About the Office

The New York Regional Office of the Securities and Exchange Commission has jurisdiction in  New York and New Jersey.

Contact Us »

200 Vesey Street, Suite 400
New York, NY 10281
Phone: 212-336-1100
E-mail: newyork@sec.gov


Marc Berger, Regional Director
Sanjay Wadhwa, Associate Regional Director (Enforcement)
Lara Mehraban, Associate Regional Director (Enforcement)
Robert Sollazzo, Associate Regional Director (Broker-Dealer and Exchange Examination Program)
Thomas Butler, Associate Regional Director (Examination)