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Upcoming Events


This page provides a schedule of the upcoming meetings of the Commission, public appearances of senior SEC officials, and other events. Contact information is provided for additional information. Please note that all events are subject to change.

All times appearing below are listed in Eastern Time unless otherwise noted.

SEC Meetings and Other Events

All SEC open meetings and many other public events are webcast. A hyperlink to the webcast will be posted to SEC.gov shortly before the start of a meeting. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.

SEC closed meetings are not open to the public.

March 2017

Thursday, March 16, 2017

2:00 p.m. ET
Closed Meeting
See Sunshine Act Notice
Location: SEC Headquarters, 100 F Street, NE, Washington, DC
Contact: Office of the Secretary, at (202) 551-5400

April 2017

Wednesday, April 5, 2017

9:30 a.m. ET
Equity Market Structure Advisory Committee Meeting
See Notice of Meeting
Location: SEC Headquarters, 100 F Street, NE, Washington, DC
Contact: Arisa Tinaves Kettig, Senior Special Counsel, at (202) 551-5676

Public Appearances by Officials

All public appearances by officials are open to media unless otherwise noted.

April 2017

Tuesday, April 4, 2017

8 a.m.
Stephanie Avakian, Acting Director, will attend the Incident Response Forum 2017.
Location: Mayflower Hotel, 1127 Connecticut Ave. N.W., Washington, D.C.
Contact: Bruce Carton, bcarton@securitiesdocket.com

Public Hearings in Administrative Proceedings

To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer@SEC.gov or call 202-551-4158.

ANY HEARING OR PREHEARING CONFERENCE SCHEDULED IN WASHINGTON, D.C., IS POSTPONED WHEN GOVERNMENT OFFICES IN WASHINGTON ARE CLOSED.

March 2017

This hearing has been postponed indefinitely.

Tuesday, March 14 – Friday, March 17, 2017, 9:30 a.m. Central Daylight Time

Administrative Law Judge James E. Grimes will hold a hearing in the matter of Saving2Retire, LLC and Marian P. Young, Administrative Proceeding File No. 3-17352
Location: Casey U.S. Courthouse, U.S. Tax Court, Room 7006, 515 Rusk Street, Houston, Texas 77002
Contact: Office of Administrative Law Judges, (202) 551-6030

Monday, March 20 – April 7, 2017, 1:00 p.m. Eastern Daylight Time (first day)

Administrative Law Judge Jason S. Patil will hold a hearing in the matter of RD Legal Capital, LLC and Roni Dersovitz, Administrative Proceeding File No. 3-17342
Location: U.S. District Courthouse for the Eastern District of New York, Courtroom 2F North, 225 Cadman Plaza East, Brooklyn, NY 11201
Contact: Office of Administrative Law Judges, (202) 551-6030

Monday, April 3 – Friday, April 7, 2017, 9:30 a.m. Eastern Daylight Time

Administrative Law Judge Cameron Elliot will hold a hearing in the matter of Alexander Kon, Administrative Proceeding File No. 3-17674
Location: SEC Headquarters, 100 F Street, N.E., Hearing Room 2, Washington, DC 20549
Contact: Office of Administrative Law Judges, (202) 551-6030

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