSON CAPITAL PARTICIPATION INVESTORS 1500 MAIN STREET SUITE 600 SPRINGFIELD MA 1115 05/30/13 N-30D 811-05542 0000832327 BLACKROCK INCOME TRUST INC. 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT WILMINGTON DE 19809 06/06/13 DEF 14A 811-05567 0000833021 MFS INTERMEDIATE HIGH INCOME FUND 111 HUNTINGTON AVENUE 24TH FLOOR BOSTON MA 2199 04/23/13 N-Q 811-05569 0000833040 FRANKLIN UNIVERSAL TRUST ONE FRANKLIN PARKWAY NULL SAN MATEO CA 94403-1906 05/02/13 N-CSRS 811-05570 0000833251 NUVEEN PREMIUM INCOME MUNICIPAL FUND INC 333 W WACKER DR NULL CHICAGO IL 60606 04/19/13 CORRESP 811-05597 0000835333 Invesco Municipal Income Opportunities Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 05/09/13 N-CSR 811-05611 0000835948 BLACKROCK MUNIVEST FUND, INC. 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-05620 0000836412 ZWEIG TOTAL RETURN FUND INC 100 MUNSON STREET NULL GREENFIELD MA 1301 06/04/13 SC 13D 811-05639 0000837951 PACHOLDER HIGH YIELD FUND INC 270 PARK AVENUE NULL NEW YORK NY 10017 05/30/13 N-30B-2 811-05642 0000838131 AMERICAN INCOME FUND INC /VA 800 NICOLLET MALL BC- MN-H04N MINNEAPOLIS MN 55402-3804 04/29/13 NSAR-A 811-05652 0000839122 DREYFUS MUNICIPAL INCOME INC 200 PARK AVENUE THE DREYFUS CORPORATION NEW YORK NY 10166 05/30/13 N-CSRS 811-05655 0000839533 DWS MUNICIPAL INCOME TRUST 345 PARK AVENUE NULL NEW YORK NY 10154-0004 04/25/13 N-Q 811-05688 0000842891 Invesco Municipal Premium Income Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 04/29/13 NSAR-B 811-05689 0000842905 DWS MULTI-MARKET INCOME TRUST 345 PARK AVENUE NULL NEW YORK NY 10154-0004 04/25/13 N-Q 811-05739 0000844172 BLACKROCK MUNIENHANCED FUND, INC. 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-05740 0000844790 PUTNAM MANAGED MUNICIPAL INCOME TRUST ONE POST OFFICE SQ MAILSTOP A14 BOSTON MA 2109 03/28/13 N-Q 811-05749 0000845379 CHINA FUND INC TWO AVENUE DE LAFAYETTE PO BOX 5049 (02206-5049) BOSTON MA 2111 05/22/13 8-K/A 811-05754 0000845606 MFS HIGH INCOME MUNICIPAL TRUST 111 HUNTINGTON AVENUE 24TH FLOOR BOSTON MA 2199 04/25/13 N-Q 811-05715 0000845611 GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC ONE CORPORATE CENTER NULL RYE NY 10580 05/28/13 N-Q 811-05767 0000846596 DWS STRATEGIC MUNICIPAL INCOME TRUST 345 PARK AVENUE NULL NEW YORK NY 10154-0004 04/25/13 N-Q 811-05769 0000846671 Invesco High Income Trust II VAN KAMPEN INVESTMENTS INC. 522 FIFTH AVENUE NEW YORK NY 10036 05/09/13 N-CSR 811-05770 0000846676 ABERDEEN CHILE FUND, INC. C/O ABERDEEN ASSET MANAGEMENT INC. 1735 MARKET STREET - 32ND FLOOR PHILADELPHIA PA 19103 05/21/13 N-Q 811-05785 0000847411 MFS INVESTMENT GRADE MUNICIPAL TRUST 111 HUNTINGTON AVENUE 24TH FLOOR BOSTON MA 2199 04/23/13 N-Q 811-05793 0000847593 Invesco Municipal Income Opportunities Trust II 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 10/30/12 NSAR-A 811-05809 0000849998 NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC 333 W WACKER DR JOHN NUVEEN & CO INC CHICAGO IL 60606 04/19/13 CORRESP 811-05807 0000850027 EAGLE CAPITAL GROWTH FUND, INC. 205 E. WISCONSIN AVE., SUITE 120 NULL MILWAUKEE WI 53202 04/02/13 N-Q 811-05820 0000851169 BROOKFIELD TOTAL RETURN FUND INC BROOKFIELD PLACE 250 VESEY STREET NEW YORK NY 10281-1023 04/26/13 N-Q 811-05822 0000851170 MFS CHARTER INCOME TRUST 111 HUNTINGTON AVENUE 24TH FLOOR BOSTON MA 2199 04/25/13 N-Q 811-05845 0000853180 Invesco Senior Loan Fund 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 06/07/13 N-23C3A 811-05851 0000853770 MFS INTERMARKET INCOME TRUST I 111 HUNTINGTON AVENUE 24TH FLOOR BOSTON MA 2199 04/23/13 N-Q 811-05898 0000854904 Invesco Prime Income Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 08/24/12 N-PX 811-05901 0000855048 PUTNAM INVESTMENT GRADE MUNICIPAL TRUST ONE POST OFFICE SQUARE NULL BOSTON MA 2109 01/28/13 NSAR-B 811-05908 0000855886 JOHN HANCOCK PREMIUM DIVIDEND FUND C/O JOHN HANCOCK FUNDS 601 CONGRESS STREET BOSTON MA 2210 04/02/13 40-17G 811-05877 0000855887 DREYFUS STRATEGIC MUNICIPAL BOND FUND INC THE DREYFUS CORPORATION 200 PARK AVENUE NEW YORK NY 10166 05/22/13 40-17G 811-05912 0000856128 MFS SPECIAL VALUE TRUST 111 HUNTINGTON AVENUE 24TH FLOOR BOSTON MA 2199 03/22/13 N-Q 811-05921 0000856218 TURKISH INVESTMENT FUND, INC. 73 TREMONT STREET 8TH FLOOR BOSTON MA 02108-3913 06/10/13 SC 13G/A 811-05931 0000856226 NUVEEN NEW YORK PERFORMANCE PLUS MUNICIPAL FUND INC 333 WEST WACKER DR NULL CHICAGO IL 60606 06/07/13 N-CSRS 811-05930 0000856227 NUVEEN CALIFORNIA PERFORMANCE PLUS MUNICIPAL FUND INC 333 WEST WACKER DR NULL CHICAGO IL 60606 06/10/13 497 811-05957 0000857361 NUVEEN MUNICIPAL ADVANTAGE FUND INC 333 W WACKER DR NULL CHICAGO IL 60606 04/19/13 CORRESP 811-05983 0000858706 NEW GERMANY FUND INC 345 PARK AVENUE NULL NEW YORK NY 10154-0004 05/28/13 N-Q 811-05984 0000858707 NEW IRELAND FUND INC C/O BNY MELLON ASSET SERVICING ONE BOSTON PLACE, 34TH FLOOR BOSTON MA 2109 05/02/13 40-17G 811-06024 0000859120 ABERDEEN INDONESIA FUND, INC. ABERDEEN ASSET MANAGEMENT INC. 1735 MARKET STREET PHILADELPHIA PA 19103 05/21/13 N-Q 811-06027 0000859765 KAVILCO INC/WA/ ONE UNION SQUARE SUITE 3010 SEATTLE WA 98101 05/07/13 N-Q 811-05992 0000859796 JAPAN SMALLER CAPITALIZATION FUND INC 2 WORLD FINANCIAL CENTER BUILDING B, 22ND FLOOR NEW YORK NY 10281-1712 05/03/13 N-CSR 811-06038 0000860127 DRESDNER RCM INVESTMENT FUNDS INC FOUR EMBARCADERO CENTER NULL SAN FRANCISCO CA 94111 05/23/01 40-17F2 811-06040 0000860188 NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC 333 W WACKER DR NULL CHICAGO IL 60606 04/19/13 CORRESP 811-06041 0000860489 CENTRAL EUROPE, RUSSIA & TURKEY FUND, INC. 345 PARK AVENUE NULL NEW YORK NY 10154 05/20/13 DEF 14A 811-06052 0000861069 Invesco Municipal Income Opportunities Trust III 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 10/30/12 NSAR-A 811-06053 0000861185 Invesco Value Municipal Bond Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 04/29/13 NSAR-B 811-06062 0000861865 THAI CAPITAL FUND INC C/O ABERDEEN ASSET MANAGEMENT INC. 1735 MARKET STREET, 32ND FLOOR PHILADELPHIA PA 19103 05/21/13 N-Q 811-06081 0000862313 NUVEEN CALIFORNIA MUNICIPAL MARKET OPPORTUNITY FUND INC 333 W WACKER DR NULL CHICAGO IL 60606 05/08/13 N-CSR 811-06094 0000862599 ABERDEEN LATIN AMERICA EQUITY FUND, INC. C/O ABREDEEN ASSET MANAGEMENT INC. 1735 MARKET STREET - 32ND FLOOR PHILADELPHIA PA 19103 05/21/13 N-Q 811-06091 0000862716 NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INC 333 WEST WACKER DR NULL CHICAGO IL 60606 04/22/13 EFFECT 811-06111 0000863900 MEXICO EQUITY & INCOME FUND INC U.S. BANCORP FUND SERVICES, LLC 615 EAST MICHIGAN STREET, LC-2 MILWAUKEE WI 53202 06/10/13 SC 13G/A 811-06115 0000864415 SINGAPORE FUND INC/MD/ C/O ABERDEEN ASSET MANAGEMENT INC. 1735 MARKET STREET, 32ND FLOOR PHILADELPHIA PA 19103 06/10/13 SC 13G/A 811-06120 0000865277 ABERDEEN ISRAEL FUND, INC. ABERDEEN ASSET MANAGEMENT INC. 1735 MARKET STREET - 32ND FLOOR PHILADELPHIA PA 19103 05/21/13 N-Q 811-06142 0000866095 JAPAN EQUITY FUND INC C/O ABERDEEN ASSET MANAGEMENT INC. 1735 MARKET STREET, 32ND FLOOR PHILADELPHIA PA 19103 04/29/13 DEF 14A 811-06177 0000868440 NUVEEN CALIFORNIA INVESTMENT QUALITY MUNICIPAL FUND INC 333 WEST WACKER DRIVE NULL CHICAGO IL 60606 05/22/13 CORRESP 811-06178 0000868449 NUVEEN NEW YORK INVESTMENT QUALITY MUNICIPAL FUND INC 333 W WACKER DR NULL CHICAGO IL 60606 05/30/13 NSAR-A 811-06179 0000868578 FLAHERTY & CRUMRINE PREFERRED INCOME FUND INC 301 E COLORADO BLVD STE 720 C/O FLAHERTY & CRUMRINE INC PASADENA CA 91101 04/29/13 N-30B-2 811-06206 0000869405 NUVEEN QUALITY MUNICIPAL FUND INC 333 WEST WACKER DR NULL CHICAGO IL 60606 04/19/13 CORRESP 811-06264 0000870778 NUVEEN NEW JERSEY INVESTMENT QUALITY MUNICIPAL FUND INC 333 W WACKER DRIVE NULL CHICAGO IL 60606 05/03/13 CORRESP 811-06265 0000870780 NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND 333 W WACKER DRIVE NULL CHICAGO IL 60606 04/19/13 CORRESP 811-06240 0000872064 NUVEEN SELECT QUALITY MUNICIPAL FUND INC 333 WEST WACKER DR NULL CHICAGO IL 60606 04/19/13 CORRESP 811-06294 0000874142 NUVEEN CALIFORNIA SELECT QUALITY MUNICIPAL FUND INC 333 W WACKER DR NULL CHICAGO IL 60606 06/10/13 497 811-06295 0000874143 NUVEEN NEW YORK SELECT QUALITY MUNICIPAL FUND INC 333 WEST WACKER DR NULL CHICAGO IL 60606 05/30/13 NSAR-A 811-06300 0000874304 MONOGENESIS CORP 88 WALKER CREEK RD NULL WALKER WV 26180 04/15/08 NSAR-B 811-06303 0000874506 NUVEEN QUALITY INCOME MUNICIPAL FUND INC 333 WEST WACKER DR NULL CHICAGO IL 60606 04/19/13 CORRESP 811-06342 0000876717 ABERDEEN GLOBAL INCOME FUND INC 1735 MARKET STREET 32ND FLOOR PHILADELPHIA PA 19103 05/23/13 40-17G 811-06346 0000876982 Invesco Quality Municipal Investment Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 04/29/13 NSAR-B 811-06362 0000877463 Invesco Municipal Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 05/09/13 N-CSR 811-06364 0000877649 Invesco Van Kampen Ohio Quality Municipal Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 04/29/13 NSAR-B 811-06383 0000878198 NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUND 333 WEST WACKER DRIVE NULL CHICAGO IL 60606 05/08/13 N-CSR 811-06385 0000878200 NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND 333 WEST WACKER DRIVE NULL CHICAGO IL 60606 05/10/13 SC 13G 811-06384 0000878201 NUVEEN TEXAS QUALITY INCOME MUNICIPAL FUND 333 W WACKER DR NULL CHICAGO IL 60606 05/08/13 N-CSR 811-06379 0000878242 NUVEEN MUNICIPAL OPPORTUNITY FUND INC 333 WEST WACKER DR NULL CHICAGO IL 60606 04/19/13 CORRESP 811-06403 0000878929 MORGAN STANLEY EMERGING MARKETS FUND INC 522 FIFTH AVENUE NULL NEW YORK NY 10036 05/30/13 N-Q 811-06404 0000878930 AMERICAN STRATEGIC INCOME PORTFOLIO INC 800 NICOLLET MALL BC- MN-H04N MINNEAPOLIS MN 55402 05/03/13 DEF 14A 811-06414 0000879361 BLACKROCK MUNIYIELD FUND, INC. 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-06416 0000879535 DTF TAX-FREE INCOME INC 200 SOUTH WACKER DRIVE NULL CHICAGO IL 60606 04/03/13 DEF 14A 811-06424 0000879819 NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INC 333 WEST WACKER DR NULL CHICAGO IL 60606 05/30/13 NSAR-A 811-06425 0000879826 NUVEEN CALIFORNIA QUALITY INCOME MUNICIPAL FUND INC 333 WEST WACKER DR NULL CHICAGO IL 60606 06/05/13 497 811-06434 0000880161 Invesco Value Municipal Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 04/29/13 NSAR-B 811-06443 0000880280 BLACKROCK INCOME OPPORTUNITY TRUST INC. 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT WILMINGTON NY 19809 06/06/13 DEF 14A 811-06445 0000880406 HERZFELD CARIBBEAN BASIN FUND INC 119 WASHINGTON AVENUE, SUITE 504 NULL MIAMI BEACH FL 33139 06/06/13 40-17G 811-06446 0000880408 CUBA FUND INC 10750 SW 98 CT C/O THOMAS J. HERZFELD MIAMI FL 33176 04/07/09 N-2/A 811-06457 0000880843 NUVEEN PREMIER MUNICIPAL OPPORTUNITY FUND INC 333 WEST WACKER DR NULL CHICAGO IL 60606 05/16/13 25-NSE 811-06456 0000880845 NUVEEN PREMIER MUNICIPAL INCOME FUND INC 333 WEST WACKER DR NULL CHICAGO IL 60606 04/19/13 CORRESP 811-06462 0000880849 SELIGMAN INTERMEDIATE MUNICIPAL FUND INC 100 PARK AVE NULL NEW YORK NY 10017 05/25/05 ID-PASSUPD 811-06461 0000880850 SELIGMAN OHIO QUALITY MUNICIPAL FUND INC 100 PARK AVE NULL NEW YORK NY 10006 05/25/05 ID-PASSUPD 811-06460 0000880851 SELIGMAN MICHIGAN QUALITY MUNICIPAL FUND INC 100 PARK AVE NULL NEW YORK NY 10017 05/25/05 ID-PASSUPD 811-06471 0000880892 Invesco Trust for Investment Grade Municipals 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 05/09/13 N-CSR 811-06472 0000880893 Invesco Van Kampen Trust for Value Municipals 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 04/29/13 NSAR-B 811-06475 0000880943 STRATEGIC GLOBAL INCOME FUND INC C/O UBS GLOBAL ASSET MANAGEMENT (AMERICA 12TH FLOOR 1285 AVENUE OF THE AMERICAS NEW YORK NY 10019 04/29/13 N-Q 811-06495 0000882071 Flaherty & Crumrine PREFERRED INCOME OPPORTUNITY FUND INC 301 E COLORADO BLVD STE 720 C/O FLAHERTY & CRUMRINE INC PASADENA CA 91101 04/29/13 N-30B-2 811-06500 0000882150 BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-06501 0000882151 BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND II, INC. 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-06499 0000882152 BLACKROCK MUNIYIELD CALIFORNIA FUND, INC. 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-06502 0000882153 BLACKROCK MUNIYIELD INVESTMENT FUND 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-06506 0000882300 WESTERN ASSET INTERMEDIATE MUNI FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NEW YORK NY 10018 04/26/13 N-Q 811-06537 0000883265 Invesco Trust for Investment Grade New York Municipals 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 05/09/13 N-CSR 811-06536 0000883269 Invesco Van Kampen Trust for Investment Grade New Jersey Municipals 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 04/29/13 NSAR-B 811-06540 0000883412 BLACKROCK MUNIYIELD QUALITY FUND III, INC. 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-06544 0000883574 SENIORS POOLED RETIREMENT FUND 3422 OLD CAPITAL TRAIL NULL WILMINGTON DE 19808-6192 03/13/96 497 811-06548 0000883618 NUVEEN SELECT TAX FREE INCOME PORTFOLIO 333 W WACKER DR NULL CHICAGO IL 60606 06/07/13 N-CSR 811-06565 0000884121 H&Q LIFE SCIENCES INVESTORS 2 LIBERTY SQUARE 9TH FLOOR BOSTON MA 2109 06/04/13 N-CSRS 811-06567 0000884152 Invesco Municipal Opportunity Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 06/10/13 SC 13G/A 811-06570 0000884216 BLACKROCK MUNIYIELD NEW JERSEY FUND, INC. 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-06574 0000884461 LATIN AMERICAN DISCOVERY FUND, INC. 522 FIFTH AVENUE NULL NEW YORK NY 10036 05/30/13 N-Q 811-06588 0000884988 SHORT TERM APPRECIATION & INCOME RETURN TRUST 101 BARCLAY ST 21ST FLR WEST NEW YORK NY 10286 04/24/96 RW 811-06591 0000885125 Invesco Quality Municipal Income Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 05/10/13 SC 13G/A 811-06590 0000885601 Invesco Value Municipal Income Trust C/O MORGAN STANLEY TRUST HARBORSIDE FINANCIAL CENTER, PLAZA TWO JERSEY CITY NJ 7311 05/09/13 N-CSR 811-06620 0000885711 NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND INC 333 W WACKER DR NULL CHICAGO IL 60606 05/09/13 N-PX 811-06619 0000885712 NUVEEN NEW YORK PREMIUM INCOME MUNICIPAL FUND INC NUVEEN INVESTMENTS 333 W WACKER DR CHICAGO IL 60606 05/30/13 NSAR-A 811-06624 0000885731 NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO 333 W WACKER DR NULL CHICAGO IL 60606 06/07/13 N-CSR 811-06623 0000885732 NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO 333 W WACKER DR NULL CHICAGO IL 60606 06/07/13 N-CSR 811-06622 0000885733 NUVEEN SELECT TAX FREE INCOME PORTFOLIO 2 333 W WACKER DR NULL CHICAGO IL 60606 06/07/13 N-CSR 811-06621 0000885734 NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC 333 W WACKER DR NULL CHICAGO IL 60606 04/19/13 CORRESP 811-06629 0000886043 WESTERN ASSET MANAGED MUNICIPALS FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NEW YORK NY 10018 04/26/13 N-Q 811-06640 0000886984 AMERICAN STRATEGIC INCOME PORTFOLIO INC II 800 NICOLLET MALL BC- MN-H04N MINNEAPOLIS MN 55402 05/03/13 DEF 14A 811-06660 0000887394 BLACKROCK MUNIYIELD QUALITY FUND II, INC. 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-06659 0000887398 PUTNAM TAX FREE HEALTH CARE FUND ONE POST OFFICE SQUARE NULL BOSTON MA 2109 01/28/13 NSAR-A 811-06674 0000887546 GREATER CHINA FUND INC GATEWAY CENTER THREE 100 MULBERRY STREET NEWARK NJ 7102 05/30/13 N-Q 811-06671 0000887590 DWS GLOBAL HIGH INCOME FUND, INC. 345 PARK AVENUE NULL NEW YORK NY 10154-0004 03/22/13 N-Q 811-06686 0000888137 JF CHINA REGION FUND INC 100 E PRATT ST NULL BALTIMORE MD 21202 05/28/13 N-Q 811-06692 0000888410 BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC. 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-06693 0000888411 NUVEEN SELECT TAX FREE INCOME PORTFOLIO 3 333 W WACKER DR NULL CHICAGO IL 60606 06/07/13 N-CSR 811-07056 0000890119 NUVEEN SELECT MATURITIES MUNICIPAL FUND 333 WEST WACKER DRIVE NULL CHICAGO IL 60606 06/07/13 N-CSR 811-06660 0000890196 BLACKROCK MUNIYIELD QUALITY FUND, INC. 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-07066 0000890340 WESTERN ASSET EMERGING MARKETS INCOME FUND INC. CITIGROUP ASSET MANAGEMENT 125 BROAD STREET, 10TH FLOOR NEW YORK NY 10004 03/14/11 40-17G/A 811-07080 0000890393 BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC. 800 SCUDDERS MILL RD NULL PLAINSBORO NJ 8536 06/06/13 DEF 14A 811-07088 0000890515 Invesco Van Kampen Massachusetts Value Municipal Income Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 04/29/13 NSAR-B 811-07116 0000890897 NUVEEN MICHIGAN PREMIUM INCOME MUNICIPAL FUND INC 333 WEST WACKER DRIVE NULL CHICAGO IL 60606 04/26/13 NSAR-B 811-07118 0000890898 NUVEEN NEW JERSEY PREMIUM INCOME MUNICIPAL FUND INC 333 WEST WACKER DRIVE NULL CHICAGO IL 60606 05/22/13 CORRESP 811-07138 0000891037 BLACKROCK MUNIYIELD NEW JERSEY QUALITY FUND, INC. 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-07136 0000891038 BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-07156 0000891188 BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-07154 0000891290 COHEN & STEERS TOTAL RETURN REALTY FUND INC 280 PARK AVENUE 10TH FLOOR NEW YORK NY 10017 05/28/13 N-Q 811-07162 0000891760 WESTERN ASSET HIGH INCOME FUND INC. LEGG MASON 620 EIGHTH AVENUE, 49TH FLOOR NEW YORK NY 10018 05/30/13 N-Q 811-07278 0000892992 NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUND 333 WEST WACKER DRIVE NULL CHICAGO IL 60606 05/10/13 SC 13G/A 811-07344 0000894146 Invesco California Municipal Income Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 10/29/12 NSAR-A 811-07358 0000894239 DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC 200 SOUTH WACKER DRIVE SUITE 500 CHICAGO IL 60606 05/14/13 N-Q 811-07354 0000894242 BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST INC. 100 BELLEVUE PARKWAY MUTUAL FUND DEPARTMENT WILMINGTON DE 19809 06/06/13 DEF 14A 811-07362 0000894351 WESTERN ASSET MUNICIPAL PARTNERS FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NEW YORK NY 10018 04/26/13 N-Q 811-07390 0000895422 BOULDER TOTAL RETURN FUND INC 2344 SPRUCE STREET SUITE A BOULDER CO 80302 05/17/13 40-17G/A 811-07396 0000895523 WESTERN ASSET MANAGED HIGH INCOME FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NEW YORK NY 10018 05/24/13 DEF 14A 811-07398 0000895528 Invesco Pennsylvania Value Municipal Income Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 05/09/13 N-CSR 811-07404 0000895531 Invesco California Value Municipal Income Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 05/09/13 N-CSR 811-07410 0000895574 Delaware Investments National Municipal Income Fund ONE COMMERCE SQUARE 2005 MARKET STREET PHILADELPHIA PA 19103 06/07/13 N-CSR 811-07420 0000895658 DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC ONE COMMERCE SQUARE 2005 MARKET STREET PHILADELPHIA PA 19103 06/07/13 N-CSR 811-07432 0000896061 NUVEEN PREMIUM INCOME MUNICIPAL FUND 4 INC 333 W WACKER DR NULL CHICAGO IL 60606 04/19/13 CORRESP 811-07444 0000896161 AMERICAN STRATEGIC INCOME PORTFOLIO INC III 800 NICOLLET MALL BC- MN-H04N MINNEAPOLIS MN 55402 05/14/13 SC 13D/A 811-07456 0000896665 BLACKROCK SENIOR HIGH INCOME FUND, INC. 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-07460 0000896923 DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC ONE COMMERCE SQUARE 2005 MARKET STREET PHILADELPHIA PA 19103 04/29/13 N-Q 811-07478 0000897269 BLACKROCK MUNIVEST FUND II, INC. 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-07484 0000897419 NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUND 333 WEST WACKER DR NULL CHICAGO IL 60606 04/29/13 N-Q 811-07490 0000897421 NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND 333 WEST WACKER DR NULL CHICAGO IL 60606 04/29/13 N-Q 811-07492 0000897422 NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND 2 IN 333 WEST WACKER DR NULL CHICAGO IL 60606 05/09/13 N-PX 811-07486 0000897424 NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUND 333 WEST WACKER DR NULL CHICAGO IL 60606 04/29/13 N-Q 811-07482 0000897427 NUVEEN PENNSYLVANIA PREMIUM INCOME MUNICIPAL FUND 2 333 WEST WACKER DR NULL CHICAGO IL 60606 04/19/13 CORRESP 811-07524 0000897800 GREENWICH STREET MUNICIPAL FUND INC TWO WORLD TRADE CENTER NULL NEW YORK NY 10048 03/26/04 40-17G 811-07528 0000897802 SPECIAL OPPORTUNITIES FUND, INC. C/O US BANCORP FUND SERVICES, LLC 615 EAST MICHIGAN AVENUE MILWAUKEE WI 53202 05/29/13 N-Q 811-07540 0000897996 GLOBAL HIGH INCOME FUND INC C/O UBS GLOBAL ASSET MANAGEMENT (AMERICA 12TH FLOOR 1285 AVENUE OF THE AMERICAS NEW YORK NY 10019 04/01/13 N-Q 811-07560 0000898496 Invesco Quality Municipal Securities 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 04/29/13 NSAR-B 811-07564 0000898618 Invesco California Quality Municipal Securities 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 10/30/12 NSAR-A 811-07562 0000898659 Invesco New York Quality Municipal Securities 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 10/30/12 NSAR-A 811-07606 0000899752 NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND 333 WEST WACKAER DR NULL CHICAGO IL 60606 04/29/13 N-Q 811-07614 0000899758 NUVEEN GEORGIA PREMIUM INCOME MUNICIPAL FUND 333 W WACKER DR NULL CHICAGO IL 60606 05/09/13 N-PX 811-07608 0000899761 NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND 333 WEST WACKER DR NULL CHICAGO IL 60606 04/29/13 N-Q 811-07616 0000899782 NUVEEN MISSOURI PREMIUM INCOME MUNICIPAL FUND 333 WEST WACKER DR NULL CHICAGO IL 60606 04/29/13 N-Q 811-07626 0000900422 PUTNAM MUNICIPAL OPPORTUNITIES TRUST ONE POST OFFICE SQUARE NULL BOSTON MA 2109 03/28/13 N-Q 811-07634 0000900724 BLACKROCK CORPORATE HIGH YIELD FUND, INC. 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-07642 0000901243 BLACKROCK MUNIASSETS FUND, INC. 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-07660 0000901824 MASSACHUSETTS HEALTH & EDUCATION TAX EXEMPT TRUST 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-07680 0000902748 MINNESOTA MUNICIPAL INCOME PORTFOLIO INC 800 NICOLLET MALL BC- MN-H04N MINNEAPOLIS MN 55402-3804 04/29/13 NSAR-A 811-07678 0000902750 AMERICAN MUNICIPAL INCOME PORTFOLIO INC 800 NICOLLET MALL BC- MN-H04N MINNEAPOLIS MN 55402-3804 04/29/13 NSAR-A 811-07686 0000902978 WESTERN ASSET EMERGING MARKETS INCOME FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NEW YORK NY 10018 04/26/13 N-Q 811-07694 0000904112 MORGAN STANLEY EMERGING MARKETS DEBT FUND INC 522 FIFTH AVENUE NULL NEW YORK NY 10036 05/30/13 N-Q 811-07720 0000905000 NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL FUND 333 WEST WACKER DR NULL CHICAGO IL 60606 05/08/13 N-CSR 811-07732 0000906013 ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC 1345 AVE OF THE AMERICAS NULL NEW YORK NY 10105 06/06/13 N-CSR 811-07740 0000906237 WESTERN ASSET 2008 WORLDWIDE DOLLAR GOVERNMENT TERM TRUST INC. CITIGROUP ASSET MANAGEMENT 125 BROAD STREET, 10TH FLOOR NEW YORK NY 10004 08/18/09 N-PX 811-07792 0000906959 NUVEEN PREMIUM INCOME MUNICIPAL OPPORTUNITY FUND 333 WEST WACKER DR NULL CHICAGO IL 60606 05/16/13 25-NSE 811-07810 0000907573 Delaware Investments Colorado Municipal Income Fund, Inc. ONE COMMERCE SQUARE 2005 MARKET STREET PHILADELPHIA PA 19103 06/07/13 N-CSR 811-07812 0000907608 WESTERN ASSET MUNICIPAL PARTNERS FUND II INC. CITIGROUP ASSET MANAGEMENT 125 BROAD STREET, 10TH FLOOR NEW YORK NY 10004 08/15/08 N-PX 811-07816 0000908187 PCM FUND, INC. 1633 BROADWAY NULL NEW YORK NY 10019 05/17/13 N-Q 811-07838 0000908785 AMERICAN SELECT PORTFOLIO INC 800 NICOLLET MALL BC- MN-H04N MINNEAPOLIS MN 55402-3804 05/03/13 DEF 14A 811-07868 0000908993 Invesco Advantage Municipal Income Trust II 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 05/09/13 N-CSR 811-07866 0000909112 TEMPLETON EMERGING MARKETS INCOME FUND 300 S.E. 2ND STREET NULL FORT LAUDERDALE FL 33301-1923 05/02/13 N-CSRS 811-07920 0000910068 WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. 620 EIGHTH AVENUE 49TH FLOOR NEW YORK NY 100018 05/29/13 N-CSRS 811-07083 0000911308 BLACKROCK MUNIYIELD ARIZONA FUND, INC. 100 BELLEVUE PARKWAY NULL WILMINGTON DE 19809 06/06/13 DEF 14A 811-07994 0000911638 WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. LEGG MASON & CO, LLC 620 EIGHTH AVENUE, 49TH FLOOR NEW YORK NY 10018 04/26/13 NSAR-A 811-08000 0000912022 Invesco Van Kampen Select Sector Municipal Trust 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 04/29/13 NSAR-B 811-08002 0000912023 KOREA EQUITY FUND INC 2 WORLD FINANCIAL CENTER BUILDING B, 22ND FLOOR NEW YORK NY 10038-4936 03/26/13 N-Q 811-08030 0000912147 ROYCE MICRO-CAP TRUST, INC /MD/ ROYCE MICRO-CAP TRUST, INC. 745 FIFTH AVENUE NEW YORK NY 10151 05/28/13 N-Q 811-08050 0000912729 ASIA TIGERS FUND INC C/O ABERDEEN ASSET MANAGEMENT INC. 1735 MARKET STREET, 32ND FLOOR PHILADELPHIA PA 19103 06/06/13 N-23C3A 811-08044 0000912734 Invesco High Yield Investments Fund, Inc. 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 10/30/12 NSAR-A 811-07111 0000913342 Invesco California Municipal Securities 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 10/30/12 NSAR-A 811-07109 0000913345 Invesco Value Municipal Securities 1555 PEACHTREE STREET, N.E. SUITE 1800 ATLANTA 2Q 30309 04/29/13 NSAR-B 811-08076 0000913662 ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. 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