What's New

Date Title Division/Office
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Port Trading and Markets
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount on Historical Open-Close Data Trading and Markets
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Permit the... Trading and Markets
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount on Historical Open-Close Data Trading and Markets
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports Trading and Markets
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount on Historical Open-Close Data Trading and Markets
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount on Historical Open-Close Data Trading and Markets
Compliance and Disclosure Interpretations: Update Corporation Finance
ALJ Order - Gregory Lemelson Administrative Law Judges
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the NYSE Texas Aggregated Lite Market Data Product Trading and Markets
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the NYSE Texas Order Imbalances Proprietary Market Data Product Trading and Markets
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the NYSE Texas Integrated Feed Market Data Product Trading and Markets
Investment Company Act Notice - 5C Lending Partners Corp., et al. Investment Management
Commission Opinion and Adjudicatory Order - Daniels Corporate Advisory Company, Inc. Enforcement
SEC Announces Roundtable on Executive Compensation Disclosure Requirements Corporation Finance
Statement on the Upcoming Executive Compensation Roundtable Corporation Finance
Remarks at the 12th Annual Conference on Financial Market Regulation Agency-Wide
Remarks of Commissioner Mark T. Uyeda Agency-Wide
Division of Trading and Markets: Frequently Asked Questions Relating to Crypto Asset Activities and Distributed Ledger Technology Trading and Markets
An Incremental Step Along the Journey: The Division of Trading Markets’ Frequently Asked Questions Relating to Crypto Asset Activities and Distributed Ledger Technologies Agency-Wide